Newsletter No. 16 III-N Technology
Transcription
Newsletter No. 16 III-N Technology
GANEX Newsletter No. 16 April 2014 III-N Technology Coordinated by CRHEA-CNRS research laboratory, this monthly newsletter is produced by Knowmade with collaboration from the managers of GANEX groups. The newsletter presents a selection of newest scientific publications, patent applications and press releases related to III-Nitride semiconductor materials (Ga, AlN, InN and alloys) All issues on www.ganex.fr in Veille section. Free subscription http://www.knowmade.com/ganex.html GANEX Cluster of Excellence (Labex, 2012-2019) GANEX is a cluster gathering French research teams involved in GaN technology. The objective of GANEX is to strengthen the position of French academic players in terms of knowledge and visibility, and strengthen the French industrials in terms of know-how and market share. www.ganex.fr KnowMade KnowMade is specialized in analysis of patents and scientific information. We provide patent search, IP landscape, patent valuation, IP due diligence, scientific literature landscape, identification of technologies available for transfer/licensing/sale, alerts and updates. Our service offer consists of custom studies, analysis reports, on-demand tracking and strategy consulting. Knowmade combines information search services, scientific expertise, powerful analytics and visualization tools, and proprietary methodologies for analyzing patents and scientific information. With a solid focus on Microelectronics, Nanotechnology and Biotechnology, KnowMade supports research laboratories, industrial companies and investors in their business development. www.knowmade.com METHODOLOGY Sources 10+ scientific journal editors Elsevier, IOP, IEEE, Wiley, Springer, APS, AIP, AVS, ECS, Nature, Science … 10+ specialist magazines Semiconductor Today, ElectoIQ, i-micronews, Compound Semiconductor, Solid State Technology … 5+ open access database: FreeFulPDF, DOAJ … Patent database: Questel-Orbit Each month 250+ new scientific publications 120+ new patent applications 20+ new press releases Selection by III-N French experts GANEX monthly newsletter KnowMade GANEX | Newsletter No. 16 - III-N Technology 2 TABLE OF CONTENTS (clickable links to chapters) SCIENTIFIC PUBLICATION ................................................................................................................... 4 GROUP 1 - LEDs and Lighting ................................................................................................................... 4 GROUP 2 - Laser and Coherent sources ................................................................................................... 8 GROUP 3 - Power Electronics ................................................................................................................... 9 GROUP 4 - Advanced Electronics and RF ............................................................................................... 14 GROUP 5 - Sensors and MEMS............................................................................................................... 19 GROUP 6 - Photovoltaics and Energy harvesting ................................................................................... 23 GROUP 7 - Materials, Technology and Fundamental............................................................................. 25 PRESS RELEASE ................................................................................................................................ 34 PATENT APPLICATION...................................................................................................................... 51 KnowMade GANEX | Newsletter No. 16 - III-N Technology 3 SCIENTIFIC PUBLICATION Selection of new scientific articles GROUP 1 - LEDs and Lighting Group leader: Benjamin Damilano (CRHEA-CNRS) Information selected by Benjamin Damilano (CRHEA-CNRS) Fabrication and optical characteristics of phosphor-free InGaN nanopyramid white light emitting diodes by nanospherical-lens photolithography Kui Wu1,2, Tongbo Wei1,a), Haiyang Zheng1, Ding Lan3, Xuecheng Wei1, Qiang Hu1, Hongxi Lu1, Junxi Wang1, Yi Luo2 and Jinmin Li1 1 State Key Laboratory of Solid-State Lighting, Institute of Semiconductors, Chinese Academy of Sciences, Beijing 100083, China 2 Department of Electronic Engineering, Tsinghua National Laboratory for Information Science and Technology/State Key Lab on Integrated Optoelectronics, Tsinghua University, Beijing 100084,China 3 National Microgravity Laboratory, Institute of Mechanics, Chinese Academy of Sciences, Beijing 100080, China LEDs may have great potential for highly efficient white lighting. Experimental verification of effects of barrier dopings on the internal electric fields and the band structure in InGaN/GaN light emitting diodes Jung-Hoon Song1, Tae-Soo Kim1, Ki-Nam Park1, Jin-Gyu Lee1, Soon-Ku Hong2,a), Sung-Royng Cho3, Seogwoo Lee3 and Meoung Whan Cho3 1 Department of Physics, Kongju National University, Kongju, Chungnam 314-701, South Korea 2 Department of Advanced Materials Engineering, Chungnam National University, Daejeon 305-764, South Korea 3 Wasvesquare Co., Inc., Yongin, Gyeonggi 449-863, South Korea Applied Physics Letters Vol. 104, 121114 (2014); http://dx.doi.org/10.1063/1.4870256 Journal of Applied Physics Vol. 115, 123101 (2014); http://dx.doi.org/10.1063/1.4869336 A novel nanopattern technique of nanosphericallens photolithography is introduced to fabricate the InGaN nanopyramid white (NPW) lightemitting diodes (LEDs) by selective area growth. Highly ordered NPW LED arrays are achieved after optimizing the growth conditions. It is found that the NPW LEDs vary from warm white light to cool with the increase in growth temperature. For the cool white NPW LEDs, the spectrum is similar to the conventional white LEDs obtained from the blue LEDs combined with yellow phosphors. The blue emission originates from the upper sidewalls of nanopyramids, and yellow light is mainly emitted from the lower ridges with respect to the base of nanopyramids. Furthermore, simulation shows that the light extraction efficiency of NPW LEDs is about 4 times higher compared with conventional ones, and the escape cone is as much as 85° due to their three-dimensional nanopyramid structures. These observations suggest that the proposed phosphor-free NPW We experimentally clarify the effects of barrier dopings on the polarization induced electric fields and the band structure in InGaN/GaN blue light emitting diodes. Both effects were independently verified by using electric field modulated reflectance and capacitance-voltage measurement. It is shown that the Si barrier doping does reduce the polarization induced electric field in the quantum wells. But the benefit of Si-doping is nullified by modification of the band structure and depletion process. With increased number of doped barriers, smaller number of quantum wells remains in the depletion region at the onset of the diffusion process, which can reduce the effective active volume and enhance the electron overflow. KnowMade GANEX | Newsletter No. 16 - III-N Technology 4 On the mechanisms of InGaN electron cooler in InGaN/GaN light-emitting diodes Zi-Hui Zhang,1 Wei Liu,1 Swee Tiam Tan,1 Zhengang Ju,1 Yun Ji,1 Zabu Kyaw,1 Xueliang Zhang,1 Namig Hasanov,1 Binbin Zhu,1 Shunpeng Lu,1 Yiping Zhang,1 Xiao Wei Sun,1,3 and Hilmi Volkan Demir1,2,* 1LUMINOUS! Centre of Excellence for Semiconductor Lighting and Displays, School of Electrical and Electronic Engineering, Nanyang Technological University, 50 Nanyang Avenue, 639798, Singapore 2Department of Electrical and Electronics, Department of Physics, and UNAM-Institute of Material Science and Nanotechnology, Bilkent University, TR-06800, Ankara, Turkey Optics Express Vol. 22,Issue S3, pp. A779-A789 (2014) http://dx.doi.org/10.1364/OE.22.00A779 Electron overflow limits the quantum efficiency of InGaN/GaN light-emitting diodes. InGaN electron cooler (EC) can be inserted before growing InGaN/GaN multiple quantum wells (MQWs) to reduce electron overflow. However, detailed mechanisms of how the InGaN EC contributes to the efficiency improvement have remained unclear so far. In this work, we theoretically propose and experimentally demonstrate an electron mean-free-path model, which reveals the InGaN EC reduces the electron mean free path in MQWs, increases the electron capture rate and also reduces the valence band barrier heights of the MQWs, in turn promoting the hole transport into MQWs. A quantitative method for determination of carrier escape efficiency in GaN-based lightemitting diodes: A comparison of open- and short-circuit photoluminescence Seung-Hyuk Lim1, Young-Ho Ko1 and Yong-Hoon Cho1,a) 1 Department of Physics and KI for the Nanocentury, Korea Advanced Institute of Science and Technology (KAIST), Daejeon 305-701, South Korea Applied Physics Letters Vol. 104, 091104 (2014); http://dx.doi.org/10.1063/1.4867238 We propose a method to quantitatively analyze the internal quantum efficiency (IQE) as well as the efficiencies of non-radiative recombination in the active region (NRA) and carrier escape out of the active region (ESC) by comparing open-circuit (OC) to short-circuit (SC) conditions of InGaNbased light-emitting diodes (LEDs). First, the IQE was extracted from excitation-power dependent photoluminescence at low temperature, and the electron-hole wavefunction overlaps were calculated under OC and SC conditions. Then, the NRA and ESC efficiencies were quantitatively deduced and also compared with photocurrent data. The proposed method would be useful for assessing and designing quantum barriers and analyzing leakage current in LEDs. High-Efficiency and Crack-Free InGaN-Based LEDs on a 6-inch Si (111) Substrate With a Composite Buffer Layer Structure and Quaternary Superlattices Electron-Blocking Layers Li, Z. , Lee, C. ; Lin, D. ; Lin, B. ; Shen, K. ; Chiu, C. ; Tu, P. ; Kuo, H. ; Uen, W. ; Horng, R. ; Chi, G. ; Chang, C. Department of Photonics and Institute of ElectroOptical Engineering, Hsinchu, Taiwan Quantum Electronics, IEEE Journal of Volume:50 , Issue: 5 , May 2014 Page(s): 354 - 363 http://dx.doi.org/10.1109/JQE.2014.2304460 In this paper, a composite buffer layer structure (CBLS) with multiple AlGaN layers and grading of Al composition/u-GaN1/(AlN/GaN) superlattices/u-GaN2 and InAlGaN/AlGaN quaternary superlattices electron-blocking layers (QSLs-EBLs) are introduced into the epitaxial growth of InGaN-based light-emitting diodes (LEDs) on 6-inch Si (111) substrates to suppress cracking and improve the crystalline quality and emission efficiency. The effect of CBLS and QSLsEBL on the crystalline quality and emission efficiency of InGaN-based LEDs on Si substrates was studied in detail. Optical microscopic images revealed the absence of cracks and Ga melt-back etching. The atomic force microscopy images exhibited that the root-mean-square value of the surface morphology was only 0.82 nm. The full widths at half maxima of the (0002) and $(10overline{1}2)$ reflections in the double crystal X-ray rocking curve were ${sim}{330}$ and 450 arcs, respectively. The total threading dislocation density, revealed by transmission electron microscopy, was ${<}{rm 6}times KnowMade GANEX | Newsletter No. 16 - III-N Technology 5 10^{8}~{rm cm}^{-2}$ . From the material characterizations, described above, blue and white LEDs emitters were fabricated using the epiwafers of InGaN-based LEDs on 6-inch Si substrates. The blue LEDs emitter that comprised blue LEDs chip and clear lenses had an emission power of 490 mW at 350 mA, a wall-plug efficiency of 45% at 350 mA, and an efficiency droop of 80%. The white LEDs emitter that comprised blue LEDs chip and yellow phosphor had an emission efficiency of ${sim}{rm 110}~{rm lm}/{rm W}$ at 350 mA and an efficiency droop of 78%. These results imply that the use of a CBLS and QSLs-EBL was found to be very simple and effective in fa- ricating high-efficiency InGaNbased LEDs on Si for solid-state lighting applications. 1 Institut d’Electronique Fondamentale, UMR 8622 CNRS, Université Paris Sud XI, 91405 Orsay cedex, France 2 St. Petersburg Academic University, Nanotechnology Research and Education Centre, Russian Academy of Science, Khlopina 8/3, 194021 St. Petersburg, Russia 3 Ioffe Physical-Technical Institute of the Russian Academy of Science, Polytechnicheskaya 26, 194021 St. Petersburg, Russia 4 ICMP LOEQ Ecole Polytechnique Fédérale de Lausanne, 1015 Lausanne, Switzerland 5 GLO AB, Ideon Science Park, Scheelevägen 17, S-223 70 Lund, Sweden 6 GLO-USA, 1225 Bordeaux Dr, Sunnyvale, CA, 94086, USA Photoluminescence from GaN layers at high temperatures as a candidate for in situ monitoring in MOVPE We report on the demonstration of MOVPEgrown single nanowire InGaN/GaN core-shell light emitting diodes (LEDs) with a transparent graphene contact for hole injection. The electrical homogeneity of the graphene-contacted LED has been assessed by electron beam induced current microscopy. By comparing graphene-contacted and metal-contacted nanowire LEDs we show that the contact layout determines the electroluminescence spectrum. The electroluminescence changes color from green to blue with increasing injection current. Highresolution cathodoluminescence on cleaved nanowires allows to locate with high precision the origin of different emitted wavelengths and demonstrates that the blue peak originates from the emission of the radial quantum well on the mplanes, whereas the green peak arises from the In-rich region at the junction between the mplanes and the semipolar planes. The spectral behavior of the electroluminescence is understood by modeling the current distribution within the nanowire. C. Pralla, M. Ruebesama, C. Webera, M. Reuferb, D. Ruetera, a Institute of Measurement Engineering and Sensor Technology, University of Applied Sciences Ruhr West, PO Box 10 07 55, 45407 Muelheim a.d. Ruhr, Germany b Institute for Natural Sciences, University of Applied Sciences Ruhr West, PO Box 10 07 55, 45407 Muelheim a.d. Ruhr, Germany Journal of Crystal Growth http://dx.doi.org/10.1016/j.jcrysgro.2014.04.001 Efficient photoluminescence (PL) spectra from GaN and InGaN layers at temperatures up to 1100 K are observed with low noise floor and high dynamic resolution. A number of detailed spectral features in the PL can be directly linked to physical properties of the epitaxial grown layer. The method is suggested as an in situ monitoring tool during epitaxy of nitride LED and laser structures. Layer properties like thickness, band gap or film temperature distribution is feasible. Nano Letters http://dx.doi.org/10.1021/nl5001295 InGaN/GaN core-shell single nanowire light emitting diodes with graphene-based p-contact Maria Tchernycheva , Pierre Lavenus , Hezhi Zhang , Andrey V. Babichev , Gwenole Jacopin , Mehran Shahmohammadi , François H. Julien , Rafal Ciechonski , Giuliano Vescovi , and Olga Kryliouk KnowMade GANEX | Newsletter No. 16 - III-N Technology 6 High-Speed Light-Emitting Diodes Emitting at 500 nm With 463-MHz Modulation Bandwidth Liao, C.-L. ;Ho, C.-L. ; Chang, Y.-F. ; Wu, C.-H. ; Wu, M.C. Institute of Electronics Engineering, National Tsing Hua University, Hsinchu 30013, Taiwan Electron Device Letters, IEEE http://dx.doi.org/10.1109/LED.2014.2304513 Light-emitting diode (LED) is one of the most important light sources due to its low power consumption and long lifetime. In this letter, we present the high-frequency characteristics of GaNbased green LEDs with different aperture diameters. In order to get higher current density, we use ring-shaped electrode to confine the current injection. Unlike conventional LEDs, we only use its natural feature to get a high modulation bandwidth. The LEDs investigated have a peak emission wavelength of 500 nm. The highest optical 3-dB modulation bandwidth is ~463 MHz at 50 mA for the 500-nm green GaNbased LED with an aperture diameter of 75 μm. It is the highest bandwidth yet reported for the green GaN-based LEDs. The LED also exhibits a relatively high output power of ~1.6 mW at 50 mA as compared with other high-speed LEDs. Such the LEDs can be applied to plastic optical fiber and visible light communication in the future. InxGa1−xN m-plane, c-plane, and (202¯1¯) quantum wells. A N deficit is observed in regions of the reconstruction generated from Ga-polar surfaces, and the probability of detecting group-III atoms is lower in InxGa1−xN quantum wells than in GaN barrier layers. Despite these artifacts, the detected In mole fraction is consistent throughout a given quantum well regardless of the crystal orientation of the quantum well or the evaporation surface from which the reconstruction was generated. On the reliable analysis of indium mole fraction within InxGa1−xN quantum wells using atom probe tomography James R. Riley1, Theeradetch Detchprohm2,a), Christian Wetzel2 and Lincoln J. Lauhon1 1 Department of Materials Science and Engineering, Northwestern University, Evanston, Illinois 60201, USA 2 Future Chips Constellation and Department of Physics, Applied Physics, and Astronomy, Rensselaer Polytechnic Institute, Troy, New York 12180, USA Applied Physics Letters Vol. 104, 152102 (2014); http://dx.doi.org/10.1063/1.4871510 Surface crystallography and polarity are shown to influence the detection probability of In, Ga, and N ions during atom probe tomography analysis of KnowMade GANEX | Newsletter No. 16 - III-N Technology 7 GROUP 2 - Laser and Coherent sources Group leader: Bruno Gayral (CEA) Information selected by Knowmade Numerical analysis on current and optical confinement of III-nitride vertical-cavity surfaceemitting lasers Ying-Yu Lai,1 Shen-Che Huang,1 Tsung-Lin Ho,1 TienChang Lu,1,* and Shing-Chung Wang1 1Department of Photonics, National Chiao Tung University, Hsinchu 300, Taiwan Optics Express Vol. 22, Issue 8, pp. 9789-9797 (2014) http://dx.doi.org/10.1364/OE.22.009789 We report on the numerical analysis of the electrical and optical properties of currentinjected III-nitride based vertical-cavity surfaceemitting lasers (VCSELs) with three types of current confinement schemes: the conventional planar-indium tin oxide (ITO) type, the AlN-buried type without ITO, and the hybrid type. The proposed hybrid structure, which combines an ITO layer and an intracavity AlN aperture, exhibits not only uniform current distribution but also enhanced lateral optical confinement. Thus, the hybrid type design shows remarkably better performance including lower threshold current and series resistance compared with the planarITO type and the AlN-buried type. Furthermore, the multi-transverse mode lasing behavior induced by strong index guiding of the AlN aperture is suppressed to single transverse mode operation by reducing the aperture size. Such design provides a powerful solution for the high performance III-N based VCSELs and is also viable by using current state of the art processing techniques. Design optimisation of metallic sub-wavelength nanowire lasers Sattar, Z.A. ; Shore, K.A. ; Wang, Z. Bangor University, UK Optoelectronics, IET Volume: 8 Issue: 2 Date of Publication: April 2014 Page(s): 129 - 136" http://dx.doi.org/10.1049/iet-opt.2013.0059 Design optimisation of metal-clad cylindrical nanowire semiconductor lasers is undertaken. Attention is focused on structures having GaN as the material platform and utilising silver for the metal cladding. The lasing characteristics of such structures are explored using both the transfer matrix method and the finite element method for operating wavelengths from 330 to 830 nm and for metal cladding thicknesses in the range of 5??20 nm. Specifically, calculations are performed for the modal confinement factor, modal gain and device length across this wide parameter space. For representative structures, it is shown that lower-order TE and TM mode lasing can be supported in devices having cavity lengths of the order of 2 and 18 μm, respectively. KnowMade GANEX | Newsletter No. 16 - III-N Technology 8 GROUP 3 - Power Electronics Group leader: Erwan Morvan (CEA-Leti) Information selected by Erwan Morvan (CEA-Leti) Static and transient characteristics of GaN power HFETs with low-conducting coating Mikhail Gaevski1, Jianyu Deng1, Alexander Dobrinsky1,*, Remigijus Gaska1, Michael Shur2 andGrigory Simin3 1Sensor Electronic Technology, Inc., 1195 Atlas Road, Columbia, SC 29209, USA 2ECSE and PAPA, Rensselaer Polytechnic Institute, NY 12180, USA 3Department of Electrical Engineering, University of South Carolina, Columbia, SC 29208, USA Physica Status Solidi C http://dx.doi.org/10.1002/pssc.201300541 We report on a design of GaN based HFET with a low-conducting layer (LCL) coating. The LCL coating dramatically improves the electric field uniformity and increases the breakdown voltage. A major advantage is consistent control of the breakdown characteristics, which is expected to dramatically improve yield and reliability. Initial experimental studies demonstrated a three-fold increase in the breakdown voltage compared with conventional HFETs. The LCL also leads to a much more uniform underlying channel depletion evidenced by a significantly lower HFET channel capacitance in the off state for the HFET based RF switches. This results in a lower loss and higher isolation. Another advantage is a faster transient enabled by LCL, which should improve efficiency and reduce loss for power HFET switches. Au-Free Normally-Off AlGaN/GaN-on-Si MISHEMTs Using Combined Partially Recessed and Fluorinated Trap-Charge Gate Structures Huang, H. ; Liang, Y.C. ; Samudra, G.S. ; Ngo, C.L.L. Department of Electrical and Computer Engineering, National University of Singapore, Singapore 119260. ; Electron Device Letters, IEEE http://dx.doi.org/10.1109/LED.2014.2310851 In this letter, partially recessed gate structures in conjunction with negative trap charges by F⁻ plasma treatments both at AlGaN barrier and on gate dielectric surface are employed to realize the normally-OFF operation for AlGaN/GaN MetalInsulator-Semiconductor High Electron Mobility Transistors in Au-free scheme. A partial gate recessed trench is designed to effectively reduce the 2-D electron gas (2DEG) density and achieve positive threshold voltage (Vth) without severe degradation in 2-DEG channel mobility. Furthermore, the fixed trap charges are innovatively placed at the gate AlGaN and S₃N₄ layers by a two-stage F⁻ plasma treatment to further increase the Vth, without mobility degradation. A high Vth of 1.9 V and a drain current ~200 mA/mm are achieved in the fabricated device, which also has a lower leakage current and the higher breakdown voltage of 580V. Recent advances on dielectrics technology for SiC and GaN power devices F. Roccafortea, P. Fiorenzaa, G. Grecoa, M. Vivonaa, R. Lo Nigroa, F. Giannazzoa, A. Pattib, M. Saggiob a Consiglio Nazionale delle Ricerche - Istituto per la Microelettronica e Microsistemi (CNR-IMM) Strada VIII 5, Zona Industriale Catania 95121, Italy b STMicroelectronics–Stradale Primosole50 Catania 95121, Italy Applied Surface Science Volume 301, 15 May 2014, Pages 9–18 http://dx.doi.org/10.1016/j.apsusc.2014.01.063 Silicon carbide (SiC) and gallium nitride (GaN) devices are considered as optimal solutions to meet the requirements of the modern power electronics. In fact, they can allow an improved efficiency in energy conversion at high power, as required today in several strategic application fields (like consumer electronics, renewable energies technology, transportation, electric power distribution, etc.). However, while in the last decades impressive progresses have been recorded both in SiC and GaN devices, the full exploitation of these materials has not been reached yet, due to some open technological key issues. KnowMade GANEX | Newsletter No. 16 - III-N Technology 9 This paper reviews some recent advances in dielectrics technology currently adopted to optimize the performances of SiC and GaN transistors. In particular, in the case of SiC the discussion is focused on the optimization of SiO2/SiC interfaces in 4H-SiC MOSFETs technology by passivation processes of the gate oxides. On the other hand, the current trends in dielectrics passivation for GaN-based HEMTs to limit the gate leakage and the current collapse are discussed. Device characteristics of AlGaN/GaN MIS–HEMTs with high-k HfxZr1−xO2 (x = 0.66, 0.47, 0.15) insulator layer Hsien-Chin Chiua, Chia-Hsuan Wua, Ji-Fan Chia, FengTso Chienb a Dept. of Electronics Engineering, Chang Gung University, Taoyuan, Taiwan, ROC b Dept. of Electronics Engineering, Feng Chia University, Taichung, Taiwan, ROC Microelectronics Reliability http://dx.doi.org/10.1016/j.microrel.2014.03.006 This study investigates the characteristics of AlGaN/GaN MIS–HEMTs with HfxZr1−xO2 (x = 0.66, 0.47, and 0.15) high-k films as gate dielectrics. Sputtered HfxZr1−xO2 with a dielectric constant of 20–30 and a bandgap of 5.2–5.71 eV was produced. By increasing the Zr content of HfZrO2, the VTH shifted from −1.8 V to −1.1 V. The highest Hf content at this study reduced the gate leakage by approximately one order of magnitude below that of those Zr-dominated HFETs. The maximum IDS currents were 474 mA/mm, 542 mA/mm, and 330 mA/mm for Hf content of 66%, 47%, 15% at VGS = 3 V, respectively. Normally-OFF Al2O3/AlGaN/GaN MOS-HEMT on 8 in. Si with Low Leakage Current and High Breakdown Voltage (825 V) Joseph J. Freedsman1, Takashi Egawa1, Yuya Yamaoka2, Yoshiki Yano2, Akinori Ubukata2, Toshiya Tabuchi2 and Koh Matsumoto3 1 Research Center for Nano-Device and System, Nagoya Institute of Technology, Nagoya 466-8555, Japan 2 Taiyo Nippon Sanso Corporation, Tsukuba, Ibaraki 300-2611, Japan 3 Taiyo Nippon Sanso EMC Ltd., Tama, Tokyo 206-0001, Japan Applied Physics Express Vol. 7; 041003 http://dx.doi.org/10.7567/APEX.7.041003 We report recessed-gate Al2O3/AlGaN/GaN normally-OFF metal–oxide–semiconductor highelectron-mobility transistors (MOS-HEMTs) on 8 in. Si. The MOS-HEMTs showed a maximum drain current of 300 mA/mm with a high threshold voltage of +2.4 V. The quite low subthreshold leakage current (~10−8 mA/mm) yielded an excellent ON/OFF current ratio (9 × 108) with a small, stable subthreshold slope of 74 mV/dec. An atomic-layer-deposited Al2O3 layer effectively passivates, as no significant drain current dispersions were observed. A high OFF-state breakdown voltage of 825 V was achieved for a device with a gate-to-drain distance of 20 µm at a gate bias of 0 V. Normally-off Applications GaN Transistors for Power O Hilt1, E Bahat-Treidel, F Brunner, A Knauer, R Zhytnytska, P Kotara and J Wuerfl Ferdinand-Braun-Institut, Leibniz-Institut fuer Hoechstfrequenztechnik Gustav-Kirchhoff-Strasse 4, 12489 Berlin, Germany Journal of Physics: Conference Series Vol. 494; 012001 http://dx.doi.org/10.1088/1742-6596/494/1/012001 Normally-off high voltage GaN-HFETs for switching applications are presented. Normally-off operation with threshold voltages of 1 V and more and with 5 V gate swing has been obtained by using p-type GaN as gate. Different GaN-based buffer types using doping and backside potential barriers have been used to obtain blocking strengths up to 1000 V. The increase of the dynamic on-state resistance is analyzed for the different buffer types. The best trade-off between low dispersion and high blocking strength was obtained for a modified carbon-doped GaN-buffer that showed a 2.6x increase of the dynamic onstate resistance for 500 V switching as compared to switching from 20 V off-state drain bias. Device operation up to 200 °C ambient temperature without any threshold voltage shift is demonstrated. KnowMade GANEX | Newsletter No. 16 - III-N Technology 10 Material growth and device characterization of AlGaN/GaN single-heterostructure and AlGaN/GaN/AlGaN double-heterostructure field effect transistors on Si substrates Yu-Lin Hsiao1, Chia-Ao Chang1, Edward Yi Chang1, JerShen Maa3, Chia-Ta Chang1, Yi-Jie Wang2 and YouChen Weng3 1 Department of Materials Science and Engineering, National Chiao-Tung University, Hsinchu, Taiwan 2 Institute of Photonic System, College of Photonics, National Chiao-Tung University, Tainan, Taiwan 3 Institute of Lighting and Energy Photonics, College of Photonics, National Chiao-Tung University, Tainan, Taiwan Applied Physics Express Vol. 7; 055501 http://dx.doi.org/10.7567/APEX.7.055501 An Al0.2Ga0.8N/GaN/Al0.1Ga0.9N doubleheterostructure field effect transistor (DH-FET) structure was grown on a 150-mm-diameter Si substrate and the crystalline quality of the epitaxial material was found to be comparable to that of an Al0.2Ga0.8N/GaN singleheterostructure field effect transistor (SH-FET) structure. The fabricated DH-FET shows a lower buffer leakage current of 9.2 × 10−5 mA/mm and an improved off-state breakdown voltage of higher than 200 V, whereas the SH-FET shows a much higher buffer leakage current of 6.0 × 10−3 mA/mm and a lower breakdown voltage of 130 V. These significant improvements show that the Al0.2Ga0.8N/GaN/Al0.1Ga0.9N DH-FET is an effective structure for high-power electronic applications. Normally-off dual gate AlGaN/GaN MISFET with selective area-recessed floating gate Ho-Kyun Ahna, c, Zin-Sig Kima, Sung-Bum Baea, HaeCheon Kima, Dong-Min Kanga, Sung-Il Kima, Jong-Min Leea, Byoung-Gue Mina, Hyoung-Sup Yoona, Jong-Won Lima, Yong-Hwan Kwona, Eun-Soo Nama, Hyung-Moo Parkb, Hyun-Seok Kimb, Jung-Hee Leec a Convergence Components and Materials Research Laboratory, Electronics and Telecommunications Research Institute, Daejeon, Republic of Korea b The Division of Electronics and Electrical Engineering, Dongguk University, Seoul, Republic of Korea c The School of Electrical Engineering and Computer Science, Kyungpook National University, Daegu, Republic of Korea Solid-State Electronics Volume 95, May 2014, Pages 42–45 http://dx.doi.org/10.1016/j.sse.2014.03.005 This paper demonstrates normally-off dual gate AlGaN/GaN MISFETs with a selective arearecessed floating gate fabricated on the AlGaN/GaN-based heterostructure with an AlN insertion layer. For the fabrication of the dual gate structure, the AlGaN layer in the control gate region was fully recessed and then an Al2O3 layer as a gate dielectric was deposited by the atomic layer deposition method, which ensures the normally-off operation and greatly decreases the leakage current. An additional floating gate with selective area-recessed patterns, which is located between the control gate and the drain electrode, was employed to enhance the breakdown voltage. The fabricated normally-off dual gate AlGaN/GaN MISFET exhibited a threshold voltage of 2 V, a high ION/IOFF ratio of 3 × 108 at a drain voltage of 10 V, a maximum transconductance of 88 mS/mm at a gate voltage of 5.8 V, a drain current density of 364 mA/mm at a gate voltage of 8 V, and a breakdown voltage of 880 V. GaN-on-Si Vertical Schottky and p-n Diodes Zhang, Y. , Sun, M. ; Piedra, D. ; Azize, M. ; Zhang, X. ; Fujishima, T. ; Palacios, T. Microsystems Technology Laboratories, Department of Electrical Engineering and Computer Science, Massachusetts Institute of Technology, Cambridge, MA 02139 USA. Electron Device Letters, IEEE http://dx.doi.org/10.1109/LED.2014.2314637 This letter demonstrates GaN vertical Schottky and p-n diodes on Si substrates for the first time. With a total GaN drift layer of only 1.5-μm thick, a breakdown voltage (BV) of 205 V was achieved for GaN-on-Si Schottky diodes, and a soft BV higher than 300 V was achieved for GaN-on-Si p-n diodes with a peak electric field of 2.9 MV/cm in GaN. A trap-assisted space-charge-limited conduction mechanism determined the reverse leakage and breakdown mechanism for GaN-on-Si vertical p-n diodes. The ON-resistance was 6 and 10 mΩ ·,cm² for the vertical Schottky and p-n diode, respectively. These results show the promising KnowMade GANEX | Newsletter No. 16 - III-N Technology 11 performance of GaN-on-Si vertical devices for future power applications. Modeling of GaN-Based Normally-Off FinFET noise measurement results also demonstrate that the trap-density of the buffer/transition layer is reduced by the removal of the substrate and micromachining of the HEMTs. Yadav, C. , Kushwaha, P. ; Khandelwal, S. ; Duarte, J.P. ; Chauhan, Y.S. ; Hu, C. Department of Electrical Engineering, Indian Institute of Technology Kanpur, Kanpur 208016, India. Isolated single-phase high power factor rectifier using Zeta converter operating in DCM with nondissipative snubber Callegaro, Alan D. ; ; Martins, Denizar C. ; Barbi, Ivo Federal University of Santa Catarina EEL – INEP Electron Device Letters, IEEE http://dx.doi.org/10.1109/LED.2014.2314700 In this letter, a macromodel for normally-off (enhancement mode) AlGaN/GaN-based FinFET (2-DEG channel at top with two MOS like sidewall channels) is proposed. AlGaN/GaN-based FinFET devices have improved gate control on the channel due to additional sidewall gates compared with planar structures, but device characteristics exhibit strong nonlinear dependence on fin-width. The proposed model captures both 2-DEG and sidewall channel conduction as well as the fin-width dependency on device characteristics. Model shows excellent agreement with state-of-the-art experimental data. High Breakdown Voltage and Low Thermal Effect Micromachined AlGaN/GaN HEMTs Chiu, Hsien-Chin , Wang, Hsiang-Chun ; Yang, Chih-Wei ; Hsin, Yue-Ming ; Chyi, Jen-Inn ; Wu, Chang-Luen ; Wu, Chang-Sern Department of Electronic Engineering, Chang Gung University, No. 259 Wen-Hwa 1st Road, Kwei-Shan, Tao-Yuan, Taiwan, R.O.C. Device and Materials Reliability, IEEE Transactions on http://dx.doi.org/10.1109/TDMR.2014.2317001 This work develops a thermally stable micromachined AlGaN/GaN high electron mobility transistor (HEMT) with an enhanced breakdown voltage. After removal of the Si substrate beneath the HEMT, a 300 nm SiO2 and a 20 μm copper layer are deposited to form the GaN-on-insulator (G.O.I.) structure. The self-heating at high current that is exhibited by GaN HEMTs that are by previously developed full substrate removal methods is eliminated. The need for complicated substrate-transfer technology is also eliminated, increasing chip package yield. The low frequency Power Electronics Conference (COBEP), 2013 Brazilian http://dx.doi.org/10.1109/COBEP.2013.6785087 This paper presents the study of a singlestage, single-phase, unity power factor converter, isolated by a high frequency transformer, based on a Zeta converter operating in discontinuous conduction mode (DCM). The main feature of the proposed converter is its ability to naturally emulate an apparent resistance to the ac input source, without current sensor or current controller. Circuit operation, theoretical analysis and design example are included in this paper, along with experimental results taken from a laboratory prototype rated at 400W, input voltage equal to 127 V, output voltage equal to 200 V, switching frequency of 25 kHz and efficiency of 92%. In order to reduce the commutation losses and limit the peak voltage across the power semiconductors, a non-dissipative snubber has been included in the laboratory prototype. With the advent of new power semiconductor technologies, such as SiC and GaN, power converters operating in DCM will become very attractive, due to their simplicity and robustness, even for high power applications. This is the main motivation of the study presented hereafter. Analysis of InAl(Ga)N/GaN wet-etching by structural, morphological and electrical methods T Brazzini1, S Martin-Horcajo, M F Romero, Ž Gacěvić and F Calle Departamento de Ingeniería Electrónica and Instituto de Sistemas Optoelectrónicos y Microtecnologías, Universidad Politécnica de Madrid, ETSI Telecomunicación, Av. Complutense 30, E-28040 Madrid, Spain Semiconductor Science and Technology Vol. 29; 075003 KnowMade GANEX | Newsletter No. 16 - III-N Technology 12 http://dx.doi.org/10.1088/0268-1242/29/7/075003 Wet etching of InAl(Ga)N/GaN structures has been studied in detail by means of Rutherford backscattering spectroscopy, x-ray diffraction, atomic force microscopy and capacitance–voltage profiling (C–V). The samples used for the study were grown on three different substrates (sapphire, silicon carbide and silicon(111)). Nearly lattice-matched compositions were measured for all the samples. We obtained different etching rate depending on the homogeneity and rootmean-square roughness of the surface as well as the underlying substrate, attributing the difference possibly to the presence of threading dislocation in the sample. The study interest is correlated to the possibility to control at a very precise level the thickness etching of the material, making it possible to fabricate normally-off recessed gate high-electron-mobility-transistors. developed. Based on these outcomes drain current and transconductance are formulated after incorporation of an appropriate Monte-Carlo simulation based mobility model. Various nonidealities such as source–drain access resistance, imaging charges at the interface/buffer, and velocity saturation are taken into consideration. The model is successful in providing accurate description of device operation for wide range of structural, material and dimensional parameters as confirmed by the close agreement with experimental data from different devices and can be used for optimizing device performances before fabrication. An unified analytical model for design consideration of doped cubic and undoped hexagonal AlGaN/GaN MIS gate HEMTs Saptarsi Ghosha, Ankush Baga, Sanjay K. Janaa, Partha Mukhopadhyaya, Syed Mukulika Dinaraa, Sanjib Kabia, Dhrubes Biswasa, b a Advanced Technology Development Centre, Indian Institute of Technology, Kharagpur, Khargapur 721302, West Bengal, India b Department of Electronics & Electrical Communication, Indian Institute of Technology, Kharagpur, Khargapur 721302, West Bengal, India Solid-State Electronics Volume 96, June 2014, Pages 1–8 http://dx.doi.org/10.1016/j.sse.2014.03.006 Physics based analytical model for predicting the device characteristics of GaN/AlGaN metal– insulator–semiconductor (MIS) HEMT architecture applicable to different crystalline forms (cubic and hexagonal) and polarity (Ga and N-polar) is developed. Poisson’s equation is solved in the layers and the inter-dependence of sheet density in the 2-DEG (2 Dimensional Electron Gas), Fermi level and gate bias is derived from the airy well assessment by Schrodinger’s equation. Accordingly threshold voltage models are KnowMade GANEX | Newsletter No. 16 - III-N Technology 13 GROUP 4 - Advanced Electronics and RF Group leader: Jean-Claude Dejaeger (IEMN) Information selected by Jean-Claude Dejaeger (IEMN) Nano-scale surface morphology optimization of the ohmic contacts and electrical properties of AlGaN/GaN high electron mobility transistors using a rapid thermal annealing dielectric protection layer Over 3000 cm2 V−1 s−1 room temperature twodimensional electron gas mobility by annealing Ni/Al deposited on AlGaN/GaN heterostructures Hirokuni Tokuda, Toshikazu Kojima and Masaaki Kuzuhara Sung-Jin Choa, b, Cong Wanga, Nam-Young Kima, a RFIC Research Center, Kwangwoon University, Wolgye-dong, Nowon-Ku, Seoul, South Korea b Electronics and Nanoscale Engineering, Glasgow University, Glasgow, UK Graduate School of Engineering, University of Fukui, Fukui 910-8507, Japan Thin Solid Films Volume 557, 30 April 2014, Pages 262–267 http://dx.doi.org/10.1016/j.tsf.2013.11.134 Ohmic contacts with a low contact resistance and low surface roughness are essential to ensure the optimal device performance of AlGaN/GaN high electron mobility transistors. A tantalum metal layer and Si3N4 or SiO2 thin films deposited by plasma enhanced chemical vapor deposition are here used as an effective diffusion barrier and protection layer, respectively, in the standard Ti/Al/metal/Au ohmic metallization scheme to obtain high-quality ohmic contacts. The Si3N4 or SiO2 thickness significantly affects the surface roughness. The optimal Ti/Al/Ta/Au ohmic contact is prepared with a 40-nm thick Ta barrier layer and a 50-nm thick SiO2 rapid thermal annealing protection layer. Compared with conventional ohmic contact stacks, the optimal contact exhibits a low contact resistance of approximately 0.05 Ω · mm and a nano-scale surface roughness, with a root-mean-square deviation of approximately 9 nm. Lastly, the ohmic contact was used to optimize AlGaN/GaN high electron mobility transistor with a 0.5-μm gate length, exhibiting a maximum drain current density of 760 mA/mm, a peak transconductance of 420 mS/mm, a unitygain cut-off frequency of 24.6 GHz, and a maximum frequency of oscillation of 45.4 GHz. The X-band power performance has an output power density of 7.4 W/mm, an output power of 32 dBm, and a power added efficiency of 38% at an input power of 21 dBm. Applied Physics Express Vol. 7, 041001 http://dx.doi.org/10.7567/APEX.7.041001 We investigated sheet electron density (ns) and electron mobility (μ) in AlGaN/GaN heterostructures deposited with Ni/Al by annealing in vacuum. We observed that both ns and μ at room temperature increased by annealing at 1020 K and the amount of increase depended on the Ni/Al stack thickness. We achieved a room temperature Hall electron mobility of 3050 cm2 V−1 s−1, which is the highest value ever reported for AlGaN/GaN heterostructures. The origin of ns increase was attributed to the additionally induced tensile strain in AlGaN layer, which was confirmed by Raman spectroscopy. Characterising thermal resistances and capacitances of GaN high-electron-mobility transistors through dynamic electrothermal measurements Wei, W. ; Mikkelsen, J.H. ; Jensen, O.K. Department of Electronic Systems, Aalborg University, Aalborg, Denmark Microwaves, Antennas & Propagation, IET Volume:8 , Issue: 5 April 8 2014 Page(s): 323 - 327 http://dx.doi.org/10.1049/iet-map.2013.0313 This study presents a method to characterise thermal resistances and capacitances of GaN highelectron-mobility transistors (HEMTs) through dynamic electrothermal measurements. A measured relation between RF gain and the KnowMade GANEX | Newsletter No. 16 - III-N Technology 14 channel temperature (Tc) is formed and used for indirect measurements of dynamic Tc responses. Thermal resistances and capacitances are characterised on the basis of measured Tc responses and power dissipation (Pd) in HEMTs. The proposed method makes it possible to measure fast Tc responses and avoids the use of imaging and spectroscopy techniques. Additionally, the proposed method ensures that trapping effects have insignificant impact on the measurements of Tc responses, which makes this method suitable for GaN HEMT characterisation. The applicability of this method is demonstrated by characterising thermal resistances and capacitances of a CREE CGH40006P GaN HEMT. Position of fermi level on Al0.2Ga0.8N surface and distribution of electric field in Al0.2Ga0.8N/GaN heterostructures without and with AlN layer M. Gladysiewicz1,a), L. Janicki1, R. Kudrawiec1, J. Misiewicz1, M. Wosko2, R. Paszkiewicz2, B. Paszkiewicz2 and M. Tłaczała2 1 Institute of Physics, Wroclaw University of Technology, Wybrzeze Wyspianskiego 27, 50-370 Wroclaw, Poland 2 The Faculty of Microsystem Electronics and Photonic, Wroclaw University of Technology, Janiszewskiego 11/17, 50-372 Wroclaw, Poland Journal of Applied Physics Vol. 115, 133504 (2014); http://dx.doi.org/10.1063/1.4870442 Position of Fermi level on Al0.2Ga0.8N surface and distribution of electric field in Al0.2Ga0.8N/GaN transistor heterostructures without and with AlN layer were studied experimentally using contactless electroreflectance and theoretically solving Schrodinger-Poisson equation with various surface boundary conditions. It has been observed that the thin AlN layer changes very strongly the distribution of electric field in this heterostructure but the Fermi level position on Al0.2Ga0.8N surface does not change significantly. Its position is the same within experimental uncertainly (i.e., ∼0.5 eV below conduction band) for both bulk Al0.2Ga0.8N and Al0.2Ga0.8N/GaN heterostructures. Bistability Characteristics of GaN/AlN Resonant Tunneling Diodes Caused by Intersubband Transition and Electron Accumulation in Quantum Well Nagase, M. ; Tokizaki, T. National Institute of Advanced Industrial Science and Technology, Tsukuba 305-8568, Japan. Electron Devices, IEEE Transactions on http://dx.doi.org/10.1109/TED.2014.2310473 The bistability characteristics of GaN/AlN resonant tunneling diodes (RTDs) grown on a sapphire substrate were investigated. The RTDs exhibit bistability characteristics with high and low resistivity switched by varying the polarity of the bias voltage. Negative differential resistance is realized in the current--voltage (I-V) characteristics after low resistivity is achieved by application of a negative bias. The calculated I-V characteristics based on self-consistent methods indicate that the bistability characteristics are caused by the accumulation of electrons in the quantum well due to intersubband transitions. Also, the bistability characteristics of GaN/AlN RTDs were discussed toward the application to the ultrafast nonvolatile memory. Epitaxial growth of ultra-thin NbN films on AlxGa1−xN buffer-layers S Krause1, D Meledin1, V Desmaris1, A Pavolotsky1, V Belitsky1, M Rudziński2 and E Pippel3 1 Group for Advanced Receiver Development, Chalmers University of Technology, SE-412 96 Gothenburg, Sweden 2 Institute of Electronic Materials Technology (ITME), 01-919 Warsaw, Poland 3 Max Planck Institute of Microstructure Physics, D06120 Halle/Saale, Germany Superconductor Science and Technology Vol. 27; 065009 http://dx.doi.org/10.1088/0953-2048/27/6/065009 The suitability of AlxGa1−xN epilayers to deposit onto ultra-thin NbN films has been demonstrated for the first time. High quality single-crystal films with 5 nm thickness confirmed by high resolution transmission electron microscopy (HRTEM) have been deposited in a reproducible manner by means of reactive DC magnetron sputtering at elevated temperatures and exhibit critical KnowMade GANEX | Newsletter No. 16 - III-N Technology 15 temperatures (Tc) as high as 13.2 K and residual resistivity ratio (RRR) ~1 on hexagonal GaN epilayers. On increasing the Al content x in the AlxGa1−xN epilayer above 20%, a gradual deterioration of Tc to 10 K was observed. Deposition of NbN on bare silicon substrates served as a reference and comparison. Excellent spatial homogeneity of the fabricated films was confirmed by R(T) measurements of patterned micro-bridges across the entire film area. The superconducting properties of these films were further characterized by critical magnetic field and critical current measurements. It is expected that the employment of GaN material as a buffer-layer for the deposition of ultra-thin NbN films will prospectively benefit terahertz electronics, particularly hot electron bolometer (HEB) mixers. Fabrication of p-channel heterostructure field effect transistors with polarization-induced twodimensional hole gases at metal–polar GaN/AlInGaN interfaces B Reuters1,3, H Hahn1,3, A Pooth1,3, B Holländer2,3, U Breuer4, M Heuken1,5, H Kalisch1,3 and A Vescan1,3 1 RWTH Aachen University, GaN Device Technology, Sommerfeldstrasse 24, 52074 Aachen, Germany 2 Forschungszentrum Jülich GmbH, PGI9-IT, 52425 Jülich, Germany 3 JARA-Fundamentals of Future Information Technologies, 52425 Jülich, Germany 4 Forschungszentrum Jülich GmbH, ZEA-3, 52425 Jülich, Germany 5 AIXTRON SE, Kaiserstr. 98, 52134 Herzogenrath, Germany Journal of Physics D: Applied Physics Vol. 47; 175103 http://dx.doi.org/10.1088/0022-3727/47/17/175103 Novel nitride-based heterostructures have been fabricated demonstrating two-dimensional hole gases as the basis for p-channel transistors. The carrier density in the 2DHG is adjusted between very high values of 2 × 1013 cm−2 and low values of 6 × 1011 cm−2 by the polarization difference, ΔP, between quaternary AlInGaN backbarriers and a GaN channel on top. Record mobilities for holes in GaN of 43 cm2 V−1 s−1 (median 30 cm2 V−1 s−1) are observed for a moderate 2DHG density of 1.3 × 1012 cm−2 (median 2.2 × 1012 cm−2). Heterostructures with different backbarrier compositions are processed to field effect transistors and show a systematic threshold voltage shift from positive to negative values according to the corresponding 2DHG density. It is shown for the first time that by appropriate polarization-engineering through changing the AlInGaN composition, both depletion and enhancement mode behaviour can be achieved for p-channel devices. Drain current densities |Id| above 40 mA mm−1 at a drain source voltage Vds of −10 V are achieved for heterostructures with high polarization differences, ΔP, between AlInGaN backbarrier and GaN channel. Reducing ΔP leads to decreasing on-state drain currents |Id| with a simultaneous reduction in off-state current. This results in very large on/off ratios of up to 108 for enhancement mode devices, demonstrating record performances and great potential for future applications. Trapping in GaN-based metal-insulatorsemiconductor transistors: Role of high drain bias and hot electrons M. Meneghini1,a), D. Bisi1, D. Marcon2, S. Stoffels2, M. Van Hove2, T.-L. Wu2, S. Decoutere2, G. Meneghesso1 and E. Zanoni1 1 Department of Information Engineering, University of Padova, via Gradenigo 6/B, 35131 Padova, Italy 2 IMEC, Kapeldreef 75, 3001 Heverlee, Belgium Applied Physics Letters Vol. 104, 143505 (2014); http://dx.doi.org/10.1063/1.4869680 This paper describes an extensive analysis of the role of off-state and semi-on state bias in inducing the trapping in GaN-based power High Electron Mobility Transistors. The study is based on combined pulsed characterization and onresistance transient measurements. We demonstrate that—by changing the quiescent bias point from the off-state to the semi-on state—it is possible to separately analyze two relevant trapping mechanisms: (i) the trapping of electrons in the gate-drain access region, activated by the exposure to high drain bias in the off-state; (ii) the trapping of hot-electrons within the AlGaN barrier or the gate insulator, which occurs when the devices are operated in the semi-on state. The KnowMade GANEX | Newsletter No. 16 - III-N Technology 16 dependence of these two mechanisms on the bias conditions and on temperature, and the properties (activation energy and cross section) of the related traps are described in the text. New degradation mechanism observed for AlGaN/GaN HEMTs with sub 100 nm scale unpassivated regions around the gate periphery Ponky Ivoa, Eunjung Melanie Choa, Przemyslaw Kotaraa, Lars Schellhasea, Richard Lossya, Ute Zeimera, Anna Mogilatenkoa, Joachim Würfla, Günther Tränklea, Arkadiusz Glowackib, Christian Boitb a Ferdinand-Braun-Institut, Leibniz-Institut für Höchstfrequenztechnik, Gustav-Kirchhoff-Strasse 4, 12489 Berlin, Germany b Halbleiterbauelemente Technische Universität Berlin, Einsteinufer 19, 10589 Berlin, Germany Microelectronics Reliability http://dx.doi.org/10.1016/j.microrel.2014.03.005 AlGaN/GaN HEMTs with low gate leakage current in the μA/mm range have been fabricated with a small-unpassivated region close to the gate foot. They showed considerably higher critical voltage values (average VCR = 60 V) if subjected to step stress testing at OFF-state conditions and room temperature as compared to standard devices with conventional gate technology. This is due to the fact that electrons injected from the gate can be accumulated at the unpassivated region and thus builds up negative charge. The lower gate leakage is due to virtual gate formation, which is reducing local electric field in the vicinity of the gate. In contrast to devices with standard gate technology, degradation during step stressing is not associated with a simultaneous gate leakage and drain leakage current increase but with a strong increase of drain current at OFF-state conditions while the gate leakage is practically not affected. Then a relatively higher critical voltage of around 60 V is achieved. An abrupt increase of subthreshold drain current implies the formation of a conductive channel bypassing the gate region without influencing gate leakage. It is believed that hopping conductivity via point defects formed during device stressing creates this channel. Once this degradation mode takes place, the drain current of affected devices significantly drops. This can be explained by negative trap formation in the channel region affecting the total charge balance in 2DEG region. Electroluminescence measurements on both fresh and degraded devices showed no hot spots at OFF-state conditions. However, there is additional emission at ON-state bias, which suggests additional energetic states that lead to radiative electron transition effects in the degraded devices, most possibly defect states in the buffer. AlGaN/GaN HEMT structures on ammono bulk GaN substrate P Kruszewski1,2, P Prystawko1,2, I Kasalynas3, A Nowakowska-Siwinska2, M Krysko1, J Plesiewicz2, J Smalc-Koziorowska1,2, R Dwilinski4, M Zajac4, R Kucharski4 and M Leszczynski1,2 1 Institute of High Pressure Physics UNIPRESS, ul Sokołowska 29/37, 01-142 Warsaw, Poland 2 Top-GaN Sp.z o.o., ul Sokołowska 29/37, 01-142 Warsaw, Poland 3 Center for Physical Science and Technology, A Goštauto 11, LT-01108 Vilnius, Lithuania 4 Ammono SA, ul Prusa 2, 00-493 Warsaw, Poland Semiconductor Science and Technology Vol. 29; 075004 http://dx.doi.org/10.1088/0268-1242/29/7/075004 The work shows a successful fabrication of AlGaN/GaN high electron mobility transistor (HEMT) structures on the bulk GaN substrate grown by ammonothermal method providing an ultralow dislocation density of 104 cm−2 and wafers of size up to 2 inches in diameter. The AlGaN layers grown by metalorganic chemical vapor phase epitaxy method demonstrate atomically smooth surface, flat interfaces with reproduced low dislocation density as in the substrate. The test electronic devices—Schottky diodes and transistors—were designed without surface passivation and were successfully fabricated using mask-less laser-based photolithography procedures. The Schottky barrier devices demonstrate exceptionally low reverse currents smaller by a few orders of magnitude in comparison to the Schottky diodes made of AlGaN/GaN HEMT on sapphire substrate KnowMade GANEX | Newsletter No. 16 - III-N Technology 17 Characterization of GaN-based p-channel device structures at elevated temperatures Herwig Hahn, Benjamin Reuters, Alexander Pooth1, Holger Kalisch and Andrei Vescan 1 A Pooth is now with the Center for Device Thermography and Reliability, University of Bristol, BS8 1TL Bristol, UK. Semiconductor Science and Technology Vol. 29; 075002 http://dx.doi.org/10.1088/0268-1242/29/7/075002 The interest in GaN for logic applications is increasing. With complementary logic architectures requiring the lowest power consumption, the need for GaN-based p-channel transistors is growing. Yet, the knowledge and the maturity of p-channel devices is far behind those of their n-channel counterparts. By analysing pchannel transistors with a high on/off ratio and a low subthreshold swing under elevated temperatures, we attempt to improve this situation. This is the first report on transistor operation at temperatures as high as 175 °C. KnowMade GANEX | Newsletter No. 16 - III-N Technology 18 GROUP 5 - Sensors and MEMS Group leader: Marc Faucher (IEMN) Information selected by Paul Leclaire (CRHEA-CNRS) Enhanced AlN nanostructures for pyroelectric sensors E. Crisman1, A. Drehman2,†, R. Miller3, A. Osinsky3, D. Volovik3 andV. Vasilyev4,* 1Department of Chemical Engineering, University of Rhode Island, Kingston, RI 02881, USA 2Air Force Research Laboratory, USA 3Agnitron Technology, Inc., Eden Prairie, MN 55344, USA 4Air Force Research Laboratory, Wright-Patterson Air Force Base, OH 45433, USA Physica Status Solidi C http://dx.doi.org/10.1002/pssc.201300513 Measurements of the pyroelectric coefficient and pyroelectric voltage response of polycrystalline AlN films are presented. The results were used to calculate pyroelectric detectivity figures of merit in order to compare potential AlN pyroelectric sensor performance to other pyroelectric materials such as epitaxial AlN, PbSc0.5Ta0.5O3, and Ba0.65Sr0.35TiO3 films. We observed substantial enhancement (∼5x) of pyroelectric coefficient and pyroelectric figure of merit in polycrystalline multi-oriented AlN films when compared to epitaxial monocrystalline AlN films. A mechanism of such augmentation in polycrystalline AlN films is proposed and discussed. Despite the relatively small absolute value of pyroelectric coefficient, AlN presents pyroelectric detectivity figure of merit near the same magnitude as commonly used pyroelectric materials because of its relatively low dielectric constant. The low dielectric constant enables high speed sensor operation >MHz. The results of these studies are suggesting even higher pyroelectric response might be obtainable for the polycrystalline thin film AlN structures. Microelectromechanical Systems, Journal of http://dx.doi.org/10.1109/JMEMS.2014.2308544 We present a method for attenuating the spurious responses in aluminum nitride micromechanical filters and demonstrate the technique in a 4-pole self-coupled filter operating at 494 MHz. In the standard implementation of a 4-pole self-coupled filter, each filter pole is realized using physically identical resonators. The spur mitigation approach reported here realizes the four poles of the filter using two different physical implementations of the resonator. Both resonators are designed to have identical responses at the desired resonant frequency of 494 MHz, while many of the spurious responses of the two resonators appear at nonidentical frequencies and do not add constructively at the filter output. Using the reported method, the measured attenuation of the largest filter spur is increased by 47.5 dB when compared with a 4-pole filter realized using identical resonators (standard approach) to form each filter pole. The filter realized using the reported spur attenuation approach has $>$59.6 dBc of stopband and spurious response rejection over nearly a 2-GHz frequency span. [2013-0342] Piezoelectric Ultrasonic Transducer Based on Flexible AlN Vincenzo Mariano Mastronardia, c, Francesco Guidoa, b, Massimiliano Amatoa, b, Massimo De Vittorioa, b, Simona Petronia a Center for Biomolecular Nanotechnologies @UNILE, Istituto Italiano di Tecnologia, via Barsanti, 73010, Arnesano (LE), Italy b Dip. Ingegneria dell’Innovazione of Università del Salento, via per Monteroni, 73100, Lecce, Italy c Dip. Scienza Applicata e Tecnologia, Corso Duca degli Abruzzi, 10129, Torino, Italy A Method for Attenuating the Spurious Responses of Aluminum Nitride Micromechanical Filters Microelectronic Engineering http://dx.doi.org/10.1016/j.mee.2014.03.034 Olsson, R.H. ;Nguyen, J. ; Pluym, T. ; Hietala, V.M. MEMS Technologies, Sandia National Laboratories, Albuquerque, NM 87185 USA. This work presents a promising ultrasound wearable technology based on a piezoelectric KnowMade GANEX | Newsletter No. 16 - III-N Technology 19 transducer, realized on flexible highly oriented Aluminum Nitride, with significant mechanical displacement in spite of being attached on a rigid support. Circular membranes with different radius sizes, based on 1-μm-thick AlN thin film as the active piezoelectric layer, are designed, fabricated, and characterized. The AlN is deposited on kapton HN substrate with a low sputtering deposition temperature that allows the integration and the compatibility with flexible electronics. Mechanical and thermal stability of kapton makes this polyimide based sheet a potential substrate for flexible piezoelectric thin film technology. The actuation at low voltage (110V) of the AlN membranes is studied in air in the range of ultrasound frequencies, from 0Hz up to 2MHz; the voltage amplitude, the shape and displacement of the flexure mode (0, 1) is studied by a Laser Doppler Vibrometer to characterize the mechanical properties of the device. AlN/GaN/AlN heterostructures grown on Si substrate by plasma-assisted MBE for MSM UV photodetector applications M.Z. Mohd Yusoffa, b, A. Mahyuddinc, Z. Hassanb, H. Abu Hassanb, M.J. Abdullahb, M. Rusopd, S.M. Mohammadb, Naser M. Ahmedb a Department of Applied Sciences, Universiti Teknologi MARA (Pulau Pinang), 13500 Permatang Pauh, Penang, Malaysia b Nano-Optoelectronics Research and Technology Laboratory, School of Physics, Universiti Sains Malaysia, 11800 Penang, Malaysia c Universiti Kuala Lumpur, Malaysian Institute of Industrial Technology (MITEC), Persiaran Sinaran Ilmu, Bandar Seri Alam, 81750 Johor, Malaysia d Faculty of Electrical Engineering, Universiti Teknologi MARA, 40450 Shah Alam, Malaysia Materials Science in Semiconductor Processing http://dx.doi.org/10.1016/j.mssp.2014.03.041 The AlN/GaN/AlN heterostructures were successfully grown on silicon substrate by plasmaassisted molecular beam epitaxy (MBE). High purity gallium (7N) and aluminum (6N5) were used to grow GaN and AlN, respectively. The structural and optical properties of the samples have been investigated by high-resolution X-ray diffraction (HR-XRD), photoluminescence (PL), Raman spectroscopy, transmission electron microscopy (TEM), selected area electron diffraction (SAED), dark field scanning transmission electron microscopy (DF STEM), and high-angle annular dark field scanning transmission electron microscopy (HAADF STEM). HR-XRD measurement showed that the sample has a typical diffraction pattern of hexagonal AlN/GaN/AlN heterostructures. Raman spectra revealed all four Raman-active modes, i.e., GaNlike E2 (H), AlN-like A1 (TO), AlN-like E2 (H), and AlN-like A1 (LO) inside the AlN/GaN/AlN heterostructures. Good thickness uniformity of the layers and high-quality hetero-structures without cracking were confirmed by TEM, SAED, DF STEM and HAADF STEM. The fabricated AlN/GaN/AlN heterostructures based metalsemiconductor-metal (MSM) for the UV photodetector shows a rise and fall of photoresponses, suggesting that the AlN/GaN/AlN heterostructures have good carrier transport and crystallinity properties. Suspended membrane refractive index sensing GaN gratings for Yongjin Wang1, Jiajia Chen1, Zheng Shi1, Shumin He1, Martin Lopez Garcia2, Lifeng Chen3, Nikolai A. Hueting3, Martin Cryan3, Miao Zhang4 and Hongbo Zhu1 1 Grüenberg Research Centre, Nanjing University of Posts and Telecommunications, Nanjing 210003, China 2 Bristol Centre for Nanoscience and Quantum Information (NSQI), University of Bristol, Bristol BS8 1TH, U.K. 3 Department of Electrical and Electronic Engineering, University of Bristol, Bristol BS8 1TH, U.K. 4 State Key Laboratory of Functional Materials for Informatics, Institute of Microsystem and Information Technology, Chinese Academy of Sciences, Shanghai 200050, China Applied Physics Express Vol.7; 052201 http://dx.doi.org/10.7567/APEX.7.052201 In this paper, we describe the fabrication and the novel procedure for back thinning the GaN layer, which leads to improved optical performance. Angular-resolved reflectance measurements are then conducted to characterize the GaN gratings and show the dependence of resonant wavelength on grating period and membrane thickness. The measured results compare well KnowMade GANEX | Newsletter No. 16 - III-N Technology 20 with electromagnetic modeling based on rigorous coupled wave analysis (RCWA). Altering the dielectric environment has been shown as a novel sensing mechanism, and this work opens the way to the fabrication of novel GaN resonant photonic devices for refractive index sensing applications in the visible wavelength range. The effect of charge layer separating absorption and multiplication on the performance of GaN avalanche photodiodes Jingjing Wanyan, Zhaoqi Sun, Shiwei Shi, Gang He, Mingzai Wu, Guang Li School of Physics and Materials Science, Anhui University, Hefei 230039, People׳s Republic of China Solid State Communications Volume 189, July 2014, Pages 28–31 http://dx.doi.org/10.1016/j.ssc.2014.03.009 The photo-response characteristics of a backilluminated avalanche photodiode are studied theoretically by using a charge layer to separate the absorption and multiplication regions. The results show that the average electric field at the breakdown voltage is approximately 3.0 MV/cm, close to the reported value, in good agreement with that of the experiments. Multiplication gain has been calculated as a function of charge layer thickness and doping concentration. A maximum optimal gain of 7×104 is obtained with the doping concentration of 2×1018 cm−3. The temperature dependence of avalanche voltage shows a large positive coefficient of 0.15 V/K, confirming that the avalanche multiplication is the dominant gain mechanism in the photodiodes. GaN nanowires for piezoelectric generators Noelle Gogneau1,*, Pascal Chrétien2, Elisabeth Galopin1,3, Stephane Guilet1, Laurent Travers1, JeanChristophe Harmand1 andFrédéric Houzé2 1Laboratoire de Photonique et de Nanostructures, CNRS-LPN-UPR20, Route de Nozay, 91460 Marcoussis, France 2Laboratoire de Génie Electrique de Paris, UMR CNRSSupélec 8507, Universités Pierre et Marie Curie et Paris-Sud, 11 rue Joliot-Curie, 91192 Gif sur Yvette, France 3Present address: Institute d'Electronique, de Microelectronique et de Nanotechnologie, Avenue Poincaré, 59652 Villeneuve d'Ascq, France Physica Status Solidi (RRL) - Rapid Research Letters http://dx.doi.org/10.1002/pssr.201409105 We demonstrate the high potential of GaN nanowires (NWs) to convert mechanical energy into electric energy. Using an atomic force microscope equipped with a Resiscope module, an average output voltage of –74 mV and a maximum of –443 mV ± 2% per NW were measured. This latter value is the highest reported so far for GaN NWs. By considering these output signals, we have estimated an average and a maximum power density generated by one layer of GaN NWs of the order of 5.9 mW/cm2 and 130 mW/cm2, respectively. These results offer promising prospects for the use of GaN NWs for high-efficiency ultracompact piezogenerators. Comparative study of Schottky diode type hydrogen sensors based on a honeycomb GaN nanonetwork and on a planar GaN film Aihua Zhong, Takashi Sasaki, Kazuhiro Hane Department of Nanomechanics, Tohoku University, Sendai 980-8579, Japan International Journal of Hydrogen Energy http://dx.doi.org/10.1016/j.ijhydene.2014.03.120 We demonstrate Schottky diode type hydrogen (H2) sensors both on a planar GaN film grown by Metal Organic Chemical Vapor Deposition and on a honeycomb GaN nanonetwork grown by Molecular Beam Epitaxy. The metalsemiconductor Pt/planar GaN film Schottky diode was fabricated and used as a H2 sensor element with response time τ of 80 s (10,000 ppm) and 2000 ppm limit of detection for hydrogen gas (LODH2) at 373 K. A significant improvement in H2 detection is observed for the honeycomb GaN nanonetwork. The characteristics of the H2 sensor on the honeycomb GaN nanonetwork are quantitatively studied in comparison with that on the planar GaN film. The response time τ is shortened by a factor of 27 (3 s versus 80 s) and the LODH2 is lowered by two orders of magnitude, from 2000 to 50 ppm. Moreover, the operating temperature could be reduced to room temperature. Through analyzing the transientstate, we observed a reduction of activation energy Ea from 6.22 to 2.4 kcal/mol. The reduced activation energyEa is regarded as the reason that KnowMade GANEX | Newsletter No. 16 - III-N Technology 21 leads to a superior H2 detection of the honeycomb GaN nanonetwork in terms of response time τ and operating temperature. Performance comparison of front- and backilluminated modes of the AlGaN-based p-i-n solar-blind ultraviolet photodetectors Xiaojing Li1, Degang Zhao1,a), Desheng Jiang1, Zongshun Liu1, Ping Chen1, Lingcong Le1, Jing Yang1, Xiaoguang He1, Shuming Zhang2, Jianjun Zhu2, Hui Wang2, Baoshun Zhang2, Jianping Liu2 and Hui Yang2 1 State Key Laboratory on Integrated Optoelectronics, Institute of Semiconductors, Chinese Academy of Science, PO Box 912, Beijing 100083, China 2 Suzhou Institute of Nano-tech and Nano-bionics, Chinese Academy of Sciences, Suzhou 215123, China Journal of Vacuum Science & Technology B Vol. 32, 031204 (2014) http://dx.doi.org/10.1116/1.4871460 The authors report the comparison of front- and back-illuminated mode operations of Al0.4Ga0.6N positive-intrinsic-negative solar-blind photodetectors (PDs) grown on the double-side polished sapphire substrates by metalorganic chemical vapor deposition. It is shown that the responsivity in back-illumination mode of fabricated PDs can be almost three times as that in front-illumination mode under the same reverse bias. In addition, a wide spectral response between 300 nm and 370 nm is observed, which is not expected for solar-blind PDs in both illumination modes, while the PDs in backillumination mode have a stronger ability to restrain the long-wavelength response, showing larger solar-blind/ultraviolet rejection ratio than front-illumination mode. The reasons for the performance differences are discussed. KnowMade GANEX | Newsletter No. 16 - III-N Technology 22 GROUP 6 - Photovoltaics and Energy harvesting Group leader: Eva Monroy (INAC-CEA) Information selected by Knowmade A Hybrid Resonant Converter Utilizing a Bidirectional GaN AC Switch for High-Efficiency PV Applications Labella, T. ; Lai, J.-S.J. Future Energy Electronics Center, Virginia Tech, Blacksburg, VA 24061 USA Industry Applications, IEEE Transactions on http://dx.doi.org/10.1109/TIA.2014.2312818 This paper introduces a novel isolated hybrid resonant converter with smooth transition between multiple operating modes. With the simple addition of a bidirectional ac switch, the highly-efficient series resonant converter operating in the discontinuous conduction mode (DCM) is combined with a phase-shifted fullbridge buck converter and a pulse width modulated (PWM) boost converter in order to provide high power conversion efficiency over a wide input-voltage operating range utilizing a simple topology and simple control techniques. First, the topology is introduced and the converter’s operating modes are discussed. Next, closed-loop input-voltage controllers are designed for the different operating modes and a smooth transition technique is introduced using a twocarrier modulation scheme. Experimental results are provided to verify the proposed system using a 300-W prototype that achieved a 97.5% California Energy Commission (CEC) weighted efficiency with a 30-V input including all auxiliary and control losses. Improved efficiency and stability of GaN photoanode in photoelectrochemical water splitting by NiO cocatalyst Soo Hee Kim, Mohamed Ebaid, Jin-Ho Kang, Sang-Wan Ryu Department of Physics, Chonnam National University, Gwangju, 500-757, Korea Applied Surface Science http://dx.doi.org/10.1016/j.apsusc.2014.03.151 The NiO cocatalyst was deposited on a GaN photoanode to improve the water splitting efficiency and to stabilize the photoelectrolysis of the GaN photoanode without corrosion of the GaN layer. The photoanode performance was investigated for various NiO deposition conditions based on metal organic decomposition. The GaN photoanode with the optimized NiO morphology showed significantly improved efficiency and photocurrent stability during water splitting compared to the reference GaN. No corrosion was observed for the GaN photoanode combined with NiO, which confirmed that the enhanced stability was related to the suppressed GaN etching at the surface. The improved water splitting performance was attributed to the fast transport of photo-generated holes in the valence band from GaN to NiO and the efficient water reduction at the NiO/electrolyte interface. Simulation analysis of GaN microdomes with broadband omnidirectional antireflection for concentrator photovoltaics Lu Han1 and Hongping Zhao1 1 Department of Electrical Engineering and Computer Science, Case Western Reserve University, Cleveland, Ohio 44106, USA Journal of Applied Physics Vol. 115, 133102 (2014); http://dx.doi.org/10.1063/1.4870714 Microdome structures are analyzed as surface topology to reduce surface reflection over a broad spectral range and wide light incidence angle for concentrator photovoltaics application. Three dimensional finite difference time domain method was used to accurately calculate the surface reflection and transmission for surface topologies with different feature sizes and aspect ratios. Studies show that the use of GaN microdomes will lead to a significant reduction of the surface reflection over a broad wavelength range and wide incidence angle range. The surface reflection significantly depends on the surface structure feature size and geometrical shape. The design of KnowMade GANEX | Newsletter No. 16 - III-N Technology 23 the GaN microdomes provides flexibility to tune the structure in order to obtain the minimum surface reflection for different designs of concentrator optical systems. The surface reflections of the GaN microdomes are compared with that of the conventional flat surface as well as the one with antireflection coating. Realizing InGaN photoelectrochemical photosynthesis monolithic cells for solarartificial R. Dahal1,a), B. N. Pantha1,b), J. Li1, J. Y. Lin1 and H. X. Jiang1,c) 1 Department of Electrical and Computer Engineering, Texas Tech University, Lubbock, Texas 79409, USA Applied Physics Letters Vol. 104, 143901 (2014); http://dx.doi.org/10.1063/1.4871105 InGaN alloys are very promising for solar water splitting because they have direct bandgaps that cover almost the whole solar spectrum. The demonstration of direct solar-to-fuel conversion without external bias with the sunlight being the only energy input would pave the way for realizing photoelectrochemical (PEC) production of hydrogen by using InGaN. A monolithic solar-PEC cell based on InGaN/GaN multiple quantum wells capable to directly generate hydrogen gas under zero bias via solar water splitting is reported. Under the irradiation by a simulated sunlight (1sun with 100 mW/cm2), a 1.5% solar-to-fuel conversion efficiency has been achieved under zero bias, setting a fresh benchmark of employing III-nitrides for artificial photosynthesis. Time dependent hydrogen gas production photocurrent measured over a prolonged period (measured for 7 days) revealed an excellent chemical stability of InGaN in aqueous solution of hydrobromic acid. The results provide insights into the architecture design of using InGaN for artificial photosynthesis to provide usable clean fuel (hydrogen gas) with the sunlight being the only energy input. KnowMade GANEX | Newsletter No. 16 - III-N Technology 24 GROUP 7 - Materials, Technology and Fundamental Group leader: Jean-Christophe Harmand (LPN-CNRS) NANO Information selected by Knowmade III-nitride nanowire based light emitting diodes on carbon paper Michael A. Mastro1,*, Travis J. Anderson1, Marko J. Tadjer1, Francis J. Kub1, Jennifer K. Hite1, Jihyun Kim2 andCharles R. Eddy Jr.1 1US Naval Research Laboratory, 4555 Overlook Ave. SW, Washington, DC 20375, USA 2Department of Chemical and Biological Engineering, Korea University, Seoul, South Korea Physica Status Solidi C http://dx.doi.org/10.1002/pssc.201300537 This article presents the use of flexible carbon substrates for the growth of III-nitride nanowire light emitters. A dense packing of gallium nitride nanowires were grown on a carbon paper substrate. The nanowires grew predominantly along the a-plane direction, normal to the local surface of the carbon paper. Strong photo- and electro-luminescence was observed from InGaN quantum well light emitting diode nanowires. Reducing the efficiency droop by lateral carrier confinement in InGaN/GaN quantum-well nanorods Chentian Shi,1 Chunfeng Zhang,1,* Fan Yang,1 Min Joo Park,2 Joon Seop Kwak,2,5 Sukkoo Jung,3 Yoon-Ho Choi,3 Xiaoyong Wang,1 and Min Xiao1,4,6 1National Laboratory of Solid State Microstructures and Department of Physics, Nanjing University, Nanjing 210093, China 2Department of Printed Electronics Engineering, Sunchon National University, Sunchon, Jeonnam 540742, South Korea 3Emerging Technology Laboratory, LG Electronics Advanced Research Institute, Seoul 137-724, South Korea 4Department of Physics, University of Arkansas, Fayetteville, Arkansas 72701, USA Optics Express Vol. 22, Issue S3, pp. A790-A799 (2014) http://dx.doi.org/10.1364/OE.22.00A790 Efficiency droop is a major obstacle facing highpower application of InGaN/GaN quantum-well (QW) light-emitting diodes (LEDs). In this paper, we report the suppression of efficiency droop induced by the process of density-activated defect recombination in nanorod structures of a-plane InGaN/GaN QWs. In the high carrier density regime, the retained emission efficiency in a dryetched nanorod sample is observed to be over two times higher than that in its parent QW sample. We further argue that such improvement is a net effect that the lateral carrier confinement overcomes the increased surface trapping introduced during fabrication. Improvement of electroluminescence performance by integration of ZnO nanowires and single-crystalline films on ZnO/GaN heterojunction Zhifeng Shi1, Yuantao Zhang1,a), Xijun Cui1, Bin Wu1, Shiwei Zhuang1, Fan Yang1, Xiaotian Yang2, Baolin Zhang1 and Guotong Du1 1 State Key Laboratory on Integrated Optoelectronics, College of Electronic Science and Engineering, Jilin University, Qianjin Street 2699, Changchun 130012, China 2 School of Electrical and Electronic Information, Jilin Institute of Architecture and Civil Engineering, Changchun 130118, China Applied Physics Letters Vol. 104, 131109 (2014); http://dx.doi.org/10.1063/1.4870517 Heterojunction light-emitting diodes based on nZnO nanowires/ZnO single-crystalline films/p-GaN structure have been demonstrated for an improved electroluminescence performance. A highly efficient ultraviolet emission was observed under forward bias. Compared with conventional n-ZnO/p-GaN structure, high internal quantum efficiency and light extraction efficiency were simultaneously considered in the proposed diode. In addition, the diode can work continuously for ∼10 h with only a slight degradation in harsh environments, indicating its good reliability and application prospect in the future. This route KnowMade GANEX | Newsletter No. 16 - III-N Technology 25 opens possibilities for the development of advanced nanoscale devices in which the advantages of ZnO single-crystalline films and nanostructures can be integrated together. Efficiency improvement of a vertical lightemitting diode through surface plasmon coupling and grating scattering Chun-Han Lin,1 Chieh Hsieh,1 Charng-Gan Tu,1 Yang Kuo,1,2 Horng-Shyang Chen,1 Pei-Ying Shih,1 Che-Hao Liao,1 Yean-Woei Kiang,1,3 C. C. Yang,1,3,* Chih-Han Lai,4 Guan-Ru He,4 Jui-Hung Yeh,4 and Ta-Cheng Hsu4 1Institute of Photonics and Optoelectronics, National Taiwan University, 1, Roosevelt Road, Section 4, Taipei, 10617 Taiwan 2Department of Energy and Refrigerating Airconditioning Engineering, Tung Nan University, 152 Beishen Road, Section 3, New Taipei City, 22202 Taiwan 3Department of Electrical Engineering, National Taiwan University, 1, Roosevelt Road, Section 4, Taipei, 10617 Taiwan 4Epistar Corporation, Hsinchu, 30078 Taiwan Optics Express Vol. 22, Issue S3, pp. A842-A856 (2014) http://dx.doi.org/10.1364/OE.22.00A842 The enhancement of output intensity, the generation of polarized output, and the reduction of the efficiency droop effect in a surface plasmon (SP) coupled vertical light-emitting diode (LED) with an Ag nano-grating structure located between the p-GaN layer and the wafer bonding metal for inducing SP coupling with the InGaN/GaN quantum wells (QWs) are demonstrated. In fabricating the vertical LED, the patterned sapphire substrate is removed with a photoelectrochemical liftoff technique. Based on the reflection measurement from the metal grating structure and the numerical simulation result, it is found that the localized surface plasmon (LSP) resonance induced around the metal grating crest plays the major role in the SPQW coupling process although a hybrid mode of LSP and surface plasmon polariton can be generated in the coupling process. By adding a surface grating structure to the SP-coupled vertical LED on the n-GaN side, the output intensity is further enhanced, the output polarization ratio is further increased, and the efficiency droop effect is further suppressed. InGaN/GaN core-shell single nanowire light emitting diodes with graphene-based p-contact Maria Tchernycheva , Pierre Lavenus , Hezhi Zhang , Andrey V. Babichev , Gwenole Jacopin , Mehran Shahmohammadi , François H. Julien , Rafal Ciechonski , Giuliano Vescovi , and Olga Kryliouk 1 Institut d’Electronique Fondamentale, UMR 8622 CNRS, Université Paris Sud XI, 91405 Orsay cedex, France 2 St. Petersburg Academic University, Nanotechnology Research and Education Centre, Russian Academy of Science, Khlopina 8/3, 194021 St. Petersburg, Russia 3 Ioffe Physical-Technical Institute of the Russian Academy of Science, Polytechnicheskaya 26, 194021 St. Petersburg, Russia 4 ICMP LOEQ Ecole Polytechnique Fédérale de Lausanne, 1015 Lausanne, Switzerland 5 GLO AB, Ideon Science Park, Scheelevägen 17, S-223 70 Lund, Sweden 6 GLO-USA, 1225 Bordeaux Dr, Sunnyvale, CA, 94086, USA Nano Letters http://dx.doi.org/10.1021/nl5001295 We report on the demonstration of MOVPEgrown single nanowire InGaN/GaN core-shell light emitting diodes (LEDs) with a transparent graphene contact for hole injection. The electrical homogeneity of the graphene-contacted LED has been assessed by electron beam induced current microscopy. By comparing graphene-contacted and metal-contacted nanowire LEDs we show that the contact layout determines the electroluminescence spectrum. The electroluminescence changes color from green to blue with increasing injection current. Highresolution cathodoluminescence on cleaved nanowires allows to locate with high precision the origin of different emitted wavelengths and demonstrates that the blue peak originates from the emission of the radial quantum well on the mplanes, whereas the green peak arises from the In-rich region at the junction between the mplanes and the semipolar planes. The spectral behavior of the electroluminescence is understood by modeling the current distribution within the nanowire. KnowMade GANEX | Newsletter No. 16 - III-N Technology 26 Stress distribution in GaN nanopillars using confocal Raman mapping technique S. Nagarajan1,a), O. Svensk1, L. Lehtola1, H. Lipsanen1 and M. Sopanen1 1 Department of Micro and Nanosciences, Aalto University, P.O. Box 13500, FI-00076 Aalto, Finland Applied Physics Letters Vol. 104, 151906 (2014) http://dx.doi.org/10.1063/1.4872056 In this Letter, high-resolution confocal Raman mapping of stress distribution in etched and regrown GaN nanopillar structures is investigated. Results of the E2(high) phonon line mapping of the top surfaces of individual nanopillars reveal differences in stress between both the center and edge of the nanopillar top surfaces and between the etched and re-grown GaN nanopillar structures. In-plane biaxial compressive stress with the values of 0.36–0.42 GPa and 0.49–0.54 GPa is observed at the center of etched and regrown GaN nanopillars, respectively. The in-plane biaxial compressive stress decreases from center to edge in re-grown GaN nanopillar due to the tilted facets. Also, the A1(LO) phonon frequency increases from center to edges, or tilted facets, due to the tilt of the c-axis of re-grown GaN nanopillar. NON/SEMI POLAR Information selected by Philippe De Mierry (CRHEA-CNRS) Fabrication of m-axial InGaN nanocolumn arrays on silicon substrates using triethylgallium precursor chemical vapor deposition approach Chia-Ming Liua, Yian Taia, Kuei-Hsien Chenb, Li-Chyong Chenc a Department of Chemical Engineering, National Taiwan University of Science and Technology, Taipei 10617, Taiwan b Institute of Atomic and Molecular Sciences, Academia Sinica, Taipei 10617, Taiwan c Center for Condensed Matter Sciences, National Taiwan University, Taipei 10617, Taiwan Applied Surface Science Volume 299, April 2014, Pages 92–96 http://dx.doi.org/10.1016/j.apsusc.2014.01.191 We demonstrated the catalytic growth of m-axial InxGa1−xN (0.10 ≤ x ≤ 0.17) nanocolumn arrays with high crystallinity on silicon substrates using metal–organic chemical vapor deposition with trimethylindium (TMIn), triethylgallium (TEGa), and ammonia as precursors. The high quality of InGaN nanocolumns (NCs) were believed to be due to the utilization of TEGa that achieved less carbon impurities and offered more comparable vapor pressure with that of TMIn at low temperature. In addition, these NCs were grown in non-polar m-axis, which the internal electric field of the InGaN that often deteriorates the device performances might be able to be eliminated. Furthermore, the bandgap of this InGaN can be modulated from UV to visible region simply by tuning the ratio of the precursor during the fabrication. Our results suggest an approach to the fabrication of large-area NCs with a tunable bandgap on a silicon substrate by the standard MOCVD method that offers an immense opportunity for electronic and photonic applications and allows the scale-up from a research laboratory to industrial scale. Selective-area growth of GaN on non- and semipolar bulk GaN substrates Shunsuke Okada1, Hideto Miyake1, Kazumasa Hiramatsu1, Yuuki Enatsu2 and Satoru Nagao3 1 Department of Electrical and Electronic Engineering, Mie University, Tsu 514-8507, Japan 2 Mitsubishi Chemical Corporation, Ushiku, Ibaraki 3001295, Japan 3 Mitsubishi Chemical Group Science and Technology Research Center, Inc., Yokohama 227-8502, Japan Japanese Journal of Applied Physics Vol. 53; 05FL04 http://dx.doi.org/10.7567/JJAP.53.05FL04 We carried out the selective-area growth of GaN and fabricated InGaN/GaN MQWs on non- and semi-polar bulk GaN substrates by MOVPE. The differences in the GaN structures and the In incorporation of InGaN/GaN MQWs grown on non- and semi-polar GaN substrates were investigated. In the case of selective-area growth, different GaN structures were obtained on $(20\bar{2}1)$ GaN, $(20\bar{2}\bar{1})$ GaN, and $(10\bar{1}0)$ GaN substrates. A repeating pattern of $\{ 1\bar{1}01\} $ and $\{ KnowMade GANEX | Newsletter No. 16 - III-N Technology 27 1\bar{1}0\bar{1}\} $ facets appeared on $(20\bar{2}1)$ GaN. Then, we fabricated InGaN/GaN MQWs on the facet structures on $(20\bar{2}1)$ GaN. The emission properties characterized by cathodoluminescence were different for $\{ 1\bar{1}01\} $ and $\{ 1\bar{1}0\bar{1}\} $ facets. On the other hand, for InGaN/GaN MQWs on non- and semi-polar GaN substrates, steps along the a-axis were observed by AFM. In particular on $(20\bar{2}1)$ GaN, undulations and undulation bunching appeared. Photoluminescence characterization indicated that In incorporation increased with the off-angle from the m-plane and also depended on the polarity Polarized XAFS study of Al K-edge for m-plane AlGaN films T Miyanaga1, T Azuhata1, K Nakajima1, H Nagoya1, K Hazu2 and S F Chichibu2 1 Department of Advanced Physics, Hirosaki University, Hirosaki, Aomori 036-8561, Japan 2 Institute of Multidisciplinary Research for Advanced Materials and Department of Applied Physics, Tohoku University, Aoba, Sendai 980-8577, Japan Journal of Physics: Conference Series Vol. 502; 012031 http://dx.doi.org/10.1088/1742-6596/502/1/012031 Local structures around Al atoms in high-quality m-plane AlxGa1-xN films (x=0.32 and 0.58) deposited on m-plane GaN substrates by the NH3 source molecular beam epitaxy method were investigated by Al K-edge X-ray absorption fine structure (XAFS) for the first time. XAFS spectra were measured using a linearly-polarized X-ray source from synchrotron radiation for three different directions; along the c-, a-, and m-axes. The interatomic distances along the a-axis are close to Ga-Ga distance in GaN, indicating that the local structures are strongly affected by GaN substrates. The localization of Al atoms was observed for the Al0.32Ga0.68N film. Comparative study of field-dependent carrier dynamics and emission kinetics of InGaN/GaN light-emitting diodes grown on (112¯2) semipolar versus (0001) polar planes Yun Ji1, Wei Liu1, Talha Erdem2, Rui Chen1, Swee Tiam Tan1, Zi-Hui Zhang1, Zhengang Ju1, Xueliang Zhang1, Handong Sun1, Xiao Wei Sun1, Yuji Zhao3, Steven P. DenBaars3,a), Shuji Nakamura3 and Hilmi Volkan Demir1,2,a) 1 LUMINOUS! Centre of Excellence for Semiconductor Lighting and Displays, School of Electrical and Electronic Engineering, School of Physical and Mathematical Sciences, Nanyang Technological University, 50 Nanyang Avenue, Singapore 639798 2 Department of Electrical and Electronics, Department of Physics, and UNAM–Institute of Material Science and Nanotechnology, Bilkent University, Ankara TR06800, Turkey 3 Electrical and Computer Engineering and Materials Department, University of California, Santa Barbara, California 93106, USA Applied Physics Letters Vol. 104, 143506 (2014); http://dx.doi.org/10.1063/1.4870840 The characteristics of electroluminescence (EL) and photoluminescence (PL) emission from GaN light-emitting diodes (LEDs) grown on (11 2¯ 2) semipolar plane and (0001) polar plane have been comparatively investigated. Through different bias-dependent shifting trends observed from the PL and time-resolved PL spectra (TRPL) for the two types of LEDs, the carrier dynamics within the multiple quantum wells (MQWs) region is systematically analyzed and the distinct fielddependent emission kinetics are revealed. Moreover, the polarization induced internal electric field has been deduced for each of the LEDs. The relatively stable emission behavior observed in the semipolar LED is attributed to the smaller polarization induced internal electric field. The study provides meaningful insight for the design of quantum well (QW) structures with high radiative recombination rates. The effects of substrate nitridation on the growth of nonpolar a-plane GaN on r-plane sapphire by metalorganic chemical vapor deposition Jun Zhanga, Wu Tiana, Feng Wua, Qixin Wana, Zhujuan Wanga, Jin Zhanga, Yulian Lia, Jiangnan Daia, Yanyan Fanga, Zhihao Wua, Changqing Chena, Jintong Xub, Xiangyang Lib a Wuhan National Laboratory for Optoelectronics, Huazhong University of Science and Technology, Wuhan 430074, People's Republic of China KnowMade GANEX | Newsletter No. 16 - III-N Technology 28 b Key Laboratory of Infrared Imaging Materials and Detectors, Shanghai Institute of Technical Physics, Chinese Academy of Sciences, Shanghai 200083, People's Republic of China Applied Surface Science http://dx.doi.org/10.1016/j.apsusc.2014.04.069 The effects of substrate nitridation on the growth of nonpolar a-plane GaN directly deposited on rplane sapphire by metalorganic chemical vapor deposition (MOCVD) were investigated. Using nitridation, high-quality a-plane GaN with flat surface was acquired. On the contrary, if the nitridation layer was removed, the epitaxial aplane GaN exhibited deep triangular pits and poor crystalline properties. This could be attributed to the fact that uniform-distributed AlN grains were introduced by nitridation, which might act as the nucleation layer for the following a-plane GaN growth. The effects of substrate nitridation on the evolutions of anisotropic morphologies and crystalline properties were also studied by artificially interrupting the growth at different stages. The consequences suggested the nitridation layer could contribute to surface coalescence of a-plane GaN. The reasons responsible for this phenomenon were probed by Raman spectrum, and a model was proposed to explicate the effects of nitridation on the growth of a-plane GaN. Stacking faults and interface roughening in semipolar (202¯1¯) single InGaN quantum wells for long wavelength emission Feng Wu1, Yuji Zhao1, Alexey Romanov1,2,3,4, Steven P. DenBaars1, Shuji Nakamura1 and James S. Speck1 1 Materials Department, University of California, Santa Barbara, California 93106, USA 2 Ioffe Physical-Technical Institute, Russian Academy of Science, St. Petersburg 194021, Russia 3 ITMO University, St. Petersburg 197101, Russia 4 Institute of Physics, University of Tartu, Tartu 51014, Estonia Applied Physics Letters Vol. 104, 151901 (2014); http://dx.doi.org/10.1063/1.4871512 The microstructure of InGaN single quantum wells (QWs) grown in semipolar (202¯1¯) orientation on GaN substrates was studied by transmission electron microscopy. Stress relaxation in the lattice mismatch InxGa1−xN layer was realized by forming partial misfit dislocations associated with basal plane stacking faults (BPSFs). For given composition x = 0.24, BPSFs formation was observed when the QW thickness exceeded 4 nm. The high density of partial threading dislocations that bound the BPSFs is detrimental to lightemitting device performance. Interface roughening (faceting) was observed for both upper and lower QW interfaces (more pronounced for upper interface) and was found to increase with the thickness of the QW. BPSFs had a tendency to nucleate at roughened interface valleys. OTHER Information selected by Agnès Trassoudaine (Univ D’Auvergne) The control of mechanical bow for GaN substrate grown by HVPE with relatively longer radius of lattice curvature Hae-Yong Lee1,*, Young-Jun Choi1, Jin-Hun Kim1, Hyun-Soo Jang1, Hae-Kon Oh1, Jun Young Kim1, Jung Young Jung1 andJonghee Hwang2 1LumiGNtech Co., Ltd., Room 206, Business Incubator Bldg., 233-5 Gasan-Dong, Guemcheon-Gu, 153-801 Seoul, Korea 2Korea Institute of Ceramic Engineering and Technology (KICET), 233-5 Gasan-Dong, GuemcheonGu, 153-801 Seoul, Korea Physica Status Solidi C http://dx.doi.org/10.1002/pssc.201300514 We are going to develop GaN growth process by HVPE method, which shows the near null value of free standing (FS)-GaN wafer bowing after laser lift-off (LLO) process in order to reduce the production cost of GaN substrate. The 309 to 318 µm thick HVPE grown GaN layers on sapphire shows 574 to 669 µm of as grown bows, and –299 to 95 µm of bow after LLO process. The 440 µm thick HVPE grown GaN layer on sapphire shows 693 µm of as grown bow, and –4 µm of bow after LLO process. From this GaN template, we could get the 356 µm thick FS-GaN wafer with 2 µm of bow after polishing. This GaN substrate shows at least 43.87 m of the radius of lattice curvature KnowMade GANEX | Newsletter No. 16 - III-N Technology 29 evaluated by 9-points measuring of (004) rocking curve along center line parallel to the main flat plane. Effect of annealing temperature on IR-detectors based on InN nanostructures M. Amirhoseiny, Z. Hassan, S.S. Ng, G. Alahyarizadeh Nano-Optoelectronics Research and Technology Laboratory, School of Physics, Universiti Sains Malaysia, 11800 Penang, Malaysia Vacuum Volume 106, August 2014, Pages 46–48 http://dx.doi.org/10.1016/j.vacuum.2014.03.010 We report the fabrication of InN nanostructure sensitive photodetector grown expitaxially on a silicon (110) substrate by RF sputtering at room temperature. X-ray diffraction measurement shows that the deposited InN film has (101) preferred growth orientation and wurtzite structure. The platinum (Pt) Schottky contact was deposited via thermal vacuum evaporation (10−5 Torr) by using a metal semiconductor metal (MSM) mask. Measurements utilizing the IR source indicate that the barrier height as well as the ideality factor are temperature dependent. The use of (110) orientation of silicon has the potential of increasing the detector quality with electronics intrinsically higher electron mobility. Such systems are interesting for optoelectronic applications in the IR region. In-situ decomposition and etching of AlN and GaN in the presence of HCl Dirk Fahlea, Thomas Krueckenb, Martin Dauelsbergb, Holger Kalischa, Michael Heukena, b, Andrei Vescana a GaN Device Technology, RWTH Aachen University, Sommerfeldstr. 24, 52074 Aachen, Germany b AIXTRON SE, Kaiserstr. 98, 52134 Herzogenrath, Germany Journal of Crystal Growth Volume 393, 1 May 2014, Pages 89-92 http://dx.doi.org/10.1016/j.jcrysgro.2013.09.025 We propose a two-step reaction in which the first step, the decomposition of GaN, is the limiting one. The second step consists of a reaction of Ga with HCl to form volatile GaCl. We noticed that the decomposition step is enhanced with increased hydrogen partial pressure. Further, we observed that a coverage of the surface with Ga enhances the decomposition rate. By using a pulsed supply of HCl into the reactor a Ga-rich surface was maintained and the etch rate enhanced up to a temperature of 830 °C. Structural and optical AlGaN/GaN layers characterization of M. Jayasakthi, R. Ramesh, P. Arivazhagan, R. Loganathan, K. Prabakaran, M. Balaji, K. Baskar Crystal Growth Centre, Anna University, Chennai–600 025, India Journal of Crystal Growth http://dx.doi.org/10.1016/j.jcrysgro.2014.03.015 High quality AlxGa1−xN layers have been grown on c-plane sapphire substrate by Metal Organic Vapor Phase Epitaxy. The aluminum (Al) composition was varied from 15% to 51%. When the flow rate of trimethylaluminum increased, the growth rate was found to be decreased. The crystalline quality of AlGaN layers has been evaluated using High Resolution X-ray Diffraction rocking curves. Reciprocal Space Mapping results confirmed that in low Al composition (x=0.15), AlGaN layers are found to be fully strained. In high Al composition (x=0.33, 0.51), the AlGaN layers are relaxed by generations of cracks due to lattice mismatch. The optical properties of AlGaN/GaN layers have been investigated by room temperature Photoluminescence. While increasing the Al content, the AlGaN emission peak has been found to shift towards higher energies. The surface morphology and roughness of AlGaN has been studied by Atomic Force Microscopy. Root Mean Square roughness values have been found to increase with the increase of Al. The etch rates of gaseous HCl on AlN and GaN in H2 ambient in a MOVPE reactor have been studied. For AlN, etching by HCl in H2 and N2 is compared. When etching GaN in hydrogen by HCl, a dependency of etch rate on temperature was found and the activation energy was determined. KnowMade GANEX | Newsletter No. 16 - III-N Technology 30 Morphology, growth mode and indium incorporation of MOVPE grown InGaN and AlInGaN: A comparison J.-P. Ahla, b, J. Hertkorna, H. Kocha, B. Gallera, B. Michela, M. Bindera, B. Holländerc a OSRAM Opto Semiconductors GmbH, 93055 Regensburg, Germany b Institute of Optoelectronics, University of Ulm, 89069 Ulm, Germany c PGI-9, Forschungszentrum Jülich GmbH, 52425 Jülich, Germany Journal of Crystal Growth http://dx.doi.org/10.1016/j.jcrysgro.2014.03.043 We compared InGaN- and AlInGaN-layers grown by metal-organic vapor phase epitaxy (MOVPE) in terms of morphology, growth mode and indium incorporation. The growth parameters of the AlInGaN layers only differed from InGaN growth by an additional trimethylaluminum (TMAl) flow. Rutherford backscattering spectrometry (RBS) and X-ray photoelectron spectroscopy (XPS) measurements showed that the indium incorporation in AlInGaN was significantly increased compared to InGaN. Atomic force microscopy (AFM) was used to analyze the morphology and growth mode. The additional TMAl flow changed the growth mode from a stepflow mode to a 2-dimensional (2D) island nucleation mode, yielding a smoother layer morphology. This behavior can be explained by the low surface mobility of the Al adatoms and their nucleation on terraces between adjacent steps. Step bunching - as observed for InGaN - was avoided during AlInGaN growth. This reduced the AFM root mean square roughness by 40% compared to InGaN. Possible impacts on charge carrier localization in QWs are discussed. Preparation of free-standing GaN substrates from GaN layers crystallized by hydride vapor phase epitaxy on ammonothermal GaN seeds Tomasz Sochacki1,2, Mikolaj Amilusik1,2, Boleslaw Lucznik1,2, Michal Fijalkowski1, Janusz Ludwik Weyher1, Bohdan Sadovyi1, Grzegorz Kamler1, Grzegorz Nowak1, Elzbieta Litwin-Staszewska1, Aleksander Khachapuridze1, Izabella Grzegory1, Robert Kucharski3, Marcin Zajac3, Roman Doradzinski3 and Michal Bockowski1,2 Japanese Journal of Applied Physics Vol.53; 05FA04 http://dx.doi.org/10.7567/JJAP.53.05FA04 Crystallization of GaN by hydride vapor phase epitaxy (HVPE) on ammonothermally grown GaN seed crystals is overviewed. Morphology of the crystal growing surface at the beginning of the crystallization process and at the end of it is presented. Based on these results a rough growth model is proposed. Smooth GaN layers up to 1 mm thick and of a high purity, excellent crystalline quality, without any cracks, and with a low dislocation density are grown. Preparation of the free-standing HVPE-GaN crystals by slicing as well as structural, electrical and optical qualities of the resulting wafers are reported and discussed. Self-annihilation of inversion domains by high energy defects in III-Nitrides T. Koukoula1, J. Kioseoglou1,a), Th. Kehagias1, A. O. Ajagunna2, Ph. Komninou1 and A. Georgakilas2 "1 Department of Physics, Aristotle University of Thessaloniki, GR-54124 Thessaloniki, Greece 2 Microelectronics Research Group, IESL, FORTH, P.O. Box 1385, GR-71110 Heraklion, Crete, Greece and Department of Physics, University of Crete, P.O. Box 2208, GR-71003 Heraklion, Crete, Greece" Applied Physics Letters Vol. 104, 141914 (2014); http://dx.doi.org/10.1063/1.4871302 Low-defect density InN films were grown on Si(111) by molecular beam epitaxy over an ∼1 μm thick GaN/AlN buffer/nucleation layer. Electron microscopy observations revealed the presence of inverse polarity domains propagating across the GaN layer and terminating at the sharp GaN/InN ( 0001¯ ) interface, whereas no inversion domains were detected in InN. The systematic annihilation of GaN inversion domains at the GaN/InN interface is explained in terms of indium incorporation on the Ga-terminated inversion domains forming a metal bonded In-Ga bilayer, a structural instability known as the basal inversion domain boundary, during the initial stages of InN growth on GaN. KnowMade GANEX | Newsletter No. 16 - III-N Technology 31 Influence of 3C-SiC/Si(1 1 1) template properties on the strain relaxation in thick GaN films Y. Cordiera, E. Frayssineta, M. Portaila, M. Zielinskib, T. Chassagneb, M. Korytova, A. Courvillea, S. Roya, M. Nemoza, M. Chmielowskaa, P. Vennéguèsa, H.P.D. Schenkc, M. Kennardc, A. Bavardd, 1, D. Rondid, 1 a CRHEA-CNRS, Rue Bernard Grégory, Sophia Antipolis, 06560 Valbonne, France b NOVASiC, Savoie Technolac, Arche Bât. 4, BP 267, 73375 Le Bourget du Lac Cedex, France c SOITEC Specialty Electronics, Place Marcel Rebuffat, Z.A. Courtabœuf 7, 91140 Villejust, France d OMMIC, 2 chemin du Moulin, B.P. 11, 94453 LimeilBrévannes Cedex, France Journal of Crystal Growth http://dx.doi.org/10.1016/j.jcrysgro.2014.04.007 In this work, we study the influence of 3C-SiC/Si(1 1 1) template parameters (thickness, roughness and substrate miscut) on the GaN crystal quality and its strain state. For this, structures with an AlN nucleation layer and 1 to 4 µm thick GaN layer have been grown by molecular beam epitaxy in order to select the best templates for the growth of thick GaN structures. Similar GaN structures have been grown directly on silicon for comparisons. The influence of the high silicon doping is confirmed on the enhancement of strain relaxation. Despite this limitation, a 5 µm thick crack-free continuous GaN structure (with 1 µm silicon doped) has been successfully grown on the best selected template. Furthermore, the growth by metal organic chemical vapor deposition of structures with AlN and SiN inter-layers and thick continuous GaN layers on Si(1 1 1), 3C-SiC/Si(1 1 1) and SoPSiC (silicon on polycrystalline silicon carbide) has been achieved in order to show the relative benefit of each approach in terms of layer quality and strain state. Effect of c-plane sapphire substrate miscut angle on indium content of MOVPE-grown N-polar InGaN Kanako Shojiki1, Jung-Hun Choi1,2, Hirofumi Shindo1, Takeshi Kimura1,2, Tomoyuki Tanikawa1,2, Takashi Hanada1,2, Ryuji Katayama1,2 and Takashi Matsuoka1,2 1 Institute for Materials Research, Tohoku University, Sendai 980-8577, Japan 2 CREST, Japan Science and Technology Agency, Kawaguchi, Saitama 332-0012, Japan apanese Journal of Applied Physics Vol. 53 05FL07 http://dx.doi.org/10.7567/JJAP.53.05FL07 Nitrogen-polar (N-polar) InGaN films were grown on a GaN template/c-plane sapphire substrate by metal–organic vapor phase epitaxy (MOVPE). The effects of c-plane sapphire substrate miscut angle on the indium (In) content and crystal properties of N-polar InGaN films were investigated. The In content increased with increasing miscut angle in the vicinal region of less than 1.1°. This tendency is different from that of group-III-polar InGaN growth because of the difference in the atomic arrangement on the terraces and at step edges between these two inverted polar surfaces. In the case of N-polar growth, a spontaneous twodimensional nucleation on terraces is difficult and the intentional introduction of steps is effective compared with group-III-polar growth. Furthermore, by observing the surface morphologies of GaN templates in view of both macroscopic and microscopic scales, a clear relationship between the macroscopic surface structure of GaN template and the In content of InGaN was revealed. Fabrication of free-standing GaN by using thermal decomposition of GaN Sinae Kima, Hyunjae Leeb, Siyoung Kimb, Sungkuk Choia, Jieun Kooa, Jiho Changa a Department of Nano-semiconductor, Korea Maritime and Ocean University, Busan 606-791, Korea b PAN-crystal, Suwon 443-380, Korea Journal of Crystal Growth http://dx.doi.org/10.1016/j.jcrysgro.2014.03.045 Free-standing GaN wafers were fabricated by hydride vapor phase epitaxy (HVPE) using an insitu self-separation technique. Separation of GaN happened during the high-temperature GaN growth through thermal decomposition of the decomposable buffer layer (DBL). We optimized the growth condition of DBL, which affects not only the separation property but also the crystallinity of GaN. Free standing GaN revealed negligible residual stress, narrow (0002) omega rocking curve linewidth (67 arcsec), and low etch pit density (6×106 cm−2) as well. The carrier KnowMade GANEX | Newsletter No. 16 - III-N Technology 32 concentration of 4×1018 cm−3 and mobility of 150 cm2/Vs was observed from Hall effect measurement. Those results showed the feasibility of in-situ self-separation method to obtain high quality free-standing GaN wafer. Epitaxial lateral overgrowth of nitrogen-polar (000-1) GaN by metalorganic chemical vapor deposition Jie Song , Ge Yuan , Kanglin Xiong , Benjamin Leung , and Jung Han Department of Electrical Engineering, Yale University, New Haven, CT 06511, USA Crystal Growth & Design http://dx.doi.org/10.1021/cg500229r Epitaxial lateral overgrowth (ELO) of nitrogenpolar (000-1) GaN (N-polar GaN) by metalorganic vapor deposition has been studied. The influence of growth conditions on the lateral growth is investigated and a correlation of growth conditions with the observed inversion of polarity is established. Most of the observed trends for Npolar ELO are contrary to those reported from Gapolar experiments. Such differences are explained by considering the property of surface reactivity of N-polar GaN with hydrogen species. Based on the trends of the occurrence (or absence) of polarity inversion, an atomistic model is proposed to explain the origin of polarity inversion. This model also enables us to control the process and to completely eliminate polarity inversion, resulting in fully-coalesced, purely N-polar GaN with an improved crystalline quality. Applied Surface Science http://dx.doi.org/10.1016/j.apsusc.2014.04.057 Comprehensive analysis of the surface and crystal properties has been performed at clean c -plane sapphire substrates, sapphire layers after nitridation, and subsequently grown InN layers deposited by metal–organic vapor phase epitaxy. The (1×1) surface of clean sapphire reconstructs into a (View the MathML source×View the MathML source)R±9° structure after annealing at 1050 °C, which was performed prior to the nitridation process. The formation of crystalline AlN was observed for nitridation above 800 °C. Xray photoelectron spectroscopy performed on the nitridated layers shows that N-Al chemical bonds dominate this structure, while the number of N-O bonds is negligibly small. Amorphous AlNxOy layers form during nitridation below 800 °C, where N-O bonds dominate. All layers formed by nitridation show defects associated with N bonds. The morphology of the nitridated layers affects the surface and crystal quality of the subsequently grown polar InN layers. N-polar InN layers with a smooth surface and single crystalline structure were grown on the AlN nitridated layers, while Inpolar InN layers with a rough surface and a polycrystalline structure were grown on the amorphous nitridated layers. Surface and crystal structure of nitridated sapphire substrates and their effect on polar InN layers D. Skuridinaa, D.V. Dinha, 1, M. Pristovseka, 2, B. Lacroixb, 3, M.-P. Chauvatb, P. Ruteranab, M. Kneissla, P. Vogta a Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany b CIMAP, UMR 6252, CNRS-ENSICAEN-CEA-UCBN, 6, Bd MarView the MathML sourcechal Juin, 14050 Caen Cedex 4, France KnowMade GANEX | Newsletter No. 16 - III-N Technology 33 PRESS RELEASE Technical and economic information selected by Knowmade OPTOELECTRONICS Martini Tech offering GaN MOCVD on sapphire substrates Semiconductor Today Martini Tech Inc of Tokyo, Japan has started to offer a new gallium nitride (GaN) metal-organic chemical vapour deposition (MOCVD) service on sapphire substrates for LED applications. Founded in 2013, Martini Tech offers microfabrication services including micro-electromechanical system (MEMS) design, development and foundry, sapphire wafer patterning, nanoimprint mold manufacturing (using materials such as silicon, nickel and quartz), nanoimprint replica on film, GaN on patterned sapphire substrates (PSS) deposition by MOCVD, and sputtering deposition services (with more than 120 different materials available). Widespread adoption of LEDs has so far been hindered by factors including relatively high price and lower light output compared with traditional incandescent light bulbs, notes Martini Tech. One of the most promising techniques for improving the light output of LEDs involves the deposition of a thin GaN epitaxial layer on a patterned sapphire substrate (PSS), adds the firm. The service offered by Martini Tech includes MOCVD of undoped GaN and of n- or p-doped GaN for high-quality highly ordered crystalline layers up to 5µm thick. Read more Toshiba launches 1W and 0.6W white LEDs for lighting applications Semiconductor Today Tokyo-based semiconductor manufacturer Toshiba Corp has launched two new series of white LEDs: the 3.5mm x 3.5mm lens package 1W type TL1L2 series and the 3.0mm x 3.0mm flat package 0.6W type TL3GB series. Utilizing gallium nitride-on-silicon (GaN-on-Si) process technology developed for LED lighting, the new white LEDs realize a low forward voltage (VF) and low power consumption and can contribute to cost reductions, the firm says. For the TL1L2 series, VF is 2.85V at a forward current (IF) of 350mA. Luminous efficacy is 135lm/W (5000K, Ra70) at 1W operation (IF=350mA). Applications include sources for general lighting (including light bulbs, base lights, down lights and ceiling lights), street lights and floodlights. For the TL3GB series, VF is 5.76V at an IF of 100mA. Luminous efficacy is 118lm/W (5000K, Ra80) at 0.6W operation (IF=100mA). Applications include sources for general lighting (including light bulbs, base lights, down lights and ceiling lights). For both series, six color temperatures are available, from 2700K to 6500K. Mass production will start at the end of March. Read more Toshiba launches CSP white LEDs for lighting, cutting mounting area by 90% Semiconductor Today Tokyo-based semiconductor manufacturer Toshiba Corp has launched ultra-small chip-scalepackage (CSP) white LEDs for lighting applications that can reduce the mounting area by 90% compared to conventional 3.0mm x 1.4mm packaged products, the firm reckons. Toshiba’s chip-scale-package white LEDsPicture: Toshiba’s chip-scale-package white LEDs. The new products use gallium nitride-on-silicon (GaN-on-Si) and a new process technology that fabricates the elements of a packaged LED on an 8-inch silicon wafer. With a package size of just 0.65mm x 0.65mm, the LEDs are reckoned to be the industry’s smallest in the sub-watt class (1/41/2W) of white LEDs. However, they achieve luminous efficacy of 130lm/W (during 60mA operation) and what is claimed to be superior heat dissipation. Maximum forward current is 180mA. The color temperature is 5000K and the color rendering index (Ra) is 80 (minimum). Other planned color variants include 4000K, 3000K and 2700K. KnowMade GANEX | Newsletter No. 16 - III-N Technology 34 Using the new white LEDs makes it possible to achieve a narrow beam in small-size lighting equipment, says Toshiba. Applications of the TL1WK series LEDs are light sources for general lighting, including straight tube lights, light bulbs and ceiling lights. The TL1WK series LEDs are being showcased at the Light+Building 2104 trade fair in Frankfurt, Germany (30 March to 4 April). Sample shipments will start in April. Read more Samsung launches flip-chip LED packages and modules for size-sensitive lighting applications Semiconductor Today Picture: Samsung’s flip-chip on module solution. South Korea’s Samsung Electronics Co Ltd has introduced a new lineup of flip-chip LED packages and modules offering enhanced design flexibility and a high degree of reliability, for use in LED lighting such as LED bulbs, MR/PAR and downlights. “By utilizing an advanced flip-chip technology, Samsung has made significant improvements to its LED packages and modules,” says Bangwon Oh, senior VP, LED strategic marketing team. “Our new Samsung FC and FCOM solutions also strengthen our overall line-up of LED component solutions.” Samsung’s new flip-chip (FC) LED package and flipchip on module (FCOM) solutions feature what are claimed to be highly efficient and versatile LED structures, created by flipping over blue LED chips and adhering phosphor film to each of them. Unlike conventional LED packages that dispense phosphor and then place a plastic mold over each chip, Samsung’s FC package technology can produce LED packages down to a chip-scale size without any mold, enabling more compact lighting fixture designs. Samsung’s new FC and FCOM series can be driven at a current higher than that of conventional LED components, and have low thermal resistance. The low thermal resistance improves the reliability of the FC and FCOM solutions, resulting in higher flux and a decrease in the number of packages needed, plus a reduction in the size of the circuit board, reckons Samsung. Also, by attaching a cell film, each package gains uniform thickness and lower color deviation. The FC and FCOM solutions hence provide a high level of color consistency and ensure the chromaticity control of MacAdam 3-step ellipses. The new FC and FCOM LED solutions include a mid-power LED package (LM131A), a high-power LED package (LH141A) and an LED downlight module, all featuring the new flip chip technology. Flip-chip mid-power and high-power LED packages The LM131A and LH141A flip-chip packages feature compact form factors of 1.22mm x 1.22mm and 1.4mm x 1.4mm, respectively. By excluding a plastic mold, the two packages can function at a high current level in a highly reliable manner, even after long hour of use, says Samsung. These advantages make them suitable for use in LED lighting applications requiring a small form factor with high light output, including LED bulbs and spotlight products such as MRs and PARs. In addition, the use of a phosphor film assures color quality that satisfies the MacAdam 3-step, adds the firm. FCOM for LED downlight fixtures Compared to a chip-on-board (COB) engine, which has a fixed wattage, the new FCOM permits simple adjustments in the number of FC LED packages to make the module compatible with a variety of electrical drivers of different wattages, allowing greater design flexibility, says Samsung. Samsung’s flip-chip on module solutionPicture: Samsung’s flip-chip on module solution. To create a downlight with 1000lm output and 100lm/W luminous efficacy, the FCOMs require a 1.7cm x 1.7cm circuit. Such a small form factor suits size-sensitive LED lighting applications, including LED bulbs, MR/PAR spotlights, downlights and even cove lighting, the firm adds. The FCOMs satisfy the MacAdam 3-step and can support MacAdam 2-step (depending on user KnowMade GANEX | Newsletter No. 16 - III-N Technology 35 needs) due to the color consistency of the chips and a color rendering index (CRI) of at least 80. The new FCOMs also offer a range of correlated color temperatures (CCT), from 2700K to 5000K. The new LED solutions are being showcased in booth B04, Hall 6.2, at the Light and Building 2014 trade fair in Frankfurt, Germany (30 March – 4 April). The products will be available on the market in second-quarter 2014. Read more A $10 Revolution? Compound Semiconductor Flat as a pancake: Using mid-power Luxeon LEDs, SlimStyle uses 10.5W of power to put out some 800 lumens. Does the release of the $9.97 Philips' SlimStyle LED bulb represent a tipping point for the uptake of solid-state lighting? Compound Semiconductor investigates. Earlier this year, Philips unveiled the world's first flat light bulb, called 'SlimStyle'. In an unusual move, designers have flattened the bulb to boost its surface area so individual LEDs can be sufficiently spaced out to remain cool. Crucially, this removes the need for the heatsink found at the base of most bulbs. The 60W-equivalent soft white lamp boasts similar credentials to Cree's rival bulb, producing 800 lumens using 10.5W, offering 76.2 lumens per Watt with 25,000 hours of life. Admittedly, the 'SlimStyle' bulb doesn't provide the dazzling 93.8 lumens per Watt of its L Prize winning predecessor, but at $9.97, consumers can bask in an efficient and affordable glow. Right now, Philips is waiting on Energy Star certification; Cree has pipped the Dutch technology giant to the post here. But with each hitting the all-important $10 price point, Philips' SlimStyle 60W equivalent soft white bulb is Cree's only real competition, for the time being. Read more Soraa unveils LED AR111, PAR30 and PAR38 lamps Semiconductor Today Soraa Inc of Fremont, CA, USA, which develops solid-state lighting technology built on ‘GaN on GaN’ (gallium nitride on gallium nitride) substrates, has launched a full range of LED AR111, PAR30 and PAR38 lamps that will be available to ship in late second-quarter 2014. All Soraa lamps feature three-phosphor LEDs with a violet pump that enable benefits such as pointsource optics for uniform beams of high-intensity Violet 3-Phosphor (VP3) Natural White and VP3 Full-spectrum Vivid Color. Now, Soraa’s LED lamps are available in a portfolio of larger form factors essential for retail, hospitality and residential applications. Soraa’s large lamp portfolio of AR111, PAR30 Long Neck (LN), PAR30 Short Neck (SN) and PAR38 lamps achieve 1000 lumen output with VP3 Natural White and VP3 Vivid Color technology, defined by full-visible-spectrum, high-whiteness rendering, 95-CRI, and 95-R9. The family of large lamps will be available in 25°, 36° and 60° beam angles, and in a wide range of color temperatures. The AR111 is an important lamp for object lighting, requiring narrow spots, crisp beam edges, and no glare. With a peak intensity of 27,500Cd, Soraa’s 8°95-CRI/95-R9 AR111 is claimed to be the only LED product that matches halogen levels (50% higher than the nearest 80-CRI competitor). The PAR30LN and PAR30SN lamps offer what is claimed to be the only 8° narrow-spot option on the market without active cooling, achieving a center-beam intensity of 28,250Cd (more than twice the level of the nearest 80-CRI competitor)." Read more KnowMade GANEX | Newsletter No. 16 - III-N Technology 36 The 300 lm/W barrier broken by Cree LEDs in signage & professional displays to grow at 11.9% annually to $3.56bn in 2019 i-micronews Semiconductor Today Cree, Inc. (Nasdaq: CREE) records another significant LED milestone with the demonstration of 303 lumens per watt from a white, high-power LED. Reaching the landmark achievement much faster than previously believed possible, this result surpasses Cree’s previous R&D industry-best of 276 lumens per watt announced just over a year ago. Cree Reaches 303-LPW LED Milestone“This is truly an impressive accomplishment. Achieving this level of LED efficacy amplifies the potential for the solid-state-lighting industry to deliver smaller, lower-cost lighting solutions, and even largerthan-expected energy savings,” said Steven DenBaars, professor and co-director, Solid State Lighting and Energy Center, University of California, Santa Barbara. Cree reports that the LED efficacy was measured at 303 lumens per watt, at a correlated color temperature of 5150 K and 350 mA. Standard room temperature was used to achieve the results. “Relentless innovation is a driving force at Cree as we continue the pursuit of 100-percent LED adoption,” said John Edmond, Cree co-founder and director of advanced optoelectronics. “Pushing the boundaries of LED performance is critical to enhancing LED lighting designs, and this 303 lumens-per-watt result will enable more costeffective lighting solutions.” Read more Global consumption of packaged LED chips used in signage/professional displays will rise at an average annual rate of 11.9% from nearly $2bn in 2014 to $3.56bn in 2019, forecasts a new study from market research firm ElectroniCast Consultants. Demand is climbing for applications including indoor and outdoor signage/displays used in airports, shopping centers, roadways, sport venues, hospitals, hotels, business centers, and public transit vehicles and stations, says ElectroniCast. “In 2014, the use of LEDs in lighting, especially in signage and display applications, is fully set in the growth stage in the product life cycle (PLC), especially in digital signage and TV-type (commercial TV) displays and large-format displays (LFDs) sold through the B2B (business-tobusiness) activity,” says Stephen Montgomery, director of ElectroniCast’s LED Lighting market research group. “This application covers LEDs used in stationary and vehicle-based signs and displays,” he adds. “LEDs are used in building facades, airports and public transit stations, large outdoor video screens, digital billboards, sport/stadium displays, small indoor retail displays, food displays (restaurants/supermarkets), signs on taxis and destination signs on mass-transit vehicles, channel-lettering/light-boxes, LED/LCD TV screens (used exclusively for professional display purposes), and the list continues.” The market forecast covers standard-type versus high-brightness (HB)-type LEDs used in signage and professional displays. In terms of value, HBLEDs are forecast to maintain the market share lead. However, in terms of volume (the number of LEDs), standard-type LEDs dominate in market share, since there is a huge difference in average selling prices (ASPs) between HB-LEDs and standard LEDs, notes ElectroniCast. Read more KnowMade GANEX | Newsletter No. 16 - III-N Technology 37 Trifortune orders Aixtron MOCVD system for GaN LEDs on alternative substrates Semiconductor Today Deposition equipment maker Aixtron SE of Aachen, Germany says that Jiangsu Trifortune Electronic Technology Co Ltd of Jintan City, China has ordered an AIX G5 HT metal-organic chemical vapor deposition (MOCVD) system to develop gallium nitride (GaN)-based high-brightness lightemitting diodes (HB-LEDs). Trifortune was founded in May 2013. In phase one of its strategic business plan the firm made an initial investment into a pre-production demonstration line located at Shahe, Beijing. The new system will be equipped to handle 56x2inch wafers per run and will be installed at Trifortune’s R&D center. The developed process will be transferred to mass production in the Jiangsu area upon completion of the research. “We are developing GaN processes to grow LEDs on substrates that offer some advantages compared to the well-established sapphire substrates,” says Trifortune’s technical head Dr Hu. “To compete in the HB-LED market, there is a real need to achieve the maximum yield in our manufacturing process, so that products with better performance in lumen per dollar can be established. The AIX G5 HT system is widely acknowledged as having the top yields in LED mass production, along with excellently repeatable performance at high growth rates,” he comments. “We are very pleased to contribute to Trifortune’s success and to share our comprehensive expertise in optimization of epitaxy yields with them,” says Aixtron’s chief technology officer Andreas Toennis. Read more Altatech’s Orion LedMax wafer inspection and metrology system chosen by LED maker Osram Semiconductor Today Altatech of Montbonnot, near Grenoble, France (a subsidiary of Soitec since January 2012) has received an order for its Orion LedMax wafer inspection and metrology system from Osram Opto Semiconductors GmbH of Regensburg, Germany. Osram will use the tool to improve the performance, cost efficiency and yield of its LED processing operations. Suitable for both volume manufacturing and R&D applications, the inspection system will perform production control and new product qualification of Osram’s epitaxial wafers used in fabricating LEDs. Capable of inspecting wafers from 4-inches to 8inches in diameter, the Orion system combines the diverse capabilities of 2D inspection, defect height measurement and dark-field inspection in one platform, producing what are claimed to be the industry’s most thorough wafer-metrology results. The tool generates more information than just diffracted light signature, identifying potentially critical defects amid noisy backgrounds, providing superior matching performance and reducing maintenance costs, it is claimed. Orion offers the full range of inspection and metrology capabilities for front-end manufacturing process flows including incoming wafer qualification, process development and line monitoring. Proprietary Orion modules are designed to conduct front-side and back side surface inspection, edge inspection, bump and through-silicon via (TSV) metrology by detecting, counting and classifying defects on patterned and unpatterned wafers. Read more The LED Patent Landscape All LED Lighting Philips and Cree by one criterion hold the highestquality LED patent portfolios, while Samsung and LG have the raw numbers. Intellectual property consultancy iRunway has issued a preliminary report surveying the ground of patents held by the top IP players in the LED domain, with an emphasis on lighting. The PDF is freely downloadable. The majority of the 22,262 patents that iRunway identified were filed within the last five or ten years. While the report breaks down the issued patents to three levels of categories, we will be looking at overall numbers. The important distinction we'll maintain is that between the total number of patents a company holds, and the number of "seminal" patents. KnowMade GANEX | Newsletter No. 16 - III-N Technology 38 patenting practices have matured even before the technology itself has." Read more ELECTRONICS RFMD awarded $9.7m Air Force contract to produce first 6" mm-wave GaN-on-SiC Ics Semiconductor Today The table lists these overall numbers. The top 15 patent-holding organizations account for over 25% of all patents issued for LED technology and applications. Seminal patents Samsung and LG lead in total numbers of patents, but many of these are in areas touching on display and backlighting, not general lighting. Both of these consumer electronics giants turned their attention to lighting only in the last few years. Lately Samsung has been granted around 100 patents per year. Many of Philips's patents come by way of Lumileds (sponsor of this site), whose roots go back four decades under Hewlett Packard. Cree began patenting LED technology in the late 1980s. Contention A table on page 21 of the iRunway report summarizes who has been suing whom in the LED domain since 2011. Osram and Philips lead the roster, both as plaintiff and as defendant, being involved in 10 and 9 lawsuits respectively. On average the six companies -- Cree, GE, LG, Osram, Philips, and Samsung -- have been embroiled in six court challenges each. Considering all this activity and the considerable number of licensing and cross-licensing deals that have resulted from earlier struggles iRunway concludes, "By all appearances, the LED industry's RF Micro Devices Inc of Greensboro, NC, USA has signed a $9.7m agreement with the Manufacturing and Industrial Technologies Directorate within the US Air Force Research Laboratory (AFRL) to transfer and produce a 0.14μm gallium nitride (GaN) monolithic microwave integrated circuit (MMIC) technology. The technology will be scaled to 6”-diameter wafers using RFMD’s 6” GaN-on-silicon carbide (SiC) manufacturing line. “Through this Air Force contract we have the opportunity to establish the industry’s first 6-inch millimeter wave GaN-on-SiC process technology, allowing RFMD to expand our technology capabilities beyond 100GHz,” says Gorden Cook, general manager of RFMD Power Broadband. “We expect this new technology will not only enable a new class of affordable power MMICs for defense applications such as radar and military communications, but also commercial applications including cable TV networking, microwave backhaul and cellular infrastructure.” According to industry analyst firm Strategy Analytics, the GaN microelectronics market is expected to more than triple to $334m by 2017, representing a compound annual growth rate (CAGR) of 28%, driven by both military (radar, electronic warfare, communications) and commercial (power management, cellular, CATV, land mobile radios) applications. “AFRL has a distinguished history of developing high-performance technologies with an understanding of underlying physics that drive reliability,” says Cook. “RFMD plans to leverage AFRL’s experience to offer reliable, 0.14μm-gate GaN power technology for mass production in our US-based, open foundry.” GaN technology supports broad frequency bandwidths and high breakdown voltages in a small area. RFMD’s 6” GaN wafer offers 2.5-times KnowMade GANEX | Newsletter No. 16 - III-N Technology 39 more usable area over competing 4” GaN wafer platforms currently available, resulting in 2.5 times more RF power devices per wafer. Millimeter-wave GaN enables the best trade-off between key performance parameters such as power gain, bandwidth and efficiency for applications in the range of DC to over 100GHz, says RFMD." Read more EPC presenting DC-DC converter using eGaN HEMTs operating at 10MHz with 89% peak efficiency and ability to operate in harsh environments Semiconductor Today At the 39th annual Government Microcircuit Applications and Critical Technology (GOMACTech 2014) conference in Charleston, SC, USA (3 April), Alex Lidow, CEO & co-founder of Efficient Power Conversion Corp (EPC) of El Segundo, CA, USA, which makes enhancement-mode gallium nitride on silicon (eGaN) power field-effect transistors (FETs) for power management applications, will present results of a newly released family of eGaN high-electron-mobility transistors (HEMTs) designed for high-frequency operation in the 10MHz range. The presentation will also highlight the stability of the devices under radiation exposure, making them suitable for high-reliability applications. Enhancement-mode GaN transistors have been commercially available since 2010. They have since enabled significant efficiency improvement in commercial DC-DC converters in a variety of topologies and at a variety of power levels. Emode transistors have also demonstrated tolerance to gamma radiation and single event effects (SEE). Compared with radiation-tolerant power MOSFETs, GaN FETs offer improvements of up to a 40-fold in key switching performance figures of merits, says EPC. This enables designers of space-level power supplies to achieve the efficiencies of commercial state-of-the-art systems, the firm adds. “These GaN-on-silicon power transistors, designed for multi-megahertz switching converter applications, allow the designer of radiationtolerant systems to achieve power densities and efficiencies that equal the commercial state-ofthe-art,” says Lidow. Read more EPC introduces development board for highcurrent, high-stepdown buck converter applications Semiconductor Today Efficient Power Conversion Corp (EPC) of El Segundo, CA, USA, which makes enhancementmode gallium nitride on silicon (eGaN) power field-effect transistors (FETs) for power management applications, has introduced the EPC9016 half-bridge development board for highcurrent, high-stepdown-voltage, buck intermediate bus converter (IBC) applications using eGaN FETs. In this application two low-side (synchronous rectifier) FETs are connected in parallel, since they will be conducting for a much longer period compared to the single high-side (control) FET. EPC says that eGaN FETs have superior currentsharing capability compared with silicon MOSFETs, making them suitable for parallel operation. This development board expands upon EPC’s work on optimal layout based on ultra-low inductance packages. The optimum layout techniques that are used increase efficiency while reducing voltage overshoot and electromagnetic interference (EMI). The EPC9016 development board is a 40V maximum device voltage, 25A maximum output current, half-bridge featuring the EPC2015 eGaN FET with an onboard LM5113 gate driver. The halfbridge configuration contains a single top-side device and two parallel bottom devices and is recommended for high-stepdown-ratio buck converter applications such as point-of-load converters and buck converters for non-isolated telecom infrastructure. The development board is 2” x 1.5” and contains all critical components and layout for optimal switching performance. There are also various probe points to facilitate simple waveform measurement and efficiency calculation. EPC9016 development boards are priced at $130 each and are available from Digi-Key. A Quick Start Guide is included for reference and ease of use." Read more KnowMade GANEX | Newsletter No. 16 - III-N Technology 40 IQE delivers 200mm GaN-on-Si HEMT wafers to Singapore-MIT LEES next-generation CMOS program Semiconductor Today Epiwafer foundry and substrate maker IQE plc of Cardiff, Wales, UK has delivered the first 200mm (8”) gallium nitride-on-silicon wafers (GaN-on-Si) into the Singapore-MIT Alliance for Research and Technology Center’s Low Energy Electronic Systems (SMART-LEES) program. Despite the ever decreasing transistor linewidths and highly complex architectures being deployed by leading semiconductor companies globally, conventional CMOS is now rapidly reaching fundamental limits of silicon performance, notes IQE. This has led to many foundries and integrated device manufacturers (IDMs) actively developing compound semiconductor on silicon (CSoS) technologies in order to exploit the advantageous electronic, optical and power handling properties of compound semiconductors, while continuing to use the scale and cost structure of existing silicon semiconductor fabs, adds the firm. The SMART-LEES program in Singapore is developing (among other technologies) a comprehensive array of CSoS technologies to facilitate complete monolithic integration of CMOS and compound semiconductor circuits, in a way that allows the processing of wafers through conventional 200mm CMOS processing lines. In addition, design libraries will be developed to allow widespread adoption of these technologies across multiple end markets. IQE has now delivered 200mm GaN-on-Si highelectron-mobility transistor (HEMT) wafers to this program, which should enable the realisation of a new generation of RF device architectures, integrated with highly efficient power control circuitry. It is expected that further collaboration will quickly lead to a wide variety of other compound semiconductor combinations to be realised as part of the full array of CSoS technologies. “It has been clear for some time that conventional CMOS is no longer capable of continuing Moore’s law,” comments project leader Gene Fitzgerald, the Merton C Fleming Professor of Materials Science at MIT. “The ever increasing capital intensity of narrowing linewidths, coupled with the rapidly reducing performance benefit, means a new paradigm needs to be introduced. Compound semiconductors fully integrated on a silicon platform is a highly optimal solution, taking advantage of both the greatly superior performance of compound semiconductors in many applications, coupled with the cost benefits of the existing silicon fab infrastructure,” he adds. “Our program fully integrates III-V devices into the silicon design platform, resulting in the ability to develop fundamentally new circuit designs for a wide-range of applications,” Fitzgerald continues. The technologies will drive a new phase of growth in the semiconductor industry, believes IQE’s president & CEO Dr Drew Nelson. “Compound semiconductors have always been the next obvious choice to carry forward the silicon industry, and we are very excited about being a major part of the next revolution in fully integrated CMOS technology, bringing the next leap in performance across a great range of technologies.” Read more MACOM announces IP licensing program and supply deal with IQE for GaN-on-Si Semiconductor Today M/A-COM Technology Solutions Inc of Lowell, MA, USA (which makes semiconductors, components and subassemblies for analog, RF, microwave and millimeter-wave applications) has announced an IP licensing program that will make available its gallium nitride on silicon (GaN-on-Si) technology to select companies for use in RF applications. MACOM detailed recent progress in two areas critical to realizing its future vision of enabling the mainstream adoption of GaN as a large-scale RF semiconductor technology across the industry. As a first step, MACOM has announced a license and supply agreement that will enable IQE plc to use its patent-protected technology to manufacture GaN-on-Si epitaxial wafers at 4-, 6and 8-inch diameters in high-volume for RF applications. This move is expected to enable MACOM to deliver GaN RF products with breakthrough bandwidth and efficiency at mainstream 8-inch (200mm) silicon cost structures, and to enable IQE to accelerate GaN penetration into key target markets. MACOM also says that it is in active discussions to make GaN-on-silicon technology available to KnowMade GANEX | Newsletter No. 16 - III-N Technology 41 select companies for use in RF applications. The firm believes that establishing such large-diameter wafer manufacturing sources will be a key factor in driving mainstream, commercial adoption of GaN technology. Surety of supply is of critical importance in power-amplifier-dependent markets such as cellular base-stations, MACOM reckons. According to market research firm Strategy Analytics, power amplifier transistor revenue from base-stations will grow to more than $1bn in 2014. “We are nearing a watershed moment for the RF & microwave industry, promising breakthrough performance for compound semiconductors and leveraging large-scale silicon production facilities that operate at orders-of-magnitude greater economies of scale,” says MACOM’s president & CEO John Croteau. “Our recent acquisition of Nitronex and its portfolio of fundamental IP rights related to GaN-on-silicon materials, process, and device technology for RF applications provides us with the foundation for a licensing program that will help bring our vision of GaN performance at mainstream 8-inch silicon cost structures a reality,” he believes. As the world’s biggest supplier of compound semiconductor epitaxy (with the largest independent manufacturing capacity), IQE currently supplies over 50% of the world’s RF epiwafers, and is already established as the leading provider of GaN high-electron-mobility transistor (HEMT) wafers for RF, broadband, and military power amplifiers. IQE can hence achieve enhanced economies of scale, says MACOM, helping to build the wafer capacity and cost structure needed to grow the GaN market. Transistors for these applications have historically been fabricated using 3 inch and/or 4-inch (100mm) silicon carbide (SiC) substrates. To complement these products and increase market reach, IQE has developed and demonstrated growth of GaN HEMTs on industry-standard silicon substrates at wafer diameters of 100mm, 150mm and 200mm. IQE reckons that this technology, along with the comprehensive IP portfolio licensed from MACOM, will enable tremendous economies of scale, wafer capacity, and cost structure needed to advance the GaN market. “We are beginning to see very significant traction for GaN occurring in the compound semiconductor industry, across a wide range of applications,” comments IQE’s president & CEO Drew Nelson. “Our agreement with MACOM allows us to further penetrate this new market by bringing decades of high-volume production experience to create the necessary supply chain needed to accelerate GaN adoption,” he adds. “Combining GaN HEMT performance with lowcost and large diameter silicon substrates enables these wafers to be processed through existing high-volume silicon factories. Commercial availability of GaN HEMTs on 150mm and 200mm wafers represents a significant milestone toward the widespread adoption of this technology... We have already delivered MACOM 200mm diameter GaN-on-Si wafers, and we look forward to a powerful ongoing relationship,” Nelson continues. ”This partnership achieves a critical milestone in the mainstream commercializatin of GaN technology by establishing the manufacturing capability and capacity required to bring reliable, high-volume surety of supply to the industry,” believes Croteau. Read more Raytheon demonstrates GaN-on-diamond HEMT with 3x increase in power density over GaN-onSiC Semiconductor Today Raytheon Company of Waltham, MA, USA says that it has achieved another milestone for nextgeneration gallium nitride (GaN) radio-frequency (RF) semiconductor technology. Through the US Defense Advanced Research Projects Agency (DARPA) Near Junction Thermal Transport (NJTT) effort under the Thermal Management Technologies program, Raytheon’s team is replacing GaN’s current substrate silicon carbide (SiC) with diamond, a material with 3-5x higher thermal conductivity, to create GaN-on-diamond devices. Raytheon has demonstrated that GaN-ondiamond technology enables a 3x increase in transistor power density over GaN-on-SiC, overcoming a major barrier to unlocking the potential of GaN devices, it is reckoned. Data was obtained on a 10 x125μm GaN-on-diamond highelectron-mobility transistor (HEMT), a device representing a unit cell for constructing power amplifier monolithic microwave integrated circuits KnowMade GANEX | Newsletter No. 16 - III-N Technology 42 (MMICs), which are the foundation of solid-state RF transmitters and active electronically scanned arrays (AESAs). Raytheon says that this lattest result builds on prior successes, including its industry-first demonstrations of GaN-on-diamond transistors in 2009 and of GaN-on-diamond MMICs in 2011. “We are now inserting GaN into DoD systems while remaining focused on continuing to increase performance of this revolutionary semiconductor to provide our warfighters with the most advanced sensing, communications and electronic warfare capabilities in the world,” says Joe Biondi, VP of Advanced Technology for Raytheon’s Integrated Defense Systems (IDS) business in Tewksbury, MA. GaN-on-diamond offers performance improvement by reducing thermal resistance within the device and enabling GaN to be used at higher power densities, which can dramatically reduce the cost, size, weight and power of defense systems, says Raytheon. GaN is a core competency within Raytheon and an integral technology behind some of the its major programs, including the US Navy’s Air and Missile Defense Radar program (AMDR) and the Next Generation Jammer (NGJ) program. GaN’s unique qualities allow radar, electronic warfare and communications systems to be smaller, more affordable and highly efficient, says Raytheon. Raytheon also recently announced that, under the DARPA Microsystems Technology Office (MTO) Wide Bandgap Semiconductor (WBGS) program, it has systematically matured GaN from basic material to transistors, MMICs, transmit/receive (T/R) modules and finally transmit/receive integrated multi-channel modules (TRIMMs). Read more OTHER Ammono and Unipress devise fast, low-cost production of ammonothermal GaN Semiconductor Today Ammono S.A. in Warsaw, Poland, which produces bulk gallium nitride (GaN) using ammonothermal technology, and the Institute of High Pressure Physics of the Polish Academy of Sciences (Unipress) say they have conceived proprietary new technology that allows cheap and fast production of ammonothermal GaN on the basis of hybrid Ammono-HVPE GaN seeds. Ammonothermal gallium nitride is seen as a perfect material for performance-driven electronic and optoelectronic applications, which require very good crystal quality, says Ammono. An example is the laser diode, where output power and lifetime depend strongly on GaN substrate quality. Other examples are power transistors and Schottky diodes, where reliability is related primarily to the device’s crystalline structure and thus substrate quality. Last but not least, ultrahigh-brightness LEDs benefit tremendously from the substrate’s low dislocation density, which allows effective dissipation of the heat created during device operation. Competing GaN production technologies such as hydride vapour phase epitaxy (HVPE) or liquid phase epitaxy (LPE) use foreign (non-GaN) seeds, and the quality of the GaN material obtained in this way results in the manufacture of devices that, on a long-term scale, do not achieve the quality targets set by device makers, claims Ammono. This lower quality is reflected in many parameters, most importantly the dislocation density, which in the case of ammonthermal GaN is of the order of 104cm-2 whereas other technologies are at least two orders of magnitude worse, adds the firm. Ammono and Unipress have shown that using hybrid HVPE-ammonthermal approaches allows the manufacture of GaN material fulfilling the strict requirements of high-end applications. In the framework of a grant received from the Polish National Center for Research and Development (PBS1/B5/7/2012) it was shown that, by using ammonothermally grown GaN (as a seed), one can obtain high-quality free-standing HVPE-GaN (for details, see Appl. Phys. Expri 6, 075504 (2013)). Smooth GaN layers up to 2.5mm thick (crystallized with a stable growth rate of 240μm.hr-1) and of an excellent crystalline quality, without cracks, and with low threading dislocation density (5x104 cm-2) have been grown and then sliced from the Ammono-GaN seed wafers (see Figure). KnowMade GANEX | Newsletter No. 16 - III-N Technology 43 Gallium nitride device and substrate market to rise to $15.6bn by 2022 Semiconductor Today The structural properties of the free-standing HVPE-GaN do not differ from the structural properties of the Ammono-GaN seeds, notes the firm. Additionally, this is a high-purity material. According to the SIMS analysis the oxygen and carbon content is below 1016cm-3. The only silicon impurity is of the order of 3x1016cm-3. Thus, from the point of view of physical properties, the HVPE-GaN is of a much higher quality than the that obtained using MOCVDGaN/sapphire templates or GaAs crystals as seeds, it is claimed. Subsequently, the new material was used again as a seed for the ammonthermal process. As a result, a new kind of GaN crystal was grown (AmmonoHVPE-Ammono). Their characteristics were presented for the first time during the Gallium Nitride Materials and Devices IX conference at SPIE’s Photonics West 2014 event in San Francisco. A threading dislocation density of 2x105cm-2 and average full width at half maximum (FWHM) of 19 arcsec define the new ammonothermal material as top class compared with other existing GaN manufacturing approaches, claims Ammono. The new proprietary and patent protected technology allows high-volume, high-quality GaN seed replication, which will accelerate the spread of ammonthermal GaN to mass-market applications, the firm reckons. It will also allow Ammono-GaN production costs to be driven down in an aggressive way due to much faster availability of a vast population of high-quality GaN seeds, it concludes. Read more According to the report ‘Gallium Nitride (GaN) Semiconductor Devices (Discrete & IC) and Substrate Wafer Market by Technology, Application, Product, Device, & by Geography Forecast & Analysis to 2013–2022’ from MarketsandMarkets, the market is forecasted to reach $15.6bn by 2022. In particular, the specific sub-sector where GaN has an edge over established silicon-based counterparts is ‘Power Semiconductors & Electronics’. In terms of end-user applications, the two major upcoming sectors driving demand for GaN devices are the Industrial & Power sector and Communication Infrastructure sector. The Communication Infrastructure sector has found use for GaN power discretes, particularly transistors in power amplification, rectification, and high-frequency switching. GaN has turned out to be the technology of choice for most power semiconductor applications and is quickly replacing the existing silicon technology, reckons the report. Compared with pure silicon devices, the various properties of GaN such as a wider bandgap energy, high breakdown voltage, larger critical electric field, and higher thermal conductivity allow GaN devices to operate at higher voltages and high switching frequencies, and to handle higher power density, offering enhanced power efficiency. These properties allow GaN discretes such as Schottky diodes, FETs, HEMTs and the other advanced transistors to operate efficiently at much higher voltage levels, exceeding the limits of their counterpart silicon devices. GaN power semiconductors also help to reduce conduction and switching losses, offering higher efficiency in electronic systems. Currently, the major application segments of GaN power semiconductors are inverters (& converters), RF devices, power supply modules, and motor drives, used across all end-user sectors. The GaN power semiconductor device market is growing primarily due to penetration into the medium-voltage power electronics market and applications across all major end-user verticals. It is obvious that most revenue comes from the rising number of advanced power applications in KnowMade GANEX | Newsletter No. 16 - III-N Technology 44 the industrial, power, solar and wind sector and the sector's developing globally. GaN power devices draw most of their revenue from the Communication Infrastructure sector, focusing solely on replacing their silicon counterparts in various RF power devices, particularly in RF communication applications over the past few years. Regarding their features, GaN devices are smaller and lighter but tougher and more efficient than silicon devices, and can serve as replacements for their silicon counterparts, which have hit maturity. GaN devices and wafers also feature low sensitivity to ionizing radiation, and better stability in some radiation environments. They also have a future in solar cell arrays, satellites and high-end power appliances in the Military, Defense & Aerospace sector. These devices also have huge revenue potential in the automotive and transportation sector, mainly in electric vehicles & hybrid electric vehicles (EV/HEV). Since GaN power semiconductors have the potential to operate at higher temperatures, higher power levels and voltages, and high frequencies (microwave ranges), the number of applications is increasing continuously in various industries, including telecommunications, consumer electronics, automotive, industrial, power and clean-tech applications. Currently, GaN accounts for less than 1% of the total power semiconductor market (which currently amounts to $34bn, including power discrete and power ICs). However, over the next ten years, the entire base for power semiconductors & electronics players is expected to penetrate into this new value chain, rapidly increasing the percentage share. In particular, the GaN market's total competitive landscape had only a handful of players at the beginning of the last decade but quickly emerged into a significant network of key players for both power and optoelectronic semiconductor devices. Companies cited in the report include Aixtron SE, Azzurro Semiconductors AG, Cree Inc, Epigan NV, Fujitsu Ltd, International Quantum Epitaxy (IQE) plc, Koninklijke Philips N.V., Mitsubishi Chemical Corp, Nippon Telegraph & Telephone, RF Micro Devices Inc, Texas Instruments Inc, Toshiba Corp. Today's world includes many suitable power applications for GaN in several segments, such as power distribution systems, industrial systems, heavy electrical systems, turbines, heavy machinery, advanced industrial control systems, electro-mechanical computing systems etc, as well as several new power applications (clean-tech) including high-voltage direct current (HVDC), smart grid power systems, wind turbines, wind power systems, solar power systems, and electric & hybrid electric vehicles. Another application sector is ICT, with several communication application segments such as RF, radar, and satellite communications offering huge revenue potential due to the unbeatable ability of GaN to operate at high-frequency ranges (including microwave frequencies). The potential size of these markets is currently in the trillions, it is reckoned, making the total addressable market for GaN power semiconductors worth billions. Read more IP battle expected in next three years as GaN-onSi enters production Semiconductor Today GaN-on-Si technology has emerged naturally as an alternative to GaN-on-sapphire — the mainstream technology for LED applications. But today, despite potential cost benefits, the mass adoption of GaN-on-Si technology for LED applications remains unclear, notes market research firm Yole Développement. Most major LED makers have a patenting activity related to GaN-on-Si technology but, so far, few have made it the core of their strategy and technology roadmap. In contrast to the LED industry, Yole expects GaN-on-Si to be widely adopted by power electronics and RF applications because of its lower cost and CMOS compatibility. The growth of GaN-on-Si substrate was first reported in the early-1970s (T. L. Chu et al., J. Electrochemical Society, Vol. 118, p1200). Since the early 1990s, an increasing number of academics and industrial concerns have been involved in developing the technology. GaN-on-Si is now poised to meet a series of technical challenges. The high lattice mismatch between GaN and silicon results in a high density of defects (specifically, dislocations) in epitaxial layers. The KnowMade GANEX | Newsletter No. 16 - III-N Technology 45 high mismatch in the thermal coefficient of expansion (TCE) between GaN and silicon leads to a large tensile stress during cooling from the growth temperature to room temperature. The tensile stress can cause film cracking and concave bending of the wafer (warpage). These factors combine to make the reduction of both dislocation density and cracking/warpage a challenge. Knowmade’s patent investigation covers patents published worldwide up to December 2013. The patents addressing the above-mentioned challenges have been selected, and an in-depth analysis of patent holders and corresponding patented technologies has been conducted. The report does not include patents related to active layers or GaN-based devices. Fundamental patents describing a GaN-based compound semiconductor grown on a silicon substrate were filed before the 1990s, with the most significant assigned to Japan’s TDK and Fujitsu. In the early 1990s, Toyoda Gosei and the University of Nagoya filed the first concepts of a buffer layer for improving GaN crystallinity. Those fundamental patents have been followed by an ever increasing number of applications since 1995 as more companies competed in GaN-on-Si technology to meet the technical challenges and market demand, and to reduce manufacturing costs. Currently, the patented technologies reflect the significant improvements that have been made on key material issues such as dislocation density reduction and stress management for preventing cracking and warpage of the wafer. According to Knowmade’s analysis, GaN-on-Si intellectual property (IP) is mature enough to initiate mass production. Define your patent strategy with deep patent segmentation and a useful database Knowmade’s search strategy combines automated and manual screenings that have led to the selection of more than 560 relevant patent families. Those have been manually segmented by type (epitaxial layer, layer transfer) and organized in various technology segments that are analyzed in detail: defect reduction (ELOG, pendeoepitaxy, nanomasking, defect selective passivation etc), stress management (AlN-based interlayer, buffer engineering, patterned substrate, compliant substrate, etc), and buffer type (Al-containing single layer, compositionally graded AlGaN, superlattices, etc). For each segment, the report provides an analysis including the time evolution of patent filings, and identification of the key players and collaboration networks. More than 60 key patents have been identified on the basis of several indicators (family size, legal status, citations analysis, and impact in GaN-on-Si technology etc). Key players and new IP challengers More than 50 companies and academics are involved in GaN-on-Si IP, and most of the major GaN players are present in the list of the top patent applicants. Toyoda Gosei, Toshiba, Panasonic, Mitsubishi, Nitronex, Soitec, and Azzurro have strong IP portfolios related to GaNbased epitaxial layers on silicon, but Samsung, Dowa, LG, Sharp and NGK Insulators are becoming major forces in the GaN-on-Si IP landscape. Soitec and Sumitomo lead in patent filings related to GaN layer transfer onto silicon substrate. The report provides a ranking and analysis of the relative strengths of the top GaN-on-Si patent holders derived from their portfolio size, patent citations networks, countries of patent filings, and current legal status of patents. Based on this portfolio analysis, Knowmade has identified 15 major players profiled by the report, including a portfolio summary with patenting activity, patented technologies, key patents, granted patents near expiration, partnerships, and IP strength and strategy. Future of GaN-on-Si IP Currently, there are just a few players selling either epiwafers or template wafers - or both - on the open market. The number of commercial GaNon-Si device makers is also limited. Apart from a few noticeable IP collaborations (Nitronex/International Rectifier, Toshiba/Bridgelux, Soitec/Sumitomo, MACOM(Nitronex)/IQE), GaN-on-Si IP has not yet been widely used by companies as leverage to negotiate licensing and supply agreements, says Knowmade. So far, only a few cases of litigation have been observed. KnowMade GANEX | Newsletter No. 16 - III-N Technology 46 However, the existing IP covers all subjects related to the technical challenges, and the last five years have seen a reinforcement of critical patent filings by major GaN players (Toshiba, Samsung, LG, Sharp, NGK, Sumitomo, Soitec, Azzurro and Dowa). Furthermore, the GaN-on-Si industry is beginning to take shape, as evidenced by the recent interest of RF/power industry players in GaN-on-Si technology (e.g. the acquisition of Nitronex by MACOM) and the desire of several firms to move to the production stage (Toshiba, Samsung etc). An IP battle should hence be expected in the next three years, concludes Knowmade and Yole Développement." Read more “With an increased competition in the MOCVD industry, the leaders are still getting most of the equipment business in a recovering LED frontend equipment market”, says Yole Développement Semiconductor Today “Following the strong growth of the LED TV market in 2010, the MOCVD industry competition increases. But, today, we still do not see any impact on the market structure … The 3 leaders are still there for a long time.”, explains Pars Mukish, Senior Analyst, LED at Yole Développement. Yole Développement announces this week its new LED report dedicated to frontend equipment market. Under this report, Yole Développement’s analysts give a better understanding of the LED front-end manufacturing technical trends. They describe the supply chain and each related process steps. They also details key players and their positioning in this industry. LED Front-End Equipment Market report includes market metrics from 2014 to 2019 at both LED devices and material/equipment levels. LED epitaxy equipment market has always been of central interest to equipment manufacturers due to its high average selling price (ASP), strong profitability, and large market volume (compared to other equipment markets). “Since 2010, more than 20 players (mostly from Asia) have tried to enter the MOCVD reactor market but without real success: in 2013, these new suppliers represented only 3% of market share (only +2% compared to 2010)”, explains Pars Mukish, Yole Développement. This situation arises for two main reasons: New entrants have missed the first 2 LED growth cycles (small display and large display applications) that have allowed leaders to build their expertise and know-how as well as their networks (sales office, training center…). Even big names, such as Applied Materials, did not achieve access to these markets. Revenue collected during the 2010-2011 investment cycle (a total of more than $2 billion for MOCVD reactors, with > 90% going to Aixtron and Veeco) have allowed Veeco and Aixtron to slash ASP and initiate a price war to lever further market entry barriers. The current LED front-end industry is largely driven by cost reduction (as technological evolutions are reaching their saturation point). The main strategy developed by a new MOCVD reactor supplier is to focus on decreasing cost of ownership through a new heating system, new gas flow design, and increased automation (…). However, even if this is the best and only strategy to adopt, we do not expect new entrants to have a big increase in future market share as the finances and expertise of the Big 2 far surpass any of their competitors. At short term, only two types of suppliers (outside of the Big 3) will survive: Suppliers that develop collaboration with some big LED manufacturers. KnowMade GANEX | Newsletter No. 16 - III-N Technology 47 Chinese suppliers that are able to scrape together bits and pieces of the huge local market. Under this report, Yole Développement presents a detailed analysis of the LED MOCVD reactor industry, detailing key players but also new entrants. It also highlights new strategies developed by these new entrants, future evolution of the industry … Read more IQE’s revenue and profits rise strongly, driven by robust wireless business and diversification Semiconductor Today For full-year 2013, epiwafer foundry and substrate maker IQE plc of Cardiff, Wales, UK has reported record revenue of £126.8m, up 44% on 2012’s £88m (despite an adverse second-half currency impact as sterling appreciated 3% against the US dollar). However, this includes £30.9m from Kopin Wireless (the MOCVD-based HBT epiwafer manufacturing business of Kopin Corp of Taunton, MA, USA, acquired in January 2013). For second-half 2013 (compared with first-half 2013, on a constant currency basis), wireless sales were up 3% and photonic sales were up 12%. “IQE’s core wireless division has again delivered a robust performance, with continued growth despite a significant downstream inventory correction in the major chip companies due to softness in the high-end smartphone market,” says chief executive Dr Drew Nelson. “As a direct result of our customer risk mitigation strategy, which we have executed over the last 18 months and completed with the acquisition of Kopin Wireless, we are much less sensitive to market share shifts between the major chip supply companies,” he adds. For full-year 2013 compared with full-year 2012, adjusted profit before tax (PBT) was up 51% from £8.6m to £13m. Adjusted fully diluted earnings per share (EPS) was up 43% from 1.4p to 2p. Cash inflow from operations (before exceptional items) was up from £4.7m to £16.2m. Cash conversion has more than doubled, from 51% to 111%. During second-half 2013, net debt rose from £15.5m to £34.4m, but this was due primarily to £25m of debt to part fund the Kopin acquisition. IQE says that the integration of Kopin Wireless has been reflected in strong operational performance and major customer service awards. In particular, operational efficiency has improved through the benefit of synergies including sharing best practice and economies of scale. The firm is on track to eliminate duplicate overheads through the consolidation of operations without any loss of capacity or technology, saving more than £7m on an annualised basis. “Concerns in the UK over the last year that silicon CMOS would significantly damage the compound semiconductor industry have proved unfounded and are not reflected in our financial performance nor in our customers’ expectation of future longterm demand drivers,” says Nelson. “Wireless remains an attractive market for us over the coming years, with demand continuing to be driven by the proliferation of wireless applications and the need for sophisticated GaAs chips to deal with the explosive growth in data traffic,” continues Nelson. “Beyond this, the next waves of innovation which will drive handset-replacement cycles are likely to include lasers and sensors using compound semiconductor technology, for gaming, 3D image capture, gesture recognition, and sensing for a variety of applications including healthcare monitoring devices,” he adds. “Our business diversification strategy also gained strong traction, and we achieved a number of significant technical and commercial milestones during 2013 which reflect the strong progress made in our other key markets including photonic sensors and lasers, advanced solar (CPV), power semiconductors, infrared, LED and advanced electronics,” says Nelson. IQE notes that its concentrated photovoltaics (CPV) commercialization strategy has been strengthened by the acquisition this month of its stake in CPV cell maker Solar Junction Corp (SJC) of San Jose, CA, USA by a strategic investor. In particular, a robust supply chain is being established and qualification is progressing well, says IQE. IQE says it is making progress on its diversification strategy through new product development and qualifications, including: a major three-year supply contract with Philips for vertical-cavity surface-emitting laser (VCSEL) applications (announced last October); KnowMade GANEX | Newsletter No. 16 - III-N Technology 48 a new 150mm VCSEL product for high-volume applications (launched in mid-March); the achievement of record VCSEL energyefficiency and speed performance (announced in February and March, respectively); the development of silicon photonics technology (reported in late January); and the world’s first 150mm indium antimonide (InSb) substrates for infrared applications (launched at Photonics West 2014 in February); IQE states that the reorganization of its business into market streams reflects confidence of strong growth in emerging markets and revenue diversification. “IQE is at the forefront of the enabling technologies that are at the very heart of many of the 21st-century trends and products,” says Nelson. “We are confident that the group is well positioned for continued growth in earnings and cash flow in 2014 and beyond.”" Read more Hittite To purchase keragis assets - The acquisition will enable Hittite to provide high power gallium arsenide and gallium nitride wideband amplifiers i-micronews Hittite Microwave Corporation has entered into a definitive agreement to buy substantially all the assets of Keragis Corporation. Keragis is a provider of high power, wideband amplifier modules, located in San Diego, California. The purchase price was not disclosed. This acquisition expands Hittite’s power amplifier (PA) portfolio and capabilities. This union combines Hittite’s capabilities of design and manufacture of high performance integrated circuits (ICs), modules and subsystems with Keragis’ patented wideband high power amplifier module products. “Keragis’ power amplifiers in combination with Hittite’s semiconductor technologies, synthesizer and up/down converter module portfolio will allow Hittite to expand its system content in both military and commercial applications that include electronic warfare, radar, communications, and test equipment,” says Rick Hess, President and CEO of Hittite. Keragis’ PAs use both GaAs and GaN semiconductor technologies. The closing of the transaction is expected to occur within the next 90 days. Read more SAMCO to distribute Valence Equipment’s MOCVD systems Process Semiconductor Today Valence Process Equipment Inc (VPE) of Branchburg NJ, USA has signed an agreement for SAMCO International of Kyoto, Japan to distribute its metal-organic chemical vapor deposition (MOCVD) equipment. The agreement gives SAMCO exclusive distribution rights in Japan as well as non-exclusive rights to sell the products in other areas including China, South Korea and Europe. VPE has developed a novel MOCVD reactor for gallium nitride (GaN)-based devices including high-brightness LEDs for solid-state lighting. The system’s unique, patented design reduces consumption of expensive gases and metalorganic precursors by up to 40% in comparison with competing products, the firm claims. VPE’s initial product was the GaN-500 reactor, announced in 2011, with a current capacity of 59x2” or 18x4” wafers. The firm recently released the GaN-550 MOCVD reactor, with a capacity of 72x2” or 20x4” wafers. SAMCO is an established provider of dry etch, plasma CVD and surface treatment systems for compound semiconductor applications, including wide-bandgap materials (e.g. for RF devices, LEDs and laser diodes). While gaining market share in Japan, it is expanding its sales in Europe and North America. Recently, SAMCO placed a focus on selling nextgeneration production equipment for GaN power devices. The addition of MOCVD strengthens SAMCO’s product line-up, as MOCVD, plasma CVD, dry etching and surface treatment systems can be bundled to provide a ‘on- stop solution’ for users involved in GaN semiconductor applications. As part of the agreement, SAMCO will purchase and install a GaN-550 MOCVD system in its facility in Kyoto for customer demonstrations. Installation is planned for July and the system will be used to develop novel power device epitaxial structures KnowMade GANEX | Newsletter No. 16 - III-N Technology 49 on large-diameter wafers in collaboration with a key customer. “We are delighted to embark on this partnership with a highly respected and capable company like SAMCO,” comments VPE’s CEO & founder Frank Campanale. “Our MOCVD system complements SAMCO’s existing product range and creates a unique suite of products for the GaN semiconductor community”. Read more Riber makes profit in 2013 despite revenue falling 14% Semiconductor Today After reporting revenue for full-year 2013 in late January, Riber S.A. of Bezons, France, which manufactures molecular beam epitaxy (MBE) systems as well as evaporation sources and effusion cells, has now reported its full earnings figures. Revenue was €23.5m for 2013, down 14% on 2012’s €27.4m. Of this, MBE system revenue of €16.9m was down 13% on 2012’s €19.4m. No production machines were sold in 2013 (compared with 2 in 2012). However, this was partly offset by sales of systems to research customers rising from 15 in 2012 to 17. Riber says that, during the past year, it has further strengthened its positions in research markets in order to limit the significant downturn affecting industrial markets due to their current excess capacity. Revenues from services and accessories (€5.3m, down 13% from €6m) and cells and sources (€1.3m, down 35% on €2m) are down 18% overall, due primarily to the weak level of demand in 2013 from industrial customers. Sales of cells for new markets - organic light-emitting diodes (OLEDs) and thin-film solar - have remained sluggish, pending the next wave of capacity investments in South Korea. However, this decrease has been limited by the development of sales of MBE effusion sources to R&D customers. Gross profit was €7.5m in 2013 (down 17% from €9.1m), representing gross margin of 32.2% of revenue (down only slightly from 33.2%). More specifically, the 1-point drop in margin reflects the provisioning for inventories, with a net charge of €0.2m for 2013, compared with a €0.6m reversal in 2012. Also, operating expenses are down year-on-year, notably benefiting from the policy rolled out by Riber at the beginning of 2013 to reduce its fixed costs. Hence, Riber still made a net income of €0.2m (1% of revenue), albeit down from €1.9m (7% of revenue) in 2012. During 2013, cash reserves fell from €3.6m to €1.7m, factoring in the high level of billing at the very end of the year and the ramping up of innovation efforts during the year. Despite a lower level of business, the firm generated +€1.2m in cash flow from operations in 2013. In view of the results for 2013 and the requirements for financing innovation, Riber’s management board will not be submitting a proposal for a dividend at the general meeting on 3 June. At the end of February, order backlog was €7.4m (up from €7m at the end of 2013), with six research systems to be delivered from secondquarter 2014 and significant levels of orders for services and accessories. The firm says that it is currently seeing an increase in deals for the R&D MBE market. Riber says that in 2014 it is focusing its efforts on: promoting its new Compact 21 DZ R&D MBE system; extending its range of MBE effusion sources, and continuing to make gains in market share; developing thin-layer complex material deposition equipment, particularly for the buoyant OLED flat-screen sector; over the longer term, incorporating MBE into the silicon manufacturing chain (for III-V on silicon materials, etc). Riber’s technological expertise, its presence in South Korea, and the quality of its research partnerships represent strong assets to support these developments." Read more KnowMade GANEX | Newsletter No. 16 - III-N Technology 50 PATENT APPLICATION More than 147 new patents were published between 2014-03-24 and 2014-04-20. Patent Applicants Number of new patents Fujitsu 9 Toyoda Gosei 6 Epilight Technology 6 ITRI 5 Nanjing Univ. 4 Sumitomo 4 Toshiba 4 Inst. Of Microelectronics (Chinese Academy Of Sciences) 4 Samsung 3 Furukawa 3 Intel 3 Osram 3 Fuji Electric 3 International Rectifier 3 Transphorm, LG Innotek, OKI Electric Industry, HC Semitek, Infineon, Dowa, SaintGobain, Seoul Semiconductor, Sixpoint Materials, Soraa, TSMC, glo, Mitsubishi, Hitachi, Sharp, Bosch, Canon, Imec, Renesas, Rohm, Sanken Electric, Covalent Materials, Tekcore, Translucent … New patent applications selected by Knowmade Gallium nitride power devices Vertical nitride-based light emitting diode having ohmic contact pattern and method of manufacturing the same Publ. Nb: US2014103399 Patent Assignee: Transphorm (US) Publ. Nb: US2014106483 Patent Assignee: Samsung (KR) Enhancement mode III-nitride devices are described. The 2DEG is depleted in the gate region so that the device is unable to conduct current when no bias is applied at the gate. Both gallium face and nitride face devices formed as enhancement mode devices. Provided is a vertical nitride-based LED including a first electrode; a first nitride semiconductor layer that is disposed on the first electrode; an active layer that is disposed on the first nitride semiconductor layer; a second nitride KnowMade GANEX | Newsletter No. 16 - III-N Technology 51 semiconductor layer that is disposed on the active layer; an ohmic contact pattern that is disposed on the second nitride semiconductor layer; a second electrode that is disposed on the ohmic contact pattern; and a bonding pad that is electrically connected to the second electrode and disposed on the second nitride semiconductor layer. horizontal-direction growth region (320b) comprising a nitride semiconductor spread in the c-axis direction from each of the plurality of crystal-growth seed regions, the interval (S width) between adjacent crystal-growth seed regions being at least 20 .mu.m. Nitride semiconductor structure, laminate structure, and nitride semiconductor lightemitting element Publ. Nb: WO2014051761 Patent Assignee: Intel (US) High breakdown voltage III-N depletion mode mos capacitors Publ. Nb: WO2014054284 Patent Assignee: Panasonic (JP) A nitride semiconductor structure having an m surface as a primary surface, wherein the structure is provided with a plurality of crystalgrowth seed regions (130) comprising a nitride semiconductor extending at an angle in a range of 0-10deg. in relation to an a-axis, and a III-N high voltage MOS capacitors and System on Chip (SoC) solutions integrating at least one III-N MOS capacitor capable of high breakdown voltages (BV) to implement high voltage and/or high power circuits. Breakdown voltages over 4V may be achieved avoiding any need to series couple capacitors in an RFIC and/or PMIC. In embodiments, depletion mode III-N capacitors including a GaN layer in which a two dimensional electron gas (2DEG) is formed at threshold voltages below 0V are monolithically integrated with group IV transistor architectures, such as planar and non-planar silicon CMOS transistor technologies. In embodiments, silicon substrates are etched to provide a (111) epitaxial growth surface over which a GaN layer and III-N barrier layer are formed. In embodiments, a high-K dielectric layer is deposited, and capacitor terminal contacts are made to the 2DEG and over the dielectric layer. KnowMade GANEX | Newsletter No. 16 - III-N Technology 52 Light-Emitting Diodes on Concave Texture Substrate Publ. Nb: US2014087505 Patent Assignee: TSMC (TW) A semiconductor device having light-emitting diodes (LEDs) formed on a concave textured substrate is provided. A substrate is patterned and etched to form recesses. A separation layer is formed along the bottom of the recesses. An LED structure is formed along the sidewalls and, optionally, along the surface of the substrate between adjacent recesses. In these embodiments, the surface area of the LED structure is increased as compared to a planar surface. In another embodiment, the LED structure is formed within the recesses such that the bottom contact layer is non-conformal to the topology of the recesses. In these embodiments, the recesses in a silicon substrate result in a cubic structure in the bottom contact layer, such as an n-GaN layer, which has a nonpolar characteristic and exhibits higher external quantum efficiency. Normally-off high electron mobility transistor Publ. Nb: EP2713402 Patent Assignee: Samsung Electronics (KR) A normally-off high electron mobility transistor (HEMT) includes: a channel layer (120) having a first nitride semiconductor, a channel supply layer (130) on the channel layer, a source electrode (161) and a drain electrode (162) at sides of the channel supply layer, a depletionforming layer (140) on the channel supply layer, a gate insulating layer (150) on the depletionforming layer, and a gate electrode (170) on the gate insulation layer. The channel supply layer includes a second nitride semiconductor and is configured to induce a two-dimensional electron gas (2DEG) in the channel layer. The depletion-forming layer has at least two thicknesses and is configured to form a depletion region in at least a partial region of the 2DEG. The gate electrode contacts the depletion-forming layer. Group-III nitride semiconductor element and method for manufacturing same Publ. Nb: WO2014049885 Patent Assignee: DOWA Electronics Materials (JP), Wavesquare (KR) Provided is a high-quality group-III nitride semiconductor element in which the generation not only of x-shaped cracks extending from the vicinity of a corner to the center portion of a semiconductor structural part but also of dotshaped cracks occurring in the center section is suppressed. Also provided is a method for efficiently manufacturing said group-III nitride semiconductor element. This group-III nitride semiconductor element is characterized by including a support body (146A) and two semiconductor structural parts (114) provided on the support body (146A), the shape of the KnowMade GANEX | Newsletter No. 16 - III-N Technology 53 lateral cross section of the semiconductor structural parts (114) being substantially quadrilateral. The two semiconductor structural parts (114) are positioned so that one side surface (150A) of one of the semiconductor structural parts (114) faces one side surface (150A) of the other semiconductor structural part (114), and the support body (146A) covers the remaining three side surfaces (150B, 150C) of the four side surfaces of each of the semiconductor structural parts (114). Vertical microelectronic component corresponding production method and Publ. Nb: US2014084299 Patent Assignee: Robert Bosch (DE) AlN inter-layers in III-N material grown on DBR/silicon substrate Publ. Nb: US8680507 Patent Assignee: Translucent (US) A DBR/gallium nitride/aluminum nitride base grown on a silicon substrate includes a Distributed Bragg Reflector (DBR) positioned on the silicon substrate. The DBR is substantially crystal lattice matched to the surface of the silicon substrate. A first layer of III-N material is positioned on the surface of the DBR, an interlayer of aluminum nitride (AlN) is positioned on the surface of the first layer of III-N material and an additional layer of III-N material is positioned on the surface of the inter-layer of aluminum nitride. The inter-layer of aluminum nitride and the additional layer of III-N material are repeated n-times to reduce or engineer strain in a final III-N layer. A vertical microelectronic component includes a semiconductor substrate having a front side and a back side, and a multiplicity of fins formed on the front side. Each fin has a side wall and an upper side and is separated from other fins by trenches. Each fin includes a GaN/AlGaN heterolayer region formed on the side wall and including a channel region extending essentially parallel to the side wall. Each fin includes a gate terminal region arranged above the GaN/AlGaN heterolayer region and electrically insulated from the channel region in the associated trench on the side wall. A common source terminal region arranged above the fins is connected to a first end of the channel region in a vicinity of the upper sides. A common drain terminal region arranged above the back side is connected to a second end of the channel region in a vicinity of the front side. 2405 route des Dolines, CS 10065 06902 Sophia Antipolis, France contact@knowmade.fr www.knowmade.com KnowMade GANEX | Newsletter No. 16 - III-N Technology 54
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