Making Tracks on 2nd Avenue - The Institute for Rational Urban

Transcription

Making Tracks on 2nd Avenue - The Institute for Rational Urban
A new transit mode for New York City
The Case for
Light Rail Transit on
Manhattan’s East Side
New York City. October 1999
RESEARCH STUDY - STUDIENARBEIT
“The Case for Light Rail Transit on
Manhattan’s East Side”
INSTITUTE FOR RATIONAL URBAN MOBILITY, INC.
One Washington Square Village, Apt. 5D
New York, NY 10012
phone: 212-475-3394, fax: 212-475-5051
e-mail: geohaikalis@juno.com
and
Department of Track and Railway Operations
Technical University Berlin
prepared by:
Philipp Rode
Woehlertstr. 15
10115 Berlin
phone: 01149-30-281 9876
e-mail: philipp.rode@gmx.net
supervised by:
George Haikalis, M.S.
Dipl.-Ing. Lutz Hübner
Prof. Dr.-Ing. habil. J. Siegmann
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Contents
Contents
Tables
iii
Figures
iv
Maps
v
Pictures
vi
Abbreviations
vii
1 Introduction
1-1
2 The Light Rail Transit Mode
2.1-1
2.1 The History of Trolleys in the US and in New York City
2.1-1
2.1.1 Trolleys in the US
2.1-1
2.1.2 History in NYC
2.1-7
2.2 The Revival of Streetcars: Light Rail Transit
2.2-1
2.2.1 The Worldwide Interest in LRT
2.2-1
2.2.2 LRT Revival in the US
2.2-3
2.2.3 Existing Plans for New York City
2.2-7
2.3 Characteristic s of Light Rail Transit
2.3-1
2.3.1 Light Rail Vehicles
2.3-1
2.3.2 LRT Infrastructure
2.3.-9
2.3.3 LRT Operation
2.3-14
2.3.4 LRT Alignments
2.3-16
2.3.5 The role of LRT as part of a transit system
2.3-22
3 The Case for Light Rail Transit on Manhattan’s East Side
3.1 Description of Study Area
3.1-1
3.1-1
3.1.1 Manhattan
3.1-2
3.1.2 The Study Corridor
3.1-8
3.1.2.1 Origins and Destinations of Work Trips
3.1-8
3.1.2.2 Traffic and Transportation
3.1-11
3.2 Existing Problems
3.2-1
3.2.1 Inadequate Transit Service on Manhattan’s East Side
3.2-1
3.2.2 High Traffic Volumes
3.2-5
i
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Contents
3.3 Solutions
3.3-1
3.3.1 Objectives
3.3-1
3.3.2 Proposed Alternatives
3.3-3
3.4 The East Side LRT Line
3.4-1
3.4.1 The Alignment Analysis Area
3.4-10
3.4.2 Description and Impacts of Alignment Alternatives
3.4-18
3.4.2.1 Alignment 1 - One Way Pair Alignment
3.4-19
3.4.2.2 Alignment 2 - Two Way Transit Way Alignment on First Avenue
3.4-27
3.4.2.3 Alignment 3 - Two Way Transit Way Alignment on Second Avenue
3.4-32
3.4.2.4 Alignment 4 - Pedestrian Mall Alignment on Second Avenue
3.4-37
3.4.3 Alignment Evaluation
3.4-43
3.5 The role of the East Side LRT Line
3.5-1
3.5.1 Traffic and Transportation
3.5-1
3.5.2 Economy
3.5-10
3.5.3 Environment
3.5-12
3.6 Possible Implementation of the East Side LRT Line as part of an integrated
Transportation Plan
3.6-1
4 Conclusion
4-1
Appendix A - Pictures
A-1
Appendix B - Manhattan Map
B-1
Appendix C - The journey time model
C-1
Appendix D - Conversion Factors
D-1
Appendix E - Addresses
E-1
Bibliography
F-1
ii
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Contents
Tables
Table 2.2-1
LRT Systems in the US
2.2-6
Table 2.3-1a
LRT Alignment Classification
2.3-18
Table 2.3-1b
LRT Alignment Classification
2.3-19
Table 2.3-2
LRT comparison with other means of transportation
2.3-23
Table 2.3-3
LRT compared to Bus systems
2.3-28
Table 2.3-4
LRT compared to Subway systems
2.3-29
Table 3.1-1
Top Twenty Origin and Destination Pairs:
Lexington Avenue Nos. 4, 5, and 6 Trains
3.1-19
Table 3.4-1
East Side LRT Line, Length of Segments
3.4-2
Table 3.4-2
Ridership Estimates for East Side LRT Line
3.4-8
Table 3.4-3
Potential LRT Trips with Non-Manhattan Origins
3.4-9
st
Table 3.4-4
Volumes (North) and Turning Volumes (East and West) on 1
Avenue
3.4-12
Table 3.4-5
Volumes (South) and Turning Volumes (East and West) on 2nd
Avenue
3.4-13
Table 3.4-6
Scoring Model with weights (First Calculation)
3.4-45
Table 3.4-7
Assessment and Scoring of Alignments (First Calculation)
3.4-46
Table 3.4-8
Scoring Model with weights (Sensitivity)
3.4-47
Table 3.4-9
Assessment and Scoring of Alignments (Sensitivity)
3.4-48
Table 3.5-1
Stops and Running Time Comparison
3.5-2
Table 3.5-2
Capital Cost for the East Side LRT Line, Element 1 and 3 from
Canal Street to 125th Street
3.5-11
iii
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Contents
Figures
Figure 2.1-1
The Electric Conduit
2.1-11
Figure 2.3-1
Dimensions of the Grenoble LRV
2.3-2
Figure 2.3-2
Different types of flexible tracks in pavement
2.3-10
Figure 2.3-3
Transit Line Power Distribution System
2.3-11
Figure 2.3-4
Exclusive Alignments
2.3-19
Figure 2.3-5
Semi-Exclusive Alignments
2.3-20
Figure 2.3-6
Non Exclusive Alignments
2.3-21
Figure 3.1-1
AM Destinations of East Side Zones Residents
3.1-9
Figure 3.1-2
AM Origins of Trips to the East Side Zones
3.1-9
Figure 3.1-3
Hourly ridership volume on the M15 Bus at 60th Street
3.1-12
Figure 3.1-4
M15 Southbound - Weekday 24 hour Ridership 1998
3.1-13
Figure 3.1-5
M15 Northbound - Weekday 24 hour Ridership 1998
3.1-13
th
Figure 3.1-6
Southbound at 60 Street Passengers on the Lex Ave Subway and the M15 Bus
3.1-17
Figure 3.1-7
Northbound at 60th Street Passengers on the Lex Ave Subway and the M15 Bus
3.1-17
Figure 3.1-8
Southbound Lexington Avenue Subway, 24-Hours Turnstile
Registration 1996
3.1-18
Figure 3.1-9
Traffic Volumes on Second Avenue
3.1-21
Figure 3.1-10
Traffic Volumes on First Avenue
3.1-21
Figure 3.3-1
Goals and Objectives
3.3-2
Figure 3.4-1
Journey Time and Stop Frequency
Figure 3.4-2
nd
Exiting Street Configuration on 2
Figure 3.4-3
The One-Way-Pair Alignment on Second and First Avenue
3.4-20
Figure 3.4-4
LRT and the existing "Green Wave" on 1st and 2nd Avenue
3.4-22
Figure 3.4-5
3.4-5
st
and 1 Avenue
3.4-14
st
nd
LRT and possible "Green Wave" configuration on 1 and 2
Avenue 3.4-22
st
Figure 3.4-6
Two-Way-Transit-Way Alignment on 1 Avenue with Station
3.4-27
Figure 3.4-7
Two-Way-Transit-Way Alignment on 1st Avenue without Station
3.4-27
Figure 3.4-8
Possible simultaneous signal configuration, cycle time: 110 s,
green time: 70 s
3.4-28
Figure 3.4-9
Two-Way-Transit-Way Alignment on 2nd Avenue with Station
3.4-32
Figure 3.4-10
Two-Way-Transit-Way Alignment without Station
3.4-33
nd
Figure 3.4-11
Two-Way-Transit-Way Alignment on Second Avenue with a 2
Avenue Subway Interface
3.4-35
Figure 3.4-12
Pedestrian Mall Alignment on 2nd Avenue, two-way 1st Avenue
3.4-38
Figure 3.4-13
nd
Pedestrian Mall Alignment with 2
iv
Avenue Subway Interface
3.4-40
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Contents
Maps
Map 2.1-1
Trolley Network of the Metropolitan Street Railway Company at
the turn of the century
2.1-8
Map 2.2-1
US Cities with LRT Systems in 1979
2.2-4
Map 2.2-2
US Cities with LRT Systems in 1999
2.2-5
Map 2.2-3
Future Development of LRT Systems in the US
2.2-5
Map 2.2-4
Existing LRT Plans for Manhattan
2.2-7
Map 3.1-1
Elements of the Study Area
3.1-1
Map 3.1-2
Predominate Land Use on Census Tract level in Manhattan
3.1-3
Map 3.1-3
Population Density in Manhattan
3.1-4
Map 3.1-4
Income per Capita
3.1-5
Map 3.1-5
Percentage of Persons over 65 Years
3.1-5
Map 3.1-6
1990 Average Commuting Time
3.1-6
Map 3.1-7
Commuted by Rapid Transit
3.1-6
Map 3.1-8
Commuted by Bus
3.1-7
Map 3.1-9
Commuted by Taxi
3.1-7
Map 3.1-10
Commuted by Car
3.1-7
Map 3.1-11
Commuted by Walking
3.1-7
Map 3.1-12
The East Side Zones
3.1-8
Map 3.1-13
Upper East Side Zone - Trips to Work per Square Mile
3.1-10
Map 3.1-14
East Midtown Zone - Trips to Work per Square Mile
3.1-10
Map 3.1-15
Lower East Side Zone - Trips to Work per Square Mile
3.1-10
Map 3.1-16
MTA Buses in Manhattan
3.1-11
Map 3.1-17
Subway Lines in Manhattan
3.1-14
Map 3.2-1
Distance to the next station of a north/southbound subway line
3.2-2
Map 3.3-1
The MESA Alternatives
3.3-4
Map 3.3-2
Metro Link proposal by the Regional Plan Association
3.3-6
Map 3.4-1
Segments of the East Side LRT Line
3.4-1
th
Map 3.4-2
Proposed LRT Stations between Houston and 125
existing subway lines and stations
Street with
3.4-6
Map 3.4-3
Proposed LRT Stations between Houston and 125th Street with
existing subway lines and stations
3.4-6
Map 3.4-4
Street Network of the Alignment Analysis Area
3.4-11
Map 3.4-5
Street Network of the Alignment Analysis Area
3.4-11
st
nd
Map 3.4-6
Curbcuts on 1 and 2
Avenue
Map 3.4-7
Land-Use along First and Second Avenue
3.4-17
Map 3.5-1
East Side LRT Line Accessibility up to 2 miles Journey times from
42nd Street traveling south
3.5-3
Map 3.5-2
Second Avenue Subway Accessibility up to 2 miles Journey times
from 42nd Street traveling south
3.5-3
v
3.4-16
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Contents
Pictures
Picture 2.1-1
Trolleys at Times Square
2.1-10
Picture 2.1-2
Tearing up Trolley Tracks
2.1-13
Picture 2.3-1
The Grenoble LRV
2.3-2
Picture 2.3-2
LRV in Portland
2.3-4
Picture 2.3-3
Incentro LRV (Adtranz)
2.3-5
Picture 2.3-4
LRT and Bike Access
2.3-6
Picture 2.3-5
Wheelchair Access
2.3-6
Picture 2.3-6
Modern LRT Station in Strasbourg
2.3-13
Picture 2.3-7
Multiple entrances, LRV in Berlin
2.3-14
Picture 2.3-8
Touchless checking on board an LRV
2.3-14
vi
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
$EEUHYLDWLRQV
/LVWRI$EEUHYLDWLRQV
$'$
$PHULFDQ'LVDELOLWLHV$FW
$37$
$PHULFDQ3XEOLF7UDQVLW$VVRFLDWLRQ
%07
%URRNO\Q0DQKDWWDQ7UDQVLW
&%7
&RPPLWWHHIRU%HWWHU7UDQVLW
'(,6
'UDIW(QYLURQPHQWDO,PSDFW6WDWHPHQW
)(,6
)LQDO(QYLURQPHQWDO,PSDFW6WDWHPHQW
*&7
*UDQG&HQWUDO7HUPLQDO
,57
,QWHUERURXJK5DSLG7UDQVLW
,580
,QVWLWXWHIRU5DWLRQDO8UEDQ0RELOLW\
,76
,QWHOOLJHQW7UDQVSRUWDWLRQ6\VWHPV
/(6
/RZHU(DVW6LGH
/,55
/RQJ,VODQG5DLO5RDG
/0
/RZHU0DQKDWWDQ
/26
/HYHORI6HUYLFH
/3$
/RFDOO\3UHIHUUHG$OWHUQDWLYH
/57
/LJKW5DLO7UDQVLW
/59
/LJKW5DLO9HKLFOH
0(6$
0DQKDWWDQ(DVW6LGH7UDQVLW$OWHUQDWLYHV6WXG\
0,6
0DMRU,QYHVWPHQW6WXG\
07$
0HWURSROLWDQ7UDQVSRUWDWLRQ$XWKRULW\1HZ<RUN
1<&'&3
1HZ<RUN&LW\'HSDUWPHQWRI&LW\3ODQQLQJ
1<&7
1HZ<RUN&LW\7UDQVLW
SSK
3HUVRQVSHUKRXU
SSKSG
3HUVRQVSHUKRXUSHUGLUHFWLRQ
4%%
4XHHQVERUR%ULGJH
407
4XHHQV0LGWRZQ7XQQHO
53$
5HJLRQDO3ODQ$VVRFLDWLRQ
7$
7UDQVSRUWDWLRQ$OWHUQDWLYHV
7($
7UDQVSRUWDWLRQ(TXLW\$FWIRUWKHVW&HQWXU\
75%
7UDQVSRUWDWLRQ5HVHDUFK%RDUG
760
7UDQVSRUWDWLRQ6\VWHP0DQDJHPHQW
8(6
8SSHU(DVW6LGH
8/853
8QLILHG/DQG8VH5HYLHZ3URFHGXUH
81
8QLWHG1DWLRQV
86'2&
8QLWHG6WDWHV'HSDUWPHQWRI&RPPHUFH
86'27
8QLWHG6WDWHV'HSDUWPHQWRI7UDQVSRUWDWLRQ
9&7&
9LOODJH&URVVWRZQ7UROOH\&RDOLWLRQ
9'9
9HUEDQG'HXWVFKHU9HUNHKUVXQWHUQHKPHQ
YSK
9HKLFOHVSHUKRXU
YLL
)LQDO5HSRUW
Chapter 1
Introduction
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU,QWURGXFWLRQ
,QWURGXFWLRQ
,QWKH,QVWLWXWHIRU5DWLRQDO8UEDQ0RELOLW\,QFUHOHDVHGLWV/LYDEOH&LW\3ODQDIRXU
\HDUWUDQVSRUWDWLRQSODQIRU 1HZ <RUN &LW\ 7UDQVLW LPSURYHPHQWV WKURXJKRXW WKH FLW\ ZHUH
VSHFLILHG DV D PDMRU HOHPHQW RI WKLV SURSRVDO DQG ZHUH WKH JHQHVLV WKDW JDYH ULVH WR WKLV
VWXGHQWVWXG\
,QWKHODVWIHZ\HDUV QHZ DQG ROG FRQFHSWV RI WKLV NLQG KDYH EHHQ ZLGHO\ GLVFXVVHG VLQFH
WKH FLW\ H[SHULHQFHG D VWURQJ HFRQRPLF ERRP :KLOH RQH JRRG QHZV LWHP IROORZV DQRWKHU
DERXW QHZ MREV UHFRUG YLVLWRU UDWHV DQG D UHGXFWLRQ LQ FULPH QRW WR PHQWLRQ WKH RYHUDOO
VXFFHVV DQG JUHDW SRSXODULW\ RI 1HZ <RUN &LW\ QRWKLQJ FRXOG EH VDLG DERXW RSHQLQJ QHZ
WUDQVLW LQIUDVWUXFWXUH WR WKH SXEOLF VLQFH WKH ¶V 7KLV ODFN RI H[SDQVLRQ FRQWLQXHV
DOWKRXJK1<&DFFRXQWVIRUDERXWRIDOOSXEOLFWUDQVLWSDVVHQJHUPLOHVLQWKH86
+RZHYHULPSURYHPHQWVWRWKHH[LVWLQJWUDQVLWVHUYLFHKDYHRFFXUUHGGXHODUJHO\WRWKH
ELOOLRQLQYHVWHGVLQFHWKHHDUO\¶VWRXSJUDGHWKHVXEZD\VDQGUHWXUQWKHPWRD³VWDWHRI
JRRG UHSDLU´ 7KLV LV WUXO\ DQ RXWVWDQGLQJ DFFRPSOLVKPHQW 7KLV 07$ SURJUDP LQFOXGHG
RYHUKDXOLQJ WKH WUDFNV DQG VXEZD\ FDUV UHQRYDWLQJ LWV VWDWLRQV DQG NHHSLQJ WKHP IUHH RI
JUDIILWLDVZHOODVLPSURYLQJVXEZD\SHUIRUPDQFH
7RJHWKHU ZLWK WKH VXFFHVVIXO LQWURGXFWLRQ RI 0HWUR&DUG DQ LQQRYDWLYH IDUH SROLF\ FRQFHSW
WKDW UHSODFHV WKH IDPRXV WRNHQ ODVW \HDU¶V VXEZD\ ULGHUVKLS UHFRUGHG WKH JUHDWHVW YROXPH
VLQFH :LWK D JURZWK VLQFH DQG DQ GDLO\ LQFUHDVH RI ULGHUV IURP
WRDORQH1HZ<RUN¶VVXEZD\V\VWHPLVDPRQJWKHPRVWVXFFHVVIXOLQWKHZRUOG
$37$
=XSDQ:HEHUS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU,QWURGXFWLRQ
$OOLHG ZLWK WKHVH DFFRPSOLVKPHQWV PRUH DQG PRUH SHRSOH DUH RI WKH RSLQLRQ WKDW ORQJ
SURPLVHGQHZWUDQVLWLQIUDVWUXFWXUHKDVWREHEXLOW7ZRHIIRUWVLQWKLVGLUHFWLRQKDYHWDNHQ
SODFH DOUHDG\ )XQGLQJ IRU /RQJ ,VODQG 5DLO 5RDG $FFHVV WR *UDQG &HQWUDO 7HUPLQDO VHHPV
DVVXUHGDQGFRQVWUXFWLRQIRUDQHZUDLODFFHVVDW-).$LUSRUWVWDUWHGWKLV\HDU
/HVVVXFFHVVIXODUHWUDQVLWSURSRVDOVIRUWKHFRUHRI1HZ<RUN&LW\WKH,VODQGRI0DQKDWWDQ
7KH SODFH ZKHUH PRVW WUDQVLW V\VWHPV LQ $PHULFD ZHUH ILUVW LPSOHPHQWHG DQG ZKHUH D
UHYLYDO RI XUEDQ GHQVLW\ LQ WKH ODWH WK FHQWXU\ LV WDNLQJ SODFH WRGD\ KDV H[SHULHQFHG
GLIILFXOWLHV WR EHJLQ D QHZ HUD RI WUDQVSRUWDWLRQ :LWK XQXVXDO KLJK SHGHVWULDQ WUDIILF DQG
PLQLPDOFDURZQHUVKLSUDWLRVRIWKHKRXVHKROGVHYHQIRU(XURSHDQ&LWLHV0DQKDWWDQ
FULHV RXW IRU QHZ WUDQVSRUW VWUDWHJLHV H[SUHVVHG DPRQJVW RWKHU WKLQJV E\ DQ LQFUHDVLQJ
DPRXQWRIWD[LVDQGOLPRXVLQHVHUYLFHV'HVSLWHDKXJHPDUNHWIDVKLRQDEOHKLJKWHFKWUDQVLW
LVPLVVLQJLJQRULQJWKHIDFWWKDWIRUPDQ\0DQKDWWDQLWHVWKHVHNLQGRIIDFWRUVDUHLPSRUWDQW
IRU D FHUWDLQ SDQDFKH DQG OLIHVW\OH :KR OLNHV WR JHW RII DQ 07$ EXV DUULYLQJ DW WKH 6WRFN
([FKDQJH WKH 8QLWHG 1DWLRQV WKH 2GHRQ 5HVWDXUDQW WKH :LQWHUJDUGHQ 7KHDWHU RU D
IDVKLRQDEOHVWRUHRQWK$YHQXH"
)XUWKHUPRUH WKLV FLW\ RI SHGHVWULDQV KDV DOPRVW QR SHGHVWULDQ ]RQHV DQG LQWHUSUHWV SXEOLF
VSDFHGLIIHUHQWO\8QOLNH(XURSHWKHVHVSDFHVDUHPRUHOLNHO\WREHWKRXJKWRIDVSODFHVIRU
GUXJ DGGLFWV DQG RQH¶V XQSOHDVDQW IHOORZ KXPDQ EHLQJV 7KHUHIRUH WKHVH ORFDWLRQV KDYH
WLPH UHVWULFWLRQV DQG JUHHQ VSDFHV RXWVLGH PDMRU SDUNV DUH IHQFHG 6RPH QHLJKERUV JODGO\
ZHOFRPHFDUVWRWDNHRYHUSXEOLFVSDFH
7KH,QVWLWXWHIRU5DWLRQDO8UEDQ0RELOLW\,QFLGHQWLILHGWKHVHFRQGLWLRQVDQGFRQFOXGHGWKDW
/LJKW 5DLO 7UDQVLW /57 ZRXOG KHOS WR SXW WKLQJV ULJKW SDUWLFXODUO\ E\ SURYLGLQJ HIILFLHQW
VXUIDFH WUDQVLW 7KLV LQLWLDWLYH ZDV HQFRXUDJHG E\ WKH JUHDW VXFFHVV RI WKH UHYLYDO RI
VWUHHWFDUVLQWKHIRUPRI/LJKW5DLO7UDQVLWQRWRQO\LQWKH86EXWZRUOGZLGH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU,QWURGXFWLRQ
$IWHU QHZ LQLWLDWLYHV DQG PRYHPHQWV GHDOLQJ ZLWK WKH LQDGHTXDF\ RI SXEOLF WUDQVLW RQ
0DQKDWWDQ¶V(DVW6LGHHYROYHGLQWKHODVWWKUHH\HDUVVHYHUDO/LJKW5DLO7UDQVLWSRVVLELOLWLHV
ZHUH GLVFXVVHG 8QIRUWXQDWHO\ PRVW RI WKHP ZHUH UHMHFWHG DW SXEOLF KHDULQJV VR WKDW RQO\
RQH VHJPHQW LQ /RZHU 0DQKDWWDQ DQG WKH /RZHU (DVW 6LGH ZDV FRQVLGHUHG IRU IXUWKHU
DQDO\VLV $W OHDVW WKLV RQH VHJPHQW LV LQFOXGHG LQ RQH RI WKUHH WUDQVLW LPSURYHPHQW
DOWHUQDWLYHVSURSRVHGE\1HZ<RUN&LW\7UDQVLWLQWKHIRUPRILWV0DQKDWWDQ(DVW6LGH7UDQVLW
$OWHUQDWLYHV0(6$6WXG\
7KH VWXG\ LQ KDQG LQWHQGV WR LGHQWLI\ WKH QHJOHFWHG SRVVLELOLWLHV IRU /LJKW 5DLO 7UDQVLW RQ
0DQKDWWDQ¶V(DVW6LGHDQGH[DPLQHVDFRPSUHKHQVLYHOLQHWKDWZRXOGVHUYHWKHHQWLUH(DVW
6LGHRI0DQKDWWDQ
7KHVWXG\LVGLYLGHGLQWRWZRPDMRUVHFWLRQV7KHILUVWVHFWLRQ &KDSWHU SURYLGHV JHQHUDO
LQIRUPDWLRQ DERXW /57 LQFOXGLQJ WKH KLVWRU\ LQ WKH 86 LQ JHQHUDO DQG 1HZ <RUN &LW\ LQ
SDUWLFXODUDVZHOODVLWVUHYLYDOLQWKHODVW\HDUV,QWKLVFRQWH[WH[LVWLQJSODQVIRUVWUHHW
UDLOZD\VLQ0DQKDWWDQDUHSUHVHQWHG7KHODVWSDUWRIWKLVFKDSWHUIXOILOOVWKHXUJHQWQHHGWR
SURYLGHPRUHGHWDLOVDERXWWKHFKDUDFWHULVWLFVRI/57
7KHVHFRQGVHFWLRQ&KDSWHUGHDOVZLWKWKHDFWXDOFDVHIRUOLJKWUDLORQ0DQKDWWDQ¶V(DVW
6LGH ,W EHJLQV ZLWK WKH GHVFULSWLRQ RI WKH 6WXG\ $UHD LGHQWLILHV DQG H[DPLQHV H[LVWLQJ
SUREOHPVIRUPXODWHVREMHFWLYHVDQGSURSRVHVVROXWLRQV7KHFRUHRIWKLVVHFWLRQFRQVLVWVRI
WKHGHVFULSWLRQDQGHYDOXDWLRQRIDOLJQPHQWDOWHUQDWLYHV)LQDOO\WKHUROHRIDQ(DVW6LGH/57
/LQHLQDEURDGHUFRQWH[WLVGLVFXVVHG
3DJH
Chapter 2
The Light Rail Transit Mode
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
7KH+LVWRU\RI7UROOH\VLQWKH86DQGLQ1HZ<RUN&LW\
7KHIROORZLQJWZRVXEFKDSWHUVSURYLGHDQRYHUYLHZRIWKHKLVWRU\RIWUROOH\VLQWKH86DQGLQ
1HZ<RUN&LW\7KHILUVWSDUWDOVRLQFOXGHVPRUHJHQHUDOLQIRUPDWLRQDERXWWKHGHYHORSPHQW
RIWUROOH\VRXWVLGHWKH86
7UROOH\VLQWKH861
2
:KHQVWXG\LQJWKHKLVWRU\RIWUROOH\VVWUHHWFDUVDQGWUDPV SDUWLFXODUO\WKHRQHLQWKH86
RQH JHWV D FOHDU H[DPSOH RI D SKHQRPHQRQ ZKLFK HFRQRPLVWV H[SODLQ E\ WKH 7KHRU\ RI
3URGXFW /LIH &\FOH 7UDFLQJ WKH GHYHORSPHQW RI VWUHHWFDUV IURP WKHLU EHJLQQLQJV LQ WKH ILUVW
KDOIRIWKHWKFHQWXU\WKURXJKWKHLUKH\GD\ZKLFKODVWHGIURPWKHWXUQRIWKHFHQWXU\XQWLO
:RUOG :DU , DQG XOWLPDWHO\ XQWLO WKHLU GHFOLQH LQ WKH ILUVW KDOI RI WKH WK FHQWXU\ WKH ULVH
DQGIDOORIWKHWUDQVSRUWDWLRQV\VWHPLVVKRZQLQDQLPSUHVVLYHZD\
7KH1HHGIRU3XEOLF7UDQVLW
:LWK WKH RQVHW RI LQGXVWULDOL]DWLRQ DW WKH EHJLQQLQJ RI WKH WK FHQWXU\ FLW\ VL]H ZDV QR
ORQJHUOLPLWHGE\VXSSO\SUREOHPV1HZWUDQVSRUWDWLRQSRVVLELOLWLHVFKDQJHGWKHVWUXFWXUHRI
FLWLHV )RU WKH ILUVW WLPH LQ KLVWRU\ WKH SHGHVWULDQ PRGH EHFDPH LQVXIILFLHQW LQ WHUPV RI
GHYHORSLQJ WKH FLW\ DQG GHPDQG IRU SXEOLF WUDQVSRUWDWLRQ RFFXUUHG 7KLV PRGH ZDV
XQDYDLODEOH WR WKH PDVV SXEOLF XQWLO WKH GHYHORSPHQW RI ODUJHVFDOH SXEOLF WUDQVSRUWDWLRQ
7KHILUVWRILWVNLQGZDVWKHKRUVHGUDZQRPQLEXVDFRDFKDGDSWHGWRXUEDQPDVVWUDQVLW
7KH%HJLQQLQJRI6WUHHW5DLOZD\V+RUVHFDUV
7ZR IDFWRUV DWWULEXWHG WR WKH HPHUJHQFH RI UDLO JXLGDQFH WHFKQRORJ\ WUDPZD\V 7KH
RPQLEXVHV FRXOG QRW PHHW JURZLQJ SDVVHQJHU GHPDQGV DQG WKH FRQVHQVXV DPRQJVW WKH
SRSXODFH OHDQHG WRZDUG LPSURYHG FRPIRUW (QJLQHHUV EHJDQ WKLQNLQJ DERXW WHFKQRORJ\
SUHYLRXVO\XVHGH[FOXVLYHO\LQWKHPLQLQJLQGXVWU\WKHWHFKQRORJ\RIUDLOJXLGDQFH
1
&DUWHU S &XGDK\ S +LOWRQ 'XH SS 86'27 S 9XFKLFSS
2
7KHVHH[SUHVVLRQVDUHXVHGV\QRQ\PRXVO\
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
7KLVEDVLFFRQFHSWIRXQGLWVILUVWXUEDQDSSOLFDWLRQZLWKWKHWUDPZD\DQRPQLEXVUXQQLQJRQ
UDLOV $V D UHVXOW RI WKH ORZ UROOLQJ UHVLVWDQFH GXH WR VWHHORQVWHHO FRQWDFW WUDPZD\V KDG
JLYHQVHYHUDOPDUNHGDGYDQWDJHVRYHU WKH RPQLEXV 7KH PRVW QRWHZRUWK\ RQH LV WKH PRUH
HIILFLHQWXVHRIKRUVHSRZHUYHKLFOHVFRXOGQRZXVHVPDOOHUZKHHOVDQGUXQFRQYHQLHQWO\ORZ
WR WKH JURXQG 3UHYLRXVO\ LQ RUGHU WR JXDUDQWHH DFFHSWDEOH UROOLQJ UHVLVWDQFH RQ
FREEOHVWRQHVRPQLEXVHVUHTXLUHGPXFKODUJHUZKHHOV
$OWKRXJK DV HDUO\ DV WKH ILUVW KRUVHGUDZQ ³VWUHHW UDLOZD\´ RSHQHG LQ 1HZ <RUN
UXQQLQJIURP+DUOHPWR/RZHU0DQKDWWDQLWWRRNDQRWKHU\HDUVIRURWKHUFLWLHVRXWVLGHRI
1HZ <RUN DQG 1HZ 2UOHDQV WR EHJLQ RSHUDWLQJ WKHLU VWUHHWFDU OLQHV 7KH EUHDNWKURXJK RI
VWUHHW UDLO WHFKQRORJ\ UHVXOWHG ZLWK WKH LQWURGXFWLRQ RI JURRYHGUDLOV LQ 1HZ <RUN LQ ZKLFKZHUHGHYHORSHGE\D)UHQFKHQJLQHHU$OSKRQVH/RXEDW,QMXVWIRXU\HDUVIURP
XQWLO WKH IROORZLQJ FLWLHV RSHQHG WKHLU KRUVHFDU V\VWHPV WR WKH SXEOLF %RVWRQ
%DOWLPRUH&KLFDJR&LQFLQQDWL3KLODGHOSKLDDQG3LWWVEXUJK
3
,Q PRVW $PHULFDQ FLWLHV SDUWLFXODUO\ LQ WKH 1RUWK WUDPZD\ OLQHV VRRQ DSSHDUHG RQ PDMRU
VWUHHWV DQG EHFDPH D PDMRU FRPSRQHQW LQ WKH VXEXUEDQ ODQGVFDSH RI WKH SRVW&LYLO :DU
ERRP
7KH(IIRUWWR0HFKDQL]H6WUHHW7UDQVLW
7KH OLPLWDWLRQV RI WKH H[LVWLQJ WUDQVLW V\VWHP ZLWK LWV XQHFRQRPLFDO GHSHQGHQF\ RQ KRUVHV
DVWKHSRZHUVRXUFHUHVXOWHGLQSUHVVXUHWRVHHNIXUWKHUGHYHORSPHQW8VLQJOLYHDQLPDOVIRU
SRZHU SUHVHQWHG PDQ\ GLVDGYDQWDJHV VXFK DV WKH KLJK FRVW RI SXUFKDVLQJ IHHGLQJ DQG
VWDEOLQJ KRUVHV ,Q DGGLWLRQ WR WKH LQHYLWDEOH SUREOHPV VWHPPLQJ IURP GHUDLOPHQWV
JUDGLHQWVRSHUDWLRQLQVQRZDQGDVFKHGXOHGVSHHGRIXQGHUVL[PLOHVSHUKRXUWKHWUDQVLW
RSHUDWRUVZHUHFRQIURQWHGZLWKDKLJKUDWHRIHTXLQHGHDWKFDXVHGE\GLVHDVH,QWKH
*UHDW (SL]RRWLF DQ HTXLQHLQIOXHQ]D HSLGHPLF FDXVHG WKH GHDWK RI KRUVHV LQ 1HZ
<RUNDORQH
4
7KH VHDUFK IRU D UHSODFHPHQW WR KRUVHV TXLFNO\ WXUQHG WRZDUGV D ZHOOHVWDEOLVKHG SRZHU
VRXUFHWKHVWHDPHQJLQH+LVWRULDQVSRLQWRXWWKDWDWYDULRXVWLPHVWKHUHPD\KDYHEHHQDV
3
9XFKLFS
4
+LOWRQ'XHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
PDQ\ DV VWHDP WUDPV LQ WKH 86 PRVW RI WKHP XVHG DV OLJKW UDLOZD\V LQ VSDUVHO\
SRSXODWHGUXUDODUHDV
6LQFHWKHVWHDPWUDPVHPLWWHGDJUHDWDPRXQWRIQRLVHDQGGLUWFLWL]HQVDQGSROLF\PDNHUV
ZHUHQRWDWDOOHQWKXVLDVWLFDERXWWKLVWHFKQRORJ\ )XUWKHUPRUHWKHKLJKIUHTXHQF\RIVWRSV
UHTXLUHGE\WKHWUDP¶VV\VWHPFRQWUDGLFWHGWKHHIILFLHQF\RIXVLQJDVWHDPHQJLQHV,Q
WKH LQWURGXFWLRQ RI D ILUHOHVV VWHDP HQJLQH LQ 1HZ 2UOHDQV ZKLFK XVHG SUHVVXUL]HG VWHDP
JHQHUDWHG LQ D VWDWLRQDU\ ERLOHU LOOXVWUDWHG DQRWKHU PDMRU KDQGLFDS ,W FRXOG QRW RSHUDWH
ORQJHUWKDQDERXWPLOHVRUDERXWNP
7KHFRQFHSWRIFDEOHFDUVWXUQHGRXWWREHWKHPRVWSURPLVLQJGHYHORSPHQW7KLVWHFKQRORJ\
LV FKDUDFWHUL]HG E\ D V\VWHP RI URSHV SXOOH\V DQG VWDWLRQDU\ VWHDP HQJLQHV ,Q WKH
KDXOLQJ PHFKDQLVP SUHYLRXVO\ XVHG LQ WKH %ULWLVK PLQHV ZDV IXUWKHU GHYHORSHG LQWR D
SURSXOVLRQ V\VWHP DQG XOWLPDWHO\ LQFRUSRUDWHG LQWR 1HZ <RUN¶V XUEDQ WUDQVLW +RZHYHU WKH
ZRUOG¶V ILUVW FDEOHRSHUDWHG VWUHHW WUDPZD\ RSHQHG LQ RQ 6DQ )UDQFLVFR¶V &OD\ 6WUHHW
+LOO 7KH WUDPZD\V ZLGH DSSHDO TXLFNO\ FDXJKW RQ DQG E\ DSSUR[LPDWHO\ NP RI
FDEOHWUDPZD\FRYHUHGKLJKYROXPHURXWHVLQ86FLWLHV$WWKHWLPH&KLFDJR¶VQHWZRUN
ZDVWKHODUJHVWV\VWHPRILWVNLQGZLWKPLOHVRUDERXWNPRIWUDFNXVHGE\JULS
FDUVDQGDSSUR[LPDWHO\WUDLOHUFDUV
5
7KH6XFFHVVRI(OHFWULF7UDPZD\V
,QWKHILUVWHOHFWULFDOO\SURSHOOHGVWUHHWFDUZKLFKUHPDLQVWRGD\¶VWHFKQRORJ\UDQDVD
GHPRQVWUDWLRQ DW %HUOLQ¶V 7UDGH )DLU 'HYHORSHG DQG EXLOW E\ :HUQHU YRQ 6LHPHQV WKLVWHFKQRORJ\ZDVDUHVXOWRIUHVHDUFKDQGGHYHORSPHQWFRQGXFWHGIRUWKHG\QDPR
DQG HOHFWULF PRWRU GXULQJ WKH ¶V $ORQJ ZLWK :HUQHU YRQ 6LHPHQV =7 *UDPPH &)
%UXVKDQG3DFLQRWWLFRQWULEXWHGWRWKLVGHYHORSPHQW
,Q WKH ZRUOG¶V ILUVW UHJXODU RSHUDWLQJ HOHFWULF VWUHHWFDU OLQH GHYHORSHG E\ 6LHPHQV 6
+DOVNHRSHQHGDW/LFKWHUIHOGH QHDU %HUOLQ $Q LPSRUWDQW LPSURYHPHQW RI 6LHPHQV¶ HOHFWULF
VWUHHWFDUV\VWHPZDVGHPRQVWUDWHGDWWKH3DULV([SRVLWLRQRI7KLVOLQHZDVHTXLSSHG
5
9XFKLFS
6
&DUWHUS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
ZLWKDQRYHUKHDGFRRSHUZLUHFRQGXFWRUWKDWUHSODFHGWKHGDQJHURXVXVDJHRIWKHUXQQLQJ
UDLOVDVSRVLWLYHDQGQHJDWLYHFRQGXFWRUV7KLVV\VWHPIRXQGLWVILUVWRSHUDWLRQDODSSOLFDWLRQ
ZLWKWKHVWUHHWFDULQ&KDUORWWHQEXUJ%HUOLQ
,QWKH86HOHFWULFVWUHHWFDUGHYHORSPHQWEHJDQLQZLWK7KRPDV(GLVRQ¶VH[SHULPHQWDO
UDLO FRQGXFWRU WUDPZD\ LQ KLV 0HQOR 3DUN 1HZ -HUVH\ IDFWRU\ ,Q WKH ILUVW UHJXODU
HOHFWULF VWUHHWFDU VHUYLFH RSHQHG LQ &OHYHODQG 2KLR 7KH V\VWHP LQ &OHYHODQG XVHG D VPDOO
³SORXJK´ WR GUDZ FXUUHQW IURP D SDLU RI FRSSHU ZLUHV ZKLFK ZHUH ODLG LQ D VORWWHG
XQGHUJURXQG FRQGXLW EHWZHHQ WKH UDLOV ,Q RWKHU FLWLHV WKH VWUHHWFDUV XVHG WKH RYHUKHDG
ZLUHV DQG RYHUUXQQLQJ WUROOHUV MXVW OLNH WKH RQH GHVLJQHG E\ 6LHPHQV IRU &KDUORWWHQEXUJ
:KLOH GHVLJQV GLIIHUHG IURP FLW\ WR FLW\ WKH\ KDG RQH WKLQJ LQ FRPPRQ $OO WKH V\VWHPV
IDFHG VHULRXV WHFKQLFDO SUREOHPV KRZHYHU WKH\ FRQWLQXHG RSHUDWLQJ IRU \HDUV GXULQJ WKLV
LPSOHPHQWDWLRQSHULRG
7KH ODQGPDUN RI YDVW JURZWK RI HOHFWULF WUDPZD\V ZDV VHW LQ )HEUXDU\ ZKHQ WKH
ZRUOG¶VODUJHVWHOHFWULFWUDPZD\QHWZRUNGHVLJQHG E\ )UDQN 6SUDJXH RSHQHG
LQ 5LFKPRQG 9LUJLQLD 7KLV PLOH RU NP OLQH DZDNHQHG WKH DWWHQWLRQ RI $PHULFDQ
UDLOZD\RIILFLDOVZKRZHUHVWLOOORRNLQJIRUDUHOLDEOHDQGHIILFLHQWVXEVWLWXWHRIKRUVHWUDFWLRQ
7
7KHIROORZLQJQXPEHUVLOOXVWUDWHWKHDFFHSWDQFHDQGHIIHFWLYHQHVVRIWUDPZD\VZLWKHOHFWULF
WUDFWLRQDWWKHWXUQRIWKHFHQWXU\(VWLPDWHVVWDWHWKDWWKHVWUHHWFDUQHWZRUNLQWKH86E\
ZDVDERXWPLOHVNPDOPRVWDOORIZKLFKVWLOOXVHGKRUVHWUDFWLRQ%\
WKHOHQJWKKDGLQFUHDVHGWRPLOHVNPZLWKPLOHVNPXVLQJFDEOHDQG
PLOHVNPXVLQJHOHFWULFWUDFWLRQ
%\YLUWXDOO\DOORIWKHWRWDOOHQJWKRIPLOHVNPRIOLQHVZDVHTXLSSHG
ZLWK HOHFWULF WUDFWLRQ DQG E\ WKH WRWDO OHQJWK RI OLQHV LQFUHDVHG WR PLOHV
8
NP 7KHJURZWKSHULRGRIWUROOH\VSHDNHGDURXQGWKHWLPHRI:RUOG:DU,
7
&XGDK\S
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
7KH ODVW PDMRU WUROOH\ GHYHORSPHQW LQ WKH ILUVW KDOI RI WKH WK FHQWXU\ UHVXOWHG IURP WKH
HIIRUWVRIWKHVWUHHWUDLOZD\RIILFLDOVLQWKH86ZKRUHFRJQL]HGWKHQHFHVVLW\IRUDQDGYDQFHG
OHVVFRVWO\DQGVWDQGDUGL]HGUDLOYHKLFOH,QWKH¶VWKHLUFRPPLWWHHGHYHORSHGJXLGHOLQHV
IRU WKH 3&& 3UHVLGHQWV¶ &RQIHUHQFH &RPPLWWHH FDU 7KHLU EDVLF GHVLJQ IHDWXUHV ZHUH
VLPSOHDVLQJOHERG\FDUDERXWIHHWORQJDQGZHLJKLQJDERXWWRQV7KHFDUKDGWZR
SRZHUHG WUXFNV DQG UDQ RQ YROWV '& HOHFWULF SRZHU REWDLQHG IURP DQ RYHUKHDG WUROOH\
9
ZLUH )LUVWEXLOWLQDSSUR[LPDWHO\3&&FDUVZHUHGHOLYHUHGLQ1RUWK$PHULFDE\
7KH'HFOLQHRI7UROOH\V
$IWHU:RUOG:DU,WKHDGYDQFHGGHYHORSPHQWDQGPDVVSURGXFWLRQRIDXWRPRELOHVUHVXOWHG
LQWKHLULQFUHDVLQJDYDLODELOLW\WRDEURDGHUVRFLDOVWUDWXP/LNHZLVHWKHGHYHORSPHQWRIWKH
PRWRU EXV H[SHULHQFHG HTXDO DGYDQFHPHQW 6XEVHTXHQWO\ WKURXJK WKH ¶V WKH GHPDQG
IRU XUEDQ WUDQVSRUWDWLRQ VHUYLFH ZDV VKDUHG DPRQJ HOHFWULF UDLOZD\V EXVHV DQG
DXWRPRELOHV
'XH WR WKHLU VORZ SHUIRUPDQFH LQ PL[HG VWUHHW WUDIILF DQG ZLWK WKH GUDPDWLF LQFUHDVH RI
DXWRPRELOHRZQHUVKLSWUROOH\ULGHUVKLSOHYHOVEHJDQWRVWHDGLO\IDOO³,Q.DQVDV&LW\LQ
FDUVDQGWUROOH\VPRYHGDWWKHVDPHVSHHGWKURXJKGRZQWRZQ¶VUXVKKRXUWUDIILFEXWDWWZR
PLOHVIURPWKHFLW\FHQWHUFDUVKDGJDLQHGDILYHPLQXWHDGYDQWDJHZKLFKH[SDQGHGWR
10
PLQXWHVDWVHYHQPLOHV,QWHUUDQWH´
$V D UHVXOW VWUHHW UDLOZD\ FRPSDQLHV ZHUH FRQIURQWHG ZLWK D GHFOLQH RI SURILWDELOLW\ ZKLFK
11
FRXOGQRWEHEDODQFHGZLWKWKHLQFUHDVHRIIDUHVGXHWRIUDQFKLVHUHVWULFWLRQV 'XHWRPDQ\
FRUUXSWLRQ LQFLGHQWV D ZLGHVSUHDG GLVWUXVW HUXSWHG DJDLQVW WKH PDVVWUDQVLW FRPSDQLHV
12
UHVXOWLQJ LQ ODFN RI SXEOLF VXSSRUW %RWWOHV (TXLSPHQW FRQGLWLRQV GHWHULRUDWHG
EHFDXVH RI GHIHUUHG PDLQWHQDQFH FDXVLQJ SDVVHQJHUV WR ORRN HOVHZKHUH IRU WKHLU
WUDQVSRUWDWLRQ QHHGV %HWZHHQ DQG D WKLUG RI DOO WUDQVLW FRPSDQLHV ZHQW
8
9XFKLFS
9
86'27S
10
*RUGRQS
11
86'27S
12
*RUGRQS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
EDQNUXSW<DJR6LQFHWUROOH\OLQHVZHUHRIWHQ XVHG WR SURPRWH VXEXUEDQ UHDOHVWDWH
YHQWXUHVWKHSURPRWHUVRIWKHVHOLQHVGLGQRWSURYLGHORQJWHUPILQDQFLDOFRPPLWPHQWVDIWHU
WKHVLWHVZHUHVROG
13
,Q DGGLWLRQ WUROOH\ RSHUDWRUV ZHUH IDFHG ZLWK IXUWKHU HFRQRPLF SUREOHPV GXH WR WKH JUHDW
GHSUHVVLRQ LQ WKH ¶V VR WKDW E\ WKH HQG RI ¶V RQO\ D IHZ FLWLHV LQ WKH 86 DQG
&DQDGD ZHUH VWLOO RSHUDWLQJ WKH VWUHHWFDU $OWKRXJK QRW IXOO\ SURYHQ PDQ\ WUDQVSRUWDWLRQ
SODQQHUV EHOLHYH WKDW DXWRPRELOH DQG EXV PDQXIDFWXUHV FRQVSLUHG WR DFTXLUH WUROOH\
RSHUDWLRQVLQWKH86DQGKDVWHQWKHLUFRQYHUVLRQWREXVHV
,QFRQFOXVLRQWKHGHFOLQHRIWUROOH\VLQWKHODWHWK&HQWXU\FDQDWWULEXWHGWRLWVLQDELOLW\WR
\LHOGDSURILWLQDQHUDZKHQXUEDQSXEOLFWUDQVSRUWDWLRQH[LVWHGPRVWO\LQWKHSULYDWHVHFWRU
,QJHQHUDOWKHWUDQVSRUWDWLRQVHFWRULVRIWHQFODLPHGWRIXQFWLRQDVDSULYDWHHQWHUSULVH,Q
UHDOLW\ VXEVWDQWLDO VXEVLGLHV LQWHUIHUH ZLWK WKLV PDUNHW EDVHG FRQFHSW 'XH WR WKLV
PLVSHUFHSWLRQE\ERWKWKHSXEOLFDQGSROLWLFDOOHDGHUVDOORFDWLRQVRIVXEVLGLHVLQWKH¶V
DQG ¶V WR SULYDWH PRGHV RI FRPSHWLQJ YHKLFXODU WUDQVSRUWDWLRQ RQ SXEOLF URDGV DQG
KLJKZD\VOHGWRWKHGHFOLQHRIWKHWUROOH\
13
*RUGRQS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
+LVWRU\LQ1<&14
7KHKLVWRU\RIVXUIDFHUDLOZD\LQ1HZ<RUN&LW\LVDYLUWXDORYHUYLHZRIWKH86VWUHHWUDLOZD\¶V
WHFKQRORJLFDO GHYHORSPHQW DQG RSHUDWLRQ GDWLQJ IURP WKH HDUO\ V WR WKH PLGGOH RI WKH
WKFHQWXU\'XULQJWKLVSHULRGDOOPDMRUWHFKQRORJLHVIRXQGDSSOLFDWLRQVLQ1HZ<RUN&LW\
$V $PHULFD¶V ILUVW LQGXVWULDO PHWURSROLV DQG WR WKLV GD\ WKH HSLWRPH RI D 0HJDFLW\ 1HZ
<RUN¶VGHPDQGIRUWUDQVLWLPSURYHPHQWVJUHZUDSLGO\&RQVHTXHQWO\GXULQJWKHKH\GD\VRI
PDVVWUDQVLWWKLVSUHVVXUHUHVXOWHGLQDKLJKZLOOLQJQHVVWRLPSOHPHQWQHZWHFKQRORJLHV
3XWWLQJ7UDFNVRQWRWKH6WUHHWV
7KHKLVWRU\RI1HZ<RUN¶VVWUHHWUDLOEHJDQZLWKWKHRSHQLQJRIDKRUVHFDUOLQHRQWK$YHQXH
E\ WKH 1HZ <RUN +DUOHP 5DLOURDG LQ +RZHYHU WKH PDMRU ZDYH RI FRQYHUWLQJ IRUPHU
RPQLEXV OLQHV WR VWUHHW UDLOZD\V GLG QRW RFFXU XQWLO WKH ¶V ZKHQ WKH VWDJH FRPSDQLHV
LQYHVWHG LQ PDMRU OLQHV UXQQLQJ DORQJ WKH $YHQXHV DV VWUHHW UDLOZD\V 7KLV FRQYHUVLRQ
WUDQVSLUHGGXULQJWKHIROORZLQJWLPHIUDPHWK$YHQXHLQQG$YHQXHDQGUG$YHQXHLQ
WK$YHQXHLQDQGWK$YHQXHLQDQGFRQWLQXHVWKURXJKZKHQWUDFNV
ZHUH LQVWDOOHG RQ WKH FURVVWRZQ URXWHV 6RRQ WKH YDVW LQFUHDVH RI SDVVHQJHU ULGHUVKLS
FRQILUPHGKRUVHUDLOZD\¶VVXFFHVV,QWKH¶VWKHQXPEHURISDVVHQJHUV DOPRVW WULSOHG
15
UHDFKLQJE\
2SHUDWLQJRPQLEXVHVDQGKRUVHUDLOZD\VEHFDPHDSURILWDEOHEXVLQHVVUHVXOWLQJLQQXPHURXV
FRPSDQLHVEDWWOLQJIRULWVFRQFHVVLRQV$WWKHWLPHDIUDJPHQWHGDQGVRPHWLPHVFRUUXSWFLW\
JRYHUQPHQWDZDUGHGLQDGHTXDWHIUDQFKLVHV³%\JRLQJE\KRUVHFDUIURPULYHUWRULYHU
RQWK6WUHHWPHDQWWRULGHRQIRXUGLIIHUHQWOLQHVHDFKZLWKDFKDQJHRIFDUVDQGDQRWKHU
16
IDUH´ 'XULQJ WKLV SHULRG VHYHQWHHQ VXUIDFH DQG HOHYDWHG FRPSDQLHV RSHUDWHG
LQGHSHQGHQWO\XQWLOZKHQWKHLUQXPEHUXOWLPDWHO\LQFUHDVHGWRWZHQW\IRXU
14
7KH SULQFLSDO VRXUFHV IRU WKLV FKDSWHU DUH &KHDSH S -DFNVRQ S
.DKQS1-,QWHUQDWLRQDOS
15
&KHDSHS
16
&KHDSHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
&RQGLWLRQV GLG QRW LPSURYH XQWLO WKH
0HWURSROLWDQ6WUHHW5DLOZD\V\QGLFDWHVWDUWHG
WRWDNHRYHUVPDOOHURSHUDWRUV%\WKHWLPHLW
DFTXLUHG WKH ODUJH UG $YHQXH V\VWHP LQ
LW DFKLHYHG D YLUWXDO PRQRSRO\
FRQWUROOLQJ D QHWZRUN H[WHQGLQJ IURP 6RXWK
)HUU\ WR 7DUU\WRZQ DQG :KLWH 3ODLQV LQ
:HVWFKHVWHU0DS
%HVLGHVWKHDERYHPHQWLRQHGSUREOHPZKLFK
ZDV
FDXVHG
FRPSDQLHV
E\
SULYDWHO\
DQRWKHU
WUDQVSRUWDWLRQ
LVVXH
UXQ
ZHOO
WUDQVLW
NQRZQ
HPHUJHG
WKH
EHWWHUPHQW RI IDFLOLWLHV JHQHUDWHV JUHDWHU
WUDIILF
DQG
LQ
WXUQ
WKLV
GLPLQLVKHV
LPSURYHPHQW,Q /RZHU 0DQKDWWDQ ZKLFK DW
WKHWLPHZDVFRQVLGHUHGWKHFHQWHURIUHWDLO
WUDYHOVSHHGVRIPRUHWKDQPLOHVSHU KRXU
ZHUH XQDWWDLQDEOH IRU KRUVH FDUV 7KLV ZDV
FDXVHG E\ KHDY\ WUDIILF DOUHDG\ EORFNLQJ WKH
VWUHHWV
17
0DS 7UROOH\
1HWZRUN
RI
WKH
0HWURSROLWDQ 6WUHHW 5DLOZD\
&RPSDQ\ DW WKH WXUQ RI WKH
FHQWXU\
6RXUFH1HZ<RUN5DLOZD\V7KH*UHHQ/LQH
17
&KHDSHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
(YHQ ZLWK WKH FRQVWUXFWLRQ RI DQ H[WHQVLYH QHWZRUN RI HOHYDWHG UDLOZD\V WKH H[LVWLQJ
ERWWOHQHFNRIVXUIDFHUDLOZD\VFRXSOHGZLWKWKHLQFUHDVHRIVKRUWKDXOWUDIILFLQWKHGRZQWRZQ
DUHD QRW RQO\ UHVWRUHG EXW IXUWKHU H[SDQGHG VWUHHW UDLOZD\ WUDIILF +RUVH FDU RSHUDWLRQ
UHPDLQHG LQ 0DQKDWWDQ RQ OLJKW WUDIILF URXWHV DORQJ ZLWK WKH PHFKDQL]HG OLQHV XQWLO ZKHQWKHODVWKRUVHFDURSHUDWLRQGLVFRQWLQXHGRQ%OHHFNHU6WUHHW
&DEOH&DUV
7KH ILUVW PHFKDQL]LQJ DSSOLFDWLRQ RI VWUHHW UDLOZD\V ZDV FDEOH FDU WHFKQRORJ\ 'XH WR WKHLU
GDQJHUWRSHGHVWULDQVIURPDKLJKULVNRIH[SORVLRQDQGWKHLUFDSDFLW\WRIULJKWHQKRUVHVWKH
DOWHUQDWLYHRIVWHDPSURSXOVLRQZDVXQIHDVLEOHLWZDVHYHQIRUELGGHQEHORZQG6WUHHW
%\WUDQVLWVHUYLFHRQ%URDGZD\EHFDPH1HZ<RUN¶VSLRQHHUIRUWKHVHFRQGWLPHILUVW
ZLWK WKH RPQLEXV OLQH DQG QRZ ZLWK WKH ILUVW FDEOH FDU OLQH UXQQLQJ IURP %DWWHU\ WR WK
6WUHHW(YHQDVFDSLWDOFRVWVUHDFKHGPRUHWKDQDPLOOLRQGROODUVSHUPLOHWZHQW\WLPHVDV
PXFK DV WKH KRUVH UDLOZD\ LQYHVWPHQWV JUHZ GUDPDWLFDOO\ +RZHYHU WKH DGYDQWDJHV ZHUH
FRQVLGHUDEOHRSHUDWLQJFRVWVRQ%URDGZD\GURSSHGIURPWRSHUFHQWRIJURVVUHYHQXH
18
DQGULGHUVKLSURVHE\
7KH PDMRU LQYHVWPHQW FRVWV QHHGHG IRU FDEOH FDU VHUYLFH EHFDPH TXHVWLRQDEOH GXH WR WKHLU
VKRUWSHULRGRIRSHUDWLRQ%\WKH%URDGZD\FDEOHOLQHZDVUHSODFHGDQGWKHODVWOLQH
RSHUDWLQJ LQ 1HZ <RUN &LW\ LQ %URRNO\Q +HLJKWV ZDV GLVFRQWLQXHG E\ 1HYHUWKHOHVV
WKH FKRLFH RI WHFKQRORJ\ ZDV QRW VLPSO\ WKH UHVXOW RI FRVW SUDFWLFDOLW\ DQG SUHYLRXV
H[SHULHQFH ([SDQVLRQ RI WKH FDEOH V\VWHP LQVWHDG RI FRQYHUWLQJ WR WUROOH\V E\ ZKHQ
HOHFWULFWHFKQRORJ\ ZDV DOUHDG\ ZLGHO\ DYDLODEOH ZDV PRUH DFFHSWHG E\ WKH SXEOLF EHFDXVH
RILWVSHUFHLYHGVDIHW\DQGUHOLDELOLW\
18
&KHDSHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
7KH(OHFWULF6WUHHWFDU
7KH TXLFN GHPLVH RI FDEOH FDUV
LQ 1HZ <RUN &LW\ FDQ EH
DWWULEXWHG
WR
WKH
HOHFWULF
VWUHHWFDU¶V IDVW GHYHORSPHQW
DQGUDSLGSXEOLFDFFHSWDQFH,Q
DGGLWLRQ
PDFKLQHU\
FDUV¶
LWV
VXSHULRU
VXUSDVVHG
FRQWLQXRXV
FDEOH
WHFKQLFDO
SUREOHPV VXFK DV VKUHGGLQJ
3LFWXUH7UROOH\VDW7LPHV6TXDUH
FDEOHV ZKLFK LQHYLWDEO\ OLPLWHG
WKHLU ORQJHYLW\ ,Q WKH 0HWURSROLWDQ 6WUHHW 5DLOZD\ RSHQHG DQ H[SHULPHQWDO VHJPHQW
RQ /HQQR[ $YHQXH DQG E\ WKH ODWH V LW EHJDQ WKH HOHFWULILFDWLRQ RI LWV QRUWKVRXWK
URDGVDQGVRPHRILWVFURVVWRZQOLQHV%\PRUHWKDQPLOHVZHUHSRZHUHGE\WKH
HOHFWULFFRQGXLW DQG VKRUWO\ DIWHU WKH WXUQ RI WKH FHQWXU\ WKH FRPSDQ\ FRQYHUWHG LWV FDEOH
OLQHVWRWKHQHZWHFKQRORJ\
19
7KURXJK WKH UDSLG DGGLWLRQ RI QHZ DQG EHWWHU HTXLSPHQW WKH HOHFWULF VWUHHWFDU REWDLQHG
PDMRUDGYDQWDJHRYHUWKHKRUVHDQGFDEOHFDUV7KHLQFUHDVHRIFDSDFLW\H[FHHGHGERWKDQG
E\HOHFWULFVWUHHWFDUVWXUQHGRXWWREHHYHQFKHDSHUWRRSHUDWHWKDQWKHFDEOHFDUV
$0DQKDWWDQ)HDWXUH7KH&RQGXLW
$ VSHFLDO UHJXODWLRQ FRPSOLFDWHG WKH LPSOHPHQWDWLRQ RI DQ HOHFWULF VWUHHWFDU V\VWHP LQ
0DQKDWWDQDSURKLELWLRQDJDLQVWSXWWLQJXSSROHVIRUWUROOH\ZLUHV3DUWLFXODUO\LQ0DQKDWWDQ
ZLWK LWV KLJK EXVLQHVV DQG SRSXODWLRQ GHQVLW\ WKH LQFUHDVH LQ HOHFWULF XWLOLWLHV IRU OLJKWLQJ
WHOHJUDSK DQG WKH WHOHSKRQH ZLULQJ DERYH WKH VWUHHWV UHVXOWHG LQ SXEOLF SUHVVXUH IRU WKHLU
UHORFDWLRQ XQGHUJURXQG 7KH EOL]]DUG RI ZKLFK FDXVHG PDQ\ RI WKH ZLUHV WR FROODSVH
LQWRWKHVWUHHWVOHGWROHJLVODWLRQIRUFLQJWKHLUUHPRYDO
19
&KHDSHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
)LJXUH7KH(OHFWULF&RQGXLW
6RXUFH1HZ<RUN5DLOZD\V7KH*UHHQ/LQH
7KHHQJLQHHUVDGDSWHGWKHHOHFWULFFRQGXLWV\VWHPDOUHDG\XVHGLQ%XGDSHVW7KLVPHWKRGRI
FXUUHQW FROOHFWLRQ XVHG D ³SORZ´ VXVSHQGHG IURP WKH XQGHUFDUULDJH RI HDFK VWUHHWFDU 7KLV
SORZGUHZHOHFWULFLW\IURPDQXQGHUJURXQGHOHFWULFFRQGXLW)LJXUHZKLFKZDVUHDFKHG
WKURXJKDVOLWEHWZHHQWKHUDLOV
20
7KLV WHFKQRORJ\ ZDV QHYHU IXOO\ VDWLVIDFWRU\ EHFDXVH PDMRU SUREOHPV ZLWK WKH FRQGXLW
UHPDLQHGXQVROYHG7KHSUREOHPVLQFOXGHGGDLO\IORRGLQJRIWKHFRQGXLWEURNHQLQVXODWRUV
21
ORRVHRUEURNHQWUDLQRUVORWUDLOVDQGFORVXUHRIWKHVORWGXHWRH[WUHPHKHDWRUFROG 7KH
22
HIIRUWWRNHHSWKHFRQGXLWFOHDQZDVDQRWKHUPRQXPHQWDOFKDOOHQJH 7KHKLJKLQYHVWPHQW
FRVW RI WKLV V\VWHP DOORZHG LW WR RSHUDWH RQO\ RQ KHDY\ WUDIILF OLQHV OHDYLQJ VRPH RI WKH
FURVVWRZQOLQHVZKLFKZHUHGLVWLQJXLVKHGE\ORZHUULGHUVKLSVHUYHGE\KRUVHFDUV&URVV
WRZQOLQHVRSHUDWHGLQWKLVPDWWHUIRUDORQJWLPHWKHODVWGLVDSSHDULQJLQ6RPHHYHQ
FRQYHUWHGWREDWWHU\RSHUDWLRQEXWWKLVWHFKQRORJ\VWLOOZDVXQVDWLVIDFWRU\
20
.DKQS
21
1-,QWHUQDWLRQDOS
22
1-,QWHUQDWLRQDOS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
7KH)LUVW%DQNUXSWF\
7KHVXEZD\V\VWHPZDVRSHQHGRQ2FWREHUWKDQGGXHWRWKHHQRUPRXVYROXPHRI
SDVVHQJHUV WKDW LW DWWUDFWHG WUROOH\ EXVLQHVVHV EHJDQ WR GLPLQLVK IRU WKH ILUVW WLPH LQ WKDW
\HDU,QWKH0HWURSROLWDQGHFODUHGEDQNUXSWF\DQGXOWLPDWHO\ZDVIRUFHGWRUHOLQTXLVK
LWVUG$YHQXHV\VWHPRQ-DQXDU\$WWKHWLPHLWVOLQHVFDUULHGRYHUPLOOLRQ
SDVVHQJHUV LQ FDUV RQ PRUH WKDQ PLOHV RI WUDFN ,Q DGGLWLRQ LW HPSOR\HG PRUH
23
WKDQ ZRUNHUV ,Q 'HFHPEHU WKH 0HWURSROLWDQ 6WUHHW 5DLOZD\ ZDV UHRUJDQL]HG
DVWKH1HZ<RUN5DLOZD\&RPSDQ\
$OWKRXJKWKHFLW\¶VVWUHHWFDUV\VWHPSHDNHGDWPLOHVNPDQGVWUHHWFDUVFDUULHG
PRUH SDVVHQJHUV WKDQ ERWK WKH HOHYDWHG OLQHV DQG WKH VXEZD\V WKH 1HZ <RUN 5DLOZD\
&RPSDQ\ ZHQW EDQNUXSW DJDLQ LQ 7KH UHDVRQ IRU LWV HFRQRPLF SUREOHPV LQFOXGHG
KLJKHUZDJHVDQGHVFDODWLQJPDWHULDOFRVWVUHVXOWLQJIURPLQIODWLRQDU\FRQGLWLRQVLPSRVHGE\
24
:RUOG:DU,DQGWKH&LW\¶VGHFLVLRQWRGHQ\DIDUHLQFUHDVHRIWZRFHQWV
3RVW7KH'HFOLQHRI1<&¶V7UROOH\V
7KH GHFOLQH RI WUROOH\V LQ 1HZ <RUN EHJDQ ZLWK WKH DUULYDO RI WKH DXWRPRELOH DQG E\ WKH
HIIRUWVE\*HQHUDO0RWRUVDQGWKH2PQLEXV&RUSRUDWLRQWRUHSODFHVWUHHWFDUVZLWKSHWUROHXP
SRZHUHGPRWRUEXVHVLQWKHV,PSRUWDQWO\RSHUDWLQJFRVWVIRUEXVRSHUDWLRQZHUHOHVV
H[SHQVLYHGXHWRORZSHWUROSULFHVDQGGHWHULRUDWLQJFRQGLWLRQVRIWKHWUROOH\IOHHW
,QZKHQ1HZ<RUN5DLOZD\VGHFLGHGWRVXEVWLWXWHDOORILWVUHPDLQLQJWUROOH\OLQHVZLWK
PRWRU EXV VHUYLFH RSHUDWLQJ FRVWV RI WUROOH\V ZHUH FHQWV SHU PLOH YHUVXV WKH FRVWV RI
EXVHV ZKLFK ZHUH FHQWV SHU PLOH 5HYHQXHV JHQHUDWHG DYHUDJHG FHQWV SHU FDU PLOH
25
OHDYLQJWUROOH\VHUYLFHRQO\FHQWVSHUFDUPLOHWRVHUYLFHDOORSHUDWLRQDOFRVWVDQGGHEW
+RZHYHU WKH IDFW WKDW PRUH EXVHV ZHUH QHHGHG WR SURYLGH WKH VDPH OHYHO RI VHUYLFH
UHPDLQHGRYHUORRNHG
23
.DKQS
24
-DFNVRQS
25
&KHDSHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH+LVWRU\RI7UROOH\V
,Q1HZ<RUN5DLOZD\VFORVHGLWVODVWOLQH7KHUG$YHQXHV\VWHPUHVLVWHGEXWSUHVVXUH
IURPWKH &LW\ JRYHUQPHQW IRUFHG LWV FORVLQJ /LQHV LQ XSSHU 0DQKDWWDQ DQG WKH %URQ[ ZHUH
PRWRUL]HG LQ DQG WKH <RQNHUV V\VWHP FORVHG LQ 7KH RQFH H[WHQVLYH VWUHHW
UDLOZD\V\VWHPLQ%URRNO\QRSHUDWHGDVDVXEVLGLDU\RIWKH%URRNO\Q0DQKDWWDQUDSLGWUDQVLW
V\VWHPDQGZDVFRQYHUWHGWREXVRSHUDWLRQLQ7KH4XHHQVERUR%ULGJHORFDOHQGHGLWV
VHUYLFHRQ $SULO ,W ZDV WKH ODVW VWUHHWFDU RSHUDWLRQ LQ ERWK 1HZ <RUN &LW\ DQG WKH
6WDWH
26
3LFWXUH7HDULQJXS7UROOH\7UDFNV
26
1<6WUHHWFDU1HZV,VVXHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
7KHUHYLYDORI6WUHHWFDUV/LJKW5DLO7UDQVLW
$OWKRXJKWKHHIIRUWVWRUHLQWURGXFHVXUIDFHUDLOZD\VDWWKHHQGRIWKH¶VLVZLGHO\TXRWHG
DVD³UHYLYDO´RUD³UHQDLVVDQFH´LWLVLQPDQ\ZD\VDQLQWURGXFWLRQRIDQHZV\VWHP7KLVLV
HPSKDVL]HGE\WKHXVHRIDQHZWHUP:KDWRQFHKDGEHHQNQRZQDVDWUROOH\VWUHHWFDURU
WUDPZD\LVQRZFRQVLGHUHGWREH³/LJKW5DLO7UDQVLW´/57
7KH:RUOGZLGH,QWHUHVWLQ/57
'XULQJWKHVHFRQGKDOIRIWKHWKFHQWXU\WKHHFRQRP\RILQGXVWULDOQDWLRQVKDVEHHQJRLQJ
WKURXJK DQ H[WHQGHG SHULRG RI VWUXFWXUDO FKDQJH DQG WKH SURIHVVLRQDO RU ³LQIRUPDWLRQ´
VHUYLFHV VHFWRU HJ ILQDQFH PDUNHWLQJ UHVHDUFK PHGLD H[HFXWLYH RIILFHV KDV H[SDQGHG
UDSLGO\ 7KH UDSLG JURZWK RI WKH DXWR KDV OHG WR D GLVSHUVDO RI LQGXVWULDO FRPPHUFLDO DQG
UHVLGHQWLDODFWLYLWLHVRXWZDUGIURPWKHFHQWUDOFLWLHVHVSHFLDOO\LQWKH86%XWSXEOLFDWWLWXGHV
DERXW FLWLHV EHJDQ WR FKDQJH $ORQJ ZLWK WKHVH QHZ SURIHVVLRQDO DFWLYLWLHV D WHQGHQF\ WR
FOXVWHUDQGDVWURQJGHVLUHIRUDQDWWUDFWLYHHQYLURQPHQWKDVUHVXOWHGLQQHZLQYHVWPHQWLQ
GRZQWRZQ DUHDV 3ODQQHUV DQG DUFKLWHFWV EHJDQ WR OD\ RXW WKHVH DUHDV LQ D IDVKLRQ PRUH
1
DPHQDEOHWRZDONLQJ7KLVQHZXUEDQGHVLJQLVDOVRZHOOVXLWHGWR/57
'XULQJ WKH ¶V LQWHUHVW LQ SXEOLF WUDQVSRUWDWLRQ ZDV VWLOO FRQFHQWUDWHG RQ FRQYHQWLRQDO
UDLOUDSLGWUDQVLW$VWKLVVHUYLFHLVFDSLWDOLQWHQVLYHDQGEHVWVXLWHGIRUKLJKULGHUVKLSUDQJHV
LW ZDV DSSOLFDEOH IRU RQO\ D OLPLWHG QXPEHU RI $PHULFDQ FLWLHV 6LPLODUO\ XQVXLWDEOH IRU
ZLGHVSUHDG XVH ZHUH QHZ WUDQVLW PRGHV VXFK DV PRQRUDLOV UXEEHUWLUHG JXLGHG FDUV DQG
2
SHUVRQDOUDSLGWUDQVLWV\VWHPVDVVKRZQE\JHQHUDOO\XQVXFFHVVIXOH[SHULPHQWDWLRQ
1
/DQGJUDIS
2
86'27S
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
,Q WKH ¶V DORQJ ZLWK RWKHU VHUYLFHV DQG WHFKQLTXHV VXFK DV GHPDQGUHVSRQVLYH
WUDQVSRUWDWLRQDQGSUHIHUHQWLDOWUHDWPHQWIRUEXVHVDQG FDUSRROV LQWHUHVW LQ /57 JUHZ DV D
TXLFNO\LPSOHPHQWDEOH WUDQVSRUWDWLRQ VROXWLRQ ZKLFK PDGH PRUH HIILFLHQW XVH RI H[LVWLQJ
3
WUDQVSRUWDWLRQLQIUDVWUXFWXUH $GGLWLRQDOO\WKHQDWLRQDOLQWHUHVWLQHQHUJ\FRQVHUYDWLRQDVD
UHVXOWRIWKHHQHUJ\FULVLVFRPELQHGZLWKWKHULVLQJFRQFHUQVDERXWWKHTXDOLW\RIXUEDQOLIH
DQG WKH HQYLURQPHQW DW WKH HQG RI WKH ¶V VWLPXODWHG D UHQHZHG LQWHUHVW LQ YDULRXV
4
WUDQVLWDOWHUQDWLYHVHYHQPRUH
6XPPDUL]HG WKH VXFFHVV RI /57 KDV UHVXOWHG IURP LWV DELOLW\ WR PHHW WKUHH PDMRU QHHGV
5
ORZFRVWFDSDFLW\VHUYLFHTXDOLW\DQGHQYLURQPHQWDODSSHDO 'HILQLWLRQVRI/57VKRZFOHDUO\
WKDW WKLV PRGH VKRXOG EH GLVWLQJXLVKHG IURP WKH ³ROGIDVKLRQHG´ WUROOH\ SDUWLFXODUO\ ZLWK
UHIHUHQFHWRLWVXVHLQPL[HGWUDIILF³OLJKWUDLOWUDQVLWDJHQHULFQDPHIRUDWUDQVLWPRGH
FRQVLVWLQJ RI HOHFWULFDOO\ SRZHUHG VWHHOZKHHOHG UDLO YHKLFOHV RSHUDWLQJ SUHGRPLQDQWO\ RQ
H[FOXVLYHULJKWVRIZD\´
6
:KLOHVWUHHWUDLOZD\V\VWHPVYLUWXDOO\GLVDSSHDUHG LQ PDQ\ RI WKH ZRUOG¶V ODUJHVW FLWLHV OLNH
/RQGRQ7RN\RDQG1HZ<RUNRWKHUFLWLHVUHWDLQHGWKHLUV\VWHPVDQGH[SDQGHGWKHP7RGD\
RIWKHZRUOG¶V/57V\VWHPVRSHUDWHLQ(XURSHDQDQG1RUWK$PHULFDQFRXQWULHV:LWK
V\VWHPV 5XVVLD KDV WKH JUHDWHVW QXPEHU RI FLWLHV ZLWK /57 V\VWHPV IROORZHG E\ *HUPDQ\
ZLWK DQG WKH 8NUDLQH ZLWK 7KH FRXQWU\ ZLWK WKH KLJKHVW GHQVLW\ RI /57 V\VWHPV DV
H[SUHVVHG E\ V\VWHPV SHU LQKDELWDQW LV 6ZLW]HUODQG ZLWK RQH V\VWHP IRU HDFK PLOOLRQ
SHUVRQV 7KH 86 LV LQ ILUVW SODFH ZKHQ FRPSDULQJ RSHQLQJV RI QHZ V\VWHPV LQ WKH ODVW \HDUV
7
3
86'27S
4
86'27S
5
/DQGJUDIS
6
86'27S
7
5|KOHHI/57&RQIHUHQFH%HUOLQ
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
/575HYLYDOLQWKH86
,QWKHVRQO\HLJKW/57V\VWHPVLQWKH86DV0DSVKRZVKDGVXUYLYHGWKHZDYH
RIWUROOH\DEDQGRQPHQWVIURPWKH¶VWRWKH¶V:LWKWKHH[FHSWLRQRIWKHV\VWHPLQ
1HZ 2UOHDQV DQG 3KLODGHOSKLD¶V 5HG $UURZ 'LYLVLRQ RQO\ 3&& FDUV ZHUH XVHG WR SURYLGH
VWUHHWFDU VHUYLFH ,Q DERXW RI WKHP ZHUH VWLOO LQ VHUYLFH DQG ZDLWHG IRU
UHSODFHPHQWWKURXJKVWDWHRIWKHDUWOLJKWUDLOYHKLFOHV
8
7KH,QWURGXFWLRQRI/57
7KHILUVWQHZ/57YHKLFOHVLQWKH86ZHUHRUGHUHGE\%RVWRQDQG6DQ)UDQFLVFRLQWKH¶V
WR UHSODFH WKHLU H[LVWLQJ OLJKW UDLO IOHHWV ERWK RI ZKLFK ZHUH ZHOO RYHU \HDUV ROG 7KHVH
MXPSVWDUWHGWKHEHJLQQLQJRIOLJKWUDLOWUDQVLWUHYLYDOLQWKH86DQGOHGWRWKHGHYHORSPHQW
RIWKH866WDQGDUG/LJKW5DLO9HKLFOH6/59ZKLFKZDVEXLOWIRUERWKWUDQVLWV\VWHPVE\WKH
9
%RHLQJ 9HUWRO &RPSDQ\ ,Q WKH RSHQLQJ RI WKH QHZ /57 OLQH LQ (GPRQWRQ &DQDGD
EHJDQWKHWUHQGIRUQHZ/57V\VWHPVLQ1RUWK$PHULFD
10
/576\VWHPVLQWKH86
0DS WR 0DS LOOXVWUDWH WKH GHYHORSPHQW RI /57 LQ WKH 86 LQ WKH ODVW \HDUV
LQFOXGLQJDQRYHUYLHZDERXWIXWXUHSURMHFWV0XFKSURJUHVVKDVEHHQPDGHLQWZRGHFDGHV
7KH HLJKW ROGHU V\VWHPV KDYH EHHQ WKRURXJKO\ UHQRYDWHG DQG QHZ /57 V\VWHPV DUH
RSHUDWLQJLQ86XUEDQDUHDV
7DEOH SURYLGHV PRUH LQIRUPDWLRQ DERXW WKH H[LVWLQJ V\VWHPV 7KH ODWHVW /57 V\VWHPV
DUH FRQILJXUHG WR SURYLGH VHUYLFH ERWK RQ FLW\ VWUHHWV DQG RQ H[FOXVLYH DOLJQPHQWV $V
H[SHFWHGWKHSRUWLRQRIVHPLDQGQRQH[FOXVLYHDOLJQPHQWVLVJUHDWHVWLQFLWLHVZLWKROGHU
/57V\VWHPV%RVWRQ6DQ)UDQFLVFR
8
86'27S
9
86'27S
10
86'27S
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
([FHSWIRU6HDWWOHZKHUHQHZ/57OLQHVDUHLQ D GHWDLOHG SODQQLQJ VWDJH 0DS VKRZV
H[WHQVLRQV WR DOO H[LVWLQJ V\VWHPV WKDW DUH LQ D ILQDO GHVLJQ RU FRQVWUXFWLRQ SKDVH DV
$GGLWLRQDOO\ WKLV PDS SRUWUD\V VHYHQ FLWLHV ZLWKRXW DQ H[LVWLQJ /LJKW 5DLO 6\VWHP ZKHUH
SURMHFWVIRULPSOHPHQWDWLRQDUHLQWKHILQDOGHVLJQRUFRQVWUXFWLRQSKDVH
0DS86&LWLHVZLWK/576\VWHPVLQ
Boston
Boston
Cleveland
Cleveland
Pittsburgh
Pittsburgh
Newark
Newark
Newark
Philadelphia
Philadelphia
San
San
San Francisco
Francisco
Fort
Fort Worth
Worth
New
New Orleans
Orleans
Orleans
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
0DS86&LWLHVZLWK/576\VWHPVLQ
Seattle
Seattle
Portland
Portland
Buffalo
Buffalo
Cleveland
Cleveland
Cleveland
Cleveland
San Francisco
Francisco
San
Sacramento
Sacramento
Denver
Denver
St.
St. Louis
Louis
Boston
Boston
Boston
Boston
Pittsburgh
Pittsburgh
Newark
Newark
Newark
Philadelphia
Philadelphia
Philadelphia
Baltimore
Baltimore
San
San
José
San
San José
José
José
Memphis
Memphis
Angeles
Los
Los Angeles
Fort
Fort Worth
Worth
San
San Diego
Diego
Diego
San
San
Diego
Dallas
Dallas
New
NewOrleans
Orleans
0DS)XWXUH'HYHORSPHQWRI/576\VWHPVLQWKH86
City
- existing system, conceptual planning for further extension
City
- existing LRT system, final design or construction of extension
City
- final design or construction of a new LRT system
Seattle
Seattle
Seattle
Minneapolis/St.
Minneapolis/St. Paul
Paul
Portland
Portland
Portland
Milwaukee
Milwaukee
Buffalo
Buffalo
Buffalo
Boston
Boston
Cleveland
Cleveland
Pittsburgh
Pittsburgh
Hartford
Hartford
Newark
Newark
Newark
Salt
Salt Lake
Lake City
City
Francisco
San
San Francisco
Sacramento
Sacramento
Sacramento
Sacramento
Denver
Denver
Denver
Denver
Kansas
Kansas City
City
St.
St. Louis
Louis
Louis
St.
St.
Baltimore
Baltimore
Baltimore
Baltimore
Norfolk
Norfolk
San
José
José
San José
San
José
Memphis
Memphis
Los Angeles
Angeles
Los
San
San
San Diego
Diego
Diego
San
San
San
Diego
Philadelphia
Philadelphia
Philadelphia
Philadelphia
Philadelphia
Philadelphia
Worth
Fort
Fort Worth
Worth
Dallas
Dallas
Dallas
Dallas
New Orleans
New
Orleans
3DJH
Orlando
Orlando
Orlando
Orlando
Orlando
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
7DEOH/576\VWHPVLQWKH86
Town/City11
Transit Agency
Year of
Opening
Year of
Extension
Manufacturer of the latest System length One-way Line
LRT vehicles
in route-miles in in km, 1995
1976 (USDOT)
(TRB)
35.4
22
Number of
cars in
operation,
1995 (TRB)
35
40.1
24.9
220
-
4.3
2.7
12
-
Tokyu Car Corp.
10.3
6.4
27
20%
21.1
13.1
48
-
Baltimore MD
Mass Transit Administration, Maryland DOT
1992
Adtranz
Boston MA
Massachusetts Bay Transportation Authority
1856
Kinki-Sharyo
Boston MA
Mattapan Ashmont
Buffalo NY
Niagara Frontier Transit Metro System
1984
Cleveland CH
Greater Cleveland Regional Transit Authority
1913
Dallas TX
Dallas Area Rapid Transit Authority
1996
Kinki-Sharyo
Denver CO
Regional Transportation District
1994
Siemens
Fort Worth
-
Los Angeles CA
1990
Memphis, TN
Los Angeles County Metropolitan
Transit Authority
Memphis Area Transit Authority
New Orleans LA
Regional Transit Authority of Orleans & Jefferson
1835
Newark NJ
New Jersey Transit Corporation
Philadelphia PA
Philadelphia PA
Southeastern Pennsylvania Transportation
Authority
-
Pittsburgh PA
Port Authority of Allegheny County
1859
Portland OR
1986
Sacramento CA
Tri-County Metropolitan Transportation District of
Oregon
Sacramento Regional Transit District
1987
San Diego CA
San Diego Trolley
1981
1991
San Francisco CA
San Francisco Municipal Railway
1860
1980
Breda
San Jose CA
Santa Clara Valley Transportation Authority
1987
1996
One-way Line
in miles, 1995
(TRB)
Breda, Tokyu Car Corp.
-
28.5
13.1
-
1.2
Siemens
Percentage of SemiExclusive and NonExclusive under 35
MPH, 1996 (TRB)
18%
42%
-
-
-
8.5
5.3
11
-
1.6
1
8
-
35.4
22
54
23%
-
4.3
-
-
-
6.5
14
8.7
41
-
1935
CKD T6C5 Double-Ended
Tram
Kinki Sharyo, Alstom
4.2
6.9
4.3
24
-
1906
Adranz
27
19.2
11.9
29
-
1993
1990
1858
1985
82
35.9
22.3
112
-
24.9
31.2
19.4
71
-
Bombardier, Siemens
24.3
15.1
26
52%
Siemens
29.5
18.3
36
26%
Siemens
55.4
34.4
71
11%
36
39.1
24.4
128
32.2
20
50
-
3.7
-
-
-
29
18
31
-
469.2
324.2
984
Siemens
UTDC (Bombardier)
Seattle WA
King County Department of Transportation
1982
-
St Louis MO
Bi-State Development Agency
1993
Siemens
Total
255.6
11
*HQHUDO6RXUFH75%/57QHZVS,QWHUQHWZZZWUDPZD\FRPZZZDSWDFRP
3DJH
74%
47%
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
([LVWLQJ3ODQVIRU1HZ<RUN&LW\
7RWKLVGD\1HZ<RUN&LW\KDVUHIUDLQHGIURPSDUWLFLSDWLQJLQWKHZRUOGZLGHUHQDLVVDQFHRI
OLJKWUDLOWUDQVLW1HYHUWKHOHVVIRUDOPRVWWZHQW\\HDUVWKHUHKDVEHHQDFRQWLQXRXVHIIRUWWR
LQWURGXFH WKLV V\VWHP WR 1HZ <RUN &LW\ 5HSHDWHGO\ WUDQVLW DQG SODQQLQJ DJHQFLHV SULYDWH
GHYHORSHUVDVZHOODVFRPPXQLW\JURXSVUHOHDVHGQXPHURXVSURSRVDOV0DSDQGOHG
LQIRUPDWLRQVHVVLRQVDERXWLPSOHPHQWLQJ/57LQ0DQKDWWDQ7KHIROORZLQJFKDSWHUVGHVFULEH
WKH PRVW UHFHQW /57 GUDIWV SODQV DQG SURSRVDOV LQWURGXFHG IRU LPSOHPHQWDWLRQ E\ YDULRXV
RUJDQL]DWLRQV
0DS([LVWLQJ/573ODQVIRU0DQKDWWDQ
∋∋
49th Street
Street Trolley
Trolley
49th
(CBT)
(CBT)
2nd
2nd Avenue
Avenue LRT
LRT
(CBT)
(CBT)
Midtown
Midtown Loop
Loop
(RPA)
(RPA)
42nd
42nd Street
Street LRT
LRT
(42nd
(42nd St.
St. Devlp.
Devlp. Corp.)
Corp.)
8th
8th Street
Street Corridor
Corridor
(VCTC)
(VCTC)
11 mile
mile
Lower
Lower East
East Side
Side
LRT Shuttle
Shuttle (MTA)
(MTA)
LRT
11 km
km
Liberty
Liberty Loop
Loop
(CBT)
(CBT)
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
7KHQG6WUHHW/57/LQH
7KH PRVW DGYDQFHG SURSRVDO WR UHLQWURGXFH VWUHHWFDUV RQ 0DQKDWWDQ¶V VWUHHWV LV
XQTXHVWLRQDEO\WKHQG6WUHHW/LJKW5DLO7UDQVLW/LQHSURMHFW)URPWKHEHJLQQLQJRI/57¶V
UHVXUJHQFH LQ 1RUWK $PHULFD DQG WKLUW\ WKUHH \HDUV DIWHU VWUHHWFDU VHUYLFH RQ QG 6WUHHW
ZDVUHSODFHGE\WKHEXVLQ VWXGLHVEHJDQWRUHWKLQNWKHYDOXHRIVWUHHWFDUVZKLFKDUH
QRZ FDOOHG OLJKW UDLO WUDQVLW 7KH 1HZ <RUN &LW\ 'HSDUWPHQW RI 3ODQQLQJ UHOHDVHG D UHSRUW
FDOOHG³/LJKW5DLO7UDQVLW)LQDQFLDO)HDVLELOLW\QG6WUHHW&DVH6WXG\´LQ-DQXDU\
1
6LQFHVHYHUDOIROORZXSVWXGLHVZHUHSURSRVHGUHVXOWLQJLQUHYLVLRQVWRWKH/57SODQ
2
DQG DQ H[SHQGLWXUH RI PRUH WKDQ PLOOLRQ ,Q WKH )LQDO (QYLURQPHQWDO ,PSDFW
6WDWHPHQW)(,6RQWKHQG6WUHHW/57OLQHZDVILQLVKHGDQGWKH8QLILHG/DQG8VH5HYLHZ
3URFHGXUH8/853EHJDQ2Q-XQHWKH&LW\&RXQFLODSSURYHGWKHSODQWREXLOGWKH
3
/57 OLQH 7R WKLV GD\ WKH SURSRVDO LV VWDOOHG ZLWK IXUWKHU SURJUHVV LPSHGHG E\ WKH ODFN RI
SROLWLFDOVXSSRUWSDUWLFXODUO\IURPWKH0D\RU
7KH SURSRVHG SURMHFW LQWHQGV WR LPSOHPHQW D FURVVWRZQ /57 OLQH RQ WKH PLOH VWUHWFK
EHWZHHQ8QLWHG1DWLRQV3OD]DRQWKHHDVWVLGHDQG-DFRE.-DYLWV&RQYHQWLRQ&HQWHURQWKH
ZHVW VLGH RI 0DQKDWWDQ )RU WKH PDMRULW\ RI QG 6WUHHW WKH VWXG\ SURSRVHV D WZR WUDFN
ULJKWRIZD\RQWKHVWUHHW¶VVRXWKVLGH7KHUHIRUHWKHWKUHHHDVWERXQGWUDIILFODQHVZRXOGEH
FORVHG FRQYHUWLQJ QG 6WUHHW LQWR D ZHVWERXQG RQHZD\ VWUHHW 7KH )(,6 IRUHFDVWV WKH
IROORZLQJWKHKLJKHVWGHPDQGIRU/57VHUYLFHZRXOGRFFXULQWKH$0SHDNKRXUKHDGLQJ LQ
WKHHDVWERXQGGLUHFWLRQZLWKXSWRULGHUVEHWZHHQ6HYHQWKDQG6L[WKDYHQXHV
7KLV SURSRVDO DLPV IRU OLJKW UDLO YHKLFOHV WR RSHUDWH GXULQJ ZHHNGD\ SHDN KRXUV RQ D PLQXWHKHDGZD\LQHDFKGLUHFWLRQWULSVSHUKRXUSHUGLUHFWLRQDQGDVHUYLFHFDSDFLW\RI
1
+DELE5RVHQS,
2
1<6WUHHWFDU1HZV,VVXHS
3
1<6WUHHWFDU1HZV,VVXHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
SDVVHQJHUV SHU KRXU LQ HDFK GLUHFWLRQ ZRXOG EH SURYLGHG DVVXPLQJ D W\SLFDO /59
FDSDFLW\RISDVVHQJHUV
4
3URSRVHGWREHIXQGHGHQWLUHO\E\SULYDWHLQYHVWPHQWVWKHQG6WUHHW/57OLQHZDVH[SHFWHG
WR FRVW PLOOLRQ LQ GROODUV $Q DGGLWLRQDO PLOOLRQ ZDV VHW DVLGH IRU VWUHHW
UHIXUELVKLQJDQGUHSODFHPHQWRIZDWHUDQGVHZHUOLQHVWREHSDLGE\IHGHUDOVWDWHDQGFLW\
IXQGV $V D UHVXOW RI UHFRYHULQJ LWV RSHUDWLQJ DQG FDSLWDO FRVWV WKH QG /57 VHUYLFH ZDV
5
H[SHFWHGWREHLPSOHPHQWHGDQGPDQDJHGZLWKRXWDQ\VXEVLGLHV
)UHG 3DSHUW 3UHVLGHQW RI WKH QG 6W 'HYHORSPHQW &RUSRUDWLRQ ZDV UHVSRQVLEOH IRU WKH
SURMHFW¶V KHDGZD\ LQ WKH ILUVW KDOI RI WKLV GHFDGH +LV QRWIRUSURILW FRUSRUDWLRQ SHUVLVWHQWO\
SURPRWHGWKHLPSOHPHQWDWLRQRID/57OLQHRQQG6WUHHW
7KH/RZHU(DVW6LGH/576KXWWOH
,Q IRU WKH ILUVW WLPH LQ LWV \HDU KLVWRU\ 1HZ <RUN &LW\ 7UDQVLW 1<&7 UHOHDVHG D
6
VWXG\ LQFOXGLQJ D GUDIW SURSRVDO IRU /57 7KH VR FDOOHG ³0DQKDWWDQ (DVW 6LGH 7UDQVLW
$OWHUQDWLYHV 6WXG\´ 0(6$ SURSRVHV LQ RQH RI WKUHH DOWHUQDWLYHV DQ /57 VKXWWOH IRU WKH
/RZHU(DVW6LGH
7KLV /57 OLQH ZRXOG VWDUW DW 8QLRQ 6TXDUH DW D VWXE WHUPLQDO RU VPDOO ORRS )URP WKHUH D
GRXEOH WUDFN OLQH ZRXOG UXQ HDVWERXQG DORQJ WK 6WUHHW WR $YHQXH ' FRQWLQXLQJ VRXWK RQ
$YHQXH ' WXUQLQJ VRXWKZHVW RQWR (DVW %URDGZD\ 2QFH RQ &DQDO 6WUHHW WKH OLQH ZLOO GURS
IURPJUDGHDQGHQWHUDWXQQHOZHVWRI$OOHQ6WUHHW
7KH/57WXQQHOZRXOGWKHQWXUQZHVWEHQHDWK&DQDO6WUHHWEHIRUHMRLQLQJWKHH[LVWLQJIRXU
WUDFN&DQDO6WUHHWVXEZD\MXVWZHVWRI&KU\VWLH6WUHHW7KHOLQHZRXOGXVHWZRRIWKHIRXU
WUDFNV WR SURFHHG ZHVW EHDULQJ VRXWK LQWR WKH &HQWUH 6WUHHW 6XEZD\ XVLQJ D SUHVHQWO\
4
+DELE5RVHQS,
5
1<6WUHHWFDU1HZV,VVXHS
6
1<6WUHHWFDU1HZV,VVXHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
XQXVHG FRQQHFWLRQ EHWZHHQ &DQDO DQG &HQWUH 6WUHHW VXEZD\V 7KH /59V ZRXOG XVH WKH
HDVWHUQPRVWSODWIRUPVLQWKH1DVVDX6XEZD\¶V&KDPEHUV6WUHHW6WDWLRQDQGFRQWLQXHDORQJ
)UDQNIRUW6WUHHWEHQHDWKWKHDSSURDFKHVWRWKH%URRNO\Q%ULGJHEHIRUHVXUIDFLQJMXVWZHVW
RI 3HDUO:DWHU 6WUHHWV 7KH OLQH ZRXOG WXUQ VRXWK RQ 3HDUO:DWHU 6WUHHW DQG SURFHHG WR D
WHUPLQXV QHDU :KLWHKDOO 6WUHHW 7KH HQWLUH URXWH LV ILYH PLOHV ORQJ DQG HVWLPDWHG WR FRVW
DERXW ELOOLRQ LQFOXGLQJ WKH WXQQHO FDUV WUDFNV DQG ZLUHV :LWK WKH WXQQHO VHJPHQW
7
SURYLQJWREHTXLWHH[SHQVLYHWUDQVLWDGYRFDWHVGHYHORSHGDQDOWHUQDWLYHDOLJQPHQWZLWKRXW
WKHQHFHVVLW\RIDWXQQHO
/573ODQVE\WKH&RPPLWWHHIRU%HWWHU7UDQVLW
7KH FLYLF DGYRFDF\ RUJDQL]DWLRQ &RPPLWWHH IRU %HWWHU 7UDQVLW &%7 UHOHDVHG D QHZVOHWWHU
HYHU\ VHFRQG PRQWK IURP WR HQWLWOHG ³1HZ <RUN 6WUHHWFDU 1HZV´ ,Q PDQ\ RI
WKHLULVVXHVRQHSRVVLEOHQHZURXWHIRU/57LQ1HZ<RUN&LW\ZDVSUHVHQWHGDQGGLVFXVVHG
7KHIROORZLQJGUDIWVIRU0DQKDWWDQZHUHLQFOXGHGLQWKHQHZVOHWWHU
8
7KH/LEHUW\/RRS
$V D WUROOH\ OLQH FLUFOLQJ LQ /RZHU 0DQKDWWDQ WKH /LEHUW\ /RRS VKRXOG OLQN EXVLQHVV
UHVLGHQWLDOWRXULVWDQGWUDQVSRUWDWLRQKXEVLQ0DQKDWWDQ¶VGRZQWRZQ,QWKHVKDGRZRIWKH
:RUOG7UDGH&HQWHUWKLVPLOHVORQJOLQHZRXOGVHUYH1HZ<RUN&LW\¶VROGHVWQHLJKERUKRRG
ZKLFKLVWRGD\FRQVLGHUHGWREHRQHRIWKHZRUOG¶VPDMRUFHQWHUVRIILQDQFH$ERXW
SHRSOH ZRUN LQ WKH DUHD RQO\ VRPH SHRSOH OLYH VRXWK RI &KDPEHU 6WUHHW
7
1<6WUHHWFDU1HZV,VVXHS
8
1<6WUHHWFDU1HZV,VVXHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
1H[W WR UHVLGHQWV DQG ZRUNHUV WKLV /LJKW 5DLO /LQH ZRXOG SURYLGH DQ DSSURSULDWH WUDQVSRUW
IDFLOLW\IRUWRXULVWVYLVLWLQJWKHQXPHURXVDWWUDFWLRQVDQGKLVWRULFDOVLWHVRI/RZHU0DQKDWWDQ
2QH RI 1HZ <RUN &LW\¶V UDUH SHGHVWULDQV ]RQH WKH )XOWRQ 3URPHQDGH ZRXOG EH VHUYHG DV
ZHOODV%DWWHU\3DUN6RXWK)HUU\WKH:RUOG7UDGH&HQWHUDQGWKH)LQDQFLDO'LVWULFW
6HFRQG$YHQXH/57
&%7¶VPRVWH[WHQVLYH/57SURSRVHGIRU0DQKDWWDQLVWKHSODQIRUD6HFRQG$YHQXH/577KLV
OLQH ZRXOG VHUYH WKH HQWLUH (DVW 6LGH RI 0DQKDWWDQ ZKLFK LV LQ WHUPV RI VXEZD\
DFFHVVLELOLW\LVWKHOHDVWWUDQVLWGHYHORSHGDUHDLQ0DQKDWWDQ7KHVXJJHVWHGOLQHZRXOGUXQ
IURP WKH 0HWUR 1RUWK &RPPXWHU 5DLO 6WDWLRQ DW 3DUN $YHQXH DQG WK 6WUHHW LQ +DUOHP
DORQJ WKH HQWLUH OHQJWK RI 6HFRQG $YHQXH WKURXJK WKH /RZHU (DVW 6LGH DQG &KLQDWRZQ
HQGLQJDW)XOWRQ6WUHHWZKHUHLWZRXOGFRQQHFWZLWK&%7¶V/LEHUW\/RRS
7KH WRWDO OHQJWK RI WKLV OLQH ZRXOG EH PLOHV ZLWK DERXW VWRSV &%7 VXJJHVWHG WKDW
6HFRQG$YHQXHEHFRQYHUWHGWRDSHGHVWULDQPDOOVHUYLFHGE\WKH/57OLQHZLWKWZRWUDFNVLQ
WKH PLGGOH RI WKH 6WUHHW $V D FRQVHTXHQFH )LUVW $YHQXH ZRXOG EH UHVWRUHG WR WZR ZD\
RSHUDWLRQWRSURYLGHVSDFHIRUWKHGLYHUWHGVRXWKERXQGYHKLFXODUWUDIILF
WK6WUHHW7UROOH\
&%7 VXJJHVWHG DQRWKHU FURVVWRZQ OLQH RQ WK VWUHHW 7KLV RQH ZRXOG EH URXWHG IURP WKH
SURSRVHGQG6WUHHW/57WHUPLQXVRQWK$YHQXHQRUWKWRWK6WUHHWZKHUHLWZRXOGKHDG
HDVWERXQGDORQJDSHGHVWULDQL]HGWK6WUHHWWR6HFRQG$YHQXHWRFRQQHFWZLWKWKHSURSRVHG
6HFRQG$YHQXH/57
9&7&3ODQVIRUWK&RUULGRU
,Q WKH 9LOODJH &URVVWRZQ 7UROOH\ &RDOLWLRQ 9&7& ZDV IRXQGHG E\ D JURXS RI
QHLJKERUKRRG UHVLGHQWV WR GHYHORS SODQV DQG JDLQ FRPPXQLW\ VXSSRUW IRU D ULYHUWRULYHU
WUROOH\ OLQH WKURXJK WKH WK 6WUHHW FRUULGRU OLQNLQJ WKH (DVW 9LOODJH :HVW 9LOODJH DQG
*UHHQZLFK9LOODJH
7KLV FRPPXQLW\ JURXS GLVWULEXWHV WKHLU QHZVOHWWHU ³0DNLQJ 7UDFNV´ HYHU\ WKUHH PRQWKV
PDLQO\ WR FRPPXQLW\ OHDGHUV DQG WR UHWDLO EXVLQHVVHV ORFDWHG DORQJ WKH SURSRVHG /57 OLQH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
³0DNLQJ7UDFNV´SURYLGHVLQIRUPDWLRQDERXWWKHSURSRVHGWUROOH\OLQHDVZHOODVWKHKLVWRU\
RIWUROOH\VLQWKHDUHDDQGJHQHUDOWHFKQLFDOLQIRUPDWLRQDERXW/57
9&7&¶V SODQ LV WR FORVH WKH WK 6WUHHW FRUULGRU LQFOXGLQJ &KULVWRSKHU 6WUHHW DQG 6W 0DUNV
3ODFHIRUFDUWUDIILFDQGWUDQVIRUPLWLQWRDSHGHVWULDQRQO\FURVVWRZQ WUDQVLWZD\ 7KH OLQH
ZKLFK ZRXOG IROORZ DQG UHSODFH WKH QHDUO\ LGHQWLFDO 0 &URVVWRZQ EXV OLQH ZRXOG EHJLQ DW
WKH+XGVRQ5LYHUFRQWLQXHWKURXJK&KULVWRSKHU6WUHHWFRQWLQXLQJRQWR:HVWWK6WUHHWDQG
6W0DUNV3ODFHRQDGHGLFDWHGGRXEOHWUDFNWUDQVLWZD\WKHQWUDYHOHDVWRI$YHQXH$DORQJ
(DVWWK6WUHHWDOOWKHZD\WR$YHQXH'QHDUWKH(DVW5LYHU3DUN
%\ SURYLGLQJ GLUHFW DFFHVV WR HYHU\ QRUWKVRXWK VXEZD\ OLQH VHUYLQJ 0DQKDWWDQ DQG WZR
3$7+ VWDWLRQV WKLV /57 OLQH LQWHJUDWHV ZHOO LQWR WKH H[LVWLQJ WUDQVLW V\VWHP $FFRUGLQJO\
9&7& DUJXHV WKDW WKH SURSRVHG DXWRIUHH /57 FRUULGRU ³ZLOO SURYLGH ERWK FRQYHQLHQW
WUDQVSRUWDWLRQWRDQGEHWZHHQH[LVWLQJUHWDLOVKRSSLQJDUHDVDQGDFFHVVIURPWUDQVLWVWDUYHG
9
UHVLGHQWLDODUHDVWRUDSLGWUDQVLWOLQHVVHUYLQJWKHHQWLUHFLW\´
7KHOLQHZRXOGVHUYHPDMRUFRQFHQWUDWLRQVRIVPDOOVKRSVJDOOHULHVERXWLTXHVRII%URDGZD\
WKHDWHUV UHVWDXUDQWV DQG FDIpV $GGLWLRQDOO\ LW ZRXOG OLQN WKH (DVW 5LYHU 3DUN 7RPSNLQV
:DVKLQJWRQ DQG 6KHULGDQ 6TXDUHV DV ZHOO DV HGXFDWLRQDO LQVWLWXWLRQV VXFK DV 1HZ <RUN
8QLYHUVLW\&RRSHU8QLRQDQGWKH1HZ6FKRRO
9
0DNLQJ7UDFNV,VVXHS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5HYLYDORI6WUHHWFDUV
7KH&URVVWRZQ/RRS10
7KH 5HJLRQDO 3ODQ $VVRFLDWLRQ 53$ RQH RI WKH PDMRU QRQJRYHUQPHQWDO SODQQLQJ
RUJDQL]DWLRQVLQ1HZ<RUN&LW\SURSRVHGLQLWV³7KLUG5HJLRQDO3ODQ´DQ/57OLQHIRUWKHILUVW
WLPH LQ )HEUXDU\ %DVHG RQ WKH LGHD WR H[WHQG WKH QG 6WUHHW /57 OLQH ZKLFK DW WKH
WLPHVWLOODZDLWHGILQDOFOHDUDQFHIURP&LW\+DOOWKLVSODQZRXOGUHVXOWLQDQDPELWLRXV/LJKW
5DLOV\VWHPLQ0LGWRZQ0DQKDWWDQ
7KHSURSRVHG/LQHZRXOGUXQDORQJ%URDGZD\VWDUWLQJDW/LQFROQ&HQWHU:HVWWK6WUHHW
FLUFOLQJ&ROXPEXV&LUFOH FURVVLQJ 7LPHV 6TXDUH DQG WXUQLQJ HDVW LQWR WK 6WUHHW DW +HUDOG
6TXDUH ,W ZRXOG IROORZ WK 6WUHHW WR WKH +XGVRQ 5LYHU DQG FRQWLQXH DORQJ WK $YHQXH
QRUWKERXQGWRQG6WUHHWZKHUHLWZRXOGFRQQHFWZLWKWKHQG6WUHHW/57OLQH
7KHVHFWLRQDORQJ%URDGZD\IURP/LQFROQ&HQWHUWR+HUDOG6TXDUHZRXOGEHUHDOL]HGE\WKH
LPSOHPHQWDWLRQRIDWUDQVLWPDOOFORVHGIRUYHKLFXODUWUDIILF2QWK6WUHHWDQGWK$YHQXH
WKH/57OLQHZRXOGUXQRQWKHVWUHHWDORQJZLWKH[LVWLQJWUDIILF
7KLV FURVVWRZQ /57 ORRS ZRXOG ³VHUYH WR FRQQHFW DOO WKH HOHPHQWV RI WKH H[LVWLQJ WUDQVLW
V\VWHP´ DW VWUHHW OHYHO %HVLGH DOO 0LGWRZQ VXEZD\ OLQHV WKLV LQFOXGHV 0HWUR 1RUWK DW
*UDQG&HQWUDO7HUPLQDO$PWUDN/RQJ,VODQG5DLOURDGDQG-HUVH\7UDQVLWDW3HQQ6WDWLRQDV
ZHOODVWKH3$7+WUDLQRQUG6WUHHW
,Q DGGLWLRQ WR /57 VHUYLFH RQ QG 6WUHHW WKH /RRS ZRXOG DOVR VHUYH WKH -DYLWV &RQYHQWLRQ
&HQWHU WKH SODQQHG +XGVRQ 5LYHU (VSODQDGH 0DF\¶V 0DGLVRQ 6TXDUH *DUGHQ WKH (PSLUH
6WDWH %XLOGLQJ &HQWUDO 3DUN DQG /LQFROQ &HQWHU 7KHUHIRUH WKH ³&URVVWRZQ /RRS´ ZRXOG
HQFRPSDVV DOO EXVLQHVV UHVLGHQWLDO WUDQVSRUWDWLRQ HQWHUWDLQPHQW DQG FXOWXUDO HOHPHQWV LQ
0DQKDWWDQ¶V0LGWRZQ
10
<DUR+LVVS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7KHLQWURGXFWLRQRIWKHQHZWHUP³/LJKW5DLO7UDQVLW´EHLQJXVHGIRUZKDWRQFHZDVNQRZQ
DV D WUROOH\ VWUHHWFDU RU WUDP FDXVHG QRW RQO\ FXULRVLW\ DQG LQWHUHVW LQ WKLV ³PRGHUQ´
WUDQVLWWHFKQRORJ\EXWDOVRFRQIXVLRQ7KHUHIRUHLWVHHPVQHFHVVDU\WRSURYLGHDGHILQLWLRQ
DVZHOODVDGHVFULSWLRQRIWKH/LJKW5DLO7UDQVLW0RGH
1
2QH/57GHILQLWLRQKDVEHHQSURSRVHGE\WKH7UDQVSRUWDWLRQ5HVHDUFK%RDUG
/LJKW 5DLO 7UDQVLW LV D PHWURSROLWDQ HOHFWULF UDLOZD\ V\VWHP WKDW RSHUDWHV
ZLWKVLQJOHFDUVRUVKRUWWUDLQVUXQVDORQJH[FOXVLYHULJKWVRIZD\VDWJURXQG
OHYHORQDHULDOVWUXFWXUHVLQVXEZD\VRURFFDVLRQDOO\LQVWUHHWVDQGERDUGV
DQGGLVFKDUJHVSDVVHQJHUVDWWUDFNRUFDUIORRUOHYHO
7KH IROORZLQJ VXEFKDSWHUV GHVFULEH PDMRU WHFKQLFDO HOHPHQWV RI /LJKW 5DLO 7UDQVLW
VXFK DV YHKLFOHV DQG LQIUDVWUXFWXUH DV ZHOO DV SRVVLEOH DOLJQPHQWV DQG WKH UROH RI
/57FRPSDUHGWRRWKHUPHDQVRIWUDQVSRUWDWLRQ
/LJKW5DLO9HKLFOHV
$SSHDUDQFHDQGIHDWXUHVRIOLJKWUDLOYHKLFOHVGLIIHUDJUHDWGHDOIURPHDFKRWKHUGHSHQGLQJ
RQ WKHLU VSHFLILF DVVLJQPHQW DQG RSHUDWLRQ 9HKLFOH VWDQGDUGV IRU D PHWURSROLWDQ /57 /LQH
RSHUDWLQJ RQ DQ H[FOXVLYH ULJKWRIZD\ ZLWK ORQJ GLVWDQFHV EHWZHHQ HDFK VWRS DUH TXLWH
GLVWLQFW IURP WKRVH IRU DQ XUEDQ VWUHHW UDLOZD\ RSHUDWLQJ LQ FLW\ VWUHHWV ZLWK VKDUS FXUYHV
DQGIUHTXHQWVWRSV
7KHUHLVDJHQHUDOGLIIHUHQFHEHWZHHQ/59¶VLQWKH86DQGWKRVHLQ(XURSH 7KRVH LQ 1RUWK
$PHULFDDUHXVXDOO\KHDYLHUDQGGHVLJQHGIRUH[FOXVLYHULJKWRIZD\ZLWK KLJKHU VSHHGV ,Q
(XURSHRSHUDWLRQZLWKORZIORRUOLJKWHUDQGVORZHUYHKLFOHVLVPRUHFRPPRQ
1
6FKXPDQQ7LGULFNS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
3LFWXUH7KH*UHQREOH/59
)LJXUH'LPHQVLRQVRIWKH*UHQREOH/59
'LPHQVLRQVDQG:HLJKWV
7KH IROORZLQJ )LJXUH VKRZV D W\SLFDO H[DPSOH RI DQ (XURSHDQ ORZIORRU /59 VHH
'LJUHVVLRQ/RZ)ORRUDWWKHHQGRIWKLVFKDSWHU$OHQJWKEHWZHHQWRIHHWWR
PHWHUVLVDOVRFRPPRQIRU86/59¶VFRPSDUHZLWK)LJXUH9HKLFOHVDUHW\SLFDOO\WR
IHHW WR PHWHUV LQ ZLGWK DQG GR QRW H[FHHG IHHW PHWHUV LQ KHLJKW
9HKLFOHZHLJKWVXVXDOO\YDU\IURPWRWRQV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
&DSDFLW\DQG(QWUDQFHV
$FFRUGLQJ WR WKH YHKLFOH¶V OHQJWK FDSDFLW\ RI /59¶V YDULHV H[WHQVLYHO\ 6KRUWHU 9HKLFOHV
SURYLGH VSDFH IRU XS WR SDVVHQJHUV ZLWK VHDWV ORQJ WUDLQV FDUU\ XS WR SDVVHQJHUV ZLWK VHDWV $ W\SLFDO PD[LPXP FDSDFLW\ RI D VLQJOH DUWLFXODWHG OLJKW UDLO
YHKLFOHLVWRSDVVHQJHUV
0RVW/59¶VKDYHGRRUVRQRQHVLGHZKLFKDOORZVRQO\RQHRSHUDWLQJGLUHFWLRQ7KHVHYHKLFOHV
KDYHWREHRSHUDWHGDURXQGDORRSWUDFNDWWKHWHUPLQXV7\SLFDOO\DYHKLFOHKDVIURPWR
GRRUV$OWHUQDWLYHO\OLJKWUDLOYHKLFOHVPD\EHELGLUHFWLRQDOZLWKGRRUVRQERWKVLGHV
3URSXOVLRQ
/LJKW UDLO YHKLFOHV DUH W\SLFDOO\ HOHFWULFDOO\ SRZHUHG 7KLV W\SH RI SURSXOVLRQ SURYLGHV DQ
2
³H[FHOOHQWG\QDPLFSHUIRUPDQFHRIYHKLFOHV´ LQSDUWLFXODUDVPRRWKDQGUDSLGDFFHOHUDWLRQ
)XUWKHUDGYDQWDJHV RI HOHFWULF PRWRUV DUH WKHLU FOHDQOLQHVV GXUDELOLW\ DQG ORZPDLQWHQDQFH
DQG ORZ QHJDWLYH VLGH HIIHFWV VXFK DV QRLVH OHYHOV DQG DLU SROOXWLRQ LQ WKH VHUYLFH DUHD
$GGLWLRQDOO\ HOHFWULF PRWRUV FDQ UHFRYHU HQHUJ\ GXULQJ EUDNLQJ UHJHQHUDWLRQ 0RVW
FRPPRQLVWKHXVHRIDYROWGLUHFWFXUUHQWSRZHUVXSSO\
1HJDWLYHVRIWKLVWHFKQRORJ\DUHKLJKHULQYHVWPHQWFRVWVIRUIL[HGSRZHUVXSSO\IDFLOLWLHVDQG
RSHUDWLRQRIYHKLFOHVEHLQJOLPLWHGWRWKHH[WHQWRI HOHFWULILHG OLQHV RQO\ 3RZHU IDLOXUH PD\
GLVDEOHWKHZKROHV\VWHPUDWKHUWKDQLQGLYLGXDOYHKLFOHV
'ULYLQJ3HUIRUPDQFH
$W\SLFDOORZIORZ/59FDQRSHUDWHDWVSHHGVXSWRNPKPSK7KH DYHUDJH
VHUYLFH DFFHOHUDWLRQ DQG GHFHOHUDWLRQ UDWH LV PVHFð PSKSV )RU HPHUJHQF\
EUDNLQJ D GHFHOHUDWLRQ RI PVHFð PSKSV LV PDGH SRVVLEOH WKURXJK WZR EUDNHV D
SK\VLFDORQHDQGDHOHFWURPDJQHWLFRQH
7XUQLQJUDGLLUDQJHIURPDPLQLPXPRIIHHWPHWHUVWRDPD[LPXPRIIHHW
PHWHUV
3
2
9XFKLFS
3
+DELE5RVHQS,
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
',*5(66,21/RZIORRUVDQLPSRUWDQWTXDOLW\
([DPSOHRIDQ/RZ)ORRU/LJKW5DLO9HKLFOH3RUWODQG6LHPHQV
3LFWXUH/59LQ3RUWODQG
'LPHQVLRQVDQG:HLJKWV
/HQJWK
IHHWP
:LGWK
IHHWLQFKHV
)ORRUKHLJKW
LQFKHVLQFKHV
:HLJKW
W
3HUIRUPDQFH
0D[LPXP6SHHG
PSKNPK
6HUYLFH$FFHOHUDWLRQ
PSKVPVð
&DSDFLW\
1XPEHURI6HDWV
7RWDO3DVVHQJHUV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
([DPSOHRIDQ/RZ)ORRU/LJKW5DLO9HKLFOH,QFHQWUR$GWUDQ]
3LFWXUH,QFHQWUR/59$GWUDQ]
'LPHQVLRQVDQG:HLJKWV
/HQJWK
IHHWPIHHWP
:LGWK
IHHWPIHHWP
)ORRUKHLJKW
LQFKHVPP
:HLJKW
WW
3HUIRUPDQFH
0D[LPXP6SHHG
PSKNPK
6HUYLFH$FFHOHUDWLRQ
PSKVPVð
&DSDFLW\
1XPEHURI6HDWV
7RWDO3DVVHQJHUV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
0RGHUQ ORZ IORRU UDLO YHKLFOHV /)/59V ILUVW HQWHUHG UHYHQXH VHUYLFH LQ (XURSH GXULQJ WKH
4
PLG¶V ,Q WKH 86 PDQXIDFWXUHUV ZHUH FRQFHUQHG ZKHWKHU /)/59¶V FRXOG PHHW WKH
UHTXLUHPHQWV IRU ERWK KLJKHU FDUERG\ VWUHQJWK DQG KLJKHU RSHUDWLQJ VSHHGV ,Q 5
3RUWODQGZDVWKHILUVW86FLW\WRRSHUDWH/)/59¶V DOWKRXJKQRWORZIORRU
/RZIORRUVDUHW\SLFDOO\LQFKHVPPRUOHVVDERYHWKHWRSRIUDLO725FRPSDUHG
WR LQFKHV PP RU PRUH IRU KLJK IORRUV 2QO\ D VLQJOH VWHS LV QHHGHG WR ERDUG
/)/59¶VIURPFXUEOHYHOFRPSDUHGZLWKWKUHHRUIRXUVWHSVIRUFRQYHQWLRQDO/59V,QVWDOOLQJ
SODWIRUPVZKLFKPLJKWEHVRPHWKLQJDVVLPSOHDVDUDLVHGFXUEFDQSURYLGHOHYHOERDUGLQJ
6
RI WKH /)/59 )XUWKHUPRUH ZKHHOFKDLU DFFHVV DV ZHOO DV EDE\ FDUULDJH DQG ELNH DFFHVV LV
VLJQLILFDQWO\LPSURYHG
3LFWXUH/57DQG%LNH$FFHVV
3LFWXUH:KHHOFKDLU$FFHVV
4
3RUWHUS
5
3RUWHUS
6
=HEDUWKS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7KHLPSRUWDQFHRIWKHORZIORRUFRQFHSWLVDOVRH[SUHVVHGE\WKHPRVWFRPPRQGLVWLQFWLRQRI
/59¶V7KUHHFODVVHVRI/)/59DUHKLJKOLJKWHG
&DWHJRU\YHKLFOHVZLWKWRORZIORRUDUHD7ZRXQLWYHKLFOHVXVHFRQYHQWLRQDO
SRZHUHGDQGWUDLOLQJWUXFNV7RSURYLGHDORZIORRUDUHDDQHZERG\VHFWLRQLVDGGHG
OHDGLQJ EHWZHHQ WKH WZR XQLWV DQG SURYLGLQJ D ORZ IORRU DUHD EHWZHHQ WZR
FRQYHQWLRQDOD[OHV
&DWHJRU\ YHKLFOHV ZLWK WR ORZ IORRU DUHD 9HKLFOH SURSXOVLRQ D[OHV DUH QRW
DIIHFWHGE\ORZIORRU1RQSRZHUHGWUDLOLQJWUXFNVPLJKWXVHVPDOOHUZKHHOVFUDQNHG
D[OHVRULQGHSHQGHQWZKHHOVWRDFFRPPRGDWHWKHORZIORRUDUHDDERYH
&DWHJRU\ YHKLFOHV ZLWK ORZ IORRU DUHD 6WDQGDUG PRGXOHV DUH XVHG WR FUHDWH
YHKLFOHV ZLWK PXOWLSOH DUWLFXODWLRQV DQG UXQQLQJ JHDU DQG GULYH WHFKQRORJLHV DUH
VXEVWDQWLDOO\GLIIHUHQWIRUPWKRVHXVHGRQFRQYHQWLRQDOYHKLFOHV
7
/)/59¶V FXUUHQWO\ FRVW PRUH WKDQ WUDGLWLRQDO /59¶V 7KH KLJKHU FRVW PD\ EH RIIVHW E\
OHVV FDSLWDO FRVW IRU VWDWLRQV QRW UHTXLULQJ KLJK SODWIRUPV DQG ORZHU RSHUDWLQJ FRVW GXH WR
UHGXFHGURXQGWULSWLPHVEHFDXVHRIIDVWHUERDUGLQJ)XUWKHUPRUH/)/59¶VDUHDSSUHFLDWHGE\
WKHSXEOLFVRWKDWDQLQFUHDVHLQULGHUVKLSLVSRVVLEOH
8
2EVWDFOHVIRUWKH,QWURGXFWLRQRI/RZ)ORRU/59WR1RUWK$PHULFD
2SHUDWLQJVSHHG
0DQ\ (XURSHDQ /)/59V OLNH WKH ³,QFHQWUR´ /59 3LFWXUH DUH GHVLJQHG IRU RSHUDWLQJ
VSHHGV XS WR NPK PSK ZKLFK LV VXEVWDQWLDOO\ ORZHU WKDQ VRPH 1RUWK $PHULFDQ
WUDQVLWV\VWHPV:KHQRSHUDWLQJHQWLUHO\LQFLW\VWUHHWVZLWKIUHTXHQWVWRSVDVLVFRPPRQLQ
9
(XURSHKLJKHUVSHHGVDUHQRWQHFHVVDU\
7
=HEDUWKS
8
=HEDUWKS
9
=HEDUWKS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
&RPSOLDQFHZLWK1RUWK$PHULFDQ6SHFLILFDWLRQV
6RIDULPSOHPHQWDWLRQRI&DWHJRU\ORZIORRU/59VLQ1RUWK$PHULFDQFLWLHVKDVQRWWDNHQ
SODFH EHFDXVH RI GLIILFXOWLHV WR DFKLHYH WKH 1RUWK $PHULFDQ VSHFLILFDWLRQV 7ZR DVSHFWV DUH
FRQVLGHUHGWREHWKHPRVWH[SHQVLYHWRPHHWEXIIORDGDQGILUHUHVLVWDQFH
$%XII/RDGDQG&RPSUHVVLRQ6WUHQJWK
$VWKHVWDWLFORQJLWXGLQDOIRUFHWKDWDUDLOYHKLFOH³PXVWEHFDSDEOHRIZLWKVWDQGLQJZLWKRXW
10
SHUPDQHQW GHIRUPDWLRQ´ EXII ORDGV LQ 1RUWK $PHULFD YDU\ IURP WR RI WKH
YHKLFOH¶VWDUHZHLJKW7KLVLVGXHWRWKHUHTXLUHPHQWWRLQWHUDFWZLWKDQ\RWKHUYHKLFOHXVLQJ
WKHVDPHULJKWRIZD\%XIIORDGVRIPRVWORZIORRU/59DUHEHWZHHQDQGRIWDUH
ZHLJKW
1HZ H[FOXVLYH ULJKWRIZD\ /57 V\VWHPV DUH IUHH WR VSHFLI\ ORZHU EXII ORDGV 7KHUH LV QR
WHFKQLFDO UHDVRQ WR PDNH /59V VWURQJHU WKDQ WKH KHDYLHVW YHKLFOHV ZLWK ZKLFK WKH\ VKDUH
WKHLURSHUDWLQJVSDFHQDPHO\EXVHVRUWUXFNV+RZHYHUWUDQVLWRSHUDWRUV³ZLOOSUREDEO\QRW
ZDQWWRGHJUDGHWKHFRPSUHVVLRQVWUHQJWKVWDQGDUGRISUHYLRXVYHKLFOHVSHFLILFDWLRQVIRUIHDU
11
RIOHJDOUHSHUFXVVLRQVLQWKHHYHQWRIDQDFFLGHQWWKDWFDXVHVLQMXU\´
%)LUH5HVLVWDQFH
7KH PRVW GLIILFXOW FKDOOHQJH ZLWK 1RUWK $PHULFDQ VSHFLILFDWLRQV IRU ILUH UHVLVWDQFH VHHPV WR
EH WKH IORRU ILUH UHVLVWDQFH RI (XURSHDQ /59V $OXPLQXP WKH SULQFLSDO PDWHULDO XVHG IRU
12
WKHVHIORRUVKDVDORZPHOWLQJSRLQWDQGWRGDWHFDQQRWPHHWWKHSHUWLQHQWUHTXLUHPHQWV
10
75%D6
11
75%D6
12
75%D6
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
/57,QIUDVWUXFWXUH
,Q FRQWUDVW WR EXV VHUYLFH /57 VHUYLFH GHPDQGV FRQVLGHUDEO\ PRUH LQIUDVWUXFWXUH 2Q WKH
RWKHUKDQGWKHVHFRPSRQHQWVSURYLGHPDQ\RIWKHSRVLWLYHFKDUDFWHULVWLFVRI/577KHUHIRUH
WUDQVLWYHKLFOHVDQGLQIUDVWUXFWXUHFRXOGQRWEHDVVHVVHGLQGHSHQGHQWO\2QO\ WRJHWKHU WKH\
UHSUHVHQW WZR LQWHJUDO SDUWV RI D WUDQVLW VROXWLRQ $Q RYHUYLHZ DERXW /57 LQIUDVWUXFWXUH
FRPSRQHQWVLVJLYHQLQWKHIROORZLQJSDUDJUDSK
7UDFNV
/LNH DOO UDLO YHKLFOHV OLJKW UDLO YHKLFOHV DUH SK\VLFDOO\ JXLGHG E\ WKHLU WUDFN 7KHUHIRUH WKH
GULYHU¶V GRPLQDWH IXQFWLRQ LV WR FRQWURO WKH YHKLFOHV VSHHG 7KH PDLQ SULQFLSOH RI UDLO
WHFKQRORJ\DUHWKHYHKLFOH¶VIODQJHGFRQLFDOVKDSHGVWHHOZKHHOVUXQQLQJRQWZRVWHHOUDLOV
1
7KHW\SHRIUDLOJXLGDQFHXVHGIRU/57SURYLGHVWKHIROORZLQJDGYDQWDJHV
•
/RZHVWHQHUJ\FRQVXPSWLRQSHUWRQRIZHLJKWGXHWRH[WUHPHO\ORZUROOLQJUHVLVWDQFH
RIVWHHORQVWHHOFRQWDFW
•
*UHDWHU SHUIRUPDQFH DQG VWURQJHU LGHQWLW\ ZKLFK LV LPSRUWDQW IRU KLJK SDVVHQJHU
DWWUDFWLRQDQGLPSDFWRQXUEDQGHYHORSPHQW
•
7KH RQO\ JXLGDQFH WHFKQRORJ\ WKDW DOORZV ERWK DWJUDGH FURVVLQJV DQG RQVWUHHW
UXQQLQJ
•
/RZPDLQWHQDQFHUHTXLUHPHQWVDQGKLJKGXUDELOLW\
•
5HODWLYHLQGHSHQGHQFHIURPZHDWKHUFRQGLWLRQV
•
6WDEOHVPRRWKULGLQJFRPIRUW
•
6LPSOHVWIDLOVDIHDQGIDVWHVWVZLWFKLQJRIDOOJXLGHGWHFKQRORJLHV
•
3HUPLWVXWLOL]DWLRQRIHOHFWULFWUDFWLRQ
1
9XFKLF6I
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
1HJDWLYHVRIWKLVWHFKQRORJ\DUH
2
•
5DLOJXLGDQFHUHTXLUHVKLJKHULQYHVWPHQWFRVWV
•
7KHJXLGHZD\QHWZRUNUHVWULFWVPRYHPHQWRIYHKLFOHV
•
7KH ORZHU DGKHVLRQ FRHIILFLHQW RI VWHHORQVWHHO FRPSDUHG WR UXEEHU RQ GU\ FRQFUHWH
VXUIDFHUHVXOWVLQDGLPLQLVKHGJUDGLHQWDQGEUDNLQJSHUIRUPDQFH
,Q PRVW FDVHV WKH VWDQGDUG UDLOURDG JDXJH RI IHHW LQFK P LV XVHG IRU /57
V\VWHPV7RGDPSHQVRXQGDQGYLEUDWLRQXVXDOO\/57WUDFNVLQURDGZD\SDYHPHQWDUHODLG
3
RQDFRQFUHWHEDVHZLWKDQLQWHUPHGLDWHOD\HURIDVSKDOWIRUDIOH[LEOHFRQQHFWLRQ 'LIIHUHQW
W\SHVRIIOH[LEOHWUDFNVLQSDYHPHQWDUHVKRZQLQ)LJXUH
)LJXUH'LIIHUHQWW\SHVRIIOH[LEOHWUDFNVLQSDYHPHQW
6RXUFH9XFKLF
2
9XFKLF6I
3
9XFKLF6
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
(OHFWULFLW\6XSSO\
7RSURYLGHHOHFWULFLW\IRUWKHHOHFWULFSRZHUHG/59VDSRZHUGLVWULEXWLRQV\VWHPLVHVVHQWLDO
7KLV V\VWHP FRQWDLQV WKUHH PDMRU HOHPHQWV WUDFWLRQ SRZHU VXEVWDWLRQV IHHGHU FDEOHV DQG
WKHRYHUKHDGZLUHV\VWHP)LJXUH
Electric Power Plant
Distribution network (ac)
Substations
Subdivision I
Subdivision II
)LJXUH7UDQVLW/LQH3RZHU'LVWULEXWLRQ6\VWHP
6RXUFH9XFKLF
7KHWUDFWLRQSRZHUVXEVWDWLRQVFRQYHUWWKHW\SLFDOO\WRYROWVKLJKYROWDJHLV
PRUHHIILFLHQWIRUWUDQVSRUWRYHUORQJGLVWDQFHVDOWHUQDWLQJFXUUHQWJHQHUDWHGE\DQHOHFWULF
SRZHUSODQWLQWRWRYROWVGLUHFWFXUUHQWXVHGIRU/57RSHUDWLRQ7KHUHTXLUHGVSDFH
IRU VXEVWDWLRQV YDU\ IURP WR VTXDUH IHHW GHSHQGLQJ RQ PRGHO DQG PDQXIDFWXUHU
7KH\FRXOGEHHLWKHUORFDWHGXQGHUJURXQGRUDERYHJURXQG
)HHGHU FDEOHV FRQQHFW WKH VXEVWDWLRQV ZLWK WKH RYHUKHDG ZLUHV 7KHVH FDEOHV DUH XVXDOO\
ORFDWHGEHQHDWKWKHVWUHHWRUVLGHZDONV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7KH PRVW QRWLFHDEOH HOHPHQW RI WKH SRZHU V\VWHPV IRU WKH SXEOLF H\H LV WKH RYHUKHDG ZLUH
V\VWHP WKDW VXSSOLHV HOHFWULFDO SRZHU WR WKH OLJKW UDLO YHKLFOH YLD SDQWRJUDSKV PRXQWHG RQ
WKHURRIRIHDFK/59
7ZRGLIIHUHQWRYHUKHDGZLUHV\VWHPVDUHXVHG7KHPRUHHFRQRPLFVLPSOHFDWHQDU\V\VWHP
FRQVLVWV RI D FRQWDFW ZLUH VXSSRUWHG IURP D SDUDOOHO RQH FDOOHG WKH PHVVHQJHU 7KH
PHVVHQJHUPDLQWDLQVWKHFRQWDFWZLUHLQDOHYHOSRVLWLRQDQGDFWVDVDQHOHFWULFDOIHHGHUWR
LW7KLVZLUHV\VWHPDOORZVZLGHUVSDFLQJRIWKHVXSSRUWSROHVW\SLFDOO\IHHWWRIHHW
4
PWRPDSDUW
2Q /57 OLQHV UXQQLQJ WKURXJK DHVWKHWLFDOO\ VHQVLWLYH ORFDWLRQV VXFK DV GRZQWRZQ DUHDV D
VLQJOHFRQWDFWZLUHLVXVHG7KLVUHTXLUHVUHODWLYHO\FORVHO\VSDFHGSROHVW\SLFDOO\IHHWWR
IHHWPWRPDSDUW,QERWKFDVHVPRUHSROHVDUHQHFHVVDU\IRUFXUYHGVHFWLRQV
RIWUDFN
3ROH GHVLJQV YDU\ GHSHQGLQJ RQ WKH HQYLURQPHQW ,Q DHVWKHWLFDOO\ VHQVLWLYH ORFDWLRQV WKH\
DUHGHVLJQHGWRPDWFKZLWKWKHH[LVWLQJIOXWHG SROHV XVHG IRU VWUHHW OLJKWLQJ ,PSOHPHQWLQJ
SROHVWKDWSURYLGHERWKVWUHHWOLJKWLQJDQGRYHUKHDGZLUHDWWDFKLQJLVDQRWKHUSRVVLELOLW\
7KHKHLJKWRIWKHFRQWDFWZLUHYDULHVIURPIHHWLQFKPRQUDLOURDGULJKWVRIZD\
WRIHHWPLQPL[HGVWUHHWWUDIILF$ORZHUIHHWLQFKPKHLJKWLVXVHGLQ
VHJUHJDWHGULJKWVRIZD\LQZKLFKRQO\OLJKWUDLOYHKLFOHVRSHUDWH([FHSWLRQVWRWKHVHKHLJKW
5
UHTXLUHPHQWVDUHDWH[LVWLQJORZFOHDUDQFHORFDWLRQVVXFKDVDWRYHUSDVVHV
4
+DELE5RVHQS,
5
+DELE5RVHQS,
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
6WDWLRQV
7KHGHVLJQRI/57VWDWLRQVGHSHQGVSUHGRPLQDQWO\RQWKH/59VIORRUFKDUDFWHULVWLFV:LWKD
ORZIORRU /59 D FXUEKHLJKW RI
LQFKHV WR LQFKHV PP WR
PP
DERYH
UDLO
OHYHO
LV
UHFRPPHQGHG LQ RUGHU WR WDNH IXOO
DGYDQWDJH RI WKH HDV\ ZKHHOFKDLU
DFFHVVLELOLW\ 7KLV FXUE KHLJKW DOVR
SURYLGHV DQ DW JUDGH DFFHVV IURP WKH
VLGHZDON 7\SLFDOO\ D SURRIRISD\PHQW
IDUH FROOHFWLRQ VFKHPH DOORZV DQ RSHQ
VWDWLRQ ZLWKRXW VSHFLILF HQWUDQFHV LQ
FRQWUDVW WR PHWKRGV ZKHUH IDUHV DUH
3LFWXUH0RGHUQ/57VWDWLRQ
LQ6WUDVERXUJ
FROOHFWHGDWWKHVWDWLRQ
0DUNLQJ WKH VWDUW DQG WKH HQG RI HYHU\ /57 WULS VWDWLRQV VKRXOG EH HDV\ WR UHFRJQL]H DQG
FOHDUO\ DUUDQJHG 7KH\ VKRXOG DOVR LQFOXGH D VKHOWHU ZLWK GHWDLOHG WUDQVLW DQG WUDYHO
LQIRUPDWLRQ6SHFLDOVWDWLRQIHDWXUHVVXFKDVG\QDPLFVFKHGXOHLQIRUPDWLRQIXUWKHULQFUHDVH
WKHDWWUDFWLYHQHVVRIQRWRQO\WKHVWDWLRQEXWWKHZKROHWUDQVLWV\VWHP
6WRUDJHDQG0DLQWHQDQFH)DFLOLW\
/D\RXWRIWKHVWRUDJHDQGPDLQWHQDQFHIDFLOLW\FRUUHVSRQGVWRWKHVL]HRIWKH/57V\VWHPDQG
WKH DPRXQW RI IDFLOLWLHV ,Q DGGLWLRQ WR YHKLFOH PDLQWHQDQFH LQVSHFWLRQ DQG FOHDQLQJ WKLV
IDFLOLW\PLJKWLQFOXGHWKH/57RSHUDWLRQVDQGFRQWUROFHQWHU)RUDQ/57IOHHWRIYHKLFOHV
IHHWPORQJYHKLFOHVWKLVIDFLOLW\FRXOGEHDFFRPPRGDWHGZLWKLQDVTXDUH
6
IRRWVLWH
6
+DELE5RVHQS,
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
/572SHUDWLRQ
,Q WKLV VHFWLRQ VHYHUDO LPSRUWDQW OLJKW UDLO WUDQVLW RSHUDWLQJ IDFWRUV DUH VSHFLILHG DQG
GHVFULEHG )XUWKHU RSHUDWLQJ IDFWRUV DUH TXDOLILHG XQGHU &KDSWHU LQ FRPSDULVRQ ZLWK
RWKHUPHDQVRIWUDQVSRUWDWLRQ
%RDUGLQJDQG$OLJKWLQJ
2QH LPSRUWDQW EHQHILW RI ORZ IORRU /59V LV WKH VKRUWHU VWDWLRQ GZHOO WLPH GXH WR PRUH
HIILFLHQW ERDUGLQJ PRYLQJ WKURXJK DQG DOLJKWLQJ
7KLV LV SULPDULO\ D UHVXOW RI TXLFNHU LQJUHVV DQG
HJUHVVE\SDVVHQJHUVZKRGRQRWQHHGWRDVFHQG
RU GHVFHQG VWHSV 7KLV WDNHV DQ HVSHFLDOO\ ORQJ
WLPHLIWKH\DUHFDUU\LQJEDJVRUSXVKLQJVWUROOHUV
)XUWKHUPRUH ZKHHOFKDLUV SDVVHQJHUV DUH DEOH WR
ERDUG WKH /59 LQGHSHQGHQWO\ DQG DOPRVW DV IDVW
DV HYHU\ERG\ HOVH 7KHUHIRUH WKH VFKHGXOH
UHOLDELOLW\ LQFUHDVHV DQG ERDUGLQJ IRU GLVDEOHG
SHUVRQV
3LFWXUH0XOWLSOHHQWUDQFHV
/59LQ%HUOLQ
LV
OHVV
HPEDUUDVVLQJ
DQG
PRUH
FRQYHQLHQW
)DUH&ROOHFWLRQ
7KHUH DUH WKUHH JHQHUDO W\SHV RI IDUH FROOHFWLRQ DYDLODEOH IRU
/57 SDVVHQJHUV ILUVW D SURRIRISD\PHQW IDUH FROOHFWLRQ
VFKHPH VLPLODU WR WKDW LQ PRVW (XURSHDQ FLWLHV DQG LQ PRVW
QHZ /57 V\VWHPV LQ WKH 86 VHFRQG WR FROOHFWLRQ RI IDUHV DW
VWDWLRQV DQG WKLUG WR XWLOL]H WKH YHKLFOHV ZKLFK QRUPDOO\
OLPLWVHQWU\WRWKHILUVWHQWUDQFH
3LFWXUH7RXFKOHVVFKHFNLQJRQERDUGDQ/59
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
9HKLFOH7UDYHO&RQWURO
0RVW /57 V\VWHPV XVH YLVXDO YHKLFOH FRQWURO DV WKH FRQWURO PHWKRG 7KH GULYHU¶V YLVLRQ LV
XWLOL]HG WR FRQWURO VSHHG GULYLQJ RU VWRSSLQJ 7KHUHIRUH WKLV PHWKRG LV RQO\ DV VDIH DV WKH
GULYHU¶VFDSDELOLWLHVDQGMXGJPHQW7KHGULYHUFDQFKRRVHDQ\GLVWDQFHWRWKHYHKLFOHGULYLQJ
DKHDG DQG FRQVHTXHQWO\ D KLJK FDSDFLW\ FDQ EH DFKLHYHG WKURXJK VKRUW KHDGZD\V 7KLV
KRZHYHUOHDGVWRORZVSHHGVZKHQFDSDFLW\OHYHOLVDSSURDFKHG
6ZLWFK3RLQW3RVLWLRQLQJ
,Q FRQWUDVW WR PRVW RWKHU UDLO V\VWHPV ZKHUH VZLWFKSRLQW SRVLWLRQLQJ LV HLWKHU GRQH
UHPRWHO\ E\ D FHQWUDO FRQWURO WUDLQ GLVSDWFKHU RU DXWRPDWLFDOO\ E\ SUHSURJUDPPHG VLJQDOV
IURPYHKLFOHVWKH/59GULYHUXVXDOO\RSHUDWHVVZLWFKHVWKURXJKDUHPRWHHOHFWULFDOFRQWURO
WKDWVWDUWVDQHOHFWULFPRWRURQWKHVZLWFKSRLQWPHFKDQLVP
9XFKLFS
9XFKLFS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
/57$OLJQPHQW
$VDUHVXOWRIYHU\VSHFLILFFRQGLWLRQVDWHDFKVHFWLRQRIDQ/57OLQHDOLJQPHQWW\SHVFRXOG
YDU\ H[WHQVLYHO\ 7KLV UHIOHFWV D KLJK DGDSWDELOLW\ RI WKLV UDLO PRGH WR SHUIRUPDQFH
UHTXLUHPHQWV FRVW DQG FRPPXQLW\ DFFHSWDQFH ,Q JHQHUDO /57 DOLJQPHQW VKRXOG FRPSO\
ZLWKREMHFWLYHVVXFKDVVHUYLQJWKHJUHDWHVWQXPEHURISRWHQWLDOULGHUVPLQLPL]LQJRSHUDWLQJ
FRVWVPLQLPL]LQJRSHUDWLQJFRQIOLFWVDQGPD[LPL]LQJRSHUDWLQJVSHHGV
,Q DGGLWLRQ DOLJQPHQWV RI /57 FRXOG EH XVHG VHOHFWLYHO\ WR UHFRYHU VWUHHW VSDFH IURP
YHKLFXODU WUDIILF DQG IXQFWLRQ DV D SDUW RI WUDIILF FDOPLQJ PHDVXUHV 7KH DGYDQWDJH RI WKLV
PHDVXUH LV WKDW ZLWK LWV LPSOHPHQWDWLRQ DQ DWWUDFWLYH DOWHUQDWLYH WR SULYDWH FDU XVH LV
RIIHUHG VR WKDW WUDQVSRUWDWLRQ E\ LWVHOI LV LPSURYHG 7KLV LV QRW WKH FDVH ZLWK RWKHU WUDIILF
UHGXFLQJVWUDWHJLHV
7KH IROORZLQJ GLYLVLRQ RI DOLJQPHQW FODVVHV DQG FDWHJRULHV UHFRPPHQGHG E\ WKH 75% DUH
EDVHG RQ DFFHVV FRQWURO 7KH\ UHIOHFW VLPLODU FRQIOLFW FRQGLWLRQV EHWZHHQ OLJKW UDLO YHKLFOHV
DQGPRWRUYHKLFOHVDQGSHGHVWULDQV7KUHHEDVLFDOLJQPHQWFODVVHVDUHGLVWLQJXLVKHGHDFKLV
VXEGLYLGHGLQWRGLIIHUHQWFDWHJRULHVDVRXWOLQHGLQ7DEOHDE)LJXUHWRJLYHD
YLVXDOLPSUHVVLRQRIKRZWKHVHDOLJQPHQWFDWHJRULHVFRXOGDSSHDU
$OLJQPHQWFODVVHVDUHFKDUDFWHUL]HGDVIROORZV
7\SH D ³([FOXVLYH $OLJQPHQWV XVH IXOO JUDGH VHSDUDWLRQ RI ERWK PRWRU YHKLFOH DQG
SHGHVWULDQFURVVLQJIDFLOLWLHVWKHUHE\HOLPLQDWLQJJUDGHFURVVLQJDQGRSHUDWLQJFRQIOLFWVDQG
PD[LPL]LQJVDIHW\DQGRSHUDWLQJVSHHGV´
75%DS
75%DS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7\SH E ³6HPLH[FOXVLYH DOLJQPHQWV XVH OLPLWHG JUDGH FURVVLQJV WKHUHE\ PLQLPL]LQJ
FRQIOLFWVRQWKRVHVHJPHQWVZKHUHFRQIOLFWVFDQQRWEHHOLPLQDWHGHQWLUHO\2SHUDWLQJVSHHGV
RQVHJPHQWVRWKHUWKDQWKRVHZKHUHDXWRPDWLFJDWHVDUHLQVWDOOHGDUHJRYHUQHGE\YHKLFOH
VSHHG OLPLWV RQ WKH VWUHHWV RU KLJKZD\V 2Q VHJPHQWV RI WKLV W\SH RI DOLJQPHQW ZKHUH WKH
ULJKWRIZD\ LV IHQFHG RSHUDWLQJ VSHHGV DUH PD[LPL]HG KRZHYHU WKHVH KLJKHU VSHHGV DUH
W\SLFDOO\PDLQWDLQHGIRUVKRUWHUGLVWDQFHVRIWHQRQVHJPHQWVEHWZHHQJUDGHFURVVLQJV´
7\SH F ³1RQH[FOXVLYH DOLJQPHQWV DOORZ IRU PL[HG IORZ RSHUDWLRQ ZLWK PRWRU YHKLFOHV RU
SHGHVWULDQV UHVXOWLQJ LQ KLJKHU OHYHO RI RSHUDWLQJ FRQIOLFWV DQG ORZHUVSHHG RSHUDWLRQV
7KHVH DOLJQPHQWV DUH RIWHQ IRXQG LQ GRZQWRZQ DUHDV ZKHUH WKHUH LV ZLOOLQJQHVV WR IRUJR
RSHUDWLQJ VSHHGV LQ RUGHU WR DFFHVV DUHDV ZLWK KLJK SRSXODWLRQ GHQVLW\ DQG PDQ\ SRWHQWLDO
ULGHUV´
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7DEOHD/57$OLJQPHQW&ODVVLILFDWLRQ
&/$66
&$7(*25<
'(6&5,37,212)$&&(66&21752/
([FOXVLYH
7\SHD
$ULJKWRIZD\ZLWKRXWDWJUDGHFURVVLQJWKDWLVVHSDUDWHGRUSURWHFWHGE\
D IHQFH RU VXEVWDQWLDO EDUULHU DV DSSURSULDWH WR WKH ORFDWLRQ LQFOXGHV
VXEZD\VDQGDHULDOVWUXFWXUHV3HGHVWULDQVELF\FOHVDQGPRWRUYHKLFOHV
DUHSURKLELWHGZLWKLQWKLVULJKWRIZD\
6HPL
7\SHE
([FOXVLYH
$ ULJKWRIZD\ ZLWK DWJUDGH DXWRPRELOH ELF\FOH DQGRU SHGHVWULDQ
FURVVLQJV SURWHFWHG EHWZHHQ FURVVLQJV E\ IHQFLQJ RU VXEVWDQWLDO EDUULHUV
LIDSSURSULDWHWRWKHORFDWLRQ0RWRUYHKLFOHVELF\FOHVDQGRUSHGHVWULDQV
FURVVWKLVULJKWRIZD\DWGHVLJQDWHGORFDWLRQVRQO\
7\SHE
$Q /57 DOLJQPHQW ZLWKLQ D VWUHHW ULJKWRIZD\ EXW SURWHFWHG E\ LQFK
KLJKFXUEVDQGIHQFHVEHWZHHQFURVVLQJV7KH IHQFHV DUH ORFDWHG RXWVLGH
WKH WUDFNV 0RWRU YHKLFOHV ELF\FOHV DQG SHGHVWULDQV FURVV WKLV ULJKWRI
ZD\DWGHVLJQDWHGORFDWLRQVRQO\
7\SHE
$Q /57 DOLJQPHQW ZLWKLQ D VWUHHW ULJKWRIZD\ EXW SURWHFWHG E\ LQFK
KLJK FXUEV EHWZHHQ FURVVLQJV $ IHQFH PD\ EH ORFDWHG EHWZHHQ WKH
WUDFNV0RWRUYHKLFOHVELF\FOHVDQGSHGHVWULDQVFURVVWKLVULJKWRIZD\DW
GHVLJQDWHGORFDWLRQVRQO\
7\SHE
$Q/57DOLJQPHQWZLWKLQDVWUHHWULJKWRIZD\EXWVHSDUDWHGE\PRXQWDEOH
FXUEV VWULSLQJ DQGRU ODQH GHVLJQDWLRQ 0RWRU YHKLFOHV ELF\FOHV DQG
SHGHVWULDQVFURVVWKLVULJKWRIZD\DWGHVLJQDWHGORFDWLRQVRQO\
7\SHE
$Q/57DOLJQPHQWZLWKLQDQ/57SHGHVWULDQPDOOULJKWRIZD\DGMDFHQWWR
DSDUDOOHOURDGZD\WKDWLVSK\VLFDOO\VHSDUDWHGE\DLQFKRUKLJKHUFXUE
7KH /57 ULJKWRIZD\ LV W\SLFDOO\ GHOLQHDWHG E\ GLVFHUQLEOH YLVXDO DQG
WH[WXUDO SDYHPHQW PDUNLQJV DQGRU VWULSLQJ 0RWRU YHKLFOHV DQG ELF\FOHV
FURVV WKH /57SHGHVWULDQ PDOO ULJKWRIZD\ DW GHVLJQDWHG ORFDWLRQV RQO\
SHGHVWULDQV FURVV WKH /57 ULJKWRIZD\ IUHHO\ DQG FURVV WKH SDUDOOHO
URDGZD\DWGHVLJQDWHGORFDWLRQV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7DEOHE/57$OLJQPHQW&ODVVLILFDWLRQ
&/$66
1RQ
&$7(*25<
7\SHF
([FOXVLYH
'(6&5,37,212)$&&(66&21752/
0RWRU YHKLFOHV DQG ELF\FOHV RSHUDWH ZLWK /59V RQ VXUIDFH VWUHHWV
3HGHVWULDQVFURVVWKLVULJKWRIZD\DWGHVLJQDWHGORFDWLRQVRQO\
7\SHF
7UDQVLW YHKLFOHV PD\ RSHUDWH ZLWK /59V LQ D WUDQVLWH[FOXVLYH DUHD IRU
WUDQVSRUWLQJ HPEDUNLQJ DQG GLVHPEDUNLQJ SDVVHQJHUV $ UDLVHG FXUE
VHSDUDWHV WKH WUDQVLW/59 ULJKWRIZD\ IURP WKH SHGHVWULDQ ZD\
1RQWUDQVLWPRWRUYHKLFOHVDQGELF\FOHVDUHSURKLELWHGLQWKLVULJKWRIZD\
WKH\ DV ZHOO DV SHGHVWULDQV FURVV DW GHVLJQDWHG ORFDWLRQV RQO\ 'HOLYHU\
YHKLFOHVPD\EHDOORZHGDWFHUWDLQWLPHV
7\SHF
/59VDQGSHGHVWULDQVVKDUHWKLVULJKWRIZD\0RWRUYHKLFOHVDQGELF\FOHV
DUH SURKLELWHG IURP RSHUDWLQJ RQ RU DGMDFHQW WR WKH /57 WUDFNV 7KH /57
ULJKWRIZD\ LV W\SLFDOO\ GHOLQHDWHG E\ GLVFHUQLEOH YLVXDO DQG WH[WXUDO
SDYHPHQWPDUNLQJVDQGRUVWULSLQJ0RWRUYHKLFOHVDQGELF\FOHVFURVVWKLV
ULJKWRIZD\DWGHVLJQDWHGORFDWLRQVRQO\SHGHVWULDQVP\FURVVLWIUHHO\
)LJXUH ([FOXVLYH$OLJQPHQWV
6RXUFH75%
([FOXVLYH7\SHD
6XEZD\
([FOXVLYH7\SHD
)UHHZD\0HGLDQ
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
)LJXUH 6HPL([FOXVLYH$OLJQPHQWV
6RXUFH75%
7\SHE
7\SHE
7\SHE
7\SHE
7\SHE
3DJH
)LQDO5HSRUW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
)LJXUH 1RQ([FOXVLYH$OLJQPHQWV
6RXUFH75%
7\SHF0L[HG7UDIILF
7\SHF7UDQVLW0DOO
7\SHF/573HGHVWULDQ0DOO
3DJH
)LQDO5HSRUW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7KHUROHRI/57DVSDUWRIDWUDQVLWV\VWHP
7R EHWWHU GHVFULEH WKH IXUWKHU FKDUDFWHULVWLFV RI OLJKW UDLO WUDQVLW D FRPSDUDWLYH GHVFULSWLRQ
ZDVFKRVHQ$FFRUGLQJWRWKHDOUHDG\GHVFULEHGIHDWXUHVWKHDGYDQWDJHVDQGGLVDGYDQWDJHV
RI /57 DV D WUDQVLW FRPSRQHQW EHFRPHV REYLRXV WKURXJK D FRPSDULVRQ ZLWK WKH WZR PRVW
FRPPRQWUDQVLWPRGHVWKHEXVDQGWKHVXEZD\7KLVFRPSDULVRQLVGRQHIRUWKHIROORZLQJ
FDWHJRULHV FDSDFLW\ VHUYLFH HQYLURQPHQW HFRQRP\ WUDIILF LVVXHV VDIHW\ VHFXULW\ DQG
VRFLDO LVVXHV 7KLV FKDSWHU LV VXPPDUL]HG LQ 7DEOH DQG DW WKH HQG RI WKLV
SDUDJUDSK
,QJHQHUDODPDMRUDGYDQWDJHRI/57RYHUWKHEXVLVLWVSRSXODULW\,Q(XURSHDQLQFUHDVH
1
LQ ULGHUVKLS RI WR LV XVXDOO\ UHDOL]HG DIWHU UHSODFLQJ EXV VHUYLFH ZLWK /57
8QTXHVWLRQDEOHOHVVIOH[LELOLW\LVLWVPDMRUGLVDGYDQWDJH
&RPSDUHG WR WKH VXEZD\ /57 RIIHUV WKH DGYDQWDJHV RI D VXUIDFH WUDQVLW V\VWHP EXW
UHTXLUHVFKDQJHVLQVWUHHWXVH
&$3$&,7<
$ NH\ FKDUDFWHULVWLF RI D WUDQVLW PRGH LV FDSDFLW\ GHILQHG DV WKH DPRXQW RI SHUVRQV WKDW
FRXOGEHVHUYHGLQRQHGLUHFWLRQZLWKLQDFHUWDLQWLPHSHULRGQRUPDOO\DQKRXURUDGD\
7\SLFDO WKH PD[LPXP FDSDFLW\ RI /57 LV EHWZHHQ WR SDVVHQJHUV DQ KRXU
2
GHSHQGLQJRQWKHWUDLQOHQJWK /57VHUYLFHEHFRPHVOHVVFRVWO\WRRSHUDWHWKDQEXVVHUYLFH
3
ZKHQ SDVVHQJHU GHPDQG UHDFKHV RU PRUH SDVVHQJHUV SHU GD\ 7DEOH +RZHYHU RSHUDWLQJ FRVWV IRU EXVHV LQ WKH 86 DUH OHVV H[SHQVLYH FRPSDUHG WR (XURSH
EHFDXVHRIWKUHHWLPHVORZHUJDVROLQHSULFHV
$VH[SHULHQFHKDVVKRZQEXVV\VWHPVRSHUDWLRQLQVXUIDFHVWUHHWVKDYHGLIILFXOW\RSHUDWLQJ
HIILFLHQWO\ ZKHQ SDVVHQJHU YROXPHV H[FHHG WR SHUVRQV SHU KRXU SHU GLUHFWLRQ
1
/XGZLJS
2
75%ES
3
/XGZLJS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
SSKSGZKLOHWKHPLQLPXPSDVVHQJHUGHPDQGWRZDUUDQWDVXEZD\V\VWHPLVUHSRUWHGWR
EHWRSSKSG/57ILWVLQWRWKHFDSDFLW\JDSEHWZHHQEXVDQGVXEZD\9XFKLF
4
,QFRQWUDVWWRWKHVXEZD\WUDLQFRQWURO ZLWK /57 LV E\ ³YLVXDO FRQWURO´ WKDW DOORZV
VKRUWHUKHDGZD\VZLWKXSWRWUDLQVSHUKRXU
&DSDFLW\FKDUDFWHULVWLFVDOUHDG\SODFH/57VRPHZKHUHEHWZHHQEXVDQGVXEZD\VHUYLFHLQD
PDQQHUVLPLODUWR/57¶VRWKHUGLVWLQFWLYHIHDWXUHV
7DEOH/57FRPSDULVRQZLWKRWKHUPHDQVRIWUDQVSRUWDWLRQ
%XV
/57
6XEZD\
$XWRPRELOH
9HKLFOH&DSDFLW\
9HKLFOHV
+RXU'LUHFWLRQ
3DVVHQJHUV
+RXU'LUHFWLRQ
7\SLFDO5DQJH
RI5LGHUVKLS
XSWR
XSIURP
$YHUDJH6SHHG
PSK
PSK
PSK
PSK
2SHUDWLQJ6SHHG
PSK
PSK
PSK
PSK
5HTXLUHG/DQHV
WRVHUYH
SSKSG
4
86'27S
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
6(59,&(
)RU SDVVHQJHUV WKH PRVW LPSRUWDQW VHUYLFH TXDOLW\ RI D WUDQVLW PRGH LV WKH MRXUQH\ WLPH
7KLVLVWKHWLPHZKLFKDSHUVRQVSHQGVWUDYHOOLQJEHWZHHQWKHSRLQWRIGHSDUWXUHHJKRPH
DQG GHVWLQDWLRQ HJ SODFH RI ZRUN :KHQ XVLQJ SXEOLF WUDQVLW WKLV W\SLFDOO\ EUHDNV GRZQ
LQWR WKH WLPH IRU ZDONLQJ RU GULYLQJ IURP WKH SRLQW RI GHSDUWXUH WR WKH VWDWLRQ WKH ZDLWLQJ
WLPH DW WKH VWDWLRQ WKH ULGLQJ WLPH ZKHUH DSSOLFDEOH WKH WUDQVIHU WLPH DQG ILQDOO\ WKH
ZDONLQJRUGULYLQJWLPHIURPWKHODVWVWDWLRQWRWKHGHVWLQDWLRQ
,QGHSHQGHQWRIWKHWULSOHQJWKWKHMRXUQH\WLPHE\/57LVOHVVWKDQWKHRQHZLWK WKH EXV
:LWK WKH VDPH GLVWDQFH EHWZHHQ HDFK VWRS /57 SURYLGHV D IDVWHU VHUYLFH GXH WR EHWWHU
GULYLQJSHUIRUPDQFHDQGOHVVVWDWLRQGZHOOWLPHUHVXOWHGE\IDVWHUERDUGLQJGXHWRPXOWLSOH
HQWUDQFHV9HKLFOHVDUHDOVRHDVLHUWRERDUGORZIORRUHVSHFLDOO\IRUVHQLRUVDQGGLVDEOHG
)XUWKHUPRUH DFFHVV IRU VWUROOHUV DQG ELNHV LV SURYLGHG DV ZHOO DV HDVLHU DFFHVV ZLWK
SDFNDJHV 6WDWHRIWKHDUW /59¶V DOVR JXDUDQW\ D FRQYHQLHQW VPRRWK ULGH :HDYLQJ DQG
MHUNLQJDVRFFXUVZLWKEXVHVFKDQJLQJODQHVGRHVQRWKDSSHQDQGDFFHOHUDWLRQDQGEUDNLQJ
DUHVPRRWKHUGXHWRHOHFWULFDOSURSXOVLRQ
+RZHYHU/57VHUYLFHLQFLW\VWUHHWVLVPRUHOLNHO\WREHLQWHUUXSWHG:KLOHDEXVFRXOGHDVLO\
GULYHDURXQGDSRWHQWLDOREVWDFOHWKH/59WLHGWRLWVWUDFNVKDVWRZDLWXQWLOLWLVUHPRYHG
)RU WULSV XS WR PLOHV NP WKH DFWXDO MRXUQH\ WLPH ZLWK /57 LV OHVV WKDQ ZLWK WKH
5
VXEZD\ 7KLV LV DERYH DOO GXH WR VKRUWHU ZDONLQJ WULSV WR /57 VWDWLRQV ZKLFK DUH PRUH
FORVHO\VSDFHGDQGORFDWHGRQWKHVXUIDFH
5
%UlQGOLS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
6
7DNLQJLQWRDFFRXQWWKH³VXEMHFWLYH´MRXUQH\WLPH ZKLFKLVGHWHUPLQHGWKURXJKVXUURXQGLQJ
VLWXDWLRQV DWWUDFWLYHQHVV DQG DWWLWXGH SDVVHQJHU SUHIHUHQFH IRU /57 HYHQ H[FHHGV PLOHVNP7KLVGXHWRWKHIDFWWKDWZDONLQJWLPHVDUHIHOWORQJHUWKDQULGLQJWLPHVWKH
ZDLWLQJHQYLURQPHQWRQWKHVXUIDFHLVJHQHUDOO\PRUHSOHDVDQWDQGDULGHWKURXJKWKHFLW\¶V
ODQGVFDSHLVPRUHDWWUDFWLYHWKDQRQHWKURXJKDGDUNWXQQHO)XUWKHUPRUHDFFHVVIRUVHQLRUV
DQGGLVDEOHGLVHDVLHUDQGIDVWHUDYRLGLQJVWDLUFOLPELQJHOHYDWRUVRUHVFDODWRUV
$MRXUQH\WLPHDGYDQWDJHIRUVXEZD\VWDNHVHIIHFWIRUORQJHUWULSVRIPRUHWKDQPLOHV
NP6XEZD\VHUYLFHDOVRSURYLGHVJUHDWHUUHOLDELOLW\GXHWROHVVSRWHQWLDOIRULQWHUUXSWLRQ
(19,5210(17
&RPSDUHGWRWKHEXV/57SURYLGHVDPRUHHIILFLHQWXVHRIVSDFHHVSHFLDOO\ZKHQRSHUDWLQJ
YHKLFOHV ZLWK D QDUURZHU SURILOH RI IHHW PHWHV /59¶V ZLWK WKH VDPH ZLGWK WKDQ
EXVHVDVWRIHHWWRPHWHUVDUHVXSHULRUEHFDXVHWKH\GRQRWQHHGDVPXFK
7
VSDFHIRUFXUYHV 'XHWRDORZHUUROOLQJUHVLVWDQFH/57LVDPRUHHIILFLHQWXVHURIHQHUJ\
8
6LQFH/59¶VDUHHOHFWULFDOO\SRZHUHGWKH\RIIHUDFOHDQTXLWHULGHHQVXULQJQRHPLVVLRQVDW
WKH RSHUDWLQJ ORFDWLRQ DQG SURYLGLQJ D ZLGH FKRLFH RI HQHUJ\ VRXUFHV 1RLVH DEVRUEHUV DQG
9
WKHXVHRIWKHODWHVWWUDFNWHFKQRORJ\JXDUDQWLHVOHVVQRLVHLPSDFWVWKDQPRWRUEXVHV DQG
10
UHGXFH YLEUDWLRQ VR WKDW UHVLGHQWV DUH PLQLPDOO\ LPSDFWHG 2Q WKH RWKHU KDQG YLVXDO
LPSDFWVRI/57SDUWLFXODUO\GXHWRRYHUKHDGZLUHVDQGLPSDFWVGXULQJFRQVWUXFWLRQOLNHGXVW
DQGQRLVHDUHPRUHVXEVWDQWLDO
'LIIHUHQFHV ZLWK WKH VXEZD\ DUH RQ WKH RQH KDQG OHVV HQHUJ\ FRQVXPSWLRQ IRU /57
FRQVWUXFWLRQEXWRQWKHRWKHUKDQGPRUHVXUIDFHGLVUXSWLRQZKHQRSHUDWLQJ/57
6
9'9S
7
0RQKHLPS
8
86'27S
9
86'27S
10
/XGZLJS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
(&2120<
2QWKHRQHKDQG/57VHUYLFHKDVORZHURSHUDWLQJFRVWVWKDQEXVVHUYLFHRQWKHFRQGLWLRQ
WKDWULGHUVKLSLVDOUHDG\LQWKHUDQJHRI/57HIILFLHQF\7KHIDFWWKDW/57KDQGOHVWKHVDPH
DPRXQWRISDVVHQJHUVZLWKOHVVVWDIIVHHPVLPSRUWDQWZKHQFRQVLGHULQJWKDWW\SLFDOO\
11
RIRSHUDWLQJFRVWVDUHVWDIIUHODWHG
8QGHUVWDQGDEO\RQWKHRWKHUKDQG/57KDVKLJKHUFDSLWDOFRVWVWKDQEXVV\VWHPV%XWVWLOO
WKHVHFRVWVDUHVXEVWDQWLDOO\ORZHURQO\RIWKDQWKRVHIRUDVXEZD\$PLOHRI
/57FRQVWUXFWLRQLVXVXDOO\TXRWHGZLWKWRPLOOLRQGROODUVZKLOHDPLOHRIVXEZD\PD\
FRVWDURXQGPLOOLRQGROODUV/57LVSURYHQWREHPRUHHFRQRPLFDODOVREHFDXVHRIORZHU
VWDWLRQPDLQWHQDQFHFRVWDQGGXHWRWKHIDFWWKDWLWLVHDVLHUWRDGGRUFKDQJHURXWHV/57LV
OHVVHIILFLHQWEHFDXVHRILWVOLPLWHGSRWHQWLDOIRUDXWRPDWLRQ
75$)),&,668(6
12
/57ULJKWVRIZD\DUHPRUHHQIRUFHDEOHWKDQEXVODQHV WKRXJKWKH\UHGXFHVSDFHIRUFDUV
DQGFRPSOLFDWHGHOLYHULHV
7KH SRVVLELOLW\ WR RUJDQL]H VWUHHW WUDIILF FDQ EH WKRXJKW RI DV DQ DGYDQWDJH RYHU WKH
VXEZD\DVPXFKDVDGLVDGYDQWDJHE\LQWHUIHULQJZLWKVWUHHWWUDIILF
11
0RQKHLPS
12
$SHOS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
6$)(7<
$Q LPSRUWDQW VDIHW\ DGYDQWDJH RI /57 RYHU WKH EXV LV WKDW PRYHPHQW RI /59¶V LV PRUH
SUHGLFWDEOH8SWRDFHUWDLQGLVWDQFHIURPWKHWUDFNVWKHUHLVDOPRVWQRULVNRIDQDFFLGHQW
ZLWK/59¶V,QFDVHRIDFROOLVLRQWKH SRVVLELOLW\ RI UXQQLQJ RYHU D SHGHVWULDQ LV PLQLPL]HG
GXH WR VDIHW\ GHYLFHV ([SHULHQFHV LQ (XURSH KDYH VKRZQ WKDW ILYH WLPHV IHZHU DFFLGHQWV
13
KDSSHQ LQ WUDQVLW PDOOV ZLWK /57 WKDQ ZLWK EXV VHUYLFH +RZHYHU /57 SURYLGHV D JUHDWHU
ULVNIRUDXWRVLQFDVHRIDFROOLVLRQGXHWRWKHKHDYLHUZHLJKWRI/57YHKLFOHVDQGWKHLUOLPLWHG
PDQHXYHUDELOLW\
0DMRU VDIHW\ DGYDQWDJHV RYHU WKH VXEZD\ DUH WKH HOLPLQDWLRQ RI DFFLGHQWV DW VWDLUZD\V DV
ZHOODVWKRVHDWKLJKSODWIRUPV0RUHRYHUWKHSRWHQWLDOIRUFROOLVLRQZLWKODUJHYHKLFOHVOLNH
WUXFNVRUEXVHVGRHVQRWH[LVWZLWKWKHVXEZD\DVZHOODVGDQJHUWRFDUWUDIILFELF\FOLVWVDQG
SHGHVWULDQV
6(&85,7<
$V D VXUIDFH WUDQVLW V\VWHP /57 SDVVHQJHUV GR QRW KDYH WR ZDON XQGHUJURXQG ZKLFK LV
VXEMHFWLYHO\ D OHVV VDIH ZDON 5LGLQJ FORVHU WR WKH GULYHU SURYLGHV OHVV VHFXULW\ ULVN DV
FRPSDUHGZLWKWKHVXEZD\)XUWKHUPRUHDFFHVVRISROLFHWR DERYH JURXQG /57 VWDWLRQV LV
HDVLHU2QWKHRWKHUKDQGVXEZD\VWDWLRQVFDQEHPRUHHDVLO\NHSWXQGHUVXUYHLOODQFHGXH
WRFRQWUROOHGDFFHVV
62&,$/,668(6
,PSRUWDQW VRFLDO DGYDQWDJHV RI /57 RYHU WKH VXEZD\ DUH WKDW /57 DOORZV SDVVHQJHUV WR
H[SHULHQFH WKH FLW\ ZKLOH ULGLQJ DQG LQFUHDVHV WKH SUHVHQFH RI SHRSOH LQ WKH VWUHHWV 7KLV
FRQWULEXWLRQ WR XUEDQLW\ FRXOG EH HYHQ ELJJHU ZKHQ WKH LPSOHPHQWDWLRQ RI /57 LV XVHG WR
FUHDWHDSOHDVDQWVWUHHWVFDSHDPHQDEOHIRUZDONLQJDQGUHVWLQJ)XUWKHUPRUHWKHSRVLWLYH
LPDJHSDQDFKHRI/57SURYLGHVLQFHQWLYHVWRDWWUDFWFDUDQGWD[LXVHUV
13
/XGZLJS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7DEOH/57FRPSDUHGWR%XVV\VWHPV
&$7(*25<
$'9$17$*(629(5%86
',6$'9$17$*(629(5%86
*(1(5$/
•
3RVLWLYHLPDJH
•
/HVVIOH[LEOH
6(59,&(
•
•
6KRUWHUMRXUQH\WLPH
)DVWHUWRERDUGPXOWLSOH
HQWUDQFHV
(DVLHUWRERDUGORZIORRUIRU
VHQLRUVDQGGLVDEOHG
$FFHVVIRUVWUROOHUVDQGELNHV
3RWHQWLDOIRUJRRGVPRYHPHQW
6PRRWKHUULGHQRODWHUDO
PRYHPHQW
•
3RWHQWLDOIRUGLVUXSWLRQ
•
•
•
•
(19,5210(17
•
•
•
•
0RUHHIILFLHQWXVHRIVSDFH
/HVVHQHUJ\FRQVXPSWLRQ
/HVVQRLVH
1RHPLVVLRQVDWWKHRSHUDWLQJ
ORFDWLRQ
•
•
,PSDFWVGXULQJFRQVWUXFWLRQ
9LVXDOLPSDFWV
(&2120<
•
/RZHURSHUDWLQJFRVW
•
+LJKHUFDSLWDOFRVW
75$)),&
•
0RUHHQIRUFHDEOHWKDQEXVODQHV
•
•
5HGXFHVVSDFHIRUFDUV
&RPSOLFDWHVGHOLYHULHV
6$)(7<
•
•
•
0RYHPHQWLVPRUHSUHGLFWDEOH
&XWVSRVVLELOLW\RIUXQQLQJRYHU
:RUNVEHWWHULQSHGHVWULDQ]RQHV
•
*UHDWHUULVNIRUDXWRVLQFDVHRIDQ
DFFLGHQW
/LPLWHGPDQHXYHUDELOLW\
3DJH
•
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&KDUDFWHULVWLFVRI/LJKW5DLO7UDQVLW
7DEOH/57FRPSDUHGWR6XEZD\V\VWHPV
&$7(*25<
$'9$17$*(629(568%:$<
',6$'9$17$*(629(568%:$<
*(1(5$/
•
6WD\VRQ6XUIDFH
•
5HTXLUHVFKDQJHVLQVWUHHWXVH
6(59,&(
•
•
•
•
•
0RUHIUHTXHQWVWDWLRQVWRSV
/HVVZDONLQJ
/HVVVWDLUFOLPELQJ
/RZHUMRXUQH\WLPHIRUVKRUWWULSV
(DVLHUDQGIDVWHUDFFHVVIRU
VHQLRUVDQGGLVDEOHG
0RUHSOHDVDQWZDLWLQJ
HQYLURQPHQW
•
•
6ORZIRUORQJWULSV
/HVVUHOLDEOH
•
(19,5210(17
•
/HVVHQHUJ\IRUFRQVWUXFWLRQ
•
0RUHVXUIDFHGLVUXSWLRQ
(&2120<
•
•
•
/RZHUFDSLWDOFRVW
(DVLHUWRDGGRUFKDQJHURXWHV
/RZHUVWDWLRQPDLQWHQDQFHFRVW
•
/LPLWHGSRWHQWLDOIRUDXWRPDWLRQ
75$)),&
•
2UJDQL]HVVWUHHWWUDIILF
•
,QWHUIHUHVZLWKVWUHHWWUDIILF
6$)(7<
•
•
(OLPLQDWHVDFFLGHQWVDWVWDLUZD\V
$YRLGVDFFLGHQWVDWKLJKSODWIRUPV
•
3RWHQWLDOIRUFROOLVLRQZLWKODUJH
YHKLFOHV
/HVVVDIHIRUFDUWUDIILFELF\FOLVWV
DQGSHGHVWULDQV
6(&85,7<
•
•
$YRLGVZDONLQJXQGHUJURXQG
•
/HVVFULPHGXHWRFORVHUFRQWDFWWR
GULYHU
62&,$/
•
•
•
&RQWULEXWLRQWRXUEDQLW\
$OORZVULGHUVWRH[SHULHQFHWKHFLW\
3RVLWLYHFRQWULEXWLRQWRVWUHHW
VFDSH
,QFUHDVHVSUHVHQFHRISHRSOHLQ
WKHVWUHHWV
3RVLWLYHLPDJHSDQDFKHSURYLGHV
LQFHQWLYHVWRDWWUDFWFDUDQGWD[L
XVHUV
•
•
3DJH
•
/HVVFRQWURORIIDUHGRGJHUV
Chapter 3
The Case for Light Rail Transit on
Manhattan’s East Side
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
3DUW RI WKLV VWXG\ SUHVHQWV WKH VSHFLILF FDVH IRU /LJKW 5DLO RQ 0DQKDWWDQ¶V (DVW 6LGH
)ROORZLQJ D GHVFULSWLRQ RI WKH 6WXG\ $UHD H[LVWLQJ SUREOHPV DQG VROXWLRQV DUH GHVFULEHG
)LQDOO\ GLIIHUHQW DOLJQPHQW DOWHUQDWLYHV IRU DQ (6 /57 /LQH DUH GHVFULEHG DQG DQDO\]HG LQ
&KDSWHU
'HVFULSWLRQRI6WXG\$UHD
$V 0DS VKRZV WKUHH DUHDV ZHUH GLVWLQJXLVKHG LQ RUGHU WR GHVFULEH WKH 6WXG\ $UHD
*HQHUDO LQIRUPDWLRQ DERXW GHPRJUDSKLFV DQG WUDQVSRUWDWLRQ PRGH SUHIHUHQFHV LV SURYLGHG
IRU DOO RI 0DQKDWWDQ LQ RUGHU WR VKRZ WKH FKDUDFWHULVWLFV RI WKH (DVW 6LGH FRPSDUHG WR WKH
UHVWRI0DQKDWWDQ7KH6WXG\&RUULGRULQFOXGLQJDOODUHDVHDVWRIWK$YHQXHDVZHOODV/RZHU
0DQKDWWDQ DQG WKH /RZHU
0DS(OHPHQWVRIWKH6WXG\$UHD
(DVW 6LGH LV WKH IRFXV RI D
GHVFULSWLRQ RI UHOHYDQW WUDIILF
DQG WUDQVSRUWDWLRQ HOHPHQWV
$QG ILQDOO\ WKH HYDOXDWLRQ RI
181st Street
155th Street
125th Street
96th Street
6WXG\
&RUULGRU
DOLJQPHQW
DOWHUQDWLYHV
EDVHG
WKH
RQ
LV
$OLJQPHQW
$QDO\VLV $UHD LQFOXGLQJ WKH
YLFLQLW\ RI )LUVW DQG 6HFRQG
$YHQXHEHWZHHQ+RXVWRQDQG
UG 6WUHHW %HFDXVH RI LWV
59th Street
42nd Street
VSHFLILF
Canal Street
WKH
GHVFULSWLRQ RI WKH $OLJQPHQW
14th Street
Houston Street
FRQWH[W
$OLJQPHQW
$QDO\VLV$UHD
$QDO\VLV $UHD LV QRW LQFOXGHG
LQ WKLV FKDSWHU EXW UDWKHU LQ
&KDSWHU 7KH (DVW 6LGH
Wall Street
/57/LQH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
0DQKDWWDQ
7KH LVODQG RI 0DQKDWWDQ LV RQH RI WKH ILYH ERURXJKV RI 1HZ <RUN &LW\ ,W LV DERXW PLOHV
NPORQJDQGLVJHQHUDOO\DERXWPLOHVNPZLGH7KHDUHDRIWKLVLVODQGGHILQHG
E\ WKH (DVW 5LYHU LQ WKH HDVW WKH +XGVRQ 5LYHU LQ WKH ZHVW DQG WKH +DUOHP 5LYHU LQ WKH
QRUWKLVDERXWVTXDUHPLOHVNPð
0DQKDWWDQ¶V VWUHHW QHWZRUN LV SULPDULO\ D JULG SDWWHUQ DQG SURYLGHV HDV\ RULHQWDWLRQ 7KH
DYHQXHV DUH UXQQLQJ QRUWKVRXWK EHLQJ QXPEHUHG IURP HDVW )LUVW $YHQXH WR ZHVW WK
$YHQXH 7KH FURVVWRZQ UXQQLQJ VWUHHWV DUH QXPEHUHG IURP +RXVWRQ 6WUHHW XS WR WKH
QRUWKHUQ WLS RI WKH LVODQG $ W\SLFDO EORFN OHQJWK LV IHHW PHWHUV LQ WKH HDVWZHVW
GLUHFWLRQDQGIHHWPHWHUVLQWKHQRUWKVRXWKGLUHFWLRQ
/DQG8VH
0DQKDWWDQ LV DOPRVW FRPSOHWHO\ EXLOWXS ZLWK WKH H[FHSWLRQ RI VHYHUDO SDUNV &HQWUDO 3DUN
GRPLQDWHVWKHFHQWHURIWKHLVODQGEHWZHHQWKDQGWK6WUHHWVWUHWFKLQJIURPWK$YHQXH
WR &HQWUDO 3DUN :HVW WK $YHQXH 5LYHUVLGH 3DUN H[WHQWV DORQJ WKH +XGVRQ 5LYHU QRUWK RI
WK 6WUHHW WR WKH XSSHU HQG RI 0DQKDWWDQ DQG LV WKH VHFRQG ODUJHVW JUHHQ VSDFH LQ
0DQKDWWDQ7KHVRXWKHUQWLSRIWKHLVODQGHQGVZLWK%DWWHU\3DUN
0DQKDWWDQ FRQWDLQV 1<&¶V &HQWUDO %XVLQHVV 'LVWULFW &%' XVXDOO\ GHILQHG DV DOO RI
0DQKDWWDQ VRXWK RI WK 6WUHHW :LWKLQ WKH &%' WZR DUHDV DUH FKDUDFWHUL]HG E\
H[WUDRUGLQDU\QXPEHUVRIKLJK ULVH RIILFH EXLOGLQJV 3LFWXUH $SSHQGL[ $ 0DS /RZHU
0DQKDWWDQRQWKHVRXWKHUQHQGRI0DQKDWWDQLQFOXGLQJWKH)LQDQFLDO'LVWULFWDQG0LGWRZQ
VRXWK RI &HQWUDO 3DUN 'RZQWRZQ KDV OHVV UHWDLO XVDJH HVSHFLDOO\ LQ WKH )LQDQFLDO 'LVWULFW
ZKHUHDV ODUJH DUHDV RI 0LGWRZQ DUH FRPSULVHG RI DQ RIILFHUHWDLO PL[HG XVH 7KH DUHD LQ
EHWZHHQWKHVHRIILFHFRQFHQWUDWLRQVLVGRPLQDWHGE\DUHVLGHQWLDOUHWDLOPL[WXUHWKDWLVRIWHQ
FDOOHG³7KH9DOOH\´EHFDXVHRILWVORZHUEXLOGLQJKHLJKWV7KLVYDULHGXUEDQODQGXVHLVPRVW
FRPPRQ LQ 0DQKDWWDQ DQG FRYHUV PRVW SDUWV RI ERWK VLGHV RI &HQWUDO 3DUN DQG +DUOHP DV
ZHOO
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
5HVLGHQWLDORQO\XVHLVGRPLQDWHDORQJWKH(DVW5LYHULQWKHVRXWKHUQKDOIRI0DQKDWWDQDQG
SDUWV RI +DUOHP DV D FRQVHTXHQFH RI XUEDQ UHQHZDO ZLWK WKH LPSOHPHQWDWLRQ RI ³7RZHUV LQ
WKH3DUN´W\SHRIGHYHORSPHQW0RUHXSVFDOHUHVLGHQFHVFDQEHIRXQGRQWKH8SSHU(DVW6LGH
DORQJ&HQWUDO3DUNDQGWKH(DVW5LYHU
0DS3UHGRPLQDWH/DQG8VHRQ&HQVXV7UDFWOHYHOLQ0DQKDWWDQ
Retail Residential Mixture
Residential only
Office Retail Mixture
Office Institutional Mixture
Institutional
Green Space
'HPRJUDSKLFV
$SSUR[LPDWHO\PLOOLRQSHRSOHRXWRI1HZ<RUNHUVOLYHLQ0DQKDWWDQUHVXOWLQJ
1
LQ DQ DYHUDJH GHQVLW\ RI SHUVRQV SHU VTXDUH PLOH SHUVRQV SHU NPð :LWK
PLOOLRQZRUNSODFHVLQWKH&%'0DQKDWWDQUHSUHVHQWVRQHRIWKHZRUOG¶VGHQVHVW&%'V
ZRUNSODFHV SHU VTXDUH PLOH ZRUNSODFHV SHU NPð FRPSDUHG WR /RQGRQ¶V
2
&%'ZLWKZRUNSODFHVSHUNPðRU7RN\RZLWKZRUNSODFHVSHUNPð
1
86'2&ZZZFHQVXVJRY
2
/RQGRQ5HVHDUFK&HQWUHS,
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
0DS 3RSXODWLRQ'HQVLW\LQ0DQKDWWDQ
EDVHGRQ86'2&GDWD
/RRNLQJ DW WKH SRSXODWLRQ GHQVLW\ RQ WKH
&HQVXV7UDFNOHYHOLQ0DQKDWWDQ0DS
WKH IROORZLQJ FKDUDFWHULVWLFV DUH
Population Density
Persons per Square Mile / km²
FRQVSLFXRXV 7KH VWDWHG GHQVLW\ RI PRUH
WKDQ SHUVRQV SHU VTXDUH PLOH
SHUVRQV
SHU
NPð
LV
H[WUDRUGLQDULO\ GHQVH DQG XQXVXDO IRU WKH
more than 100,000
(40,000 Pers/km²)
86 +LJK GHQVLW\ DUHDV DUH ORFDWHG HDVW
between 50,000 and 100,000
(20,000 and 40,000 Pers/km²)
DQG ZHVW RI &HQWUDO 3DUN LQ QRUWKHUQ
less than 50,000
(20,500 Pers/km²)
DORQJWKH(DVW6LGH,QWKLVDUHDWKH:HVW
0DQKDWWDQ DQG VRXWK RI WK 6WUHHW DQG
6LGH KDV VXEVWDQWLDOO\ OHVV SRSXODWLRQ
8QGHUVWDQGDEOH LV WKH ORZHU SRSXODWLRQ
GHQVLW\ LQ /RZHU 0DQKDWWDQ DQG 0LGWRZQ
ZKHUH WKH FLW\ VFDSH LV GRPLQDWHG E\
RIILFHEXLOGLQJV
0DS SRUWUD\V 0DQKDWWDQ¶V LQFRPH
SHUFDSLWDDQGVKRZVWKH 8SSHU (DVW 6LGH
DV D KLJK LQFRPH DUHD ZKHUHDV WKH IDU
(DVW 9LOODJH DQG +DUOHP FRPPXQLWLHV DUH
ORZLQFRPHDUHDV7KHUHIRUHWKH(DVW6LGH
LV FKDUDFWHUL]HG E\ H[WUHPHO\ GLIIHUHQW
VRFLDOVWUDWXP
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
$OVRRILQWHUHVWDUHWKRVHDUHDVZLWKDKLJKSHUFHQWDJH RI VHQLRU FLWL]HQV 0DS ZKR
DUH PRUH OLNHO\ WR HQFRXQWHU PRELOLW\ GLIILFXOWLHV EHFDXVH RI KHDOWK SUREOHPV 1RWLFHDEOH LV
WKHKLJKSHUFHQWDJHRIROGHUSHRSOHDURXQGWKH6RXWKHDVWFRUQHURI&HQWUDO3DUN$ORQJWKH
(DVW6LGH3HWHU&RRSHU9LOODJH(DVWRI)LUVW$YH6RXWKRIUG6WUHHWDQG6WX\YHVDQW7RZQ
(DVWRI)LUVW$YH1RUWKRIWK6WUHHWDUHDOVRDUHDVZLWKFRQFHQWUDWLRQVRIROGHUUHVLGHQWV
0DS,QFRPHSHU&DSLWD
0DS3HUFHQWDJHRI
3HUVRQVRYHU<HDUV
> 50,000
30,000 - 50,000
15,000- 30,000
> 30%
20% - 30%
10,000 - 15,000
10% - 20%
5,000 - 10,000
< 10%
>5,000
EDVHGRQ86'2&GDWD
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
0RELOLW\
0DS$YHUDJH&RPPXWLQJ
7LPH
EDVHGRQ86'2&GDWD
/RRNLQJ DW FRPPXWLQJ WLPHV 0DS H[WHQGHG WULSV WR ZRUN RI PRUH WKDQ PLQXWHV
DUH PRVW FRPPRQ QRUWK RI &HQWUDO 3DUN
H[SODLQDEOH E\ WKH ORQJHU GLVWDQFH WR WKH &%'
DQGLQWKHIDU(DVW9LOODJHGXHWRWKHODFNRIUDSLG
WUDQVLW7KLVVLWXDWLRQ LOOXVWUDWHV D PDMRU SUREOHP
ZLWKWKHVHSDUWVRIWKH(DVW6LGH
3UHIHUHQFHRI0HDQVRI7UDQVSRUWDWLRQ
0DSWR0DSVKRZWKHPRGDOVSOLWRQ
> 30 min
WKH &HQVXV 7UDFN OHYHO IRU FRPPRQ PHDQV RI
25 min - 30 min
WUDQVSRUWDWLRQXVHGIRUFRPPXWLQJ'HSHQGLQJRQ
20 min - 30 min
WKH OHQJWK RI WKH FRPPXWH DYDLODEOH WUDQVLW
< 20 min
0DS&RPPXWHGE\5DSLG
7UDQVLW
EDVHGRQ86'2&GDWD
PRGHV DQG LQFRPH PRVW SUHIHUHQFHV VKRZQ LQ
WKHGDWDDUHORJLFDO5DSLG7UDQVLWLVWKHGRPLQDQW
PRGH LQ 0DQKDWWDQ LW LV SDUWLFXODUO\ RI LQWHUHVW
IRU ORQJHU FRPPXWHV UHVXOWLQJ LQ D JUHDWHU
SUHIHUHQFH LQ WKH PRUH UHPRWH DUHDV RI
0DQKDWWDQ VXFK DV LQ WKH QRUWK 7KH EXV LV XVHG
IRUVKRUWHUWULSVDQGRQFURVVWRZQURXWHVDQGWKH
KLJK EXV SUHIHUHQFH DORQJ WKH (DVW 6LGH UHIOHFWV
WKHODFNRIVXLWDEOHVXEZD\DOWHUQDWLYHV7D[LXVH
DVWKHPRVWH[SHQVLYH PRGH ILUVW RI DOO GHSHQGV
RQ LQFRPH OHYHO H[SODLQLQJ WKH KLJKHU WD[L
SUHIHUHQFH LQ KLJK LQFRPH DUHDV VXFK DV WKH
XSSHU(DVW6LGH7D[LVDUHDOVRFRPSHWLWLYHIRU³/
> 75%
50% - 75%
VKDSH´ GLDJRQDO WULSV IRU ZKLFK JRLQJ E\ SXEOLF
25% - 50%
WUDQVLW ZRXOG PHDQ D WUDQVIHU DW OHDVW RQFH
< 25%
7KHUHIRUH WD[L XVH LV DOVR DQ LQGLFDWRU IRU WKH
LQVXIILFLHQF\RIWKHWUDQVLWV\VWHPDQGWKLVZRXOG
EHUHSUHVHQWDWLYHRIWKH(DVW6LGH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
1RWVXUSULVLQJO\SULYDWHFDUXVHIRUUHVLGHQWVOLYLQJLQWKH&%'LVORZGXHWRORZRZQHUVKLS
DQGH[SHQVLYHSDUNLQJVSDFHFRXSOHGZLWKFRQJHVWHGVWUHHWV7KHKLJKHUSUHIHUHQFHIRUWKH
FDU LQ 1RUWKHUQ 0DQKDWWDQ PLJKW DOVR EH DQ LQGLFDWRU IRU UHYHUVH FRPPXWHV RXW RI
0DQKDWWDQ7KHSUHIHUHQFHIRUZDONLQJWRZRUNLQFUHDVHVWKHFORVHU WKH ZRUNSODFH LV WR WKH
KRPH WKHUHIRUH DUHDV ZLWK DQ H[WUHPHO\ KLJK ZDONLQJ SHUFHQWDJH RI PRUH WKDQ DUH
ORFDWHGLQ/RZHU0DQKDWWDQDQG0LGWRZQ&KLQDWRZQDQGWKH(DVW6LGHEHWZHHQWK6WUHHW
DQGWK6WUHHWDOVRH[KLELWDKLJKZDONLQJSHUFHQWDJH
0DS&RPPXWHGE\%XV
0DS&RPPXWHGE\7D[L
> 45%
30% - 45%
15% - 30%
< 15%
0DS&RPPXWHGE\&DU
> 15%
10% - 15%
5% - 10%
< 5%
0DS&RPPXWHGE\:DONLQJ
> 30%
> 45%
20% - 30%
15% - 20%
30% - 45%
15% - 30%
< 15%
< 15%
EDVHGRQ86'2&GDWD
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
7KH6WXG\&RUULGRU
2ULJLQVDQG'HVWLQDWLRQVRI:RUN7ULSV
3
7KHRULJLQDQGGHVWLQDWLRQGDWD HPSOR\HGIRUWKLVVWXG\VXPPDUL]HVDOOFRPPXWHVWR
ZRUN LQ WKH $0 SHDN IURP $0 WR $0 $V PDS VKRZV WKUHH ]RQHV RI WKH
6WXG\ $UHD ZHUH VHOHFWHG WR SURYLGH UHOHYDQW LQIRUPDWLRQ 7KHVH DUH 7KH 8SSHU (DVW 6LGH
=RQH HDVW RI WK $YHQXH DQG QRUWK RI
WK6WUHHWWKH (DVW 0LGWRZQ =RQH HDVW
RI UG $YHQXH EHWZHHQ WK 6WUHHW DQG
0DS7KH(DVW6LGH=RQHV
WK 6WUHHW DQG WKH /RZHU (DVW 6LGH
=RQH HDVW RI %URDGZD\ EHWZHHQ :RUWK
6WUHHW DQG WK 6WUHHW 7KH GLYLVLRQ RI
WKHVH]RQHVLVEDVHGRQ07$¶V-RXUQH\WR
ZRUN ]RQHV OLPLWLQJ D PRUH H[DFW
GLYLVLRQ
Upper
East Side
$V )LJXUH VKRZV RQO\ RI
FRPPXWLQJ WULSV SHUIRUPHG E\ 5HVLGHQWV
RI DOO WKUHH (DVW 6LGH =RQHV WHUPLQDWH
East Midtown
ZLWKLQ WKHVH ]RQHV 7KH PDMRULW\ RI WKH
WULSV HQGV LQ 0DQKDWWDQ EXW
Lower East Side
RXWVLGH WKH (DVW 6LGH =RQHV DQRWKHU
HQGRXWVLGHRI0DQKDWWDQ
3
07$-RXUQH\WRZRUN
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
2XWRI0DQKDWWDQ
(DVW6LGH
=RQHV
7RWDO7ULSV
0DQKDWWDQQRW
(DVW6LGH
)LJXUH
$0'HVWLQDWLRQVRI(DVW6LGH=RQHV5HVLGHQWV
6RXUFH07$
0RVW FRPPXWLQJ WULSV EHWZHHQ $0 DQG $0 WHUPLQDWH LQ WKH (DVW 6LGH
=RQHVVWDUWRXWVLGHRI0DQKDWWDQ)LJXUH2QO\DUHPDGHZLWKLQWKHVH]RQHVDQG
VWDUWLQ0DQKDWWDQEXWRXWVLGHWKH(DVW6LGH=RQHV
(DVW6LGH
0DQKDWWDQ1RQ
(DVW6LGH
2XWVLGHRI
0DQKDWWDQ
7RWDO
)LJXUH
$02ULJLQVRI7ULSVWRWKH(DVW6LGH=RQHV
6RXUFH07$
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
([DPLQLQJWKHVSHFLILFMRXUQH\WRZRUNFKDUDFWHULVWLFVRIHDFK(DVW6LGH=RQH0DSWR
LW LV FOHDU WKDW DOO WKUHH ]RQHV KDYH YHU\ VLPLODU GHVWLQDWLRQ SDWWHUQV 1RW
VXUSULVLQJO\/RZHU0DQKDWWDQDQG0LGWRZQDUHGRPLQDQWGHVWLQDWLRQDUHDV7KHUHIRUHPDQ\
(DVW6LGH=RQHUHVLGHQWVPXVWPDNH³/VKDSH´WULSVWRJHWWRWKHLUZRUNSODFH
0DS8SSHU(DVW6LGH=RQH
7ULSVWR:RUNSHU6TXDUH0LOH
0DS(DVW0LGWRZQ=RQH
7ULSVWR:RUNSHU6TXDUH0LOH
> 7,500
5,000 - 7,500
2,500 - 5,000
< 2,500
> 7,500
5,000 - 7,500
2,500 - 5,000
< 2,500
0DS/RZHU(DVW6LGH=RQH
7ULSVWR:RUNSHU6TXDUH0LOH
> 7,500
5,000 - 7,500
2,500 - 5,000
< 2,500
EDVHGRQ07$GDWD
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
7UDQVSRUWDWLRQDQG7UDIILF
,Q WKLV VHFWLRQ PDMRU WUDQVSRUWDWLRQ DQG WUDIILF HOHPHQWV RI WKH 6WXG\ &RUULGRU DUH
GHVFULEHG $OVR LQFOXGHG LV D PRUH GHWDLOHG DQDO\VLV RI WKH 0 %XV 6HUYLFH DQG WKH
/H[LQJWRQ$YHQXH6XEZD\DVZHOODVPRWRUYHKLFOHWUDIILFDORQJ)LUVWDQG6HFRQG$YHQXH
0DS07$%XVHVLQ0DQKDWWDQ
%XV6HUYLFH
%XV VHUYLFH LQ WKH 6WXG\ &RUULGRU FDQ EH
JURXSHG LQWR WKUHH JHQHUDO W\SHV )LUVW
QRUWKVRXWKERXQG
EXV
OLQHV
DORQJ
WKH
DYHQXHV VHFRQG FURVVWRZQ EXV VHUYLFH DQG
WKLUGDPL[WXUHRIERWKXVHGWRVHUYHWKH(DVW
9LOODJH DQG /RZHU (DVW 6LGH $OO DYHQXHV LQ
WKH 6WXG\ DUHD DQG PRVW DYHQXHV HOVHZKHUH
LQ 0DQKDWWDQ DUH VHUYHG E\ DW OHDVW RQH EXV
OLQH
7KH PRVW LPSRUWDQW EXV VHUYLFH LQ WKH VWXG\
DUHD LV WKH 0 7KLV EXV URXWH IROORZV
6HFRQG $YHQXH VRXWKERXQG DQG )LUVW $YHQXH
QRUWKERXQG IURP +RXVWRQ 6WUHHW WR WK
6WUHHW 5XQQLQJ IURP 6RXWK )HUU\ DW WKH
VRXWKHUQ HQG RI 0DQKDWWDQ WKH 0 EXV
URXWH VHUYHV /RZHU 0DQKDWWDQ &KLQDWRZQ
WKH/RZHU(DVW6LGH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
5LGHUVKLS3DWWHUQ
$V SDUW RI WKH +XE%RXQG 7UDYHO 6XUYH\ ZKLFK LV UHOHDVHG HYHU\ \HDU E\ WKH 1HZ <RUN
0HWURSROLWDQ7UDQVSRUWDWLRQ&RXQFLO1<07&KRXUO\GDWDDERXWULGHUVKLSDQGWUDQVLWVHUYLFH
HQWHULQJRUOHDYLQJWKH+XELVSURYLGHGIRUWKHWK6WUHHW6FUHHQOLQH
+LJKHVW KRXUO\ YROXPH RI WKH 0 EXV DW WK 6WUHHW LV UHJLVWHUHG IURP WR $0 ZLWK
PRUH WKDQ SDVVHQJHUV SHU KRXU SHU GLUHFWLRQ SSKSG IRU WKH VRXWKERXQG EXV DQG
EHWZHHQDQG 30 ZLWK DERXW SSKSG IRU QRUWKERXQG VHUYLFH )LJXUH %RWK
QRUWK DQG VRXWKERXQG VHUYLFH KDYH D PRUQLQJ DQG HYHQLQJ SHDN KRXU 7KLV LQGLFDWHV WKH
H[LVWHQFH RI D VXEVWDQWLDO QXPEHU RI ZRUNSODFHV QRUWK RI WK 6WUHHWV LQ DGGLWLRQ WR WKH
PDMRULW\ZKLFKDUHORFDWHGLQWKH&%'VRXWKRIWKLVFRUULGRU
$V)LJXUHVKRZVWKHVRXWKERXQG0EXVJHWVPRUHDQGPRUHFURZGHGWRQG6WUHHW
DQG VWD\V YHU\ EXV\ WR WK 6WUHHW ZKHUH PDQ\ SDVVHQJHUV OHDYH WKH EXV 7KH PD[LPXP
VRXWKERXQG YROXPH RFFXUV DURXQG WK VWUHHW ZLWK DURXQG GDLO\ ULGHUV 7KH
QRUWKERXQGVHUYLFH)LJXUHKDVDVLPLODUSDWWHUQ$OWKRXJKPD[LPXPULGHUVKLSRFFXUV
IXUWKHUVRXWKEHWZHHQUGDQGWK6WUHHWDQGLVVRPHZKDWOHVVLQYROXPHLWLVVWLOODERYH
ULGHUVDGD\DWRQHORFDWLRQ7KHDYHUDJHWULSOHQJWKRQWKH0EXVLVVWRSVRU
DERXWEORFNVPLOHVRUNP
+RXUO\ULGHUVKLSYROXPHRQWKH0%XVDWWK6WUHHW
)LJXUH
6RXUFH+XE%RXQG7UDYHO
1800
1600
Inbound Passenges, 2nd Avenue
Outbound Passengers, 1st Avenue
1200
1000
800
600
400
200
3DJH
11
10
9
8
7
6
5
4
3
12 MID
Hour
2
1
12 Noon
11
10
9
8
7
6
5
4
3
2
0
12-1 AM
Passengers
1400
Stops
3DJH
120th St.
113th St.
105th St.
97th St.
91st St.
83rd St.
77th St.
9th St.
17th St.
25th St.
34th St.
42nd St.
50th St.
57th St.
66th St.
72nd St.
79th St.
86th St.
94th St.
Hanover St.
John St.
Frankfort St.
Spruce St.
Centre St.
Market St.
Grand St.
Second Ave
Stops
70th St.
62nd St.
52nd St.
45th St.
36th St.
28th St.
20th St.
11th St.
3rd St.
Rivington St.
Hester St.
Forsyth St.
Centre St.
)LJXUH
100th St.
108th St.
116th St.
125th St.
Passengers
)LJXUH
Beekman St.
Peck Slip
Wall St.
South Ferry
Passengers
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
06RXWKERXQG:HHNGD\KRXU5LGHUVKLS
6RXUFH1<&7
12000
10000
8000
6000
4000
2000
0
6RXUFH1<&7
01RUWKERXQG:HHNGD\KRXU5LGHUVKLS
12000
10000
8000
6000
4000
2000
0
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
7KH/H[LQJWRQ$YHQXH,57
0DS6XEZD\/LQHVLQ0DQKDWWDQ
$OWKRXJK WKH 6WXG\ &RUULGRU LV VHUYHG
E\ GLIIHUHQW VXEZD\ OLQHV RXW RI
1<&¶VOLQHVWKHUHLVDQ XQGHUVXSSO\
RI VXEZD\ VHUYLFH 7KH PRVW LPSRUWDQW
OLQH LV WKH /H[LQJWRQ $YHQXH ,57 DOO
RWKHU OLQHV KDYH RQO\ RQH RU WZR
VWDWLRQV LQ WKH 6WXG\ &RUULGRU $
FRQFHQWUDWLRQ RI VXEZD\ VWDWLRQV H[LVWV
EHWZHHQQGDQGUG6WUHHWDVZHOODV
LQ /RZHU 0DQKDWWDQ 7KLV OHDYHV ODUJH
DUHDV LQ WKH (DVW 9LOODJH (DVW 0LGWRZQ
DQG WKH 8SSHU (DVW 6LGH ZLWKRXW DQ\
FORVHVXEZD\VWDWLRQ0DS
7KH/H[LQJWRQ$YHQXH,571RDQG
WUDLQ UXQQLQJ QRUWKVRXWKERXQG
DORQJ WKH ZHVWHUQ ERXQGDU\ RI WKH
VWXG\FRUULGRULVWKHRQO\VXEZD\ZKLFK
VHUYHV
WKH
HQWLUH
(DVW
6LGH
RI
0DQKDWWDQ 1RUWK RI *UDQG &HQWUDO
7HUPLQDO WKLV VXEZD\ OLQH UXQV XQGHU
/H[LQJWRQ $YHQXH EHWZHHQ *&7 DQG
8QLRQ 6TXDUH XQGHU 3DUN $YHQXH DQG
VRXWK RI 8QLRQ 6TXDUH XQGHU )RXUWK
$YHQXH WR $VWRU 3ODFH ZKHUH LW
FRQWLQXHV
VRXWK
DORQJ
/DID\HWWH
7KURXJK WKH FRUH RI /RZHU 0DQKDWWDQ
WKHOLQHIROORZV%URDGZD\
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
6KDULQJ WKH VDPH URXWH WKURXJK 0DQKDWWDQ WKH H[SUHVV WUDLQV 1R DQG UXQ IURP 7KH
%URQ[ YLD 0DQKDWWDQ WR %URRNO\Q ZKLOH WKH 1R /H[LQJWRQ $YHQXH WUDLQ WHUPLQDWHV DW
%URRNO\Q%ULGJH&LW\+DOOVWDWLRQDWWKHQRUWKHUQHQGRI/RZHU0DQKDWWDQ6HUYLQJGLIIHUHQW
DUHDVLQ7KH%URQ[DOOWKUHHWUDLQVFRPHWRJHWKHUDWWKHOLQHVPRVWQRUWKHUQVXEZD\VWDWLRQ
LQ0DQKDWWDQWK6WUHHW6WDWLRQ7KH1RDQGWUDLQVOHDYH0DQKDWWDQDWLWV6RXWK(QG
%RZOLQJ*UHHQ6WDWLRQDQGVHUYHWZRGLIIHUHQWDUHDVLQ%URRNO\Q
$OWRJHWKHU H[SUHVV VWRSV DUH ORFDWHG LQ 0DQKDWWDQ VHUYHG E\ DOO WKUHH WUDLQV $Q
DGGLWLRQDOORFDOVWRSVRIWKH1RWUDLQVXSSOHPHQWWKLVVHUYLFH
6HUYLFH&KDUDFWHULVWLFV
'XULQJ WKH $0 SHDN KRXU SHULRG WKH DYHUDJH REVHUYHG DUULYDO KHDGZD\V DW *UDQG &HQWUDO
7HUPLQDO IRU WKH H[SUHVV WUDLQV 1R DQG DUH PLQXWHV QRUWKERXQG DQG PLQXWHV
VRXWKERXQG)RUWKHVDPHSHULRGRIWLPHWKHKHDGZD\IRUWKHORFDOWUDLQ1RLVPLQXWHV
QRUWKERXQGDQGPLQXWHVVRXWKERXQG
5LGHUVKLS&KDUDFWHULVWLFV
&RUUHVSRQGLQJ WR WKH EXV GDWD KRXUO\ ULGHUVKLS YROXPHV DUH SURYLGHG IRU WKH WK 6WUHHW
6FUHHQOLQH6RXWKERXQGVHUYLFHSHDNVEHWZHHQDQG$0ZLWKPRUHWKDQSSKSGRQ
DOOWKUHHVXEZD\OLQHVRQHH[SUHVVRQHORFDOWUDFN$ERXWSSKSGDUHFRXQWHGIRUWKH
QRUWKERXQG SHDN EHWZHHQ DQG 30 &RPSDULQJ ULGHUVKLS RQ WKH /H[LQJWRQ $YHQXH
6XEZD\ DQG WKH 0 %XV )LJXUH DQG VKRZ WKDW WKH VXEZD\ LV FOHDUO\ WKH
GRPLQDWH PRGH LQ WKH 6WXG\ &RUULGRU $OO ORFDO EXVHV RQ WKH (DVW 6LGH VHUYH OHVV ULGHUVKLS
WKDQ WKLV VXEZD\ OLQH )RU VRXWKERXQG VHUYLFH ERWK WKH EXV DQG WKH VXEZD\ VKRZ WZR
SHDNV WKRXJK WKH $0 SHDN LV PXFK KLJKHU 7ZR SHDNV DUH DOVR UHJLVWHUHG IRU QRUWKERXQG
WUDQVLW 7KH KLJKHU 30 QRUWKERXQG SHDN LV PRUH PRGHVW WKHQ WKH $0 SHDN VRXWKERXQG
%HVLGHVWKHH[SHFWHGFRPPXWLQJWULSVLQWRWKH&%'WKHUHLVDFRQVLGHUDEOHDPRXQWRIWUDYHO
WRZRUNSODFHVQRUWKRIWK6WUHHW
)LJXUHJLYHVDQRYHUYLHZRIWXUQVWLOHDFWLYLW\DWWKH/H[LQJWRQ$YHQXHVXEZD\VWDWLRQV
LQ0DQKDWWDQ%\IDUWKHEXVLHVWVWDWLRQLV*UDQG&HQWUDO7HUPLQDOZLWKPRUHWKDQ
SDVVHQJHUVDGD\/LNHPRVWRWKHUH[WUHPHO\EXV\VWDWLRQV*&7LVVHUYHGE\VHYHUDOVXEZD\
OLQHV DV ZHOO 7KHUHIRUH QRW DOO RI WKH UHJLVWHUHG SDVVHQJHUV DFWXDOO\ ULGH WKH /H[LQJWRQ
$YHQXH ,57 6WLOO WK 6WUHHW VWDWLRQ ZLWK /H[LQJWRQ $YHQXH VXEZD\ VHUYLFH RQO\ KDV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
DOPRVW SDVVHQJHUV D GD\ 7KLV H[WUHPHO\ EXV\ VWDWLRQ LV DQ LQGLFDWRU RI WKH
XQGHUVXSSO\RIUDSLGWUDQVLWRQWKH8SSHU(DVW6LGH
,Q FRQWUDVW WR WKH 0 EXV WKH VXEZD\ SURYLGHV VHUYLFH EHWZHHQ RULJLQV DQG GHVWLQDWLRQV
RXWVLGHRI0DQKDWWDQDVZHOO7DEOHVKRZVWKHWRSWZHQW\RULJLQDQGGHVWLQDWLRQSDLUV
IRU WKH /H[LQJWRQ $YHQXH VXEZD\ 2ULJLQV DQG 'HVWLQDWLRQV RXWVLGH RI 0DQKDWWDQ DUH
VXPPDUL]HGIRUWKH%RURXJKVRI%URRNO\Q4XHHQVDQGWKH%URQ[6SHFLILFDUHDVLQWKH6WXG\
&RUULGRUVXFKDV/RZHU0DQKDWWDQWKH/RZHU(DVW6LGH (DVW 0LGWRZQ DQG WKH 8SSHU (DVW
6LGH DUH KLJKOLJKWHG $GGLWLRQDOO\ RQH 0DQKDWWDQ ]RQH RXWVLGH WKH 6WXG\ &RUULGRU ZDV
DGGHGWKH:HVW0LGWRZQ=RQH
2XWRIDERXW$0SHDNSHULRGWULSV$0WR$0PRUHWKDQWULSV
DUHEHWZHHQ%URRNO\QDQG(DVW0LGWRZQ0RUHWKDQRIDOO$0SHDNSHULRGWULSVDUHIURP
RXWVLGH RI 0DQKDWWDQ WR WKH 6WXG\ &RUULGRU DQG DERXW RI DOO WULSV RFFXU ZLWKLQ WKH
6WXG\&RUULGRU
7ULSVLQWKH30SHDNSHULRGDUHPRUHGLYHUVH7KHQXPEHURQHWULSJHQHUDWRULV(DVW0LGWRZQ
WRWKH%URQ[ZLWKPRUHWKDQ WULSV RXW RI DERXW WRWDO 30 SHDN SHULRG
WULSV $ERXW RI DOO WULSV DUH IURP WKH 6WXG\ &RUULGRU WR D GHVWLQDWLRQ RXWVLGH RI
0DQKDWWDQDQGDUHWULSVLQVLGHWKH&RUULGRU
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
6RXWKERXQGDWWK6WUHHW
6RXUFH+XE%RXQG7UDYHO
3DVVHQJHUVRQWKH/H[$YH6XEZD\DQGWKH0%XV
)LJXUH
70000
60000
Passengers on Lex Ave Subw ay
Passenges on M15 Bus
Passengers
50000
40000
30000
20000
10000
11
12 MID
11
12 MID
10
9
8
7
6
5
4
3
2
1
12 Noon
11
10
9
8
7
6
5
4
3
2
12-1 AM
0
Hour
1RUWKERXQGDWWK6WUHHW
6RXUFH+XE%RXQG7UDYHO
3DVVHQJHUVRQWKH/H[$YH6XEZD\DQGWKH0%XV
)LJXUH
70000
Passengers on Lex Ave Subw ay
60000
Passengers on M15 Bus
40000
30000
20000
10000
3DJH
Hour
10
9
8
7
6
5
4
3
2
1
12 Noon
11
10
9
8
7
6
5
4
3
2
0
12-1 AM
Passengers
50000
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
)LJXUH6RXWKERXQG/H[LQJWRQ$YHQXH6XEZD\+RXUV7XUQVWLOH5HJLVWUDWLRQ
120,000
80,000
60,000
40,000
20,000
Stations
3DJH
Bowling Green
Wall St.
Fulton St.
Bklyn Bridge
Canal St.
Spring St.
Bleeker St.
Astor Place
Union Square
23rd St.
28th St.
33rd St.
Grand Central
51st St.
59th St.
68th St.
77th St.
86th St.
96th St.
103rd St.
110th St.
116th St.
0
125th St.
Turnstile Registration
100,000
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
7DEOH 7RS7ZHQW\2ULJLQDQG'HVWLQDWLRQ3DLUV
/H[LQJWRQ$YHQXH1RVDQG7UDLQV
6RXUFH1<&76XEZD\6XUYH\
$03($.3(5,2'$0$0
5DQN 7ULS2ULJLQ 7ULS
'HVWLQDWLRQ
D
%URRNO\Q
%URQ[
%URRNO\Q
4XHHQV
(DVW0LGWRZQ
(DVW0LGWRZQ
/RZHU
0DQKDWWDQ
(DVW0LGWRZQ
/RZHU
0DQKDWWDQ
(DVW0LGWRZQ /RZHU
0DQKDWWDQ
8SSHU(DVW
(DVW0LGWRZQ
6LGH
4XHHQV
/RZHU
0DQKDWWDQ
4XHHQV
8SSHU(DVW
6LGH
%URRNO\Q
8SSHU(DVW
6LGH
%URQ[
8SSHU(DVW
6LGH
%URQ[
:HVW0LGWRZQ
%URRNO\Q
E
E
D
%URQ[
D %URRNO\Q
303($.3(5,2'3030
RI 5DQN 7ULS2ULJLQ
7ULS
7RWDO
'HVWLQDWLRQ
7ULSV
(DVW0LGWRZQ %URQ[
(DVW0LGWRZQ %URRNO\Q
/RZHU
(DVW0LGWRZQ
0DQKDWWDQ
E (DVW0LGWRZQ 8SSHU(DVW
6LGH
/RZHU
%URRNO\Q
0DQKDWWDQ
/RZHU
%URQ[
0DQKDWWDQ
D (DVW0LGWRZQ 4XHHQV
1RRI
7ULSV
E
E
%URRNO\Q
/RZHU(DVW
6LGH
/RZHU(DVW
6LGH
%URQ[
%URQ[
%URQ[
8SSHU(DVW
6LGH
/RZHU(DVW
6LGH
(DVW0LGWRZQ
/RZHU
0DQKDWWDQ
(DVW0LGWRZQ
(DVW0LGWRZQ
/RZHU
0DQKDWWDQ
(DVW0LGWRZQ
E
E
RI
7RWDO
7ULSV
(DVW0LGWRZQ /RZHU(DVW
6LGH
(DVW0LGWRZQ (DVW0LGWRZQ E /RZHU(DVW
6LGH
%URQ[
1RRI
7ULSV
/RZHU
0DQKDWWDQ
8SSHU(DVW
6LGH
%URRNO\Q
(DVW0LGWRZQ %URQ[
8SSHU(DVW
6LGH
%URRNO\Q
(DVW0LGWRZQ D 8SSHU(DVW
4XHHQV
6LGH
E 8SSHU(DVW
(DVW0LGWRZQ
6LGH
E (DVW0LGWRZQ /RZHU
0DQKDWWDQ
%URRNO\Q
%URRNO\Q
8SSHU(DVW
%URQ[
6LGH
:HVW0LGWRZQ %URQ[
7RWDO7RS
7ULSV
7RWDO7RS7ULSV
7RWDO$OO7ULSV
7RWDO$OO7ULSV
*Table includes all trips that used the Nos. 4, 5, or 6 trains for any portion of the trip. The origin location refers to the area in which
the trip maker entered the subway system. The destination location refers to the area in which the trip maker exited the subway
system.
** Individual percentages may not add to total because of rounding.
a and b: References from Chapter 4.5
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
9HKLFXODU7UDIILF
$ PDMRU WUDIILF HOHPHQW RI WKH 6WXG\ &RUULGRU DQG RI PRVW LQWHUHVW IRU WKH SXUSRVH RI WKLV
VWXG\LVWKH)LUVWDQG6HFRQG$YHQXHVWUHHWSDLU)LUVW$YHQXHLVRQHZD\QRUWKERXQGZLWK
VHYHQ ODQHV ILYH IRU PRYLQJ WUDIILF 6HFRQG $YHQXH KDV WKH VDPH ZLGWK EHWZHHQ UG DQG
QG 6WUHHW 2WKHUZLVH LW KDV RQO\ VL[ ODQHV IRXU IRU PRYLQJ WUDIILF %RWK $YHQXHV VWDUW DW
WK 6WUHHW MXVW RII WKH +DUOHP 5LYHU 'ULYH DQG HQG RQ WKH /RZHU (DVW 6LGH DW +RXVWRQ
6WUHHW0DSLQ$SSHQGL[%
7UDIILF9ROXPHV
7UDIILF 9ROXPHV LQ WKH 6WXG\ &RUULGRU KDYH EHHQ IDLUO\ FRQVWDQW IRU WKH ODVW \HDUV 07$
7KHUHIRUHLWZDVSRVVLEOHWRXVHWUDIILFYROXPHGDWDLQWKLVVWXG\ZKLFKZDVREWDLQHG
IURPVHYHUDOVRXUFHVVXFKDVWKH%HDU6WHDUQV'(,6WKHQG6WUHHW/57/LQH)(,6
WKH 1HZ <RUN +RVSLWDO )(,6 DV ZHOO DV IURP WKH 1<&'27 (DVW 6LGH 7UDQVLW
6WXG\
'XULQJ WKH $0 SHDN SHULRG VRXWKERXQG WUDIILF YROXPHV RQ 6HFRQG $YHQXH W\SLFDOO\ ILUVW
GHFUHDVH IURP YHKLFOHV SHU KRXU YSK DW WK 6WUHHW WR DERXW YSK DW WK
6WUHHW7KHQWUDIILF LQFUHDVHV LQ WKH 8SSHU (DVW 6LGH WR D PD[LPXP RI MXVW RYHU YSK
QHDU WKH 4XHHQVERUR %ULGJH GHFUHDVLQJ DJDLQ WR YSK WRZDUG WK 6WUHHW DQG RQO\
DERXW YSK LQ WKH (DVW 9LOODJH :KHUHDV WUDIILF YROXPH SDWWHUQV GXULQJ WKH 30 SHDN
SHULRGDUHQHDUO\LGHQWLFDOWRWKRVHLQWKH$0SHDNVRXWKRIUG6WUHHWDGHFUHDVHRILV
UHJLVWHUHGIRUPRVWRIWKHOHQJWKRI6HFRQG$YHQXH
)LUVW $YHQXH JHQHUDOO\ H[SHULHQFHV VLPLODU WUDIILF YROXPHV 'XULQJ WKH $0 SHDN SHULRG
YROXPHV RQ )LUVW $YHQXH VRXWK RI WK 6WUHHW DYHUDJH OHVV WKDQ YSK 1RUWK RI UG
6WUHHW YROXPHV H[FHHG YSK UHDFK WKHLU PRUQLQJ SHDN MXVW DERYH WK 6WUHHW ZLWK
DERXW YSK QHDU WKH 4XHHQVERUR %ULGJH DQG WKHQ GHFUHDVH WR WKH YSK
UDQJHIDUWKHUQRUWK30YROXPHVSHDNGXULQJWKHODWHDIWHUQRRQDVRXWERXQGIORZVLQWHQVLI\
1RUWK RI WK 6WUHHW WUDIILF YROXPHV UDQJH IURP YSK DQG LQFUHDVH IXUWKHU WR
JUHDWHUWKDQYSKQHDUWKH4XHHQVERUR%ULGJH9ROXPHVWKHQGHFUHDVHVOLJKWO\RQWKH
8SSHU (DVW 6LGH WR WKH YSK UDQJH ZLWK LQFUHDVLQJ YROXPHV XS WR WKH
7ULERUREULGJHDUHDDWWK6WUHHW
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU'HVFULSWLRQRI6WXG\$UHD
7UDIILF RQ ERWK DYHQXHV FRPSULVHV WR SULYDWH DXWRV WR WD[LV 1
WUXFNVDQGDERXWEXVHV
)LJXUH7UDIILF9ROXPHVRQ6HFRQG$YHQXH
4000
AM Peak Hour
3500
PM Peak Hour
3000
VPH
2500
2000
1500
1000
Street
)LJXUH7UDIILF9ROXPHVRQ)LUVW$YHQXH
4000
3500
AM Peak Hour
3000
PM Peak Hour
VPH
2500
2000
1500
1000
500
Street
1
1<&'27S6
3DJH
119TH ST
86TH ST
78TH ST
72ND ST
63RD ST
62ND ST
59TH ST
49TH ST
48TH ST
42ND ST
40TH ST
30TH ST
20TH ST
14TH ST
9TH ST
0
92ND ST
71ST ST
62ND ST
60TH ST
58TH ST
56TH ST
54TH ST
48TH ST
46TH ST
44TH ST
42ND ST
38TH ST
8TH ST
0
29TH ST
500
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
([LVWLQJ3UREOHPV
7KHSUREOHPVDQGLPSDFWVRIPRELOLW\IDFLQJWKH(DVW6LGHRI0DQKDWWDQFDQEHDWWULEXWHGWR
WZR FDXVHV )LUVW LQDGHTXDWH WUDQVLW VHUYLFH DQG VHFRQG H[WUHPHO\ KLJK WUDIILF YROXPHV
7KHVH WZR FDXVHV DQG WKHLU UHVXOWLQJ DGYHUVH HIIHFWV DUH VSHFLILHG DQG GHVFULEHG LQ WKLV
VHFWLRQRIWKHVWXG\
,QDGHTXDWH7UDQVLW6HUYLFHRQ0DQKDWWDQ¶V(DVW6LGH
7KHPDMRUSXEOLFWUDQVLWSUREOHPRI0DQKDWWDQ¶V(DVW6LGHLVWKHODFNRIKLJKTXDOLW\WUDQVLW
VHUYLFH$IWHUWKHGHPROLWLRQRIWKHODVWVHFWLRQRIWKHHOHYDWHGOLQHRQ6HFRQG$YHQXHLQWKH
WKHRIWHQSURPLVHGVXEZD\DVDVXEVWLWXWHZDVQHYHUEXLOW6WLOODQWLFLSDWLQJWKHQHZ
6HFRQG$YHQXHVXEZD\OLQHPXFKRIWKH(DVW6LGHZDV]RQHGIRUKLJKULVHGHYHORSPHQW,Q
UHODWLRQWRWKHSURSRVHGVXEZD\WKHEXLOGLQJVZHUHEXLOWDQGUHVXOWHGDQHYHQJUHDWHUQHHG
IRUDQHZOLQH
$V 0DS VKRZV ZDONLQJ GLVWDQFHV IURP KLJK GHQVLW\ DUHDV RI WKH (DVW 6LGH RI PRUH
WKDQ ò PLOH WR WKH QHDUHVW VWDWLRQ RI D QRUWKVRXWKERXQG VXEZD\ OLQH DUH FRPPRQ DQG
UHVLGHQWVRIWHQUHTXLUHIHHGHUEXVVHUYLFHWRUHDFKWKHVXEZD\3DUWLFXODUO\UHVLGHQWVVRXWK
RI WK 6WUHHW LQ WKH (DVW 9LOODJH DQG /RZHU (DVW 6LGH DUH EH\RQG D UHDVRQDEOH ZDON WR D
VXEZD\ VWDWLRQ 7KH RQJRLQJ UHYLWDOL]DWLRQ DQG JHQWULILFDWLRQ RI WKHVH QHLJKERUKRRGV ZLOO
LQFUHDVLQJO\UHTXLUHEHWWHUFRQQHFWLRQVWRWKHUDSLGWUDQVLWV\VWHP
8QGRXEWHGO\LQWKHODVWIHZ\HDUV1<&¶VVXEZD\V\VWHPEHFDPHFOHDQHUVDIHUDQGUHOLDEOH
DQG PDQ\ VWDWLRQV KDYH EHHQ UHVWRUHG LQ DQ DWWUDFWLYH ZD\ %XW VWLOO ULGLQJ WKH VXEZD\ LV
SHUFHLYHGDVRQHRIWKHPRUHXQSOHDVDQWSDUWVRIOLIHLQ1<&PDLQO\EHFDXVHRIWKHV\VWHP¶V
DJH WKH VXEZD\ LV YHU\ QRLV\ DFFHVV LV SURYLGHG RQO\ E\ VPDOO VWDLUZD\V HOHYDWRUV DQG
HVFDODWRUVZHUHUDUHO\DGGHGQRZKHHOFKDLUDFFHVVH[LVWVDWPRVWVWDWLRQVDQGVWDWLRQVDUH
H[WUHPHO\KRWLQVXPPHU
6XUIDFHWUDQVLWH[FOXVLYHO\E\EXVHVGRHVQRWSURYLGHDQDGHTXDWHIHHGHUDQGGLVWULEXWLRQWR
DQGIURPVXEZD\VWDWLRQV6HUYLFHLVH[WUHPHO\VORZGXHWRLQWHQVLYHURDGZD\WUDIILFDQGWKH
YHKLFOHVDUHROGIDVKLRQHGKLJKIORRUQRLV\GLHVHOSRZHUHGEXVHV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
0DS'LVWDQFHWRWKHQHDUHVWVWDWLRQRIDQRUWKVRXWKERXQGVXEZD\OLQH
%URDGZD\
VW6WUHHW
WK6WUHHW
WK6WUHHW
WK6WUHHW
WK6WUHHW
QG6WUHHW
WK6WUHHW
!PLOHV
&DQDO6WUHHW
PLOHV
:DOO6WUHHW
PLOHV
⇒
3UREOHP1R2YHUFURZGHG/H[LQJWRQ$YHQXH6XEZD\
7KH FDSDFLW\ SUREOHPV RI 1HZ <RUN¶V VXEZD\ V\VWHP DUH QRW VXUSULVLQJ LI RQH WDNHV LQWR
DFFRXQW WKDW QR QHZ OLQHV KDYH EHHQ EXLOW VLQFH ZKHQ WKH 6L[WK $YHQXH 6XEZD\ ZDV
FRPSOHWHG,QDGGLWLRQWKHFXUUHQWVXEZD\V\VWHPDVQRZFRQILJXUHGGRHVQRWFRUUHVSRQG
LQDVDWLVI\LQJZD\WRWKHWUDYHORULJLQVDQGGHVWLQDWLRQVRIPDQ\ULGHUV'HYHORSPHQWVVXFK
DV 0LGWRZQ EHFRPLQJ D PDMRU RIILFH FHQWHU D IXOO\ GHYHORSHG 4XHHQV DQG QHLJKERUKRRG
UHYLWDOL]DWLRQWKDWKDVUHVXOWHGLQWKHFRQVWUXFWLRQRIKXQGUHGVRIKLJKULVHUHVLGHQWLDOWRZHUV
DWWKH8SSHU(DVW6LGHRI0DQKDWWDQKDYHQRWOHGWRFKDQJHVLQ1HZ<RUN¶VVXEZD\V\VWHP
$GGLWLRQDOO\VLQFH1HZ<RUN¶VVXEZD\V\VWHPKDVEHFRPHLQFUHDVLQJO\SRSXODUDQGWKHUHIRUH
PRUH XVHG FURZGHG VXEZD\ FDUV DQG VWDWLRQV EHFDPH HTXDOO\ PRUH SUHYDOHQW $V D
FRQVHTXHQFH WKH 0HWURSROLWDQ 7UDQVSRUWDWLRQ $XWKRULW\ 07$ VWDWHG WKDW ³WKH VXEZD\
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
1
V\VWHPKDVEHFRPHWKHYLFWLPRILW¶VRZQVXFFHVV´
7KH /H[LQJWRQ $YHQXH ,57 DQG WUDLQV LV QRZ WKH VXEZD\ OLQH ZLWK WKH KLJKHVW
ULGHUVKLS DQG ZLWK WKH PRVW SUREOHPV LQ WHUPV RI RYHUFURZGLQJ &RPSDUHG ZLWK WKH %07
6\VWHP 1 DQG 5 WUDLQV ZKLFK VHUYHV WKH VDPH JHQHUDO DUHD VRXWK RI &HQWUDO 3DUN WKH
/H[LQJWRQ$YHQXH,57FDUULHVDOPRVWPRUHSDVVHQJHUVVRXWKRIUG6WUHHW
7KLV LV REYLRXVO\ D UHVXOW RI WKH IDFW WKDW WKH /H[LQJWRQ $YHQXH /LQH LV WKH ILUVW HDVW VLGH
WUDQVLW OLQH HQFRXQWHUHG ZKHQ WUDYHOOLQJ ZHVW IURP WKH KXJH UHVLGHQWLDO DUHDV ORFDWHG
2
SULQFLSDOO\HDVWRI7KLUG$YHQXHLQ0DQKDWWDQ )XUWKHUPRUHLWLVH[SHFWHGWKDWWKHSURSRVHG
FRQQHFWLRQRIWKH/,55WR*UDQG&HQWUDO7HUPLQDOZLOODGGGDLO\ULGHUVWRWKHDOUHDG\
FRQJHVWHG/H[LQJWRQ$YHQXHVXEZD\V
2YHUFURZGLQJRIWKH/H[LQJWRQ,57PRVWO\RFFXUVGXULQJWKH$0DQG30SHDNSHULRGV'XULQJ
WKLV SHULRG RI WKH VRXWKERXQG DQG H[SUHVV WUDLQV DUH ILOOHG RYHU 07$ FDSDFLW\
JXLGHOLQHV DW *UDQG &HQWUDO 7HUPLQDO ZKLOH MXVW RYHU RI ORFDO WUDLQ FDUV DUH RYHU
3
FDSDFLW\ 2YHUFURZGHGWUDLQVQRWRQO\UHVXOWDQLQFRQYHQLHQWULGHLWDOVRSURYLGHVDKLJKHU
ULVNRISDVVHQJHUVXEZD\DFFLGHQWVDWVXEZD\VWDWLRQVDQGFDXVHGHOD\VZLWKWUDLQTXHXLQJ
DQGEXQFKLQJ
⇒
3UREOHP1R/RQJ:DONWR6XEZD\
0RVWHDVWVLGHUHVLGHQWVIDFHORQJZDONVZKHQWKH\ZDQWWRUHDFKWKHUDSLGWUDQVLWV\VWHP
7KH UHTXLUHG FURVVWRZQ WULSV WR UHDFK WKH /H[LQJWRQ $YH 6XEZD\ DUH QRW VXIILFLHQWO\ ZHOO
VHUYHG E\ EXVHV 2IWHQ WD[LV VXEVWLWXWH IRU WUDQVLW VHUYLFH LQ PDQ\ SODFHV SDUWLFXODUO\ LQ
KLJKHULQFRPHDUHDVRIWKH8SSHU(DVW6LGH
1
=XSDQ:HEHUS
2
1<&7DS
3
1<&7DS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
⇒
3UREOHP1R6ORZ2YHUFURZGHGDQG8QUHOLDEOH%XV6HUYLFH
7KHXQGHUVXSSO\RIWUDQVLWRQWKH(DVW6LGHDOVRUHVXOWVLQFURZGHGSHDNKRXUEXVHV1RUWK
VRXWK EXV URXWHV DUH HVSHFLDOO\ FURZGHG ZLWK PDQ\ VWDQGHHV HYHQ WKRXJK VHUYLFH LV YHU\
IUHTXHQW%HFDXVHRIVWUHHWOHYHOFRQJHVWLRQGXULQJSHDNSHULRGVEXVVSHHGVDUHYHU\VORZ
'XULQJ WKH SHDN DYHUDJH QRUWKVRXWK EXV VSHHGV DUH EHWZHHQ WR PSK *HQHUDOO\ EXV
UXQQLQJ WLPHV LQ 1HZ <RUN LQFUHDVH RQ DYHUDJH E\ LQ SHDN KRXUV DQG XS WR RQ
4
VRPHURXWHVZLWKVSHFLILFWUDIILFSUREOHPV $GGLWLRQDOO\EXVEXQFKLQJGXULQJWKHSHDNKRXUV
5
ZLWKDPLQXWHKHDGZD\UHVXOWVLQVHUYLFHJDSVRIWKH0
⇒
3UREOHP 1R ,QFRQYHQLHQW ,QWHUIDFHV /LPLWHG 0RELOLW\ IRU WKH 'LVDEOHG
8QSOHDVDQW$WPRVSKHUHDQGODFNRIWUDYHOHQMR\PHQW
6XEZD\EXVLQWHUIDFHVLQWKH6WXG\$UHDDUHEDGO\SODQQHG([LWLQJIURPDVXEZD\VWDWLRQ
LWLVRIWHQGLIILFXOWWRILQGDQGUHDFKWKHFORVHVWEXVVWRS6WRSVRIWHQGLVDSSHDULQFURZGHG
VLGHZDONV
/LPLWHGDWWHQWLRQKDVEHHQJLYHQWRUHEXLOGLQJ1HZ<RUN¶VROGVXEZD\VWDWLRQVIRUZKHHOFKDLU
DFFHVVLELOLW\LQQHDUWHUPGXHWRH[WUHPHO\KLJKFRVW7KHUHIRUHHIIRUWVWRLPSURYHWKHXVHRI
SXEOLFWUDQVLWIRU WKH GLVDEOHG LV FRQFHQWUDWHG RQ EXV VHUYLFH $OWKRXJK DOO 07$ EXVHV KDYH
EHHQ HTXLSSHG ZLWK ZKHHOFKDLU OLIWV DOORZLQJ GLVDEOHG SHUVRQV WR XVH SXEOLF WUDQVLW WKLV
PRELOLW\VXSSRUWIRUSHUVRQVLQZKHHOFKDLUVLVVWLOOQRWDGHTXDWH
1H[W WR EHLQJ WLHG WR WKH VORZHVW WUDQVLW V\VWHP LQ 1<& WUDYHOLQJ E\ 07$ EXVHV SURYLGHV
VHYHUDOPRUHGLVDGYDQWDJHVIRUSHUVRQVXVLQJZKHHOFKDLUV%RDUGLQJDQGDOLJKWLQJWLPHVDUH
H[WUHPHO\KLJK7RERDUGDZKHHOFKDLURQ1HZ<RUNEXVHVYLUWXDOO\DOORIWKHPKLJKIORRU
WKHGULYHUKDV WR JR WR WKH EDFN GRRU DQG RSHUDWH WKH ZKHHOFKDLU OLIW 3LFWXUH $SSHQGL[ $
7KLV VHFRQG SURFHGXUH QRW RQO\ H[WHQGV WUDYHO WLPH IRU DOO SDVVHQJHUV EXW PDNHV WKH
SHUVRQ LQ WKH ZKHHOFKDLU IHHO XQFRPIRUWDEOH UHDOL]LQJ WKDW HYHU\ERG\ LQ WKH EXV LV ZDLWLQJ
IRUKLVKHUERDUGLQJ1RZRQGHUWKHQWKDWVRPHGLVDEOHGSHUVRQVDYRLGXVLQJSXEOLFWUDQVLW
6
DWDOODFFHSWLQJWKHUHGXFWLRQRIWKHLUPRELOLW\
4
1<&7S
5
1<&7DS
6
0LULDP)LVKHU
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
,Q 1<& LQWULQVLF WUDYHO FRPSRQHQWV VXFK DV HQMR\LQJ WKH ULGH DUH QRW RIWHQ FRQVLGHUHG
7KRXJK VHDWLQJ LQ EXVHV ZDV PRGLILHG WR LPSURYH ZLQGRZ YLHZV IRU SDVVHQJHUV WKH VHDWV
DUH QRZ FORVHU WRJHWKHU DOORZLQJ OHVV URRP IRU WKH ULGHU 7R SURYLGH IDVW UHOLDEOH DQG
FRQYHQLHQW VXUIDFH WUDQVLW ZKHUH SDVVHQJHUV DUH DEOH WR HQMR\ WKH DWWUDFWLYHQHVV RI
0DQKDWWDQ¶V VWUHHWV DQG IHHO DV LI WKH\ ZHUH RXWVLGH RQ WKHLU ZD\ WR ZRUN LV D SURPLVLQJ
ILUVWVWHSWRDPRUHOLYDEOHFLW\
+LJK7UDIILF9ROXPHV
$OWKRXJK PRVW 0DQKDWWDQ UHVLGHQWV GR QRW XVH SULYDWH FDUV WR JHW DURXQG PDQ\ RI WKHLU
VWUHHWVDUHFRQJHVWHGDQGEORFNHG%HVLGHV WR ZKLFK DUH WUXFNV WKH PDMRULW\ RI
SULYDWH YHKLFOHV FRPHV IURP RWKHU SDUWV RI WKH 0HWURSROLWDQ $UHD OLNH /RQJ ,VODQG RU 1HZ
7
-HUVH\&XUUHQWO\PRUHWKDQRQHPLOOLRQYHKLFOHVHQWHU0DQKDWWDQSHUGD\
7KHUHIRUH (DVW 5LYHU FURVVLQJV UHVXOW LQ PDMRU WUDIILF FRQJHVWLRQ LQ WKH 6WXG\ $UHD 7KH
IROORZLQJORFDWLRQVH[SHULHQFHFRQJHVWLRQWKURXJKRXWWKHGD\
•
7KH 4XHHQVERUR %ULGJH 4%% SURGXFHV FRQJHVWLRQ RQ 6HFRQG $YHQXH IRU XS WR EORFNV7RDOHVVHUH[WHQW)LUVWDQG<RUN$YHQXHDUHVLPLODUDIIHFWHG
•
7KH4XHHQV0LGWRZQ7XQQHO407YLFLQLW\LQFOXGLQJ6HFRQGDQG7KLUG$YHQXHDVZHOODV
WKDQGWK6WUHHWVDUHWURXEOHVRPHDUHDV
•
7KHYLFLQLW\RIWKH(DVW5LYHUEULGJHVLQ/RZHU0DQKDWWDQDQGWKH/RZHU(DVW6LGHLH
WKH %URRNO\Q 0DQKDWWDQ DQG :LOOLDPVEXUJ %ULGJHV SDUWLFXODUO\ &KDPEHUV 6WUHHW DQG
'HODQFH\6WUHHWDUHFKURQLFDOO\FRQJHVWHG
)XUWKHUPRUH &DQDO 6WUHHW FRQQHFWLQJ WKH 0DQKDWWDQ %ULGJH ZLWK WKH +ROODQG 7XQQHO RIWHQ
H[SHULHQFHVJULGORFNFRQGLWLRQVWKURXJKRXWWKHGD\
7
1<&7SI
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
$VGLVWLQFWIURPJULGORFNORFDWLRQVDWEULGJHVDQGWXQQHOVKLJKWUDIILFYROXPHFRPELQHGZLWK
KLJK SHGHVWULDQ DFWLYLW\ FRQWULEXWHV WR WKH FRQJHVWLRQ DORQJ PRVW DYHQXHV DQG PDMRU FURVV
VWUHHWVWKURXJKRXWWKH6WXG\$UHD
7KLVFRQJHVWLRQLVQRWRQO\FDXVHGE\VXEVWDQWLDOYHKLFXODUYROXPHVEXWDOVREHFDXVHRIWKH
RFFXUUHQFH RI GRXEOHSDUNLQJ DQG WKH KHDY\ SHGHVWULDQ WUDIILF DW PDQ\ ORFDWLRQV
8
$GGLWLRQDOO\WKHKLJKYROXPHVRIWD[LVIUHTXHQWO\ORDGLQJDQGGLVFKDUJLQJSDVVHQJHURQWKH
VWUHHW FRQWULEXWH WR WKLV FRQGLWLRQ +RZHYHU IRU H[LVWLQJ FKDRWLF WD[L EHKDYLRU RQ WKHVH
VWUHHWV0DQKDWWDQLWWHVKDYHRQO\WKHPVHOYHVWREODPH
⇒
3UREOHP1R+LJK3ROOXWLRQ
$OWKRXJK DLU TXDOLW\ FRQGLWLRQV LQ 1HZ <RUN &LW\ DUH LPSURYLQJ OHYHOV RI FDUERQ PRQR[LGH
DQGSDUWLFXODWHPDWWHUDUHVWLOOZRUULVRPHDQGR]RQHOHYHOVDUHXQDFFHSWDEOH7KHUHIRUHWKH
1HZ <RUN 0HWURSROLWDQ 5HJLRQ LV VWLOO XQDEOH WR DFKLHYH 1DWLRQDO $PELHQW $LU 4XDOLW\
6WDQGDUGV &RQJHVWHG WUDIILF RQ WKH VWUHHWV DQG KLJKZD\V DV ZHOO DV JHQHUDO KLJK WUDIILF
YROXPHVFRQWULEXWHVLJQLILFDQWO\WRUHGXFHGDLUTXDOLW\ ,Q1HZ<RUN&LW\IRUH[DPSOHWR
9
SHUFHQWRI&2HPLVVLRQVDUHIURPPRWRUYHKLFOHV
⇒
3UREOHP1R7UDIILFUHODWHGGHOD\VWRWUDQVLWVHUYLFH
9HKLFXODUFRQJHVWLRQLQWKHVWXG\DUHDLVDPDMRUUHDVRQIRUVORZDQGXQUHOLDEOHEXVVHUYLFH
%XVHVFDXJKW LQ WUDIILF DUH HVSHFLDOO\ IUXVWUDWLQJ WR WKHLU SDVVHQJHUV ZKR GR QRW FDXVH WKH
WUDIILF MDPV WKDW DIIHFW WKHP VR GLUHFWO\ )XUWKHUPRUH PRVW H[LVWLQJ EXV ODQHV DUH QRW
DGHTXDWHO\HQIRUFHGWRLQVXUHIDVWVHUYLFHHYHQDORQJWKHVHVWUHWFKHV
8
1<&7DS
9
1<&7S
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU([LVWLQJ3UREOHPV
⇒
3UREOHP1R'HOD\VIRULPSRUWDQWWUDIILF
1RUWKVRXWK YHKLFXODU WUDYHO VSHHGV RQ )LUVW DQG 6HFRQG $YHQXH YDU\ IURP WR PSK
ZKLFKLVIDVWHUWKDQWKRVHH[SHULHQFHGRQ)LIWK3DUNDQG0DGLVRQ$YHQXHZKLFKUDQJHIURP
10
WRPSK %XWVWLOOJULGORFNDWVHYHUDOORFDWLRQVDORQJWKH(DVW6LGHGHOD\LPSRUWDQWWUDIILF
VXFKDVHPHUJHQF\YHKLFOHVH[SUHVVGHOLYHULHVDQGRWKHUWLPHFULWLFDOWUDQVSRUWDWLRQ
⇒
3UREOHP1R5HGXFHG6DIHW\
%HVLGHVDJHQHUDOKLJKULVNRIYHKLFOHWRYHKLFOHDFFLGHQWVGXHWRH[WHQVLYHWUDIILFYROXPHVLQ
WKH6WXG\$UHDKHDY\WUDIILFLVHVSHFLDOO\GDQJHURXVIRUSHGHVWULDQVDQGELF\FOLVWV$JLWDWHG
GULYHUV DUH OHVV FDUHIXO DQG SHGHVWULDQV DQG ELF\FOLVWV WHQG WR UHVSRQG WR FRQJHVWLRQ E\
LJQRULQJVLJQDOV
⇒
3UREOHP1R/HVVVSDFHIRUZDONLQJDQGELNLQJ
)LQDOO\ KLJK WUDIILF YROXPHV RIWHQ GLPLQLVK WR SHGHVWULDQ DQG ELF\FOLVW VSDFH DQG DPHQLWLHV
DV YHKLFOHV EORFN SHGHVWULDQ FURVVLQJV DQG ELNH ODQHV DQG JUDYLWDWH WR OHVV FRQJHVWHG VLGH
VWUHHWV
10
1<&7ES,
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU6ROXWLRQV
6ROXWLRQV
,Q WKLV FKDSWHU WKH EDVLF REMHFWLYHV RI WUDQVLW LPSURYHPHQWV IRU WKH 6WXG\ $UHD DUH
IRUPXODWHG6XEVHTXHQWO\WZRH[LVWLQJSURSRVDOVIRULPSURYHPHQWVDUHEULHIO\SUHVHQWHG
2EMHFWLYHV
2EMHFWLYHV ZHUH VXPPDUL]HG LQ WKUHH FDWHJRULHV WUDIILF DQG WUDQVSRUWDWLRQ HFRQRP\ DQG
HQYLURQPHQW
7UDIILFDQG7UDQVSRUWDWLRQ
2EMHFWLYHV IRU WUDQVSRUWDWLRQ DUH SULPDULO\ HIIRUWV WR GHFUHDVH MRXUQH\ WLPH RI WUDQVLW
SDVVHQJHUV7KHUHIRUHWUDYHO WLPH DFFHVV WLPH DQG UHOLDELOLW\ RI WUDQVLW VHUYLFHV KDYH WR EH
LPSURYHG,QWHUPRGDOLQWHUIDFHVVXFKDVWKRVHEHWZHHQZDONLQJELNLQJDQGULGLQJWUDQVLWDV
ZHOO DV FRPSDWLELOLW\ WR H[LVWLQJ WUDQVLW SURSRVDOV IRU 1HZ <RUN &LW\ KDYH WR EH WDNHQ LQWR
FRQVLGHUDWLRQ
)XUWKHUPRUH WKH TXDOLW\ RI WUDQVLW VHUYLFH KDV WR EH LPSURYHG 7KLV LQFOXGHV SDUWLFXODUO\
VWUDWHJLHVWRHOLPLQDWHRYHUFURZGLQJRQWKH/H[LQJWRQ$YHQXH6XEZD\DQGWRSURYLGHPRUH
SRSXODU VXUIDFH WUDQVLW $FFHVVLELOLW\ IRU GLVDEOHG SHUVRQV PD[LPXP SHUVRQDO VHFXULW\ DQG
FRPIRUWDVZHOODVWUDQVLWWKDWSURYLGHVULGLQJHQMR\PHQWDUHRWKHULPSRUWDQWFRPSRQHQWVRI
DVXFFHVVIXOV\VWHP
7KH JRDO LV WR VKLIW ULGHUV IURP SULYDWH FDUV DQG WD[LV WR WUDQVLW RU QRQPRWRUL]HG PRGHV
'ULYHUVVKRXOGEHDWWUDFWHGE\QHZWUDQVLWVHUYLFHDQGGLVFRXUDJHGIURPFRQWLQXLQJWRGULYH
E\IXUWKHUYHKLFXODUUHVWULFWLRQVLQWKH6WXG\$UHD&RUUHVSRQGLQJO\WUDIILFFRQJHVWLRQVKRXOG
EH UHGXFHG DQG HQRXJK URDGZD\ FDSDFLW\ VKRXOG UHPDLQ IRU HVVHQWLDO WUDIILF )LQDOO\ WUDQVLW
DQGWUDIILFVDIHW\VKRXOGEHPD[LPL]HG
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU6ROXWLRQV
(FRQRP\
1H[W WR D JHQHUDO FRQWULEXWLRQ WR HFRQRPLF GHYHORSPHQW LQ 1<& QHZ WUDQVLW VHUYLFH DORQJ
WKHHDVWVLGHLVLQWHQGHGWRVSHFLILFDOO\VXSSRUWORFDOEXVLQHVVHVLQWKH6WXG\$UHD
7KH UHGXFWLRQ LQ WKH RYHUDOO FRVW RI WUDQVSRUWDWLRQ LQFOXGLQJ H[WHUQDO FRVW WKHUHE\
HQFRXUDJLQJGLVFUHWLRQDU\WUDYHOE\WUDQVLWLVDQRWKHULPSRUWDQWREMHFWLYH
)LQDOO\HFRQRPLFIHDVLELOLW\DQGPD[LPXPRSHUDWLQJDQGFDSLWDOFRVWHIIHFWLYHQHVVVKRXOGEH
DVFHUWDLQHGLQRUGHUWRLQFUHDVHWKHOLNHOLKRRGRIFRQVWUXFWLRQ
(QYLURQPHQW
3URSRVHGVWUDWHJLHVVKRXOGUHGXFHERWKDLUSROOXWLRQDQGHQHUJ\FRQVXPSWLRQ)XUWKHUPRUH
LWLVLQWHQGHGWKDWFKDQJHVWRWKHWUDQVLWV\VWHPSURYLGHDPRUHOLYDEOHFLW\LQFOXGLQJPRUH
VSDFHIRUSHGHVWULDQVDQGELF\FOLVWVDVZHOODVOHVVHQLQJQRLVHLPSDFWV7KHSURSRVHGWUDQVLW
V\VWHP VKRXOG FUHDWH DQ DHVWKHWLFDOO\ SOHDVLQJ HQYLURQPHQW DQG PDLQWDLQ DQGRU LPSURYH
FRPPXQLW\DQGQHLJKERUKRRGFKDUDFWHU
)LJXUH*RDOVDQG2EMHFWLYHV
$7UDIILFDQG7UDQVSRUWDWLRQ
•'HFUHDVHMRXUQH\WLPHRIWUDQVLWSDVVHQJHUV
•,PSURYHTXDOLW\RIWUDQVLWVHUYLFH
•5HGXFHSULYDWHYHKLFOHXVH
%(FRQRP\
•6XSSRUWHFRQRPLFGHYHORSPHQW
•5HGXFHFRVWRIWUDQVSRUWDWLRQ
•(QFRXUDJHGLVFUHWLRQDU\WUDYHOE\WUDQVLW
•,QFUHDVHSRVVLELOLW\RIFRQVWUXFWLRQ
&(QYLURQPHQW
•5HGXFHDLUSROOXWLRQ
•5HGXFHHQHUJ\FRQVXPSWLRQ
•3URYLGHDPRUHOLYDEOHFLW\
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU6ROXWLRQV
3URSRVHG$OWHUQDWLYHV
0RVW UHFHQWO\ WZR PDMRU SURSRVDOV KDYH EHHQ UHOHDVHG 07$¶V 0(6$ 6WXG\ DQG 53$¶V
0HWUROLQN
7KH0DQKDWWDQ(DVW6LGH$OWHUQDWLYHV6WXG\
)URPWRWKH0HWURSROLWDQ7UDQVSRUWDWLRQ$XWKRULW\07$DQGLWVVXEVLGLDU\1HZ
<RUN &LW\ 7UDQVLW 1<&7 FDUULHG RXW D VWXG\ DQDO\]LQJ GLIIHUHQW LPSURYHPHQW SRVVLELOLWLHV
IRU 0DQKDWWDQ¶V HDVW VLGH :LWK WKLV VWXG\ WKH 07$ DGGUHVVHG SUREOHPV VWHPPLQJ IURP \HDUV RI SRRU WUDQVLW VHUYLFH LQ WKH DUHD 7KLV PLOOLRQ ³0DQKDWWDQ (DVW 6LGH 7UDQVLW
$OWHUQDWLYHV´0(6$6WXG\ZDVQRWRQO\DQDQDO\VLVRIWUDQVSRUWDWLRQDOWHUQDWLYHVEXWDOVR
D 0DMRU ,QYHVWPHQW 6WXG\ 0,6 LQFOXGLQJ D 'UDIW (QYLURQPHQWDO ,PSDFW 6WDWHPHQW '(,6
DV WKH HQG SURGXFW 7KH '(,6 ZLOO GHVFULEH WKH /RFDOO\ 3UHIHUUHG $OWHUQDWLYH /3$ DV
SURSRVHGLQWKHUHJLRQ¶V/RQJ5DQJH3ODQ
0(6$ ORRNHG DW D VWXG\ DUHD WKDW LQFOXGHG DOPRVW DOO RI /RZHU 0DQKDWWDQ WKH HQWLUH HDVW
VLGHRI0DQKDWWDQHDVWRIWK$YHQXHDQGDVPDOOVRXWKHUQSDUWRI7KH%URQ[)RUWKLVDUHD
DVHOHFWLRQRIDOWHUQDWLYHVIRUWUDQVLWLPSURYHPHQWZDVFDUULHGRXW $IWHUDFRPSLODWLRQRID
PXOWLSOLFLW\RIDOWHUQDWLYHVDQGWKHLUSXEOLFSUHVHQWDWLRQRQO\WKUHHDOWHUQDWLYHVLQDGGLWLRQWR
WKH³1R%XLOW´RSWLRQZHUHSURSRVHG$QLQLWLDO/57DOWHUQDWLYHDORQJ)LUVWRU6HFRQG$YHQXH
IDLOHG WR EH IXUWKHU GHYHORSHG GXH WR RSSRVLWLRQ RI 8SSHU (DVW 6LGH UHVLGHQWV ZKR ZHUH
FRQFHUQHGDERXWWUDIILFGLYHUVLRQLQWKRVHWKRURXJKIDUHV
1<&7DS
1<&7DS
,QWHUYLHZ&DILHUR
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU6ROXWLRQV
0DS7KH0(6$$OWHUQDWLYHV
TSM Alternative
Build Alternative 1
Build Alternative 2
Possible
Extension to
The Bronx
1-Lane Priority
Bus Treatment
New Subway
Tunnel
Possible
Extension to
The Bronx
New Subway
Tunnel
Improved
Signals for
Lex Ave
Subway
Existing
Subway
New York Bus
Lanes
Bus
Improvements in
LES
Bus
Improvements in
LES
Existing
Subway
East Side
LRT
Shuttle
7KH760$OWHUQDWLYH
7KH 760 $OWHUQDWLYH FRQWDLQV WKUHH PDMRU WUDQVLW HOHPHQWV /H[LQJWRQ $YHQXH ,57 VXEZD\
OLQH VWDWLRQ ³GZHOO WLPH´ LPSURYHPHQWV WKH LPSOHPHQWDWLRQ RI EXV SULRULW\ ODQHV FDOOHG
³1HZ <RUN %XV /DQHV´ RQ )LUVW DQG 6HFRQG $YHQXHV EHWZHHQ +RXVWRQ DQG WK 6WUHHWV
DQGIRUWKH/RZHU(DVW6LGHVWUHHWVZKLFKDUHQDUURZDQGRIWHQGRQRWIROORZWKHWUDGLWLRQDO
QRUWKVRXWKJULG²DVHULHVRIQHZEXVURXWHVDQGURXWHPRGLILFDWLRQV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU6ROXWLRQV
%XLOG$OWHUQDWLYH
%H\RQG WKH WUDQVLW LPSURYHPHQWV RI WKH 760 $OWHUQDWLYH WKLV DOWHUQDWLYH SURSRVHG D QHZ
VXEZD\EHQHDWK6HFRQG$YHQXHQRUWKRIUG6WUHHW7KH/LQHZRXOGUXQIURPWK6WUHHW
VWDWLRQ RQ WKH /H[LQJWRQ $YHQXH YLD D FXUYHG WXQQHO WR DSSUR[LPDWHO\ WK 6WUHHW DQG
6HFRQG $YHQXH 7KH OLQH ZRXOG WKHQ IROORZ 6HFRQG $YHQXH WR UG 6WUHHW DQG WXUQ ZHVW LQ
WKH H[LVWLQJ WXQQHO RI WKH 4 6 OLQH 6HUYLFH ZRXOG FRQWLQXH RQ WKH %07 H[SUHVV WUDFNV
EHQHDWK WK $YHQXH DQG %URDGZD\ WR RQH RI WKUHH WHUPLQL ORZHU OHYHO RI &LW\ +DOO VWDWLRQ
:KLWHKDOO6WUHHWVWDWLRQRUWK6WUHHWVWDWLRQLQ%URRNO\Q
)LYH DOO QHZ ORFDO VWDWLRQV ZRXOG VHUYH WKH QHZ VXEZD\ VSDFHG DSSUR[LPDWHO\ EORFNV
DSDUW 7KH\ ZRXOG EH ORFDWHG EHWZHHQ WK DQG QG 6WUHHWV EHWZHHQ UG DQG WK
6WUHHWVEHWZHHQWKDQGMXVWQRUWKRIWK6WUHHWEHWZHHQWKDQGWK6WUHHWVDQG
EHWZHHQWKDQGWK6WUHHWV
%XLOG$OWHUQDWLYH
,QDGGLWLRQWRWKHHOHPHQWVFRQWDLQHGLQ%XLOG$OWHUQDWLYH/57VHUYLFHIRUWKH/RZHU(DVW
6LGH DQG /RZHU 0DQKDWWDQ ZHUH DGGHG 7KH EDVLF DOLJQPHQW RI WKH SURSRVHG /RZHU
0DQKDWWDQ/576KXWWOHLVGHVFULEHGXQGHU&KDSWHU([LVWLQJ3ODQVIRU1HZ<RUN&LW\
)RUWKLV/57OLQHDGRXEOHWUDFNDOLJQPHQWZDVFKRVHQ)RUPRVWRILWVURXWHWKH/57ZRXOG
UXQ RQ QRQH[FOXVLYH WUDFNV VKDULQJ WKH URDG ZLWK RWKHU YHKLFXODU WUDIILF 5HPDLQLQJ URXWH
VHJPHQWVLQFOXGHWKHWXQQHOVHJPHQWRIWKHURXWHWKHSRUWDOVFRQQHFWLQJWKHWXQQHOWRWKH
DWJUDGHVHFWLRQRIWKHURXWHDQGWKHSRUWLRQRIWKHDOLJQPHQWDORQJ$YHQXH'
7KHVWRUDJHDQGPDLQWHQDQFHIDFLOLW\IRUWKH/57YHKLFOHVZRXOGEHEXLOWDVDQXQGHUJURXQG
IDFLOLW\ DORQJ WKH VRXWK VLGH RI 'HODQFH\ 6WUHHW IURP (VVH[ 6WUHHW WR MXVW HDVW RI &OLQWRQ
6WUHHW
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU6ROXWLRQV
7KH0HWUROLQN3URSRVDO
$ PRUH FRPSUHKHQVLYH EXW OHVV GHWDLOHG SURSRVDO WR VROYH WKH DOUHDG\ GHVFULEHG
WUDQVSRUWDWLRQSUREOHPVRI1HZ<RUN&LW\DQGSDUWLFXODUO\WKRVHRI0DQKDWWDQ¶V(DVW6LGHLV
WKH ³0HWUROLQN´ SODQ SUHSDUHG E\ WKH 5HJLRQDO 3ODQ $VVRFLDWLRQ ZKLFK ZDV UHOHDVHG LQ
-DQXDU\
)RU0DQKDWWDQ53$FDOOVIRUEXLOGLQJDIXOOOHQJWK6HFRQG$YHQXH6XEZD\FRQWLQXLQJVRXWK
RI UG 6WUHHW ZLWK FRQVWUXFWLRQ RI VWDWLRQV DW UG WK WK UG WK +RXVWRQ &DQDO
)XOWRQDQG:KLWHKDOO6WUHHW$QRWKHUQHZVXEZD\XQGHU$YHQXH&ZRXOGVHUYHWKHHDVWHUQ
SDUW RI WKH (DVW 9LOODJH DQG WKH /RZHU (DVW 6LGH 7KLV IRXUERURXJK V\VWHPZLGH GUDIW
SUHVHQWV WKLV QHZ VXEZD\ DV DQ LPSRUWDQW SDUW RI D PRUH LQWHJUDWHG UHJLRQDO WUDQVLW SODQ
3URSRVHG FRPSRQHQWV ZHUH VHOHFWHG RQ WKH EDVLV RI ³FRPELQLQJ VWUDWHJLFDOO\ WDUJHWHG QHZ
FRQVWUXFWLRQZLWKEHWWHUXVHRIXQGHUXWLOL]HGVXEZD\DQGUDLOWUDQVLWIDFLOLWLHVLQDIUDPHZRUN
RIFLW\ZLGHWUDQVSRUWDWLRQQHHGV´
0DS0HWUR/LQNSURSRVDOE\WKH5HJLRQDO3ODQ$VVRFLDWLRQ
=XSDQ:HEHUS
3DJH
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
3.4 The East Side LRT Line
Map 3.4-1: Segments of the
East Side LRT Line
The key feature of the proposals for additional surface
public transit on Manhattan’s East Side examined in this
study is the implementation of improvements in a
&
Washington
Washington
Washington
Washington
Washington
Washington
Heights
Heights
Heights
Heights
Heights
Heights
north/south direction. Special emphasis is given to
better access and transfers to and from existing rapid
transit lines that serve the two principal cores of
Manhattan’s CBD - Midtown and Lower Manhattan. Due
11
11
1mile
mile
mile
mile
1
mile
mile
to the existing patterns of roadways, the range of
11
11
1km
km
km
km
1
km
km
alternatives north of 14th Street is limited for practical
reasons to variations along First and Second Avenue,
the only continuous Avenues through the center of the
Morningside
Morningside
Morningside
Morningside
Morningside
Morningside
Heights
Heights
Heights
Heights
Heights
Heights
Study Area. Since Manhattan’s geography extends to
Harlem
Harlem
Harlem
Harlem
Harlem
Harlem
the east between Canal and 14th Street, and an
irregular older street grid exists south of Houston
Street, planners are confronted with an increased need
for crosstown routings and numerous alignments are
Upper
Upper
Upper
Upper
Upper
Upper
East
East
East
East
East
East
Side
Side
Side
Side
Side
Side
Central
Central
Central
Park
Park
Central
Central
CentralPark
Park
Park
Park
Upper
Upper
Upper
Upper
Upper
Upper
West
West
West
West
West
West
Side
Side
Side
Side
Side
Side
possible.
Building on MTA´s innovative proposal for a Lower East
Midtown
Midtown
Midtown
Midtown
Midtown
Midtown
West
West
West
West
West
West
Midtown
Midtown
Midtown
Midtown
Midtown
Midtown
Murray
Murray
MurrayHill
Hill
Hill
Hill
Murray
Murray
Murray
Hill
Hill
Clinton
Clinton
Clinton
Clinton
Clinton
Clinton
Chelsea
Chelsea
Chelsea
Chelsea
Chelsea
Chelsea
Segment 1
LRT on 2nd
and/or 1st
Avenue
Gramercy
Gramercy
Gramercy
Gramercy
Gramercy
Gramercy
Park
Park
Park
Park
Park
Park
Greenwich
Greenwich
Greenwich
Greenwich
Greenwich
Greenwich
Village
Village
Village
Village
Village
Village
Soho
Soho
Soho
Soho
Soho
Soho
Segment 3
Possible
Connection
via Allen or
Chrystie St.
Side LRT Shuttle (see Chapter 3.3, Segment 2 in Map
East
East
East
East
East
East
M;idtown
M;idtown
M;idtown
M;idtown
M;idtown
M;idtown
extension northward to 125th Street in Harlem, along the
same
East
East
EastVillage
Village
Village
Village
East
East
East
Village
Village
Lower
Lower
Lower
East
East
Lower
Lower
LowerEast
East
East
East
Side
Side
Side
Side
Side
Side
alignment
dedicated
bus
advantage
of
where
lanes
this
the
MTA
(Segment
LRT
proposal
1).
extension
The
would
offers
obvious
be
the
implementation of a single homogeneous transit system
Tribeca
Tribeca
Tribeca
Tribeca
Tribeca
Tribeca
Lower
Lower
Lower
Lower
Lower
Manhattan
Manhattan
Manhattan
Manhattan
Manhattan
Manhattan
3.4-1), an East Side LRT Line would represent an
Segment 2
Lower East Side
LRT Shuttle
that serves the entire East Side instead of the three
different modes proposed in MTA’s MESA study.
Page 3.4-1
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
This research study concentrates on LRT concepts for Segment 1 of the East Side LRT Line
on First and Second Avenue. Specific alignments for the connection to the East Side LRT
Shuttle (Segment 3) and their variations along Allen or Chrystie Street are not addressed and
analyzed. Furthermore, variations on MTA’s Lower East Side LRT Shuttle are possible. In
particular, the costly connections to the Chambers Street subway station could be avoided if
an all-surface alignment serving Chinatown were selected. Consequently, the LRT running
time calculations provided for the area south of Houston Street are rough estimates.
Table 3.4-1: East Side LRT Line, Length of Segments
East Side LRT Segments
Length in
Miles
Length in
km
Segment 1:
Houston Street - 125 th Street
6.2
10.0
Segment 2:
Lower East Side LRT Shuttle
4.6
7.4
Segment 3:
Canal to Houston Street via Allen or Chrystie
St.
0.6
1.0
The East Side LRT Corridor:
Southern part of Segment 2 to Canal Street,
Segment 3 and Segment 1 to 125th Street
8.6
13.8
Light Rail Vehicles for Manhattan’s East Side
The East Side LRT Line represents a completely new system in an urban application with
speeds below 30 mph (50 km/h) which does not operate with heavy LRVs (buff strength
requirements) or existing high platform stations. Therefore the opportunity to introduce
state-of-the-art 100% Low Floor LRVs to North America should be considered. Without
endorsing a specific product, technical specifications of Adtranz (DaimlerChrysler Rail
Systems) latest vehicle, the “Incentro Type AT 8/7 L” LRT were chosen for this case study
to represent a typical modern 100 % Low Floor LRV.
Page 3.4-2
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
With a length of 166 feet (50.6 m) and a width of 8.7 feet (2.65 m), a single articulated
vehicle provides 126 seats and up to 352 standees for a maximum capacity of 478
passengers. Altogether eight entrances ensure rapid discharging and boarding of passengers
and help to reduce station dwell times.
Car floor height at entrances is 350 mm (13.8 inches) permitting convenient wheelchair
access. To reduce vehicle costs, uni-directional vehicles can be used. With a minimal turning
radius of 15 m (46 feet), these vehicles can be operated at any street in the Study Area that
is selected for LRT turnback tracks. Alternatively, bi-directional vehicles can be used reducing
track construction cost.
Headway and Capacity
A proposed five minute headway in peak hours results in a capacity of 5,736 pphpd
(passenger per hour per direction). The maximum possible capacity with a headway of 90
seconds is theoretically as high as 19,120 pphpd. Off-peak, a five minute headway would
result in a seated capacity of 1,512 pphpd.
Station design
Stations will require at least a 166 feet (50.6 m) platform to accommodate one LRV. Between
Houston and 125th Street, where the uniform Manhattan street grid is in place, each station
will require almost an entire block with 206 feet (63 m). This leaves enough sidewalk space
(15 feet, 4.6 m) on each side of a block (35.5 feet, 10.8 m) for pedestrians to cross the
Avenues in front or behind an LRV stopping at a station or a red traffic signal. Besides high
capacities, long LRVs provide faster discharging and boarding times (reducing running times)
as well as less walking for passengers.
Platform heights for 100% Low-Floor LRVs of 350 mm are a little higher than a typical curb.
While boarding from street level is theoretically possible, this would only be needed for
emergencies.
Stop Frequency
Independent from the actual alignment, an optimal stop frequency of the East Side LRT Line
is discussed in this subchapter. This information can be used for further refinement of travel
time estimates for each alignment alternative.
Page 3.4-3
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
Top priority in establishing a stop frequency for a transit system is the reduction of the
average passenger journey time. Journey time composed of three elements: access time to
and from the transit system, waiting time at the station and riding time. The waiting time is
independent from the stop frequency; it depends only on the service frequency. Therefore,
with regard to access time, one has to balance two contradicting objectives: To decrease
the access time, additional stops are desired, but this results in a longer riding time.
The regular street grid of Manhattan north of Houston Street allows the description of this
contradiction in a simplified model (Appendix C) which offers a theoretical optimization for the
journey time. Furthermore, it is important to take into account the subjective (i.e. perceived)
journey time, which is generally higher for access time (walking) than for more convenient
riding time.
The average trip length of M15 bus riders is 13 stops or about 35 blocks based on ridership
surveys. This number is confirmed by a logical explanation of transit trips along the East Side:
The two business concentrations, Lower Manhattan and Midtown, are about 70 blocks apart.
It is another 70 blocks from Midtown to the north-east end of Manhattan. Neglecting the
Upper East Side residents commuting to Lower Manhattan, who use the faster subway, the
number of 30 to 40 blocks is about the average commuting distance of all East Side residents.
Figure 4.3-1 shows the average subjective journey time for a 35 block length trip with a
factor of 1.5 for the subjectively longer access (walking) time and a relatively high station
dwell time of 20 seconds. The minimum journey time is registered with a stop frequency of 4
blocks. A frequency of 5 or 6 blocks takes only slightly longer, though the advantage of a 4
block frequency increases with lower station dwell times. Lower dwell times occur because a
lesser amount of riders board or leave an LRV at each station with more stops given a fixed
number of projected passengers. As average station dwell times are likely to be lower with
the proposed multiple entrance LRVs, the theoretical 4 block frequency was chosen. With a
10 second dwell time, this frequency would be favorable even for a subjectivity factor of one.
Page 3.4-4
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
Figure 3.4-1: Journey Time and Stop Frequency
1200
Average Access Time TA [s]
per Trip
1000
Average Riding Time TR [s]
per Trip
Time [s]
800
Average Journey Time TJ [s]
per Trip
600
400
200
19
17
15
13
11
9
7
5
3
0
Stop Frequency [blocks]
As shown In Map 3.4-2 and 3.4-3, minor stops (stations in blue without a name) on the basis
of this theoretical number were added to necessary stops (e.g. at major crosstown streets
and subway interfaces). In this way, 36 stops were designated along the 6.2 miles (10 km)
stretch between 125th Street and Houston Street: 17 between Houston and 63rd Street and
19 between 63rd and 125th Street. This represents an average stop frequency of 3.5 blocks or
920 feet (280 meters). This relatively high LRT stop frequency takes into consideration an
urban application of LRT through high density areas. Latest LRT developments in Europe also
tend to have higher stop frequencies responding to the importance of subjective journey
1
time.
Without preference for a specific alignment on First or Second Avenue, stations in Map 3.4-2
and 3.4-3 have been placed along Second Avenue.
1
VDV, 1997, p. 224
Page 3.4-5
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
Map 3.4-2 and 3.4-3: Proposed LRT Stations between Houston and 125th Street with
existing subway lines and stations
.
.
.
.
.
4
5
6
.
.
.
.
Storage Facility
Facility 126th
126th Street
Street
+
+Storage
;
;125th
125th
St.
125th
125th St.
St.
St.
;
;
;
;
116th St.
St.
;
;116th
;
;
;
;
;
;106th
106th St.
St.
;
;
;
;
0.5
miles
0.5 miles
miles
0.5
;
;96th
96th St.
St.
500
500 m
m
m
500
500
m
;
;
;
;
86th
86th St.
St.
St.
86th
St.
;
;86th
;
;
79th
St.
79th St.
St.
;
;79th
;
;
72nd
St.
;
;72nd
72nd
72nd St.
St.
St.
;
;
63rd St.
St. S
.
;
;63rd
&
;
63rd St.
St.
;63rd
S
. ;
N
. ;
.
.
;59th
59th St.
St.
;
;57th
57th
St.
57th
57th St.
St.
St.
F
.
.
;
;53rd
53rd
53rd St.
St.
St. E
53rd
St.
.
;
;
;
;
. .. ;
;42nd
42nd
42nd St.
St.
St.
4
42nd
St.
5
;
;
6
34th
34th St.
St.
St.
34th
St.
;
;34th
.
;
;
.
;
;
. .
23rd
St.
23rd
23rd St.
St.
St.
;
;23rd
;
;
;
;
..
.
.
.
;
;14th
14th St.
St.
;
;
..
N
;
;
Page 3.4-6
R
.
.
.
.
Houston St.
St.
;
;Houston
.
F
..
.
R
)
7
0.5
0.5 miles
miles
miles
0.5
0.5
500
500 m
m
&
L
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
Ideal LRT Running Times
Under ideal circumstances, with a station dwell time between 10 to 20 seconds, a service
acceleration and deceleration of 3 mph/s (1.3 m/s²) and a maximum speed of 30 mph
(50km/h), the running time along this 6.2 miles (10km) stretch from 125th to Houston Street is
about 25 to 30 minutes.
Assuming the same average speed of 12 to 15 mph (20 to 24 km/h) for the 2 miles (3,3 km)
southern stretch from Houston Street to the southern tip of Manhattan, for which the ideal
running time is between 8 to 10 minutes, the LRT Line would require 33 to 40 minutes to
cross Manhattan on the East Side from north end to the southern tip.
In reality, significantly higher running times are expected in particular because of the high
density of crosstown streets, each with signaled intersection only 260 feet (80 m) apart from
each other.
Ridership Potential
For establishing the potential number of passengers using the East Side LRT Line, MTA’s
Distribution/Mode Choice Model for the AM peak period has been used. Manhattan residents’
most reasonable origin and destination zones for potential East Side LRT trips were chosen on
the basis of the available data cells (Table 3.4-2). Additionally, out of the top twenty origindestination AM peak pairs for the Lexington Avenue Subway, ridership numbers for those pairs
for which riding the East Side LRT line would be the better alternative to the subway, have
been added (Table 3.4-3).
The busiest location for intra-Manhattan trips (those with origin and destination in
Manhattan) that might use the East Side LRT is the North Midtown Screenline at 60th street.
At this location almost 3,800 pphpd might want to use the LRT line for a southbound
commute. This is more than twice the number of the current M15 AM peak hour volume at
60th Street.
Page 3.4-7
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
Table 3.4-2: Ridership Estimates for East Side LRT Line
Screenline
North Midtown
60 th Street
South Midtown
23 rd Street
Lower Manhattan
Canal Street
Southbound trips
starting in Upper East
Side north of 60th
Street going to East
Midtown south of 60 th
Street, the East Village
or the Lower East
Side.
Northbound trips
starting in the Lower
East Side, East
Village and East
Midtown south of 23 rd
Street going to East
Midtown north of 23rd
Street.
Southbound trips
starting in East
Midtown south of 42 nd
Street, the East
Village and the Lower
East Side going to
Lower Manhattan.
Peak Hour1 Person
Trip by Auto
856
277
521
Peak Hour1 Person
Trip by Transit
2939
1401
2027
Peak Hour1 Person
Trip Total
3795
1679
2547
Origin Zones
Destination Zones
Description
1
C a l c u l a t e d f r o m 2 h o u r p e a k p e r i o d d a t a . P e a k h o u r d a t a o f 6 0 th S t r e e t S c r e e n l i n e s h o w e d t h a t a b o u t 7 0 % o f
peak period volumes took place during the peak hour.
Page 3.4-8
The Case for Light Rail Transit on Manhattan’s East Side
Final Report
Chapter 3.4 - The East Side LRT Line
Table 3.4-3: Potential LRT Trips with Non-Manhattan Origins
Trip Origin
Trip Destination
AM Peak Hour
Estimated
Trips* on Lexington Percentage of trips
Avenue Subway
changing to ES LRT
LRT Ridership
Potential
Queens
East Midtown
9,826
30%
2,947
Queens
Upper East Side
5,040
30%
1,512
Brooklyn
Lower East Side
3,240
80%
2,592
* 40% of Peak Period Volumes (3
hours)
Additionally, a potential ridership of 3,000 pph, deduced from Lexington Avenue subway trips,
is concentrated in the same general area. This number results from trips starting in Queens
and having destinations in East Midtown. These travelers use the Lexington Avenue subway
north/south travel on Manhattan’s East Side after crossing the East River westbound with
another subway line, either the No.7, E, F, N, R, or S train. It is estimated that about 30% of
these transferees, the LRT Line would be preferred if an adequate interface is provided.
Unfortunately this data sources does not permit making estimates of expected ridership
volumes at specific locations and about the distribution in each direction.
Together with the information about other volumes in Table 3.4-2 and 3.4-3, ridership
estimates make a strong case for the East Side LRT Line and highlight the importance of
flexibility to provide even higher transit capacity. As previously shown, this LRT Line could
have a capacity of up to 19,120 pphpd.
Storage and Maintenance Facility
The existing MTA bus facility at 126th Street between First and Second Avenue would be a
possible location for East Side LRT storage and maintenance facility. By expending along the
entire block between 126th and 127th Street, a parcel of land of 100,000 feet² (9,150 m²) is
created, big enough to store up to 30 LRVs adjacent to a maintenance building.
Page 3.4-9
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7KH$OLJQPHQW$QDO\VLV$UHD
,Q RUGHU WR NHHS ZLWKLQ WKH WLPH OLPLWV RI WKLV VWXGHQW EDVHG UHVHDUFK VWXG\ DQ $OLJQPHQW
$QDO\VLV$UHDZDVGHILQHGWRGHVFULEHDQGHYDOXDWHWKHDOWHUQDWLYHV,QFOXGLQJRQO\WKHSDUW
RI WKH 6WXG\ $UHD EHWZHHQ +RXVWRQ DQG UG 6WUHHW WKLV DUHD UHSUHVHQWV WKH PDMRU
DOLJQPHQW IDFWRUV IRU )LUVW DQG 6HFRQG $YHQXH WKHUHIRUH UHVHDUFK UHVXOWV KDYH D FHUWDLQ
YDOLGLW\IRUWKHVWUHWFKRQ)LUVWDQG6HFRQG$YHQXHQRUWKRIUG6WUHHW
7KH DGGLWLRQDO GDWD SURYLGHG IRU WKH $OLJQPHQW $QDO\VLV $UHD LQFOXGHV PRUH VSHFLILF
LQIRUPDWLRQDERXWWKHORFDOVWUHHWQHWZRUNLQSDUWLFXODUO\)LUVWDQG 6HFRQG $YHQXH ZLWK LWV
OD\RXWWXUQLQJYROXPHVJRRGVPRYHPHQWDQGSDUNLQJDVZHOODVGHWDLOHGODQGXVH
7KH6WUHHW1HWZRUNZLWK3UREOHPDWLF7UDIILF/RFDWLRQV
0DSV DQG VKRZ DQ RYHUYLHZ RI WKH VXUURXQGLQJ FURVVWRZQ VWUHHWV RI )LUVW DQG
6HFRQG $YHQXH LQ WKH $OLJQPHQW $QDO\VLV $UHD )LYH PDMRU WZRZD\ FURVVWRZQ VWUHHWV DUH
ORFDWHGEHWZHHQ+RXVWRQDQGUG6WUHHW7KHVHDUHWK6WUHHWUG6WUHHWWK6WUHHWQG
6WUHHWDQGWK6WUHHW7KHVHVWUHHWVQRUPDOO\FRQVLVWVRIVL[ODQHVWZRPRYLQJODQHVLQHDFK
GLUHFWLRQZLWKDSDUNLQJODQHRQHDFKVLGH7KHQDUURZHUFURVVWRZQVWUHHWVQRUPDOO\SURYLGH
SDUNLQJRQERWKVLGHVOHDYLQJDVLQJOHODQHIRUPRYLQJWUDIILFLQWKHPLGGOH
7KH HQWUDQFH WR WKH 4XHHQVERUR %ULGJH 4%% 3LFWXUH $SSHQGL[ $ RQ 6HFRQG $YHQXH
EHWZHHQ WK DQG WK 6WUHHW SURYLGHV RQH RI WKH PRVW FRPSOH[ WUDIILF IORZV DORQJ WKLV
DYHQXH6HFRQG$YHQXHFRPSULVHVVHYHQWUDIILFODQHVDWWKLVORFDWLRQWKHPRVWZHVWHUQRQH
DQH[FOXVLYHEXVODQHIRXUODQHVLQWKHPLGGOHIRUWKURXJKWUDIILFWKHVHFRQGODQHIURPWKH
HDVWIRUWKURXJKWUDIILFDQGOHIWWXUQVRQWKHEULGJHDQGDOHIWWXUQRQO\ODQHRQWKHYHU\HDVW
VLGH7KH4%%HQWUDQFHSURYLGHVWZRODQHVIRU4XHHQVERXQGWUDIILFZKLFKLVWKHFRQWLQXDWLRQ
RI HDVWERXQG WK 6WUHHW $OO WRJHWKHU ILYH 0DQKDWWDQ ERXQG WUDIILF ODQHV OHDG RQWR 6HFRQG
$YHQXH SURYLGLQJ IRU WUDIILF WXUQLQJ LQWR 6HFRQG $YHQXH VRXWKERXQG DQG IRU FURVVLQJ RI
6HFRQG$YHQXHIRUIXUWKHUZHVWERXQGWUDYHODORQJWK6WUHHW
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
0DSDQG0DS6WUHHW1HWZRUNRIWKH$OLJQPHQW$QDO\VLV$UHD
E
E
E
52nd
52nd
Street
Street
E
E
E52nd
52nd
52nd
52ndStreet
Street
Street
Street
E
E
E51st
51st
51stStreet
Street
Street
E
E
E50th
50th
50th
50thStreet
Street
Street
Street
E
E
E
50th
50th
Street
Street
E
E
E49th
49th
49th
49thStreet
Street
Street
Street
E
E
E
49th
49th
Street
Street
E
E
E
48th
48th
Street
Street
E
E
E48th
48th
48th
48thStreet
Street
Street
Street
E
E
E47th
47th
47th
47thStreet
Street
Street
Street
E
E
E
47th
47th
Street
Street
E
E
E46th
46th
46thStreet
Street
Street
E
E
E45th
45th
45th
45thStreet
Street
Street
Street
E
E
E
45th
45th
Street
Street
E
E
E44th
44th
44thStreet
Street
Street
E
E42nd
42nd
42ndStreet
Street
Street
E
42nd
Street
E
E
42nd
Street
E
E
E41st
41st
41st
41stStreet
Street
Street
Street
E
E
E
41st
41st
Street
Street
E
40th
Street
E
E40th
40th
40thStreet
Street
Street
E
E
E
40th
40th
Street
Street
3rd
3rd
3rdAvenue
Avenue
Avenue
E
E
E
43rd
43rd
Street
Street
E
E
E43rd
43rd
43rd
43rdStreet
Street
Street
Street
EE
E
E39th
39th
39th
39thStreet
Street
Street
Street
E
E
39th
39th
Street
Street
FDR
FDR
FDR
Drive
Drive
FDR
FDR
FDRDrive
Drive
Drive
Drive
E
E
E38th
38th
38th
38thStreet
Street
Street
Street
E
E
E
38th
38th
Street
Street
E
E
E37th
37th
37thStreet
Street
Street
E
E
E36th
36th
36th
36thStreet
Street
Street
Street
E
E
E
36th
36th
Street
Street
E
E
E35th
35th
35thStreet
Street
Street
E
E34th
34th
34thStreet
Street
Street
E
34th
Street
E
E
E
34th
34th
Street
Street
E
E
E
33rd
33rd
Street
Street
E
E
E33rd
33rd
33rd
33rdStreet
Street
Street
Street
Í
Ì
Í
Ì
Í
Ì
Í
Ì
Í United
United
United
United
United
United
Nations
Nations
Ì Nations
Nations
Nations
Nations
Í
Ì
Ì Í
Ì
Í Con
Con
Con
Con
Con
Con
Edison
Edison
Edison
Edison
Edison
Ì Edison
Í
ÌEntrance
QMT
QMT
QMT
Entrance
QMT
QMT
QMTEntrance
Entrance
Entrance
ÍEntrance
Ì
Ì Í
Ì
E
E
E
28th
28th
Street
Street
E
E
E28th
28th
28th
28thStreet
Street
Street
Street
E
E
E
27th
27th
Street
Street
E
E
27th
27th
Street
Street
E27th
27thStreet
Street
E
E
E26
26
26
26th
th
th
thStreet
Street
Street
Street
E
E
E
26
26
th
th
Street
Street
E
E
E
25th
25th
Street
Street
E
E
E25th
25th
25th
25thStreet
Street
Street
Street
E
E
E24th
24th
24th
24thStreet
Street
Street
Street
E
E
E
24th
24th
Street
Street
E
E
E23rd
23rd
23rdStreet
Street
Street
E
E
E22nd
22nd
22nd
22ndStreet
Street
Street
Street
E
E
E
22nd
22nd
Street
Street
E
E
E
21st
21st
Street
Street
E
E
E21st
21st
21st
21stStreet
Street
Street
Street
E
E
E20th
20th
20th
20thStreet
Street
Street
Street
E
E
E
20th
20th
Street
Street
E
E
E19th
19th
19th
19thStreet
Street
Street
Street
E
E
E
19th
19th
Street
Street
E
E
E18th
18th
18thStreet
Street
Street
E
E
E
17th
17th
Street
Street
E
E
E17th
17th
17th
17thStreet
Street
Street
Street
E
E
E16th
16th
16th
16thStreet
Street
Street
Street
E
E
E
16th
16th
Street
Street
E
E
E15th
15th
15th
15thStreet
Street
Street
Street
E
E
E
15th
15th
Street
Street
1,000
1,000
1,000feet
feet
feet
feet
1,000
1,000
1,000
feet
feet
250
250
250m
m
m
1,000
1,000
1,000feet
feet
feet
250
250
250m
m
m
Ì
&
New
New
New
York
York
New
New
NewYork
York
York
York
University
University
University
University
University
University
Hospital
Hospital
Hospital
Hospital
Hospital
Hospital
Peter
Peter
Peter
Cooper
Cooper
Peter
Peter
PeterCooper
Cooper
Cooper
Cooper
Village
Village
Village
Village
Village
Village
Stuyvesant
Stuyvesant
Stuyvesant
Town
Town
Stuyvesant
Stuyvesant
StuyvesantTown
Town
Town
Town
Ì
Í
Ì
Í
Ì
Í
Ì
Í
Ì
Í
Ì
Í
E
E
E
14th
14th
Street
Street
E
E14th
14th
14thStreet
Street
Street
E
14th
Street
E
E
E1st
1st
1st
1stStreet
Street
Street
Street
E
E
E
1st
1st
Street
Street
E
E
E13th
13th
13thStreet
Street
Street
E
E
E12th
12th
12th
12thStreet
Street
Street
Street
E
E
E
12th
12th
Street
Street
E
E
E
11th
11th
Street
Street
E
E
E11th
11th
11th
11thStreet
Street
Street
Street
E
E
E10th
10th
10th
10thStreet
Street
Street
Street
E
10th
Street
E
E
10th
Street
E
E
E
9th
9th
Street
Street
E
E
E9th
9th
9th
9thStreet
Street
Street
Street
St.
St.
St.Mark’s
Mark’s
Mark’s
Mark’sPlace
Place
Place
Place
St.
St.
St.
Mark’s
Mark’s
Place
Place
E
E
E7th
7th
7thStreet
Street
Street
Avenue
Avenue
AvenueB
B
B
B
Avenue
Avenue
Avenue
B
B
E
E
E54th
54th
54th
54thStreet
Street
Street
Street
E
E
E
54th
54th
Street
Street
E
E
E53rd
53rd
53rdStreet
Street
Street
E
E
E30th
30th
30th
30thStreet
Street
Street
Street
E
E
E
30th
30th
Street
Street
E
E
E29th
29th
29thStreet
Street
Street
1st
1st
1stAvenue
Avenue
Avenue
Avenue
1st
1st
1st
Avenue
Avenue
E
E
E
55th
55th
Street
Street
E
E
E55th
55th
55th
55thStreet
Street
Street
Street
&
3rd
3rd
3rdAvenue
Avenue
Avenue
Avenue
3rd
3rd
3rd
Avenue
Avenue
E
E
E56th
56th
56thStreet
Street
Street
1st
1st
1st
Avenue
Avenue
1st
1st
1stAvenue
Avenue
Avenue
Avenue
E
E
E
58th
58th
Street
Street
E
E
E58th
58th
58th
58thStreet
Street
Street
Street
Í
Ì
Í
Ì
Í
ÌÍ
Í
Ì
E
E
E
31st
31st
Street
Street
E
E
E31st
31st
31st
31stStreet
Street
Street
Street
York
York
YorkAvenue
Avenue
Avenue
Avenue
York
York
York
Avenue
Avenue
E
E
E59th
59th
59thStreet
Street
Street
E
E
E
57th
57th
Street
Street
E
E
E57th
57th
57th
57thStreet
Street
Street
Street
GCT
GCT
GCT
GCT
GCT
GCT
QBB
QBB
QBB
Ramp
Ramp
QBB
QBB
QBBRamp
Ramp
Ramp
Ramp
2nd
2nd
2ndAvenue
Avenue
Avenue
Avenue
2nd
2nd
2nd
Avenue
Avenue
Lexington
Lexington
Lexington
Avenue
Avenue
Lexington
Lexington
LexingtonAvenue
Avenue
Avenue
Avenue
E
E
E62nd
62nd
62nd
62ndStreet
Street
Street
Street
E
E
E
62nd
62nd
Street
Street
E
E
E61st
61st
61stStreet
Street
Street
E
E
E60th
60th
60th
60thStreet
Street
Street
Street
E
E
E
60th
60th
Street
Street
Í
Ì
Í
Ì
Í
Ì
Í
Ì
Í
Ì Í
Í
Ì
Í
Ì
Í
Ì
Í
Ì
Ì Í
E32nd
32ndStreet
Street
E
32nd
Street
E
32nd
Street
E
E
32nd
Street
2nd
2nd
2nd
Avenue
Avenue
2nd
2nd
2ndAvenue
Avenue
Avenue
Avenue
E
E
E64th
64th
64thStreet
Street
Street
E
E
E
63rd
63rd
Street
Street
E
E
E63rd
63rd
63rd
63rdStreet
Street
Street
Street
E
E
E6th
6th
6thStreet
Street
Street
E
E
E
5th
5th
Street
Street
E
E
E5th
5th
5th
5thStreet
Street
Street
Street
E
E
E4th
4th
4th
4thStreet
Street
Street
Street
E
E
E
4th
4th
Street
Street
E
E
E3rd
3rd
3rd
3rdStreet
Street
Street
Street
E
E
E
3rd
3rd
Street
Street
E
E
E2nd
2nd
2nd
2ndStreet
Street
Street
Street
E
E
E
2nd
2nd
Street
Street
et
et
eee
eet
et
S
S
Strtrtre
et
on
onS
S
S
st
ston
on
st
on
H
H
Hou
st
oust
ou
H
H
H
)XUWKHU VRXWK WKH HQWUDQFH IURP 6HFRQG $YHQXH WR WKH 4XHHQV 0LGWRZQ 7XQQHO 407 DW
WK6WUHHWLVDQRWKHUFRQVLGHUDEOHWUDIILFJHQHUDWRUWKRXJKOHVVFULWLFDOWKDQWKH4XHHQVERUR
%ULGJHDUHD7KLVLVGXHWRWKHIDFWWKDWWKHUHLVQRH[LWRQ6HFRQG$YHQXH7KHWZRHDVWHUQ
WUDIILFODQHVDUHXVHGIRUWUDIILFWXUQLQJHDVWWRWKHWXQQHOWKHUHPDLQLQJILYHODQHVFRQWDLQ
WKHVRXWKERXQGWKURXJKWUDIILF(DVWERXQGWUDIILFRQWK6WUHHWFURVVHV6HFRQG$YHQXHDQG
HLWKHUFRQWLQXHVRQWK6WUHHWRUHQWHUVWKHWXQQHO
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7XUQLQJ9ROXPHV
,QDGGLWLRQWRDOUHDG\SURYLGHGGDWDRQWUDIILFYROXPHVRQ)LUVWDQG6HFRQG$YHQXH&KDSWHU
LQIRUPDWLRQ DERXW WXUQLQJ YROXPHV DORQJ WKHVH DYHQXHV ZDV REWDLQHG E\ VHYHUDO
(QYLURQPHQWDO,PSDFW6WDWHPHQWV(,6VXFKDVWKH%HDU6WHDUQV'(,6WKHQG
6WUHHW /57 )(,6 DQG WKH 1HZ <RUN +RVSLWDO )(,6 7DEOH DQG 7KH
FRPELQHGGDWDRIDOOWKUHHVWDWHPHQWVZHUHGHILQHGDVWKH5HSUHVHQWDWLYH7XUQLQJ0RYHPHQW
570IRUWKHHQWLUH$OLJQPHQW$QDO\VLV$UHD
7DEOH9ROXPHV1RUWKDQG7XUQLQJ9ROXPHV(DVWDQG:HVWRQVW$YHQXH
1994
42nd Street LRT Line FEIS
1ST AVE at
E 40TH ST
1ST AVE at
E 42ND ST
1ST AVE at
E 43RD ST
North
1880
525
1370
AM Peak Hour
West
East
0
0
220
10
0
40
Total
1880
755
1410
North
2150
485
1395
PM Peak Hour
West
East
0
0
155
30
0
45
1997
Bear Stearns DEIS
1ST AVE at
E 42ND ST
1ST AVE at
E 48TH ST
1ST AVE at
E 49TH ST
North
2350
2255
2345
AM Peak Hour
West
East
230
5
0
155
205
15
Total
2585
2410
2565
North
2000
2400
2460
PM Peak Hour
West
East
Total PM
155
5
2160
0
55
2455
185
35
2680
1993
The New York Hospital FEIS
1ST AVE at
E 59TH ST
1ST AVE at
E 62ND ST
1ST AVE at
E 63RD ST
North
1913
2230
2502
AM Peak Hour
West
East
484
25
0
203
130
0
Total
2422
2433
2632
North
2216
2752
2336
PM Peak Hour
West
East
485
42
0
222
563
Representative Turning
1269
453
1543
Total
2150
670
1440
Total
2743
2974
2899
434
Movement (RTM)
2Q ERWK $YHQXHV WXUQLQJ YROXPHV WR WKH ZHVW DUH JHQHUDOO\ KLJKHU WKDQ WR WKH HDVW )RU
REYLRXV UHDVRQV WUDIILF RQ WKHVH PRVW HDVWHUQ $YHQXHV LV PRUH RULHQWDWHG WR WKH ZHVW
+RZHYHUWKLVDSSOLHVHYHQPRUHIRU)LUVW$YHQXHZLWKOHVVGHVWLQDWLRQVRQLWVHDVWHUO\VLGH
+LJK WXUQLQJ YROXPHV WR WKH HDVW RQ 6HFRQG $YHQXH HVSHFLDOO\ LQ WKH 30 SHDN KRXU DUH
FRQQHFWHGZLWK4XHHQVERXQGWUDIILFRYHUWKH4%%DQGWKURXJKWKH407
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7DEOH9ROXPHV6RXWKDQG7XUQLQJ9ROXPHV(DVWDQG:HVWRQQG$YHQXH
1994
42nd Street LRT Line FEIS
2ND AVE at
E 38TH ST
2ND AVE at
E 40TH ST
2ND AVE at
E 42ND ST
2ND AVE at
E 48TH ST
AM Peak Hour
South
2290
2405
2150
2732
1997
Bear Stearns DEIS
2ND AVE at
E 42ND ST
2ND AVE at
E 43RD ST
2ND AVE at
E 44TH ST
2ND AVE at
E 45TH ST
2ND AVE at
E 46TH ST
2ND AVE at
E 47TH ST
2ND AVE at
E 48TH ST
2ND AVE at
E 49TH ST
Representative Turning
East
95
160
295
100
Total
2385
2565
2670
2832
0
South
2660
2625
2340
2688
AM Peak Hour
South
2265
3050
3215
3220
3320
3340
3360
3098
1993
The New York Hospital FEIS
2ND AVE at
E 54TH ST
2ND AVE at
E 55TH ST
2ND AVE at
E 56TH ST
2ND AVE at
E 57TH ST
2ND AVE at
E 58TH ST
2ND AVE at
E 59TH ST
2ND AVE at
E 60TH ST
2ND AVE at
E 61ST ST
2ND AVE at
E 62ND ST
2ND AVE at
E 63RD ST
West
0
0
225
0
PM Peak Hour
West
260
305
0
325
0
295
0
215
East
115
115
310
150
Total
2775
2740
2800
2838
East
150
0
190
0
155
0
150
0
Total
2365
2445
2545
2420
2325
2330
2190
2210
West
0
201
0
213
0
0
114
82
0
152
East
98
0
133
0
221
776
19
0
338
0
Total
2068
2090
2027
2054
2183
2831
1843
1600
1791
1863
1907
2920
PM Peak Hour
East
215
0
155
0
135
0
165
0
Total
2740
3355
3370
3545
3455
3635
3525
3313
South
2025
2350
2355
2220
2170
2050
2040
1980
AM Peak Hour
South
3554
3395
3448
2668
2879
2866
2643
2530
2433
1855
West
0
0
150
0
West
190
95
0
200
0
280
0
230
PM Peak Hour
West
0
346
0
298
0
0
98
130
0
146
East
121
0
105
15
28
738
16
0
69
0
2643
2412
Movement (RTM)
3DJH
Total
3675
3741
3553
2981
2907
3604
2757
2660
2502
2001
South
1970
1889
1894
1841
1962
2055
1710
1518
1453
1711
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
6WUHHW/D\RXWRI)LUVWDQG6HFRQG$YHQXH
$ORQJWKHHQWLUHOHQJWKRIWKH$OLJQPHQW$QDO\VLV$UHD)LUVWDQG6HFRQG$YHQXHHDFKKDYHD
WRWDO ZLGWK RI IHHW P ([FHSW IRU WKH IRXU ODQH HLJKW EORFN ORQJ XQGHUSDVV LQ
IURQW RI WKH 81 +HDGTXDUWHU EHWZHHQ QG DQG WK 6WUHHW )LUVW $YHQXH LV D FRQWLQXRXV
VHYHQODQH VWUHHW )LYH ODQHV DUH UHVHUYHG IRU PRYLQJ WUDIILF WKH ZHVWHUQ FXUE ODQH IRU RQ
VWUHHWSDUNLQJDQGWKHHDVWHUQFXUEODQHHLWKHUIRUEXVODQHVRUSDUNLQJ6LGHZDONVRQERWK
VLGHVDUHIHHWPLQZLGWK
%HWZHHQUGDQGVW6WUHHW6HFRQG$YHQXHKDVWKHVDPHVWUHHWOD\RXWZLWKODQHV6RXWK
RIUG 6WUHHW ZLGHU VLGHZDONV RI IHHW P UHGXFH WKH QXPEHU RI ODQHV E\ WR 7KH ODQH RQ WKH HDVWHUQ FXUE SURYLGHV RQVWUHHW SDUNLQJ ZKHUHDV WKH RQH RQ WKH ZHVWHUQ
FXUE LV UHVHUYHG IRU EXV ODQHV RU SDUNLQJ $GGLWLRQDOO\ D ELNH ODQH KDV EHHQ LPSOHPHQWHG
EHWZHHQWKDQG+RXVWRQ6WUHHWOHDYLQJODQHVIRUPRYLQJWUDIILF)LJXUH
)LJXUH([LVWLQJ6WUHHW&RQILJXUDWLRQRQQGDQGVW$YHQXH
QG$YHQXHDW6W0DUN¶V3ODFH
)RUHFDVW
5UKLS
:
Lane 1
10’
3.05 m
21.5’
6.55 m
Lane 2
10’
3.05m
Lane 3
10’
3.05 m
Lane 4
10’
3.05 m
Lane 5
10’
3.05 m
Lane 6
7’10’’
2.40 m
21.5’
6.55 m
(
100’
30.48 m
VW$YHQXHDW6W0DUN¶V3ODFH
:
15’
4.57 m
Lane 1
10’
3.05 m
Lane 2
10’
3.05 m
Lane 3
10’
3.05 m
Lane 4
10’
3.05 m
100’
30.48 m
3DJH
Lane 5
10’
3.05 m
Lane 6
10’
3.05 m
Lane 7
10’
3.05 m
15’
4.57 m
(
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
3DUNLQJ
7KH QXPEHU RI OHJDO RQVWUHHW SDUNLQJ VSDFHV DQG FXUEFXWV ZDV REWDLQHG E\ ILHOG VXUYH\V
7KH UHG ]RQH EXV ODQH LQ WKH $OLJQPHQW $QDO\VLV $UHD DORQJ )LUVW DQG 6HFRQG $YHQXH UXQV
IURP UG WR WK 6WUHHW $Q DGGLWLRQDO FXUEVLGH EXV ODQH RQ 6HFRQG $YHQXH UXQV IURP WK
6WUHHWWRWK6WUHHW3HUDYHUDJHEORFNHLJKWSDUNLQJPHWHUVDUHLQVWDOOHGEORFNVZLWKEXV
VWRSV SURYLGH SDUNLQJ VSDFHV 2QVWUHHW SDUNLQJ DORQJ 6HFRQG $YHQXH IURP +RXVWRQ WR
UG 6WUHHW SURYLGHV DSSUR[LPDWHO\ SDUNLQJ VSDFHV GXULQJ SHDN KRXUV DQG GXULQJ
SHULRGVZKHQ WKH EXV ODQH LV QRW DFWLYH )LUVW $YHQXH KDV VSDFHV GXULQJ SHDN SHULRGV
RWKHUZLVH
%HVLGHVRQVWUHHWSDUNLQJ)LUVWDQG6HFRQG$YHQXHVLQFOXGHDQXPEHURISULYDWHDQGSXEOLF
SDUNLQJJDUDJHV0RVWJDUDJHHQWUDQFHVDUHRQFURVVVWUHHWVEXWD IHZ DUH ORFDWHG RQ )LUVW
DQG6HFRQG$YHQXH7KHVHDUHDFFHVVLEOHE\FURVVLQJWKHVLGHZDONFRPLQJIURPWKH$YHQXH
WKHUHIRUH FXUEFXWV ZHUH EXLOW 0DS JLYHV DQ RYHUYLHZ RI DOO FXUEFXWV RQ )LUVW DQG
6HFRQG $YHQXH LQ WKH $OLJQPHQW $QDO\VLV $UHD 7KH ORFDWLRQ RI FXUEFXWV LV DQ LPSRUWDQW
IDFWRU EHFDXVH WKH\ UHSUHVHQW DGGLWLRQDO WUDFN FURVVLQJV E\ YHKLFOHV $SSURSULDWH VROXWLRQV
DQGLISRVVLEOHDYRLGDQFHRIWKHVHFURVVLQJVDUHLPSRUWDQWHOHPHQWVIRUVXFFHVVIXORSHUDWLRQ
RI/57
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
0DS&XUEFXWVRQVWDQGQG$YHQXH
Curbcuts along 1st
and 2nd Avenuue
Curbcut
0DS/DQG8VHDORQJ)LUVWDQG6HFRQG$YHQXH
3DJH
&XUEFXW
'HVFULSWLRQ
(
3DUNLQJ
(
(QWUDQFHIRU
+RVSLWDO
(
(QWUDQFH
(
(QWUDQFH1<8
0HGLFDO&HQWHU
(
3DUNLQJ
(
5DPSIRU+RVSLWDO
:
%LJ3DUNLQJ
*DUDJH
:
3DUNLQJ
:
5DSLG3DUN*DUDJH
(
3DUNLQJ*DUDJH
(
3DUNLQJ
(
%XVLQHVV*DUDJH
(
0RELO*DV6WDWLRQ
:
(QWUDQFH0DUOERUR
+RXVH
:
3ULYDWH*DUDJH
:
2QH&DU3DUNLQJ
/RW
:
%XVLQHVV3DUNLQJ
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
/DQG8VH3DWWHUQ
,QJHQHUDOERWK$YHQXHVKDYHD
YHU\ GLYHUVH ODQGXVH SDWWHUQ
$ERXW RI WKH EORFNV
IURQWLQJ QG $YHQXH DUH XVHG
IRU
D
PL[WXUH
RI
UHWDLO
EXVLQHVVHV DQG UHVLGHQFHV $
IXUWKHUDUHFDWHJRUL]HGDV
RIILFH RU LQVWLWXWLRQDO XVH 0RVW
RI WKH UHPDLQLQJ DUH
FXOWXUDO VSRUW DQG UHFUHDWLRQDO
IDFLOLWLHV
)RU )LUVW $YHQXH D
ORZHU
SHUFHQWDJH IRU UHWDLO
UHVLGHQFH EORFNV ZDV QRWHG
0RUHEORFNVDUHXVHGIRURIILFHV
DQG E\ LQVWLWXWLRQV DV
ZHOO DV IRU UHVLGHQWLDORQO\
FRPSDUHGWRQG$YHQXH
)LHOG VXUYH\V VKRZHG WKDW WKH
UHWDLOUHVLGHQWLDO XVH LV PRUH
OLNHO\ WR EH GHOLYHU\ LQWHQVH
PRUH JRRGV PRYHPHQW WKDQ
Land Use on First and
Second Avenue
RWKHUV
Retail Residential Mixture
)LQDOO\ WKH QXPEHU RI VWUHHW
Culture
FDIpV ZDV FRXQWHG QG $YHQXH
Sport, Playground
KDV DQG VW $YHQXH RQO\ Park
7KLVFRQILUPVQG$YHQXHDVWKH
Institutional
Office
Residential only
Industrial, Traffic Space
3DJH
PRUHSHGHVWULDQIULHQGO\
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
'HVFULSWLRQDQG,PSDFWVRI$OLJQPHQW$OWHUQDWLYHV
'XHWRWKHQHFHVVDU\OLPLWDWLRQRIERWKWLPHDQGUHVRXUFHVDYDLODEOHIRUWKLVVWXG\ D ODUJH
QXPEHU RI SRVVLEOH /57 DOLJQPHQWV DORQJ )LUVW DQGRU 6HFRQG $YHQXH ZDV QDUURZHG GRZQ
EDVHGRQWKHIROORZLQJFULWHULD
1. 7KH (DVW 6LGH /57 DOLJQPHQWV DOWHUQDWLYHV VKRXOG UDQJH EHWZHHQ EHLQJ HLWKHU VHPL
H[FOXVLYHZKHQ VKDULQJ WKH VWUHHW ZLWK RWKHU YHKLFOHV RU QRQH[FOXVLYH LQ D SHGHVWULDQ
PDOO ,Q WKH FDVH RI D SDUDOOHO URDGZD\ WKH VWUHHW ULJKWRIZD\ LV VHSDUDWHG E\ D
PRXQWDEOHFXUE
2. 6HPL([FOXVLYH $OLJQPHQWV VKRXOG EH GHVLJQHG LQ VXFK D IDVKLRQ VR DV WR PLQLPL]H WKH
ORVV RI URDGZD\ FDSDFLW\ WR JXDUDQWHH IUHH IORZLQJ WUDIILF DQG WKHUHE\ SURYLGH D KLJKHU
SRWHQWLDOVSHHGIRUWKH/57/LQH
3. 7KH (DVW 6LGH /57 /LQH VKRXOG KDYH GLUHFW DFFHVV IURP DW OHDVW RQH VLGHZDON &XUE
WUDQVLWZD\VFDXVHIHZHUWUDIILFLPSDFWVDQGSHGHVWULDQYHKLFXODUVDIHW\LPSDFWVWKDQGR
IDFLOLWLHVSODFHGLQWKHPHGLDQRIDURDGZD\)XUWKHUPRUHDFFHVVLELOLW\IRUSDVVHQJHUVLV
PRUH FRQYHQLHQW DQG WKH FRVW RI FRQVWUXFWLQJ FXUE IDFLOLWLHV LV OHVV WKDQ WKH FRVW IRU
PHGLDQIDFLOLWLHV
1
4. $ KLJK SULRULW\ LV SODFHG RQ WKH DYRLGDQFH RI WUDIILF FURVVLQJ WKH ULJKW RI ZD\ 9HKLFOHV
DQG3HGHVWULDQV
5. &RQWUDIORZ ODQHV ZHUH QRW LQFOXGHG IRU WKH RQHZD\SDLU DOLJQPHQW GXH WR SHGHVWULDQ
VDIHW\FRQFHUQV
1
1<&'27S
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW2QH:D\3DLU$OLJQPHQW
)LUVW $YHQXH 3RVLWLRQLQJ DORQJ WKH HDVWHUQ FXUE RI )LUVW $YHQXH DSSHDUV PRUH SUDFWLFDO
UHJDUGLQJWKH5HSUHVHQWDWLYH7XUQLQJ0RYHPHQWV570ZKLFKDUHWKUHHWLPHVKLJKHUWRWKH
ZHVW WKDQ WR WKH HDVW 7DEOH 7KH ODUJHU QXPEHU RI FXUEFXWV LQFOXGLQJ VRPH
LPSRUWDQW YHKLFOHV HQWUDQFHV WR KRVSLWDOV RQ WKH HDVW VLGH VL[ FRPSDUHG WR WKH $YHQXH¶V
ZHVW VLGH WKUHH LV PRUH WKDQ RIIVHW E\ WKH RFFXUUHQFH RI IHZHU FURVVWRZQ VWUHHWV RQ WKH
HDVWHUQVLGHWKDQRQWKHZHVWHUQVLGH
6HFRQG$YHQXH,QDGGLWLRQWRDVRPHZKDWKLJKHU5HSUHVHQWDWLYH7XUQLQJ0RYHPHQW
570WRWKHHDVWRQ6HFRQG$YHQXHFULWLFDOORFDWLRQVVXFKDVWKH4XHHQVERUR%ULGJHUDPS
DQGWKHHQWUDQFHWRWKH4XHHQV0LGWRZQ7XQQHOZLWKH[WUHPHO\KLJKHDVWHUQWXUQVGLFWDWH
DQ DOLJQPHQW DORQJ WKH ZHVWHUQ FXUE 7KH DPRXQW RI FXUEFXWV RQ HDFK VLGH LV HTXDO ZLWK
IRXU
9DULDWLRQVOLNHDQ/57$OLJQPHQWVLPLODUWRWKHSURSRVHG1HZ<RUN%XV/DQHVDUHUHDVRQDEOH
+RZHYHU WKH\ ZHUH H[FOXGHG EHFDXVH RI D KLJKHU ORVV RI URDGZD\ FDSDFLW\ 7KLV YDULDWLRQ
ZRXOG UHVHUYH D VHFRQG ODQH RQ 6HFRQG $YHQXH IRU WKH WUDQVLW ULJKWRIZD\ 7KH DGGLWLRQDO
VSDFHEHWZHHQWKHVLGHZDONDQGWKHWUDFNVZRXOGEHXVHGIRUVWDWLRQSODWIRUPVDQGDOORZLQJ
SDUNLQJDORQJEORFNVZLWKRXWVWDWLRQVZKLFKZRXOGUHTXLUHWUDFN FURVVLQJV IRU SDUNLQJ 7KH
GHFUHDVHRIWKURXJKWUDIILFFDSDFLW\UHVXOWVIURPWKHQHHGIRUDULJKWWXUQLQJODQHRQRQHRI
WKHWKURXJKWUDIILFODQHV
6XPPDUL]HGWKH2QH:D\3DLU$OLJQPHQWZRXOGSURYLGH/57VHUYLFHLQDVLPLODUZD\ZKLFK
WKH 0 EXV GRHV WRGD\ 6RXWKERXQG WUDFNV ZRXOG UXQ DORQJ WKH ZHVWHUQ FXUE RI 6HFRQG
$YHQXH ZKLOH QRUWKERXQG WUDFNV UXQ DORQJ WKH HDVWHUQ FXUE RI )LUVW $YHQXH ([LVWLQJ EXV
ODQHVRQERWK$YHQXHVZRXOGEHFRQYHUWHGWRDQ/57WUDQVLWZD\6WDWLRQVZRXOGEHORFDWHG
RQWKHH[LVWLQJVLGHZDONVWKHVDPHZD\WRGD\¶V0EXVVWDWLRQVDUHDUUDQJHG
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW6WUHHW&RQILJXUDWLRQ
2Q6HFRQG$YHQXH/DQHLVFRQWLQXRXVO\XVHGIRUWKH/57ULJKWRIZD\/DQHVWR ZLOO
JHQHUDOO\ EH XVHG IRU WKURXJK WUDIILF 7R HQVXUH VDIH DQG HIILFLHQW /57 VHUYLFH D VHSDUDWH
VLJQDO IRU ULJKW ZHVW WXUQLQJ WUDIILF KDV WR EH LQVWDOOHG WKHUHIRUH /DQH LV UHVHUYHG IRU
ULJKW WXUQV IRU KDOI WKH OHQJWK DORQJ EORFNV IROORZHG E\ ZHVWERXQG FURVVVWUHHWV 7KH
UHPDLQLQJVHJPHQWVRI/DQHDUHUHVHUYHGIRURQVWUHHWSDUNLQJ/HIWHDVWWXUQLQJWUDIILF
RQ6HFRQG$YHQXHZLOOQRWEHDIIHFWHGE\WKHRQHZD\SDLU/57DOLJQPHQW7KHDGGLWLRQDOWK
ODQH RQ 6HFRQG $YHQXH EHWZHHQ QG DQG UG 6WUHHW RSHQV ODQH IRU PRYLQJ WUDIILF
)XUWKHURQVWUHHWSDUNLQJLVSRVVLEOHRQWKHIDUHDVWODQHHLWKHUODQHRU,WLVLQWHQGHGWR
LPSOHPHQW ELNH ODQHV DQGRU ZLGHQLQJ RI VLGHZDONV DORQJ EORFNV ZKLFK UHTXLUH OHVV WUDIILF
FDSDFLW\ %LNH ODQHV LI GHVLUHG DUH EHVW DGGHG RQ WKH RSSRVLWH VLGH RI WKH DYHQXH IURP WKH
2
/57/LQHEHFDXVHRIWKHSRWHQWLDOULVNRIWKHPRXQWDEOHFXUE
)LJXUH7KH2QH:D\3DLU$OLJQPHQWRQQGDQGVW$YHQXH
QG$YHQXH
:
(
Lane 1
Lane 2
Lane 3
Lane 4
Lane 5
Lane 6
VW$YHQXH
:
(
Lane 1
Lane 2
Lane 3
Lane 4
2
0F1DPDUD
3DJH
Lane 5
Lane 6
Lane 7
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
2Q )LUVW $YHQXH /DQH ZLOO EH XVHG IRU WKH /57 ULJKW RI ZD\ /DQHV WR DUH JHQHUDOO\
XVHG WKH VDPH ZD\ WKHUH DUH DV WKH\ DUH WRGD\ PDLQO\ IRU WKURXJK WUDIILF $ORQJ EORFNV
IROORZHGE\DQHDVWERXQGFURVVWRZQVWUHHW/DQHLVUHVHUYHGIRUHDVWULJKWWXUQLQJWUDIILF
ZLWKVHSDUDWHVLJQDOV7KHUHPDLQLQJVHFWLRQVRI/DQHDUHGHGLFDWHGWRSDUNLQJ
$OLJQPHQW/573HUIRUPDQFH
7R JXDUDQWHH DQ HIILFLHQW WUDQVLW VHUYLFH DORQJ 0DQKDWWDQ $YHQXHV WKH KLJK GHQVLW\ RI
VLJQDOHG LQWHUVHFWLRQV KDV WR EH WDNHQ LQWR FRQVLGHUDWLRQ 7R SURYLGH IDVWHU WUDIILF IORZV
FXUUHQW1HZ<RUN&LW\VLJQDOVDORQJRQHZD\DYHQXHVKDYHEHHQGHVLJQHGWREHSURJUHVVLYH
7KHVH ³JUHHQ ZDYHV´ ZLWK VSHHGV VHW DW PSK NPK DORQJ ERWK )LUVW DQG 6HFRQG
$YHQXH SHUPLW YHKLFOHV WR GULYH D PXFK ORQJHU GLVWDQFH ZLWKRXW VWRSSLQJ WKDQ ZRXOG
UDQGRPRUVLPXOWDQHRXVVLJQDOFRQILJXUDWLRQV$VLPSOHDGMXVWPHQWRIWKHJUHHQZDYHWRWKH
DYHUDJH VSHHG RI WKH /59V RI PSK NPK ZRXOG QRW EH DFFHSWDEOH IRU YHKLFXODU
WUDIILF
,Q )LJXUH WKH JUHHQ DQG WKH UHG OLQHV VKRZ VLJQDO VZLWFKLQJ HLWKHU JUHHQ RU UHG
GHSHQGLQJRQWLPHDQGORFDWLRQ)RUPRGHOLQJWKH/57SHUIRUPDQFHDVWRSIUHTXHQF\RI
PIHHWRUHYHU\WKEORFNDQGDVLJQDOUHOLDQFHLQGHSHQGHQWIURPWKHORFDWLRQGXHWR
H[WUHPHO\KLJKVLJQDOGHQVLW\ZDVDVVXPHG
)RUDEORFNGLVWDQFHRIPLOHVNPLQFOXGLQJVWRSVWKHUXQQLQJWLPHLQFUHDVHV
E\ PLQXWHV IURP PLQXWHV OLODF SHUIRUPDQFH OLQH WR PLQXWHV LI WKH /57 OLQH
ZRXOGRSHUDWHZLWKWKHH[LVWLQJVLJQDOFRQILJXUDWLRQEOXHSHUIRUPDQFHOLQH7KHUHIRUHWKH
UXQQLQJ WLPH IURP WK WR +RXVWRQ 6WUHHW ZRXOG EH DSSUR[LPDWHO\ PLQXWHV PLQXWHV
ORQJHUWKDQWKHRSWLPDOUXQQLQJWLPHRIPLQXWHVDVVXPLQJDVHFRQGGZHOOWLPH
$SRVVLEOHPRGLILFDWLRQRIWKHH[LVWLQJVLJQDOFRQILJXUDWLRQLQIDYRUIRUWKH/57V\VWHPFRXOG
EH DQ LQFUHDVH RI WKH JUHHQ ZDYH VSHHG XS WR D K\SRWKHWLFDO PV PSK FRPELQHG
ZLWKDORQJHUJUHHQSKDVHRIV7KHVLJQDOWLPHF\FOHZRXOGUHPDLQVHFRQGV$VVKRZQ
LQ )LJXUH WKLV FRQILJXUDWLRQ ZRXOG SURYLGH RSWLPDO /57 SHUIRUPDQFH DVVXPLQJ LGHDO
FLUFXPVWDQFHV7KHGHFUHDVHRIWKHJUHHQSKDVHIRUFURVVWRZQWUDIILFDQGSHGHVWULDQVFRXOG
EHFRPSHQVDWHGZLWKIOH[LEOHFRQILJXUDWLRQVSURYLGLQJDGGLWLRQDOJUHHQWLPHZKHQQR/59LV
H[SHFWHGWRFURVVWKHVHVWUHHWV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
)OH[LELOLW\ RI WKHVH FRQILJXUDWLRQV LV DOVR LPSRUWDQW IRU /57 VLJQDO SUHHPSWLRQ DOORZLQJ WKH
/59GULYHUWRH[WHQGWKHJUHHQRUUHGXFHWKHUHGSKDVHIRUDFRXSOHRIVHFRQGVLIKHLVIDOOLQJ
EHKLQGWKHJUHHQZDYHGXHWRORQJHUVWDWLRQGZHOOWLPHVRUVHUYLFHLQWHUUXSWLRQV
)LJXUH/57DQGWKHH[LVWLQJ³*UHHQ:DYH´RQVWDQGQG$YHQXH
)LJXUH/57DQGSRVVLEOH³*UHHQ:DYH´FRQILJXUDWLRQRQVWDQGQG$YHQXH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW9HKLFXODU7UDIILF
9HKLFXODUWUDIILFRQERWKDYHQXHVZLOOEHHIIHFWHGKRZHYHUUHGXFWLRQLQFDSDFLW\IRUWKURXJK
WUDIILF LV LQVLJQLILFDQW DQG UHVXOWV IURP D ORVV RI FDSDFLW\ IRU ULJKW WXUQLQJ WUDIILF RQ ERWK
DYHQXHV $VVXPLQJ D FRQVHUYDWLYH FDSDFLW\ RI YHKLFOHV SHU KRXU YSK SHU ODQH IRU
WKURXJK WUDIILF DQG DQ DYHUDJH RI YSK IRU WKH IDU ULJKW DQG OHIW ODQH ZLWK FRPELQHG
WKURXJKDQGWXUQLQJWUDIILFRQ0DQKDWWDQ¶VRQHZD\DYHQXHVFDSDFLW\IRUWKURXJKWUDIILFRQ
6HFRQG $YHQXH ZLOO UHPDLQ YSK EHWZHHQ UG DQG UG 6WUHHW DQG YSK VRXWK RI
UG6WUHHW)LUVW$YHQXH¶VWKURXJKWUDIILFFDSDFLW\ZLOOEHYSKIRUWKHHQWLUHOHQJWK
,QWKH$OLJQPHQW$QDO\VLV$UHDULJKWWXUQVRQ6HFRQG$YHQXHDQGULJKWWXUQVRQ)LUVW
$YHQXHZRXOGEHHIIHFWHGE\VHSDUDWHVLJQDOLQJUHGXFLQJWKHJUHHQSKDVHE\LQIDYRU
IRUWKH/57OLQHGXULQJWKHSHDNSHULRGDVVXPLQJPLQXWHKHDGZD\
$OLJQPHQW2Q6WUHHW3DUNLQJ
$ERXWRIODQHRQ6HFRQG$YHQXHDQGRIODQHRQ)LUVW$YHQXHLVHLWKHUUHVHUYHG
IRU /57 VWDWLRQV RU ULJKW WXUQLQJ ODQHV 7KH UHPDLQLQJ RQ 6HFRQG DQG RQ )LUVW
$YHQXHLVXVHGIRURQVWUHHWSDUNLQJ
7KHORVVRIRQVWUHHWSDUNLQJVSDFHVLVDERXWRQHDFKDYHQXHFRPSDUHGWRWRGD\ZKHQ
WKHGHGLFDWHGEXVODQHLVQRWLQHIIHFW'XULQJWKHSHDNSHULRGDVVXPLQJWRGD\¶VEXVODQHV
DUH HQIRUFHG WKH ORVV RI SDUNLQJ RQ 6HFRQG $YHQXH LV DSSUR[LPDWHO\ DQG RQ )LUVW
$YHQXHDERXWVSDFHV$OWRJHWKHUWKHUHZLOOEHWROHVVSDUNLQJVSDFHV
$OLJQPHQW*RRGV0RYHPHQW
EORFNVRQWKHZHVWVLGHRI6HFRQG$YHQXHDQGEORFNVRQWKHHDVWVLGHRI
)LUVW $YHQXH DUH LGHQWLILHG DV GHOLYHU\ LQWHQVLYH $VVXPLQJ WKH DELOLW\ WR ORDG DQG XQORDG
JRRGVLQ/DQHKDQGFDUWLQJGLVWDQFHZRXOGGRXEOH IRU GHOLYHULHV WR FRQVLJQHHV DORQJ WKH
ZHVW VLGH RI 6HFRQG $YHQXH DQG WKH HDVW VLGH RI )LUVW $YHQXH 'HOLYHU\ GLVWDQFHV WR
FURVVWRZQVWUHHWVDUHLQVLJQLILFDQWO\KLJKHU
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$QLQKHUHQWSUREOHPIRUWKHVHGHOLYHULHVLVWKHQHHGWRPRYHJRRGVDORQJWKHPRYLQJWUDIILF
ODQHV ZKLFK PLJKW EORFN PRYLQJ YHKLFOHV DQG GHFUHDVH FDSDFLW\ ,I ODQH LV UHVHUYHG IRU
PRYLQJ WUDIILF RQO\ WKH KDQG FDUWLQJ GLVWDQFH ZRXOG LQFUHDVH E\ DQ DYHUDJH RI DVVXPLQJWKDWWUXFNVSDUNRQ/DQHRQWKHRSSRVLWHVLGHRI6HFRQG$YHQXHDQG/DQHRQ
)LUVW$YHQXHUHVSHFWLYHO\
$OLJQPHQW&XUEFXWV
$W ORFDWLRQV DORQJ ERWK $YHQXHV YHKLFOHV DFFHVVLQJ HQWUDQFHV WR SDUNLQJ JDUDJHV RU
GULYHZD\V ZRXOG KDYH WR FURVV D VLQJOH /57 WUDFN $IIHFWHG FXUEFXWV LQFOXGH LPSRUWDQW
HQWUDQFHVWR+RVSLWDOVDQGSDUNLQJJDUDJHV
$OLJQPHQW6XEZD\&RQQHFWLRQ
7KH)WUDLQVWDWLRQDW+RXVWRQ6WUHHWLVDFFHVVLEOHIURP)LUVWDQG6HFRQG$YHQXHWKHUHIRUHLW
ZRXOG KDYH D IXOO FRQQHFWLRQ WR WKH (DVW 6LGH /57 /LQH $W WK 6WUHHW WKH / WUDLQ VWDWLRQ
ZRXOGEHGLUHFWO\DFFHVVLEOHIURPQRUWKERXQG/57VWDWLRQVRQ)LUVW$YHQXHVRXWKERXQG/57
VHUYLFHLVRQHEORFNDZD\
%XLOGLQJ QHZ HDVWHUQ HQWUDQFHV RI WKH ( DQG ) WUDLQ DW WKH /H[LQJWRQ $YHQXH VWDWLRQ FRXOG
SURYLGH D FRQYHQLHQW VXEZD\ FRQQHFWLRQ IRU VRXWKERXQG /57 VHUYLFH RQ 6HFRQG $YHQXH
+RZHYHU IRU DOO RWKHU FRQQHFWLRQV D ZDONLQJ GLVWDQFH RI RQH RU WZR EORFNV LV QHFHVVDU\
ZLWKRXWPDMRUVXEZD\VWDWLRQUHFRQVWUXFWLRQ
$OLJQPHQW)XWXUH6HFRQG$YHQXH6XEZD\,QWHUIDFH
$QLQWHUIDFHZLWKDIXWXUH6HFRQG$YHQXH6XEZD\LVSRVVLEOHLQVRXWKERXQGGLUHFWLRQRQO\
)RU FKDQJHV EHWZHHQ WKH 6HFRQG $YHQXH 6XEZD\ DQG WKH QRUWKERXQG /57 /LQH RQ )LUVW
$YHQXHSDVVHQJHUVDUHFRQIURQWHGZLWKDPLQLPXPZDONLQJGLVWDQFHRIIHHWP
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW&RVW
&RQVWUXFWLRQ&RVWIRUWKHHQWLUHVHJPHQWRQ6HFRQGDQG)LUVW$YHQXHEHWZHHQ+RXVWRQDQG
WK 6WUHHW LV VRPHZKDW KLJKHU WKDQ D WUDGLWLRQDO WZRZD\SDLU DOLJQPHQW EHFDXVH WZR
VHSDUDWH HIIRUWV DUH UHTXLUHG $ GHWDLOHG OLVW RI FRQVWUXFWLRQ FRVWV LV LQFOXGHG LQ &KDSWHU
,QRUGHUWRUHDOL]HDPLQXWHKHDGZD\DVVXPLQJVLJQDOSUHHPSWLRQIRUWKH/57/LQH
/59VZLOOQHHGWREHSXUFKDVHGDWDQHVWLPDWHGFRVWRIPLOOLRQSHUYHKLFOH
$OLJQPHQW6DIHW\
$ SRWHQWLDO IRU FROOLVLRQ EHWZHHQ /59V DQG RWKHU YHKLFOHV H[LVWV SULPDULO\ DW ULJKW WXUQ
ORFDWLRQV +RZHYHU WKH VHSDUDWH VLJQDO IRU WKH ULJKW WXUQLQJ WUDIILF VKRXOG PLQLPL]H WKLV
FRQIOLFWDQGJXDUDQWHHDIUHHIORZLQJ/57VHUYLFH
6LGHZDONVERUGHULQJWKH/57WUDFNVDUHDGDQJHUVSRWIRUSHGHVWULDQVHVSHFLDOO\DORQJEORFNV
ZHUH WKH /59 UXQV ZLWK PSK NPK VSHHGV )RU WKHVH ORFDWLRQV DSSURSULDWH IHQFLQJ
KDUPRQL]LQJ ZLWK WKH DIIHFWHG QHLJKERUKRRGV LV DQ HIIHFWLYH SURWHFWLRQ $GGLWLRQDO VDIHW\
LQVWDOODWLRQV DW SHGHVWULDQ FURVVLQJV DUH HVVHQWLDO FRQVLGHULQJ WKDW PDQ\ 1<& SHGHVWULDQV
LJQRUHVLJQDOVDQGDUHQRWDFFXVWRPHGWRDQ\NLQGRIVXUIDFHUDLOZD\
%LNHODQHVSRVLWLRQHGRQWKHRSSRVLWHVLGHRIWKH/57OLQHDYRLGDQ\FRQIOLFWVZLWKLWVWUDFNV
RU PRXQWDEOH FXUE &URVVLQJ WUDFNV DW FURVVWRZQ VWUHHWV QRUPDOO\ RFFXUV DW DQJOH RI ƒ
ZKLFKLVUHODWLYHO\VDIH
$OLJQPHQW3HGHVWULDQ6SDFH
%HFDXVH RI WKH VWDWLRQV EHLQJ ORFDWHG RQ WKH H[LVWLQJ VLGHZDONV WKHUH ZLOO EH VRPH ORVV RI
SHGHVWULDQ VSDFH $V FRPSDUHG WR H[LVWLQJ EXV VWRSV ZDLWLQJ SDVVHQJHUV ZLOO VSUHDG DORQJ
WKHVLGHZDONIRUWKHHQWLUHEORFNLQRUGHUWRERDUGWKHIHHWPORQJ/59VLQVWHDGRI
EXQFKLQJDWDVPDOOEXVVWRS
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW/DQG8VH
7KH VRXWKERXQG /57 VHUYLFH RQ 6HFRQG $YHQXH ILWV ZHOO ZLWK WKH H[LVWLQJ ODQG XVH PL[ RI
UHWDLODQGUHVLGHQWLDO7KLVSOHDVDQWZDONLQJHQYLURQPHQWZRXOGEHDFFRPSOLVKHGE\VXUIDFH
WUDQVLW 5XQQLQJ QRUWKERXQG WKH /57 OLQH VHUYHV OHVV SHGHVWULDQ IULHQGO\ )LUVW $YHQXH
WKRXJKLWSURYLGHVDFFHVVWRDQGIURPPDMRUUHVLGHQWLDOFRQFHQWUDWLRQVOLNH6WX\YHVDQW7RZQ
DQGODUJHLQVWLWXWLRQVVXFKDVWKH8QLWHG1DWLRQV+HDGTXDUWHUVDQGVHYHUDOPDMRUKRVSLWDOV
$OLJQPHQW6WDWLRQ$FFHVVLELOLW\
$FFHVVLELOLW\ WR /57 VWDWLRQV LV DERXW WKH VDPH DV WKH FXUUHQW DFFHVVLELOLW\ WR EXV VWRSV
/RQJHU GLVWDQFHV EHWZHHQ /57 VWRSV DUH FRPSHQVDWHG WR VRPH H[WHQW E\ ORQJHU /57
VWDWLRQVFRPSDUHGWRFRQFHQWUDWHGEXVVWRSV
$OLJQPHQW(DVW6LGH/LYDELOLW\
%HVLGHV WKH EHQHILWV RI D TXLHW DQG HIILFLHQW ]HUR HPLVVLRQ WUDQVLW VHUYLFH FRXSOHG ZLWK WKH
UHGXFWLRQ RI PDMRU QHJDWLYH LPSDFWV RI WKH H[LVWLQJ EXV VHUYLFH OLYDELOLW\ RQ WKH (DVW 6LGH
ZLOOLQFUHDVHDVUHVLGHQWVDQGYLVLWRUVDOLNHDUHDEOHWRDYDLOWKHPVHOYHVRIWKHDWWUDFWLYH/57
PRGH 6\QHUJLVWLF HIIHFWV RI HIILFLHQW VXUIDFH WUDQVLW SHGHVWULDQ DPHQLWLHV DQG ORFDO
DWWUDFWLRQVZLOOKHOSWKH(DVW6LGHWRZDUGEHFRPLQJDKHDOWK\UHYLWDOL]HGXUEDQHQYLURQPHQW
8QIRUWXQDWHO\ WKRXJK YHKLFXODU WUDIILF YROXPHV ZLOO UHPDLQ DW WKH VDPH OHYHO ZLWK WKHLU
DWWHQGDQWQHJDWLYHLPSDFWV%XWSHUFHLYHGEHQHILWVDQGLPSURYHPHQWVIRUWKH(DVW6LGHDVD
IXQFWLRQ RI WKH /57 FRQVWUXFWLRQ ZLOO EH VLJQLILFDQW DQG ZLOO RXWZHLJK QHJDWLYH DVSHFWV WKDW
DULVH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW7ZR:D\7UDQVLW:D\$OLJQPHQWRQ)LUVW$YHQXH
6LQFH QRUWKERXQG WUDIILF RQ )LUVW $YHQXH LV RQH ZD\ D ULJKW KDQG UXQQLQJ /57 /LQH ZRXOG
KDYHWRUXQDORQJWKHZHVWHUQFXUE7KRXJKWXUQLQJPRYHPHQWVWRWKHHDVWDUHOHVVWKDQWR
WKH ZHVW DV VKRZQ XQGHU WKLV ³ZLWKIORZ´ DOLJQPHQW ZDV FKRVHQ FRQVLGHULQJ
KRVSLWDO HQWUDQFHV RQ WKH HDVW VLGH RI )LUVW $YHQXH WR ZKLFK WUDFNV ZRXOG KDYH WR EH
FURVVHG
$OLJQPHQW6WUHHW&RQILJXUDWLRQ
$VVKRZQLQ)LJXUHDQG/DQHV DQG DUH FRQWLQXRXVO\ HPSOR\HG IRU WKH /57
ULJKWRIZD\ DQG /DQH LV WDNHQ IRU QRUWKERXQG VWDWLRQV $ORQJ WKRVH EORFNV ZLWKRXW
VWDWLRQV KDOI WKH OHQJWK RI WKLV ODQH LV XVHG IRU OHIW ZHVW WXUQV ZKLFK DUH FRQWUROOHG E\
VHSDUDWH VLJQDOV WKH RWKHU KDOI UHPDLQV IRU RQVWUHHW SDUNLQJ DV ZHOO DV WKH HQWLUH /DQH DORQJ WKRVH EORFNV IROORZHG E\ HDVWERXQG FURVVWRZQ VWUHHWV /DQHV WR DUH PDLQO\
GHVLJQDWHGIRU WKURXJK WUDIILF /DQH DOVR IRU ULJKW HDVW WXUQV /DQH SURYLGHV RQVWUHHW
SDUNLQJVSDFHV
)LJXUH7ZR:D\7UDQVLW:D\$OLJQPHQWRQVW$YHQXHZLWK6WDWLRQ
:
(
Lane 1
Lane 2
Lane 3
Lane 4
Lane 5
Lane 6
Lane 7
)LJXUH7ZR:D\7UDQVLW:D\$OLJQPHQWRQVW$YHQXHZLWKRXW6WDWLRQ
:
(
Lane 1
Lane 2
Lane 3
Lane 4
3DJH
Lane 5
Lane 6
Lane 7
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW/573HUIRUPDQFH
8QOLNH WKH SUHYLRXV DOLJQPHQW $OLJQPHQW $OWHUQDWLYH KDV WR GHDO ZLWK DQ DGGLWLRQDO
VRXWKERXQGFRQWUDIORZODQHDORQJWKHZHVWHUQFXUERI)LUVW$YHQXH7KHUHIRUHWKHH[LVWLQJ
QRUWKERXQGSURJUHVVLYHVLJQDOFRQILJXUDWLRQDORQJ)LUVW$YHQXHFRQWUDGLFWVWKHSHUIRUPDQFH
RI VRXWKERXQG /57 VHUYLFH DQG LW ZLOO EH QHFHVVDU\ WR FKDQJH WKH VLJQDO FRQILJXUDWLRQ WR D
VLPXOWDQHRXV ELGLUHFWLRQDO RQH ZKLFK LV PRUH IDYRUDEOH IRU WKH /57 /LQH EXW \HW VWLOO
DFFHSWDEOHIRUQRUWKERXQGYHKLFXODUWUDIILF
)LJXUHVKRZVDSRVVLEOHVLJQDO FRQILJXUDWLRQ ZLWK ZKLFK RSWLPDO /57 VHUYLFH FRXOG EH
SURYLGHG$VVXPLQJDVWDWLRQIUHTXHQF\RIEORFNVIRUH[DPSOHIURPWKWRWK6WUHHWWKH
VLJQDO WLPH F\FOH ZRXOG EH DGMXVWHG WR WKH /57 SHUIRUPDQFH DQG ZRXOG EH VHFRQGV
LQVWHDGRIVHFRQGV
)LJXUH3RVVLEOHVLPXOWDQHRXVVLJQDOFRQILJXUDWLRQ
F\FOHWLPHVJUHHQWLPHV
,QWKLVFDVH/57KHDGZD\VZLWKLQWKLVF\FOHZRXOGUHVXOWLQ D WKHRUHWLFDO PLQ KHDGZD\
ZLWK/59VDSSURDFKLQJLQWHUVHFWLRQVHYHU\UGVLJQDOF\FOH7KHUHGSKDVHJHQHUDOO\ZRXOGEH
VHFRQGV JXDUDQWHHLQJ DOPRVW WKH VDPH JUHHQ WLPH SHU KRXU IRU FURVVWRZQ VWUHHW DQG
SHGHVWULDQWUDIILF
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$GGLWLRQDOO\ DW RXW RI WKH LQWHUVHFWLRQV DOPRVW IOH[LEOH VLJQDO FRQILJXUDWLRQV
ZRXOGKDYHWREHLQVWDOOHG$WWKHVHORFDWLRQVHYHU\UGUHGSKDVHKDVWREHVKRUWHQHGDQG
FRXOGEHFRPSHQVDWHGGXULQJWKHUHPDLQLQJWZRVLJQDOF\FOHVDWZKLFKWLPHQR/59VZRXOG
EHSUHVHQW
,UUHJXODU VWRS IUHTXHQF\ YDU\LQJ IURP WKUHH WR ILYH EORFN LQWHUYDOV DORQJ PRVW RI WKH
DOLJQPHQWUHTXLUHVIXUWKHUPRGLILFDWLRQV,QWHOOLJHQW7UDQVSRUWDWLRQ6\VWHP,76WHFKQRORJ\
FRXOG SURYLGH RSWLPDO /57 VHUYLFH IRU WKLV DOLJQPHQW ZLWK D UXQQLQJ WLPH IURP WK WR
+RXVWRQ6WUHHWRIPLQXWHV
$OLJQPHQW9HKLFXODU7UDIILF
&DSDFLW\ RI )LUVW $YHQXH LV GHFUHDVHG E\ YSK IURP WRGD\¶V FDSDFLW\ YSK WR
YSK ,Q WKH $OLJQPHQW $QDO\VLV $UHD OHIW ZHVW WXUQV RQ )LUVW $YHQXH ZRXOG EH
HIIHFWHG E\ VHSDUDWH VLJQDOLQJ UHGXFLQJ WKH JUHHQ SKDVH E\ LQ IDYRU WKH /57 /LQH
GXULQJWKHSHDNSHULRGPLQKHDGZD\
$OLJQPHQW2Q6WUHHW3DUNLQJ
$ERXW RI /DQH LV HLWKHU UHVHUYHG IRU /57 VWDWLRQV RU OHIW ZHVW WXUQLQJ ODQHV 7KH
UHPDLQLQJDUHXVHGIRURQVWUHHWSDUNLQJZLWKVSDFHV
,Q WKH SHDN SHULRG DV ZHOO DV RII SHDN RQVWUHHW SDUNLQJ VSDFHV ZRXOG EH ORFDWHG RQ
)LUVW$YHQXH7KLVHTXDWHVWRDORVVRIVSDFHVLQRIISHDNKRXUV
$OLJQPHQW*RRGV0RYHPHQW
EORFNV RQ WKH ZHVW VLGH RI )LUVW $YHQXH DUH LGHQWLILHG DV GHOLYHU\ LQWHQVLYH
$VVXPLQJWKHSRVVLELOLW\WRORDGDQGXQORDGGHOLYHU\YDQVDQGWUXFNVRQ/DQHKDQGFDUWLQJ
GLVWDQFHZRXOGVWLOOLQFUHDVHE\DQ DYHUDJH RI IRU DIIHFWHG GHOLYHULHV $Q XQIRUWXQDWH
OLNHOLKRRG IRU WKHVH GHOLYHULHV LV WKH QHHG WR PRYH JRRGV DFURVV WKH PRYLQJ WUDIILF ODQHV
ZKLFKPLJKWEORFNPRYLQJYHKLFOHVDQGGHFUHDVHURDGZD\FDSDFLW\
,I/DQHLVUHVHUYHGIRUPRYLQJWUDIILFRQO\WKHKDQGFDUWLQJGLVWDQFHZRXOGLQFUHDVHE\DQ
DYHUDJHRIDVVXPLQJWKDWWUXFNVSDUNRQWKHRSSRVLWHVLGHRQ/DQH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW&XUEFXWV
$WRQO\ORFDWLRQVYHKLFOHVDFFHVVLQJHQWUDQFHVWRSDUNLQJJDUDJHVZRXOGKDYHWRFURVVWZR
/57WUDFNV$IIHFWHGFXUEFXWVDUHH[FOXVLYHO\HQWUDQFHVWRSDUNLQJJDUDJHV
$OLJQPHQW6XEZD\&RQQHFWLRQ
'LUHFWDFFHVVLVSURYLGHGWRDQGIURPWKH)WUDLQDW+RXVWRQ6WUHHWDVZHOODVWRWKH/WUDLQDW
WK6WUHHW2WKHUWUDQVIHUVXEZD\VWDWLRQVDUHPRVWO\WZREORFNVDZD\
$OLJQPHQW)XWXUH6HFRQG$YHQXH6XEZD\,QWHUIDFH
)RU WUDQVIHUV EHWZHHQ D IXWXUH 6HFRQG $YHQXH 6XEZD\ DQG DQ /57 /LQH RQ )LUVW $YHQXH
SDVVHQJHUVDUHFRQIURQWHGZLWKDPLQLPXPZDONLQJGLVWDQFHRIIHHWP
$OLJQPHQW&RVW
&RQVWUXFWLRQFRVWIRUWKHHQWLUHVHJPHQWRQ)LUVW$YHQXHEHWZHHQ+RXVWRQDQGWK6WUHHW
DUH VOLJKWO\ ORZHU FRPSDUHG WR $OLJQPHQW $OWHUQDWLYH DWWULEXWHG WR VDYLQJV UHODWHG WR
EXLOGLQJ RQH GRXEOH WUDFN LQVWHDG RI WZR VLQJOH RQHV 'XH WR DQ RSWLPDO /57 SHUIRUPDQFH
WKHVDPHQXPEHURIOLJKWUDLOYHKLFOHVZRXOGKDYHWREHDFTXLUHG
$OLJQPHQW6DIHW\
$SRWHQWLDOIRUFROOLVLRQEHWZHHQ /59V DQG RWKHU YHKLFOHV H[LVWV SULPDULO\ DW HDFK RI WKH OHIW KDQG WXUQ ORFDWLRQV +HUH GULYHUV RI WXUQLQJ YHKLFOHV DUH FRQIURQWHG ZLWK /57 WUDIILF LQ
ERWKGLUHFWLRQV+RZHYHUWKHVHSDUDWHVLJQDOIRUWKHVHOHIWZHVWWXUQVVKRXOGPLQLPL]HWKLV
FRQIOLFWDQGJXDUDQWHHIUHHIORZLQJ/57VHUYLFH
6LPLODU WR WKH SUHYLRXV DOLJQPHQW VLGHZDONV QHLJKERULQJ WKH /57 WUDFNV DUH D GDQJHU VSRW
IRUSHGHVWULDQVHVSHFLDOO\DORQJWKRVHEORFNVZKHUHWKH/59UXQVZLWKPSKNPK)RU
WKHVHORFDWLRQVDSSURSULDWHIHQFLQJLVDQHIIHFWLYHSURWHFWLRQ7KLVLVRQO\WKHFDVHWKRXJK
IRUVRXWKERXQG/57WUDIILF
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$GGLWLRQDO VDIHW\ LQVWDOODWLRQV DW SHGHVWULDQ FURVVLQJV DUH HVVHQWLDO FRQVLGHULQJ WKDW PDQ\
1<& SHGHVWULDQV LJQRUH VLJQDOV DUH QRW XVHG WR DQ\ NLQG RI VXUIDFH UDLOZD\ DQG ZLOO QRW
H[SHFWVRXWKERXQGWUDLQVRQRQHZD\QRUWKERXQG)LUVW$YHQXH
$OLJQPHQW3HGHVWULDQ6SDFH
6RXWKERXQGVWDWLRQVZKLFKZLOOEH ORFDWHG RQ WKH H[LVWLQJ VLGHZDONV WKHUHIRUH VRPH ORVV RI
SHGHVWULDQ VSDFH RQ WKH ZHVWHUQ VLGHZDON RI )LUVW $YHQXH ZLOO RFFXU $V VLGHZDONV RQ )LUVW
$YHQXHDUHRQO\IHHWPZLGHFURZGHGVWDWLRQVPLJKWEORFNSHGHVWULDQWUDIILF
$OLJQPHQW/DQG8VH
7KLV/57OLQHVHUYHVOHVVSHGHVWULDQIULHQGO\)LUVW$YHQXH WKRXJK LW SURYLGHV DFFHVV WR DQG
IURP PDMRU UHVLGHQWLDO FRQFHQWUDWLRQV OLNH 6WX\YHVDQW 7RZQ DQG ODUJH LQVWLWXWLRQV VXFK DV
WKH 8QLWHG 1DWLRQV +HDGTXDUWHUV DQG VHYHUDO KRVSLWDOV ,W PLJKW DOVR KHOS WR UHLQIRUFH
FXUUHQW FRPPHUFLDO RXWOHWV DQG SURPRWH )LUVW $YHQXH DV D VKRSSLQJ VWUHHW E\ SURYLGLQJ
DGGLWLRQDODFFHVVLELOLW\IRU0DQKDWWDQ¶VUHVLGHQWV
$OLJQPHQW6WDWLRQ$FFHVVLELOLW\
&RPSDUHGWRWKHH[LVWLQJDFFHVVLELOLW\WREXVVWRSVSRVLWLRQLQJRIWKH/57VWDWLRQVZLOOEHDQ
LPSURYHPHQW IRU UHVLGHQWV HDVW RI )LUVW $YHQXH DV ZHOO DV IRU HPSOR\HHVYLVLWRUV RI PDMRU
LQVWLWXWLRQV DORQJ )LUVW $YHQXH 7KRXJK VWDWLRQV DUH PRUH UHPRWH WR 0LGWRZQ MREV DQG IRU
UHVLGHQWVZHVWRI6HFRQG$YHQXH
$OLJQPHQW(DVW6LGH/LYDELOLW\
)RU VLPLODU UHDVRQV WR WKRVH RI WKH SUHYLRXV DOWHUQDWLYH OLYDELOLW\ LQFUHDVHV )LUVW $YHQXH
GRHV SURILW PRUH IURP WKLV DOWHUQDWLYH VLQFH WKH /57 OLQH UXQV LQ ERWK D QRUWK DQG VRXWK
GLUHFWLRQ ZKHUHDV 6HFRQG $YHQXH UHPDLQV WKH VDPH LQ WHUPV RI WUDIILF DQG LWV QHJDWLYH
LPSDFWV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW7ZR:D\7UDQVLW:D\$OLJQPHQWRQ6HFRQG$YHQXH
,I LW ZDV GHVLUHG IRU D VRXWKERXQG /57 WR WUDYHO ZLWK WUDIILF RQ 6HFRQG $YHQXH WKLV ZRXOG
SRVLWLRQ ERWK WUDFNV DORQJ WKH HDVWHUQ FXUE +RZHYHU DV VKRZQ EHIRUH ZLWK WKH 2QH:D\
3DLU $OLJQPHQW WKH ZHVWHUQ VLGH RI 6HFRQG $YHQXH LV PRUH IDYRUDEOH GXH WR FULWLFDO
HDVWERXQG YHKLFXODU WXUQLQJ YROXPHV DW WKH 4%% UDPS DQG WKH 407 HQWUDQFH 7KHUHIRUH D
FRPSURPLVHKDVWREHDGRSWHGLQRUGHUWRUXQWKH/57/LQHDORQJWKHZHVWHUQVLGH.HHSLQJ
WKH /57 YHKLFOHV ULJKW KDQG UXQQLQJ ZRXOG UHVXOW LQ D FRQWUDIORZ QRUWKERXQG /57 VHUYLFH
QHLJKERULQJDVRXWKERXQGWUDIILFODQH7KHRWKHURSWLRQZRXOGEHWRFKDQJHWKH/57WUDQVLW
ZD\ WR D OHIW KDQG UXQQLQJ DOLJQPHQW 'XH WR VDIHW\ UHDVRQV ZKHUHE\ SHGHVWULDQV DUH
DFFXVWRPHGWRULJKWKDQGUXQQLQJWKHFRQWUDIORZDOLJQPHQWZDVFKRVHQ
$OLJQPHQW6WUHHW&RQILJXUDWLRQ
6LPLODU WR WKH 7ZR:D\7UDQVLW :D\ $OLJQPHQW RQ )LUVW $YHQXH /DQHV DQG RQ 6HFRQG
$YHQXHDUHFRQWLQXRXVO\XVHGIRUWKH/57ULJKWRIZD\$GGLWLRQDOO\/DQHKDVWREHXVHG
IRUQRUWKERXQGVWDWLRQV$ORQJEORFNVZLWKRXWVWDWLRQVKDOIRIWKHEORFNOHQJWKRIWKLVODQHLV
XVHG DV D ULJKW ZHVW WXUQLQJ ODQH ZLWK VHSDUDWH VLJQDO WKH RWKHU KDOI UHPDLQV RQVWUHHW
SDUNLQJDVZHOODVWKHHQWLUH/DQHDORQJEORFNVIROORZHGE\HDVWERXQGFURVVWRZQ VWUHHWV
/DQHVDQGDUHPDLQO\GHVLJQDWHGIRUWKURXJKWUDIILF/DQHDOVRIRUULJKWWXUQV/DQH
SURYLGHVDOVRRQVWUHHWSDUNLQJVSDFHV7KHDGGLWLRQDOWKODQHIRUSDUNLQJRQ6HFRQG$YHQXH
EHWZHHQQGDQGUG6WUHHWRSHQV/DQHIRUPRYLQJWUDIILF
)LJXUH7ZR:D\7UDQVLW:D\$OLJQPHQWRQQG$YHQXHZLWK6WDWLRQ
:
(
Lane 1
Lane 2
Lane 3
Lane 4
3DJH
Lane 5
Lane 6
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
)LJXUH7ZR:D\7UDQVLW:D\$OLJQPHQWZLWKRXW6WDWLRQ
:
(
Lane 1
Lane 2
Lane 3
Lane 4
Lane 5
Lane 6
$OLJQPHQW/573HUIRUPDQFH
%DVLF SHUIRUPDQFH IDFWRUV IRU WKLV DOLJQPHQW DUH WKH VDPH DV IRU $OLJQPHQW $OWHUQDWLYH 7KHUHIRUH FRUUHVSRQGLQJ GDWD ZDV H[WUDFWHG IURP WKH SUHYLRXV FKDSWHU 5XQQLQJ WLPH IURP
WKWR+RXVWRQ6WUHHWLVDSSUR[LPDWHO\PLQXWHV
$OLJQPHQW9HKLFXODU7UDIILF
&DSDFLW\ RI 6HFRQG $YHQXH GHFUHDVHV E\ YSK IURP WRGD\¶V FDSDFLW\ RI YSK WR
YSKEHWZHHQUGDQGUG6WUHHW&DSDFLW\VRXWKRIUG6WUHHWGHFUHDVHVIURP
WRYSK
,QWKH$OLJQPHQW$QDO\VLV$UHDULJKWWXUQVRQ6HFRQG$YHQXHZRXOGEHDFFRPSOLVKHGE\
VHSDUDWH VLJQDOLQJ UHGXFLQJ WKH JUHHQ SKDVH E\ LQ IDYRU RI WKH /57 /LQH GXULQJ WKH
SHDNSHULRGPLQXWHKHDGZD\
&ULWLFDO WUDIILF ORFDWLRQV VXFK DV WKH 4%% UDPS DQG 407 HQWUDQFH DUH DIIHFWHG E\ WKLV
DOLJQPHQW $W WKH 4%% UDPS YHKLFXODU WUDIILF FRPLQJ IURP 4XHHQV DQG WXUQLQJ VRXWK LQWR
6HFRQG $YHQXH ZLOO FRQWLQXH DORQJ WKH VRXWKERXQG ODQHV 4XHHQVERXQG QHLWKHU OHIW
WXUQLQJWUDIILFRQ6HFRQG$YHQXHQRUWUDIILFDORQJWKDQGWKVWUHHWLVQRWDIIHFWHGE\WKH
/57 DOLJQPHQW %XW WKH GHFUHDVHG FDSDFLW\ RI 6HFRQG $YHQXH EHWZHHQ VW DQG WK 6WUHHW
E\ YSK IURP WR LV FULWLFDO DQG UHVXOWV LQ ORZHU OHYHO RI VHUYLFH /26
,PSDFWVDWWKH407DUHPLQRUVLQFH4XHHQVERXQGOHIWWXUQVGRQRWFRQIOLFWZLWKWKH/57
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW2Q6WUHHW3DUNLQJ
$ERXWRIVRXWKERXQG/DQHLVHLWKHUUHVHUYHGIRU/57VWDWLRQVRUULJKWWXUQLQJODQHV
7KHUHPDLQLQJLVXVHGIRURQVWUHHWSDUNLQJ,QWKHSHDNSHULRGDVZHOODVRIISHDN
RQVWUHHW SDUNLQJ VSDFHV ZRXOG EH ORFDWHG RQ 6HFRQG $YHQXH 7KLV PHDQV D JDLQ RI VSDFHVLQSHDNKRXUV
$OLJQPHQW*RRGV0RYHPHQW
EORFNV RQ WKH ZHVW VLGH RI 6HFRQG $YHQXH DUH LGHQWLILHG DV GHOLYHU\ LQWHQVLYH
$VVXPLQJ WKH SRVVLELOLW\ RI ORDGLQJ DQG XQORDGLQJ FRPPHUFLDO VKLSPHQWV RQ /DQH KDQG
FDUWLQJGLVWDQFHZRXOGVWLOOLQFUHDVHE\DQDYHUDJHRIIRUVSHFLILFGHOLYHULHV
,IODQHLVUHVHUYHGIRUPRYLQJWUDIILFRQO\WKHKDQGFDUWLQJGLVWDQFHZRXOGLQFUHDVHE\DQ
DYHUDJHRIDVVXPLQJWKDWWUXFNVSDUNRQWKHRSSRVLWHVLGHRQODQHRU
$OLJQPHQW&XUEFXWV
9HKLFOHVDFFHVVLQJHQWUDQFHVWRSDUNLQJJDUDJHVDQGGULYHZD\VZRXOGKDYHWRFURVVWZR/57
WUDFNV DW RQO\ ORFDWLRQV 2QH SDUNLQJ ORW FRXOG EH DFFHVVHG IURP WKH FURVVWRZQ VWUHHW
DQRWKHULVQRWDQLVVXHVLQFHLWSURYLGHVSDUNLQJVSDFHIRURQO\RQHYHKLFOH
$OLJQPHQW6XEZD\&RQQHFWLRQ
7KH ) WUDLQ VWDWLRQ DW +RXVWRQ 6WUHHW LV DFFHVVLEOH IURP 6HFRQG $YHQXH WKHUHIRUH LW ZRXOG
KDYHDIXOOFRQQHFWLRQWRWKH(DVW6LGH/57/LQH
%XLOGLQJ QHZ HDVWHUQ HQWUDQFHV RI WKH ( DQG ) WUDLQ DW /H[LQJWRQ $YHQXH 6WDWLRQ FRXOG
SURYLGH FRQYHQLHQW VXEZD\ FRQQHFWLRQV IRU ERWK QRUWK DQG VRXWKERXQG /57 VHUYLFH RQ
6HFRQG$YHQXH+RZHYHUIRUDOORWKHUFRQQHFWLRQVDZDONLQJGLVWDQFHRIRQHRUWZREORFNVLV
QHFHVVDU\ZLWKRXWPDMRUVXEZD\VWDWLRQUHFRQVWUXFWLRQ
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW)XWXUH6HFRQG$YHQXH6XEZD\,QWHUIDFH
$QLQWHUIDFHZLWKDIXWXUH6HFRQG$YHQXH6XEZD\LVSRVVLEOHDORQJWKHHQWLUHOHQJWKRIWKLV
DOLJQPHQW 7KHUHIRUH WKH 6HFRQG $YHQXH 6XEZD\ DQG DQ (DVW 6LGH /57 OLQH FRXOG RSHUDWH
V\PELRWLFDOO\ DV DQ H[SUHVV DQG ORFDO WUDQVLW VHUYLFH VLPLODU WR 1<&¶V FXUUHQW H[SUHVV DQG
1
ORFDOVXEZD\FRQFHSW
)LJXUH 7ZR:D\7UDQVLW:D\ $OLJQPHQW RQ 6HFRQG $YHQXH ZLWK D QG $YHQXH
6XEZD\,QWHUIDFH
$OLJQPHQW&RVW
&RQVWUXFWLRQFRVWDQGRSHUDWLQJFRVWDUHDERXWWKHVDPHDVIRUD7ZR:D\7UDQVLW:D\RQ
)LUVW$YHQXH
1
+DLNDOLV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW6DIHW\
$ SRWHQWLDO IRU FROOLVLRQ EHWZHHQ /59V DQG RWKHU YHKLFOHV H[LVWV SULPDULO\ DW RQH RI WKH ULJKWKDQGWXUQORFDWLRQV'ULYHUVRQ 6HFRQG $YHQXH ZRXOG KDYH WR EHFRPH DFFXVWRPHG WR
FRQWUDIORZ /59V UXQQLQJ QRUWKERXQG LPPHGLDWHO\ QH[W WR VRXWKERXQG WUDIILF ODQHV 7KLV
XQXVXDO VLWXDWLRQ PD\ SURYLGH VLJQLILFDQWO\ KLJKHU VDIHW\ ULVNV $OO RWKHU SRWHQWLDO FRQIOLFWV
DUHVLPLODUWRWKRVHRIWKHSUHYLRXVDOLJQPHQW
$OLJQPHQW3HGHVWULDQ6SDFH
6RXWKERXQGVWDWLRQVZKLFKZLOOEHORFDWHGRQWKHH[LVWLQJVLGHZDONVZLOOFDXVHVRPHORVVRI
SHGHVWULDQ VSDFH RQ WKH ZHVWHUQ VLGHZDON RI 6HFRQG $YHQXH :LGH IHHW P
VLGHZDONVVRXWKRIUG6WUHHWJXDUDQWHHHQRXJKSHGHVWULDQVSDFH1DUURZHUVLGHZDONVQRUWK
RI UG 6WUHHW IHHW P LQ ZLGWK DUH OHVV SUREOHPDWLF GXH WR ORZHU SHGHVWULDQ
YROXPHV
$OLJQPHQW/DQG8VH
/57 VHUYLFH RQ 6HFRQG $YHQXH LQWHJUDWHV ZHOO LQWR WKH H[LVWLQJ ODQG XVH PL[ RI UHWDLO DQG
UHVLGHQWLDO7KLVSOHDVDQWZDONLQJHQYLURQPHQWZRXOGEHDFFHQWXDWHGE\VXUIDFHWUDQVLW
$OLJQPHQW6WDWLRQ$FFHVVLELOLW\
&RPSDUHG WR WKH H[LVWLQJ DFFHVVLELOLW\ WR EXV VWRSV GLVWDQFHV WR /57 VWDWLRQV LPSURYHV IRU
UHVLGHQWVZHVWRI6HFRQG$YHQXHDVZHOODVIRU0LGWRZQHPSOR\HHV/RQJHUZDONVWRVWDWLRQV
ZRXOG UHVXOW IRU UHVLGHQWV HDVW RI )LUVW $YHQXH DQG HPSOR\HHVYLVLWRUV RI PDMRU LQVWLWXWLRQV
RQ)LUVW$YHQXH7KLVDVVXPHVQREXVVHUYLFHLVFRQWLQXHGRQ)LUVW$YHQXH
$OLJQPHQW(DVW6LGH/LYDELOLW\
6LPLODU WR SUHYLRXV DOWHUQDWLYHV (DVW 6LGH OLYDELOLW\ LQFUHDVHV 6HFRQG $YHQXH ZRXOG SURILW
HVSHFLDOO\IURPWKLVDOWHUQDWLYHZLWKOHVVYHKLFXODUWUDIILFDQGH[FHOOHQWWUDQVLWDFFHVVLELOLW\
2Q WKH RWKHU KDQG )LUVW $YHQXH UHPDLQV WKH VDPH LQ WHUPV RI WUDIILF DQG LWV QHJDWLYH
LPSDFWV $OWRJHWKHU WUDIILF YROXPHV DUH H[SHFWHG WR GHFUHDVH PRUH WKDQ ZLWK WKH SUHYLRXV
DOLJQPHQWVDQGWKHUHIRUHVRPHUHGXFWLRQRIQHJDWLYHLPSDFWVLVDQWLFLSDWHG
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW3HGHVWULDQ0DOO$OLJQPHQWRQ6HFRQG$YHQXH
,QFRQWUDVWWRH[LVWLQJSDWWHUQVDORQJ)LUVWDQG6HFRQG$YHQXHZLWKYHKLFXODUURDGZD\VDQG
VLGHZDONV D 3HGHVWULDQ 0DOO $OLJQPHQW LV FRQVLGHUHG IRU 6HFRQG $YHQXH 6HFRQG $YHQXH
SURYLGHV PRUH SHGHVWULDQ DPHQLWLHV VXFK DV D PRUH SOHDVDQW ZDONLQJ HQYLURQPHQW ZLWK
VWUHHWFDIpVUHWDLODQGSXEOLFVSDFHVDQGLVPRUHVXLWDEOHIRUFRQYHUVLRQWRDSHGHVWULDQ/57
PDOOWKDQ)LUVW$YHQXH
,Q WKLV VLWXDWLRQ WKH /57 /LQH ZRXOG UXQ LQ WKH PLGGOH RI 6HFRQG $YHQXH 6WDWLRQV DUH
ORFDWHG RQ ERWK VLGHV RI WKH WUDFNV 7KLV $OLJQPHQW FRXOG DOVR EH UHDOL]HG LQ SDUWV LQ
FRPELQDWLRQ ZLWK $OLJQPHQW VR WKDW WKH SHGHVWULDQ /57 PDOO FRXOG H[WHQG IRU HLWKHU D
VKRUWVWUHWFKRIDIHZEORFNVXSWRWKHHQWLUHOHQJWKRI6HFRQG$YHQXH
$OLJQPHQW6WUHHW&RQILJXUDWLRQ
7KH3HGHVWULDQ0DOO$OLJQPHQWUHTXLUHVDGUDPDWLFOD\RXWFKDQJHIRU6HFRQG$YHQXH)LJXUH
VKRZVDQH[DPSOHRIKRZWKLVFRXOGEHGRQH1RYHKLFXODUWUDIILFZRXOGEHDOORZHG
7KH UHPDLQLQJ VSDFH LV UHVHUYHG IRU SHGHVWULDQV DQG XUEDQ DPHQLWLHV $GGLWLRQDOO\ WUHHV
FRXOGEHSODQWHGDQGFDIpVFRXOG RIIHU RXWVLGH VHUYLFH )XUWKHUPRUH WKH SXEOLF VSDFH IUHHG
XS FRXOG EH ILOOHG E\ EHQFKHV GHFRUDWLYH SODQWLQJV DUW ZRUN DQG SOD\JURXQGV 1H[W WR WKH
/57 OLQH UXQQLQJ LQ WKH PLGGOH RI WKH PDOO ELNH ODQHV LQ ERWK GLUHFWLRQV FRXOG EH
LPSOHPHQWHGLIGHVLUHG
7R FRPSHQVDWH IRU DW OHDVW VRPH RI WKH ORVV RI WUDIILF FDSDFLW\ )LUVW $YHQXH ZRXOG EH
FRQYHUWHGWRDWZRZD\VWUHHWZLWKDPHGLDQWRHDVHFURVVLQJIRUSHGHVWULDQV7KLVWZRZD\
DOLJQPHQW ILWV ZHOO WR H[LVWLQJ LQIUDVWUXFWXUH VXFK DV WKH XQGHUSDVV DW WKH 81 ZKLFK ZDV
RULJLQDOO\ GHVLJQHG IRU D WUDIILF LQ ERWK GLUHFWLRQV DQG DW $OOHQ 6WUHHW ZKHUH )LUVW $YHQXH
DOUHDG\FRQWLQXHVVRXWKRI+RXVWRQ6WUHHWLQDWZRZD\VWUHHWZLWKDZLGHPHGLDQ
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
)LJXUH3HGHVWULDQ0DOO$OLJQPHQWRQQG$YHQXHWZRZD\VW$YHQXH
QG$YHQXH
:
(
VW$YHQXH
:
(
Lane 1
Lane 2
Lane 3
Lane 4
Lane 5
Lane 6
Lane 7
$OLJQPHQW/573HUIRUPDQFH
$VZLWKWKHSHUIRUPDQFHHQYHORSHRISUHYLRXVDOLJQPHQWVPD[LPXPVSHHGLVOLPLWHGWR
PSKNPKLQSHGHVWULDQ]RQHV7KHUHIRUHDQLQFUHDVHRIUXQQLQJWLPHRIVHFRQGVSHU
EORFN SHGHVWULDQL]HG LQWHUYDOV ZDV FDOFXODWHG FRPSDUHG WR D WZR ZD\ WUDQVLW ZD\
DOLJQPHQW &RQYHUWLQJ WKH (DVW 9LOODJH EORFNV EHWZHHQ +RXVWRQ DQG WK 6WUHHW WR D
SHGHVWULDQ PDOO ZRXOG LQFUHDVH WKH UXQQLQJ WLPH E\ VHFRQGV DQG SHGHVWULDQL]LQJ WKH
HQWLUHOHQJWKRI6HFRQG$YHQXHZRXOGUHVXOWLQDQLQFUHDVHIURPPLQXWHVWRPLQXWHVLQ
WRWDOUXQQLQJWLPH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW9HKLFXODU7UDIILF
6HFRQG$YHQXH¶VFDSDFLW\RIYSKEHWZHHQUGDQGUG6WUHHWDQGYSKVRXWKRI
UG6WUHHWZRXOGEHGHFUHDVHGWRYSK,QWKH$OLJQPHQW$QDO\VLV$UHDULJKWWXUQVRQ
6HFRQG$YHQXHDQGOHIWWXUQVZRXOGEHHOLPLQDWHG$QDGGLWLRQDOVRXWKERXQGFDSDFLW\RI
YSKLVSURYLGHGE\DWZRZD\)LUVW$YHQXH7KHFXUUHQWQRUWKERXQGFDSDFLW\RI )LUVW
$YHQXHZRXOGGHFUHDVHE\YSKIURPYSKWRYSK
$W FHUWDLQ FULWLFDO ORFDWLRQV VXFK DV WKH 4%% UDPS DQG WKH HQWUDQFH WR WKH 407 FORVLQJ
6HFRQG$YHQXHWRWUDIILFPD\QRWEHSRVVLEOHZLWKRXWPDMRUUHFRQVWUXFWLRQ.HHSLQJVHYHUDO
VKRUWVHJPHQWVRI6HFRQG$YHQXHRSHQWRYHKLFXODUWUDIILFPD\EHQHFHVVDU\
$OLJQPHQW2Q6WUHHW3DUNLQJ
2Q VWUHHW SDUNLQJ RQ 6HFRQG $YHQXH ZRXOG EH UHGXFHG E\ DQ DYHUDJH RI VSDFHV SHU
SHGHVWULDQL]HG EORFN FRPSDUHG WR $OLJQPHQW $ SHGHVWULDQ $OLJQPHQW DORQJ WKH HQWLUH
OHQJWKRI6HFRQG$YHQXHUHGXFHVSDUNLQJVSDFHVE\WRVSDFHVFRPSDUHGWRWRGD\¶V
DPRXQW
$OLJQPHQW*RRGV0RYHPHQW
EORFNVRQWKHZHVWVLGHDQGEORFNVRQWKHHDVWVLGHRI6HFRQG$YHQXH
DUH VWDWHG DV GHOLYHU\ LQWHQVLYH $VVXPLQJ WKH SRVVLELOLW\ WR ORDG DQG XQORDG FRPPHUFH
VKLSPHQWVLQWKHSHGHVWULDQPDOODWVSHFLILFWLPHVKDQGFDUWLQJGLVWDQFHZRXOGGHFUHDVHDQG
GHOLYHU\ZRXOGEHPXFKHDVLHUZLWKRXWVXUURXQGLQJWUDIILF,IGHOLYHULHVKDYHWREHGRQHIURP
FURVVWRZQVWUHHWVGLVWDQFHVLQFUHDVHE\DWOHDVWE\
$OLJQPHQW&XUEFXWV
(LJKW H[LVWLQJ FXUEFXWV ZRXOG EH UHPRYHG DQG DFFHVV IURP 6HFRQG $YHQXH ZLOO QRW EH
SHUPLWWHG )RU RI WKHVH HQWUDQFHV DFFHVV IURP FURVVWRZQ VWUHHWV LV SRVVLEOH )RU WKH
UHPDLQLQJORFDWLRQVLQGLYLGXDOVROXWLRQVFDQEHGHYLVHG
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW6XEZD\&RQQHFWLRQ
&RQQHFWLRQWRH[LVWLQJVXEZD\VLVWKHVDPHDVZLWKWKH$OLJQPHQW$OWHUQDWLYH
$OLJQPHQW)XWXUH6HFRQG$YHQXH6XEZD\,QWHUIDFH
$QLQWHUIDFHZLWKDIXWXUH6HFRQG$YHQXH6XEZD\LVSRVVLEOHDORQJWKHHQWLUHOHQJWKRIWKLV
DOLJQPHQW 7KHUHIRUH WKH 6HFRQG $YHQXH 6XEZD\ DQG WKH (DVW 6LGH /57 OLQH FRXOG RSHUDWH
DV D V\PELRWLF H[SUHVV DQG ORFDO WUDQVLW VHUYLFH VLPLODU WR WRGD\¶V 1<& H[SUHVV DQG ORFDO
VXEZD\FRQFHSW
)LJXUH3HGHVWULDQ0DOO$OLJQPHQWZLWKQG$YHQXH,QWHUIDFH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW&RVW
2EYLRXVO\ FRQVWUXFWLRQ FRVW IRU WKLV DOLJQPHQW DUH VLJQLILFDQWO\ KLJKHU GXH WR PDMRU
UHFRQVWUXFWLRQRI6HFRQG$YHQXHLQFOXGLQJSHGHVWULDQDPHQLWLHVDQGWKHUHTXLUHGFKDQJHVRQ
)LUVW$YHQXHWRDFFRPPRGDWHWZRZD\WUDIILF7KRXJKFRQVWUXFWLRQIRUWKH/57OLQHLVPRUH
HIILFLHQW EHFDXVH RI DGMDFHQW WUDFNV WKH HQWLUH VHJPHQW EHWZHHQ +RXVWRQ DQG WK 6WUHHW
ZLOOEHPRUHH[SHQVLYHWKDQDQ\RWKHUDOWHUQDWLYH
,QRUGHUWRUHDOL]HDPLQKHDGZD\WZRDGGLWLRQDO/59VKDYHWREHSXUFKDVHGGXHWRKLJKHU
UXQQLQJ WLPHV FRPSDUHG ZLWK SUHYLRXV DOLJQPHQWV 2SHUDWLQJ FRVWV ZRXOG EH VRPHZKDW
KLJKHUWKDQZLWKRWKHUDOLJQPHQWVDVPRUHYHKLFOHVKDYHWREHRSHUDWHG
$OLJQPHQW6DIHW\
7KLV DOLJQPHQW DYRLGV FDU WXUQLQJ FRQIOLFWV DQG D SRWHQWLDO IRU FROOLVLRQV H[LVWV RQO\ IRU
YHKLFOHVRQFURVVWRZQVWUHHWVLJQRULQJDUHGOLJKW3HGHVWULDQVRQ6HFRQG$YHQXHZLOOKDYHWR
EHFRPH DFFOLPDWHG WR VKDULQJ WKH PDOO ZLWK /59V DQG SHUKDSV ZLWK ELF\FOLVWV 7KHUHIRUH
VRPH SHGHVWULDQ SURWHFWLRQ LV QHHGHG 7KH PHGLDQ RQ )LUVW $YHQXH ZLOO PDNH FURVVLQJV IRU
SHGHVWULDQVVDIHU
$OLJQPHQW3HGHVWULDQ6SDFH
%HVLGHV WKH PDMRU JDLQ RI SHGHVWULDQ VSDFH RSSRUWXQLWLHV IRU SHGHVWULDQ DPHQLWLHV DUH
SURYLGHG7RJHWKHUZLWKWKHVHDPHQLWLHVWKH6HFRQG$YHQXH0DOOZRXOGQRWRQO\EHDSODFH
ZLWK HQRXJK VSDFH IRU ZDONLQJ EXW DOVR DQ XUEDQ SXEOLF VSDFH ZKHUH SHRSOH OLNH WR VSHQG
WKHLU WLPH SHUKDSV WR IUHTXHQW WKH QXPHURXV VWRUHV DQG FRPPHUFLDO RXWOHWV WKDW OLQH WKDW
WKRURXJKIDUH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW/DQG8VH
7KHSHGHVWULDQPDOOZLWK/57VHUYLFHRQ6HFRQG$YHQXHILWVZHOOWRWKHH[LVWLQJODQGXVHPL[
RI UHWDLO DQG UHVLGHQWLDO SDUWLFXODUO\ LQ WKH (DVW 9LOODJH 7KRXJK WKH (DVW 9LOODJH IODLU
GLPLQLVKHVIXUWKHUQRUWKDPDOOFRXOGUHYLWDOL]HWKHVHDUHDVDQGWKHUHIRUHEHTXLWHSUDFWLFDO
$OLJQPHQW6WDWLRQ$FFHVVLELOLW\
$PDMRUDGYDQWDJHRIWKLVDOWHUQDWLYHLVDQHDVLHUDQGPRUHSOHDVDQWZDONWRDQGIURP/57
VWDWLRQV2WKHUZLVHDFFHVVLELOLW\LVHTXDOZLWKWKHRQHGHVFULEHGLQ$OLJQPHQW$OWHUQDWLYH
$OLJQPHQW(DVW6LGH/LYDELOLW\
7KH 3HGHVWULDQ 0DOO $OLJQPHQW SURYLGHV D GUDPDWLF JDLQ LQ OLYDELOLW\ RQ 0DQKDWWDQ¶V (DVW
6LGH7KH6HFRQG$YHQXH0DOOZLOOEHDPL[WXUHRISDUNVKRSSLQJPDOODQGWUDQVLWZD\ZLWK
]HURHPLVVLRQV3HRSOHLQWKHVWUHHWZLOOJXDUDQWHHDIULHQGO\DQGVDIHZDONLQJHQYLURQPHQW
7KH 6HFRQG $YHQXH 7UDQVLW 0DOO ZRXOG UHSUHVHQW DOO WKH DGYDQWDJHV RI SXEOLF VSDFH LQ WKH
PLGGOHRIDKLJKGHQVLW\ZRUNLQJDQGOLYLQJDUHD
$WHPSRUDULO\GHFUHDVHLQOLYDELOLW\LVH[SHFWHGIRUDWUDQVLWLRQDOSKDVHZHUHWUDIILFGLYHUVLRQ
WRDGMDFHQWVWUHHWVPLJKWRFFXUXQWLODQH[SHFWHGQHZWUDYHOEHKDYLRUSDWWHUQZLWKOHVVWD[L
DQGSULYDWHDXWRXVHWDNHVSODFH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
$OLJQPHQW(YDOXDWLRQ
7R DVVLVW LQ WKH DOLJQPHQW HYDOXDWLRQ D VFRULQJ PRGHO ZDV FKRVHQ $IWHU GHILQLQJ D PDWUL[
ZLWKFDWHJRULHVHOHPHQWVDQGLQGLFDWRUVDSHUFHQWDJHZHLJKWIRUHDFKJURXSZDVDVVLJQHG
7DEOH :KLOH REYLRXVO\ VRPHZKDW VXEMHFWLYH WKH ³ZHLJKWLQJ´ V\VWHP SHUPLWWHG D
YDULHW\ RI IDFWRUV WR EH FRPSDUHG LQ D UDWLRQDO PDQQHU )RU WKH WKUHH FDWHJRULHV WKH
IROORZLQJZHLJKWLQJZDVFKRVHQ
3URYLGLQJRSWLPDOVHUYLFHIRUWUDQVLWULGHUV
(FRQRPLFHIILFLHQF\&RVW
,PSDFWVRQWUDIILFLQJHQHUDO
$PHQLWLHVOHDGLQJWRZDUGVDPRUHOLYDEOHFLW\
,QRUGHUWRJDLQLQIRUPDWLRQDERXWWKHVHQVLWLYLW\RIWKHVFRULQJPRGHOGLIIHUHQWZHLJKWVDUH
XVHGIRUDVHQVLWLYLW\WDEOH7DEOHDQGWKRVHUHVXOWVDUHFRPSDUHGZLWK WKH SUHYLRXV
RQHV7KHIROORZLQJZHLJKWVZHUHFKRVHQIRUWKHVHFRQGFDOFXODWLRQ
3URYLGLQJRSWLPDOVHUYLFHIRUWUDQVLWULGHUV
(FRQRPLFHIILFLHQF\&RVW
,PSDFWVRQWUDIILFLQJHQHUDO
$PHQLWLHVOHDGLQJWRZDUGVDPRUHOLYDEOHFLW\
$V7DEOHVKRZVWKHIRXUDOWHUQDWLYHDOLJQPHQWVZHUHVFRUHGIRUHDFKRILQGLFDWRUV
DQGJLYHQIURPRQHWRIRXUSRLQWVZLWKIRXUEHLQJWKHKLJKHVW$OLJQPHQW$OWHUQDWLYH
ZLWK D 7ZR:D\7UDQVLW:D\ RQ 6HFRQG $YHQXH VFRUHG KLJKHVW ZLWK IROORZHG E\
$OLJQPHQW$OWHUQDWLYHZLWKWKH3HGHVWULDQ0DOO$OLJQPHQWRQ6HFRQG$YHQXH/HVV
DWWUDFWLYH ZHUH WKH 7ZR:D\3DLU $OLJQPHQW RQ )LUVW $YHQXH $OLJQPHQW $OWHUQDWLYH ZLWK
SRLQWVDQGWKH2QH:D\3DLU$OLJQPHQW$OLJQPHQW$OWHUQDWLYHZLWKSRLQWV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7KHVHQVLWLYLW\FKHFNZKHUHJUHDWHUZHLJKWZDVJLYHQWR³OLYDEOHFLW\´LQGLFDWRUVUHVXOWHGLQ
$OLJQPHQWKDYLQJWKHKLJKHVWVFRUHIROORZHGE\7ZR:D\7UDQVLW:D\$OLJQPHQW
DQG $OLJQPHQW DQG WKH ORZHVW VFRUH ZDV IRU $OLJQPHQW ZLWK +LJKHUZHLJKWLQLQWHUHVWIRUPRUHOLYDELOLW\JHQHUDOO\UHVXOWVLQIDYRULQJWKH3HGHVWULDQ0DOO
DOLJQPHQWVGXHWRWKHGUDPDWLFJDLQRIRSHQDQGSXEOLFVSDFHDVZHOODVDQRYHUDOOGHFUHDVH
LQQHJDWLYHWUDIILFLPSDFWV
+RZHYHU WDNLQJ LQWR DFFRXQW WKH SROLWLFDO DFFHSWDQFH ZKLFK LV QRW UHSUHVHQWHG LQ WKH
VFRULQJ PRGHO WKH 2QH:D\3DLU $OLJQPHQW $OWHUQDWLYH SUREDEO\ EHFRPHV WKH PRVW
DWWUDFWLYHDOWHUQDWLYHGXHWRLWVPDUJLQDOWUDIILFLPSDFWVDQGLWVVLPLODULW\WRWKHH[LVWLQJ0
EXVVHUYLFH
&RQFOXGLQJ D ILQDO VHOHFWLRQ RI DOWHUQDWLYHV RQ WKH EDVLV RI WKH VFRULQJ PRGHO DORQH LV QRW
SRVVLEOH $V VKRZQ ZLWK WKH VHQVLWLYLW\ FKHFN SUHIHUHQFHV GHSHQG IRU D JUHDW H[WHQW RQ
VRFLHW\¶VFXUUHQWDVVHVVPHQWRIFRQWUDGLFWLQJIDFWRUVVXFKDVPD[LPL]LQJPRELOLW\DFFHVVWR
SULYDWHSURSHUW\RUDPRUHOLYDEOHHQYLURQPHQW
%DVHG RQ WKH LQLWLDO UHVXOWV RI WKH VFRULQJ PRGHO D FRPELQDWLRQ RI WKH 7ZR:D\ 3DLU
$OLJQPHQW RQ 6HFRQG $YHQXH LQFOXGLQJ $OLJQPHQW $OWHUQDWLYH DQG ZDV FKRVHQ IRU
IXUWKHU FRPSDULVRQ DQG YHULILFDWLRQ 7KLV K\EULG DOLJQPHQW SHUPLWV SHGHVWULDQL]LQJ VHOHFWHG
EORFNVZKLOHSURYLGLQJVSDFHIRUWUDIILFQH[WWRD7ZR:D\7UDQVLW:D\ZKHUHWKDWWHFKQLTXH
LVPRUHIHDVLEOH
7LPHGLGQRWSHUPLWGHWDLOHGGHYHORSPHQWRIWKHK\EULGDOWHUQDWLYHRQDEORFNE\EORFNEDVLV
EXW WKH VHJPHQW VRXWK RI WK 6WUHHW LV FHUWDLQO\ D FDQGLGDWH IRU WKH 3HGHVWULDQ 0DOO /57
$OLJQPHQW2WKHUVHJPHQWVFRXOGEHFRQVLGHUHGDVZHOO
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7DEOH6FRULQJ0RGHOZLWKZHLJKWV)LUVW&DOFXODWLRQ
Category
Transit
Rider
a
Elements
a
40% Running Times
30%
30%
Station Accessibility
nd
Operator
Indicator
a
b
12% Overall Running Time
Reliability
70%
30%
8.4%
3.6%
12% Access for Residents east of 1st Ave
Access for Residents west of 2nd Ave
40%
20%
4.8%
2.4%
General Access to Jobs
30%
3.6%
No. of major institutions directly served
10%
1.2%
2 Avenue Subway
Interface
20%
8% No. of Directions with Interface
Convenience of change
70%
30%
5.6%
2.4%
Other Subway
Connection
20%
8% Number of direct connections
Distance to intersecting Subways
60%
40%
4.8%
3.2%
40%
8% Infrastructure
Vehicles
70%
15%
5.6%
1.2%
Stations
15%
1.2%
60%
25%
7.2%
3.0%
Maintenance of Tracks
10%
1.2%
Maintenance of Stations
5%
0.6%
50%
30%
4.0%
2.4%
20%
1.6%
20% Capital Costs
Operating Costs
General
Traffic
b
20% Vehicular Traffic
60%
40%
12% Operators
Maintenance of Vehicles
8% Through Capacity
Affected critical traffic locations
Turning Capacity
Amenities
On-Street Parking
10%
2% Number of Spaces
Goods Movement
20%
4% Delivery intensity of affected side
Increase in hand carting distances
100%% 2.0%
50%
30%
2.0%
1.2%
Convenience of loading
20%
0.8%
Curbcuts
10%
2% Number of affected Curbcuts
Curb activity
30%
70%
0.6%
1.4%
Safety
20%
4% No. of potential Traffic/LRT conflicts
Pedestrian Safety
30%
50%
1.2%
2.0%
20% Pedestrian Space
10%
Biking Safety
10%
0.4%
Goods Movement Safety
10%
0.4%
2% Number of Stations on Sidewalk
Additional Pedestrian Space
40%
60%
0.8%
1.2%
Land Use
10%
2% Harmony
100%
2.0%
East Side Livability
80%
16% Less Vehicular Traffic
Less Emissions
40%
20%
6.4%
3.2%
More public and open space
20%
3.2%
General Accessibility
20%
3.2%
a - relative assessment7RWDO
b - absolute assessment
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7DEOH$VVHVVPHQWDQG6FRULQJRI$OLJQPHQWV)LUVW&DOFXODWLRQ
Indicator
Weight
Assessment of
Alignments
Scoring of
Alignments
1
2
3
4
1
2
3
4
Overall Running Time
Reliability
8.4%
3.6%
4
4
4
3
4
3
3
4
0.336
0.144
0.336
0.108
0.336
0.108
0.252
0.144
Access for Residents east of 1st Ave
4.8%
2
3
1
1
0.096
0.144
0.048
0.048
Access for Residents west of 2nd Avenue
2.4%
2
1
4
4
0.048
0.024
0.096
0.096
General Access to Jobs
3.6%
2
1
4
4
0.072
0.036
0.144
0.144
No. of major institutions directly served
1.2%
2
4
1
1
0.024
0.048
0.012
0.012
Number of Directions with Interface
5.6%
2
1
4
4
0.112
0.056
0.224
0.224
Convenience of change
2.4%
2
1
3
4
0.048
0.024
0.072
0.096
Number of direct connections
4.8%
2
4
1
1
0.096
0.192
0.048
0.048
Distance to intersecting Subways
3.2%
2
1
4
4
0.064
0.032
0.128
0.128
Infrastructure
5.6%
1
4
4
2
0.056
0.224
0.224
0.112
Vehicles
1.2%
4
4
4
3
0.048
0.048
0.048
0.036
Stations
1.2%
4
2
2
1
0.048
0.024
0.024
0.012
Operators
7.2%
4
4
4
3
0.288
0.288
0.288
0.216
Maintenance of Vehicles
3.0%
4
4
4
3
0.12
0.12
0.12
0.09
Maintenance of Tracks
1.2%
2
4
4
4
0.024
0.048
0.048
0.048
Maintenance of Stations
0.6%
4
2
2
1
0.024
0.012
0.012
0.006
Through Capacity
4.0%
4
3
3
1
0.16
0.12
0.12
0.04
Affected critical traffic locations
2.4%
4
3
2
1
0.096
0.072
0.048
0.024
Turning Capacity
1.6%
3
4
4
2
0.048
0.064
0.064
0.032
Number of Spaces
2.0%
2
3
3
1
0.04
0.06
0.06
0.02
Delivery intensity of affected side
2.0%
2
4
4
1
0.04
0.08
0.08
0.02
Increase in hand carting distances
1.2%
2
2
2
1
0.024
0.024
0.024
0.012
Convenience of loading
0.8%
2
1
1
4
0.016
0.008
0.008
0.032
Number of affected Curbcuts
0.6%
1
4
3
2
0.006
0.024
0.018
0.012
Curb activity
1.4%
1
3
4
2
0.014
0.042
0.056
0.028
No. of potential Traffic/LRT conflicts
1.2%
2
1
1
4
0.024
0.012
0.012
0.048
Pedestrian Safety
2.0%
4
2
2
4
0.08
0.04
0.04
0.08
Biking Safety
0.4%
4
2
2
3
0.016
0.008
0.008
0.012
Goods Movement Safety
0.4%
1
2
2
4
0.004
0.008
0.008
0.016
Number of Stations on Sidewalk
0.8%
1
2
2
4
0.008
0.016
0.016
0.032
Additional Pedestrian Space
1.2%
1
2
2
4
0.012
0.024
0.024
0.048
Harmony
2.0%
2
1
3
4
0.04
0.02
0.06
0.08
Less Vehicular Traffic
6.4%
1
2
2
4
0.064
0.128
0.128
0.256
Less Emissions
3.2%
1
2
2
4
0.032
0.064
0.064
0.128
More public and open space
3.2%
1
1
1
4
0.032
0.032
0.032
0.128
General Accessibility
3.2%
1
3
3
4
0.032
0.096
0.096
0.128
2.436
2.706
2.946
2.888
Total Score
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7DEOH6FRULQJ0RGHOZLWKZHLJKWV6HQVLWLYLW\
Category
Transit
Rider
a
Elements
a
20% Running Times
30%
6% Overall Running Time
Reliability
70.0% 4.2%
30.0% 1.8%
30%
6% Access for Residents east of 1st Ave
6% Access for Residents west of 2nd Ave
40.0% 2.4%
20.0% 1.2%
Station Accessibility
nd
Operator
Indicator
b
General Access to Jobs
30.0% 1.8%
No. of major institutions directly served
10.0% 0.6%
20%
4% No. of Directions with Interface
Convenience of change
70.0% 2.8%
30.0% 1.2%
Other Subway
Connection
20%
4% Number of direct connections
Distance to intersecting Subways
60.0% 2.4%
40.0% 1.6%
40%
8% Infrastructure
Vehicles
70%
15%
5.6%
1.2%
Stations
15%
1.2%
60%
25%
7.2%
3.0%
Maintenance of Tracks
10%
1.2%
Maintenance of Stations
5%
0.6%
50%
30%
4.0%
2.4%
20%
1.6%
20% Capital Costs
20% Vehicular Traffic
60%
40%
12% Operators
Maintenance of Vehicles
8% Through Capacity
Affected critical traffic locations
Turning Capacity
Amenities
a
2 Avenue Subway
Interface
Operating Costs
General
Traffic
b
On-Street Parking
10%
2% Number of Spaces
100%
2.0%
Goods Movement
20%
4% Delivery intensity of affected side
Increase in hand carting distances
50%
30%
2.0%
1.2%
Convenience of loading
20%
0.8%
Curbcuts
10%
2% Number of affected Curbcuts
Curb activity
30%
70%
0.6%
1.4%
Safety
20%
4% No. of potential Traffic/LRT conflicts
Pedestrian Safety
30%
50%
1.2%
2.0%
40% Pedestrian Space
10%
Biking Safety
10%
0.4%
Goods Movement Safety
10%
0.4%
4% Number of Stations on Sidewalk
Additional Pedestrian Space
40%
60%
1.6%
2.4%
Land Use
10%
4% Harmony
100%
4.0%
East Side Livability
80%
32% Less Vehicular Traffic
Less Emissions
40%
20%
12.8
6.4%
More public and open space
20%
6.4%
General Accessibility
20%
6.4%
a - relative assessment7RWDO
b - absolute assessment
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH(DVW6LGH/57/LQH
7DEOH$VVHVVPHQWDQG6FRULQJRI$OLJQPHQWV6HQVLWLYLW\
Indicator
Weight
Assessment of
Alignments
Scoring of
Alignments
1
2
3
4
1
2
3
4
Overall Running Time
Reliability
4.2%
1.8%
4
4
4
3
4
3
3
4
0.168
0.072
0.168
0.054
0.168
0.054
0.126
0.072
Access for Residents east of 1st Ave
2.4%
2
3
1
1
0.048
0.072
0.024
0.024
Access for Residents west of 2nd Avenue
1.2%
2
1
4
4
0.024
0.012
0.048
0.048
General Access to Jobs
1.8%
2
1
4
4
0.036
0.018
0.072
0.072
No. of major institutions directly served
0.6%
2
4
1
1
0.012
0.024
0.006
0.006
Number of Directions with Interface
2.8%
2
1
4
4
0.056
0.028
0.112
0.112
Convenience of change
1.2%
2
1
3
4
0.024
0.012
0.036
0.048
Number of direct connections
2.4%
2
4
1
1
0.048
0.096
0.024
0.024
Distance to intersecting Subways
1.6%
2
1
4
4
0.032
0.016
0.064
0.064
Infrastructure
5.6%
1
4
4
2
0.056
0.224
0.224
0.112
Vehicles
1.2%
4
4
4
3
0.048
0.048
0.048
0.036
Stations
1.2%
4
2
2
1
0.048
0.024
0.024
0.012
Operators
7.2%
4
4
4
3
0.288
0.288
0.288
0.216
Maintenance of Vehicles
3.0%
4
4
4
3
0.12
0.12
0.12
0.09
Maintenance of Tracks
1.2%
2
4
4
4
0.024
0.048
0.048
0.048
Maintenance of Stations
0.6%
4
2
2
1
0.024
0.012
0.012
0.006
Through Capacity
4.0%
4
3
3
1
0.16
0.12
0.12
0.04
Affected critical traffic locations
2.4%
4
3
2
1
0.096
0.072
0.048
0.024
Turning Capacity
1.6%
3
4
4
2
0.048
0.064
0.064
0.032
Number of Spaces
2.0%
2
3
3
1
0.04
0.06
0.06
0.02
Delivery intensity of affected side
2.0%
2
4
4
1
0.04
0.08
0.08
0.02
Increase in hand carting distances
1.2%
2
2
2
1
0.024
0.024
0.024
0.012
Convenience of loading
0.8%
2
1
1
4
0.016
0.008
0.008
0.032
Number of affected Curbcuts
0.6%
1
4
3
2
0.006
0.024
0.018
0.012
Curb activity
1.4%
1
3
4
2
0.014
0.042
0.056
0.028
No of potential Traffic/LRT conflicts
1.2%
2
1
1
4
0.024
0.012
0.012
0.048
Pedestrian Safety
2.0%
4
2
2
4
0.08
0.04
0.04
0.08
Biking Safety
0.4%
4
2
2
3
0.016
0.008
0.008
0.012
Goods Movement Safety
0.4%
1
2
2
4
0.004
0.008
0.008
0.016
Number of Stations on Sidewalk
1.6%
1
2
2
4
0.016
0.032
0.032
0.064
Additional Pedestrian Space
2.4%
1
2
2
4
0.024
0.048
0.048
0.096
Harmony
4.0%
2
1
3
4
0.08
0.04
0.12
0.16
Less Vehicular Traffic
12.8%
1
2
2
4
0.128
0.256
0.256
0.512
Less Emissions
6.4%
1
2
2
4
0.064
0.128
0.128
0.256
More public and open space
6.4%
1
1
1
4
0.064
0.064
0.064
0.256
General Accessibility
6.4%
1
3
3
4
0.064
0.192
0.192
0.256
Total Score
100.0%
2.136
2.586
2.758
3.092
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
7KH5ROHRIWKH(DVW6LGH/57/LQH
,Q RUGHU WR EHWWHU H[SODLQ WKH UHODWLYH UROH RI DQ (DVW 6LGH /57 /LQH WKH IROORZLQJ FKDSWHU
SURYLGHV VSHFLILF GDWD DERXW WKH 7ZR:D\3DLU $OLJQPHQW RQ 6HFRQG $YHQXH DV ZHOO DV
FRPSDULVRQV WR H[LVWLQJ SODQV IRU D 6HFRQG $YHQXH 6XEZD\ DQG WKH 1HZ <RUN %XV /DQHV
*HQHUDO DGYDQWDJHV DQG GLVDGYDQWDJHV RI /57 VHUYLFH ZHUH GLVFXVVHG LQ FKDSWHU DQG
WKHUHIRUH DUH QRW LQFOXGHG $OVR WKH QHHG IRU FRPSUHKHQVLYH SODQQLQJ LV LGHQWLILHG DQG
VXJJHVWLRQVIRUDQLQWHJUDWHG(DVW6LGH/57/LQHDUHPDGH
7UDIILFDQG7UDQVSRUWDWLRQ
'HFUHDVHGMRXUQH\WLPH
%RWK WKH (DVW 6LGH /57 /LQH DQG WKH 6HFRQG $YHQXH 6XEZD\ ZRXOG VLJQLILFDQWO\ GHFUHDVH
MRXUQH\ WLPHV IRU (DVW 6LGH UHVLGHQWV DQG LPSURYH DFFHVVLELOLW\ WR PDQ\ GHVWLQDWLRQV LQ
0DQKDWWDQ DQG WKH RWKHU ERURXJKV &RPSDUHG WR WKH H[LVWLQJ 0 %XV VHUYLFH VFKHGXOHG
WLPHV WKH (DVW 6LGH /57 /LQH ZRXOG EH WZLFH DV IDVW GXULQJ SHDN KRXUV DQG VWLOO TXLFNHUGXULQJODWHQLJKWVHUYLFHUXQQLQJEHWZHHQWK6WUHHWDQG6RXWK)HUU\7DEOH
7KHIDVWHU/57SHDNKRXUVHUYLFHLVGXHWRWKHIDVWHUERDUGLQJWLPHVRIORZIORRUPXOWLSOH
HQWUDQFH /59V DQG WR WKH H[FOXVLYH ULJKWRIZD\ ZKHUHDV EXV VHUYLFH LV LPSHGHG E\
KLJKWUDIILFYROXPHV7KLVDFFRXQWVIRUWKH0/LPLWHGEXVEHLQJORQJHULQWULSWLPHV
GXULQJSHDNSHULRGV
/RZHU /57 VWDWLRQ IUHTXHQF\ LV SDUWO\ FRPSHQVDWHG IRU E\ HQKDQFHG DFFHVVLELOLW\ WR UDLO
VWDWLRQV FRPSDUHG WR EXV VWRSV :KHUHDV EXV VWRSV SURYLGH RQO\ VSHFLILF VSRW RU FRUQHU
DFFHVV WR EXVHV /57 VWDWLRQV ZRXOG H[WHQG RYHU D OHQJWK RI IHHW P DQG /59V
ZRXOGEHDFFHVVLEOHRYHUWKHHQWLUHOHQJWK
$VH[SHFWHGHVWLPDWHVIRUD6HFRQG$YHQXHVXEZD\VKRZHYHQJUHDWHUGHFUHDVHVLQUXQQLQJ
WLPHVVXFKDVEHWZHHQWK6WUHHWDQG6RXWK)HUU\MRXUQH\WLPHVZRXOGEH DQRWKHU IDVWHUWKDQ/57VHUYLFH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
7KRXJK WKH VXEZD\ LV WKH VXSHULRU V\VWHP IRU ORQJ 0DQKDWWDQ WULSV DQG WULSV EHWZHHQ
GLIIHUHQWERURXJKVWKH(DVW6LGH/57/LQHSURYLGHVIDVWHUVHUYLFHIRUPRVWLQWUD0DQKDWWDQ
WULSV 7KHVH WULSV DV SUHYLRXVO\ VKRZQ W\SLFDOO\ DUH QRW ORQJHU WKDQ EORFNV RU DERXW PLOHV NP 7KHVH DUH GLVWDQFHV ZKHUH /57¶V DGYDQWDJH RI KLJKHU VWRS IUHTXHQF\ DQG
HDVLHUVWDWLRQDFFHVVLELOLW\UHVXOWVLQVLJQLILFDQWO\ORZHUMRXUQH\WLPHV
0DS DQG VKRZ D FRPSDULVRQ RI DUHDV WKDW DUH DFFHVVLEOH ZLWKLQ DQG PLQXWHVE\HLWKHUWDNLQJWKH/57OLQHRUWKHVXEZD\7KHMRXUQH\VWDUWVDWQG6WUHHWRQWKH
VXUIDFH DQG FRQWLQXHV VRXWKERXQG :DLWLQJ WLPHV DUH QRW WDNHQ LQWR FRQVLGHUDWLRQ WKH\
GHSHQG RQ VHUYLFH IUHTXHQF\ RQO\ $ SULPH GLVDGYDQWDJH RI WKH VXEZD\ VWDUWV IURP WKH
EHJLQQLQJRIWKLVWULSWKHORQJHUZDONLQJWLPHWRWKHSODWIRUP
7KHFRPSDULVRQVKRZVWKDWWKHPLQDUHDLVDOPRVWWZLFHDVODUJHXVLQJWKH/57DQGWKH
PLQDUHDLVVWLOOJUHDWHUWKDQFRUUHVSRQGLQJDUHDVZKHQXVLQJWKHVXEZD\
7DEOH6WRSVDQG5XQQLQJ7LPH&RPSDULVRQ
(6/57
(VWLPDWH
QG$YH
6XEZD\
(VWLPDWH
0%XV
6FKHGXOH
0/WG
%XV
6FKHGXOH
/H[$YH
/RFDO
6FKHGXOH
/H[$YH
([SUHVV
6FKHGXOH
1LWH$0$0
5XQQLQJ7LPHVLQPLQ
WK6WWR6RXWK)HUU\
E
D
3HDN+RXU3030
5XQQLQJ7LPHVLQPLQ
WK6WWR6RXWK)HUU\
F
G
1XPEHURI6WRSV
EHWZHHQWK6WUHHW
DQG6RXWK)HUU\
a - Early Morning Run
b - Optimal Performance with 20s Dwell Time
c - Estimate on the basis of a 20% running time increase for peak hour periods
d - South of Brooklyn Bridge No. 4 and 5 Train
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
0DS (DVW6LGH/57/LQH$FFHVVLELOLW\XSWRPLOHV
-RXUQH\WLPHVIURPQG6WUHHWWUDYHOLQJVRXWK
0DS 6HFRQG$YHQXH6XEZD\$FFHVVLELOLW\XSWRPLOHV
-RXUQH\WLPHVIURPQG6WUHHWWUDYHOLQJVRXWK
3DJH
)LQDO5HSRUW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
,QWHUPRGDOLQWHUIDFHV
$V SUHYLRXVO\ VKRZQ $OLJQPHQW $OWHUQDWLYHV DQG ZRXOG KDYH RQH GLUHFW VXEZD\
FRQQHFWLRQ WKH ) WUDLQ DW +RXVWRQ 6WUHHW 6WXGLHV KDYH VKRZQ WKDW EXLOGLQJ QHZ VXEZD\
VWDWLRQVDWQGRUUG6WUHHWLVH[FHHGLQJO\H[SHQVLYH +RZHYHUEHWWHUDFFHVVIURP6HFRQG
1
$YHQXH WR WKH /H[LQJWRQ $YHQXH VWDWLRQ RI WKH ( DQG ) WUDLQ ZKLFK H[WHQGV DOPRVW WR WKH
PLGGOHRIWKHEORFNRQUG6WUHHWEHWZHHQ6HFRQGDQG7KLUG$YHQXHFRXOGEHIHDVLEOH
$V /57 DOORZV ELNHV WR EH WDNHQ RQ ERDUG RU VWRUHG QH[W WR WKH SODWIRUP D FRQYHQLHQW
LQWHUIDFH ZLWK ELF\FOH WUDIILF ZRXOG EH DYDLODEOH ,Q FRQWUDVW WR WKH VXEZD\ QR FDUU\LQJ DQG
VWDLUFOLPELQJZRXOGEHQHFHVVDU\
)LQDOO\ ZKHQ HLWKHU HQWHULQJ RU OHDYLQJ DQ /59 FRQYHQLHQW WUDQVIHU EHWZHHQ D EXV RU WD[L
ZKLFKVWRSVDOPRVWDWWKHVDPHORFDWLRQRUULJKWDURXQGWKHFRUQHUPD\RFFXU
1HWZRUN,PSOLFDWLRQV
:LWKWKHH[LVWLQJSURSRVDOIRU/57RQWK6WUHHWDVSDUWRIWKH/RZHU(DVW6LGH/576KXWWOH
DQG WKH QG 6WUHHW /57 OLQH WKH SRVVLELOLW\ IRU GLUHFW ³/VKDSH´ /57 URXWHV LV DQRWKHU
LPSRUWDQW DGYDQWDJH RI /57 $W JUDGH FURVVLQJV DQG WXUQV DUH HDV\ WR DGG LQ RUGHU WR
SURYLGHDPRUHH[WHQVLYH/57QHWZRUN
7KLVIOH[LELOLW\DOVRDOORZVWKHVWRUDJHIDFLOLW\DWWK6WUHHWWRVHUYHRWKHU/57VHJPHQWVRI
DSRVVLEOH0DQKDWWDQ/57QHWZRUN
6WRSRYHUFURZGLQJRQWKH/H[$YH6XEZD\
:KHUHDV RYHUFURZGLQJ RQ WKH /H[LQJWRQ $YHQXH 6XEZD\ ZRXOG EH HDVHG ZLWK D 6HFRQG
$YHQXH 6XEZD\ WKH (DVW 6LGH /57 /LQH ZRXOG DWWUDFW D VPDOOHU SHUFHQWDJH RI SHDN SHULRG
VXEZD\ULGHUV
$PRQJWKHWRSWZHQW\RULJLQDQGGHVWLQDWLRQSDLUVRIWKH/H[LQJWRQ $YHQXH 6XEZD\ 7DEOH
WKUHHSDLUVRIQRQ0DQKDWWDQWR0DQKDWWDQWULSVDLQ7DEOHDQGIRXUSDLUVRI
0DQKDWWDQ WR 0DQKDWWDQ WULSV E LQ 7DEOH LQ WKH $0 SHDN SHULRG DUH SRWHQWLDOO\
1
1<&7S(
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
GLYHUWHG WR WKH (DVW 6LGH /57 /LQH 7KHVH SDLUV DFFRXQW IRU DERXW RI WKH WRWDO SHDN
SHULRG/H[LQJWRQ$YHQXHVXEZD\YROXPHRI WULSV $VVXPLQJ D GLYHUVLRQ UDWLR
FRUUHVSRQGLQJO\ WR WKH DYHUDJH FDWFKPHQW DUHD RI WKH (DVW 6LGH /57 /LQH /H[LQJWRQ
$YHQXHVXEZD\YROXPHFRXOGEHGHFUHDVHGE\WULSVGXULQJWKH$0SHDNSHULRG
7KHORZHU/H[LQJWRQ$YHQXHVXEZD\30SHDNSHULRGYROXPHRIWULSVLVUHGXFHGE\
WULSV DVVXPLQJ WKH VDPH GLYHUVLRQ UDWLR 7ZR SDLUV RI 0DQKDWWDQ WR QRQ0DQKDWWDQ
WULSVDQGVL[SDLUVRI0DQKDWWDQWR0DQKDWWDQWULSVDUHDIIHFWHGLQWKH30SHDNSHULRG
,QJHQHUDOWKHSRWHQWLDOIRUVKLIWLQJWULSVIURPWKHRWKHUERURXJKVWRWKH(DVW6LGH/57OLQH
GHSHQGV WR D KLJK GHJUHH RQ WKH FRQYHQLHQFH RI WKH WUDQVIHU WR WKH VXEZD\ ZKHUHDV WKH
6HFRQG$YHQXH6XEZD\FRXOGSURYLGHDRQHVHDWULGHIRUPDQ\RIWKHVHWULSV
3RSXODUVXUIDFHWUDQVLW
([SHULHQFH ZLWK /57 LQ RWKHU FLWLHV KDV VKRZQ WKDW WKLV PRGH LV H[WUHPHO\ SRSXODU ZLWK
WUDQVLW ULGHUV :KLOH WKH SURSRVHG 1HZ <RUN %XV ODQHV ZRXOG SURYLGH PRUH HIILFLHQW EXV
VHUYLFHWKHEDVLFLQFHQWLYHVEHVLGHVMRXUQH\WLPHIRUULGLQJWKHEXVZRXOGUHPDLQWKHVDPH
%HVLGHVWKHREYLRXVDGYDQWDJHVRI/57LQJHQHUDO1HZ<RUNHUVZLOOKDYHWKHRSSRUWXQLW\WR
WDNH VXUIDFH WUDQVLW ZLWKRXW ULGLQJ WKH ³ROGIDVKLRQHG ORZLPDJH´ EXV DVVXPLQJ WKH
LPSOHPHQWDWLRQRIDQ(DVW6LGH/57/LQH,QSDUWLFXODUIRUFRVPRSROLWDQ1HZ<RUN&LW\ZLWK
DQRYHUDOOHPSKDVLVRQVW\OHDQGSDQDFKHDQHZDJHRIZRUOGFODVVVXUIDFHWUDQVLWZKLFKLV
XSWRGDWH HIILFLHQW DQG DERYH DOO XVHU IULHQGO\ DQG UHDGLO\ DFFHVVLEOH ZRXOG EH DQ
DWWUDFWLYHDOWHUQDWLYHWRFDUDQGWD[LWUDYHO/57ZLOOEHHDVLHUWRSURPRWHDQGPRUHOLNHO\WR
VXFFHHG
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
$FFHVVLELOLW\IRUGLVDEOHGSHUVRQV
$VSUHYLRXVO\GLVFXVVHGWKH(DVW6LGH/57/LQHZRXOGSURYLGHLPSURYHGPRELOLW\IRUGLVDEOHG
SHUVRQVLQZKHHOFKDLUV2QWKHRWKHUKDQGZKHHOFKDLUDFFHVVLELOLW\WRDQHZVXEZD\OLQHLV
OHVV FRQYHQLHQW DQG ZRXOG VWLOO UHTXLUH GLIILFXOW WUDQVIHUV WR RWKHU OLQHV ,PSURYLQJ VXUIDFH
WUDQVLWWKDWLVFRPSDWLEOHZLWK$'$UHTXLUHPHQWVLVDQDSSURSULDWHVROXWLRQ
5LGLQJHQMR\PHQW
,Q SURYLGLQJ PRUH LQGXFHPHQWV IRU WKH SXEOLF WR ULGH WUDQVLW WKH (DVW 6LGH /57 /LQH LV
XQEHDWDEOH :KHWKHU IRU WRXULVWV FRPPXWHUV RU VKRSSHUV WKH ULGLQJ H[SHULHQFH ZLWK KLJK
WHFK WUDLQV RQ WKH VXUIDFH LQFOXGLQJ D IDEXORXV YLHZ RI 0DQKDWWDQ¶V (DVW 6LGH SURYLGHV
LPSRUWDQWDGYDQWDJHV7UDGLWLRQDOEXV VHUYLFH RU WULSV WKURXJK GDUN QRLV\ DQG XQDWWUDFWLYH
VXEZD\WXQQHOVDUHOHVVSOHDVDQWWUDYHORSWLRQV
6KLIWLQJWUDYHOHUVIURPSULYDWHFDUVDQGWD[LVWRWUDQVLWRUQRQPRWRUL]HGPRGHV
7RVKLIWSHRSOHIURPSULYDWHFDUVDQGWD[LVWRDOWHUQDWLYHPRGHVWZRPHWKRGVFDQEHXVHG
SXVKHIIHFWVDQGSXOOHIIHFWV
2QWKHSXVKVLGHLWLVLPSRUWDQWWRGHFUHDVHWKHVWURQJDWWUDFWLRQRIWKHSULYDWHDXWRPRGH
7ZRZD\VDUHHYLGHQW)LUVWWKHPRVWDFFHSWHGPHWKRGLVSULFLQJ7KLVLVRQO\PRGHVWO\GRQH
LQ 1<& E\ EULGJH WROOV URDG SULFLQJ DQG KLJK SDUNLQJ IHHV 7KH VHFRQG LPSRUWDQW SXVK
IDFWRULVDUHGXFWLRQLQVSDFHSURYLGHGIRUYHKLFXODUWUDIILFWKURXJKIHZHUYHKLFOHODQHVDQG
OHVVSDUNLQJVSDFH
3XOO IDFWRUV DUH LQFHQWLYHV IRU WKH WUDQVLW DQG QRQPRWRUL]HG DOWHUQDWLYHV $PRQJ WKH PRVW
LPSRUWDQWIRUWUDQVLWDUHORZHUMRXUQH\WLPHVDQGLQFUHDVHGULGLQJHQMR\PHQWDQG IRU QRQ
PRWRUL]HG PRGHV LPSURYHG ZDONLQJ DQG ELNLQJ FRQGLWLRQV DQG D PRUH SOHDVDQW
HQYLURQPHQW
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
7KH KLJKHVW PRGH VKLIW UDWHV FDQ EH H[SHFWHG WR RFFXU E\ XVLQJ D FRPELQDWLRQ RI ERWK
VWUDWHJLHV +RZHYHU SXVK IDFWRUV DUH QRW GLUHFWO\ FRQQHFWHG ZLWK D QHZ VXEZD\ OLQH EXW
WKH\ DUH ZKHQ EXLOGLQJ WKH (DVW 6LGH /57 /LQH EHFDXVH WKH\ UHGXFH YHKLFXODU FDSDFLW\ LQ
IDYRU RI WKH VWUHHWULJKW RI ZD\ $V SUHYLRXVO\ VKRZQ WKH FDSDFLW\ RI 6HFRQG $YHQXH
GHFUHDVHVE\YSKIURPWRGD\¶VFDSDFLW\RIYSKWRYSKEHWZHHQUGDQG
UG6WUHHW&DSDFLW\VRXWKRIUG6WUHHWGHFUHDVHVIURPWRYSK7KHGHFUHDVH
RIFDSDFLW\ZRXOGEHIDUPRUHDORQJIXOO\SHGHVWULDQL]HGEORFNVZLWKUHGXFWLRQRIDERXW
YSK VRXWKERXQG DQG DERXW YSK QRUWKERXQG DVVXPLQJ D WZRZD\ )LUVW $YHQXH
5HGXFLQJ WKH VDPH DPRXQW RI FDSDFLW\ ZKHQ EXLOGLQJ WKH VXEZD\ HVSHFLDOO\ ZKHQ DERYH
JURXQGYHKLFOHVODQHVZLOOVWLOOEHDYDLODEOHIRUDXWRVLVSROLWLFDOO\PRUHGLIILFXOW
3XOOIDFWRUVUHODWHGWRMRXUQH\WLPHVDUHKLJKHUZLWKDQHZVXEZD\WDNLQJLQWRFRQVLGHUDWLRQ
WKDW PRVW SULYDWH DXWR WUDIILF LV LQWHUERUR WUDIILF ZKHUH WKH VXEZD\ LV VLJQLILFDQWO\ IDVWHU
7KLVDGYDQWDJHLVFRPSHQVDWHGWRDFHUWDLQGHJUHHE\WKHUHGXFWLRQRIWD[LVLQVLGHWKH6WXG\
$UHD 7D[L ULGHUV DUH PRUH OLNHO\ WR FKDQJH WR /57 DQG LWV UHODWLYHO\ HQKDQFHG VXUIDFH
VHUYLFH)XUWKHUPRUHDVDXWRDQGWD[LULGHUVSHUFHLYH³WKHLU´HQYLURQPHQWLVRQWKHVXUIDFH
UDWKHU WKDQ XQGHUJURXQG WKHLU DWWHQWLRQ ZLOO EH PRUH HDVLO\ DWWUDFWHG WR /57 WKDQ WR WKH
VXEZD\DVDSRVVLEOHWUDQVLWDOWHUQDWLYH7KHUHIRUHWKHPHVVDJHRI/57WRFDUDQGWD[LXVHUV
LVPXFKFOHDUHU³:HUHGXFHG\RXUVSDFHWRSURYLGH\RXWKLVVHUYLFHDOWHUQDWLYH´)LQDOO\WKH
QHFHVVDU\VWUHHWUHFRQILJXUDWLRQIRU WKH (DVW 6LGH /57 OLQH FRXOG HDVLO\ LQFOXGH LQFUHDVHV LQ
SHGHVWULDQDQGELF\FOLVWVSDFH
0RVWLPSRUWDQWIRUDVXFFHVVIXOPRGHVKLIWLVWKHLPSOHPHQWDWLRQ RI D SDFNDJH RI LQFHQWLYH
DQGGLVLQFHQWLYHVWUDWHJLHVXVLQJDVPDQ\V\QHUJLVWLFHIIHFWVDVSRVVLEOH7REHVXFFHVVIXO
WKH(DVW6LGH/57/LQHVKRXOGLQFOXGHVXFKDSDFNDJH
6SHFLDO7UHDWPHQWRIWKH4XHHQVERUR%ULGJH
$V VKRZQ EHIRUH WKH 4XHHQVERUR %ULGJH HQWUDQFH RQ 6HFRQG $YHQXH LV WKH PRVW
WURXEOHVRPH ³KRWVSRW´ RQ 6HFRQG $YHQXH 7KHUHIRUH D VSHFLDO WUHDWPHQW WR VROYH H[LVWLQJ
DQGIXWXUHSUREOHPVLVQHFHVVDU\$SRVVLELOLW\WRPLQLPL]HWUDIILFLPSDFWVZRXOGEHEXLOGLQJ
DQ/57WXQQHOXQGHUWKHEULGJHDSSURDFKEHWZHHQWKDQGQG6WUHHWV6RPHSRUWLRQRIWKH
H[LVWLQJ ROG XQGHUJURXQG WUROOH\ VWDWLRQ EHWZHHQ WK DQG WK 6WUHHW FRXOG EH XVHG DQG
UHVWRUHG
$PRUHH[WHQVLYHSODQLQFOXGLQJUHFRQILJXUDWLRQRQWKH4XHHQVERUR%ULGJHZDVLQFOXGHGLQD
SURSRVDO VXEPLWWHG IRU DQ XUEDQ GHVLJQ FRPSHWLWLRQ VSRQVRUHG E\ WKH 9DQ $OHQ ,QVWLWXWH
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
7KHSURSRVDOHQYLVLRQHGUHVWRUDWLRQRI/57VHUYLFHRYHUWKHEULGJHLQWR4XHHQVRQLWVRXWHU
ODQHV WRGD\¶V SHGHVWULDQ ZDONZD\ DQG FORVLQJ WKH XSSHU GHFN WR WUDIILF DQG FUHDWLQJ
2
SHGHVWULDQDQGELF\FOHVSDFH 7KHORZHUGHFNZRXOGUHPDLQIRUYHKLFXODUWUDIILFRQO\
7KLVSURSRVDOZRXOGJUHDWO\UHGXFHSRWHQWLDOWUDIILF/57FRQIOLFWVRQ6HFRQG$YHQXHEHWZHHQ
WKDQGWK6WUHHWV
5HGXFHWUDIILFFRQJHVWLRQ
7KH GHJUHH RI VKLIWLQJ IURP YHKLFXODU WUDIILF WR DOWHUQDWLYH PRGHV LV GHSHQGHQW RQ WKH
GHJUHHWRZKLFKWKH³SXVK´DQG³SXOO´VWUDWHJLHVDUHDSSOLHG
,QLWLDOO\WRGD\¶VSHDNWUDIILFYROXPHVRQ6HFRQG$YHQXHZLWKDERXWYSKFRXOGQRWEH
KDQGOHG ZLWK WKH /57 SODQ ZKHUH WKH UHPDLQLQJ FDSDFLW\ YSK ZRXOG JXDUDQWHH
FRQJHVWHG FRQGLWLRQV 7KH TXHVWLRQ RI ZKHWKHU ORQJWHUP FRQGLWLRQV ZRXOG OHDG WR D
FRUUHVSRQGLQJ PRGH VKLIW ZKLFK ZRXOG UHVXOW LQ D EHWWHU VLWXDWLRQ WKDQ WRGD\ FDQ QRW EH
DQVZHUHGDWWKLVSRLQW,QFRQFOXVLRQDGGLWLRQDOVWXGLHVDERXWWUDIILFVKULQNDJHDQGGLYHUVLRQ
DQGWKHUHVSRQVHWR³SXVK´DQG³SXOO´VWUDWHJLHVQHHGWREHSHUIRUPHG
7UDIILFDQG7UDQVLW6DIHW\
6DIHW\VKRXOGEHPD[LPL]HGIRUYHKLFOHVSHGHVWULDQVELF\FOLVWVDQGWUDQVLWULGHUV2QWKRVH
VHJPHQWV ZKHUH WKH 7ZR:D\7UDQVLW:D\ RSHUDWHV DGMDFHQW WR WUDIILF ODQHV VHSDUDWH
VLJQDOV IRU ULJKW WXUQLQJ YHKLFXODU WUDIILF IHQFHG FXUE ODQHV RQ WKH ZHVW VLGH RI 6HFRQG
$YHQXHDORQJEORFNVZLWKRXW/57VWDWLRQELNHODQHVRQWKHRSSRVLWHVLGHRIWKHVWUHHWDQGD
FOHDU DUUDQJHPHQW RI WUDFNV DUH QHHGHG 6WLOO D 6HFRQG $YHQXH VXEZD\ ZRXOG EH VDIHU
EHFDXVHLWGRHVQRWLQWHUIHUHZLWKVXUIDFHWUDIILF%XVHVRQWKHSURSRVHG1HZ<RUN%XV/DQHV
DUH GHHPHG HTXDOO\ DV VDIH DV WKH /57 :KHUH WKH 7ZR:D\7UDQVLW:D\ RSHUDWHV LQ D
SHGHVWULDQ PDOO /59 VSHHGV ZLOO EH ORZHU DQG WUDFN DUHDV ZLOO EH SDYHG LQ D PDQQHU WKDW
GLVFRXUDJHVSHGHVWULDQVIURPZDONLQJRQWKHWUDFNZD\
2
*RUGRQ+DLNDOLV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
&UHDWLQJ$XWR)UHH6SDFH
0RVW SUHIHUDEOH EORFNV IRU WKH 3HGHVWULDQ =RQH $OLJQPHQW DUH EHWZHHQ +RXVWRQ DQG WK
6WUHHW 7KLV (DVW 9LOODJH SDUW RI 6HFRQG $YHQXH LV FKDUDFWHUL]HG E\ UHODWLYHO\ ORZ WUDIILF
YROXPHV RI DERXW YSK DQG D SOHDVDQW ZDONLQJ HQYLURQPHQW ZLWK PDQ\ VKRSV
UHVWDXUDQWV DQG FDIpV $GGLWLRQDOO\ 0LGWRZQ DQG WKH 8SSHU (DVW 6LGH SURYLGH VHYHUDO
DWWUDFWLYHVHJPHQWVRI6HFRQG$YHQXHZHOOVXLWHGIRUDSHGHVWULDQ]RQH
7KHWUDQVSRUWDWLRQHOHPHQWRIDXWRIUHHVSDFHLVDPDMRUDVSHFW3URYLGLQJH[FHOOHQWWUDQVLW
DFFHVVDORQJVWUHHWVWKDWDUHFORVHGIRUYHKLFXODUWUDIILFLVRQHRIWKHPRVWLPSRUWDQWIDFWRUV
3
IRUVXFFHVVE\JXDUDQWHHLQJHQRXJKSRWHQWLDOUHWDLOFRVWXPHUV
+RZHYHU FUHDWLQJ PRUH RSHQ DQG SXEOLF VSDFH LQ FLWLHV JRHV IDU EH\RQG D WUDQVSRUWDWLRQ
LVVXH DQG LW KDV WR EH UHFRJQL]HG DV D JHQHULF XUEDQ HOHPHQW RI OLYLQJ TXDOLW\
3HGHVWULDQL]LQJ WKH HQWLUH OHQJWK RI 6HFRQG $YHQXH IURP +RXVWRQ WR WK 6WUHHW ZRXOG
FUHDWHDGGLWLRQDODFUHVPðRISXEOLFRSHQVSDFHRQWKH(DVW6LGHRI0DQKDWWDQ
DYHU\GHQVHDUHDZLWKIHZSDUNV
3
+ROJXLQ9HUDV
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
(FRQRP\
&RQWULEXWLRQWRORFDOHFRQRPLFGHYHORSPHQW
:KHUHDV WKH VXEZD\ SURYLGHV FHUWDLQ HFRQRPLF DGYDQWDJHV RI KLJKHU ORQJ GLVWDQFH
DFFHVVLELOLW\ PRUH WKDQ PLOHV LQFOXGLQJ D ODUJHU SRWHQWLDO FXVWRPHU PDUNHW IRU UHWDLO
VHUYLFHVRQ0DQKDWWDQ¶V(DVW6LGHWKH(DVW6LGH/57OLQHEULQJVVKRSSHUVGLUHFWO\LQIURQWRI
WKHVH HVWDEOLVKPHQWV¶ HQWUDQFHV $GGLWLRQDOO\ WUDQVLW SDVVHQJHUV EHFRPH DZDUH RI
RSSRUWXQLWLHV DORQJ WKH (DVW 6LGH ZKHQ ULGLQJ DORQJ 6HFRQG $YHQXH ZKLFK ZLOO QRW KDSSHQ
ZKHQ WUDYHOLQJ RQ WKH VXEZD\ )LQDOO\ /57 OLQNV UHWDLO HVWDEOLVKPHQWV DORQJ WKH (DVW 6LGH
ZLWKHDFKRWKHUSURYLGLQJD ODUJHU VXSSO\ RI SRWHQWLDO FKRLFHV IRU FXVWRPHUV DQG LQFUHDVLQJ
WKHDWWUDFWLRQRIDOOEXVLQHVVHV
&DSLWDO&RVW
7R DXJPHQW WKH FDSLWDO FRVW HVWLPDWHV SUHSDUHG E\ WKH 1<&7 IRU WKH /RZHU (DVW 6LGH /57
6KXWWOH6HJPHQWRIWKH(DVW6LGH/57OLQHDGGLWLRQDOHVWLPDWHVZHUHGRQHIRU6HJPHQW
DORQJ 6HFRQG $YHQXH DQG 6HJPHQW DORQJ $OOHQ RU &KU\VWLH 6WUHHW 0DS &RQVWUXFWLRQFRVWIRUWKLVPLOHNPORQJVHJPHQWIURP&DQDO6WUHHWWRWK6WUHHW
DUHDERXWPLOOLRQ7KHVHHVWLPDWHVEDVHGRQ1<&7FRVWFDOFXODWLRQRIPLOOLRQSHU
PLOH IRU /57 DUH H[WUHPHO\ KLJK FRPSDUHG WR RWKHU FLWLHV LQ WKH 86 )RU H[DPSOH 6DQ
4
)UDQFLVFR EXLOGV LWV QHZ /LJKW 5DLO /LQH H[WHQVLRQ ZLWK FRVWV RI PLOOLRQ SHU PLOH
$VVXPLQJWKHVHJXLGHOLQHVWKLVVWUHWFKRIWKH(DVW6LGH/57OLQHZRXOGFRVWRQO\DERXW
PLOOLRQ)RUWKHVDPHOHQJWKD6HFRQG$YHQXH6XEZD\ZRXOGFRVWDWOHDVWDERXWELOOLRQ
7KHUHIRUH FRQVWUXFWLRQ FRVW IRU WKH /57 OLQH HYHQ ZLWK FRQVHUYDWLYH HVWLPDWHV ZRXOG EH
OHVV WKDQ RI WKRVH IRU WKH VXEZD\ &RQVWUXFWLRQ FRVWV IRU 1HZ <RUN %XV /DQHV DUH
5
ORZHVW DW RQO\ PLOOLRQ WRWDO 7RWDO FDSLWDO FRVW IRU WKH /57 OLQH LQFOXGLQJ WKH UROOLQJ
VWRFNLVHVWLPDWHGZLWKPLOOLRQ
4
0RVFRYLFK
5
1<&7$SSHQGL[
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
7DEOH&DSLWDO&RVWIRUWKH(DVW6LGH/57/LQH6HJPHQWDQGIURP&DQDO6WUHHWWR
WK6WUHHW
&DSLWDO,QYHVWPHQW
&RPSRQHQW
0LOHVRU
8QLWV
&RVWSHU0LOH
RU&RVWSHU
1
8QLW
&RVWVIURP&DQDO
WRWK6WUHHW
PLOHV
6WUXFWXUHV7UDFNV6WDWLRQV6KRSVDQG<DUGV
5LJKWRI:D\3UHSDUDWLRQDQG&RQVWUXFWLRQ
&RQFUHWH5RDGZD\7UDFN
/LQH6WDWLRQ6WUXFWXUH
6WDWLRQV
6KRSV
<DUG7UDFNV
6LJQDO&RPPXQLFDWLRQV3RZHU/LQH(TXLSPHQW
6LJQDOV
&RPPXQLFDWLRQV
7UDIILF6LJQDO&RQILJXUDWLRQ
(OHFWULF3RZHU2YHUKHDG:LUH
/LQH(TXLSPHQW
7RWDO&RQVWUXFWLRQ&RVW
5ROOLQJ6WRFN
/RZ)ORRU/LJKW5DLO9HKLFOHV
7RWDO&DSLWDO&RVW
1
NYCT, Mesa Study
&RQVWUXFWLRQ6FKHGXOHV
$ WRWDO RI WKUHH WR IRXU \HDUV ZRXOG EH UHTXLUHG WR FRQVWUXFW WKH (DVW 6LGH /57 /LQH 7KLV
ZRXOG WDNH VRPHZKDW ORQJHU WKDQ LPSOHPHQWLQJ WKH 1HZ <RUN %XV /DQHV ZKLFK FRXOG EH
GRQH LQ DERXW WZR \HDUV %XLOGLQJ D 6HFRQG $YHQXH 6XEZD\ LV HVWLPDWHG WR WDNH XS WR \HDUV
6
6
1<&76I
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU7KH5ROHRIWKH(DVW6LGH/57/LQH
(QYLURQPHQW
$HVWKHWLFDOO\SOHDVLQJHQYLURQPHQW
'HSHQGLQJ RQ LQGLYLGXDO WDVWH TXHVWLRQV RI DHVWKHWLFV DUH H[WUHPHO\ GLIILFXOW WR HYDOXDWH
0DQ\ SHRSOH DUH FRQFHUQHG /57 PLJKW QRW EH YLVXDOO\ SOHDVLQJ GXH WR LWV XVH RI RYHUKHDG
ZLUHV+RZHYHUWKLVFRXOGEHPLQLPL]HGE\DWWUDFWLYHSROHGHVLJQDQGUHGXFLQJWKHQXPEHU
RI VXSSRUWLQJ ZLUHV )XUWKHUPRUH LPSOHPHQWLQJ ZHOO GHVLJQHG /59V WRJHWKHU ZLWK D PRUH
SOHDVDQW VWUHHW FRQILJXUDWLRQ UHGXFHV DGYHUVH HIIHFWV DQG UHVXOWV LQ DQ RYHUDOO DHVWKHWLFDO
SOXV )RU WKRVH VHJPHQWV LQ D WUDQVLW PDOO SRVLWLYH YLVXDO LPSDFWV ZRXOG RXWQXPEHU WKH
QHJDWLYHV
&RPPXQLW\DQGQHLJKERUKRRGFKDUDFWHU
,PSOHPHQWLQJDQHZDWWUDFWLYHDQGZHOOVXLWHGWUDQVLWV\VWHPLPSURYHVFRPPXQLW\DPELHQFH
DQG DGGV WR QHLJKERUKRRG FKDUDFWHU &RPSDUHG WR WKH DQRQ\PRXV VXEZD\ RXW RI VLJKW
VRPHZKHUH LQ WKH JURXQG WKH /57 /LQH ZLOO UHSUHVHQW 0DQKDWWDQ¶V (DVW 6LGH DQG UHVLGHQWV
ZLOOLGHQWLI\WKHPVHOYHVZLWKLW
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU,PSOHPHQWDWLRQRIWKH(DVW6LGH/57/LQH
3RVVLEOH ,PSOHPHQWDWLRQ RI WKH (DVW 6LGH /57 /LQH DV SDUW
RIDQ,QWHJUDWHG7UDQVSRUWDWLRQ3ODQ
,QWKLVVHFWLRQRIWKHVWXG\1<&7¶V0(6$SURSRVDOIRUD%XLOG$OWHUQDWLYHLVDVVXPHGDVD
VWDUWLQJSRLQW$JDLQWKLVDOWHUQDWLYHSURSRVHVDVXEZD\QRUWKRIUG6WUHHWEHQHDWK6HFRQG
$YHQXH WR WK 6WUHHW FRQQHFWLQJ ZLWK WKH /H[LQJWRQ $YHQXH VXEZD\ 7KH PRVW VRXWKHUO\
VXEZD\VWDWLRQZRXOGEHORFDWHGEHWZHHQWKDQG QG 6WUHHW $GGLWLRQDOO\ WKH /RZHU (DVW
6LGH/576KXWWOHDQG1HZ<RUN%XV/DQHVZRXOGEHLPSOHPHQWHG
,Q WKLV VWXG\ DV D ILUVW LPSOHPHQWDWLRQ VWHS WKH (DVW 6LGH /57 /LQH ZRXOG EH EXLOW DV D
H[WHQVLRQRIWKH/(6/576KXWWOHUXQQLQJQRUWKRQ$OOHQRU&KU\VWLH6WUHHWIURPWKH&DQDO
6WUHHW LQWHUVHFWLRQ WKDQ DORQJ 6HFRQG $YHQXH WR D WHUPLQXV DW WK 6WUHHW 7KHUH LW ZRXOG
FRQQHFW ZLWK WKH WKQG 6WUHHW 6WDWLRQ ,Q D VHFRQG VWHS DQ H[WHQVLRQ QRUWK WR WK
6WUHHW LV SRVVLEOH )XUWKHUPRUH WKH /57 ZRXOG FRQQHFW ZLWK WKH SURSRVHG QG 6WUHHW
FURVVWRZQ/57/LQHUXQQLQJIURPWKH813OD]DWRWKH+XGVRQ5LYHU
7KHIUHTXHQWO\GLVFXVVHGH[WHQVLRQRID6HFRQG$YHQXHVXEZD\VRXWKRIUG6WUHHWWR/RZHU
0DQKDWWDQZRXOGDFFRPSOLVK HIIRUWV WR SURYLGH D IXOO WUDQVLW FRUULGRU DORQJ 6HFRQG $YHQXH
6\QHUJLVWLFHIIHFWVEHWZHHQWKH(DVW6LGH/57/LQHDQGWKH6HFRQG$YHQXH6XEZD\VXFKDV
XVLQJWKH/57DVDIHHGHURUORFDOVHUYLFHWRDQH[SUHVVVXEZD\KHOSWRUHGXFHFDSLWDOFRVWV
IRUVXEZD\VWDWLRQVDQGSURYLGHVDQHYHQIDVWHUDQGWKHUHIRUHPRUHHIILFLHQWVXEZD\VHUYLFH
,QWKLVZD\D6HFRQG$YHQXH6XEZD\VHUYLQJWKHHQWLUH(DVW6LGHRI0DQKDWWDQFRXOGKDYH
WKH IROORZLQJ HLJKW VWDWLRQV WK 6WUHHW WK 6WUHHW QG 6WUHHW UG 6WUHHW WK 6WUHHW
WK 6WUHHW )XOWRQ 6WUHHW DQG :KLWHKDOO 6WUHHW 7KH DGGLWLRQDO VL[ VWDWLRQV QHFHVVDU\ IRU
W\SLFDOVXEZD\VHUYLFHZRXOGQRWKDYHWREHEXLOWUHGXFLQJWKHWRWDOFRQVWUXFWLRQFRVWRI
PLOOLRQE\PLOOLRQ3XWGLIIHUHQWO\ZLWKWKHFRVWVVDYHGIRUWKHVXEZD\VWDWLRQV
IXOO\RIWKH(DVW6LGH/57/LQHEHWZHHQ&DQDODQGWK6WUHHWFRXOGEHIXQGHG
,Q RUGHU WR DYRLG IXUWKHU WUDIILF FRQJHVWLRQ RQ 0DQKDWWDQ¶V (DVW 6LGH HVSHFLDOO\ DORQJ D
6HFRQG $YHQXH ZLWK /57 VHUYLFH DV ZHOO DV DOO RYHU WKH LVODQG VR FDOOHG ³JDWHNHHSLQJ´
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU,PSOHPHQWDWLRQRIWKH(DVW6LGH/57/LQH
FRQFHSWV VXSSRUWHG E\ ,QWHOOLJHQW 7UDQVSRUWDWLRQ 6\VWHPV ,76 VKRXOG EH LQVWDOOHG RQ DOO
EULGJHV DQG WXQQHOV :LWK WKLV SODQ RQO\ WKH KRXUO\ DPRXQW RI YHKLFOHV LGHQWLILHG DV QRW
FDXVLQJ FRQJHVWLRQ DUH DOORZHG WR HQWHU 0DQKDWWDQ $GGLWLRQDO EULGJH DQG WXQQHO WROOV DUH
KLJKO\UHFRPPHQGHGWRSHUIRUPWKLV³JDWHNHHSLQJ´IXQFWLRQDQGDYRLGORQJTXHXHVIRUPLQJ
DWWKHEULGJHDSSURDFKHVLQ%URRNO\QDQG4XHHQV7ROOVZRXOGSURYLGHWKHQHHGHGLQFHQWLYHV
WRVZLWFKPRWRULVWVWRSXEOLFWUDQVLWDQGWRILQDQFHFRVWO\WUDQVLWLPSURYHPHQWV
3DJH
Chapter 4
Conclusion
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&RQFOXVLRQ
&RQFOXVLRQ
,PSOHPHQWDWLRQ RI /57 DORQJ 0DQKDWWDQ¶V (DVW 6LGH LV UHFRPPHQGHG EDVHG RQ WKH
FRQFOXVLRQ RI WKLV UHVHDUFK VWXG\ RQ WKH FRQGLWLRQ WKDW LW LV SDUW RI DQ LQWHJUDWHG
WUDQVSRUWDWLRQ SODQ IRU 1HZ <RUN &LW\ ,Q FRPSDULVRQ WR RWKHU 6HFRQG $YHQXH WUDQVLW
UHPHGLHV WKH /57 VROXWLRQ LV D FRVW HIIHFWLYH VROXWLRQ WKDW 1HZ <RUN &LW\ FDQ DIIRUG ZKLOH
SURYLGLQJ WKH EHQHILWV RI TXLFNHU MRXUQH\ WLPHV DQ HQKDQFHG TXDOLW\ RI OLIH DV ZHOO DV WKH
EDVLV IRU D VWUHQJWKHQHG DQG H[SDQGHG HFRQRPLF RXWORRN IRU UHWDLO DQG FRPPHUFLDO
HVWDEOLVKPHQWVLQDQDUHDRI1<&WKDWKDVZDLWHGIDUWRRORQJIRUDGGLWLRQDOPRELOLW\RSWLRQV
,PSRUWDQW QH[W VWHSV WR DGYDQFH /57 LQFOXGH DQ H[WHQVLYH VWXG\ DERXW YHKLFXODU WUDIILF
VKULQNDJHDQGGLYHUVLRQIRUWKH(DVW6LGH6WXG\$UHD)XUWKHUSRVVLELOLWLHVRI,76WRRSWLPL]H
WUDIILF VLJQDO WLPHV DQG JRRGV PRYHPHQW DV ZHOO DV WR LPSOHPHQW ³JDWHNHHSLQJ´ FRQFHSWV
KDYH WR EH DQDO\]HG )LQDOO\ RULJLQ DQG GHVWLQDWLRQ GDWD RQ WKH PLFURVFDOH OHYHO KDV WR EH
LQFOXGHGWRPDNHDILQDOGHFLVLRQDERXWDOLJQPHQWDOWHUQDWLYHVDQGVWDWLRQSODFHPHQWV
'XULQJ WKH SUHSDUDWLRQ RI WKLV VWXG\ PDQ\ SXEOLF KHDULQJV DQG SUHVHQWDWLRQV FRQFHUQLQJ
WUDQVLW LPSURYHPHQWV LQ 0DQKDWWDQ ZHUH DWWHQGHG DQG GLDORJV ZLWK UHVLGHQWV ORFDO
WUDQVSRUWDWLRQSODQQHUVDQGHOHFWHGRIILFLDOVZHUHKHOG0RVWUHDFWLRQVWR/57SURSRVDOVZHUH
RQHV RI UHVHUYDWLRQ 5HVLGHQWV IHDU WUDIILF GLYHUVLRQ ZLWK KLJKHU YROXPHV LQ VLGH VWUHHWV DV
ZHOO DV DQ RYHUDOO LQFUHDVH LQ WUDIILF FRQJHVWLRQ /RFDO SROLWLFDO OHDGHUV DJDLQ WDNH WKHVH
FRQFHUQV RI WKHLU FRQVWLWXHQF\ YHU\ VHULRXVO\ DQG DYRLG VXSSRUWLQJ OLJKW UDLO 2Q WKH RWKHU
KDQG /57 LV PRUH SRSXODU DPRQJ WUDQVSRUWDWLRQ DQG XUEDQ SODQQHUV DV ZHOO DV DUFKLWHFWV
7KHUHIRUH WKH SXEOLF LV FRQIURQWHG ZLWK /57 SURSRVDOV HQGRUVHG E\ WUDQVSRUW SURIHVVLRQDOV
DJDLQDQGDJDLQZLWKRXWWKHDFWXDOH[SHULHQFH RI VSHFLILF FKDUDFWHULVWLFV DQG DGYDQWDJHV RI
WKLV WUDQVLW PRGH )RU 1HZ <RUNHUV /57 UHPDLQV D PHDQV RI WUDQVSRUWDWLRQ GLVWDQW DQG
LQDFFHVVLEOHDQGIDUWRRYLVLRQDU\7KLVLVREYLRXVO\WKHUHVXOWRIOLYLQJLQDFLW\WKDWKDVQRW
VHHQVWUHHWUDLOZD\VIRURYHU\HDUV,PSRUWDQWO\WKHPRUHWKDWZDVNQRZQE\WKHSXEOLF
DERXWOLJKWUDLODVDQRSWLRQWKHPRUHUHFHSWLYHWKHOLVWHQHUEHFDPHDVWKHVHFRQFHSWVZHUH
GLVFXVVHGDQGFRPSDUHGWRRWKHUDOWHUQDWLYHV
7KHUHIRUHWKHRSHQLQJRI1HZ-HUVH\7UDQVLW¶V+XGVRQ%HUJHQ/57/LQHLPPHGLDWHO\RQWKH
RWKHU VLGH RI WKH +XGVRQ 5LYHU EHJLQQLQJ LQ 0DUFK LV ZHOFRPHG ZLWK JUHDW
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&RQFOXVLRQ
H[SHFWDWLRQV,I1HZ<RUNHUVZLOOEHDEOHWRVHHULGHDQGH[SHULHQFHDVXFFHVVIXORSHUDWLQJ
/57 V\VWHP LQ DQ XUEDQ VHWWLQJ RQO\ RQH PLOH DZD\ WKH\ PLJKW EHFRPH PRUH FRPIRUWDEOH
ZLWKWKHFRQFHSWRIVWDWHRIWKHDUWWUDQVLW
,QDQ\HYHQWLQIRUPLQJUHVLGHQWVGHFLVLRQPDNHUVDQGRWKHUVDERXWWKHEHQHILWVRI/57LVD
FULWLFDO DQG LPSRUWDQW VWHS :KHWKHU LW LV D SURIHVVLRQDO MRXUQDO SXEOLVKHG E\ WKH
7UDQVSRUWDWLRQ 5HVHDUFK %RDUG D QHZVOHWWHU OLNH WKH ³6WUHHWFDU 1HZV´ WKDW ZDV SXEOLVKHG
E\ WKH &RPPLWWHH IRU %HWWHU 7UDQVLW &%7 WKH ZRUN RI RUJDQL]DWLRQV OLNH WKH 9LOODJH
&URVVWRZQ7UROOH\&RDOLWLRQ9&7&RU/57SUHVHQWDWLRQVRIIHUHGE\WKH,QVWLWXWHIRU5DWLRQDO
8UEDQ 0RELOLW\ ,580 DV ZHOO DV WKH VWXG\ LQ KDQG DOO LQWHQG WR SURYLGH PRUH XVHU
RULHQWDWHG LQIRUPDWLRQ DERXW WKH /57 PRGH 7DNHQ DV D ZKROH WKHVH YDULHG RUJDQL]DWLRQV
PLJKWDGYRFDWHDQGOREE\IRUDSURSRVDOOLNHWKH07$¶V/RZHU0DQKDWWDQ/576KXWWOHRUWKH
QG6WUHHW/57/LQHDQGKDYHWKHFULWLFDOPDVVQHFHVVDU\IRUVXFFHVV2QFHDOLQHRSHQHGLQ
0DQKDWWDQDQGDEURDGEDVHGFRDOLWLRQRISURIHVVLRQDORUJDQL]DWLRQVDQGFLWL]HQJURXSVDOLNH
DUHHVWDEOLVKHGIXUWKHUH[WHQVLRQVZLOOEHPXFKHDVLHUWRDFKLHYH
)XUWKHU VWUDWHJLHV WR LQFUHDVH WKH OLNHOLKRRG RI OLJKW UDLO WUDQVLW LQ 0DQKDWWDQ LQFOXGH
PRWLYDWLQJ RWKHU LQWHUHVW JURXSV 7R FLWH RQH H[DPSOH EHWWHU VXUIDFH WUDQVLW LV RI VSHFLDO
LPSRUWDQFH IRU GLVDEOHG SHUVRQV WKHUHIRUH FRUUHVSRQGLQJ RUJDQL]DWLRQV PLJKW ZDQW WR
VXSSRUW/57(QYLURQPHQWDOLVWVKDYHDVWURQJPRWLYDWLRQWRUHGXFHSHWUROHXPIXHOHGYHKLFOHV
LQ WKH VWUHHW DQG VXEVWLWXWH HOHFWULFDOO\ SRZHUHG /57 YHKLFOHV IRU WKHP $V VXFK WKH 1HZ
<RUN3RZHU$XWKRULW\KDVDOUHDG\VKRZQLQWHUHVWLQ HOHFWULFDOO\ SRZHUHG WUROOH\ EXVHV WKH\
SUREDEO\ZLOOKDYHWKHVDPHLQWHUHVWLQOLJKWUDLOWRR)LQDOO\OLJKWUDLOYHKLFOHPDQXIDFWXUHUV
DQG LQGXVWU\ VXSSOLHUV KDYH D JRRG UHDVRQ WR DGYRFDWH /57 PRYHPHQWV %\ EXLOGLQJ D
FRDOLWLRQ RI VXSSRUWHUV /57 FDQ DGYDQFH LQ 1HZ <RUN &LW\ DQG VHW D SRVLWLYH H[DPSOH RI
WUDQVSRUWDWLRQSODQQLQJ
,Q WKH HQG SXWWLQJ WUDFNV LQ 0DQKDWWDQ¶V VWUHHW LV QRW MXVW WKH LQWURGXFWLRQ RI DQRWKHU
VXUIDFH WUDQVSRUWDWLRQ V\VWHP EXW D PLOOHQQLXP PHVVDJH IURP 1HZ <RUN &LW\ /HW¶V EULQJ
SHRSOHEDFNWRZKHUHWKH\EHORQJQRWXQGHUEXWLQWKHKHDUWRIWKHFLW\
3DJH
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
&KDSWHU&RQFOXVLRQ
)LQDO&RPPHQW
:RUNLQJ RQ OLJKW UDLO WUDQVLW DV SDUW RI D VXVWDLQDEOH WUDQVSRUWDWLRQ QHWZRUN LQ DQ
LQFRPSDUDEOH SODFH OLNH 1HZ <RUN &LW\ SURYLGHG PH ZLWK PDQ\ SRVLWLYH LQFHQWLYHV IRU WKLV
VWXGHQW ZRUN $QDO\]LQJ WKH GDLO\ UHDO ZRUOG HQYLURQPHQW FUHDWHG DQ LQWHQVH SHUFHSWLRQ RI
³KRZWKHFLW\ZRUNV´ZKLOHWKHDGYDQWDJHRIWRWDODFDGHPLFIUHHGRPSHUPLWWHGPHWRIRFXV
RQ YLVLRQDU\ SODQV ZLWKLQ WKLV FRQWH[W IRU D V\VWHP WKDW DW OHDVW WR GDWH KDV QRW EHHQ
LQWURGXFHG
)XUWKHU ZRUNLQJ ZLWK WKH ,QVWLWXWH IRU 5DWLRQDO 8UEDQ 0RELOLW\ ,QF PHDQW PRUH WKDQ
GUDZLQJ XS D VWXG\ IRU XQLYHUVLW\ FUHGLWV RQO\ 7R SURYLGH UHVHDUFK UHVXOWV IRU SRVVLEOH
IXUWKHU SUDFWLFDO XVH ZDV D PHDQLQJIXO PRWLYDWLRQ $GGLWLRQDOO\ WKH VWXG\¶V UHOHYDQFH WR
SUHVHQW FRQGLWLRQV ZDV D PDMRU DVSHFW HYHQ WKRXJK WKLV UHVXOWHG LQ D FRPSOLFDWLRQ RI
REWDLQLQJ QHHGHG GDWD HVSHFLDOO\ IURP WKH 0DQKDWWDQ (DVW 6LGH 7UDQVLW $OWHUQDWLYHV 6WXG\
0(6$'XHWRSROLWLFDOUHDVRQVLQFRQQHFWLRQZLWKDSURSRVDOIRUD6HFRQG$YHQXH6XEZD\
WKLVUHSRUWZDVQRWUHOHDVHGXQWLOUHFHQWO\ZKHQWKLVVWXGHQWVWXG\ZDVDOPRVWILQLVKHG
1HYHUWKHOHVV WKH IROORZLQJ DJHQFLHV KDYH EHHQ YHU\ KHOSIXO 7KH 1HZ <RUN 0HWURSROLWDQ
7UDQVSRUWDWLRQ&RXQFLO1<07&1HZ<RUN&LW\7UDQVLW1<&71HZ<RUN&LW\'HSDUWPHQWRI
7UDQVSRUWDWLRQ1<&'271HZ<RUN&LW\'HSDUWPHQWRI&LW\3ODQQLQJ1<&'&32QWKHVLGH
RI/59PDQXIDFWXUHUV$GWUDQ]%UHGDDQG6LHPHQVZHUHYHU\FRRSHUDWLYH7HFKQLFDOVXSSRUW
ZDV PDGH DYDLODEOH E\ .RQKHLP .HWFKDP DV ZHOO DV 7UDQVSRUWDWLRQ $OWHUQDWLYHV 7$
ZKLFKDOVRZDVH[FHSWLRQDOO\KHOSIXOE\SURYLGLQJDQDSSURSULDWHZRUNVSDFH
)LQDOO\ WKDQNV WR WKH H[WHQVLYH VXSSRUW DQG JXLGDQFH RI DQG FULWLTXLQJ E\ 0U *HRUJH
+DLNDOLVDVPHQWRUWKHZRUNZDVVXFFHVVIXOO\FRPSOHWHG
3DJH
Appendices
Appendices
A, B, C, D, E
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[$3LFWXUHV
Manhattan’s East Side. Looking south from
st
nd
Harlem. 1 and 2 Avenue in the center. First
bridge from the bottom: Queensboro Bridge.
Lower Manhattan and the Lower East Side. Looking
northeast. Brooklyn, Manhattan, and Williamsburg
Bridge.
th
60 Street Screenline. Looking east. Central Park, Upper East Side, Midtown, East River and Queensboro Bridge.
Pictures taken from the NYC panorama model at the Queens Museum of Art
3DJH$
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
$SSHQGL[$3LFWXUHV
Busy curbcut at the NYU Medical Center on First Avenue. Looking north.
Long procedure: boarding an MTA bus with
a wheelchair.
Preferring the cab over the bus.
Typical scene in Manhattan.
3DJH$
)LQDO5HSRUW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[$3LFWXUHV
The Brooklyn Bridge Lexington Avenue subway station. Express subway on the left, local subway on the right.
Interior of NYC subway cars.
3DJH$
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
$SSHQGL[$3LFWXUHV
6HFRQG$YHQXHDW6W0DUN¶V3ODFH/RRNLQJQRUWK
First Avenue and St. Mark’s Place. Looking north.
3DJH$
)LQDO5HSRUW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[$3LFWXUHV
Second Avenue at 33rd Street. Looking northwest. Residential/Retail Mix along the avenue, high-rise residency
and office buildings in the background.
The Queensboro Bridge ramp between 59th and 60th Street ending at Second Avenue. Looking west.
3DJH$
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[$3LFWXUHV
First Avenue at 48th Street. Looking north. Exit of the UN
underpass, originally designed for two-way traffic.
First Avenue south of 59th Street. Looking south. Bus lane
along the eastern curb lane.
3DJH$
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[%0DQKDWWDQ0DS
0DS%0DQKDWWDQVRXWKRIWK6WUHHW
R
E 18TH ST
STUYVESANT
TOWN
E 17TH ST
THIRD AV
E 7TH ST
V
V
V
V
A
A
A
G
G
G
V
V
V
VIIIIIIIILLLLLLLLLLLLLLLLA
A
A
A
AG
G
G
G
GE
EE
EE
EE
E
E 6TH ST
FDR DR
AVENUE D
AVENUE D
E 3RD ST
E 2ND ST
LOISAIDA AV
AVENUE B
AVENUE A
FIRST AV
SECOND AV
BROADWAY
LAFAYETTE ST
E 4TH ST
K
BLEECKER ST
PAR
E 5TH ST
E 5TH ST
W 4TH ST
ER
RIV
AVENUE C
TOMPKINS
SQUARE
PARK
ST. MARKS PL
WASHINGTON
SQUARE
SULLIVAN ST
AVENUE C
AVENUE B
E 10TH ST
E 9TH ST
AV
AV OF THE AMERICAS
E 11TH ST
ASTOR PL
E HOUSTON ST
PITT ST
ST
RIDGE
EY ST
ST
N ST
CLINTO
ST
ST
ATTORN
K
SUFFOL
ESSEX
ST
ST
ST
H ST
ST
ALLEN
ARD ST
FORSYT
DELANC
K
NORFOL
LUDLOW
N ST
GE
ELDRID
IE
CHRYST
RY
BOWE
S
O
H
O
O
O
O
H
O
SS
O
H
O
SS
O
HH
O
SS
O
H
O
SO
OH
HO
O
ORCH
STANTO
IA ST
COLUMB
E 1ST ST
TON ST
E HOUS
SBURG
WILLIAM
EY
DELANC
BRIDGE
ST
EY ST
OADWAY
EAST BR
BROADWAY
BAXTER ST
CENTRE ST
ST
LAFAYETTE
OE
NR
RIVER
ST
ST
R Y ST
ER
R
CH ATE
ST
W
H
UT
SO
MA
NH
AT
T
PEARL ST
AN
BR
ID
GE
TS
T
BRO
OKL
YN
BRID
GE
A
SOU
TH
ST
ST
EN L
LS
T
BROAD ST
ST
PEARL
ST
GOLD ST
NAS
WILLIA
M ST
PA
R
K
R
O
SAU
W
ST
BROADWAY
W BROADWAY
WALL
ST
PEA
R
ST
WEST
ST
WA
TER
BOWLING GRE
EN
LL
HA
SO
UT
H
TE
HI
W
ST
PL
ERY
ST
BATTERY
PARK
ST
CHURCH ST
ON
MAID
M
A
N
H
A
A
N
M
A
N
HH
A
A
N
M
MA
A
AN
N
NH
H
HA
A
ATTTTTTTTTTTTTTTTTTTTTTA
A
AN
N
N
M
A
N
H
A
N
M
M
A
A
N
N
H
A
A
A
A
N
N
M
A
N
H
A
A
N
M
M
A
N
H
A
A
N
M
A
N
H
A
A
N
M
A
N
H
A
T TA
A
N
BATT
ON
KFO
R
FU
LT
ON
LLLLLLLLO
O
O
W
W
O
W
O
W
EE
RR
O
O
W
W
EE
EE
RR
RR
OW
WE
ER
R
ST
FRA
N
JOHN
ST
RY
DEY ST
ST
WORLD
TRADE
CENTER
R
DIS
MA
FULTON ST
U
NE
ER
HUDSON
ST
ST
VESEY ST
ME
BARCLAY ST
EAST
ST
ST
WE
PARK PL
ST
ST
ST
E
IN
ER
TH
CA
READE ST
CHAMBERS ST
CITY
HALL
ON
DIS
MA
N
TO
IN
CL
KE
ST
T
NS
SO
MO
DUANE ST
WARREN ST
ST
ST
PI
HUD
THOMAS ST
MURRAY ST
N
MA
ST
ICH
C
C
C
CH
HH
H
H
HIIIIIIIIIIIIN
N
N
N
NA
A
A
A
ATTTTTTTTTTTTO
O
O
O
OW
W
W
W
WN
N
N
N
N
C
C
C
C
H
H
H
H
N
N
N
N
A
A
A
A
O
O
O
O
W
W
W
W
N
N
N
N
C
C
C
C
H
H
N
N
N
A
A
A
O
O
O
W
W
W
N
N
N
WORTH ST
IO
IS
N
SO
BOWERY
MOTT ST
T
T
LEONARD ST
ST
MULBERRY
KS
S
ST
W
EEN
GR
WE
FRANKLIN ST
V
DI
S
ER
TG
RU
T
IC
VAR
NS
SO
ST
CANAL
WALKER ST
WHITE ST
S
CK
D
D
D
S
SIIIIIIIIIIIID
DE
E
SS
D
EE
SS
SS
D
D
EE
EE
S
D
E
S
S
D
D
E
E
S
D
E
GO
NT
MO
ST
ER
FF
JE
HUD
HESTER
ST
UV
GO
TTS
WA
RY
ET
RK
ST
T
C AN
SS
AL S
SE
T
OS
SB R
E
D
ST
Y
TR
VES
T
S
HT
ST
LAIG
RT
BE
HU
T
HS
AC
BE
ST
RE
OO
ST
NM
KLIN
AN
FR
T
NS
O
IS
RR
HA
ST
JAY
N
HE
D ST
GRAN
JA
EE
O
OW
W
WE
EE
ER
RR
RE
EE
EA
A
AS
SS
STTTTTTTT
O
W
EE
RR
EE
A
SS
O
W
EE
RR
A
SS
O
W
A
O
W
A
LLLLLLLLO
O
W
A
TTTTR
RR
RR
RR
RIIIIB
BB
BB
BB
BE
EE
EE
EE
EC
C
C
C
CA
A
A
A
A
C
C
C
A
A
A
TTTTTTTTR
RR
RIIIIIIIIB
BB
BE
EE
EC
C
C
C
A
A
A
A
RIVER
EE
EEE
EA
A
A
AS
SSS
SSTTTTTTTT
E
A
A
A
EEE
EEA
A
A
A
ASS
SSS
STTTT
E 12TH ST
RT H
T
NS
SO
HUD
ST
ICH
ENW
GRE
LLA
HO
ND
EL
IRVING PL
FOU
W 10TH ST
W 9TH ST
T
T
NS
NS
SO
RK
S TO
OU
CL A
WH
T
GS
IN
K
T
NS
LTO
AR
CH
ST
AM
T
D
GS
VAN
RIN
SP
ST
ICK
MIN
O
D
ST
ME
OO
R
B
ST
TTS
WA
N
TUN
E 13TH ST
W 11TH ST
ST
OW
RR
BA
T
NS
TO
R
MO
T
YS
O
LER
&
E 14TH ST
E 14TH ST
AVENUE A
W 12TH ST
E 15TH ST
SECOND AV
W 13TH ST
E 16TH ST
T
EAS
R
OO
EV
G
G
G
GR
RRR
RRE
EEE
EEE
EEE
EEN
N
N
N
NW
W
W
W
WIIIIIIIIC
C
C
C
CH
H
H
HH
H
G
G
G
G
N
N
N
W
W
W
C
C
C
H
H
ST
G
G
G
GRR
RRR
REE
EEE
EEE
EEE
EN
N
N
NW
W
W
WIIIIC
C
C
CH
H
HH
TIO
A
R
T
ES
AN
ST
2TH
W1
ST
NE
HU
BET
V
V
V
A
A
A
G
G
G
EE
EE
V
A
G
E
V
V
A
A
G
G
V
V
A
G
VIIIIIIIIIIIILLLLLLLLLLLLLLLLLLLLLLLLA
AG
GE
E
V
V
V
A
A
A
G
G
G
EE
EEE
ST
K
N
ST
BA
H
ST
T
11
ER
T
S
H
W
P
Y
O
RR
ST
ST
S
PE
RI
BL
LE
BE
CH
EE
AR
DF
ST
CK
H
C
O
ER
TH
RD
10
ST
ST
W
UNIVERSITY PL
T
TS
FIFTH AV
H ST
LA GUARDIA PL
SEVENTH AV
H ST
UNION
SQUARE
W BROADWAY
H ST
THOMPSON ST
EIGHTH AV
AV OF THE AMERICAS
TH ST
FIRST AV
TH ST
SOUTH
FERRY
3DJH%
0.25 miles
500 m
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[%0DQKDWWDQ0DS
0DS%0DQKDWWDQEHWZHHQWKDQGUG6WUHHW
W 65TH ST
PARK AV
E 64TH ST
E 63RD ST
FDR DR
E 60TH ST
E 59TH ST
YORK AV
E 59TH ST
FIRST AV
SECOND AV
COLUMBUS
CIRCLE
W 58TH ST
THIRD AV
FIFTH AV
MADISON AV
E 62ND ST
E 61ST ST
LEXINGTON AV
W 59TH ST
W 62ND ST
W 63RD ST
CENTRAL PARK W
W 60TH ST
AMSTERDAM AV
WEST END AV
&
W 61ST ST
COLUMBUS AV
W 64TH ST
LINCOLN
CENTER
QUEENSBORO
BRIDGE
E 58TH ST
E 57TH ST
W 57TH ST
E 56TH ST
E 55TH ST
W 55TH ST
WEST
E 54TH ST
EE
A
SS
EE
A
SS
EE
A
SS
EA
AS
STTTT
E
S
A
A
A
E
E
A
S
E
A
S
EA
A
STTTTTTTT
W 54TH ST
W 49TH ST
EIGHTH AV
W 50TH ST
NINTH AV
W 51ST ST
TENTH AV
ELEVENTH AV
TWELFTH AV
W 52ND ST
E 53RD ST
BROADWAY
W 53RD ST
1st
1st
1st
Avenue
Avenue
Avenue
1st
1st
1st
Avenue
Avenue
Avenue
1st
1st
1st
Avenue
Avenue
Avenue
W 56TH ST
E 52ND ST
E 51ST ST
E 50TH ST
E 49TH ST
MIDTOWN
E 48TH ST
W 48TH ST
M
D
O
W
N
M
D
O
W
N
M
D
O
W
N
MIIIIIIIIIIIID
DTTTTTTTTTTTTO
OW
WN
N
M
D
O
W
N
M
D
O
W
N
M
D
O
W
N
M
D
O
W
N
M
M
D
O
W
N
M
D
O
W
N
M
D
O
W
N
W 47TH ST
E 47TH ST
E 46TH ST
W 46TH ST
UNITED
NATIONS
E 45TH ST
W 45TH ST
E 44TH ST
TIMES
SQUARE
W 44TH ST
E 43RD ST
TUNNEL
W 40TH ST
EIGHTH AV
W 41ST ST
EAST
E 42ND ST
NINTH AV
W 42ND ST
TENTH AV
ELEVENTH AV
LINCOLN
TWELFTH AV
W 43RD ST
E 41ST ST
RIVER
E 40TH ST
E 39TH ST
W 39TH ST
E 38TH ST
QUEENS
MIDTOWN
W 38TH ST
W 34TH ST
HERALD
SQUARE
W 33RD ST
E 36TH ST
E 34TH ST
TUNNEL
FDR DR
E 35TH ST
FIRST AV
SECOND AV
THIRD AV
PARK AV
MADISON AV
W 36TH ST
W 35TH ST
LEXINGTON AV
E 37TH ST
W 37TH ST
E 33RD ST
E 32ND ST
W 32ND ST
E 31ST ST
FDR DR
E 30TH ST
W 30TH ST
E 29TH ST
W 29TH ST
RIVER
E 28TH ST
SEVENTH AV
EIGHTH AV
NINTH AV
W 26TH ST
W 25TH ST
TENTH AV
W 27TH ST
E 27TH ST
E 26TH
G
RRRRA
A
M
EEEER
RRRC
C
YYYY ST
G
A
M
C
G
A
M
C
G
A
M
C
G
G
RRRRA
M
EEEERR
YYYY
G
A
M
RRRC
C
G
A
M
C
GR
AM
ME
CY
E 25TH ST
MADISON
SQUARE
PARK
W 24TH ST
C
HH
EE
SS
EE
A
C
H
EE
SS
EE
A
CH
HE
ELLLLLLLLS
SE
EA
A
C
H
EE
SS
EE
A
C
H
A
C
A
C
H
A
C
W 23RD ST
E 24TH ST
LEXINGTON AV
HUDSON
ELEVENTH AV
W 28TH ST
W 22ND ST
E 23RD ST
E 22ND ST
E 21ST ST
W 21ST ST
E 20TH ST
W 20TH ST
E 19TH ST
W 19TH ST
E 18TH ST
W 18TH ST
E 17TH ST
FIRST AV
THIRD AV
UNIVERSITY PL
E 10TH ST
E 9TH ST
E 7TH ST
E 5TH ST
E 4TH ST
UE A
AV
ND AV
T
T
NS
DS O
HS
WIC
E 5TH ST
W 4TH ST
A PL
HU
EN
GRE
V
IIILLLLLLA
G
E
V
A
G
E
V
A
G
E
V
A
G
E
V
V
A
G
V
A
G
V
A
G
V
A
G
EE
V
A
G
EE
V
A
G
EE
VIIIIIIIIILLLLLLLLLLLLLLLLLLA
AG
GE
E
E 6TH ST
WASHINGTON
SQUARE
3DJH%
TOMPKINS
SQUARE
PARK
NUE B
FIFTH AV
ST. MARKS PL
ASTOR PL
EE
A
SS
EE
A
SS
EE
A
SS
EA
AS
STTTTTTTT
E
A
A
A
AVENUE B
E 11TH ST
AVENUE A
E 12TH ST
AV
W 9TH ST
E 14TH ST
E 14TH ST
SECOND AV
W 11TH ST
W 10TH ST
E 15TH ST
RT H
500 m
W 12TH ST
STUYVESANT
TOWN
E 16TH ST
E 13TH ST
FOU
0.25 miles
R
OO
EV
NS
G
R
E
E
N
W
IIIC
H
G
R
E
E
N
W
C
H
G
R
E
E
N
W
C
H
G
R
E
E
N
W
C
H
GA
G
G
N
W
C
H
G
N
W
C
G
N
W
C
H
ST
G
RR
EE
EE
N
W
C
H
G
RR
EE
EE
N
W
C
HH
G
RR
EE
EE
N
W
C
H
GR
RE
EE
EN
NW
WIIIIIIIIIC
CH
H
TIO
A
R
HO
T
ES
N
A
J
ST
H
T
2
W1
ST
NE
THU
BE
V
A
G
EE
V
A
G
EE
V
A
G
EE
VIIIIIIIILLLLLLLLLLLLLLLLA
AG
GE
E
V
V
A
G
V
A
G
V
A
G
ST
K
N
ST
BA
H
ST
T
11
ER
ST
W
PH
Y
TO
RR
ST
IS
S
PE
BL
HR B
LE
C
R
EE
E
ST
HA
W 13TH ST
ST
T
TS
UNION
SQUARE
N ST
W 13TH ST
AV OF THE AMERICAS
SEVENTH AV
W 14TH ST
AV OF THE AMERICAS
EIGHTH AV
W 15TH ST
IRVING PL
W 17TH ST
W 16TH ST
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[%0DQKDWWDQ0DS
E.127TH ST.
E.126TH ST.
E 125TH ST
0.25 miles
E.124TH ST.
500 m
E.122ND ST.
W 122ND ST
W 121ST ST
W 118TH ST
MORNINGSIDE AV
W 119TH ST
E.119TH ST.
E.118TH ST.
E.117TH ST.
E.116TH ST.
W 108TH ST
FIRST AVE.
SECOND AVE.
THIRD AVE.
LEXINGTON AVE.
PARK AVE.
E.111TH ST.
E 110TH ST
E 109TH ST
E.108TH ST.
CENTRAL PARK W
W 106TH ST
W 105TH ST
W 104TH ST
E.106TH ST.
E.105TH ST.
UPPER
E.104TH ST.
E 103RD ST
W 103RD ST
E.102ND ST.
W 102ND ST
E.101ST ST.
E.100TH ST.
W 95TH ST
SECOND AV
W 96TH ST
THIRD AV
W 97TH ST
LEXINGTON AV
W 98TH ST
E.99TH ST.
PARK AV
W 99TH ST
MADISON AV
FIFTH AV -MUSEUM MILE-
W 100TH ST
W 101ST ST
EAST
E.97TH ST.
E 96TH ST
FIRST AV
MANHATTAN AV
BROADWAY
WEST END AV
E.112TH ST.
E.114TH ST.
W 107TH ST
UPPER
HUDSON
E.115TH ST.
COLUMBUS AV
BROADWAY
AMSTERDAM AV
W 111TH ST
MADISON AVE.
MANHATTAN AV
W 113TH ST
W 112TH ST
LENOX AVE.
SEVENTH AVE.
W 115TH ST
W 114TH ST
FIFTH AVE.
W 116TH ST
RIVER
E 95TH ST
E 94TH ST
W 94TH ST
E 93RD ST
W 93RD ST
E 92ND ST
W 92ND ST
E 91ST ST
W 91ST ST
EAST
W 90TH ST
WEST
E 90TH ST
E 89TH ST
W 89TH ST
E 88TH ST
W 87TH ST
W 86TH ST
W 85TH ST
COLUMBUS AV
WEST END AV
AMSTERDAM AV
W 88TH ST
CENTRAL PARK W
CENTRAL
E 87TH ST
E 86TH ST
E 85TH ST
E 79TH ST
E 78TH ST
W 78TH ST
SIDE
E 77TH ST
W 77TH ST
E 76TH ST
W 76TH ST
E 75TH ST
W 75TH ST
SIDE
W 74TH ST
E 74TH ST
E 73RD ST
W 73RD ST
E 72ND ST
W 72ND ST
E 71ST ST
W 71ST ST
E 70TH ST
W 70TH ST
E 69TH ST
W 69TH ST
E 68TH ST
W 68TH ST
3DJH%
YORK AV
E 80TH ST
FIRST AV
SECOND AV
W 79TH ST
THIRD AV
W 80TH ST
E 82ND ST
E 81ST ST
LEXINGTON AV
PARK
PARK AV
W 82ND ST
W 81ST ST
EAST END AV
E 83RD ST
W 83RD ST
MADISON AV
BROADWAY
E 84TH ST
W 84TH ST
FIFTH AV -MUSEUM MILE-
RIVER
&
E.120TH ST.
W 120TH ST
BROADWAY
RIVERSIDE DR
TRIBORO BRIDGE
E.123RD ST.
W 123RD ST
CLAREMONT AV
SECOND AV
HARLEM
THIRD A
HS
T
LEXINGTON
12
5T
ST
W
ST.
0DS%0DQKDWWDQEHWZHHQUGDQGWK6WUHHW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[&7KH-RXUQH\7LPH0RGHO
7KH-RXUQH\7LPH0RGHO
7KLVPRGHOLVFRPSRVHGRIWZRHOHPHQWV)LUVWDFDOFXODWLRQIRUDFFHVVWLPHVGHSHQGLQJRQ
WKH VWDWLRQ IUHTXHQF\ DQG VHFRQG D FDOFXODWLRQ IRU UXQQLQJ WLPHV DOVR GHSHQGLQJ RQ WKH
VWDWLRQ IUHTXHQF\ :DLWLQJ WLPH LV QRW LQFOXGHG LW GHSHQGV H[FOXVLYHO\ RQ WKH VHUYLFH
IUHTXHQF\
7DEOH&VKRZVWKHDSSURDFKFKRVHQIRUWKHDFFHVVWLPHFDOFXODWLRQIRUDVWDWLRQIUHTXHQF\
IURPHYHU\QGWRHYHU\WKEORFN5HSUHVHQWDWLYHRULJLQVDQGGHVWLQDWLRQVDORQJWKHDYHQXH
DQGWKHFURVV VWUHHWV KDYH EHHQ LGHQWLILHG 6WDWLRQV DUH DVVXPHG WR H[WHQG RYHU WKH HQWLUH
EORFNVRWKDWRQHVWDWLRQSURYLGHVDFFHVVWRWKH/57IURPWZRFURVVVWUHHWLQWHUVHFWLRQV)RU
IXUWKHUVLPSOLILFDWLRQRQO\WKHWZRLQWHUVHFWLRQSRLQWVKDYHEHHQWDNHQDV³VWDWLRQV´DQGWKH
IROORZLQJZDONLQJGLVWDQFHVKDYHEHHQVSHFLILHG
2QO\ WKH ZDONLQJ WLPH DORQJ WKH DYHQXH SDUDOOHO WR WKH /57 /LQH ZDV LQFOXGHG :DONLQJ
WLPHV DORQJ GHJUHH FURVV VWUHHWV DUH QRW GHSHQGHQW RQ WKH VWDWLRQ IUHTXHQF\
)XUWKHUPRUH RULJLQV DQG GHVWLQDWLRQV 2' RQ WKH DYHQXH DQG WKH FURVV VWUHHWV ZHUH
DVVXPHG DV FRQFHQWUDWLRQV DURXQG LQWHUVHFWLRQV 7KHUHIRUH 2'V RQ RQH EORFN DORQJ DQ
DYHQXHDUHGLYLGHGLQWRHLWKHUEHORQJLQJWRLQWHUVHFWLRQRQHRUWZR
$FFRUGLQJO\UHSUHVHQWDWLYHZDONLQJWLPHV&ROXPQ³7LPHW>V@´LQ7DEOH&IRUVWDWLRQV
HYHU\ QG EORFN DUH ]HUR VHFRQGV :LWK D JUHDWHU VWDWLRQ VSDFLQJ RI HYHU\ UG EORFN 2'
FRQFHQWUDWLRQVZLWKDGLVWDQFHRIRQHEORFNDUHLQFOXGHG)RUWKHVHDZDONLQJGLVWDQFHRIDQ
DYHUDJHRIVHFRQGVSHUEORFNIHHWPZDVDVVXPHG
)LQDOO\WKHDYHUDJHDFFHVVWLPHLQFOXGLQJDFFHVVWRDQGIURPWKH/57VWDWLRQZDVFDOFXODWHG
LQWKHODVWFROXPQ
)RU PRGHOLQJ UXQQLQJ WLPH D VSHFLILF DYHUDJH WULS OHQJWK IRU WKH (DVW 6LGH /57 /LQH EORFNV ZDV WDNHQ DQG WKH IRXU UXQQLQJ WLPH HOHPHQWV DFFHOHUDWLRQ FRQVWDQW VSHHG
GHFHOHUDWLRQ DQG VWDWLRQ GZHOO WLPH ZHUH FDOFXODWHG 1RW LQFOXGHG ZDV WKH IDFW WKDW WKH
KLJKHU WKH VWDWLRQ IUHTXHQF\ LV WKH ORZHU WKH VWDWLRQ GZHOO WLPH EHFRPHV EHFDXVH RI OHVV
SDVVHQJHUV ERDUGLQJ DQG GHSDUWLQJ IURP WKH YHKLFOHV DW HDFK VWDWLRQ 7DEOH & JLYHV
VSHFLILFQXPEHUVIRUDEORFNOHQJWKWULSDQGIROORZLQJILJXUHVJLYHDQRYHUYLHZDERXWWKH
VHQVLWLYLW\RIWKHPRGHO,WDOVRLQFOXGHVDIDFWRUIRUWKHVXEMHFWLYHMRXUQH\WLPH
3DJH&
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[&7KH-RXUQH\7LPH0RGHO
7DEOH&$FFHVV7LPH0RGHO
LRT Station
Origins and Destinations (O/D) along one side of a cross street (A)
Origins and Destinations (O/D) along half of one side of an avenue (B)
Frequency
Na
Additional to the next higher Station Frequency
Representative Catchment Area
of one station
N=2
N=3
N=4
Timeb
t [s]
0
60
60
Total Access Time
TT [s] to station
Average Access Time
TA [s] per trip
Amount of O/D per
Station
8A + 8B = 8C
4A + 4B = 4C
4A + 4B = 4C
TT2 = t T 8C
TA2 = 2 T TT2 / 8C
TT2 = 0 s
TA2 = 0 s
TT3 = (t2 T 8C) +
(t3 T 4C)
TA3 = 2 T TT3 /
(8C+ 4C)
TT3 = 240 s
TA3 = 40 s
TT4 = (t2 T 8C) +
(t3 T 4C) +
(t4 T 4C)
TA4 = 2 T TT4 /
(8C + 4C + 4C)
TT4 = 480 s
TA4 = 60 s
a - Station Frequency in every n th block [n]
E:DONLQJ7LPHRIDGGLWLRQDOULGHUVFRPSDUHGWRWKHQH[WKLJKHU6WDWLRQ)UHTXHQF\
3DJH&
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[&7KH-RXUQH\7LPH0RGHO
7DEOH&
$FFHVV5LGLQJDQG-RXUQH\WLPHVIRUDQDYHUDJHWULSRIEORFNVDGZHOO
WLPHRIVHFRQGVDQGDVXEMHFWLYLW\IDFWRUIRUWKHDFFHVVWLPHRI
Frequency
N
Average Access Time Average Riding Time Average Journey Time
TA [s] per Trip
TR [s] per Trip
TJ [s] per Trip
2
0
726
726
3
60
552
612
4
90
465
555
5
144
412
556
6
180
377
557
7
231
353
584
8
270
334
604
9
320
319
639
10
360
308
668
11
409
298
707
12
450
290
740
13
498
284
782
14
540
278
818
15
588
273
861
16
630
268
898
17
678
265
942
18
720
261
981
19
767
258
1025
20
810
255
1065
)LJXUH& -RXUQH\7LPHDQG6WRS)UHTXHQF\
Trip Length: 35 blocks, Dwell Time: 20 s, Subjective Access Time Factor: 1.5
1200
Average Access Time TA [s]
per Trip
1000
Average Riding Time TR [s]
per Trip
600
Average Journey Time TJ [s]
per Trip
400
200
Stop Frequency [blocks]
3DJH&
19
17
15
13
11
9
7
5
0
3
Time [s]
800
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[&7KH-RXUQH\7LPH0RGHO
)LJXUH& -RXUQH\7LPHDQG6WRS)UHTXHQF\
Trip Length: 35 blocks, Dwell Time: 10 s, Subjective Access Time Factor: 1.5
1200
Average Access Time TA [s]
per Trip
1000
Time [s]
800
Average Riding Time TR [s]
per Trip
600
Average Journey Time TJ [s]
per Trip
400
200
19
17
15
13
11
9
7
5
3
0
Stop Frequency [blocks]
)LJXUH& -RXUQH\7LPHDQG6WRS)UHTXHQF\
Trip Length: 60 blocks, Dwell Time: 20 s, Subjective Access Time Factor: 1.5
1400
Average Access Time TA [s]
per Trip
1200
Average Riding Time TR [s]
per Trip
800
600
Average Journey Time TJ [s]
per Trip
400
200
Stop Frequency [blocks]
3DJH&
19
17
15
13
11
9
7
5
0
3
Time [s]
1000
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL['&RQYHUVLRQ)DFWRUV
&RQYHUVLRQ)DFWRUV
/HQJWK
LQFK
FHQWLPHWHUV
IRRW
FHQWLPHWHUV
\DUG
FHQWLPHWHUV
PHWHU
LQFKHV
PLOH
NLORPHWHU
PLOHV
3DJH'
IHHW
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[($GGUHVVHV
5HOHYDQW$JHQFLHV
&ROXPELD8QLYHUVLW\
*UDGXDWH6FKRRORI$UFKLWHFWXUH3ODQQLQJDQG
3UHVHUYDWLRQ
$YHU\+DOO
$PVWHUGDP$YHQXH
1HZ<RUN1<
3KRQH
&RPPLWWHHIRU%HWWHU7UDQVLW&%7
32%R[
/RQJ,VODQG&LW\1<
3KRQH
,QVWLWXWHIRU5DWLRQDO8UEDQ0RELOLW\,QF,580
2QH:DVKLQJWRQ6TXDUH9LOODJH$SW'
1HZ<RUN1<
3KRQH)D[
KWWSZZZJHRFLWLHVFRP&DSLWRO+LOO6HQDWH
,QVWLWXWHIRU7UDQVSRUWDWLRQ6\VWHPV
7KH&LW\&ROOHJH
1HZ<RUN1<
3KRQH)D[
.RQKHLP.HWFKDP
3DFLILF6WUHHW
%URRNO\Q1<
0HWURSROLWDQ7UDQVSRUWDWLRQ$XWKRULW\07$
0DGLVRQ$YHQXH
1HZ<RUN1<
KWWSZZZPWDQ\FQ\XV
1HZ<RUN&LW\'HSDUWPHQWRI&LW\3ODQQLQJ1<&'&3
5HDGH6WUHHW1HZ<RUN1<
3KRQH
KWWSZZZFLQ\FQ\XVKWPOGFSKRPHKWP
1HZ<RUN&LW\'HSDUWPHQWRI7UDQVSRUWDWLRQ1<&'27
:RUWK6WUHHW
1HZ<RUN1HZ<RUN
3KRQH
KWWSZZZFLQ\FQ\XVKWPOGRWKRPHKWP
3DJH(
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[($GGUHVVHV
1HZ<RUN&LW\7UDQVLW1<&7
-D\6WUHHW
%URRNO\Q1<
1HZ<RUN0HWURSROLWDQ7UDQVSRUWDWLRQ&RXQFLO1<07&
:RUOG7UDGH&HQWHU6XLWH(DVW
1HZ<RUN1<
3KRQH)D[
KWWSZZZQ\PWFRUJ
5HJLRQDO3ODQ$VVRFLDWLRQ53$
,UYLQJ3ODFH6HYHQWK)ORRU
1HZ<RUN1HZ<RUN
3KRQH)D[
KWWSZZZUSDRUJ
7HFKQLFDO8QLYHUVLW\%HUOLQ
'HSDUWPHQWRI7UDFNDQG5DLOZD\2SHUDWLRQV
6HNU6*
6DO]XIHU
%HUOLQ
3KRQH
)D[
KWWSZZZUDLOZD\VWXEHUOLQGH
7UDQVSRUWDWLRQ$OWHUQDWLYHV7$
:HVWWK6WUHHWWK)ORRU
1HZ<RUN1<
3KRQH)D[
KWWSZZZHFKRQ\FFRPaWUDQVDOW
7UL6WDWH7UDQVSRUWDWLRQ&DPSDLJQ
:HVWWK6WUHHW
1HZ<RUN1<
3KRQH
KWWSZZZWVWFRUJ
9LOODJH&URVVWRZQ7UROOH\&RDOLWLRQ9&7&
32%R[
9LOODJH6WDWLRQ
1HZ<RUN1<
3KRQH)D[
KWWSZZZJHRFLWLHVFRPEURDGZD\
3DJH(
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
$SSHQGL[($GGUHVVHV
/LJKW5DLO9HKLFOH0DQXIDFWXUHVLQWKH86
$GWUDQ]'DLPOHU&KU\VOHU7UDQVSRUWDWLRQ
1RUWK$PHULFD,QF
/HEDQRQ&KXUFK5RDG
3LWWVEXUJK3$
0LNH&DVVLG\
KWWSZZZDGWUDQ]FRP
$OVWRP7UDQVSRUWDWLRQ,QF
+RUWRQ6WUHHW
+RUQHOO1<
&KDUOHV:RFKHOH
KWWSZZZWUDQVSRUWDOVWRPFRP
%RPEDUGLHU7UDQVLW&RUSRUDWLRQ
3DUN$YHQXH6XLWH
1HZ<RUN1<
)UDQFLQH'RURFKHU0RQLQ
KWWSZZZWUDQVSRUWDWLRQERPEDUGLHUFRP
%UHGD7UDQVSRUWDWLRQ,QF
0DGLVRQ$YHQXH
1HZ<RUN1<
/XFLD'L0HJOLR
6LHPHQV7UDQVSRUWDWLRQ6\VWHPV,QF
3HQQV\OYDQLD$YHQXH1:6XLWH
:DVKLQJWRQ'&
(ODLQH'H]HQVNL
KWWSZZZVWVVLHPHQVFRP
3DJH(
Bibliography
Bibliography
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
%LEOLRJUDSK\
%LEOLRJUDSK\
$OOHH.LQJ5RVHQ)OHPLQJ%HDU6WHDUQV:RUOG+HDGTXDWHUV'UDIW(QYLURQPHQWDO,PSDFW6WDWHPHQW
1HZ<RUN1<
$SHO'LHWHU6WUD‰HQEDKQ6WDGWEDKQ/LJKW5DLO7UDQVLW$UFKLYIU.RPPXQDOZLVVHQVFKDIWHQ%DQG,,
%HUOLQ
%RWWOHV6FRWW/RV$QJHOHVDQGWKH$XWRPRELOH7KH0DNLQJRIWKH0RGHUQ&LW\8QLYHUVLW\RI&DOLIRUQLD
3UHVV%HUNHOH\&$
%UlQGOL+HLQULFK&KDQFHQXQG*UHQ]HQGHU6WUD‰HQEDKQ,Q5HLQKDUW.|VWOLQ+HOOPXW:ROOPDQQ
+UVJ5HQDLVVDQFHGHU6WUD‰HQEDKQ6WDGWIRUVFKXQJDNWXHOO%DQG%LUNKlXVHU%DVHO
&DUWHU(UQHVW)7UDPVDQG7UDPZD\V)R\OHV+DQGERRNV:*)R\OH/WG/RQGRQ
&KHDSH&KDUOHV:0RYLQJWKHPDVVHVXUEDQSXEOLFWUDQVLWLQ1HZ<RUN%RVWRQDQG3KLODGHOSKLD
+DUYDUG8QLYHUVLW\3UHVV&DPHEULGJH0$
&RIIH\$QWRQLD.XFKZDOHN+DUDOG*UQHV/LFKWIUGLH6WUD‰HQEDKQ5HQDLVVDQFHHLQHV
XPZHOWIUHXQGOLFKHQ9HUNHKUVPLWWHOV)DKUJDVW9LHQQD
&XGDK\%ULDQ-&DVK7RNHQVDQG7UDQVIHUV$+LVWRU\RI8UEDQ0DVV7UDQVLWLQ1RUWK$PHULFD
)RUGKDP8QLYHUVLW\3UHVV1HZ<RUN1<
*RUGRQ'HERUDK6WHHULQJD1HZ&RXUVH7UDQVSRUWDWLRQ(QHUJ\DQGWKH(QYLURQPHQW8QLRQRI
&RQFHUQHG6FLHQWLVWV,VODQG3UHVV:DVKLQJWRQ'&
+DELE3KLOLS5RVHQ$OOHH.LQJQG6WUHHW/LJKW5DLO7UDQVLW/LQH)LQDO(QYLURQPHQWDO,PSDFW
6WDWHPHQW&(451R'2701HZ<RUN1<
+LOWRQ*HRUJH:'XH)-RKQ7KH(OHFWULF,QWHUXUEDQ5DLOZD\VLQ$PHULFD6WDQIRUG8QLYHUVLW\
3UHVV6WDQIRUG&$
,QWHUUDQWH-RVHSK7KH5RDGWR$XWRSLD7KH$XWRPRELOHDQGWKH6SDWLDO7UDQVIRUPDWLRQIRU$PHULFDQ
&XOWXUH7KH$XWRPRELOHDQG$PHULFDQ&XOWXUH'DYLG//HZLVDQG/DXUHQFH*ROGVWHLQ
8QLYHUVLW\RI0LFKLJDQ3UHVV$QQ$UERU0,
-DFNVRQ.HQQHWK77KH(QF\FORSHGLDRI1HZ<RUN&LW\<DOH8QLYHUVLW\3UHVV3ULQFHWRQ&7
.DKQ3DXO$ODQ7KH7UDFNVRI1HZ<RUN1XPEHU0HWURSROLWDQ6WUHHW5DLOZD\7KH(OHFWULF
5DLOURDGHUV¶$VVRFLDWLRQ1HZ<RUN1<
.|VWOLQ5HLQKDUW%DUWVFK/XW]-RDFKLP5HQDLVVDQFHGHU6WUD‰HQEDKQ6WDGWIRUVFKXQJDNWXHOO%DQG
%LUNKlXVHU%DVHO
.UDPHU)HGHULFN$$FURVV1HZ<RUNE\7UROOH\7KH7KLUG$YHQXH5DLOZD\6\VWHPLQ0DQKDWWDQ7KH
%URQ[DQG:HVWFKHVWHU4XDGUDQW3UHVV5HYLHZ1HZ<RUN1<
/DQGJUDI5REHUW-)RUHZRUG,Q/LJKW5DLO7UDQVLW6\VWHP'HVLJQIRU&RVW(IIHFWLYHQHVV6WDWHRI
WKH$UW5HSRUW0D\3LWWVEXUJK3HQQV\OYDQLD1DWLRQDO5HVHDUFK&RXQFLO
:DVKLQJWRQ'&
3DJH)
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
%LEOLRJUDSK\
/RQGRQ5HVHDFK&HQWUH7KH)RXU:RUOG7UDQVSRUWDWLRQ6WXG\/RQGRQ5HVHDFK&HQWUH/RQGRQ
/XGZLJ'LHWHU,QWHJUDWLRQGHU7UDPLQGHU6WDGWVWUXNWXU%HUOLQV6WUD‰HQEDKQWDJXQJ%HUOLQ
%HUOLQHU6HQDW%HUOLQ
0RQKHLP+HLQHU6WUD‰HQIUDOOH$QDO\VHQXQG.RQ]HSWH]XP6WDGWYHUNHKUGHU=XNXQIW5DVFKXQG
5|KULQJ+DPEXUJ
1-,QWHUQDWLRQDO,QF1HZ<RUN5DLOZD\V7KH*UHHQ/LQH1-,QWHUQDWLRQDO,QF+LFNVYLOOH1<
1HZ<RUN&LW\'HSDUWPHQWRI7UDQVSRUWDWLRQ(DVW6LGH7UDQVLW6WXG\%XUHDXRI7UDQVSRUWDWLRQ
3ODQQLQJDQG5HVHDUFK1HZ<RUN1<
1HZ<RUN&LW\7UDQVLW6WUHHW&RQJHVWLRQ1HZ<RUN&LW\7UDQVLW%XVHV)DVWHUWKDQ:DONLQJ1HZ
<RUN
1HZ<RUN&LW\7UDQVLW0DQKDWWDQ(DVW6LGH7UDQVLW$OWHUQDWLYHV6WXG\0DMRU,QYHVWPHQW6WXG\'UDIW
(QYLURQPHQWDO,PSDFW6WDWHPHQW1HZ<RUN1<
1HZ<RUN&LW\7UDQVLW,QIRUPDWLRQ3DFNDJH0DQKDWWDQ(DVW6LGH7UDQVLW$OWHUQDWLYHV6WXG\-XQH
1HZ<RUN1<D
1HZ<RUN&LW\7UDQVLW3UHOLPLQDU\$OWHUQDWLYHV,GHQWLILHGWR'DWH0DQKDWWDQ(DVW6LGH7UDQVLW
$OWHUQDWLYHV6WXG\-XO\1HZ<RUN1<E
1HZ<RUN+RVSLWDO7KH1HZ<RUN+RVSLWDO)LQDO(QYLURQPHQWDO,PSDFW6WDWHPHQW&(451R0
1HZ<RUN1<
3RUWHU'HQQLV/,QWURGXFWLRQRI/RZ)ORRU/LJKW5DLO9HKLFOHVWR1RUWK$PHULFD+LVWRU\DQG6WDWXVRI
WKH3RUWODQG7\SH9HKLFOH,Q6HYHQWK1DWLRQDO&RQIHUHQFHRQ/LJKW5DLO7UDQVLW9ROXPH
1RYHPEHU%DOWLPRUH0'1DWLRQDO$FDGHP\3UHVV:DVKLQJWRQ'&
6FKXPDQQ-RKQ:7LGULFN6X]DQQH56WDWXVRI1RUWK$PHULFDQ/LJKW5DLO7UDQVLW6\VWHPV
8SGDWH,Q6HYHQWK1DWLRQDO&RQIHUHQFHRQ/LJKW5DLO7UDQVLW9ROXPH1RYHPEHU
%DOWLPRUH0'1DWLRQDO$FDGHP\3UHVV:DVKLQJWRQ'&
7UDQVSRUWDWLRQ5HVHDUFK%RDUG6HYHQWK1DWLRQDO&RQIHUHQFHRQ/LJKW5DLO7UDQVLW9ROXPH
1RYHPEHU%DOWLPRUH0'1DWLRQDO$FDGHP\3UHVV:DVKLQJWRQ'&E
7UDQVSRUWDWLRQ5HVHDUFK%RDUG/LJKW5DLO7UDQVLW6\VWHP'HVLJQIRU&RVW(IIHFWLYHQHVV6WDWHRIWKH
$UW5HSRUW0D\3LWWVEXUJK3HQQV\OYDQLD1DWLRQDO5HVHDUFK&RXQFLO:DVKLQJWRQ
'&
7UDQVSRUWDWLRQ5HVHDUFK%RDUG$SSOLFDELOLW\RI/RZ)ORRU/LJKW5DLO9HKLFOHVLQ1RUWK$PHULFD7&53
5HSRUW1DWLRQDO5HVHDUFK&RXQFLO1DWLRQDO$FDGHP\3UHVV:DVKLQJWRQ'&D
7UDQVSRUWDWLRQ5HVHDUFK%RDUG,QWHJUDWLRQRI/LJKW5DLO7UDQVLWLQWR&LW\6WUHHWV7&535HSRUW
1DWLRQDO5HVHDUFK&RXQFLO1DWLRQDO$FDGHP\3UHVV:DVKLQJWRQ'&D
7UDQVSRUWDWLRQ5HVHDUFK%RDUG5DLO7UDQVLW&DSDFLW\7&535HSRUW1DWLRQDO5HVHDUFK&RXQFLO
1DWLRQDO$FDGHP\3UHVV:DVKLQJWRQ'&E
8QLWHG6WDWHV'HSDUWHPHQWRI7UDQVSRUDWLRQ/LJKW5DLO7UDQVLW7HFKQRORJ\6KDULQJ6WDWHRIWKH$UW
2YHUYLHZ&DPEULGJH0$
9HUEDQG'HXWVFKHU9HUNHKUVXQWHUQHKPHQ6XVWDLQDEOH0RELOLW\3HRSOHLQ0RWLRQ3XEOLF7UDQVSRUWLQ
*HUPDQ\$OED'VVHOGRUI
3DJH)
7KH&DVHIRU/LJKW5DLO7UDQVLWRQ0DQKDWWDQ¶V(DVW6LGH
)LQDO5HSRUW
%LEOLRJUDSK\
9XFKLF9XNDQ58UEDQ3XEOLF7UDQVSRUWDWLRQ6\VWHPVDQG7HFKQRORJ\3UHQWLFH+DOO(QJOHZRRG
&OLIIV1-
9XFKLF9XNDQ5/LJKW5DLO7UDQLW6\VWHPV$'HILQLWLRQDQG(YDOXDWLRQ0DUFK3UHSDUHGIRU
86'HSDUWHPHQWRI7UDQVSRUWDWLRQ7UDQVSRUWDWLRQ6\VWHPV&HQWHU3%
<DJR*OHQQ7KH'HFOLQHRI7UDQVLW8UEDQ7UDQVSRUWDWLRQLQ*HUPDQDQG86&LWLHV
&DPEULGJH8QLYHUVLW\3UHVV1HZ<RUN1<
<DUR5REHUW'+LVV7RQ\$5HJLRQDW5LVN7KH7KLUG5HJLRQDO3ODQIRUWKH1HZ<RUN1HZ-HUVH\
&RQQHFWLFXW0HWURSROLWDQ$UHD5HJLRQDO3ODQ$VVRFLDWLRQ,VODQG3UHVV:DVKLQJWRQ'&
=HEDUWK-DPHV5$SSOLFDELOLW\RI/RZ)ORRU/LJKW5DLO9HKLFOHVLQ1RUWK$PHULFD,Q6HYHQWK1DWLRQDO
&RQIHUHQFHRQ/LJKW5DLO7UDQVLW9ROXPH1RYHPEHU%DOWLPRUH0'1DWLRQDO
$FDGHP\3UHVV:DVKLQJWRQ'&
=XSDQ-HIIUH\0:HEHU6WHYHQ00HWUROLQN1HZ7UDQVLWIRU1HZ<RUN5HJLRQDO3ODQ$VVRFLDWLRQ
1HZ<RUN1<
1HZVSDSHUDQG0DJD]LQHV
0DNLQJ7UDFNV7KH9LOODJH&URVVWRZQ7UROOH\&RDOLWLRQ1HZ<RUN1<
1HZ<RUN6WUHHWFDU1HZV&RPPLWWHHIRU%HWWHU7UDQVLW1HZ<RUN1<
,QWHUYLHZV
&DILHUR3HWHU1HZ<RUN&LW\7UDQVLW0(6$6WXG\3URMHFW0DQDJHU%URRNO\Q1<
)LVKHU0LULDP,QWHUQDWLRQDO&HQWHUIRUWKH'LVDEOHG6HQLRU/HDUQLQJ'LVDELOLWLHV6SHFLDOLVW1HZ<RUN
1<
+DLNDOLV*HRUJH 7KH,QVWLWXWHIRU5DWLRQDO8UEDQ0RELOLW\,QF3UHVLGHQW1HZ<RUN1<
+ROJXLQ9HUDV-RVp,QVWLWXWHIRU7UDQVSRUWDWLRQ6\VWHPV7KH&LW\&ROOHJH$VVRFLDWH3URIHVVRU1HZ
<RUN1<
0F1DPDUD6XH%LNH&RDOLWLRQ3KLODGHOSKLD1HZ<RUN1<
0RVFRYLFK-RVp/XLV6DQ)UDQFLVFR&RXQW\7UDQVSRUWDWLRQ$XWKRULW\6DQ)UDQFLVFR'LUHFWRU3ODQV
3URJUDPV&$
3UHVHQWDWLRQV
*RUGRQ&RFR+DLNDOLV*HRUJH7KH4XHHQVERUR%ULGJHWK$QQLYHUVDU\RI$XWR)UHH1HZ<RUN1HZ
<RUN1<
5|KUOHHI 0DUWLQ h675$ +DQQRYHU 5HQQDLVVDQFH YRQ 6WUD‰HQ XQG 6WDGWEDKQHQ LQ (XURSD XQG
1RUGDPHULND/57&RQIHUHQFH%HUOLQ
3DJH)

Similar documents

November Edition

November Edition IRUZDUG LQ D PDQQHU WKDW DOORZV XV DOO WRKRQRUDQGFHOHEUDWH0U&KDYH]DQG WKHLGHDOVKHHPERGLHG /LNHLWRUQRWV\PEROVGRPDWWHU$QG VRGRDFWLRQVOHW¶VQRWKDYH3RUWODQGEH WKH...

More information