Data wydruku: 03.12.2015 12:11 Strona 1 z 2 SubMect name

Transcription

Data wydruku: 03.12.2015 12:11 Strona 1 z 2 SubMect name
6XEMHFWQDPH
&RPSXWHU1HWZRUNV$GPLQLVWUDWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ:RMFLHFK*XPLĔVNL
GULQĪ:RMFLHFK*XPLĔVNL
6XEMHFWREMHFWLYHV
7KHPDLQREMHFWLYHRIWKHFRXUVHLVWRSURYLGHVWXGHQWVZLWKNQRZOHGJHDERXWWKHSULQFLSOHVRIDGPLQLVWUDWLRQRI
FRPSXWHUQHWZRUNVDQGWRJDLQE\WKHPSUDFWLFDOVNLOOVLQWKHILHOGRIQHWZRUNPRQLWRULQJDQGLPSOHPHQWDWLRQRI
VROXWLRQVZKLFKLQFUHDVHQHWZRUNUHOLDELOLW\DQGQHWZRUNVHFXULW\
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWLGHQWLILHVWKHWDVNVRIDGPLQLVWUDWRU
6WXGHQWFRPSDUHVWKHPHWKRGVRIDUFKLYLQJGDWDLQ
WKHQHWZRUN6WXGHQWPDQDJHGSHUPLVVLRQV6WXGHQW
PDNHVSODQRIQDPHVDQGDGGUHVVHVRIWKHGHYLFHV
6WXGHQWVFKRRVHWKHPHWKRGRIQHWZRUNLQYHQWRU\
7KHVWXGHQWXVHVWRROVWRPRQLWRUWKHQHWZRUN
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
0HWKRGRIYHU\ILFDWLRQ
.B:
6WXGHQWLGHQWLILHVWKHWDVNVRIDGPLQLVWUDWRU
6WXGHQWFRPSDUHVWKHPHWKRGVRIDUFKLYLQJGDWDLQ
WKHQHWZRUN6WXGHQWPDQDJHGSHUPLVVLRQV6WXGHQW
PDNHVSODQRIQDPHVDQGDGGUHVVHVRIWKHGHYLFHV
6WXGHQWVFKRRVHWKHPHWKRGRIQHWZRUNLQYHQWRU\
7KHVWXGHQWXVHVWRROVWRPRQLWRUWKHQHWZRUN
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWLGHQWLILHVWKHWDVNVRIDGPLQLVWUDWRU
6WXGHQWFRPSDUHVWKHPHWKRGVRIDUFKLYLQJGDWDLQ
WKHQHWZRUN6WXGHQWPDQDJHGSHUPLVVLRQV6WXGHQW
PDNHVSODQRIQDPHVDQGDGGUHVVHVRIWKHGHYLFHV
6WXGHQWVFKRRVHWKHPHWKRGRIQHWZRUNLQYHQWRU\
7KHVWXGHQWXVHVWRROVWRPRQLWRUWKHQHWZRUN
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
1HWZRUNDGPLQLVWUDWRUWDVNV&RRSHUDWLRQZLWKV\VWHPVDGPLQLVWUDWRU$QDO\VLVDQGUHDOL]DWLRQRIQHWZRUN
JRDOV1HWZRUNDGGUHVVHVDQGQDPHVSROLWLFV5RXWHVDQGQHWZRUNSURWRFROVVHOHFWLRQ1HWZRUNIORZ
PRQLWRULQJDQGVKDSLQJ1HWZRUNIORZFRXQWLQJDQGRSWLPL]DWLRQ1HWZRUNVHUYLFHVDGPLQLVWUDWLRQ'+&3
'16:,16:$1DFFHVVPDQDJHPHQW1$73$73UR[\1HWZRUNVHUZHUVDGPLQLVWUDWLRQ:::)73H
PDLO1HWZRUNUHVRXUFHVKDULQJ'RPDLQDGPLQLVWUDWLRQ8VHUDQGKDUGZDUHDXWKHQWLFDWLRQ1HWZRUN
SULYLOHJHV5HPRWHDFFHVV1HWZRUNVHFXULW\,QWUXGHULQGHQW\ILFDWLRQ1HWZRUNIDLOXUHVGLDJQRVLVDQG
IL[LQJ1HWZRUNHYROXWLRQQHWZRUNGRFXPHQWDWLRQDQGKDUGZDUHVHOHFWLRQ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
06SRUWDFN71RUWKUXS1HWZRUNLQJ(VVHQWLDOV8QOHDVKHG6DPV3XEOLVKLQJ
-6FRWW+DXJGDKO1HWZRUN$QDO\VLVDQG7URXEOHVKRRWLQJ$GGLVRQ:HVOH\3URIHVVLRQDO
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DPLQDWLRQ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHU6\VWHPV$GPLQLVWUDWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7RPDV]%RLĔVNL
GULQĪ7RPDV]%RLĔVNL
6XEMHFWREMHFWLYHV
7KHDLPRIWKHVXEMHFWLVWRIDPLOLDUL]HVWXGHQWVZLWKWRSLFVFRQQHFWHGZLWKDGPLQLVWHULQJ/LQX[DQG:LQGRZV
EDVHGVHUYHUVDQGSURYLGHPHDQVRILQWHURSHUDELOLW\EHWZHHQWKHP
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
6WXGHQWGHVFULEHVDGPLQLVWUDWLYHSUREOHPV6WXGHQW
FUHDWHVDVROXWLRQWRWKHDGPLQLVWUDWLYHSUREOHP
6WXGHQWSRLQWVRXWGLIIHUHQFHVEHWZHHQGLIIHUHQW
RSHUDWLQJV\VWHPV
6WXGHQWGHVFULEHVDGPLQLVWUDWLYHSUREOHPV6WXGHQW
FUHDWHVDVROXWLRQWRWKHDGPLQLVWUDWLYHSUREOHP
6WXGHQWSRLQWVRXWGLIIHUHQFHVEHWZHHQGLIIHUHQW
RSHUDWLQJV\VWHPV
.B8
DQDOL]XMHU\]\NRSURMHNWXMHSROLW\NĊEH]SLHF]HĔVWZD
LZ\ELHUDüĞURGNLGR]DEH]SLHF]DQLDSODWIRUP
REOLF]HQLRZ\FKLDSOLNDFML]DU]ąG]DXSUDZQLHQLDPL
SODQXMHDGUHVDFMĊLQD]HZQLFWZRXU]ąG]HĔ
.B:
]QDPHWRG\SU]HFLZG]LDáDQLD]DJURĪHQLRP
>6:@$VVHVVPHQWRIIDFWXDO
EH]SLHF]HĔVWZDVLHFLNRPSXWHURZHMSURWRNRá\
NQRZOHGJH
NU\SWRJUDILF]QHRUD]PHWRG\NRQWUROLGRVWĊSXGRED]
GDQ\FKV\VWHPyZLVLHFLRUD]WHFKQLNLLFK
]DEH]SLHF]HĔ
.B:
]QDDUFKLWHNWXU\NRPSXWHUyZSURFHV\V\VWHPX
>6:@$VVHVVPHQWRIIDFWXDO
RSHUDF\MQHJRV\VWHP\SOLNyZSURJUDP\GR
NQRZOHGJH
SU]HWZDU]DQLDWHNVWX]DVDG\]DU]ąG]DQLDG\VNDPLL
SDPLĊFLą5$0EXGRZĊNRPSLODWRUyZVNDQHUyZ
SDUVHUyZLDQDOL]DWRUyZVHPDQW\F]Q\FK
.B:
0RGHRIGHOLYHU\
]QD]DGDQLDDGPLQLVWUDWRUDV\VWHPyZ
LQIRUPDW\F]Q\FK
0HWKRGRIYHU\ILFDWLRQ
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
%DVLFNQRZOHGJHRI:LQGRZVDQG/LQX[6\VWHPV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
0HQDJPHQHWRI:LQGRZVV\VWHPV
$GPLQLVWUDWLYHWRROVLQ:LQGRZV
&RQILJXUDWLRQDQGPDQDJHPHQWRIQHWZRUNLQ:LQGRZV
,QWHUQHW,QIRUPDWLRQ6HUYLFHV,,6
+DUGZDUHFRQILJXUDWLRQLQ:LQGRZVV\VWHPV
:LQGRZV6HUYHU0DQDJHPHQW
64/6HUYHU$GPLQLVWUDWLRQ
8VHUPDQDJHPHQWLQ/LQX[V\VWHPV
$GYDQFHGQHWZRUNDGPLQLVWUDWLRQLQ/LQX[V\VWHPV
1,6DQG/'$3'LUHFWRU\6HUYLFHV
)LOHV\VWHPPDQDJHPHQWLQ/LQX[6\VWHP
&RQVWUXFWLRQRI/LQX[.HUQHO
0DLOVHUYHUVLQ/LQX[V\VWHPV
:::DQGSUR[\VHUYHUVLQ/LQX[V\VWHPV
3ULQWLQJDQGRIILFHVRIWZDUHLQ/LQX[
;:LQGRZFRQILJXUDWLRQ
+DUGZDUHVXSSRUWLQ/LQX[
6HFXULW\LQ/LQX[6\VWHPV
6HFXULW\LQ:LQGRZV6\VWHPV
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
/LQX[GLVWULEXWLRQVGHGLFDWHGZHESDJHV
PDLOLQJOLVWV
/LQX[GLVWULEXWLRQV:LNLV
0LFURVRIW7HFK1HWKWWSWHFKQHWPLFURVRIWFRP
$SDFKH:HE6HUYHUGRFXPHQWDWLRQKWWSKWWSGDSDFKHRUJGRFV/LQX[$GPLQLVWUDWRUV6HFXULW\*XLGH.XUW
6HLIULHGKWWSZZZOLQX[WRSLDRUJRQOLQHBERRNVOLQX[BDGPLQLVWUDWRUVBVHFXULW\BJXLGHLQGH[KWPO
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
3URMHFW
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
,SWDEOHVDUH
DVLPSOHILUHZDOOXVHGLQVRPH/LQX[GLVWULEXWLRQV
E$SRZHUIXOSDFNHWILOWHU
F7KHSURJUDPWKDWSURYLGHV4R6
GDYHU\FRPSOH[VWDWHOHVVILUHZDOO
%DVLF$XWKHQWLFDWLRQPRGHLQ$SDFKH
DVHQGVWKHXVHUQDPHDQGSDVVZRUGLQSODLQWH[WHDFKWLPHDUHTXHVWLVPDGH
ELVVHQVLWLYHWRHDYHVGURSRQO\DWWKHWLPHRIHQWHULQJXVHUVORJLQDQGSDVVZRUG
FVHQGVSDVVZRUGDVKDVKHV
GXVHVDQHQFU\SWHGFRQQHFWLRQE\GHIDXOW
([LPPDLOVHUYHUXVHV66/DXWKHQWLFDWLRQZLWK0\64/
LQVWDOO([LPVHUYHUDQGP\VTOGDWDEDVH
FRQILJXUHWKHPDLOVHUYHUVRWKDWWKHXVHUDXWKHQWLFDWLRQLVEDVHGRQHQWULHVLQ0\64/GDWDEDVH
VHUYHUDOORZVUHFHLYLQJHPDLORQO\IURPVHOHFWHGGRPDLQV
XVHUUHDGVPDLOXVLQJ323RU,0$366/66/RSWLRQDO
FUHDWHDWOHDVWXVHUVZKRZLOOXVHWKHHPDLOV\VWHP
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
/LQHDU$OJHEUD
6XEMHFWFRGH
(:
)DFXOW\
0DWKHPDWLFV7HDFKLQJDQG'LVWDQFH/HDUQLQJ&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GU0DJGDOHQD0XVLHODN
PJULQĪ:RMFLHFK'ąEURZVNL
GU0DJGDOHQD0XVLHODN
PJU:RMFLHFK*Uą]LHZLF]
GU0DUFLQ:DWD
1LNRGHP0URĪHN
6XEMHFWREMHFWLYHV
6WXGHQWVREWDLQFRPSHWHQFHLQWKHUDQJHRIXVLQJPHWKRGVRIOLQHDUDOJHEUDDQGNQRZOHGJHKRZWRVROYH
VLPSOHSUREOHPVWKDWFDQEHIRXQGLQWKHILHOGRIHQJLQHHULQJ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWPHQWLRQVWKHEDVLFDOJHEUDLFVWUXFWXUHV >6:@$VVHVVPHQWRIIDFWXDO
6WXGHQWXVHVWKHEDVLFRSHUDWLRQVRQFRPSOH[
NQRZOHGJH
QXPEHUV6WXGHQWGHWHUPLQHVWKHUHDODQGFRPSOH[
URRWVRISROLQRPLDOV6WXGHQWFDOFXODWHVWKH
GHWHUPLQDQWVDQGVROYHVPDWUL[HTXDWLRQV6WXGHQW
VROYHVV\VWHPVRIOLQHDUHTXDWLRQV6WXGHQW
DQDO\VHVDWDVNVIURPDQDOLW\FDOWKUHHGLPHQVLRQDO
JHRPHWU\
.B:
6WXGHQWXVHVWKHEDVLFPHWKRGVRIOLQHDUDOJHEUDWR >68@$VVHVVPHQWRIDELOLW\WRXVH
IRUPXODWHDQGVROYHVLPSOHSUREOHPVLQWKHILHOGRI PHWKRGVDQGWRROV
LQIRUPDWLFV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
%LQDU\RSHUDWLRQV*URXSVULQJVDQGILHOGV0RGXODUDULWKPHWLF
&RPSOH[QXPEHUV*HRPHWULFLQWHUSUHWDWLRQ%DVLFRSHUDWLRQV
7KHSRO\QRPLDOULQJ5RRWVRISRO\QRPLDOV+RUQHU¶VVFKHPH)XQGDPHQWDOWKHRUHPRIDOJHEUD
0DWULFHVDQGGHWHUPLQDQWV0DWUL[RSHUDWLRQV,QYHUWLEOHPDWULFHV/DSODFH¶VIRUPXODIRUGHWHUPLQDQWV3URSHUWLHV
RIGHWHUPLQDQWV
0HWKRGVRIPDWUL[LQYHUVLRQ
6\VWHPVRIOLQHDUHTXDWLRQV&UDPHU¶VWKHRUHP
5DQNRIPDWUL[.URQHFNHU&DSHOO\WKHRUHP*DXVV-RUGDQHOLPLQDWLRQ
7KUHHGLPHQVLRQDOJHRPHWU\&DUWHVLDQFRRUGLQDWHV\VWHP'RWFURVVDQGVFDODUWULSOHSURGXFWV/LQHVDQG
SODQHVLQWKUHHGLPHQVLRQDOVSDFH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7-XUOHZLF]=6NRF]\ODV$OJHEUDLJHRPHWULDDQDOLW\F]QD'HILQLFMHWZLHUG]HQLDLZ]RU\2ILF\QD
Z\GDZQLF]D*L6
7-XUOHZLF]=6NRF]\ODV$OJHEUDLJHRPHWULDDQDOLW\F]QD3U]\NáDG\L]DGDQLD2ILF\QDZ\GDZQLF]D*L6
5HFRPPHQGHGUHDGLQJ
-7RSS$OJHEUDOLQLRZD:\GDZQLFWZR3*
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
)LQDOFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
6ROYHWKHPDWUL[HTXDWLRQ$; %ZKHUH$L%DUHJLYHQPDWULFHV
8VLQJWKH&UDPHUIRUPXODILQGWKHXQNQRZQ\IURPWKHV\VWHPRIHTXDWLRQV[\]W \W [\W [\W )LQGDOOURRWVRIWKHHTXDWLRQ]L *LYHWKHLUDOJHEUDLFIRUP
)LQGWKHOLQHDUIDFWRUL]DWLRQRIWKHSRO\QRPLDO:] ]L]L]NQRZLQJWKDWRQHRIWKHURRWVLV] L
)LQGWKHJHQHUDOHTXDWLRQRIWKHSODQHSDVVLQJWKUXJKWKHSRLQW3 DQGSDUUDUHOWRWKHYHFWRUVD >@LE >@
'LVFXVVWKHUHODWLRQEHWZHHQWZRJLYHQOLQHVO[ W\ W] WLO[ V\ V] V
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
0DWKHPDWLFDO$QDO\VLV
6XEMHFWFRGH
(:
)DFXOW\
0DWKHPDWLFV7HDFKLQJDQG'LVWDQFH/HDUQLQJ&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GU0DJGDOHQD0XVLHODN
GU0DUFLQ:DWD
1LNRGHP0URĪHN
PJULQĪ:RMFLHFK'ąEURZVNL
GU0DJGDOHQD0XVLHODN
PJU:RMFLHFK*Uą]LHZLF]
6XEMHFWREMHFWLYHV
/HDUQLQJRXWFRPHV
6WXGHQWVREWDLQFRPSHWHQFHLQWKHUDQJHRIXVLQJPHWKRGVRIPDWKHPDWLFDODQDO\VLVDQGNQRZOHGJHKRZ
WRVROYHVLPSOHSUREOHPVWKDWFDQEHIRXQGLQWKHILHOGRIHQJLQHHULQJ
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWGHILQHVEDVLFQRWLRQVRIGLIIHUHQWLDOFDOFXOXV >6.@$VVHVVPHQWRISURJUHVVRI
RIIXQFWLRQZLWKRQHYDULDEOH6WXGHQWH[DPLQHV
ZRUN
IXQFWLRQVRIRQHYDULDEOHXVLQJWKHFRQFHSWRIOLPLW
FRQWLQXLW\DQGGHULYDWLYHV6WXGHQXVHVEDVLFUXOHV
DQGWHFKQLFVRILQWHJUDWLRQWRFDOWXODWLRQWKHLGHILQLWH
LQWHJUDOV6WXGHQWPHQWLRQVVRPHJHRPHWULF
DSSOLFDWLRQVRIGHILQLWHLQWHJUDO6WXGHQWVWXGLHV
FDQYHUJHQFHRIQXPEHUVHULHV6WXGHQWXVHVSRZHU
VHULHVWRWKHDSSUR[LPDWHFDOFXODWLRQ6WXGHQW
GHWHUPLQHVJHQHUDODQGSDUWLFXODUVROXWLRQVRIVRPH
W\SHVRIWKHILUVWDQGVHFRQGRUGHUGLIIHUHQWLDO
HTXDWLRQV8VHVVHFRQGRUGHUOLQHDUGLIIHUHQWLDO
HTXDWLRQVWRDQDO\VLVRIOLQHDURVFLOODWLRQ6WXGHQW
XVHVWKHSDFNHWVRIVRIWZDUHWRV\PEROLFDQG
QXPHULFFDOFXODWLRQVDQGLQWHUSUHWVWKHUHVXOWVRI
WKHVHFDOFXODWLRQV
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWXVHVWKHEDVLFPHWKRGVRIPDWKHPDWLFDO
DQDO\VLVDQGGLIIHUHQWLDOHTXDWLRQVWRIRUPXODWHDQG PHWKRGVDQGWRROV
VROYHVLPSOHSUREOHPVLQWKHILHOGRISK\VLFVDQG
LQIRUPDWLFV
EOHQGHGOHDUQLQJ
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
7KHOLPLWRIDIXQFWLRQ&RQWLQXRXVIXQFWLRQVDQGWKHLUSURSHUWLHV
7KHGHULYDWLYHRIRQHYDULDEOHIXQFWLRQ*HQHUDOUXOHVRIGLIIHUHQWLDWLRQ
+LJKHURUGHUGHULYDWLYHV7D\ORU
VDQG0DFODXUHQVIRUPXOD/
+RVSLWDO
VIRUPXOD$V\PSWRWHVRIDJUDSKRID
IXQFWLRQ
([WUHPHSRLQWVXSZDUGDQGGRZQZDUGFRQFDYLW\LQIOHFWLRQSRLQWV
,QIRUPDWLRQRQSDUWLDOGHULYDWLYHV([WUHPHSRLQWVRIWZRYDULDEOHIXQFWLRQ
,QGHILQLWHLQWHJUDO*HQHUDOUXOHVIRULQWHJUDWLRQ,QWHJUDWLRQRIHOHPHQWDU\IXQFWLRQV
7KH5LHPDQQGHILQLWHLQWHJUDO7KHIXQGDPHQWDOWKHRUHPVRILQWHJUDWLRQ
*HRPHWULFDSSOLFDWLRQVRIWKHGHILQLWHLQWHJUDO
1XPEHUVHULHV&RQYHUJHQWDQGGLYHUJHQWVHULHV&RQYHUJHQFHWHVWVRIWKHQXPEHUVHULHV
3RZHUVHULHV5DGLXVDQGLQWHUYDORIFRQYHUJHQFH
7D\ORUVDQG0DFODXULQVVHULHV,QWHJUDWLRQDQGGLIIHUHQWLDWLRQRISRZHUVHULHV
([DPSOHVRIDSSOLFDWLRQVDSSUR[LPDWHFDOFXODWLRQRILQWHJUDOV
,QIRUPDWLRQRQ)RXULHUVHULHV
)LUVWRUGHUGLIIHUHQWLDOHTXDWLRQV*HQHUDODQGSDUWLFXODUVROXWLRQ7KH&DXFK\LQLWLDOYDOXHSUREOHP
6HSDUDEOHHTXDWLRQVDQGILUVWRUGHUOLQHDUGLIIHUHQWLDOHTXDWLRQV
6HFRQGRUGHUOLQHDUGLIIHUHQWLDOHTXDWLRQVZLWKFRQVWDQWFRHIILFLHQWV)XQGDPHQWDOVHWRIVROXWLRQRIWKH
KRPRJHQHRXVOLQHDUGLIIHUHQWLDOHTXDWLRQ
1RQKRPRJHQHRXVOLQHDUGLIIHUHQWLDOHTXDWLRQV0HWKRGRIXQGHWHUPLQHGFRHIILFLHQWV
([DPSOHVRIDSSOLFDWLRQVKDUPRQLFRVFLOODWRU
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0*HZHUW=6NRF]\ODV$QDOL]D0DWHPDW\F]QD'HILQLFMHWZLHUG]HQLDZ]RU\2ILF\QD:\GDZQLF]D*,6
0*HZHUW=6NRF]\ODV$QDOL]D0DWHPDW\F]QD3U]\NáDG\L]DGDQLD2ILF\QD:\GDZQLF]D*,6
0*HZHUW=6NRF]\ODV$QDOL]D0DWHPDW\F]QD'HILQLFMHWZLHUG]HQLDZ]RU\2ILF\QD:\GDZQLF]D*,6
0*HZHUW=6NRF]\ODV$QDOL]D0DWHPDW\F]QD3U]\NáDG\L]DGDQLD2ILF\QD:\GDZQLF]D*,6
KWWSHQDXF]DQLHSJJGDSOPRRGOHFRXUVHYLHZSKS"LG )LUVWRUGHURUGLQDU\GLIIHUHQWLDOHTXDWLRQV
5HFRPPHQGHGUHDGLQJ
:ĩDNRZVNL*'HFHZLF]0DWHPDW\ND$QDOL]DPDWHPDW\F]QD&],:17
:ĩDNRZVNL:.RáRG]LHM0DWHPDW\ND$QDOL]DPDWHPDW\F]QD&],,:17
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLD
:ULWWHQH[DPLQDWLRQ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
)LQGORFDOH[WUHPHVDQGLQWHUYDOVRIPRQRWRQLFLW\RIWKHIROORZLQJIXQFWLRQI[ OQ[[
)LQGWKHDUHDEHWZHHQWKHFXUYH\ [OQ[DQGWKH2;D[LVIURP[ ¥HWR[ H
)LQGWKHYROXPHRIDVROLGRIUHYROXWLRQREWDLQHGE\WKHURWDWLRQRIWKHJUDSKRIWKHIXQFWLRQI[ [[
DURXQGWKH2;D[LV6NHWFKGUDZLQJ
&KHFNZHWKHUWKHJLYHQVHULHVZLWKJHQHUDOWHUPDQ QQQQLVFRQYHUJHQW
8VLQJWKHWKHRUHPVRIGLIIHUHQWLDWLRQRULQWHJUDWLRQRIWKHIXQFWLRQDOVHULHVILQGWKHVXPRIWKHSRZHUVHULHV
™[QQDQGQH[WILQGWKHVXPRIWKHQXPEHUVHULHV™QQ
)LQGWKHVROXWLRQRIWKH&DXFK\SUREOHP\
\[ [VLQ[\ʌ ʌ
)LQGWKHJHQHUDOVROXWLRQRIWKHHTXDWLRQ\
\
\ H[
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHU$QLPDWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-DFHN/HELHGĨ
GULQĪ-DFHN/HELHGĨ
6XEMHFWREMHFWLYHV
7KHSXUSRVHRIWKHFRXUVHLVWRIDPLOLDUL]HVWXGHQWVZLWKWKHPHWKRGVRIFRPSXWHUDQLPDWLRQ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWGHVFULEHVUXOHVRIFRPSXWHUDQLPDWLRQ
GLIIHUHQWLDWHVDQLPDWLRQPHWKRGVGHVLJQVYLVXDOO\
FRUUHFWDQLPDWLRQV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
0HWKRGRIYHU\ILFDWLRQ
.B:
6WXGHQWGHVFULEHVUXOHVRIFRPSXWHUDQLPDWLRQ
GLIIHUHQWLDWHVDQLPDWLRQPHWKRGVGHVLJQVYLVXDOO\
FRUUHFWDQLPDWLRQV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
5XOHVRIFUHGLWIRUDFRXUVHELEOLRJUDSK\$QLPDWLRQKLVWRU\WUDGLWLRQDOFHODQLPDWLRQIXOODQLPDWLRQOLPLWHG
DQLPDWLRQUXEEHUKRVHURWRVFRSLQJ6WRSPRWLRQSXSSHWDQLPDWLRQFXWRXWDQLPDWLRQFOD\DQLPDWLRQPRGHO
DQLPDWLRQ&RPSXWHU'DQLPDWLRQWHFKQLTXHV&RPSXWHU'DQLPDWLRQVNHOHWDODQLPDWLRQ&RPSXWHU'
DQLPDWLRQSUHYHUWH[DQLPDWLRQPRUSKWDUJHWDQLPDWLRQ&RPSXWHU'DQLPDWLRQRWKHUWHFKQLTXHV
&KDUDFWHUDQLPDWLRQIDFLDODQLPDWLRQ0RWLRQFDSWXUH)UDPHIUHTXHQF\XQGHVLUDEOHHIIHFWVLQDQLPDWLRQ
VWDJHFRDFKZKHHOHIIHFW$QLPDWLRQZLWKNH\IUDPHVNH\IUDPHVDQGWZHHQHGIUDPHV5HDOPRWLRQDQG
VLPXODWHGPRWLRQ3ULQFLSOHVRIDQLPDWLRQDQWLFLSDWLRQRYHUVKRRWIROORZWKURXJKVORZLQDQGVORZRXW
3ULQFLSOHVRIDQLPDWLRQVTXDVKDQGVWUHWFKRYHUGUDZDUFKPRYLQJPRYLQJKROG3DUDPHWHUL]DWLRQRIPRWLRQ
SKDVHVDQWLFLSDWLRQPDLQRYHUVKRRWDQGPRYLQJKROG&RPSXWHUDQLPDWLRQWRROV&RPSXWHUVSHFLDO
HIIHFWVXVHGLQDILOP
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0'H/RXUD3HUHáNLSURJUDPRZDQLDJLHU7RPL9DGHPHFXPSURIHVMRQDOLVW\+HOLRQ:DUV]DZD-
')ROH\$YDQ'DP6.)HLQHU-)+XJKHV:SURZDG]HQLHGRJUDILNLNRPSXWHURZHM:17:DUV]DZD
-')ROH\$YDQ'DP6.)HLQHU-)+XJKHV&RPSXWHU*UDSKLFV3ULQFLSOHVDQG3UDFWLFH6HFRQG
(GLWLRQ$GGLVRQ:HVOH\5HDGLQJ0*LDPEUXQR'*UDSKLFV$QLPDWLRQ6HFRQG(GLWLRQ1HZ5LGHUV
,QGLDQDSROLV53DUHQW&RPSXWHU$QLPDWLRQ$OJRULWKPVDQG7HFKQLTXHV6HFRQG(GLWLRQ0RUJDQ
.DXIPDQQ
5HFRPPHQGHGUHDGLQJ
9-/XPHOVN\6HQVLQJ,QWHOOLJHQFH0RWLRQ+RZ5RERWVDQG+XPDQV0RYHLQDQ8QVWUXFWXUHG:RUOG:LOH\
3XEO-(3UDWW*$3UDWW([SORLWLQJ1DWXUDO'\QDPLFVLQWKH&RQWURORID'%LSHGDO:DONLQJ
6LPXODWLRQ3URFHHGLQJVRI,QWHUQDWLRQDO&RQIHUHQFHRQ&OLPELQJDQG:DONLQJ5RERWV&/$:$50GD
6LOYD<$EH-3RSRYLü,QWHUDFWLYH6LPXODWLRQRI6W\OL]HG+XPDQ/RFRPRWLRQ6,**5$3+0GD6LOYD
<$EH-3RSRYLü6LPXODWLRQRI+XPDQ0RWLRQ'DWDXVLQJ6KRUW+RUL]RQ0RGHO3UHGLFWLYH&RQWURO
(852*5$3+,&6
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'DWDZ\GUXNX
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'DWDEDVH$SSOLFDWLRQV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ:RMFLHFK:DORV]HN
GULQĪ3DZHá.DSáDĔVNL
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRIDPLOLDUL]HDVWXGHQWZLWKQRQUHODWLRQDOGDWDPRGHOVHVSHFLDOO\ZLWKREMHFWUHODWLRQDO
DQGREMHFWPRGHO7KHVHFRQGSDUWRIWKHFRXUVHLVGHYRWHGWRVHOHFWHGSUREOHPVRIGDWDEDVHVHUYHUV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWNQRZVDQGLVDEOHWRDSSO\UXOHVRI
SDUWLWLRQLQJDQGUHSOLFDWLRQ
.B:
6WXGHQWNQRZVKRZWRGHVLJQREMHFWUHODWLRQDO
GDWDEDVH6WXGHQWNQRZVKRZ'%06VLPSOHPHQW
FRQFXUUHQF\DQGWUDQVDFWLRQVDOVRLQGLVWULEXWHG
HQYLURQPHQWV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
6WXGHQWKDVNQRZOHGJHRIUHODWLRQDOPRGHODQGKHVKHFDQGHVLJQVLPSOHGDWDEDVHV6WXGHQWPXVWQRWEH
DOORZHGWREHJLQWKHFRXUVHZLWKRXWKDYLQJVXFFHVIXOO\SDVVHGE\%D]\'DQ\FKDQG,Q]\QLHULD2SURJUDPRZDQLD
FRXUVHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
2EMHFWUHODWLRQDOPRGHO&ROOHFWLRQVREMHFWVDQGUHIHUHQFHV64/64/VWDQGDUGVQRQ
UHODWLRQDOH[WHQVLRQV2EMHFWUHODWLRQDOV\VWHPV,PSOHPHQWDWLRQRIREMHFWUHODWLRQDOPRGHOLQ2UDFOHXVHU
GDWDW\SHV,PSOHPHQWDWLRQRIREMHFWUHODWLRQDOPRGHOLQ2UDFOHRSHUDWLRQV&ODVVHVDQGW\SHV2EMHFW
SHUVLVWHQFH2EMHFWGDWDEDVHVFKHPD2EMHFWYVUHODWLRQDOVFKHPD7UDQVDFWLRQVGHILQLWLRQV
SUREOHPV5HFRYHU\DQG52//%$&.&XUVRUVDQGWULJJHUV;0/;3DWKDVPRGHOOLQJODQJXDJHVLQ
2UDFOH/2%VLQ2UDFOH3/64/DVDSURJUDPPLQJODQJXDJH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
/HFWXUH/DQGRZVND.DSODQVNL'DWDEDVHDSSOLFDWLRQV/HFWXUHQRWHV
/DE2UDFOH'RFXPHQWDWLRQ/LEUDU\J$SSOLFDWLRQ'HYHORSHUV*XLGH)XQGDPHQWDOV?2UDFOH
'RFXPHQWDWLRQ/LEUDU\J3/64/8VHUV*XLGHDQG5HIHUHQFH2UDFOH'RFXPHQWDWLRQ/LEUDU\J64/
5HIHUHQFH
5HFRPPHQGHGUHDGLQJ
06WRQHEUDNHU3%URZQ2EMHFWUHODWLRQDO'%06V0RUJDQNDXIPDQQ3XE5**&DWWHOOHWDO7KH
2EMHFW'DWD6WDQGDUG2'0*0RUJDQ.DXIPDQQ3XE
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
.RORNZLXP
3RSUDZQRĞü]DGDĔ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'HVLJQLPSOHPHQWDQGWHVWZLWKTXHULHVDQREMHFWUHODWLRQDOGDWDEDVH
'LVFXVVGLIIHUHQFHVEHWZHHQUHODWLRQDODQGREMHFWUHODWLRQDOGDWDPRGHO
'DWDZ\GUXNX
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
$SSOLFDWLRQVRI(PEHGGHG6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ.U]\V]WRI%LNRQLV
GULQĪ.U]\V]WRI%LNRQLV
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRDFTXDLQWWKHVWXGHQWZLWKWKHDSSOLFDWLRQDUHDVDQGGLUHFWLRQVRIWKHGHYHORSPHQWRI
HPEHGGHGV\VWHPVDQGHPEHGGHGV\VWHPVSURJUDPPLQJPHWKRGVSHUIRUPLQJFHUWDLQWDVNV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWLQWURGXFHWRUDQJHRIDSSOLFDWLRQDQGWKH >68@$VVHVVPHQWRIDELOLW\WRXVH
GHYHORSPHQWWUHQGVRIHPEHGGHGV\VWHPV6WXGHQW PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
EHFRPHIDPLOLDUZLWKSURJUDPPLQJRIHPEHGGHG
V\VWHPIRUFHUWDLQDVVLJQPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
3DVVLQJWKHFRXUVH(PEHGGHG6\VWHPVDQG0LFURSURFHVVRUV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
&KDUDFWHULVWLFVRIWKHHPEHGGHGV\VWHP'HVFULSWLRQRIWKHFODVVLILFDWLRQFKDUDFWHULVWLFVDQGWKHUHTXLUHPHQWV
ZLWKUHJDUGWRHPEHGGHGV\VWHPVIXQFWLRQDOLW\5DQJHRIDSSOLFDWLRQDQGWKHGHYHORSPHQWWUHQGVRIWKH
HPEHGGHGV\VWHPV'HGLFDWHGHPEHGGHGV\VWHPVFKDUDFWHULVWLFV'LJLWDOVLJQDOSURFHVVLQJDSSOLFDWLRQV
5HDOWLPHGDWDSURFHVVLQJDSSOLFDWLRQV:LUHOHVVFRPPXQLFDWLRQDSSOLFDWLRQV'DWDDFTXLVLWLRQDSSOLFDWLRQV
3URFHVVFRQWUROOLQJDSSOLFDWLRQV&DVKGLVSHQVHU,QWHJUDWLRQZLWKXVHU0DQ0DFKLQH,QWHUIDFH
(PEHGGHGV\VWHPVPHWKRGRIVHOHFWLRQIRUGHILQHGDSSOLFDWLRQ5HTXLUHPHQWVLQUHJDUGRIHPEHGGHGV\VWHPV
IRUGHGLFDWHGDSSOLFDWLRQV(PEHGGHGV\VWHPVPHWKRGRIPRGHOOLQJGDWDIORZPRGHOOLQJ2EMHFWRULHQWHG
V\VWHPVPRGHOOLQJ0XOWLIXQFWLRQDQGGHGLFDWHGHPEHGGHGV\VWHPV)3*$GULYHUV&UHDWLRQRIGHGLFDWHG
V\VWHPVLQWKHODQJXDJHRIKDUGZDUHGHVFULSWLRQ6\VWHPVZRUNLQJRQWKHEDVLVRI62(PEHGGHGV\VWHPVLQ
DXWRPDWLRQILHOG([DPSOHVRIDSSOLFDWLRQ$SSOLFDWLRQWUHQGVRIHPEHGGHGV\VWHPVLQDXWRPDWLRQILHOG
6&$'$V\VWHPV&DUDXWRPDWLRQ([DPSOHRIUHDOWLPHV\VWHPDSSOLFDWLRQSURMHFW:::PLFURVHUYHUVDV
DPHWKRGRIHPEHGGHGV\VWHPLQWHJUDWLRQZLWK,QWHUQHW7HVW(PEHGGHGV\VWHPVLQKLJKVDIHW\
DSSOLFDWLRQV6DPSOHVRIDSSOLFDWLRQVLQPHGLFLQHDYLDWLRQDQGVSDFHWHFKQRORJ\(PEHGGHGV\VWHPVLQ
FULWLFDOLQIUDVWUXFWXUHVDSSOLFDWLRQV'LVWULEXWHGDSSOLFDWLRQIRUHPEHGGHGV\VWHPV&HQWUDOL]HGDQG
GHFHQWUDOL]HGHPEHGGHGV\VWHPVLQLQGXVWU\DSSOLFDWLRQV6HQVRUVV\VWHPEDVHGRQHPEHGGHGV\VWHPV
7UDQVPLVVLRQSURWRFROVIRUHPEHGGHGV\VWHPVQHWZRUN:LUHDQGZLUHOHVVQHWZRUNV0RELOHWHOHSKRQ\DVDQ
H[DPSOHRIPRELOHHPEHGGHGV\VWHPV6PDUWSKRQHV3'$:HE3DGV/D\HUDUFKLWHFWXUHRIDSSOLFDWLRQZLWK
5),'(PEHGGHGV\VWHPVLQWHUDFWLRQEDVHGRQ*60DQG8076FRPPXQLFDWLRQSODWIRUP(PEHGGHG
V\VWHPVDSSOLFDWLRQ%XLOGLQJ0DQDJHPHQW6\VWHP%06(PEHGHGV\VWHPVLQ*36UHFHLYHUVDQG
QDYLJDWLRQFRPSXWHUV$XWRPDWLFWRXULWJXLGHV(OHFWURQLFDQGPRWRUFKDUWV(PEHGGHGGHYLFHV6HW7RS
%R[HV$SSOLFDWLRQVHFXULW\IRUHPEHGGHGV\VWHPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$1'REROL(+&XUULH,QWURGXFWLRQWRPL[HGVLJQDOHPEHGGHGGHVLJQ&\SUHVV$6%HUJHU
(PEHGGHG6\VWHPV'HVLJQ$Q,QWURGXFWLRQWR3URFHVVHV7RROVDQG7HFKQLTXHV&03%RRNV-
0DMHZVNL3=E\VLĔVNL8NáDG\)3*$ZSU]\NáDGDFK%7&0%DUU$0DVVD3URJUDPPLQJ(PEHGGHG
6\VWHPV:LWK&DQG*18'HYHORSPHQW7RROVQG(GLWLRQ25HLOO\71RHUJDDUG(PEHGGHG6\VWHPV
$UFKLWHFWXUH$&RPSUHKHQVLYH*XLGHIRU(QJLQHHUVDQG3URJUDPPHUV(PEHGGHG7HFKQRORJ\(OVHYLHU
5HFRPPHQGHGUHDGLQJ
0DQXDOIRU$GHODLGDVWDUWHUNLW0DQXODIRU-XSLWHUVWDUWHUNLW1RWDNDWDORJRZDSURFHVRUD$7PHJD
1RWDNDWDORJRZDSURFHVRUD3,&)$5%DUDQRZVNL0LNURNRQWUROHU\$95$7PHJDZSUDNW\FH%7&
7-DEáRĔVNL0LNURNRQWUROHU\3,&)[ZSUDNW\FH%7&9(VV$1'REROL(+&XUULH/DERUDWRU\
PDQXDOIRULQWURGXFWLRQWRPL[HGVLJQDOHPEHGGHGGHVLJQ&\SUHVV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHU$UFKLWHFWXUH
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ$QGU]HM-ĊGUXFK
GULQĪ$QGU]HM-ĊGUXFK
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRSURYLGHNQRZOHGJHRIWKHFRQFHSWVUHODWHGWRWKHFRPSXWHUDUFKLWHFWXUHDQG
NQRZOHGJHRIWKHEDVLFPHFKDQLVPVRISURFHVVRUVDWWKH,6$OHYHODQGWRSUHVHQWWKHODWHVWWUHQGVLQWKH
FRQVWUXFWLRQRIWKHSURFHVVRUV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
SURJUDPXMHZMĊ]\NDFKSURJUDPRZDQLD
SURFHGXUDOQHJRRELHNWRZHJRIXQNFMRQDOQHJRLZ
ORJLFHNRGXMHSURJUDP\QDSR]LRPLHLQVWUXNFML
SURFHVRUDXUXFKDPLDLWHVWXMHSURJUDP\
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
.B8
DQDOL]XMHU\]\NRSURMHNWXMHSROLW\NĊEH]SLHF]HĔVWZD >6:@$VVHVVPHQWRIIDFWXDO
LZ\ELHUDüĞURGNLGR]DEH]SLHF]DQLDSODWIRUP
NQRZOHGJH
REOLF]HQLRZ\FKLDSOLNDFML]DU]ąG]DXSUDZQLHQLDPL
SODQXMHDGUHVDFMĊLQD]HZQLFWZRXU]ąG]HĔ
.B:
]QDREV]DU\]DVWRVRZDĔNLHUXQNLUR]ZRMXLIXQNFMH >6:@$VVHVVPHQWRIIDFWXDO
PLNURSURFHVRUyZPLNURNRQWUROHUyZV\VWHPyZ
NQRZOHGJH
ZEXGRZDQ\FKF\IURZ\FKXNáDGyZSURJUDPRZDOQ\FK
RUD]PHWRG\ZVSDUFLDVSU]ĊWRZHJRQRZRF]HVQ\FK
V\VWHPyZRSHUDF\MQ\FK
.B:
]QDDUFKLWHNWXU\NRPSXWHUyZSURFHV\V\VWHPX
>6:@$VVHVVPHQWRIIDFWXDO
RSHUDF\MQHJRV\VWHP\SOLNyZSURJUDP\GR
NQRZOHGJH
SU]HWZDU]DQLDWHNVWX]DVDG\]DU]ąG]DQLDG\VNDPLL
SDPLĊFLą5$0EXGRZĊNRPSLODWRUyZVNDQHUyZ
SDUVHUyZLDQDOL]DWRUyZVHPDQW\F]Q\FK
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQUXOHVRIFUHGLWIRUDFRXUVHELEOLRJUDSK\7KHYRQ1HXPDQQFRPSXWHUPRGHOPDFKLQHDQG
DVVHPEOHUODQJXDJHV(YROXWLRQRIFRPSXWHUKDUGZDUHDQGVRIWZDUH,QWHODQG$0'DUFKLWHFWXUH
3URFHVVRUPRGHVNHUQHOPRGHXVHUPRGH0DLQPHPRU\3K\VLFDOLQIRUPDWRQVWUXFWXUHV*HQHUDO
SXUSRVHUHJLVWHUFRQWURODQGVWDWXVUHJLVWHU,QVWUXFWLRQIHWFKDQGH[HFXWHLQVWUXFWLRQF\FOH,QVWUXFWLRQIRU
PRGLI\LQJWKHIORZRIFRQWURO3URJUDPPLQJSULQFLSOHVDWSURFHVVRULQVWUXFWLRQOHYHOW\SLFDOLQVWUXFWLRQ
RSHUDWLRQV'LUHFWDQGLQGLUHFWDGGUHVVLQJPRGHV(OHPHQWVRIDVVHPEO\SURJUDPPLQJLQVWUXFWLRQ
PQHPRQLFVVRXUFHFRGHIRUPDWVYDULDEOHVDQGODEHOVGLUHFWLYHV,QWHODQG$77DVVHPEOHUV\QWD[
0DFURSURFHVVLQJ3URJUDPDVVHPEO\WHFKQLTXHORFDWLRQFRXQWHURQHDQGWZRSDVVDVVHPEO\DVVHPEO\
OLVWLQJILOH6WDFNRUJDQL]DWLRQ8QFRQGLWLRQDOEUDQFKLQVWUXFWLRQSURFHGXUHFDOODQGSURFHGXUHUHWXUQ
3DUDPHWHUVSDVVLQJWRVXEURXWLQHV3DVVLQJSDUDPHWHUVXVLQJVWDFNZLWKKDUGZDUHVXSSRUWVWDFNIUDPH
6WDWLFDQGORFDOYDULDEOHVDFFHVV0L[HGSURJUDPPLQJ$%,LQWHUIDFHFDOOLQJFRQYHQWLRQ3DVFDO&6WG&DOO
6\VWHPVXEURXWLQHV$3,LQWHUIDFHLQWHUUXSWGHVFULSWRUWDEOHLQ,$DUFKLWHFWXUH06:LQGRZVDQG/LQX[
SURJUDPPLQJLQWHUIDFH&RPSXWHULQLWLDOL]DWLRQ%,26V\VWHP%,26VHUYLFHVXEURXWLQHV3ULQFLSOHVRI
LQVWUXFWLRQFRGLQJIRUPDWV%DVHIRUPDWVLQ,$DUFKLWHFWXUH&RGLQJRIFRQWUROIORZLQVWUXFWLRQV'DWD
IRUPDWVVLJQHGDQGXQVLJQHGLQWHJHUV%&'7H[WFRGLQJ$6&,,06:LQGRZVFRGH,62FRGHV8QLFRGH
$ULWKPHWLFRSHUDWLRQVRYHUIORZLGHQWLILFDWLRQ0XOWLSOHSUHFLVLRQDULWKPHWLF&RPSDULVRQWHFKQLTXHEUDQFK
LQVWUXFWLRQ%LWRSHUDWLRQVKLIWDQGURWDWHRSHUDWLRQ/RRSLQVWUXFWLRQVWULQJLQVWUXFWLRQV)XQGDPHQWDO
FRQFHSWVLQWKHFRQWURORISHULSKHUDOV0HPRU\PDSSHGLQSXWRXWSXWFRQWURODQGSRUWV'LVSOD\PHPRU\LQ
WKHWH[WDQGJUDSKLFPRGH6HULDODQGSDUDOOHOFRPPXQLFDWLRQH[DPSOHV+DUGZDUHLQWHUUXSWVLQWHUUXSW
KDQGOHULQWHUUXSWSULRULW\PDVNHGDQGXQPDVNHGLQWHUUXSWV+DUGZDUHLQWHUUXSWVHUYLFHWHFKQLTXHV,54OLQHV
PDSSLQJRQWRLQWHUUXSWYHFWRUWDEOH6\VWHPFORFNVHUYLFHUHDOWLPHFORFN3URFHVVRUH[FHSWLRQV
KDUGZDUHDQGVRIWZDUHLQWHUUXSWV'0$GDWDWUDQVIHU)ORDWLQJSRLQWQXPEHUIRUPDWV,(((VWDQGDUG
$ULWKPHWLFIORDWLQJSRLQWXQLWDVDVWDFNSURFHVVRUH[DPSOHVRIFDOFXODWLRQV&RSURFHVVRUVWDWXVDQG
FRQWUROUHJLVWHU([FHSWLRQVLQH[DFWUHVXOWXQGHUIORZRYHUIORZQRWDQXPEHU0HPRU\KLHUDUFK\
UHJLVWHUVFDFKHPHPRU\PDLQPHPRU\PDVVPHPRU\0HPRU\FRPSDULVRQV'LVNGDWDOD\RXWWUDFNDQG
F\OLQGHUVORJLFDODQGSK\VLFDODGGUHVVLQJ9LUWXDOPHPRU\DVDFRPSRVLWHRIGLVNVWRUDJHDQG5$0PHPRU\
9LUWXDOPHPRU\ZLWKSDJLQJKDUGZDUHDGGUHVVWUDQVIRUPDWLRQLQ,QWHO$0'DUFKLWHFWXUH$GGUHVV
WUDQVIRUPDWLRQVXSSRUWZLWKDVVRFLDWLYHPHPRU\&DFKHPHPRULHVIRUGDWDDQGLQVWUXFWLRQV&DFKH
PHPRU\DFFHVVDOJRULWKPV3LSHOLQHSURFHVVLQJFRQWUROFROOLVLRQEUDQFKSUHGLFWLRQ&,6&YV5,6&
FRPSXWHUV7HPSRUDODQGVLPXOWDQHRXVPXOWLWKUHDGLQJ0XOWLWKUHDGDQGPXOWLFRUHDUFKLWHFWXUHV
$PGDKO¶VODZ±FRPSXWHUV\VWHPVFDODELOLW\&ODVVLI\LQJRIYLUWXDOVWDFNRULHQWHGH[HFXWLRQRISURJUDP
7UHQGVLQPRGHUQFRPSXWHUDUFKLWHFWXUH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1XOO//REXU-6WUXNWXUDRUJDQL]DF\MQDLDUFKLWHNWXUDV\VWHPyZNRPSXWHURZ\FK:\G+HOLRQ
7DQHQEDXP$66WUXNWXUDOQDRUJDQL]DFMDV\VWHPyZNRPSXWHURZ\FKZ\G+HOLRQ/HZLV'0LĊG]\DVHPEOHUHP
DMĊ]\NLHP&Z\G50:UyEHO($VHPEOHUûZLF]HQLDSUDNW\F]QH:\G+HOLRQ
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
,QWHUQHW6HUYLFHV$UFKLWHFWXUHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7RPDV]%RLĔVNL
GULQĪ7RPDV]%RLĔVNL
6XEMHFWREMHFWLYHV
OHDUQLQJVWDWHRIWKHDUWVRIWZDUHDUFKLWHFWXUHVIRUGLVWULEXWHGV\VWHPVDVZHOODVWHFKQRORJLHVLPSOHPHQWLQJWKH
IRUPHU
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
GHYHORSVGLVWULEXWHGDSSOLFDWLRQVLQWKH,QWHUQHWLQ
DUFKLWHFWXUHVWKUHHDQGPXOWLWLHUDUFKLWHFWXUH
GLVWULEXWHGREMHFWVVRIWZDUHRULHQWHGDUFKLWHFWXUH
62$SHHUWRSHHU-((DJHQWV\VWHPVJULG
V\VWHPVFORXGFRPSXWLQJYROXQWHHUFRPSXWLQJ
LGHQWLILHVSUREOHPVDQGILQGVVROXWLRQVWRWKH
SUREOHPVLQFOXGLQJV\QFKURQL]DWLRQFRQFXUUHQF\
GDWDVKDULQJDSSOLHVVHFXULW\PHDVXUHVLQGLVWULEXWHG
DSSOLFDWLRQVRSWLPL]HVHIILFLHQF\RIGLVWULEXWHG
DSSOLFDWLRQV
GHYHORSVGLVWULEXWHGDSSOLFDWLRQVLQWKH,QWHUQHWLQ
DUFKLWHFWXUHVWKUHHDQGPXOWLWLHUDUFKLWHFWXUH
GLVWULEXWHGREMHFWVVRIWZDUHRULHQWHGDUFKLWHFWXUH
62$SHHUWRSHHU-((DJHQWV\VWHPVJULG
V\VWHPVFORXGFRPSXWLQJYROXQWHHUFRPSXWLQJ
LGHQWLILHVSUREOHPVDQGILQGVVROXWLRQVWRWKH
SUREOHPVLQFOXGLQJV\QFKURQL]DWLRQFRQFXUUHQF\
GDWDVKDULQJDSSOLHVVHFXULW\PHDVXUHVLQGLVWULEXWHG
DSSOLFDWLRQVRSWLPL]HVHIILFLHQF\RIGLVWULEXWHG
DSSOLFDWLRQV
.B8
SRVáXJXMHVLĊQDU]ĊG]LDPLGRPRQLWRURZDQLDL
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
LQZHQWDU\]DFMLVLHFLSURMHNWXMHVLHFLNRPSXWHURZH
DQDOL]XMH]DJURĪHQLDLVWRVXMHUR]ZLą]DQLD
SRGQRV]ąFHLFKEH]SLHF]HĔVWZRDQDOL]XMHDVSHNW\
NRPXQLNDF\MQHRUD]DSOLNDF\MQHVLHFLNRUSRUDF\MQ\FK
.B8
Z\NRU]\VWXMHWHFKQRORJLHGRVWĊSXGRGDQ\FK
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
RSW\PDOL]XMHZ\GDMQRĞüDSOLNDFMLUHDOL]XMHSURMHNW
LQIRUPDW\F]Q\VWRVXMąFJRWRZHNRPSRQHQW\L
Z]RUFHSURMHNWRZHZ\WZDU]DDSOLNDFMHUR]SURV]RQH
QDSODWIRUP\VWDFMRQDUQHLPRELOQH
.B:
]QDPHWRG\SU]HFLZG]LDáDQLD]DJURĪHQLRP
>6:@$VVHVVPHQWRIIDFWXDO
EH]SLHF]HĔVWZDVLHFLNRPSXWHURZHMSURWRNRá\
NQRZOHGJH
NU\SWRJUDILF]QHRUD]PHWRG\NRQWUROLGRVWĊSXGRED]
GDQ\FKV\VWHPyZLVLHFLRUD]WHFKQLNLLFK
]DEH]SLHF]HĔ
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
]QDSURWRNRá\NRPXQLNDFMLPRGHOHSU]HWZDU]DQLD
GDQ\FKWHFKQRORJLHNODV\F]QHJRLVHPDW\F]QHJR
,QWHUQHWXG]LDáDQLHVHUZHUDZZZDSOLNDFMH
LQWHUQHWRZHLZ]RUFHSURJUDPRZHRUD]EXGRZĊ
DSOLNDFMLKRVWRZDQ\FKZSU]HJOąGDUFH
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
NQRZOHGJHRIWKH-DYDODQJXDJHDELOLW\WRXVH8QL[/LQX[:LQGRZVRSHUDWLQJV\VWHPV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
3DVVLQJFULWHULD,QWHUQHWDUFKLWHFWXUHVIURPFOLHQWVHUYHUWKURXJKPXOWLWLHUDJHQWV\VWHPVSHHUWRSHHU
GLVWULEXWHGREMHFWVJULGYROXQWHHUFORXG7\SLFDOFOLHQWVHUYHUDQGPXOWLWLHU,QWHUQHWDSSOLFDWLRQ&OLHQWVHUYHU
YVDJHQWV\VWHPV62$6HUYLFH2ULHQWHG$UFKLWHFWXUH:HEVHUYLFHVH[DPSOHVRIXVHVXVLQJIXQGDPHQWDO
WHFKQRORJLHVDQGVWDQGDUGV62$3;0/KWWS62$3±GLVFXVVLRQRISURWRFROH[DPSOHVLQWHUPHGLDULHV
:6'/GHVFULSWLRQRI:HEVHUYLFHV5(67:RUNIORZDSSOLFDWLRQVDQGRSWLPL]DWLRQRIZRUNIORZH[HFXWLRQ
$JHQWEDVHGV\VWHPV-$'(-06$3,IRUV\VWHPLQWHJUDWLRQ,QWHURSHUDELOLW\*ULGDQGFORXGV\VWHPV
9ROXQWHHUFRPSXWLQJ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'RNXPHQWDFMDGR62$3:6'/8'',GRNXPHQWDFMDV\VWHPX$;,66*UDKDP66LPHRQRY7%RXEH]
''DYLV*'DQLHOV%XLOGLQJ:HE6HUYLFHVZLWK-DYD0DNLQJ6HQVHRI;0/62$3:6'/DQG8'',WXWRULDO
*OREXV7RRONLWGRNXPHQWDFMD%2,1&GRNXPHQWDFMD-$'(
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'DWDEDVHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ.U]\V]WRI*RF]\áD
SURIGUKDELQĪ.U]\V]WRI*RF]\áD
6XEMHFWREMHFWLYHV
7KHREMHFWLYHRIWKHVXEMHFWLVWROHDUQDVWXGHQWRQEDVLFIXQFWLRQVRIGDWDEDVHPDQDJHPHQWV\VWHPRQGHVLJQ
RIUHODWLRQDOGDWDEDVHVDQGTXHU\LQJWKHPLQ64/RQWUDQVDFWLRQDOSURFHVVLQJGDWDVHFXULW\QDGUHODWHG
SUREOHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWFDQQRUPDOL]HGDWDEDVHVFKHPDV
ZKHQHYHUQHFHVVDU\,VDEOHWRTXHU\UHODWLRQDO
GDWDEDVHVXVLQJ64/+HXVHVWUDQVDFWLRQDO
SURFHVVLQJRQDSSULRSULDWHOHYHORILVRODWLRQ
0HWKRGRIYHU\ILFDWLRQ
.B:
7KHVWXGHQWNQRZVKRZWRFUHDWHDVHFXULW\PRGHO
IRUDUHODWLRQDOGDWDEDVHXVLQJ64/FRQVWUXFWV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B:
7KHVWXGHQWLVDEOHWRTXHU\UHODWLRQDOGDWDEDVHV
XVLQJ64/ZLWKVRPHOHYHORIRSWLPL]DWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RSUHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
'DWDEDVHV\VWHPDUFKLWHFWXUH)XQFWLRQVRID'DWDEDVH0DQDJHPHQW6\VWHP'%06(QWLW\VHWVHQWLW\
DWWULEXWHVHQWLW\NH\VUHODWLRQVKLSV(QWLW\UHODWLRQVKLSGLDJUDPV(5'VJHQHUDOFRQFHSWV&UHDWLQJHQWLW\
UHODWLRQVKLSVGLDJUDPV5DODWLRQDOGDWDEDVHGHILQLWLRQV,QWHJULW\UXOHVHQLWLW\LQWHJULW\UHIHUHQWLDOLQWHJULW\
)URPDQHQWLW\UHODWLRQVKLSGLDJUDPWRDUHODWLRQDOGDWDEDVHVFKHPD5HODWLRQDODOJHEUDVHWWKHRUHWLF
RSHUDWRUV5HODWLRQDODOJHEUDUHODWLRQDORSHUDWRUV64/DQRYHUYLHZRULJLQVVWDQGDUGV&UHDWLQJ
WDEOHV3RSXODWLQJWDEOHVZLWKGDWD6LPSOHTXHULHV64/H[SUHVVLRQVVLPSOHDQGFRQGLWLRQDO
4XHULHVZLWKDJJUHJDWHIXQFWLRQV4XHULHVZLWKJURXSLQJ4XHULHVZLWKMRLQV4XHULHVZLWKRXWHUMRLQV
1HVWHGTXHULHV4XHULHVIRU83'$7(VGHOHWHVDQGEXONLQVHUWV9LHZVRSHUDWLRQVRQYLHZVXSGDWDEOH
YLHZV&XUVRUVVHTXHQWLDOSURFHVVLQJRITXHU\UHVXOWV1RUPDOL]DWLRQRIUHODWLRQDOGDWDEDVHVQGDQGUG
QRUPDOIRUP%R\FH&RGGQRUPDOIRUP1RUPDOL]DWLRQRIUHODWLRQDOGDWDEDVHVWKDQGWKQRUPDOIRUP
7UDQVDFWLRQDOSURFHVVLQJLQGDWDEDVHVEDVLFV,VRODWLRQOHYHOVLQWUDQVDFWLRQV7UDQVDFWLRQDO
SURFHVVLQJDQG64/VWDQGDUGV5XOHVIRUGHYHORSPHQWRIFRUUHFWGDWDEDVHDSSOLFDWLRQVLQFRQFXUUHQW
HQYLURQPHQWV,GHQWLILFDWLRQDXWKHQWLFDWULRQDQGDXWKRUL]DWLRQLQGDWDEDVHV$XWKRUL]DWLRQRI64/
RSHUDWLRQVRQGDWDYLHZV*5$17DQG5(92.(VWDWHPHQWV'LVWULEXWHGGDWDEDVHV\VWHPVWUDQVSDUHQF\
UXOHVDUFKLWHFWXUHIUDJPHQWDWLRQUHSOLFDWLRQ1RQUHODWLRQDOGDWDEDVHVLQWULGXFWLRQREMHFWUHODWLRQDO
GDWDW\SHVDSSOLFDWLRQV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
3%H\QRQ'DYLHV6\VWHP\ED]GDQ\FK:17&-'DWH:SURZDG]HQLHGRV\VWHPyZED]GDQ\FK:17
0*UXEHU64/Z\GDQLHGUXJLH+HOLRQ.*RF]\áD$/DQGRZVND03LHFKyZND%D]\GDQ\FK
0DWHULDá\GRZ\NáDGX*GDĔVN
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
)RUPXODWHTXHULHVGRDUHODWLRQDOGDWDEDVH:KDWDUHRSHUDWRUVRIUHODWLRQDODOJHEUD"
:KHQLVWKHWKLUGQRUPDOIRUPYLRODWHG"
:KDWGR$&,'UXOHVPHDQ"
'HVLJQDQGLPSOHPHQWDUHODWLRQDOGDWDEDVH
'HVLJQWUDQVDFLRQV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
(EXVLQHVV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ3LRWU%UXGáR
GULQĪ3LRWU%UXGáR
6XEMHFWREMHFWLYHV
,QWURGXFWLRQWRHEXVLQHVVIRXQGDWLRQVDQGPXOWLGLVFLSOLQDU\LQIRUPDWLFVHFRQRPLFDODSSURDFKWREXVLQHVV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
VWXGHQWFDWHJRULVHVWKHIXQGDPHQWDOVRIHFRQRPLFV
LQEXVLQHVVSUDFWLFHVVWXGHQWLGHQWLILHVWKHEDVLF
LVVXHVRI,QWHUQHWPDUNHWLQJVWXGHQWXVHVWKH
NQRZOHGJHDERXWPRGHOVRILQWHUQHWEXVLQHVV
PDQDJHPHQWVWXGHQWDQDO\VHVUHSUHVHQWDWLYH
LQVWDQFHVRIHEXVLQHVVVXFFHVVHVVWXGHQWDSSOLHV
SUDFWLFDODELOLWLHVIRUHEXVLQHVVFUHDWLRQDQG
PDQDJHPHQWVWXGHQWHODERUDWHVVWXGHQWV
RZQGHVLJQRIHEXVLQHVVZHESDJHVWXGHQW
GHWHUPLQHVPXOWLGLVFLSOLQDU\OLQNVRIHEXVLQHVV
VWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRIEXVLQHVV
DSSURDFKLQKLWHFKHQWHUSULVHV
VWXGHQWFDWHJRULVHVWKHIXQGDPHQWDOVRIHFRQRPLFV
LQEXVLQHVVSUDFWLFHVVWXGHQWLGHQWLILHVWKHEDVLF
LVVXHVRI,QWHUQHWPDUNHWLQJVWXGHQWXVHVWKH
NQRZOHGJHDERXWPRGHOVRILQWHUQHWEXVLQHVV
PDQDJHPHQWVWXGHQWDQDO\VHVUHSUHVHQWDWLYH
LQVWDQFHVRIHEXVLQHVVVXFFHVVHVVWXGHQWDSSOLHV
SUDFWLFDODELOLWLHVIRUHEXVLQHVVFUHDWLRQDQG
PDQDJHPHQWVWXGHQWHODERUDWHVVWXGHQWV
RZQGHVLJQRIHEXVLQHVVZHESDJHVWXGHQW
GHWHUPLQHVPXOWLGLVFLSOLQDU\OLQNVRIHEXVLQHVV
VWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRIEXVLQHVV
DSSURDFKLQKLWHFKHQWHUSULVHV
.B.
.B8
.B:
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
VWXGHQWFDWHJRULVHVWKHIXQGDPHQWDOVRIHFRQRPLFV >6.@$VVHVVPHQWRIJURXSZRUN
LQEXVLQHVVSUDFWLFHVVWXGHQWLGHQWLILHVWKHEDVLF VNLOOV
>68@$VVHVVPHQWRIDELOLW\WR
LVVXHVRI,QWHUQHWPDUNHWLQJ
DQDO\]HLQIRUPDWLRQ
VWXGHQWHODERUDWHVRZQGHVLJQRIHEXVLQHVVZHE
SDJHVWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRI
EXVLQHVVDSSURDFKLQKLWHFKHQWHUSULVHV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
VWXGHQWXVHVWKHNQRZOHGJHDERXWPRGHOVRI
LQWHUQHWEXVLQHVVPDQDJHPHQWVWXGHQWGHWHUPLQHV PHWKRGVDQGWRROV
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
PXOWLGLVFLSOLQDU\OLQNVRIHEXVLQHVV
VNLOOV
VWXGHQWDQDO\VHVUHSUHVHQWDWLYHLQVWDQFHVRIH
EXVLQHVVVXFFHVVHVVWXGHQWDSSOLHVSUDFWLFDO
DELOLWLHVIRUHEXVLQHVVFUHDWLRQDQGPDQDJHPHQW
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
3UHVHQWDWLRQRIFRPSOHWLRQUXOHVIRUWKHFRXUVH
%DVLFIRXQGDWLRQVRIDQ\EXVLQHVV
)RXQGDWLRQVRIHFRQRPLFVLQEULHI
6SHFLILFVRI,QWHUQHWIRUEXVLQHVVLQWURGXFWLRQ
6WDUWLQJDQHQWHUSULVHLQWKH,QWHUQHW
&ODVVLILFDWLRQRI,QWHUQHWZHEVLWHV
6HJPHQWDWLRQRI,QWHUQHWPDUNHW
0RGHOVRIDYLUWXDOHQWHUSULVH
0DUNHWLQJDQGFOLHQWLQJLQWKH,QWHUQHW
,QWHUQHWFXVWRPHUFODVVLILFDWLRQ
6WUDWHJLHVIRUHEXVLQHVV
/RJLVWLFSURFHVVHVDQGWKHLUPDQDJHPHQW
3ROLVKFRPSDQLHVLQWKH,QWHUQHW
6WRFNPDUNHWVVSHFLILFDWLRQDQGIHDWXUHV
,QYHVWPHQWGHFLVLRQVIRUFRPSDQLHVRIWKHQHZHFRQRP\
(FRQRPLFH[FKDQJHDQGFUHDWLRQRIQHZYDOXHV
9LUWXDOQRQSURILWRUJDQLVDWLRQVLQEXVLQHVV
&UHDWLRQDQGPDQDJHPHQWDQ,QWHUQHWFRPSDQ\
3UDFWLFDOJXLGHOLQHVDQGVXPPDU\
&RPSOHWLRQFROORTXLXP
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$UPVWURQJ'*DWHV-55RVHQRHU-)LUPDZ,QWHUQHFLH-DN]SRZRG]HQLHPZ\NRU]\VWDüZEL]QHVLH
PRĪOLZRĞFL,QWHUQHWX:\GDZQLFWZR3UyV]\QVNLL6SyáND:DUV]DZD
6OHLJKW66XNFHVZ(EL]QHVLH:\GDZQLFWZR:LHG]\Lĩ\FLD:DUV]DZD
0DFLHMRZVNL7)LUPDZ,QWHUQHFLH2ILF\QD(NRQRPLF]QD.UDNyZ
7HOXN7(EL]QHV1RZDJRVSRGDUND:\GDZQLFWZR2QH3UHVV*OLZLFH
5HFRPPHQGHGUHDGLQJ
.LHáW\ND/0XOWLPHGLDZEL]QHVLH.DQWRU:\GDZQLF]\.UDNyZ
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'LJLWDO'RFXPHQWV
6XEMHFWFRGH
(:
)DFXOW\
)DFXOW\RI(OHFWURQLFV7HOHFRPPXQLFDWLRQVDQG,QIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ%RJGDQ:LV]QLHZVNL
SURIGUKDELQĪ%RJGDQ:LV]QLHZVNL
6XEMHFWREMHFWLYHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
5HYLHZEDVLFFRQFHSWVRIPRGHOLQJDQGLPSOHPHQWDWLRQRIGLJLWDODQGHOHFWURQLFGRFXPHQWV
$VVHVVNH\VWDQGDUGVDQGIRUPDWVIRUUHSUHVHQWLQJGRFXPHQWVLQDFRPSXWHUUHDGDEOHIRUP
'HYHORSSUDFWLFDOVNLOOVIRUGHYHORSLQJGRFXPHQWSURFHVVLQJDSSOLFDWLRQV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWVXQGHUVWDQGEDVLFPRGHOLQJDQG
LPSOHPHQWDWLRQFRQFHSWVRIGLJLWDODQGHOHFWURQLF
GRFXPHQWVDVZHOODVVWDQGDUGVIRUUHSUHVHQWLQJ
GRFXPHQWVLQFRPSXWHUSDUVHDEOHIRUPV7KH\DUH
IOXHQWLQSHUVRQDOGHVLJQDQGFRGLQJVNLOOVIRU
GRFXPHQWSURFHVVLQJVRIWZDUHDSSOLFDWLRQVDQGFDQ
GHYHORSWKHLURZQGRFXPHQWSURFHVVLQJV\VWHPVIRU
YDULRXVUHSUHVHQWDWLRQOHYHOVDQGVWDQGDUGV
0HWKRGRIYHU\ILFDWLRQ
.B:
6WXGHQWVXQGHUVWDQGEDVLFPRGHOLQJDQG
>6:@$VVHVVPHQWRIIDFWXDO
LPSOHPHQWDWLRQFRQFHSWVRIGLJLWDODQGHOHFWURQLF
NQRZOHGJH
GRFXPHQWVDVZHOODVVWDQGDUGVIRUUHSUHVHQWLQJ
GRFXPHQWVLQFRPSXWHUSDUVHDEOHIRUPV7KH\DUH
IOXHQWLQSHUVRQDOGHVLJQDQGFRGLQJVNLOOVIRU
GRFXPHQWSURFHVVLQJVRIWZDUHDSSOLFDWLRQVDQGFDQ
GHYHORSWKHLURZQGRFXPHQWSURFHVVLQJV\VWHPVIRU
YDULRXVUHSUHVHQWDWLRQOHYHOVDQGVWDQGDUGV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
'RFXPHQWHQJLQHHULQJGDWDDQGSURFHVVPRGHOV'RFXPHQWUHSUHVHQWDWLRQPHWKRGVVWUXFWXUHDQGFRQWHQW
%LQDU\IRUPDWVIRUGRFXPHQWSUHVHQWDWLRQ3RVW6FULSWGHYLFHLQGHSHQGHQWSULQWSDJHGHVFULSWLRQ3')
V\VWHPLQGHSHQGHQWGRFXPHQWGHVFULSWLRQIRUPDW57)GRFXPHQWUHSUHVHQWDWLRQIRUPDWIRUWH[WSURFHVVRU
LQWHURSHUDELOLW\7H[/DWH[GRFXPHQWDVVHPEO\IRUPDWELEOLRJUDSK\%LE7H[LQGH[JORVVDU\'RFXPHQW
FRQWHQWWUDQVIRUPDWLRQ;6/IRUPDWWLQJ;6/)2WUDQFOXVLRQ;SDWK;SRLQWHU;/LQN'RFXPHQWFRQWHQW
LQWHUQDWLRQDOL]DWLRQWH[WFRGLQJV\VWHPV(E;0/UHJLVWU\FROODERUDWLRQSURWRFROSURILOH&33DQGDJUHHPHQW
&3$GRFXPHQWV-$9$;0/'DWD%LQGLQJWRROV-$;%;0/EHDQV;0/VFKHPDODQJXDJHV:RUNIORZ
GHVLJQSDWWHUQVDQGGHVFULSWLRQODQJXDJHV6WDQGDUGGRFXPHQWDUFKLWHFWXUHVH-XVWLFHH*RYHUQPHQW
H+HDOWKH&RPPHUFH'HQWLILFDWLRQRIG\QDPLFREMHFWV385/851'2,;5,
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
8%/KWWSGRFVRDVLVRSHQRUJXEORV8%/]LS-$;%KWWSMD[EGHYMDYDQHW)UHHE;0/KWWS
ZZZIUHHE[PORUJ*OXVKNR5-7LP0F*UDWK7'RFXPHQW(QJLQHHULQJ$QDO\]LQJDQG'HVLJQLQJ'RFXPHQWV
IRU%XVLQHVV,QIRUPDWLFVDQG:HE6HUYLFHV7KH0,73UHVV:LOGH(/RZH';3DWK;/LQN;3RLQWHUDQG
;0/$GGLVRQ:HVOH\*LEE%'DPRGDUDQ6HE;0/&RQFHSWVDQG$SSOLFDWLRQ:LOH\/DPSRUW/
/$7(;SRGUĊF]QLNLSU]HZRGQLNXĪ\WNRZQLND:17:DUV]DZD
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
ILQDOWHVW
3URMHFW
$FWLYLW\DWWHQGDFH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'HILQLWLRQRIDVHOHFWHGGRFXPHQWW\SH;0/6FKHPD
'RFXPHQWXQPDUVKDOOLQJLQWR-DYDREMHFWV-D[%;0/EHDQV-DYD
$XWRPDWLFJHQHUDWLRQRIGRNXPHQWFRQWHQW-D[%;0/EHDQV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
0RGHUQ3K\VLFV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$WRPLF0ROHFXODUDQG2SWLFDO3K\VLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GU5\V]DUG7ZDUGRZVNL
GU5\V]DUG7ZDUGRZVNL
6XEMHFWREMHFWLYHV
3URYLGLQJWKHVWXGHQWZLWKWKHEDVLFNQRZOHGJHRISK\VLFVKHOSIXOLQIDWKHUHGXFDWLRQ
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
7KHDELOLW\RILQWHUSUHWDWLRQRIWKHEDVLFSK\VLFDO
>68@$VVHVVPHQWRIDELOLW\WRXVH
SKHQRPHQD$ELOLW\WRSHUIRUPVLPSOHPHDVXUHPHQWV PHWKRGVDQGWRROV
RISK\VLFDOTXDQWLWLHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
6WXGHQWOLVWVDQGH[SODLQVWKHEDVLFSK\VLFDO
>6:@$VVHVVPHQWRIIDFWXDO
SKHQRPHQDFRQFHSWVDQGODZVFRQFHUQLQJ
NQRZOHGJH
HOHFWURPDJQHWLVPWKHRU\RIUHODWLYLW\DQGEDVLFVRI
TXDQWXPPHFKDQLFV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
(OHFWURPDJQHWLVP7KHYHFWRUHOHFWULFILHOGSURSHUW\0DJQHWLFILHOGLQYDFXXP(OHFWULFDQGPDJQHWLFILHOGRI
PRYLQJFKDUJH%LRW6DYDUWODZ0DJQHWLFILHOGDURXQGDORQJZLUH/RUHQW]IRUFH0DJQHWLFIRUFHRQDFXUUHQW
FDUU\LQJZLUH$PSHUH
VODZV,QWHUDFWLRQRIWZRSDUDOOHOORQJZLUHV)DUDGD\
VODZ0D[ZHOO
VHTXDWLRQV
(LQVWHLQ
VSRVWXODWHV/RUHQW]WUDQVIRUPDWLRQDQGLWVFRQVHTXHQFHV7KHSRODUL]DWLRQRIOLJKW%ODFNERG\
UDGLDWLRQ3KRWRHOHFWULFSKHQRPHQRQ&RPSWRQHIHFW%RKUPRGHO:DYHSDUWLFOHGXDOLW\'H%URJOLH¶VK\SRWKHVLV
7KH+HLVHQEHUJXQFHUWDLQW\UHODWLRQV6FKURGLQJHU
VZDYHHTXDWLRQH[DPSOHVRIVROXWLRQV+\GURJHQDWRPDQG
K\GURJHQOLNHLRQ6SLQRIDQHOHFWURQ(PLVVLRQDQGDEVRUSWLRQRIOLJKW6WLPXODWHGHPLVVLRQ/DVHURSHUDWLRQ
SULQFLSOH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7ZDUGRZVNL51RWDWNLZ\NáDGRZHZZZPLIJGDSOKRPHSDJHVU\UW
6DZLHOLHZ,::\NáDG\]IL]\NL3:1:DUV]DZD
0DWHULDá\G\GDNW\F]QHGRODERUDWRULXPZZZPLIJGDSO
5HFRPPHQGHGUHDGLQJ
+DOOLGD\'5HVQLFN5:DONHU-3RGVWDZ\IL]\NLWRP3:1:DUV]DZD
%REURZVNL&])L]\ND:17:DUV]DZD
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
(OHFWURPRWLYHIRUFHRIHOHFWURPDJQHWLFLQGXFWLRQ)DUDGD\
VODZ
$TXDQWXPSDUWLFOHLQWKHLQILQLWHSRWHQWLDOZHOO
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHU*UDSKLFV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-DFHN/HELHGĨ
GULQĪ-DFHN/HELHGĨ
6XEMHFWREMHFWLYHV
7KHSXUSRVHRIHGXFDWLRQLVWRDFTXLUHWKHDELOLW\WRFUHDWHLPDJHVXVLQJVWDQGDUGJUDSKLFV$3,VOLEUDULHV
$OOHJUR*',;OLE2SHQ*/L'LUHFW;DQGWRLPSOHPHQWWUDQVIRUPDWLRQRI'DQG'LPDJHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWDQDO\]HVWKHSUREOHPVDQGGHYHORS
DSSURSULDWHPRGHOVGDWDVWUXFWXUHVDQGQXPHULFDO
DQGKHXULVWLFDOJRULWKPVIRUJUDSKLFVDSSOLFDWLRQV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B8
6WXGHQWVHOHFWVWKHLPDJHSURFHVVLQJDOJRULWKPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWGHILQHVEDVLFFRQFHSWVRIFRPSXWHU
JUDSKLFVVROYHVEDVLFSUREOHPVRIFRPSXWHU
JUDSKLFVNQRZVWKHUXOHVRISHUFHSWLRQDQGLPDJH
GDWDDFTXLVLWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWNQRZVWKHZD\VWRFUHDWHJUDSKLFV
DSSOLFDWLRQVXVLQJJUDSKLFVOLEUDULHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
5XOHVRIFUHGLWIRUDFRXUVHELEOLRJUDSK\&RQFHSWRIFRPSXWHUJUDSKLFVLPDJHSURFHVVLQJDQGSDWWHUQ
UHFRJQLWLRQ$SSOLFDWLRQVRIFRPSXWHUJUDSKLFVLPDJHSURFHVVLQJDQGSDWWHUQUHFRJQLWLRQ%DVLFWHFKQLTXHVLQ
FRPSXWHUJUDSKLFV±LPDJHJHQHUDWLQJZLWKXVHRIVWDQGDUGJUDSKLFDO$3,,PSOHPHQWDWLRQRIEDVLF
WUDQVIRUPDWLRQVVFDOLQJURWDWLRQWUDQVODWLRQE\PHFKDQLVPRIVWDQGDUGJUDSKLFDO$3,*UDSKLFDO
HQYLURQPHQWV06:LQGRZV;:LQGRZJUDSKLFVV\VWHPVVWDQGDUG$3,'LUHFW;2SHQ*/JUDSKLFVHQJLQHV
9HFWRUVYHFWRURSHUDWLRQVDGGLWLRQDQGPXOWLSOLFDWLRQE\VFDODUOLQHDUYHFWRUVSDFHDQGLWVSURSHUWLHV
VXEVSDFHV/LQHDUGHSHQGHQFHDQGLQGHSHQGHQFHRIYHFWRUVEDVHDQGGLPHQVLRQRIOLQHDUVSDFHYHFWRU
FRRUGLQDWHVLQEDVHRIOLQHDUVSDFH7UDQVIRUPDWLRQIURPEDVHWREDVHLVRPRUSKLVPVRIOLQHDUVSDFHV
9LVXDOSHUFHSWLRQKXPDQH\HUHFHSWRUVURGVDQGFRQHV&RORU±WULFKURPDF\WKHRU\PHWDPHULVP
7KHRUHWLFDODQGWHFKQLFDOFRORUPRGHOV&,(;<=FRORUPRGHO&,(/89&,(/$%7HN+9&FRORUPRGHOV
5*%FRORUPRGHO&0<&0<.FRORUPRGHOV+69+/6FRORUPRGHOV<89<,4<&E&UFRORUPRGHOV
&DUWHVLDQSODQHDQGVSDFHSRLQWVDQGYHFWRUVFRRUGLQDWHVV\VWHPVWUDQVIRUPDWLRQVRIFRRUGLQDWHVV\VWHPV
(XFOLGHDQSODQHDQGVSDFHVFDODUSURGXFWFDQRQLFDOEDVHRUWKRJRQDODQGRUWKRQRUPDOEDVHYHFWRUSURGXFW
7RSRORJLFDOVSDFHRSHQDQGFORVHGVHWVERXQGDU\DQGLQWHULRURIVHWGHQVHLQLWVHOIVHWVFRKHUHQWVHWV
KRPHRPRUSKLVPV5DVWHUJUDSKLFV±FRQFHSWIRUPVRILPDJHVDQGUHSUHVHQWDWLRQPHWKRGV9HFWRU
JUDSKLFV±FRQFHSWIRUPVRILPDJHVDQGUHSUHVHQWDWLRQPHWKRGV&RPSDULVRQRIUDVWHUDQGYHFWRUJUDSKLFV
YHFWRUJUDSKLFVHPXODWLRQIRUUDVWHUJUDSKLFVGHYLFHV+DUGZDUHRIUDVWHUJUDSKLFVJUDSKLFVFDUGV±
FRQVWUXFWLRQKLVWRU\RIGHYHORSPHQW+DUGZDUHRIUDVWHUJUDSKLFVPRQLWRUVSURMHFWRUVVFDQQHUVGLJLWDO
FDPHUDV±WHFKQRORJLHV+DUGZDUHRIYHFWRUJUDSKLFVSORWWHUVGLJLWL]HUV±WHFKQRORJLHV'LJLWDOJHRPHWU\
±FRQFHSWRISL[HOSL[HOQHLJKERUKRRG,PDJHGLJLWL]DWLRQ±VDPSOLQJFRQGLWLRQRIFRPSDWLELOLW\RIUHJLRQZLWK
VDPSOLQJJULG,PDJHGLJLWL]DWLRQ±TXDQWL]DWLRQGLWKHULQJHUURUGLIIXVLRQ/LQHVLQ(XFOLGHDQJHRPHWU\
KLVWRU\RIFRQFHSWRIFXUYHVWUDLJKWOLQHVVHJPHQWVRIVWUDLJKWOLQHVFRQLFVRQSODQHDQGLQVSDFH0HWKRGV
RIFXUYHUHSUHVHQWDWLRQFRPPRQHTXDWLRQFRQIRXQGHGHTXDWLRQSDUDPHWULFHTXDWLRQ(TXDWLRQVRIVWUDLJKW
OLQHFLUFOHFRQLFV%p]LHUFXUYHV±GHILQLWLRQDQGIHDWXUHV%VSOLQHV±GHILQLWLRQDQGIHDWXUHV'H
&DVWHOMDX¶VDOJRULWKPIRUSRLQWRI%p]LHUFXUYHDQGGH%RRU&R[DOJRULWKPIRUSRLQWRI%VSOLQHV/LQHLQ
GLVFUHWHJHRPHWU\GLVFUHWHVHJPHQWSURSHUWLHV6FDQFRQYHUVLRQDOJRULWKPVIRUVWUDLJKWOLQHVHJPHQWV
QXPHULFDOFRQGLWLRQDO%UHVHQKDP¶VDOJRULWKPPLGSRLQWDOJRULWKPVWUXFWXUDO%UHVHQKDP¶VDOJRULWKP
PLGSRLQWDOJRULWKPPXOWLVWHS*LOODOJRULWKP±LPSOHPHQWDWLRQ$OLDVLQJDQGDQWLDOLDVLQJ±VFDQFRQYHUVLRQ
DOJRULWKPVIRUDQWLDOLDVHGVWUDLJKWOLQHVHJPHQWV*XSWD6SURXOODOJRULWKP:X¶VDOJRULWKP6FDQFRQYHUVLRQ
DOJRULWKPVIRUFLUFXODUDUFVDQGRWKHUFRQLFVQXPHULFDOFRQGLWLRQDO%UHVHQKDP¶VDOJRULWKPPLGSRLQWDOJRULWKP
6FDQFRQYHUVLRQDOJRULWKPVIRU%p]LHUFXUYHVDQG%VSOLQHVSDUDPHWULFLWHUDWLYHDQGUHFXUVLYHPLGSRLQW
/RFDWLRQRISRLQWDQGVHJPHQWLQUHVSHFWRIVWUDLJKWOLQHDQGSRO\JRQRQSODQHDQGLQUHVSHFWRISODQHDQG
SRO\KHGURQLQVSDFH'LVWDQFHRISRLQWIURPVWUDLJKWOLQHDQGSODQHLQVSDFHGLVWDQFHEHWZHHQWZRVODQWLQJ
VWUDLJKWOLQHVLQVSDFH$QJOHRIGHSUHVVLRQRIWZRVWUDLJKWOLQHVVWUDLJKWOLQHDQGSODQHWZRSODQHVLQVSDFH
VHJPHQWVKDGLQJE\SRLQWDQGVHJPHQW&OLSSLQJOLQHV±&RKHQ6XWKHUODQGOLQHFOLSSLQJDOJRULWKP&\UXV
%HFNSDUDPHWULFOLQHFOLSSLQJDOJRULWKP&OLSSLQJSRO\JRQV±6XWKHUODQG+RGJPDQSRO\JRQFOLSSLQJDOJRULWKP
7\SRJUDSK\IRQWVSDUDPHWHUVRIIRQWV7\SHVRIW\SHIDFHVVHULIDQGVDQVVHULIPRQRVSDFHGDQG
SURSRUWLRQDO7LPHV5RPDQ+HOYHWLFD&RXULHU)RQWIRUPDWV7\SH7UXH7\SH2SHQ7\SHRWKHUIRUPDWV
/LJDWXUHV±GHILQLWLRQH[DPSOHVNHUQLQJWUDFNLQJ8QLWVRIPHDVXUHLQW\SRJUDSK\'LGRW¶VDQG3LFDV\VWHPV
W\SRJUDSKLFSRLQWFLFpURSLFD'HVNWRSSXEOLVKLQJEDVLFFRQFHSWVW\SHVHWWLQJPLVWDNHVRUSKDQVDQG
ZLGRZV/LQHDUWUDQVIRUPDWLRQDQGLWVSURSHUWLHV.HUQHODQGLPDJHRIOLQHDUWUDQVIRUPDWLRQFRPSRVLQJRI
OLQHDUWUDQVIRUPDWLRQ0DWUL[UHSUHVHQWDWLRQRIOLQHDUWUDQVIRUPDWLRQH[DPSOHVRIOLQHDUWUDQVIRUPDWLRQV
WUDQVODWLRQVFDOLQJURWDWLRQD[LVV\PPHWU\3URMHFWLRQWRSODQHRUWKRJRQDOSURMHFWLRQSHUVSHFWLYH
SURMHFWLRQDVDQH[DPSOHRIOLQHDUWUDQVIRUPDWLRQ'JUDSKLFV±SULQFLSOHVUHQGHULQJSLSHOLQH*HRPHWULF
VROLGPRGHOLQJERXQGDU\UHSUHVHQWDWLRQVSDWLDOSDUWLWLRQLQJUHSUHVHQWDWLRQFRQFHSWRIYR[HOFRQVWUXFWLYHVROLG
JHRPHWU\6XUIDFHPRGHOLQJWHVVHOODWLRQ%p]LHUDQG%VSOLQHVVXUIDFHV9LVLEOHVXUIDFHGHWHUPLQDWLRQ
LPDJHSUHFLVLRQDOJRULWKPV]EXIIHUDQGREMHFWSUHFLVLRQDOJRULWKPVJHQHUDWLRQRIVKDGRZV7H[WXULQJ
FRQFHSWRIWH[HOWH[WXUHPDSSLQJEXPSPDSSLQJ,OOXPLQDWLRQPRGHOLQJ±3KRQJLOOXPLQDWLRQPRGHO
*RXUDXGVKDGLQJ±FRORULQWHUSRODWLRQ3KRQJVKDGLQJ±QRUPDOYHFWRULQWHUSRODWLRQ*OREDOLOOXPLQDWLRQ
PHWKRGVUD\WUDFLQJUDGLRVLW\0DWULFHVPDWULFRSHUDWLRQVDGGLWLRQPXOWLSOLFDWLRQE\VFDODUSURGXFWXQLW
PDWUL[GLDJRQDOPDWUL[WULDQJXODUPDWUL[0DWUL[GHWHUPLQDQWPDWUL[RUGHU7UDQVSRVHRIDPDWUL[
V\PPHWULFPDWUL[LQYHUVHRIDPDWUL[DQGLQYHUWLEOHPDWUL[,PDJHSURFHVVLQJ±FRQWRXUWUDFLQJDOOFRQWRXUV
WUDFLQJDOJRULWKPVLQJOHFRQWRXUWUDFLQJDOJRULWKP,PDJHSURFHVVLQJ±FRQWRXUILOOLQJFRQWRXUILOOLQJE\
SDULW\FKHFNFRQWRXUILOOLQJE\FRQQHFWLYLW\,PDJHSURFHVVLQJ±WKLQQLQJFRQFHSWRIVNHOHWRQEDVLFWKLQQLQJ
DOJRULWKPFODVVLFDOWKLQQLQJDOJRULWKP,PDJHSURFHVVLQJ±ILOWHULQJOLQHDUDQGQRQOLQHDUILOWHUVORZSDVV
DQGKLJKSDVVILOWHUV,PDJHSURFHVVLQJ±H[DPSOHVDQGSURSHUWLHVRIORZSDVVDQGKLJKSDVVILOWHUV
,PDJHSURFHVVLQJ±PHGLDQILOWHUDVDQH[DPSOHRIQRQOLQHDUILOWHU/DSODFLDQILOWHU±HGJHVGHWHFWLRQ,PDJH
SURFHVVLQJ±PRUSKRORJLFDORSHUDWLRQVHURVLRQGLODWLRQRSHQLQJFORVLQJ,PDJHWUDQVIRUPDWLRQV
JHRPHWULFDOLQFRORUVSDFHKLVWRJUDP,PSOHPHQWDWLRQRIVLPSOHSURFHGXUHVIRUWUDQVIRUPDWLRQRI'LPDJHV
&KDUDFWHULVWLFSRO\QRPLDORIVTXDUHPDWUL[PDWUL[WUDFH(LJHQYDOXHVDQGHLJHQYHFWRUVRIPDWUL[DQG
OLQHDURSHUDWRU,QYDULDQWVXEVSDFH&D\OH\+DPLOWRQWKHRUHP0HWULFVSDFHPHWULFFRPSOHWHVSDFH%DQDFK
WKHRUHP'DWDFRPSUHVVLRQORVVOHVVDQGORVV\FRPSUHVVLRQSDUDPHWHUVRIFRPSUHVVLRQ/RVVOHVVLPDJH
FRPSUHVVLRQ+XIIPDQFRGLQJDULWKPHWLFFRGLQJ/RVVOHVVLPDJHFRPSUHVVLRQGLFWLRQDU\FRGLQJ/=/=
/=:/RVVOHVVLPDJHFRPSUHVVLRQUXQOHQJWKHQFRGLQJ5/(/RVV\LPDJHFRPSUHVVLRQLGHDVLPSOH
PHWKRGV%7&'3&0/RVV\LPDJHFRPSUHVVLRQZDYHOHWFRPSUHVVLRQ-3(*/RVV\LPDJH
FRPSUHVVLRQGLVFUHWHFRVLQHWUDQVIRUPFRPSUHVVLRQ-3(*/RVV\LPDJHFRPSUHVVLRQIUDFWDOFRPSUHVVLRQ
IUDFWDOV±FRQFHSWH[DPSOHVDSSOLFDWLRQVGUDZLQJPHWKRGVFROODJHWKHRUHP9LGHRFRPSUHVVLRQFRGLQJRI
LPDJHVHTXHQFHVPRWLRQFRPSHQVDWLRQ03(*VWDQGDUG
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$QJHO(,QWHUDFWLYH&RPSXWHU*UDSKLFV$7RS'RZQ$SSURDFK8VLQJ2SHQ*/UG(GLWLRQ$GGLVRQ:HVOH\
)ROH\-'YDQ'DP$)HLQHU6.+XJKHV-)&RPSXWHU*UDSKLFV3ULQFLSOHVDQG3UDFWLFHQG
(GLWLRQ$GGLVRQ:HVOH\5HDGLQJ+LOO)6MU.HOOH\60&RPSXWHU*UDSKLFVXVLQJ2SHQ*/UG
(GLWLRQ3HDUVRQ(GXFDWLRQ3KDUU0+XPSKUH\V*3K\VLFDOO\%DVHG5HQGHULQJ)URP7KHRU\WR
,PSOHPHQWDWLRQQG(GLWLRQ0RUJDQ.DXIPDQQ6FKQHLGHU3K-(EHUO\'+*HRPHWULF7RROVIRU
&RPSXWHU*UDSKLFV0RUJDQ.DXIPDQQ
5HFRPPHQGHGUHDGLQJ
6KUHLQHU'6HOOHUV*.HVVHQLFK-/LFHD.DQH%2SHQ*/3URJUDPPLQJ*XLGH7KH2IILFLDO*XLGHWR
/HDUQLQJ2SHQ*/9HUVLRQWK(GLWLRQ$GGLVRQ:HVOH\9DUFKROLN35HDO7LPH'5HQGHULQJZLWK
'LUHFW;DQG+/6/$3UDFWLFDO*XLGHWR*UDSKLFV3URJUDPPLQJ*DPH'HVLJQ$GGLVRQ:HVOH\
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
$SSOLFDWLRQIRUGUDZLQJRIJLYHQVROLGXVLQJDSDUWLFXODUJUDSKLFV$3,
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
+<3(57(;7$1'+<3(50(',$
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ:LROHWD6]ZRFK
GULQĪ:LROHWD6]ZRFK
6XEMHFWREMHFWLYHV
.RQZOHGJHDERXWNH\FRQFHSWVRIKLSHUWH[WDQGKLSHUPHGLD
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWGHVFULEHVNH\FRQFHSWVRISUHVHQWDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
WUDQVIRUPDWLRQDQGV\QFKURQLVDWLRQRILQIRUPDWLRQLQ PHWKRGVDQGWRROV
DQHWZRUNEDVHGV\VWHPGHVFULEHVFXUUHQW
K\SHUPHGLDWHFKQRORJLHVDQGVHUYLFHVEDVHGRQ
WKHPDQGSUHVHQWVDVLPSOHV\VWHPIRULQIRUPDWLRQ
DFTXLVLWLRQDQGSUHVHQWDWLRQXVLQJVHOHFWHG
WHFKQRORJLHV
.B:
6WXGHQWFDQDUUDQJHDFFHVVWRVHUYLFHVLQWKH
QHWZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
.B:
6WXGHQSUHVHQWVDVLPSOHV\VWHPIRULQIRUPDWLRQ
DFTXLVLWLRQDQGSUHVHQWDWLRQXVLQJVHOHFWHG
WHFKQRORJLHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQWR,QWHUQHWDQGWKH:HE,QWHUQHWEURZVHUIXQFWLRQDOLW\'RFXPHQWVWUXFWXUHGHVFULSWLRQZLWK
PDUNXSV+70/V\QWD[:HESDJHGHVLJQWH[WOLVWVPXOWLPHGLDLQWHUDFWLYHIRUPVFUHDWLRQDFWLRQVDQG
GDWDWDEOHV&DVFDGLQJ6W\OH6KHHWV;0/GRFXPHQWVWUXFWXUHYVSUHVHQWDWLRQ;0/6FKHPDGRFXPHQW
GHILQLWLRQ;6/WUDQVIRUPDWLRQ;6/IRUPDWWLQJREMHFWV7UDQVFOXVLRQ;3DWK;/LQN;3RLQWHU
$QLPDWLRQ$GREH)ODVK3OD\HU69*
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%DWHV&K;0/LQ7KHRU\DQG3UDFWLFH-RKQ:LOH\6RQV0DQJDQR6;6/75HFHSWXU\+HOLRQ
.XUVMĊ]\ND+70/SRUDGQLNZHEPDVWHUDKWWSZHEPDVWHUKHOLRQSONXUVKWPO
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
/DERUDWRU\
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
6RFLDO6FLHQFHVIRU(QJLQHHUV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ$GDP.DF]PDUHN
GULQĪ$GDP.DF]PDUHN
6XEMHFWREMHFWLYHV
7KHDLPRIWKHVXEMHFWLVWRIDPLOLDUL]HVWXGHQWVZLWKWKHLVVXHVUHODWHGWRHWKLFVHQJLQHHULQJFUHDWLYLW\
HUJRQRPLFVLQWHOOHFWXDOSURSHUW\SURWHFWLRQDQGOLQJXLVWLFFRUUHFWQHVV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
7KHVWXGHQWNQRZVHOHPHQWVRIWKHSURFHVVRI
HQJLQHHULQJDQGWKHLPSDFWRIWKLVSURFHVVRQWKH
HQYLURQPHQW7KHVWXGHQWLVDOVRDZDUHRIWKH
PLVVLRQRIWKHHQJLQHHULQWKHILHOGRIFUHDWLYHQHVV
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B.
7KHVWXGHQWNQRZVWKHEDVLVRIWKHSDWHQWODZDQG >6.@$VVHVVPHQWRIDELOLW\WR
WKHODZFRQFHUQLQJLQWHOOHFWXDOSURSHUW\7KHVWXGHQW UHVROYHZRUNUHODWHGSUREOHPV
LVDZDUHRIHWKLFVUXOHVDQGPRUDOLGHDV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
7KHVWXGHQWNQRZVWKHODZFRQFHUQLQJLQWHOOHFWXDO >6:@$VVHVVPHQWRIIDFWXDO
SURSHUW\ULJKWV0RUHRYHUWKHVWXGHQWLVDEOHWR
NQRZOHGJH
FRRSHUDWHZLWKRWKHUSHRSOHZKLOHSHUIRUPLQJKHURU
KLVZRUN7KHVWXGHQWFDQDOVRZRUNZLWKUHJDUGWR
HWKLFVUXOHV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
7KHFRQFHSWRIHWKLFV7KHILHOGRIHWKLFV0RUDOQRUPV0RUDOMXGJPHQWVDQGPRUDOFULWHULRQ7KHFRQFHSWRI
YDOXH7\SHVRIKLHUDUFK\RIYDOXHV7KHVFRSHRIJHQHUDOHWKLFVDQGHWKLFVLQGHWDLO6LWXDWLRQDO(WKLFV7KH
FRQFHSWRIJRRGPRUDO&RQVFLHQFH0RUDOLGHDOV7\SRORJ\RI(WKLFV7\SHVRIPRUDOLW\$QHWKLFDO
LQWHOOHFWXDOLVPRI6RFUDWHVRI$WKHQV(WKLFV3ODWRRI$WKHQV$QHXGHPRQLFHWKLFVRI$ULVWRWOHRI6WDJ\UD$
&KULVWLDQHWKLFV6DLQW$XJXVWLQHRI+LSSR6DLQW7KRPDVRI$TXLQDV(WKLFVRI.DQW,PPDQXHO$%ULWLVKXWLOLWDULDQ
HWKLFV(WKLFVRIWKHUHVSRQVLELOLW\RI'LHWULFKYRQ+LOGHEUDQG7KHFRQFHSWVDQGFULWHULDIRUHQJLQHHULQJZRUNV
&UHDWLYLW\DVDFKDUDFWHULVWLFIHDWXUHRIWKHSURGXFWDQGDVDSHUVRQDOLW\&ULWHULDRIFUHDWLYLW\RSHQDQGKLGGHQ
7KHVWUXFWXUHDQGFRPSRQHQWVRIWKHFUHDWLYHSURFHVV([WHUQDOFUHDWRUHQYLURQPHQW5XOHVIRURXWVWDQGLQJ
LQQRYDWLRQ,QQRYDWLRQGULYLQJIRUFHV$VWUDWHJ\IRUHIIHFWLYHDFWLRQ&UHDWLQJDFUHDWLYHDWPRVSKHUH,QWHUQDO
HQYLURQPHQWRIDFUHDWRU0HQWDOLQWHUQDOHQYLURQPHQWRIDFUHDWRU+XPDQ3HUVRQDOLW\DQGLWVG\QDPLVP7KH
WKHRU\RISRVLWLYHGLVLQWHJUDWLRQE\SURI.'DEURZVNL(QJLQHHUVPLVVLRQLQWKHILHOGRIFUHDWLRQDQG
LPSOHPHQWDWLRQRIWKHSULQFLSOHVRIFUHDWLYHOHDGHUVKLSLQWKHPRGHUQFRPSDQ\'HILQLWLRQVDQGWKHSDUDGLJPVRI
WKHGHYHORSPHQWRIHUJRQRPLFV,GHQWLILFDWLRQRIWKHDLPVRIHOHPHQWVDQGWKHLUUHODWLRQVLQWKHV\VWHPVRIWKH
ZRUN0HWKRGLHVRIWKHLQYHVWLJDWLRQDQGLPSURYLQJWKHZRUNZLWKWKHXVHRILQGXFWLYHDQGGHGXFWLYHWHFKQLTXHV
%DVLVRISK\VLRORJ\DQGWKHK\JLHQHRIWKHZRUN'HILQLQJRIFKDUJHVDQGHUJRQRPLFIDFWRUVRIWKUHDWVLQWKH
V\VWHPVRIWKHZRUN0HWKRGLHVRIWKHHYDOXDWLRQVDQGWKHUHGXFWLRQRIWKHWKUHDWVRI06GV)RUPDWLRQRIWKH
HUJRQRPLFV\VWHPVRIWKHZRUN7KHV\VWHPVRIWKHPDQDJHPHQWVDIHW\DQGULVNPDQDJHPHQWRIWKHZRUN
(YDOXDWLRQVDQGLPSURYHPHQWRIWKHFRQGLWLRQVRIWKHHODVWLFZRUNQHDUGLVSOD\RULHQWHGPRQLWRUV,QWHOOHFWXDO
SURSHUW\WKHEDVLFSULQFLSOHVRISURWHFWLRQWKHW\SHVDQGUHIHUHQFHVRIH[FOXVLYHULJKWVWKHUDQJHDQG
OLPLWDWLRQVRISURWHFWLRQ3DULV&RQYHQWLRQIRUWKH3URWHFWLRQRI,QGXVWULDO3URSHUW\WKHSULQFLSOHRILQGHSHQGHQFH
RISDWHQWVWKHSULQFLSOHRIHTXDOWUHDWPHQWWKH&RQYHQWLRQSULRULW\WKHSULRULW\RIWKHH[KLELWLRQWKHSULYLOHJHRI
FRPPXQLFDWLRQSURWHFWLRQDJDLQVWXQIDLUFRPSHWLWLRQ7KH3DWHQW2IILFHDQGLQGXVWULDOSURSHUW\ODZLQ3RODQG
WKHODZDFWVREMHFWVDQGW\SHVRISURWHFWLRQSURYLGHGE\WKHRIILFH,QGXVWULDOGHVLJQVWUDGHPDUNV*HRJUDSKLFDO
LQGLFDWLRQVDQGWRSRJUDSKLHVRILQWHJUDWHGFLUFXLWV5XOHVIRU3ROLVKVSHOOLQJDQGRUWKRJUDSK\FRPPRQHUURUV
5XOHVIRUFRUUHFWVSHHFKDQGZULWLQJLQ3ROLVKW\SLFDOHUURUV5XOHVIRUJRRGODQJXDJHVW\OHLQVSHHFKDQGZULWLQJ
OHYHOVRIWKHODQJXDJHIUHTXHQWO\PDGHHUURUVDQGPLVWDNHV
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$Q]HQEDFKHU$Ä:SURZDG]HQLHGRHW\NL´:\GDZQLFWZR:$0.UDNyZ&KDIIHH-Ä3RWĊJDWZyUF]HJR
P\ĞOHQLD´*:3'ąEURZVNL.Ä7UXGLVWQLHQLD:3´*RF]\áD.Ä-Ċ]\NSROVNLF]\REF\´&\NO
Z\NáDGyZ:(7,3**UDERV]-Ä3RGVWDZ\HUJRQRPLL´&\NOZ\NáDGyZ:=L(3*
*UDERV]-6LNRUVNL0Ä-DNRFHQLDüU\]\NRSUDF\SU]\NRPSXWHU]H´2''.*GDĔVN+RUVW:Ä(UJRQRPLD
]HOHPHQWDPLEH]SLHF]HĔVWZDSUDF\´:\G3ROLWHFKQLNL3R]QDĔVNLHM3R]QDĔ0LJRĔ03Ä:VWĊSGR
HW\NL´:\GDZQLFWZR*'6$*GDĔVN1ĊFND(Ä3V\FKRORJLDWZyUF]RĞFL´*:3*GDĔVN
:LHF]RUHN:Ä(UJRQRPLD´7DUERXV.UDNyZ7DUQREU]HJ
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
(WKLFV
,QQRYDWLRQ(QJLQHHULQJ
3ROLVK/DQJXDJH
(UJRQRPLFVDQGSURWHFWLRQRILQWHOOHFWXDOSURSHUW\
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'DWD:DUHKRXVLQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ.U]\V]WRI*RF]\áD
GULQĪ7HUHVD=DZDG]ND
SURIGUKDELQĪ.U]\V]WRI*RF]\áD
PJULQĪ*U]HJRU]*RáDV]HZVNL
GULQĪ0DFLHM.XFKDUVNL
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRJLYHDVWXGHQWDFRPSUHKHQVLYHNQRZOHGJHDERXWZKDWGDWDZDUHKRXVHVDUHZKDW
DUHWKHLUDSSOLFDWLRQVKRZWRGHVLJQDQGTXHU\DGDWDZDUHKRXVH$OVREDVLFRIEXVLQHVVLQWHOOLJHQFHDUHJLYHQ
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
7KHVWXGHQWFDQDQDO\VHGDWDVRXUFHVWKHLU
FRQWHQWVDQGWKHLUIRUPDWVLQWKHFRQWH[WRIGDWD
ZDUHKRXVLQJ,VDEOHWRGHVLJQDQGSHUIRUPWKH(7/
SURFHVV7KHVWXGHQWGHVLJQVDGDWDZDUHKRXVHWKH
ORJLFDOPRGHOXVLQJWKHVWDUVFKHPDRUWKHVQRZIODNH
VFKHPDDQGWKHSK\VLFDOPRGHOXVLQJDSSURSULDWH
VWRUDJHPRGHOV+HIRUPXODWHVDQGLVVXHVLQ0';
ODQJXDJHRULQPXOWLGLPHQVLRQDOH[WHQVLRQVWR64/
+HDQDO\VHVUHVXOWVRIWKHTXHULHV+HXVHVVLPSOH
EXVLQHVVLQWHOOLJHQFHWRROV
7KHVWXGHQWFDQDQDO\VHGDWDVRXUFHVWKHLU
FRQWHQWVDQGWKHLUIRUPDWVLQWKHFRQWH[WRIGDWD
ZDUHKRXVLQJ,VDEOHWRGHVLJQDQGSHUIRUPWKH(7/
SURFHVV7KHVWXGHQWGHVLJQVDGDWDZDUHKRXVHWKH
ORJLFDOPRGHOXVLQJWKHVWDUVFKHPDRUWKHVQRZIODNH
VFKHPDDQGWKHSK\VLFDOPRGHOXVLQJDSSURSULDWH
VWRUDJHPRGHOV+HIRUPXODWHVDQGLVVXHVLQ0';
ODQJXDJHRULQPXOWLGLPHQVLRQDOH[WHQVLRQVWR64/
+HDQDO\VHVUHVXOWVRIWKHTXHULHV+HXVHVVLPSOH
EXVLQHVVLQWHOOLJHQFHWRROV
.B8
7KHVWXGHQWFDQDQDO\VHGDWDVRXUFHVWKHLU
>6:@$VVHVVPHQWRIIDFWXDO
FRQWHQWVDQGWKHLUIRUPDWVLQWKHFRQWH[WRIGDWD
NQRZOHGJH
ZDUHKRXVLQJ,VDEOHWRGHVLJQDQGSHUIRUPWKH(7/
SURFHVV7KHVWXGHQWGHVLJQVDGDWDZDUHKRXVHWKH
ORJLFDOPRGHOXVLQJWKHVWDUVFKHPDRUWKHVQRZIODNH
VFKHPDDQGWKHSK\VLFDOPRGHOXVLQJDSSURSULDWH
VWRUDJHPRGHOV+HIRUPXODWHVDQGLVVXHVLQ0';
ODQJXDJHRULQPXOWLGLPHQVLRQDOH[WHQVLRQVWR64/
+HDQDO\VHVUHVXOWVRIWKHTXHULHV+HXVHVVLPSOH
EXVLQHVVLQWHOOLJHQFHWRROV
.B8
7KHVWXGHQWLVDEOHWRXVHEDVLFEXVLQHVVLQWHOOLJHQFH >6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
WRROVSDWXFXODUO\WKRVHWKDWDUHLQFOXGHGLQWR
>68@$VVHVVPHQWRIDELOLW\WRXVH
VWDQGDUGFRPPHUFLDOZDUHKRXVHSDFNDJHV
PHWKRGVDQGWRROV
.B:
7KHVWXGHQWNQRZVKRZWRGHILQHDXWKRUL]DWLRQUXOHV >6:@$VVHVVPHQWRIIDFWXDO
IRUDFFHVVWRGDWDEDVHVLQFOXGLQJGDWDZDUHKRXVHV NQRZOHGJH
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
7KHVWXGHQWNQRZVDQGLVDEOHWRXVHGDWDPRGHOV
XVHGLQGDWDZDUHKRXVHGHVLJQDQGFDQEXLOGGDWD
ZDUHKRXVHVDFFRUGLQJWRWKHGDWDPRGHOVUXOHV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$GDWDEDVV\VWHPFRXUVHUHTXLUHG
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
'DWDZDUHKRXVLQJEDVLFFRQFHSWV0XOWLGLPHQVLRQDOGDWDPRGHOLQGDWDZDUHKRXVHV(QXPDUDWHGDQG
KLHUDUFKLFDOGLPHQVLRQV6WDUVFKHPDDQGVQRZIODNHVFKHPD0L[HGVFKHPDV%DVLFRSHUDWLRQVRQ2/$3
FXEHV6WRUDJHPRGHOVLQGDWDZDUHKRXVHV7KHORJLFDODQGSK\VLFDODUFKLUHFWXUHRIDGDWDZDUHKRXVH5XOHV
IRUGHVLJQLQJDGDWDZDUHKRXVH$SSOLFDWLRQRIGDWDZDUHKRXVLQJ([DPSOHV&RPPHUFLDO2/$3VHUYHUVDQ
RYHYLHZ0';ODQJXDJHDQRYHUYLHZ0';ODQJXDJHVLPSOHTXHULHV0';ODQJXDJHTXHULHVWKDW
RSHUDWHRQGLPHQVLRQKLHUDUFKLHV0';ODQJXDJHTXHULHVZLWKFDOFXODWHGPHPEHUV0';ODQJXDJH
TXHULHVZLWKDJJUHJDWHIXQFWLRQV0';ODQJXDJHDGYDQFHGTXHULHV64/H[WHQVLRQV2/$3FXEH
RSHUDWLRQV(7/([WUDFW7UDQVIRUP/RDGSURFHVVHV3ODQQLQJIRUDGDWDZDUHKRXVHLQDQHQWHUSULVH
:HEUHVRXUFHVDVDGDWDZDUHKRXVH6HPLVWUXFWXUHGDQGXQVWUXFWXUHGGDWD%XVLQHVVLQWHOOLJHQFHWRROV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:+,QPRQ%XLOGLQJWKH'DWD:DUHKRXVH-:LOH\6RQV5.LPEDOO'DWD:DUHKRXVH7RRONLW-
:LOH\6RQV'0HQGUDOD06]HOLJD64/8VáXJLEL]QHVRZH$QDOL]DLHNVSORUDFMDGDQ\FK+HOLRQ
33RQQLDK'DWD:DUHKRXVLQJ-:LOH\6RQV.*RF]\áD+XUWRZQLHGDQ\FK0DWHULDá\GR
Z\NáDGX*GDĔVN93RH3.ODXHU6%UHEVW7ZRU]HQLHKXUWRZQLGDQ\FK:17
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'HVLJQDGDWDZDUHKRXVHDFFRUGLQJWRJLYHQUHTXLUHPHQWV
:KDWDUHGLIHUHQFHVEHWZHHQ2/$3DQG2/73"
:KDWDUHEDVLFIHDWXUHVRIGDWDZDUHKRXVHV"
([SODLQGLIIHUHQFHVEHWZHHQVWDUVFKHPDDQGVQRZIODNHVFKHPD
*LYHDQGH[SODLQ2/$3H[WHQVLRQVWR64/
:KDWLVWKH(7/SURFHVV"
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
6RIWZDUH(QJLQHHULQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ$OHNVDQGHU-DU]ĊERZLF]
GULQĪ$OHNVDQGHU-DU]ĊERZLF]
6XEMHFWREMHFWLYHV
7KHFRXUVHLVIRFXVHGRQLQWURGXFLQJWRVWXGHQWVWKHDVSHFWVRILQGXVWULDOVRIWZDUHGHYHORSPHQWODUJHV\VWHPV
FRPSOLDQWWRUHTXLUHPHQWVRIDVSHFLILFFXVWRPHUVXSSRUWLQJEXVLQHVVJRDOVSURYLGLQJDUHTXLUHGOHYHORITXDOLW\
FKDUDFWHULVWLFVSURGXFHGDQGPDLQWDLQHGE\ODUJHGHYHORSHUVWHDPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
7KHVWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRI
HQJLQHHULQJSUDFWLFHVDQGRUJDQLVDWLRQRIWHDPZRUN
LQVRIWZDUHSURMHFWV(QXPHUDWHVDQGGHVFULEHVNH\
DUHDVRIVRIWZDUHGHYHORSPHQWSURFHVV([SODLQVWKH
VHOHFWLRQRISUDFWLFHVIRUWKHVSHFLILFVRIWZDUH
SURMHFW7KHVWXGHQWXVHV8QLILHG0RGHOLQJ/DQJXDJH
DQGGHVLJQVWKHPRGHOVRI,7V\VWHPV'HYHORSVWKH
YLVLRQRI,7V\VWHPLQFOXGLQJEDVLFUHTXLUHPHQWVDQG
UHVWULFWLRQV
7KHVWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRI
HQJLQHHULQJSUDFWLFHVDQGRUJDQLVDWLRQRIWHDPZRUN
LQVRIWZDUHSURMHFWV(QXPHUDWHVDQGGHVFULEHVNH\
DUHDVRIVRIWZDUHGHYHORSPHQWSURFHVV([SODLQVWKH
VHOHFWLRQRISUDFWLFHVIRUWKHVSHFLILFVRIWZDUH
SURMHFW7KHVWXGHQWXVHV8QLILHG0RGHOLQJ/DQJXDJH
DQGGHVLJQVWKHPRGHOVRI,7V\VWHPV'HYHORSVWKH
YLVLRQRI,7V\VWHPLQFOXGLQJEDVLFUHTXLUHPHQWVDQG
UHVWULFWLRQV
0HWKRGRIYHU\ILFDWLRQ
.B8
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
7KHVWXGHQWXVHV8QLILHG0RGHOLQJ/DQJXDJHDQG
GHVLJQVWKHPRGHOVRI,7V\VWHPV'HYHORSVWKH
YLVLRQRI,7V\VWHPLQFOXGLQJEDVLFUHTXLUHPHQWVDQG
UHVWULFWLRQV
.B:
7KHVWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRI
HQJLQHHULQJSUDFWLFHVDQGRUJDQLVDWLRQRIWHDPZRUN
LQVRIWZDUHSURMHFWV(QXPHUDWHVDQGGHVFULEHVNH\
DUHDVRIVRIWZDUHGHYHORSPHQWSURFHVV([SODLQVWKH
VHOHFWLRQRISUDFWLFHVIRUWKHVSHFLILFVRIWZDUHSURMHFW
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
3UHVHQFHGXULQJODERUDWRU\FRXUVHVLVPDQGDWRU\'HOLYHU\RIDOOODERUDWRU\H[HUFLVHVDQGSRVLWLYHYHULILFDWLRQE\
WXWRULVUHTXLUHGWRSDVVWKHODE'HOD\VLQGHOLYHULQJH[HUFLVHVDIIHFWVWKHDVVHVVPHQWV2QO\VWXGHQWVZKRSDVV
WKHODEDUHHQWLWOHGWRZULWHWKHH[DP
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
,QWURGXFWLRQ
6FRSHDQGVXEMHFWRIVRIWZDUHHQJLQHHULQJ(VVHQWLDOPRWLYDWLRQVDQGFRQFHSWV
3ODQQLQJDQGGHILQLQJVFRSHRIVRIWZDUHSURMHFW5LFK3LFWXUH
$UHDVRIVRIWZDUHHQJLQHHULQJDQRYHUYLHZ
&RQFHSWXDOPRGHOOLQJ/DQJXDJHVIRUPRGHOOLQJDQGVSHFLILFDWLRQ
8VHFDVHV
2EMHFWRULHQWHGDQDO\VLVXVLQJ80/
0RGHOOLQJRIORJLFDOV\VWHPVWUXFWXUHFODVVGLDJUDPV
0RGHOOLQJRIV\VWHPVWUXFWXUHRWKHUVWUXFWXUDOGLDJUDPV
0RGHOOLQJV\VWHPG\QDPLFVVHTXHQFHDQGFRPPXQLFDWLRQGLDJUDPV
0RGHOOLQJV\VWHPG\QDPLFVUHSUHVHQWLQJREMHFWVVWDWH
6\VWHPGHVLJQV\VWHPDUFKLWHFWXUH
6\VWHPGHVLJQKLJKOHYHOGHVLJQ
6\VWHPGHVLJQFODVVGHVLJQORZOHYHO
)RXQGDWLRQVRIVRIWZDUHTXDOLW\0HWULFVRIREMHFWRULHQWHGGHVLJQ
6RIWZDUHUHXVH
&ODVVLFDOGHVLJQSDWWHUQV
2WKHUSDWWHUQV,QWHUQHW$SSOLFDWLRQVSDWWHUQVDQDO\VLVSDWWHUQVDUFKLWHFWXUDOSDWWHUQVPDQDJHPHQW
SDWWHUQV
5LVNDQGVRFLDOUHVSRQVLELOLW\UHODWHGWR,7V\VWHPV
5HTXLUHPHQWVHQJLQHHULQJUHTXLUHPHQWVGHWHUPLQDWLRQ
5HTXLUHPHQWVHQJLQHHULQJUHTXLUHPHQWVVSHFLILFDWLRQ
8VHULQWHUIDFHGHVLJQPRWLYDWLRQVWHUPVWHFKQLTXHV
8VHULQWHUIDFHGHVLJQ1LHOVHQVKHXULVWLFVDQGH[DPSOHV
6RIWZDUHWHVWLQJWHUPVSODFHLQVRIWZDUHGHYHORSPHQWSURFHVV
6RIWZDUHWHVWLQJWHFKQLTXHVEODFNZKLWHER[OHYHOVRIWHVWLQJPDQDJLQJWHVWV
6RIWZDUHUHYLHZVDQGLQVSHFWLRQV
6RIWZDUHGHSOR\PHQW
6RIWZDUHXVDJHDQGPDLQWHQDQFH
&RQILJXUDWLRQPDQDJHPHQWDQGVRIWZDUHHYROXWLRQ
&ODVVLFDOZDWHUIDOOVRIWZDUHOLIHF\FOHPRGHO
1RQFODVVLFDOVRIWZDUHOLIHF\FOHVDQGGHYHORSPHQWSURFHVVHV
$GMXVWLQJGHYHORSPHQWSURFHVVWRSDUWLFXODUVRIWZDUHSURMHFWFRQWH[W
2XWOLQHRIVRIWZDUHSURMHFWPDQDJHPHQW
6RIWZDUHGHYHORSPHQWDQGPDQDJHPHQWPHWKRGRORJLHV
3URSHUWLHVRISODQGULYHQDQGDJLOHGHYHORSPHQW
&$6(WRROV
2WKHUWRROVVXSSRUWLQJVRIWZDUHHQJLQHHULQJ
5HTXLUHGUHDGLQJ
3UHVVPDQ56RIWZDUH(QJLQHHULQJD3UDFWLWLRQHU¶V$SSURDFKWKHGLWLRQ0F*UDZ+LOO
6RPPHUYLOOH,6RIWZDUH(QJLQHHULQJWKHGLWLRQ$GGLVRQ:HVOH\
0DFLDV]HN/5HTXLUHPHQWVDQDO\VLVDQGV\VWHPGHVLJQ$GGLVRQ:HVOH\
%RRFK*5XPEDXJK--DFREVHQ,7KH8QLILHG0RGHOLQJ/DQJXDJH8VHU*XLGHQGHGLWLRQ$GGLVRQ
:HVOH\
)RZOHU080/GLVWLOOHGUGHGLWLRQ$GGLVRQ:HVOH\
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
/DEDVVLJQPHQWVWHVWV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
3URJUDPPLQJ/DQJXDJHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ5REHUW-DQF]HZVNL
GUKDELQĪ5REHUW-DQF]HZVNL
6XEMHFWREMHFWLYHV
6WXGHQWOHDUQHGSRSXODUSURJUDPPLQJSDUDGLJPVDQGOHDUQHGWRXVHWKHP
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
PDQXIDFWXUHVDQGWHVWVVRIWZDUHXVLQJPRGHUQ
>6:@$VVHVVPHQWRIWH[W
PHWKRGRORJLHVDQGWHFKQRORJ\SODWIRUPVDGDSWVWR HODERUDWLRQ
WKHQHHGVRIWKHPDQXIDFWXULQJSURFHVVRIWKH
SURMHFWDQDO\]HVWKHVFRSHDQGZRUNORDGRIVSHFLILF
VRIWZDUHFKDQJHV
NQRZVDQGXQGHUVWDQGVWKHSURJUDPPLQJPRGHOV
DQGWKHHYROXWLRQRIUHODWHGODQJXDJHV NQRZV
EDVLFREMHFWRULHQWHGSURJUDPPLQJSODWIRUPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
3URFHGXUDOSURJUDPPLQJ
/LQHDUV\QWD[)2575$1
$FWLYDWLRQUHFRUGVDQGVXEURXWLQHV
5HFXUVLYHSURFHGXUHFDOO
%ORFNV\QWD[&RQWUROIORZDEVWUDFWLRQ
%LQGLQJRIWKHQDPHVZLWKREMHFWV5DQJHERQGV
7KHSDUDPHWHUVRIWKHSURFHGXUHFDOO
$FWLYDWLRQUHFRUGVIRUODQJXDJHV ZLWKUHFXUVLRQ
6WDWLFDQGG\QDPLFFDOOV$/*2/3$6&$/
5HVWULFWLRQVRIEORFNODQJXDJHV $EVWUDFWLRQRIGDWDDQGDFFHVVSURWHFWLRQ
0RGXODUL]DWLRQ0RGXOD$'$$'$
([FHSWLRQV([FHSWLRQKDQGOLQJPRGHOV
&RQFXUUHQWSURFHGXUHV5HQGH]YRXV
2EMHFWRULHQWHGSURJUDPPLQJ2EMHFWVFODVVHVKLHUDUFKLHV
'\QDPLFW\SHV3RO\PRUSKLVP6PDOOWDON&
5HFXUVLYHLQWHUSUHWHGFRPPDQGV
6\PEROLFWUDQVIRUPDWLRQ7DLOUHFXUVLRQ
/,63$WRPVDQGOLVWV
)XQFWLRQDOSURJUDPPLQJ+DVNHOO;6/
5HGXFWLRQILOWHULQJDQGFDVWLQJ
/DPEGDFDOFXOXV
0HPRU\PDQDJHPHQWLQ/,63V\VWHPV
3URJUDPPLQJLQORJLF3URORJ
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
60DQJDQR;6/7UHFHSWXU\Z\G+HOLRQ
&LQFRP6PDOOWDON'RZQORDGVKWWSZZZFLQFRPVPDOOWDONFRP
6$;217KH;6/7DQG;4XHU\3URFHVVRUKWWSVD[RQVRXUFHIRUJHQHW
:)&ORFNVLQ:)0HOOLVK&63URORJ3URJUDPRZDQLH+HOLRQ
$GD3URJUDPPLQJKWWSHQZLNLERRNVRUJZLNL$GD
6:,3URORJGRZQORDGVZZZVZLSURORJRUJGRZQORDGKWPO
$'$&RUHWKH*1$73UR&RPSDQ\KWWSZZZDGDFRUHFRPKRPHKWWSVOLEUHDGDFRUHFRP
'67RXUHW]N\&RPPRQ/LVS$*HQWOH,QWURGXFWLRQWR6\PEROLF&RPSXWDWLRQ
KWWSZZZFVFPXHGXaGVW/LVS%RRN
=+X]DU=)U\ĨOHZLF],'XELHOHZLF]%+QDWN$GD+HOLRQ
3ROVNLVHUZLVMĊ]\ND6PDOOWDONKWWSZZZREMHFWVSDFHQHW
5HFRPPHQGHGUHDGLQJ
KWWSHQZLNLSHGLDRUJZLNL3URJUDPPLQJBSDUDGLJP
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
7HVWV
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
1(73URJUDPPLQJ/DQJXDJHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪàXNDV].XV]QHU
GULQĪàXNDV].XV]QHU
6XEMHFWREMHFWLYHV
7RLPSURYHWKHSUDFWLFHRI&DQGRWKHUSURJUDPPLQJODQJXDJHVDYDLODEOHDW1(7SODWIRUP
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWSURILFLHQWO\XVHVWKH9LVXDO6WXGLRSDFNDJH
6WXGHQWFUHDWHVDSSOLFDWLRQVLQ&6WXGHQWFUHDWHV
DSSOLFDWLRQVLQ9%6WXGHQWFRPELQHVLQDVLQJOH
DSSOLFDWLRQPDQDJHGDQGXQPDQDJHGFRGH$
VWXGHQWWDNHVDGYDQWDJHRI&2'('20PRGHO
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
0HWKRGRIYHU\ILFDWLRQ
.B:
6WXGHQWSURILFLHQWO\XVHVWKH9LVXDO6WXGLRSDFNDJH
6WXGHQWFUHDWHVDSSOLFDWLRQVLQ&6WXGHQWFUHDWHV
DSSOLFDWLRQVLQ9%6WXGHQWFRPELQHVLQDVLQJOH
DSSOLFDWLRQPDQDJHGDQGXQPDQDJHGFRGH$
VWXGHQWWDNHVDGYDQWDJHRI&2'('20PRGHO
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
2EMHFWRULHQWHGSURJUDPPLQJ
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
5XOHVRIDVVHVVPHQW
1(7SURJUDPPLQJODQJXDJHV
&VEDVLFV\QWD[
&/5&W\SHVDQGVWDWHPHQWV
&/5&UHIHUHQFHW\SHVDQGYDOXHW\SHV
1XOODEOHW\SHV
&/5&FODVVHVDQGVWUXFWVSURSHUWLHVDQGLWVPRGLILHUV
&/5&FRQWDLQHULVDFODVVHVDQGLQGH[HUV
&/5&MDJJHGDUUD\V
&/5&FODVVDQGPHWKRGDWWULEXWHV
&H[FHSWLRQV
&/5&HYHQWVDQGGHOHJDWHV
&/5&JHQHULFV
&SDUWLDOFODVVHV
&SOXJLQVVXSSRUW
/,14
$QRQ\PRXVW\SHV
/DPEGDH[SUHVVLRQV
9%1(7EDVLFV\QWD[
&RPPRQ1(7HOHPHQWVIRU9%
&0DQDJHGH[WHQVLRQ
&0DQDJHGDQGXQPDQDJHGFRGH
&RPPRQ1(7HOHPHQWVIRU&
0DQDJHGRSDTHVIRU$16,&
'DWDZ\GUXNX
6WURQD
] 8VLQJXQPDQDJHGFRGHZLWK9%&
-VFULSW9%6FULSW(OHPHQWV
7HVW
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
&'RFXPHQWDWLRQDW06'1KWWSPVGQPLFURVRIWFRPHQXVYFVKDUSDDDVS[
9%'RFXPHQWDWLRQDW06'1KWWSPVGQPLFURVRIWFRPHQXVYVWXGLRKKDVS[
-RQ6NHHW&LQ'HSWKUG(GLWLRQ0DQQLQJ3XEOLFDWLRQV&R
5HFRPPHQGHGUHDGLQJ
$QGUHZ7URHOVHQ3UR&DQGWKH1(7)UDPHZRUNWK(GLWLRQ$SUHVV
0DUN0LFKDHOLVDQG(ULF/LSSHUW(VVHQWLDO&WK(GLWLRQ$GGLVRQ:HVOH\0LFURVRIW7HFKQRORJ\6HULHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
(QJOLVK/DQJXDJH,,
6XEMHFWFRGH
(&
)DFXOW\
/DQJXDJH&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
PJU$JQLHV]ND-DFKRZLF]
PJU0DUHN$GDPF]\N
PJU0DUW\QD0LFKDOVND3LHQLDN
PJU7HUHVD2VVRZVND
PJU-RDQQD3DZOLN
PJU-RODQWD0DFLHMHZVND
PJU(ZD:DZRF]QD
PJU-RODQWD:LHOJXV
PJU0DU]HQD*U\JLHO
PJU0DáJRU]DWD)HQF
PJU.U]\V]WRI/LV
6XEMHFWREMHFWLYHV
'HYHORSPHQWDQGFRQVROLGDWLRQRI(QJOLVKODQJXDJHFRPPDQGLQFOXGLQJUHDGLQJVSHDNLQJOLVWHQLQJZULWLQJDQG
WUDQVODWLRQLQDWHFKQLFDOHQYLURQPHQW
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6XFFHVVIXOFRPPXQLFDWLRQLQGDLO\OLIHDQGLQDQ
DFDGHPLFDQGSURIHVVLRQDOHQYLURQPHQW
8QGHUVWDQGLQJRIVSHFLDOLVWOLWHUDWXUHDQGWHFKQLFDO
LQVWUXFWLRQV7UDQVODWLRQRIVKRUWWHFKQLFDOWH[WV
3UHSDUDWLRQRISUHVHQWDWLRQV:ULWLQJIRUPDOOHWWHUV
&9VFRYHULQJOHWWHUVDQGVXPPDULHVRIVSHFLDOLVW
WH[WV8QGHUVWDQGLQJRIVSHHFKHVDQGOHFWXUHV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$VWXGHQWDSSO\LQJWREHDGPLWWHGWRDJURXSDWDJLYHQOHYHONQRZVWKHYRFDEXODU\UDQJHDQGJUDPPDU
VWUXFWXUHVUHTXLUHGDIWHUILQLVKLQJDORZHUOHYHORIODQJXDJHFRPSHWHQFHDVVWDWHGLQWKH&RPPRQ(XURSHDQ
)UDPHZRUNRI5HIHUHQFHIRU/DQJXDJHVIRUOHYHO$±$IRU%±$DQGVRRQ
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
(QJOLVK/DQJXDJH&LUFOH(QJOLVK/DQJXDJH2O\PSLDGIRU6WXGHQWVRI7HFKQLFDO6WXGLHVLQ(QJOLVK
6WURQD
] 6XEMHFWFRQWHQWV
/LVWHQLQJQHZVUHSRUWDVOLGHSUHVHQWDWLRQDUDGLRLQWHUYLHZZLWKDQHQJLQHHU
6SHDNLQJWDONLQJDERXWDVHTXHQFHRIHYHQWVLQDGLDJUDPSUDFWLFLQJDVNLQJDQGDQVZHULQJTXHVWLRQV
H[FKDQJLQJWHFKQLFDOLQIRUPDWLRQGHVLJQLQJDQHZSURGXFWSUHVHQWDWLRQRIDGHVLJQFRPSDULVRQRIGLDJUDPV
DMRELQWHUYLHZDQVZHULQJSKRQHFDOOVJLYLQJSDUDPHWHUVWDNLQJSDUWLQPHHWLQJVJLYLQJDVKRUWWDONRQD
WHFKQLFDOSURFHVVGHVFULELQJGLDJUDPVGLVFXVVLQJDQGH[SODLQLQJPDLQSRLQWVRILQVWUXFWLRQV
5HDGLQJH[WUDFWVIURPDWHFKQLFDODUWLFOHHPDLOVZHESDJHVVFDQQLQJVSHFLILFDWLRQVWRILQGUHTXLUHGGDWD
XQGHUVWDQGLQJLQVWUXFWLRQVH[WUDFWVIURPHQJLQHHULQJPDJD]LQHV
:ULWLQJPDNLQJQRWHVFRPSOHWLQJFKDUWVDGHVFULSWLRQRIDGHVLJQD&9HPDLOVDUHSRUWIURPDPHHWLQJ
ZULWLQJVKRUWLQVWUXFWLRQVDVXPPDU\RIPDLQSRLQWVRIDEULHILQJGRFXPHQWWDNLQJQRWHVRIDOHFWXUHDPDQXDO
*UDPPDUDQGYRFDEXODU\FRPSOHPHQWDU\WRWKHFXUUHQWPDWHULDO
*URXSVRQ,QWHOOLJHQW%XVLQHVV$GYDQFHG
5HDGLQJWH[WVEDVHGRQDXWKHQWLFDUWLFOHVIURP7KH(FRQRPLVWHJ$6ZHHW6XFFHVV-XVW*RRG%XVLQHVV
9RFDEXODU\FRPSRXQGQRXQVV\QRQ\PVLGLRPV
/LVWHQLQJWRPRQRORJXHVGLDORJXHVDQGGLVFXVVLRQV
*UDPPDUSDLUHGVWUXFWXUHVSDLUHGFRPSDUDWLYHVDGMHFWLYHSOXVSDVWSDUWLFLSOH
%XVLQHVVOLIHLVVXHVHJ7DNLQJUHVSRQVLELOLW\FDOOLQJWRDFFRXQWGLVFXVVLRQV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
77UDSSH*7XOOLV,QWHOOLJHQW%XVLQHVV$GYDQFHG3HDUVRQ
5HFRPPHQGHGUHDGLQJ
6&]HUQL06NU]\ĔVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNRSROVNL:\GDZQLFWZD1DXNRZR7HFKQLF]QH
:DUV]DZD
00%HUJHU7-DZRUVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNR±SROVNL
:\GDZQLFWZD1DXNRZR7HFKQLF]QH:DUV]DZD
50XUSK\(QJOLVK*UDPPDULQ8VH&DPEULGJH8QLYHUVLW\3UHVV&DPEULGJH
**yMVND7HFKQLFDO(QJOLVK*UDPPDU:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
,0RNZD7DUQRZVND7HFKQLFDO:ULWLQJLQ(QJOLVK:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
$FDGHPLFSXEOLFDWLRQVGLFWLRQDULHVVFLHQWLILFDQGVFLHQFHPDJD]LQHDUWLFOHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
WHVWV
VSHDNLQJ
ZULWLQJ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
5HDGLQJDQGWUDQVODWLQJWHFKQLFDOWH[WVDVNLQJTXHVWLRQVDQGJLYLQJDQVZHUVEDVHGRQWKHVHWH[WV/LVWHQLQJWR
VSHHFKHVDQGGLVFXVVLQJWKHP:ULWLQJVKRUWWHFKQLFDOWH[WV
/DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
(QJOLVK/DQJXDJH,9
6XEMHFWFRGH
(&
)DFXOW\
/DQJXDJH&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
PJU$JQLHV]ND-DFKRZLF]
PJU-RODQWD0DFLHMHZVND
PJU0DUW\QD0LFKDOVND3LHQLDN
GU,ZRQD0RNZD7DUQRZVND
PJU-RDQQD3DZOLN
PJU(ZD:DZRF]QD
PJU-RODQWD:LHOJXV
PJU0DáJRU]DWD)HQF
PJU0DU]HQD*U\JLHO
PJU$QQD.XFKDUVND5DF]XQDV
6XEMHFWREMHFWLYHV
'HYHORSPHQWDQGFRQVROLGDWLRQRI(QJOLVKODQJXDJHFRPPDQGLQFOXGLQJUHDGLQJVSHDNLQJOLVWHQLQJZULWLQJDQG
WUDQVODWLRQLQDWHFKQLFDOHQYLURQPHQW
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
6XFFHVVIXOFRPPXQLFDWLRQLQGDLO\OLIHDQGLQDQ
DFDGHPLFDQGSURIHVVLRQDOHQYLURQPHQW
.B8
8QGHUVWDQGLQJRIVSHFLDOLVWOLWHUDWXUHDQGWHFKQLFDO
LQVWUXFWLRQV7UDQVODWLRQRIVKRUWWHFKQLFDOWH[WV
3UHSDUDWLRQRISUHVHQWDWLRQV:ULWLQJIRUPDOOHWWHUV
&9VFRYHULQJOHWWHUVDQGVXPPDULHVRIVSHFLDOLVW
WH[WV8QGHUVWDQGLQJRIVSHHFKHVDQGOHFWXUHV
0HWKRGRIYHU\ILFDWLRQ
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$VWXGHQWDSSO\LQJWREHDGPLWWHGWRDJURXSDWDJLYHQOHYHONQRZVWKHYRFDEXODU\UDQJHDQGJUDPPDU
VWUXFWXUHVUHTXLUHGDIWHUILQLVKLQJDORZHUOHYHORIODQJXDJHFRPSHWHQFHDVVWDWHGLQWKH&RPPRQ(XURSHDQ
)UDPHZRUNRI5HIHUHQFHIRU/DQJXDJHVIRUOHYHO$±$IRU%±$DQGVRRQ
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
(QJOLVK/DQJXDJH&LUFOH(QJOLVK/DQJXDJH2O\PSLDGIRU6WXGHQWVRI7HFKQLFDO6WXGLHVLQ(QJOLVK
6WURQD
] 6XEMHFWFRQWHQWV
7HDFKLQJHIIHFWLYHFRPPXQLFDWLRQLQ(QJOLVKLQYDULRXVHQYLURQPHQWVHJDWXQLYHUVLW\DQGLQWKHZRUNSODFH
LQFOXGLQJSUHVHQWLQJYLHZSRLQWVVXSSRUWLQJRSLQLRQVGHYHORSLQJDUJXPHQWVUHVSRQGLQJDQGUHDVRQLQJEDVHGRQ
FULWLFDOWKLQNLQJ
*DWKHULQJDQGXVLQJLQIRUPDWLRQIURPOLWHUDWXUHGDWDEDVHVDQGRWKHUUHVRXUFHVZULWWHQLQVSHFLDOLVWODQJXDJH
'HYHORSLQJVWXGHQW¶VNQRZOHGJHRIWHFKQLFDOYRFDEXODU\WKURXJKUHVHDUFKDQGWKHDQDO\VLVRIVFLHQWLILFSDSHUV
LQVWUXFWLRQVPDQXDOVVSHFLILFDWLRQVUHSRUWVFDVHVWXGLHVDQGYDULRXVGRFXPHQWVSXEOLVKHGRQWKH,QWHUQHW
$QDO\]LQJDQGXQGHUVWDQGLQJVSHFLDOLVWODQJXDJHDQGWUDQVODWLQJVKRUWWHFKQLFDOWH[WV
'HYHORSLQJIRUPDOZULWLQJVNLOOV±ZULWLQJDEVWUDFWVVXPPDULHVLQVWUXFWLRQVPDQXDOVUHSRUWVFRYHULQJ
OHWWHUV&9SURILOHVDVZHOODVGHVFULELQJJUDSKVFKDUWVDQGSURFHVVHV
3URGXFLQJWH[WVZLWKRXWYLRODWLQJFRS\ULJKWODZPDNLQJUHIHUHQFHVWRRULJLQDOVRXUFHV
3UHVHQWLQJLQ(QJOLVK±WHDFKLQJDSSURSULDWHODQJXDJHFRQVWUXFWLRQVDQGYRFDEXODU\LGHQWLI\LQJDQGDQDO\VLQJ
NH\VNLOOVVWUXFWXULQJDSUHVHQWDWLRQZRUNLQJZLWKYLVXDOVDQDO\VLQJDQGDVVHVVLQJVKRUWSUHVHQWDWLRQVSUHSDUHG
E\VWXGHQWVUHODWHGWRWKHLUVWXG\ILHOGVSHFLDOLVPDQGWKHLULQWHUHVWV
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
(VWHUDV65L)DEUH(03URIHVVLRQDO(QJOLVKLQ8VH,&7&DPEULGJH
(VWHUDV65,QIRWHFK(QJOLVKIRUFRPSXWHUXVHUV&DPEULGJH
%DGJHU,HG(QJOLVKIRU:RUN(YHU\GD\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ+DUORZ
%RQDP\'7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ+DUORZ
%ULHJHU1L3RKO$7HFKQLFDO(QJOLVK9RFDEXODU\DQG*UDPPDU6XPPHUWRZQ3XEOLVKLQJ2[IRUG
&RWWRQ')DOYH\'L.HQW61HZ0DUNHW/HDGHU3HDUVRQ/RQJPDQ+DUORZ
0RNZD7DUQRZVND,7HFKQLFDO:ULWLQJLQ(QJOLVK/DQJXDJHDQG(GLWLQJ*XLGHOLQHV:\GDZQLFWZR3**GDĔVN
5HFRPPHQGHGUHDGLQJ
6&]HUQL06NU]\ĔVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNRSROVNL:\GDZQLFWZD1DXNRZR7HFKQLF]QH
:DUV]DZD
00%HUJHU7-DZRUVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNR±SROVNL:\GDZQLFWZD1DXNRZR7HFKQLF]QH
:DUV]DZD
50XUSK\(QJOLVK*UDPPDULQ8VH&DPEULGJH8QLYHUVLW\3UHVV&DPEULGJH
,0RNZD7DUQRZVND7HFKQLFDO:ULWLQJLQ(QJOLVK:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
3DOODQW$(QJOLVKIRU$FDGHPLF6WXG\:ULWLQJ8QLYHUVLW\RI5HDGLQJ
:LOOLDPV(-3UHVHQWDWLRQVLQ(QJOLVK0DFPLOODQ
*UXVVHEGRUI0(QJOLVKIRU3UHVHQWDWLRQV(GX:\GDZQLFWZR
*yMVND*7HFKQLFDO(QJOLVK*UDPPDU:\GDZQLFWZR3**GDĔVN
.XFKDUVND5DF]XQDV$L0DFLHMHZVND-(QJOLVKIRU0DWKHPDWLFVIRU6WXGHQWVRI7HFKQLFDO6WXGLHV
:\GDZQLFWZR3**GDĔVN
0DFLHMHZVND-L.XFKDUVND5DF]XQDV$(QJOLVKIRU,QIRUPDWLRQ7HFKQRORJ\:\GDZQLFWZR3**GDĔVN
$FDGHPLFSXEOLFDWLRQVGLFWLRQDULHVVFLHQWLILFDQGVFLHQFHPDJD]LQHDUWLFOHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
WHVWV
ZULWLQJ
SUHVHQWDWLRQ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'DWDZ\GUXNX
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHUFRQWUROOHG6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI'HFLVLRQ6\VWHPVDQG5RERWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ=G]LVáDZ.RZDOF]XNSURI]Z3*
SURIGUKDELQĪ=G]LVáDZ.RZDOF]XNSURI]Z3*
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRPDVWHUWKHNQRZOHGJHRIPHWKRGVRIPDWKHPDWLFDOPRGHOLQJRIG\QDPLFSURFHVVHV
VHUYLQJDVREMHFWVVXEPLWWHGIRUFRQWURO
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWJHWVDFTXDLQWHGZLWKWKHEDVLFSUREOHPVRI >68@$VVHVVPHQWRIDELOLW\WRXVH
FRPSXWHUFROWURORILQGXVWULDOSODQWV
PHWKRGVDQGWRROV
.B:
6WXGHQWJHWVDFTXDLQWHGZLWKWKHEDVLFSUREOHPVRI >6:@$VVHVVPHQWRIIDFWXDO
FRPSXWHUFROWURORILQGXVWULDOSODQWV
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
%DVLFVRIGLJLWDOVLJQDOSURFHVVLQJDQGFRQWURO&KDUDFWHULVWLFVRIGLVFUHWHVLJQDOVDQGV\VWHPVPHWKRGVRI
DQDO\VLV%DVLFSURSHUWLHVRIGLVFUHWHWLPHV\VWHPVDQGPHWKRGVRIGHVFULSWLRQ=WUDQVIRUPDWLRQ
GHWHUPLQLVWLFVLJQDOVPXOWLGLPHQVLRQDOWUDQVIRUPDWLRQV0RGLILHG=WUDQVIRUPDWLRQLQYHUVH=WUDQVIRUPDWLRQ
$SSOLFDWLRQV7KHRU\RIOLQHDUGLVFUHWHV\VWHPV&RQWUROODELOLW\REVHUYDELOLW\6LPLODULW\WUDQVIRUPDWLRQV
SURSHUWLHVRIVLPLODUV\VWHPV%DVLFVWUXFWXUHVRIOLQHDUGLVFUHWHWLPHV\VWHPV$QDO\VLVDQGV\QWKHVLVRI
GLJLWDOFRQWUROV\VWHPVPDNLQJV\VWHPGLVFUHWHDQGDQDORJGLVFUHWL]DWLRQDQGDQDORJL]DWLRQFRQWLQXRXVDQG
GLVFUHWHPRGHOLQJ$QDORJWRGLJLWDOSURFHVVLQJ$'&FRQYHUVLRQDQGDQDORJL]DWLRQFRQWLQXRXVDQGGLVFUHWH
PRGHOLQJ'HWHUPLQLVWLFDQGSUREDELOLVWLFDSSURDFKHVWRWXQLQJ$'&'LJLWDOWRDQDORJSURFHVVLQJ'$&
FRQYHUVLRQ5XOHVRIFRQYHUVLRQGHFRGLQJDQGVLJQDOJHQHUDWLRQ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:/%URJDQ0RGHUQFRQWUROWKHRU\3UHQWLFH+DOO(QJOHZRRG&OLIIV
5HFRPPHQGHGUHDGLQJ
=.RZDOF]XN'\VNUHWQHPRGHOHZSURMHNWRZDQLXXNáDGyZVWHURZDQLD=HV]1DXN3*YROQR
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
(OHPHQWDU\0DWKHPDWLFV
6XEMHFWFRGH
(:
)DFXOW\
0DWKHPDWLFV7HDFKLQJDQG'LVWDQFH/HDUQLQJ&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GU0DJGDOHQD0XVLHODN
PJULQĪ:RMFLHFK'ąEURZVNL
GU0DJGDOHQD0XVLHODN
PJU:RMFLHFK*Uą]LHZLF]
GU0DUFLQ:DWD
1LNRGHP0URĪHN
6XEMHFWREMHFWLYHV
6WXGHQWVREWDLQFRPSHWHQFHLQWKHUDQJHRIXVLQJRIPHWKRGVRIHOHPHQWDU\PDWKHPDWLFV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B.
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWUHFRJQL]HVWKHLPSRUWDQFHRIVNLOOIXOXVHRI >6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
EDVLFPDWKHPDWLFDODSSDUDWXVLQWHUPVRIVWXG\LQ VNLOOV
IXWXUH
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWXVHVWKHPHWKRGVRIHOHPHQWDU\
PDWKHPDWLFVWRIRUPXODWHDQGVROYHVLPSOHSUREOHPV PHWKRGVDQGWRROV
LQRWKHUDUHDVRIPDWKHPDWLFV
6WXGHQWPHQWLRQVEDVLFSURSHUWLHVRIHOHPHQWDU\
IXQFWLRQVDQGSORWWVWKHLUJUDSKV6WXGHQWVROYHV
HTXDWLRQVDQGLQHTXDOLWLHVZLWKHOHPHQWDU\
IXQFWLRQV6WXGHQWFRVWUDFWVLQYHUVHIXQFWLRQRI
H[SRQHQWLDOORJDU\WPLFWU\JRQRPHWULFDQG
F\FORPHWULFIXQFWLRQV6WXGHQWDQDO\VHVDJLYHQ
SUREOHPIURPWZRGLPHQVLRQDODQDO\WLFJHRPHWU\
6WXGHQWVROYHVH[HUFLVHVLQYROYLQJDU\WKPHWLFDQG
JHRPHWULFVHTXHQFHV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
7KHVHWRIUHDOQXPEHUVDQGLWVVXEVHWV7KHDEVROXWHYDOXHRIDUHDOQXPEHU%RXQGHGVHWVDQGWKHLUXSSHUDQG
ORZHUERXQGV7KHFRQWLQXLW\D[LRPRIUHDOQXPEHUV¶VHW7KH1HZWRQELQRPLDO)XQFWLRQVDQGWKHLUSURSHUWLHV
'RPDLQDQGFRGRPDLQWKHJUDSKRIDIXQFWLRQ7UDQVIRUPDWLRQVRIIXQFWLRQJUDSKV0RQRWRQHHYHQDQG
SHULRGLFIXQFWLRQV,QMHFWLRQVXUMHFWLRQDQGELMHFWLRQ&RXQWDEOHDQGXQFRXQWDEOHVHWV)XQFWLRQFRPSRVLWLRQ7KH
LQYHUVHIXQFWLRQ2SHUDWLRQVRQSRO\QRPLDOV7KHURRWVDQGIDFWRUL]DWLRQRIDSRO\QRPLDO%H]RXWVWKHRUHP
5DWLRQDOURRWVRIDSRO\QRPLDOZLWKLQWHJHUFRHIILFLHQWV5DWLRQDOIXQFWLRQVHTXDWLRQVDQGLQHTXDOLWLHV
)DFWRUL]DWLRQRIDUDWLRQDOIXQFWLRQLQWRSDUWLDOIUDFWLRQV3RZHUIXQFWLRQV(TXDWLRQVDQGLQHTXDOLWLHVZLWK
LUUDWLRQDOIXQFWLRQV([SRQHQWLDOIXQFWLRQVHTXDWLRQVDQGLQHTXDOLWLHV7KHH[S[IXQFWLRQ+\SHUEROLFIXQFWLRQV
/RJDULWKPVDQGWKHLUSURSHUWLHV7KHGHFLPDODQGQDWXUDORJDULWKP/RJDULWKPLFIXQFWLRQVDVLQYHUVHVRI
H[SRQHQWLDOIXQFWLRQV/RJDULWKPLFHTXDWLRQVDQGLQHTXDOLWLHV7KHPHDVXUHRIDQJOHVLQUDGLDQVDQGGHJUHHV
7ULJRQRPHWULFIXQFWLRQVRIDQDUELWUDU\DQJOH*UDSKVRIWULJRQRPHWULFIXQFWLRQV7ULJRQRPHWULFIRUPXODVDQG
LGHQWLWLHV7ULJRQRPHWULFHTXDWLRQVDQGLQHTXDOLWLHV&\FORPHWULFIXQFWLRQV2SHUDWLRQVRQYHFWRUV9HFWRUVLQD
WZRGLPHQVLRQDOFRRUGLQDWHV\VWHP7KHOHQJWKRIDYHFWRU6FDODUGRWSURGXFW/LQHRQWKHSODQHGLUHFWLRQ
QRUPDOJHQHUDODQGSDUDPHWULFHTXDWLRQV&LUFOHHOOLSVHSDUDERODK\SHUEROD1XPEHUVHTXHQFHV7KH
DULWKPHWLFDQGWKHJHRPHWULFVHTXHQFH7KHVXPRIQWHUPVRIDQDULWKPHWLFDQGDJHRPHWULFVHTXHQFH7KHVXP
RIDQLQILQLWHJHRPHWULFVHTXHQFH&RQYHUVLRQRIGHFLPDOSHULRGLFIUDFWLRQVLQWRFRPPRQIUDFWLRQV6HTXHQFHV
JLYHQZLWKUHFXUUHQWIRUPXODV7KHOLPLWRIDVHTXHQFH3URSHUWLHVRIFRQYHUJHQWVHTXHQFHV
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0DWHPDW\ND3RGVWDZ\]HOHPHQWDPLPDWHPDW\NLZ\ĪV]HM3RGUHG%:LNLHá:\GDZQLFWZR3*
5HFRPPHQGHGUHDGLQJ
¥ĺ:ĩDNRZVNL$OJHEUDLDQDOL]DPDWHPDW\F]QDGODOLFHDOLVWyZLNDQG\GDWyZQDZ\ĪV]HXF]HOQLH:17
:DUV]DZD
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
6ROYHWKHLQHTXDOLW\[[[VLQȺ[
6ROYHWKHHTXDWLRQORJ¥VLQ[?ORJFRV[ORJ )LQGWKHGRPDLQWKHVHWRIYDOXHVDQGVNHWFKWKHJUDIRIWKHIXQFWLRQI[ ȺDUFVLQ['HWHUPLQH
WKHLQYHUVHIXQFWLRQRII
(YDOXDWHWDQ?DUFFRVFRVDUFWDQ
)RUWKHVHTXHQFHDQ QQQHYDOXDWHWKHOLPLWOLPQ→’DQDQ
8VLQJWKHWKUHHVHULHVWKHRUHPILQGWKHOLPLWRIWKHVHTXHQFH[Q ¥Q¥Q¥Q
Q¥QQ
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
0XOWLPHGLDLQ+XPDQ&RPSXWHU,QWHUDFWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ0DULXV]6]ZRFK
GULQĪ0DULXV]6]ZRFK
6XEMHFWREMHFWLYHV
7RIDPLOLDUL]HVWXGHQWVZLWKWKHSUREOHPVRIPXOWLPHGLDV\VWHPVLPDJHSURFHVVLQJDQGUHFRJQLWLRQLQIRUPDWLRQ
YLVXDOL]DWLRQSHUFHSWLRQDQGDFTXLVLWLRQRIPXOWLPHGLDGDWD
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
'LIIHUHQWLDWHVDQGLPSOHPHQWVPHWKRGVDQG
DOJRULWKPVRILPDJHSURFHVVLQJ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
.B:
6WXGHQWGHVFULEHVPHWKRGVRIKXPDQSHUFHSWLRQDQG
DTXLVLWLRQRIPXOWLPHGLDGDWD([SODLQVGLIIHUHQFHV
EHWZHHQGLIIHUHQWIRUPDWVDQGPHWKRGVRI
FRPSUHVVLRQRIPXOWLPHGLDGDWD'LIIHUHQWLDWHV
PHWKRGVDQGDOJRULWKPVRILPDJHSURFHVVLQJDQG
SDWWHUQUHFRJQLWLRQ'LIIHUHQWLDWHVH[DPLQHVDQG
HYDOXDWHVDTXDOLW\RIXVHULQWHUIDFHV'HVFULEHV
FUHDWLRQPHWKRGVRI'YHFWRUDQLPDWLRQXVLQJ950/
DQG;'VWDQGDUGV&UHDWHVVRIWZDUHZLWKJUDSKLFDO
XVHULQWHUIDFHIRULPDJHSURFHVVLQJDQGPXOWLPLGLD
SHUIRUPDQFH&UHDWHVVRIWZDUHZLWK'YHFWRU
DQLPDWLRQLQ)ODVK&UHDWHVDQGSURFHVVUDVWHU
JUDSKLFV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQ0XOWLPHGLDGHILQLWLRQVDQGDSSOLFDWLRQV,QIRUPDWLRQPHGLD+XPDQSHUFHSWLRQ
0XOWLPHGLDGDWDDFTXLVLWLRQ0XOWLPHGLDVWRULQJIRUPDWV&RPSUHVVLRQRIPXOWLPHGLDGDWDLPDJHVVRXQGDQG
YLGHR,PDJHSURFHVVLQJ,PDJHUHFRJQLWLRQ2&5DQGRWKHUDSSOLFDWLRQV3URJUDPPLQJRIPXOWLPHGLD
DSSOLFDWLRQV&UHDWLRQRIJUDSKLFDOLQWHUIDFHV9LVXDOSURJUDPPLQJ9LUWXDOUHDOLW\',QWHUQHW
PRGHOLQJ950/DQG;'ODQJXDJHV5ROHRIWKHLQWHUIDFHH[DPSOHVRIDJRRGDQGDEDGLQWHUIDFH
&ODVVLILFDWLRQRIXVHUV+XPDQIDFWRUVFXOWXUDOGLIIHUHQFHV(YDOXDWLRQRIWKHLQWHUIDFH7DVNDQDO\VLV
,QWHUIDFHOD\HUVPHQWDOPRGHOV0HWDSKRUV0HWKRGVLQWHUDFWLRQVW\OHV8VHUKHOS,QWHUIDFH
GHVFULSWLRQPHWKRGV*206*206H[DPSOHV)LQDOH[DP
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:0DOLQD6$EODPH\NR:3DZODN3RGVWDZ\F\IURZHJRSU]HWZDU]DQLDREUD]yZ:DUV]DZD
57DGHXVLHZLF]3.RURKRGD.RPSXWHURZDDQDOL]DLSU]HWZDU]DQLHREUD]yZ.UDNyZ.6NDUEHNUHG
0XOWLPHGLD±$OJRU\WP\LVWDQGDUG\NRPSUHVML$NDGHPLFND2)LF:\G:DUV]DZD:/5RVFK%LEOLDR
PXOWLPHGLDFK,QWHUVRIWODQG:DUV]DZD
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'DWDZ\GUXNX
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
-DYD(($SSOLFDWLRQVDQG7RROV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ3DZHá&]DUQXO
PJULQĪ:DOGHPDU.RUáXE
6XEMHFWREMHFWLYHV
WHDFKLQJWHFKQRORJLHVPHFKDQLVPVDQGWRROVIRUSURJUDPPLQJRQWKH-DYD((SODWIRUP
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
GHVLJQVDQGFUHDWHVDSSOLFDWLRQVLQWKH-((
>68@$VVHVVPHQWRIDELOLW\WRXVH
WHFKQRORJ\XVHVSDUWLFXODU-(($3,VXVHVDYDLODEOH PHWKRGVDQGWRROV
W\SHVRIFRPSRQHQWVIRUGHYHORSPHQWRI-((
DSSOLFDWLRQVRSWLPL]HV-((DSSOLFDWLRQVLQFOXGLQJWKH
YLUWXDOPDFKLQHVHFXUHVDFFHVVWR-((DSSOLFDWLRQV
RSWLPL]HVDFFHVVWRDGDWDEDVHGHYHORSVYDULRXV
W\SHVRIFOLHQWVLQDEURZVHUDSSOHW-DYD:HE
6WDUW-DYDDSSOLFDWLRQV
.B8
>68@$VVHVVPHQWRIDELOLW\WRXVH
GHVLJQVDQGFUHDWHVDSSOLFDWLRQVLQWKH-((
WHFKQRORJ\XVHVSDUWLFXODU-(($3,VXVHVDYDLODEOH PHWKRGVDQGWRROV
W\SHVRIFRPSRQHQWVIRUGHYHORSPHQWRI-((
DSSOLFDWLRQVRSWLPL]HV-((DSSOLFDWLRQVLQFOXGLQJWKH
YLUWXDOPDFKLQHVHFXUHVDFFHVVWR-((DSSOLFDWLRQV
RSWLPL]HVDFFHVVWRDGDWDEDVHGHYHORSVYDULRXV
W\SHVRIFOLHQWVLQDEURZVHUDSSOHW-DYD:HE
6WDUW-DYDDSSOLFDWLRQV
.B:
GHVLJQVDQGFUHDWHVDSSOLFDWLRQVLQWKH-((
>6:@$VVHVVPHQWRIIDFWXDO
WHFKQRORJ\XVHVSDUWLFXODU-(($3,VXVHVDYDLODEOH NQRZOHGJH
W\SHVRIFRPSRQHQWVIRUGHYHORSPHQWRI-((
DSSOLFDWLRQVRSWLPL]HV-((DSSOLFDWLRQVLQFOXGLQJWKH
YLUWXDOPDFKLQHVHFXUHVDFFHVVWR-((DSSOLFDWLRQV
RSWLPL]HVDFFHVVWRDGDWDEDVHGHYHORSVYDULRXV
W\SHVRIFOLHQWVLQDEURZVHUDSSOHW-DYD:HE
6WDUW-DYDDSSOLFDWLRQV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
NQRZOHGJHRI-DYD
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
-6(UHSHWLWLRQ-((LQWURGXFWLRQ6HUYOHWV-63-67/-$;%-6)3HUVLVWHQFHLQZHEOD\HU(-%OD\HU
6HVVLRQ(-%3HUVLVWHQFHLQ(-%OD\HUWUDQVDFWLRQV-060HVVDJHGULYHQ(-%-$$6ILOWHUV'HYHORSPHQW
RI-6)FRPSRQHQWVFOLHQWDSSOLFDWLRQV$-$;-6)OLEUDULHVUHPRWHYVORFDO(-%LQWHUIDFHV-(((QWLW\
(-%%03-$;3ZHEVHUYLFHVDQWJURRY\MDYD);RSWLPL]DWLRQRIYLUWXDOPDFKLQHJDUEDJH
FROOHFWRUHWFMP[GHEXJJLQJSURILOLQJDSSOHWVDQGMDYDZHEVWDUWFOXVWHULQJ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'RNXPHQWDFMDVWDQGDUGX-((7XWRULDO-((
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
1RQ5HODWLRQDO'DWDEDVHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7HUHVD=DZDG]ND
GULQĪ7HUHVD=DZDG]ND
6XEMHFWREMHFWLYHV
7KHPDLQJRDOLVWRLQWURGXFHWKHRUHWLFDOLVVXHVRI1R64/GDWDEDVHV0RUHRYHUIRXUW\SHVRI1R64/GDWDEDVHV
DUHSUHVHQWHG$IWHUWKLVFRXUVHVWXGHQWVVKRXOGEHDFNQRZOHGJHGZLWK0RQJR'%+%DVH2UDFOH1R64/DQG
1HR-
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B:
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
'XULQJWKHFRXUVHVWXGHQWVOHDUQKRZWRFKRRVHWKH >6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
DSSURSULDWHGDWDEDVHIRUVSHFLILFEXVLQHVV
>68@$VVHVVPHQWRIDELOLW\WRXVH
DSSOLFDWLRQV
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B8
'XULQJWKHFRXUVHVWXGHQWVEHFRPHIDPLOLDUZLWK
1R64/GDWDPRGHOVGRFXPHQWVJUDSKVFROXPQ
RULHQWHGGDWDW\SHVDQGNH\YDOXHGDWDVWUXFWXUHV
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6.@$VVHVVPHQWRIJURXSZRUN
'XULQJWKHFRXUVHVWXGHQWVOHDUQPRGHOVRIGDWD
GLVWULEXWLRQVKDUGLQJXDQGUHSOLFDWLRQDQG&$3DQG VNLOOV
>68@$VVHVVPHQWRIDELOLW\WRXVH
%$6(WKHRU\
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
.QRZOHGJHRIUHODWLRQDOPRGHOLQJ
9HU\JRRGNQRZOHGJHRI64/ODQJXDJH
.QRZOHGJHRI2/73
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWR1R64/GDWDEDVHV
W\SHVRI1R64/GDWDEDVHV
LQWURGXFWLRQWRGLVWULEXWHGGDWDEDVHV
&$3
%$6(
'RFXPHQWGDWDEDVH0RQJR'%
+DGRRS0DS5HGXFHDQG+%DVHDVDFROXPQRULHQWHGGDWDEDVH
.H\YDOXHGDWDEDVHV2UDFOH1R64/
*UDSKGDWDEDVHV1HR5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
3URIHVVLRQDO1R64/6KDVKDQNL7LZDUL:LOH\
0RQJ'%7KH'HILQLWLYH*XLGH.ULVWLQD&KRGRURZ2
5HLOO\
*UDSK'DWDEDVHV1HZ2SSRUWXQLWLHVIRU&RQQHFWHG'DWD,DQ5RELQVRQDQG-LP:HEEHU2
5HLOO\
5HFRPPHQGHGUHDGLQJ
'RFXPHQWDWLRQRI1R64/GDWDEDVHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DP
:RUNVKRSWDVNV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
0RGHO1R64/GDWDEDVHRIDQ\W\SH
'HILQHDQGH[HFXWHTXHULHV
6LPXODWHGLVWULEXWLRQRIGDWD
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
6\VWHP6RIWZDUH
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7RPDV]']LXELFK
GULQĪ7RPDV]']LXELFK
6XEMHFWREMHFWLYHV
8QGHUVWDQGLQJRIORZOHYHOVRIWZDUHGHYHORSSURFHVV26VHUYLFHVDQGGULYHUV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
6WXGHQWZLOOEHFRPHIDPLOLDUZLWKKDUGZDUHVXSSRUW
IRURSHUDWLQJV\VWHPVLHPHPRU\PDQDJHPHQW
DQGEDVLFIXQFWLRQVRIPRGHUQVRSHUDWLQJV\VWHPV
ILOHV\VWHPVPXOWLWDVNLQJPHPRU\PDQDJPH
FRRSHUDWLRQZLWKH[WHUQDOGHYLFHV6WXGHQWZLOO
LPSOHPHQWEDVLFGHYLFHGULYHU
6WXGHQWZLOOEHFRPHIDPLOLDUZLWKKDUGZDUHVXSSRUW
IRURSHUDWLQJV\VWHPVLHPHPRU\PDQDJHPHQW
DQGEDVLFIXQFWLRQVRIPRGHUQVRSHUDWLQJV\VWHPV
ILOHV\VWHPVPXOWLWDVNLQJPHPRU\PDQDJPH
FRRSHUDWLRQZLWKH[WHUQDOGHYLFHV6WXGHQWZLOO
LPSOHPHQWEDVLFGHYLFHGULYHU
.B8
6WXGHQWZLOOLPSOHPHQWEDVLFGHYLFHGULYHU
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
6WXGHQWZLOOEHFRPHIDPLOLDUZLWKKDUGZDUHVXSSRUW >6:@$VVHVVPHQWRIIDFWXDO
IRURSHUDWLQJV\VWHPVLHPHPRU\PDQDJHPHQW NQRZOHGJH
DQGEDVLFIXQFWLRQVRIPRGHUQVRSHUDWLQJV\VWHPV
ILOHV\VWHPVPXOWLWDVNLQJPHPRU\PDQDJPH
FRRSHUDWLRQZLWKH[WHUQDOGHYLFHV6WXGHQWZLOO
LPSOHPHQWEDVLFGHYLFHGULYHU
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
NQRZOHGJHRIDVVHPEOHUDQG&ODQJXDJHFRPSXWHUDUFKLWHFWXUHDQGFRQFXUUHQWSURFHVVLQJ
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
,QWURGXFWLRQ6\VWHPVRIWZDUHEDVLVIRUFRQWURODQGPDQDJHPHQWRIWKHFRPSXWHUV\VWHP*HQHUDWLRQRI
H[HFXWDEOHFRGHFRPSLODWLRQOLQNLQJORDGLQJGLUHFWDQGUHORFDWDEOHVWDWLFDQGG\QDPLFOLEUDULHV6WUXFWXUHRI
FRPSLOHGDQGOLQNHGILOHVLDQGELWPRGHVSXEOLFV\PEROVPHPRU\PRGHOV2EMHFWDQGH[HFXWDEOHILOH
IRUPDWVDRXW(/)20)'26(;(&2))1(3(-90DUFKLWHFWXUH&/5DUFKLWHFWXUH+LJKOHYHOYLUWXDO
PDFKLQHVFRPSDULVLRQRI&/51(7DQG-90-DYD&ODVVILOHIRUPDWDQG3(ZLWK&/5VHFWLRQILOHIRUPDW
3URJUDPH[HFXWLRQSURFHVVLQ1(7DQG-DYDUXQWLPHHQYLURQPHQW&UHDWLQJRIPXOWLODQJXDJHSURJUDPV
$3,DVDEVWUDFWLRQOD\HUEHWZHHQDSSOLFDWLRQDQGRSHUDWLQJV\VWHPNHUQHO$3,DVDYLUWXDOPDFKLQHGHILQLWLRQ
$3,OHYHOVWUXFWXUHFODVVLI\LQJRI:LQ$3,IXQFWLRQVLPSOHPHQWDWLRQZLWKG\QDPLFOLQNOLEUDULHV0HPRU\
PDQDJHPHQWSUREOHPVDOORFDWLRQDQGGHDOORFDWLRQRIPHPRU\IUDJPHQWDWLRQSURWHFWLQJ6WUXFWXUHRI
SURFHVVPHPRU\FRGHVWDWLFGDWDVWDFNKHDS&KDLQHGILOHDOORFDWLRQPHWKRGLQ06:LQGRZVILOH
DOORFDWLRQWDEOHGLUHFWRULHV,QGH[HGILOHDOORFDWLRQPHWKRGLQ/LQX[V\VWHPLQRGHILOHKDQGOHWDEOHVILOHV
DQGSURFHVVHV)LOHVUHDGLQJDQGZULWLQJZLWK$3,IXQFWLRQLQ/LQX[DQG06:LQGRZVV\VWHPV'LUHFWRU\
VHDUFKPHWKRGVRSHQGLUUHDGLU$3,IXQFWLRQVSURFHVVPDQDJHPHQWSDUHQWDQGFKLOGSURFHVVIRUNVSDZQ
&UHDWH3URFHVV0XOWLWKUHDGLQJSURFHVVLQJZLWK$3,IXQFWLRQV3LSHOLQHSURFHVVLQJSLSHIXQFWLRQ
DQRQ\PRXVSLSHOLQH6LJQDODQGLWVSURSHUWLHVVLJQDOVHUYLFHUHOLDEOHDQGXQUHOLDEOHVLJQDOV6LJQDO
UHFHLYLQJWHFKQLTXH3HULSKHUDOGULYHUVLQ/LQX[RSHUDWLQJV\VWHP3HULSKHUDOGULYHUVLQ06:LQGRZV
RSHUDWLQJV\VWHP:'08VHULQWHUIDFHOD\HUEDVHGRQ;0/;$0/;8/KDUGZDUHDFFHOHUDWLRQ
,QWHUSURFHVV&RPPXQLFDWLRQVLQ:LQGRZV9LVWD:&)1HWZRUNVRIWZDUHOD\HUHGVWUXFWXUHLQWHUUXSWVHUYLFH
KDUGZDUHOD\HU
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
05XVVLQRYLFK'6RORPRQ$,RQHVFX:LQGRZV,QWHUQDOV,QFOXGLQJ:LQGRZV6HUYHUDQG:LQGRZV9LVWD
WK(G0LFURVRIW3UHVV:2QH\3URJUDPPLQJWKH0LFURVRIW:LQGRZV'ULYHU0RGHOWK(G0LFURVRIW
3UHVV5/RYH/LQX[.HUQHO'HYHORSPHQWUG(G$GGLVRQ:HVOH\3URIHVVLRQDO
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
)XQGDPHQWDOVRI$OJRULWKP$QDO\VLV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ0DUHN.XEDOHSURI]Z3*
SURIGUKDELQĪ0DUHN.XEDOHSURI]Z3*
6XEMHFWREMHFWLYHV
7KHDLPLVWRPDNHVWXGHQWVVHQVLWLYHWRWKHSUREOHPVRIHIILFLHQF\RIDOJRULWKPVDQGWRDZDUHWKHPRI
FRPSXWDWLRQDOEDUULHU
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
>6.@$VVHVVPHQWRIDELOLW\WR
6WXGHQWZLOOEHFRPHDFTXLQWHGZLWKEDVLFLVVXHV
UHVROYHZRUNUHODWHGSUREOHPV
FRQFHUQLQJWKHGHVLJQDQGDQDO\VLVRIGLVFUHWH
DOJRULWKPV,QDGGLWLRQWKHVWXGHQWZLOOEHFDSDEOH
RIDVVHVVLQJWKHFRPSOH[LW\FODVVRIDJLYHQSUREOHP
.B:
>6.@$VVHVVPHQWRIDELOLW\WR
6WXGHQWZLOOEHFRPHDFTXLQWHGZLWKEDVLFLVVXHV
UHVROYHZRUNUHODWHGSUREOHPV
FRQFHUQLQJWKHGHVLJQDQGDQDO\VLVRIGLVFUHWH
DOJRULWKPV,QDGGLWLRQWKHVWXGHQWZLOOEHFDSDEOH
RIDVVHVVLQJWKHFRPSOH[LW\FODVVRIDJLYHQSUREOHP
.B:
>6.@$VVHVVPHQWRIDELOLW\WR
6WXGHQWZLOOEHFRPHDFTXLQWHGZLWKEDVLFLVVXHV
FRQFHUQLQJWKHGHVLJQDQGDQDO\VLVRIGLVFUHWH
UHVROYHZRUNUHODWHGSUREOHPV
DOJRULWKPV,QDGGLWLRQWKHVWXGHQWZLOOEHFDSDEOH
RIDVVHVVLQJWKHFRPSOH[LW\FODVVRIDJLYHQSUREOHP
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
$OJRULWKPLFDQGQRQDOJRULWKPLFSUREOHPV7XULQJPDFKLQH7KHFRQFHSWRIFRPSXWDWLRQDOFRPSOH[LW\
,PSOHPHQWDWLRQDQGSURJUDPPLQJ$QDO\VLVRIUHFXUVLYHDOJRULWKPVDOJRULWKPVGLYLGHDQGFRQTXHU
$QDO\VLVRIUHFXUVLYHDOJRULWKPVDOJRULWKPVRQHVWHSEDFN)DVWPDWUL[PXOWLSOLFDWLRQ1RQGHWHUPLQLVWLF
DOJRULWKPV&ODVVHV3DQG1313FRPSOHWHSUREOHPV3URRIVRI13FRPSOHWHQHVV3URRIVRI13
FRPSOHWHQHVV$EVROXWHDSSUR[LPDWLRQDOJRULWKPV5HODWLYHDSSUR[LPDWLRQDOJRULWKPV3RO\QRPLDO
DSSUR[LPDWLRQVFKHPHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0.XEDOHàDJRGQHZSURZDG]HQLHGRDQDOL]\DOJRU\WPyZ:3**GDĔVN0.XEDOH,QWURGXFWLRQWR
&RPSXWDWLRQDO&RPSOH[LW\DQG$OJRULWKPLF*UDSK&RORULQJ:*71*GDĔVN
5HFRPPHQGHGUHDGLQJ
05*DUH\'6-RKQVRQ&RPSXWHUVDQG,QWUDFWDELOLW\$*XLGHWRWKH7KHRU\RI13&RPSOHWHQHVV)UHHPDQ
6DQ)UDQFLVFR
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
0LGWHUPFROORTXLXP
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
'DWDZ\GUXNX
3ROLVK
6WURQD
] :RUNSODFHPHQW
'DWDZ\GUXNX
1RWDSSOLFDEOH
6WURQD
] 6XEMHFWQDPH
%DVLFVRI'LJLWDO&DUWRJUDSK\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-HU]\'HPNRZLF]
GULQĪ-HU]\'HPNRZLF]
6XEMHFWREMHFWLYHV
&DUWRJUDISKLF6RIWZDUH,PSOHPHWDWLRQ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
GLJLWDOFKDUWVWHFKQRORJ\XVDJH
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
0HWKRGRIYHU\ILFDWLRQ
.B:
&DUWRJUDSKLFGDWDEDVHVIRUPDWV,PDJHSURFHVVLQJ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
0RGHUQ&DUWRJUDSK\
0RGHUQFKDUW
5HIHUHQFH*56L:*6(OLSVRLGDOKLHJKW
'LVWDQFHVRUWKRGURPDORFVRGURPHJHRGHVLF
&DUWRJUDSKLFWUDQVIRUPDWLRQ
0HUFDWRU870
5DVWHUFKDUWV
9HFWRUFKDUWV
0RGHUQ*,6'DWDEDVHV
'DWDEDVHVWUXFXWHUVDQG64/
*HRFRGLQJ
&KDUWSURGXFWLRQSURFHVV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%LDQFHWWL),QWURGXFWLRQWR'LJLWDO&DUWRJUDSK\&0DS/D6SH]LD
7DWXN*,6'HYHORSHU.HUQHO1(7(GLWLRQ
6WHSQRZVNL$6\VWHP\DNXVW\F]QHJRPRQLWRULQJXĞURGRZLVNDPRUVNLHJR*GDĔVNLH7RZDU]\VWZR
1DXNRZH*GDĔVN
5HFRPPHQGHGUHDGLQJ
'RNXPHQWDFMDSURWRNRáX:06KWWSPDSVHUYHURUJRUFZPVBVHUYHUKWPO
'RNXPHQWDFMD7DWXN*,6'HYHORSHU.HUQHO1(7(GLWLRQ
'RNXPHQWDFMDWHFKQLF]QD*HR6HUYHUZZZJHRVHUYHURUJ
'RNXPHQWDFMDWHFKQLF]QDRSURJUDPRZDQLD*REDO0DSSHUZZZJOREDOPDSSHUFRP
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DE
/HFWXUH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
2EMHFW'LJLWDO&KDUW'DWDEDVH
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
)RXQGDWLRQVRI3URJUDPPLQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ'DULXV]'HUHQLRZVNL
GUKDELQĪ'DULXV]'HUHQLRZVNL
6XEMHFWREMHFWLYHV
7KLVFRXUVHLVDQLQWURGXFWLRQWRFRPSXWHUSURJUDPPLQJ,WVSULPDU\REMHFWLYHLVWRWHDFKVROYLQJRI
SURJUDPPLQJSUREOHPVDQGZULWLQJSURJUDPVXVLQJWKH&SURJUDPPLQJODQJXDJH
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWSHUIRUPVDQDO\VLVDQGFRQVWUXFWV
VROXWLRQVRIEDVLFDOJRULWKPLFSUREOHPV,GHQWLILHV
HUURUVDQGGHEXJVSURJUDPV([SODLQVDQGXVHV
EDVLFDOJRULWKPLFSURJUDPPLQJWHFKQLTXHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
0HWKRGRIYHU\ILFDWLRQ
.B:
7KHVWXGHQWXVHVWKHFRUUHFWV\QWD[DQGVHPDQWLFV
RIKLJKOHYHOSURJUDPPLQJODQJXDJH:ULWHVDQG
PRGLILHVSURJUDPFRGHVRWKDWLWDFFRPSOLVKHVWKH
GHILQHGWDVN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
'DWDZ\GUXNX
1RUHFRPHQGDWLRQV
,QWURGXFWLRQ
3URJUDPPLQJODQJXDJHVDOSKDEHWV\QWD[DQGVHPDQWLFV7UDQVODWLRQ
&ODVVLILFDWLRQRIGDWDW\SHV,QWHJHUDQGIORDWLQJSRLQWW\SHV
$ULWKPHWLFH[SUHVVLRQVDQGRSHUDWRUV
6HOHFWHGVWDQGDUGIXQFWLRQV
&KDUDFWHUW\SH&DVWLQJRIW\SHV
/RJLFDOW\SH/RJLFDORSHUDWRUVDQGH[SUHVVLRQV
,QSXWRXWSXWEDVLVFV
&RQGLWLRQDOVWDWHPHQWVLIVZLWFKDQGFRQGLWLRQDOH[SUHVVLRQ
,WHUDWLRQVWDWHPHQWVIRUZKLOHGRZKLOHQHVWHGLWHUDWLRQV
'HILQLQJW\SHV&RQVWDQWV(QXPHUDWHGW\SH
2QHDQGPXOWLGLPHQVLRQDODUUD\V1XOOWHUPLQDWHGVWULQJV
%DVLFUXOHVIRUVFRSHDQGOLIHWLPHRIYDULDEOHV
)XQFWLRQV6FRSHDQGOLIHWLPHRIYDULDEOHV6LGHHIIHFW
3DVVLQJSDUDPHWHUVRIDIXQFWLRQ
3RLQWHUW\SHDQGSRLQWHUDULWKPHWLFV
3RLQWHUVIRULQWHUIXQFWLRQFRPPXQLFDWLRQ
'\QDPLFPHPRU\DOORFDWLRQ
%DVLFG\QDPLFGDWDVWUXFWXUHV
6WUXFWXUHVUHFRUGV
'DWDVWUXFWXUHVXVLQJUHFRUGVDQGWKHLUDSSOLFDWLRQV
%DVLFG\QDPLFGDWDVWUXFWXUHV
$SSOLFDWLRQVRIG\QDPLFGDWDVWUXFWXUHVVWDFNVTXHXHVJUDSKVWUXFWXUHV
,QSXWRXWSXWVWUHDPVFODVVHV,QSXWRXWSXWIRUPDWWLQJ
3URFHVVLQJILOHV
$SSOLFDWLRQVRIUHFXUUHQFHHJGLYLGHDQGFRQTXHUJUHHGLQHVVG\QDPLFSURJUDPPLQJ
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
>@*UĊERV]-6\PIRQLD&6WDQGDUGWRPL(GLWLRQV.UDNRZ
>@%RURZLHFNL3LRWU3RGVWDZ\SURJUDPRZDQLDQRWDWNLGRZ\NáDGX
>@0DWHULDá\SU]\JRWRZXMąFHGRODERUDWRULXP]3RGVWDZSURJUDPRZDQLDRSUDFRZDQLH]HVSRáRZH
)RUSDUWLFLSDQWVRIWKHFRXUVH>@DQG>@DUHDYDLODEOHDW:::SDJHRIWKHFRXUVH
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
:ULWWHQH[DP
3UDFWLFDOH[HUFLVHVODEV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
)RXQGDWLRQVRI0XOWLPHGLD7UDQVPLVVLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ:RMFLHFK*XPLĔVNL
GULQĪ:RMFLHFK*XPLĔVNL
6XEMHFWREMHFWLYHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWNQRZVPHWKRGVRITXDOLW\RIVHUYLFH
HYDOXDWLRQLQ,3QHWZRUNV
0HWKRGRIYHU\ILFDWLRQ
.B:
6WXGHQWNQRZV9R,3V\VWHPVDUFKLWHFWXUH
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B:
6WXGHQWJHWVWRNQRZ6,357357&3SURWRFROV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RWUHTXLUHG
5HFRPPHQGHG
FRPSRQHQWV
6WXGLHVRI6WDQGDUGV6SHFLILFDWLRQV
6XEMHFWFRQWHQWV
0XOWLPHGLDDQG0XOWLPHGLD6HUYLFHV,QIUDVWUXFWXUHIRUPXOWLPHGLDVHUYLFHV6WDQGDUGVRI&RGLQJDQG
&RPSUHVVLRQRI9RLFH6LJQDOV6HOHFWHG0HWKRGVRI/RVVOHVVDQG/RVV\&RPSUHVVLRQ,PDJH3URFHVVLQJ
0HWKRGV03(*)DPLO\RI3URWRFROV5HTXLUHPHQWVRI6WUHDPLQJ$SSOLFDWLRQV(UURU3URWHFWLRQRI
7UDQVPLVVLRQ3URSHUWLHVDQG&KDUDFWHULVWLFVRI&RGHV6LJQDOLQJ3URWRFROV,QFOXGLQJ6,3DQG6'3
(YDOXDWLRQRI4XDOLW\RI6HUYLFHRI0XOWLPHGLD7UDQVPLVVLRQV4XDOLW\RI6HUYLFH/LIH&\FOH5HTXLUHPHQWV
RI5HDO7LPH$SSOLFDWLRQV4XDOLW\RI6HUYLFH6WDQGDUGV0HWRGVRI4XDOLW\,PSURYHPHQWLQ7&3,3
1HWZRUNV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1RQH[LVWHQW
5HFRPPHQGHGUHDGLQJ
6OLGHVIURPOHFWXUHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/HFWXUH
3URMHFW
6HPLQDU
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
0XOWLPHGLDVHUYLFHVFODVVLILFDWLRQ
3UHVHQWDWLRQRI9R,3V\VWHPV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
9RFDWLRQDO7UDLQLQJ
6XEMHFWFRGH
(5
)DFXOW\
'HSDUWPHQWRI0LFURHOHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ=ELJQLHZ)HOHQG]HU
6XEMHFWREMHFWLYHV
7KHREMHFWLYHVRISUDFWLFHDUHDVIROORZV
‡
‡
‡
‡
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
DSSO\NQRZOHGJHDQGVNLOOVDFTXLUHGGXULQJSUHYLRXVVWXGLHV
DFTXLVLWLRQRIDQHZNQRZOHGJHVNLOOVDQGVRFLDOFRPSHWHQFH
NQRZOHGJHRIWKHLQGXVWULDOHQYLURQPHQWRIWHDPZRUNDQGWKHFRQGLWLRQVDQGUXOHVLQIRUFHLQWKLV
HQYLURQPHQW
GHYHORSPHQWRIDSSURSULDWHDWWLWXGHVWRZRUNLQDWHDPWDNLQJFDUHRIWKHTXDOLW\RIZRUNWLPHOLQHVV
WDVNVFRUUHFWFRRSHUDWLRQZLWKRWKHUVDQGFHOOVLQWKHSODFHRISUDFWLFHGHYHORSLQJKLVRZQLQLWLDWLYHLQWKH
ZRUNHQYLURQPHQWWKHDFTXLVLWLRQRIVNLOOVZRUNHIILFLHQWO\DVDWHDP
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
7KHVWXGHQWOHDUQVDERXWWKHQHHGIRUFRQVWDQW
UHSOHQLVKPHQWNQRZOHGJH
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWVZLOOOHDUQVDIHZRUNLQJFRQGLWLRQVDWWKH
FRPSDQ\
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
7KHVWXGHQWDFTXLUHVNQRZOHGJHRIPDUNHWLQJDQG >6.@$VVHVVPHQWRIDELOLW\WR
HQWUHSUHQHXUVKLSQHHGHGWRVWDUWWKHLURZQEXVLQHVV RUJDQL]HZRUN
.B:
>6.@$VVHVVPHQWRIDELOLW\WR
7KHVWXGHQWKDVWKHRSSRUWXQLW\WRIDPLOLDUL]H
WKHPVHOYHVZLWKWKHVW\OHRIPDQDJHPHQWVRIWZDUH UHVROYHZRUNUHODWHGSUREOHPV
FRPSDQ\
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
7KHVWXGHQWPXVWGHFODUHKLVLQWHQWLRQWRGRDDSSUHQWLFHVKLSDWKLVRZQIDFLOLW\IRUWKHGHDQ
VSUR[\DQGJHWKLV
SHUPLVVLRQ,IDVWXGHQWLVHPSOR\HGXQGHUDFRQWUDFWRIHPSOR\PHQWLWPXVWDOVRSUHSDUHDWULSDUWLWHDJUHHPHQW
E\WKHIRUPXODHVWDEOLVKHGE\WKH'HSDUWPHQW,IDVWXGHQWLVHVWDEOLVKHGPXVWDOVRVXEPLWDVWDWHPHQWRI
FRPSOLDQFHZLWKWKHSURJUDP
VDFWLYLW\IRUSURIHVVLRQDOSUDFWLFHLQ,QIRUPDWLFV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
,QVWDOODWLRQFRQILJXUDWLRQDQGDGPLQLVWUDWLRQRIFRPSXWHUQHWZRUNVRIPRGHUDWHFRPSOH[LW\LQFOXGLQJZLUHOHVV
QHWZRUNV
,QVWDOODWLRQFRQILJXUDWLRQDQGDGPLQLVWUDWLRQRIVRIWZDUHV\VWHPVLQFOXGLQJDSSOLFDWLRQVHUYHUVDQGGDWDEDVH
PDQDJHPHQWV\VWHPV
'HVLJQLPSOHPHQWDWLRQDQGPRGLILFDWLRQRIVRIWZDUHLQFOXGLQJWKHXVHRI&$6(V\VWHPV
7HVWLQJWKHVRIWZDUHLQFOXGLQJWKHXVHRIDXWRPDWHGWHVWLQJWRROV
'HVLJQDQGLPSOHPHQWDWLRQRIZHEVLWHVDQGDGYDQFHGXVHULQWHUIDFHV
7KHXVHRIDGYDQFHG,7WRROVWRSURFHVVDXGLRILOHVLPDJHVDQGYLGHR
6HWWLQJXSH[WHUQDOGHYLFHVFRQQHFWHGWRWKHFRPSXWHUH[WHQVLRQDQGPRGLILFDWLRQRILWVLQWHUQDOVWUXFWXUH
EDVHGRQVWDQGDUGPRGXOHVDQGLQWHUQDOGHYLFHVPHPRU\FDUGVJUDSKLFVQHWZRUNSURFHVVRUVGULYHV
&RRSHUDWLRQLQDWHDPWRSDUWLFLSDWHLQUHODWLRQVKLSVZLWKFXVWRPHUVDQGVXSSOLHUV
7KHVWXGHQWLVUHFRPPHQGHGWRDJUHHZLWKWKHFRPSDQ\VXSHUYLVRUSUHFLVHWLPHWDEOHSUDFWLFHDFWLYLWLHVIRUHDFK
RIWKHIRXUZHHNV$WWKDWWLPHWKHVWXGHQWVKRXOGDOVREHFRPHIDPLOLDUZLWKWKHRUJDQL]DWLRQRIZRUNZRUNSODFH
EDVLFGLYLVLRQVGHVLJQILQDQFHSURFXUHPHQWDQGHYHQWXDOO\WHFKQRORJLFDOOLQHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1RUHFRPHQGDWLRQV
5HFRPPHQGHGUHDGLQJ
1RUHFRPHQGDWLRQV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
5HSRUWDQGSRVLWLYHHYDOXDWLRQIURP\RXUZRUNSODFH
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
7KHSDVVPDUNLVRYHUZRUNDWOHDVWKRXUV3UDFWLFHLVFODVVLILHGRQWKHEDVLVRIWKHUHSRUW7KHFRQWHQWRIWKH
UHSRUWLVGHWHUPLQHGWKURXJKDSSURSULDWHGRFXPHQWDSSURYHGE\WKH)DFXOW\&RXQFLO
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
9RFDWLRQDO7UDLQLQJ
6XEMHFWFRGH
(5
)DFXOW\
'HSDUWPHQWRI0LFURHOHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ=ELJQLHZ)HOHQG]HU
6XEMHFWREMHFWLYHV
7KHREMHFWLYHVRISUDFWLFHDUHDVIROORZV
‡DSSO\NQRZOHGJHDQGVNLOOVDFTXLUHGGXULQJSUHYLRXVVWXGLHV
‡DFTXLVLWLRQRIQHZNQRZOHGJHVNLOOVDQGVRFLDOFRPSHWHQFH
‡NQRZOHGJHRIWKHLQGXVWULDOHQYLURQPHQWRIWHDPZRUNDQGWKHFRQGLWLRQVDQGUXOHVLQIRUFHLQWKLVHQYLURQPHQW
‡GHYHORSLQJWKHSURSHUDWWLWXGHWRZRUNLQDWHDPWDNLQJFDUHRIWKHTXDOLW\RIZRUNWLPHOLQHVVWDVNVWKH
FRUUHFWFRRSHUDWLRQZLWKRWKHUVDQGFHOOVLQWKHSODFHRISUDFWLFHGHYHORSLQJKLVRZQLQLWLDWLYHLQWKHZRUN
HQYLURQPHQWWKHDFTXLVLWLRQRIVNLOOVZRUNHIILFLHQWO\DVDWHDP
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
7KHVWXGHQWOHDUQVDERXWWKHQHHGIRUFRQVWDQW
UHSOHQLVKPHQWNQRZOHGJH
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
.B8
7KHVWXGHQWFDQSUHSDUHIXQFWLRQDOVSHFLILFDWLRQ
V\VWHP
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
.B8
7KHVWXGHQWZLOOOHDUQVDIHZRUNLQJFRQGLWLRQVDWWKH >6.@$VVHVVPHQWRIJURXSZRUN
FRPSDQ\
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
7KHVWXGHQWKDVNQRZOHGJHLQWKHILHOGRILQWHOOHFWXDO >68@$VVHVVPHQWRIDELOLW\WRXVH
SURSHUW\DQGTXDOLW\PDQDJHPHQWV\VWHPVLQWKH PHWKRGVDQGWRROV
ILHOGRILQIRUPDWLRQWHFKQRORJ\
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
7KHVWXGHQWKDVWKHRSSRUWXQLW\WRIDPLOLDUL]H
>6.@$VVHVVPHQWRIDELOLW\WR
WKHPVHOYHVZLWKWKHVW\OHRIPDQDJHPHQWVRIWZDUH UHVROYHZRUNUHODWHGSUREOHPV
FRPSDQ\
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
7KHVWXGHQWPXVWGHFODUHKLVLQWHQWLRQWRGRDDSSUHQWLFHVKLSDWKLVRZQIDFLOLW\IRUWKHGHDQ
VSUR[\DQGJHWKLV
SHUPLVVLRQ,IDVWXGHQWLVHPSOR\HGXQGHUDFRQWUDFWRIHPSOR\PHQWLWPXVWDOVRSUHSDUHDWULSDUWLWHDJUHHPHQW
E\WKHIRUPXODHVWDEOLVKHGE\WKH'HSDUWPHQW,IDVWXGHQWLVHVWDEOLVKHGPXVWDOVRVXEPLWDVWDWHPHQWRI
FRPSOLDQFHZLWKWKHSURJUDP
VDFWLYLW\IRUSURIHVVLRQDOSUDFWLFHLQ,QIRUPDWLFV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
,QVWDOODWLRQFRQILJXUDWLRQDQGDGPLQLVWUDWLRQRIFRPSXWHUQHWZRUNVRIPRGHUDWHFRPSOH[LW\LQFOXGLQJZLUHOHVV
QHWZRUNV
,QVWDOODWLRQFRQILJXUDWLRQDQGDGPLQLVWUDWLRQRIVRIWZDUHV\VWHPVLQFOXGLQJDSSOLFDWLRQVHUYHUVDQGGDWDEDVH
PDQDJHPHQWV\VWHPV
'HVLJQLPSOHPHQWDWLRQDQGPRGLILFDWLRQRIVRIWZDUHLQFOXGLQJWKHXVHRI&$6(V\VWHPV
7HVWLQJWKHVRIWZDUHLQFOXGLQJWKHXVHRIDXWRPDWHGWHVWLQJWRROV
'HVLJQDQGLPSOHPHQWDWLRQRIZHEVLWHVDQGDGYDQFHGXVHULQWHUIDFHV
7KHXVHRIDGYDQFHG,7WRROVWRSURFHVVDXGLRILOHVLPDJHVDQGYLGHR
6HWWLQJXSH[WHUQDOGHYLFHVFRQQHFWHGWRWKHFRPSXWHUH[WHQVLRQDQGPRGLILFDWLRQRILWVLQWHUQDOVWUXFWXUH
EDVHGRQVWDQGDUGPRGXOHVDQGLQWHUQDOGHYLFHVPHPRU\FDUGVJUDSKLFVQHWZRUNSURFHVVRUVGULYHV
&RRSHUDWLRQLQDWHDPWRSDUWLFLSDWHLQUHODWLRQVKLSVZLWKFXVWRPHUVDQGVXSSOLHUV
7KHVWXGHQWLVUHFRPPHQGHGWRDJUHHZLWKWKHFRPSDQ\VXSHUYLVRUSUHFLVHWLPHWDEOHSUDFWLFHDFWLYLWLHVIRUHDFK
RIWKHIRXUZHHNV$WWKDWWLPHWKHVWXGHQWVKRXOGDOVREHFRPHIDPLOLDUZLWKWKHRUJDQL]DWLRQRIZRUNZRUNSODFH
EDVLFGLYLVLRQVGHVLJQILQDQFHSURFXUHPHQWDQGHYHQWXDOO\WHFKQRORJLFDOOLQHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1RUHFRPHQGDWLRQV
5HFRPPHQGHGUHDGLQJ
1RUHFRPHQGDWLRQV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
5HSRUWDQGSRVLWLYHHYDOXDWLRQIURP\RXUZRUNSODFH
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
7KHSDVVPDUNLVRYHUZRUNDWOHDVWKRXUV7KHSUDFWLFHLVFODVVLILHGRQWKHEDVLVRIWKHUHSRUWDQGDQ
HYDOXDWLRQVKHHWILOOHGE\WKHFDSLWDOWXWRU7KHFRQWHQWRIWKHUHSRUWLVGHWHUPLQHGWKURXJKDSSURSULDWH
GRFXPHQWDSSURYHGE\WKH)DFXOW\&RXQFLO
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
3URJUDPPLQJRI/RFDO$SSOLFDWLRQV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ.U]\V]WRI0DQXV]HZVNL
GULQĪ.U]\V]WRI0DQXV]HZVNL
6XEMHFWREMHFWLYHV
7KHPDLQJRDOLVSUHSDUDWLRQRIVWXGHQWVIRUGHYHORSPHQWRI*8,DQGV\VWHPSDUWRIVHUYHU,QSDUWLFXODUVXEMHFW
IRFXVHVRQHIILFLHQWV\VWHPUHVRXUFHPDQDJHPHQWDQGHIIHFWLYHPXOLWDVNLQJLPSOHPHQWDWLRQ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
,VDEOHWRLPSOHPHQWEXVLQHVVORJLFZLWKXVDJHRI
PRGHUQPXOWLWDVNLQJDQGDV\QFKURQRXVPHWDSKRUV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B8
,VDEOHWRPRQLWRUDQGPDQDJHV\VWHPUHVRXUFHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
,VDEOHWRHIILFLHQWGHVLJQDQGLPSOHPHQWDWLRQRI
PRGHUQ*8,
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
$UFKLWHFWXUHRI1HWSODWIRUP
*8,WHFKQRORJLHV:3):)
8VVDJHRIV\VWHPUHVRXUFHV
0XOWLWDVNLQJYVDV\QFKURQRXV
0HPRU\PDQDJHPHQW
&RQILJXUDWLRQDQGGLDJQRVWLFVRIDSSOLFDWLRQV
6\VWHP6HUYLFHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
&,1$1876+(//-$OEDKDUL%$OEDKDUL
&/5YLD&-5LWFKWHU
:3)8QOHDVKHG1DWKDQ$
5HFRPPHQGHGUHDGLQJ
06'1
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
:HE$SSOLFDWLRQV'HYHORSPHQW
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-DURVáDZ.XFKWD
GULQĪ-DURVáDZ.XFKWD
6XEMHFWREMHFWLYHV
$FTXLULQJNQRZOHGJHDQGVNLOOVWRGHVLJQDSSOLFDWLRQVUXQQLQJLQPXOWLWLHU,QWHUQHWV\VWHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
&UHDWHVSURMHFWGRFXPHQWDWLRQRIDZHEDSSOLFDWLRQ >68@$VVHVVPHQWRIDELOLW\WRXVH
RUDZHEEDVHGV\VWHPXVLQJNQRZQGHVLJQSDWWHUQV NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
.B:
6WXGHQWNQRZVWKHV\VWHPDUFKLWHFWXUHPRGHOVRI >6:@$VVHVVPHQWRIIDFWXDO
ZHEDSSOLFDWLRQV'LVWLQJXLVKHVEHWZHHQPXOWL
NQRZOHGJH
OD\HUHGDUFKLWHFWXUHDQGZLHORSLHQQH6WXGHQWNQRZV
WKHZD\VRIWKHGLYLVLRQRIIXQFWLRQVEHWZHHQWKH
FOLHQWDSSOLFDWLRQDQGWKHVHUYHU+HVKHNQRZVWKH
FRUHGHVLJQSDWWHUQVIRUGLVWULEXWHGDSSOLFDWLRQVDQG
WKHUXOHVRIFRQVWUXFWLRQRIPDMRUDUFKLWHFWXUDO
OD\HUV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
‡
‡
‡
‡
‡
‡
‡
‡
‡
‡
6SHFLILFSUREOHPVRI:HEDSSOLFDWLRQVGHVLJQ
'HVLJQLQJRIWKHZHEEDVHGV\VWHPDUFKLWHFWXUH
'HVLJQRIWKHZHEEDVHGDSSOLFDWLRQORJLF
7KHSULQFLSOHVRIWKHZHEDSSOLFDWLRQXVHULQWHUIDFHGHVLJQ
3ULQFLSOHVRIWKHGDWDVWUXFWXUHGHVLJQIRUZHEEDVHGV\VWHPV
'DWDOD\HUGHVLJQSDWWHUQV
'HVLJQSDWWHUQVIRUGDWDWUDQVIHUEHWZHHQGLVWULEXWHGFRPSRQHQWV
6HUYLFH/D\HUGHVLJQSDWWHUQV
'HVLJQ3DWWHUQVIRUDFRQVWUXFWLRQRIWKHZHEDSSOLFDWLRQ
'HVLJQ3DWWHUQVIRUWKHZHEDSSOLFDWLRQSUHVHQWDWLRQOD\HU
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$QGUHZ67DQHQEDXP0DDUWHQ9DQ6WHHQ'LVWULEXWHG6\VWHPV3ULQFLSOHVDQG3DUDGLJPV
&RUH-((3DWWHUQ&DWDORJKWWSZZZFRUHMHHSDWWHUQVFRP
(ULFK*DPPD5LFKDUG+HOP5DOSK-RKQVRQDQG-RKQ9OLVVLGHV'HVLJQ3DWWHUQV(OHPHQWVRI5HXVDEOH2EMHFW
2ULHQWHG6RIWZDUH
5HFRPPHQGHGUHDGLQJ
*XLGHOLQHV3DWWHUQVDQGFRGHIRUHQGWRHQG-DYDDSSOLFDWLRQVKWWSZZZRUDFOHFRPWHFKQHWZRUNMDYD
FDWDORJKWPO
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPGXULQJVHPHVWHU
3URMHFWGRFXPHQWDWLRQ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
‡ 'LIIHUHQFHVEHWZHHQPXOWLOD\HUDQGPXOWLWLHUZHEEDVHGV\VWHP
‡ :D\VWRHQVXUHWKHVFDODELOLW\RIZHEDSSOLFDWLRQVUXQQLQJLQWKHPXOWLWLHUV\VWHP
‡ 'HVLJQSDWWHUQVXVHGLQWKHFRQVWUXFWLRQRIZHEDSSOLFDWLRQV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHU*DPH'HVLJQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ0DULXV]6]ZRFK
GULQĪ0DULXV]6]ZRFK
6XEMHFWREMHFWLYHV
/HDUQLQJRISULQFLSOHVDQGWHFKQRORJ\RIYLGHRJDPHVGHVLJQ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWGLIIHUHQFLDWHVDQGFKDUDFWHULVHVGLIIHUHQW >68@$VVHVVPHQWRIDELOLW\WRXVH
JHQUHVRIYLGHRJDPHV6KRZVWKHKLVWRU\RIJDPHV PHWKRGVDQGWRROV
GHYHORSPHQWDQGFRPSRQHQWVRIJDPHVHQJLQHV
.B8
6WXGHQWGLIIHUHQFLDWHVDQGFKDUDFWHULVHVGLIIHUHQW >68@$VVHVVPHQWRIDELOLW\WRXVH
JHQUHVRIYLGHRJDPHV6KRZVWKHKLVWRU\RIJDPHV PHWKRGVDQGWRROV
GHYHORSPHQWDQGFRPSRQHQWVRIJDPHVHQJLQHV
.B:
6WXGHQWGLIIHUHQFLDWHVDQGFKDUDFWHULVHVGLIIHUHQW >68@$VVHVVPHQWRIDELOLW\WRXVH
JHQUHVRIYLGHRJDPHV6KRZVWKHKLVWRU\RIJDPHV PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
GHYHORSPHQWDQGFRPSRQHQWVRIJDPHVHQJLQHV
DQDO\]HLQIRUPDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
&RPSXWHU*UDSKLFVEDVLFOHYHO
0XOWLPHGLDDQG,QWHUIDFHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQ
9LGHRJDPHVGHILQLWLRQNLQGVHYROXWLRQKLVWRU\
%DVLFYLGHRJDPHFRQFHSWVJRDOVDQGUXOHVJDPHSOD\FKDOODQJHVDQGDFWLRQVJDPHPRGHVEDODQFLQJHWF
9LGHRJDPHVJHQUHV
9LGHRJDPHVHOHPHQWVFRUHPHFKDQLFVXVHULQWHUIDFHLQWHUDFWLRQPRGHOVDQGSHUVSHFWLYHVJDPHSOD\
PRGHVVKHOOPHQXVDQGVFUHHQV
*DPHVKDUGZDUH3&FRQVROHVPRELOHGHYLFHV
(OHPHQWVRIJDPHGHYHORSPHQWSURFHVVSOD\HUFHQWULFDSSURDFKLGHDSURMHFWVFHQDULRSORW
*DPHSURMHFWGRFXPHQWDWLRQ
'HVLJQWHDPVWDVNVPHPEHUVDQGWKHLUFRPSHWHQFHV
$UWLILFLDOLQWHOOLJHQFH
7\SHVRIJDPHOHYHOVDQGWKHLUGHVLJQLQJUXOHV
,QWHUDFWLYLW\DQGXVHULQWHUIDFH
*DPH(QJLQHV
6DPSOHJDPHGHYHORSPHQWHQYLURQPHQWV8QLW\(QJLQH8QUHDO(QJLQH
6XSSRUWLQJWRROV6SHHG7UHH
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
($GDPV)XQGDPHQWDOVRI*DPH'HVLJQ1HZ5LGHUV
93HUHLUD/HDUQLQJ8QLW\'*DPH'HYHORSPHQWE\([DPSOH3DFNW3XEOLVKLQJ
6-DFNVRQ0DVWHULQJ8QLW\'*DPH'HYHORSPHQW3DFNW3XEOLVKLQJ
5+HQVRQ&UHLJKWRQ8QLW\[*DPH'HYHORSPHQWE\([DPSOH%HJLQQHU
V*XLGH3DFNW3XEOLVKLQJ
$56WDJQHU8QLW\0XOWLSOD\HU*DPHV3DFNW3XEOLVKLQJ
06PLWK&4XHLUR]8QLW\[&RRNERRN3DFNW3XEOLVKLQJ
0$0RQLHP/HDUQLQJ8QUHDOŠ(QJLQHL26*DPH'HYHORSPHQW3DFNW3XEOLVKLQJ
'9R\OHV8QUHDO6FULSW*DPH3URJUDPPLQJ&RRNERRN3DFNW3XEOLVKLQJ
0$0RQLHP8QUHDO(QJLQH/LJKWLQJDQG5HQGHULQJ(VVHQWLDOV3DFNW3XEOLVKLQJ
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
3UHVHQFHVDQGDFWLYLW\
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
2EMHFWRULHQWHG6\VWHPV'HYHORSPHQW
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GU$GDP3U]\E\áHN
GU$GDP3U]\E\áHN
6XEMHFWREMHFWLYHV
&HOHPSU]HGPLRWXMHVW]DSR]QDQLHVWXGHQWyZ]GREU\PLSUDNW\NDPLSURMHNWRZDQLDRELHNWRZHJR]
Z\NRU]\VWDQLHPZ]RUFyZSURMHNWRZ\FKRUD]]DVDG62/,''RGDWNRZRVWXGHQFLGRZLHG]ąVLĊR]DJDGQLHQLDFK
SU]HFLQDMąF\FKWUXGQRĞFLDFKLPSOHPHQWDFMLWDNLFK]DJDGQLHĔZMĊ]\NDFKRELHNWRZ\FKLVSRVRELHUDG]HQLDVRELH]
QLPLSU]\Z\NRU]\VWDQLXSDUDG\JPDWXDVSHNWRZHJR2PyZLRQH]RVWDQLHWDNĪHSU]HWZDU]DQLHUR]SURV]RQH]
Z\NRU]\VWDQLHP-DYD50,0DS5HGXFHRUD]6WRUP
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
$VWXGHQWLVDEOHWRXVH6WRUPIRUUHDOWLPH
SURFHVVLQJRI%LJ'DWDXVH0DS5HGXFHIRUEDWFK
SURFHVVLQJRI%LJ'DWD
.B8
.B8
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
$VWXGHQWLVDEOHWRGHYHORSPRGXODUVRIWZDUH
>6.@$VVHVVPHQWRISURJUHVVRI
V\VWHPVDFFRUGLQJWR22SULQFLSOHVXVHXQLWWHVWLQJ ZRUN
WRGHPRQVWUDWHSURJUDPFRUUHFWQHVV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
$VWXGHQWLVDEOHWRGHVLJQIRUFKDQJHE\XVLQJ
GHVLJQSDWWHUQV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
$VWXGHQWLVDEOHWROHYHUDJH$VSHFW-WRLPSOHPHQW >6.@$VVHVVPHQWRISURJUHVVRI
FURVVFXWWLQJFRQFHUQVDQGDEVRUEXQDQWLFLSDWHG
ZRUN
FKDQJHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%RRFKHWDO2EMHFW2ULHQWHG$QDO\VLVDQG'HVLJQZLWK$SSOLFDWLRQV$GGLVRQ:HVOH\
7HJDUGHQHWDO6\VWHPV$QDO\VLVDQG'HVLJQZLWK80/:LOH\
*DPPDHWDO'HVLJQ3DWWHUQV(OHPHQWVRI5HXVDEOH2EMHFW2ULHQWHG6RIWZDUH$GGLVRQ:HVOH\%RVWRQ
0$
0DFLDV]HN5HTXLUHPHQWV$QDO\VLVDQG6\VWHPV'HVLJQ$GGLVRQ:HVOH\
6FKDFK2EMHFW2ULHQWHG&ODVVLFDO6RIWZDUH(QJLQHHULQJ0F*UDZ+LOO1HZ<RUN
5HFRPPHQGHGUHDGLQJ
)RZOHU80/'LVWLOOHG$%ULHI*XLGHWRWKH6WDQGDUG2EMHFW0RGHOLQJ/DQJXDJH$GGLVRQ:HVOH\
%RRFKHWDO7KH8QLILHG0RGHOLQJ/DQJXDJH8VHU*XLGH$GGLVRQ:HVOH\
0DUWLQ2GHOO3RGVWDZ\PHWRGRELHNWRZ\FK:17
3ODQQHGOHDUQLQJ
DFWLYLWLHV
3ULQFLSOHVRI2EMHFW2ULHQWDWLRQ±K
2EMHFW2ULHQWHG$QDO\VLVDQG'HVLJQ±K
*DQJRI)RXU'HVLJQ3DWWHUQV±K
3URWRW\SH%DVHG2EMHFW2ULHQWHG3URJUDPPLQJ±K
$VSHFW2ULHQWHG3URJUDPPLQJ±K
7HVW'ULYHQ'HYHORSPHQW±K
'LVWULEXWHG&RPSXWLQJ$UFKLWHFWXUHV±K
&ORXG&RPSXWLQJ±K
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
)LQDOH[DP
/DEV
+RPHZRUNV
3URMHFWV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'DWD3URFHVVLQJZLWK0RELOH3ODWIRUPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ$QGU]HM&K\ELFNL
GULQĪ$QGU]HM&K\ELFNL
GULQĪ-HU]\'HPNRZLF]
6XEMHFWREMHFWLYHV
7KHREMHFWLYHRIWKLVFRXUVHLVWRWHFKVWXGHQWVEDVLFPRELOHGDWDSURFHVVLQJLQPRELOHGHYLFHVXVLQJYDULRXVGDWD
SURFHVVLQJPRGHOVVXFKDVFOLHQWVHUYHURUD]SXVKQRWLILFDWLRQV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWLVFDSDEOHRIGHYHORSLQJGDWDSURFHVVLQJ
PRELOHDSSOLFDWLRQ
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
6WXGHQWLVFDSDEOHRIGHVLJQLQJVRXOWLRQVRIYDULRXV >6.@$VVHVVPHQWRISURJUHVVRI
GDWDSURFHVVLQJWHFKQLTXHVZLWKLQPRELOH
ZRUN
WHFKQRORJLHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
$SSOLFDWLRQ
VDUFKLWHFXWUHIRU:LQGRZV3KRQH
&RPPXQLFDWLRQPRGHOVIRUPRELOHWHFKQRORJLHV
:LUHOHVV:L)L%OXHWRRWK*60
6HFXULW\RIGDWDLQWKHFRQWH[WRIPRELOHGHYLFHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0RELOH&RPSXWLQJDQG:LUHOHVV&RPPXQLFDWLRQV$SSOLFDWLRQV1HWZRUNV3ODWIRUPV$UFKLWHFWXUHVDQG6HFXULW\
$PMDG8PDU
5HFRPPHQGHGUHDGLQJ
‡ =LPPHUPDQ-DPHV%0RELOH&RPSXWLQJ&KDUDFWHULVWLFV%XVLQHVV%HQHILWVDQG0RELOH)UDPHZRUN$SULO
KWWSDFVXSSRUWHXURSHXPXFHGXaPHLQNHMLQVV]LPPHUPDQ,166&&
0RELOH&RPSXWLQJKWP
‡ .RXGRXQDV9DVLOLV,TEDO2PDU0RELOH&RPSXWLQJ3DVW3UHVHQWDQG)XWXUHKWWSZZZGRFLFDFXN
aQGVXUSULVHBMRXUQDOYROYNUHSRUWKWPO
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DERUDWRU\
/HFWXUH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
3XVKQRWLILFDWLRQDSSOLFDWLRQGHYHORSPHQW
/RFDOPHPRU\DFFHVVDSSOLFDWLRQGHYHORSHQW
'DWDZ\GUXNX
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
,PDJH3URFHVVLQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ0DFLHM6PLDWDF]
GULQĪ0DFLHM6PLDWDF]
6XEMHFWREMHFWLYHV
7KHDLPRIWKHVXEMHFWLVWRPDNHVWXGHQWVIDPLOLDUZLWKWKHEDVLFSUREOHPVDQGDOJRULWKPVRILPDJHSURFHVVLQJ
DQGWRDOORZWKHPWRDFTXLUHWKHSUDFWLFDOVNLOOVQHFHVVDU\WRLPSOHPHQWWKHLURZQLPDJHSURFHVVLQJV\VWHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWFUHDWHVLPDJHSURFHVVLQJDOJRULWKPVXVLQJ
WKHRUHWLFDONQRZOHGJH6WXGHQWVHOHFWVLPDJH
SURFHVVLQJDOJRULWKPVQHFHVVDU\WRVROYHUHDOOLIH
SUREOHPV6WXGHQWLPSOHPHQWVLPDJHSURFHVVLQJ
DOJRULWKPVLQ&ODQJXDJH
0HWKRGRIYHU\ILFDWLRQ
.B:
6WXGHQWGHILQHVEDVLFWHUPVRILPDJHSURFHVVLQJ
6WXGHQWH[SODLQVWKHRUHWLFDOFRQFHSWVUHODWHGWR
LPDJHSURFHVVLQJ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQ7KHUROHRILPDJHSURFHVVLQJ6LPSOHPHWKRGVRILPDJHSURFHVVLQJ+LVWRJUDPDQGLWV
WUDQVIRUPDWLRQV*OREDOWKUHVKROGLQJ/RFDOWKUHVKROGLQJ6HJPHQWDWLRQZLWKPXOWLSOHWKUHVKROGLQJ
$GDSWLYHWKUHVKROGLQJ'LJLWDOILOWHUV7\SLFDOLPDJHGLVWRUWLRQV/RZSDVVILOWHUVFKDUDFWHULFWVLFVDQG
H[DPSOHV+LJKSDVVILOWHUVIRUHGJHGHWHFWLRQ6KDUSHQLQJILOWHUVDQGFRUQHUGHWHFWLRQ1RQOLQHDU
ILOWHUV&DQQ\
VHGJHGHWHFWLRQDOJRULWKP,QWURGXFWLRQWRVNHOHWRQL]DWLRQ7KLQQLQJDQGJUDVVILUHPRGHO
0$7GLVWDQFHWUDQVIRUP0DWKHPDWLFDOPRUSKRORJ\LQLPDJHSURFHVVLQJ'LODWDWLRQDQGHURVLRQ
0RUSKRORJLFDORSHQLQJDQGFORVLQJ+LWRUPLVVWUDQVIRUPDWLRQ0RUSKRORJLFDOERXQGDU\H[WUDFWLRQ
0RUSKRORJLFDOVKDSHDQDO\VLV0RUSKRORJLFDORSHUDWLRQVRQJUD\VFDOHLPDJHV0RUSKRORJLFDOVNHOHWRQL]DWLRQ
+RXJKWUDQVIRUP*HRPHWULFDOLPDJHIHDWXUHV%DVLFLPDJHSDUDPHWHUV2EMHFWIHDWXUHV
0RPHQWV6KDSHFRHIILFLHQWV,PDJHILOWUDWLRQLQIUHTXHQF\GRPDLQ7H[WXUHIHDWXUHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
5&*RQ]DOHV'LJLWDO,PDJH3URFHVVLQJ3UHQWLFH+DOO
5HFRPPHQGHGUHDGLQJ
06HXO/2
*RUPDQDQG06DPPRQ3UDFWLFDO$OJRULWKPVIRU,PDJH3URFHVVLQJ&DPEULGJH8QLYHUVLW\3UHVV
86$
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'HVFULEH&DQQ\
VHGJHGHWHFWRUDQGGLVFXVVWKHSUDFWLFDOPHDQLQJRILWVSDUDPHWHUV
:KDWLVWKHUHODWLRQEHWZHHQGLVFULPLQDQWDQDO\VLVDQG2WVXDOJRULWKP"
,PSOHPHQW3DYOLGLVVNHOHWRQL]DWLRQDOJRULWKPLQ&ODQJXDJH
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
3URJUDPPLQJRI,QWHUQHW$SSOLFDWLRQV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ.U]\V]WRI0DQXV]HZVNL
GULQĪ.U]\V]WRI0DQXV]HZVNL
6XEMHFWREMHFWLYHV
7KHPDMRUJRDOLVWRSUHSDUHVWXGHQWVWRGHVLJQDQGLPSOHPHQWPRGHUQUHVSRQVLYHDQGVFDODEOH:::DQG
PRELOHDSSOLFDWLRQV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
,VDEOHWRDVVHVVPHQWDQGPRGLI\WKHHIILFLHQF\RI
:::V\VWHP,VDEOHWRXVHPRGHUQWRROVDQG
SDWWHUQVIRUSXUSRVHRIGHYHORSPHQWRI:::DQG
PRELOHVROXWLRQV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
NQRZVDQGLVDEOHWRXVHFRPPXQLFDWLRQSURWRFROV
,VDEOHWRGHVLJQDQGLPSOHPHQWERWKVHUYHUDQG
FOLHQWVLGHRIV\VWHP
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
&NQRZOHGJHLQDUHDRI+70/+773
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
-DYD6FULSWQDWLYHPHFKDQLVPYVREMHFWRULHQWHGPHFKDQLVPVHPXODWLRQRIRWKHUNQRZQPHFKDQLVPV
0RGHUQDSSURDFKWRFOLHQWVLGHFRGHLQ-68QLWWHVWV/LEUDULHVDQGIUDPHZRUNV-4XHU\([W-6
3RVVLEOHDOWHUQDWLYHVIRU-DYDVFULSW±7RROVDQGVROXWLRQV(J7\SHVFULSW&RIIHH6FULW
,PSOHPHQWDWLRQRIVHUYHUVLGHORJLF09&SDWWHUQ$631HW09&
-DYDVFULSWRQWKHVHUYHUVLGH1RGH-6
$SSOLFDWLRQKRVWHGLQEURZVHU6LOYHU/LJKW
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
-DYD6FULSW7KH*RRG3DUWV'&URFNIRUG
3UR$631(709&)UDPHZRUN$)UHHPDQ66DQGHUVRQ
6LOYHUOLJKWLQ$FWLRQ3HWH%URZQ
5HFRPPHQGHGUHDGLQJ
06'1
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'LSORPD6HPLQDU
6XEMHFWFRGH
(6
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ-y]HI:RĨQLDNSURI]Z3*
SURIGUKDELQĪ-y]HI:RĨQLDNSURI]Z3*
6XEMHFWREMHFWLYHV
0RQLWRULQJRISURJUHVVLQHQJLQHHULQJGLSORPDSURMHFWV
)DPLOLDUL]LQJVWXGHQWVZLWKEDVLFUHTXLUHPHQWVFRQFHUQLQJWKHSUHVHQWDWLRQRIWKHILQDOYHUVLRQRIHQJLQHHULQJ
SURMHFWV
3UHSDUDWLRQRIVWXGHQWVWRSUHVHQWDWLRQRIWKHLURZQUHVXOWV
)DPLOLDUL]LQJVWXGHQWVZLWKIRUPDOUHTXLUHPHQWVFRQFHUQLQJHQJLQHHULQJSURMHFWVDQGGLSORPDH[DPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
$ELOLW\WRSUHVHQWHQJLQHHULQJSURMHFW
VUHVXOWV
GLVFXVVDQGGHIHQGSURMHFWFRQFHSWV
0HWKRGRIYHU\ILFDWLRQ
.B8
$ELOLW\WRSUHVHQWHVVHQWLDOSURMHFW
VWRSLFVDVZHOO
DVSURMHFWILQDOUHVXOWV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
.B8
$ELOLW\WRSUHVHQWPRWLYDWLRQDQGJRDOVDVZHOODV
RXWOLQHDQGSURMHFWPLOHVWRQHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
$ELOLW\WRLPSOHPHQWIRUPDOUHTXLUHPHQWV
FRQFHUQLQJHQJLQHHULQJSURMHFWVDQGFDSDELOLW\WR
XVHUXOHVRIHWKLFV
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
7HDPSUHVHQWDWLRQRIWKHJRDOVDQGVFRSHRIWKHDVVLJQHGHQJLQHHULQJSURMHFWDVZHOODVLWVVFKHGXOHDQGUHODWHG
ULVNDVVHVVPHQW
7HDPSUHVHQWDWLRQRIWKHSURMHFWUHVXOWVDQGGLVFXVVLRQRISRVVLEOHGLVFUHSDQFLHVEHWZHHQWKHSODQDQG
UHDOL]DWLRQ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
5HJXODWLRQVIRUIXOOWLPHDQGSDUWWLPHKLJKHUHGXFDWLRQVWXGLHVDW*GDQVN8QLYHUVLW\RI7HFKQRORJ\KWWS
ZZZHWLSJJGDSOVWXGHQFLGUXNL
'HFUHH1RIRUHGLWLQJ'LSORPD7KHVLVDW*GDQVN8QLYHUVLW\RI7HFKQRORJ\
5HFRPPHQGHGUHDGLQJ
'REUHRE\F]DMHZQDXFH=ELyU]DVDGLZ\W\F]Q\FK:DUV]DZD3$1.RPLWHW(W\NLZ1DXFH
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UHVHQWDWLRQRIWKHSURMHFWJRDOVVFRSHDQGVFKHGXOH
DQGRILQYROYHGULVN
3UHVHQWDWLRQRISURMHFWSURJUHVVDVZHOODVWRSLFV
HVVHQWLDOIRUWKHSURMHFW
3UHVHQWDWLRQRISURMHFWUHVXOWVDQGGLVFUHSDQFLHV
EHWZHHQSODQDQGUHDOL]DWLRQ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
3UHVHQWDWLRQRIPRWLYDWLRQDQGJRDOVDVZHOODVHQJLQHHULQJSURMHFW
VDJHQGDDQGPLOHVWRQHV
3UHVHQWDWLRQRISURMHFW
VSURJUHVVDQGGHVFULSWLRQRIVHOHFWHGWRSLFVHVVHQWLDOWRWKHUHDOL]HGHQJLQHHULQJSURMHFW
3UHVHQWDWLRQRISURMHFW
VILQDOUHVXOWV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
1(7,QWHUQHW6HUYLFHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-DURVáDZ.XFKWD
GULQĪ-DURVáDZ.XFKWD
6XEMHFWREMHFWLYHV
$FTXLULQJNQRZOHGJHDQGVNLOOVWRSUDFWLFDOGHYHORSPHQWDQGXVHRIZHEVHUYLFHVLQZHEDSSOLFDWLRQVLQ1(7
WHFKQRORJ\
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWFUHDWHVVLPSOHSURMHFWVRIZHEDSSOLFDWLRQV >68@$VVHVVPHQWRIDELOLW\WRXVH
FRQWDLQLQJVHUYLFHEDVHGVROXWLRQVLQVHOHFWHG1(7 NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
WHFKQRORJ\
PRGXOHV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
6WXGHQWLPSOHPHQWVVLPSOHSURMHFWVRIZHE
DSSOLFDWLRQVFRQWDLQLQJVHUYLFHEDVHGVROXWLRQVLQ
VHOHFWHG1(7WHFKQRORJ\
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
6WXGHQWNQRZVWKH1(7WHFKQRORJLHVUHODWHGWRWKH >6:@$VVHVVPHQWRIIDFWXDO
GHYHORSPHQWRIZHEDSSOLFDWLRQVDQGZHEVHUYLFHV NQRZOHGJH
$631(7()/,14:&):3)+HVKHNQRZV
IUDPHZRUNVIRU09&DQG0990SDWWHUQ+HVKH
NQRZVKRZWRLPSOHPHQWDQGWHVWZHEDSSOLFDWLRQV
HUURUKDQGOLQJXVHRIPXOWLWKUHDGLQJDQG
SDUDOOHOLVPLQZHEDSSOLFDWLRQV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
‡
‡
‡
‡
‡
‡
‡
‡
‡
‡
1(7SURJUDPPLQJ
$631(709&
0990
(QWLW\)UDPHZRUN/,14
:LQGRZV&RPPXQLFDWLRQ)RXQGDWLRQ
:LQGRZV3UHVHQWDWLRQ)RXQGDWLRQ
(UURUKDQGOLQJLQZHEEDVHGDSSOLFDWLRQV
0XOWLWKUHDGLQJDQGSDUDOOHOLVPLQZHEDSSOLFDWLRQV
'HSOR\LQJDQGWHVWLQJRIZHEDSSOLFDWLRQV
:LQGRZV3KRQHDSSOLFDWLRQV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
&KULVWLDQ1DJHO%LOO(YMHQ-D\*O\QQ0RUJDQ6NLQQHUDQG.DUOL:DWVRQ3URIHVVLRQDO&ZLWK1(7
:UR[3UHVV
$QGUHZ7URHOVHQ3UR&DQGWKH1(73ODWIRUP$SUHVV
5HFRPPHQGHGUHDGLQJ
&KULVWLDQ1DJHO%LOO(YMHQ-D\*O\QQ0RUJDQ6NLQQHUDQG.DUOL:DWVRQ3URIHVVLRQDO&ZLWK1(7
:UR[3UHVV
$QGUHZ7URHOVHQ3UR&DQGWKH1(73ODWIRUP$SUHVV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
‡ 7KHUROHRIZHEVHUYLFHVLQWKHDUFKLWHFWXUHRIZHEDSSOLFDWLRQV
‡ &RPSDULVRQRI09&DQG0990GHVLJQSDWWHUQVDQGWKHLULPSOHPHQWDWLRQIUDPHZRUNVIRUZHEDSSOLFDWLRQV
‡ 7KHZD\VRIGHSOR\LQJDQGWHVWLQJRIZHEDSSOLFDWLRQV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
,31HWZRUNV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ-HU]\.RQRUVNL
GUKDELQĪ-HU]\.RQRUVNL
6XEMHFWREMHFWLYHV
/HDUQLQJWKHSULQFLSOHVRIRSHUDWLRQRIEDVLFFRPPXQLFDWLRQSURWRFROVLQ,3QHWZRUNV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B8
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWGHILQHVEDVLF,3EDVHGSDFNHWQHWZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
IXQFWLRQDOLWLHVDQGSURWRFROVH[SODLQVWKHRSHUDWLRQ PHWKRGVDQGWRROV
RI,3YDQG,3YSURWRFROVDVZHOODVURXWLQJDQG
WUDQVSRUWSURWRFROV'HVFULEHVDFWLYHWUDIILF
PDQDJHPHQWDQGVHOHFWHG4R6VXSSRUWDUFKLWHFWXUHV
6WXGHQWFDQSHUISUPDQH[WHQGHGSUHVHQWDWLRQRID >6.@$VVHVVPHQWRISURJUHVVRI
VHOHFWHGWRSLFLQ,3QHWZRUNLQJ
ZRUN
>68@$VVHVVPHQWRISUHVHQWDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B:
6WXGHQWGHILQHVEDVLF,3EDVHGSDFNHWQHWZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
IXQFWLRQDOLWLHVDQGSURWRFROVH[SODLQVWKHRSHUDWLRQ NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
RI,3YDQG,3YSURWRFROVDVZHOODVURXWLQJDQG PRGXOHV
WUDQVSRUWSURWRFROV'HVFULEHVDFWLYHWUDIILF
PDQDJHPHQWDQGVHOHFWHG4R6VXSSRUWDUFKLWHFWXUHV
.B:
6WXGHQWGHILQHVEDVLF,3EDVHGSDFNHWQHWZRUN
IXQFWLRQDOLWLHVDQGSURWRFROVH[SODLQVWKHRSHUDWLRQ
RI,3YDQG,3YSURWRFROVDVZHOODVURXWLQJDQG
WUDQVSRUWSURWRFROV'HVFULEHVDFWLYHWUDIILF
PDQDJHPHQWDQGVHOHFWHG4R6VXSSRUWDUFKLWHFWXUHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQDQGDVVHVVPHQWLWHPV6WDQGDUGL]DWLRQRI,3SURWRFROV,(7)5)&,6226,UHIHUHQFHPRGHO
DQG7&3,3DUFKLWHFWXUH,3YSURWRFRODGGUHVVLQJGDWDJUDPIRUPDWDGGUHVVVSDFHXWLOL]DWLRQ$53DQG,&03
SURWRFROVGDWDJUDPIUDJPHQWDWLRQDQGUHDVVHPEO\,3YDGGUHVVVSDFHKLHUDUFK\QHWZRUNDQGKRVWDGGUHVV
DGGUHVVFODVVHV6XEQHWWLQJ&,'5H[DPSOHVRIGDWDJUDPIRUZDGLQJDQGURXWLQJWDEOHV52$'6SUREOHP
DQGKDFNVWRHDVHLW1$7SUR[\$53PDVTXHUDGH1HHGIRUPLJUDWLRQWR,3Y52$'6QHWZRUNVHFXULW\
4R6IOH[LEOHGHSOR\PHQWRIQHZSURWRFROVSDFNHWVZLWFKLQJVSHHGXS,3YDGGUHVVLQJGDWDJUDPIRUPDW
QXPEHULQJSODQDQDORJXHFRQFHSWRIDQ\FDVWIRUZDUGLQJ,&03YSURWRFRO,3Y4R6VXSSRUWUROHRIKHDGHU
H[WHQVLRQVH[DPSOHVRIDSSOLFDWLRQ$FWLYHWUDIILFPDQDJHPHQWLQ,3QHWZRUNVFDXVHVDQGUHVXOWVRI
FRQJHVWLRQ+DQGOLQJHODVWLFWUDIILFGHILQLWLRQVRIIDLUQHVVSDUNLQJORWVFHQDULR$FWLYHTXHXHPDQDJHPHQW
LQURXWHUV5('%/8(DQGVLPLODUSDFNHWGURSDOJRULWKPV0HFKDQLVPVRI4R6GLIIHUHQWLDWLRQWRNHQEXFNHWV
VHOHFWHGIDLUTXHXLQJDOJRULWKPV/LQNEDQGZLGWKPDQDJHPHQWXVLQJ&%4DQG+7%,QWHJUDWHGVHUYLFHV
DUFKLWHFWXUHW\SHVRIQHWZRUNWUDIILFQHHGWRHQKDQFHEHVWHIIRUWXVHRI,3KHDGHULQIRUPDWLRQQHZURXWHU
IXQFWLRQDOLW\PXOWLSULRULW\WRNHQEXFNHWV5693SURWRFROPHVVDJHIRUPDWDQGVHPDQWLFVSULQFLSOHVRI
RSHUDWLRQVRIWVWDWHUHVHUYDWLRQVW\OHV&RQWUROOHGDQG*XDUDQWHHG4R6VHUYLFHVSDUDPHWHUFRQILJXUDWLRQ
'LIIHUHQWLDWHGVHUYLFHVDUFKLWHFWXUHVFDODELOLW\SUREOHPXVHRI,3KHDGHULQIRUPDWLRQ'LII6HUYGRPDLQQHZ
HGJHURXWHUIXQFWLRQDOLW\'6&3EDVHGFODVVLILFDWLRQDQGLQJUHVVWUDIILFVKDSLQJ'LIIHUHQWLDWHGVHUYLFHV
DUFKLWHFWXUH6/$DQG7&$FRQWUDFWVEHKDYLRUDJJUHJDWHV3+%W\SHVDQGLPSOHPHQWDWLRQ5HVRXUFH
PDQDJHPHQWLQ'LII6HUYGRPDLQVEDQGZLGWKEURNHULQWHUGRPDLQFRRSHUDWLRQ5RXWLQJDOJRULWKPVLQ,3
QHWZRUNVLQWHUGRPDLQ%*3URXWLQJ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:6WDOOLQJV'DWDDQGFRPSXWHUFRPPXQLFDWLRQV3HDUVRQ3UHQWLFH+DOOUR]G]'(&RPHU6LHFL
NRPSXWHURZH7&3,3]DVDG\SURWRNRá\DUFKLWHNWXUD:17:DUV]DZD
5HFRPPHQGHGUHDGLQJ
=HVWDZZ\EUDQ\FKGRNXPHQWRZ5HTXHVWVIRU&RPPHQWV,(7)
'DWDZ\GUXNX
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
ILQDOH[DP
SUHVHQWDWLRQRIDVHOHFWHGWRSLF
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
&RPSXWHU1HWZRUNV
6XEMHFWFRGH
(/
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7RPDV]*LHUV]HZVNL
GULQĪ7RPDV]*LHUV]HZVNL
6XEMHFWREMHFWLYHV
/HDUQLQJPDMRUOD\HUHGQHWZRUNLQJDUFKLWHFWXUHVSURWRFROVDQGQHWZRUNVWDQGDUGV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWHPSOR\VYLUWXDOQHWZRUNWHFKQRORJLHVLQ
/$1QHWZRUNHQYLURQPHQW6WXGHQWHPSOR\V
WKHRUHWLFDOLQIRUPDWLRQFRQFHUQLQJ,(((
EDVHGQHWZRUNWHFKQRORJLHVLQSUDFWLFH
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWHPSOR\VWKHRUHWLFDOLQIRUPDWLRQ
FRQFHUQLQJ/$1:$1FRPSXWHUQHWZRUNV6WXGHQW PHWKRGVDQGWRROV
HPSOR\VUHDOZRUOGHTXLSPHQW
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
6WXGHQWGHVLJQVVROXWLRQVWRUDLVHVHFXULW\OHYHORI >68@$VVHVVPHQWRIDELOLW\WR
V\VWHPVEDVHGRQWKHVHWHFKQRORJLHV6WXGHQW
DQDO\]HLQIRUPDWLRQ
XWLOL]HVGLIIHUHQWPHWKRGVRIQHWZRUNGHYLFH
PDQDJHPHQW6WXGHQWLPSOHPHQWVVWDWLFURXWLQJ
LQ,3QHWZRUNV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
&ODVVLILFDWLRQDQGJHQHUDOGHVFULSWLRQRIFRPSXWHUQHWZRUNV/D\HUHGQHWZRNDUFKLWHFWXUHV,6226,7&3
,37KHWHRUHWLFDOEDVLVIRUGDWDFRPPXQLFDWLRQV'DWD/LQN/D\HUGHVLJQLVVXHVV\QFKURQLVWLRQIORZFRQWURO
HUURUGHWHFWLRQDQGFRUUHFWLRQPXOWOLSOH[LQJ/RFDODUHDQHWZRUNVJHQHUDOFKDUDFWHULVWLFVFKDQQHODFFHVV
PHWKRGV&RQWHQWLRQW\SHVROXWLRQV(WKHUQHWQHWZRUNV0$&VXEOD\HUIXQFWLRQVDQGFKDQQHODFFHVVSULQFLSOHV
VWDQGDHG,(((:LUHOHVV/$1QHWZRUNVEDVLFFKDUDFWHULVWLFV,(((VWDQGDUGRSHUDWLRQDO
PRGHV,(((VWDQGDUGFKDQQHODFFHVVPHWKRGV1HZ(WKHUQHWWHFKQRORJLHV*EV
(WKHUQHW()00HWKRGVRIFRQQHFWLQJ/$1QHWZRUNV9/$1:LGH$UHD1HWZRUNV:$1V7&3,3
DUFKLWHFWXUH,3DQGWUDQVSRUWSURWRFROV,3YSURWRFROVDGGUHVVHV'+&3Y'16Y0LJUDWLRQ,3Y
,3Y5RXWLQJVROXWLRQVLQ:$1QHWZRUNV(QGWRHQGIORZFRQWUROLQ,3QHWZRUNV&RQJHVWLRQFRWUROLQ
,3QHWZRUNV%DVLFPRGHOVXSSRUWLQJPRELOHVWDWLRQVLQ,3QHWZRUNV0,31HWZRUNVHFXULW\9/$1
5RXWLQJ1HWZRUNPDQDJHPHQW:/$1SHUIRUPDQFHVHFXULW\,3QHWZRUNGLDJQRVWLFV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1RZLFNL.:RĨQLDN-3U]HZRGRZHLEH]SU]HZRGRZHVLHFL/$12ILF\QDZ\G3:0DWHULDá\]Z\NáDGX1RZLFNL
.6LHFL(WKHUQHW1RZLFNL.ĝZLDWRZLDN-3URWRNRá\,3Y:RĨQLDN-1RZLFNL.6LHFL/$10$1:$1
SURWRNRá\NRPXQLNDF\MQH:\G3RVWĊSX7HOHNRPXQLNDFML
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
/DERUDWRU\H[HUFLVHV
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
'DWDZ\GUXNX
3ROLVK
6WURQD
] :RUNSODFHPHQW
'DWDZ\GUXNX
1RWDSSOLFDEOH
6WURQD
] 6XEMHFWQDPH
6RFLDO$VSHFWVRI,QIRUPDWLRQ7HFKQRORJ\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ$QQD%RENRZVND
GULQĪ$QQD%RENRZVND
6XEMHFWREMHFWLYHV
7KHJRDORIWKHFRXUVHLVWRLQFUHDVHVWXGHQWVDZDUHQHVVUHODWHGWRVRFLDODQGHWKLFDOUHVXOWVRI,7DSSOLFDWLRQV
DQGWRWHDFKWKHPKRZWRKDQGOHSV\FKRORJLFDOGLPHQVLRQVRIVRIWZDUHSURMHFWV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B.
6WXGHQWXQGHUVWDQGVVRFLDODVSHFWVRIWHDPZRUN
DQGNQRZVIXQGDPHQWDOVRIVRFLDOFRPPXQLFDWLRQV
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B.
6WXGHQWVFDQH[SODLQ,7DSSOLFDWLRQVLQVRFLDOFRQWH[W >6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
DQGUHODWLRQVKLSVEHWZHHQNQRZOHGJHIURPRWKHU
GLVFLSOLQHVDQGVRIWZDUHGHYHORSPHQW
.B.
6WXGHQWVFDQH[SODLQ,7DSSOLFDWLRQVLQVRFLDOFRQWH[W >68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
DQGUHODWLRQVKLSVEHWZHHQNQRZOHGJHIURPRWKHU
GLVFLSOLQHVDQGVRIWZDUHGHYHORSPHQW
.B.
.B.
6WXGHQWVFDQH[SODLQ,7DSSOLFDWLRQVLQVRFLDOFRQWH[W >6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
DQGUHODWLRQVKLSVEHWZHHQNQRZOHGJHIURPRWKHU
GLVFLSOLQHVDQGVRIWZDUHGHYHORSPHQW
.B8
6WXGHQWXQGHUVWDQGVVRFLDODVSHFWVRIWHDPZRUN
DQGNQRZVIXQGDPHQWDOVRIVRFLDOFRPPXQLFDWLRQV
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
.B:
6WXGHQWVFDQH[SODLQHWKLFDODVSHFWVRIFRPSXWLQJ
DQGUHODWLRQVKLSVEHWZHHQVRIWZDUHGHYHORSPHQW
DQGRWKHUGLVFLSOLQHV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B:
0RGHRIGHOLYHU\
6WXGHQWXQGHUVWDQGVVRFLDODVSHFWVRIWHDPZRUN
DQGNQRZVIXQGDPHQWDOVRIVRFLDOFRPPXQLFDWLRQV
6WXGHQWVFDQH[SODLQ,7DSSOLFDWLRQVLQVRFLDOFRQWH[W >6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
DQGUHODWLRQVKLSVEHWZHHQNQRZOHGJHIURPRWKHU
GLVFLSOLQHVDQGVRIWZDUHGHYHORSPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
1RUHFRPPHQGDWLRQV
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWRWKHFRXUVHHWKLFDODQGVRFLDODVSHFWVLQFRPSXWLQJ
3URIHVVLRQDOUHVSRQVLELOLW\
(WKLFVLQVRIWZDUHSURMHFW
6RIWZDUH(QJLQHHULQJ&RGHRI(WKLFVDQG3URIHVVLRQDO3UDFWLFH
0HWKRGVDQGWRROVIRUFRQGXFWLQJHWKLFDODQDO\VLV
/HJDODVSHFWVLQWHOOHFWXDOSURSHUW\VRIWZDUHOLFHQFH,7FRQWDFWVDQGDJUHHPHQWV
&RPSOLHQFHZLWKODZ
&RPPXQLFDWLRQLQVRIWZDUHSURMHFW
3UHVHQWDWLRQV
7HDPZRUN
6RFLDOSKHQRPHQDRYHU,QWHUQHW
+XPDQIDFWRUVLQVRIWZDUHSURMHFW
5HVXOWVRIµSV\FKRORJ\LQSURJUDPPLQJ¶DQGSHUVSHFWLYHVRILQWHUGLVFLSOLQDU\VRIWZDUHHQJLQHHULQJ
3HRSOH&00
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7:%\QXP65RJHUVRQ&RPSXWHU(WKLFVDQG3URIHVVLRQDO5HVSRQVLELOLW\%ODFNZHOO3XEOLVKLQJ
:SURZDG]HQLHGRHW\NLLQIRUPDW\F]QHM$.RFLNRZVNL.*yUQLDN.RFLNRZVND7%\QXPUHG:\GDZQLFWZR
056Ä3R]QDQ
7'H0DUFR7/LVWHU&]\QQLNOXG]NLVNXWHF]QHSU]HGVLĊZ]LĊFLDLZ\GDMQH]HVSRá\:17
5HFRPPHQGHGUHDGLQJ
3URFHHGLQJVRI5HTXLUHPHQWV(QJLQHHULQJDQG/DZ5(/$:FRQIHUHQFH
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
'DWDZ\GUXNX
3ROLVK
6WURQD
] :RUNSODFHPHQW
'DWDZ\GUXNX
1RWDSSOLFDEOH
6WURQD
] 6XEMHFWQDPH
'DWDEDVH6WUXFWXUHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
SURIGUKDELQĪ.U]\V]WRI*RF]\áD
SURIGUKDELQĪ.U]\V]WRI*RF]\áD
6XEMHFWREMHFWLYHV
7KHSXUSRVHRIWKHFRXUVHLVWRGHOLYHUWRVWXGHQWVFRPSUHKHQVLYHNQRZOHGJHDERXWILOHVWUXFWXUHVXVHGDWWKH
SK\VLFDOOHYHORIGDWDEDVHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
7KHVWXGHQWFDQVHOHFWILOHVWUXFWXUHVDSSURSULDWHIRU
DJLYHQDSSOLFDWLRQDQGUHDOQHHGV+HLPSOHPHQWV
VRUWLQJDOJRULWKPVIRUGLVNILOHV+HLPSOHPHQWV
LQGH[VWUXFWXUHVIRUGLVNILOHVDQGRSWLRQDOO\GLVN
VWUXFWXUHVEDVHGRQG\QDPLFKDVKLQJ
7KHVWXGHQWFDQVHOHFWILOHVWUXFWXUHVDSSURSULDWHIRU
DJLYHQDSSOLFDWLRQDQGUHDOQHHGV+HLPSOHPHQWV
VRUWLQJDOJRULWKPVIRUGLVNILOHV+HLPSOHPHQWV
LQGH[VWUXFWXUHVIRUGLVNILOHVDQGRSWLRQDOO\GLVN
VWUXFWXUHVEDVHGRQG\QDPLFKDVKLQJ
.B8
7KHVWXGHQWFDQVHOHFWILOHVWUXFWXUHVDSSURSULDWHIRU >6:@$VVHVVPHQWRIIDFWXDO
DJLYHQDSSOLFDWLRQDQGUHDOQHHGV+HLPSOHPHQWV NQRZOHGJH
VRUWLQJDOJRULWKPVIRUGLVNILOHV+HLPSOHPHQWV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
LQGH[VWUXFWXUHVIRUGLVNILOHVDQGRSWLRQDOO\GLVN
VWUXFWXUHVEDVHGRQG\QDPLFKDVKLQJ
.B:
7KHVWXGHQWNQRZVKRZWRGHILQHDXWKRUL]DWLRQUXOHV >6:@$VVHVVPHQWRIIDFWXDO
IRUDFFHVVWRGDWD
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$GDWDEDVHV\VWHPVFRXUVHLVUHTXLUHG
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
3HFXOLDULWLHVRISK\VLFDODFFHVVWRGDWDRQGLVNV6HULDOILOHV6HTXHQWLDOILOHVRUJDQL]DWLRQUHRUJDQL]DWLRQ
6RUWLQJVHTXHQWLDOILOHVE\VLPSOHPHUJH6RUWLQJVHTXHQWLDOILOHVE\QDWXUDOPHUJH6RUWLQJVHTXHQWLDOILOHVE\
SRO\SKDVHPHUJH6RUWLQJVHTXHQWLDOILOHVZLWKDODUJHLQPHPRU\EXIIHUV,QGH[HGVHTXHQWLDOILOHV
RUJDQL]DWLRQ,QGH[HGILOHVRUJDQL]DWLRQSULPDU\DQGVHFRQGDU\LQGH[HV%WUHHVRUJDQL]DWLRQ6HDUFKLQJ
LQ%WUHHV,QVHUWLQJLQWR%WUHHV'HOHWLQJIURP%WUHHV%WUHHVDVFOXVWHUHGLQGH[HV)LOHVZLWK
VWDWLFKDVKLQJRUJDQL]DWLRQ([WHQGDEOHKDVKLQJ/LQHDUKDVKLQJ%LWPDSSHGLQGH[HV0XOWL
GLPHQVLRQDOLQGH[LQJ5WUHHV4XDGWUHHV5$,'V\VWHPVHIILFLHQF\DQGUHOLDELOLW\LVVXHV6ROLGVWDWH
VWRUDJHGHYLFHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
73DQNRZVNL3RGVWDZ\ED]GDQ\FK3:1+*DUFLD0ROLQD-'8OOPDQ-:LGRP,PSOHPHQWDFMD
V\VWHPyZED]GDQ\FK:171:LUWK$OJRU\WP\6WUXNWXU\GDQ\FK 3URJUDP\:17.*RF]\áD
6WUXNWXU\ED]GDQ\FK0DWHULDá\GRZ\NáDGX*GDĔVN
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
6KRZJUDSKLFDOO\D%WUHHZLWKJLYHQSDUDPHWHUV
6RUWDQH[HPSODU\ILOHXVLQJDJLYHQPHWKRG
:KDWLVFOXVWHUHGLQGH["
'HVFULEHKDVKLQJIRUGLVNILOHV
([SODLQWKHLQYHUWHGILOHVWUXFWXUHDQGXVDJHIRUWH[WILOHVLQGH[LQJ
6KRZDQH[HPSODU\%WUHHWUDQVRUPDWLRQVE\DVHTXHQFHRILQVHUWVGHOHWHV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
0XOWLDJHQW6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ0DULXV]0DWXV]HN
GULQĪ0DULXV]0DWXV]HN
6XEMHFWREMHFWLYHV
,QWURGXFWLRQWRWKHRU\DQGSUDFWLFHRIDJHQWPHWKRGRORJ\LQGLVWULEXWHGV\VWHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
VWXGHQWFRQILJXUHVGLVWULEXWHGDJHQWHQYLURQPHQW >6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
SURWHFWVWKHDJHQWHQYLURQPHQWDJDLQVW
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
XQDXWKRULVHGDFFHVVGHVLJQVDQGLPSOHPHQWV
VLPSOHDJHQWDSSOLFDWLRQVNQRZVDQGGLVWLQJXLVKHV
GLIIHUHQWDJHQWDUFKLWHFWXUHVFODVVLILHVEDVLF
PHWKRGVRIDJHQWLQWHUDFWLRQV
.B8
DQDOL]XMHPRGHOXMHLUHDOL]XMHSURFHVEL]QHVRZ\
>6.@$VVHVVPHQWRISURJUHVVRI
ZGUDĪDPRGHOHSURZDG]HQLDEL]QHVXLQWHUQHWRZHJR ZRUN
NV]WDáWXMHVWUDWHJLHG]LDáDQLDHSU]HGVLĊELRUVWZD
.B:
]QDSUREOHP\ZVSyáG]LHOHQLDVWDQXSUH]HQWDFMLL
>6.@$VVHVVPHQWRISURJUHVVRI
WUDQVIRUPDFMLLQIRUPDFMLZV\VWHPLHUR]SURV]RQ\P ZRUN
WHFKQRORJLHKLSHUPHGLyZL]ZLą]DQ\FK]QLPLXVáXJ
DUFKLWHNWXU\LQWHUDNW\ZQHMV\PXODFMLUR]SURV]RQHM
RUD]PHWRG\LQWHUDNFMLDJHQWyZ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQWRDJHQWV\VWHPV$JHQWDQGDJHQWHQYLURQPHQWGHILQLWLRQV$JHQWPRGHOVDQG
DUFKLWHFWXUHV%',DJHQWSURSHUWLHVDQGSULQFLSOHVRIRSHUDWLRQ$JHQWLQWHUDFWLRQUXOHV0XOWLDJHQW
V\VWHPVSURSHUWLHV$JHQWVVHDUFKDOJRULWKPV$JHQWUHFRPHQGDWLRQDOJRULWKPV$JHQWQHJRWLDWLRQ
DOJRULWKPV$JHQWDSSOLFDWLRQVVWUXFWXUH$JHQWDSSOLFDWLRQOLIHF\FOH8VHRIVHUYLFHVLQDJHQW
DSSOLFDWLRQV$JHQWGHYHORSPHQWHQYLURQPHQWV$JHQWUXQWLPHHQYLURQPHQWV$JHQWDSSOLFDWLRQ
H[DPSOHV7HVWVDQGH[DPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
>@:RROULGJH0LFKDHO$Q,QWURGXFWLRQWR0XOWLDJHQW6\VWHPV>@(G:HLVV*HUKDUG0XOWLDJHQW6\VWHPV$
0RGHUQ$SSURDFKWR'LVWULEXWHG$UWLILFLDO,QWHOOLJHQFH
5HFRPPHQGHGUHDGLQJ
>@-$'(8VHUV*XLGH>@-$'($GPLQLVWUDWRU*XLGHOLWHUDWXUDGRF]ĊĞFLSUDNW\F]QHMSU]HGPLRWX
IRUH[HUFLVHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
*HRJUDSKLFDO,QIRUPDWLRQ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ=ELJQLHZàXEQLHZVNL
GUKDELQĪ=ELJQLHZàXEQLHZVNL
6XEMHFWREMHFWLYHV
/HDUQLQJE\VWXGHQWVRQEDVLFNQRZOHGJHDQGSUDFWLFDOVNLOOVRQ*HRJUDSKLFDO,QIRUPDWLRQ6\VWHPV*,6ZKDW
LQFOXGHVERWKXVLQJ*,6DQGHOHPHQWVRISURJUDPPLQJIRUEDVLF*,6IXQFWLRQVLPSOHPHQWDWLRQ
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
7KHVWXGHQWZLOONQRZWKHIRUPDWVRIVSDWLDOGDWDDV
ZHOODVWKHLUDSSOLFDWLRQV7KHVWXGHQWVKDOOOHDUQ
VDPSOHDSSOLFDWLRQVRI*HRJUDSKLF,QIRUPDWLRQ
6\VWHPV7KHVWXGHQWZLOOEHDEOHWRXVHSRSXODU
*HRJUDSKLF,QIRUPDWLRQ6\VWHPVWRLPSOHPHQW
VLPSOHJHRVSDWLDODSSOLFDWLRQV
7KHVWXGHQWZLOONQRZWKHIRUPDWVRIVSDWLDOGDWDDV
ZHOODVWKHLUDSSOLFDWLRQV7KHVWXGHQWVKDOOOHDUQ
VDPSOHDSSOLFDWLRQVRI*HRJUDSKLF,QIRUPDWLRQ
6\VWHPV7KHVWXGHQWZLOOEHDEOHWRXVHSRSXODU
*HRJUDSKLF,QIRUPDWLRQ6\VWHPVWRLPSOHPHQW
VLPSOHJHRVSDWLDODSSOLFDWLRQV
.B8
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWZLOOEHDEOHWRXVHSRSXODU*HRJUDSKLF
,QIRUPDWLRQ6\VWHPVWRLPSOHPHQWVLPSOHJHRVSDWLDO PHWKRGVDQGWRROV
DSSOLFDWLRQVLQFOXGLQJEDVLFVRI*,6SURJUDPPLQJ >68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWZLOONQRZWKHIRUPDWVRIVSDWLDOGDWDDQG
WKHLUDSSOLFDWLRQVDVZHOODVWKHDUFKLWHFWXUHRI
PRGHUQ*,66WXGHQWVKDOOOHDUQEDVLFIXQFWLRQDOLW\
DQGVDPSOHDSSOLFDWLRQVRI*HRJUDSKLF,QIRUPDWLRQ
6\VWHPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B:
6WXGHQWZLOOEHIDPLOLDUZLWK*,6IXQFWLRQVIRU
YLVXDOLVDWLRQRIVSDWLDOGDWD6WXGHQWVKDOOOHDUQ
EDVLFVRQSURFHVVLQJDQGYLVXDOLVDWLRQRILPDJHU\
GDWDDVUDVWHU*,6OD\HUV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
*,6GHILQLWLRQFRQFHSWVVWUXFWXUHDQGEDVLFWHUPV([DPSOHVRI*,6DSSOLFDWLRQV'DWDPRGHOVLQ*,6
9HFWRUGDWDPRGHO%DVLFYHFWRUGDWDW\SHVSRLQWOLQHSRO\JRQ7KHPDWLFPDSV&RPSRVHGYHFWRUGDWDW\SHV
5DVWHUGDWDPRGHOLQ*,69HFWRUDQGUDVWHUGDWDIRUPDWVLQ*,6'DWDEDVHDVD*,6IRXQGDWLRQ*,6
GDWDEDVHW\SHVUHODWLRQDOREMHFWRULHQWHG6SHFLILFIHDWXUHVRIGDWDEDVHVXVHGIRUVSDWLDODWWULEXWHVVWRUDJH
'DWDEDVHTXHULHVXVLQJVSDWLDODWWULEXWHVRIGDWD6WDQGDUGLVDWLRQRIYHFWRUGDWDPRGHOV2*&64/
7RSRORJLFDOPRGHORIYHFWRUGDWDLQ*,67RSRORJ\UXOHV7KUHHGLPHQVLRQDOGDWDPRGHOVDQGUHSUHVHQWDWLRQV
LQ*,6*,6GDWDVRXUFHVDQGDFTXLULQJPHWKRGV,PSRUWDQGSURFHVVLQJRIH[LVWLQJGDWDJHRFRGLQJ
([DPSOHVRI*,6GDWDPHDVXUHPHQWWHFKQLTXHV9HFWRUGDWDSURFHVVLQJDOJRULWKPV*HRPHWULFDO
WUDQVIRUPDWLRQVDQGDQDO\VLV/D\HUVFRPSRVLWLRQDQGEDVLFJHRSURFHVVLQJRSHUDWLRQVEXIIHULQJXQLRQ
LQWHUVHFWLRQ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
/RQJOH\3*RRGFKLOG00DJXLUH'5KLQG'*HRJUDSKLF,QIRUPDWLRQ6\VWHPVDQG6FLHQFH-RKQ:LOH\
6RQV/WG:HVW6XVVH[
/LWZLQ/0\UGD*6\VWHP\,QIRUPDFML*HRJUDILF]QHM=DU]ąG]DQLHGDQ\PLSU]HVWU]HQQ\PLZ*,66,36,7
/,6:\GDZQLFWZR+(/,21*OLZLFH
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
'DWDZ\GUXNX
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
*36DQG*DOLOHR6DWHOOLWH1DYLJDWLRQ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-HU]\'HPNRZLF]
GULQĪ-HU]\'HPNRZLF]
6XEMHFWREMHFWLYHV
*166DFTXDLQWDQFHLQIRUPDWLRQV\VWHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
*166$SSOLFDWLRQV,PSOHPHQWDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
0HWKRGRIYHU\ILFDWLRQ
.B:
3URWRFROVDOJRULWKPV*166UHFHLYHUV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
*36$UFKLWHFWXUH
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
*116V\VWHP
*1166HJPHQWV
.DOPDQ)LOWHULQJ
3VHXGRUDQJHV
*1165HFHLYHU
*36*/21$66L*$/,/(2
6*(8326
6\VWHP/RUDQ&
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
(OOLRWW'.DSODQ8QGHUVWDQGLQJ*363ULQFLSOHVDQG$SSOLFDWLRQV$UWHFK+RXVH0RELOH&RPPXQLFDWLRQV
,6%1
6SHFKW&6\VWHP*36%LEOLRWHND1DZLJDFMLQU:\GDZQLFWZR³%HUQDUGLQXP´3HOSOLQ
5HFRPPHQGHGUHDGLQJ
6\VWHP\VDWHOLWDUQH*36*DOLOHRLLQQH-DFHN-DQXV]HZVNL1DXNRZH3:1
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/HFWXUH
/DE
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
*1663RVLWLRQLQJ3URFHVV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
1$
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
,QWHUQHW7HFKQRORJLHVZLWK-DYD
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ5REHUW-DQF]HZVNL
GUKDELQĪ5REHUW-DQF]HZVNL
6XEMHFWREMHFWLYHV
6WXGHQWVOHDUQKRZWRZULWHSURJUDPVLQ-DYDWKH\OHDUQWHFKQRORJLHVIRUEXLOGLQJZHEDSSOLFDWLRQVDSSOHWV
-DYD:HE6WDUW-DYD5HPRWH0HWKRG,QYRFDWLRQDQGRWKHUVFOLHQWVHUYHUDUFKLWHFWXUHDQGGDWDEDVHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
3URJUDPPLQJLQ-DYD
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B8
3URJUDPPLQJLQ-DYD
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
2EMHFWRULHQWHGSURJUDPPLQJLQ-DYD
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
%DVLFNQRZOHGJHRIWKHPHFKDQLVPVXVHGLQFRPSXWHUQHWZRUNV2EMHFWRULHQWHGSURJUDPPLQJVNLOOV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
7KHV\QWD[RIWKH-DYDODQJXDJH2YHUYLHZRIWKHVWDQGDUGOLEUDU\PRGXOHV7KHEDVLFVRIFUHDWLQJZHE
DSSOLFDWLRQVDSSOHWVDQG-DYD:HE6WDUW&UHDWLQJ*8,LQ-DYD50,WHFKQRORJ\$FFHVVWRGDWDEDVHVIURP-DYD
3URFHVVLQJ;0/*RRJOH:HE7RRONLWWHFKQRORJ\
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
KWWSZZZRUDFOHFRPWHFKQHWZRUNMDYD
KWWSZZZRUDFOHFRPWHFKQHWZRUNLQGH[HVGRFXPHQWDWLRQ
KWWSGRFVRUDFOHFRPMDYDVHVSHFVMOVVHKWPO
5HFRPPHQGHGUHDGLQJ
KWWSZZZRUDFOHFRPWHFKQHWZRUNMDYDLQGH[
KWWSZZZPLQGYLHZLQFFRP
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
WHVW
ODERUDWRU\
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
'6SDWLDO'DWD9LVXDOLVDWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ0DUFLQ.XODZLDN
GULQĪ0DUFLQ.XODZLDN
6XEMHFWREMHFWLYHV
7KHJRDORIWKHOHFWXUHLVWRSUHVHQWDOJRULWKPLFDQGSURJUDPPLQJPHWKRGVRIWKUHHGLPHQVLRQDOYLVXDOL]DWLRQRI
VSDWLDOGDWD
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWFDQLPSOHPHQWWKUHHGLPHQVLRQDO
*HRJUDSKLF,QIRUPDWLRQ6\VWHPV
.B:
7KHVWXGHQWXQGHUVWDQGVWKHSULQFLSOHVRIWKUHH
GLPHQVLRQDOYLVXDOL]DWLRQRIVSDWLDOGDWD
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
2EMHFW2ULHQWHG3URJUDPPLQJ
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
'JUDSKLFVSLSHOLQH±UHYLHZRIKDUGZDUHDQGVRIWZDUH
&RRUGLQDWHV\VWHPVIRUVSDWLDOGDWD
7KHRU\RIYLHZSRLQWFDOFXODWLRQDQGFDPHUDQDYLJDWLRQ
&RRUGLQDWHV\VWHPVIRUVSDWLDOGDWD
6SDWLDOGDWDSURJUDPPLQJXVLQJ2SHQ*/VWDQGDUG
'JUDSKLFVLQ-DYDHQYLURQPHQW
'JUDSKLFVLQ:::EURZVHUV:HE*/&HVLXP
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
5LFKDUG6:ULJKW%HQMDPLQ/LSFKDN1LFKRODV+DHPHO2SHQ*/6XSHU%LEOH&RPSUHKHQVLYH7XWRULDODQG
5HIHUHQFH$GGLVRQ:HVOH\3URIHVVLRQDOHGLWLRQ$XJXVW
5HFRPPHQGHGUHDGLQJ
1$
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DERUDWRU\
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
%XLOGLQJDWKUHHGLPHQVLRQDOYLVXDOL]DWLRQRIGDWDYLDDQDJO\SKV
&UHDWLQJDWKUHHGLPHQVLRQDO*HRJUDSKLF,QIRUPDWLRQV\VWHPLQ:HEWHFKQRORJLHV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
,QIRUPDWLRQ9LVXDOL]DWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ-DFHN/HELHGĨ
GULQĪ-DFHN/HELHGĨ
6XEMHFWREMHFWLYHV
7KHSXUSRVHRIWKHFRXUVHLVWRIDPLOLDUL]HVWXGHQWVZLWKWKHPHWKRGVRILQIRUPDWLRQYLVXDOL]DWLRQ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWGHVLJQVH[DPLQHVWKHFRUUHFWQHVVDQG
FUHDWHVDIXQFWLRQDOVSHFLILFDWLRQRILQIRUPDWLRQ
V\VWHPV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWXVHVWHFKQRORJ\WRDFFHVVGDWDRSWLPL]HV
DSSOLFDWLRQSHUIRUPDQFHFDUULHVRXWDQ,7SURMHFW
XVLQJSUHFRPSRQHQWVDQGGHVLJQSDWWHUQV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWGHILQHVEDVLFFRQFHSWVRILQIRUPDWLRQ
YLVXDOLVDWLRQVROYHVEDVLFSUREOHPVRILQIRUPDWLRQ
YLVXDOLVDWLRQNQRZVWKHFRQFHSWVDQGSUREOHPVRI
LQIRUPDWLRQYLVXDOL]DWLRQNQRZVWKHSULQFLSOHVRI
SHUFHSWLRQDQGDFTXLVLWLRQRIPXOWLPHGLDGDWD
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
5XOHVRIFUHGLWIRUDFRXUVHELEOLRJUDSK\&RQFHSWRIYLVXDOL]DWLRQGDWDYLVXDOL]DWLRQVFLHQWLILFYLVXDOL]DWLRQ
([DPSOHVRIGDWDYLVXDOL]DWLRQDQGVFLHQWLILFYLVXDOL]DWLRQ+LVWRULFDOH[DPSOHVRIVXFFHVVIXOYLVXDOL]DWLRQ
3OD\IDLU¶VFKDUWV0LQDUG¶VPDS1LJKWLQJDOH¶VGLDJUDP6QRZ¶VPDS3UHVHQWH[DPSOHVRIVXFFHVVIXO
YLVXDOL]DWLRQ([DPSOHVRIXQVXFFHVVIXOLQFRUUHFWYLVXDOL]DWLRQ'DWDYLVXDOL]DWLRQ±GLIIHUHQWW\SHVRIGDWD
GLVFUHWHDQGFRQWLQXRXVRQHGLPHQVLRQDOWZRGLPHQVLRQDODQGPXOWLGLPHQVLRQDO*UDSKLFDOIRUPVGHGLFDWHGWR
GLIIHUHQWFDWHJRULHVRIUHODWLRQVKLSVDFFRUGLQJWRW\SHVDQGGLPHQVLRQDOLW\RIGRPDLQDQGUDQJH6WDQGDUG
W\SHVRIJUDSKLFDOIRUPVLQGDWDYLVXDOL]DWLRQNLQGVRIFKDUWVDQGPDSV([TXLVLWHPHWKRGVRIGDWD
YLVXDOL]DWLRQSHUFHQWLOHSORW7XNH\ER[SORWER[SHUFHQWLOHSORW+LVWRJUDPVFDWWHUSORWVFDWWHUSORWPDWUL[
³IORRGLQJ´3DUDOOHOFRRUGLQDWHSORWPRVDLFSORWVWDUSORWK\SHUER[PXOWLGLPHQVLRQDOLFRQV&KHUQRIIIDFHV
VWLFNILJXUHV(QKDQFHPHQWRIYLVXDOL]DWLRQ±UHDUUDQJHPHQWRIGDWD([DPSOHVRIUHDUUDQJHPHQWRIGDWD
WDEOHOHQVPRVDLFSORW/DQGVFDSHSUHVHQWDWLRQRIGDWDVHOHFWLYHPDQLSXODWLRQ6FLHQWLILFYLVXDOL]DWLRQ±
VWDWLFDQGG\QDPLFYLVXDOL]DWLRQYLVXDOL]DWLRQRIWLPHYLVXDOL]DWLRQRWKHUSDUDPHWHUVE\PHDQVRIWLPH
6WDQGDUGW\SHVRIJUDSKLFDOIRUPVLQVFLHQWLILFYLVXDOL]DWLRQWUHHGLDJUDPVJUDSKGLDJUDPVQHWZRUNGLDJUDPV
IORZFKDUWV6SHFLILFW\SHVRIJUDSKLFDOIRUPVLQVFLHQWLILFYLVXDOL]DWLRQHQJLQHHULQJGUDZLQJVH[SORGHGYLHZV
XQGHUJURXQGPDSVHWF6FLHQWLILFYLVXDOL]DWLRQLQFRPSXWHUVFLHQFH±YLVXDOSURJUDPPLQJ*UDSKLFDO
IRUPVGHGLFDWHGWRVRIWZDUHHQJLQHHULQJFODVVGLDJUDPVREMHFWGLDJUDPVXVHFDVHGLDJUDPVHWF9LVXDO
WRROVLQVRIWZDUHHQJLQHHULQJ9LVXDOL]DWLRQRIVHTXHQWLDODQGSDUDOOHODOJRULWKPVDQGSURFHVVHV([DPSOHRI
DOJRULWKPYLVXDOL]DWLRQ+XIIPDQFRGLQJ'RFXPHQWYLVXDOL]DWLRQTXHULHVLQYLVXDOL]DWLRQYLVXDOL]DWLRQRI
TXHULHV9LVXDOL]DWLRQLQKXPDQFRPSXWHULQWHUDFWLRQ±JUDSKLFDOXVHULQWHUIDFHLFRQVYLVXDOPHWDSKRUV
+LVWRU\RIHYROXWLRQRIJUDSKLFDOXVHULQWHUIDFH9LVXDOLQWHUIDFHGHVLJQ±UXOHV6FLHQWLILFYLVXDOL]DWLRQLQ
H[DFWVFLHQFHVLHPDWKHPDWLFVSK\VLFVDVWURQRP\±H[DPSOHV6FLHQWLILFYLVXDOL]DWLRQLQQDWXUHVFLHQFHV
LHFKHPLVWU\ELRORJ\PHGLFLQH±H[DPSOHV6FLHQWLILFYLVXDOL]DWLRQLQVRFLDOVFLHQFHVLHKLVWRU\
HFRQRPLFVVRFLRORJ\±H[DPSOHV9LVXDOSHUFHSWLRQDQDWRP\RIWKHKXPDQH\H±UHWLQDDQGSKRWRUHFHSWRU
FHOOVURGVDQGFRQHV&RORUSHUFHSWLRQ±WULFKURPDF\WKHRU\PHWDPHULVPFRORUPRGHOV6WHUHRSVLV
SHUVLVWHQFHRIYLVLRQ$SSOLFDWLRQVRIFRORULQYLVXDOL]DWLRQ$WWUDFWLQJRIYLVXDODWWHQWLRQXVHIXOILHOGRI
YLHZ7H[WXUHLQYLVXDOL]DWLRQ±*DERUPRGHO7UDSVRIYLVXDOL]DWLRQRSWLFDOLOOXVLRQV±UHDVRQVRIWKHLU
H[LVWHQFH([DPSOHVRISK\VLRORJLFDORSWLFDOLOOXVLRQV([DPSOHVRIFRJQLWLYHRSWLFDOLOOXVLRQV'LVFUHWH
LPDJHVLPDJHVDPSOLQJ±DOLDVLQJDQGDQWLDOLDVLQJ&RORUTXDQWL]DWLRQ±JDPPDFRUUHFWLRQKDOIWRQH
DSSUR[LPDWLRQGLWKHULQJHUURUGLIIXVLRQ6FDODUTXDQWL]DWLRQ±0D[/OR\GDOJRULWKP9HFWRUTXDQWL]DWLRQ±
VLPSOHPHWKRGVXQLIRUPDOJRULWKPSRSXODULW\DOJRULWKP0HWKRGVRIYHFWRUTXDQWL]DWLRQ.PHDQV/%*
DOJRULWKPKLHUDUFKLFDOFOXVWHULQJ2WKHUPHWKRGVRIYHFWRUTXDQWL]DWLRQPHGLDQFXWDOJRULWKPTXDQWL]DWLRQ
E\PHDQVRIRFWUHHDJJORPHUDWLYHFOXVWHULQJ
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
6SHQFH5,QIRUPDWLRQ9LVXDOL]DWLRQ'HVLJQIRU,QWHUDFWLRQQG(GLWLRQ3HDUVRQ(GXFDWLRQ:DUH
&,QIRUPDWLRQ9LVXDOL]DWLRQ7KLUG(GLWLRQ3HUFHSWLRQIRU'HVLJQ,QWHUDFWLYH7HFKQRORJLHV0RUJDQ.DXIPDQQ
5HFRPPHQGHGUHDGLQJ
)ROH\-'YDQ'DP$)HLQHU6.+XJKHV-):SURZDG]HQLHGRJUDILNLNRPSXWHURZHM:17:DUV]DZD
)ROH\-'YDQ'DP$)HLQHU6.+XJKHV-)&RPSXWHU*UDSKLFV3ULQFLSOHVDQG3UDFWLFH6HFRQG
(GLWLRQ$GGLVRQ:HVOH\5HDGLQJ=DEURG]NL-UHG*UDILNDNRPSXWHURZDPHWRG\LQDU]ĊG]LD:17
:DUV]DZD
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
6WDUSORW&KHUQRIIIDFHVFRQHWUHH
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
6HOHFWHG3UREOHPVLQ$OJRULWKPVDQG7HFKQRORJ\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GUKDELQĪ0LFKDá0DáDILHMVNL
GUKDELQĪ0LFKDá0DáDILHMVNL
6XEMHFWREMHFWLYHV
$FTXLULQJWKHDELOLW\WREXLOGDQGXVHPRGHOVRIGLVFUHWHRSWLPL]DWLRQDQGGHVLJQHIIHFWLYHVROXWLRQVH[DFWDQG
DSSUR[LPDWH
'DWDZ\GUXNX
6WURQD
] /HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWDQDO\]HVSUREOHPVDQGFUHDWHVDSSURSULDWH
PRGHOV6WXGHQWILQGVDSSURSULDWHDOJRULWKPLF
VROXWLRQ7KHVWXGHQWDQDO\]HVWKHDFFXUDF\TXDOLW\
DQGFRPSOH[LW\RIWKHUHVXOWLQJVROXWLRQV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B8
6WXGHQWILQGVWKHFRUUHFWDOJRULWKPLFVROXWLRQDOVR
ZLWKWKHKHOSRIDYDLODEOHVRIWZDUHWRROV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
>6.@$VVHVVPHQWRISURJUHVVRI
6WXGHQWFKRRVHVPHWKRGVRIWKHGHVLJQRIWKH
DOJRULWKPVXVLQJVSHFLILHGPHWKRGVRIFRQVWUXFWLRQ ZRUN
>68@$VVHVVPHQWRISUHVHQWDWLRQ
LQSDUWLFXODUG\QDPLFSURJUDPPLQJ
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWDSSOLHVPDWKHPDWLFDOPRGHOVWRWKHDQDO\VLV >6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
RILVVXHVUHODWHGWRLW
>68@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>6:@$VVHVVPHQWRISUHVHQWDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
'LVFUHWH0DWKHPDWLFV
'HVLJQDQG$QDO\VLVRI$OJRULWKPV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
6WURQD
] 6XEMHFWFRQWHQWV
'HVLJQDQGDQDO\VLVRIDOJRULWKPV
*UDSKPRGHOOLQJDQGLWVDSSOLFDWLRQV
&RORULQJSUREOHPVDQGLWVDSSOLFDWLRQV
'RPLQDWLQJSUREOHPVDQGLWVDSSOLFDWLRQV
&RPSXWDWLRQDOJHRPHWU\DQGLWVDSSOLFDWLRQV
([DFWDQGDSSUR[LPDWLRQDOJRULWKPVIRUVHOHFWHGJUDSKSUREOHPV
([DFWDQGDSSUR[LPDWLRQDOJRULWKPVIRUVHOHFWHGJHRPHWU\SUREOHPV
*URXSLQJDQGFOXVWHULQJSUREOHPV
&RPELQDWRULDODOJRULWKPV
$OJRULWKPVIRUWH[WSURFHVVLQJDQGDOJHEUDLFSUREOHPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
-DFRE(*RRGPDQ-RVHSK25RXUNH'LVFUHWHDQG&RPSXWDWLRQDO*HRPHWU\
9LMD\99D]LUDQL$SSUR[LPDWLRQ$OJRULWKPV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
(J]DPLQ
3UHVHQWDWLRQ
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
3K\VLFDO7UDLQLQJ,,
6XEMHFWFRGH
(&
)DFXOW\
$FDGHPLF6SRUWV&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
PJU.D]LPLHU]5R]ZDGRZVNL
PJU.D]LPLHU]5R]ZDGRZVNL
6XEMHFWREMHFWLYHV
$SSURYLQJRIKHDOWK\VW\OHRIOLIHE\PHDQVRISK\VLFDODFWLYLW\
'HYHORSLQJDFRUUHFWERG\SRVWXUHDQGEXLOGLQJXSSK\VLFDOILWQHVV
*HWWLQJWRNQRZEDVLFLQIRUPDWLRQDERXWVSRUWVGLVFLSOLQHV
8VLQJWKHDFTXLUHGNQRZOHGJHLQRUGHUWRFKRRVHWKHSURSHUSK\VLFDODFWLYLW\
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
6WXGHQWVDQDO\VHOHYHOVRIWKHLUILWQHVVDQGSODQ
WUDLQLQJVHQDEOLQJWKHPWRLPSURYHYDULRXVDVSHFWV
RIWKHLUPRWRULFFRQGLWLRQZKLFKJLYHVWKHPD
FKDQFHRISK\VLFDOUHOD[DWLRQ7KH\OHDUQWRGHVFULEH
EDVLFSK\VLRORJLFDOPHFKDQLVPVFRQQHFWHGZLWK
SK\VLFDOHIIRUW7KH\OHDUQWRDSSUHFLDWHWKH
LPSRUWDQFHRIXQGHUWDNLQJSK\VLFDOHIIRUWIRUWKHLU
KHDOWK7KH\GHPRQVWUDWHFKRVHQWHFKQLFDOHOHPHQWV
RISDUWLFXODUVSRUWVGLVFLSOLQHVWRFKRRVHIURP
DHURELFMXGREDVNHWEDOOKDQGEDOODWKOHWLFV
YROOH\EDOOIRRWEDOOVZLPPLQJVNLLQJWHQQLVWDEOH
WHQQLVURZLQJDQGVDLOLQJ7KH\OHDUQWRVZLPP
LQDFKRVHQVW\OH7KH\RUJDQL]HFDUU\RXWDQG
UHIHUHHVSRUWVFRPSHWLWLRQV6WXGHQWVRQD
GRFWRUVOHDYH7KH\FDUU\RXWKHDOWK
LPSURYHPHQWSODQ7KH\OHDUQWRGHVFULEHEDVLF
SK\VLRORJLFDOPHFKDQLVPVFRQQHFWHGZLWKSK\VLFDO
HIIRUW7KH\OHDUQWRDSSUHFLDWHWKHLPSRUWDQFHRI
XQGHUWDNLQJSK\VLFDOHIIRUWIRUWKHLUSK\VLFDO
FRQGLWLRQ7KH\RUJDQL]HFDUU\RXWDQGUHIHUHH
VSRUWVFRPSHWLWLRQV
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
D$VDWLVIDFWRU\SK\VLFDOFRQGLWLRQDOORZLQJWRSDUWLFLSDWHLQSK\VLFDOH[HUFLVHVFHUWLILHGE\DPHGLFDOFKHFNXS
E,QFDVHRIVWXGHQWVXQDEOHWRSDUWLFLSDWHLQFODVVHVDGRFWRU¶VOHDYHDVUHTXHVWHGKWWSZZZFVDSJJGDSO
LPDJHVVWRULHVZDUXQNL]DOLF]HQLDSGI
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,7UDLQLQJPRWRULFDELOLWLHV,,7HDFKLQJJHQHUDOILWQHVVVNLOOV,,,7HDFKLQJDQGLPSURYLQJWHFKQLFDOHOHPHQWV,9
7HDFKLQJDQGLPSURYLQJWDFWLFHOHPHQWV9*DPHUXOHVDQGUXGLPHQWVRIRUJDQL]LQJVSRUWVFRPSHWLWLRQV9,5XOHV
RIRUJDQL]LQJVSRUWVWUDLQLQJ9,,3K\VLRORJLFDOPHFKDQLVPVGXULQJSK\VLFDOHIIRUW6WXGHQWVRQDGRFWRU¶VOHDYH,
*DPHUXOHVDQGUXGLPHQWVRIRUJDQL]LQJVSRUWVFRPSHWLWLRQV,,5XOHVRIRUJDQL]LQJVSRUWVWUDLQLQJ,,,
3K\VLRORJLFDOPHFKDQLVPVGXULQJSK\VLFDOHIIRUW,9&DUU\LQJRXWKHDOWKLPSURYHPHQWSODQ
'DWDZ\GUXNX
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$MRLQWSXEOLFDWLRQHGLWHGE\.U]\V]WRI.DV]XED3LRWU%XOLĔVNLDQG.D]LPLHU]5R]ZDGRZVNLHQWLWOHG
9DGHPHFXPRISK\VLFDOHGXFDWLRQIRUWKHVWXGHQWVRI*GDĔVN8QLYHUVLW\RI7HFKQRORJ\*GDĔVN
6\OODEXVZRUNHGRXWE\WKHWHDFKHUVFRDFKHV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
$FLWLYHSDUWLFLSDWLRQLQFODVVHV
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
:KLFKWUDLQLQJVWDJHJRHVILUVWZKHQZHVWDUWSUDFWLVLQJVSRUW"
:KDWLV'206"
:KLFKFRXQWU\KHOGWKHILUVWIRRWEDOOJDPHV"
:KRLQYHQWHGEDVNHWEDOO":KHUHZDVLW"
/LVWWKHPDUNLQJVRIVNLLQJURXWHVUDQJLQJWKHPIURPWKHHDVLHVWWRWKHPRVWGLIILFXOWRQHV
/LVWWKHNLQGVRIDWKOHWLFVHYHQWV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
$SSOLFDWLRQ6RIWZDUH(QJLQHHULQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7RPDV]']LXELFK
PJULQĪ0DUHN'RZQDU
PJULQĪ.U\VW\QD']LXELFK
PJULQĪ:DOGHPDU.RUáXE
GULQĪ7RPDV]']LXELFK
6XEMHFWREMHFWLYHV
8QGHUVWDQGLQJWKHPHFKDQLVPVDQGWRROVIRUGHYHORSLQJZHEDSSOLFDWLRQV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWNQRZVEDVLF,QWHUQHWSURWRFROVDQG
SURFHVVLQJPRGHOV6WXGHQWOLVWVDQGGHPRQVWUDWHV PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
FOLHQWDQGVHUYHUWHFKQRORJLHV;+70/'+70/
6LOYHUOLJKW&*,3+36WXGHQWNQRZVRSHUDWLRQVDQG
IXQFWLRQVRIZHOONQRZZZZVHUYHUV6WXGHQW
LPSOHPQWVVLPSOHZHEDSSOLFDWLRQV
.B8
6WXGHQWNQRZVEDVLF,QWHUQHWSURWRFROVDQG
SURFHVVLQJPRGHOV6WXGHQWNQRZVRSHUDWLRQVDQG
IXQFWLRQVRIZHOONQRZZZZVHUYHUV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
:::HQYLURQPHQWDVH[DPSOHFOLHQWVHUYHUDUFKLWHFWXUH0XOWLOD\HUHGPRGHORI:::SRUWDO:::
DSSOLFDWLRQVGHYHORSLQJPXOWLOD\HUDQGKHWHURJHQHRXVDSSOLFDWLRQV,QWHUQHWSURWRFROV+773+773VHUYHUV
,QWHUQHWSURWRFROV)736073,QWHUQHWSURWRFROV+7736&OLHQWVLGHWHFKQRORJLHV;+70/DVD
ODQJXDJHVWDQGDUGIRULQWHUQHWDSSOLFDWLRQV'+70/&RUH'20LQ+70/GRFXPHQWV'+70/HYHQWV
KDQGOHULQ'206FDODEOH9HFWRU*UDSKLFV6HUYHUVLGHWHFKQRORJLHV&*,)DVW&*,66,WHFKQLTXHV
+773VWDWHOHVVSUREOHPVHVVLRQ&RRNLHVFDFKHPHPRU\EXIIHULQ+773VHUYHUVDQGEURZVHUV3UR[\
VHUYHUV3+3EDVLFV:HEDQG$-$;
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
/6KNODU55RVHQ:HE$SSOLFDWLRQ$UFKLWHFWXUH3ULQFLSOHV3URWRFROVDQG3UDFWLFHVQGHG:LOH\
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
1HWZRUNV0DQDJHPHQW
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ7RPDV]*LHUV]HZVNL
GULQĪ7RPDV]*LHUV]HZVNL
6XEMHFWREMHFWLYHV
7KHSXUSRVHRIWKHFRXUVHLVWRLQWURGXFHWKHRUHWLFDODQGSUDFWLFDOVHFXUHPHFKDQLVPVIRUFRPSXWHUQHWZRUN
PDQDJHPHQW
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWKDVWKHDELOLW\WRDFFHVVDQHWZRUNUHPRWHO\ >68@$VVHVVPHQWRISUHVHQWDWLRQ
LQVHYHUDOZD\VDQGSURSRVHVDVFHQDULRIRUVHFXUH
LQWHUQHWZRUNLQWHJUDWLRQ
.B8
6WXGHQWLVDEOHWRSURYLGHYLWDOFRPSXWHUQHWZRUN
VHUYLFHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWNQRZVDQGDSSOLHVFRPSOH[VHFXULW\
VROXWLRQV6,(0WUDIILFFDSWXUHDQGDQDO\VLV66/
LQVSHFWLRQDQGDSSOLFDWLRQILUHZDOOV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
6WXGHQWVVKRXOGNQRZWKHEDVLFVRI,7V\VWHPVVHFXULW\
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
1HWZRUNPDQDJHPHQWUHTXLUHPHQWV1HWZRUNPDQDJHPHQWIXQGDPHQWDOV&RQWURODQGPRQLWRULQJ
0DQDJHPHQWIXQFWLRQDODUHDV)&$362EMHFWRULHQWHGPDQDJHPHQWLQIRUPDWLRQPRGHO$61DQG%(5
VWDQGDUGV*'020RGHORIPDQDJHPHQWREMHFWGHILQLWLRQ6WUXFWXUHRIPDQDJHPHQWLQIRUPDWLRQ
0DQDJHPHQWLQIRUPDWLRQEDVH0,%,DQG0,%,,5HPRWHQHWZRUNPRQLWRULQJ'DWDFDSWXUH$ODUPVDQG
ILOWHUV5021,DQG5021,,SURWRFROV1HWZRUNPDQDJHPHQWEDVHGRQ6103YSURWRFRO6103Y
SURWRFRO5HPDUNVRQ6103Y6\VWHPVVXSSRUWLQJQHWZRUNPDQDJHPHQW
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:6WDOOLQJV3URWRNRá\6103L5021+HOLRQ*OLZLFH
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
0DQDJHPHQWRI'DWDEDVH6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
1DPHRIOHFWXUHU
GULQĪ$JQLHV]ND/DQGRZVND
GULQĪ$JQLHV]ND/DQGRZVND
6XEMHFWREMHFWLYHV
6XEMHFWDLPVDWSUDFWLFDONQRZOHGJHDQGVNLOOVRIGDWDEDVHV\VWHPVDGPLQLVWUDWLRQLQFOXGLQJVHFXULW\HIILFLHQF\
DQGVDIHW\PDQDJHPHQW
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWZLOOJHWIDPLOLDUZLWKGDWDEDVH
DGPLQLVWUDWLRQWDVNVSUDFWLFH2UDFOHGDWDEDVH
LQVWDOODWLRQVNLOOVSUDFWLFHGDWDEDVHDQGLQVWDQFH
PDQDJHPHQWVNLOOVSUDFWLFHXVHUPDQDJHPHQW
VNLOOVSUDFWLFHSHUIRUPDQFHDQDO\VLVDQGWXQLQJ
VNLOOVSUDFWLFHGDWDEDVHEDFNXSDQGUHFRYHU\
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWZLOOJHWIDPLOLDUZLWKGDWDEDVH
DGPLQLVWUDWLRQWDVNVSUDFWLFH2UDFOHGDWDEDVH
LQVWDOODWLRQVNLOOVSUDFWLFHGDWDEDVHDQGLQVWDQFH
PDQDJHPHQWVNLOOVSUDFWLFHXVHUPDQDJHPHQW
VNLOOVSUDFWLFHSHUIRUPDQFHDQDO\VLVDQGWXQLQJ
VNLOOVSUDFWLFHGDWDEDVHEDFNXSDQGUHFRYHU\
VNLOOV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,QWURGXFWLRQWRGDWDEDVHV\VWHPVPDQDJHPHQW'%$WDVNV'DWDEDVHV\VWHPDUFKLWHFWXUHDQH[DPSOHRI
2UDFOH'%060DQDJHPHQWRIORJLFDODQGSK\VLFDOGDWDEDVHVWUXFWXUHV'DWDEDVHV\VWHPVHFXULW\SULYLOHJHV
UROHVDQGXVHUV'DWDEDVHV\VWHPVHFXULW\FUHDWLQJDUFKLYHVDQGUHVWRULQJ'DWDEDVHV\VWHPVHFXULW\
UHSOLFDWLRQ'DWDEDVHV\VWHPSHUIRUPDQFHWUDFNLQJ'DWDEDVHV\VWHPSHUIRUPDQFHGDWDEDVHWXQLQJ
FDSDFLW\SODQQLQJ'DWDEDVHV\VWHPSHUIRUPDQFHTXHU\RSWLPL]DWLRQPHFKDQLVPV'DWDEDVHV\VWHP
SHUIRUPDQFHFOXVWHUV'LVWULEXWHGGDWDEDVHVPDQDJHPHQWSDUWLWLRQLQJ'LVWULEXWHGGDWDEDVHV
RSWLPL]DWLRQ'DWDEDVHV\VWHPVPLJUDWLRQODUJHGDWDVHWVORDGLQJ)DLOXUHPRGHOVRIGDWDEDVHV\VWHPV
DQGUHVWRUHSURFHVVHV%XJWUDFNLQJDQGSUREOHPVROYLQJ$XWRPDWLRQRI'%$WDVNV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:\NáDG&KULVWLDQ$QWRJQLQL7URXEOHVKRRWLQJ2UDFOH3HUIRUPDQFH$SUHVV(ONH3KHOSV3DXO-DFNVRQ
2UDFOH$SSOLFDWLRQV'%$)LHOG*XLGH$SUHVV5RQ%HQ1DWDQ+2:726HFXUHDQG$XGLW2UDFOHJDQG
J7D\ORU)UDQFLV*URXS6DP5$ODSDWL([SHUW2UDFOH'DWDEDVHJ$GPLQLVWUDWLRQ$SUHVV
/DERUDWRULXP2UDFOH'RFXPHQWDWLRQ/LEUDU\J'D\'%$2UDFOH'RFXPHQWDWLRQ/LEUDU\J
$GPLQLVWUDWRUV*XLGH2UDFOH'RFXPHQWDWLRQ/LEUDU\J,QVWDODWLRQ*XLGH2UDFOH'RFXPHQWDWLRQ/LEUDU\
J3HUIRUPDQFH7XQLQJ*XLGH
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'DWDZ\GUXNX
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
6WURQD
] 6XEMHFWQDPH
/LQHDU$OJHEUDDQG$QDO\WLF*HRPHWU\
6XEMHFWFRGH
(:
)DFXOW\
0DWKHPDWLFV7HDFKLQJDQG'LVWDQFH/HDUQLQJ&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
([FHUFLHVH
&RQVXODWLRQ
SZ
/HFWXUHVWXGLHV
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GU$QQD1LHZXOLV
GU$QQD1LHZXOLV
6XEMHFWREMHFWLYHV
6WXGHQWVREWDLQFRPSHWHQFHLQWKHUDQJHRIXVLQJPHWKRGVRIOLQHDUDOJHEUDDQGNQRZOHGJHKRZWRVROYHVLPSOH
SUREOHPVWKDWFDQEHIRXQGLQWKHILHOGRIHQJLQHHULQJ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B:
6WXGHQWPHQWLRQVWKHEDVLFDOJHEUDLFVWUXFWXUHV
6WXGHQWXVHVWKHEDVLFRSHUDWLRQVRQFRPSOH[
QXPEHUV6WXGHQWGHWHUPLQHVWKHUHDODQGFRPSOH[
URRWVRISROLQRPLDOV6WXGHQWFDOFXODWHVWKH
GHWHUPLQDQWVDQGVROYHVPDWUL[HTXDWLRQV6WXGHQW
VROYHVV\VWHPVRIOLQHDUHTXDWLRQV6WXGHQW
DQDO\VHVDWDVNVIURPDQDOLW\FDOWKUHGLPHQVLRQDO
JHRPHWU\
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
%LQDU\RSHUDWLRQV*URXSVULQJVDQGILHOGV0RGXODUDULWKPHWLF
&RPSOH[QXPEHUV*HRPHWULFLQWHUSUHWDWLRQ%DVLFRSHUDWLRQV3RODUDQGH[SRWHQWLDOIRUP
1DWXUDOSRZHUDQGQWKURRWRIFRPSOH[QXPEHU
7KHSRO\QRPLDOULQJ5RRWVRISRO\QRPLDOV+RUQHU¶VVFKHPH)XQGDPHQWDOWKHRUHPRIDOJHEUD
0DWULFHVDQGGHWHUPLQDQWV0DWULFHVRSHUDWLRQV,QYHUWLEOHPDWULFHV/DSODFH¶VIRUPXODIRUGHWHUPLQDQWV
3URSHUWLHVRIGHWHUPLQDQWV
0HWKRGVRIPDWUL[LQYHUVLRQ
6\VWHPVRIOLQHDUHTXDWLRQV&UDPHU¶VWKHRUHP
5DQNRIPDWUL[.URQHFNHU&DSHOO\WKHRUHP*DXVV-RUGDQHOLPLQDWLRQ
7KUHHGLPHQVLRQDOJHRPHWU\&DUWHVLDQFRRUGLQDWHV\VWHP'RWFURVVDQGVFDODUWULSOHSURGXFWV/LQHVDQG
SODQHVLQWKUHHGLPHQVLRQDOVSDFH
%DVLFJHRPHWULFWUDQIRUPDWLRQVRQDSODQHDQGVSDFH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7-XUOHZLF]=6NRF]\ODV$OJHEUDLJHRPHWULDDQDOLW\F]QD'HILQLFMHWZLHUG]HQLDLZ]RU\2ILF\QD
Z\GDZQLF]D*L6
7-XUOHZLF]=6NRF]\ODV$OJHEUDLJHRPHWULDDQDOLW\F]QD3U]\NáDG\L]DGDQLD2ILF\QDZ\GDZQLF]D*L6
5HFRPPHQGHGUHDGLQJ
-7RSS$OJHEUDOLQLRZD:\GDZQLFWZR3*
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
)LQDOFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'LVFXVVWKHH[LVWHQFHRIWKHVROXWLRQIRUWKHJLYHQV\VWHPRIOLQHDUHTXDWLRQV
'LVFXVVWKHUHODWLRQEHWZHHQWZRJLYHQOLQHVODQGO
'LVFXVVWKHUHODWLRQEHWZHHQWKHOLQHODQGWKHSODQH6
6KRZWKDWWKHSRLQWV$%&'GRQRWOLHLQDSODQH
)LQGDQHTXDWLRQIRUWKHSODQHVDWLVI\LQJWKHJLYHQFRQGLWLRQV
DSDVVHVWKURXJKWKH]D[LVDQGWKHSRLQW3
ESDVVHVWKURXJKWKHSRLQW3DQGLVSHUSHQGLFXODUWRWKHOLQHO
)LQGDOOHLJHQYDOXHVDQGDVVRFLDWHGHLJHQYHFWRUVRIWKHPDWUL[$
)LQGWKHUDQNRIWKHPDWUL[$
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
$OJRULWKPVDQG'DWD6WUXFWXUHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
([DP
SZ
/DERUDWRULHVSUHSDUDWLRQ
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ.U]\V]WRI0DQXV]HZVNL
GULQĪ.U]\V]WRI0DQXV]HZVNL
6XEMHFWREMHFWLYHV
0DMRUJRDOLVLQWURGXFWLRQWRDOJRULWKPVDQGGDWDVWUXFWXUHV'XULQJWKHFRXUVHWKHUHDUHSUHVHQWHGVRPHEDVLF
GDWDVWUXFWXUHVDQGEDVLFDOJRULWKPVIURPYDULRXVGRPDLQV3UHVHQWHGDUHWUHHGDWDVWUXFWXUHVKDVKWDEOHV
EDODQFHGWUHHV%WUHHVDQGMRLQDEOHKHDSV'XULQJWKHFRXUVHWKHUHDUHSUHVHQWHGEDVLFLGHDVDERXWFRQVWUXFWLRQ
RIDOJRULWKPV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
VNLOOVLQDUHDVRISUREOHPDQDO\VLVDQGPRGHO
FUHDWLRQNQRZOHGJHDERXWEDVLFGDWDVWUXFWXUHV
DELOLW\WRXQGHUVWDQGLQJDQGLPSOHPHQWDWLRQ
DOJRULWKPVRIYDULRXVFRPSOH[LW\XQGHUVWDQGLQJ
GLIIHUHQFHEHWZHHQH[DFWDOJRULWKPDQGKHXULVWLF
XQGHUVWDQGLQJWKHFRQFHSWRIFRPSXWDWLRQDO
FRPSOH[LW\
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
NQRZOHGJHDERXWPHWKRGVIRUSXUSRVHRIDOJRULWKPV >6.@$VVHVVPHQWRISURJUHVVRI
FRQVWUXFWLRQDQDO\VLVDQGUDWLQJ6NLOOVLQDUHDRI ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
VHOHFWLRQDOJRULWKPVIRUSDUWLFXODUSUREOHPV
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
.QRZOHGJHDERXWIXQGDPHQWDOVRISURJUDPPLQJ
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
6FKHPDRISUREOHPVROXWLRQDQDO\VLVRIVLWXDWLRQDQGDQDO\VLVRIJRDOLPSDFWRIPRGHORQVROXWLRQ
$OJRULWKPLFSUREOHPVDOJRULWKPVQRWDWLRQDQDO\VLVFRUUHFWQHVVVWRS
(VWLPDWLRQRIIXQFWLRQJURZWK2QRWDWLRQWLPHYVFRPSOH[LW\
([DPSOHVLIUHFXUVLRQLWHUDWLRQUHFXUVLYHDQGLWHUDWLYHDOJRULWKPV
%UXWHIRUFHPHWKRGKHXULVWLFPHWKRG'\QDPLFSURJUDPPLQJ
([DPSOHVRIUHFXUVLRQIRUDOJRULWKPVEDVHGRQVWUDWHJ\GLYLGHDQGFRQTXHU
%DVLFGDWDVWUXFWXUHVOLVWTXHXHVWDFNDQGPHWKRGVRIWKHLUUHDOL]DWLRQ
6LPSOHVRUWLQJDOJRULWKPVLQVHUWLRQVHOHFWLRQFKDQJH%LQDU\VHDUFK
6RUWLQJDOJRULWKPVEDVHGRQVWUDWHJ\GLYLGHDQGFRQTXHU
+HDSVRUW%XFNHWVRUWDQGSRVLWLRQDOVRUW6HDUFKIRUNWKPLQLPDOHOHPHQW
$GUHVVLQJDQGKDVKLQJIXQFWLRQV7UHHVDQGDOJRULWKPVIRUWUHHV%)6')6(OHPHQWDU\JUDSKDOJRULWKPV
%LQDU\VHDUFKWUHHVSULRULW\TXHXHV5HGEODFN´WUHHV%7UHHV
*UDSKUHSUHVHQWDWLRQWKHVKRUWHVWSDWKLQJUDSKV'LMNVWUD6SDQQLQJWUHHLQJUDSKV3ULPDQG.UXVNDO
DOJRULWKPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7&RUPHQ,QWURGXFWLRQWRDOJRULWKPV0,7
5HFRPPHQGHGUHDGLQJ
KWWSHQZLNLSHGLDRUJZLNL/LVWBRIBDOJRULWKPV
KWWSHQZLNLSHGLDRUJZLNL/LVWBRIBGDWDBVWUXFWXUHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/$%LPSOHPHQWDWLRQRILWHUDWLYHDQGUHFXUVLYHDSSURDFKHVLPSOHPHQWDWLRQRIVLPSOHVRUWLQJPHWKRGVKDVK
WDEOHVVROXWLRQIRUNQDSVDFNSUREOHP
352-,PSOHPHQWDWLRQ213EDVHGFDOFXODWRUIRUVWULQJRSHUDWLRQVLPSOHPHQWDWLRQ0,QLPD[IRUVLPSOHJDPHV
/DQJXDJHRI
LQVWUXFWLRQV
'DWDZ\GUXNX
3ROLVK
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] :RUNSODFHPHQW
'DWDZ\GUXNX
1RWDSSOLFDEOH
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
$OJRULWKPVDQG'DWD6WUXFWXUHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
/HFWXUHVWXGLHV
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ.U]\V]WRI2FHWNLHZLF]
GULQĪ.U]\V]WRI2FHWNLHZLF]
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRWHDFKVWXGHQWVVNLOOVDQGSUHVHQWQHFHVVDU\WRROVWRHYDOXDWHWKHHIIHFWLYHQHVVRID
H[LVWLQJFRGHDQGWRHIILFLHQWO\VROYHVLPSOHDOJRULWKPLFSUREOHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
DQDO\]HVSUREOHPVDQGGHYHORSDSSURSULDWHPRGHOV >68@$VVHVVPHQWRIWDVNIXOILOPHQW
GDWDVWUXFWXUHVDQGKHXULVWLFDOJRULWKPVHYDOXDWHV
WKHLUFRPSXWDWLRQDOFRPSOH[LW\LVHVWLPDWHVHUURUVRI
WKHREWDLQHGVROXWLRQV
.B:
VWXGHQWNQRZVFRPELQDWRULDORSWLPL]DWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
DOJRULWKPVPHWKRGVIRUFRQVWUXFWLQJDQGDQDO\]LQJ PHWKRGVDQGWRROV
DOJRULWKPVLQFOXGLQJGLVFUHWHRQHVVWXGHQWDQDO\]HV >68@$VVHVVPHQWRIWDVNIXOILOPHQW
SUREOHPVDQGLVDEOHWRSURGXFHSURSHUPRGHOVGDWD
VWUXFWXUHVDQGKHXULVWLFDOJRULWKPVHYDOXDWHVWKHLU
FRPSXWDWLRQDOFRPSOH[LW\HVWLPDWHVHUURUVRI
REWDLQHGVROXWLRQV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
EDVLFNQRZOHGJHRI&ODQJXDJH
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
1RUHFRPPHQGDWLRQV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWRFRPSXWDWLRQDOFRPSOH[LW\
%DVLFWHUPV
%DVLFGDWDVWUXFWXUHV
$UUD\V
5HFXUVLYHGDWDVWUXFWXUHV
6WDFNVDQGTXHXHV
6LPSOHDUUD\VRUWLQJ%LQDU\VHDUFK
4XLFNVRUWKHDSVRUW
2UGHUVWDWLVWLF
/LQHDUWLPHVRUWLQJ
/LVWVRUWLQJ
%LQDU\VHDUFKWUHHV
'LFWLRQDU\WUHHV
5HGEODFNWUHHV%WUHHV
([LWHQGLQJELQDU\WUHHV
%LQRPLDOKHDSV
)LERQDFFLKHDSV
&RQVWUXFWLRQRIDOJRULWKPV
6HOHFWHGJUDSKDOJRULWKPV
%DVLFWH[WDOJRULWKPV
+DVKWDEOHV
'LUHFWDGGUHVVLQJ
&ROOLVLRQUHVROXWLRQ
+DUGFRPSXWDWLRQDOSUREOHPV
,QWURGXFWLRQWRJHQHUDOKHXULVWLFV
'LVMRLQWVHWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7&RUPHQLLQ,QWURGXFWLRQWRGDWDVWUXFWXUHV´
/%DQDFKRZVNLLLQ³$OJRU\WP\LVWUXNWXU\GDQ\FK´
1:LUWK³$OJRULWKPVGDWDVWUXFWXUHV FRPSXWHUSURJUDPV´
5HFRPPHQGHGUHDGLQJ
/%DQDFKRZVNLLLQ³$QDOL]DDOJRU\WPyZLVWUXNWXUGDQ\FK´
06\VáRLLQ³$OJRU\WP\RSW\PDOL]DFMLG\VNUHWQHM´
.U]\V]WRI*RF]\áD³6WUXNWXU\GDQ\FK´
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/HFWXUH
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
'DWDEDVHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ$XJXVW5DPV
GULQĪ$XJXVW5DPV
6XEMHFWREMHFWLYHV
7RIDPLOLDUL]HVWXGHQWVZLWKFUHDWLQJDQGPDQDJHPHQWRIUHODWLRQDOGDWDEDVHV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWXVHV(QWLW\5HODWLRQVKLS0RGHOOLQJLQ
UHDOOLIHDSSOLFDWLRQDV,VDEOHWRFUHDWHSURSHU
UHODWLRQDOGDWDEDVHVFKHPDV+HFDQQRUPDOL]H
GDWDEDVHVFKHPDVZKHQHYHUQHFHVVDU\,VDEOHWR
TXHU\UHODWLRQDOGDWDEDVHVXVLQJ64/+HXVHV
WUDQVDFWLRQDOSURFHVVLQJRQDSSULRSULDWHOHYHORI
LVRODWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWFUHDWHVGDWDEDVHDSSOLFDWLRQVWKDWXVH
DXWKRUL]HGDFFHVVWRGDWD
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWFDQDSSO\64/FRPPDQGVDQGHOHPHQWVRI >68@$VVHVVPHQWRIDELOLW\WRXVH
WKHGDWDEDVHVWUXFWXUHYLHZVWRGLYHUVLI\DFFHVVWR PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
GDWD
DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
'DWDEDVHV\VWHPDUFKLWHFWXUH
)XQFWLRQVRID'DWDEDVH0DQDJHPHQW6\VWHP'%06
(QWLW\VHWVHQWLW\DWWULEXWHVHQWLW\NH\VUHODWLRQVKLSV
(QWLW\UHODWLRQVKLSGLDJUDPV(5'VJHQHUDOFRQFHSWV
&UHDWLQJHQWLW\UHODWLRQVKLSVGLDJUDPV5DODWLRQDOGDWDEDVHGHILQLWLRQV
,QWHJULW\UXOHVHQLWLW\LQWHJULW\UHIHUHQWLDOLQWHJULW\
)URPDQHQWLW\UHODWLRQVKLSGLDJUDPWRDUHODWLRQDOGDWDEDVHVFKHPD
5HODWLRQDODOJHEUDVHWWKHRUHWLFRSHUDWRUV
5HODWLRQDODOJHEUDUHODWLRQDORSHUDWRUV
64/DQRYHUYLHZRULJLQVVWDQGDUGV
&UHDWLQJWDEOHV
3RSXODWLQJWDEOHVZLWKGDWD
6LPSOHTXHULHV
64/H[SUHVVLRQVVLPSOHDQGFRQGLWLRQDO
4XHULHVZLWKDJJUHJDWHIXQFWLRQV
4XHULHVZLWKJURXSLQJ
4XHULHVZLWKMRLQV
4XHULHVZLWKRXWHUMRLQV
1HVWHGTXHULHV
4XHULHVIRU83'$7(VGHOHWHVDQGEXONLQVHUWV
9LHZVRSHUDWLRQVRQYLHZVXSGDWDEOHYLHZV
&XUVRUVVHTXHQWLDOSURFHVVLQJRITXHU\UHVXOWV
1RUPDOL]DWLRQRIUHODWLRQDOGDWDEDVHVQGDQGUGQRUPDOIRUP
%R\FH&RGGQRUPDOIRUP
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 1RUPDOL]DWLRQRIUHODWLRQDOGDWDEDVHVWKDQGWKQRUPDOIRUP
7UDQVDFWLRQDOSURFHVVLQJLQGDWDEDVHVEDVLFV
,VRODWLRQOHYHOVLQWUDQVDFWLRQV
7UDQVDFWLRQDOSURFHVVLQJDQG64/VWDQGDUGV
5XOHVIRUGHYHORSPHQWRIFRUUHFWGDWDEDVHDSSOLFDWLRQVLQFRQFXUUHQWHQYLURQPHQWV
,GHQWLILFDWLRQDXWKHQWLFDWULRQDQGDXWKRUL]DWLRQLQGDWDEDVHV
$XWKRUL]DWLRQRI64/RSHUDWLRQVRQGDWDYLHZV*5$17DQG5(92.(VWDWHPHQWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
3%H\QRQ'DYLHV6\VWHP\ED]GDQ\FK:17
&-'DWH:SURZDG]HQLHGRV\VWHPyZED]GDQ\FK:17
0*UXEHU64/Z\GDQLHGUXJLH+HOLRQ
.*RF]\áD$/DQGRZVND03LHFKyZND%D]\GDQ\FK0DWHULDá\GRZ\NáDGX*GDĔVN
0DWHULDOV764/BSRGVWDZ\SGIRQWKHFRXUVHKRPHSDJH
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3UDFWLFDOH[HUFLVH
3UHVHQFH
:ULWWHQWHVW
3HUFHQWDJHRIWKHILQDO
JUDGH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
&UHDWLQJDUHODWLRQDOGDWDEDVHVFKHPDEDVHGRQWKHHQWLW\UHODWLRQVKLSGLDJUDP
9HULILFDWLRQQRUPDOIRUPRIWKHGDWDEDVH
'HYHORSLQJ64/FRPPDQGVIRUFUHDWLQJDQGPRGLI\LQJREMHFWVLQDUHODWLRQDOGDWDEDVH
'HYHORSLQJ64/FRPPDQGVWRREWDLQGDWDIURPDUHODWLRQDOGDWDEDVH
/DQJXDJHRI
LQVWUXFWLRQV
'DWDZ\GUXNX
3ROLVK
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] :RUNSODFHPHQW
'DWDZ\GUXNX
1RWDSSOLFDEOH
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
.QRZOHGJH%DVHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ:RMFLHFK:DORV]HN
GULQĪ:RMFLHFK:DORV]HN
PJULQĪ$OHNVDQGHU:DORV]HN
6XEMHFWREMHFWLYHV
7KHJRDORIWKHFRXUVHWRIDPLOLDUL]HWKHVWXGHQWVZLWKWKHQRWLRQRIRQWRORJLHVIRUPDOVSHFLILFDWLRQVRIYDULRXV
GRPDLQRILQWHUHVWDQGWRSUHVHQWWKHPZLWKWHFKQLTXHVFRQQHFWHGZLWKVHPDQWLFSURFHVVLQJRI,QWHUQHWGDWD
6HPDQWLF:HELQLWLDWLYH
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
$6WXGHQWIRUPDOO\YHULILHVDPRGHORIVRPHGRPDLQ >68@$VVHVVPHQWRIDELOLW\WR
RILQWHUHVW$6WXGHQWGHVLJQVRQWRORJ\TXHULHVIRUD DQDO\]HLQIRUPDWLRQ
VHWRIFRPSHWHQF\TXHVWLRQ$6WXGHQWGHVLJQV5') >68@$VVHVVPHQWRIWDVNIXOILOPHQW
TXHULHVIRUSURFHVVLQJJUDSKRUJDQL]HGVHPDQWLF
GDWD
.B:
$6WXGHQWH[SODLQVEDVLFUDWLRQDOHEHKLQG'HVFULSWLRQ
/RJLFVDQGLWVUHODWLRQVKLSWR)LUVW2UGHU/RJLF$
6WXGHQWGHILQHVEDVLFQRWLRQVRI'HVFULSWLRQ/RJLFV$
6WXGHQWSUHVHQWVDVVXPWLRQVEHKLQG6HPDQWLF:HE
LQLWLDWLYH$6WXGHQWGHPRQVWUDWHVKRZWRXVHEDVLF
6HPDQWLF:HEVWDQGDUGV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
,QWURGXFWLRQWR.QRZOHGJH0DQDJHPHQW0HWKRGVRI.QRZOHGJH5HSUHVHQWDWLRQ)LUVW2UGHU/RJLFVDQGLWV
5ROHLQ.QRZOHGJH5HSUHVHQWDWLRQ5XOHVDV.RQZOHGJH5HSUHVHQWDWLRQ7RROV(DUO\0HWKRGVRI2QWRORJLFDO
.QRZOHGJH5HSUHVHQWDWLRQ6HPDQWLF:HE,QLWLDWLYH5')*UDSKV2:/DQGLWV6XEODQJXDJHV'HVFULSWLRQ
/RJLFV%DVLFV5HYLHZRI'HVFULSWLRQ/RJLFVDQG,QWHUSUHWDWLRQV'HVFULSWLRQ/RJLFV2QWRORJLHV2QWRORJ\
(QJLQQHULQJ,QWHJUDWLQJ2:/DQG5XOHV5HYLHZRI2QWRORJ\(QJLQHHULQJ,VVXHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
)UDQ]%DDGHUHWDO7KH'HVFULSWLRQ/RJLF+DQGERRN7KHRU\,PSOHPHQWDWLRQDQG$SSOLFDWLRQV&DPEULGJH
8QLYHUVLW\3UHVV6WHIIHQ6WDDE5XGL6WXGHU+DQGERRNRQ2QWRORJLHV6SULQJHU9HUODJ5RQDOG-
%UDFKPDQ+HFWRU-/HYHVTXH.QRZOHGJH5HSUHVHQWDWLRQDQG5HDVRQLQJ(OVHYLHU
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
7HVWDIWHUOHFWXUHV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'HVLJQLQJDQH[HPSODU\RQWRORJ\
)RUPXODWLRQRIFRPSHWHQF\TXHVWLRQDQGVROYLQJUHDVRQLQJSUREOHPV
([WUDFWLRQRILQIRUPDWLRQIURP:LNLSHGLDZLWKXVHRI63$54/TXHULHV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
6HFXULW\RI&RPSXWHU6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
SZ
/HFWXUHVWXGLHV
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ3LRWU6]SU\QJLHU
GULQĪ3LRWU6]SU\QJLHU
6XEMHFWREMHFWLYHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
.B:
0HWKRGRIYHU\ILFDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
%DVLFSURJUDPPLQJVNLOOVDQGDELOLW\WRZRUNZLWKGDWDEDVHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
7KUHDWVULVNVHFXULW\SROLFLHV6HFXULW\SROLF\GHVLJQDQGSODQQLQJ5LVNDQDO\VLVDQG'LVDVWHU5HFRYHU\3ODQV
3HUVRQHOOVHFXULW\PDQDJHPHQW3KLVLFDODFFHVVFRQWUROV\VWHPV&U\SWRJUDSKLFWHFKQLTXHV%DVLFFU\WSRJUDSKLF
DOJRULWKPV&LSKHUFRQVWUXFWLRQPHWKRGVDQGPRGHVRIRSHUDWLRQ2QHZD\KDVKIXQFWLRQV$XWKHQWLFDWLRQ
LGHQWLILFDWLRQNH\H[FKDQJH'LJLWDOVLJQDWXUHDQG3.FHUWLILFDWHV.H\PDQDJHPHQW6HFXUHGDWDWUDQVIHU
$FFHVVFRQWUROPRGHOV2SHUDWLQV\VWHPVDQGDSSOLFDWLRQVHFXULW\$GYDQFHGDXWKHQWLFDWLRQV\PPHWULF
DVV\PHWULFDQGK\EULGSURWRFROVLGHQWLILFDWLRQDQG]HURNQRZOHGJHSURWRFROV,QWHUQHWDWWDFNV6RFMDO
HQJLQQHHULQJPHWKRGVRIV\VWHPSHQHWUDWLRQ'HYHORSPHQWRIZHEVHFXULW\66/76/SURWRFRO)LUHZDOOV
3.0RELOHV\VWHPVVHFXULW\6HFXULW\VWDQGDUGVDQGGLUHFWLYHV6HFXULW\DVVHVVPHQWRI,7V\VWHPV6HFXULW\DXGLW
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
3ODQQHGOHDUQLQJ
DFWLYLWLHV
5HTXLUHGUHDGLQJ
6FKQHLHU%$SSOLHG&U\SWRJUDSK\QGHG-:LOH\
$OIUHG-0HQH]HV3DXO&YDQ2RUVFKRW6FRWW$9DQVWRQHÄ+DQGERRNRI$SSOLHG&U\SWRJUDSK\´
-6WRNáRVD7%LOVNL73DQNRZVNL±'DWDVHFXUW\LQ,7V\VWHPV3:1LQ3ROLVK
:6WDOOLQJV&U\SWRJUDSK\DQG1HWZRUN6HFXULW\3ULQFLSOHVDQG3UDFWLFH3UHQWLFH+DOO
-3LHSU]\N7+DUGMRQR-6HEHUU\)XQGDPHQWDOVRI&RPSXWHU6HFXULW\6SULQJHU
5$QGHUVRQ6HFXULW\(QJLQHHULQJ:LOH\
5HFRPPHQGHGUHDGLQJ
$Q,QWURGXFWLRQWR&RPSXWHU6HFXULW\7KH1,67+DQGERRN6SHFLDO3XEOLFDWLRQKWWSZZZQLVWRUJ
6*DUILQNHO*6SDIIRUG3UDFWLFDO8QL[DQG,WHUQHW6HFXULW\2
5HLOO\QGHG
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFWLPSOHPHQWDWLRQ
FROORTLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
'DWD0LQLQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ:RMFLHFK:DORV]HN
GULQĪ7HUHVD=DZDG]ND
GULQĪ:RMFLHFK:DORV]HN
6XEMHFWREMHFWLYHV
7KHJRDORIWKHFRXUVHLVWRIDPLOLDUL]HVWXGHQWVZLWKPHWKRGVRIGDWDPLQLQJDQGWRSUHVHQWDEDVLFZLUHIUDPH
IRUGDWDPLQLQJSURFHVV7KHPDLQWDVNRIGDWDPLQLQJOLNHSUHGLFWLRQFODVVLILFDWLRQDQGVHJPHQWDWLRQDUH
GLVFXVVHGDQGDOJRULWKPVXVHGIRUWKHWDVNVDUHSUHVHQWHG&5,63'0LVVKRZQDVDQH[DPSOHRIDGDWDPLQLQJ
SURFHVV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWHQOLVWVDQGSUHVHQWDOJRULWKPVDQGGDWD
VWUXFWXUHVXVHGLQWKHGDWDPLQLQJSURFHVV
.B:
$6WXGHQWSUHVHQWVWKHVWUXFWXUHRIDQGDWDPLQLQJ
SURFHVVEDVLQJRQ&5,63'0H[DPSOH$6WXGHQW
HQOLVWVEDVLFWDVNVRIGDWDPLQLQJSURFHVV$6WXGHQW
GHPRQVWUDWHVGDWDPLQLQJPRGHOV$6WXGHQW
DVVHVVHVFUHDWHGGDWDPLQLQJPRGHOV
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
'DWD0LQLQJ%DVLFV'DWD0LQLQJ3URFHVVDQG,WV5ROHZLWKLQDQ2UJDQLVDWLRQ5HSUHVHQWDWLRQVRI'DWDDQG
.QRZOHGJH5HYLHZRI%DVLF&ODVVLILHUV'HFLVLRQ7UHHV&ODVVLILFDWLRQ5XOHV$VVRFLDWLRQ5XOHV
&OXVWHULQJ([DPSOHVRI1XPHULFDO3UHGLFWLRQLQ'DWD0LQLQJ6RXUFHVRI%LDVDQG(UURUVLQWKH'DWD0LQLQJ
3URFHVV(QJLQHHULQJ,QSXWDQG2XWSXW2WKHU'DWD0LQLQJ7HFKQLTXHV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'DQLHO7/DURVH0HWRG\LPRGHOHHNVSORUDFMLGDQ\FK3:1,DQ+:LWWHQ(LEH)UDQN'DWD0LQLQJ
3UDFWLFDO0DFKLQH/HDUQLQJ7RROVDQG7HFKQLTXHV0RUJDQ.DXIPDQQ'DYLG-+DQG3DGKUDLF6P\WK
+HLNNL0DQQLOD3ULQFLSOHVRI'DWD0LQLQJ7KH0,73UHVV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
7HVWDIWHUOHFWXUHV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
([SORUDWRU\'DWD$QDO\VLV
*HQHUDWLQJGHFLVLRQWUHHV
6HJPHQWDWLRQRIGDWDVHWV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
(OHPHQWVRI$OJRULWKP$QDO\VLV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
([FHUFLHVH
SZ
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
PJULQĪ$QGU]HM-DVWU]ĊEVNL
PJULQĪ$QGU]HM-DVWU]ĊEVNL
6XEMHFWREMHFWLYHV
2EWDLQLQJVNLOOVRIDOJRULWKPVDQDO\VLVLQWHUPVRIFRPSXWDWLRQDOFRPSOH[LW\DQGPHPRU\FRPSOH[LW\
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWNQRZVWKHEDVLFLVVXHVFRQFHUQLQJWKH
GHVLJQDQGDQDO\VLVRIGLVFUHWHDOJRULWKPV,Q
DGGLWLRQWKHVWXGHQWLVFDSDEOHRIDVVHVVLQJWKH
FRPSOH[LW\FODVVRIDJLYHQSUREOHP
.B:
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
6WXGHQWNQRZVWKHEDVLFGDWDVWUXFWXUH6WXGHQWFDQ >6.@$VVHVVPHQWRIDELOLW\WR
GHWHUPLQHWKHLPSDFWRIWKHXVHRIGDWDVWUXFWXUHV UHVROYHZRUNUHODWHGSUREOHPV
RQWKHFRPSXWDWLRQDOFRPSOH[LW\
6WXGHQWXQGHUVWDQGVGLIIHUHQFHEHWZHHQHDV\DQG
KDUGDOJRULWKPLFSUREOHPV6WXGHQWFDQFRQVWUXFW
VLPSOHRSWLPL]DWLRQDOJRULWKPV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
3DVVLQJWKHH[DPRIGLVFUHWHPDWKHPDWLFV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
$OJRULWKPLFDQGQRQDOJRULWKPLFSUREOHPV7XULQJPDFKLQH7KHFRQFHSWRIFRPSXWDWLRQDOFRPSOH[LW\
,PSOHPHQWDWLRQDQGSURJUDPPLQJ$QDO\VLVRIUHFXUVLYHDOJRULWKPVDOJRULWKPVGLYLGHDQGFRQTXHU
$QDO\VLVRIUHFXUVLYHDOJRULWKPVDOJRULWKPVRQHVWHSEDFN)DVWPDWUL[PXOWLSOLFDWLRQ1RQGHWHUPLQLVWLF
DOJRULWKPV,QIRUPDWLRQRQ13KDUGSUREOHPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0.XEDOHàDJRGQHZSURZDG]HQLHGRDQDOL]\DOJRU\WPyZ:3**GDĔVN0.XEDOH,QWURGXFWLRQWR
&RPSXWDWLRQDO&RPSOH[LW\DQG$OJRULWKPLF*UDSK&RORULQJ:*71*GDĔVN
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
6RIWZDUH(QJLQHHULQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ$OHNVDQGHU-DU]ĊERZLF]
GULQĪ0DFLHM.XFKDUVNL
6XEMHFWREMHFWLYHV
6RIWZDUH(QJLQHHULQJFRXUVHLVDLPHGDWH[SODLQLQJLVVXHVUHODWHGWRVRIWZDUHGHYHORSPHQWLQLQGXVWULDO
HQYLURQPHQWFRPSOH[V\VWHPVGHVLJQHGIRUUHDOFXVWRPHUXVHUDVVRFLDWHGZLWKSDUWLFXODUEXVLQHVVJRDOVDQG
H[SHFWHGOHYHORITXDOLW\GHYHORSHGE\ODUJHWHDPVRIVRIWZDUHSURIHVVLRQDOV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRI
HQJLQHHULQJSUDFWLFHVDQGRUJDQLVDWLRQRIWHDPZRUN
LQVRIWZDUHSURMHFWV(QXPHUDWHVDQGGHVFULEHVNH\
DUHDVRIVRIWZDUHGHYHORSPHQWSURFHVV([SODLQVWKH
VHOHFWLRQRISUDFWLFHVIRUWKHVSHFLILFVRIWZDUH
SURMHFW7KHVWXGHQWXVHV8QLILHG0RGHOLQJ/DQJXDJH
DQGGHVLJQVWKHPRGHOVRI,7V\VWHPV'HYHORSVWKH
YLVLRQRI,7V\VWHPLQFOXGLQJEDVLFUHTXLUHPHQWVDQG
UHVWULFWLRQV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
0HWKRGRIYHU\ILFDWLRQ
.B:
7KHVWXGHQWDSSUHFLDWHVWKHLPSRUWDQFHRI
HQJLQHHULQJSUDFWLFHVDQGRUJDQLVDWLRQRIWHDPZRUN
LQVRIWZDUHSURMHFWV(QXPHUDWHVDQGGHVFULEHVNH\
DUHDVRIVRIWZDUHGHYHORSPHQWSURFHVV([SODLQVWKH
VHOHFWLRQRISUDFWLFHVIRUWKHVSHFLILFVRIWZDUH
SURMHFW7KHVWXGHQWXVHV8QLILHG0RGHOLQJ/DQJXDJH
DQGGHVLJQVWKHPRGHOVRI,7V\VWHPV'HYHORSVWKH
YLVLRQRI,7V\VWHPLQFOXGLQJEDVLFUHTXLUHPHQWVDQG
UHVWULFWLRQV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
3UHVHQFHGXULQJODERUDWRU\FRXUVHVLVPDQGDWRU\'HOLYHU\RIDOOODERUDWRU\H[HUFLVHVDQGSRVLWLYHYHULILFDWLRQE\
WXWRULVUHTXLUHGWRSDVVWKHODE'HOD\VLQGHOLYHULQJH[HUFLVHVDIIHFWVWKHDVVHVVPHQWV2QO\VWXGHQWVZKRSDVV
WKHODEDUHHQWLWOHGWRZULWHWKHH[DP
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQ
6FRSHDQGVXEMHFWRIVRIWZDUHHQJLQHHULQJ(VVHQWLDOPRWLYDWLRQVDQGFRQFHSWV
$UHDVRIVRIWZDUHHQJLQHHULQJDQRYHUYLHZ
3ODQQLQJDQGGHILQLQJVFRSHRIVRIWZDUHSURMHFW660DSSURDFKDQG5LFK3LFWXUH
5LVNDQGVRFLDOUHVSRQVLELOLW\UHODWHGWR,7V\VWHPV
5HTXLUHPHQWVHQJLQHHULQJEDVLFV
&RQFHSWXDOPRGHOOLQJ
8VHFDVHV
2EMHFWRULHQWHGDQDO\VLVXVLQJ80/
0RGHOOLQJRIORJLFDOV\VWHPVWUXFWXUHFODVVGLDJUDPV
0RGHOOLQJRIV\VWHPVWUXFWXUHRWKHUVWUXFWXUDOGLDJUDPV
0RGHOOLQJV\VWHPG\QDPLFVVHTXHQFHDQGFRPPXQLFDWLRQGLDJUDPV
0RGHOOLQJV\VWHPG\QDPLFVUHSUHVHQWLQJREMHFWVVWDWH
6\VWHPGHVLJQKLJKOHYHOGHVLJQ
6\VWHPGHVLJQFODVVGHVLJQORZOHYHO
6RIWZDUHUHXVHGHVLJQSDWWHUQV
8VHULQWHUIDFHGHVLJQPRWLYDWLRQVWHUPVWHFKQLTXHV
6RIWZDUHWHVWLQJWHUPVSODFHLQVRIWZDUHGHYHORSPHQWSURFHVV
6RIWZDUHWHVWLQJWHFKQLTXHVEODFNZKLWHER[OHYHOVRIWHVWLQJPDQDJLQJWHVWV
6RIWZDUHGHSOR\PHQWDQGPDLQWHQDQFH
&RQILJXUDWLRQPDQDJHPHQWDQGVRIWZDUHHYROXWLRQ
&ODVVLFDOZDWHUIDOOVRIWZDUHOLIHF\FOHPRGHO
1RQFODVVLFDOVRIWZDUHOLIHF\FOHVDQGGHYHORSPHQWSURFHVVHV
$GMXVWLQJGHYHORSPHQWSURFHVVWRSDUWLFXODUVRIWZDUHSURMHFWFRQWH[W
6RIWZDUHGHYHORSPHQWPHWKRGRORJLHVSODQGULYHQDQGDJLOH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0DFLDV]HN/5HTXLUHPHQWVDQDO\VLVDQGV\VWHPGHVLJQ$GGLVRQ:HVOH\
3UHVVPDQ56RIWZDUH(QJLQHHULQJD3UDFWLWLRQHU¶V$SSURDFKWKHGLWLRQ0F*UDZ+LOO
6RPPHUYLOOH,6RIWZDUH(QJLQHHULQJWKHGLWLRQ$GGLVRQ:HVOH\
%RRFK*5XPEDXJK--DFREVHQ,7KH8QLILHG0RGHOLQJ/DQJXDJH8VHU*XLGHQGHGLWLRQ$GGLVRQ
:HVOH\
)RZOHU080/GLVWLOOHGUGHGLWLRQ$GGLVRQ:HVOH\
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DEDVVLJQPHQWVWHVWV
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
3URJUDPPDEOH6\VWHPV(QJLQHHULQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0LFURHOHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
&RQVXODWLRQ
([DP
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ0LURQ.áRVRZVNL
GULQĪ0LURQ.áRVRZVNL
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRSURYLGHVWXGHQWVZLWKWKHEDVLFNQRZOHGJHDQGVNLOOVLQWKHGHVLJQRIGLJLWDOHOHFWURQLF
V\VWHPVXVLQJ)3*$WHFKQRORJ\DQG9+'/$VDUHVXOWVWXGHQWVZLOOEHSUHSDUHGWRZRUNLQFRPSDQLHVSURGXFLQJ
HOHFWURQLFV\VWHPVXVLQJ)3*$VDQGVWXGHQWVZLOOEHDEOHWRSDUWLFLSDWHLQVSHFLDOL]HG('$VRIWZDUHGHYHORSPHQW
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWGHVLJQVGLJLWDOV\VWHPVXVLQJKDUGZDUH
GHVFULSWLRQODQJXDJHV6WXGHQWXVHVKDUGZDUH
GHVFULSWLRQODQJXDJHVIRUKDUGZDUHDFFHOHUDWLRQRI
VLPSOHDOJRULWKPV
.B8
.B:
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
6WXGHQWLPSOHPHQWVDQGWHVWVGLJLWDOV\VWHPVLQUHDO >68@$VVHVVPHQWRIWDVNIXOILOPHQW
KDUGZDUHVRIWZDUHHQYLURQPHQWEDVHGRQ)3*$V
6WXGHQWVLPXODWHVEHKDYLRURIGHVLJQHGV\VWHPV
XVLQJ9+'/DQG6\VWHP&VLPXODWRUV
6WXGHQWGHVFULEHVDUFKLWHFWXUHDQGDSSOLFDWLRQVRI
)3*$V6WXGHQWGHVFULEHVPHWKRGVRI)3*$
FRQILJXUDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
6WXGHQWGHVFULEHVSURSHUWLHVRIKDUGZDUHGHVFULSWLRQ >6:@$VVHVVPHQWRIIDFWXDO
ODQJXDJHV6WXGHQWNQRZVEDVLFVRI9+'/6WXGHQW NQRZOHGJH
FDQGHILQHWKHFRQGLWLRQVRIFRGHV\QWKHVLVDELOLW\
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWR9+'/RULJLQDQGDSSOLFDWLRQV$EVWUDFWLRQOHYHOVDQGGHVFULSWLRQPHWKRGVRIGLJLWDOFLUFXLWV
'HVLJQHQWLW\GHVFULSWLRQLQ9+'/$VVLJQPHQWVVLJQDOVYDULDEOHVDQGRSHUDWRUVLQ9+'/'DWDW\SHVLQ
9+'/5HVROXWLRQIXQFWLRQ9HFWRUVDQGRSHUDWLRQVRQYHFWRUVLQ9+'/&RPELQDWRULDOSURFHVVHV
6\QWKHVLVRIFRPELQDWRULDOORJLFLQ9+'/3URMHFWVLPXODWLRQLQ9+'/&RQGLWLRQDOFDVHDQGORRS
VWDWHPHQWVLQSURFHVVHV&RQVWDQWVDQGLQLWLDOYDOXHVRIVLJQDOVDQGYDULDEOHV+LHUDUFK\DQG
FRQILJXUDWLRQRIGHVLJQHQWLWLHV6HTXHQWLDOSURFHVVHVLQ9+'/6WDWHPDFKLQHV6WDWHHQFRGLQJ
)RUELGGHQVWDWHV7\SHFRQYHUVLRQLQ9+'/)XQFWLRQVDQGSURFHGXUHVLQ9+'/,QWURGXFWLRQWR
6\VWHP&HQYLURQPHQW$SSOLFDWLRQVRI6\VWHP&HQYLURQPHQW6\VWHPGHVLJQZLWKKDUGZDUHVRIWZDUH
SDUWLWLRQLQJ6\VWHPRQ&KLSWHFKQRORJ\6RIWSURFHVVRUVDUFKLWHFWXUHDQGDSSOLFDWLRQV
3URJUDPPDEOHFLUFXLWVWD[RQRP\$UFKLWHFWXUHRI)3*$V&RQILJXUDWLRQPHWKRGVRI)3*$V+DUGZDUH
IXQFWLRQDOEORFNVLQ)3*$V5HFRQILJXUDEOHFRPSXWLQJDVDSURJUDPPLQJSDUDGLJP$SSOLFDWLRQVRI5&
LQVLJQDOSURFHVVLQJ$SSOLFDWLRQVRI5&LQLPDJHSURFHVVLQJ$SSOLFDWLRQVRI5&LQWHOHLQIRUPDWLFV
$SSOLFDWLRQVRI5&LQVXSHUFRPSXWHUV$OJRULWKPUHSUHVHQWDWLRQLQ5&$ULWKPHWLFV\VWHPVLQ5&
1HWZRUNRQ&KLSWHFKQRORJ\
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
=ZROLĔVNL0DUN3URMHNWRZDQLHXNáDGyZF\IURZ\FK]Z\NRU]\VWDQLHPMĊ]\ND9+'/:\GDZQLFWZD.RPXQLNDFMLL
àąF]QRĞFL:.à:DUV]DZD
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
6DPSOHODEH[HUFLVHV
6LPSOH/('GLVSOD\GULYHU
6LPSOH56UHFHLYHUDQGWUDQVPLWWHU
9LGHRVLJQDOJHQHUDWRUIRU9*$GLVSOD\
(PEHGGHGV\VWHPEDVHGRQ)3*$
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
6RIWZDUH4XDOLW\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
([DP
SZ
/HFWXUHVWXGLHV
5HSRUWFUHDWLRQ
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ-DURVáDZ.XFKWD
GULQĪ-DURVáDZ.XFKWD
6XEMHFWREMHFWLYHV
.QRZKRZWRHYDOXDWHVRIWZDUHTXDOLW\DQGKRZWRPDQDJHWKHTXDOLW\LQWKHVRIWZDUHHQWHUSULVH
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
NQRZVTXDOLW\VWDQGDUGVLQVRIWZDUHLQFOXGLQJ,62 >6:@$VVHVVPHQWRIWH[W
&00&00,
HODERUDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B8
>68@$VVHVVPHQWRIDELOLW\WR
SHUIRUPVTXDOLW\DQDO\VLVRIVRIWZDUHV\VWHP
GRFXPHQWDWLRQVHOHFWVSURILOHVTXDOLW\HYDOXDWLRQ DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
PRGHOVIRUVRIWZDUHV\VWHPVNQRZVDQG
XQGHUVWDQGVWKHLPSRUWDQFHRITXDOLW\LQFRPSXWHU
VFLHQFHIRUWKHJRRGRIVRFLHW\LQWKHFRQWH[WRIWKH
SHUYDVLYHUROHRILQIRUPDWLRQWHFKQRORJ\LQYDULRXV
VHFWRUVRIWKHHFRQRP\DQGHYHU\GD\OLIH
.B:
NQRZVTXDOLW\PDQDJHPHQWV\VWHPZKLFKDUH
>6:@$VVHVVPHQWRIIDFWXDO
XVHGLQDVRIWZDUHHQWHUSULVHKDVNQRZOHGJHDERXW NQRZOHGJH
TXDOLW\LQSODQQLQJDQGSHUIRUPLQJLQVRIWZDUH
SURMHFWVXVLQJTXDOLW\PRGHOVIRUVRIWZDUHTXDOLW\
HYDOXDWLRQDWYDULRXVSKDVHVRIVRIWZDUHSURFHVV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
6RIWZDUH(QJLQHHULQJ
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
3UHVVPDQ56RIWZDUH(QJLQHHULQJ$3UDFWLWLRQHUV$SSURDFK0F*UDZ+LOO
*yUVNL-,QĪ\QLHULDRSURJUDPRZDQLDZSURMHNFLHLQIRUPDW\F]Q\P0,.20
%XJ]LOOD'RFXPHQWDWLRQ$GPLQLVWUDWRUV(QG8VHUVKWWSZZZEXJ]LOODRUJGRFV
:LV]QLHZVNL%%RJGDQ%HUH]D-DURFLĔVNL%7HRULDLSUDNW\NDWHVWRZDQLDSURJUDPyZ3:1
.UDZF]\N+:LV]QLHZVNL%$QDO\VLVDQG7HVWLQJRI'LVWULEXWHG6RIWZDUH$SSOLFDWLRQV-RKQ:LOH\6RQV
5HFRPPHQGHGUHDGLQJ
6WDQGDUG,62,(&
6WDQGDUG,62,(&
0DUN&3DXON%LOO&XUWLV0DU\%HWK&KULVVLV&KDUOHV9:HEHU7KH&DSDELOLW\0DWXULW\0RGHOIRU6RIWZDUH
3ODQQHGOHDUQLQJ
DFWLYLWLHV
6RIWZDUHTXDOLW\LQWURGXFWLRQ
4XDOLW\LQWKHVRIWZDUHGHYHORSPHQWSURFHVV
6RIWZDUHTXDOLW\PRGHOV
4XDOLW\PHDVXUHPHQWV,62TXDOLW\PHWULFV
&00&00,PDWXULW\PRGHOV
,62TXDOLW\PDQDJHPHQWV\VWHP
$+3FRPSDUDWLYHTXDOLW\HYDOXDWLRQE\6DDW\
*40PHWULFVDSSOLHGE\JRDOV
4XDOLW\LQ$JLOH3URJUDPPLQJ
%XJVIDXOWVHUURUVDQGGHIHFWV
(UURUPRGHOV
(QYLURQPHQWPRGHOV
3URJUDPPRGHOV
7HVWLQJOHYHOV
%ODFNER[WHVWLQJVWUDWHJLHV
:KLWHER[WHVWLQJVWUDWHJLHV
7HVWGRFXPHQWDWLRQ,(((VWDQGDUGV
&ODVVHVRIWHVWVFHQDULRV
7HVWFDVHOLIHF\FOH
6WUXFWXUHDQGDWWULEXWHVRIWHVWFDVHV
7HVWLPSOHPHQWDWLRQPHWKRGV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UREOHPVROYLQJSURMHFWV
:ULWWHQH[DP
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
(QJOLVK/DQJXDJH,
6XEMHFWFRGH
(&
)DFXOW\
/DQJXDJH&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
([FHUFLHVH
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
PJU$JQLHV]ND-DFKRZLF]
PJU$OLFMD'HUHQLRZVND
PJU0DáJRU]DWD)HQF
PJU0DU]HQD*U\JLHO
PJU$QQD.XFKDUVND5DF]XQDV
PJU-RODQWD0DFLHMHZVND
PJU0DáJRU]DWD3LHFKRFLĔVND
PJU(ZD5RJDOD
PJU0DáJRU]DWD1RZLFND
PJU(ZD:DZRF]QD
PJU7HUHVD2VVRZVND
6XEMHFWREMHFWLYHV
'HYHORSPHQWDQGFRQVROLGDWLRQRI(QJOLVKODQJXDJHFRPPDQGLQFOXGLQJUHDGLQJVSHDNLQJOLVWHQLQJZULWLQJDQG
WUDQVODWLRQLQDWHFKQLFDOHQYLURQPHQW
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B.
6XFFHVVIXOFRPPXQLFDWLRQLQGDLO\OLIHDQGLQDQ
DFDGHPLFDQGSURIHVVLRQDOHQYLURQPHQW
8QGHUVWDQGLQJRIVSHFLDOLVWOLWHUDWXUHDQGWHFKQLFDO
LQVWUXFWLRQV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B8
7UDQVODWLRQRIVKRUWWHFKQLFDOWH[WV3UHSDUDWLRQRI
SUHVHQWDWLRQV:ULWLQJIRUPDOOHWWHUV&9VFRYHULQJ
OHWWHUVDQGVXPPDULHVRIVSHFLDOLVWWH[WV
8QGHUVWDQGLQJRIVSHHFKHVDQGOHFWXUHV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$VWXGHQWDSSO\LQJWREHDGPLWWHGWRDJURXSDWDJLYHQOHYHONQRZVWKHYRFDEXODU\UDQJHDQGJUDPPDU
VWUXFWXUHVUHTXLUHGDIWHUILQLVKLQJDORZHUOHYHORIODQJXDJHFRPSHWHQFHDVVWDWHGLQWKH&RPPRQ(XURSHDQ
)UDPHZRUNRI5HIHUHQFHIRU/DQJXDJHVIRUOHYHO$±$IRU%±$DQGVRRQ
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
(QJOLVK/DQJXDJH&LUFOH,QWHU8QLYHUVLW\(QJOLVK/DQJXDJH&RPSHWLWLRQLQ(QJOLVK
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
/LVWHQLQJQHZVUHSRUWDVOLGHSUHVHQWDWLRQDUDGLRLQWHUYLHZZLWKHQJLQHHUVDQGDEXVLQHVVSHRSOH
6SHDNLQJWDONLQJDERXWDVHTXHQFHRIHYHQWVLQDGLDJUDPSUDFWLFLQJDVNLQJDQGDQVZHULQJTXHVWLRQV
H[FKDQJLQJWHFKQLFDOLQIRUPDWLRQGHVLJQLQJDQHZSURGXFWSUHVHQWDWLRQRIDGHVLJQFRPSDULVRQRIGLDJUDPV
DMRELQWHUYLHZDQVZHULQJSKRQHFDOOVJLYLQJSDUDPHWHUVWDNLQJSDUWLQPHHWLQJVJLYLQJDVKRUWWDONRQD
WHFKQLFDOSURFHVVGHVFULELQJGLDJUDPVGLVFXVVLQJDQGH[SODLQLQJPDLQSRLQWVRILQVWUXFWLRQV
5HDGLQJH[WUDFWVIURPDWHFKQLFDODUWLFOHHPDLOVZHESDJHVVFDQQLQJVSHFLILFDWLRQVWRILQGUHTXLUHGGDWD
XQGHUVWDQGLQJLQVWUXFWLRQVH[WUDFWVIURPHQJLQHHULQJPDJD]LQHV
:ULWLQJPDNLQJQRWHVFRPSOHWLQJFKDUWVDGHVFULSWLRQRIDGHVLJQD&9HPDLOVDUHSRUWIURPDPHHWLQJ
ZULWLQJVKRUWLQVWUXFWLRQVDVXPPDU\RIPDLQSRLQWVRIDEULHILQJGRFXPHQWWDNLQJQRWHVRIDOHFWXUHDPDQXDO
*UDPPDUDQGYRFDEXODU\FRPSOHPHQWDU\WRWKHFXUUHQWPDWHULDO
,QWHOOLJHQW%XVLQHVV$GYDQFHG
5HDGLQJWH[WVEDVHGRQDXWKHQWLFDUWLFOHVIURP7KH(FRQRPLVWHJ0DQDJLQJFUHDWLYHWDOHQW
9RFDEXODU\FROORFDWLRQVZLWKVHWPHWDSKRUVDQGVLPLOHVSUHIL[HVZLWKYHUEVLGLRPVZLWKWUDFN
/LVWHQLQJWRPRQRORJXHVGLDORJXHVDQGGLVFXVVLRQV
*UDPPDUFRQWUDVWDQGVLPLODULW\GHWHUPLQHUVFRQWLQXRXVIRUPV
%XVLQHVVOLIHLVVXHVHJPDQDJLQJDSSUDLVDOVWHDPEXLOGLQJPDQDJLQJUHVLVWDQFHWRFKDQJHEXOOLHVRQWKH
WHDPGLVFXVVLRQVHJ7KHGLVRUJDQL]HGRUJDQL]DWLRQ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
(VWHUDV65L)DEUH(03URIHVVLRQDO(QJOLVKLQ8VH,&7&DPEULGJH
(VWHUDV65,QIRWHFK(QJOLVKIRUFRPSXWHUXVHUV&DPEULGJH
7UDSSH77XOOLV*,QWHOOLJHQW%XVLQHVV$GYDQFHG3HDUVRQ
0DFLHMHZVND-.XFKDUVND5DF]XQDV$(QJOLVKIRU,QIRUPDWLRQ7HFKQRORJ\:\GDZQLFWZR3ROLWHFKQLNL
*GDĔVNLHM
5HFRPPHQGHGUHDGLQJ
6&]HUQL06NU]\ĔVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNRSROVNL:\GDZQLFWZD1DXNRZR7HFKQLF]QH
:DUV]DZD
00%HUJHU7-DZRUVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNR±SROVNL:\GDZQLFWZD1DXNRZR
7HFKQLF]QH:DUV]DZD
50XUSK\(QJOLVK*UDPPDULQ8VH&DPEULGJH8QLYHUVLW\3UHVV&DPEULGJH
**yMVND7HFKQLFDO(QJOLVK*UDPPDU:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
,0RNZD7DUQRZVND7HFKQLFDO:ULWLQJLQ(QJOLVK:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
$FDGHPLFSXEOLFDWLRQVGLFWLRQDULHVVFLHQWLILFDQGVFLHQFHPDJD]LQHDUWLFOHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
FODVVSDUWLFLSDWLRQVSHDNLQJ
ZULWLQJ
WHVWV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
5HDGLQJDQGWUDQVODWLQJWHFKQLFDOWH[WVDVNLQJTXHVWLRQVDQGJLYLQJDQVZHUVEDVHGRQWKHVHWH[WV/LVWHQLQJWRVSHHFKHVDQGGLVFXVVLQJWKHP:ULWLQJVKRUWWHFKQLFDOWH[WV
/DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
(QJOLVK/DQJXDJH,,,
6XEMHFWFRGH
(&
)DFXOW\
/DQJXDJH&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
([FHUFLHVH
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
PJU$JQLHV]ND-DFKRZLF]
PJU0DUW\QD0LFKDOVND3LHQLDN
PJU:LWROG=ELURKRZVNL.RĞFLD
PJU0DU]HQD*U\JLHO
PJU$QQD.XFKDUVND5DF]XQDV
PJU0DUHN$GDPF]\N
PJU$OLFMD'HUHQLRZVND
PJU7HUHVD2VVRZVND
PJU-RODQWD0DFLHMHZVND
PJU(ZD:DZRF]QD
PJU-RODQWD:LHOJXV
6XEMHFWREMHFWLYHV
6WXGHQWVZLOOEHDEOHWRXVHDGYDQFHGJUDPPDUFRQVWUXFWLRQVDQGYDULRXVYRFDEXODU\LWHPVQHFHVVDU\WRSURGXFH
VSRNHQDQGZULWWHQGLVFRXUVHLQVSHFLDOLVHGODQJXDJH
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6XFFHVVIXOFRPPXQLFDWLRQLQGDLO\OLIHDQGLQDQ
DFDGHPLFDQGSURIHVVLRQDOHQYLURQPHQW
8QGHUVWDQGLQJRIVSHFLDOLVWOLWHUDWXUHDQGWHFKQLFDO
LQVWUXFWLRQV7UDQVODWLRQRIVKRUWWHFKQLFDOWH[WV
3UHSDUDWLRQRISUHVHQWDWLRQV:ULWLQJIRUPDOOHWWHUV
&9VFRYHULQJOHWWHUVDQGVXPPDULHVRIVSHFLDOLVW
WH[WV8QGHUVWDQGLQJRIVSHHFKHVDQGOHFWXUHV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$VWXGHQWDSSO\LQJWREHDGPLWWHGWRDJURXSDWDJLYHQOHYHONQRZVWKHYRFDEXODU\UDQJHDQGJUDPPDU
VWUXFWXUHVUHTXLUHGDIWHUILQLVKLQJDORZHUOHYHORIODQJXDJHFRPSHWHQFHDVVWDWHGLQWKH&RPPRQ(XURSHDQ
)UDPHZRUNRI5HIHUHQFHIRU/DQJXDJHVIRUOHYHO$±$IRU%±$DQGVRRQ
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
(QJOLVK/DQJXDJH&LUFOH'HEDWHVLQ(QJOLVK(QJOLVK/DQJXDJH2O\PSLDGIRU6WXGHQWVRI7HFKQLFDO8QLYHUVLWLHV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
7HDFKLQJHIIHFWLYHFRPPXQLFDWLRQLQ(QJOLVKLQYDULRXVHQYLURQPHQWVHJDWXQLYHUVLW\DQGLQWKHZRUNSODFH
LQFOXGLQJSUHVHQWLQJYLHZSRLQWVVXSSRUWLQJRSLQLRQVGHYHORSLQJDUJXPHQWVUHVSRQGLQJDQGUHDVRQLQJEDVHGRQ
FULWLFDOWKLQNLQJ
*DWKHULQJDQGXVLQJLQIRUPDWLRQIURPOLWHUDWXUHGDWDEDVHVDQGRWKHUUHVRXUFHVZULWWHQLQVSHFLDOLVWODQJXDJH
'HYHORSLQJVWXGHQW¶VNQRZOHGJHRIWHFKQLFDOYRFDEXODU\WKURXJKUHVHDUFKDQGWKHDQDO\VLVRIVFLHQWLILFSDSHUV
LQVWUXFWLRQVPDQXDOVVSHFLILFDWLRQVUHSRUWVFDVHVWXGLHVDQGYDULRXVGRFXPHQWVSXEOLVKHGRQWKH,QWHUQHW
$QDO\]LQJDQGXQGHUVWDQGLQJVSHFLDOLVWODQJXDJHDQGWUDQVODWLQJVKRUWWHFKQLFDOWH[WV
'HYHORSLQJIRUPDOZULWLQJVNLOOV±ZULWLQJDEVWUDFWVVXPPDULHVLQVWUXFWLRQVPDQXDOVUHSRUWVFRYHULQJ
OHWWHUV&9SURILOHVDVZHOODVGHVFULELQJJUDSKVFKDUWVDQGSURFHVVHV
3URGXFLQJWH[WVZLWKRXWYLRODWLQJFRS\ULJKWODZPDNLQJUHIHUHQFHVWRRULJLQDOVRXUFHV
3UHVHQWLQJLQ(QJOLVK±WHDFKLQJDSSURSULDWHODQJXDJHFRQVWUXFWLRQVDQGYRFDEXODU\LGHQWLI\LQJDQGDQDO\VLQJ
NH\VNLOOVVWUXFWXULQJDSUHVHQWDWLRQZRUNLQJZLWKYLVXDOVDQDO\VLQJDQGDVVHVVLQJVKRUWSUHVHQWDWLRQVSUHSDUHG
E\VWXGHQWVUHODWHGWRWKHLUVWXG\ILHOGVSHFLDOLVPDQGWKHLULQWHUHVWV
,QWHOOLJHQW%XVLQHVV$GYDQFHGOHYHO&
5HDGLQJWH[WVEDVHGRQDXWKHQWLFDUWLFOHVIURP7KH(FRQRPLVWHJ7KHSRZHUDQGWKHJORU\:RUGRIPRXVH
9RFDEXODU\DGYHUEDGMHFWLYHFROORFDWLRQVOLNHDQGDVSKUDVDOYHUEVZLWKSXWSURYHUEVZRUGFOXVWHUV
/LVWHQLQJWRPRQRORJXHVGLDORJXHVDQGGLVFXVVLRQV
*UDPPDU)XWXUH3HUIHFWDFWLYHDQGSDVVLYHZRUGRUGHUDGYHUEV
%XVLQHVVOLIHLVVXHVHJGHEDWLQJLQIOXHQFLQJGHFLVLRQPDNLQJ
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
(VWHUDV65L)DEUH(03URIHVVLRQDO(QJOLVKLQ8VH,&7&DPEULGJH
(VWHUDV65,QIRWHFK(QJOLVKIRUFRPSXWHUXVHUV&DPEULGJH
%DGJHU,HG(QJOLVKIRU:RUN(YHU\GD\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ+DUORZ
%RQDP\'7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ+DUORZ
%ULHJHU1L3RKO$7HFKQLFDO(QJOLVK9RFDEXODU\DQG*UDPPDU6XPPHUWRZQ3XEOLVKLQJ2[IRUG
&RWWRQ')DOYH\'L.HQW61HZ0DUNHW/HDGHU3HDUVRQ/RQJPDQ+DUORZ
0RNZD7DUQRZVND,7HFKQLFDO:ULWLQJLQ(QJOLVK/DQJXDJHDQG(GLWLQJ*XLGHOLQHV:\GDZQLFWZR3**GDĔVN
7UDSSH77XOOLV*,QWHOOLJHQW%XVLQHVV$GYDQFHG3HDUVRQ
5HFRPPHQGHGUHDGLQJ
3DOODQW$(QJOLVKIRU$FDGHPLF6WXG\:ULWLQJ8QLYHUVLW\RI5HDGLQJ
:LOOLDPV(-3UHVHQWDWLRQVLQ(QJOLVK0DFPLOODQ
*UXVVHEGRUI0(QJOLVKIRU3UHVHQWDWLRQV(GX:\GDZQLFWZR
*yMVND*7HFKQLFDO(QJOLVK*UDPPDU:\GDZQLFWZR3**GDĔVN
.XFKDUVND5DF]XQDV$L0DFLHMHZVND-(QJOLVKIRU0DWKHPDWLFVIRU6WXGHQWVRI7HFKQLFDO6WXGLHV
:\GDZQLFWZR3**GDĔVN
0DFLHMHZVND-L.XFKDUVND5DF]XQDV$(QJOLVKIRU,QIRUPDWLRQ7HFKQRORJ\:\GDZQLFWZR3**GDĔVN
6NU\SW\VáRZQLNLDUW\NXá\SRSXODUQRQDXNRZHLQDXNRZH
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
WHVWV
SUHVHQWDWLRQ
ZULWLQJ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
5HDGLQJDQGWUDQVODWLQJWHFKQLFDOWH[WVDVNLQJTXHVWLRQVDQGJLYLQJDQVZHUVEDVHGRQWKHVHWH[WV/LVWHQLQJWR
VSHHFKHVDQGGLVFXVVLQJWKHP:ULWLQJVKRUWWHFKQLFDOWH[WV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] /DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
(QJOLVK/DQJXDJH,,,
6XEMHFWFRGH
(&
)DFXOW\
/DQJXDJH&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
([FHUFLHVH
&RQVXODWLRQ
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
PJU$JQLHV]ND-DFKRZLF]
PJULQĪ%DUEDUD2]LPHN
PJU$OLFMD'HUHQLRZVND
6XEMHFWREMHFWLYHV
'HYHORSPHQWDQGFRQVROLGDWLRQRI(QJOLVKODQJXDJHFRPPDQGLQFOXGLQJUHDGLQJVSHDNLQJOLVWHQLQJZULWLQJDQG
WUDQVODWLRQLQDWHFKQLFDOHQYLURQPHQW
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6XFFHVVIXOFRPPXQLFDWLRQLQGDLO\OLIHDQGLQDQ
DFDGHPLFDQGSURIHVVLRQDOHQYLURQPHQW
8QGHUVWDQGLQJRIVSHFLDOLVWOLWHUDWXUHDQGWHFKQLFDO
LQVWUXFWLRQV7UDQVODWLRQRIVKRUWWHFKQLFDOWH[WV
3UHSDUDWLRQRISUHVHQWDWLRQV:ULWLQJIRUPDOOHWWHUV
&9VFRYHULQJOHWWHUVDQGVXPPDULHVRIVSHFLDOLVW
WH[WV8QGHUVWDQGLQJRIVSHHFKHVDQGOHFWXUHV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
6WXGHQWVLQ$JURXSVPXVWKDYHDOUHDG\DWWDLQHGWKH$OHYHOWKHVDPHIROORZVZLWKDOOWKHRWKHUOHYHOV
5HFRPPHQGHG
FRPSRQHQWV
(QJOLVK/DQJXDJH&LUFOH'HEDWHVLQ(QJOLVK(QJOLVK/DQJXDJH2O\PSLDGIRU6WXGHQWVRI7HFKQLFDO8QLYHUVLWLHV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
/LVWHQLQJGHVFULSWLRQVRIWRROVDQGPDFKLQHVGLUHFWLRQVDQGIROORZLQJDPDSEUDLQVWRUPLQJDQGGLVFXVVLRQV
SKRQHFRQYHUVDWLRQVOLVWHQLQJWRDVSHFLDOLVWPHHWLQJ
6SHDNLQJGHVFULELQJWRROVPDFKLQHVDQGGLDJUDPVEUDLQVWRUPLQJDQGGLVFXVVLRQVJLYLQJDQGIROORZLQJUXOHV
DQGGLUHFWLRQVVHWWLQJUXOHVIRUFRRSHUDWLRQZLWKLQDJURXSH[SUHVVLQJFDXVHDQGHIIHFWLQWHFKQRORJLFDO
SURFHVVHVVWXG\LQJGLDJUDPVJLYLQJGLUHFWLRQVGHVFULELQJHYHU\GD\URXWLQHH[SODLQLQJWKHREMHFWLYHVRIDWDVN
JLYLQJDWDON
5HDGLQJPDLQWHQDQFHPDQXDOVUXOHVDQGGLUHFWLRQVHPDLOVGHVFULSWLRQVRIEXLOGLQJVDQDODUPV\VWHPD
SURMHFWVXPPDU\
:ULWLQJGHILQLWLRQVDUHSRUWVDIHW\UXOHVUHSO\LQJWRDQHPDLOSUHSDULQJQRWHVIRUDPHHWLQJZULWLQJPHPRV
DQGPLQXWHVVXPPDU\RIDVKRUWVSHFLDOLVWWH[W
*UDPPDUDQGYRFDEXODU\FRPSOHPHQWDU\WRWKHFXUUHQWPDWHULDO
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
5HFRPPHQGHGUHDGLQJ
(VWHUDV65L)DEUH(03URIHVVLRQDO(QJOLVKLQ8VH,&7&DPEULGJH
(VWHUDV65,QIRWHFK(QJOLVKIRUFRPSXWHUXVHUV&DPEULGJH
%DGJHU,HG(QJOLVKIRU:RUN(YHU\GD\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ+DUORZ
%ULHJHU1L3RKO$7HFKQLFDO(QJOLVK9RFDEXODU\DQG*UDPPDU6XPPHUWRZQ3XEOLVKLQJ2[IRUG
0RNZD7DUQRZVND,7HFKQLFDO:ULWLQJLQ(QJOLVK/DQJXDJHDQG(GLWLQJ*XLGHOLQHV:\GDZQLFWZR3**GDĔVN
0DFLHMHZVND-L.XFKDUVND5DF]XQDV$(QJOLVKIRU,QIRUPDWLRQ7HFKQRORJ\:\GDZQLFWZR3**GDĔVN
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
FODVVSDUWLFLSDWLRQVSHDNLQJ
WHVWV
ZULWLQJ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
5HDGLQJDQGWUDQVODWLQJWHFKQLFDOWH[WVDVNLQJTXHVWLRQVDQGJLYLQJDQVZHUVEDVHGRQWKHVH
WH[WV/LVWHQLQJWRVSHHFKHVDQGGLVFXVVLQJWKHP:ULWLQJVKRUWWHFKQLFDOWH[WV
/DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
(QJOLVK/DQJXDJH,
6XEMHFWFRGH
(&
)DFXOW\
/DQJXDJH&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
([FHUFLHVH
&RQVXODWLRQ
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
PJU$JQLHV]ND-DFKRZLF]
PJU$OLFMD'HUHQLRZVND
PJU(ZD:DZRF]QD
PJU.DUROLQD0D]XURZVND
PJU(ZD5RJDOD
6XEMHFWREMHFWLYHV
'HYHORSPHQWDQGFRQVROLGDWLRQRI(QJOLVKODQJXDJHFRPPDQGLQFOXGLQJUHDGLQJVSHDNLQJOLVWHQLQJZULWLQJDQG
WUDQVODWLRQLQDWHFKQLFDOHQYLURQPHQW
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6XFFHVVIXOFRPPXQLFDWLRQLQGDLO\OLIHDQGLQDQ
DFDGHPLFDQGSURIHVVLRQDOHQYLURQPHQW
8QGHUVWDQGLQJRIVSHFLDOLVWOLWHUDWXUHDQGWHFKQLFDO
LQVWUXFWLRQV7UDQVODWLRQRIVKRUWWHFKQLFDOWH[WV
3UHSDUDWLRQRISUHVHQWDWLRQV:ULWLQJIRUPDOOHWWHUV
&9VFRYHULQJOHWWHUVDQGVXPPDULHVRIVSHFLDOLVW
WH[WV8QGHUVWDQGLQJRIVSHHFKHVDQGOHFWXUHV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
$VWXGHQWDSSO\LQJWREHDGPLWWHGWRDJURXSDWDJLYHQOHYHONQRZVWKHYRFDEXODU\UDQJHDQGJUDPPDU
VWUXFWXUHVUHTXLUHGDIWHUILQLVKLQJDORZHUOHYHORIODQJXDJHFRPSHWHQFHDVVWDWHGLQWKH&RPPRQ(XURSHDQ
)UDPHZRUNRI5HIHUHQFHIRU/DQJXDJHVIRUOHYHO$±$IRU%±$DQGVRRQ
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
(QJOLVK/DQJXDJH&LUFOH'HEDWHVLQ(QJOLVK(QJOLVK/DQJXDJH2O\PSLDGIRU6WXGHQWVRI7HFKQLFDO8QLYHUVLWLHV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
9RFDEXODU\
9RFDEXODU\DFWLYLWLHVGHYHORSVWXGHQWV¶NQRZOHGJHDQGXVHRIFRPPRQFRUHWHFKQLFDODQGVXEWHFKQLFDO
YRFDEXODU\$FWLYLWLHVGHDOZLWKOH[LFDOVHWVHJSK\VLFDOSURSHUWLHVDQGVKDSHVDQGZRUGIDPLOLHVGLDJUDPV
FODULI\WKHNH\WHFKQLFDOWHUPVDVVRFLDWHGZLWKDSURFHVV
6RPHSURQXQFLDWLRQZRUNRQV\OODEOHVWUHVVLVFRYHUHG
*UDPPDU
7KHJUDPPDULVSUHVHQWHGLQDVLPSOHVWUDLJKWIRUZDUGPDQQHUDQGJLYHVRQO\WKHEDVLFPLQLPXPRILQIRUPDWLRQ
QHFHVVDU\6WXGHQWVOHDUQQDUUDWLYHSUHVHQWIXWXUHWHQVHVUHODWLYHDQGWLPHFODXVHVDQGPRGDOV
:ULWLQJ
:ULWLQJVNLOOVDUHGHYHORSHGWKURXJKDYDULHW\RIWDVNVLQUHDOLVWLFFRQWH[WVUHIOHFWLQJWKHUDQJHRIWH[WW\SHV
ZKLFKVWXGHQWVPLJKWKDYHWRSURGXFHDWZRUNRUDVSDUWRIWKHLUWHFKQLFDOWUDLQLQJ:ULWLQJDFWLYLWLHVLQFOXGHHJ
SURFHVVH[SODQDWLRQVUHSRUWV&9VHPDLOVVXPPDULHVLQVWUXFWLRQVWHFKQLFDOGHVFULSWLRQV
5HDGLQJ
7KHDLPVRIUHDGLQJDFWLYLWLHVYDU\IURPLQGHSWKXQGHUVWDQGLQJWRIROORZLQJLQVWUXFWLRQVRUVHDUFKLQJIRU
WHFKQLFDOGHWDLOV7KHUHDGLQJWH[WVUHIOHFWUHDOOLIHWH[WVDQGDUHDOOEDVHGRQDXWKHQWLFVRXUFHV
6SHDNLQJ
6SHDNLQJDFWLYLWLHVDLPWRHTXLSVWXGHQWVZLWKWKHVNLOOVWRFRPPXQLFDWHHIIHFWLYHO\ZLWKIHOORZSURIHVVLRQDOV
FROOHDJXHVWUDLQHUVDQGFXVWRPHUV6SHDNLQJWDVNVUHIOHFWUHDOZRUOGVLWXDWLRQVVXFKDVJLYLQJLQVWUXFWLRQV
FRPSDULQJSURGXFWVDUJXLQJDQGGHIHQGLQJDSRLQWRIYLHZTXHVWLRQLQJLQWHUYLHZLQJFKHFNLQJLQIRUPDWLRQDQG
DUUDQJLQJPHHWLQJV6WXGHQWVDUHJXLGHGWRZDUGVSUHSDULQJDQGJLYLQJSUHVHQWDWLRQVEDVHGRQQRWHVDQG
GLDJUDPV
/LVWHQLQJ
/LVWHQLQJVNLOOVDUHGHYHORSHGWKURXJKDYDULHW\RIDFWLYLWLHVXVLQJDXGLRWH[WVVHWLQERWKZRUNDQGWUDLQLQJ
FRQWH[W$XGLRWH[WVLQFOXGHSKRQHFRQYHUVDWLRQVLQWHUYLHZV
FXVWRPHUVHUYLFHDQGSUHVHQWDWLRQV6WXGHQWVOLVWHQIRUWKHPDLQLGHDRUVSHFLILFLQIRUPDWLRQ
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
'%RQDP\7HFKQLFDO(QJOLVK3HDUVRQ/RQJPDQ(VVH[
(VWHUDV65L)DEUH(03URIHVVLRQDO(QJOLVKLQ8VH,&7&DPEULGJH
(VWHUDV65,QIRWHFK(QJOLVKIRUFRPSXWHUXVHUV&DPEULGJH
5HFRPPHQGHGUHDGLQJ
6&]HUQL06NU]\ĔVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNRSROVNL:\GDZQLFWZD1DXNRZR7HFKQLF]QH
:DUV]DZD
00%HUJHU7-DZRUVND6áRZQLNQDXNRZRWHFKQLF]Q\DQJLHOVNR±SROVNL:\GDZQLFWZD1DXNRZR
7HFKQLF]QH:DUV]DZD
50XUSK\(QJOLVK*UDPPDULQ8VH&DPEULGJH8QLYHUVLW\3UHVV&DPEULGJH
**yMVND7HFKQLFDO(QJOLVK*UDPPDU:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
,0RNZD7DUQRZVND7HFKQLFDO:ULWLQJLQ(QJOLVK:\GDZQLFWZR3ROLWHFKQLNL*GDĔVNLHM*GDĔVN
$FDGHPLFSXEOLFDWLRQVGLFWLRQDULHVVFLHQWLILFDQGVFLHQFHPDJD]LQHDUWLFOHV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
WHVWV
FODVVSDUWLFLSDWLRQVSHDNLQJ
ZULWLQJ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
5HDGLQJDQGWUDQVODWLQJWHFKQLFDOWH[WVDVNLQJTXHVWLRQVDQGJLYLQJDQVZHUVEDVHGRQWKHVHWH[WV/LVWHQLQJWR
VSHHFKHVDQGGLVFXVVLQJWKHP:ULWLQJVKRUWWHFKQLFDOWH[WV
/DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
&RPSRQHQWEDVHG'LVWULEXWHG6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ.U]\V]WRI0DQXV]HZVNL
GULQĪ.U]\V]WRI0DQXV]HZVNL
6XEMHFWREMHFWLYHV
7KHGLUHFWJRDOLVSUHSDUDWLRQRIVWXGHQWIRULGHQWLILFDWLRQDQGVROYLQJRIW\SLFDOSUREOHPVFRQQHFWHGWRGHVLJQ
DQGLPSOHPHQWDWLRQGLVWULEXWHGV\VWHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
,PSOHPHQWDWLLRQRIW\SLFDOSDWWHUQVIRUSXUSRVHRI
V\VWHPGLVWULEXWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
0HWKRGRIYHU\ILFDWLRQ
.B8
8QGHUVWDQGLQJSUREOHPVUHODWHGWRFRPPXQLFDWLRQ
DQGGLVWULEXWLRQRIWKHV\VWHPLQDUHDRIHIILFLHQF\
DQGVWDELOLW\
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
.B8
3URMHFWDQGLPSOHPHQWDWLRQRIFRPSRQHQWVLQWKH
FRQWH[WVRIVHOHFWHGWHFKQRORJLHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
8QGHUVWDQGLQJWKHLPSRUWDQFHRIFRPPXQLFDWLRQLQ >68@$VVHVVPHQWRIDELOLW\WRXVH
GLVWULEXWHGV\VWHPV.QRZOHGJHDERXWW\SLFDO
PHWKRGVDQGWRROV
KRVWLQJRIEXVLQHVVSURFHVVHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
8QGHUVWDQGLQJWKHGLIIHUHQFHEHWZHHQGLVWULEXWLQJRI >68@$VVHVVPHQWRIDELOLW\WRXVH
REMHFWVDQG62$DSSURDFK
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
([SHULHQFHLQ&&DQG&RU-DYD
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
&RPSRQHQWFRQFHSWLRQ3UREOHPVDQGFKDOOHQJHVLQODUJHV\VWHPGHYHORSPHQWSURFHVV
&RPDVDQH[DPSOHRIFRPSRQHQWRULHQWHGWHFKQRORJ\WKDWVXSSRUWVREMHFWGLVWULEXWLRQ
9DULRXVFRQFHSWLRQVIRUVHUYHUVLGHVROXWLRQVGLVWULEXWHGREMHFWVYV62$
'LVWULEXWHGVROXWLRQVEDVHGRQ:&)
$V\QFKURQRXVDSSURDFK5ROHRIPLGGOHZDUH6ROXWLRQVEDVHGRQVHUYLFHEXVEURNHU
'LVWULEXWHGV\VWHPVKRVWHGLQFORXGEDVHGRQ$]XUHH[DPSOH
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$5RWHP*DO2]6RD3DWWHUQV
7(UO'&KRXRWKHUV62$ZLWK1(7DQG:LQGRZV$]XUH
5HFRPPHQGHGUHDGLQJ
7(UO%&DUO\OH&3DXWDVVR5%DODVXEUDPDQLDQ+:LOKHOPVHQ'%RRWK62$ZLWK5(673ULQFLSOHV3DWWHUQV
&RQVWUDLQWVIRU%XLOGLQJ(QWHUSULVH6ROXWLRQVZLWK5(67
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
7HVW
/DEUDWRULHV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
:LUHOHVV/RFDO1HWZRUNV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
([DP
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SURIGUKDELQĪ-y]HI:RĨQLDNSURI]Z3*
SURIGUKDELQĪ-y]HI:RĨQLDNSURI]Z3*
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRDFTXDLQWVWXGHQWVZLWKWKHEDVLFSULQFLSOHVRIRSHUDWLRQRIVWDQGDUGZLUHOHVV
QHWZRUNVDVZHOODVHOHPHQWVRIWKHHYDOXDWLRQRIWKHTXDOLW\RIWKHVHQHWZRUNV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWHPSOR\VWKHRUHWLFDOLQIRUPDWLRQFRQFHUQLQJ >68@$VVHVVPHQWRIDELOLW\WRXVH
,(((DQG,(((EDVHGQHWZRUN
PHWKRGVDQGWRROV
WHFKQRORJLHVLQSUDFWLFH6WXGHQWWHVWVHIILFLHQF\RI
WKHVHWHFKQRORJLHV
.B:
6WXGHQWLGHQWLILHVFKDUDFWHULVWLFVRIZLUHOHVV
WHFKQRORJLHVGHVFULEHGE\,(((VWDQGDUGV
6WXGHQWGHVFULEHVPHFKDQLVPVRI,(((EDVHG
ZLUHOHVVQHWZRUNV6WXGHQWHYDOXDWHVVHFXULW\
OHYHORIV\VWHPVEDVHGRQWKHVHWHFKQRORJLHV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B:
6WXGHQWGHVLJQVVROXWLRQVWRUDLVHVHFXULW\OHYHORI
V\VWHPVEDVHGRQWKHVHWHFKQRORJLHV6WXGHQW
HPSOR\VUHDOZRUOGHTXLSPHQW
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
&RPSXWHU1HWZRUNV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
&ODVVLILFDWLRQRIZLUHOHVVQHWZRUNV2YHUYLHZRIZLUHOHVVV\VWHPV%DVLFIHDWXUHVDQGDSSOLFDWLRQVRIZLUHOHVV
QHWZRUNV)HDWXUHVDQGSDUDPHWHUVRIWUDQVPLVVLRQPHGLDFKDUDFWHULVWLFVRIUDGLRDQGRSWLFDOV\VWHPV
0XOWLSOHDFFHVVWHFKQLTXHV)'0$7'0$&'0$6'0$&ODVVLILFDWLRQRIFKDQQHODFFHVVSURWRFROV(YDOXDWLRQ
RIHIIHFWLYHQHVVRIPXOWLSOHDFFHVVWHFKQLTXHV&KDUDFWHULVWLFVRIFRQWHQWLRQW\SHDOJRULWKPV$/2+$6$/2+$
&60$:/$1VROXWLRQVSULQFLSOHVRIRUJDQL]DWLRQDQGRSHUDWLRQDOPRGHV6WDQGDUG:/$1VROXWLRQ,(((
(YDOXDWLRQRI'&)PRGHHIIHFWLYHQHVV&60$&$3&)DQDO\VLV0$&4R6DUFKLWHFWXUHWUDIILFVHUYLFH
GLIIHUHQWLDWLRQLQ,(((H6HOHFWHG:/$1GHVLJQLVVXHVLPSOHPHQWDWLRQDQGWHVWLQJRI:/$1V
2SHUDWLRQDOPRGHVRI:L)LGHYLFHV6HFXULW\RI,(((:(3SURWRFRO6HFXULW\RI,(((
:/$1V:(3DQG,(((LSURWRFROV3$1QHWZRUNV%OXHWRRWKDQGLWVSURILOHV0RELOLW\VXSSRUW
RIIHUHGE\0,3
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1RZLFNL.:RĨQLDN-3U]HZRGRZHLEH]SU]HZRGRZHVLHFL/$12:3:<X.ZRQJ5LFN\.ZRN9LQFHQW
.1/DX:LUHOHVV,QWHUQHWDQGPRELOHFRPSXWLQJ:LOH\
5HFRPPHQGHGUHDGLQJ
+Dü$0RELOHWHOHFRPPXQLFDWLRQVSURWRFROVIRUGDWDQHWZRUNV:LOH\
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
:LUHOHVVQHWZRUNVHIILFLHQF\DFFHVVSRLQWVPRGHVRIRSHUDWLRQ:/$1VHFXULW\
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
'LVFUHWH0DWKHPDWLFV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
([FHUFLHVH
([DP
([FHUFLHVHSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ.RQUDG3LZDNRZVNL
GULQĪ.RQUDG3LZDNRZVNL
6XEMHFWREMHFWLYHV
2EWDLQLQJVNLOOVLQIRUPXODWLQJWKHVLVXVLQJIRUPDOPDWKHPDWLFDOODQJXDJH$ELOLW\RIH[SUHVVLQJUHODWLRQV
GHSHQGHQFLHVDQGFRQILJXUDWLRQVLQDVWULFWDEVWUDFWIRUP8QGHUVWDQGLQJFOXHRIUHDVRQLQJDQGSURRIV
FRQVWUXFWLRQ
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWLVDEOHWRWUDQVODWHVHQWHQFHVIRUPXODWHGLQ >6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
QDWXUDOODQJXDJHXVLQJPDWKHPDWLFDOODQJXDJH
GHILQHXQLYHUVXPSUHGLFDWHVIXQFWLRQVDQG
FRQVWUXFWORJLFDOIRUPXODVH[SUHVVLQJVWDWH
UHTXLUHPHQWVHWF
.B:
6WXGHQWXQGHUVWDQGVGLIIHUHQFHEHWZHHQHDV\DQG >6.@$VVHVVPHQWRIDELOLW\WR
KDUGDOJRULWKPLFSUREOHPVZKHUHIRUWKHODVWRQHV UHVROYHZRUNUHODWHGSUREOHPV
EHFRPHVIDPLOLDUZLWKSRVVLEOHZD\VRIDSSURDFKLQJ
VXFKSUREOHPVXVLQJKHXULVWLFVDSSUR[LPDWH
DOJRULWKPVHWF
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
7KHVWXGHQWDFTXLUHVEDVLFNQRZOHGJHRIORJLF
FRPELQDWRULFVDQGJUDSKWKHRU\
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
$OJHEUDRIVHWV3URSRVLWLRQDOFDOFXOXV3UHGLFDWHFDOFXOXV0DWKHPDWLFDO,QGXFWLRQ%LQDU\UHODWLRQVHTXLYDOHQFH
UHODWLRQVWKHSULQFLSOHRIDEVWUDFWLRQFOHDQXSFORVXUHWUDQVLWLYHDQGHTXLYDOHQFH&RXQWLQJDQGJHQHUDWLQJ
FRPELQDWRULDOREMHFWVIXQFWLRQVORFDWLRQVGLYLVLRQVWKHQXPEHURI6WLUOLQJ&RQJUXHQFHDULWKPHWLFPRGXORQ
WKH&KLQHVHUHPDLQGHUWKHRUHP)HUPDW(XFOLG
VDOJRULWKPWKHJRYHUQPHQWHOHPHQWLQWKHPXOWLSOLFDWLYHJURXS
PRGXORQ*UDSKWKHRU\QRWDWLRQEDVLFFRQFHSWVHXOHULDQJUDSKVWKHSUREOHPRIWKH&KLQHVHSRVWPDQ
KDPLOWRQLDQJUDSKVWKHWUDYHOLQJVDOHVPDQSUREOHPRZQHUVKLSRIWUHHVSODQDULW\&RORULQJJUDSKV$V\PSWRWLF
RIQXPHULFIXQFWLRQVV\PEROV2ZLWK5HFXUVLYHUHODWLRQVKLSVPHWKRGVJXHVVLQJGLVWXUELQJFRPSOLFDWH
DQGVLPSOLI\JHQHUDWLQJIXQFWLRQV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
>@.$5RVV&5%:ULJKW0DWHPDW\NDG\VNUHWQD3:1:DUV]DZD
>@5/*UDKDP'(.QXWK23DWDVKQLN0DWHPDW\NDNRQNUHWQD3:1:DUV]DZD
5HFRPPHQGHGUHDGLQJ
>@:/LSVNL:0DUHN$QDOL]DNRPELQDWRU\F]QD3:1:DUV]DZD
>@+5DVLRZD:VWĊSGRPDWHPDW\NLZVSyáF]HVQHM3:1:DUV]DZD
>@5RELQ-:LOVRQ:SURZDG]HQLHGRWHRULLJUDIyZ3:1:DUV]DZD
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
&ODVVHVDFWLYLW\
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'DWDDUHQEDOOVHDFKRIZKLFKZHLJKVJH[FHSWIRURQHWKDWZHLJKVJRUJXVLQJNZHLJKLQJZHLJKW
EDODQFHPXVWGHFLGHZKLFKEDOOKDVDGLIIHUHQWZHLJKWDQGZKHWKHULWLVOLJKWHURUKHDYLHUIURPWKHRWKHU
'HWHUPLQHWKHPD[LPXPYDOXHZKLFKQFDQDVVXPHDWDJLYHQDQJOHDVDIXQFWLRQIN,QWURGXFHZHLJKWLQJ
DOJRULWKPIRUDQ\NDQGQ IN
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
1XPHULFDO0HWKRGV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$OJRULWKPVDQG6\VWHPV0RGHOOLQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
&RQVXODWLRQ
3URMHFWFRQVXOWDWLRQ
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ3LRWU%RURZLHFNL
GULQĪ3LRWU%RURZLHFNL
6XEMHFWREMHFWLYHV
7KHSULPDU\REMHFWLYHRIWKHFRXUVHLVWRWHDFKVWXGHQWKRZWRDQDO\]HDQGDSSO\EDVLFQXPHULFDODQDO\VLV
PHWRGVDQGKRZWRLPSOHPHQWQXPHULFDODOJRULWKPVXVLQJKLJKOHYHOSURJUDPPLQJODQJXDJHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
>68@$VVHVVPHQWRIDELOLW\WR
7KHVWXGHQWDQDO\]HVSUREOHPVGHYHORSVEDVLF
DQDO\]HLQIRUPDWLRQ
QXPHULFDODOJRULWKPVDQGHVWLPDWHVQXPHULFDO
HUURUV3HUIRUPVDQDO\VLVRIWKHVRXUFHVDQGW\SHVRI >68@$VVHVVPHQWRIWDVNIXOILOPHQW
FRPSXWDWLRQDOHUURUVDVZHOODVWKHLUSURSDJDWLRQ
.B:
0RGHOVEDVLFUHDOOLIHSUREOHPVDQGVROYHVWKHP
XVLQJQXPHULFDODOJRULWKPVIRUILQGLQJ]HURVRI
IXQFWLRQVVROYLQJV\VWHPVRIOLQHDUHTXDWLRQV
LQWHUSRODWLQJDQGDSSUR[LPDWLQJRIIXQFWLRQV
QXPHULFDOLQWHJUDWLRQDQGGLIIHUHQWLDWLRQDVZHOODV
IRUVROYLQJVHOHFWHGW\SHVRIGLIIHUHQWLDOHTXDWLRQV
:ULWHVSURJUDPVWRLPSOHPHQWWKHQXPHULFDO
PHWKRGVZLWKDVRIWZDUHSDFNDJHVXFKDV0DWODE
DQGKLJKOHYHOSURJUDPPLQJODQJXDJHVXFKDV&
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
'DWDZ\GUXNX
,QWURGXFWLRQWRQXPHULFDOPHWKRGV
)ORDWLQJSRLQWUHSUHVHQWDWLRQRIQXPEHUV
7\SHVRIHUURUVDQGWKHLUVRXUFHV
:HOODQGLOOFRQGLWLRQHGQXPHULFDOSUREOHPV
6WDELOLW\RIQXPHULFDODOJRULWKPV
6ROYLQJOLQHDUV\VWHPVXVLQJGLUHFWDQGLWHUDWLYHPHWKRGV
6ROYLQJRIHTXDWLRQVRIRQHYDULDEOH
,QWHUSRODFWLRQXVLQJ/DJUDQJH&KHE\VKHZDQGWULJRQRPHWULFSRO\QRPLDOV&XELFVSOLQHLQWHUSRODWLRQ
'LVFUHWHDQGFRQWLQXRXVDSSUR[LPDWLRQ
1XPHULFDOLQWHJUDWLRQ
1XPHULFDOGLIIHUHQWLDWLRQ
6ROYLQJRIV\VWHPVRIQRQOLQHDUHTXDWLRQV
,QWURGXFWLRQWRVROYLQJGLIIHUHQWLDOHTXDWLRQV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
>@%XUGHQ5/)DLUHV-'1XPHULFDO$QDO\VLV3ULQGOH:HEHU6FKPLGW%RVWRQ
>@%RURZLHFNL30HWRG\QXPHU\F]QHQRWDWNLGRZ\NáDGX
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
3UREDELOLVWLF0HWKRGVIRU,QIRUPDWLFV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
([FHUFLHVH
/DERUDWRULHV
&RQVXODWLRQ
SZ
/HFWXUHVWXGLHV
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ-HU]\.RQRUVNL
GUKDELQĪ-HU]\.RQRUVNL
GULQĪ-DFHN5DN
6XEMHFWREMHFWLYHV
%XLOGLQJWKHNQRZOHGJHDQGVNLOOVQHFHVVDU\IRUDSSOLFDWLRQRISUREDELOLW\DQGPDWKHPDWLFDOVWDWLVWLFVWRVHOHFWHG
SUREOHPVDULVLQJLQLQIRUPDWLFV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWFDOFXODWHVSUREDELOLWLHVRIUDQGRPHYHQWV >68@$VVHVVPHQWRIDELOLW\WRXVH
DQGSDUDPHWHUVRIWKHLUSUREDELOLW\GLVWULEXWLRQVFDQ PHWKRGVDQGWRROV
JHQHUDWHSVHXGRUDQGRPQXPEHUVDSSOLHVWKHODZRI
ODUJHQXPEHUVDQGFHQWUDOOLPLWWKHRUHPDVVHVVHV
GLVWULEXWLRQWDLOVDSSOLHVHOHPHQWVRI0DUNRYFKDLQ
WKHRU\FRQGXFWVVLPSOHVWDWLVWLFDOLQIHUHQFH
.B:
6WXGHQWVWUHVVHVWKHUROHRIVWRFKDVWLFLW\LQPRGHUQ
,7V\VWHPPRGHOVLVDEOHWRDSSO\DSUREDELOLVWLF
DQDO\VLVWRPRGHUDWHO\FRPSOH[FRPSXWHUV\VWHPV
HYDOXDWHH[SHFWHGSHUIRUPDQFHRISUREDELOLVWLF
DOJRULWKPVDQGHIIHFWVRIRSHUDWLRQRISUREDELOLVWLF
PHFKDQLVPVDVVHVVUHVRXUFHVUHTXLUHGWRVHUYH
UDQGRPHYHQWVWUHDPVYDOLGDWHUHVXOWVRIVWRFKDVWLF
VLPXODWLRQFRQGXFWVLPSOHVWDWLVWLFDOLQIHUHQFH
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
QRQH
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQSUREDELOLVWLFSDUDGR[HVSUREDELOLVWLFPHWKRGVDVDQLQVWUXPHQWRIFRJQLWLYHSURFHVVHVUHYLHZ
RIEDVLFQRWLRQVDQGUHVXOWVRISUREDELOLW\WKHRU\
3UREDELOLVWLFPRGHOLQJRIFRQWHQWUHSOLFDWLRQLQQHWZRUNHGVWUXFWXUHVFRGLQJV\VWHPVPXOWLSOHDFFHVV%ORRP
ILOWHUVGDWDIXVLRQGLVWULEXWHGDOJRULWKPVDSSOLFDWLRQVRIHYHQWFDOFXOXVFRQGLWLRQDODQGWRWDOSUREDELOLW\
PD[LPXPOLNHOLKRRG%D\HV
UXOH
3UREDELOLVWLFPRGHOLQJRIVRFLDOQHWZRUNVFRQFXUUHQWSURFHVVHVVRUWLQJPHFKDQLVPVV\VWHPOLIHWLPHV
GHIHQVHPHFKDQLVPVDJDLQVWQHWZRUNDWWDFNVDSSOLFDWLRQVRIUDQGRPYDULDEOHVSRSXODUSUREDELOLW\
GLVWULEXWLRQVPRPHQWVDQGTXDQWLOHV
3UREDELOLVWLFDQDO\VLVRIFRPSOH[GHFLVLRQPHFKDQLVPVLQ,7V\VWHPVWHUPLQDWLRQSROLF\VRIWZDUHWHVWLQJ
ULVNDQDO\VLVUHSXWDWLRQV\VWHPV
$SSOLFDWLRQVRIWUDQVIRUPHGUDQGRPYDULDEOHVSVHXGRUDQGRPQXPEHUJHQHUDWLRQZLWKDUELWUDU\SUREDELOLW\
GLVWULEXWLRQVHOHPHQWVRIGDWDDQDO\VLV
3UDFWLFHRIVXPVRILLGUDQGRPYDULDEOHVFRQYROXWLRQRIGLVWULEXWLRQVDSSOLFDWLRQRIFKDUDFWHULVWLFDQG
JHQHUDWLQJIXQFWLRQVUDQGRPVXPVDFFHVVDUELWUDWLRQLQPXOWLFRUHDUFKLWHFWXUHVORDGEDODQFLQJSRSXODWLRQ
G\QDPLFVDQDO\VLVDSSOLHGWRVWDFNTXHXHLQJ
:HDNODZRIODUJHQXPEHUVDQGFHQWUDOOLPLWWKHRUHPDSSOLFDWLRQWRSUHGLFWLRQRIZHEVHUYHUZRUNORDG
DQRPDO\GHWHFWLRQILWWLQJSUREDELOLW\GLVWULEXWLRQWRHPSLULFDOGDWD
$QDO\VLVRIGLVWULEXWLRQWDLOVHOHPHQWVRIODUJHGHYLDWLRQVWKHRU\DVVHVVPHQWRIQRLV\VLJQDOGHYLDWLRQ
UHOLDELOLW\RIQHWZRUNHGHOHPHQWVULVNRIYLRODWLRQRIUHDOWLPHFRQVWUDLQWV
$SSOLFDWLRQRI0DUNRYFKDLQVWRPRGHOLQJRIWH[WVRXUFHVHUURUEXUVWVTXHXHVWDWHHYROXWLRQ3DJH5DQN
ZRUNLQJVVSHHFKUHFRJQLWLRQ
5DQGRPYHFWRUVFRUUHODWLRQDQGUHJUHVVLRQPRGHOVDSSOLFDWLRQVWRYDULDQFHUHGXFWLRQLQ0RQWH&DUOR
VLPXODWLRQORVV\LPDJHFRPSUHVVLRQRSWLPDOOLQHDUSUHGLFWLRQ
(OHPHQWVRIVWDWLVWLFDOGDWDDQDO\VLVDQGYDOLGDWLRQRIH[SHULPHQWDOGDWDHVWLPDWRUVFRQVWUXFWLRQRI
FRQILGHQFHDQGWROHUDQFHLQWHUYDOV
6HOHFWHGSUREOHPVRIVWDWLVWLFDOLQIHUHQFHSURSHUWLHVDQGH[DPSOHVRIVLJQLILFDQFHWHVWVHYDOXDWLRQRIQRQ
IXQFWLRQDOUHTXLUHPHQWVLQFRPSXWHUV\VWHPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:6REF]DN-.RQRUVNL-.R]áRZVND3UREDELOLVW\NDVWRVRZDQD:\G3*
:.U\VLFNLLLQ5DFKXQHNSUDZGRSRGRELHĔVWZDLVWDW\VW\NDPDWHPDW\F]QDZ]DGDQLDFK3:1:DUV]DZD
5HFRPPHQGHGUHDGLQJ
:)HOOHU:VWĊSGRUDFKXQNXSUDZGRSRGRELHĔVWZDW,WáXPSRO3:1:DUV]DZD
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DEH[HUFL[HV
)LQDOWHVWFRYHULQJOHFWXUHPDWHULDO
0LGWHUPFROORTXLD
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
0RELOH2SHUDWLQJ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ.U]\V]WRI%UXQLHFNL
GULQĪ.U]\V]WRI%UXQLHFNL
6XEMHFWREMHFWLYHV
7KHFRXUVHGLVFXVVHVWKHFRPSRQHQWVRIWKHV\VWHPVRIWZDUHRSHUDWLQJV\VWHPUXQQLQJRQPRELOHGHYLFHV
VPDUWSKRQHWDEOHW6XEMHFWLVFRQFHQWUDWHGPDLQO\DURXQG$QGURLG$QGURLGLVDV\VWHPZLWKRSHQVRXUFH
ZKLFKDOORZVIRUDGHWDLOHGGLVFXVVLRQDQGVWXG\RIWKHH[DPSOHVZKLFKGHPRQVWUDWHVROXWLRQVWKDWZHUHXVHGLQ
WKHFRQVWUXFWLRQRIWKHV\VWHP'LVFXVVHGDUHDOONH\OD\HUVRI$QGURLGRSHUDWLQJV\VWHPIURPERRWORDGHUVYLD
NHUQHO/LQX[DQGHQGLQJZLWKDSSOLFDWLRQVFUHDWHGE\XVHUV-DYD
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWNQRZVDQGLVDEOHWRXVHWKHVRIWZDUH
SODWIRUPIRUWKHGHYHORSPHQWRIDSSOLFDWLRQVIRU
$QGURLG
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
.B8
7KHVWXGHQWLVDEOHWRSURJUDPLQ-DYDXVLQJDVHWRI >68@$VVHVVPHQWRIWDVNIXOILOPHQW
VWDQGDUGOLEUDULHVRIWKH$QGURLGSODWIRUP
.B:
7KHVWXGHQWNQRZVWKHWHFKQLFDOIHDWXUHVRIDW\SLFDO >6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
PRELOHRSHUDWLQJV\VWHPDQGWRROVIRULWV
GHYHORSPHQWDQGPDLQWHQDQFH7KHVWXGHQWNQRZV
WKHDUFKLWHFWXUHDQGPRELOHRSHUDWLQJV\VWHPOD\HUV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
+LVWRU\DQGFRPSDULVRQRIPRELOHRSHUDWLQJV\VWHPV
+DUGZDUH3ODWIRUPV&38IRUPRELOHV\VWHPV
7KHRSHQV\VWHPDUFKLWHFWXUHRIDQH[HPSODU\PRELOH
&UHDWH\RXURZQ$QGURLGRSHUDWLQJV\VWHPGLVWULEXWLRQ
%RRW6HTXHQFHIURPERRWORDGHUWR*RRJOH0DSV
&RQVWUXFWLRQDQGDUFKLWHFWXUHNHUQHO
7KHVSHFLILFLW\RIWKHPRELOHV\VWHPNHUQHO3RZHUPDQDJHPHQW
0RGLILFDWLRQDQGFRPSLOHWKHNHUQHO
7KHHOHPHQWVRIWKHHQYLURQPHQWRQDPRELOHV\VWHPXVHUVSDFH
0HFKDQLVPVIRUVKDULQJPRELOHV\VWHPPHPRU\
3URJUDPPLQJQDWLYH$QGURLG
7KHYLUWXDOPDFKLQHVLQPRELOHV\VWHPVIRUH[DPSOHWKH'DOYLNYLUWXDOPDFKLQH
%DVLFVRI3/&SURJUDPPLQJ
)UDPHZRUNVDSSOLFDWLRQGHYHORSPHQWIRUPRELOHV\VWHPV
$GYDQFHG3URJUDPPLQJGULYHUVIRUH[DPSOH86%27*
,QDGGLWLRQDQGV\VWHPILUPZDUHRQPRELOHGHYLFHV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
/HFWXUHQRWHVVOLGHVDQGODERUDWRU\LQVWUXFWLRQV
5HFRPPHQGHGUHDGLQJ
.DULP<DJKPRXU(PEHGGHG$QGURLG3RUWLQJ([WHQGLQJDQG&XVWRPL]LQJVWHG2
5HLOO\0HGLD,QF
,DQ)'DUZLQ$QGURLG&RRNERRN2
5HLOO\0HGLD,QF
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DERUDWRU\
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
$QGURLGV\VWHP$UFKLWHFWXUH
$QGURLGV\VWHPEXLOGLQJ
3URJUDPPLQJRIWKHDSSOLFWLRQVZLWK*8,
'HZHORSLQJRIWKHPDLQ$QGURLGDSSOLFDWLRQV
FRPSRQHQWV
:KDWLVWKHUROHRI$QGURLG0DQLIHVW[PO"
:KDWDUHWKHIHDWXUHVRI'DOYLN90"
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
7HFKQRORJLFDO3ODWIRUPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
([DP
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ-DURVáDZ.XFKWD
GU$GDP3U]\E\áHN
PJULQĪ:DOGHPDU.RUáXE
6XEMHFWREMHFWLYHV
3UHVHQWDWLRQRIWHFKQRORJLFDOSODWIRUPV1(7DQG-DYD
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
'HYHORSVVRIWZDUH.QRZVPRGHUQPHWKRGVDQG
WHFKQRORJLFDOSODWIRUPV
0HWKRGRIYHU\ILFDWLRQ
.B:
.QRZVGDWDSURFHVVLQJPRGHOV.QRZVRSHUDWLRQRI
ZZZVHUYHU
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
.QRZVPRELOHSODWIRUPDUFKLWHFWXUHV.QRZVPRELOH
SODWIRUPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
.B:
.QRZVSURJUDPPLQJPRGHOV.QRZVEDVLFREMHFW
RULHQWHGSURJUDPPLQJSODWIRUPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
.QRZOHGJHRIREMHFWRULHQWHGSURJUDPPLQJ
.QRZOHGJHRIPRELOHSODWIRUPV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
,QWURGXFWLRQDGQSDVVFULWHULD-DYD&ROOHFWLRQVDQGLQWURGXFWLRQWRJHQHULFV-DYD%HDQVDQGRYHUYLHZRI
VWDQGDUG-DYDFODVVHV(QXPW\SHV*UDSKLFDO8VHU,QWHUIDFHVLQ-DYD6ZLQJ8VLQJ%HDQV%LQGLQJOLEUDU\WR
IDFLOLWDWHFUHDWLQJRI*8,0XOWLWKUHDGLQJSURJUDPPLQJLQ-DYD1HWZRUNLQJDQGPRELOHLQ-DYD3DUVLQJ;0/
LQ-DYD3HUVLVWHQFHGDWDEDVHDFFHVVLQ-DYD6(1(7SODWIRUPFRPSRQHQWV&ROOHFWLRQVLQ1(7
SODWIRUP'DWDDVFFHVVOD\HU$'21(77UDQVDFWLRQDQGVWRUHGSURFHGXUHVLQ0664/6HUYHU%XIIHULQJGDWDLQZHE
DSSOLFDWLRQV;0/SDUVLQJLQ1(7PRELOH1(7
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
&1DJHO%(YMHQ-*O\QQ06NLQQHUDQG.:DWVRQ3URIHVVLRQDO&ZLWK1(7:UR[3UHVV
7KH-DYD7XWRULDO2UDFOH%UXFH(FNHO7KLQNLQJLQ-DYDWK(GLWLRQ&RGH&RQYHQWLRQVIRUWKH-DYD
3URJUDPPLQJ/DQJXDJH
5HFRPPHQGHGUHDGLQJ
(-HQGURFN,(YDQV'*ROODSXGL.+DDVH&6ULYDWKVD7KH-DYD((7XWRULDO2UDFOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
7HFKQRORJLFDO3ODWIRUPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
([DP
SZ
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
PJULQĪ7RPDV]*DZURQ
PJULQĪ7RPDV]*DZURQ
6XEMHFWREMHFWLYHV
6WXGHQWJHWVIDPLOLDUZLWKVLPSOH1(7EDVHGDSSOLFDWLRQVDQGVKRXOGEHDEOHWRXVHPRVWFRPPRQPHFKDQLVPV
ZLWKLQWKHP
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
$ELOLW\WRGHYHORS1(7EDVHGDSSOLFDWLRQV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWJDLQVNQRZOHGJHRIXVLQJ$631(7ZHE
IUDPHZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
66WXGHQWKDVWKHRSSRUWXQLW\WRGHVLJQDQGFUHDWH
PRELOHVROXWLRQVEDVHGRQ1(7IUDPHZRUN
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWJHWVIDPLOLDUZLWK&ODQJXDJHDQGDFWLYHO\ >6.@$VVHVVPHQWRIJURXSZRUN
XVHVEDVLFVRIREMHFWRULHQWHGGHVLJQ
VNLOOV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
6WXGHQWPXVWSRVHVVEDVLFNQRZOHGJHRIPRGHUQREMHFWRULHQWHGODQJXDJHV-$9$&UHODWLRQDOGDWDEDVHV
DQGXQGHUVWDQGLQJFRQFHSWVRIGHYHORSLQJZHESDJHV$GGLWLRQDO\VWXGHQWLVH[SHFWHGWRKDYHNQRZOHGJHRI64/
DQG+70/ODQJXDJHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
1(7SODWIRUPFRPSRQHQWV
,QWURGXFWLRQWR&
&ROOHFWLRQV
$631(7VHVVLRQVDQGVFULWSODQJXDJHV
$631(7SDJHOLIHF\FOH
$631(7FRQWUROV
&RQILJXULQJZHEDSSOLFDWLRQV
$631(709&QHZDSSURDFKWRZHEGHYHORSPHW
$'21(7GDWDDFFHVVOD\HU
3URFHVVLQJ;0/GRFXPHQWVLQ1(7
6HFXULW\LQ1(7
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
KWWSPVGQPLFURVRIWFRPSOSOPVDVS[
5HFRPPHQGHGUHDGLQJ
KWWSZZZDVSQHWJHWVWDUWHG
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DERUDWRU\
3URMHFW
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
%DVLFVRI(OHFWURQLFVDQG0HWURORJ\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0HWURORJ\DQG2SWRHOHFWURQLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
&RQVXODWLRQ
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ-HU]\+RMD
GULQĪ-HU]\+RMD
6XEMHFWREMHFWLYHV
$FTXLUHPHQWRIEDVLFNQRZOHGJHDQGVNLOOVLQWKHILHOGRIHOHFWURQLFVDQGPHWURORJ\
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWFDOLEUDWHVDQDORJDQGGLJLWDOHOHFWULFDO
PHWHUV3HUIRUPVPHDVXUHPHQWVRIEDVLFHOHFWULFDO PHWKRGVDQGWRROV
SDUDPHWHUVYROWDJHFXUUHQWUHVLVWDQFHSRZHUDQG
HQHUJ\([SORUHVPHDVXUHPHQWIXQFWLRQVRIDQDORJ
DQGGLJLWDORVFLOORVFRSH0HDVXUHVVLJQDOSDUDPHWHUV
WLPHIUHTXHQF\SKDVHVKLIW6WXGHQWRUJDQL]HV
PHDVXUHPHQWV\VWHPDQGPHDVXUHVSDUDPHWHUVRI
VHOHFWHG$'FRQYHUWHUV$QDO\]HVPHDVXUHPHQW
UHVXOWVDQGHYDOXDWHPHDVXUHPHQWDFFXUDF\
.B:
6WXGHQWGHILQHVVLJQDOW\SHVDQGWLPLQJV5HFRJQL]HV >6:@$VVHVVPHQWRIIDFWXDO
EDVLFSURSHUWLHVRISHULRGLFDQGQRQSHULRGLFVLJQDOV NQRZOHGJH
VSHFWUXP&ODVVLILHVVLJQDOVRXUFHVDQG5&FLUFXLWV
'HVFULEHVRSHUDWLRQDODPSOLILHUVDQG5&DQG
UHOD[DWLRQRVFLOODWRUV([SODLQVGLJLWDOPHDVXUHPHQW
PHWKRGVRIWLPHIUHTXHQF\DQGSKDVHVKLIW
'HVFULEHVUXOHVRIYROWDJHWRGLJLWDOFRGHFRQYHUVLRQ
6WXGHQWUHFRJQL]HVDUFKLWHFWXUHDQGRSHUDWLRQ
PRGHVRIDQDORJDQGGLJLWDORVFLOORVFRSH&ODVVLILHV
PHDVXUHPHQWV\VWHPVDQGLQWHUIDFHV3HUIRUPV
PHDVXUHPHQWVRIEDVLFHOHFWULFDOSDUDPHWHUV
6WXGHQWRUJDQL]HVPHDVXUHPHQWV\VWHPDQG
PHDVXUHVSDUDPHWHUVRIVHOHFWHG$'FRQYHUWHUV
([SORUHVEDVLFXNáDG\SUDF\WUDQ]\VWRUD3HUIRUPV
PHDVXUHPHQWRIIUHTXHQF\FKDUDFWHULVWLFRI
RSHUDWLRQDOUHVRQDQWDQGDXGLRIUHTXHQF\DPSOLILHUV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWREDVLFRIHOHFWURQLFV(OHFWURQLFVLJQDOVNLQGDQGWKHLUFRXUVWLPHLQWRLWGHWDLOHG
GHVFULSWLRQRIKDUPRQLFDOVLJQDO$0)030VLJQDOV6SHFWUXPRISHULRGLFVLJQDOV)RXULHUVHTXHQFH
H[DPSOHVRIVLJQDOVDERX\GLIIHUHQWVSHFWUDLQWRLWVSHFWUXPRIUHFWDQJXODUZDYHDQG$0VLJQDO'LVWRUWLRQV
RISHULRGLFVLJQDOVXQOLQHDUGLVWRUWLRQVLQWHUPRGXODWLRQDQGOLQHDUGLVWRUWLRQVLQIOXHQFHRIIUHJXHQF\
FKDUDFWHULVWLFRIURDGRQIRUPRIVLJQDOW\SLFDOGLVWRUWLRQVRIUHFWDQJXODUZDYH6SHFWUXPRISHULRGLFVLJQDO
)RXULHULQWHJUDOVSHFWUXPRIUHFWDQJXODUSXOVHVSHFWUXPRIDFRXVWLFDQGYLGHRVLJQDOV1RLVHVGLJLWDOVLJQDOV
DQGSULQFLSOHVRIFRQYHUWLRQRIDQDORJVLJQDOVWRGLGLWDOVLJQDOVLQWRLW1\TXLVWFRQGLWLRQ6RXUFHVRIVLJQDOV
HOHFWULFVRXUFHVDQGPHDVXUHVRIVLJQDOVLQWRLWDVWDWHPHQWDERXWVXSSOHPHQWDU\VRXUFHHOHFWURQLFFLUFXLWVDV
VRXUFHVRIVLJQDOVDEVROXWHDQGUHODWLYHVLJQDOV5&FLUFXLWVDQGWKHLULQIOXHQFHRQHOHFWURQLFVLJQDOVVZLWFKLQJ
RIFLUFXLWLQWHJUDODQGFRPSHQVDWHFLUFXLWVHOHPHQWDU\ORZSDVVDQGKLJKSDVVILOWHUV9ROWDJHDQGFXUUHQW
UHVRQDQFHUHVRQDQFH/&FLUFXLWVTXDUW]UHVRQDWRU'HWHFWLRQGHPRGXODWLRQDQGGHFRGLQJRIVXJQDOV
$PSOLILFDWLRQRIVLJQDOVWUDQVLVWRUV$PSOLILHUZLWKQHJDWLYHIHHGEDFNGLIIHUHQWLDODPSOLILHUSXVKSXOODQG
RSHUDWLRQDODPSOLILHU+DUPRQLFJHQHUDWRUV5HOD[HWLRQRVFLODWRUV6LJQDOV\QFKURQLVDWLRQ
,QWURGXFWLRQ%DVLFPHWURORJLFDOWHUPVPHDVXUHPHQWFRQYHUWHUPHDVXULQJLQVWUXPHQWDQGV\VWHP
PHDVXUHPHQWHUURUVVWDQGDUGDQGH[WHQGHGXQFHUWDLQW\$QDORJRVFLOORVFRSH%ORFNGLDJUDPSULQFLSOHVRI
RSHUDWLRQ7LPHEDVHJHQHUDWRUWULJJHULQJPHWKRGV2VFLOORVFRSHPHDVXUHPHQWPHWKRGVSKDVHSXOVH
SDUDPHWHUVREVHUYDWLRQRIGHYLFHFKDUDFWHULVWLFV'LJLWDOPHWKRGRIWLPHLQWHUYDOPHDVXUHPHQWFRXQW
HUURU'LJLWDOPHWKRGVRIORZDQGKLJKIUHTXHQF\PHDVXUHPHQWV3KDVHPHDVXUHPHQWV&ODVVLILFDWLRQ
DQGFKDUDFWHUL]DWLRQRIGLJLWDOYROWDJHPHDVXUHPHQWVPHWKRGV'XDOVORSHLQWHJUDWLRQ$'&9ROWDJHWR
IUHTXHQF\LQWHJUDWLRQ$'&'$&VZLWKELQDU\ZHLJKWHGUHVLVWRUVDQG55ODGGHU&RPSHQVDWLRQ$'&
ZLWKVXFFHVVLYHDSSUR[LPDWLRQ)ODVK$'&0HDVXUHPHQWVRI$&YROWDJH$&'&FRQYHUWHUVRIWUXH506
YDOXH'LJLWDOPXOWLPHWHUVZLUHUHVLVWDQFHWRYROWDJHFRQYHUWHUV'LJLWDOVWRUDJHRVFLOORVFRSH
DUFKLWHFWXUHVDPSOLQJWHFKQLTXHVPRGHVRIRSHUDWLRQVDSSOLFDWLRQV'LJLWDOPHDVXUHPHQWPHWKRGVRI
LPSHGDQFHSDUDPHWHUV5/&_=_&ODVVLILFDWLRQDQGFKDUDFWHUL]DWLRQRIPHDVXULQJV\VWHPV0HDVXULQJ
V\VWHPVEDVHGRQJHQHUDOSXUSRVHLQWHUIDFHEXV*3,%VLJQDOVDQGOLQHVWKUHHZLUHKDQGVKDNHSURFHVV
&UHDWLQJRIYLUWXDOLQVWUXPHQWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$6HGUD0LFURHOHFWURQLFFLUFXLWV+5:1HZ<RUN-2VLRZVNL-6]DEDWLQ3RGVWDZ\WHRULLREZRGyZW
:1706WDEURZNL&\IURZHSU]\U]ąG\SRPLDURZH3:1,QVWUXNFMHLPDWHULDO\SRPRFQLF]HGR
ODERUDWRULXPQDZZZHWLSJJGDSONDWHGU\NRVHG\GDNW\ND
5HFRPPHQGHGUHDGLQJ
$)LOLSNRZVNL8NáDG\HOHNWURQLF]QHDQDORJRZHLF\IURZH:17-'XV]DLLQQL3RGVWDZ\PLHUQLFWZD:\G
3ROLWHFKQLNL:DUV]DZVNLHM
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
)XQGDPHQWDOVRI3K\VLFV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI$WRPLF0ROHFXODUDQG2SWLFDO3K\VLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
([FHUFLHVH
SZ
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GU5\V]DUG7ZDUGRZVNL
GU5\V]DUG7ZDUGRZVNL
6XEMHFWREMHFWLYHV
3URYLGLQJWKHVWXGHQWZLWKWKHEDVLFNQRZOHGJHRISK\VLFVKHOSIXOLQIXUWKHUHGXFDWLRQ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWVROYHVVLPSOHSUREOHPVRIFODVVLFDO
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHFKDQLFVVWDWLVWLFDOSK\VLFVDQGWKHUPRG\QDPLFV PHWKRGVDQGWRROV
RVFLOODWRU\DQGZDYHPRWLRQDQGRIZDYHQDWXUHRI >68@$VVHVVPHQWRIWDVNIXOILOPHQW
OLJKW
.B:
6WXGHQWHQXPHUDWHVDQGH[SODLQVWKHEDVLF
>6:@$VVHVVPHQWRIIDFWXDO
SKHQRPHQDFRQFHSWVDQGODZVFRQFHUQLQJFODVVLFDO NQRZOHGJH
PHFKDQLFVVWDWLVWLFDOSK\VLFVDQGWKHUPRG\QDPLFV
RVFLOODWRU\DQGZDYHPRWLRQJHRPHWULFDODQGZDYH
RSWLFVDQGHOHFWURVWDWLFV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
/(&785(
.LQHPDWLFVDQGG\QDPLFVRIDPDWHULDOSRLQW3ULQFLSOHRIFRQVHUYDWLRQRIHQHUJ\3ULQFLSOHRIFRQVHUYDWLRQRI
PRPHQWXPDQGDQJXODUPRPHQWXP0HFKDQLFVRIULJLGERG\%DVLFSURSHUWLHVRIJUDYLWDWLRQDOILHOG+HDWZRUN
LQWHUQDOHQHUJ\JDVWUDQVIRUPDWLRQV/DZVRIWKHUPRG\QDPLFV(OHPHQWVRINLQHWLFWKHRU\RIJDVHV0D[ZHOO
%ROW]PDQQGLVWULEXWLRQV(QWURS\UHYHUVLEOHDQGQRQUHYHUVLEOHSURFHVVHV+DUPRQLFRVFLOODWRUDGGLWLRQRI
RVFLOODWLRQV(ODVWLFZDYHV%DVLFSURSHUWLHVRIDFRXVWLFZDYHV(QHUJ\GHQVLW\DQGLQWHQVLW\RIZDYH3DUDPHWHUV
RIWKHPHGLXPZDYHLPSHGDQFH(OHPHQWVRIJHRPHWULFDORSWLFV:DYHRSWLFVOLJKWDVHOHFWURPDJQHWLFZDYH
GLVSHUVLRQLQWHUIHUHQFHGLIIUDFWLRQDQGSRODUL]DWLRQRIZDYHV%DVLFVRIKRORJUDSK\(OHFWULFILHOGLQWHQVLW\
(OHFWULFILHOGRIDSRLQWOLNHFKDUJHDQGRIDV\VWHPRIFKDUJHV(OHFWULFSRWHQWLDORIDSRLQWOLNHFKDUJHDQGRID
V\VWHPRIFKDUJHV5HODWLRQVKLSEHWZHHQWKHLQWHQVLW\RIHOHFWULFILHOGDQGHOHFWULFSRWHQWLDO*DXVV
WKHRUHP
(OHFWULFGLSROH
35$&7,&(
3UREOHPVRQNLQHPDWLFVRISURJUHVVLYHPRWLRQGHVFULSWLRQRIWKHPRWLRQLQ&DUWHVLDQV\VWHP9HORFLW\
DFFHOHUDWLRQQRUPDODQGWDQJHQWLDODFFHOHUDWLRQ3UREOHPVRQNLQHPDWLFVRIURWDWLRQDOPRWLRQGHVFULSWLRQRIWKH
PRWLRQLQ&DUWHVLDQV\VWHPDQGLQDSRODUFRRUGLQDWHV\VWHP3UREOHPVRQG\QDPLFVRISURJUHVVLYHPRWLRQ
DSSOLFDWLRQVRI1HZWRQ
VODZV'\QDPLFVODZVLQQRQLQHUWLDOIUDPHRIUHIHUHQFH3UREOHPVRQFRQVHUYDWLRQRI
HQHUJ\PRPHQWXPDQGDQJXODUPRPHQWXP3UREOHPVUHODWHGWRWKHILUVWODZRIWKHUPRG\QDPLFVLQWKHFDVHRI
DQLGHDOJDV3UREOHPVUHODWHGWR0D[ZHOOGLVWULEXWLRQ&DOFXODWLRQRIHQWURS\FKDQJHVLQUHYHUVLEOH
WUDQVIRUPDWLRQVRIDQLGHDOJDV([DPSOHVRIKDUPRQLFPRWLRQ%DVLFVRIZDYHPRWLRQ:DYHHQHUJ\GHQVLW\
3R\QWLQJ¶VYHFWRUZDYHLQWHQVLW\3UREOHPVUHODWHGWRWKHLQWHUIHUHQFHRIOLJKW'LIIUDFWLRQDQGSRODUL]DWLRQRI
OLJKW)UDXQKRIHUVLQJOHVOLWGLIIUDFWLRQ0DOXV
VODZ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
7ZDUGRZVNL51RWDWNLGRZ\NáDGXRSXEOLNRZDQHZVLHFLZZZPLISJJGDSOKRPHSDJHVU\UW
6DZLHOLHZ,::\NáDG\]IL]\NLWRPO3:1
%REURZVNL&])L]\ND:17
=ELyU]DGDĔ]IL]\NLGRVWĊSQ\SRGDGUHVHPZZZPLISJJGDSO]]
5HFRPPHQGHGUHDGLQJ
2UHDU-)L]\NDWRPL:17
5HVQLFN5+DOOLGD\')L]\NDWRPL3:1
+DOOLGD\'5HVQLFN5:DONHU-3RGVWDZ\IL]\NLWRP3:1
%XMNR$=DGDQLD]IL]\NL]UR]ZLą]DQLDPLLNRPHQWDU]DPL:17
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
6ROYLQJWKHSUREOHPV
([DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
([SODLQHQHUJ\GHQVLW\RIZDYHPRWLRQ
(QXPHUDWHPHWKRGVRIOLJKWSRODUL]DWLRQ
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
%DVLFVRI3UREDELOLW\0HWKRGV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI7HOHLQIRUPDWLRQ1HWZRUNV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
([FHUFLHVH
&RQVXODWLRQ
([DP
SZ
/HFWXUHVWXGLHV
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GU-DGZLJD.R]áRZVND
GU-DGZLJD.R]áRZVND
6XEMHFWREMHFWLYHV
.QRZOHGJHRIEDVLFPHWKRGVRIRQHDQGPXOWLGLPHQVLRQDOUDQGRPYDULDEOHDQDO\VLV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
&DOFXODWHVSDUDPHWHUVDQGFKDUDFWHULVWLFVRIRQHDQG >6.@$VVHVVPHQWRISURJUHVVRI
PXOWLGLPHQVLRQDOUDQGRPYDULDEOHV
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
6WXGHQWGHVFULEHVEDVLFFKDUDFWHULVWLFVRIGLVFUHWH
DQGFRQWLQRXVYDULDEOHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHTXLUHPHQWV
6XEMHFWFRQWHQWV
'HILQLWLRQRIUDQGRPHYHQWGHILQLWLRQVRIWKHSUREDELOLW\&RQGLWLRQDOSUREDELOLWLHVLQGHSHQGHQWHYHQWV
/DZRIWRWDOSUREDELOLW\%D\HVWKHRUHP'HILQLWLRQVRIFRQWLQRXVDQGGLVFUHWHUDQGRPYDULDEOHVGHILQLWLRQ
DQGSURSHUWLHVRIFXPXODWLYHGLVWULEXWLRQIXQFWLRQGHILQLWLRQDQGSURSHUWLHVRISUREDELOLW\GHQVLW\IXQFWLRQ
0XOWLGLPHQVLRQDOUDQGRPYDULDEOHV059G\VWULEXWLRQIXQFWLRQPDUJLQDOGLVWLEXWLRQV&RQGLWLRQDO
GLVWULEXWLRQV0HDQYDOXHGHILQLWLRQSURSDUWLHV+LJKHURUGHUVWDWLVWLFDOPRPHQWVRI59YDULDQFHRI59
GHILQLWLRQSURSHUWLHVVWDQGDUWGHYLDWLRQ0RPHQWVRIPXOWLGLPHQVLRQDO59PL[HGPRPHQWVFRUUHODWLRQ
FRHIILFLHQWFRYDULDQFHFRHIILFLQWFRYDULDQFHPDWUL[([DPSOHVRIDUHDVLPSOHPHQWDWLRQRIGLVFUHWH59
GLVWULEXWLRQVWZRSRLQWELQRPLDO3RLVVRQJHRPHWULF([DPSOHVRIDUHDVLPSOHPHQWDWLRQRIFRQWLQXRXV59
GLVWULEXWLRQVH[SRQHWLDO5D\OHLJK*DXVV*DXVVGLVWULEXWLRQRIPXOWLGLPHQVLRQDO59)XQFWLRQVRI59
SUREDELOLW\GLVWULEXWLRQ'HILQLWLRQVRIOLPLWVRI59VHTXHQFHVILUVWDQGVHFRQG7FKHE\VFKHYLQHTXDOLWLHV
0DUNRYODUJHQXPEHUWKHRUHPOLPLWWKHRUHP
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
6REF]DN:.RQRUVNL-.R]áRZVND-3UREDELOLVW\NDVWRVRZDQDZ\G3*U
5HFRPPHQGHGUHDGLQJ
$3DSRXOLV3UREDELOLW\5DQGRP9DULDEOHVDQG6WRFKDVWLF3URFHVV0F*UDZ+LOO
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
SUREOHPVDQGTXHVWLRQV
WHVWVSUREOHPVDQGTXHVWLRQV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
([DPSOHSUREOHP5DQGRPYDULDEOHSUREDELOLW\GHQVLW\IXQFWLRQLVJLYHQE\WKHIRUPXODS[ &H[S[IRU[!
&DOFXODWHWKHFRQVWDQW&FXPXODWLYHG\VWULEXWRQIXQFWLRQWKHPHDQYDOXHDQGYDULDQFHRIUDQGRPYDULDEOH;
([DPSOHTXHVWLRQ:ULWHDQGSURI7FKHE\VFKHYLQHTXDOLWLHV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
2EMHFWRULHQWHG3URJUDPPLQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
3URMHFWFRQVXOWDWLRQ
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ0DUHN0RV]\ĔVNLSURIQDG]Z3*
GUKDELQĪ0DUHN0RV]\ĔVNLSURIQDG]Z3*
6XEMHFWREMHFWLYHV
7KHRU\DQGSUDFWLFHRQREMHFWRULHQWHGSURJUDPPLQJ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHSUDFWLFDOVNLOOVDUHYHULILHGE\SURJUDPPLQJ
XVLQJDIHZREMHFWRULHQWHGODQJXDJHV
.B:
7KHOHFWXUHVJLYHWKHLGHDRIREMHFWRULHQWHG
SURJUDPPLQJZLWKWKHIRXUGLIIHUHQWSURJUDPPLQJ
ODQJXDJHVLH&-DYD&DQG3\WKRQ
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
.QRZOHGJHRQQRQREMHFWRULHQWHGODQJXDJHLH&ODQJXDJH
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
1RUHTXLUHPHQWV
6RIWZDUHSURJUDPPLQJSDUDGLJPVLQFOXGLQJREMHFWRULHQWHGDSSURDFK
(QFDSVXODWLRQLQKHULWDQFHDEVWUDFWLRQDQGSRO\PRUSKLVPLQ&ODQJXDJH
6SHFLILFIHDWXUHVRI&RELHFWRULHQWDWLRQ
-DYDODQJXDJHDQGLWVFRPSDULVRQWR&ODQJXDJH
&ODQJXDJHDVVXFFHVRURI&DQG-DYDODQJXDJHV
3\WKRQDVDVFULSWLQJREMHFWRULHQWHGODQJXJH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%MDUQH6WUDVWURXS7KH&SURJUDPPLQJODQJXDJH
%UXFH(FNHO7KLQNLQJLQ-DYD
$QG\+DUULV0DFURVRIW&IRUDEVROXWHEHJLQQHU
0DUN/XW]3URJUDPPLQJ3\WKRQ
5HFRPPHQGHGUHDGLQJ
-RKQ+XQW6PDOOWDONDQG2EMHFW2ULHQWDWLRQ
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
ODERUDWRU\
SURMHFW
OHFWXUH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
6DPSOHTXHVWLRQ:KDWDUHWKHWUHQGVRI&HYROXWLRQ"
6DPSOHWDVNLPSOHPHQWDWLRQRIVLPSOHREMHFWRULHQWHGVRIWZDUHPRGXOHXVLQJREMHFWRULHQWHGSDUDGLJPVLQ
GLIIHUHQWODQJXDJHV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
%6F'LSORPD3URMHFW,
6XEMHFWFRGH
(3
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
3URMHFW
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GUKDELQĪ0DUHN0RV]\ĔVNLSURIQDG]Z3*
GULQĪ$XJXVW5DPV
6XEMHFWREMHFWLYHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
.B.
.B8
.B:
0HWKRGRIYHU\ILFDWLRQ
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPPHQGDWLRQV
6XEMHFWFRQWHQWV
,PSOHPHQWDWLRQRIWKHSURMHFWWHDPRIHQJLQHHUVFRQFHLYHGDVDQDGYDQFHG,7WDVNSODFHGEHIRUHWKHVWXGHQW
WHDPFRQVLVWLQJRIVWXGHQWV'HYHORSHGXQGHUWKHSURMHFWVROXWLRQWRJHWKHUZLWKUHOHYDQWGRFXPHQWDWLRQLV
DQHQJLQHHULQJWKHVLV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%LEOLRJUDSK\VHOHFWHGLQGLYLGXDOO\E\WKHWXWRUIRUHDFKGLSORPD
5HFRPPHQGHGUHDGLQJ
%LEOLRJUDSK\VHOHFWHGLQGLYLGXDOO\E\WKHWXWRUIRUHDFKGLSORPD
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
5DWLQJJLYHQE\WKHUHYLHZHU
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
'LVWULEXWHG3URFHVVLQJ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
&RQVXODWLRQ
3URMHFWFRQVXOWDWLRQ
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ3LRWU%UXGáR
GULQĪ3LRWU%UXGáR
6XEMHFWREMHFWLYHV
7HDFKLQJDQGXSVNLOOLQJIRXQGDWLRQVDQGUXOHVRIGLVWULEXWHGDQGSDUDOOHOSURFHVVLQJLQQHWZRUNHGFRPSXWHU
V\VWHPV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
>6.@$VVHVVPHQWRISURJUHVVRI
VWXGHQWXVHVDELOLWLHVRIDQDO\VLVRIFRPSOH[
GLVWULEXWHGV\VWHPVVWXGHQWGHILQHVV\VWHPLVVXHV ZRUN
RIGLVWULEXWHGSURFHVVLQJVWXGHQWDSSUHFLDWHVWKH >68@$VVHVVPHQWRIWDVNIXOILOPHQW
LPSRUWDQFHRIGLVWULEXWHGSURFHVVLQJLVVXHV
.B:
VWXGHQWDSSOLHVV\VWHPOLEUDULHVIRUGLVWULEXWHG
SURFHVVLQJVWXGHQWHODERUDWHVVWXGHQW
VGHVLJQRI
GLVWULEXWHGSURFHVVLQJV\VWHPVWXGHQWSUHVHQWV
SUDFWLFDODELOLWLHVRIGLVWULEXWHGSURJUDPPLQJ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
.B:
VWXGHQWDQDO\VHVWKHHVVHQFHRIGLVWULEXWHG
SURFHVVLQJDQGV\QFKURQLVDWLRQVWXGHQWLGHQWLILHV
WKHIXQGDPHQWDOVRIV\QFKURQLVDWLRQPHFKDQLVPV
VWXGHQWGLIIHUHQWLDWHVWKHEDVLFSUREOHPVRI
V\QFKURQLVDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWRWKHFRXUVH&RPSOHWLRQUXOHV
$EVWUDFWLRQRIFRQFXUUHQWSURFHVVLQJ
3DUDOOHOSURFHVVLQJLQH[DPSOHV
&ULWLFDOVHFWLRQLQWURGXFWLRQ
&ODVVLFDOSUREOHPVRIFRQFXUUHQWSURFHVVLQJSURGXFHUVFRQVXPHUVUHDGHUVZULWHUVILYHSKLORVRSKHUV
6HPDSKRUHVGHWDLOHGFODVVLILFDWLRQZLWKGHVFULSWLRQV
&RQFXUUHQWDQGPXOWLHQWU\SURFHGXUHV
6ROXWLRQVIRUFODVVLFWRSLFVRIFRQFXUUHQWSURFHVVLQJZLWKXVHRIVHPDSKRUHV
%LQDU\DQGJHQHUDOVHPDSKRUHVLQ8QL[V\VWHP
0XOWLWKUHDGSURJUDPPLQJ
$FFHVVDQGH[HFXWLRQV\QFKURQL]DWLRQIRUWKUHDGVRUSURFHVVHV
/LEUDULHVRIFRQFXUUHQWIXQFWLRQVIRU8QL[V\VWHPV
0RQLWRULQWURGXFWLRQDQGGHVFULSWLRQRIWKHPHFKDQLVP
0RQLWRUVLQVROYLQJRIFRQFXUUHQWSURFHVVLQJSUREOHPVSUDFWLFDOH[DPSOHV
&RQGLWLRQDOYDULDEOHVLQ8QL[V\VWHPVSUDFWLFDOLPSOHPHQWDWLRQRIPRQLWRUSURFHGXUHV
&RPSDULVRQRIVHPDSKRUHVDQGPRQLWRUPHFKDQLVPVWKHRUHWLFDODSSURDFK
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%HQ$UL03RGVWDZ\SURJUDPRZDQLDZVSyáELHĪQHJR:\GDZQLFWZD1DXNRZR7HFKQLF]QH:DUV]DZD
&RORXULV*'ROOLPRUH-.LQGEHUJ*'LVWULEXWHG6\VWHPV&RQFHSWVDQG'HVLJQVHFRQGHGLWLRQ$GGLVRQ
:HVOH\
&RXORXULV*'ROOLPRUH-.LQGEHUJ76\VWHP\UR]SURV]RQH3RGVWDZ\LSURMHNWRZDQLH:\GDZQLFWZD
1DXNRZR7HFKQLF]QH:DUV]DZD
+ZDQJ.%ULJJV)&RPSXWHU$UFKLWHFWXUHDQG3DUDOOHO3URFHVVLQJ0F*UDZ+LOO
5HFRPPHQGHGUHDGLQJ
/LVWHU$(DJHU5:SURZDG]HQLHGRV\VWHPyZRSHUDF\MQ\FK:\GDZQLFWZD1DXNRZR7HFKQLF]QH:DUV]ZD
6LOEHUVFKDW]$*DYOLQ33RGVWDZ\V\VWHPyZRSHUDF\MQ\FK:\GDZQLFWZD1DXNRZR7HFKQLF]QH:DUV]ZD
6WHYHQV58QL[1HWZRUN3URJUDPPLQJ3UHQWLFH+DOO
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3UDFWLFDOODERUDWRULHV
7HUPORQJGHVLJQ
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
6RIWZDUH3URMHFW2UJDQL]DWLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
3URMHFWFRQVXOWDWLRQ
([DP
SZ
/HFWXUHVWXGLHV
([FHUFLHVHSUHSDUDWLRQ
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ-DNXE0LOHU
GULQĪ-DNXE0LOHU
6XEMHFWREMHFWLYHV
7ROHDUQWKHRUJDQL]DWLRQDQGUHDOL]DWLRQRIDVRIWZDUHSURMHFWEDVHGRQWZRW\SHVRIPHWKRGRORJLHVDJLOH6FUXP
DQGGLVFLSOLQHG5DWLRQDO8QLILHG3URFHVV7REHDEOHWRVHOHFWDGDSWDQGFRPELQHPHWKRGRORJLHVDQGSUDFWLFHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B.
6WXGHQWVHOHFWVWKHPHWKRGRORJ\PDWFKLQJWKH
QHHGVRIDSURMHFW
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B8
6WXGHQWGHYHORSVVRIWZDUHIROORZLQJWKH6FUXP
PHWKRGRORJ\6WXGHQWGHYHORSVVRIWZDUHIROORZLQJ
WKH583PHWKRGRORJ\
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
6WXGHQWFODVVLILHVWKHVRIWZDUHGHYHORSPHQW
PHWKRGRORJLHV6WXGHQWOLVWVWKHPHWKRGRORJLHVRI
VRIWZDUHGHYHORSPHQW6WXGHQWGHVFULEHVWKH
VRIWZDUHGHYHORSPHQWSURFHVVZLWK6FUXP
PHWKRGRORJ\6WXGHQWGHVFULEHVWKHVRIWZDUH
GHYHORSPHQWSURFHVVZLWK583PHWKRGRORJ\
>6:@$VVHVVPHQWRIWH[W
HODERUDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
'DWDZ\GUXNX
,QWURGXFWLRQWRWKHVXEMHFW
,QWURGXFWLRQWRWKHPHWKRGRORJLHVFODVVHVFKDOODQJHV
6FUXPUROHVDUWLIDFWVHYHQWVUXOHV
6FUXPSURGXFWGHILQLWLRQ
6FUXPLQVLGHWKHVSULQWRUJDQLVDWLRQ
6FUXPSURGXFWGHYHORSPHQW
5DWLRQDO8QLILHG3URFHVVVWUXFWXUH
583,QFHSWLRQSKDVH
583(ODERUDWLRQSKDVH
583&RQVWUXFWLRQSKDVH
5837UDQVLWLRQSKDVH
583SURFHVVFRQILJXUDWLRQ
%DODQFLQJDJLOLW\DQGGLVFLSOLQH
6HOHFWLRQDQGDGDSWDWLRQRIWKHPHWKRGRORJ\
%DODQFLQJDJLOLW\DQGGLVFLSOLQHFDVHVWXGLHV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
3ODQQHGOHDUQLQJ
DFWLYLWLHV
5HTXLUHGUHDGLQJ
$.RV]ODMGD=DU]DG]DQLH3URMHNWDPL,73U]HZRGQLNSR0HWRG\NDFK+HOLRQ
.6FKZDEHU-6XWKHUODQG7KH6FUXP*XLGH7KH'HILQLWLYH*XLGHWR6FUXP7KH5XOHVRIWKH*DPH
6FUXPRUJ
0&KUDSNR6FUXP2]ZLQQ\P]DU]ąG]DQLXSURMHNWDPL+HOLRQ
.65XELQ6FUXP3UDNW\F]Q\SU]HZRGQLNSRQDMSRSXODUQLHMV]HMPHWRG\FH$JLOH+HOLRQ
0/DFH\6FUXP3UDNW\F]Q\SU]HZRGQLNGODSRF]ąWNXMąF\FK+HOLRQ
.6FKZDEHU$JLOH3URMHFW0DQDJHPHQWZLWK6FUXP0LFURVRIW3UHVV
.%HFN&$QGUHV:\GDMQHSURJUDPRZDQLH([WUHPH3URJUDPPLQJZ\G,,0,.20
$&RFNEXUQ$JLOH6RIWZDUH'HYHORSPHQW*UD]HVSRáRZDZ\G,,+HOLRQ
-6KRUH6:DUGHQ$JLOH'HYHORSPHQW)LOR]RILDSURJUDPRZDQLD]ZLQQHJR+HOLRQ
3.UXFKWHQ7KH5DWLRQDO8QLILHG3URFHVV$Q,QWURGXFWLRQUGHGLWLRQ$GGLVRQ:HVOH\3URIHVVLRQDO
3.UROO3.UXFKWHQ7KH5DWLRQDO8QLILHG3URFHVV0DGH(DV\$3UDFWLWLRQHU
V*XLGHWRWKH583$GGLVRQ
:HVOH\3URIHVVLRQDO
5DWLRQDO8QLILHG3URFHVVDW,%0ZZZLEPFRPVRIWZDUHDZGWRROVUXS
5HFRPPHQGHGUHDGLQJ
0DQLIHVWRIRU$JLOH6RIWZDUH'HYHORSPHQWZZZDJLOHPDQLIHVWRRUJ
.6FKZDEHU0%HHGOH$JLOH6RIWZDUH'HYHORSPHQWZLWK6FUXP3UHQWLFH+DOO
.%HFN([WUHPH3URJUDPPLQJ([SODLQHG(PEUDFH&KDQJH$GGLVRQ:HVOH\3URIHVVLRQDO
2SHQ83SURFHVVPRGHOKWWSHSIHFOLSVHRUJZLNLVRSHQXS(3)
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
'HVLJQWKHLQIUDVWUXFWXUHIRUDVRIWZDUHSURMHFW
'HYHORS3URGXFW%DFNORJDQG6SULQW%DFNORJDFFRUGLQJWR6FUXP
'HYHORSWHVWFDVHVUHSRUWWHVWUHVXOWV
'HYHORSWKHSURMHFWSODQDFFRUGLQJWR583
6HOHFWWKHVFRSHRIWKHDUFKLWHFWXUDOSURWRW\SHLQ583
$VVLJQDPHWKRGRORJ\WRDSURMHFW
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
0DUNHWEDVHVRIHQWHUSUHQHXUVKLS
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0DULQH(OHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
SZ
/HFWXUHVWXGLHV
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ$QGU]HM'\ND
GUKDELQĪ$QGU]HM'\ND
6XEMHFWREMHFWLYHV
6WXGHQWZLOODFTXLUHVRPHNQRZOHGJHRQPDQDJLQJKLWHFKFRPSDQ\LQDOODVSHFWVRIDFWLYLW\ZLWKDVSHFLDOIRFXV
RQPDUNHWLQJ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWZLOOGHILQHDQGGHVFULEHSUREOHPVLQWKH
DUHDRIHQWUHSUHQHXULDODFWLYLW\SDUWLFXODUO\RQ
PDUNHWLQJDQGVDOHVRUJDQL]DWLRQ
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
6WXGHQWZLOOGHILQHDQGGHVFULEHSUREOHPVLQWKH
DUHDRIHQWUHSUHQHXULDODFWLYLW\SDUWLFXODUO\RQ
PDUNHWLQJDQGVDOHVRUJDQL]DWLRQ
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
1RUHFRPPHQGDWLRQV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
&RQGLWLRQVIRUDVXFFHVVIXOEXVLQHVV
)XQFWLRQDODQGWHFKQLFDOVSHFLILFDWLRQ
.LQGVRIHQWUHSUHQHXUVKLS
)XQFWLRQDOGLDJUDPRIVRIWZDUHFRPSDQ\
0DUNHWLQJ
6RXUFHVRIFRQIOLFWVEHWZHHQ0NWJDQG5'GHSDUWPHQWV
6\VWHPIRUVXFFHVVIXOVRIWZDUHGHYHORSPHQW
6DOHVRUJDQL]DWLRQ
3ULRULWL]DWLRQ
'HFLVLRQPDNLQJXVLQJ0DUNRYDOJRULWKP
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
VWXGHQW¶VOHFWXUHQRWHV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
&RPSXWHU1HWZRUNV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
&RQVXODWLRQ
([DP
/HFWXUHVWXGLHV
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
SURIGUKDELQĪ-y]HI:RĨQLDNSURI]Z3*
SURIGUKDELQĪ-y]HI:RĨQLDNSURI]Z3*
6XEMHFWREMHFWLYHV
/HDUQLQJPDMRUOD\HUHGQHWZRUNLQJDUFKLWHFWXUHVSURWRFROVDQGQHWZRUNVWDQGDUGV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B:
6WXGHQWHPSOR\VYLUWXDOQHWZRUNWHFKQRORJLHVLQ
/$1QHWZRUNHQYLURQPHQW6WXGHQWHPSOR\V
WKHRUHWLFDOLQIRUPDWLRQFRQFHUQLQJ,(((
EDVHGQHWZRUNWHFKQRORJLHVLQSUDFWLFH
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWHPSOR\VWKHRUHWLFDOLQIRUPDWLRQ
FRQFHUQLQJ/$1:$1FRPSXWHUQHWZRUNV6WXGHQW PHWKRGVDQGWRROV
HPSOR\VUHDOZRUOGHTXLSPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
&ODVVLILFDWLRQDQGJHQHUDOGHVFULSWLRQRIFRPSXWHUQHWZRUNV/D\HUHGQHWZRNDUFKLWHFWXUHV,6226,7&3
,37KHWHRUHWLFDOEDVLVIRUGDWDFRPPXQLFDWLRQV'DWD/LQN/D\HUGHVLJQLVVXHVV\QFKURQLVWLRQIORZFRQWURO
HUURUGHWHFWLRQDQGFRUUHFWLRQPXOWOLSOH[LQJ/RFDODUHDQHWZRUNVJHQHUDOFKDUDFWHULVWLFVFKDQQHODFFHVV
PHWKRGV&RQWHQWLRQW\SHVROXWLRQV(WKHUQHWQHWZRUNV0$&VXEOD\HUIXQFWLRQVDQGFKDQQHODFFHVVSULQFLSOHV
VWDQGDHG,(((:LUHOHVV/$1QHWZRUNVEDVLFFKDUDFWHULVWLFV,(((VWDQGDUGRSHUDWLRQDO
PRGHV,(((VWDQGDUGFKDQQHODFFHVVPHWKRGV1HZ(WKHUQHWWHFKQRORJLHV*EV
(WKHUQHW()00HWKRGVRIFRQQHFWLQJ/$1QHWZRUNV9/$1:LGH$UHD1HWZRUNV:$1V7&3,3
DUFKLWHFWXUH,3DQGWUDQVSRUWSURWRFROV,3YSURWRFROVDGGUHVVHV0LJUDWLRQ,3Y,3Y5RXWLQJ
VROXWLRQVLQ:$1QHWZRUNV(QGWRHQGIORZFRQWUROLQ,3QHWZRUNV&RQJHVWLRQFRWUROLQ,3QHWZRUNV
%DVLFPRGHOVXSSRUWLQJPRELOHVWDWLRQVLQ,3QHWZRUNV0,31HWZRUNVHFXULW\
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
1RZLFNL.:RĨQLDN-3U]HZRGRZHLEH]SU]HZRGRZHVLHFL/$12ILF\QDZ\G3:0DWHULDá\]Z\NáDGX1RZLFNL
.6LHFL(WKHUQHW1RZLFNL.ĝZLDWRZLDN-3URWRNRá\,3Y:RĨQLDN-1RZLFNL.6LHFL/$10$1:$1
SURWRNRá\NRPXQLNDF\MQH:\G3RVWĊSX7HOHNRPXQLNDFML
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
&RUSRUDWH1HWZRUNV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
&RQVXODWLRQ
3URMHFWFRQVXOWDWLRQ
([DP
SZ
/HFWXUHVWXGLHV
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ:RMFLHFK*XPLĔVNL
GULQĪ:RMFLHFK*XPLĔVNL
6XEMHFWREMHFWLYHV
7KHREMHFWLYHRIWKHFRXUVHLVWRIDPLOLDUL]HVWXGHQWVZLWKWKHSULQFLSOHVRIGHVLJQEXLOGLQJDQGPDLQWDLQLQJ
FRUSRUDWHQHWZRUNV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWGLVWLQJXLVKHVEHWZHHQ/$1FDEOLQJ
VWDQGDUGV6WXGHQWPDNHVSODQRIQDPHVDQG
DGGUHVVHVRIGHYLFHV6WXGHQWXVHVWRROVWR
PRQLWRULQJWKHFRPSXWHUQHWZRUNV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWOLVWVWKHPHWKRGVRIFRPSXWHUQHWZRUN
UHPRWHDFFHVV6WXGHQWOLVWVWKUHDWVLQFRPSXWHU
QHWZRUNV
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWGHILQHVORJLFDODQGSK\VLFDODUFKLWHFWXUHVRI >6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
FRPSXWHUQHWZRUNV6WXGHQWGLIIHUHQWLDWHV:$1
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
QHWZRUNURXWLQJDOJRULWKPV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
QRQH
5HFRPPHQGHG
FRPSRQHQWV
QRQH
6XEMHFWFRQWHQWV
7\SHVRIFRUSRUDWHQHWZRUNV2SSRUWXQLWLHVIRUVPDOOPHGLXPDQGELJHQWHUSULVHV'HVLJQRIFRUSRUDWHQHWZRUNV
+LHUDUFKLFDOPRGHORIORJLFDODUFKLWHFWXUHRIFRUSRUDWHQHWZRUNV9LUWXDOSULYDWHQHWZRUNV&RUSRUDWH,3
7HOHSKRQ\(OHFWURQLFGDWDLQWHUFKDQJH7HOHDQGYLGHRFRQIHUHQFLQJ5HPRWHWUDLQLQJ6HFXULW\LVVXHV&XVWRPHU
UHODWLRQVKLSVPDQDJHPHQW*URXSZDUHDQG:RUNIORZ(QWHUSULVHDSSOLFDWLRQVLQWHJUDWLRQ(YROXWLRQRIFRFHSWVRI
FRUSRUDWHQHWZRUNV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
/HFWXUHQRWHV
5HFRPPHQGHGUHDGLQJ
2SSHQKHLPHU33URMHNWRZDQLHVLHFLPHWRGą7RS'RZQ0LNRP:DUV]DZDU
6HUDILQ06LHFL931=GDOQDSUDFDLEH]SLHF]HĔVWZRGDQ\FK+HOLRQ*OLZLFHU
7DQHQEDXP$66LHFLNRPSXWHURZHZ\G+HOLRQ*OLZLFHU
3U=ELRURZD9DGHPHFXP7HOHLQIRUPDW\NDWRP,,,'*:DUV]DZDU
3U=ELRURZD9DGHPHFXP7HOHLQIRUPDW\NDWRP,,,,'*:DUV]DZDU
:DMGD.UHG:\EUDQH]DJDGQLHQLDEXGRZ\LHNVSORDWDFMLVLHFLNRUSRUDF\MQ\FK:\GDZQLFWZR)XQGDFML
3RVWĊSX7HOHNRPXQLNDFML.UDNyZU
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
SURMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
2SHUDWLQJ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ0LFKDá:UyEHO
GULQĪ0LFKDá:UyEHO
6XEMHFWREMHFWLYHV
7RIDPLOLDUL]HVWXGHQWVZLWKWKHEDVLFVRIRSHUDWLQJV\VWHPVLQFOXGLQJILOHV\VWHPSURFHVVHVDQGKDUGZDUH
PDQDJHPHQW3UHVHQWDWLRQRIWKHEDVLFFRPPDQGVDQGVKHOOODQJXDJHVWUXFWXUHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWXQGHUVWDQGVDFFHVVSROLF\WRV\VWHP
UHVRXUFHV
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWFUHDWHVVKHOOVFULSWV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
.B8
6WXGHQWGLVWLQTXLVKHVWH[WSURFHVVLQJSURJUDPV
6WXGHQWWHVWVEDVKVFULSWV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWFODVVLILHVRSHUDWLQJV\VWHPSURFHVVHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
.B:
6WXGHQWGHILQHVILOHV\VWHPSURSHUWLHV6WXGHQW
GHVFULEHVGLVNVDQG5$0PHPRU\PHQDJHPHQW
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
2SHUDWLQJV\VWHPJRDOVDQGGHILQLWLRQV
2SHUDWLQJV\VWHPFRQFHSWDQGLWVVWUXFWXDOPRGHO
)LOHFRQFHSWV\VWHPDQGLWVHOHPHQWV
,QRGHVWUXFWXUHDQGLWVHOHPHQWV
)LOHV\VWHPGLUHFWRU\WUHHVWUXFWXUH
0RXQWLQJDQGILOHV\VWHPG\QDPLFPRGLILFDWLRQUXOHV
+DUGDQGV\PEROLFOLQNVFUHDWLRQ
3URFHVVPRGHODQGLPSOHPHQWDWLRQIRUNIXQFWLRQ
6WDQGDUGLQSXWRXWSXWUHGLUHFWLRQUXOHVSLSHIXQFWLRQ
3URFHVVDQGWKUHDGPDQDJHPHQW
&RQWH[WFKDQJHPXOWLSURFHVVLQJ
7DVNVFKHGXOHUTXHXHVSUHHPSWLYHPXOWLWDVNLQJ
3URFHVVRUWLPHPDQDJHPHQW
6WDUYDWLRQDQGGHDGORFNSUREOHPV
$FFHVVWRUHVRXUFHVSUREOHPVGLQLQJSKLORVRSKHUVSUREOHP
'LVNVDQG5$0PHPRU\PDQDJHPHQW
'HPDQGSDJLQJ
5HVRXUFHVHFXULW\GHIHQVHVPHFKDQLVP
6KHOOSURSHUWLHVDQGWDVNV
%DVLFVKHOOFRPPDQGVWHVWJUHSJHWRSWV
7H[WPDQLSXODWLRQSURJUDPVDZNVHG
3URJUDPPLQJLQEDVKODQJXDJHVFULSWUROH
6FULSWZULWLQJJXLGHOLQHVSDUDPHWHUVFRQWURO
2SHUDWLQJV\VWHPVHUYLFHV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 2SHUDWLQJV\VWHPLQVWDOODWLRQDQGFRQILJXUDWLRQ
2SHUDWLQJV\VWHPDGPLQLVWUDWLRQLVVXHV
%DVLFSURSHUWLHVRIWKH06:LQGRZVRSHUDWLQJV\VWHP
'RPDLQDGPLQLVWUDWLRQRQWKH06:LQGRZVVHUYHU
2SHQ6RXUFHDQG)UHH6RIWZDUHLVVXHV
/LQX[IHDWXUHVLWVGLVWULEXWLRQFGOLQX[SO
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
6LOEHUVFKW]$HG3RGVWDZ\V\VWHPyZRSHUDF\MQ\FK3:1
3UDWD6%LEOLDV\VWHPX81,;9/73
6RXWKHUWRQ$HG6áRZQLNSROHFHĔV\VWHPX81,;:17
1HPHWK(HG3U]HZRGQLNDGPLQLVWUDWRUDV\VWHPX81,;17
.DF]PDUHN-6]NRáDV\VWHPX/LQX[+HOLRQ
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
2SHUDWLQJ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI6RIWZDUH(QJLQHHULQJ
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GUKDELQĪ-HU]\.DF]PDUHN
GUKDELQĪ-HU]\.DF]PDUHN
6XEMHFWREMHFWLYHV
7RIDPLOLDUL]HVWXGHQWVZLWKWKHEDVLFVRIRSHUDWLQJV\VWHPVLQFOXGLQJILOHV\VWHPSURFHVVHVDQGKDUGZDUH
PDQDJHPHQW3UHVHQWDWLRQRIWKHEDVLFFRPPDQGVDQGVKHOOODQJXDJHVWUXFWXUHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWXQGHUVWDQGVDFFHVVSROLF\WRV\VWHP
UHVRXUFHV
0HWKRGRIYHU\ILFDWLRQ
.B8
6WXGHQWFUHDWHVVKHOOVFULSWV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
.B8
6WXGHQWGLVWLQTXLVKHVWH[WSURFHVVLQJSURJUDPV
6WXGHQWWHVWVEDVKVFULSWV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWFODVVLILHVRSHUDWLQJV\VWHPSURFHVVHV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
.B:
6WXGHQWGHILQHVILOHV\VWHPSURSHUWLHV6WXGHQW
GHVFULEHVGLVNVDQG5$0PHPRU\PHQDJHPHQW
.B:
6WXGHQWFUHDWHVVKHOOVFULSWV
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
2SHUDWLQJV\VWHPJRDOVDQGGHILQLWLRQV
2SHUDWLQJV\VWHPFRQFHSWDQGLWVVWUXFWXDOPRGHO
)LOHFRQFHSWV\VWHPDQGLWVHOHPHQWV
,QRGHVWUXFWXUHDQGLWVHOHPHQWV
)LOHV\VWHPGLUHFWRU\WUHHVWUXFWXUH
0RXQWLQJDQGILOHV\VWHPG\QDPLFPRGLILFDWLRQUXOHV
+DUGDQGV\PEROLFOLQNVFUHDWLRQ
3URFHVVPRGHODQGLPSOHPHQWDWLRQIRUNIXQFWLRQ
6WDQGDUGLQSXWRXWSXWUHGLUHFWLRQUXOHVSLSHIXQFWLRQ
3URFHVVDQGWKUHDGPDQDJHPHQW
&RQWH[WFKDQJHPXOWLSURFHVVLQJ
7DVNVFKHGXOHUTXHXHVSUHHPSWLYHPXOWLWDVNLQJ
3URFHVVRUWLPHPDQDJHPHQW
6WDUYDWLRQDQGGHDGORFNSUREOHPV
$FFHVVWRUHVRXUFHVSUREOHPVGLQLQJSKLORVRSKHUVSUREOHP
'LVNVDQG5$0PHPRU\PDQDJHPHQW
'HPDQGSDJLQJ
5HVRXUFHVHFXULW\GHIHQVHVPHFKDQLVP
6KHOOSURSHUWLHVDQGWDVNV
%DVLFVKHOOFRPPDQGVWHVWJUHSJHWRSWV
7H[WPDQLSXODWLRQSURJUDPVDZNVHG
3URJUDPPLQJLQEDVKODQJXDJHVFULSWUROH
6FULSWZULWLQJJXLGHOLQHVSDUDPHWHUVFRQWURO
2SHUDWLQJV\VWHPVHUYLFHV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 2SHUDWLQJV\VWHPLQVWDOODWLRQDQGFRQILJXUDWLRQ
2SHUDWLQJV\VWHPDGPLQLVWUDWLRQLVVXHV
%DVLFSURSHUWLHVRIWKH06:LQGRZVRSHUDWLQJV\VWHP
'RPDLQDGPLQLVWUDWLRQRQWKH06:LQGRZVVHUYHU
2SHQ6RXUFHDQG)UHH6RIWZDUHLVVXHV
/LQX[IHDWXUHVLWVGLVWULEXWLRQFGOLQX[SO
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
6LOEHUVFKW]$HG3RGVWDZ\V\VWHPyZRSHUDF\MQ\FK3:1
3UDWD6%LEOLDV\VWHPX81,;9/73
6RXWKHUWRQ$HG6áRZQLNSROHFHĔV\VWHPX81,;:17
1HPHWK(HG3U]HZRGQLNDGPLQLVWUDWRUDV\VWHPX81,;17
.DF]PDUHN-6]NRáDV\VWHPX/LQX[+HOLRQ
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
(QJOLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
7HOHFRPPXQLFDWLRQ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI7HOHLQIRUPDWLRQ1HWZRUNV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
&RQVXODWLRQ
SZ
/HFWXUHVWXGLHV
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ6\OZHVWHU.DF]PDUHN
GUKDELQĪ6\OZHVWHU.DF]PDUHN
6XEMHFWREMHFWLYHV
*HWWLQJWRNQRZEDVLFWHFKQRORJLHVDSSOLHGLQWHOHFRPPXQLFDWLRQVQHWZRUNVSULQFLSOHVRIWKHRUJDQL]DWLRQRIWKH
QHWZRUNVDQGSKHQRPHQDZKLFKDUHWDNLQJSODFHLQWKHUHDOL]DWLRQRIVHUYLFHVZLWKGLYHUVLILHGTXDOLW\
UHTXLUHPHQWV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
+HLVDEOHWRDQDO\VHVLWXDWLRQVLQWKH
WHOHFRPPXQLFDWLRQVQHWZRUNDQGWRPDNHEDVLF
PHDVXUHPHQWVLQWKUHHILUVWOD\HUVRIWKH,6226,
PRGHO
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6.@$VVHVVPHQWRISURJUHVVRI
6WXGHQWGHVFULEHVUHDOL]DWLRQWHFKQRORJLHVRIWKH
ZRUN
WHOHFRPPXQLFDWLRQQHWZRUNVDVZHOODVE\XVHUV
DYDLODEOHWHOHFRPPXQLFDWLRQVHUYLFHV6WXGHQW
H[SODLQVDUFKLWHFWXUHVVROXWLRQVDQGZRUNLQJ
SULQFLSOHVRIIXQFWLRQDOHOHPHQWVRIWKLVQHWZRUNV
6WXGHQWKDVDOVRWKHVNLOORIREVHUYDWLRQDQG
GHVFULSWLRQRIHYHQWWDNLQJSODFHRQWKHSK\VLFDOOLQN
DQGQHWZRUNOHYHO
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
/(&785(1DWXUHRIWKHWHOHFRPPXQLFDWLRQVDQGEDVLFGHILQLWLRQV6XEMHFWVRIWKHWHOHFRPPXQLFDWLRQVPDUNHW
$LPVRIWKHWHOHFRPPXQLFDWLRQVPDUNHW7KHVWUXFWXUHDQGUHVRXUFHVRIWKHWHOHFRPPXQLFDWLRQVV\VWHP%DVLF
IXQFWLRQVWUDQVPLVVLRQVZLWFKLQJPXOWLSOH[LQJ7UDQVPLVVLRQPHGLXPVDQGSDUDPHWHUVGHILQLQJWKHLUIHDWXUHV
$QDORJXHDQGGLJLWDOWHFKQRORJ\3URFHVVLQJWKHLQIRUPDWLRQLQWRWKHWHOHFRPPXQLFDWLRQVVLJQDO3UREOHPRIWKH
PD[LPL]DWLRQRIXVLQJWUDQVPLVVLRQPHGLXPV7KHFKDQQHOWKHOLQNWKHWUDQVPLVVLRQV\VWHP&LUFXLWVVZLWFKLQJ
PHVVDJHVZLWFKLQJDQGSDFNHWVVZLWFKLQJ7HOHFRPPXQLFDWLRQVFRQQHFWLRQFRQQHFWLRQRULHQWHGV\VWHPVDQG
FRQQHFWLRQOHVVRULHQWHGV\VWHPV7KHVWUXFWXUHRIWKHWHOHFRPPXQLFDWLRQVQHWZRUNDQGWKHDGGUHVVLQJ
&RQQHFWLRQFRQWURORQWKHQRGHDQGQHWZRUNVOHYHO$VLJQDOOLQJEHQHHGHG6LJQDOOLQJQHWZRUN5RXWLQJIXQFWLRQ
3UREOHPRIPRYLQJRIVXEVFULEHUV7HOHFRPPXQLFDWLRQVVHUYLFHVDQGWKHLUVFODVVLILFDWLRQ3UREOHPRIWKH
RSHQQHVVWRWKHWHOHFRPPXQLFDWLRQVHUYLFHV7KHLQWHOOLJHQWQHWZRUNVHUYLFHV,13671,'1,6'1*60QH[W
VWHSVRIWKHGHYHORSPHQWRIWKHWHOHFRPPXQLFDWLRQV7UDQVPLVVLRQSODLQLQWKHWHOHFRPPXQLFDWLRQV&KDQJHVRQ
WKHVHUYLFHVPDUNHWDQGWKHLUFRQVHTXHQFHVIRUWKHWHOHFRPPXQLFDWLRQV&RQYHUJHQFHRIWHFKQLTXHV
WHFKQRORJLHVQHWZRUNVDQGVHUYLFHV$FFHVVWRDFFHVVQRGHVRIVHUYLFHVDJJUHJDWLRQRILQIRUPDWLRQVWUHDPV
WUDQVSRUWRIVWUHDPVLQWKHFRUH3DFNHWVVZLWFKLQJDQG,3QHWZRUNOD\HUDVDSODWIRUPIRUWHOHFRPPXQLFDWLRQ
VHUYLFHV,34R6$UFKLWHFWXUHIRULQWHJUDWHGVHUYLFHV±,QW6HUY$UFKLWHFWXUHIRUGLIIHUHQWLDWHGVHUYLFHV±
'LII6HUY*HQHUDOL]HGPXOWLSURWRFROODEHOVZLWFKLQJ±*03/6/D\HUHGPRGHORIWKHWHOHFRPPXQLFDWLRQV
UHVRXUFHVIRUWUDQVSRUWVHUYLFHVFRQQHFWLRQFRQWURODQGVHUYLFHFRQWURODSSOLFDWLRQV7HOHFRPPXQLFDWLRQV
RSHUDWRUVDQGWKHLUQHHGVRSHUDWLRQPDLQWHQDQFHPDQDJHPHQWDQGDGPLQLVWUDWLRQ200$)XWXUHRIWKH
WHOHFRPPXQLFDWLRQVDVWKHHOHPHQWRIWKH*OREDO,QIRUPDWLRQ,QIUDVWUXFWXUH±*,,
/$%3K\VLFDOOD\HUIRUWKH67DQG8LQWHUIDFHRIWKH%5$,6'1DFFHVV3K\VLFDOOD\HUIRUWKH(LQWHUIDFHRIWKH
3&0V\VWHP6WUXFWXUHRIWKHIUDPHDQGPXOWLIUDPHRI3&0V\VWHP6FHQDULRRIWKHVHUYLFH
FRQQHFWLRQLQ3671,6'1QHWZRUN6LJQDOOLQJPHVVDJHVIRU'666LJQDOOLQJPHVVDJHVIRU66ZLWK,683
7HOHVHUYLFHVDQGDGGLWLRQDOVHUYLFHVLQQHWZRUNVZLWKFLUFXLWVVZLWFKLQJ7HOHVHUYLFHVDQGDGGLWLRQDOVHUYLFHVLQ
QHWZRUNVZLWKSDFNHWVVZLWFKLQJ$FFHVVWREURDGEDQGVHUYLFHVLQWKH$'6/V\VWHP7KHVLPXOWDQHRXVDFFHVVWR
VHUYLFHVRIWKH3671,6'1QHWZRUNVDQG,3QHWZRUNV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
0DWHULDOSUHSDUHGE\WKHOHFWXUHULQWKHIRUPRI[HUR[FRS\DQGLQHOHFWURQLFVIRUPDVD3')ILOH0DQXDOLQWKH
IRUPRI[HUR[FRS\
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPWHVWV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
(PEHGGHG6\VWHPVDQG0LFURSURFHVVRUV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ.U]\V]WRI%LNRQLV
GULQĪ.U]\V]WRI%LNRQLV
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRIDPLOLDUL]HVWXGHQWVZLWKWKHEDVLFVIHDWXUHVRIHPEHGGHGV\VWHPVEDVHGRQ
PLFURFRQWUROOHUVFRQVWUXFWLRQRUJDQL]DWLRQDQGDUFKLWHFWXUHRIPRGHUQPLFURFRQWUROOHUVDFTXLUHVNLOOV
SURJUDPPLQJ3,&PLFURFRQWUROOHUVDQG$95
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWSURJUDPPLQJLQ&ODQJXDJHDQGFRPSLOHG
SURJUDPVWRWKHOHYHORI&38LQVWUXFWLRQVLQVWDOOV
DQGWHVWVVRIWZDUH
.B:
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>68@$VVHVVPHQWRIDELOLW\WRXVH
6WXGHQWNQRZVGHYHORSPHQWWUHQGVDQGVSHFLILF
FKDUDFWHURIPLFURSURFHVVRUVPLFURFRQWUROOHUVDQG PHWKRGVDQGWRROV
HPEHGGHGV\VWHPV6WXGHQWLVIDPLOLDUZLWK
SURJUDPPLQJRI3,&))$$7PHJD
PLFURFRQWUROOHUVDQGHPEHGGHGV\VWHP$'63%)
6WDPS
7KHVWXGHQWXQGHUVWDQGVWKHGHVFULSWLRQRIGLJLWDO
FLUFXLWVXVLQJ%RROHDQDOJHEUD
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
0LFURSURFHVVRUVKLVWRU\DQGGHYHORSPHQWWUHQGV$UFKLWHFWXUHRIPLFURSURFHVRUV\VWHP
0LFURSURFHVVRUVFRQWUROUHJLVWHU,QWHUUXSWV\VWHP
0HPRU\W\SHV,QSXWRXWSXWV\VWHP
3URJUDPPLQJRIPLFURSURFHVVRU$VVHPEOHUEDVLFV
0LFURFRQWUROHUV%DVLFGHILQLWLRQV$UFKLWHFWXUHRI3,&PLFURFRQWUROHU
$UFKLWHFWXUHRI3,&$70HJDPLFURFRQWUROHU
6SHFLDOLVHGLQSXWRXWSXWLQWHUIDFHV63,8$57ZLUHLF&$186%363
6SHFLDOLVHGSURFHVVRUV'63VLJQDO0XOWLSURFHVVRUV\VWHPV
0LFURSURFHVVRUXSUDWLQJHIILFLHQF\WHFKQLTXHV
7HVW
&ODVVLILFDWLRQRIHPEHGGHGV\VWHPV
'HVLJQPHWKRGVIRU+DUG5HDO7LPH+LHUDUFKLFDO2EMHFW2ULHQWHG'HVLJQHPEHGGHGV\VWHPV+57+22'
+DUGZDUHSODWIRUPGHGLFDWHGDUFKLWHFWXUHV
$UFKLWHFWXUHRIGHGLFDWHGSURFHVRUV([DPSOHVRISURFHVVRUVDUFKLWHFWXUH$95$503,&+LWDFKL0,36
)3*$$6,&3/&VWUXFWXUHV
%DVLFSHULSKHUDOVWUXFWXUHV
6HOHFWHGZRUNSULQFLSOHVRI(PEHGGHG2SHUDWLQJ6\VWHP(26
0XOWLWDVNLQJLQHPEHGGHGV\VWHPV
5HDOWLPHV\VWHPVIRUHPEHGGHGV\VWHPV
6LPSOLILHGQHWZRUNVRIWZDUHOD\HUVIRUHPEHGGHGV\VWHPV
([DPSOHVRI$G+RFFRPPXQLFDWLRQSURWRFROVIRUHPEHGGHGV\VWHPV
'HYHORSPHQWHQYLURQPHQWIRUHPEHGGHGV\VWHPV
(PEHGGHGV\VWHPGHVLJQLQJDQGPRGHOOLQJPHWKRGV
'DWDSURFHVVLQJDQGXVDJHRIHQHUJ\LQHPEHGGHGV\VWHPV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 7HVWPHWKRGVIRUHPEHGGHGV\VWHPVSURJUDPV
0HWKRGVRIDSSOLFDWLRQTXDOLW\JXDUDQWHHLQJLQHPEHGGHGV\VWHPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
-:9DOYDQR,QWURGXFWLRQWRHPEHGGHGV\VWHPVLQWHUIDFLQJWRWKHIUHHVFDOH6&HQJDJH/HDUQLQJ
-:9DOYDQR,QWURGXFWLRQWRHPEHGGHGV\VWHPVLQWHUIDFLQJWRWKHIUHHVFDOH6&HQJDJH/HDUQLQJ
-<LX7KHGHILQLWLYHJXLGHWRWKH$50&257(;0VHFRQGHGLWLRQ(OVHYLHU,QF
5%DUDQRZVNL0LNURNRQWUROHU\$95$7PHJDZSUDNW\FH%7&
7-DEáRĔVNL0LNURNRQWUROHU\3,&)[ZSUDNW\FH%7&
5HFRPPHQGHGUHDGLQJ
1RWDNDWDORJRZDSURFHVRUD$'63%)%ODFNILQ
1RWDNDWDORJRZDSURFHVRUD3,&)1RWDNDWDORJRZDSURFHVRUD3,&)$
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
0LGWHUPFROORTXLXP
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
2SHUDWLQVV\VWHP0$&26;LL26
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
7HVWSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ0DUHN0RV]\ĔVNLSURIQDG]Z3*
GUKDELQĪ0DUHN0RV]\ĔVNLSURIQDG]Z3*
6XEMHFWREMHFWLYHV
7KHJRDOLVWRIDPLOLDUL]HWKHVWXGHQWVZLWKWZRRSHUDWLQJV\VWHPVPDGHE\$SSOHFRUSRUDWLRQ0DF26;LVD
SRZHUIXOGHVNWRS26DQGLWVKRXOGEHFRPSDUHGZLWK:LQGRZVDQGQL[V\VWHPVZKLFKDUHXVHGLQPDMRULW\RI
FODVVHV:HDOVRSUHVHQWL26DSSGHYHORSPHQWL26LVRQHRIWKHWZRGRPLQDQWPRELOH26V
,QDGGLWLRQWKHODERUDWRULHVKDYHWZRJRDOVWROHWWKHVWXGHQWVXVHWKH$3,VSUHVHQWHGGXULQJWKHOHFWXUHDQGWR
LPSURYHWKHLURYHUDOOSURJUDPPLQJVNLOOVE\
IRUFLQJ
WKHPWROHDUQDQHZSURJUDPPLQJODQJXDJHDQGGHVLJQ
SDUDGLJPV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWVNQRZWKHVHFXULW\PRGHORI0DF26;DQG >68@$VVHVVPHQWRIDELOLW\WRXVH
L26DQGFDQFRPSDUHWKHPZLWKVLPLODUPHFKDQLVPV PHWKRGVDQGWRROV
LQ:LQGRZVQL[26V
.B8
6WXGHQWVJDLQSUDFWLFDONQRZOHGJHDERXW&RUH'DWH >6.@$VVHVVPHQWRIDELOLW\WR
DQREMHFWRULHQWHGGDWDEDVHHQJLQH
UHVROYHZRUNUHODWHGSUREOHPV
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
.B8
6WXGHQWVFUHDWHDSSOLFDWLRQVIRUERWKGHVNWRSDQG
PRELOH26V7KHDSSOLFDWLRQVDUHPHQWWR
GHPRQVWUDWHVSHFLILFWHFKQRORJLHVDQG$3,V
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
6WXGHQWVNQRZWKHDUFKLWHFWXUHRI0DF26;DQG,26 >6:@$VVHVVPHQWRIIDFWXDO
RSHUDWLQJV\VWHPVDQGFDQFRPSDUHWKHPZLWKQL[ NQRZOHGJH
26V
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
2EMHFWRULHQWHGSURJUDPPLQJ
&ODQJXDJH
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
1$
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
$UFKLWHFWXUHRI0DF26DSSOLFDWLRQDYDLODELOW\$3SOHPRELOHGHYLFHV
0DF26;)LOHV\VWHPH[HFXWDEOHV*8,G\QDPLFOLEUDULHVGULYHUVNHUQHODSSOLFDWLRQGHYHORSPHQW
2EMHFWLYH&
&RFRDIUDPZRUNGHYHORSPHQW0RGHOYLHZGHVLJQSDWWHUQ
&RFRDQRWLILFDWLRQVSDQHOVUHVRXUFHV;,%ILOHV
&RFRD9LHZV'GUDZLQJWH[WIRUPDWWLQJFRS\SDVWHXQGR
&RFRD1HW\ZRUNDFFHVV2SHQ*/
&RFRD&RUH'DWD
&RFRD7RXFKL26DSSGHYHORSPHQW
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
6LJQK$PLW0$&26;,QWHUQDOV
+HOOLJDV$$URQ3UHEOH$GDP&RFRDSURJUDPPLQJIRU0DF26;$GLVRQ:HVOH\
$SSOHGRFXPHQWDWLRQ
5HFRPPHQGHGUHDGLQJ
1$
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/DERUDWRU\
([DPV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
+RZWRGHILQHDQDUUD\16$UUD\ZLWKWKUHHVWULQJV"
+RZZLOOWKHGHFODUDWLRQRIDVWDWLFPHWKRGRIUHFHLYLQJDSDUDPHWHURIW\SHLQWDQGUHWXUQVDVWULQJWKLQNRIWKH
QDPH
:KDWHIIHFWZLOODPHWKRGFDOORQD]HURQLOSRLQWHU"
+RZDUHFROOHFWLRQVUHDOWDHGWRPHPRU\PDQDJHPHQW"
:KDWLVWKHSUDFWLFDOXVHRI166WULQJ)URP6HOHFWRU"
:KDWLVWKHSURSHUW\OLVWV":KDWLV"
:KDWDUHF\FOHVRIUHIHUHQFHVZKHQ\RXFDQDULVHDQGKRZWRGHDOZLWKWKHPLQREMHFWLYH&"
:KDWLVWKHUROHRIRXWOHWV"+RZWRRSHUDWH"
,QZKDWVWDWHVFDQEHL26DSS":KDWZDVKDSSHQLQJWRKHULQYDULRXVVWDWHV"
:KDWIHDWXUHV0DF26;LQWHUPVRIGRFXPHQWPDQDJHPHQW"
+RZGR\RXSURWHFWVHQVLWLYHXVHUGDWDRQWKHL26SODWIRUP"
&RPSDUH167KUHDGV162SHUDWLRQVDQG*&'
/DQJXDJHRI
LQVWUXFWLRQV
'DWDZ\GUXNX
3ROLVK
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] :RUNSODFHPHQW
'DWDZ\GUXNX
1RWDSSOLFDEOH
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
$UWLILFLDO,QWHOOLJHQFH
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU$UFKLWHFWXUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
([DP
SZ
/HFWXUHVWXGLHV
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ-HU]\%DOLFNLSURIQDG]Z3*
GUKDELQĪ-HU]\%DOLFNLSURIQDG]Z3*
6XEMHFWREMHFWLYHV
$JRDORIWKHFRXUVHLVWRWHDFKVWXGHQWVWKHEDVLFSDUDGLJPVRIDUWLILFLDOLQWHOOLJHQFHZLWKSDUWLFXODUHPSKDVLVRQ
QHXUDOQHWZRUNVJHQHWLFDOJRULWKPVDQGIX]]\ORJLF
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWH[DPLQHVVRPHDUWLILFLDOQHXUDOQHWZRUN
>6.@$VVHVVPHQWRIJURXSZRUN
6WXGHQWH[SODLQVPDLQODZVRIIX]]\ORJLF6WXGHQW VNLOOV
FRQGXFWVVRPHFRPSXWHUVLPXODWLRQVRILQIHUHQFHVLQ
H[SHUWV\VWHPV
6WXGHQWOLVWVFULWHULDDQGLGHDVRIDUWLILFLDO
LQWHOOLJHQFH6WXGHQWGHVFULEHVVRPHFDOFXODWLRQ
SURFHVVHVLQHYROXWLRQDU\DOJRULWKPV6WXGHQW
GHILQHVPDLQWHUPVIRUVROXWLRQVHDUFKVSDFH
6WXGHQWGHPRQVWUDWHVVRPHFDOFXODWLRQVE\
DOJRULWKPVRIFRPSXWDWLRQDOLQWHOOLJHQFH
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
2UJDQL]DWLRQRIWKHFRXUVHDQGDVVHVVPHQWFULWHULD'HILQLWLRQVRI$,RYHUYLHZRIPHWKRGVDQGDSSOLFDWLRQV
3KLORVRSK\RI$,*UDSKVHDUFKLQJPHWKRGVEUHDGWKILUVWGHSWKILUVW'LMNVWUD$*UDSKVHDUFKLQJ
PHWKRGVDQWFRORQ\RSWLPL]DWLRQ$1'25JUDSKVHDUFKLQJPHWKRGVLQWURGXFWLRQ$1'25JUDSKVHDUFKLQJ
PHWKRGVPLQLPD[DQGDOSKDEHWDSUXQLQJPHWKRGV$1'25JUDSKVHDUFKLQJPHWKRGVFRPSXWHUFKHVV
.QRZOHGJHUHSUHVHQWDWLRQDQGUHDVRQLQJLQWURGXFWLRQWRILUVWRUGHUORJLF.QRZOHGJHUHSUHVHQWDWLRQDQG
UHDVRQLQJUHVROXWLRQ.QRZOHGJHUHSUHVHQWDWLRQDQGUHDVRQLQJH[DPSOHVDQGUHILQHPHQWV.QRZOHGJH
UHSUHVHQWDWLRQDQGUHDVRQLQJIUDPHVDQGGHVFULSWLRQORJLF)X]]\LQIHUHQFHV\VWHPV0DPGDQLDQG6XJHQR
LQIHUHQFHV%D\HVLDQQHWZRUNVRYHUYLHZDQGW\SHVRIDSSOLFDWLRQV%D\HVLDQQHWZRUNVPHWKRGVRI
FRPSXWLQJRISUREDELOLWLHV0DFKLQHOHDUQLQJRYHUYLHZRIW\SHVRIOHDUQLQJDOJRULWKPVRIOHDUQLQJDQG
OHDUQHGVWUXFWXUHV0DFKLQHOHDUQLQJJUDGLHQWDQG/HYHQEHUJ0DUTXDUGWDOJRULWKPV0DFKLQHOHDUQLQJ
UDQGRPVHDUFKDQGVLPXODWHGDQQHDOLQJDOJRULWKPV0DFKLQHOHDUQLQJHYROXWLRQDU\DOJRULWKPV0DFKLQH
OHDUQLQJJHQHWLFSURJUDPPLQJ0DFKLQHOHDUQLQJSDUWLFOHVZDUPRSWLPL]DWLRQ0DFKLQHOHDUQLQJDUWLILFLDO
LPPXQHV\VWHPDOJRULWKPV0DFKLQHOHDUQLQJDUWLILFLDOQHXUDOQHWZRUNVVWUXFWXUHVDQGEDVLFSURSHUWLHV
0DFKLQHOHDUQLQJDUWLILFLDOQHXUDOQHWZRUNVVXSHUYLVHGOHDUQLQJ$UWLILFLDOQHXUDOQHWZRUNVUHFXUUHQW
QHWZRUNV0DFKLQHOHDUQLQJOHDUQLQJRIIX]]\V\VWHPV$1),60DFKLQHOHDUQLQJGHFLVLRQWUHHV
FRQVWUXFWLRQ0DFKLQHOHDUQLQJJHQHUDOLVDWLRQSUREOHPV9&GLPHQVLRQDQG9DSQLNLQHTXDOLW\
5HLQIRUFHPHQWOHDUQLQJRYHUYLHZDQGW\SHVRIPXOWLVWDJHGHFLVLRQSURFHVVHVV5HLQIRUFHPHQWOHDUQLQJ
UHLQIRUFHPHQWOHDUQLQJDOJRLWKPV8QVXSHUYLVHGOHDUQLQJFOXVWHULQJDOJRULWKPVDQGVHOIRUJDQL]LQJIHDWXUHV
PDSV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
-ĊGUXFK:6]WXF]QDLQWUOLJHQFMD0DWHULDá\GRZ\NáDGXVWU*GDĔVN
5XVVHO61RUYLJ3$UWLILFLDO,QWHOOLJHQFH3UHQWLFH+DOO/RQGRQ
5XWNRZVNL/0HWRG\LWHFKQLNLV]WXF]QHMLQWHOLJHQFML:\GDZQLFWZR1DXNRZH3:1:DUV]DZD
5HFRPPHQGHGUHDGLQJ
'XFK:.RUELF]-5XWNRZVNL/7DGHXVLHZLF]56LHFLQHXURQRZH$2:([LW:DUV]DZD
0LFKDOHZLF]=$OJRU\WP\JHQHW\F]QHVWUXNWXU\GDQ\FK SURJUDP\HZROXF\MQH:17:DUV]DZD
ĩXUDGD-%DUVNL0-ĊGUXFK:6]WXF]QHVLHFLQHXURQRZH3:1:DUV]DZD
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
(YDOXDWLRQRIWKHSURMHFW
(YDOXDWLRQRIWKHWHVW/HFWXUH
(YDOXDWLRQRIODERUDWRU\
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
0LFURSURFHVVRU7HFKQRORJ\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0LFURHOHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ0DFLHM.RNRW
GULQĪ0DFLHM.RNRW
6XEMHFWREMHFWLYHV
*HWWLQJIDPLODUZLWKDUFKLWHFWXUHVFRQVWUXFWLRQDQGH[DPSOHVRIQRZDGD\VPLFURSURFHVVRUVDQGPLFURFRQWUROOHUV
$FTXLUHVNLOOVSURJUDPPLQJ3,&PLFURFRQWUROOHUV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWSURJUDPVWKH3,&IDPLO\RIPLFURFRQWUROOHUV >68@$VVHVVPHQWRIDELOLW\WRXVH
LQDVVHPEOHUFRGH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
6WXGHQWNQRZVGHYHORSPHQWWUHQGVDQGVSHFLILF
FKDUDFWHURIPLFURSURFHVVRUVPLFURFRQWUROOHUVDQG
HPEHGGHGV\VWHPV6WXGHQWLVIDPLOLDUZLWK
SURJUDPPLQJRI3,&))$
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
0LFURSURFHVVRU+LVWRU\DQGGHYHORSPHQWRIPLFURSURFHVVRUV%DVLFIXQFWLRQDOFRPSRQHQWVRIPLFURSURFHVVRU
3URJUDPPLQJPRGHORIPLFURSURFHVVRU9RQ1HXPDQQDQG+DUYDUGDUFKLWHFWXUHV&,6&DQG5,6&SURFHVVRUV
DVVHPEOHUSURJUDPPLQJ,QWHO$0',$$0'[,$,WDQLXPPLFURSURFHVVRUVIDPLO\([SOLFLWO\
3DUDOOHO,QVWUXFWLRQ&RPSXWLQJ%UDQFK3UHGLFDWLRQ$5032:(563$5&PLFURSURFHVVRUVIDPLO\3HUIRUPDQFH
LPSURYHPHQWWHFKQLTXHVSLSHOLQHSURFHVVLQJFDFKHPHPRU\PXOWLWKUHDGLQJPXOWLFRUHSDUDOOHOSURFHVVLQJRI
LQVWUXFWLRQVDQGGDWD0LFURFRQWUROOHUV$UFKLWHFWXUHDQGXVDJH0LFURFRQWUROOHUVIDPLOLHV0LFURFKLSV3,&
PLFURFRQWUROOHUVIDPLOO\,QVWUXFWLRQVHWH[DPSOHVRIFRGHPHPRU\DUFKLWHFWXUHVSHFLDOUHJLVWHUV6HULDO
FRPPXQLFDWLRQSRUWV63,,&56&$186%3URJUDPDQG((3520PHPRU\$'DQG'$FRQYHUWHUV
LQWHUUXSWVWLPHUVDQGFRXQWHUV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
-&ULVS,QWURGXFWLRQWR0LFURSURFHVVRUVDQG0LFURFRQWUROOHUV1HZQHV3LHWUDV]HN60LNURNSURFHVRU\
MHGQRXNáDGRZH3,&:\G+HOLRQ*OLZLFH-%RJXV]/RNDOQHLQWHUIHMV\V]HUHJRZH%7&:DUV]DZD
5HFRPPHQGHGUHDGLQJ
ZZZPLFURFKLSFRP
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
6RIWZDUH'HILQHG5DGLR7HFKQLTXHRQ,QIRUPDWLFV
6XEMHFWFRGH
(/
)DFXOW\
'HSDUWPHQWRI5DGLRFRPPXQLFDWLRQ6\VWHPVDQG1HWZRUNV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/DERUDWRULHV
&RQVXODWLRQ
SZ
([FHUFLHVHSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ$QGU]HM0DUF]DN
GULQĪ$QGU]HM0DUF]DN
6XEMHFWREMHFWLYHV
6WXGHQWVOHDUQVRIWZDUHGHILQHGUDGLRWHFKQRORJ\
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B8
7KHVWXGHQWGHPRQVWUDWHVWKHFRQVWUXFWLRQRIWKH >68@$VVHVVPHQWRIWDVNIXOILOPHQW
WUDQVFHLYHURIWKHUDGLRFRPPXQLFDWLRQV\VWHPZLWK
DQDORJXHWUDQVPLVVLRQ7KHVWXGHQWGHPRQVWUDWHV
WKHFRQVWUXFWLRQRIWKHWUDQVFHLYHURIWKHUDGLR
FRPPXQLFDWLRQV\VWHPZLWKGLJLWDOWUDQVPLVVLRQ
.B:
6WXGHQWSUHVHQWVWKHFRQFHSWRIVRIWZDUHGHILQHG >68@$VVHVVPHQWRIDELOLW\WR
UDGLRWHFKQRORJ\6WXGHQWSUHVHQWVWKHFRQVWUXFWLRQ DQDO\]HLQIRUPDWLRQ
RI6'5WUDQVFHLYHU6WXGHQWNQRZVWKHH[DPSOHVRI
VRIWZDUHWRROVIRUWKHLPSOHPHQWDWLRQRIVRIWZDUH
GHILQHGUDGLR
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
6RIWZDUHWRROVVXSSRUWLQJWKHLPSOHPHQWDWLRQRIWKHUDGLRLQWHUIDFHLQVRIWZDUHGHILQHGUDGLR6'5
WHFKQRORJ\
7KH6'5KDUGZDUHSODWIRUPVDUFKLWHFWXUH
7KHH[DPSOHVRIWKHUDGLRWUDQVFHLYHUVZLWKDQDORJXHWUDQVPLVVLRQLPSOHPHQWDWLRQLQ6'5WHFKQRORJ\
7KHH[DPSOHVRIWKHGLJLWDOUDGLRFRPPXQLFDWLRQV\VWHPVWUDQVFHLYHUVLPSOHPHQWDWLRQLQ6'5WHFKQRORJ\
7KHH[DPSOHRIWKH2)'0WUDQVFHLYHUVLPSOHPHQWDWLRQLQ6'5WHFKQRORJ\
5HTXLUHGUHDGLQJ
%XUQV6RIWZDUH'HILQHG5DGLRIRU*$UWHFK+RXVH
*UD\YHU,PSOHPHQWLQJ6RIWZDUH'HILQHG5DGLR6SULQJHU
7XWWOHEHH6RIWZDUH'HILQHG5DGLR(QDEOLQJ7HFKQRORJLHV-RKQ:LOH\6RQV/WG
5HFRPPHQGHGUHDGLQJ
5HHG6RIWZDUH5DGLR$0RGHUQ$SSURDFKWR5DGLR(QJLQHHULQJ3UHQWLFH+DOO375
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
3URJUDPPLQJ7HFKQLTXHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0LFURHOHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
/HDUQLQJSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
/HFWXUHVWXGLHV
3URMHFWFUHDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GULQĪ0DFLHM.RNRW
GULQĪ0DFLHM.RNRW
6XEMHFWREMHFWLYHV
*HWWLQJIDPLOLDUZLWKSURJUDPPLQJWHFKQLTXHV$FTXLVLWLRQRIVNLOOVIRUUHDGDEOHDQGUHOLDEOHSURJUDPPLQJ
.QRZOHGJHRISURJUDPPLQJVXSSRUWWRROVFRPSLOHUOLQNHUGHEXJJHU8QGHUVWDQGLQJWKHSULQFLSOHVRIVWUXFWXUHG
SURJUDPPLQJDQGREMHFWRULHQWHGSRO\PRUSKLVPHQFDSVXODWLRQLQKHULWDQFH
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWLVDEOHWRSODQWKHFRXUVHRIZRUN
QHHGHGWRSURGXFHWKHVRIWZDUH&DQDSSURSULDWHO\
VHOHFWGHYHORSPHQWHQYLURQPHQW+HFDQSURGXFH
VRIWZDUHDQGWHVWLW
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B8
6WXGHQWNQRZVWKHGLIIHUHQFHEHWZHHQVWUXFWXUHG
SURJUDPPLQJDQGREMHFWRULHQWHGXQGHUVWDQGWKH
FRQFHSWRISRO\PRUSKLVPDQGLQKHULWDQFH+HFDQ
SURJUDPVWUXFWXUDOO\DQGREMHFWRULHQWHG
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
0RGHRIGHOLYHU\
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWNQRZVWKHYDULRXVSURJUDPPLQJPRGHOV+H >6:@$VVHVVPHQWRIIDFWXDO
NQRZVWKHHYROXWLRQRIWKHPRGHOVDQGSURJUDPPLQJ NQRZOHGJH
ODQJXDJHV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
QWURGXFWLRQ3URJUDPVSURSHUWLHV3URJUDPPLQJVW\OHUXOHV&RGHUHDGDELOLW\6WUXFWXUDOSURJUDPPLQJ1RQ
VWUXFWXUDOH[FHSWLRQV&RGHSURJUDPPLQJWHFKQLTXHV0RGXODUSURJUDPPLQJ*UDSKLFDOUHSUHVHQWDWLRQRIFRGH
3URJUDPPLQJWRROV±FRPSLOHUGHEXJJHUOLQNHU+HDGHUILOHV0DNHDQGLWVDSSOLFDWLRQV0DNHILOHDQGLWVUXOHV
$GYDQFHGXVDJHRIPDNH+LHUDUFKLFDOSURJUDPPLQJDVREMHFWRULHQWHGFRQFHSW,QKHULWDQFHHQFDSVXODWLRQFODVV
PHPEHUVDFFHVV2EMHFWRULHQWHGSURJUDPPLQJ3RO\PRUSKLVP&RQVWUXFWRUVDQGGHVWUXFWRUV*HQHULF
SURJUDPPLQJ6WUXFWXUDOYHUVXVREMHFWRULHQWHGSURJUDPPLQJ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
'YDQ7DVVHO3UDNW\NDSURJUDPRZDQLD:17:DUV]DZD.HUQLJKDQ5LWFKLH-Ċ]\N&:17:DUV]DZD
6WDOOPDQ0F*UDWK6PLWK*180DNHZZZJQXRUJVRIWZDUHPDNHPDQXDO
5HFRPPHQGHGUHDGLQJ
&EH]FKROHVWHUROXZZZLQWHUFRQSOaVHNWRUFE[FE[KWPO
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
'LJLWDO&LUFXLWV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI'HFLVLRQ6\VWHPVDQG5RERWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
3URMHFW
&RQVXODWLRQ
3URMHFWFRQVXOWDWLRQ
([DP
SZ
/HFWXUHVWXGLHV
([FHUFLHVHSUHSDUDWLRQ
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
)LQDOWHVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
+RPHZRUNFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ-DQXV].R]áRZVNL
GULQĪ-DQXV].R]áRZVNL
6XEMHFWREMHFWLYHV
$VVLPLODWLRQRIWKHRUHPVRI%RROHDQDOJHEUD
([SDQGLQJNQRZOHGJHRQFDQRQLFDOUHDOL]DWLRQVRIORJLFIXQFWLRQV
/HDUQLQJPHWKRGVRILPSOHPHQWDWLRQRIORJLFFLUFXLWV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
6WXGHQWJRWEDVLFLQIRUPDWLRQRQVLPSOHDVVHPEO\
ODQJXDJHV6WXGHQWDOVRJRWIDPLOLDUZLWKPHWKRGV
XVHGLQWHVWLQJRIVRIWZDUH
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWJRWEDVLFNQRZOHGJHRQDUFKLWHFWXUHVRI >68@$VVHVVPHQWRIWDVNIXOILOPHQW
ELWPLFURSURFHVVRUVDQGJRWIDPLOLDUZLWKSUDFWLFDO
DSSOLFDWLRQVRIVLPSOHSURJUDPPDEOHGHYLFHV<HW
VWXGHQWJRWSUHSDUHGIRUDQDO\VLQJWKHUHDG\ORJLFDO
VFKHPHV
.B:
6WXGHQWJRWSUDFWLFDONQRZOHGJHRQDSSOLFDWLRQRI >68@$VVHVVPHQWRIWDVNIXOILOPHQW
%RROHDQDOJHEUDLQGHVFULSWLRQRIGLJLWDOV\VWHPV
OHDUQHGSULQFLSOHVRIRSHUDWLRQRIEDVLFORJLFDO
FRPSRQHQWVDQGVHOHFWHG06,FLUFXLWVFRXQWHUV
UHJLVWHUVHWFDQGJRWIDPLOLDUZLWKWHFKQLFDOKLQWV
EHKLQGV\QWKHVLVRIFRPELQDWLRQDODQGVHTXHQWLDO
FLUFXLWV<HWVWXGHQWJRWSUHSDUHGIRUDQDO\VLQJWKH
UHDG\ORJLFDOVFKHPHV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
1RWLRQVDQGGHILQLWLRQV0DWKHPDWLFDOGHVFULSWLRQEDVHGRQVWDWHWUDQVLWLRQWDEOHVDQGVWDWHGLDJUDPV%DVLF
FRGHVQDWXUDO%&'HWF*UD\FRGHLWVSURSHUWLHVDQGDSSOLFDWLRQV
3RVWXODWHVDQGWKHRUHPVRIWKH%RROHDQDOJHEUD3URYLQJ%RROHDQWDXWRORJLHV9HQQGLDJUDPV
&DQRQLFDOIRUPVRI%RROHDQIXQFWLRQV0LQLPL]DWLRQRIIXQFWLRQVLQ.DUQDXJKPDSV
)XQFWLRQDOO\FRPSOHWHV\VWHPV%DVLFORJLFJDWHV&DQRQLFDOUHDOL]DWLRQRI%RROHDQIXQFWLRQVXVLQJ1$1'DQG125
JDWHV
0XOWLSOH[HUVDQGGHPXOWLSOH[HUV'HVLJQLQJWKHGLJLWDOPXOWLSOH[LQJFLUFXLWV
6\QWKHVLVRIFRPELQDWLRQDOFLUFXLWV$SSOLFDWLRQRIHUURUFRUUHFWLQJFRGHVFRGHVZLWKSDULW\ELWV+DPPLQJFRGH
6\QWKHVLVRILWHUDWLYHFLUFXLWVGHVFULSWLRQXVLQJVWDWHWUDQVLWLRQWDEOHVDQGVWDWHGLDJUDPV
6\QWKHVLVRIVHTXHQWLDOV\QFKURQRXVFLUFXLWV0RRUHDQG0HDO\PRGHOV
7KHV\QFKURQRXV'7-.DQG56IOLSIORSVSULQFLSOHRIRSHUDWLRQDQGWULJJHULQJ
6\QWKHVLVRIVHTXHQWLDODV\QFKURQRXVFLUFXLWVHOLPLQDWLRQRIVWDWLFKD]DUGDQGUDFHV
)XQGDPHQWDOLQIRUPDWLRQDERXWPLFURSURFHVVRUV\VWHPVDQGDVVHPEO\ODQJXDJHSURJUDPPLQJ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%DUVNL0-ĊGUXFK:8NáDG\F\IURZHLPLNURSURFHVRU\±VNU\SW:\G3*
%DUVNL0-ĊGUXFK:1LHGĨZLHFNL05DF]\ĔVNL36DU]\ĔVNL%8NáDG\F\IURZHLPLNURSURFHVRU\±]DGDQLD
:\G3*
7UDF]\N:8NáDG\F\IURZH3RGVWDZ\WHRUHW\F]QHLPHWRG\V\QWH]\(OHNWURQLND,QIRUPDW\ND7HOHNRPXQLNDFMD
:17
5HFRPPHQGHGUHDGLQJ
1HOVRQ931DJOH+7&DUUROO%',UZLQ-''LJLWDO/RJLF&LUFXLW$QDO\VLVDQG'HVLJQ3UHQWLFH+DOO
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
)LQDOWHVWRQWKHRU\,WLVQHFHVVDU\WRVFRUHDWOHDVW
RXWRIWRWDODPRXQWRISWV7LPHIRUWKHWHVW
PLQXWHV
6ROYLQJGHVLJQSUREOHPV,WLVQHFHVVDU\WRVFRUHDWOHDVW
RXWRIWRWDODPRXQWRISWV1XPEHURIWDVNV
/DERUDWRU\WDVNV,WLVQHFHVVDU\WRVFRUHDWOHDVWRXW
RIWRWDODPRXQWRISWV1XPEHURIODERUDWRU\
H[HUFLVHV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
3HUIRUPDQDOJRULWKPLFGHFLPDOWRELQDU\FRQYHUVLRQRIDJLYHQQXPEHUHJ
3UHVHQW0HDO\JUDSKRIWKHLWHUDWLYHFLUFXLWVXEWUDFWLQJWZRELQDU\QXPEHUV
,PSOHPHQWWKHV\QFKURQRXV'IOLSIORSXVLQJWKHV\QFKURQRXV7IOLSIORSDQGORJLFJDWHV
3UHVHQWLQSXWRXWSXWZDYHIRUPVLOOXVWUDWLQJSULQFLSOHRIRSHUDWLRQRIV\QFKURQRXV'IOLSIORSVWULJJHUHGE\WKH
OHDGLQJHGJHRIFORFNDQGWULJJHUHGE\WKHOHYHORIFORFN
$QDV\QFKURQRXVFLUFXLWIRUZDUGVHDFKWKLUGLPSXOVHIURPLQSXWWRRXWSXW3UHVHQWLQSXWRXWSXWZDYHIRUPV
DQGGHILQHV\VWHPVWDWHV'UDZFRGHG0RRUHJUDSKRIWKHFLUFXLW
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6XEMHFWQDPH
&RPSXWHU9LVLRQ
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
([DP
SZ
/HFWXUHVWXGLHV
7HVWSUHSDUDWLRQ
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ0DFLHM6PLDWDF]
GULQĪ0DFLHM6PLDWDF]
6XEMHFWREMHFWLYHV
7KHDLPRIWKHVXEMHFWLVWRPDNHVWXGHQWVIDPLOLDUZLWKWKHEDVLFFRQFHSWVDQGDOJRULWKPVRI
FRPSXWHUYLVLRQLQSDUWLFXODUPHWKRGVUHODWHGWRWKHLPDJHSURFHVVLQJDQGWRDOORZ
WKHPWRDFTXLUHWKHSUDFWLFDOVNLOOVQHFHVVDU\WRLPSOHPHQWVLPSOHFRPSXWHUYLVLRQV\VWHPV
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWLPSOHPHQWVLPDJHSURFHVVLQJDOJRULWKPVLQ >68@$VVHVVPHQWRIWDVNIXOILOPHQW
&ODQJXDJH6WXGHQWLPSOHPHQWVEDVLF
FODVVLILFDWLRQDOJRULWKPVLQ&ODQJXDJH
.B:
6WXGHQWGHILQHVEDVLFWHUPVRIFRPSXWHUYLVLRQ
>6:@$VVHVVPHQWRIIDFWXDO
6WXGHQWSUHVHQWVEDVLFGDWDFODVVLILFDWLRQDOJRULWKPV NQRZOHGJH
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
.B8
6WXGHQWH[SODLQVKRZWKHLPDJHSURFHVVLQJ
DOJRULWKPVZRUN6WXGHQWVHOHFWVLPDJHSURFHVVLQJ
DOJRULWKPVQHFHVVDU\WRVROYHUHDOOLIHSUREOHPV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>6.@$VVHVVPHQWRIDELOLW\WR
UHVROYHZRUNUHODWHGSUREOHPV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
,QWURGXFWLRQ7KHUROHRILPDJHSURFHVVLQJ6LPSOHPHWKRGVRILPDJHSURFHVVLQJ+LVWRJUDPDQGLWV
WUDQVIRUPDWLRQV*OREDOWKUHVKROGLQJ/RFDOWKUHVKROGLQJ6HJPHQWDWLRQZLWKPXOWLSOHWKUHVKROGLQJ
$GDSWLYHWKUHVKROGLQJ'LJLWDOILOWHUV7\SLFDOLPDJHGLVWRUWLRQV/RZSDVVILOWHUVFKDUDFWHULFWVLFVDQG
H[DPSOHV+LJKSDVVILOWHUVIRUHGJHGHWHFWLRQ6KDUSHQLQJILOWHUVDQGFRUQHUGHWHFWLRQ1RQOLQHDU
ILOWHUV&DQQ\
VHGJHGHWHFWLRQDOJRULWKP,QWURGXFWLRQWRVNHOHWRQL]DWLRQ7KLQQLQJ0DWKHPDWLFDO
PRUSKRORJ\LQLPDJHSURFHVVLQJ'LODWDWLRQDQGHURVLRQ0RUSKRORJLFDORSHQLQJDQGFORVLQJ
0RUSKRORJLFDORSHUDWLRQVRQJUD\VFDOHLPDJHV+RXJKWUDQVIRUP%DVLFLPDJHSDUDPHWHUV
0DWKHPDWLFDOPRGHORISDWWHUQUHFRJQLWLRQV\VWHP6WDWLVWLFDOFODVVLILHU0LQLPXPGLVWDQFHFODVVLILHUV
*UDGLHQWGHVFHQWPHWKRGRIILQGLQJWKHORFDOPLQLPXPRIDIXQFWLRQ3HUFHSWURQDOJRULWKP
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
5&*RQ]DOHV'LJLWDO,PDJH3URFHVVLQJ3UHQWLFH+DOO
&K%LVKRS3DWWHUQ5HFRJQLWLRQDQG0DFKLQH/HDUQLQJ6SULQJHU6FLHQFH1HZ<RUN
5HFRPPHQGHGUHDGLQJ
06HXO/2
*RUPDQDQG06DPPRQ3UDFWLFDO$OJRULWKPVIRU,PDJH3URFHVVLQJ&DPEULGJH8QLYHUVLW\3UHVV
86$
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3UDFWLFDOH[HUFLVH
:ULWWHQH[DP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
:KDWLVWKHGLIIHUHQFHEHWZHHQKLVWRJUDPHTXDOL]DWLRQDQGKLVWRJUDPVPRRWKLQJ":KDWDUHWKHDSSOLFDWLRQVRI
WKHVHPHWKRGV"
'HVFULEHWKHSUDFWLFDOPHDQLQJRIWKHSDUDPHWHUVRI&DQQ\
VDOJRULWKP
'HVFULEHWKH2WVXDOJRULWKPDQGH[SODLQLWVUHODWLRQWRWKHGLVFULPLQDQWDQDO\VLV
'HVFULEHWKHPDWKHPDWLFDOPRGHORIDSDWWHUQUHFRJQLWLRQV\VWHP
3UHVHQWWKHSULQFLSOHVRIWKHVWDWLVWLFDOED\HVLDQFODVVLILHU+RZFDQWKLVW\SHRIFODVVLILHUEHWUDLQHG"
'HYHORSDQDSSOLFDWLRQGHPRQVWUDWLQJVHOHFWHGPHWKRGVRILPDJHSURFHVVLQJ
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
9LUWXDO&ROODERUDWLRQ7HDPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI,QWHOOLJHQW,QWHUDFWLYH6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SURIGUKDELQĪ%RJGDQ:LV]QLHZVNL
SURIGUKDELQĪ%RJGDQ:LV]QLHZVNL
GULQĪ-HU]\'HPEVNL
6XEMHFWREMHFWLYHV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
,QWURGXFHQRQDOJRULWKPLFFRPSXWDWLRQPRGHOVVXSSRUWLQJFROODERUDWLYHZRUNLQDGLVWULEXWHGHQYLURQPHQW
,QGLFDWHQHZFODVVHVRIDSSOLFDWLRQVVXSSRUWLQJWKHJURZWKRILQIRUPDWLRQVRFLHW\
'HPRQVWUDWHLQSUDFWLFHEDVLFFODVVHVRIGLVWULEXWHGLQWHUDFWLYHV\VWHPV
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KH\KDYHSUDFWLFDOH[SHULHQFHLQGHYHORSLQJ
FROODELUDWLYHDSSOLFDWLRQVE\LPSOHPHQWLQJYDULRXV
FRPSRQHQWVRIDQLQWHUDFWLYHGLVWULEXWHGV\VWHP
0HWKRGRIYHU\ILFDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
.B:
6WXGHQWVNQRZQRQDOJRULWKPLFFRPSXWDWLRQPRGHOV >6:@$VVHVVPHQWRIIDFWXDO
VXLWDEOHIRUFROODERUDWLYHZRUNLQDGLVWULEXWHG
NQRZOHGJH
V\VWHP
.B:
6WXGHQWVDUHDZDUHRIFXUUHQWWUHQGVLQDSSOLFDWLRQV >6:@$VVHVVPHQWRIIDFWXDO
LQWHJUDWLQJDFWLRQVRIKXPDQDQGDUWLILFLDODJHQWVL NQRZOHGJH
YLUWXDOVSDFHV
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
'DWDZ\GUXNX
6SDFHVKDULQJWHFKQLTXHV
'LVWULEXWHGLQWHUDFWLYHVLPXODWLRQ
$OJRULWKPLFYVLQWHUDFWLYHPRGHORIFRPSXWDWLRQV
&ORVHGDQGRSHQDJHQWV\VWHPV
,PSOHPHQWDELOLW\RIQHJRWLDWLRQVDJHQWUDWLRQDOLW\
'LVWULEXWLYHDQGLQWHJUDWLYHEDUJDLQLQJ
&ODVVHVRIFRRUGLQDWLRQWDVNV
&ODVVHVRIQHJRWLDWLRQVWUDWHJLHV
5HJUHVVLYHRXWJXHVVLQJSUREOHP
6RFLDOO\LQVSLUHGVROXWLRQSDWWHUQV
*DPHVWDWHVSDFH
%RXQGHGUDWLRQDOLW\RIDJHQWV
&RRUGLQDWLRQSUREOHPVLQJDPHWKHRU\
3DUHWRRSWLPDOLW\DQG1DVKHTXLOLEULXP
3URVSHFWWKHRU\YVXWLOLW\WKHRU\
1HWZRUNHGYLUWXDOHQYLURQPHQWV
2EMHFWHYHQWDUFKLWHFWXUHV6,01(7',6
6WDWHSUHGLFWLRQGHDGUHFNRQLQJJKRVWREMHFWV
+LJK/HYHO$UFKLWHFWXUHVWDQGDUGIHGHUDWLRQIHGHUDWHV57,
*HQHUDWLRQVRIQHWZRUNJDPHV
6WDWHVKDULQJWHFKQLTXHV
'HDGUHFNRQLQJSURWRFROV
6WDWHFRQYHUJHQFHWHFKQLTXHV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
:HJQHU3:K\LQWHUDFWLRQLVPRUHSRZHUIXOWKDQDOJRULWKPV&RPPXQLFDWLRQVRIWKH$&00D\9RO
1RVWU'HIHQVH0RGHOLQJDQG6LPXODWLRQ2IILFH'062KWWSVZZZGPVRPLOSXEOLF
6DQGHHS6LQJKDO6=\GD01HWZRUNHG9LUWXDO(QYLURQPHQWV'HVLJQDQG,PSOHPHQWDWLRQ$GGLVRQ:HVOH\
3URIHVVLRQDO
-RKQ$VKFURIW-'DQLHOV'-+DUW69&ULVLV,QIRUPDWLRQ0DQDJHPHQW6RIWZDUH&,06)HDWXUH
&RPSDULVRQ5HSRUWKWWSZZZRMSXVGRMJRYWHUURULVPZKDWVBQHZKWP
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFWDVVLJQPHQWV
)LQDOWHVW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
‡ ([WUDSRODWLRQILOWUDWLRQDQGVPRRWKLQJLQDGLVWULEXWHGV\VWHP
‡ ([WUDSRODWLRQZLWKWLPHV\QFKURQL]DWLRQLQWKHSUHVHQFHRIGHOD\V
‡ 1HJRWLDWLRQDQGFROODERUDWLRQRIDJHQWVLQDYLUWXDOVFHQH
‡ $XWRQRPRXVREMHFWVPDFKLQHOHDUQLQJDQGFRQWUROPHFKDQLVPV
‡ 2SWLPL]DWLRQRIORDGRIWKHQHWZRUNDQGQRGHVLQDYLUWXDOUHDOLW\V\VWHP
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
$SSOLFDWLRQVRI*HRRULHQWHG,QIRUPDWLRQ6\VWHPV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
&RQVXODWLRQ
3URMHFWFRQVXOWDWLRQ
([DP
/HFWXUHVWXGLHV
7HVWSUHSDUDWLRQ
3URMHFWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
GUKDELQĪ=ELJQLHZàXEQLHZVNL
GUKDELQĪ=ELJQLHZàXEQLHZVNL
6XEMHFWREMHFWLYHV
/HDUQLQJE\VWXGHQWVRQNQRZOHGJHDQGSUDFWLFDOVNLOOVRQ*HRJUDSKLF,QIRUPDWLRQ6\VWHPVDQGWKHLUYDULRXV
DSSOLFDWLRQV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B8
7KHVWXGHQWVKDOOOHDUQGLIIHUHQWDSSOLFDWLRQVRI
*HRJUDSKLF,QIRUPDWLRQ6\VWHPV
.B:
7KHVWXGHQWVKDOOOHDUQWRXVHVXFKV\VWHPVDQG
WKHLUDSSOLFDWLRQVLQSUDFWLFH+HZLOODOVROHDUQWKH
EDVLFVRQGHVLJQDQGLPSOHPHQWDWLRQRIVXFK
V\VWHPV
0HWKRGRIYHU\ILFDWLRQ
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
>68@$VVHVVPHQWRISUHVHQWDWLRQ
>68@$VVHVVPHQWRIDELOLW\WRXVH
PHWKRGVDQGWRROV
>68@$VVHVVPHQWRIDELOLW\WRXVH
NQRZOHGJHJDLQHGLQWKHGLIIHUHQW
PRGXOHV
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
1RUHFRPHQGDWLRQV
6XEMHFWFRQWHQWV
,QWURGXFWLRQ0XQLFSDO*,6V\VWHPV0RGHOOLQJDQGVROYLQJRIORJLVWLFSUREOHPVLQ*,65RXWLQJDQGLWV
RSWLPDOL]DWLRQ:HEEDVHGGLJLWDOFKDUWVIRUQDYLJDWLRQVVXSSRUW5HPRWHGDWDDFTXLVLWLRQ*,6V\VWHPV0RELOH*,6
V\VWHPV1DYLJDWLRQSORWWHUV'QDYLJDWLRQV\VWHPV
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
6WHSQRZVNL$6\VWHP\DNXVW\F]QHJRPRQLWRULQJXĞURGRZLVNDPRUVNLHJR*GDĔVNLH7RZDU]\VWZR1DXNRZH
*GDĔVN
5HFRPPHQGHGUHDGLQJ
7KH*,6%RRN*HRUJH.RUWH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
3URMHFW
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
3K\VLFDO7UDLQLQJ
6XEMHFWFRGH
(&
)DFXOW\
$FDGHPLF6SRUWV&HQWUH
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
([FHUFLHVH
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
SZ
PJU.D]LPLHU]5R]ZDGRZVNL
PJU.D]LPLHU]5R]ZDGRZVNL
6XEMHFWREMHFWLYHV
$SSURYLQJRIKHDOWK\VW\OHRIOLIHE\PHDQVRISK\VLFDODFWLYLW\
'HYHORSLQJDFRUUHFWERG\SRVWXUHDQGEXLOGLQJXSSK\VLFDOILWQHVV
*HWWLQJWRNQRZEDVLFLQIRUPDWLRQDERXWVSRUWVGLVFLSOLQHV
8VLQJWKHDFTXLUHGNQRZOHGJHLQRUGHUWRFKRRVHWKHSURSHUSK\VLFDODFWLYLW\
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
.B.
6WXGHQWVDQDO\VHWKHOHYHORIWKHLUILWQHVV7KH\
OHDUQWRDSSUHFLDWHWKHLPSRUWDQFHRIXQGHUWDNLQJ
SK\VLFDOH[HUFLVHIRUWKHLUKHDOWK7KH\GHPRQVWUDWH
FKRVHQHOHPHQWVRISDUWLFXODUVSRUWVGLVFLSOLQHV
GLVFLSOLQHVWRFKRRVHIURPDHURELFMXGR
EDVNHWEDOOKDQGEDOODWKOHWLFVYROOH\EDOOIRRWEDOO
VZLPPLQJVNLLQJWHQQLVWDEOHWHQQLVURZLQJ
VDLOLQJ7KH\OHDUQWRVZLPPLQDFKRVHQVW\OH
7KRVHVWXGHQWVZKRGRQRWWDNHSDUWLQ3(FODVVHV
RQWKHEDVLVRIDGRFWRUVOHDYHOHDUQWR
GHVFULEHEDVLFSK\VLRORJLFDOPHFKDQLVPVFRQQHFWHG
ZLWKSK\VLFDOHIIRUW7KH\DQDO\VHWKHLURZQSK\VLFDO
FRQGLWLRQDQGZRUNRXWDUHFRYHU\SODQWRJHWKHUZLWK
WKHLUGRFWRUVDQGFRDFKHV
0HWKRGRIYHU\ILFDWLRQ
>6.@$VVHVVPHQWRISURJUHVVRI
ZRUN
>6.@$VVHVVPHQWRIJURXSZRUN
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
D$VDWLVIDFWRU\SK\VLFDOFRQGLWLRQDOORZLQJWRSDUWLFLSDWHLQSK\VLFDOH[HUFLVHVFHUWLILHGE\DPHGLFDOFKHFNXS
E,QFDVHRIVWXGHQWVXQDEOHWRSDUWLFLSDWHLQFODVVHVDGRFWRU¶VOHDYHDVUHTXHVWHGKWWSZZZFVDSJJGDSO
LPDJHVVWRULHVZDUXQNL]DOLF]HQLDSGI
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
,7UDLQLQJPRWRULFDELOLWLHV,,7HDFKLQJJHQHUDOILWQHVVVNLOOV,,,7HDFKLQJDQGLPSURYLQJWHFKQLFDOHOHPHQWV,9
7HDFKLQJDQGLPSURYLQJWDFWLFHOHPHQWV6WXGHQWVRQDGRFWRU¶VOHDYH,5XOHVRIRUJDQL]LQJVSRUWVWUDLQLQJ,,
3K\VLRORJLFDOPHFKDQLVPVGXULQJSK\VLFDOHIIRUW
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
$MRLQWSXEOLFDWLRQHGLWHGE\.U]\V]WRI.DV]XED3LRWU%XOLĔVNLDQG.D]LPLHU]5R]ZDGRZVNLHQWLWOHG
9DGHPHFXPRISK\VLFDOHGXFDWLRQIRUWKHVWXGHQWVRI*GDĔVN8QLYHUVLW\RI7HFKQRORJ\*GDĔVN
6\OODEXVZRUNHGRXWE\WKHWHDFKHUVFRDFKHV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
:ULWWHQH[DP
$FLWLYHSDUWLFLSDWLRQLQFODVVHV
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
:KLFKWUDLQLQJVWDJHJRHVILUVWZKHQZHVWDUWSUDFWLVLQJVSRUW"
:KDWLV'206"
:KLFKFRXQWU\KHOGWKHILUVWIRRWEDOOJDPHV"
:KRLQYHQWHGEDVNHWEDOO":KHUHZDVLW"
/LVWWKHPDUNLQJVRIVNLLQJURXWHVUDQJLQJWKHPIURPWKHHDVLHVWWRWKHPRVWGLIILFXOWRQHV
/LVWWKHNLQGVRIDWKOHWLFVHYHQWV
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
$GYDQFHG&RPSXWHU$UFKLWHFWXUHV
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI*HRLQIRUPDWLFV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2SWLRQDO
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ-HU]\'HPNRZLF]
GULQĪ-HU]\'HPNRZLF]
6XEMHFWREMHFWLYHV
7KHPDLQJRDORIWKHOHFWXUHLVDFTXDLQWDQFHZLWKDGYDQFHGDVSHFWVRISLSH9/,:DUFKLWHFWXUHVDVZHOODVORZ
OHYHO(),VWDFN
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
.B8
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
1RQW\SLFDOFRPSXWHUDUFKLWHFWXUHHIILFLHQF\DQDO\VLV >68@$VVHVVPHQWRIWDVNIXOILOPHQW
1RQW\SLFDOFRPSXWHUDUFKLWHFWXUHGHVLJQDQG
LPSOHPHQWDWLRQ
>68@$VVHVVPHQWRIWDVNIXOILOPHQW
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
5HFRPPHQGHG
FRPSRQHQWV
6XEMHFWFRQWHQWV
$500,36'/;SURFHVVRUGHVLJQSURFHVV
2SHQ6SDUF/HRQRSHQ9+'/WHFKQRORJ\
(),VKHOOPRGHUQORZOHYHO$3,
5$,'
6$7$H6$7$3&,WHFKQRORJ\
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
&RPSXWH$UFKLWHFWXUH$4XDQWLWDWLYH$SSURDFKWKHG+HQQHVV\3DWWHUVRQ
5HFRPPHQGHGUHDGLQJ
0DQXDOVDYDLODEOHGXULQJWKHFRXUVH
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] $VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
/HFWXUH
/DE
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
1HWZRUN6HFXULW\0DQDJHPHQW
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI&RPSXWHU&RPPXQLFDWLRQV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
/DERUDWRULHV
([DP
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GULQĪ7RPDV]*LHUV]HZVNL
GULQĪ7RPDV]*LHUV]HZVNL
6XEMHFWREMHFWLYHV
7KHDLPRIWKHFRXUVHLVWRDFTXLDQWVWXGHQWVLQWKHRU\DQGSUDFWLFHZLWKWKHEDVLFVHFXULW\PHFKDQLVPVWKH
UHODWHGWKUHDWVVHFXULW\VROXWLRQVZKLFKFDQEHDSSOLHGWRPLWLJDWHWKHPDQGPRVWLPSRUWDQWWRIRUPWKHDWWLWXGH
WRVHFXULW\XQGHUVWRRGDVWKHFRQWLQXRXVSURFHVVVHFXULW\PDQDJHPHQW
/HDUQLQJRXWFRPHV
&RXUVHRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
6WXGHQWLVDEOHWRFRQILJXUHVHFXULW\PHFKDQLVPVLQ >68@$VVHVVPHQWRIWDVNIXOILOPHQW
FRPSXWHUQHWZRUNV
.B:
6WXGHQWNQRZVEDVLFVHFXULW\PHFKDQLVPVVXFKDV
FRQILGHQWLDOLW\LQWHJULW\RUDYDLODELOLW\
.B:
.B:
0RGHRIGHOLYHU\
6XEMHFWRXWFRPH
.B8
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
6WXGHQWNQRZVWKHOLPLWDWLRQVRISRSXODUQHWZRUN >6:@$VVHVVPHQWRIIDFWXDO
WHFKQLTXHVLQWKHILHOGRIVHFXULW\SURSRVHVWKHZD\V NQRZOHGJH
WRPLWLJDWHUHODWHGWKUHDWV
6WXGHQWNQRZVPRGHUQ,7V\VWHPVVHFXULW\
VROXWLRQVKDVNQRZOHGJHKRZWRFKRRVHWKHP
DFFRUGLQJWRLGHQWLILHGWKUHDWV
>6:@$VVHVVPHQWRIIDFWXDO
NQRZOHGJH
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
QRQH
5HFRPPHQGHG
FRPSRQHQWV
QRQH
6XEMHFWFRQWHQWV
6HFXULW\WKUHDWVRIQHWZRUNHGV\VWHPV$WWDFNFDWHJRULHVWHFKQLTXHVRIV\VWHPVSHQHWUDWLRQ1HWZRUNVHFXULW\
PDQDJHPHQWUHTXLUHPHQWV%LRPHWULFPHWKRGV&U\SWRJUDSK\3.,5ROHRIQHWZRUNVHFXULW\SROLF\6HFXULW\
PDLQWHQDQFH6HFXULW\PDQDJHPHQWRILQIRUPDWLRQV\VWHPV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
%LDáDV$%H]SLHF]HĔVWZRLQIRUPDFMLLXVáXJZQRZRF]HVQHMLQVW\WXFMLLILUPLH:17:DUV]DZDU
/LGHUPDQ.3RGUĊF]QLNDGPLQLVWUDWRUDEH]SLHF]HĔVWZDVLHFLRZHJR0LNRP:DUV]DZDU
/LGHUPDQ.$QDOL]DU\]\NDLRFKURQDLQIRUPDFMLZV\VWHPDFKNRPSXWHURZ\FK3:1:DUV]DZDU
6WRNáRVD-%LOVNL73DQNRZVNL7%H]SLHF]HĔVWZRGDQ\FKZV\VWHPDFKLQIRUPDW\F]Q\FK3:1:DUV]DZD
U
5HFRPPHQGHGUHDGLQJ
'HQQLQJ(:RMQDLQIRUPDW\F]QDLEH]SLHF]HĔVWZRLQIRUPDFML:17:DUV]DZDU
%HQMDPLQ+&LVFR&&,(6HFXULW\0LNRP:DUV]DZDU
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
H[DP
ODE
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
0DQDJLQJDQ,&7&RPSDQ\
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0DULQH(OHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
)XOOWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
3URMHFW
SZ
/HFWXUHVWXGLHV
/DERUDWRULHVSUHSDUDWLRQ
5HSRUWFUHDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ$QGU]HM'\ND
GUKDELQĪ$QGU]HM'\ND
6XEMHFWREMHFWLYHV
6WXGHQWZLOODFTXLUHVRPHNQRZOHGJHRQPDQDJLQJKLWHFKFRPSDQ\LQDOODVSHFWVRIDFWLYLW\ZLWKDVSHFLDOIRFXV
RQPDUNHWLQJ
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B.
6WXGHQWZLOOGHILQHDQGGHVFULEHSUREOHPVLQWKH
DUHDRIHQWUHSUHQHXULDODFWLYLW\SDUWLFXODUO\RQ
PDUNHWLQJDQGVDOHVRUJDQL]DWLRQ
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B.
6WXGHQWZLOOGHILQHDQGGHVFULEHSUREOHPVLQWKH
DUHDRIHQWUHSUHQHXULDODFWLYLW\SDUWLFXODUO\RQ
PDUNHWLQJDQGVDOHVRUJDQL]DWLRQ
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B8
6WXGHQWZLOOGHILQHDQGGHVFULEHSUREOHPVLQWKH
DUHDRIHQWUHSUHQHXULDODFWLYLW\SDUWLFXODUO\RQ
PDUNHWLQJDQGVDOHVRUJDQL]DWLRQ
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
.B:
6WXGHQWZLOOGHILQHDQGGHVFULEHSUREOHPVLQWKH
DUHDRIHQWUHSUHQHXULDODFWLYLW\SDUWLFXODUO\RQ
PDUNHWLQJDQGVDOHVRUJDQL]DWLRQ
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
>6.@$VVHVVPHQWRIDELOLW\WR
RUJDQL]HZRUN
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
1RUHFRPPHQGDWLRQV
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
&RQGLWLRQVIRUDVXFFHVVIXOEXVLQHVV
)XQFWLRQDODQGWHFKQLFDOVSHFLILFDWLRQ
.LQGVRIHQWUHSUHQHXUVKLS
)XQFWLRQDOGLDJUDPRIVRIWZDUHFRPSDQ\
DUNHWLQJ
6RXUFHVRIFRQIOLFWVEHWZHHQ0NWJDQG5'GHSDUWPHQWV
6\VWHPIRUVXFFHVVIXOVRIWZDUHGHYHORSPHQW
6DOHVRUJDQL]DWLRQ
3ULRULWHWL]DWLRQ
'HFLVLRQPDNLQJXVLQJ0DUNRYDOJRULWKP
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
VWXGHQW¶VOHFWXUHQRWHV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
3URMHFW
0LGWHUPFROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWQDPH
&RPSDQ\0DQDJHPHQW
6XEMHFWFRGH
(:
)DFXOW\
'HSDUWPHQWRI0DULQH(OHFWURQLF6\VWHPV
&RXUVHQDPH
,QIRUPDWLFV
/HDUQLQJDUHD
WHFKQLFDOVFLHQFHV
/HDUQLQJSURILOH
JHQHUDODFDGHPLFSURILOH
6WXG\\HDU
7\SHRIVXEMHFW
2EOLJDWRU\
6WXG\VHPHVWHU
6WXG\OHYHO
3DUWWLPHVWXGLHVXQGHUJUDGXDWHVWXGLHV
(&76
(&76GHWDLOV
$FWLYLW\
JN
/HFWXUH
SZ
([DP
/HFWXUHVWXGLHV
7HVWSUHSDUDWLRQ
)LQDOWHVWSUHSDUDWLRQ
([DPSUHSDUDWLRQ
6XP
3DUDPHWHU(&76
(&76FRPSRQHQWV
(&76VXP
1DPHRIOHFWXUHU
GUKDELQĪ$QGU]HM'\ND
GUKDELQĪ$QGU]HM'\ND
6XEMHFWREMHFWLYHV
7KHPDLQJRDORIWKHVXEMHFWLVWRSURYLGHVWXGHQWVZLWKWKHNQRZOHGJHLQWKHDUHDRISV\FKRORJ\SKLORVRSK\
HWKLFVDQGIXQGDPHQWDOVRIPDFURHFRQRP\QHFHVVDU\WRUXQKXPDQRUJDQL]DWLRQV
/HDUQLQJRXWFRPHV
0RGHRIGHOLYHU\
&RXUVHRXWFRPH
6XEMHFWRXWFRPH
0HWKRGRIYHU\ILFDWLRQ
.B.
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B.
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B8
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B:
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
.B:
>68@$VVHVVPHQWRIDELOLW\WR
DQDO\]HLQIRUPDWLRQ
>6.@$VVHVVPHQWRIFRPPXQLFDWLRQ
VNLOOV
DWWKHXQLYHUVLW\
3UHUHTXLVLWHV
1RUHTXLUHPHQWV
5HFRPPHQGHG
FRPSRQHQWV
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 6XEMHFWFRQWHQWV
,QWURGXFWLRQWRWKHKLVWRU\RIPDQDJLQJ
,VVXHVLQPDQDJLQJPXOWLFXOWXUDOFRPSDQLHV
3V\FKRORJLFDODQGSKLORVRSKLFDODVSHFWVRIPDQDJLQJ
)XQGDPHQWDOVRIHWKLFVLQPDQDJLQJ
0DQDJLQJWLPH
0DQDJLQJLQIRUPDWLRQ
)XQGDPHQWDOVRI6WDIIFROODERUDWLRQ
3V\FKRPHWULFWHVWVIRUKXPDQUHVRXUFHVDSSOLFDWLRQ
)LQDQFLDO3ROLF\RIWKH6WDWH
$QDO\VLV*'3*URVV'RPHVWLF3URGXFWHTXDWLRQ
:ULWLQJVXFFHVVIXOFYUHVXPH
-RELQWHUYLHZ
5HFRPPHQGHG
DQGUHTXLUHG
UHDGLQJ
5HTXLUHGUHDGLQJ
VWXGHQW¶VOHFWXUHQRWHV
5HFRPPHQGHGUHDGLQJ
1RUHTXLUHPHQWV
3ODQQHGOHDUQLQJ
DFWLYLWLHV
/HFWXUH
([HUFLVH
/DERUDWRU\
3URMHFW
6HPLQDU
6XP
:W\PQDXF]DQLHQDRGOHJáRĞü
$VVHVPHQW
PHWKRGVDQG
FULWHULD
6XEMHFWSDVVLQJFULWHULD
3DVVLQJWKUHVKROG
3HUFHQWDJHRIWKHILQDO
JUDGH
&ROORTXLXP
([DPSOHLVVXHVH[DPSOHTXHVWLRQVWDVNVFRPSOHWHG
(WKLFVLQPDQDJLQJ
/DQJXDJHRI
LQVWUXFWLRQV
3ROLVK
:RUNSODFHPHQW
1RWDSSOLFDEOH
'DWDZ\GUXNX
TRIAL MODE − a valid license will remove this message. See the keywords property of this PDF for more information.
6WURQD
] 

Similar documents