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Anatomía de un Accidente Parte 1. Lecciones Aprendidas durante la Investigación de Accidentes Aéreos. Eduard M. Ricaurte, M.D. 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 1 2 Disclosure Information 2 I have no financial relationships to disclose Views and opinions expressed in this presentation are those of the presenter and DO NOT necessarily represent official policy or position of my employer 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Civil Aerospace Medical Institute Oklahoma City, OK 3 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Mike Monroney Aeronautical Center 4 CAMI Facilities and Training Opportunities 5 Greetings from Oklahoma! 6 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 References Drs. Eduard Ricaurte and Stephen Veronneau 10 10 Aviation Operations: 24/7 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 The blind men and the elephant “We have to remember that what we observe is not nature in itself, but nature exposed to our method of questioning.” -Werner Heisenberg Risk Space Perception Graph by Slovic 1987 c 12 Definitions ac·ci·dent Aviation Accident – NTSB From: http://www.merriam-webster.com/dictionary/accident https://www.ntsb.gov : a sudden event (such as a crash) that is not planned or intended and that causes damage or injury : an event that occurs by chance Chance: the possibility that something will happen. : the way that events happen when they are not planned or controlled by people : an occurrence associated with the operation of an aircraft that takes place between the time any person boards the aircraft with the intention of flight and all such persons have disembarked, and in which any person suffers death or serious injury, or in which the aircraft receives substantial damage. 13 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 An incident is an occurrence other than an accident that affects or could affect the safety of operations The Epidemiological Triangle 14 The Concept of Accident Causation http://www.icao.int/safety/SafetyManagement/Documents/Doc.9859.3rd%20Edition.alltext.en.pdf 15 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 The Haddon Matrix William Haddon Jr., M.D. 16 The Haddon matrix and pedestrian injury from automobiles. Influencing factors Phase Pre event Host Agent/vehicle Physical environment Social environment Intoxicated driver Speeding automobile Poor street lighting Unenforced speed limit laws Fatigued driver Worn tires Slick pavement Inadequate investment in crosswalks Pedestrian crossing street Worn brakes Potholes Inadequate signage Nighttime Intoxicated pedestrian Elderly pedestrian Pedestrian with osteoporosis Event Pedestrian wearing headphones Hearing-impaired pedestrian Part of pedestrian’s body struck by vehicle Post event Ability of victim to recover Post injury care received Momentum of automobile Hospitals nearby with specialty in trauma care Impact of automobile with pedestrian Portion of vehicle impacting pedestrian Severity of physical injuries Good samaritan laws Part of body impacting ground Rehabilitation facility Health insurance Severity of postevent psychological impact Access to rehabilitation services Family and social support Psychological coping of victim in aftermath of event 17 Source: Barnett DJ et al., The Application of the Haddon Matrix to Public Health Readiness and Response Planning Environ Health Perspect. May 2005; 113(5): 561–566. Children falling on playgrounds: The Haddon Matrix Applied Host (children on the playground) Agent/vehicle (specific playground equipment and devices) Physical environment (overall playground design) Social environment (community norms, policies, rules) Teach children to follow safety rules on the playground (e.g., no crowding on the climbing equipment) Construct equipment with tacky grips, sized to children’s hands, to reduce the risk of hands slipping Build sliding boards into hillsides so children do not have to climb to heights Foster social norms that encourage adults to help maintain orderly play on the playground Event (during the fall and time of impact) Teach children to fall in ways that reduce injury Reduce the number of protrusions on equipment so falling children do not hit Ensure the presence of resilient surfacing sharp components Post-event (after the child is injured by the fall) Teach children how to summon help when injuries occur (e.g., using emergency call boxes) Avoid equipment in which children can fall into areas not easily reached by rescue personnel Pre-event (before the fall) Provide benches for supervisors that afford good visibility of all playground areas to facilitate noticing when children are injured Source: Carol W. Runyan, Introduction: Back to the Future—Revisiting Haddon’s Conceptualization of Injury Epidemiology and Prevention. The University of North Carolina Injury Prevention Research Center. Oxford Journals. Epidemiologic Reviews (2003) Volume 25, Issue 1: 60-64. 18 Organize community-watch systems to monitor playground safety (e.g., maintaining surfacing) Ensure funding for adequate emergency personnel appropriately equipped to deal with pediatric emergencies Source: Runyan C W Epidemiol Rev 2003;25:60-64. ©2003 by Oxford University Press 19 Modified Haddon Matrix in 3-D Occupant Pre-Crash Vehicle Environment Medical Records Crash Post-crash Autopsy Hosp.records Toxicology Source: Runyan, C., Injury Prevention 1998;4:302-307 FAA Action taken References 21 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Safety Management System FOUR PILLARS OF SAFETY MANAGEMENT: ►Safety Policy – Clearly defined policies, procedures, and organizational structure ►Safety Risk Management – Formal system of hazard identification, risk assessment, resource allocation, and system monitoring ►Safety Assurance – Continuous quality improvement of processes and products ►Safety Promotion – Continuous communication of safety values and practices that support a sound safety culture 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 23 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 The Evolution of Safety 24 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 The Shell Model 25 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Software (S): procedures, training, support, etc. Hardware (H): machines and equipment Environment (E): the working environment in which the rest of the L-H-S system must function Liveware (L): humans in the workplace. The Management Dilemma Source: James Reason on ICAO Safety Management Manual (SMM) http://www.icao.int/safety/SafetyManagement/Documents/Doc.9859.3rd%20Edition.alltext.en.pdf 26 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Understanding Hazards and Safety Risk Hazard A hazard is a condition or an object with the potential to cause death, injuries to personnel, damage to equipment or structures, loss of material, or reduction of the ability to perform a prescribed function Could cause or contribute to unsafe operation of aircraft or aviation safety-related equipment, products and services 27 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Safety Risk Safety risk is the projected likelihood and severity of the consequence or outcome from an existing hazard or situation Safety risk probability Safety risk severity Safety risk tolerability Safety risk management Risk = Probability + Severity Hazards are inevitable in aviation activities A hazard is a prerequisite to an accident or incident The Key: Mitigation strategies to contain the potential for a hazard to result in unsafe aircraft or aviation equipment operations 28 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Hazard Identification / Mitigation 29 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Hazard Identification / Mitigation 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 30 Other Hazards in Aviation: Birds Vs Airplanes 31 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 Stowaway 32 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 “If you are looking for perfect safety, you will do well to sit on a fence and watch the birds; but if you really wish to learn, you must mount a machine and become acquainted with its tricks by actual trial” — Wilbur Wright, from an address to the Western Society of Engineers in Chicago, 18 September 1901. 33 Safety Risk Probability Table 34 1er Congreso Internacional de Seguridad y Salud en el Trabajo. Bogotá - Colombia, 16 de Julio 2014 The Human Factors Analysis and Classification System (HFACS) http://hfacs.com/about-hfacs-framework HFACS Taxonomy – S. Shappell & D. Wiegmann, 1997 Eduard.CTR.Ricaurte@FAA.GOV 405-954-2099