Dry Eye Syndrome
Transcription
Dry Eye Syndrome
P&T DIGEST A PEER-REVIEWED COMPENDIUM OF FORMULARY CONSIDERATIONS DRY EYE SYNDROME • Historical perspectives • Prevalence and economic implications • Etiology of disease • 2003 AAO guidelines for treatment • Drug-therapy review • Pharmacoeconomic data Continuing education credit for physicians and pharmacists sponsored by The Chatham Institute • Proper medication use SUPPLEMENT TO M A N A G E D Care Vol. 12, No. 12 December 2003 This program is supported by an educational grant from Allergan A B O U T T H I S P U B L I C AT I O N P&T DIGEST A PEER-REVIEWED COMPENDIUM OF FORMULARY CONSIDERATIONS Chief Medical Editor John D. Sheppard, MD, MMSc Faculty Eric D. Donnenfeld, MD Richard G. Fiscella, RPh, MPH Jan D. Hirsch, PhD Henry D. Perry, MD Steven E.Wilson, MD Editor Michael D. Dalzell Consulting Editor John A. Marcille Contributing Editors Tony Berberabe Bob Carlson Frank Diamond William W. Edelman Linda Felcone Maxine Losseff Jack McCain Paula Sirois Design Director Philip Denlinger Group Publisher Timothy P. Search, RPh Director, New Product Development Timothy J. Stezzi Eastern Sales Manager Scott MacDonald Senior Account Manager Blake Rebisz Midwest Sales Manager Terry Hicks Director, Production Services Waneta Peart MANAGED CARE (ISSN 1062-3388) is published monthly by MediMedia USA Inc., at 780 Township Line Road,Yardley, PA 19067.This is Volume 12, Issue 12. Periodical postage paid at Morrisville, Pa., and at additional mailing offices. POSTMASTER: Send address changes to MANAGED CARE, 780 Township Line Road,Yardley, PA 19067. Prices: $10 per copy, $93 per year in the USA; $120 per year elsewhere. Send letters to the editor c/o Frank Diamond, MANAGED CARE, 780 Township Line Road,Yardley, PA 19067. Letters may be edited for length and clarity. E-mail: editors@managedcaremag.com. Phone: (267) 685-2788; fax (267) 685-2966; circulation inquiries (267) 685-2782. Copyright ©2003 MediMedia USA Inc. A Tool for Formulary Decision Makers T he understanding of keratoconjunctivitis sicca (KCS), also known as dry eye syndrome, has changed in the past 5 years. Until recently, it was thought to have been due to aqueous insufficiency. Today, it is understood that KCS is a multifactorial disease that also involves inflammation of the ocular surface and lacrimal gland, neurotrophic deficiency, and meibomian dysfunction. This change in understanding, reflected in the 2003 AAO Dry Eye Syndrome Preferred Practice Pattern that is summarized herein, has led to the development of new and effective medications. This peer-reviewed publication gives physicians and pharmacists who serve on pharmacy and therapeutics committees up-to-date information about the most efficacious and cost-effective medical treatments available. Relatively little published data exist in a centralized format about medical therapies for dry eye syndrome, compared with information about other chronic conditions. This publication, a digest of existing knowledge and best practices, serves as a valuable tool for formulary decision makers and is an important contribution to the medical literature. Editorial Advisory Board John D. Sheppard, MD, MMSc Chairman, Editorial Advisory Board and Chief Medical Editor P&T Digest | Dry Eye Syndrome Program Director, Department of Ophthalmology Eastern Virginia Medical School Norfolk, Va. Richard G. Fiscella, RPh, MPH Assistant Director, Clinical Services/Ambulatory Care University of Illinois at Chicago (UIC) Hospital Department of Pharmacy Clinical Associate Professor UIC Department of Pharmacy Practice Clinical Coordinator UIC Eye and Ear Infirmary Chicago This publication is made possible by an educational grant from Allergan. P&T DIGEST A PEER-REVIEWED COMPENDIUM OF FORMULARY CONSIDERATIONS DRY EYE SYNDROME John D. Sheppard, MD, MMSc Chief Medical Editor P&T DIGEST A PEER-REVIEWED COMPENDIUM OF FORMULARY CONSIDERATIONS DRY EYE SYNDROME Continuing education objectives and accreditation statements .......................................................4 INTRODUCTION Dry Eye Moves Beyond Palliative Therapy ................................6 Keratoconjunctivitis sicca, or dry eye syndrome, is a complex condition characterized by inflammation of the ocular surface and tear-producing glands. When dry eye is controlled, there is significant potential for improved quality of life and cost savings. JOHN D. SHEPPARD, MD, MMSC OVERVIEW Dry Eye: Prevalence, Utilization, and Economic Implications .........................................................9 Epidemiological reports worldwide vary, but about one in seven American adults may experience frequent symptoms of dry eye syndrome. Untreated disease drives unnecessary resource utilization and poses risks for expensive complications. MICHAEL D. DALZELL ETIOLOGY Inflammation: A Unifying Theory for the Origin of Dry Eye Syndrome ..................................................................14 Dry eye syndrome has been difficult to diagnose and treat, due to its heterogeneity. These difficulties are being overcome, however, as evidence of a common etiology emerges. An inflammatory mechanism appears to underlie the condition. STEVEN E. WILSON, MD DETECTION AND TREATMENT Guidelines for the Treatment of Chronic Dry Eye Disease...20 Recently released guidelines from the American Academy of Ophthalmology provide a framework for managing this chronic disorder. With the treatment approaches outlined in this article, symptoms and signs can be alleviated and the potential for ocular surface damage and impaired vision can be minimized. JOHN D. SHEPPARD, MD, MMSC PHARMACOTHERAPEUTIC OPTIONS Medications for Dry Eye Syndrome: A Drug-Therapy Review.............................................................26 Early interventions attempted to replace water lost from the tear film. Emerging therapies are directed at underlying inflammation. This new focus uses pharmacologic agents to manage dry eye disease and to control or reverse corneal damage. HENRY D. PERRY, MD ERIC D. DONNENFELD, MD COST-EFFECTIVENESS Considerations in the Pharmacoeconomics of Dry Eye..........33 Until recently, all treatments for dry eye have been palliative. A new treatment, cyclosporine A ophthalmic emulsion, addresses the disease’s underlying causes. It warrants pharmacoeconomic analysis to determine its place in managed care. JAN D. HIRSCH, PHD CHRONIC THERAPY Issues in the Use of Preservative-Free Topicals ........................39 Preservative-free ophthalmologic agents can be easily contaminated once the patient opens the container. Clinicians must acknowledge this and protect patients from using contaminated medication and to assure optimal clinical outcomes. HENRY D. PERRY, MD ERIC D. DONNENFELD, MD CONTINUING EDUCATION Post-test .......................................................................................42 Physician CME answer sheet/evaluation form ........................43 Pharmacist CPE answer sheet/evaluation form.......................44 Cover art: Paul Klee, 1914, 217 St. Germain near Tunis (Inland) 21.8 x 31.5 cm Watercolor on paper Musée national d'art moderne, Centre Georges Pompidou, Paris © 2003 Artists Rights Society (ARS), New York / VG Bild-Kunst, Bonn S E L F - S T U DY CO N T I N U I N G E D U C AT I O N AC T I V I T Y P&T DIGEST Dry Eye Syndrome GENERAL INFORMATION CONTINUING EDUCATION Continuing education credit is offered to physicians and pharmacists who read pages 6 through 41 of this publication, complete the post-test on pages 42 and 45, and fill out the appropriate evaluation form on either page 43 (physicians) or 44 (pharmacists). Medical accreditation The Chatham Institute is accredited by the Accreditation Council for Continuing Medical Education (ACCME) to provide continuing medical education for physicians. The Chatham Institute designates this educational activity for a maximum of 3.0 category 1 credits toward the AMA Physician’s Recognition Award. Each physician should claim only those credits that he/she actually spent in the activity. This activity has been planned and implemented in accordance with the ACCME Essential Areas, Elements, and Policies. PURPOSE AND OVERVIEW This activity is designed to educate health care practitioners and managed care professionals about current and emerging treatments for dry eye syndrome. Recent developments in the etiology of dry eye have triggered the development of new pharmacotherapeutic treatment strategies, prompting physicians, patients, and payers to request information about the status and effectiveness of current and emerging therapies.The content of this program was developed on the basis of faculty perceptions of significant trends or issues. Educational objectives After reading this publication, the participant should be able to: 1. Describe the etiology of dry eye syndrome, or keratoconjunctivitis sicca (KCS), and risks of untreated disease. 2. Outline the prevalence of KCS and the economic implications thereof. 3. Review the American Academy of Ophthalmology guidelines for treatment of KCS and design appropriate treatment for patient care. 4. Explain the mechanisms of action of pharmacotherapies for KCS. 5. Summarize pharmacoeconomic data of emerging anti-inflammatory agents for KCS. 6. Identify considerations in proper handling and administration of preservative-free topical agents for KCS. Target audiences Managed care organization medical directors and pharmacy directors; practicing primary care physicians, ophthalmologists, and pharmacists; members of pharmacy and therapeutics committees. Continuing education credit sponsored by The Chatham Institute. 4 P&T DIGEST Pharmacy accreditation The Chatham Institute is approved by the American Council on Pharmaceutical Educa® tion (ACPE) as a provider of continuing pharmaceutical education. This activity provides 3.0 contact hours (0.3 CEU) of continuing education for pharmacists. Credit will be awarded upon successful completion of the post-test and the activity evaluation. ACPE Universal Program Number (UPN): 812-000-03-016-H01. Release date: Dec. 15, 2003. Expiration date: Dec. 15, 2004. Medium: Journal supplement. Planning committee members John D. Sheppard, MD, MMSc, professor of ophthalmology, microbiology, and immunology, Eastern Virginia Medical School; Timothy P. Search, RPh, group publisher, MANAGED CARE, published by MediMedia USA; Michael D. Dalzell, editor, custom publications, Managed Markets Publishing Group, MediMedia USA. S E L F - S T U DY CO N T I N U I N G E D U C AT I O N AC T I V I T Y PRIMARY FACULTY Eric D. Donnenfeld, MD Founding Partner Ophthalmic Consultants of Long Island Lynbrook, N.Y. Jan D. Hirsch, PhD Director, Clinical Research Prescription Solutions Costa Mesa, Calif. Henry D. Perry, MD Senior Founding Partner Ophthalmic Consultants of Long Island Lynbrook, N.Y. John D. Sheppard, MD, MMSc, acknowledges grant and research support from Alcon, Allergan, Bausch & Lomb, Ciba Vision, GlaxoSmithKline, Insite Pharmaceuticals, Isis Pharmaceuticals, Ista Pharmaceuticals, Lumenis, Novartis, Santen, and Science-Based Health. He has consulting relationships with Allergan, Bausch & Lomb, Ciba Vision, Insite Pharmaceuticals, Isis Pharmaceuticals, Ista Pharmaceuticals, Novartis, Santen, and Science-Based Health. He is on speaker’s bureaus for Alcon, Allergan, Bausch & Lomb, Ciba Vision, GlaxoSmithKline, Lumenis, Novartis, Santen, and ScienceBased Health. Steven E.Wilson, MD, acknowledges a consulting relationship with Allergan. He is on the speaker’s bureau for Allergan. PUBLISHER’S STATEMENT John D. Sheppard, MD, MMSc Professor of Ophthalmology, Microbiology, and Immunology Eastern Virginia Medical School Norfolk,Va. Steven E.Wilson, MD Professor and Chairman, Department of Ophthalmology Grace E. Hill Professor in Vision Research University of Washington Seattle Conflict-of-interest policy and disclosures of significant relationships As an accredited provider, The Chatham Institute requires that its faculty comply with ACCME Standards for Commercial Support of Continuing Medical Education and disclose the existence of any significant financial interest or any other relationship a faculty member may have with the manufacturer(s) of any commercial product(s) or device(s). It also requires the faculty to disclose discussion of off-label uses in their presentations. The opinions expressed herein are those of the symposium faculty, and do not necessarily reflect the views of Allergan Inc.,The Chatham Institute, or the publisher, editor, or the editorial boards of this publication or those of the journals MANAGED CARE and P&T. Clinical judgment must guide each clinician in weighing the benefits of treatment against the risk of toxicity. Dosages, indications, and methods of use for products referred to in this special supplement may reflect the clinical experience of the authors or may reflect the professional literature or other clinical sources, and may not necessarily be the same as indicated on the approved package insert. Please consult the complete prescribing information on any products mentioned in this special supplement before administering. Eric D. Donnenfeld, MD acknowledges grant and research support from Allergan. He also has a consulting relationship with Allergan. Richard G. Fiscella, RPh, MPH acknowledges grant and research support from Allergan, Merck, and Pharmacia. He has consulting relationships with Allergan, Merck, and Pharmacia. Jan D. Hirsch, PhD, acknowledges stock ownership in Allergan. Henry D. Perry, MD, acknowledges grant and research support from Allergan. He also has a consulting relationship with Allergan. DRY EYE SYNDROME 5 INTRODUCTION INTRODUCTION Dry Eye Moves Beyond Palliative Therapy JOHN D. SHEPPARD, MD, MMSC1 Eastern Virginia Medical School SUMMARY Keratoconjunctivitis sicca, or dry eye syndrome, is a complex condition characterized by inflammation of the ocular surface and tear-producing glands. Emerging awareness of the etiology of dry eye has led to the development of highly effective therapy.When dry eye is controlled, there is significant potential for cost savings. D ry eye syndrome, also known as keratoconjunctivitis sicca, is a common condition reported by patients who seek ophthalmologic care. Knowledge of the pathophysiology of dry eye has made significant strides in recent years; today, what was once thought to be a simple matter of the eye not producing sufficient tear flow is understood within the ophthalmologic community to be a multifactorial disease. Many family physicians and payers, however, may still perceive dry eye to be little more than an irritation and thus may not be aware of emerging specific potent therapies. Research has shown that dry eye is a complex condition, the hallmark of which is inflammation of the ocular surface and tear-producing glands (Stern 1998). This awareness has fostered the development of highly effective anti-inflammatory therapies. These treatments boast the potential for dramatic advances in quality of life for millions of people whose condition interferes with activities of everyday living. Improved patient satisfaction and clinical outcomes alone should be the raison d’être for this volume of P&T Digest, which seeks to promote awareness of dry eye and innovative treatment strategies. The reality of medical practice in a managed care environment, however, is that therapy must not only be effective, but cost efficient. Anti-inflammatory therapy carries prospects for favorable pharmacoeconomics, in terms of reduced office visits and avoidance of complications, let alone enhanced 6 P&T DIGEST patient satisfaction. When it comes to formulary considerations, health plans seek data that demonstrate each drug’s therapeutic effectiveness and potential for cost offset. The information herein is intended to help pharmacy and therapeutic committees with this task. ETIOLOGY AND PREVALENCE The theory and epidemi- John D. Sheppard, MD, MMSc ology of dry eye and therapeutic considerations are discussed at length elsewhere in this volume of P&T Digest. In general, dry eye comprises a heterogeneous assortment of conditions involving aqueous insufficiency, inflammation of the ocular 1 John D. Sheppard, MD, MMSc, received a Masters in Medical Science and his MD from Brown University on a full Armed Forces Health Professions Scholarship. He spent four years with the U.S. Navy as 6th Fleet medical officer and chief of Family Practice. He completed his Ophthalmology residency at the University of Pittsburgh Eye and Ear Institute and a 30-month fellowship in corneal diseases, uveitis, third-world blindness, and ocular immunology at the Proctor Research Foundation at the University of California–San Francisco. In 1989, Sheppard joined Virginia Eye Consultants and the ophthalmology, microbiology, and immunology faculty of Eastern Virginia Medical School, where he now serves as Ophthalmology program director and as clinical director of the Thomas R. Lee Center for Ocular Pharmacology. Sheppard has served as an associate examiner for the American Board of Ophthalmology for seven years and is now a mentor examiner. He has participated as principal investigator in more than 45 clinical research trials. Sheppard has authored more than 100 peer-reviewed abstracts, articles, and chapters. He received the American Academy of Ophthalmology Honor Award in 1995. INTRODUCTION surface and lacrimal glands, neurotrophic deficiency, and meibomian gland dysfunction. Iatrogenic disease, in which topical prescription medications create hypersensitivity or toxicity in the eye and oral medications create lacrimal hyposecretion, also can induce symptoms of dry eye. Estimates of the prevalence of dry eye syndrome vary widely (see the following chapter, beginning on page 9), but as many as 40 million Americans may either have symptoms of dry eye or remain at risk for it. Postmenopausal women may be the largest risk group, due to decreases in hormonal levels that can lead to loss of antiinflammatory protection and decreased lacrimal function. Individuals with concomitant inflammatory conditions, particularly allergies, asthma, and collagen vascular disease, are also at risk. Patients who have had eye surgery that could compromise the neurogenic support of the cialty — making it difficult to diagnose and treat ocular conditions adequately in a family physician’s office, clinic, or emergency room. NEW TREATMENT, COST-SAVING POTENTIAL Before medical research transformed our understanding of dry eye, treatment had been limited to the use of artificial tears, ointments, and such nonpharmacologic therapies as punctal occlusion, environmental control, moisture-retaining eyewear, and surgery. Each had limited effectiveness, and few produced lasting improvement in patients’ quality of life. Today, dry eye can be treated successfully with antiinflammatory agents, the most beneficial of which is topical cyclosporine. In four multicenter, randomized, controlled clinical studies of approximately 1,200 patients with moderate to severe keratoconjunctivitis sicca, HUMAN FACTORS — QUALITY OF LIFE AND PATIENT SAFETY — SHOULD MERIT CONSIDERATION WHEN DECISIONS ABOUT ACCESS TO NEW MEDICATIONS ARE MADE. ocular-surface epithelium — LASIK, transplants, or older extracapsular cataract procedures, for instance — could have moderate to severe dry eye, but this condition is frequently unrecognized. This suggests at least some degree of undiagnosed disease that belies published estimates of prevalence; more importantly, these groups, taken together, make up a sizeable universe of dry eye candidates, with an equally impressive price tag. This impressive demographic emphasizes the importance of early detection and effective treatment, not only from the perspective of function or comfort, but also in terms of recognition of what may be a systemic disease with potentially devastating effects on the individual. Patients with dry eye are at direct risk for potentially blinding infections, including bacterial keratitis (Lemp 1997), and they present with higher risks for routine procedures, such as LASIK. Indirectly, dry eye can be a marker for secondary conditions. The cornea has more nociceptors or pain receptors per square millimeter than any other place in the body, making it one of the most painful targets of diffuse autoimmune conditions. The ophthalmologist or primary care physician, then, must be attuned to the likelihood that a systemic disease is behind the patient’s complaints of dry eye. Family physicians should always refer complaints of dry eye to an ophthalmologist. Ocular problems are unique — unfamiliar to many other physicians, in part because the instrumentation is foreign to every other spe- cyclosporine ophthalmic emulsion (0.05 percent) demonstrated statistically significant increases in Schirmer wetting at 6 months (Allergan 2003). This is the first prescription product for dry eye targeting well beyond palliative therapy, addressing the root inflammation of dry eye. Thus, demand for cyclosporine within this patient population may well prove to be high. If so, this product will get the attention of managed care pharmacy directors and, one hopes, that of medical directors as well. Managed care organizations are routinely criticized for looking at expenditures in silo fashion, yet new systemic agents increasingly demonstrate a marked potential for offsetting nonpharmacy costs. When dry eye is controlled, there is significant potential for cost savings in a number of areas: complication costs, overutilization costs, opportunity costs, and intangibles. Some complication costs are derived from sequelae of untreated dry eye and can be significant. For instance, bacterial keratitis, mentioned earlier, is costly and can lead to corneal transplantation — a $20,000 procedure. Other complication costs can result from elective surgery. There are 1.5 million laser procedures and another 1.5 million cataract surgeries annually in the United States (Moretti 2000, Desai 2001), and dry eye is a potential complication of both procedures. When surgical patients take longer to heal and require more follow-up visits, there is added expenditure to the system. Overutilization cost offsets represent another group DRY EYE SYNDROME 7 INTRODUCTION of potential savings. Some of these are easily identified, such as decreased use of artificial tears or reduced officevisit utilization that stems from poor patient satisfaction and compromised lifestyle due to dry eye symptoms. Until very recently, practitioners have been able to offer patients only palliative therapy; many of these individuals jump from physician to physician in search of relief from their progressively debilitating condition. In their modest way, these patients chronically and unnecessarily tax the health care system. Other overutilization costs are more subtle. The more than 3 million elective eye procedures each year in the United States often involve patients who are predisposed to dry eye; cataract patients, for instance, tend to be older, while some LASIK patients dislike their contact lenses — often because their dry eyes make wearing contacts irritating or unbearable. Some of these elective procedures can, in fact, be avoided altogether by controlling the dry eye. Yet another group of potential savings is in opportunity costs outside the health care system. These include indirect costs, such as loss of productivity attributed to morbidity, and reduced comfort and convenience to patients. Bacterial keratitis may result in permanent scarring. Without a corneal transplant, these patients can suffer loss of effectiveness relative to areas such as work performance, night driving, caring for family members, or engaging in a favorite activity. The projections can play out in various ways — a prospective fiscal analysis of this nature would hinge on the variables selected for study. Nevertheless, when opportunity costs are factored in, the overall costs to the health care system and to society are logarithmically accelerated. Finally, intangibles include a satisfied patient population being offered a first-in-class drug therapy that represents a new paradigm in dry eye treatment. Contented patient clients reflect well on any health care organization, creating goodwill, an open dialog, new patient referrals, less confrontation, and more personable and appropriate access patterns. NONECONOMIC CONSIDERATIONS Opportunity costs could never be reflected in a health plan’s bottom line or in a P&T committee analysis. Yet, human factors — members’ quality of life, client satisfaction, and patient safety — merit consideration when decisions about access to new medications are made. Dry eye is the most prevalent chronic ocular surface disease. Ophthalmologists share the frustration experienced by patients for whom artificial tears and punctal occlusion are ineffective. These treatments also are inconvenient; in such environments as airplanes, dry climates, or heated or air conditioned rooms, some patients 8 P&T DIGEST must apply artificial tears several times each hour, with little lasting relief exacerbated by protracted blurred vision. Health plans can improve the satisfaction of millions of members who have moderate to severe dry eye disease by imparting appropriate access to newer treatments. Further gains might also be achieved through tasteful and intellectually sound marketing of newly available technology to selected existing patients, physicians, and potential clients. Rightly, such publicity should be limited through concerns regarding creation of excessive unnecessary demand. Safety is a primary ingredient in the success of outcomes-driven medical practice. With the knowledge that has been obtained through study of the pathogenesis of dry eye, our approach to treatment has changed accordingly; over the past few years, ophthalmologists have begun to prescribe custom formulations of cyclosporine for dry eye patients. While these formulations have been reasonably efficacious in treating disease, they can be uncomfortable, difficult for patients to obtain, and — as off-formulary compounds — expensive for patients (Wilson 2001). Moreover, these compounds inherently possess a more threatening side-effect profile than do products that have or will eventually receive approval from the U.S. Food and Drug Administration. We have learned that dry eye is a systemic disease and that it responds well to cyclosporine anti-inflammatory therapy. Agents coming to market and in development have altered the paradigm of treatment radically. This is an exciting time for medical professionals and for patients, who undoubtedly will clamor for access to these therapies. As new therapeutic options become available, an opportunity exists to create standards for their utilization that balances everyone’s interests while making them accessible to people who will benefit the most from them. REFERENCES Allergan, Irvine, Calif. 2003. Restasis prescribing information. Available at: «http://www.restasis.com/RestasisPI.pdf». Accessed March 27, 2003. Desai M, Pratt LA, Lentzner H, Robinson KN. Trends in vision and hearing among older Americans. U.S. Centers for Disease Control and Prevention, National Center for Health Statistics. 2001:3. Available at: «http://www.cdc.gov/nchs/data/agingtrends/02vision.pdf». Accessed March 27, 2003. Lemp MA, Chacko B. Diagnosis and treatment of tear deficiencies. In: Tasman W, Jaeger E, eds. Duane’s Clinical Ophthalmology. Philadelphia: Harper and Row. 1997. Moretti M. U.S. laser vision correction market explodes. Eye World. 2000;12:29–31. Stern ME, Beuerman RW, Fox RI, et al. The pathology of dry eye: the interaction between the ocular surface and lacrimal glands. Cornea. 1998;17(6):584–589. Wilson SE. Dry Eye Disease: New Paradigm, New Treatment? Research to Prevent Blindness, New York. 2001. OVERVIE W OVERVIE W Dry Eye: Prevalence, Utilization, and Economic Implications MICHAEL D. DALZELL1 D ry eye syndrome is believed to affect more than 4 million Americans (Schein 1997). The nature of the condition, however, suggests that the universe of individuals with untreated disease — whether the symptoms are ocular or otherwise in origin — may be larger. Dry eye is a common disorder, characterized by inflammation of the ocular surface and lacrimal glands. Often, dry eye symptoms serve as a marker for systemic illness. This would suggest that health plans and practitioners that place an emphasis on detection and treatment of dry eye syndrome — sometimes dismissed as a trivial complaint — will benefit from improved clinical and financial outcomes. Beyond considerations of systemic illness, untreated dry eye itself can lead to corneal damage and visual impairment (Lemp 1987). The next several pages provide a statistical snapshot of dry eye syndrome: its prevalence, populations at risk, potential complications, associated conditions, the demands dry eye places on health care utilization, and the ramifications for payers. 1 Michael D. Dalzell is editor of P&T DIGEST and is managing editor of MANAGED CARE, a peer-reviewed journal. EPIDEMIOLOGY The most commonly cited estimate of prevalence in the United States is derived from a population-based study of 2,482 elderly people in Maryland. About 1 in 7 subjects age 65 to 84 reported symptoms of dry eye often or all of the time. Extrapolated to the general population, Schein (1997) estimated that 4.3 million Americans in this age cohort suffer from ocular irritation and that 1 million have diagnosable disease. Moss (2000) reported similar overall prevalence (14.4 percent) in a larger cohort (3,722 subjects between ages 48 and 91). While Schein found no correlation of disease with age or sex, other researchers have made such associations. Moss noted that after age 59, prevalence more than doubled. A separate Australian study of 926 subjects age 40 and older found generally higher prevalence of dry eye in women (Figure 1). FIGURE 1 Prevalence by age and sex % 35 31.8 Clinical signs of dry eye (%)* 30 31.3 Symptoms of dry eye (%)† 25 20.0 20 15 13.6 12.6 10.0 10 6.0 5.9 5 4.1 4.7 6.9 6.3 2.5 3.2 4.4 3.9 6.3 4.7 2.5 2.4 0 Sex: Age: F M 40–49 F M 50–59 F M 60–69 F M 70–79 F M 80–89 * As diagnosed by one or more tests. † Self-reported symptoms, not including subjects with hay fever. SOURCE: MCCARTY 1998 DRY EYE SYNDROME 9 OVERVIE W EPIDEMIOLOGY, continued ology of dry eye. As such, definitions of dry eye syndrome have differed from study to study, making results incomparable (Brewitt 2001).This is complicated by the lack of a standardized clinical testing protocol to diagnose the condition. The effect of this diagnostic void is illustrated in Figure 3. In one study, four diagnostic tests yielded wide differences in results among patients who complained of one or more severe dry eye symptoms; the tests also varied greatly in their ability to discriminate between signs and symptoms. Relatively few patients received diagnoses compatible with their symptoms. Claims-based studies Claims-based prevalence estimates provide a different perspective from population-based studies. Claims studies measure the impact of symptoms that require medical attention — a perspective that is valuable to payers. In one study of claims data in a managed care environment covering 12 million lives, researchers noted a strong connection between dry eye and both advancing age and sex (Figure 2). Females were more likely to have a dry eye-related diagnosis or procedure.Women experienced a sharp increase in prevalence earlier than men — around age 45, or roughly the onset of menopause. FIGURE 3 Test used to detect clinical signs FIGURE 2 Rates of diagnoses and procedures, by age and sex Percentages are of patients reporting ≥1 severe symptom Test result (%) Rate per 100,000 33 1997 Abnormal (diagnosis) 1653.4 1998 Normal (no diagnosis) 1427.8 20 18 12 9 8 9 9 689.6 567.7 385.9 273.0 221.8 319.6 Fluorescein Rose bengal Schirmer Tear-film breakup Figures are rounded to nearest whole percentage point. SOURCE: MCCARTY 1998 Female Male Age <65 Age ≥65 Each of these diagnostic tests has limited usefulness when performed alone, yet performing multiple tests is rarely feasible or cost-effective. Pflugfelder (1998) has proposed an algorithm for determining the diagnostic utility of tests. Meanwhile, the emerging recognition of dry eye as a multifactorial inflammatory condition may lead to consensus on diagnostic testing, as well as a more thorough understanding of iatrogenic contributions to dry eye syndrome. SOURCE:YAZDANI 2001 Explaining variability in prevalence Epidemiological studies of dry eye syndrome in the United States and other countries suggest wide differences in prevalence.The difficulty in pinpointing the extent of disease stems, in part, from a previous lack of understanding of the etiHIGH-RISK POPULATIONS FOR DRY EYE SYNDROME • • • • • • • • Inflammatory disease (vascular, allergy, asthma) Autoimmune diseases (RA, lupus, colitis) Peri- and postmenopausal women and HRT patients Diabetes mellitus Thyroid disease Sjögren’s syndrome Corneal transplantation Previous keratitis or corneal scarring • Extracapsular or intracapsular large-incision cataract surgery • Laser in situ keratomileusis (LASIK) • Systemic medications (diuretics, antihistamines, psychotropics, cholesterol-lowering agents • Contact lens wear • Environmental conditions (allergens, cigarette smoke, wind, dry climate, air travel, chemicals, some perfumes) ADAPTED FROM: AAO 2003, BREIL 2002, MCCARTY 2000, MOSS 2000, SCHAUMBERG 2001 10 P&T DIGEST OVERVIE W UTILIZATION TRENDS Low patient satisfaction has been documented among individuals with moderate to severe dry eye syndrome (Lubniewski 1990).The chronic symptomatology of dry eye, as well as relatively ineffective traditionally available treatment modalities, spawns frustration and high health-resource utilization among patients seeking relief from the condition. Office visits In the Schein (1997) study, 73 percent of subjects who reported frequent dry eye symptoms visited an eye care professional in the past year. A smaller survey, conducted among patients participating in phase 2 trials of a cyclosporine A topical preparation for dry eye syndrome, found that 60 percent of dry eye patients visited a physician more than twice in the past year for their symptoms (Nelson 2000). Forty-two percent of these patients had undergone punctal occlusion at least once in the past. Surveys of subpopulations have identified higher office utilization and frequent visits; Hirsch (1998), for instance, reported that 89 percent of Sjögren’s dry eye patients visited an ophthalmologist an average of 3.1 times per year for their symptoms, and more than one fourth of all subjects had visited other physicians at least once in the past year for their condition. Pharmaceutical interventions A recent study of resource utilization among nonSjögren’s dry eye patients found high utilization of medical therapies — among products specifically designed to treat dry eye symptoms as well as other drugs (Figures 4 and 5). FIGURE 4 Medications used by dry eye patients In the past 3 months Used regularly or always (subset of “used at all”) Used at all Lubricant ointments Lubricant drops 13% Used at all: 87% Not used 16% 40% 44% 61% Used at all: 56% Used at all: 40% 60% FIGURE 5 Additional medications used to treat dry eye symptoms In the past 3 months Analgesics 12.8% Antibiotics 5.7% Anti-inflammatory agents 5.7% Any additional medications 27.0% SOURCE: NELSON 2000 Future trends With the advent of medical therapy that addresses the underlying inflammatory nature of dry eye syndrome, there is potential for increased patient satisfaction — and, thus, fewer office visits and reduced utilization of tear substitutes and other pharmaceutical therapies. Studies that document this potential are reported in the chapter on pharmacoeconomics that begins on page 33. DRY EYE SYNDROME 11 OVERVIE W ECONOMIC IMPLICATIONS Relatively few data exist on direct and indirect costs of dry eye and its sequelae. Likely, this is due to the fact that until recently, when the etiology of this common disease became more fully understood, dry eye was viewed largely as an irritant and not necessarily a serious condition worthy of medical attention. Nelson (2000) challenged this view from an economic standpoint, arguing that older treatment modalities can lead to unacceptable costs and progressive use of health care resources. Emerging scientific knowledge about dry eye may prompt payers or the government to conduct comprehensive data analyses of the economic impact of dry eye. Moss also examined lifestyle factors, finding a surprise protective effect of caffeine and a contributing factor in multivitamin use (Figure 7).This research also identified an opportunity for physicians to counsel patients who smoke or drink heavily. FIGURE 7 Lifestyle factors* Behavior Odds ratio2 Current smoker Multivitamin use FIGURE 6 Prevalence of comorbidities* Condition Odds ratio2 Arthritis 1.91 History of gout 1.42 History of thyroid disease 1.41 Diabetes 1.38 Total-to-HDL -to-HDL cholesterol cholesterol ratio† ratio† 12 P&T DIGEST 1.31 Caffeine 0.75 * Adjusted for age and sex. 95-percent confidence interval. SOURCE: MOSS 2000 Dry eye is a direct complication of large-incision cataract procedures, corneal transplantation, and LASIK. Moss reported a 1.39 odds ratio in patients who had undergone any sort of lens surgery, while Breil (2002) found that dry eye is one of the most common postoperative complications of LASIK. Indirect costs Dry eye syndrome has the potential to reduce employee productivity significantly. In one study, dry eye patients experienced an average of 184 work days of reduced productivity, at an estimated annual cost of $5,362 per individual (Kozma 2000). Another study — this of a subset of dry eye patients, those with Sjögren’s syndrome — indicated that symptoms interfered with the activities of daily living in all but 29 days of the year (Figure 8). FIGURE 8 Interference with activities Days per year among Sjögren’s patients Days lost from work: 5 Leisure days with symptom interference: 123 Days worked with symptoms: 208 0.93 * Adjusted for age and sex. 95-percent confidence interval. † Per increment of 1 unit. SOURCE: MOSS 2000 1.41 History of heavy alcohol use Direct medical costs and complications Small-scale models have been developed to estimate the cost of office visits, drugs, and procedures attributed specifically to dry eye. In one study, the cost of managing and treating dry eye patients with palliative medications, punctal plugs, and surgery, over the course of 1 year, was $357,050 for an organization covering 500,000 lives (Lee 2000).The authors speculated that a more effective dry eye intervention could improve cost effectiveness by decreasing patient demand for physician visits and procedures. The multifactorial nature of dry eye makes a full accounting of direct medical costs complex. Because dry eye can be a marker for systemic illnesses, costs of treating dry eye symptoms are often figured under other diagnoses. Moss (2000) used a logistic model to calculate factors associated with dry eye, including arthritis and diabetes.This research also discovered a protective effect in total-to-HDL (highdensity lipoprotein) cholesterol ratio (Figure 6). 1.82 SOURCE: HIRSCH 1998 No reported effects: 29 2 An odds ratio is calculated by dividing the odds in the treated group by the odds in the control group. Factors that cause harm have an odds ratio >1.0. An odds ratio of 2.0 represents a 100-percent increased risk. OVERVIE W SUMMARY Dry eye syndrome is far more prevalent than previously considered.There are significant comorbidities, associated diseases, and behavioral and environmental factors that may contribute to the severity of dry eye. Dry eye syndrome has significant economic implications, including costs associated with increased health care utilization, missed school and work, and leisure and quality-of-life issues. Dry eye presents important economic challenges to patients, physicians, and health care delivery organizations. REFERENCES AAO (American Academy of Ophthalmology). Preferred Practice Pattern: Dry Eye Syndrome. San Francisco: AAO, 2003. Breil P, Frisch L, Dick HB. Diagnosis and therapy of LASIKinduced neurotrophic epitheliopathy. Ophthalmologe. 2002;99:53–57. Brewitt H, Sistani F. Dry eye disease: the scale of the problem. Surv Ophthalmol. 2001;45(suppl2):S199–S202. Hirsch JD, Kozma CM,Wojcik AR, Reis B. Economic and quality of life impact of dry eye symptoms: a Sjögren’s patient survey. Invest Ophthalmol Vis Sci. 1998;39:S65. Abstract. Kozma CM, Hirsch JD,Wojcik AR. Economic and quality of life impact of dry eye symptoms. Poster presented at the Annual Meeting of the Association for Research in Vision and Ophthalmology, April 30–May 5, 2000, Ft. Lauderdale, Fla. Lee JT,Teale CW. Development of an economic model to assess costs and outcomes associated with dry eye disease. Poster presented at the 2000 Spring Practice and Research Forum of the American College of Clinical Pharmacy, April 2–5, 2000, Monterey, Calif. Lemp MA. Recent developments in dry eye management. Ophthalmology. 1987;94:1299–1304. Lubniewski AJ, Nelson JD. Diagnosis and management of dry eye and ocular surface disorders. Ophthalmol Clin North Am. 1990;3:575–594. McCarty CA, Bansal AK, Livingston PM, et al.The epidemiology of dry eye in Melbourne, Australia. Ophthalmology. 1998;105:1114–1119. McCarty DJ, McCarty CA. Survey of dry eye symptoms in Australian pilots. Clin Experiment Ophthalmol. 2000;28:169–171. Moss SE, Klein R, Klein BE. Prevalence and risk factors for dry eye syndrome. Arch Ophthalmol. 2000;118:1264–1268. Nelson JD, Helms H, Fiscella R, Southwell Y, Hirsch JD. A new look at dry eye disease and its treatment. Adv Ther. 2000;17:84–93. Pflugfelder SC,Tseng SC, Sanabria O, et al. Evaluation of subjective assessments and objective diagnostic tests for diagnosing tear-film disorders known to cause ocular irritation. Cornea. 1998;17:38–56. Schaumberg DA, Buring JE, Sullivan DA, Dana MR. Hormone replacement therapy and dry eye syndrome. JAMA. 2001;286:2114–2119. Schein OD, Munoz B,Tielsch JM, et al. Prevalence of dry eye among the elderly. Am J Ophthalmol. 1997;124:723–728. Yazdani C, McLaughlin T, Smeeding JE,Walt JG. Prevalence of treated dry eye disease in a managed care population. Clin Ther. 2001;23:1672–1682. DRY EYE SYNDROME 13 ETIOLOGY ETIOLOGY Inflammation: A Unifying Theory For the Origin of Dry Eye Syndrome STEVEN E. WILSON, MD1 Cole Eye Institute, Cleveland Clinic Foundation SUMMARY Dry eye syndrome has been difficult to diagnose and treat, due to its heterogeneity. These difficulties are being overcome, however, as evidence becomes available about a common etiology. An inflammatory mechanism apparently underlies the condition. This theory has been proven by use of immunomodulators that show efficacy in treating patients with dry eye syndrome. K eratoconjunctivitis sicca (KCS), or dry eye syndrome, is a common ophthalmologic abnormality involving bilateral disruption of the precorneal tear film. It is caused either by inadequate tears or an inability to maintain an effective tear film. In KCS, the tear film is disrupted, causing a variety of symptoms (Table 1). Dry eye syndrome can occur in any age group, but is especially prevalent in people over age 65. It estimated that 10 to 15 percent of Americans in this age group have one or more symptoms of this disease (Schein 1997). In serious cases, dry eye syndrome can lead to photophobia and vision loss. It is evident from its name that KCS is a drying inflammation: kerato (corneal) conjunctivitis (conjunctival inflammation) sicca (from the Latin sicco, meaning “to dry”). KCS can occur sporadically or as a chronic condition that becomes a self-perpetuating syndrome. This article will explore current trends in KCS etiology research. Destruction of corneal and bulbar conjunctival epithelium from KCS can arise from many diverse causes (AAO 1998); it is often secondary to Sjögren’s syndrome, an autoimmune disease that results in dry eyes and mouth. Sjögren’s syndrome can occur with or without rheumatoid arthritis, lupus, or scleroderma. In Sjögren’s KCS, the exocrine glands secreting tears, saliva, and gastric excretions are inadequate. KCS — either Sjögren’s or non-Sjögren’s — is now believed to be an autoimmune state in which the epithelial cells of the lacrimal glands are detected as antigens by the immune system and attacked, 14 P&T DIGEST damaged, or killed by activated T-cell lymphocytes. A variety of factors can exacerbate KCS (Table 2). New evidence has shown that regardless of the predisposing factor(s), most KCS results from a localized immune-mediated inflammation affecting both the lacrimal glands and the ocular surface (Stern 2002). Historically, KCS has been frustrating to study and treat, in part due to its Steven E.Wilson, MD diverse symptoms and disease variables. The heterogeneity of dry eye creates challenges in the diagnosis and treatment of individual cases. The high degree of variability in patient populations makes data analysis extremely difficult. Thus, the ability to postulate and prove a unifying etiology has been hindered by the multifactorial nature of KCS and the clinical conundrum of matching patients’ symptoms and diagnostic test results with patients’ actual disease severity. 1 Steven E. Wilson, MD, is director of corneal research at the Cole Eye Institute of the Cleveland Clinic Foundation. A board-certified ophthalmologist, Wilson recently came to Cleveland from the University of Washington in Seattle, where he directed an NEI-supported laboratory that investigates the function of growth factors and cytokines in controlling corneal wound healing. He has authored more than 300 papers, abstracts, and book chapters. After earning his medical degree from the University of California–San Diego, Wilson completed an ophthalmology residency at the Mayo Clinic and a fellowship in cornea, external disease, and refractive surgery at the Louisiana State University Eye Center in New Orleans. Wilson, who holds memberships in numerous professional societies, serves on the board of trustees of the Association of Research in Vision and Ophthalmology and on the executive board of the ISRS-RSIG for the American Academy of Ophthalmology. ETIOLOGY A COMMON UNDERLYING ETIOLOGY of secretions from primary and secondary glands loThe pathophysiology of KCS has long been known to cated under the eyelids and from sebaceous glands on the involve a disruption of the layer of tears that protects and flat rims of the eyelids that secrete an antievaporation nourishes the delicate eye tissues. The goal of therapy has lipid layer (Figure 2, page 16). been to normalize tear volume and composition, so that The tear drainage system is also important in normalthe eye tissues are properly lubricated, nourished, and izing hydration of the eye. Inflammation-induced dysprotected. This has been accomplished to some extent by function in this drainage system can precipitate KCS. The increasing tear secretion, reducing tear turnover, and/or system includes the punctal opening (the tiny hole in the promoting epithelial healing on the ocular surface using upper and lower eyelids). Blinking causes tears to enter the lubricants and emollients. If the KCS results from a syspunctae, where they are drained through canaliculi into temic disorder, the systemic disease can be treated and the the lacrimal sac and the nasolacrimal duct into the nose. symptoms thereby decreased. Part of the function of tears is to protect the eye from Local treatment strategies for the eye (aside from treatmicrobial invasion. In a normally functioning adult eye, ing infections) have been essentially palliative, however, an anti-inflammatory component keeps the disruptive and do not address the inflammatory response. The treateffect of irritation to a minimum. When this component ment goal of this new approach to disease is to suppress is lacking, however, or when irritation is not controlled, the body’s immune system activates its inflammatory Tthe inflammation that underlies symptoms and signs. The recent discovery of a neurological-inflammatory lymphocytes. component has provided an explanation for the pathoCytokines are hormone-like proteins that regulate the physiology of KCS. If inflammation in KCS is considered immune response. They also damage tissue when overnot a symptom but a cause, then suppressing the abundant (Table 3, page 17). Cytokines and other proinflammatory mediators lead to activation of more T-cells, cytokine-mediated inflammatory response that occurs at a histological level can be applied to KCS regardless of production of more inflammatory substances, and tissue disease-state association. An emerging strategy for treatdamage. ment of KCS is therapy with immunomodulators that address the local inTABLE 1 Symptoms of keratoconjunctivitis sicca flammation caused by cytokines that Dry sensation Foreign body or “gritty” sensation circulate in the lacrimal glands and conDry sensation Blurred vision junctiva, regardless of whether any assoIrritation/redness Contact lens intolerance ciated disease state is local or systemic. Redness Increased frequency of blinking According to this new theory of KCS Tearing Mucous discharge etiology, a cyclical syndrome causes the SOURCE: PFLUGFELDER 2000a Burning/stinging lacrimal glands to suffer from neurogenic inflammation, T-cell activation, and cytokine secretion into tears. The cytokineTABLE 2 Variables in keratoconjunctivitis sicca laden tears inflame the ocular surface, disrupting sensory signals from the surface of Precipitating factors the eye, so the normal stimulus for tear seMedication (e.g., anticholinergics) cretion is curtailed. In addition, the Environmental conditions (e.g., wind) lacrimal glands, both primary and secTrauma (e.g., chemical burns) or corneal dystrophies ondary, may be damaged or destroyed. Reading for lengthy periods (especially from a computer screen) This leads to a virtual shutdown of the Severity potential lacrimal system and to a self-perpetuating Annoyance only inflammation that cannot be ameliorated Acute increase in severity (e.g., photophobia and blepharospasm) by the eye’s normal defense system. The Loss of normal configuration of conjunctival fornices immune system itself is the problem Ulceration, vascularization, and scarring of cornea (Figure 1, page 16). This localized inflamSevere visual disability mation cycle can be demonstrated in both Duration Sjögren’s and non-Sjögren’s patients. The normal lacrimal system Normally, the integrity of the lacrimal system is maintained by a precise interplay Sporadic, reversible Chronic nonreversible deficiency of tear production • Waxing or waning SOURCE: STERN 2002 • Constant condition DRY EYE SYNDROME 15 ETIOLOGY FIGURE 1 Dry eye: an immune-mediated inflammatory disorder Lacrimal glands: • Neurogenic inflammation • T-cell activation • Cytokine secretion into tears Interrupted secretometer nerve impulses Tears inflame ocular surface Cytokines disrupt neural arc FIGURE 2 The three major components of normal tear film Lipid layer Soluble proteins Aqueous/ mucin gel Layer Function Anterior Lipid layer, which acts as vapor barrier Middle Aqueous electrolytes and proteins that constitute 98 percent of the total tear film.This layer contains nutrients, enzymes, cytokines, and antimicrobials. Posterior Heavily glycosylated proteins, mucins (adjacent to • Immunoglobulins epithelium) • Antimicrobial proteins • Growth factors (e.g., transforming growth factor-alpha or epidermal growth factor) SOURCE: PFLUGFELDER 2000b Ordinarily, when any kind of an invasion or disruption is detected, more tears are produced to flush out the entire lacrimal system. In autoimmune diseases, however, the inflammatory response in the eye can attack healthy epithelial cells with enzymes that are meant to lyse invaders, damaging the matrix of tears and the conjunctiva. Evidence from canine research shows that the origin of KCS is associated with lymphocytic infiltrations in both the conjunctiva and the lacrimal glands. Biopsies 16 P&T DIGEST from dogs with dry eye syndrome demonstrate such lymphocytes (Figure 3). Total T-cells that are abnormally increased in dry eye syndrome can be seen by fluorescing T-cells in the conjunctiva of Sjögren’s and nonSjögren’s patients. The main and accessory lacrimal glands may be susceptible to inflammation due to an age- and hormonerelated degenerative process. The change in tear secretions leads to the pathophysiology described above as a neurological inflammatory disease that becomes a constant cycle (Figure 4, page 18). As sensory input to the lacrimal glands decreases, the quantity and quality of tears is reduced, causing further irritation of the ocular surface. Cyclosporine as an antiinflammatory agent in dry eye Soluble Marsh (1999) showed that cortimucins costeroids could be used for treating severe dry eye in humans. Nevertheless, use of corticosteroids was Membrane limited by the known side effects of mucins cataract formation, glaucoma, and infection. Cyclosporine A (CsA) was Epithelium tested and found efficacious by ophOrigin thalmologists experimenting with it in severe, treatment-resistant KCS paMeibomian glands tients. Now, it is available as a topical Lacrimal glands anti-inflammatory for dry eye syndrome, formulated at doses thousands of times smaller than those used to avoid graft-versus-host disGoblet cells in conease in tissue transplantation. junctiva and corneal and conjunctival Cyclosporine is an immunomoduepithelial cells lator that primarily is used systemically in transplant, psoriasis, and rheumatoid arthritis patients. This agent’s anti-inflammatory effects arise primarily from its ability to prevent the activation of Tcells and resulting production of cytokines and other inflammatory agents. Until recently, there was no commercially available preparation of CsA for topical use in the eye. The preparation had to be custom formulated in irritating oils by pharmacists for ophthalmologists. Despite the fact that this use of CsA had not been systematically tested in humans, many ophthalmologists reported good results with few complications other than stinging. ETIOLOGY CsA was approved in the United States in 1995 to treat chronic dry eye disease in dogs. Now that CsA has been tested in humans at a dose of 0.05 percent in a special vehicle, it can be used to increase tear production in patients whose production levels are presumed to be suppressed due to ocular inflammation associated with KCS. The effect of CsA ophthalmic emulsion on inflammation arises from its ability to inhibit activation of T-cells by blocking their intracellular signal transduction cascade responsible for upregulation of NF-AT and NF-kB regulated genes, including genes for many cytokines (Table 4). TABLE 3 The role of cytokines and T-cells in adaptive immunity Immunomodulator Description and function Cytokines (Examples: interferon, interleukin, lymphokines) These are proteins released by various types of cells including lymphocytes and corneal epithelial cells. Cytokines regulate the process of T-cell proliferation and differentiation, and serve an antiviral and anti-tumor function in the immune system.They promote allergic reactions, boost T-cell functions, and thus are used to evaluate immune activity. T-cells These are lymphocytes with antigen-receptor complexes on their surfaces.They are produced by the thymus and have the ability to lyse foreign or virus-infected cells.They reside primarily in the lymphatic system and secrete hormone-like peptides that mediate the immune response; they also regulate erythroid cell maturation in bone marrow. CD3 cells These are a subset of leukocytes involved in signal transduction in the cell membrane. Phase 2 and 3 clinical studies of cyclosporine for KCS A phase 2 study of CsA among FIGURE 3 Evidence of inflammation in dry eye syndrome 162 patients was undertaken using doses ranging from 0.05 percent to 0.40 percent twice a day. The results determined that doses of 0.05 percent to 0.10 percent were effective and well tolerated (Stevenson 2000). At the small doses used in the phase 3 study, there was no evidence of the increased risk of infections and tumors observed Conjunctiva Lacrimal gland with large doses of cyclosporine T- cell infiltrations used for transplantation. With the (Dark-stained cells; canine biopsy) fractional dose used for KCS SOURCE: STERN 1998 (2,500 times smaller), there were no ocular infections related to TABLE 4 Anti-inflammatory activity of cyclosporine A CsA, nor was the drug detected in the blood of patients who were • Binds to an intracellular protein administered a 0.05 percent dose. • Inhibits an activation enzyme (calcineurin) The 1-year results of phase 3 • Inhibits expression of numerous genes essential for T-cell activation study of CsA (both Sjögren’s and and proliferation non-Sjögren’s) are briefly de• Prevents replication of T-cells by blocking a transcription factor scribed in Tables 5–7 on page 19, • Keeps T-cells from expressing some cytokines or “homing” to and then in more detail in the inflammation site chapter “Medications for Dry Eye • Promotes a gene (transforming growth factor) that inhibits the inflammatory response Syndrome: A Drug-Therapy Review,” which begins on page 26. was evident especially during the first arm of the study Use of cyclosporine resulted in both clinical improve(Sall 2000). ments and a decrease in markers of immunity and inThe efficacy of the vehicle used for a comparison in the flammation in conjunctival biopsies. This improvement DRY EYE SYNDROME 17 ETIOLOGY lymphocyte cell marker CD3 in Sjögren’s and non-Sjögren’s dry eye patients showed a reduction 1. When the ocular surface and in T-lymphocyte infiltration Chronic lacrimal glands are chronically after treatment with CsA. irritation irritated,T-cells become actiComparing baseline stains with vated. those after 6 months of CsA 2. These activated T-cells recruit treatment, there was a 3- to 5additional T-cells and cause an fold decrease in the number of immune-based local inflammaSymptoms CD3-positive cells in the contion. develop Immune junctiva of Sjögren’s and non3. Cytokines are released in tears; activation Sjögren’s patients. These similar this further irritates the ocular results in Sjögren’s and nonsurface and blocks messages to the lacrimal gland. Sjögren’s patients are consistent 4. As a result, normal tear secretion with a similar pathophysiology is reduced, and chronic dry eye for both conditions (Figure 5). syndrome symptoms develop. Inflammation Disruption of the tear film overlying the cornea generates SOURCE: STERN 1998 variable irregular astigmatism. This results in blurred vision, FIGURE 5 Decreased inflammation in Sjögren’s an important efficacy measure and non-Sjögren’s patients of treatment. Blurred vision and reliance on artificial tears were CD3-stained T-lymphocytes in conjunctival biopsies included as endpoints in the Sjögren’s Non-Sjögren’s phase 3 study (Table 7). Patients in all groups were allowed to instill preservative-free artificial tears between doses of 3965 Baseline 2291 study medication throughout cells/mm2 cells/mm2 the trial. Reduced utilization of artificial tears was a gauge of symptom relief. It should be noted that in clinical studies, CsA did not in819 CsA 0.05% 762 crease tear production in pacells/mm2 6 months cells/mm2 tients already taking topical anti-inflammatory drugs. This evidence served to confirm the unifying hypothesis of inflamSOURCE: KUNERT 2000 mation as the etiology of dry eye syndrome. phase 3 study unexpectedly proved to be palliative for Although the anti-inflammatory theory has been corsymptoms in and of itself, and it was later developed as roborated by clinical efficacy of CsA in KCS, the dry eye a separate artificial tear product. This was apparently a induced by LASIK surgery is not expected to be eligible result of the emulsion that contained both aqueous and for anti-inflammatory treatment, as it has a different oil components, thus maintaining the multilayer tear neurotrophic origin. LASIK patients who had preexistfilm rather than comprising an aqueous solution alone. ing dry eye may, however, benefit from CsA treatment. It was partially due to the positive effect of the emulsion CONCLUSION vehicle itself that the second arm of the CsA study showed less dramatic results than the first. Also, the secTraditionally, KCS was difficult to diagnose and treat, ond 6-month extension of the phase 3 study included padue to its heterogeneity. An inflammatory mechanism tients with less severe disease. apparently underlies the condition. This unifying theory Staining of conjunctival tissue for immune Thas been proven by use of imunomodulators that showed FIGURE 4 Steps in the cycle of inflammation in KCS 18 P&T DIGEST ETIOLOGY TABLE 5 Phase 3 study Subjects 235 subjects with KCS (moderate to severe, with or without Sjögren’s syndrome), Design Multicenter, double-blind, randomized parallel trial that lasted for 6 months with most patients remaining through another treatment period of 6 months (total: 1 year) Doses • Cyclosporine 0.05 percent twice daily • Cyclosporine 0.10 percent twice daily • Vehicle alone twice daily Results Significant benefit found in both Sjögren’s and non-Sjögren’s patients relative to: • Signs and symptoms • Objective measures of tear system and eye function • Safety Not all arms equally successful; variability in • Signs/symptoms • No correlation between signs and symptoms • Variations in severity in second arm of study TABLE 6 Summary of objective primary efficacy results A total of 59 percent of CsA users achieved a 1–10 mm or more improvement in tear production from baseline in Schirmer scores at 6 months (n=238). Of these, 44 percent had a 1–9 mm increase and 15 percent had ≥10 mm increase (all patients had ≤5 mm prior to treatment). With CsA 0.05 percent emulsion, patients showed statistically and clinically significant mean reductions of more than 30 percent vs. baseline in corneal staining at all time points. TABLE 7 Summary of subjective efficacy results Endpoints Results • Blurred vision 0.05 percent cyclosporine-treated patients exhibited statistically and clinically significant reductions. • Artificial tear reliance Overall use of artificial tears fell by a third at month 6. • Increase in the number of goblet cells Mucopolysaccharide secretory cells in the epithelium increased by 191 percent in the treated group vs. 13 percent in the vehicletreated controls (p=.013). efficacy in treating patients with KCS. The topical CsA phase 2 and phase 3 studies provided evidence of inflammation reduction after treatment. These findings were accompanied by subjective and objective symptom improvements. Difficulties in studying and treating this disease are being overcome as more evidence becomes available about a common etiology. For patients, this will mean less irritation and inflammation. It also should translate to a reduced reliance on artificial tears and ointments and fewer office visits. REFERENCES AAO (American Academy of Ophthalmology). Preferred Practice Pattern: Dry Eye Syndrome. San Francisco: AAO, 1998. Kunert KS, Tisdale AS, Stern ME, et al. Analysis of topical cyclosporine treatment of patients with dry eye syndrome: effect on conjunctival lymphocytes. Arch Ophthalmol. 2000;18:1489–1496. Marsh P, Pflugfelder SC. Topical nonpreserved methylprednisolone therapy for keratoconjunctivitis sicca in Sjögren’s syndrome. Ophthalmology. 1999;106:811–816. Pflugfelder SC, Solomon A, Stern ME. The diagnosis and management of dry eye: a 25year review. Cornea. 2000a;19:644–649. Pflugfelder SC, Liu Z, Monroy D, et al. Detection of sialomucin complex (MUC4) in human ocular surface epithelium and tear fluid. Invest Ophthalmol Vis Sci. 2000b;41: 1316–1326. Sall K, Stevenson OD, Mundorf TK, Reis BL and the CsA phase 3 study group. Two multicenter, randomized studies of the efficacy and safety of cyclosporine ophthalmic emulsion in moderate to severe dry eye disease. Ophthalmology. 2000;107:631–639. Schein OD, Tielsch JM, Munoz B, et al. Relation between signs and symptoms of dry eye in the elderly: a population-based perspective. Ophthalmology. 1997;104:1395–1401. Stern ME, Beuerman RW, Fox RI, et al. The pathology of dry eye: the interaction between the ocular surface and lacrimal glands. Cornea. 1998;17:584–589. Stern ME, Gao J, Schwalb TA, et al. Conjunctival T-cell subpopulations in Sjögren’s and nonSjögren’s patients with dry eye. Invest Ophthalmol Vis Sci. 2002;43:2609–2614. Stevenson D, Tauber J, Reis BL. Efficacy and safety of cyclosporine A ophthalmic emulsion in the treatment of moderate to severe dry eye disease: a dose-ranging, randomized trial. The Cyclosporine A Phase 2 Study Group. Ophthalmology. 2000;107:967–974. SOURCE FOR TABLES 5–7: SALL 2000 DRY EYE SYNDROME 19 D E T E C T I O N A N D T R E AT M E N T Guidelines for the Treatment Of Chronic Dry Eye Disease JOHN D. SHEPPARD, MD, MMSC SUMMARY Keratoconjunctivitis sicca (KCS), also known as dry eye syndrome, dry eye disease, chronic dry eye disease, or keratitis sicca, refers to disorders of the tear film caused by reduced tear production, poor tear quality, or excessive tear evaporation.These disorders are associated with such symptoms of ocular discomfort as irritation, foreign body sensation, or redness, and may cause disease of the ocular surface. C hronic dry eye disease (CDED) is highly heterogeneous, and patients present in many different ways. For example, patients with severe symptoms may reveal minimal signs upon examination, while patients with a multitude of seemingly significant findings at the slit lamp may have few complaints. The American Academy of Ophthalmology’s newly released guidelines for diagnosis, treatment, and management reflect a universal acceptance by clinicians of dry eye — alone or in combination with other conditions — as an inflammatory ocular surface disorder that can be a cause of visual morbidity and may compromise the results of corneal surgery, cataract surgery, or other ocular surface procedures. Dry eye symptoms often improve with treatment, but the disease usually is not curable. Many of the ocular surface changes associated with KCS can be reversed with specific treatment. To preserve or improve vision, prevent or minimize structural damage to the ocular surface, and alleviate patient discomfort, clinicians must be aggressive both in diagnosing possible underlying systemic inflammatory disease and in making ocular surface anti-inflammatory therapy a key component of their treatment approach. Environmental control, as well as a careful evaluation of systemic medications, also may yield clinical improvement. Epidemiology of dry eye The heterogeneity of dry eye, the lack of uniformity in its definition, and the inability of any single diagnostic test 20 P&T DIGEST or set of tests to confirm or rule out dry eye definitively have limited the comparability of epidemiological data for this condition. One clinic-based study found that 17 percent of 2,127 consecutive new outpatients were diagnosed with dry eye following a comprehensive examination (Hikichi 1995). In a population-based study in Australia, 16.3 percent and 10.8 percent of 926 participants, ages 40 to 97, tested positively for dry eye, based on a low Schirmer test or a high rose bengal score, respectively (McCarty 1998). An evaluation of claims data for nearly 10 million enrollees in managed care plans found that dry eye was diagnosed or treated in 0.5 percent of enrollees (Yazdani 2001). Risk factors for dry eye include advanced age and female gender (McCarty 1998, Moss 2000, Yazdani 2001), arthritis (McCarty 1998, Moss 2000), smoking, multivitamin use (Moss 2000), and hormone replacement therapy (Schaumberg 2001). Pathogenesis of dry eye The ocular surface and tear-secreting glands function as an integrated unit to refresh the tear supply and to clear used tears (Stern 1998). Disease or dysfunction of this unit results in ocular irritation and dry eye syndrome. Decreased tear secretion and clearance initiate an inflammatory response on the ocular surface, and research suggests that this inflammation plays a role in the pathogenesis of dry eye (Pflugfelder 2000). Dysfunction may develop from aging, a decrease in supportive factors (such as androgen hormones), systemic inflammatory diseases (such as rheumatoid arthritis), ocular surface diseases (e.g., herpes zoster ophthalmicus), surgery that disrupts the trigeminal afferent sensory nerves (including laser in situ keratomileusis [LASIK], extracapsular cataract extraction, or penetrating keratoplasty), and systemic diseases or medications that disrupt the efferent cholinergic nerves that stimulate tear secretion (Bacman 2001). Associated conditions Symptoms caused by dry eye may be exacerbated by systemic medications such as diuretics, antihistamines, anti- D E T E C T I O N A N D T R E AT M E N T cholinergics, antidepressants, HMG co-A reductase inhibitors, systemic retinoids, and isotretinoin (Moss 2000). Dry eye also may be made worse by environmental factors, including exogenous irritants and allergens, wind, drafts, air conditioning, heating, and reduced humidity. In a study of Maryland residents age 65 or older, subjects with blepharitis associated with meibomitis were twice as likely to have dry eye symptoms as those without signs of meibomitis (Schein 1997). Systemic diseases associated with dry eye include Sjögren’s syndrome, rosacea, viral infections such as acquired immune deficiency syndrome (Lucca 1990), hepatitis C (Abe 1999, Siagris 2002), primary and persistent Epstein-Barr virus infections (Pflugfelder 1987, MerayoLloves 2001, Pflugfelder 1993), and graft-versus-host disease in recipients of allogenic bone marrow or stem cell transplants (Ogawa 1999). In Sjögren’s syndrome, an inflammatory cellular infiltration of the lacrimal gland leads to deficient tear production. Rosacea is associated with posterior blepharitis, poor tear quality, accelerated tear film breakup time (TBUT), and increased tear evaporation. Aqueous tear deficiency may develop in conditions such as lymphoma, sarcoidosis (Drosos 1989), hemochromatosis, and amyloidosis (Fox 1994). Diseases such as ocular cicatricial pemphigoid and Stevens-Johnson syndrome produce tear deficiency due FIGURE 1 to inflammation, scarring, and destruction of the conjunctival goblet cells. Atopy may produce dry eye due to systemic antihistamine use or blepharitis and eczema. Natural history CDED varies in severity, duration, and etiology (Lemp 1995). In most patients, it does not threaten sight but is characterized by troublesome symptoms of irritation. When dry eye is caused by an irreversible deficiency of tear production or a chronic condition such as blepharitis that leads to increased tear evaporation, symptom severity may wax and wane, or gradually increase over time. Reversible conjunctival squamous metaplasia and punctate epithelial erosions of the conjunctiva and cornea develop in many patients who have moderate to severe dry eye. Rarely, patients with severe dry eye will develop complications such as ocular surface keratinization; corneal ulceration, scarring, thinning (ectasia), or neovascularization; microbial keratitis; and sterile corneal keratolysis, with possible perforation and severe visual loss. DIAGNOSIS,TREATMENT, AND MANAGEMENT According to guidelines established in the AAO’s 2003 Preferred Practice Pattern, the goals of diagnosing, treating, and managing patients with dry eye are: to establish the diagnosis of dry eye, differentiating it from other causes of irritation and redness; to identify the causes of Modified diagnostic classification scheme for dry eye 1. Ocular irritation syndrome 2. Tear film instability DRY EYE 3. Ocular surface disease Increased evaporative loss Deficient aqueous tear production Sjögren’s Non-Sjögren’s Blepharitis/ Meibomian gland dysfunction SOURCE: LEMP 1995 Exposure Other factors 1. Contact lenses 2. Blink abnormality 3. Environmental DRY EYE SYNDROME 21 D E T E C T I O N A N D T R E AT M E N T dry eye; to establish appropriate therapy; to relieve discomfort; to prevent complications, including visual loss, infection, and structural damage; and to educate patients and involve them in managing their disease. In moderate to severe cases that are unresponsive to treatment or when systemic disease is suspected, timely referral to an ophthalmologist with experience in managing this condition is recommended. Referral to an internist or rheumatologist can be considered for patients with systemic immune dysfunction or for individuals requiring immunosuppressive therapy (AAO 2003). The most important aspects of caring for patients with dry eye are to educate them about the chronic nature of the disease process and to provide specific instructions for therapeutic regimens. It is helpful to discuss realistic expectations, in terms of therapeutic goals. It also is essential to assess, periodically, the extent of their understanding of the disease and adherence to treatment. Diagnosis Many ocular surface diseases produce symptoms similar to those associated with dry eye, such as foreignbody sensation, mild itching, burning, blurred vision, irritation, and soreness. The initial evaluation of a patient presenting with symptoms that are suggestive of dry eye should include those features of the comprehensive adult eye evaluation relevant to dry eye (AAO 2003). It is often difficult to diagnose patients with mild dry eye syndrome because of the inconsistent correlation between reported symptoms and clinical signs (Schein 1997) and the relatively poor sensitivity and/or specificity of existing diagnostic tests (AAO 2003). When environmental factors and other potential causes of ocular irritation (see page 10) have been eliminated from consideration, patients with suggestive symptoms who do not have overt signs of disease should be placed on trial treatments, such as artificial tears or, where appropriate, trial discontinuation of systemic antihistamines (AAO 2003). Because most dry eye conditions are chronic, repeat observation and the reporting of symptoms over time will allow a more accurate clinical diagnosis of dry eye. A diagnostic classification scheme, adapted from a National Eye Institute Workshop, is shown in Figure 1 on page 21 (Lemp 1995). Participants in this workshop agreed that two major factors — deficient aqueous tear production and increased evaporative loss — may cause dry eyes independently but also may contribute concurrently to dry eye symptoms and signs. Patient history According to the AAO 2003 guidelines, the history of the patient’s illness should include symptoms and signs relating to the eyes such as dry sensation, irritation, tearing, 22 P&T DIGEST burning, stinging, foreign-body sensation, photophobia, blurred vision, contact lens intolerance, redness, mucous discharge, increased frequency of blinking, itching, and diurnal fluctuation; exacerbating conditions, such as wind, air travel, or low humidity; prolonged visual effort that is associated with a decreased rate of blinking; duration of symptoms; and any topical medications that have been used, as well as their effects on symptoms. The patient’s ocular and medical histories should include the factors listed in Table 1. In addition, the medical history should describe use of systemic medications, including antihistamines, diuretics, hormones and hormonal antagonists, antidepressants, cardiac antiarrhythmic drugs, diphenoxylate/atropine, isotretinoin, beta blockers, chemotherapy agents, HMG co-A reductase inhibitors, and any drug with anticholinergic effects. Physical examination The physical examination should include a visual acuity measurement, an external examination, and a slitlamp biomicroscopy. The external examination and the biomicroscopy serve to document signs of dry eye, assess the presence and severity of deficient aqueous tear production and/or increased evaporative loss, and exclude other causes of ocular irritation. The examination and biomicroscopy should focus on factors listed in Table 2. Additionally, at the slit lamp, the clinician should direct attention toward the four punctums, noting patency or closure, juxtaposition to the bulbar conjunctiva, and the size of the opening when patent. Diagnostic tests The poor correlation between reported symptoms and clinical signs, coupled with the aforementioned limitations of clinical tests, make it difficult to diagnose dry eye in its mild form. For patients with mild irritation symptoms, a rapid TBUT may detect an unstable tear film with normal aqueous tear production, and ocular surface dye staining may detect a minimal pattern or no pattern. For patients with moderate to severe aqueous tear deficiency, the diagnosis can be made with one or more of the following tests: TBUT, ocular surface dyestaining pattern (rose bengal, fluorescein, or lissamine green), or Schirmer wetting test. These tests should be performed in the above sequence, because the Schirmer test can disrupt tear film stability and cause false-positive ocular surface dye staining. Other tests may be helpful in evaluating selected patients, but some have limited availability. These tests include tear osmolarity, fluorescein clearance, impression cytology, tear function index, and tear protein analysis (including lactoferrin, lysozyme, immunoglobulin, and albumin) (AAO 2003). D E T E C T I O N A N D T R E AT M E N T Corneal sensation should be assessed when trigeminal nerve dysfunction is suspected (Heigle 1996).A laboratory and clinical evaluation for autoimmune disorders should be considered for patients with significant dry eyes, other signs and symptoms of an autoimmune disorder (e.g., dry mouth, rash, arthritis, colitis, or renal dysfunction), or a family history of autoimmune disorders. TABLE 1 AAO guidelines: patient history Ocular history should describe: • Contact lens use, lens material, solutions, wearing schedule, lens care • Allergic conjunctivitis • Corneal history (prior keratoplasty, LASIK, photorefractive keratectomy, radial keratotomy, or extracapsular cataract extraction) • Punctal plugs or surgery • Eyelid surgery (prior ptosis repair, blepharoplasty, entropion/ectropion repair) • Chronic ocular surface inflammation (acid or alkaline burns, ocular cicatricial pemphigoid, or Stevens-Johnson syndrome) Medical history should include: • Smoking, menopause, and atopy • Dermatological diseases (including seborrhea, eczema, rosacea) • Trauma (including exposure to chemicals, ultraviolet light, dust, sawdust, fumes) • Systemic inflammatory diseases (Sjögren’s syndrome, rheumatoid arthritis, systemic lupus erythematosus, scleroderma, graft-versus-host disease) • Chronic viral infections, such as chronic hepatitis C or human immunodeficiency virus • Surgery (bone marrow transplant, head and neck surgery) • Radiation of orbit • Neurological conditions (including Parkinson’s disease, Bell’s palsy, and RileyDay syndrome) • Xerostomia (dry mouth), dental cavities, and oral ulcers Treatment Patients with a clinical diagnosis of mild dry eye may benefit from behavioral and environmental modification, such as learning to take breaks while reading, lowering the computer monitor to decrease lid aperture, and humidification of the environment (Nordstrom 1995). SOURCE: AAO 2003 Because dry eye can be iatrogenic, elimination of exogenous medical factors, such as prescription regimens that include ocular topical preservatives or systemic antihistamines or diuretics, may help. For patients with mild disease, use of tear substitutes is indicated. As the severity of dry eye increases, nonpreserved tear substitutes or emulsions, gels, and ointments may be used instead of conventional preserved tear substitutes. Noninvasive therapies such as spectacle side shields, moisture inserts, and moisture chambers are appropriate for more severe disease, but these tend to be unpopular among patients for cosmetic reasons (AAO 2003). Medications Pilocarpine and cevimeline, two cholinergic agonists, have been approved by the U.S. Food and Drug Administration to treat the symptoms of dry mouth in patients with Sjögren’s syndrome (Vivino 1999, Fox 2001). These oral medications stimulate secretion of the salivary and sweat glands and appear to improve tear production, but most clinical studies demonstrate greater improvement in dry mouth than dry eye (Vivino 1999, Nelson 1998). Patients treated with pilocarpine at a dosage of 5 mg orally, 4 times daily, experienced a significantly greater overall improvement in the ability to focus their eyes during reading, as well as improvements in symptoms of blurred vision, compared to placebo-treated patients. (AAO 2003, Vivino 1999). The most common side effect from this medication class is excessive sweating, which TABLE 2 AAO guidelines: physical exam External examination should focus on: • Skin (scleroderma,facial changes indicating rosacea) • Eyelids (incomplete closure/malposition, erythema of eyelid margins, incomplete/infrequent blinking, abnormal deposits/secretions,entropion,ectropion) • Adnexa (enlargement of the lacrimal glands) • Proptosis • Cranial nerve function (including cranial nerve V,VII) • Disorders affecting the hand (joint deformities characteristic of rheumatoid arthritis, gout, or psoriasis) Slit-lamp biomicroscopy should include attention to: • Tear film (height of meniscus, debris, foam) • Eyelashes (trichiasis,distichiasis,madarosis,deposits) • Anterior/posterior eyelid margins and character of meibomian gland secretions • Vascularization crossing the mucocutaneous junction, keratinization, and scarring • Puncta (patency and position) • Conjunctiva (inferior fornix and tarsal conjunctiva, and bulbar conjunctiva) • Cornea (localized interpalpebral drying, punctate epithelial erosions, filaments, macroepithelial defects, punctate staining with rose bengal or fluorescein dyes, mucous plaques, keratinization, pannus formation, thinning, infiltrates, ulceration, neovascularization, and scarring) SOURCE: AAO 2003 DRY EYE SYNDROME 23 D E T E C T I O N A N D T R E AT M E N T occurred in more than 40 percent of patients. Cevimeline also has been found to improve ocular irritation symptoms and aqueous tear production (Petrone 2002) and may have fewer adverse systemic side effects than oral pilocarpine (AAO 2003). Anti-inflammatory therapies may be considered in addition to aqueous enhancement therapies. In clinical trials, topical cyclosporine has been reported to increase aqueous tear production and decrease ocular irritation symptoms in dry eye treatment (Gunduz 1994, Sall 2000). Clinically significant improvements in Schirmer wetting, punctuate keratopathy, quality-of-life measures, and artificial tear use proved sufficient for FDA approval of the first prescription medication for dry eye disease on Dec. 24, 2002 — a topical, preservative-free 0.05 percent cyclosporine emulsion. The proprietary emulsion preparation is ideally formulated to distribute the relatively insoluble cyclosporine molecule to the ocular surface with maximal bioavailability. Previous formulations by compounding pharmacies utilizing much higher concentrations — as high as 4 percent — do not achieve tissue levels equivalent to the approved emulsion. Cyclosporine is an 11-amino-acid cyclopeptide, produced as a metabolite by the fungus species Beauveria nivea. Cyclosporine prevents activation and nuclear translocation of cytoplasmic transcription factors that are required for T-cell activation and inflammatory cytokine production. It also inhibits mitochondrial pathways of apoptosis and has been reported to heal paracentral sterile corneal ulcers associated with Sjögren’s syndrome and rheumatoid corneal ulceration (Kervick 1992). Cyclosporine therapy appears to address all three tear film components (aqueous, oil, and mucin), and therefore the three types of tear deficiency that may occur in various combinations in dry eye disease. Nonpreserved topical corticosteroids have been reported to decrease ocular irritation symptoms, reduce corneal fluorescein staining, and improve filamentary keratitis (Marsh 1999, Prabhasawat 1998). Low-dose corticosteroid therapy can be used at infrequent intervals for short-term (2-week) suppression of irritation secondary to inflammation. Patients with systemic disease such as primary Sjögren’s syndrome, or with connective tissue disease such as rheumatoid arthritis, should be managed in conjunction with the appropriate medical specialist. Antiinflammatory/immunosuppressive therapy may be appropriate for patients with a systemic disease such as rheumatoid arthritis (AAO 2003). Surgical treatment Surgical treatment is generally reserved for patients with symptomatic, moderate, or severe disease, and for 24 P&T DIGEST whom medical treatment has been inadequate or impractical (AAO 2003). Aqueous enhancement by means of punctal occlusion can be accomplished surgically with semipermanent plugs (silicone or thermal labile polymer) that are lodged at the punctal orifice (AAO 1997, AAO 1998, AAO 2003), or by permanent occlusion with thermal or laser cautery. Prior to permanent or semipermanent punctal occlusion, temporary slow-dissolving collagen punctal plugs can be placed in most patients’ lower punctum. Because an occluded punctum can trap inflammatory mediators, inflammation, logically, should be controlled prior to punctal occlusion. Nevertheless, many patients with successful or partially helpful punctal occlusion procedures obtain additional benefit from subsequent initiation of topical anti-inflammatory therapy. Eyelid abnormality as a result of blepharitis, trichiasis, or lid malposition (e.g., entropion/ectropion, lagophthalmos) should be corrected prior to permanent punctal occlusion (AAO 2003). Semipermanent plugs are reversible if the patient develops symptoms of epiphora, while cautery is not readily reversible. Therefore, a trial occlusion with collagen plugs should be performed first. To minimize the possibility of epiphora, no more than one punctum should be cauterized in each eye. The lower punctum is preferable for occlusion, as it is usually larger and more accessible. It is important to inspect the upper punctum first for both patency and integrity, before occluding the lower punctum. In general, laser cautery is not as effective as thermal cautery in achieving permanent, complete occlusion and is more expensive. Tarsorrhaphy can be performed to decrease tear evaporation in patients with severely dry eyes, and for whom all other medical and surgical therapies have been exhausted. Management The purpose of the follow-up evaluation, as outlined in the AAO 2003 guidelines, is to assess the patient’s response to therapy and the need to adjust treatment, to monitor for structural ocular damage, and to provide reassurance to the patient. The follow-up evaluation’s frequency and composition is determined by disease severity, the therapeutic approach, a patient’s personality and adherence to therapy, and the response to therapy. Patients with mild dry eyes can be seen once or twice per year for follow-up if symptoms are controlled by therapy. Patients with sterile corneal ulceration associated with dry eye require careful, sometimes daily, monitoring. Patients with existing dry eye, on the other hand, should be cautioned that LASIK or photorefractive keratectomy may worsen their condition. D E T E C T I O N A N D T R E AT M E N T CONCLUSIONS The AAO Preferred Practice Pattern for dry eye syndrome was developed as practitioners of ophthalmology and optometry have come to understand the inflammatory nature of the condition. Since then, discoveries about the etiology of dry eye disease and the subsequent development of new therapies to treat — rather than palliate — have effectively launched a new era for millions of people who suffer from the sometimes devastating consequences of dry eye. Eye care professionals are engaged in discussions regarding the appropriate use of these emerging therapies as first-line treatments. Certainly, high-risk individuals, postmenopausal females, patients requiring 4 or more drops of artificial tears per day, and patients with rheumatologic conditions should strongly be considered candidates for anti-inflammatory therapy. Clinicians are well aware that the severely dry patient of today, with compromised vision due to central corneal ulceration, was the mildly dry eye patient of yesterday. CDED is progressive and intimately associated with the aging process, akin to glaucoma, hypertension, and hypercholesterolemia. Perhaps early intervention and preventive strategies will not only avoid significant morbidity and discomfort, but enable overall cost savings through proactive selective intervention. Ultimately, decisions will be made on the basis of everyday clinical evidence, just as the FDA has ruled on the precision of prospective clinical trial data analysis. Patients and payers, meanwhile, are watching. The potential for improved quality of life, decreased routine and emergent visits to the ophthalmologist, and the implications for reducing costs and complications of treatment are enormous. These considerations, discussed throughout this publication, represent state-of-the-art, patient-oriented, quality-conscious eye care. REFERENCES AAO (American Academy of Ophthalmology). Punctal occlusion for the dry eye: ophthalmic procedure assessment. Ophthalmology. 1997;104:1521–1524. AAO. Preferred Practice Pattern: Dry Eye Syndrome. San Francisco: AAO, 1998. AAO. Preferred Practice Pattern: Dry Eye Syndrome. San Francisco: AAO, 2003. Abe T, Nakajima A, Matsunaga M, et al. Decreased tear lactoferrin concentration in patients with chronic hepatitis C. Br J Ophthalmol. 1999;83:684–687. Bacman S, Berra A, Sterin-Borda L, Borda E. Muscarinic acetylcholine receptor antibodies as a new marker of dry eye Sjögren syndrome. Invest Ophthalmol Vis Sci. 2001;42:321–327. Drosos AA, Constantopoulos SH, Psychos D, et al. The forgotten cause of sicca complex; sarcoidosis. J Rheumatol. 1989;16: 1548–1551. Fox RI. Systemic diseases associated with dry eye. Int Ophthalmol Clin. 1994;34:71–87. Fox RI, Konttinen Y, Fisher A. Use of muscarinic agonists in the treatment of Sjögren’s syndrome. Clin Immunol. 2001;101: 249–263. Gunduz K, Ozdemir O. Topical cyclosporin treatment of keratoconjunctivitis sicca in secondary Sjögren’s syndrome. Acta Ophthalmol. (Copenh) 1994;72:438–442. Heigle TJ, Pflugfelder SC. Aqueous tear production in patients with neurotrophic keratitis. Cornea. 1996;15:135–138. Hikichi T, Yoshida A, Fukui Y, et al. Prevalence of dry eye in Japanese eye centers. Graefes Arch Clin Exp Ophthalmol. 1995;233: 555–558. Kervick GN, Pflugfelder SC, Haimovici R, et al. Paracentral rheumatoid corneal ulceration. Clinical features and cyclosporine therapy. Ophthalmology. 1992;99:80–88. Lemp MA. Report of the National Eye Institute/Industry Workshop on Clinical Trials in Dry Eyes. Clao J. 1995;21:221–232. Lucca JA, Farris RL, Bielory L, Caputo AR. Keratoconjunctivitis sicca in male patients infected with human immunodeficiency virus type 1. Ophthalmology.1990;97:1008–1010. Marsh P, Pflugfelder SC. Topical nonpreserved methylprednisolone therapy for keratoconjunctivitis sicca in Sjögren syndrome. Ophthalmology. 1999;106:811–816. McCarty CA, Bansal AK, Livingston PM, et al. The epidemiology of dry eye in Melbourne, Australia. Ophthalmology. 1998;105: 1114–1119. Merayo-Lloves J, Baltatzis S, Foster CS. Epstein-Barr virus dacryoadenitis resulting in keratoconjunctivitis sicca in a child. Am J Ophthalmol. 2001;132:922–923. Moss SE, Klein R, Klein BE. Prevalence of and risk factors for dry eye syndrome. Arch Ophthalmol. 2000;118:1264–1268. Nelson JD, Friedlaender M, Yeatts RP, et al. Oral pilocarpine for symptomatic relief of keratoconjunctivitis sicca in patients with Sjogren’s syndrome. The MGI PHARMA Sjögren’s Syndrome Study Group. Adv Exp Med Biol. 1998;438:979–983. Nordstrom K, Norback D, Akselsson R. Influence of indoor air quality and personal factors on the sick building syndrome (SBS) in Swedish geriatric hospitals. Occup Environ Med. 1995;52:170–176. Ogawa Y, Okamoto S, Wakui M, et al. Dry eye after haematopoietic stem cell transplantation. Br J Ophthalmol. 1999;83: 1125–1130. Petrone D, Condemi JJ, Fife R, et al. A double-blind, randomized, placebo-controlled study of cevimeline in Sjögren’s syndrome patients with xerostomia and keratoconjunctivitis sicca. Arthritis Rheum. 2002;46:748–754. Pflugfelder SC, Roussel TJ, Culbertson WW. Primary Sjögren’s syndrome after infectious mononucleosis. JAMA. 1987; 257:1049–1050. Pflugfelder SC, Crouse CA, Monroy D, et al. Epstein-Barr virus and the lacrimal gland pathology of Sjögren’s syndrome. Am J Pathol. 1993;143:49–64. Pflugfelder SC, Solomon A, Stern ME. The diagnosis and management of dry eye: a twenty-five-year review. Cornea. 2000; 19:644–649. Prabhasawat P, Tseng SC. Frequent association of delayed tear clearance in ocular irritation. Br J Ophthalmol. 1998;82: 666–675. Sall K, Stevenson OD, Mundorf TK, Reis BL. Two multicenter, randomized studies of the efficacy and safety of cyclosporine ophthalmic emulsion in moderate to severe dry eye disease. CsA Phase 3 Study Group. Ophthalmology. 2000;107:631–639. Schaumberg DA, Buring JE, Sullivan DA, Dana MR. Hormone replacement therapy and dry eye syndrome. JAMA. 2001;286: 2114–2119. Schein OD, Munoz B, Tielsch JM, et al. Prevalence of dry eye among the elderly. Am J Ophthalmol. 1997;124:723–728. Siagris D, Pharmakakis N, Christofidou M, et al. Keratoconjunctivitis sicca and chronic HCV infection. Infection. 2002;30: 229–233. Stern ME, Beuerman RW, Fox RI, et al. The pathology of dry eye: the interaction between the ocular surface and lacrimal glands. Cornea. 1998;17:584–589. Vivino FB, Al-Hashimi I, Khan Z, et al. Pilocarpine tablets for the treatment of dry mouth and dry eye symptoms in patients with Sjögren syndrome: a randomized, placebo-controlled, fixed-dose, multicenter trial. P92-01 Study Group. Arch Intern Med. 1999;159:174–181. Yazdani C, McLaughlin T, Smeeding JE, Walt J. Prevalence of treated dry eye disease in a managed care population. Clin Ther. 2001;23:1672–1682. DRY EYE SYNDROME 25 PHARMACOTHER APEUTIC OPTIONS PHARMACOTHER APEUTIC OPTIONS Medications for Dry Eye Syndrome: A Drug-Therapy Review HENRY D. PERRY, MD1 ERIC D. DONNENFELD, MD2 Ophthalmic Consultants of Long Island SUMMARY Early interventions were palliative, attempting to replace water lost from the tear film. Today, therapy is directed at the underlying inflammation, a recognized component of dry eye syndrome, and at the resulting progressive changes to the ocular surface.This approach offers promise of lasting relief to patients with moderate to severe symptoms. R esearch into dry eye syndrome (keratoconjunctivitis sicca) has advanced dramatically in the last decade, providing a better understanding of the pathophysiology, underlying mechanisms, and natural history of the disease. This advance in knowledge has been accompanied by a more focused therapeutic approach, with new treatments targeted at underlying pathophysiologic processes. Whereas early interventions for dry eye syndrome attempted to simply replace water lost from the tear film, today there exists a new therapy directed at the underlying inflammation, now a recognized component of dry eye syndrome, and at the progressive changes in the ocular surface that occur over time with the disease (Table 1, page 28). More than 4 million people in the United States are thought to suffer from dry eye syndrome (Schein 1997), and as much as 25 percent of patients visiting eye care clinics describe dry eye symptoms (Hikichi 1995; Doughty 1997). The United States Food and Drug Administration’s recent approval of cyclosporine ophthalmic emulsion 0.05 percent as the first prescription medication to treat keratoconjunctivitis sicca may herald the start of a new therapeutic era. This new therapeutic focus corrects underlying pathologies that lead to dry eye and uses pharmacologic agents with antiinflammatory/immunomodulatory mechanisms to manage the signs and symptoms of disease and to control or reverse corneal damage. Other novel and exciting 26 P&T DIGEST treatments are in the pipeline as well, and these could contribute to this evolving paradigm. TREATMENT APPROACHES: AN OVERVIEW Traditionally, the approach to the treatment of dry eye syndrome has been palliative, relying predominantly on replacement of tears to curb symptoms without addressing the underlying disease process. Over the years, improvements were made in the formulation of artificial tears and lubricants — including the addition of demulcents to improve viscosity and lubricant properties, and the development of preservative-free solutions to avoid causing corneal toxicity. Yet, despite their widespread 1 Henry D. Perry, MD, is clinical associate professor of Oph- thalmology at the Weill School of Medicine, Cornell University, and the senior founding partner of Ophthalmic Consultants of Long Island. He graduated from the University of Cincinnati College of Medicine and completed his internship and residency at Nassau County Medical Center and the University of Pennsylvania Scheie Eye Institute. He went on to complete fellowships in ophthalmic pathology at the Armed Forces Institute of Pathology in Washington and in cornea and external disease at the Massachusetts Eye and Ear Infirmary, Harvard University. He reviews for and serves on the editorial board for several journals, and has authored over 150 peer review articles on diseases and surgery of the cornea and ophthalmic pathology. 2 Eric D. Donnenfeld, MD, is a founding partner of Ophthalmic Consultants of Long Island. A board-certified ophthalmologist, he is experienced in laser vision correction, including LASIK and PRK. Donnenfeld graduated magna cum laude with a bachelor’s degree from Dartmouth College. He received his medical degree from Dartmouth Medical School, graduating in the top 5 percent of his class. After completing his ophthalmology residency at Manhattan Eye, Ear, and Throat Hospital, Donnenfeld completed a fellowship in disease, treatment, and surgery of the cornea at Wills Eye Hospital in Philadelphia. He has been president of numerous professional societies and has written more than 100 papers and books on refractive and corneal surgery. PHARMACOTHER APEUTIC OPTIONS use and proven activity relative to improving ocular lubrication, increasing humidity at the ocular surface, and even contributing to improved vision, these products generally failed to accurately reproduce natural tears, could not acceptably substitute for the continuous flow of natural tears, and did not correct underlying pathology or tissue damage that can occur over time with dry eye syndrome (Calonge 2001, Lemp 1994, Murube 1998a, Murube 1998b, Pflugfelder 1998, Liu 1999). Alternative therapeutic interventions were aimed at tear preservation or stimulation of natural tears. Canalicular or punctal tamponade occlusion is a popular nonpharmacologic approach to improving aqueous tear film content (both quantity and quality), with the result of improving signs and symptoms of dry eye (Lemp 1994, Murube 1996, Willis 1987). While this technique can be helpful for relieving dry eye symptoms, it carries a risk of decreased tear production, clearance, and ocular surface sensation (Yen 1999) and exacerbates the already delayed tear clearance and turnover rate (Macri 2000), ultimately resulting in desensitization of the corneal surface and possible inflammation. Overall, these palliative thera- Henry D. Perry, MD pies have been recognized as having limited value for long-term control or cure of progressive dry eye syndrome. In the last quarter century, however, research began to focus more aggressively on the pathophysiology of dry eye syndrome, yielding several important findings that suggest an inflammatory etiology. It is now recognized that dry eye syndrome results from an underlying cytokine and receptor-mediated inflammatory process affecting the lacrimal glands (Mircheff 1994, Pflugfelder 1986, Pflugfelder 1999, Stern 1998, Williamson 1973). The observed inflammation, in turn, can either decrease tear production or alter the contents of the tear film and disrupt homeostasis at the ocular surface, ultimately leading to keratoconjunctivitis sicca. These findings have redirected treatment efforts toward more targeted therapies aimed at resolving the underlying inflammation. Anti-inflammatory/immunomodulatory treatments — most notably cyclosporine A — are now becoming standard therapy for moderate to severe dry eye syndrome. Review of drug therapy options3 Newer agents Cyclosporine A. Cyclosporine A is a well-known immunomodulator, most commonly used to prevent rejection after organ/tissue transplantation. It also confers anti-inflammatory activity and, in dry eye syndrome, thereby prevents T-cells from releasing cytokines (primarily interleukin-6) that incite the inflammatory component of dry eye. Early studies suggesting its utility in dry eye syndrome came from dog studies in which topical application of cyclosporine ophthalmic emulsion twice daily reduced lymphocyte infiltration in the lacrimal glands and conjunctiva (Kaswan 1989, Gao 1998, Tsubota 1998). Cyclosporine A also was associated with reduced apoptosis of lacrimal glands and conjunctival epithelial cells in dogs, effects that contribute to reduced inflammation and clinical improvement of dry eye (Gao 1998). The earliest human studies in keratoconjunctivitis sicca revealed that topical eye treatment with cyclosporine A relieved the signs and symptoms of the disease (Power 1993, Gunduz 1994, Laibovitz 1993). More recent data from two United States phase 3 randomized, multicenter, double-blind, 6-month protocols establish the efficacy, safety, and anti-inflammatory activity of cyclosporine A ophthalmic emulsion compared with castor oil-based topical emulsion vehicle alone in patients with moderate to severe dry eye syndrome (Sall 2000). In the comEric D. Donnenfeld, MD bined results from these studies (N=877), both objective (corneal staining, Schirmer test) and subjective (blurred vision, need for concomitant artificial tears, physician evaluation of global response to treatment) measures of treatment efficacy were significantly better with cyclosporine 0.05 percent emulsion than with vehicle (p<.05). Especially notable is the improvement in corneal staining (Figure 1, page 29), which indicates that cyclosporine ophthalmic emulsion suppresses the inflammatory processes underlying dry eye syndrome in these patients, and by doing so, improves the integrity of the ocular surface. This pathophysiologic benefit contributes to enhanced vision and normalized lacrimal gland response to blinking and other stimuli — and hence to the Schirmer value improvements in this study (Figure 2, page 30). The first (and currently only) cyclosporine ophthalmic emulsion 0.05 percent was recently approved by the FDA for the safe and effective treatment of underlying inflammation in dry eye syndrome. This is the only treatment available that addresses the immunogenic and inflammatory causes of dry eye syndrome and is not solely palliative. It is a sterile, preservative-free emulsion that appears white opaque to slightly translucent. It has a favorable safety profile, the most common adverse event being mild ocular burning and stinging — effects that 3 Table 2,page 29, lists the trade names of generic agents. DRY EYE SYNDROME 27 PHARMACOTHER APEUTIC OPTIONS also were common with the vehicle alone. Changes were not detected in intraocular pressure, vision, or the cornea as assessed by biomicroscopy (Sall 2000). Topical corticosteroids. Immunomodulation with topical nonpreserved corticosteroid therapy — such as TABLE 1 methylprednisolone or lotaprednol etabonate — has been shown to reduce early inflammation in dry eye syndrome (Marsh 1999, Prabhasawat 1998). This effect has been linked to reduced levels of the chemotactic cytokine IL-8 in the conjunctival epithelium (Pflugfelder Options for dry eye syndrome List is not inclusive Product Targeted therapies Immunomodulators: Cyclosporine A Mucolytic agents: N-acetylcysteine Antibiotics: Topical: various, e.g.: bacitracin, chlortetracycline Systemic: doxycycline Palliative therapies Artificial tears: Low viscosity (carboxymethylcellulose based): various, e.g.: GenTeal Refresh Plus Refresh Tears TheraTears Moderate viscosity (hydroxymethylcellulose based): various, e.g.: Bion Tears Ocucoat High viscosity: various, e.g.: Refresh Celluvisc Refresh Liquigel AquaSite Murocel Gel formulations: various, e.g.: GenTeal Gel Tears Again Lubricating ointments: HypoTears Refresh PM Tears Naturale PM Therapeutic plug Hydroxypropyl cellulose insert Secretagogues: Eledoisin Pilocarpine Corticosteroids: Loteprednol etabonate Prednisolone acetate ADAPTED FROM PACKAGE INSERTS 28 P&T DIGEST How supplied Dosing unit dose vials (0.4 mL) 1 drop 2x daily 10–20% drops 1–2 drops up to 4x daily loading dose, then 1–2 drops 2x daily 100 mg 2x daily multi dose unit dose multi dose unit and multi dose 1–2 drops as needed unit dose, preservative free unit dose, preservative free best for nocturnal instillation tube delivery system tube delivery fingertip application into cul de sac fingertip application (1/4 inch) into cul de sac 5 mg water-soluble rod 1–2 rods per eye daily 5 mg tablets 1 daily 1–2 drops 2 drops 4x daily 4x daily PHARMACOTHER APEUTIC OPTIONS ful in mild dry eye syndrome for the simple relief of dry eye symptoms, including scratchiness and dryness. These over-the-counter products are formulated from one of a variety of linear Generic Trade name polymers that simulate the cell-surface glycoproteins that maintain ocular hydration. Over the Bacitracin/polymyxin B Polysporin years, manufacturers have attempted to closely Cyclosporine ophthalmic emulsion Restasis mimic natural tears, which contain lipid (surface Hydroxypropyl cellulose Lacrisert N-acetylcysteine Mucomyst layer that retards evaporation), substantial Loteprednol etabonate Lotemax amounts of water with dissolved salt and proteins Pilocarpine Salagen (aqueous layer), and mucin (the film that coats Prednisolone acetate Pred Forte the corneal surface). Despite these attempts to Sodium carboxymethylcellulose TheraTears (0.25 percent) improve composition, however, these products have inherent limitations; natural tears have a complex composition that artificial tears cannot 1999). Symptomatic relief has been reported to extend for fully substitute, while the mucus layer of the tear film has not been satisfactorily reproduced (Calonge 2001). months after the steroid application has been stopped Artificial tear products currently are available in (Marsh 1999). Long-term use of this class, however, is asvarious formulations, including solutions, gels, and ointsociated with severe side effects, including ocular hyments. The key differences in these products are viscospertension, cataract formation, glaucoma, and infection. ity, composition, and preservative vs. preservative-free For this reason, these drugs should be reserved for sympformulation.Viscosity describes the relative density of the toms that are severe and recalcitrant to aggressive appliformulation — which reflects its mucoadhesive propercation of artificial tears, and used only for acute treatment ties and therefore the degree of contact time with the oc(<2 weeks) of dry eye exacerbations. ular surface — and generally ranges from 1.5 mL pas (Pascal seconds, a standard of measurement for viscosOlder agents ity) to 15 mL pas, with an average of 5.0 mL pas. Agents Tear substitutes. Until the recent identification of inadded to artificial tears to increase viscosity include carflammation as an important etiology in dry eye synboxymethylcellulose, dextran 70, gelatin, glycerin, hydrome, the most commonly used treatment for dry eyes droxymethylcellulose, hydroxypropyl methylcellulose, was topically applied artificial tears and lubricants. Almethylcellulose, PEG, poloxamer 407, polysorbate 80, though solely a palliative therapy, artificial tears are usepropylene glycol, polyvinyl alcohol, and polyvinylpyrrolidone. Products FIGURE 1 Changes from baseline (mean + standard error) with low viscosity commonly are in corneal staining used early in the progression of dry Related to application of cyclosporine ophthalmic solution eye syndrome, as they are less likely to 0.05 percent, 0.1 percent, and vehicle alone disrupt vision. As dry eye syndrome Month 1 Month 3 Month 4 Month 6 0 progresses, more viscous tear products are needed to achieve symptomatic control, but these are associated –0.2 with progressive blurring of vision. Lubricant ointments are reserved primarily for overnight treatment. –0.4 Compounds included to replicate the lipid occlusive layer are white –0.6 petrolatum, mineral oil, lanolin, or lanolin alcohols. The mucin layer, which allows the solution to spread CsA 0.05% –0.8 over the ocular surfaces, is simulated CsA 0.10% * p ≤ .05 vs. vehicle by use of polysorbate 20 and 80, Vehicle † p ≤ .62 vs. vehicle † poloxamer 282, or tyloxapol. In ad–1.0 dition, many tear supplements conSOURCE: SALL 2000 tain preservatives to stabilize the proChange in staining score TABLE 2 Generic/trade-name pharmaceutical conversion chart * * * DRY EYE SYNDROME 29 PHARMACOTHER APEUTIC OPTIONS As a rule, these agents are infrequently prescribed due to the limited data, absence of compelling evidence of improvement, and the associated Cyclosporine ophthalmic emulsion 0.05 percent, 0.1 percent, vs. vehicle alone (testing performed under anesthesia) adverse effects, including generalized nausea, sweating, and rashes. Fur* p ≤ .05 vs. vehicle 0.6 CsA 0.05% thermore, some authors have sugCsA 0.10% gested that generating tears from inVehicle flamed lacrimal glands may worsen 0.4 dry eye by distributing proinflammatory cytokines to the ocular surface; 0.2 when the glands are substantially damaged, this approach may fail to produce tears at all (Calonge 2001). 0.0 Therapeutic ocular inserts. An artificial tear insert that provides longterm slow release of artificial tear –0.2 polymers is an alternative, if rarely used, therapy for moderate-to-severe –0.4 Month 3 Month 6 dry eye. This approach is most beneficial for those patients with moderCategorized Schirmer values graded on 5-point scale: 1=<3mm/5 min; ate dry eye for whom artificial tear lu2=3-6mm/5min; 3=7-10mm/5 min; 4=11-14mm/5min; 5=>14mm/5min. brication does not resolve symptoms or is required at increasingly frequent SOURCE: SALL 2000 intervals. There is currently only one therapeutic insert manufactured, which contains hyduct for longer periods. Benzalkonium chloride (BAK), droxypropyl cellulose in a sterile, translucent, water-solbenzethonium chloride, cetylpyridinium chloride, uble rod. Each insert, applied once or twice daily inside chlorobutanol, EDTA, phenylmercuric nitrate, phenylthe inferior cul de sac of the eyelid, dissolves over 14 to mercuric acetate, methyl/propylparaben, thimerosal, phenylethyl alcohol, sodium benzoate, sodium propi18 hours. The slow release of the tear substance stabilizes onate, and sorbic acid are the most commonly used adand thickens the precorneal tear film and prolongs tear ditives. Preservatives — extensive data have been refilm breakup time. It also lubricates the eye and, in some ported on BAK — can induce corneal desquamation or patients, may halt or reverse progressive visual damage. cause irritation or allergic reactions, particularly as daily The system, however, is difficult to handle, and many pause increases due to worsening dry eye (Becquet 1998, tients find it uncomfortable. Burstein 1980, Lopez Bernal 1991, Tripathi 1989); the deMucolytics. Patients with keratoconjunctivitis sicca velopment of preservative-free products has relieved are prone to development of corneal mucous plaques, some of the burden of this potential complication (Debwhich are composed of mucus, epithelial cells, and probasch 2001). While preservative-free solutions do not teinaceous and lipoidal material that cling to the corneal worsen corneal barrier function, however, they have not surface (Lemp 1994, Thermes 1991). These plaques may been found to normalize it either. collect external dust and bacteria and cause vision diffiSecretagogues. There are a number of drugs that culties, foreign body sensation, and substantial pain. have been used with some success to stimulate the Topical mucolytic agents, such as N-acetylcysteine 20 lacrimal glands to produce tears. Pilocarpine in particpercent (Mucomyst) diluted to a 10-percent solution ular has been shown to increase tear volume and flow and with artificial tears, can be used to break down mucin improve dry eye symptoms in patients with Sjögren’s molecules, dissolve corneal filaments, and release the syndrome (Mathers 2000, Vivino 1999). Eledoisin, an mucoid plaque in patients with this condition. This soendekapeptide, has yielded improved tear production lution may smell like rotten eggs, requires refrigeration, and flow (Gobbels 1991), although clinical improveand, if formulated without preservatives, must be disment of dry eye signs and symptoms has never been carded after 30 days. It is not commercially available as formally documented. Bromhexine and ambroxol have a topical agent, though it can be readily compounded but met with equivocal results in clinical trials (Ichikawa at high expense for a relatively small amount. 1988, Avisar 1988). Antibiotics. Some patients who experience poor conFIGURE 2 Schirmer value changes from baseline (mean + standard error) Change in Schirmer score * 30 P&T DIGEST * * PHARMACOTHER APEUTIC OPTIONS trol of moderate dry eye symptoms with artificial tears will benefit from antibiotic therapy. Antibiotics contribute to reduced inflammation and improved lipid production in dry eye syndrome. Topical bacitracin polymyxin B or tetracycline-based ointments can be used to supplement hot compresses and lid scrubs to some benefit. Systemic administration of low doses of doxycycline, which decreases the viscosity of naturally secreted oils, may also yield positive results in patients with meibomian gland dysfunction over a 6- to 8-week course of therapy (Gilbard 1999). of IL-1 as part of the inflammatory process. Tetracyclines are potent inhibitors of this enzyme and are being investigated for a role in the management of inflammation in the genesis of dry eye syndrome (Solomon 2001). Retinoic acid. Retinol is present in tears and deficient in dry eye syndrome, leading some investigators to suggest a role for retinol replacement therapy. Results with topical administration of retinoic acid have been variable, however, with evidence that its particular value is to reverse keratinization, which occurs only in extremely severe cases of dry-eye related disease (Calonge 2001). Treatments under investigation Hormones. Sexual hormones have been reputed to contribute to an anti-inflammatory state at the ocular surface (Stern 1998, Sullivan 1999a), leading investigators to consider their potential role in the therapy of dry eye syndrome. Topical application of an estradiol ointment to 22 postmenopausal women was shown in one study to confer modest improvement in Schirmer tests and rose Bengal staining (Akramian 1998). Additionally, the presence of androgen receptors on the ocular surface may indicate a potential therapeutic role in dry eye syndrome that warrants further study (Smith 1999). In animal models, systemic administration of androgens has reduced lymphocytic infiltration at the lacrimal gland and improved lacrimal gland function (Sullivan 1997, Sullivan 1999b). Currently, an androgen ointment product is in phase 3 trials. P2Y2 receptor agonists. The P2Y2 receptor in the eye stimulates ocular hydration and lubrication by mediating mucosal secretion of mucin as well as salt, water, mucus, and other tear components from conjunctival goblet cells. Mucin is the component of the tear film that maintains tear stability and protects against damage to the ocular surface. Stimulation of the P2Y2 receptor can be accomplished by administration of adenine analogues in both rabbits and humans (Jumblatt 1998), suggesting a novel pathway for therapeutic modulation of tear film. A phase 2 study of a novel P2Y2 receptor agonist has been completed at 12 ophthalmology centers in the United States. Dequafosol, a P2Y2 agonist in topical eye drop form, provided both objective and subjective improvements in ocular parameters when compared with placebo in the treatment of moderate to severe dry eye syndrome (Li 2001). Phase 3 studies will determine the precise role of these agents in the treatment of dry eye syndrome. Tetracyclines. A collagenase enzyme — MMP9 — has been found to be elevated in the ocular fluid of patients with aqueous tear deficiency (related to Sjögren’s syndrome) compared with normal controls. This elevated enzyme level might reflect a mechanism by which proinflammatory molecules are cleaved to achieve activation CONCLUSION The treatment of dry eye syndrome has relied predominantly on artificial tears and lubricants. This palliative approach generally has been successful at relieving the signs and symptoms of mild to moderate disease and, in rare cases, has slowed the progressive damage to the cornea and conjunctiva that occur over time with dry eye. Nevertheless, these products do not address the underlying disease process and, in some cases (particularly with artificial tears containing BAK or certain other preservatives), can be toxic and allergenic, worsening the clinical markers of the disease. Increasing research and advancing knowledge has identified an inflammatory component to dry eye syndrome and has focused treatment efforts at addressing this newly identified etiology. Topical cyclosporine emulsion 0.05 percent is the first and currently only FDA-approved targeted immunomodulatory/anti-inflammatory product to combat the underlying source of disease. Other similarly targeted agents are under investigation and, if approved, will likely contribute to the start of an entirely new management standard — one based on control of inflammatory sources and immunologic mechanisms — for the treatment of dry eye syndrome. REFERENCES Akramian J, Wedrich A, Nepp J, Sator M. Estrogen therapy in keratoconjunctivitis sicca. Adv Exp Med Biol. 1998;438:1005–1009. Avisar R, Savir H. Our further experience with bromhexine in keratoconjunctivitis sicca. Ann Ophthalmol. 1988;20:382. Becquet F, Goldschild M, Moldovan MS, et al. Histopathological effects of topical ophthalmic preservatives on rat corneoconjunctival surface. Curr Eye Res. 1998;17:19-25;410–425. Burstein NL. Corneal cytotoxicity of topically applied drugs, vehicles and preservatives. Surv Ophthalmol. 1980;25:15–30. Calonge M. The treatment of dry eye. Surv Ophthalmol. 2001;45 (suppl 2): S227–S239. Debbasch C, Brignole F, Pisella PJ, et al. Quaternary ammoniums and other preservatives’ contribution in oxidative stress and apoptosis on Chang conjunctival cells. Invest Ophthalmol Vis Sci. 2001;42:642–652. Doughty MJ, Fonn D, Richter D, et al. A patient questionnaire approach to estimating the prevalence of dry eye symptoms DRY EYE SYNDROME 31 PHARMACOTHER APEUTIC OPTIONS in patients presenting to optometric practices across Canada. Optom Vis Sci. 1997;74:624–631. Gao J, Schwalb TA, Addeo JV. The role of apoptosis in the pathogenesis of canine keratoconjunctivitis sicca: the effect of topical cyclosporine A therapy. Cornea. 1998;17:654–663. Gilbard JP. Dry eye, blepharitis and chronic eye irritation: divide and conquer. J Ophthalmic Nurs Technol. 1999;18(3): 109–115. Gobbels M, Selback J, Spitznas M. Effect of eledoisin on tear volume and tear flow in humans as assessed by fluorophotometry. Graefes Arch Clin Exp Ophthalmol. 1991;229: 549–552. Gunduz K, Ozdemir O. Topical cyclosporine treatment of keratoconjunctivitis sicca in secondary Sjögren’s syndrome. Acta Ophthalmol. 1994;72:438–442. Hikichi T, Yoshida A, Fukui Y, et al. Prevalence of dry eye in Japanese eye centers. Graefe’s Arch Clin Exp Ophthalmol. 1995;233:555–558. Ichikawa Y, Tokunaga M, Shimizu H. Clinical trial of ambroxol (Mucosolvan) in Sjögren’s syndrome. Tokai J Exp Clin Med. 1988;13:165–169. Jumblatt JE, Jumblatt MM. Regulation of ocular mucin secretion by P2Y2 nucleotide receptors in rabbit and human conjunctiva. Exp Eye Res. 1998;67(3):341–346. Kaswan RL, Salisbury MA, Ward DA. Spontaneous canine keratoconjunctivitis sicca. A useful model for human keratoconjunctivitis sicca: treatment with cyclosporine eye drops. Arch Ophthalmol. 1989;107:1210–1216. Laibovitz RA, Solch S, Andriano K, et al. Pilot trial of cyclosporine 1 percent ophthalmic ointment in the treatment of keratoconjunctivitis sicca. Cornea. 1993;124:311–323. Lemp MA. Management of the dry-eye patient. Int Ophthalmol Clin. 1994;34:101–113. Li Y, Kuang K, Yerxa B, et al. Rabbit conjunctival epithelium transports fluid, and P2Y2(2) receptor agonists stimulate Cl(-) and fluid secretion. Am J Physiol Cell Physiol. 2001;281:C595–602. Liu Z, Pflugfelder SC. Corneal surface regularity and the effect of artificial tears in aqueous tear deficiency. Ophthalmology. 1999;106:939–943. Lopez Bernal D, Ubels J. Quantitative evaluation of the corneal epithelial barrier: effect of artificial tears and preservatives. Curr Eye Res. 1991;10:645–656. Macri A, Rolando M, Pflugfelder S. A standardized visual scale for evaluation of tear fluorescein clearance. Ophthalmology. 2000;107:1338–1343. Marsh P, Pflugfelder SC. Topical nonpreserved methylprednisolone therapy for keratoconjunctivitis sicca in Sjögren’s syndrome. Ophthalmology. 1999;106:811–816. Mathers WE, Dolney AM. Objective demonstration of tear stimulation with oral pilocarpine in dry eye patients. Invest Ophthalmol Vis Sci. 2000;41:S60. Mircheff AK, Gierow JP, Wood RL. Traffic of major histocompatibility complex class II molecules in rabbit lacrimal gland acinar cells. Invest Ophthalmol Vis Sci. 1994;35:3943–3951. Murube J, Paterson A, Murube E. Classification of artificial tears. I: Composition and properties. Adv Exp Med Biol. 1998a;438:693–704. Murube J, Murube A, Zhuo C. Classification of artificial tears. II: Additives and commercial formulas. Adv Exp Med Biol. 1998b;438:705–715. Murube J, Murube E. Treatment of dry eye by blocking the lacrimal canaliculi. Surv Ophthalmol. 1996;40:463–480. Pflugfelder SC, Wilhelmus KR, Osato MS, et al. The autoimmune nature of aqueous tear deficiency. Ophthalmology. 1986;93:1513–1517. 32 P&T DIGEST Pflugfelder SC. Advances in the diagnosis and management of keratoconjunctivitis sicca. Curr Opin Ophthalmol. 1998;9:50–53. Pflugfelder SC, Jones D, Ji Z, et al. Altered cytokine balance in the tear fluid and conjunctiva of patients with Sjögren’s syndrome keratoconjunctivitis sicca. Curr Eye Res. 1999;19:201–211. Power WJ, Mullaney P, Farrell M, Collum LM. Effect of topical cyclosporine A on conjunctival T-cells in patients with secondary Sjögren’s syndrome. Cornea. 1993;12;507–511. Prabhasawat P, Tseng SCG. The frequent association of tear clearance in ocular irritation. Br J Ophthalmol. 1998;82:666–675. Sall K, Stevenson OD, Mundorf TK, Reis BL and the CsA phase 3 study group. Two multicenter, randomized studies of the efficacy and safety of cyclosporine ophthalmic emulsion in moderate to severe dry eye disease. Ophthalmology. 2000;107:631–639. Schein OD, Munoz B, Tielsch JM, et al. Prevalence of dry eye among the elderly. Am J Ophthalmol. 1997;124:723–728. Smith RE, Taylor CR, Rao NA, et al. Immunohistochemical identification of androgen receptors in human lacrimal glands. Curr Eye Res. 1999;18:300–309. Solomon A, Dursun D, Liu Z, et al. Pro- and anti-inflammatory forms of interleukin-1 in the tear fluid and conjunctiva of patients with dry-eye disease. Invest Ophthalmol Vis Sci. 2001;42(10):2283–2292. Stern ME, Beuerman RW, Fox RI, et al. The pathology of dry eye: the interaction between the ocular surface and lacrimal glands. Cornea. 1998;17:584–589. Sullivan DA, Edwards JA. Androgen stimulation of lacrimal gland function in mouse models of Sjögren’s syndrome. J Steroid Biochem Mol Biol. 1997;60:237–245. Sullivan DA, Krenzer KL, Sullivan BD, et al. Does androgen insufficiency cause lacrimal gland inflammation and aqueous tear deficiency? Invest Ophthalmol Vis Sci. 1999a;40:1261–1265. Sullivan DA, Wickham LA, Rocha EM, et al. Androgens and dry eye in Sjögren’s syndrome. Ann NY Acad Sci. 1999b;876:312–324. Thermes F, Molon-Noblot S, Grove J. Effects of acetylcysteine on rabbit conjunctival and corneal surfaces. A scanning electron microscopy study. Invest Ophthalmol Vis Sci. 1991;32:2958–2963. Tripathi BJ, Tripathi RC. Cytotoxic effects of benzalkonium chloride and chlorobutanol on human corneal epithelial cells in vitro. Lens Eye Toxic Res. 1989;6:395–403. Tsubota K, Saito I, Ishimaru N, Hayashi Y. Use of topical cyclosporine A in a primary Sjögren’s syndrome mouse model. Invest Ophthalmol Vis Sci. 1998;39:1551–1559. Vivino FB, Al-Hashimi I, Khan Z, et al. Pilocarpine tablets for the treatment of dry mouth and dry eye symptoms in patients with Sjögren’s syndrome: a randomized, placebocontrolled, fixed-dose, multi-center trial. P92-01 study group. Arch Intern Med. 1999;159:174–181. Williamson J, Gibson AA, Wilson T, et al. Histology of the lacrimal gland in keratoconjunctivitis sicca. Br J Ophthalmol. 1973;57:852–858. Willis RM, Folberg R, Krachmer JH, Holland EJ. The treatment of aqueous-deficient dry eye with removable punctal plus. A clinical and impression-cytologic study. Ophthalmology. 1987;94:514–518. Yen MT, Monroy D, Pflugfelder SC. Punctal occlusion decreases tear production, clearance, and ocular surface sensation (abstract). Invest Ophthalmol Vis Sci. 1999;40(suppl):S980. CO S T E F F E C T I V E N E S S CO S T E F F E C T I V E N E S S I S S U E S Considerations in the Pharmacoeconomics of Dry Eye JAN D. HIRSCH, PHD1 Prescription Solutions SUMMARY Dry eye disease diminishes the quality of patients’ lives and drives utilization of health care resources. Until recently, all treatments for dry eye have been palliative. A new treatment, cyclosporine A ophthalmic emulsion, addresses the disease’s underlying causes. It warrants pharmacoeconomic analysis to determine its place in managed care. P harmacoeconomic (PE) research identifies, measures, and compares the costs and consequences of pharmaceutical product and service utilization. In this definition, costs refers to resources consumed; the consequences of using pharmaceutical products and services are considered to be the outcomes derived. A system for classifying the full range of outcomes is the ECHO (Economic, Clinical, and Humanistic Outcomes) model, proposed by Kozma (1993). Economic outcomes in the ECHO model include direct medical costs, such as the costs of the drug, administration, and treatment of adverse effects; direct nonmedical costs, such as patient transportation; indirect costs, such as lost work days, lost earnings, and de1 Jan D. Hirsch, PhD, is the director for post-launch clinical research at Prescription Solutions, a Costa Mesa, Calif.based pharmacy benefit management company. Hirsch leads the clinical research group’s Real World Prospective Outcomes Research program, which evaluates the value, safety, and effectiveness of FDA-approved medications and devices in actual patient care settings and focuses specifically on such managed care environments as HMOs, IPAs, medical groups, and integrated health systems. A pharmacist by initial training, Hirsch earned her PhD in pharmacy administration from the University of South Carolina. She has authored book chapters in multiple pharmacoeconomic texts and has written numerous journal articles on the value of specific pharmaceutical agents. creased productivity; and intangible costs related to pain and suffering. Clinical outcomes include efficacy, onset of action, percentage of patients who become free of symptoms, symptom recurrence, and adverse effects. Humanistic outcomes include healthrelated quality of life, return to normal functioning, and patient satisfaction with therapy. Some variables may relate not only to pa- Jan D. Hirsch, PhD tients but also to caregivers and significant others. This chapter considers the economic and quality-oflife burden of moderate to severe chronic dry eye syndrome, then introduces PE analysis techniques that can be used to evaluate treatments for chronic disease. BURDEN OF DRY EYE Dry eye syndrome is common, but its prevalence is somewhat difficult to pinpoint, primarily because the disease is multifactorial, definitions differ, and research is sparse. Furthermore, diagnostic techniques lack standardization and are inconclusive in milder cases. Clinical signs do not always correlate with symptoms, except in moderate to severe cases and in association with autoimmune diseases, such as Sjögren’s syndrome (Nichols 1999). In a German study, 22.8 percent of women and 9.9 percent of men age 55 to 59 reported often experiencing a sandy sensation in the eyes. In the Canadian Dry Eye Epidemiology Study, optometrists surveyed all patients using a standard questionnaire; researchers reported that, across all age groups, 28.7 percent reported dry eye symptoms, 7.6 percent indicated constant but moderate symptoms, and 1.6 percent complained of severe symptoms (Brewitt 2001). In the United States, researchers at DRY EYE SYNDROME 33 CO S T E F F E C T I V E N E S S the Schepens Eye Research Institute — using a broad definition of dry eye syndrome — estimate that 10 million Americans suffer from its symptoms (Schepens 2001). Other estimates of prevalence are reported elsewhere in this publication. Because this chapter focuses on treatment of moderate to severe dry eye syndrome, it is useful to consider the prevalence of the disease in terms of the percentage of patients with symptoms severe enough to seek health care services. In a survey of third-party payers, Nelson and colleagues (2000) reported the prevalence of dry eye syndrome to be 0.19 percent among managed care plan participants, 0.21 percent among persons covered by commercial payers, 0.35 percent among Medicaid recipients, and 1.30 percent among Medicare recipients. Many factors — ranging from autoimmune diseases such as Sjögren’s syndrome to age-related changes (e.g., menopause) to environmental conditions (e.g., contactlens wear) — can cause dry eye syndrome (Albietz 2001). Persistent uncontrolled dry eye can lead to superficial punctate staining, epithelial erosions, corneal filaments, and persistent epithelial defects. In the most severe cases, corneal ulcers occur. Clearly, moderate to severe dry eye is painful and debilitating, and the burden of dry eye can be substantial in terms of both economic and humanistic outcomes. Economic impact Until the recent market availability of cyclosporine A (CsA) ophthalmic emulsion, then-available treatments not only failed to provide adequate relief of symptoms but also failed to stop progression of the disease. Dry eye is a chronic progressive inflammatory condition and is by no means self-limited. In turn, as dry eye severity increased, both individual and societal treatment costs increased. A survey of Sjögren’s syndrome patients indicated that sufferers used drops and ointments, on average, more than 7 times daily, and nearly 1 in 3 had received punctal occlusion. Despite these measures, 89 percent visited their ophthalmologist an average of 3.1 times a year for relief from their symptoms, and 28 percent consulted other physicians for help with their dry eye problems. On average, these patients went to work despite their symptoms on 208 days annually and missed 5 work days due to their dry eye symptoms or treatment. Patients also reported that dry eye symptoms interfered with leisure activities on 123 days of the past year (Hirsch 1998). In a survey of patients without Sjögren’s syndrome, Nelson (2000) confirmed that dry eye can be chronic and devastating; on average, patients responding to the study had been diagnosed 9.23 +/– 7.19 years previously, 52 percent described their symptoms as severe or very se- 34 P&T DIGEST vere, and 22 percent indicated their symptoms were moderate. Half of the patients who revealed their ages were at least 65. Of the 70 respondents, only two reported using no topical treatments, such as artificial tears and lubricants; at least 61 percent reported using them always or regularly. More than 40 percent had received punctal occlusion; 27 percent reported using other medications — analgesics, antibiotics, anti-inflammatory agents — to treat their dry eye; 60 percent said they visited a physician at least twice in the past year because of dry eye, and 84 percent sought the aid of an ophthalmologist. These researchers also noted that about 73 percent of respondents indicated that, despite all the treatments they were using, dry eye interfered with the activities of daily life; 76 percent (53 of 70) indicated that their symptoms had not improved or had worsened over the course of the previous year. This team’s findings of the impact of the symptoms of dry eye on quality of life are summarized in Table 1. Annually, these patients lost 2 work days because of their dry eye symptoms, and went to work despite the interference on 191 days, presumably reducing their efficiency and effectiveness. Reviewing cases from a managed care database, researchers showed that patients with dry eye syndrome experienced a significantly greater increase in total costs after diagnosis than a matched control group (Smeeding 2001). These researchers suggested a link between dry eye and several other costly ophthalmic conditions, such as glaucoma. After dry eye syndrome diagnosis, total charges increased significantly more in the dry eye group (22 percent) as compared to the control group (15 percent, p<0.001). The higher management costs associated with dry eye syndrome were primarily from more frequent visits to physicians. In addition, dry eye patients were also more likely than controls to receive artificial tears, ophthalmic antibiotics, and corticosteroids. Although artificial tear preparations are sold over the counter, topical antibiotics and corticosteroids are both costly and fraught with potential side effects that increase the need for clinical evaluation — thereby increasing utilization costs. Humanistic impact Recognizing that the impact of moderate to severe dry eye is symptom-driven, several research groups have developed patient questionnaires to quantify the impact of dry eye in terms of clinical outcomes (e.g., pain) and functional activities (e.g., daily activity impairment). Studies evaluating the validity and reliability of these instruments also provide insight into the effect of dry eye symptoms on patients’ daily lives. In a study testing the performance and repeatability of the National Eye Institute Visual Function Question- CO S T E F F E C T I V E N E S S naire, researchers confirmed that the 25-question VFQ25 is a reliable tool for quantifying dry eye pain and concluded that low-vision patients with diagnostically confirmed dry eye experience more ocular pain than do other low-vision persons. Further, the VFQ-25 can be used to stage dry eye (Nichols 2002). Table 2, on page 36, lists sample questions from the VFQ-25; the entire questionnaire can be viewed online at «www.nei.nih.gov/ resources/visionfunction/vfq_ia.pdf». Citing poor correlation between dry eye symptom assessment and objective test results, another team of researchers evaluated the Dry Eye Questionnaire (DEQ) in an assessment of confirmed dry eye patients (with and without Sjögren’s syndrome) and controls. Concentrating on frequency and intensity of symptoms, they found that 10 percent of controls, 30 percent of dry eye patients without Sjögren’s syndrome, and 60 percent of dry eye patients with Sjögren’s syndrome had so much eye pain and trouble that they frequently halted their daily activities and closed their eyes to gain relief. The researchers also determined that symptom intensity increases as the day progresses, and they suggested that further testing of the DEQ is needed (Begley 2002). Using another set of patient questionnaires, the Dry Eye Disease Impact Questionnaire (DEDIQ), the Ocular Surface Disease Index (OSDI, a valid and reliable tool for measuring disease severity, which has the psychometric properties necessary to be used as a clinical-trial end point [Schiffman 2000]), the Facial Expression Subjective Scale, and the SF-12 Health Survey, researchers determined that 53 percent of dry eye patients rated their symptoms as severe to very severe; their average OSDI score was 0.41 (Kozma 2000). In the OSDI system, a score of 0 indicates no disability and a score of 1 means complete disability due to dry eye symptoms. Their SF12 physical and mental summary scores were 42.3 and 50.2, respectively, compared to a United States norm of 50.0. Only 25 percent of these patients reported symptom improvement after 1 year of treatment, while the other 75 percent complained that their symptoms failed to improve or worsened. Although researchers have used several validated instruments to assess dry eye, each of the available methodologies constructs a multidimensional profile of the patient’s health status. In a landmark study, researchers applied, for the first time, several standard methodologies for assessing an indexed type of humanistic outcome called utilities (Walt 2001). Health utilities are fundamental values that represent a subject’s preferences for specific outcomes, relative to states of health or treatments, and can be used to compare the relative impact of different diseases. In the OSDI study, patients with the severe dry eye rated its impact as comparable to Class TABLE 1 Impact of dry eye symptoms on daily life Patients who said dry eye symptoms interfered with activities most or all of the time (%) Quality-of-life factors Loss of confidence Decrease of leisure time Frustration with daily activities Change of activities Depression, unhappiness Need for assistance Missed outings Decrease of work time Change of work Other None of the above Vision-related activities Nighttime driving Reading Working at electronic monitor Watching television 38.6 35.7 34.3 25.7 25.7 14.3 12.9 11.4 7.1 22.9 27.1 32.3 27.5 25.7 17.9 SOURCE: NELSON 2000 III/IV angina (see Figure, page 36). They suggested that an effective dry eye treatment could be expected to restore patient benefits of a magnitude comparable to those associated with treating severe angina. This study also indicated that dry eye utilities vary in a manner consistent with disease severity. TREATMENT OPTIONS AND RELATIVE COSTS As the above research suggests, dry eye symptoms persist or worsen despite standard therapies. Typically, as with mild dry eye, patients with moderate to severe dry eye rely on artificial tears. The mainstay of therapy for dry eye syndrome, artificial tears are palliative, applied several times daily, to substitute for natural tears that are deficient in quality or quantity. Other treatment options for more severe dry eye syndrome include punctal occlusion with temporary or permanent plugs, electrocautery surgery, and, for patients with Sjögren’s syndrome, hormone replacement therapy. Recently approved by the United States Food and Drug Administration, topical CsA is intended to address the underlying inflammatory causes of dry eye syndrome and provide far more than palliative therapy for many dry eye patients (Allergan 2002). Although the exact mechanism of action of this product is not fully understood, it is thought to act as a partial immunomodulator and anti-inflammatory, arresting T-cell activation, thereby preventing T-cells from releasing cytokines that begin the inflammatory cycle of dry eye. As CsA is utilized and its DRY EYE SYNDROME 35 CO S T E F F E C T I V E N E S S TABLE 2 NEI VFQ-25: sample questions From version 2000.Weighted kappa values (Kw) are used to determine the repeatability of individual VFQ-25 questions.2 Question 4 (Kw = 0.42). How much pain or discomfort have you had in and around your eyes (e.g., burning, itching, or aching)? Would you say it is: (Choose one) None Mild Moderate Severe Very severe Question 16 (Kw = 0.85). How much difficulty do you have driving at night: No difficulty at all A little difficulty Moderate difficulty Extreme difficulty Have stopped doing this because of eyesight Have stopped doing this for other reasons Question 19 (Kw = 0.42). How much does pain or discomfort in or around your eyes keep you from doing what you’d like to do: All of the time Most of the time Some of the time A little of the time None of the time Question 20 (Kw = 0.90). I stay home most of the time because of my eyesight: Definitely true Mostly true Not sure Mostly false Definitely false 2 In Cohen’s kappa statistic, >0.80 has been described as close to perfect (good reliability) and 1.00 is considered unlikely. In terms of repeatability, ≥0.67 allows for tentative conclusions to be drawn, while ≥0.40 indicates to researchers that moderate agreement can be expected. ADAPTED FROM NEI 2000, NICHOLS 2002 place in practice becomes clearer, the role of traditional palliative agents may change significantly. Pharmacoeconomic analysis of dry eye The burden of dry eye syndrome has been assessed across the full range of outcomes. However, in the routine assessment of its therapies, researchers customarily 36 P&T DIGEST FIGURE Comparing utilities among dry eye, other conditions Utilities are used to develop a cost-utility analysis (see page 37). A utility of 1.00 equates to perfect health, while 0.00 equals death. Mild psoriasis 0.89 Mild dry eye 0.81 Asymptomatic dry eye 0.78 Moderate dry eye 0.78 Moderate angina 0.75 Severe dry eye 0.72 Class III/IV angina 0.71 Disabling hip fracture 0.65 Severe dry eye with tarsorrhaphy Moderate stroke 0.62 0.39 Complete blindness 0.33 AIDS 0.21 SOURCE:WALT 2001 have focused mainly on safety and efficacy factors. A comprehensive evaluation of these treatments should also include investigation of their broader impact, focusing on their ability to relieve the economic and humanistic burdens of dry eye syndrome on both individual patients and society. Only a few studies have included economic or humanistic assessments of any kind, notably studies for punctal occlusion and the newly approved ophthalmic cyclosporine formulation. Punctal occlusion Although punctal occlusion has been used to treat dry eye patients for 40 years, few clinical studies have adequately characterized the benefits of this procedure. In a controlled, double-masked, prospective study, researchers in Mexico recently determined that patients who received bilateral collagen and silicone lacrimal occlusion implants in both the superior and inferior canaliculi experienced progressive clinical improvement over time (Nava-Castaneda 2003). At 8 weeks, suffering had been relieved by more than 90 percent, compared with baseline readings. At 6 months, 86 percent of treated pa- CO S T E F F E C T I V E N E S S tients remained free of symptoms. In contrast, symptoms remained unchanged among patients in the sham procedure group. In addition, the researchers also reported a change in resource utilization; 76 percent of patients had stopped the daily use of eye lubricants, thus relieving a portion of the patient’s economic burden. Retrospectively, researchers at Wills Eye Hospital, Philadelphia, established that punctal plug insertion is a simple method that is safe and effective in the treatment of a wide range of diseases of the ocular surface and aqueous tear deficiency, including toxic epitheliopathy that cannot be controlled by artificial tears (Ming-Chen 2002). In addition, they focused on a common event that has an economic impact — spontaneous plug extrusion, which requires repeated medical visits and procedures. Of 312 plugs inserted, 14 were removed — 11 because of epiphora and three due to conjunctival erosions. Overall success was about 77 percent, but would have been about 10 percentage points higher if only patients with dry eye had been included in the study. One reason for suboptimal clinical results was undiagnosed blepharitis, which often coexists with dry eye. The authors also noted that clinicians should carefully choose plug size and monitor patients; these could have added economic benefits. Using data from the literature and expert opinion, Lee and colleagues developed a Markov economic model to assess the medical costs and outcomes of dry eye syndrome (Lee 2000). They reported that, over the course of 1 year, the cost of managing and treating a population of dry eye patients with palliative medications, punctal plugs, and surgery is estimated to be $357,050 for an organization covering 500,000 lives. These researchers suggest their model could be used to quantitatively assess the impact of new treatments on health-system budgets and speculated that a more effective dry eye intervention could improve cost effectiveness by decreasing patient demand for physician visits and procedures. Cyclosporine A ophthalmic emulsion With the recent approval of CsA ophthalmic emulsion, investigators have renewed reason to apply PE assessment to dry Basic principles of pharmacoeconomic research P E evaluations estimate the value of the economic, clinical, and humanistic outcomes resulting from different treatments, which are compared to help decision makers determine optimal therapeutic approaches for their patient populations. Several types of analyses are available, including cost-minimization, costeffectiveness, cost-benefit, and cost-utility analyses. Each type of analysis expresses resources consumed in terms of monetary units, but uses a different unit to express the outcome. Cost minimization is the simplest of these analyses, because it assumes that the outcomes of the therapies being compared have been proven equivalent among treatment groups.This reduces the analysis to a monetary comparison of resources consumed. A cost-effectiveness comparison of two or more treatments analyzes the dollars spent in consumed resources and the clinical outcomes derived from this expenditure. Because it uses natural units of medical outcomes (e.g., life-years gained, percentage of successfully treated patients) to compare medical treatments, this type of PE analysis — more than any — parallels the medical thought process and is intuitively accepted within the medical community.That is why, in medical-decision making, cost effectiveness is the most commonly performed of the four analyses. A cost-effectiveness evaluation, however, cannot be used to compare treatments with dissimilar outcomes. In a cost-benefit analysis, the outcomes of two dissimilar treatment groups, inherently expressed in dissimilar natural units, can be estimated in terms of monetary units.This conversion allows the investigator to compare dollars with dollars: dollars spent in consumed resources with the dollar value gained in clinical outcomes.Thus, a cost-benefit analysis allows the investigator to compare costs and outcomes of unrelated health care interventions, such as the treatment of glaucoma and dry eye syndrome. A cost-utility analysis evaluates the effect of treatment on societal outcomes, typically expressing results in terms of health utilities or quality-adjusted life years. A cost-utility evaluation allows the investigator to include the humanistic outcomes of patient preferences or quality of life when comparing products or programs with dissimilar outcomes measures.This analysis technique, in effect, expands cost-benefit analyses beyond expressing outcomes as monetary units. The clinical characteristics of a disease and the resulting burden determine the relevance of each type of outcome for a PE analysis. For example, lost work days are relevant in the evaluation of asthma or migraine, in which symptoms can temporarily debilitate sufferers. More relevant to a symptom-silent disease (such as early-stage glaucoma) would be, for example, the cost of noncompliance, which generates greater downstream expenditures associated with more invasive therapies. In the case of moderate to severe dry eye syndrome, the burden of disease data indicates that both economic and humanistic outcomes are important to consider. DRY EYE SYNDROME 37 CO S T E F F E C T I V E N E S S eye treatments. So far, studies have included analyses from the economic perspective regarding reduction in artificial tear and medication use after CsA treatment. In a double-masked phase 2 study of CsA, the use of artificial tears generally decreased at weeks 4, 8, and 12 during therapy, and at weeks 2 and 4 after it (Stevenson 2000). In a phase 3 trial of 0.05 percent and 0.1 percent CsA emulsions, patients instilled 1 drop of the study medication in each eye twice daily and were allowed to use artificial tears as adjunctive medication at will. Over the course of the study, patients applying the CsA formulation decreased their reliance on artificial tears (Sall 2000). A 1-year observational study using the DEDIQ determined that CsA 0.05 percent is highly efficacious in treating dry eye syndrome. Of 181 enrolled subjects in a private ophthalmology practice, more than 60 percent reported symptom improvement. From an economic perspective, total medication orders, including those used for dry eye (nonsteroidal anti-inflammatory drugs, antihistamines, artificial tears, ophthalmic antibiotics, and ophthalmic/antibiotic steroid combinations) fell 55 percent in the post-CsA treatment period (Cross 2002). CONCLUSION Providing optimal medical care of dry eye syndrome requires planning that is based not only on drug safety and efficacy, but also on data relating the full value of medical treatments, that is, changes in economic and humanistic outcomes that are achieved due to the treatment effect. Applying PE methods to assess the value of treatments systematically can improve both the overall quality and efficacy of dry eye medical care. Although full-range PE studies of dry eye syndrome remain to be conducted, the course of such analyses is clear. Researchers must determine which therapies or regimens provide the greatest effect in terms of relieving the clinical, economic, and humanistic burden of dry eye syndrome, for specific patient groups at the most effective cost. REFERENCES Albietz JM. Dry eye: an update on clinical diagnosis, management and promising new treatments. Clin Exp Optom. 2001;84:4–18. Allergan Inc. Allergan’s Restasis approved by the FDA [news release]. Dec. 26, 2002. Available online at «http:// www.restasis.com/press.html». Accessed April 6, 2003. Begley CG, Caffery B, Chalmers RL, Mitchell GL. Use of the dry eye questionnaire to measure symptoms of ocular irritation in patients with aqueous tear deficient dry eye. Cornea. 2002;21:664–670. Brewitt H, Sistani F. Dry eye disease: the scale of the problem. Surv Ophthalmol. 2001;45(suppl2):S199–S202. Cross WD, Lay LF, Walt JG, Kozma CM. Clinical and economic implications of topical cyclosporine A for the treatment of dry eye. Manag Care Interface. 2002;15:44–49. 38 P&T DIGEST Hirsch JD, Kozma CM, Wojcik AR, Reis B. Economic and quality of life impact of dry eye symptoms: a Sjögren’s patient survey [abstract]. Invest Ophthalmol Vis Sci. 1998;39:S65. Kozma CM, Reeder CE, Schulz RM. Economical, clinical, and humanistic outcomes: a planning model for pharmacoeconomic research. Clin Ther. 1993;15:1121–1132. Kozma CM, Hirsch JD, Wojcik AR. Economic and quality of life impact of dry eye symptoms. Poster presented at the Annual Meeting of the Association for Research in Vision and Ophthalmology, April 30–May 5, 2000, Ft. Lauderdale, Fla. Lee JT, Teale CW. Development of an economic model to assess costs and outcomes associated with dry eye disease. Poster presented at the 2000 Spring Practice and Research Forum of the American College of Clinical Pharmacy, April 2–5, 2000, Monterey, Calif. Ming-Chen T, Banu Cosar C, Cohen EJ, et al. The clinical efficacy of silicone punctal plug therapy. Cornea. 2002;21:135–139. Nava-Castaneda A, Tovilla-Canales JL, Rodriguez L, et al. Effects of lacrimal occlusion with collagen and silicone plugs on patients with conjunctivitis associated dry eye. Cornea. 2003;22(1):10–14. NEI (National Eye Institute). National Eye Institute Visual Functioning Questionnaire–25. Version 2000. Bethesda, Md: NEI, 2000. Nelson JD, Helms H, Fiscella R, Southwell Y, Hirsch JD. A new look at dry eye disease and its treatment. Adv Ther. 2000;17(2):84–93. Nichols KK, Begley CG, Caffrey B, Jones LA. Symptoms of ocular irritation in patients diagnosed with dry eye. Optom Vis Sci. 1999;76(12):838–844. Nichols KK, Mitchell GL, Zadnik K. Performance and repeatability of the NEI-VFQ-25 in patients with dry eye. Cornea. 2002;21(6):578–583. Sall K, Stevenson OD, Mundorf TK, Reis BL, and the CsA Phase 3 Study Group. Two multicenter, randomized studies of the efficacy and safety of cyclosporine ophthalmic emulsion in severe to moderate dry eye disease. Ophthalmology. 2000;107(4):631–639. Schepens Eye Research Institute. Dry eye syndromes: your questions answered. 2001. Available at «http://www.eri.harvard.edu/ text/dryeye.text.html». Accessed March 10, 2003. Schiffman RM, Christianson MD, Jacobsen G, Hirsch JD, Reis BL. Reliability and validity of the Ocular Surface Disease Index. Arch Ophthalmol. 2000;118:615–621. Smeeding JE, McLaughlin C, Walt JG. Dry-eye increases in health care and utilization and expenditures. Poster presented at the sixth annual international meeting of the International Society for Pharmacoeconomics and Outcomes Research, May 20–23, 2001, Arlington, Va. Stevenson D, Tauber J, Reis BL, the Cyclosporine A Phase 2 Study Group. Efficacy and safety of cyclosporine A ophthalmic emulsion in the treatment of severe to moderate dry eye disease: a dose-ranging, randomized trial. Ophthalmology. 2000;107:967–974. Walt JG, Schiffman RM, Jacobsen G, et al. Utility assessment among patients with dry eye disease. Poster presentation, exhibited at the Annual Meeting of the International Society for Quality of Life Research, Nov. 8, 2001, Amsterdam. CHRONIC THER APY «PRODUCT HED» Issues in the Use Of Preservative-Free Topicals HENRY D. PERRY, MD ERIC D. DONNENFELD, MD Ophthalmic Consultants of Long Island SUMMARY In a perfect world, patients would use medications as prescribed. In reality, patients may cut corners, especially if they may save money by doing so. Clinicians and pharmacists must acknowledge this tendency, yet at the same time protect patients from using contaminated ophthalmologic agents and strive to achieve optimal clinical outcomes. I n treating dry eye syndrome, appropriate product administration is an important but often neglected issue. At present, concerns about product administration apply only to topical artificial tear preparations, but in the future physicians will have the option of treating the underlying cause of the disease, rather than its effects, in many patients. This is because the Food and Drug Administration recently approved a new dry eye medication, a 0.05 percent cyclosporine A (CsA) ophthalmic formulation, marketed by Allergan as Restasis (Allergan 2002). CsA is contraindicated in patients with active ocular infection or suspected or known hypersensitivity to any of its components, and therefore is not appropriate for a subset of patients. In brief, CsA restores tear function. Unlike artificial tear medications, which dry eye sufferers may apply four or more times daily, CsA is applied twice daily. Because its clinical benefits become apparent after about 3 months of therapy, it is reasonable to suspect that patients put on a CsA regimen will continue to use artificial tear formulations during the initial months of therapy. They also may continue to use artificial tears adjunctively thereafter, but probably at a lower daily dosage and with an end in sight. Until CsA gains broad utilization, the artificial tear preparations — liquids, gels, and ointments — will continue to represent the mainstay of dry eye treatment. By increasing humidity at the ocular surface, improving lubrication, and smoothing the corneal surface, artificial tears provide temporary, albeit strictly palliative, relief from the effects of dry eye. Common artificial tear ingredients include tonicity, buffering, viscosity, wetting, and lubricating agents; antioxidants; and preservatives (Power Graphics 1999). Tonicity agents adjust the preparation’s osmolality. Buffering agents adjust its pH level to between 6 and 8. Viscosity agents slow the flow of the solution through the eye’s drainage ducts, to extend its usefulness. Wetting agents facilitate the spread of the material over the ocular surfaces, and lubricating agents supplement the lipid occlusive layer. Antioxidants prevent deterioration of the product when it is exposed to oxygen. Preservatives retard the growth of bacteria, increasing the shelf life of artificial tear formulations in multiple-use vials. Why use preservatives? Today, both preserved and preservative-free artificial tear formulations are available. Preserved products, which on a per-use basis generally tend to cost less than nonpreserved formulations, are packaged in multipledose bottles. Preservative-free formulations are sold in single-dose vials. The FDA and the U.S. Pharmacopoeia mandate the inclusion of preservatives for all multidose topical ophthalmic medications (Abelson 2002). Over the years, pharmaceutical companies have replaced harsher preservatives in artificial tear preparations with gentler ingredients. Preservatives have benefits when used in ophthalmic topical medications, but experts caution against prolonged use of artificial tears containing preservatives, especially benzalkonium chloride (BAK) and chlorobutanol, which have been shown to irritate users (Abelson 2002). They further advise that, in contrast to BAK, sorbic acid infrequently causes adverse reactions, polyquaternium-1 causes only superficial epithelial damage, and sodium perborate converts to hydrogen peroxide on exposure to air and then breaks down into oxygen and water. Stabilized oxychloro complex has been found to be safe and well tolerated, even with frequent use. DRY EYE SYNDROME 39 CHRONIC THER APY Although preservative-free artificial tear solutions were developed for patients who demonstrate sensitivity to preservatives, the general avoidance of preservatives may be wise. In a rat model, researchers demonstrated that, especially over the long term, most preservatives used in ophthalmic eyedrops have the potential to damage human conjunctival and corneal epithelial cells (Becquet 1998). Although preservatives interfere with the growth, multiplication, and metabolism of microbes, they have a similar effect on eukaryotic cells, which explains their cytotoxicity and inflammatory cell response. Even at lower concentrations, and after a single instillation, BAK was toxic to the corneoconjunctival surface. These researchers warn that prolonged exposure to preservatives is likely to produce subclinical inflammation, which might lead to chronic irritation and fibrosis that can worsen dry eye syndrome. Several researchers indicate that the negative effects of preservative-free artificial tears on the eye are minor, if not negligible (Albietz 2001a, Albietz 2001b, Berdy 1992, Pisella 2002, Schein 1992). The primary concern relating to the use of preservative-free artificial tear formulations is contamination of the contents once the patient opens the container and applies the medication. The contamination typically is due to contact with the patient’s cornea, conjunctiva, eyelashes, or hands. Even bacteria that are not pathologic may alter the pH value of the medication and interfere with efficacy. A decade ago, researchers determined that patients using ocular-surface medications can trigger a cycle of microbial contamination between their conjunctivae and the container (Schein 1992). This team studied 220 in-use medications obtained from 101 patients with nonmicrobial ocular-surface disease. They cultured the bottle caps, a drop from each bottle obtained by inversion, and the contents of the bottle. They also obtained conjunctival cultures from the patients using the medications and 50 age-matched controls. They harvested pathological organisms from the conjunctivae of 34 percent (34/101) of patients but only 10 percent (5/50) of the controls. To test the susceptibility of unpreserved eye drops to contamination, British researchers inoculated 21 different unpreserved eye drop formulations with a known quantity of four different microorganisms and stored the containers at different temperatures for as long as 28 days (Oldham 1996). They recommend that unpreserved eye drops be stored at between 2 degrees and 8 degrees Celsius (35.6 to 46.4 degrees Fahrenheit) after opening, and confirmed that, in general, drops containing alkyloids or antibiotics should be discarded after 7 days. The Lothian Joint Formulary (NHS 2002) recommends that eye drops in multiple-use containers be discarded 4 weeks 40 P&T DIGEST after opening and that unpreserved drops be discarded 1 week after opening. Neither of these products need refrigeration. PRODUCT USE ISSUES For patients who need to instill artificial tears several times daily, larger containers of medication are desirable. British researchers observed that patients who frequently apply eye drops may need to carry multiple single-dose containers, which are cumbersome (Oldham 1996). They also recognized that purchasing single-dose containers can be more than 1,000 percent as expensive. It can be expected, then, that patients who purchase unpreserved medications in single-dose vials will try to derive the most benefit from their dollars. A single-dose vial can provide 10 or more drops, all of which may be used to relieve symptoms in one eye; a patient who uses the entire vial in a day does not risk contamination. Yet a patient requiring 4 drops daily may be tempted to save the remaining medication for use beyond the first day. In our practice, we therefore advise patients that preservative-free artificial tears are free of contamination the day they are opened, are probably not contaminated on the second day, but are likely contaminated on the third day and must be discarded. Our goal is to make sure that the patient at least reduces the risk of infection to a level with which we are relatively comfortable. Considering that the dry eye medications we prescribe have been tested and remained uncontaminated when exposed to room air for as long as 28 days, we are confident that our warning suffices to prevent patients from instilling contaminated medications. Compliance Patients with dry eye may become noncompliant with an established regimen for different reasons. Some will use too much medication because their artificial tears provide insufficient relief. Some may be unable to apply the medication correctly. In a study of noncompliance in 200 patients using eyedrops (mean age, 26 years; range, 9 to 92 years), the main reasons that emerged for noncompliance were poor motivation (stemming from inadequate understanding of the function of the medication) and inability to use eye drops properly (Winfield 1990). Sixty-two percent consistently self-administered their drops, 17 percent selfmedicated when no help was available, 21 percent always obtained help, and 8 percent never tried to administer their medication. Approximately half the patients had difficulty aiming the drop. Other problems included inability to squeeze the container well enough, blinking, and inability to see the tip of the container. In particular, arthritic patients experienced physical difficulties CHRONIC THER APY TABLE Discussion points for optimizing benefit from ophthalmic medications General instructions • If using two different types of eye drops, instill the first, wait 5 minutes, then instill the second. • If using drops and ointment, instill the drop first, wait 5 minutes, then apply ointment. • When using products in single-use vials, agitate the container so that the color and/or opaqueness of its contents are uniform. Preventing contamination • Wash hands before opening container. • Prevent container tip from touching the eye. • When finished, tighten container cap. • Single-use vials should be used immediately after opening and discarded after use. Eye drops • Lean head back. • Instill eye drops by gently sliding skin below eyelid over prominent point of cheekbone to form pocket. • Put one drop into pocket. • Close eye and refrain from blinking for about 1 minute. • Press tightly (but not tightly enough to cause injury) with one finger on inside corner of eye for about 30 seconds after instilling drop. • Use only 1 drop at a time. • The eye’s conjunctival fornix can accommodate only 1 drop at a time. Any fluid beyond 1 drop will overflow. Ointment • Start at inside corner of eye. • Squeeze thin line (about 0.5 cm) of medication along inside of lower lid. • Blink. with administration. These researchers also reported that most patients were reluctant to admit they were experiencing problems with the process. In a separate survey of patients by telephone, 50 percent (114/229) of patients with dry eye said they continued to use the artificial tear solutions they had been prescribed, while 53 percent (47 of 89) reported discontinued use of prescribed ointments (Swanson 1998). This research detected “extreme” variability in the amount of artificial tear medication used, from patient to patient, and day to day. Patients appeared to titrate their artificial tear dosage to their symptoms on a daily basis; this researcher recommends patient education to foster compliance. Product administration To help patients achieve optimal benefit from ophthalmic medications, clinicians and pharmacists need to discuss the benefits of the chosen therapy with patients and their at-home care providers, and the correct way to apply the medication (see Table). CONCLUSION Although new ophthalmic drug-delivery systems alleviate dry eye somewhat, and a new CsA ophthalmic emulsion may alleviate the syndrome in many patients, proper administration of dry eye medications remains vital to successful treatment. The trend toward preservative-free medications means patients and their caregivers must exercise care during administration to prevent contamination of the remaining contents in the vial. Patients should be cautioned not to instill more than one drop of medication at a time, to prevent wasting the medication. Eye care clinicians can help patients achieve optimal relief by providing a combination of the most appropriate medication with the education on proper self-medication. REFERENCES Abelson MB, Washburn S. The downside of tear preservatives. Rev Ophthalmol. 2002;9(5). Albietz JM. Dry eye: an update on clinical diagnosis, management and promising new treatments. Clin Exp Optom. 2001a;84:4–18. Albietz JM, Bruce AS. The conjunctival epithelium in dry eye subtypes: effect of preserved and non-preserved topical treatments. Curr Eye Res. 2001b;22:8–18. Allergan, Inc. Allergan’s Restasis approved by the FDA [press release]. December 26, 2002. Becquet F, Goldschild M, Moldovan MS, et al. Histopathological effects of topical ophthalmic preservatives on rat corneoconjunctival surface. Curr Eye Res. 1998;17:419–425. Berdy GJ, Abelson MB, Smith LM, George MA. Preservative-free artificial tear preparations: assessment of corneal epithelial toxic effects. Arch Ophthalmol. 1992;110:528–532. NHS Lothian. Lothian Joint Formulary. Available at: «http://www.nhslothian.scot.nhs.uk/ lothianformulary/11/11_8.html.» Accessed April 7, 2003. Oldham GB, Andrews V. Control of microbial contamination in unpreserved eyedrops. Br J Ophthalmol. 1996;80:588–591. Pisella PJ, Pouliquen P, Baudouin C. Prevalence of ocular symptoms and signs with preserved and preservative free glaucoma medication. Br J Ophthalmol. 2002;86:418–423. Power Graphics. Common ingredients in artificial tears. 1999;3(1):1–2. Available at: «http://www.powerpak.com/PowerGraphics/1999/January/ CommonIngredients.cfm». Accessed March 15, 2003. Schein OD, Hibberd PL, Starck T, et al. Microbial contamination of in-use ocular medication. Arch Ophthalmol. 1992;110:82–85. Swanson M. Compliance with and typical usage of artificial tears in dry eye conditions. J Am Optom Assoc. 1998;69:649–655. Winfield AJ, Jessiman AJ, Williams A, Esakowitz L. A study of the causes of non-compliance by patients prescribed eyedrops. Br J Ophthalmol. 1990;74:477–480. DRY EYE SYNDROME 41 CONTINUING EDUCATION POST-TEST P&T Digest Dry Eye Syndrome Please tear out the combined answer sheet/evaluation form on page 43 (physicians) or page 44 (pharmacists). On the answer sheet, place an X through the box of the letter corresponding with the correct response for each question.There is only one correct answer to each question. 1. Symptoms of dry eye syndrome, or keratoconjunctivitis sicca, include all but which of the following? a. Gritty sensation under eyelids. b. Numbness. c. Mucous discharge. d. Increased frequency of blinking. e. Redness. 2. Despite improving ocular lubrication and increasing humidity at the ocular surface, artificial tears and lubricants fail to: a. Accurately reproduce natural tears. b. Improve vision. c. Correct the underlying pathology that can occur with dry eye. d. Answers “a” and “c.” 3. The AAO 2003 guidelines include all but which of the following goals for managing patients with dry eye? a. To establish appropriate therapy. b. To educate the patient. c. To prevent complications. d. To reduce the use of concurrent therapies. e. To identify the causes of the condition. 4. In a population-based study, Schein (1997) estimated that dry eye symptoms are present in: a. 1 million elderly Americans. b. 1 in 7 elderly Americans. c. 1.30 percent of Medicare managed care covered lives. d. 0.21 percent of commercial managed care covered lives. 5. Contamination of preservative-free artificial tear products typically is due to: a. Improper manufacturing practices. b. Contact with the patient’s cornea, conjunctiva, eyelashes, or hands. c. Airborne microbes. d. The patient’s sneezing or coughing. 6. Artificial tears are best described as: a. Preventive therapy. b. Curative therapy. c. Palliative therapy. d. Counterintuitive therapy. 42 P&T DIGEST 7. Dry eye can occur sporadically or as a chronic condition that becomes a self-perpetuating syndrome. a. True. b. False. 8. Topical corticosteroids should: a. Be reserved for patients who experience severe and recalcitrant symptoms. b. Be considered as front-line therapy for patients on antihistamine therapy. c. Be used for 2 weeks or less for severe exacerbations of dry eye syndrome. d. Answers a and c. e. All the above. 9. For patients with severe dry eye, a diagnosis usually is supported by the following: a. Schirmer wetting test. b. Ocular surface dye-staining pattern. c. Tear break-up time test. d. All the above. 10. Dry eye syndrome has numerous risk factors. Which of the following are risk factors for dry eye syndrome? a. Vitamin A deficiency. b. Hormone replacement therapy. c. Arthritis. d. Answers b and c. e. All the above. 11. Preservative-free artificial tears were developed: a. For patients who demonstrate sensitivity to preservatives. b. Because preservatives are known carcinogens. c. To reduce the cost of the medication. d. To encourage the use of more medication. 12. In a survey of third-party payers, prevalence of dry eye syndrome among persons covered by commercial plans was determined to be: a. 0.21 percent. b. 0.35 percent. c. 1.30 percent. d. 10.00 percent. continued on page 45 CONTINUING EDUCATION ANSWER SHEET/CERTIFICATE REQUEST P&T Digest Dry Eye Syndrome CME CREDIT FOR PHYSICIANS Sponsored by The Chatham Institute See page 44 for answer sheet for pharmacists I certify that I have completed this educational activity and post-test and claim ______ credits. Signature: _______________________________________ First name, MI ____________________________________ Last name, degree ________________________________ EXAMINATION: Place an X through the box of the letter that represents the best answer to each question on pages 42 and 45.There is only ONE answer per question. Place all answers on this answer form: A B C D E A B C D E 11. ■ ■ ■ ■ 1. ■ ■ ■ ■ ■ 12. ■ ■ ■ ■ 2. ■ ■ ■ ■ 13. ■ ■ 3. ■ ■ ■ ■ ■ 14. ■ ■ ■ ■ 4. ■ ■ ■ ■ 15. ■ ■ ■ ■ ■ 5. ■ ■ ■ ■ 16. ■ ■ 6. ■ ■ ■ ■ 17. ■ ■ ■ ■ 7. ■ ■ 18. ■ ■ ■ ■ 8. ■ ■ ■ ■ ■ 19. ■ ■ ■ ■ 9. ■ ■ ■ ■ 20. ■ ■ ■ ■ 10. ■ ■ ■ ■ ■ PROGRAM EVALUATION Title ___________________________________________ So that we may assess the value of this self-study program, we ask that you please fill out this evaluation form. Affiliation _______________________________________ Have the activity’s objectives been met? 1. Describe the etiology of dry eye syndrome, or keratoconjunctivitis sicca (KCS), and risks of untreated disease. 2. Outline the prevalence of KCS and the economic implications thereof. 3. Review the American Academy of Ophthalmology guidelines for treatment of KCS. 4. Explain the mechanisms of action of pharmacotherapies for KCS. 5. Summarize pharmacoeconomic data of emerging anti-inflammatory agents for KCS. 6. Identify considerations in proper handling and administration of preservative-free topical agents for KCS. Specialty ________________________________________ Address ________________________________________ City _____________________ State _____ ZIP ________ Daytime telephone (_______) _______________________ Fax (________) ___________________________________ E-mail __________________________________________ Physician — Maximum of 3.0 category 1 credits toward AMA Physician’s Recognition Award. To receive CME credit, complete answer sheet/evaluation form and mail or fax to: Office of Continuing Education The Chatham Institute 26 Main Street, 3rd Floor Chatham, NJ 07928 Fax: (973) 701-2515 Credit will be awarded upon successful completion of assessment questions (70 percent or better) and completion of program evaluation. If a score of 70 percent or better is not achieved, no credit will be awarded and the registrant will be notified. Yes No ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ ■ Was this publication fair, balanced, and free of commercial bias? Yes _____ No _____ If no, please explain: _______________________________ ________________________________________________ Did this educational activity meet my needs, contribute to my personal effectiveness, and improve my ability to: Strongly agree Treat/manage patients? Communicate with patients? Manage my medical practice? Other __________________ 5 5 5 5 Strongly disagree 4 4 4 4 3 3 3 3 2 2 2 2 1 1 1 1 n/a n/a n/a n/a Effectiveness of this method of presentation: Excellent Very good Good Fair Poor 5 4 3 2 1 Time spent reading this publication: H ____ M _______ Please allow up to 6 weeks for processing. The cost of this activity is provided at no charge to the participant through an educational grant from Allergan. CMC3000 What other topics would you like to see addressed? ________________________________________________ ________________________________________________ Comments: ______________________________________ ________________________________________________ ________________________________________________ DRY EYE SYNDROME 43 CONTINUING EDUCATION ANSWER SHEET/REQUEST FOR STATEMENT OF CREDIT P&T Digest Dry Eye Syndrome CPE CREDIT FOR PHARMACISTS Sponsored by The Chatham Institute See page 43 for answer sheet for physicians I certify that I have completed this educational activity and post-test and claim ______ credits. Signature: _______________________________________ First name, MI ____________________________________ Last name, degree ________________________________ Title ___________________________________________ Affiliation _______________________________________ Specialty ________________________________________ Address ________________________________________ City _____________________ State _____ ZIP ________ EXAMINATION: Place an X through the box of the letter that represents the best answer to each question on pages 42 and 45.There is only ONE answer per question. Place all answers on this answer form: A B C D E 1. ■ ■ ■ ■ ■ 2. ■ ■ ■ ■ 3. ■ ■ ■ ■ ■ 4. ■ ■ ■ ■ 5. ■ ■ ■ ■ 6. ■ ■ ■ ■ 7. ■ ■ 8. ■ ■ ■ ■ ■ 9. ■ ■ ■ ■ 10. ■ ■ ■ ■ ■ 11. ■ ■ ■ ■ 12. ■ ■ ■ ■ 13. ■ ■ 14. ■ ■ ■ ■ 15. ■ ■ ■ ■ ■ 16. ■ ■ 17. ■ ■ ■ ■ 18. ■ ■ ■ ■ 19. ■ ■ ■ ■ 20. ■ ■ ■ ■ PROGRAM EVALUATION Daytime telephone (_______) _______________________ Fax (________) ___________________________________ To receive continuing education credit, please answer all information requested below.This assures prompt and accurate issuance of your continuing education certificate. Please rate this program as follows: Very Excellent good E-mail __________________________________________ Pharmacist — This program is approved for 3.0 contact hours (0.3 CEU). ® ACPE program number: 812-000-03-016-H01. Release date: Dec. 15, 2003. Expiration date: Dec. 15, 2004. Overall quality of program Content Relevance to objectives Effectiveness of this format for learning Value to me in my daily responsibilities Good Fair 5 5 5 4 4 4 3 3 3 2 2 2 Poor 1 1 1 5 4 3 2 1 5 4 3 2 1 Complete answer sheet/evaluation form and mail to: Office of Continuing Education The Chatham Institute 26 Main Street, 3rd Floor Chatham, NJ 07928 Fax: (973) 701-2515 Credit will be awarded upon successful completion of the post-test (a score of 70 percent or better) and activity evaluation. If a score of 70 percent or better is not achieved, no credit will be awarded and the registrant will be notified. Please allow up to 6 weeks for processing. The cost of this activity is provided at no charge to the participant through an educational grant from Allergan. How long did it take you to complete this continuing education activity? Hours ______ Minutes _______ Requested topics/skills to address in future programs: ________________________________________________ ________________________________________________ Did you detect any bias in this presentation? Yes ______ No _______ If yes, please explain: _______________________________ ________________________________________________ Comments : _____________________________________ ________________________________________________ ________________________________________________ CMC3000 44 P&T DIGEST CONTINUING EDUCATION SELF-TEST, continued P&T Digest Dry Eye Syndrome 13. If inflammation is considered to be a cause of dry eye syndrome, then suppressing the cytokine-mediated inflammation response that occurs at a histological level can apply to dry eye regardless of the disease-state association. a. True. b. False. 14. In tears, lipid is: a. A mixture of water, salt, and proteins. b. A surface layer that retards evaporation. c. The film that coats the corneal surface. d. A secretion that degrades the quality of the tears. 15. The use of tear substitutes is indicated for patients with mild dry eye syndrome. For patients with more severe disease, which of the following is not necessarily indicated? a. Spectacle side shields. b. Nonpreserved tear substitutes or ointments, gels, and emulsions. c. Laser surgery. d. Moisture inserts. e. None of the above. 18. In a survey of patients with dry eye disease, which quality-of-life factor was most often mentioned as being affected by the disease? a. Decrease of leisure time. b. Decrease of work time. c. Depression, unhappiness. d. Loss of confidence. 19. Which of the following statements is true? a. Cytokines are hormone-like proteins that regulate the immune response. b. Cytokines are a subset of leukocytes involved in signal transduction in the cell membrane. c. Cytokines have antigen-receptor complexes on their surfaces. d. The underproduction of cytokines can damage tissue. 20. In dry eye syndrome, cyclosporine A: a. Mediates mucosal secretions. b. Promotes cytokine release to reduce inflammation. c. Prevents release of cytokines that incite inflammation. d. Inhibits release of a collagenous enzyme that incites inflammation. 16. A 1998 study of individuals with Sjögren’s syndrome found that, on average, this subset of dry eye patients experiences ocular irritation that interferes with activities of daily living on all but 29 days each year. a. True b. False. 17. Overutilization costs in dry eye syndrome frequently arise from: a. Corneal transplantation. b. Low patient satisfaction with palliative therapy. c. A loss of productivity. d. None of the above. DRY EYE SYNDROME 45