- Forensic Science International
Transcription
- Forensic Science International
Forensic Science International 253 (2015) 134.e1–134.e7 Contents lists available at ScienceDirect Forensic Science International journal homepage: www.elsevier.com/locate/forsciint Forensic anthropology population data Relevance of discrete traits in forensic anthropology: From the first cervical vertebra to the pelvic girdle Emeline Verna a,*, Marie-Dominique Piercecchi-Marti a,b, Kathia Chaumoitre a,c, Pascal Adalian a a b c Aix-Marseille Université/EFS/CNRS/UMR 7268 ADES, 13916 Marseille, France Service de Médecine Légale, CHU Timone, 264 Rue Saint-Pierre, 13385 Marseille Cedex 5, France Service d’Imagerie Médicale, Hôpital Nord-CHU Marseille, Chemin des Bourrely, 13915 Marseille Cedex 20, France A R T I C L E I N F O A B S T R A C T Article history: Available online 14 May 2015 In forensic anthropology, identification begins by determining the sex, age, ancestry and stature of the individuals. Asymptomatic variations present on the skeleton, known as discrete traits, can be useful to identify individuals, or at least contribute to complete their biological profile. We decided to focus our work on the upper part of the skeleton, from the first vertebra to the pelvic girdle, and we chose to present 8 discrete traits (spina bifida occulta, butterfly vertebra, supraclavicular nerve foramen, coracoclavicular joint, os acromiale, suprascapular foramen, manubrium foramen and pubic spine), because they show a frequency lower than 10%. We examined 502 anonymous CT scans from polytraumatized individuals, aged 15 to 65 years, in order to detect the selected discrete traits. Age and sex were known for each subject. Thin sections in the axial, coronal and sagittal planes and 3D volume rendering images were created and examined for the visualization of the selected discrete traits. Supraclavicular foramina were found only in males and only on the left clavicle. Coracoclavicular joints were observed only in males. The majority of individuals with a suprascapular foramen were older than 50 years of age. Pubic spines were observed mostly in females. Other traits did not present significant association with sex, age and laterality. No association between traits was highlighted. Better knowledge of human skeletal variations will help anthropologists come closer to a positive identification, especially if these variations are rare, therefore making them more discriminant. ß 2015 Elsevier Ireland Ltd. All rights reserved. Keywords: Discrete traits Forensic anthropology population data Identification Bones 1. Introduction In forensic anthropology, identification begins by determining sex, age, ancestry and stature of individuals. However, some individuals may share the same biological profile. When this occurs, bone discrete traits can be useful to identify individuals, or at least contribute to completing their biological profile [1], especially if they show a frequency lower than 10%. In this case discrete traits are qualified as rare [1,2], i.e. few individuals have them. Individualizing traits must also be easily observable through imaging, on CT-scans and radiographies, in order to allow ante and post mortem data comparison. Post-mortem data can consist of medical images or dry bones. * Corresponding author. Tel.: +33 491698870. E-mail address: verna.emeline@yahoo.fr (E. Verna). http://dx.doi.org/10.1016/j.forsciint.2015.05.005 0379-0738/ß 2015 Elsevier Ireland Ltd. All rights reserved. Bone discrete traits are asymptomatic anatomical variations [3] and can be found on many bones of the human skeleton. They have a specific location on the skeleton and can be classified as either present or absent [3]. The exact etiology of most discrete traits is unknown but genetic, epigenetic and environmental factors are probably involved [4]. Discrete traits are generally an incidental finding of medical imaging. Cranial discrete traits [5] have been studied more commonly than postcranial ones. Studies on cranial traits have been more extensive and some authors have tested the association between them [6]. This hasn’t been done for postcranial traits. An association between two traits can bring additional information for identifying an individual or for completing the biological profile. This study was conducted on a sample of French population. Some discrete traits are population dependent, so the goal of the study is to provide frequencies for French population and compare them with other populations. This allows us to see if the selected E. Verna et al. / Forensic Science International 253 (2015) 134.e1–134.e7 134.e2 traits are population dependent or if they have the same frequency in all populations. In the latter case, the traits could be useful and observable universally, particularly since the ancestry of the analyzed individual is unknown. In this study, we decided to focus our work on the postcranial skeleton; from the first vertebra to the pelvic girdle. Using 3D volume rendering from CT scans, we documented the frequency of the eight selected discrete traits and their association with sex, laterality and age in a modern population of Southern France. The selected discrete traits present genuine relevance for forensic identification. 2. Materials and methods 2.1. Sample CT scans from polytraumatized individuals were carried out in the medical imaging department of our institution. Age and sex were known for each subject. We chose to study individuals between 15 and 65 years of age in order to avoid degenerative bone problems or insufficient ossification that could interfere with the visualization of the discrete traits. Good quality scans of individuals without bone disease and of the required age range were selected. This provided a final sample of 502 subjects composed of 344 males and 158 females (Fig. 1). 2.2. Method The CT scans were performed with a 64-row multidetector CT (Somatom Sensation 64, Siemens1, Erlangen, Germany). Scanning parameters were as follows: 120 kV, 50–150 mA s, thickness = 0.6 mm. Scanning extended from the level of the first cervical vertebra to the pelvis. Most scans were obtained after administration of an intravenous contrast media. Volume reconstruction was carried out on CT scan images (DICOM images) with Avizo version 7 Software. Thin sections in the axial, coronal and sagittal planes and 3D volume rendering images created were examined for detecting the presence or absence of selected discrete traits by a single observer. 3D reconstruction allowed us to easily observe the selected discrete traits, even without a special training in CT imaging. 2.3. Definition of the selected discrete traits Four regions were examined: the scapular girdle, the thorax, the vertebral spine and the pelvic girdle. Discrete traits were selected from literature. At the beginning of our study, all discrete traits present on our region of interest were selected and rated. The pool of discrete traits was composed of 40 different traits. Out of these 40 traits, around 30 presented a frequency inferior or equal to 10% but not all of them were considered relevant for forensic identification. We kept only eight discrete traits with a frequency lower than 10% (i.e. corresponding to a rare trait), easily observable for a non-expert on medical images and were not subject to interand intra-observer errors as reported previously [2], and were considered useful in forensic anthropology for identification purposes. The selected eight traits are spread out on all the bones examined. We have selected two variations for the spine: spina bifida occulta [2] and butterfly vertebra [7], which can affect all vertebrae. Spina bifida occulta (SBO), an asymptomatic form of spina bifida, is due to an ossification failure of the laminae during the fusion of the neural arch [2]. This incomplete fusion of the neural arch of the vertebra is usually observed in the lumbosacral region. We regrouped SBO in two categories to facilitate its study: SBO of the spine (from the first cervical vertebra to the fifth lumbar one) and SBO of the sacrum. The origin of the butterfly vertebra is a developmental anomaly. The division of the center of the vertebra body along the sagittal plane into two laterally wedge-shaped halves, often asymmetrical in form, with decreased or absent anterior portions gives them a butterfly wings-like shape observable on radiographs [7]. Discrete traits selected for the scapular girdle were as follows: supraclavicular nerve foramen [8], coracoclavicular joint [9], os acromiale [10] and suprascapular foramen [11]. The supraclavicular nerve foramen is a foramen situated on the superior face of the mid-shaft of the clavicle [2]. This foramen allows the passage of the supraclavicular nerve. The coracoclavicular joint is a diarthrotic synovial joint between the conoid tubercle of the clavicle and the superior surface of the horizontal part of the coracoid process of the scapula [12]. The os acromiale is an accessory bone resulting from the failure of the acromial apophysis to fuse with the scapula during adolescence [13]. The acromial apophysis typically begins to fuse by age 17 or 18 and completes its union by the age of 20 years [14]. Therefore, we only examined individuals aged 20 years and more for this trait. The suprascapular foramen is a foramen situated on the lateral part of the superior border of the scapula, running medial to the coracoid process. It is due to the ossification of the superior transverse scapular ligament [15,16]. We selected the manubrium foramen [17] for the sternum and the pubic spine for the pelvic girdle. The manubrium foramen is a round defect resulting from a failure of fusion between the two ossification centers of the bone. Generally, the manubrium is composed of one ossification center [14] but in some cases another center can be observed. The pubic spine is a small osseous spur located on the pubic branch. The length of the spine can vary between individuals. 2.4. Statistical analysis Fig. 1. Distribution of our sample according to sex and age. For each discrete trait, the prevalence was calculated in our population according to sex, laterality and age. We also looked for significant associations with sex, laterality or age using the chisquare test [18]. When the conditions of chi-square test were not met, we used Fisher’s exact test. Statistical analyses were carried out with the R Software (version 3.0.1), with a threshold level of significance of 5%. In order to facilitate statistical tests, the age of the individuals was categorized as follows: under 20 years, 20–29 years, 30–39 years, 40–49 years, 50–59 years, and over 60 years. We evaluated the association between discrete traits using Cramer’s V coefficient. It is a measure of association between two nominal variables, giving a value between 0 (very poor association between variables) and 1 (very high association between variables) included [19]. E. Verna et al. / Forensic Science International 253 (2015) 134.e1–134.e7 134.e3 Table 1 Number and prevalence of vertebral discrete traits in our sample. 3. Results 3.1. Spine Table 1 gives the prevalence found for the discrete traits selected for the spine. Spina bifida occulta (Fig. 2) was found only on the first cervical vertebra with a prevalence of 4.6% (23 individuals). The other cervical vertebrae were not affected in our population. For the thoracic vertebrae only the first and second vertebrae displayed the trait, with a frequency of 0.4% (2 individuals) and 0.2% (one individual) respectively. For lumbar vertebrae, only the fifth was concerned with a prevalence of 1.6% (8 individuals). Other vertebrae did not show this trait. The sacrum was also affected by spina bifida occulta. All the sacral vertebrae can display this anomaly but we chose to present the rarest type of spina bifida occulta, the sacral hiatus. It involves all sacral vertebrae (from S1 to S5) and in our sample the frequency was 1.8% (9 individuals). No statistically significant difference was found according to sex or age (p > 0.05). The butterfly vertebra trait (Fig. 3) affected only two vertebrae in our whole sample. One individual showed this trait on the fourth lumbar vertebra (0.2%) and 5 individuals displayed a butterfly vertebra on the first sacral vertebra (1%). No statistically significant difference was found according to sex or age (p > 0.05). 3.2. Scapular girdle and thorax Tables 2 and 3 present the prevalence of discrete traits selected on the scapular girdle and thorax. The supraclavicular nerve foramen (Fig. 4) was found for 3 individuals (0.6%), only in males and only on the left clavicle. No statistically significant difference was found by age (p > 0.05). The coracoclavicular joint (Fig. 5) was observed for 3 individuals (0.6%) and in males only. This trait was present one right clavicle Trait Vertebra Total n % n % n % Spina bifida occulta C1 T1 T2 L5 S1–S5 L4 S1 23 2 1 8 9 1 5 4.6 0.4 0.2 1.6 1.8 0.2 1 18 1 0 7 7 1 1 5.2 0.3 0.0 2.0 2.0 0.3 0.3 5 1 1 1 2 0 5 3 1 1 1 1.3 0 3 Butterfly vertebra Males Females and 3 left clavicles. One case of a bilateral coracoclavicular joint was found in our sample. No statistically significant difference was found according to laterality or age (p > 0.05). The os acromiale (Fig. 6) occurred in 13 individuals (3%). This trait was observed on 8 left scapulae and on 9 right ones. Bilateral cases were found for 4 individuals. No statistically significant difference was found according to sex, laterality, or age (p > 0.05). The suprascapular foramen (Fig. 7) was found for 14 individuals (2.8%). This trait was observed on 10 left scapulae and on 9 right ones. Five individuals had bilateral suprascapular foramina. No statistically significant difference was found according to sex or laterality (p > 0.05). However, eight of individuals with a suprascapular foramen were more than 50 years of age (pvalue = 0.0002). A manubrium foramen (Fig. 8) was found for one male only (0.2%). 3.3. Pelvic girdle A pubic spine (Fig. 9) was observed for 15 individuals (3%), 2 males and 13 females (Tables 2 and 3). A statistically significant difference (p-value = <0.0001) was found according to sex. The Fig. 2. Spina bifida occulta on the first thoracic vertebra (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. Fig. 3. Butterfly vertebra (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. E. Verna et al. / Forensic Science International 253 (2015) 134.e1–134.e7 134.e4 Table 2 Number and prevalence of scapular and pelvic girdles and thoracic discrete traits in our sample. Bone Trait Clavicle Suprascapular nerve foramen Coracoclavicular joint Os acromiale Suprascapular foramen Manubrium foramen Pubic spine Scapula Sternum Pelvis Total Males Females n % n % n % 3 3 13 14 1 15 0.6 0.6 3.0 2.8 0.2 3.0 3 3 9 7 1 2 0.9 0.9 3.1 2.1 0.1 0.6 0 0 4 7 0 13 0 0 3.0 4.5 0 8.4 Table 3 Number and prevalence of bilateral traits. Bone Trait Left Clavicle Suprascapular nerve foramen Coracoclavicular joint Scapula Pelvis Right % n n Unilateral Bilateral % n % n % 3 1 0 0.2 0 3 0 0.6 3 2 0.6 0.4 0 1 0 0.2 Os acromiale Suprascapular foramen 8 10 1.8 2.0 9 9 2.0 1.8 9 9 2.0 1.8 4 5 0.9 1.0 Pubic spine 14 2.8 11 2.2 5 1.0 10 2.0 pubic spine was more frequently present in females. Pubic spines were found on 14 left and 11 right pubic bones bilateral cases were found for 10 individuals. No statistically significant difference was found according to age or laterality (p > 0.05). 3.4. Association between traits Table 4 presents Cramer’s V coefficient. No association between traits was observed. The highest Cramer’s V was found between the Fig. 4. Supraclavicular nerve foramen of the left clavicle (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. Fig. 5. Coracoclavicular joint on the left clavicle (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. E. Verna et al. / Forensic Science International 253 (2015) 134.e1–134.e7 134.e5 Fig. 6. Suprascapular foramen of the right scapula (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. pubic spine and the suprascapular foramen, with a value of 0.191, indicating no significant association. 4. Discussion Discrete traits are useful in forensic anthropology for adding individualising information to a biological profile, and thus help with the identification or exclusion of an individual. We documented the prevalence of eight traits on the upper part of the post-cranial skeleton in French, compared their prevalence with other populations, and assessed the association of these traits with sex, age, side and each other. These findings provide more knowledge about traits and how to use them in forensic anthropology, by selecting the most informative traits. The thorax is the most X-rayed part of the skeleton in medical facilities, so the possibility of obtaining ante-mortem data for Fig. 7. Os acromiale of the right scapula (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. Fig. 8. Manubrium foramen (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. E. Verna et al. / Forensic Science International 253 (2015) 134.e1–134.e7 134.e6 than 50 years of age. Therefore, in cases when ante-mortem imaging was undertaken in an individual before the age of 50, the trait may be absent, precluding the comparison. For future research, it will be important to assess the association of more discrete traits with age in order to better understand the limitations of comparing ante- and post-mortem data. The knowledge of the occurrence and morphology of discrete traits also helps us to distinguish these normal skeletal variants from pathological or traumatic conditions. For example, the manubrium foramen, though extremely rare, should not be confused with a gunshot wound. 4.1. Frequency of discrete traits Fig. 9. Pubic spine on both pubic branches (white arrow). (A) DICOM image of CT scan (B) 3D volume rendering done with Avizo1. comparisons with post-mortem findings is high for this anatomical region To be considered ‘‘a good discrete trait’’ for identification, an anatomical variation has to be easily visible both on imaging and dry bones and have a frequency lower than 10% [20]. Furthermore, if it is related to sex or laterality, it gives additional information to complete and refine the biological profile of the individual. It is important to know which discrete traits are associated with age in a population to narrow down the age range for identification purposes. The process of identification is based on ante- and postmortem data comparison, therefore with age-related traits the age when comparative ante-mortem imaging was obtained with relation to age at death is of great importance. In our study, the majority of individuals with a suprascapular foramen were more The thoracic area rarely display spina bifida occulta (SBO); for all thoracic vertebrae combined, Saunders [2] found a frequency of 1.7% in the American population. In this study we observed SBO only on the first and second thoracic vertebrae with a frequency of 0.4% and 0.2% respectively. The lumbar area is the most affected region after the sacrum [21]. SBO was present only on the fifth vertebra with a frequency of 1.6%. Saluja [22] has found only one case of SBO at the same level in a population from London. In the sacral area, we took into account only the sacral hiatus (SBO involving all sacral vertebrae), since the frequency of occurrence of only one or two sacral vertebrae affected was found to be higher than 10%, being not in agreement with the definition of a rare trait. In our population, the frequency of the presence of sacral hiatus was 1.8% compared to 1.1–2.1% in other populations (North American and English populations) [2,22]. SBO was present only for the first vertebra in the cervical region, with a frequency of 4.6%. In other populations (North American and Polish), the frequency observed was lower important, ranging from 0.3 to 3.2% [2,23]. In our sample, SBO was most commonly present on the first cervical vertebrae, followed by the fifth lumbar vertebrae and the thoracic region. This is in contrast to the findings presented by Albano [21] for US soldiers, in whom SBO occurred most commonly on the first sacral vertebrae, followed by the fifth lumbar vertebrae, and the cervical region [21]. Butterfly vertebra was found only in one case on the fourth lumbar vertebra (1%). This location is the best known and most commonly described in the literature [25–27]. Individual cases of butterfly vertebrae were reported on dry bones or imagery, but no population frequency was given, except for the Inuit population who showed a frequency of 8% [24]. This relatively high frequency seems to reflect the influence of genetic factors, reinforced through isolation. The supraclavicular nerve foramen can be observed in juvenile individuals and fetuses, so a hypothesis of genetic origin can be advanced. No study has yet confirmed this hypothesis [28]. In our Table 4 Results of Cramers’V for association between traits. SBO SBO of sacrum Butterfly vertebra Suprascapular nerve foramen Coracoclavicular joint Os acromiale Suprascapular foramen Manubrium foramen Pubic spine 0.022* 0.033 0.021 0.022 0.164 0.047 0.012 0.043 SBO = spina bifida occulta. * V of Cramer. comprised between 0 and 1. SBO of sacrum Butterfly vertebra Suprascapular nerve foramen Coracoclavicular joint 0.016 0 0.0 0.023 0.023 0.006 0.064 0.009 0.01 0.022 0.021 0.005 0.021 0 0.015 0.013 0.003 0.014 0.016 0.143 0.004 0.012 Os acromiale 0.047 0 0.031 Suprascapular foramen Manubrium foramen 0.008 0.191 0.008 E. Verna et al. / Forensic Science International 253 (2015) 134.e1–134.e7 sample, we found a frequency of 0.6%. Other populations (North American and European) [2,8,28] reported a frequency lower than 3% for supraclavicular nerve foramen. The scapular facet of the coracoclavicular was not found in our population as in the literature [28], and only the clavicular facet is observed [28]. Frequencies found in literature extend from 0.6 to 21% [12] and our findings are similar. The prevalence of the os acromiale varied from 0.3 to 20% [2,11,29] in the North American populations. In our population the frequency was 3%. The prevalence of suprascapular foramen in other populations (North American, European, and Asian) varied from 3.7 to 13.6% [15,30] whereas our population showed a slightly lower prevalence of 2.8%. It is very rare to observe a manubrium foramen: only one case has been found in the literature [17]. We also found only one case was found in our population. For the pubic spine, no previous studies have reported a frequency of occurrence. We found a frequency of 3% in our sample. 4.2. Association of discrete traits with sex, laterality and age Out of the eight discrete traits selected and presented here, some are related to sex, laterality and/or age. Wysocki [23] found an association with the female sex for SBO in a Polish population (on dry bones and radiographies). In our population, no statistically significant difference was observed. For the supraclavicular nerve foramen only the left clavicle was affected in our population and Voisin [28] reported the same tendency in his review. We observed this trait only in males. To our knowledge, no previous publications presented sex-specific results. For the coracoclavicular joint we didn’t observe any difference according to age, contrary to Gumina [12] who studied dry bones from an Italian population, and Saunders [2] who studied dry bones from a North American population. Both of them showed the frequency of this trait increased with age. Individuals aged older than 50 years showed the highest frequency of the supraclavicular foramen in our population. This is in contrary to the literature [2], which shows no difference according to age. The pubic spine was more frequently present in females (8.4%). We found no other studies presenting results for this trait. 4.3. Association between selected traits In general, no strong association between traits was found. It may be useful to assess also associations with other discrete traits present on the upper skeleton (those visible on CT-scans). According to the literature, spondylolysis and SBO can be associated, particularly on the fifth lumbar vertebra [31]. So in a future study, we plan to test this association in our population, including associations between other postcranial discrete traits not only the eight presented here. 5. Conclusion In conclusion, the eight postcranial discrete traits selected and studied here had a frequency lower than 5% in our population and were easily visible both on imaging and on dry bones. Some traits were significantly associated with sex, such as the supraclavicular nerve foramen, the coracoclavicular joint and the pubic spine. 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