Mutual funds fact guide - RiverSource Annuities for Financial

Transcription

Mutual funds fact guide
Ticker symbols and CUSIP numbers
Advice-Built®Solutions
These funds follow the equity pricing schedule except those indicated by *
which follow the fixed income pricing schedule.
(Asset Allocation)
Class A
Class B
Class C
RiverSource Balanced
INMUX
76931G108
IDMBX
76931G207
RVBCX
76931G306
RiverSource Income
Builder Basic Income*
RBBAX
76931L602
RBBBX
76931L701
RBBCX
76931L800
RiverSource Income
Builder Enhanced Income*
RSBAX
76931L875
REIVX
76931L867
RIECX
76931L859
RiverSource Income
Builder Moderate Income*
RSMAX
76931L834
RSMBX
76931L826
RSMCX
76931L818
RiverSource Portfolio
Builder Aggressive
AXBAX
76931T100
AXPBX
76931T209
RBGCX
76931T308
Builder Conservative*
ABDAX
76931T506
ABBDX
76931T605
RPCCX
76931T704
Builder Moderate
ABUAX
76931T795
AURBX
76931T787
AMTCX
76931T779
Builder Moderate Aggressive
AXMAX
76931T886
ABMBX
76931T878
AGECX
76931T860
AUCAX
Builder Moderate Conservative* 76931T845
AMDBX
76931T837
RBMCX
76931T829
Builder Total Equity
AXTAX
76931T753
AXTBX
76931T746
RBTCX
76931T738
RiverSource®
Retirement Plus 2010
—
76932C106
N/A
N/A
N/A
N/A
RiverSource®
—
76932C304
N/A
N/A
N/A
N/A
RiverSource®
—
76932C502
N/A
N/A
N/A
N/A
RiverSource®
—
76932C700
N/A
N/A
N/A
N/A
RiverSource®
—
76932C882
N/A
N/A
N/A
N/A
RiverSource®
—
76932C866
N/A
N/A
N/A
N/A
RiverSource®
—
76932C841
N/A
N/A
N/A
N/A
RiverSource®
—
76932C825
N/A
N/A
N/A
N/A
RiverSource
Strategic Allocation
IMRFX
76931Q106
IMRBX
76931Q205
RSSCX
76931Q304
Seligman® TargETFund Core
SHVAX
81634T845
N/A
N/A
SHVCX
81634T829
Seligman® TargETFund 2015
STJAX
81634T704
N/A
N/A
STJCX
81634T886
STKAX
81634T100
N/A
N/A
STKCX
81634T308
STZAX
81634T712
N/A
N/A
STZCX
81634T688
STQAX
81634T779
N/A
N/A
STQCX
81634T753
Single-Strategy Funds
Equity Funds
Growth Funds
Class A
Class B
Class C
RiverSource Disciplined
Large Cap Growth
RDLAX
76931G736
—
76931G728
RDLCX
76931G710
RiverSource
Mid Cap Growth
INVPX
76931W103
IDQBX
76931W202
AESCX
76931W301
RiverSource
Partners Aggressive Growth
ASGFX
76931F100
ARGBX
76931F209
RAGCX
76931F308
RiverSource
Partners Small Cap Growth
AXSCX
768917817
ASGBX
768917791
APRCX
768917783
Seligman Capital
SCFIX
816326102
SLCBX
816326300
SCLCX
816326409
Seligman Communications
and Information
SLMCX
816333108
SLMBX
816333306
SCICX
816333405
Seligman Frontier
SLFRX
816334106
SLFBX
816334304
SLFCX
816334403
Seligman Growth
SGRFX
816335103
SGBTX
816335301
SGRCX
816335400
Blend Funds
Class A
Class B
Class C
RiverSource
120/20 Contrarian Equity
RCEAX
76932C445
—
76932C429
RECCX
76932C411
RiverSource
Disciplined Equity
AQEAX
76931H106
AQEBX
76931H205
RDCEX
76931H304
Small and Mid Cap Equity
RDSAX
768922866
—
768922858
RDSCX
768922841
RiverSource
Partners Small Cap Equity
AXSAX
76931F753
AXSBX
76931F746
RSQEX
76931F738
RiverSource
Precious Metals and Mining
INPMX
768923104
INPBX
768923203
RPMCX
768923302
RiverSource Recovery
and Infrastructure
RRIBX
76932C320
ISIBX
76931T670
RRICX
76932C312
RiverSource
Small Company Index
RRIAX
76932C338
ISIAX
76931T688
Value Funds
Class A
Class B
Class C
RiverSource
Disciplined Large Cap Value
RLCAX
76931G645
—
76931G637
RDCCX
76931G629
RiverSource
Disciplined Small Cap Value
RDVAX
768922601
—
768922700
RDVCX
768922809
RiverSource
Diversified Equity Income
INDZX
76931G504
IDEBX
76931G603
ADECX
76931G702
RiverSource
Dividend Opportunity
INUTX
76931M105
IUTBX
76931M204
ACUIX
76931M303
RiverSource
Equity Value
IEVAX
768917106
INEGX
768917205
REVCX
768917304
RiverSource LaSalle Monthly
Dividend Real Estate
SREAX
81633W104
SREBX
81633W203
SRECX
81633W302
RiverSource
Mid Cap Value
AMVAX
76931G876
AMVBX
76931G868
AMVCX
76931G850
RiverSource
Partners Fundamental Value
AFVAX
76931F860
AFVBX
76931F852
AFVCX
76931F845
N/A
N/A
Value Funds (continued)
Class A
Class B
Class C
RiverSource
Partners Select Value
AXVAX
76931F811
AXVBX
76931F795
ACSVX
76931F787
RiverSource
Partners Small Cap Value
ASVAX
76931F696
ASVBX
76931F688
APVCX
76931F670
RiverSource
Real Estate
ARLAX
76931M600
AESBX
76931M709
RRECX
76931M808
Seligman
Large-Cap Value
SLVAX
816356109
SLVBX
816356208
SVLCX
816356703
Seligman
Smaller-Cap Value
SSCVX
816356406
SSCBX
816356505
SVMCX
816356802
Global/International
Funds
Class A
Class B
Class C
International Equity
RDIAX
768915860
RDIBX
768915852
RDICX
768915845
RiverSource LaSalle Global
Real Estate Fund
SLDAX
81633A102
N/A
N/A
SLDCX
81633A300
RiverSource Partners
International Select Growth
AXGAX
768920100
APIBX
768920209
RIACX
768920308
International Select Value
APIAX
768920860
AXIBX
768920852
APICX
768920845
International Small Cap
AISCX
768920811
APNBX
768920795
RISLX
768920787
Seligman Global Smaller
Companies
SHGAX
81633C207
SHGBX
81633C850
SHGCX
81633C744
Seligman
Global Technology
SHGTX
81633C504
SHTBX
81633C843
SHTCX
81633C736
Threadneedle
Emerging Markets
IDEAX
768914103
IEMBX
768914202
RMCEX
768914301
Threadneedle
European Equity
AXEAX
768915100
AEEBX
768915209
REECX
768915308
Threadneedle
Global Equity
IGLGX
768914822
IDGBX
768914814
RGCEX
768914798
Threadneedle
Global Equity Income
RTNAX
768914525
—
768914517
RTNEX
768914491
Threadneedle Global
Extended Alpha
RTAAX
768914434
—
768914426
RTACX
768914418
Threadneedle
International Opportunity
INIFX
768915605
IWWGX
768915704
ROPCX
768915803
Fixed Income Funds
These funds follow the fixed income pricing schedule except those
indicated by * which follow the shorter duration income pricing schedule.
Taxable Income Funds
Class A
Class B
Class C
RiverSource
Absolute Return Currency
and Income*
RiverSource
Cash Management
RARAX
768914723
—
768914715
RARCX
768914699
IDSXX
768913105
ACBXX
768913204
RCCXX
768913303
RiverSource
Diversified Bond
INBNX
768912602
ININX
768912701
AXBCX
768912800
Taxable Income Funds
(continued)
Class A
Class B
Class C
RiverSource
Emerging Markets Bond
REBAX
768914665
—
768914657
REBCX
768914640
RiverSource
Floating Rate*
RFRAX
76931K877
RSFBX
76931K869
RFRCX
76931K851
RiverSource
Global Bond
IGBFX
768914871
IGLOX
768914863
AGBCX
768914855
RiverSource Government
Money Market
SCMXX
816329106
SCBXX
816329403
SCCXX
816329809
RiverSource
High Yield Bond
INEAX
768919102
IEIBX
768919201
APECX
768919300
RiverSource
Income Opportunities
AIOAX
768912867
AIOBX
768912859
RIOCX
768912842
RiverSource Inflation
Protected Securities*
APSAX
76931K505
APSBX
76931K604
RIPCX
76931K703
RiverSource
Limited Duration Bond*
ALDAX
768912818
ALDBX
768912792
RDCLX
768912784
RiverSource Short Duration
U.S. Government*
IFINX
76931X101
ISHOX
76931X200
AXFCX
76931X309
RiverSource
Strategic Income Allocation
RSGAX
76932K108
RIABX
76932K207
RAICX
76932K306
RiverSource
U.S. Government Mortgage
AUGAX
76931X606
AUGBX
76931X705
AUGCX
76931X804
Tax-Exempt Funds
Class A
Class B
Class C
RiverSource
California Tax Exempt
ICALX
768911109
ACABX
768911208
RCTCX
768911307
RiverSource
Intermediate Tax Exempt*
INFAX
76931P108
INFBX
76931P207
RTICX
76931P306
RiverSource
Minnesota Tax Exempt
IMNTX
768918500
IDSMX
768918609
RMTCX
768918708
RiverSource
New York Tax Exempt
INYKX
768918880
—
768918872
RNTCX
768918864
RiverSource
Tax-Exempt Bond
INTAX
76931P504
ITEBX
76931P603
RTCEX
76931P702
RiverSource
Tax-Exempt High Income
INHYX
768919607
IHYBX
768919706
AHECX
768919805
RiverSource
Tax-Exempt Money Market
ITFXX
76931J102
N/A
N/A
N/A
N/A
Seligman California
High-Yield Municipal
SCHYX
816351308
N/A
N/A
SHMCX
816351878
Seligman California
Quality Municipal
SCTQX
816351209
N/A
N/A
SCQCX
816351860
Seligman
Minnesota Municipal
SMNNX
816346308
N/A
N/A
SMNCX
816346589
Seligman
National Municipal
SNXEX
816346100
N/A
N/A
SNACX
816346654
Seligman
New York Municipal
SNYTX
816346407
N/A
N/A
SNYCX
816346563
RiverSource®mutual funds pricing schedule
Equity Funds
Sales
amount
Class A
Up to $49,999
$50,000–$99,999
$100,000–$249,999
$250,000–$499,999
$500,000–$999,999
$1,000,000 or more
Class B
First year
Second year
Third year
Fourth year
Fifth year
Sixth year
Seventh or eighth year
Class C
All sales
Sales Maximum 12b-1
charge reallowance fee
CDSC
Trail
5.75%
4.75%
3.50%
2.50%
2.00%
—
5.00%
4.00%
3.00%
2.15%
1.75%
**
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
—
—
—
—
—
1.00%
0.25%
0.25%
0.25%
0.25%
0.25%
—
—
—
—
—
—
—
4.00%
—
—
—
—
—
—
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
5.00%
4.00%
3.00%†
3.00%
2.00%
1.00%
0.00%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
—
1.00%
1.00%* 1.00%
1.00%
Fixed Income Funds
Sales
amount
Class A
Up to $49,999
$50,000–$99,999
$100,000–$249,999
$250,000–$499,999
$500,000–$999,999
$1,000,000 or more
Class B
First year
Second year
Third year
Fourth year
Fifth year
Sixth year
Class C
All sales
Cash Management
(Class A)
Sales Maximum 12b-1
CDSC
Trail
4.75%
4.25%
3.50%
2.50%
2.00%
0.00%
4.00%
3.50%
3.00%
2.15%
1.75%
**
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
—
—
—
—
—
1.00%
0.25%
0.25%
0.25%
0.25%
0.25%
—
—
—
—
—
—
—
4.00%
—
—
—
—
—
—
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
1.00%
5.00%
4.00%
3.00%†
3.00%
2.00%
1.00%
0.00%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
—
—
1.00%
—
1.00%* 1.00%
0.10%
—
1.00%
0.10%
Shorter Duration Income Funds
Sales
Sales Maximum 12b-1
amount
CDSC
Class A
Up to $49,999
3.00%
2.50%
0.25%
—
$50,000–$99,999
3.00%
2.50%
0.25%
—
$100,000–$249,000 2.50%
2.15%
0.25%
—
$250,000–$499,999 2.00%
1.75%
0.25%
—
$500,000–$999,999 1.50%
1.25%
0.25%
—
$1,000,000 or more
—
**
0.25%
1.00%
Class B (closed to all new purchases for these funds)
First year
—
4.00%
1.00%
5.00%
Second year
—
—
1.00%
4.00%
Third year
—
—
1.00% 3.00%†
Fourth year
—
—
1.00%
3.00%
Fifth year
—
—
1.00%
2.00%
Sixth year
—
—
1.00%
1.00%
—
—
1.00%
0.00%
Class C
All sales
—
1.00%
1.00%* 1.00%
*Not paid until the 13th month after purchase.
**See prospectus for applicable commission schedules.
†Purchases made prior to 6/12/09 subject to 4.00% rate.
Trail
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
0.25%
1.00%
The RiverSource Investments story.
Built on a heritage of more than
110 years, RiverSource Investments is
committed to helping investors achieve
their financial goals. In one family, we bring
together the comprehensive lineup of
RiverSource Funds, the heritage of
Seligman Investments and the global
leadership of Threadneedle. We deliver
disciplined professional management from
independent investment boutiques that
search the changing landscape for
opportunities that meet your evolving
needs. Our innovative investment
solutions help you achieve your goals
through RiverSource Single-Strategy funds,
Advice-Built®solutions and Advanced
Alpha®strategies.
For more information, contact
RiverSource Investments Consulting
at 1 (800) 817- 4647, Option 2,
or visit riversource.com for financial
professionals.
Investors should consider the investment objectives,
risks, charges and expenses of a mutual fund carefully
before investing. For a free prospectus, which contains
this and other important information about the funds,
call 1 (800) 221 - 2450. The prospectus should be read
carefully before investing.
For Broker/Dealer Use Only. This material has been
prepared for registered representatives. It has not been
filed with FINRA and may not be reproduced, shown or
quoted to, or used with, members of the general public.
Investment products, including shares of mutual funds,
are not federally or FDIC-insured, are not deposits or
obligations of or guaranteed by any financial institution,
and involve investment risks including possible loss of
principal and fluctuation in value. Investing in certain
funds involves special risk, such as those related to
investments in foreign securities, small- and midcapitalization stocks, fixed income securities (especially
high-yield securities), and funds which focus their
investments in a particular sector, such as real estate,
technology and precious metals. When discussing one of
these funds with clients or prospects, please be sure to
discuss the risks specific to each fund. For more
information, please visit riversource.com/investments.
RiverSource®, Seligman®, and Threadneedle®mutual funds
are part of the RiverSource family of funds, and are
distributed by RiverSource Fund Distributors, Inc., Member
FINRA, and managed by RiverSource Investments, LLC.
Threadneedle mutual funds are subadvised by
Threadneedle International Limited. RiverSource and
Threadneedle are part of Ameriprise Financial, Inc.
Seligman is an offering brand of RiverSource Investments.
Not all products and all share classes are available
through all firms.
© 2009 RiverSource Investments, LLC. All rights reserved.
2741 Ameriprise Financial Center
Minneapolis, MN 55474
river source.com/investment s
1246
231781 G (9/09)
Important changes at
Columbia Management and RiverSource Investments
The long-term asset management business of Columbia Management has been acquired
by Ameriprise Financial, bringing together the fund families of Columbia Management
(Columbia, Columbia Acorn and Wanger Funds) and RiverSource Investments
(RiverSource®, Seligman® and Threadneedle® Funds).
The combined organization offers a comprehensive choice of investment products
managed by a diverse group of dedicated investment teams that share a passion
for investing and a commitment to delivering a consistent investment experience.
Our approach is distinguished by a singular focus on our clients, and we look forward
to continuing to support your investment needs.
New entities
For Columbia Fund shareholders You will see the new entity name for the investment manager on communications
and statements going forward. This reflects the new investment adviser for your funds. This company is part of
Ameriprise Financial.
Previous investment adviser
New investment adviser (effective May 1, 2010)
Columbia Management Advisors, LLC
Columbia Management Investment Advisers, LLC
For Columbia Acorn and Wanger Fund shareholders The name of the Columbia Acorn and Wanger Funds’ investment
manager, Columbia Wanger Asset Management (CWAM), will not change in connection with the acquisition of Columbia
Management, nor will your investment managers. Effective May 1, 2010, CWAM will become part of Ameriprise Financial.
For RiverSource, Threadneedle and Seligman Fund shareholders The investment adviser for your funds
will remain the same, but its name will change as indicated below. You will see the new entity name on communications
and statements going forward.
Previous investment adviser
New investment adviser entity name (effective May 1, 2010)
RiverSource Investments, LLC
Columbia Management Investment Advisers, LLC
New entities continued
For All Fund shareholders You will see the new entity names listed below as distributor and transfer agent of all
Funds on communications and statements going forward. These companies are part of Ameriprise Financial.
Funds
Previous distributor name
New distributor name
(effective May 1, 2010)
RiverSource, Seligman, Threadneedle RiverSource Fund Distributors, Inc.
Columbia Fund Family
Columbia Management
Columbia Management Distributors, Inc. Investment Distributors, Inc.
Funds
Previous transfer agent name
RiverSource, Seligman, Threadneedle RiverSource Service Corporation
Columbia Management Services, Inc.
New transfer agent name
(effective May 1, 2010)
Columbia Management Investment
Services Corp.
Same relationships and contacts
Initially, you will continue to benefit from:
> The same financial intermediary relationships
> The same customer service phone numbers and addresses
> The same online access to account and product information
800.345.6611
columbiamanagement.com
P.O. Box 8081
Boston, MA 02266-8081
RiverSource, Seligman and
Threadneedle Funds
800.221.2450
riversource.com
seligman.com
70100 Ameriprise Financial Center
Minneapolis, MN 55474
One Financial Center
Boston, MA 02111
columbiamanagement.com
You should consider the investment objectives, risks, charges and
expenses of a mutual fund or 529 plan carefully before investing.
For a free prospectus, which contains this and other important
information about the funds, or a Program Description and
Participation Agreement, which contains this and other important
information about 529 plans, call the appropriate toll-free number
listed above. Read the prospectus or program description and
participant agreement carefully before investing.
Not FDIC insured • No bank guarantee • May lose value
On April 30, 2010, Ameriprise Financial, Inc., the parent company of RiverSource Investments, LLC,
acquired the long-term asset management business of Columbia Management Group, LLC, including
certain of its affiliates, which were, prior to this acquisition, part of Bank of America. In connection
with the acquisition of the long-term assets, certain clients of Columbia Management Advisors, LLC
(including the Columbia Funds) have a new investment adviser, RiverSource Investments, LLC, which is
now known as Columbia Management Investment Advisers, LLC. On the same date, Ameriprise Financial
also acquired Columbia Wanger Asset Management, L.P. (CWAM). CWAM will continue as the investment
adviser for Columbia Acorn and Wanger Funds and no changes are anticipated in the existing investment
management team. For those clients that use the services of a sub-adviser, those arrangements are
continuing unless notified otherwise. RiverSource Fund Distributors, Inc., now known as Columbia
Management Investment Distributors, Inc., member FINRA, will act as the principal distributor of
the Columbia family of funds, which consists of Columbia, Wanger, Columbia Acorn, RiverSource,
Seligman and Threadneedle branded funds. RiverSource Service Corporation, now known as Columbia
Management Investment Services Corp., is the transfer agent for the Columbia family of funds.
© 2010 Columbia Management Investment Advisers, LLC. All rights reserved.
1427
244110 A (5/10)

Mutual funds fact guide - RiverSource Annuities for Financial

Transcription

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