exhibit a - Cook/Kiley Receivership

CASE 0:09-cv-03333-MJD-FLN Document 1151-1 Filed 10/01/14 Page 1 of 4
EXHIBIT A
CASE 0:09-cv-03333-MJD-FLN Document 1151-1 Filed 10/01/14 Page 2 of 4
UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
U.S. COMMODITY FUTURES
TRADING COMMISSION,
Plaintiff,
v.
Case No. 09-cv-3332 (MJD/FLN)
TREVOR COOK et al.,
Defendants,
R.J. ZAYED,
Receiver.
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION,
Plaintiff,
v.
Case No. 09-cv-3333 (MJD/FLN)
TREVOR G. COOK et al.,
Defendants,
R.J. ZAYED,
Receiver.
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION,
Plaintiff,
v.
Case No. 11-CV-574 (MJD/FLN)
JASON BO-ALAN BECKMAN, et al.,
Defendants,
R.J. ZAYED,
Receiver.
REPORT OF SALE OF RECEIVER ESTATES’ CLAIM
IN THE PEREGRINE FINANCIAL GROUP, INC. BANKRUPTCY
CASE 0:09-cv-03333-MJD-FLN Document 1151-1 Filed 10/01/14 Page 3 of 4
Auction Sale Date:
September 16, 2014
Successful Bidder:
Tangerine Funding, LLC
Successful Bidder Number:
1
Total Number of Bidders:
2
Total Bids Submitted:
2
Best Bid/Purchaser Price:
$1,430,000.00
Deposit Amount:
$143,000.00
Amount Due at Closing 1:
$1,287,000.00
1
This may be offset by Distributions in Trust as per Terms of Sale.
CASE 0:09-cv-03333-MJD-FLN Document 1151-1 Filed 10/01/14 Page 4 of 4
Dated: October 1, 2014
Respectfully submitted,
R.J. ZAYED, IN HIS CAPACITY AS
RECEIVER,
By his attorneys,
s/ Tara C. Norgard
Tara C. Norgard (MN Bar No. 307,683)
Samuel T. Lockner (MN Bar No. 341,095)
CARLSON, CASPERS,
VANDENBURGH, LINDQUIST &
SCHUMAN
225 S. 6th Street, Suite 4200
Minneapolis, MN 55402
612-436-9600
612-436-9605 (fax)
tnorgard@carlsoncaspers.com
slockner@carlsoncaspers.com
Special Litigation Counsel to the Receiver
REID COLLINS & TSAI LLP
William T. Reid, IV, Esq.
Rachel S. Fleishman, Esq.
Angela J. Somers, Esq.
Anne M. Bahr, Esq.
One Penn Plaza, 49th Floor
New York, NY 10119
212-334-5000
212-334-5299 (fax)
wreid@rctlegal.com
rfleishman@rctlegal.com
asomers@rctlegal.com
abahr@rctlegal.com
CASE 0:09-cv-03333-MJD-FLN Document 1151-2 Filed 10/01/14 Page 1 of 3
EXHIBIT B
NOTICE OF SALE OF ALLOWED PFG BAN...
Description:
K-1-Southwest
Section-Page-Zone(s):
N/A
Agency:
Reid Collins Tsai LLP
Advertiser:
CASE 0:09-cv-03333-MJD-FLN Document 1151-2 Filed 10/01/14 Page 2 of 3
Wednesday, August 20, 2014 l STAR TRIBUNE l K1
General Notices
NOTICE OF SALE OF ALLOWED
PFG BANKRUPTCY CLAIM
BY RECEIVER
Please take notice that R.J. Zayed,
in his capacity as Court-Appointed
Receiver for the Estates of Trevor
G.
Cook,
et
al.,
09-cv-3332
(MJD/FLN), 09-cv-3333 (MJD/FLN),
11-cv-574 (MJD/FLN), cases pending in the United States District
Court for the District of Minnesota,
will sell pursuant to 28 U.S.C. Sections 2001- 2004, an allowed claim
in the amount of $10,000,000.00
against the Peregrine Financial
Group, Inc. estate (Bankr. N.D. Ill.
12-27488) ("Allowed PFG Claim").
The Receiver will conduct an auction sale of the Allowed PFG Claim
on September 16, 2014 at 1:00 p.m.
EDT. The auction will take place at
the offices of Reid Collins & Tsai
LLP at One Penn Plaza, 49th Floor,
New York, NY 10119; however, bidders will be able to participate by
phone. All bidders must execute
terms of sale and be pre-qualified
prior to the auction. The bidding
will
begin
at
$1,355,000.00.
Overbids must be increments of at
least $25,000.00. Bidding for the
Allowed PFG Claim will continue
until the highest and/or best bid is
determined subject to other auction terms. Information about the
claim or the auction can be obtained by contacting Angela Somers
at
asomers@rctlegal.com
(212) 344-5208 or Anne Bahr at
abahr@rctlegal.com
(212)
9469405.
Proposals for Bids
Indefinite Quantity Construction
Contract
The
National
Joint
Powers
Alliance® (NJPA) issues this Invitation For Bid (IFB) on behalf of,
and to provide Indefinite Quantity
Construction Contracting (IQCC)
services to all current and potential NJPA Members including all
government agencies, education
agencies to include colleges and
universities, and non-profit agencies in the metropolitan Nashville
area in the State of Tennessee. It
is the intention of NJPA to award
multiple contracts for general and
mechanical construction services
in the area. Each contract has an
estimated
annual
value
of
$1,000,000 to $2,000,000 and the maximum term of the contract is
four years.
IQCC is a construction contracting
procurement system that provides
facility owners’ access to competitively bid "on-call" general contractors to provide immediate
construction services over an extended period of time.
Intending bidders are required to
attend the pre-bid seminar for the
purpose of discussing the IQCC
procurement system, the contract
documents, and bid forms. The
mandatory pre-bid seminar will be
held as follows:
08/21/14 10:00 a.m.
Metropolitan
Nashville Public Schools Board
Room, 2601 Bransford Ave., Nashville, TN 37204
0
1 Col x 3.94 in
An electronic (CD) copy of the IFB
Documents which include the instructions for submitting a bid and
the bid documents may be obtained by letter of request to Matthew Peterson, NJPA, 202 12th
Street NE, Staples, MN 56479, or by
visiting our website at www.
njpacoop.org/eziqc-biddocument-request selecting the
desired bid documents from the
drop down list and completing the
requested information. All requests must include; mailing address, email address, contact
name, phone number. Bids are due
by 4:30 pm CT on September 9,
2014 and will be opened at 9:00 am
on September 10, 2014. IFB Documents will be available until September 5, 2014.
Color Type:
SOUTHWEST 5100 Sheridan: 4-Fam
Art, Books, HH, Tools, Bikes, Mowers,
Collectibles, Furniture... Wed-Sun 9-5
Size:
Porcelain Tile from $.59/sq ft
Carpet & Vinyl from $.49/sf
Carpet Tiles from $.95/sq ft
Laminate Flooring frm $.99/sq ft
Solid Hardwoods frm $2.99/sq ft
Hurry In While Selection
Is At Its BEST!
Building Materials Outlet
3045 Sibley Memorial Hwy
Eagan, MN 55121
www.bmomn.com
Phone: 651-454-8840
CARPET PAD - FREE 2 garages 1/2
full of 1/2’’ felt pad plus 3/8’’ foam
= 8 lb density includes 3 rolls of
new carpet. Can take over garage
lease $278/mo total or remove all.
In South Mpls. Must take all. Call
612-378-7774
Yorkshire Terrier Outstanding T-cup
Yorkie! Gorgeous male & female, 13
wks old for $500, Potty trained, shots
up to date, AKC reg.
mnpets14@yahoo.com 651-222-6392
Vizsla AKC Pups Born 6/10, 1 F $700.
Call 320-554-2063 Facebook:
Villard Vizslas
ûû ROBIN HOTEL FURN SLEEP RMS
Sec bldg. No Smoke/no drink. Sgl
$160 / dbl $190 per wk + security
deposit. Ph 763-519-0000 M-F
Junkers & Repairables
More if Saleable
- Free Towing - No Hassles - Lic. MN Dealer
- BBB A+ Rating
LINCOLN CONVERTIBLE 1961 4dr,
black exterior, white leather interior, 75M actual. 218-692-3207
TRADITIONAL PHEASANT HUNTING
IN GREGORY, SD Avail October 23-31
& after mid Nov. Prefer groups of 38. Fathers & sons like it here. Beautiful, minimally hunted land. Very
nice lodge. 605-670-1369. Email:
struckmanjohnson@gmail.com
www.runninghorsesd.com
SAT 8/23 NOWTHEN
SAT 9/6 WILD MARSH
New/Renew 612.203.1177
MINNESOTACONCEALCARRY.COM
DELLWOOD
Stunning,
executive
paradise on peaceful private lake,
5BR/4.5BA, pool, 5 car gar, fully furn,
$3500/month +utils. 651-247-4047
VESTAR
VENDING
CANDY
MACHINES, approx 25, + replacement
parts, $700 for all, 507-319-3794
- Bonded and Insured - Entire Metro Area ENVIRONMENTALLY
FRIENDLY RECYCLER
û STATE PATROL û
SEIZED VEHICLE AUCTION
ALSO IMPOUND VEHICLES
612-861-3020 651-645-7715
60+ CARS, TRUCKS, Motorcyl.
’08 Pontiac Grand Prix, ’05 Ford
Focus, ’08 Chevy Impala, ’06 Chevy pickup, ’04 Saturn L300
$$$$$ CASH FOR CARS $$$$$
CALL US!!! FREE TOW. 612-414-4924
WWW.CROSSTOWNAUTO.NET
GREAT SAVINGS!
THURSDAY August 21, 2014
TOP $ PAID -$300 Paid on Most Cars,
7 days. 612-867-4325 612-598-3801
VIEW AT 6 PM ; AUCTION
BEGINS AT 7 PM
Held at: Jeff, Bobby & Steve’s
3701 Central Ave NE
Call For List 763-788-1113 or
jbstowing3828@yahoo.com
Mark Rime, Auctioneer #0275
$350 & up
On Most Junk and
Repairable Autos
More on Most ‘00 & up
Flatbed Towing Service
BEDS BEDS BEDS 612-782-9595
TWIN PILLOW TOP SET $105
FULL PILLOW TOP SET $115
QUEEN PILLOW TOP SET $120
KING PILLOW TOP SET $200
ALL NEW WITH WARRANTY
DELIVERY AVAILABLE
RAGDOLL KITTENS Adorable! M/F
Health guar. TICA reg. Text or call
612-202-8262 or call 763-675-3143
AUSTRALIAN SHEPHERD MINI PUPS
Colorful, home rsd, social, UTD on
shts, tails & dews. 715-495-3814
2508 PILLSBURY
DISCOUNTED RENT OR
$399.00 MOVE-IN SPECIAL
Large 1BR from $675.
Convenient to downtown.
Close to bus line. Off street parking.
Call (612) 366-1864
Beagles AKC 6 weeks, tris, vet chk,
shots, M $225. F $250.
320-254-3426
BORDER COLLIE PUPS Purebred
Good working parents & good with
kids. $150. 320-346-2783
CAVALIER PUPS 4 M, 2 F, ruby, black
& tan, tri, 7 weeks, vet checked,
shots. 763-639-8195
English Bulldog AKC 3 M
1 year health guar, champ lines,
$2500-$3000. 651-815-5885
ENGLISH SPRINGER SPANIELS purebred, 2 litters, AKC reg., vacc, ready
to go. 563-535-3031 563-535-7031
GERMAN SHEPHERD 11 AKC puppies,
will be big, family raised, vet check,
7 wks, ready now, $850. 715-416-2143
GERMAN SHEPHERD AKC East German working dogs, Vet checked,
Sable, $850. 320-815-2999
GERMAN SHEPHERD PUPS
AKC. US/German Lines. Guar.
715-537-5413. www.jerland.com
Goldendoodle F1 Puppies $800
light & dark goldens, Island Farm
Goldens, Le Sueur, MN. 507-665-2973
GOLDENDOODLE
PUPS Blonde to
red, non-shed, vet raised. $800. 515490-7725 dbrewbaker@aol.com
Garage Sales - NW, SW & W Suburbs
GOLDENDOODLE Pups, reg., vet chk,
$600-$800. Ready in August &
September.
218-839-4646
GOLDEN RETRIEVER AKC PUPS Family raised w/kids, shots, dews. F
$500 M $500. 651-249-6583
Golden Retriever Miniatures !!!
Please visit www.minigoldens.com
20-50 lbs, smart, friendly, sweet
Edina Multi-family Sale
Tons of Great stuff! Aug 20, 2-6,
Aug 21, 8:30-1:30. 5805 Jeff Place
LAB AKC, black/yellow pups, parents used as guide dogs, pups
from previous litters great hunters.
F $600, M $500. 320-277-6383
platteriverkennels.com
Maple Grove MOVING SALE Aug 2123 8:00a-6:00p 18075 Weaver Lk Dr; 4
GARAGES; CASH ONLY-NO PRESALES
Lab AKC Pointing Pups, yellow, blk,
1st shots, dews, EIC clear $400-$500
507-360-1869
will deliv 100 mi.
Lab AKC Puppies 5 puppies remain
from 10 born 6/18/14. Great family
and hunting dogs. $800. 763-233-1686
Lab AKC Pups Yellow, chocolate, vet
chk’d, dews, ready to go 8/28.
763-772-6438 or 763-241-0959
Lab fox red Pointing AKC Pups,
health guar, shots, dews, grt temp.
M $1000. F $1200. 952-564-8505
HEALING MASSAGE - Swedish and
Lomi Lomi, By Licia 763-533-5561
R I C H F I E L D Loving & reasonably
priced daycare openings! We’re lic
w/meal plan & tree fort 612.866.6662
Reward - Pied Cockatiel - responds
to whistles. Tail: 1 yellow/rest gray.
Lost 8/16 on 4000 block 41st Ave S,
Mpls. 612-729-4638
ANOKA
Homes On The River
763-421-7578. 1 br apts. We have
turned the old Anoka Electric building into luxury apts. Granite counter
tops, stainless steel appliances, ceramic tile floors, high industrial
looking ceilings, washer & dryer in
each unit. $900-$1,480 per mo.
Columbia Heights
2BR $700, 1BR $600. Sec. system,
No pets. 1st/Last mo rent + secuity
deposit. 763-245-1116
MOUNDS VIEW Mint, clean 2Br $720
Available now. Secure building. No
smkg. Garage available w/opener
612-402-9888 612-203-8219
GERMAN SHEPHERD pups, AKC,
champ/German lines, hlth cert, $900
taking dep, ready 9/8, 715-656-7740
FRIDLEY Thurs/Fri 8:30-6, Sat 8:304. 5714 Jackson St. NE. Toys, x-mas
decorations, collects & much more.
PCA ATTENDANT WANTED for private party, Columbia Heights. 763571-5667
GRAND AVE S. & 59TH ST, sm secure
building. 2 BR, wood burning fireplace, garage, DW, new carpet,
walk-out. $995. 612-245-6444
BORDER COLLIE PUPS
vet chkd, $300-$350.00. Ramsey, MN.
612-598-3801
BULLDOGGE OLDE ENGLISH PUPS
Vet checked. $800+. 612-290-9381
www.bulldogsbyoandb.com
LABRADOODLE & GOLDENDOODLE
Standard Pups, shots, wormed, vet
chkd. M/F $550-$650. 605-432-6498
CRYSTAL - 3246 DOUGLAS DRIVE
2BR with balcony, $880. Heat paid.
ONE MONTH FREE! $400 deposit.
763-213-9673
û LAKE MINNETONKA û
LIVE ON THE LAKE! PETS WELCOME
Garages, wood floors, docks, pool,
great views $650 & up 952-471-9378
MEET HOT MEN
Browse Ads FREE!
952-938-8700 FREE Code 2558, 18+
Wild Nasty Babes!!! 18+
Hot Live 1 on 1!
1-800-350-4323
HOT LOCAL BABES
EVERYBODY TRY IT FREE!
1-888-434-2223 18+
Spectacular Stillwater Sale
4833 Neal Ave N.
Dir: 36, Hwy 5 S. 53rd St E, Neal R.
Thurs 9:30-4, #’s @ 8:30,
Fri 9:30-4, Sat 9:30-2pm
Beautiful Lrg Home offers, quan
High end Furn incl Leather sofa,
Wing Backs, ottoman, Antq’s incl
China closet, buffet, corner cab,
carved oak Bed, Armoire, bkcase,
China incl PortMeiron, Lenox, &
Lamoge, Dressers Tw Bds, Roll top
Dsk, Wall Clks, Prnts, Oriental rugs,
4 poster Kg Bed, Outdoor Furn, Misc
Finders Keepers Mn
pics www.estatesales.net
WE PURCHASE FINE ART
Cash for Collectibles, not a check.
Diamonds, gold, etc. 36 yrs in biz.
A+ rating BBB. Mark 612-802-9686
World Supplier of Electrical Sensors needs a
production wire harness assembler. Small parts
production requires person to have good eye to
hand dexterity. Ability to read the assembly
instructions, accurately measures parts using
micrometer or meter & ruler. Willing to train.
Benefits
include
holiday
medical/dental insurance.
4X GMPR MH X 2.5X GMPR
visit us at www.tbr-apl.com
$1,200. 507-626-0422
MALTESE, AKC, shots, vet checked,
neuter/spay, 1 M, 1 F, nonshed, very
small, adorable, $750. 612-840-0712
NEWFOUNDLAND PUPS AKC
Landseer, vet checked, health guar,
avail now. $1250. Call 952-215-6918
Pit Bull Puppies
2 males, 12 wks, Gotti blue nose $350
612-670-6327
Poodles, standard, 1 M, 1 F, sable,
Ltd AKC. Call, text or email, $1200.
612-616-6915
ROTTWEILER AKC pups, ch lines, hlth
guar, born 6/26 www.wachtervombr
andelandhause.com 507-202-5030
SPOODLES & GOLDEN DOODLE MINIS
M/F, variety of colors, 320.250.2464
details/pics puppiesupnorth.com
For a limited time, you
could qualify for a car,
truck or SUV for as
little as $99 down*.
612-315-6916
A PP LY O N L I N E @
C A R H O P. C O M
6 Metro Stores Plus
St. Cloud & Rochester
*Limited time offer. Select vehicles only. With
approved credit. $99 down plus tax and registration.
29 monthly payments of $43.46 per $1000 financed.
Based on 20.9% annual percentage rate.
Start here.
Go anywhere.
Do you want to own your own business?
pay,
Are you driven to succeed?
Apply in person or call 952-882-0000.
If so, you could be a great candidate
for this exciting opportunity!
Advanced Control Technology
7050 E. County Rd 101
Shakopee, MN 55379 (near Valley fair)
Our Best Independent Distributors
Gross $1MM+ Annually
CARRIERS NEEDED - IMMEDIATE OPENINGS!
NEED CASH?
BECOME A NEWSPAPER CARRIER!
Star Tribune, the 7th largest newspaper in the country and
Minnesota’s largest media company and most trusted news
organization, is seeking Independent Distributors for its
home delivery operation. Our distributors are results-oriented
entrepreneurs who provide super daily product distribution to
a select geographic territory.
An independent distribution company in your area
that distributes the STAR TRIBUNE newspaper and
other high-qualitypublications has an IMMEDIATE
NEED FOR CARRIERS. Great opportunity to be done
by 6am Monday-Friday, 7am Saturday, & 7:30am Sunday! Earn up to $1000 a month working an average
of 4 hours a night!
The 13-county Minneapolis / St. Paul region supports one
of the top performing economies in the world, according to
The Brookings Institution. We have a growing population and
labor force, and we are the 12th best market in the U.S. for
small business creation and growth. The cost of living is low,
and many communities boast proudly of being one of the best
places to live well in America.’
∂ Must be at least 18 years old
∂ Must have reliable transportation
∂ Must have valid driver’s license & current
auto insurance
Interested?
Please call today for more info!
612-673-7475
As an Independent Distribution Agent, you will:
✓ Own your own business
✓ See potential gross annual revenue of $500,000 to
$1.5 million under a delivery fee model
✓ Focus on providing leadership and managing distribution of Star
Tribune and other print products with a select geographic territory
✓ Recruit and manage carriers who distribute the product
GET THE LATEST JOBS
SENT RIGHT TO
YOUR EMAIL
Here’s what you need to succeed:
✓ Strong leadership skills to create and maintain a responsive
carrier workforce
✓ Superior communication and customer service skills
✓ Ability to drive circulation growth and customer loyalty through
exceptional service
Previous business ownership and distribution experience is a
plus, but not required. For a modest entry cost depending on
circulation volume, you can step into a turn key operation that
gives you solid earning potential from day one!
ECHO, ECHO, ECHO
If you have the drive to succeed and want to learn more
about this exciting opportunity, please contact:
George Cherayil, Director of Home Delivery Operations
George.Cherayil@startribune.com, 612.673.4188
*DISCOUNTED RENT
Studio from $659*
1BR from $764*
2BR from $865*
And 3BR’s from $1117
With a 1-year lease
ROYAL & AQUILA PARK
A Life-Changing Career
8224 WEST 30 1/2 ST
(952)935-3861
Licensed Practical Nurses
2942 NEWTON
AVE N Large, nice
2BR, wood flrs, prvt porch, deck,
offstrt prkg, laundry, $995, avail
8/15, sect 8 ok. 612.990.2590
Anoka 4BR 3BA TH, 2 car gar,
2000SF, avail now, not sect 8 cert,
$1500 + dep. Dave, 763-639-3539
Columbia Heights 3BR+, 2BA, living
rm, fam rm, deck, washer/dryer,
2 car gar, avail 10/1. $1200 + dep.
651-207-5248
û Hopkins / St Louis Park û
1416 Division St. near Knollwood
Plaza, 2BR, Sgl gar, app’l, full Bsmt,
C/A. $1000 mo. 952.292.2565
St Louis Park Near France Ave, bus.Spacious 2BR, modern kitch & bath,
400 sq ft bsmnt good for ofce, W/D,
gar, no pets, $1100, 952-285-5824
SCHNOODLE PUPS M/F, black &
apricot, 1st shots, guaranteed. $300.
Will meet. 507-368-4857
SHIH TZU AKC PUPS, written health
guar, vet checked, kid tested,
mother approved, Exc temp, references. $500-$600. 612-275-4471
vacation
ADJACENT TO 40-ACRE PARK
W/TENNIS COURTS, WALKING
TRAILS, PICNIC, POOL BBQ.
GARAGE AVAILABLE
OLDE ENGLISH BULLDOGGE 6 wk old
Pups. IOEBA reg., adorable, perfect
life time companions, highest quality! kountrybullz.com 320-582-9800
Old English Sheepdogs AKC limited.
LAST ONE! 1 girl Vet checked. $800.
Home raised. 9 weeks 320-266-8247
&
ST LOUIS PARK
APTS LARGE ENOUGH TO
LABRADOR AKC PUPS Choc females
$500 and yellow males $400, ready
now, excellent pups 612-986-9188
Shih Tzu M Pups smaller,
shots,
guar, vet chk, litter trained, extra
special! $300-$400. 763-972-2423
and limited ed. prints. 612-501-8998
LEXUS SL430 2001 142M, snrf, nav.
FORD RANGER 2011 14M, 4x4.
763-522-7512 Private Party
PLYMOUTH Huge 2BR, Gar avl, ht
pd, DW, sec, walk-in closets, balc,
new carpet, Wayzata schls, was
$1095, now $995, 9/1, 612.670.1104
Labs, Pointing - 4X GMPR MH
WHERE HOT MEN HOOK UP!
Try free!
612-605-2039 or 800-777-8000 18+
The Area’s Low
Down Payment
Leader!
7 days a Week
Same Day Service
612-554-9469
LEXUS
LAB PUPS AKC black, yellow, pointing, 8 wks, shots, wrmd, vet chkd,
26 mo hlth guar, parents exc hunters & onsite. $200-$400. 320-424-0596
LAB PUPS Outstanding bloodlines,
beautiful purebreds, outstanding
posture, family & hunting dogs.
F $600, M $550.
320-226-2475
www.lukeali.wix.com/ivorylabs
Serving Entire Metro
BMW X5 2005 3.0i, Exc condtion, NEW
struts & brakes, $11,500 651-292-0324
DEMCO 2010 KAR KADDY 3 trailer,
like new, less than 5K miles, stored
inside, $1,800, 651-730-6109
ASSEMBLY
135 16TH AVE NE Spacious sunny
2BR upper, new decor & carpet.
QUIET, well maintained bldg. AC,
ldry, prkg lot. Owner pays heat. Not
sec 8 cert. $895. 763-537-0154
Garage Sales - North Suburbs
Edina Multi family sales, downing
sizing , furniture, rugs, household
and kitchen items, books. Thu 8/21 &
Fri 8/22, 9am-1pm, 6305 Virginia Ave
BLOOMINGTON * *
Beautiful 2BR Senior Apts
w/new oak cabinets, ceramic
tile, dishwasher, microwave,
balcony! Underground heated
parking, elevator, busline.
No pets. Available now or 10/1.
2BR for $949.
THIS IS A MUST SEE!
763-323-7914
8848 Nicollet Ave S
www.daystarapts.com
Security System Vivint home security system contract w/ 40 months
available for immediate takeover.
Call 507-461-3511
janefyre@yahoo.com
Goldendoodle Miniatures & Micro
Minis ! www.cutedoodles.com
Home raised, darling, sweet.
spotrus@yahoo.com
Bloomington Multi-Fam Sale WedSat 8-6. Adult & kids cloz, HH, tools,
books, bike. 5711 Hyland Greens Dr.
BMW
**
GRUMMAN alum, 17’, paddles, detach yoke, lf jckts $400. 651.463.3056
ON MOST VEHICLES
LABOR DAY, WKEND & 2015 SEAS.
SITES 90 mi N of TC. Hook-ups/tents
2 lks & river, beach, trails, plyg. 612333-5747 campatwilderness.com
Conceal/Carry $100
SKID STEER ATTACHMENTS Grapple
bucket, brush clamp, grading planer, hoe arm, buckthorn puller, pallet fork, snow plow. 651-269-5688
$$ $350 - $7500 $$
HOMES FOR SALE
Top-of-the-line vinyl privacy fencing
$10.50 per linear foot
760-272-5477
OAK FIREWOOD 4X8X16” DRY
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CASE 0:09-cv-03333-MJD-FLN Document 1151-2 Filed 10/01/14 Page 3 of 3
CASE 0:09-cv-03333-MJD-FLN Document 1151-3 Filed 10/01/14 Page 1 of 2
EXHIBIT C
CASE 0:09-cv-03333-MJD-FLN Document 1151-3 Filed 10/01/14 Page 2 of 2
Headline: Receiver’s Notice of Sale of Allowed PFG Bankruptcy Claim
Minneapolis, Minnesota, August 20, 2014 /PRNewswire/ -- The following release was issued
today by Reid Collins & Tsai LLP on behalf of the Receiver:
RECEIVER’S NOTICE OF SALE OF ALLOWED PFG BANKRUPTCY CLAIM
R.J. Zayed, in his capacity as Court-Appointed Receiver for the Estates of Trevor G. Cook, et al.,
09-cv-3332 (MJD/FLN), 09-cv-3333 (MJD/FLN), 11-cv-574 (MJD/FLN), cases pending in the
United States District Court for the District of Minnesota, will sell pursuant to 28
U.S.C. Sections 2001- 2004, an allowed claim in the amount of $10,000,000.00 against the
Peregrine Financial Group, Inc. estate (Bankr. N.D. Ill. 12-27488) (“Allowed PFG Claim”).
The Receiver will conduct an auction sale of the Allowed PFG Claim on September 16, 2014 at
1:00 p.m. EDT. The auction will take place at the offices of Reid Collins & Tsai LLP at One
Penn Plaza, 49th Floor, New York, NY 10119; however, bidders will be able to participate by
phone. All bidders must execute terms of sale and be pre-qualified prior to the auction. The
bidding will begin at $1,355,000.00. Overbids must be increments of at least $25,000.00.
Bidding for the Allowed PFG Claim will continue until the highest and/or best bid is determined
subject to other auction terms.
Contact: Information about the claim or the auction can be obtained by contacting Angela
Somers at asomers@rctlegal.com (212) 344-5208 or Anne Bahr at abahr@rctlegal.com (212)
946-9405.
CASE 0:09-cv-03333-MJD-FLN Document 1151-4 Filed 10/01/14 Page 1 of 4
EXHIBIT D
CASE 0:09-cv-03333-MJD-FLN Document 1151-4 Filed 10/01/14 Page 2 of 4
UNITED STATES DISTRICT COURT
DISTRICT OF MINNESOTA
U.S. COMMODITY FUTURES
TRADING COMMISSION,
Plaintiff,
v.
Case No. 09-cv-3332 (MJD/FLN)
TREVOR COOK et al.,
Defendants,
R.J. ZAYED,
Receiver.
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION,
Plaintiff,
v.
Case No. 09-cv-3333 (MJD/FLN)
TREVOR G. COOK et al.,
Defendants,
R.J. ZAYED,
Receiver.
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION,
Plaintiff,
v.
Case No. 11-CV-574 (MJD/FLN)
JASON BO-ALAN BECKMAN, et al.,
Defendants,
R.J. ZAYED,
Receiver.
LIST OF MARKET PARTICIPANTS
CASE 0:09-cv-03333-MJD-FLN Document 1151-4 Filed 10/01/14 Page 3 of 4
The following entities were contacted regarding the Auction Sale of the Allowed PFG
Claim:
Artesian Claims Group, LLC
ASM Capital
Bowery Investment Management, LLC
Citigroup Global Markets
Contrarian Capital Management, LLC
Deutsche Bank Securities Inc.
Fair Harbor Capital, LLC
Farallon Capital Management, LLC
Fulcrum Capital Holdings LLC
Halcyon LLC
Liquidity Solutions, Inc.
Solus LP
Southpaw Asset Management, LP
Stifel Financial Corp.
Stone Lion Capital Partners
The Seaport Group
CASE 0:09-cv-03333-MJD-FLN Document 1151-4 Filed 10/01/14 Page 4 of 4
Dated: October 1, 2014
Respectfully submitted,
R.J. ZAYED, IN HIS CAPACITY AS
RECEIVER,
By his attorneys,
s/ Tara C. Norgard
Tara C. Norgard (MN Bar No. 307,683)
Samuel T. Lockner (MN Bar No. 341,095)
CARLSON, CASPERS,
VANDENBURGH, LINDQUIST &
SCHUMAN
225 S. 6th Street, Suite 4200
Minneapolis, MN 55402
612-436-9600
612-436-9605 (fax)
tnorgard@carlsoncaspers.com
slockner@carlsoncaspers.com
Special Litigation Counsel to the Receiver
REID COLLINS & TSAI LLP
William T. Reid, IV, Esq.
Rachel S. Fleishman, Esq.
Angela J. Somers, Esq.
Anne M. Bahr, Esq.
One Penn Plaza, 49th Floor
New York, NY 10119
212-334-5000
212-334-5299 (fax)
wreid@rctlegal.com
rfleishman@rctlegal.com
asomers@rctlegal.com
abahr@rctlegal.com
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 1 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 2 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 3 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 4 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 5 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 6 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 7 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 8 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-5 Filed 10/01/14 Page 9 of 9
CASE 0:09-cv-03333-MJD-FLN Document 1151-6 Filed 10/01/14 Page 1 of 2
EXHIBIT F
CASE 0:09-cv-03333-MJD-FLN Document 1151-6 Filed 10/01/14 Page 2 of 2
CASE 0:09-cv-03333-MJD-FLN Document 1151-7 Filed 10/01/14 Page 1 of 2
EXHIBIT G
CASE 0:09-cv-03333-MJD-FLN Document 1151-7 Filed 10/01/14 Page 2 of 2
Liz King
From:
Sent:
To:
Cc:
Subject:
Anne Bahr
Tuesday, September 16, 2014 5:32 PM
'Darren F. Yulfo'; dmcanally@alluviumclaims.com; Joshua G. Sock;
richard.vichaidith@db.com
zayed.rj@dorsey.com; William T. Reid, IV; Rachel Fleishman; Angela Somers; Tara
Norgard
Successful Bidder of Allowed PFG Claim
All, Thank you for participating in today’s auction of the Receiver’s Allowed PFG Claim. The Stalking Horse Bidder, Tangerine Funding, LLC, has elected to exercise its topping right as set forth in the Terms and Conditions of Auction Sale of the Peregrine Financial Group, Inc. Claim. Therefore, the Successful Bidder is Tangerine Funding, LLC with a Best Bid of $1,430,000.00. The Second Highest Bidder is Solus LP with a Second Highest Bid of $1,380,000.00. Because the Stalking Horse Bidder was the Successful Bidder, there is no Third Highest Bidder. Best regards, Anne Anne M. Bahr, Associate
REID | COLLINS | TSAI LLP
One Penn Plaza 49th floor New York, New York 10119 212.344.5200 (Main) 212.946.9405 (Direct) (212) 344‐5299 (Fax) abahr@rctlegal.com 1
CASE 0:09-cv-03333-MJD-FLN Document 1151-8 Filed 10/01/14 Page 1 of 2
EXHIBIT H
CASE 0:09-cv-03333-MJD-FLN Document 1151-8 Filed 10/01/14 Page 2Page
of 2 1 of 1
Checking- 8615
Account Ba lance
$1,248 ,731 .03
Avatlable Balance
$1 ,248 ,731 .03
Transactions
Date
Description
Check Number
Deposits
Withdrawals
Acct Balance
Completed Transactions
Reversed Charge-wire Transfer
S2000
S1 ,248 731 03
09/17/2014
Wire Transfer Fee
09/17/2014
Wire Transfer Depos1t 'M76 Ref030715
C1bbank Of New Yo 140917029238
$143 .000 00
Depos1t
$14,331 .68
$1 ,105,731 03
Depos1t
S175 00
$1 .091 .39935
S20 00
Check
6714
S179 14
S1 091 224 35
Check
7377
S3,453.35
S1 ,091 40349
Check
7374
S2.973 68
S1 094 .856 84
S1 .097 .830 52
S6,215 49
Deposit
Check
7376
S47, 129.97
S1.091 615 03
Check
7375
S3,454 00
S1 138.745 00
9118/2014