report - Technische Universität Darmstadt
Transcription
report - Technische Universität Darmstadt
Annual REPORT DEPARTMENT OF MATERIALS AND EARTH SCIENCES Annual Report Department of Materials and Earth Sciences | 5 6 | Annual Report Department of Materials and Earth Sciences Dean‘s Office Preface Materials Science About Us – Materials Science Publications of Permanent Staff of the Dean‘s Office Mechanical and Electrical Workshops Research Groups Advanced Thin Film Technology Catalysts and Electrocatalysts Dispersive Solids Electronic Materials Functional Materials Ion-Beam Modified Materials Joint Research Laboratory Nanomaterials Material Analysis Materials Modelling Mechanics of Functional Materials Molecular Nanostrutures Nonmetallic-Inorganic Materials Physical Metallurgy Physics of Surfaces Structure Research Surface Sciences Theses in Materials Science Earth Sciences About Us – Earth Sciences Preface Research Groups Applied Sedimentology Geology Engineering Geology Environmental Mineralogy Geomaterial Science Geothermal Science and Technology Technical Petrology Theses in Applied Geosciences 8 9 10 12 18 19 21 22 28 34 54 62 72 84 93 104 116 124 133 149 164 172 180 193 204 206 208 209 216 232 240 252 263 275 Annual Report Department of Materials and Earth Sciences | 7 Dean‘s Office Staff Members Dean Prof. Dr. Ralf Riedel Vice Dean Prof. Dr. Christoph Schüth Departmental student jobs administartion and TU-Bibliography Materials Science Antje Pappenhagen Coordination KIVA Dean of studies Materials Science Prof. Dr. Wolfgang Donner Geosciences Prof. Dr. Matthias Hinderer Scientific Coordinators Materials Science and Department PD Dr. Boris Kastening Geosciences Dr. Karl Ernst Roehl Secretariat Departmental and Office of Studies Materials Science Renate Ziegler-Krutz Office of Studies Geosciences Kirsten Herrmann Finances and Personnel Christine Pommerenke 8 | Annual Report Department of Materials and Earth Sciences Dr. Silvia Faßbender Competence Center for Materials Characterization Dr. Joachim Brötz IT Office Materials Science Dipl.-Ing. (BA) Andreas Hönl Stefan Diefenbach Building Services Manager Materials Science Dipl.-Ing. Heinz Mohren Puplic Relations Materials Science Marion Bracke Global Media Design Thomas Keller Preface Dear colleagues and friends, The present annual report summarizes the highlights of the year 2015 of the Department of Materials and Geo Sciences at TU Darmstadt. Details of the activities and achievements related to the individual departmental institutes, namely Materials Science and Applied Geosciences, are highlighted below. On behalf of the faculty staff, I would like to express our gratitude to all members of the Department – the mechanical workshop staff, technical and administrative staff, students working on their diploma, master, and bachelor theses, Ph.D. students, and postdocs – for the outstanding effort and remarkable enthusiasm they put into their work. Their engagement significantly contributed to the performance of the Department. We aim to sustain and promote the motivating and fruitful atmosphere at our Department in order to continue our commitment and success in the time to come. Annual Report Department of Materials and Earth Sciences | 9 Annual REPORT INSTITUTE OF MATERIALS SCIENCE 10 | Institute of Materials Science About Us Research Groups Theses Materials Science | 11 About Us Materials Science The amount of acquired third party funding has dropped from about 10 million Euro in the last few years to 7.3 million Euro in 2015. Presently, the total number of students (bachelor & master) in materials science amounts round about 500. The number of freshmen of the bachelor study course Materials Science in the winter semester 2015/16 was 78 (see Figure 1). The Materials Science and Geo Sciences Department’s Graduate School “Materialium” has been further developed and now accommodates about 190 PhD students. The research-oriented doctorate program culminating in the award of the degree of “Dr.-Ing.” or “Dr. rer. nat.” fosters an interdisciplinary integration of the various Ph.D. studies between research groups inside and 12 | Materials Science outside of the Materials Science Department. During specific events, Ph.D. students present their current scientific problems and methods, providing a forum for close interdisciplinary problem solving that stimulates synergy between research groups. Professors of Materialium are particularly committed to supporting their Ph.D. students. For instance, they strongly encourage participation at international conferences and publication in refereed research journals, which is bolstered by the high number of coordinated research programs in Materials Science at TU Darmstadt. Moreover, Materialium is a member of Ingenium, the umbrella organisation of graduate schools at TU Darmstadt. Materials Science 500 400 300 200 100 0 Freshman Students (total) Figure 1a: Development of the number of students in Materials Science over the past 15 years. Materials Science | 13 Coordinated Research Proposals Presently, one main focus of the research at the Materials Science Department is the project RESPONSE funded by the Hessian State Government. The scientific topic of this research program is related to “The Reduction and Substitution of Rare Earth Elements in High Performance Permanent Magnets” (RESPONSE) and is coordinated by Prof. Oliver Gutfleisch. This initiative marks the interdisciplinary approach the university is promoting and for which the Department of Materials and Geo Science is ideal since its subjects combine various sciences like chemistry, physics, electrical and mechanical engineering. End of January 2015, the Hessian Minister of Environmental Affairs, Ms. Priska Hinz, visited the research staff and facilities of RESPONSE. Another coordinated research project in the LOEWE program, funded again by the state of Hesse, was approved. The program is denoted by iNAPO, which stands for ion conducting nano pores, and is coordinated by Prof. Wolfgang Ensinger. The focus of the research is to study the structure and working principles of biological sensors based on nano pore channels. Faculty Members and Affairs End of March 2015, Junior-Prof. Dr. Kyle Webber, the head of the the group “Electromechanics of Oxides” accepted a call to full professor at the University of Erlangen-Nuremberg. There, he will establish a new research group related to “Functional Ceramics”. Since 2015 the Department hosts two new Junior-Professors: a) On 1st of March, Dr. Ulrike Kramm was appointed to head the group “Catalysts and Electrocatalysts” in the frame of the graduate school “Energy Science and Engineering” funded by the Federal Excellence Initiative. b) One month later, Dr. Hongbin Zhang was appointed to establish the group “Theory of Magnetic Materials” in the frame of the LOEWE program funded by the state of Hesse. 14 | Materials Science The Department also recorded two habilitations, namely a) Dr. Emanuel Ionescu with the research topic on “Ceramic Nanocomposites” and b) Dr. Wojciech Pisula (presently at the Max-Planck-Institute of Polymer Science in Mainz) who studied “ Ceramic Nanocomposites with Advanced Structural and Functional Properties.” In April 2015, Prof. Christoph Schüth was reelected as Vice-Dean for another two years, until March 31, 2017. The Materials Science Department successfully completed the evaluation procedure and is now in the process of working, out further details related to the future directions in terms of research and staff. In this context, in 2015 the faculty negotiated an objective an agreement on their future research and teaching targets together with the executive committee of the TU Darmstadt. Honours, Awards and Special Achievements In 2015, Junior-Prof. Baixiang Xu was awarded with the prestigious Adolf-Messer-Prize for her research in the field of “Mechanics of Functional Materials”. This awards is granted with an amount of 50.000 € to support and strengthen the research studies of excellent young scientists. The annual awarding of the “MaWi Prize” was celebrated on the occasion of the year-end ceremony on November 25. The Bachelor prizes were awarded to Markus Frericks (research group FM, thesis on “Charakterisierung der magnetokalorischen Eigenschaften von (Mn,Fe)2(P,Si)-Legierungen”), to Arne Klomp (research group DF, thesis on „Der Einfluss von Keimbildnern und färbenden Komponenten auf den Keramisierungsprozess und die Eigenschaften von Lithium-Alumosilicat-Glaskeramiken - Farbentwicklung durch Nukleation und Keramisierung“) and to Mihail Slabki (research group NAW, thesis on „Entwicklung eines Herstellungsverfahrens für papierabgeleitete poröse Piezokeramiken auf Basis von 0,5Ba(Zr 0.2Ti0.8) O3-0,5(Ba0.7Ca0.3)TiO3“), Ms. Priska Hinz Jun.- Prof. Dr. U. Kramm Prof. Dr. C. Schüth Prof. Dr. W. Ensinger Jun.- Prof. Dr. H. Zhang Dr. habil. E. Ionescu Jun.-Prof. Dr. K. Webber Dr. habil.W. Pisula Jun.- Prof. Dr. (Boshi) B.-X. Xu Imagery follow from left to right Materials Science | 15 The Master prizes were awarded to Andreas Hubmann (research group OF, thesis on „Investigation of the Polarization Behavior of BaTiO3 Single Crystals“), to Laura Ahmels (research group PhM, thesis on „Simulation and Validation of Plastic Flow in ARMCO Iron during a Modified Compression Test“), and to Julian Mars (research group ST, thesis on “Molecular scale structures of ionic liquid interfaces in an electric potential”). The PhD prizes were awarded for “excellent” promotions to Dr. Matias Acosta (research group NAW, thesis on “Strain Mechanisms in Lead-Free Ferroelectrics for Actuators”), to Arne Fischer (research group GLNM, thesis on “Crystalline and amorphous cluster-assembled nanomaterials, synthesized with a novel cluster deposition system”), to Mareike Frischbier (research group OF, thesis on “Die elektrischen Eigenschaften von Indiumoxid-Dünnschichten: in-situ HallEffekt-Messungen zur Aufklärung des Einflusses von Punktdefekten und Korngrenzen”), and to Anne Fuchs (research group OF, thesis on “Der Frontkontakt der CdTe-Dünnschichtsolarzelle: Charakterisierung und Modifizierung von Pufferund Fensterschichten und deren Grenzflächen”). Additionally, there was a competition for the best Bachelor and Master research posters. The first prize was awarded to Geoffrey Tan and Tim Lienig, the second prize to Rana Yekani and Paula Connor, and the third prize to Silvia Ulrich and Nils Ulrich. All prize winners were Master students. Social Events As every year, our annual summer party was scheduled for middle of June, shortly before the summer break, being one of the most important social events of the Materials Science Institute. In November 2015 we celebrated the yearend ceremony for all research groups, staff members and students, including the formal graduate celebration, where Bachelor, Master and PhD students received their certificates. The celebration including the social programme, was organized by the Deanery´s team, in particular by PD Dr. Boris Kastening, Heinz Mohren, Dr. Silvia Faßbender and our workshop team. On the following pages, this annual report shall provide you with some further information on the most prominent research activities of the individual groups conducted in 2015. Prof. Ralf Riedel Dean of the Department 16 | Materials Science Celebration for Bachelor, Master and PhD gradutates Materials Science | 17 Publications of Permanent Staff of the Dean‘s Office [1] Self-Supporting Metal Nanotube Networks Obtained by Highly Conformal Electroless Plating Muench, F; De Carolis, DM; Felix, EM ; Broetz, J; Kunz, U; Kleebe, HJ; Ayata, S; Trautmann, C; Ensinger, W CHEMPLUSCHEM, Volume: 80, Issue: 9, 1448-1456, DOI: 10.1002/cplu.201500073, Published: SEP 2015 [2] Double-Walled Ag-Pt Nanotubes Fabricated by Galvanic Replacement and Dealloying: Effect of Composition on the Methanol Oxidation Activity Schaefer, S; Muench, F ; Mankel, E ; Fuchs, A; Broetz, J; Kunz, U; Ensinger, W NANO, Volume: 10, Issue: 6, Article Number: 1550085 DOI: 10.1142/S179329201550085X, Published: AUG 2015 [3] Facile wet-chemical synthesis of differently shaped cuprous oxide particles and a thin film: Effect of catalyst morphology on the glucose sensing performance Neetzel, C; Muench, F; Matsutani, T; Jaud, JC; Broetz, J; Ohgai, T; Ensinger, W SENSORS AND ACTUATORS BCHEMICAL, Volume: 214, Pages: 189-196 DOI: 10.1016/j.snb.2015.03.011, Published: JUL 31 2015 [4] Lightweight aggregates produced from sand sludge and zeolitic rocks Volland, S; Broetz, J; CONSTRUCTION AND BUILDING MATERIALS, Volume: 85, Pages: 22-29 DOI: 10.1016/j.conbuildmat.2015.03.018, Published: JUN 15 2015 [5] Deep and Shallow TiO2 Gap States on Cleaved Anatase Single Crystal (101) Surfaces, Nanocrystalline Anatase Films, and ALD Titania Ante and Post Annealing Reckers, P; Dimamay, M ; Klett, J; Trost, S; Zilberberg, K; Riedl, T; Parkinson, BA; Broetz, J; Jaegermann, W; Mayer, T JOURNAL OF PHYSICAL CHEMISTRY C, Volume: 119, Issue: 18, Pages: 9890-9898, DOI: 10.1021/acs.jpcc.5b01264, Published: MAY 7 2015 [6] Chemical and physical properties in layers and interfaces of nanolayered Si(100)/Ni/BCxNy stacks Hoffmann, P; Kosinova, M; Flege, S; Broetz, J; Trunova, V; Dietz, C; Ensinger, W X-RAY SPECTROMETRY, Volume: 44, Issue: 2, Pages: 48-53 DOI: 10.1002/xrs.2578, Published: MAR-APR 2015 18 | Publications of Permanent Staff of the Dean‘s Office Mechanical Workshop Staff Members Head Jochen Rank Technical Personnel Frank Bockhard Ulrich Füllhardt Volker Klügl Herry Wedel The mechanical workshop of the Institute of Materials Science is designing, manufacturing and modifying academic equipment for a broad range of projects. In the year 2014 the workshop was involved in the following major projects: • • • • • Components for Evaporation System for Rotated Fibre Substrates UHV-preparation chambers dedicated for MBE, CVD, PVD, PLD and (electro) chemical treatment Components for six-circle diffractometer Design and manufacturing of a protection chamber for x-rays with up to 150keV photons UHV baby chamber for x-ray diffraction experiments Electrical Workshop Staff Members Technical Personnel Michael Weber The electrical workshop of the Institute of Materials Science was involved in the following projects: •Maintenance and repair of various academic equipment like the Electron Probe Micro-Analyzer (EPMA), Secondary Ion Mass Spectrometry (SIMS), sintering furnace, Transmission Electron Microscopy (TEM), X-Ray powder Diffractometer (XRD) and Molecular Beam Epitaxy (MBE) •Design and development of electronic components for specific research projects like temperature control unit, data logging, power controller, high voltage amplifier, high voltage power supply, measuring amplifier, high temperature furnace for impedance measurements •Development of testing software (V-Basic / LabView / i-Tools) Mechanical and Electrical Workshop | 19 20 | Research Groups – Materials Science Research Groups Materials Science – Research Groups | 21 Advanced Thin Film Technology Staff Members Head Prof. Dr. Lambert Alff Research Associates Dr. Erwin Hildebrand Dr. Philipp Komissinskiy Dr. Soumya Ray Dr. Pradeep V.Sasikumar Technical Personnel Dipl-Ing. Gabi Haindl Jürgen Schreeck Secretaries Marion Bracke PhD Students Dipl.-Ing. Mani Arzhang Dipl.-Ing. Mehrdad Baghaie Dipl.-Ing. Alexander Buckow Supratik Dasgupta, MTech Dominik Gölden, M. Sc. Dipl.-Ing. Stefan Hirsch Dipl.-Ing. Aldin Radetinac Dipl.-Phys. reiner Retzlaff Sareh Sabat, M. Sc. Vikas Shabadi, BTech. Sharath Ulhas, MTech. Stefan Vogel, M. Sc. 22 | Advanced Thin film technology Advanced Thin Film Technology The Advanced Thin Film Technology (ATFT) group works on advanced thin film deposition techniques of novel materials. The group is specialized on physical vapor deposition techniques such as pulsed laser deposition (PLD), advanced oxide molecular beam epitaxy (ADOMBE) and dc/rf-magnetron sputtering. The ADOMBE system is an in-house development and has been jointly financed by Max-Planck-Institute for Solid State Research in Stuttgart and TU Darmstadt. PLD and ADOMBE are part of a cluster system allowing for in-situ sample exchange between the different deposition methods and characterization tools. The ADOMBE apparatus is a worldwide unique thin film deposition system which is dedicated to the growth of complex oxides beyond thermodynamic equilibrium. It allows for the simultaneous deposition of six elements from electron beam sources and further elements evaporated from effusion cells. The molecular beams of each element can be individually controlled by a feed back loop using electron impact emission spectroscopy. The group is working mainly on oxide ceramics which show a stunning variety of new functional properties. Examples are high-temperature superconductors, magnetic oxides for spintronics, high-k dielectrics, ferroelectrics, and novel thermoelectric materials. As a vision for future, new solid state matter can be created by building hetero- and composite structures combi- ning different oxide materials. While present day electronic devices heavily rely on conventional semiconducting materials, a future way to create novel functional devices could be based (completely) on oxide electronics. The group uses a Rigaku SmartLab X-ray thin film diffractometer with rotating anode (“synchrotron in house”). Other characterization tools located in the Advanced Thin Film Technology group include powder X-ray diffraction (XRD), X-ray photoemission spectroscopy (XPS), high-resolution scanning electron microscopy (HREM) with light element sensitive EDX, and SQUID magnetometry. A 16 Tesla magnet cryostat allowing measurements down to liquid helium temperature has been installed. Another magnet cryostat (10 T) lowers the available temperature range to below 300 mK. This cryostat also contains high-frequency feed-throughs for electrical characterization (40 GHz). The group is also using external large scale facilities as synchrotron radiation (ESRF, Grenoble) and neutron reactors (ILL, Grenoble / HMI and DESY, Berlin) for advanced sample characterization. Throughout 2015 Lambert Alff was working also as a head of the Graduate School Materialium. Lambert Alff has also worked as an elected a member of the senate of TU Darmstadt. Advanced Thin film technology | 23 Research Projects • Novel arsenic free pnictide superconductors (SPP 1458) (DFG 2013 - 2015) • • Resistives Schalten in HfO2-basierten Metall-Isolator-Metall Strukturen für Anwendungen im Bereich nicht-flüchtiger Speicher (DFG 2012-2016) • LOEWE-Centre AdRIA: Adaptronik – Research, Innovation, Application (HMWK 2011 - 2014) • EU/BMBF PANACHE (2014-2017) • LOEWE-Schwerpunkt RESPONSE Novel oxid electrodes for all oxide varactors (DFG 2012-2014) 24 | Advanced Thin film technology Publications [1]Nicole L. LaHaye, Jose Kurian, Prasoon K. Diwakar, Lambert Alff, and Sivanandan S. Harilal Femtosecond laser ablation-based mass spectrometry: An ideal tool for stoichiometric analysis of thin films Sci. Rep. 5, 13121 (2015) doi: 10.1038/srep13121 [2] M. Zwiebler, J. E. Hamann-Borrero, M. Vafaee, P. Komissinskiy, S. Macke, R. Sutarto, F. He, B. Büchner, G. A. Sawatzky, L. Alff, J. Geck Electronic depth profiles with atomic layer resolution from resonant soft x-ray reflectivity New J. Phys. 17, 083046 (2015) doi: 10.1088/1367-2630/17/8/083046 [3] F. Muench, B. Juretzka, S. Narayan, A. Radetinac, S. Flege, S. Schaefer, R. Stark and W. Ensinger Nano- and microstructured silver films synthesised by halide assisted electroless plating New J. Chem. 39, 6803 (2015) doi: 10.1039/C5NJ00952A [4] Scherf, D. Janda, M. Baghaie Yazdi, X. Li. F. Stein, M. Heilmaier Oxidation Behavior of Binary Aluminium-Rich Fe–Al Alloys with a Fine-Scaled, Lamellar Microstructure Oxid. Met. 83, 559–574 (2015) doi: 10.1007/s11085-015-9535-6 [5] Imants Dirba, Philipp Komissinskiy, Oliver Gutfleisch and Lambert Alff Increased magnetic moment induced by lattice expansion from α-Fe to α'-Fe8N J. Appl. Phys. 117, 173911 (2015) doi: 10.1063/1.4919601 [6] D. S. Bick, S. U. Sharath, I. Hoffman, M. Major, J. Kurian, L. Alff (001) and (111) Single-Oriented Highly Epitaxial CeO2 Thin Films on r-Cut Sapphire Substrates J. Electron. Mater. 44, 2930-2938 (2015) doi: 10.1007/s11664-015-3728-2 Advanced Thin film technology | 25 Publications [7] Mingwei Zhu, Philipp Komissinskiy, Aldin Radetinac, Zhanjie Wang and Lambert Alff Joint effect of composition and strain on the anomalous transport properties of LaNiO3 films J. Appl. Phys. 117, 155306 (2015) doi: 10.1063/1.4918661 [8] Reiner Retzlaff, Alexander Buckow, Philipp Komissinskiy, Soumya Ray, Stefan Schmidt, Holger Mühlig, Frank Schmidl, Paul Seidel, Jose Kurian, and Lambert Alff Superconductivity and role of pnictogen and Fe substitution in 112-LaPdxPn2 (Pn=Sb,Bi) Phys. Rev. B 91, 104519 (2015) doi: 10.1103/PhysRevB.91.104519 [9] Q.-R. Li, M. Major, M. Baghaie Yazdi, W. Donner, V. H. Dao, B. Mercey, and U. Lüders Dimensional crossover in ultrathin buried conducting SrVO3 layers Phys. Rev. B 91, 035420 (2015) doi: 10.1103/PhysRevB.91.035420 [10] Alexander Tkach, Mehrdad Baghaie Yazdi, Michael Foerster, Felix Büttner, Mehran Vafaee, Maximilian Fries, and Mathias Kläui Magnetoelectric properties of epitaxial Fe3O4 thin films on (011) PMN-PT piezosubstrates Phys. Rev. B 91, 024405 (2015) doi: 10.1103/PhysRevB.91.024405 [11] Dirba, M. Baghaie Yazdi, A. Radetinac, P. Komissinskiy, S. Flege, O. Gutfleisch, L. Alff Growth, structure, and magnetic properties of γ'-Fe4N thin films J. Magn. Magn. Mater. 379, 151–155 (2015) doi: 10.1016/j.jmmm.2014.12.033 26 | Advanced Thin film technology Advanced Thin film technology | 27 Catalysts and Electrocatalysts Staff Members Head Prof. Dr. Ulrike. I. Kramm Secretaries Heide Rinnert Postdoc Dr. Ing. Nina Erinie PhD candidates Ionna Martinaiou Ali Shahraei Master Students Fabian Grimm Advanced research lab Carolin Fritsch 28 | Catalysts and Electrocatalysts Catalysts and Electrocatalysts In 2015 the new chair on Catalysts and Electrocatalysts was created as joint calling of the departments of Materials and Earth science and Chemistry. The chair is implemented in the Solar Fuels division of the Graduate School of Excellence Energy Science and Engineering. The current research focusses on the development of electrocatalysts (with main focus on fuel cells) and their structure-property correlations. In a standard combustion engine a fuel is burned (oxidized by air) in order to generate thermal energy that is converted by a turbine to mechanical energy and eventually electric energy. Hence, the overall efficiency is limited by the Carnot process and the efficiency of each energy converter. Within the burning reaction the fuel is oxidized and the oxidant is reduced in order to form CO2 and H2O. In a fuel cell, these two half reactions take place separated on two electrodes the anode and cathode. On the anode a fuel (like hydrogen, methanol or ethanol) is oxidized and on the cathode the oxygen is reduced, both reactions are catalysed by state-of the art Platinum-based catalysts. The equilibrium potentials of both halfcell reactions defines the maximum energy that can be taken out by this reaction. Hence, the main advantage of a fuel cell is the direct conversion of chemical energy into electric energy. In addition, it is CO2 neutral if it is run with hydrogen or alcohols generated from biomass. A main problem directed to fuel cell research are costs. Today, the platinum-based catalysts contribute by about 25 % to the overall costs of a fuel cell system, therefore limiting its economic relevance. In this respect, Non-precious metal catalysts of type Me-N-C are most promising, as they would allow to replace most of the platinum that is required today within a fuel cell system. In addition to this, Me-N-C catalysts are significantly more tolerant towards impurities that are typically found in fuels produced from bio mass. These NPMC are high-temperature ceramics of different organometallic precursors involving a metal (Me: different kinds of 3d transition metals), nitrogen and carbon source. Highest catalytic activities are achieved with Fe-N-C catalysts. Based on 57Fe Mößbauer spectroscopy several important insides in the structural composition of these catalysts and the nature of active sites were concluded. In a collaboration with the Technical University of Berlin, Prof. Strasser, we were able to elucidate for the first time a utilization factor for these kind of non-precious metal catalysts, see Figure 1 for illustration [1]. This utilization factor is important for the exact determination of turn-over frequencies and better evaluation of the long-term stability in PEM-FC application. Catalysts and Electrocatalysts | 29 A main problem for enabling the defined assignment of activity, selectivity and/ or stability promotors in Me-N-C catalysts is given by the structural composition which is usually highly heterogeneous due to the high temperature pyrolysis. In a recent work in collaboration with researchers from the Helmholtz-Zentrum Berlin für Materialien und Energie (HZB) and the Freie Universität Berlin (FU) we present a strategy of a purification treatment of Me-N-C catalysts that comprises a heat treatment in forming gas followed by an acid leaching step. This purification treatment leads to a significant reduction of inorganic by-products in some cases even down to zero [2]. This is illustrated for an (Fe,Co)-N-C catalyst in Figure 2. Therefore, different structure units can be implemented in a subsequent step in order to work out their contribution towards the electrocatalytic application. In a collaboration with Prof. Feng’s group (now TU Dresden) and Prof. Müllen (MPI Mainz) a new template-free synthesis strategy for MeN-C (Me = Fe, Co or Fe+Co) was demonstrated and the related catalysts characterized [3]. In future direction especially the limited stability of these Fe-N-C catalysts has to be understood in order to develop strategies for an enhanced long term stability under PEM-FC conditions. In this respect, we currently presented a comprehensive study of Fe-N-C catalysts prepared by the oxalate-supported pyrolysis of iron porphyrin with an intermediate acidleaching. Beside the structural characterization, accelerate stress tests (AST) were performed in collaboration with Prof. Arenz from the University of Copenhagen in order to compare the effect of sulfur addition in the preparation step on the stability of the catalysts under load conditions and during start-up and shut-down conditions [4]. of physicochemical characterization of Me-N-C catalysts for those spectroscopic techniques that are best suited for the characterization of this group of catalysts. In addition to this, depending on the kind of metal species these Me-N-C catalysts are also applicable for other energy related reactions. This includes the hydrogen evolution reaction (HER), Oxygen evolution reaction (OER), CO2 reduction, Hydrogen peroxide formation and reduction. Just recently, we started activities in the direction of alloy catalysts for the anodic oxidation reactions in different kinds of fuel cells. As stated above, today, platinum-based catalysts are utilized on both sites (anode and cathode) of a fuel cell. However, an optimal catalyst accelerates only the specifically desired reaction whereas all other reactions are suppressed. Indeed, the capability of the platinum anode catalyst to reduce oxygen is a main drawback that leads to significant degradation of the overall FC system. This is caused by the so called reverse current mode that takes place during start-up and shut-down conditions, when air is also penetrating the anodic side of a fuel cell system. Hence, the idea is to develop alloy catalysts that are nearly as active as platinum but where the ORR is significantly suppressed. So far, two laboratories were built up in 2015: The preparation laboratory is equipped with a slit-hinge furnance for pyrolysis of the NPMC precursors at temperatures of up to 1100 °C in defined gas atmospheres. Beside this, equipment for wet-chemical precursor and nanoparticle syntheses is available. The electrochemistry laboratory has so far two rotating disc electrode (RDE) test stations equipped with potentiostats (Nordic Electrochem.) for the characterization of the different half-cell reactions at room temperature conditions. In a recently published book on Nanocarbons for Advanced Energy Conversion a chapter on the spectroscopic characterization of Me-N-C catalysts for the oxygen reduction reaction was implemented [5]. This book chapter gives background information and selected examples In 2016, the Mößbauer laboratory will be equipped for characterization of iron and tin species in different kinds of (catalyst) materials. In addition to this, a fuel cell test station will be installed for characterization of catalysts under real operation conditions. 30 | Catalysts and Electrocatalysts Figure 1: Illustration of the change in utilization factor (top images) for a catalyst before and after the required subsequent treatments. Bottom images give a model of the active site in Fe-N-C catalysts and the quantitative change in the utilization factor induced by the subsequent treatments [1]. Figure 2: Effect of the purification treatment on the structural composition of (Fe,Co)-N-C catalysts as determined by 57Fe Mößbauer spectroscopy (a, b). Within the spectra the two doublets D1 and D2 are assigned to different FeN4 sites, whereas the other sites are related to inorganic iron species. The overall iron and cobalt contents are also iven. The Tafel plots in c) illustrate that the purification leads to a significant enhancement of ORR activity for these catalysts [2]. Catalysts and Electrocatalysts | 31 References [1] N.R. Sahraie, U.I. Kramm, J. Steinberg, Y. Zhang, et al., Quantifying the density and utilization of active sites in non-precious metal oxygen electroreduction catalysts, Nature Commun. 6 (2015) 8618. [2] U.I. Kramm, I. HerrmannGeppert, J. Behrends, K. Lips, et al., On an easy way to prepare Metal-Nitrogen doped Carbon with exclusive presence of MeN4-type sites active for the ORR: J. Am. Chem. Soc., published online (2015). [3] S. Bruller, H.-W. Liang, U.I. Kramm, J.W. Krumpfer, et al., Bimetallic porous porphyrin polymer-derived non-precious metal electrocatalysts for oxygen reduction reactions, J. Mater. Chem. A 3 (47) (2015) 23799–23808. [4] U.I. Kramm, A. Zana, T. Vosch, S. Fiechter, et al., On the structural composition and stability of Fe-N-C catalysts prepared by an intermediate acid leaching, Journal of Solid State Electrochemistry, published online (2015). [6] U.I. Kramm, Spectroscopic Analysis of nanocarbon-based non-precious Metal Catalysts for ORR: Volume 2, Wiley-VCH, Weinheim, 2015. 32 | Catalysts and Electrocatalysts Conference Participations and other Talks [1] Ulrike I. Kramm, Invited talk “Controversies on Fe-N-C catalysts”, University of Freiburg i.Br., May. [2] Ulrike I. Kramm, Invited talk “Me-N-C-Katalysatoren für die Sauerstoffreduktion in Brennstoffzellen, Umicore, Hanau, June. [3] Ulrike I. Kramm, Talk “Catalysts for PEM-FC”, Meeting of the Advanced Fuel Cell devision of the International Energy Agency (IEA) in Pfitztal, July. [4] Ulrike I. Kramm, Poster “Influence of the structural composition of Me-N-C oxygen reduction electrocatalysts on the stability in accelerated stress tests“, Wissenschaftsforum Chemie, Dresden, Aug. [5] Ioanna Martinaiou, F. Grimm, A. Huber, D. Schmeißer, U.I. Kramm, Talk, “Influence of the structural composition on the activity and stability of Me-N-C catalysts”, Electrolysis and Fuel cell Discussions (EFCD), La Grande Mott, France, Sept. [6] F. Luo, S. Dresp, A. Bergmann, S. Kühl, U. I. Kramm, P. Strasser, Poster “Polyaniline derived non-noble metal catalysts for the oxygen reduction reaction”, EFCD, La Grande Mott, France, Sept. [7] Ulrike I. Kramm, Invited talk, “Structural characterization of non-precious PEM-fuel cell catalysts by Mößbauer spectroscopy”, International conference on the application of the Mößbauer effect (ICAME), Hamburg, Sept. [8] N. Erini, S. Indris, H. Hahn, P.Strasser, U.I. Kramm, Poster „Carbon-supported PtSn-alloys for the oxidation reaction in low temperature fuel cells”, ICAME Hamburg, Sept. Catalysts and Electrocatalysts | 33 Dispersive Solids Staff Members Head Prof. Dr. rer. nat. habil. Prof. h. c. Ralf Riedel Associated Professors and Lectures Apl. Prof. Dr. Norbert Nicoloso PD Dr. Leonore Wiehl Guest Professors Prof. Dr. Zhaoju Yu Research Associates Dipl.-Ing. Anke Böttcher Dr. Isabel Gonzalo de Juan Dr. Magdalena Graczyk-Zajac Dr. Emanuel Ionescu Dr. Pradeep V.Sasikumar Technical Personnel Dipl-Ing. Claudia Fasel Secretaries Su-Chen Chang Shoba Herur (EU project FUNEA) PhD Students Dipl.-Ing. Miria Andrade Shrikant Bhat, M.Sc. Dario De Carolis, M. Sc. Sarabjeet Kaur, M. Sc. Dipl.-Ing. Amon Klausmann Szu-Hsuan Lee, M. Sc. Wenjie Li, M. Sc. Dipl.-Ing. Christoph Linck Xingmin Liu, M. Sc. 34 | Dispersive Solids Dipl.-Ing. Lukas Mirko Reinold Dipl.-Ing. Felix Roth Cristina Schitco, M. Sc. Dipl.-Ing. Lukas Schlicker Christina Stabler, M. Sc. Dipl.-Ing. Alexander Uhl Dragoljub Vrankovic, M. Sc. Hongguang Wang, M. Sc. Qingbo Wen, M. Sc. Jia Yuan, M. Sc. Cong Zhou, M. Sc. Diploma and Master Students Blandine Barabé Robert Brück Dario De Carolis Fangtong Xie Hanna Verena Heyl Benjamin Juretzka Kai Kühne Tarini Mishra Sai Priya S.V.M.L Munagala Sandeep Satyanarayana Mathias Storch Anke Silvia Ulrich Dragoljub Vrankovic Maximilian Wimmer Kerstin Wissel Bachelor Students Jonas Heldt Arne Jan Klomp Michael Scherer Guest Scientists Yan Lu, Institute of Chemistry, Chinese Academy of Sciences, Haidian, Beijing, P.R. China Qingqing Chen, Department of Materials Science and Engineering, Harbin Institute of Technology, Harbin City, Heilongjiang Province, P.R. China Sandeep Satyanarayana, India Dr. Sarika Verma, Powers, Bhopal, India Dr. Yun Wang, Aerospace Research Institute of Materials & Processing Technology, Beijing, P.R. China Amr Mosallem, German University of Cairo, Cairo, Egypt Prof. Dr. Corneliu Balan, Politehnica, University of Bucharest, Faculty of Enegetics, Hydraulics Departement, Bucharest, Romania Prof. Zhaoju Yu, Department of Materials Science and Engineering, College of Materials, Xiamen University, Xiamen, P.R. China Lahrar El Hassane, Université de Limoges, Limoges, France Dispersive Solids The main research interests of the group Dispersive Solids are directed towards the development of novel strategies suitable for the synthesis of inorganic, oxidic and non-oxidic materials with properties beyond the state of the art. The materials of interest are advanced oxidic and non-oxidic ceramics with extraordinary properties in terms of thermal stability, hardness and electronic structure. Therefore, synthesis methods such as polymer-pyrolysis, non-oxidic and oxidic sol-gel methods, chemical vapour deposition and novel high pressure methods have been further developed. The following topical issues are presently under investigation: Polymer-Derived Ceramics The thermolytic decomposition of suitable organosilicon polymers provides materials which are denoted as polymer-derived ceramics (PDCs). The main emphasis is on the synthesis and characterization of new ceramic materials in the B-C-N, Si-C-N, Si-O-C, Si-(B,C)-N and Ti-(B-C)-N systems. The structural peculiarities, thermochemical stability, mechanical and electrophysical properties of the PDCs have been investigated in a series of PhD theses and research projects. Due to their outstanding thermochemical stability as well as excellent oxidation and creep resistance at very high temperatures, the PDCs constitute promising materials for high temperature applications. Another advantage of the PDC route is that the materials can be easily shaped in form of fibres, layers or bulk composite materials. Finally the correlation of the materials properties with the molecular structure of the used preceramic polymer is elaborated. Molecular Routes to Nanoscaled Materials The aim is to develop concepts for the production of novel multifunctional inorganic materials with a tailor-made nanoscaled structure. In accordance with the so-called “bottom-up” approach, specific inorganic molecules are to be assigned to higher molecular networks and solid-state structures in the form of molecular nanotools by means of condensation and polymerisation processes. High Pressure Chemistry Ultra-high pressure techniques like laser heated diamond anvil cell (LH-DAC) or multi anvil devices have been applied to synthesise novel solid state structures which cannot be produced by other methods, for example, inorganic nitrides. Moreover, the materials behaviour under pressure such as phase transformations and decomposition can be analysed. Functional Materials Further research topics are related to the development of materials suitable for applications in the fields of microelectromechanical systems (MEMS), optoelectronics (LEDs), pressure, temperature and gas sensors as well as thermoresistant ceramic membranes for high temperature gas separation. The integration of state-of-the-art in situ and in operando spectroscopic methods is applied to understand the mechanisms responsible for sensing and catalytic properties. Advanced polymer-derived ceramics are developed for applications in the field of energy conversion and storage. Dispersive Solids | 35 High Pressure Synthesis of Novel Boron Oxynitride ‘B6N4O3’ with Sphalerite Type Structure Shrikant Bhat,1 Leonore Wiehl,1 Leopoldo Molina-Luna,1 Enrico Mugnaioli, 2,3 Stefan Lauterbach,1 Sabrina Sicolo,1 Peter Kroll,4 Michael Duerrschnabel,1 Norimasa Nishiyama, 5 Ute Kolb, 3 Karsten Albe,1 Hans-Joachim Kleebe,1 and Ralf Riedel1* Fachbereich Material- und Geowissenschaften, Technische Universität Darmstadt, Germany Department of Physical Sciences, Earth and Environment, University of Siena, Italy 3 Institut für Physikalische Chemie, Johannes Gutenberg-Universität Mainz, Germany 4 Department of Chemistry and Biochemistry, UT Arlington, USA 5 DESY Hamburg , Germany 1 2 Chem. Mater. 27 (2015) 5907-5914, DOI: 10.1021/acs.chemmater.5b01706 Abstract A novel crystalline boron oxynitride (BON) phase has been synthesized under static pressures exceeding 15 GPa and temperatures above 1900 °C, from molar mixtures of B2O3 and h-BN. The structure and composition of the synthesized product were studied using highresolution transmission electron microscopy, electron diffraction, automated diffraction tomography, energy dispersive X-ray spectroscopy and electron energy-loss spectroscopy (EELS). BON shows a hexagonal cell (R3m, Z=3) with lattice parameters a = 2.55(5) Å and c = 6.37(13) Å, and a crystal structure closely related to the cubic sphalerite type. The EELS quantification yielded 42 at.% B, 35 at.% N and 23 at.% O (~ B:N:O = 6:4:3). Electronic structure calculations in the framework of Density Functional Theory have been performed to assess the stabilities and properties of selected models with the composition B6N4O3. These models contain ordered structural vacancies and are superstructures of the sphalerite structure. The calculated bulk moduli of the structure models with the lowest formation enthalpies are around 300 GPa, higher than for any other known oxynitride. Introduction In the present study, we report the first synthesis of a novel boron oxynitride. Accordingly, mechanical mixtures of h-BN and B2O3 powders 36 | Dispersive Solids were used as starting materials for HP-HT experiments using a large volume press. The recovered samples were studied using high-resolution transmission electron microscopy (HRTEM), electron diffraction (ED), automated diffraction tomography (ADT), energy dispersive X-ray spectroscopy (EDX) and electron energy-loss spectroscopy (EELS). Calculations in the framework of Density Functional Theory (DFT) have been performed to investigate the structural, electronic, mechanical and thermodynamic properties of proposed models whose compositions have been suggested by the EELS measurements. Experiments HP-HT Synthesis The starting material for our synthesis was prepared by ball-milling a mixture of hexagonal BN (99.5% purity, Alfa Aesar) and B2O3 (99.98% purity, Alfa Aesar) in the ratio of 3:1 (wt. %), using zirconia anvils and balls. X-ray diffraction patterns (see supporting information Figure S1) of the starting materials show that the mixture became completely amorphous after 4 h of ball milling. HP-HT experiments (15.6 GPa and 1900°C for 20 min) were performed in a Walker type multi-anvil apparatus (6/8 type), installed (offline) at DESY, Hamburg (more details in supporting information). After HP-HT treatment, the recovered sample contained, besides c-BN, a new phase (BON), which is described here. Figure 1. Electron energy-loss spectrum (EELS) showing the B-K, N-K and O-K ionization edges after background subtraction. The highlighted grey areas indicate the integration width used for quantification. The inset figure shows the electron energy-loss near edge fine structure (ELNES) of the O-K edge (in order to reduce the noise, the data were smoothened by the Savitzky-Golay method). Dispersive Solids | 37 Computational Details To identify structures with composition B6N4O3 and low enthalpy of formation at 20 GPa two algorithms for the crystal structure search were applied: the Ab-Initio Random Structure Search (AIRSS)27 algorithm and the evolutionary algorithm Universal Structure Predictor: Evolutionary Xtallography (USPEX)28-30. AIRSS works by placing atoms randomly into a unit cell with random lattice parameters (under periodic boundary conditions). The atomic arrangement can be subjected to specific symmetry elements or full space groups. Subsequently, the full structure, positions and cell parameters, is optimized. Screening for B6N4O3 structures we used up to two symmetry elements. Hence, we looked at structures with Z=1 and Z=2. USPEX employs a self-improving evolutionary algorithm, the efficiency of which stems from carefully designed variation operators. We optimized all structures using Density Functional Theory (DFT)31 methods as implemented in the Vienna Ab-Initio Simulation package (VASP)32-34 and determined the space group of every model after full optimization of atomic positions and cell parameters at 20 GPa. The formation enthalpies of BON models have been calculated with Local Density Approximation (LDA)35, and a selection of Generalized Gradient Approximation (GGA)36 functionals. The mechanical, vibrational and electronic properties of the materials of interest have been calculated in the framework of the LDA. A cut-off of 500 eV has been used for the expansion of the wave function into a plane wave basis set. The Brillouin zone was sampled using Monkhorst–Pack grids37 with a resolution of at least 2π*0.04 Å-1. We optimized residual forces and stresses to better than 10-2 eV/Å and 0.1 GPa, respectively. The resulting structures have been visualized with VESTA38. 38 | Dispersive Solids Results and Discussion Composition Nano-sized crystals of BON with triangular shape were identified in TEM images (see SI Figure S2). EELS was performed to quantify the composition of BON. The EELS spectrum (Fig. 1) clearly shows the presence of boron, nitrogen and oxygen, but no carbon with the onset of Kionization edges at 187.5 eV (B), 399.7 eV (N) and 531.5 eV (O). The sp2 signature was not observed in the fine structure of the B, N and O ionization edges of the recorded electron energy-loss spectra, thus strongly indicating a sp3 type of bonding39-41. After careful background subtraction, the ionization edges were treated using the Hartree-Slater cross-section model. The corresponding chemical quantification yielded 42 at.% B , 35 at.% N and23 at.% O (=5.3 : 4.4 : 3). Because of the need for balanced charges of the B3+, N3-, and O2- ions, the composition should be a mixture of x BN and y B2O3, which constrains the difference of the number of boron and nitrogen ions to be two third of the number of oxygen ions. Recalculation of the EELS results accordingly gives 46.1 at.% B, 30.8 at.% N and 23.1 at.% O, or B:N:O = 6:4:3 which is within the experimental error of ±10%12, 42. Crystal Structure Electron diffraction experiments were performed on triangular single crystals of BON less than 50 nm in size. 3D diffraction intensity data were collected coupling ADT and precession electron diffraction (PED). The reflections could be indexed using a hexagonal unit cell with a = 2.55 (5) Å, c = 6.37(13) Å and Z=3. Diffuse scattering along c* reveals a certain structural disorder along this direction. The symmetry is near to cubic with acub = 3.63 Å, Z=4 (from Vcub = Vhex*4/3 = 47.83 Å3), with idealized hexagonal lattice parameters ahex(ideal) = 2.57 Å and chex(ideal) = 6.29 Å, which correspond to the experimental values within the limits of error. The face-centered cubic cell corresponds to an R-centered hexagonal cell where the rhombohedral cell is the common primitive cell of both the hexagonal and the cubic lattice (SI Figure S3). Figure 2. (a) Unit cell of BON. (b) Left: Obverse main domain, Right: Reverse twin domain due to spinel law. Dispersive Solids | 39 Because of the presence of reflections, which cannot be indexed by a single cubic or rhombohedral cell, respectively, the BON structure was initially solved with respect to a hexagonal lattice in space group P31 by direct methods using SIR 201143. The solution showed essentially an arrangement of atoms similar to that of the sphalerite structure of cubic boron nitride with space group F-43m. Therefore, a high-symmetry subgroup of F-43m, namely R3m (No. 160) was chosen for further structure refinement (Fig. 2a). The atomic positions from the direct-methods solution are fully compatible with this space group after a suitable origin shift. The whole set of measured reflections is compatible with the global extinction rules (-h+k+l=3n or h-k+l=3n) for two different rhombohedral settings (obverse or reverse) of the hexagonal cell. The strongest reflections (58 out of 164) were assigned to the obverse setting and another set of 60 less strong reflections (with an overlap of 19) to the reverse setting. From this fact we conclude that the crystal was twinned. This view is also supported by the HRTEM image (Fig. 3), which shows a (111) twin plane, according to the well-known spinel law as illustrated44 in Fig. 2b. It is equivalent to a mirror plane perpendicular to the hexagonal c-axis, which changes the orientation of the BN4 tetrahedra (down to up), and in addition the setting of the hexagonal unit cell from obverse to reverse. Accordingly the diffraction pattern shows an overlay of the obverse and reverse settings. The crystal structure was refined in space group R3m using the program SHELX-201345. A spinel twin law was considered, whereby all measured reflections apart from the very weakest could be indexed. The 99 indexed reflections reduced to 53 unique reflections in R3m after merging of equivalents with Rint= 0.177 and Rsigma= 0.074. The atomic distribution of the elements on the lattice sites was not evident from the primary structure solution. From the EELS results, the chemical composition is B:N:O = 6:4:3. The unit cell of the experimental structure (with three symmetrically equivalent pairs of atomic sites), however, is too small to allow for an ordered arrangement of 13 atoms. A more suitable description 40 | Dispersive Solids may use a superstructure of sphalerite. However, we did not detect any superstructure reflections, which are expected to be very weak anyway, due to the similarity of the B, N and O scattering factors. Hence, we observe an average structure with cations and anions distributed statistically over their respective lattice sites. It is reasonable to assume that oxygen atoms together with nitrogen atoms occupy anion positions. Since the number of N+O atoms (anions) is larger than the number of boron atoms (cations), cation sites are only partially occupied to achieve charge balance. These requirements lead to occupancies of 4/7 (57%) for nitrogen, 3/7 (43%) for oxygen and 6/7 (86%) for boron, i.e. 14% of the cation sites are empty. These are structural vacancies, such as known e.g. in the spinel-type aluminium oxynitrides (γ-ALON) 46, 47, not to be misinterpreted as point defects. The occupancies were fixed during structure refinement, but isotropic displacement factors of all atoms were allowed to refine freely and converged to reasonable values (cf. SI). This structure model was refined successfully and resulted in a residual of R11= 0.189 (R1 = Σhkl | |Fobs| – |Fcalc| | / Σhkl |Fobs|) and a refined twin fraction of 11%. A test refinement without oxygen atoms and cation vacancies, i.e. with an ideal c-BN structure, how ever worsened the fit. On the contrary, it was even possible to refine (R1= 0.190) the chemical composition under the constraint of balanced charges which resulted in 46 at.% B, 32 at.% N and 22 at.% O, in good agreement with the EELS results. The hexagonal BON structure (R3m, Z=3) may be compared with the structure of cubic boron nitride (F-43m, Z=4) via their common primitive rhombohedral lattice (SI Figure S3). The unit cell volume of BON (Vcub= 47.83 Å3) is slightly larger than that reported for cubic boron nitride with values48-50 of 47.28 Å3, 47.40 Å3 or 47.63 Å3. Nitrogen and oxygen atoms are assumed to be distributed statistically over the anion sites and boron and structural vacancies are distributed statistically over the cation sites (Fig. 2a). All atoms, N/O as well as B, are situated on three-fold axes and mirror planes and show a slightly distorted tetrahedral coordination with three B-O/N distances of 1.57(3) Å and one B-O/N distances Figure 3. (a) High-resolution phase contrast image. The orange square denotes the area at which the EDX spectrum shown in the inset was acquired. The blue triangles denote twin boundaries. (b) Electron diffraction pattern of BON in [100]hex ([10-1]cubic) zone axis orientation. The spots can be indexed with respect to a hexagonal (green) or cubic lattice (black), as shown in (d). The red line indicates a {111} type twin plane, which can be seen in the HRTEM image. (c) Magnified view of the area marked by the yellow box in (a). The red bordered inset is a simulated image of BON in [100]hex ([10-1]cubic) zone axis orientation and contains 2x4 unit cells. (e) View of the crystal structure (B: green, N/O: blue) projected along the hexagonal a-axis, overlaid on the simulated HRTEM image. Dispersive Solids | 41 of 1.58(10) Å, which are equal within the limits of error. The reported B-N distances48-50 in c-BN of 1.566 Å, 1.567 Å or 1.570 Å are similar. High Resolution Transmission Electron Microscopy A HRTEM image in [100]hex zone axis orientation of the synthesized BON sample is given in Fig. 3. The corresponding electron diffraction pattern, is shown in Fig. 3b. The reflections could be indexed with respect to a cubic lattice and correspond to d values (in Å) of 2.1 {111}, 1.8 (020), 1.3 {202}, 1.1 {131} and 0.9 {040}. A full indexation with respect to the cubic (black) and the hexagonal (green) lattice is given in Fig. 3d. EDX measurements (see the inset in Fig. 3a) confirmed that the crystals with triangular morphology consistently contain considerable amounts of oxygen along with boron and nitrogen. These findings are also consistent with our earlier experimental results of the ternary BCN compounds where the triangular shaped crystals showed the same composition22. Fig. 3c shows an enlarged section of the HRTEM image that is compared with a simulated image overlaid within the red frame. We used the JEMS26 software to carry out multislice calculations (see SI Figure S4) by using the atomic model from the crystal structure refinement of BON in [100]hex zone axis orientation. In this thickness and defocus range the bright dots correspond to two atomic columns, i.e. B and N/O, being so close that they cannot be separated using the employed imaging conditions, as can be seen in the overlaid structure picture in Fig. 3e. DFT calculations DFT calculations were performed to identify structures with the composition B6N4O3 suggested by the EELS results and to analyze possible structural motifs. The structure searches performed at 20 GPa returned more than 2000 distinct structures. The candidates with lowest enthalpy at 20 GPa are two isoenergetic (within 0.01 eV per formula unit) monoclinic structures (Cm). They are best described as ordered sphalerite type structures, with structural vacancies (1/7 of all cation sites) tetrahedrally surrounded by oxygen 42 | Dispersive Solids atoms. With only oxygen located adjacent to vacancies, these B6N4O3 structures exhibit all B and N atoms four-fold coordinated, but O atoms threeand two-fold coordinated. The lattice parameters (a, b, c, β, V) are 10.972 Å, 2.502 Å, 6.134 Å, 67.614°, 155.71 Å3 (“Cm-1”) and 8.229 Å, 2.477 Å, 7.454 Å, 96.008°, 151.11 Å3 (“Cm-2”). Due to the size of the models and periodic boundary conditions, the coordination tetrahedra of the cation-vacancies share an oxygen atom and are arranged in channels along the b-axis (Fig. 4a, b). The structures differ only by the arrangement of the channels on the (010) plane. All further models close in enthalpy (0.1 eV/atom) to the Cm structures are related to either the sphalerite or the wurtzite type and share the common pattern of cation vacancies surrounded by three (or four) O atoms and one (or no) N atom. We computed B6N4O3 formation enthalpies at 20 GPa according to the reaction: 4 c-BN + B2O3-II → B6N4O3, where B2O3-II is the most stable form of B2O3 at high pressure51. The different functionals yield a formation enthalpy of about +0.9 eV at 20 GPa for the two Cm models. (LDA: 0.92 eV, GGA: 0.88 to 0.94 eV depending on type, cf. details in Supporting Information). Settling on the LDA, we quantified the influence of the vacancy coordination on stability by replacing, in the Cm-2 model, one or all oxygen atoms in the coordination sphere of the B vacancies with nitrogen atoms. When the three-fold coordinated oxygen is replaced by a N atom, the energy is raised by 2 eV per formula unit; when nitrogen substitutes a two-fold coordinated oxygen, the resulting structure is 4 eV higher in energy than the ground state. The complete replacement of the coordination sphere with nitrogen atoms raises the energy by 6.8 eV per formula unit with respect to the ground state. To estimate the influence of the vacancy ordering on the stability of BON structures, we created a larger structure model that introduces disorder by disrupting the vacancy channels (“disordered” model, Fig. 4c). This model is based on a 7×3×1 supercell of the hexagonal setting of the cubic sphalerite structure. The optimized lattice parameters at 20 GPa are a = 17.35 Å, b = 7.43 Figure 4. Relaxed structures of the Cm-1 (a), Cm-2 (b), and disordered (c) BON models. Boron atoms are depicted in green, nitrogen in light blue and oxygen in red. Green polyhedra represent B-centered tetrahedra; vacancy-centered tetrahedra are depicted in pink. Dispersive Solids | 43 Å and c = 6.07 Å. Omitting 1/7 of the cations, the unit cell contains 54 boron, 36 nitrogen and 27 oxygen atoms. Nitrogen and oxygen atoms share the anion positions. The model is set up in such a way that the vacancies are not adjacent (do not share a common atom surrounding them). Therefore, their coordination sphere includes three oxygen atoms and needs to be completed by a nitrogen atom. The disordered model has a formation enthalpy of +1.5 eV per formula unit at 20 GPa. From these results we infer that the presence of boron vacancies arranged in channels is a crucial prerequisite for the stabilization of BON, although the coordination environment of boron vacancies has an even more dramatic effect on stability than the disruption of the vacancy ordering. We computed yet another model corresponding to a cubic sphalerite structure with B occupying all cation sites, anion positions occupied by a mixture of N (2/3) and O (1/3), and – for balancing the charge – additional interstitial oxygen in 17% of the octahedral interstices of the nitrogen sublattice. However, after geometry optimization the model was severely distorted and was discarded based on enthalpy arguments. To compare the predicted properties of our BON models with the calculated properties of cubic BN, we calculated the electronic density of states of c-BN and our BON models (see SI Figure S5). With LDA, the calculated band-gap for c-BN is 4.44 eV. As expected, this value severely underestimates the experimental band-gap of 6.36 eV52, but still allows for a qualitative comparison with the newly found oxynitride compound. For Cm-1 and Cm-2 we calculate bandgaps of 3.88 and 3.24 eV, respectively, which are rather similar to the one calculated for the disordered structure (3.46 eV). The valence band edge of the ordered structures is largely dominated by oxygen contributions with a low density of states, whereas the high density of nitrogen states at the Fermi level in the disordered model reflects its lower stability. The vibrational analysis of BON models, performed at both 0 and 20 GPa, returned only positive eigenvalues and, therefore, confirms the mechanical 44 | Dispersive Solids stability of the structures at the pressures of interest. The bulk moduli of the three materials have been calculated by fitting their energy-volume dependence to the third-order Birch-Murnaghan equation of state53 (see SI Table S2). This procedure yields for c-BN a bulk modulus of 398(4) GPa, being in good agreement with the experimental value of 396(2) GPa54. With the same procedure, we find for the Cm models bulk moduli of 306(3) and 298(4) GPa, respectively, and for the disordered model a value of 314(1) GPa. Comparison of DFT models with experiment We describe the experimentally determined crystal structure of BON by a disordered model using the smallest unit cell, because possible superstructure reflections due to O/N ordering are expected to be very weak and we were not able to detect them. The missing superstructure reflections have the following effect on structure calculations. If the true unit cell containing an ordered structure is a multiple of the small cell we use to describe the experimental structure, then the electron density distribution calculated from the diffraction intensities is projected into this small cell. This means, we see only an overlay of the (slightly different) structural motifs of the different parts of the large cell. The unit cells of the DFT models are larger than the experimental cell. In order to test if a given structure model is compatible with the measured intensities, we have to handle the DFT models in an analogous way, namely to project all atomic positions to the experimental unit cell and average them. Details of the averaging strategies are given in the Supporting Information including Table S3. The averaged atomic positions from the DFT models were tested against the measured reflection intensities by calculating a difference Fourier synthesis using the SHELX program45. The same twin law was used as in the experimental structure refinement. The results were rather promising with R1= 0.23 to 0.24 for the disordered DFT model and R1= 0.19 to 0.20 for the ordered DFT models. There is a clear preference for an ordered structure. Conclusions Our newly discovered BON reported here is the first example of the existence of a crystalline ternary oxynitride phase of boron and complements and extends the well-known group 13 element oxynitrides of aluminum and gallium. The BON phase was synthesized in single-crystalline form by HP-HT technique. With EELS the composition of individual nanocrystals was determined to be B6N4O3. Advanced methods in electron diffraction delivered high quality intensity data, from which the crystal structure was solved and a structural model of sphalerite type, similar to c-BN, was refined. In the experimental model, the primitive unit cell contains two atomic sites. Nitrogen and oxygen share the anion position, while boron and structural vacancies occupy the cation position of the sphalerite-type to accommodate the B6N4O3 composition. Electron diffraction results do not show superstructure reflections. Supporting first-principles calculations identify structures with composition B6N4O3 and low enthalpy of formation at 20 GPa that agree with experimental results, i.e. are compatible with the intensities from electron diffraction. Among 2000 structure candidates we found that sphaleritetype structures are generally more stable than wurtzite-type ones and that oxygen positions next to boron vacancies are preferred over direct oxygen boron contacts. Two (very similar) structure models in space group Cm with one B6N4O3 unit per primitive unit cell exhibit the lowest enthalpy of formation of 0.9 eV. These monoclinic structure models contain chains of cation vacancies. We analyzed a variety of models with disorder on cation and anion positions and found the most favorable among those with formation enthalpy of 1.5 eV (at 0 K). Approximating the mixing entropy by an ideal solution model, we estimate the entropy term TΔSmix with 0.54eV per unit of B6N4O3 at T=1900°C. The fact that this value is too small to compensate for the enthalpy difference between ordered and disordered models, and the fact that electron diffraction intensities of ordered structure models are in better agreement with experiment than those of disordered models, may be taken as indication that the newly found BON crystal contains substantial order. Supporting Information The Supporting Information is available free of charge on the ACS Publications website at DOI: 10.1021/acs.chemmater.5b01706. Dispersive Solids | 45 References (34) Kresse, G.; Furthmüller, J., J. Comput. Mater. Sci. 1996, 6, 15-50. (44) Diamond - Crystal and Molecular Structure Visualization, Crystal Impact - Dr. H. Putz & Dr. K. Brandenburg GbR: Kreuzherrenstr. 102, 53227 Bonn, Germany. (35) Perdew, J. P.; Zunger, A., Phys. Rev. B 1981, 23, 5048-5079. (45) Sheldrick, G., Acta Crystallogr. Sect. A 2008, 64, 112-122. (23) Malis, T.; Cheng, S. C.; Egerton, R. F., J. Elec. Microsc. Tech. 1988, 8, 193-200. 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Research Projects • Synthesis and Characterization of Advanced Functional Materials (China Scholarship Council (CSC), Oct. 2015 – Sept. 2019) • Micropatterned Polymer-Derived Ceramic Catalysts and Sensors (DFG, Sept. 2015 – Aug. 2018) • Tailored crystallization of inorganic pigments for decorative and functional applications (in cooperation with Merck KGaA Darmstadt, Germany, Aug. 2015 – July 2018) • Nanostructured organotin-based hybrid thin films for sensing and optics (IDS FunMat, Oct. 2014 – Sept. 2017) • Electricalmagnetic properties of nano-scaled absorption filler reinforced porous ceramics derived from single-source-precursors (China Scholarship Council (CSC), Sept. 2014 – Aug. 2017) • Hochtemperatur-Kriechverhalten SiOC-basierter Gläser und Glaskeramiken (DFG, May 2014 – April 2017) • Development of ultra abrasion resistant Hf- and Ta-based ceramic composites (KIMS, Jan. 2014 – Dec. 2016) • RESPONSE (DFG, HMWK LOEWE, Jan. 2014 – Dec. 2016) • • Nanocomposites as anode materials for lithium ion batteries: Synthesis, thermodynamic characterization and modeling of nanoparticular silicon dispersed in SiCN(O) and SiCO-based matrices (DFG, SPP1473, Aug. 2010 – Dec. 2016) SiHfC(N) and SiHfN(C)-based Ultrahigh-Temperature Ceramic Nanocomposites (UHTC-NCs) for EBC/TBC Applications (China Council Scholarship (CSC), Oct. 2012 - Oct. 2016) • Mechanism of Li-storage in porous C-rich SiCN ceramics (Master thesis, Dec. 2015 – May 2016) • Nanostructured Silicon-based Anode Materials for Lithium-Ion Batteries (Master thesis, Oct. 2015 – April 2016) • High-Temperature Piezoresistivity in SiOC - Untersuchungen zur Hochtemperatur-Piezoresistivität in kohlenstoffhaltigen Siliciumoxycarbid-Nanokompositen (DFG, May 2013 - April 2016) Dispersive Solids | 47 Research Projects • SnO2/SiOC composites as anode materials for Li-ion batteries (Master thesis, DAAD-IIT Master Sandwich Scholarships, Sept. 2015 – March 2016) • Synthesis and Bioactivity of SiCaMgOC Powders and Monoliths (Bachelor thesis, Nov. 2015 – Feb. 2016) • Single-Source-Precursor Synthesis of Ta-Based Photocatalysts (Bachelor thesis, Nov. 2015 – Feb. 2016) • Formation and Characterization of Polymer Derived Ceramic Tribofilms (Master Thesis in cooperation with EVONIK, Darmstadt, Germany, July 2015 – Dec. 2015) • Single-Phase Si-M-N Ceramic Materials (M = early transition metal): Synthesis from Metal-Modified Polysilazanes and microstructural characterization (DAAD PPP Japan, Jan. 2014 – Dec. 2015) • Sensors Towards Terahertz (STT): Neuartige Technologien für Life Sciences, Prozess- und Umweltmonitoring (HMWK-LOEWE, Jan. 2013 - Dec. 2015) • Mestabiles Indiumoxidhydroxid (InOOH) und Korund-Typ Indiumoxid (In2O3): Gezielte Synthese, Einkristallzüchtung und in-situ Charakteri- sierung der Umwandlungspfade und transienten Intermediaten (DFG, SPP 1415 „Kristalline Nichtgleichgewichtsstoffe“, Jan. 2013 - Dec. 2015) • Particle design of core-shell particles for enamels (Master thesis, June 2015 – Nov. 2015) • Aerosol Deposition of Ceramic Layers (Master thesis in co operation with IEK-1, Forschungszentrum Jülich GmbH, Jülich, Germany, June 2015 – Nov. 2015) • Ternary M-Si-N Ceramics: Single-Source-Precoursor Synthesis and Microstructure Characterization (M = early transition metal) (China Council Scholarship (CSC), Nov. 2012 - Nov. 2015) • Preparation of nanostructured coatings of organic biomolecules capped Ti oxynitrides (TiNO) for bioactive processes induced by photocatalysis (Internship with Cairo University, Cairo, Egypt, July 2015 – Oct. 2015) • Synthesis of hierarchically porous materials (Master thesis in in cooperation with Saint-Gobain C.R.E.E., Cavaillon Cedex, France, March 2015 – Aug. 2015) 48 | Dispersive Solids Research Projects • Molecular Routes to SiHfBCN Ceramic Nanocomposites (China Council Scholarship (CSC), Sep. 2011 - Aug. 2015) • Der Einfluss von Keimbildnern und färbenden Komponenten auf den Keramisiserungsprozess und die Eigenschaften von Lithium-Alumosili- kat (Bachelor thesis, May 2015 – July 2015) • Sn/SiOC and SnO2/SiOC composites as anode materials for Li-ion batteries (Master thesis, Jan. 2015 – July 2015) • Comparative study of the oxidation behavior of Al2O3 reinforced siloxane at 700 °C (Master thesis in cooperation with Schunk Kohle- stofftechnik GmbH, Heuchelheim, Germany, Dec. 2014 – May 2015) • Synthese und Charakterisierung von temperaturstabilen Beschichtungen mit niedriger Oberflächenenergie auf anorganischer Basis am Beispiel HfO2 und ZrO2 (Master thesis in cooperation with Schott, Mainz, Germany, Oct. 2014 – April 2015) • Untersuchungen des Einflusses verschiedener Aluminiumoxidschlicker auf deren Verstärkungsverhalten in Al2O3/Al2O -Verbunden (Diploma thesis in cooperation with Schunk, Heuchelheim, Germany, July 2014 – April 2015) • TiO2 flake morphology by tailored molten salt crystallization (Master thesis in cooperation with Merck KGaA, Performance MaterialsPigments Decoratives Research, Darmstadt, Germany, Oct. 2014 – March 2015) • Untersuchung der thermooxidativen Alterung von Elastomeren (Master thesis in cooperation with Fraunhofer-Institut für Betriebsfestigkeit und Systemzuverlässigkeit LBF, Darmstadt, Germany, Oct. 2014 – March 2015) • Investigation of Protective Diffusion coatings for refractory metals (Master thesis in cooperation with DECHEMA Forschungsinstitut, Frankfurt a.M., Germany, October 2014 – March 2015) • FUNEA - Functional Nitrides for Energy Applications (Coordination, EU - Marie Curie Initial Training Network, Feb. 2011 - Jan. 2015) Dispersive Solids | 49 Publications [1] Zouaghi, W.; Voss, D.; Gorath, M.; Nicoloso, N.; Roskos, H.G.; How good would the conductivity of graphene have to be to make single-layer-graphene metamaterials for terahertz frequencies feasi- ble?; CARBON, 94 (2015) 301-308. [2] Klausmann, A.; Morita, K.; Johanns, K.E.; Fasel, C.; Durst, K.; Mera, G.; Riedel, R.; Ionescu, E.; Synthesis and high-temperature evolution of polysilylcarbodiimide-derived SiCN ceramic coatings; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(14) (2015) 3771–3780. [3] Schitco, C.; Bazarjani, M.S.; Riedel, R.; Gurlo, A.; Ultramicroporous silicon nitride ceramics for CO2 capture; JOURNAL OF MATERIALS RESEARCH, 30(19) (2015) 2958-2966. [4] Bekheet, M.F.; Dubrovinsky, L.; Gurlo, A.; Compressibility and structural stability of spinel-type MnIn2O4; JOURNAL OF SOLID STATE CHEMISTRY, 230 (2015) 301-308. [5] Riedel, R.; Special Issue: 8th International Symposium on Nitrides in Conjunction with the 7th International Workshop on Spinel Nitrides and Related Materials and the Annual Meeting of the Marie Curie ITN 7th Framework Programme FUNEA; JOURNAL OF THE EURO- PEAN CERAMIC SOCIETY, 35(12) (2015) 3201-3201. [6] Li, W.; Gurlo, A.; Riedel, R.; Ionescu, E.; Perovskite-type Solid Solution SrMo1–xWx(O, N)3 Oxynitrides: Synthesis, Structure, and Magnetic Properties; ZEITSCHRIFT FUR ANORGANISCHE UND ALLGEMEINE CHEMIE, 641(8-9) (2015) 1533-1539. [7] Li, W.; Li, D.; Gurlo, A.; Shen, Z.; Riedel, R.; Ionescu, E.; Synthesis and rapid sintering of dense SrA(O,N)3 (A = Mo, W) oxynitride ceramics; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(12) SI (2015) 3273–3281. [8] Yuan, J.; Luan, X.; Riedel, R.; Ionescu, E.; Preparation and hyd rothermal corrosion behavior of Cf/SiCN and Cf/SiHfBCN ceramic matrix composites; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(12) (2015) 3329–3337. [9] Mera, G.; Ishikawa, R.; Ionescu, E.; Ikuhara, Y.; Riedel, R.; Atomic-scale assessment of the crystallization onset in silicon carbonitride; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(12) (2015) 3355–3362. 50 | Dispersive Solids Publications [10] Bhat, S.; Wiehl, L.; Molina-Luna, L.; Mugnaioli, E.; Lauterbach, S.; Sicolo, S.; Kroll, K.; Duerrschnabel, M.; Nishiyama, N.; Kolb, U.; Albe, K.; Kleebe, H.-J.; Riedel, R.; High-Pressure Synthesis of Novel Boron Oxynitride B6N4O3 with Sphalerite Type Structure; CHEMISTRY OF MATERIALS, 27(17) (2015) 5907–5914. [11] Graczyk-Zajac, M.; Wimmer, M.; Neumann, C.; Riedel, R.; Lithium intercalation into SiCN/disordered carbon composite. Part 1: Influence of initial carbon porosity on cycling performance/ capacity; JOURNAL OF SOLID STATE ELECTROCHEMISTRY, 19(9)SI (2015) 2763-2769. [12] Bekheet, M.F.; Schwarz, M. R.; Kroll, P.; Gurlo, A.; Kinetic control in the synthesis of metastable polymorphs: Bixbyite-to-Rh2O3 (II)-to-corundum transition in In2O3; JOURNAL OF SOLID STATE CHEMISTRY, 229 (2015) 278-286. [13] Tulyaganov, D.U.; Reddy, A.A.; Siegel, R.; Ionescu, E.; Riedel, R.; Ferreira, J.M.F.; Synthesis and in vitro bioactivity assessment of injectable bioglass−organic pastes for bone tissue repair; CERAMICS INTERNATIONAL, 41(8) (2015) 9373–9382. [14] Li, W., Li, D.; Gao, X.; Gurlo, A.; Zander, S.; Jones, P.; Navrotsky, A.; Shen, J.Z.; Riedel, R.; Ionescu, E.; A study on the thermal conversion of scheelite-type ABO4 into perovskite-type AB(O,N)3; DALTON TRANSACTIONS, 44(17) (2015) 8238-8246. [15] Zhou, C.; Gao, X.; Xu, Y.; Buntkowsky, G.; Ikuhara, Y.; Riedel, R.; Ionescu, E.; Synthesis and high-temperature evolution of single-phase amorphous Si–Hf–N ceramics; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(7) (2015) 2007-2015. [16] Ruzimuradov, O.; Sharipov, K.; Yarbekov, A.; Saidov, K.; Hojam- berdiev, M.; Prasad, R.M.; Cherkashinin, G.; Riedel, R.; A facile preparation of dual-phase nitrogen-doped TiO2–SrTiO3 macroporous monolithic photocatalyst for organic dye photodegrada- tion under visible light; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(6) (2015) 1815-1821. [17] Reinold, L.M.; Yamada, Y.; Graczyk-Zajac, M.; Munakata, H.; Kanamura, K.; Riedel, R.; The influence of the pyrolysis temperature on the electrochemical behavior of carbon-rich SiCN polymer-derived ceramics as anode materials in lithium-ion batteries; JOURNAL OF POWER SOURCES, 282 (2015) 409-415. [18] Mera, G.; Gallei, M.; Bernard, S.; Ionescu, E.; Ceramic Nanocom- posites from Tailor-Made Preceramic Polymers; NANOMATERIALS, 5(2) (2015) 468-540. Dispersive Solids | 51 Publications [19] Elbert, J.; Didzoleit, H.; Fasel, C.; Ionescu, E.; Riedel, R.; Stühn,B.; Gallei, M.; Surface-Initiated Anionic Polymerization of [1]Silaferrocenophanes for the Preparation of Colloidal Preceramic Materials; MACROMOLUCULAR RAPID COMMUNICATIONS, 36(7 SI)) (2015) 597–603. [20] Yu, Z.J.; Min, H.; Yang, L.; Feng, Y.; Zhang, P.; Riedel, R.; In- fluence of the architecture of dendritic-like polycarbosilanes on the ceramic yield; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(4) (2015) 1161-1171. [21] Roth, F.; Schmerbauch, C.; Ionescu, E.; Nicoloso, N.; Guillon, O.; Riedel, R.; High-temperature piezoresistive C/SiOC sensors; JOUR- NAL OF SENSORS AND SENSOR SYSTEMS, 4(1) (2015) 133-136. [22] Shimokawa, Y.; Fujiwara, A.; Ionescu, E.; Mera, G.; Honda, S.; Iwamoto, Y.; Riedel, R.; Formation of aluminum nitride from metal– organic precursors synthesized by reacting aluminum tri-chloride with bis(trimethylsilyl)carbodiimide; JOURNAL OF THE CERAMIC SOCIETY OF JAPAN, 123(1435) (2015) 106-113. [23] Graczyk-Zajac, M.; Reinold, L.M.; Kaspar, J.; Pradeep, V.S.; Soraru, G.D.; Riedel, R.; New Insights into Understanding Irreversible and Reversible Lithium Storage within SiOC and SiCN Ceramics; NANOMATERIALS, 5(1) (2015) 233-245. [24] Pradeep, V.S.; Ayana, D.G.; Graczyk-Zajac, M.; Soraru, G.D.; Riedel, R.; High Rate Capability of SiOC Ceramic Aerogels with Tailored Porosity as Anode Materials for Li-Ion Batteries; ELECTROCHIMICA ACTA, 157 (2015) 41-45. [25] Schitco, C.; Seifollahi Bazarjani, M.; Riedel, R.; Gurlo, A.; NH3-assisted synthesis of microporous silicon oxycarbonitride ceramics from preceramic polymers: a combined N2 and CO2 adsorption and small angle X-ray scattering study; JOURNAL OF MATERIALS CHEMISTRY A, 3 (2015) 805-818. [26] Yu, Z.J.; Yang, L.; Min, H.; Zhang, P.; Liu, A.H.; Riedel, R.; High-ceramic-yield precursor to SiC-based ceramic: A hyperbranched polytitaniumcarbosilane bearing self-catalyzing units; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(2) (2015) 851-858. [27] Umicevic, A.B.; Cekić, B.D.; Belosevic-Cavor, J.N.; Koteski, V.J.; Papendorf, B.; Riedel, R.; Ionescu, E.; Evolution of the local structure at Hf sites in SiHfOC upon ceramization of a hafniumalkoxide-modified polysilsesquioxane: A perturbed angular correlation study; JOURNAL OF THE EUROPEAN CERAMIC SOCIETY, 35(1) (2015) 29-35. 52 | Dispersive Solids Dispersive Solids | 53 Electronic Materials Staff Members Head Prof. Dr. Heinz von Seggern Research Associates Dr. Sergej Zhukov Dr. Corinna Hein Dr. Emanuelle Reis Simas Dr. Evan S.H. Kang Dr. Andrea Gassmann PhD Students Oili Pekkola Elmar Kersting Benedikt Sykora Paul Mundt Henning Seim Master Students Stefan Vogel Christopher Wolf Guest Scientists Douglas J. Coutinho 54 | Electronic Materials The Electronic Materials Properties The Electronic Materials group introduces the aspect of electronic functional materials and their physics and properties into the Institute of Materials Science. The associated research concentrates on the characterization of various classes of materials suited for implementation in information storage and organic and inorganic electronics. Four major research topics are presently addressed: • Electronic and optoelectronic properties of organic semiconductors. • Charge transport in inorganic semiconductor devices. • Charge transport and polarization in organic and inorganic dielectrics. • Photo- and photostimulated luminescence in inorganic phosphors. For novel areas of application a worldwide interest exists in the use of organic semiconductors in electronic and optoelectronic components, such as transistors and light-emitting diodes. So far, multicolour and full colour organic displays have been implemented in commercially available cameras, car radios, PDAs, mp3-players and even television sets. Organic devices reaching further into the future will be simple logic circuits, constituting the core of communication electronics such as chip cards for radio-frequency identification (RFID) tags and maybe one day flexible electronic newspapers where the information is continuously renewed via LAN. In view of the inevitable technological development, the activities of the group are concerned with the characterization of organic material properties regarding the performance of organic electronic and optoelectronic devices. The major aspect deals with the charge carrier injection and transport taking place in organic field-effect transistors (OFETs) and organic light-emitting diodes (OLEDs). In particular, the performance of unipolar and ambipolar light-emitting OFETs and the stability of OFETs and OLEDs are subjects of recent investigations. To conduct these demanding tasks, various experimental techniques for device fabrication and characterization are installed. Besides basic electric measurement setups, a laser spectroscopy setup used for time-of-flight as well as for life-time measurements and a Kelvin-probe atomic force microscope to visualize the potential distribution of organic devices with nanometer resolution are available. Even though organic electronics is an emerging field especially for consumer electronics applications, today’s electronic devices still mainly rely on conventional silicon technology. While organic semiconductors have excellent optoelectronic properties they, in general, suffer from low charge carrier mobilities limiting the switching rates in organic transistors. Yet, metal oxides like ZnO, InZnO (IZO) or InGaZnO (IGZO) can bridge the gap between the high mobility semiconductors like silicon and the low mobility organic semiconductors. Using metal-organic precursors or nanoparticle dispersions easy processing procedures like spin-coating or printing can be applied and yield rather high field-effect mobilities in the order of 1-10 cm2 V-1s-1 for the produced thin film transistors (TFTs). Current research activities in the group concentrate on the optimization of the processing procedures of ZTO, especially the decrease of annealing temperatures is desired to make the processes compatible with organic substrates. Furthermore, the influence of the layer morphology and the role of the gas atmosphere for the device performance as well as stability issues are investigated. Electronic Materials | 55 In the field of polymer electrets current research comprises the characterization of surface charge distribution, charge stability, and charge transport properties of fluoropolymers, as well as their applications in acoustical transducers. Present investigations of charge transport and polarization in organic dielectrics are directed towards the basic understanding of polarization buildup and stabilization in PVDF and in novel microporous dielectrics. Latter are scientifically interesting as model ferroelectric polymers. Moreover, the fatigue behaviour of electrically stressed inorganic PZT ceramics is investigated. The focus lies on preventing the operational fatigue of ferroelectric devices due to cyclic and static electrical stress. The available equipment includes poling devices, such as corona and high voltage setups, and a thermally stimulated current setup to investigate the energetic trap structure in dielectrics as well as thermal charging and discharging under high electric fields. The field of photoluminescent and photostimulated luminescent (PSL) materials (phosphors) is concerned with the synthesis and characterization of suited inorganic compounds used as wavelength converters in fluorescent lamps and in scintillating and information storing crystals. 56 | Electronic Materials Present work is focused on x-ray detection materials, providing improved resolution and high PSL-efficiency needed in medical imaging. In particular the storage phosphors CsBr:Eu2+ and BaFBr:Eu2+ are under investigation. Research is concentrated on the influence of humidity on the sensitivity of CsBr:Eu2+. Before and after the treatment the materials are studied by means of spectroscopic methods as well as scanning electron microscopy techniques. The exchange of water during the thermal treatment is measured in situ by thermal analysis methods. New synthesis methods for BaFBr:Eu2+ used in commercial image plates are of interest and new synthesis routes will be tested for other storage phosphors and scintillators. On the one hand the mechanism of PSL-sensitization, which is found to be mainly due to the incorporation of oxygen and water, is investigated. On the other hand the implementation of BaFBr:Eu2+ powders into organic binders to form image plates is in the focus of the work. The Effect of Multiple Ink-Jet Printed Zinc Tin Oxide Layers on the TFT Performance Benedikt Sykora and Heinz von Seggern In 2004 Nomura et al. reported that In-GaZn-O shows good transistor properties even if processed at room temperature [1]. This publication led to further interest in the scientific community to work on transparent conducting oxides (TCO) for flexible electronics. The main drawback of Indium-based TCOs is an insufficient Indium supply in the world [2]. An alternative material in this class is zinc tin oxide (ZTO), which has been widely studied as a possible semiconductor for field-effect transistor applications because of its preferential band transport [3]. ZTO films are mostly processed by sputtering [4-7] or spin-coating processes [8-11]. The ink-jet printing process is more favorable because it is an additive process were no additional post processing like patterning with masks is necessary, thereby leading to a reduction of the production costs by 64 % [12]. Contributing to this reduction in costs is that production waste can be avoided and the scale of the process can be increased [13]. Most of the TCOs are amorphous, thus avoiding electron scattering at grain boundaries and creation of trap states, that normally occurs in polycrystalline films [14]. Amorphous TCOs can also be adapted easier to a large scale production process [2, 12]. Recently, ZTO based transistors have been introduced by ink-jet printing, reporting mobilities from 0.6 to 5.11 cm2 V -1s-1 [15-17]. But most of them use the widely applied but toxic 2-methoxyethanol as a solvent, which is not suitable for potential industrial applications. Here we report a novel precursor solution route using non-toxic and cost efficient ethanol as solvent. By applying the developed ink in a multilayer approach, printed ZTO transistors with a mobility of up to 7.8 cm2 V -1s-1 and high on/off ratios exceeding 108 were achieved. To the best of our knowledge this is the highest saturation mobility of an ink-jet printed ZTO transistor. A precursor solution route to produce transparent, amorphous and smooth ZTO layers was elaborated. The solution was produced by dissolving zinc nitrate hydrate and tin(II) chloride in ethanol. This solution shows precipitation, because the basidic tinchlorid is not stable under hydrophilic conditions [18]. To avoid the formation of this tin hydroxychloride, 1 vol % hydrochlorid acid with a concentration of 34 wt% was added in order to oxidize the tin2+ to tin4+ . This solution was then stirred for at least 14 hours at room temperature. Before usage it was filtered through a 0.2 µm PTFE-filter. To build functional transistors the precursor solution with a concentration of 0.1 mole/l was printed onto prestructured and commercially available substrates from Fraunhofer IPMS Dresden. They are composed of a highly n-doped Si substrate (n~1017 cm-3) of 675 µm. On this substrate a 90 nm thick SiO2 layer is thermally grown as the gate insulator, followed by interdigitated source/drain electrodes consisting of 30 nm of Au and 10 nm of ITO as an anchor layer. There are 16 prestructured transistors, from these only the ones with L =20 µm ( W/L =500) where analyzed to avoid short channel effects. These substrates were cleaned by ultrasonication in acetone and propane-diol for 15 minutes. They were then treated with an air plasma (70 W) for 60 s in a home built vacuum chamber in combination with the RF-generator PFG 300 RF. For the application of the ink a commercially available Dimatix DMP2831 desktop ink-jet printer was used. After each printing step the printed films were annealed at a temperature of 500 °C on a preheated hot-plate in air for 10 min. The electrical characterization took place within a nitrogen filled glovebox. Electronic Materials | 57 Figure 1 compares the transfer curves for the 4 transistors with various numbers of applied ZTO layers. The inset of the Figure 1 shows the used transistor layout. It has bee found, that the transition between the off and the on state is improved if more layers are applied. Also a shift of the threshold voltage towards the negative voltage region is clearly visible. In addition, the off currents increase due to a general improvement of the conductivity of the semiconductor with increased number of layers. Also the hysteresis between the forward and backward sweep indicated by arrows in Figure 1 is decreasing with the application of more layers. All these effects point to an improved interface between the SiO and the ZTO layer through the reduction of electron trap states. Table 1 summarizes the extracted values for the saturation mobility (µsat), the threshold voltage (Vth ), the subthreshold swing (S.S.) and the ratio between the on- and off-currents for one, two, four and eight layers of semiconductor. The transistor with one layer shows inferior properties to those with multiple layers. They exhibit high mobility and current values.These transistors also show high on-to-off ratios exceeding 108. The saturation mobility of 7.8 cm2 V -1s-1 is, to the best of our knowledge, the highest reported value for a printed ZTO transistor. In summary, we have reported about an easy, cost efficient and non-toxic precursor solution route for the fabriacation of ZTO. Field-effect transistors processed with multiple layers of ink-jet printed precursor solutions revealed good device characteristics. The saturation mobility increased from 0.5 cm2 V -1s-1 for a single layer device to 7.8 cm2 V -1s-1 for a device composed of 8 layers. In addition the threshold voltage and the subthreshold swing decreased and the on-to-off current ratio increased with increasing number of layers. These transistor properties and the low costs/toxicity of the developed precursor solution route could provide an alternative to the toxic solvent and indium containing TCOs. 58 | Electronic Materials References [1] K. Nomura, H. Ohta, A. Takagi, T. Kamiya, M. Hirano, and H. Hosono, Nature 432, 488 (2004). [2] J. F. Wager, B. Yeh, R. L. Hoffman, and D. a. Keszler, Current Opinion in Solid State and Materials Science 18, 53 (2014). [3] C.-G. Lee, B. Cobb, and A. Dodabalapur, Applied Physics Letters 97, 203505 (2010). [4] D. L. Young, H. Moutinho, Y. Yan, and T. J. Coutts, Journal of Applied Physics 92, 310 (2002). [5] H. Q. Chiang, J. F. Wager, R. L. Hoffman, J. Jeong, and D. a. Keszler, Applied Physics Letters 86, 013503 (2005). [6] J. S. Rajachidambaram, S. Sanghavi, P. Nachimuthu, V. Shutthanandan, T. Varga, B. Flynn, S. Thevuthasan, and G. S. Herman, Journal of Materials Research 27, 2309 (2012). [7] M. Fakhri, M. Theisen, A. Behrendt, P. Görrn, and T. Riedl, Applied Physics Letters 104, 251603 (2014). [8] S.-J. Seo, C. G. Choi, Y. H. Hwang, and B.-S. Bae, Journal of Physics D: Applied Physics 42, 035106 (2009). [9] T.-J. Ha and A. Dodabalapur, Applied Physics Letters 102, 123506 (2013). [10] P. K. Nayak, M. N. Hedhili, D. Cha, and H. N. Alshareef, ACS applied materials & interfaces 5, 3587 (2013). [11] H. J. Jeon, K. B. Chung, and J. S. Park, Journal of Electroceramics 32, 319 (2014). [12] E. Fortunato, P. Barquinha, and R. Martins, Advanced Materials 24, 2945 (2012). [13] M. Singh, H. M. Haverinen, P. Dhagat, and G. E. Jabbour, Advanced Materials 22, 673 (2010). [14] T. Kamiya and H. Hosono, NPG Asia Materials 2, 15 (2010). [15] D. Kim, Y. Jeong, K. Song, S.-K. Park, G. Cao, and J. Moon, Langmuir : the ACS journal of surfaces and colloids 25, 11149 (2009). [16] Y.-h. Kim, K.-h. Kim, M. S. Oh, H. J. Kim, J. I. Han, M.-k. Han, and S. K. Park, IEEE Electron Device Letters 31, 836 (2010). [17] S.-H. Lee and W.-S. Choi, Electronic Materials Letters 10, 737 (2014). [18] E. Riedel, Anorganische Chemie, 2nd ed. (Walter de Gruyter, 1990) p. 504. Figure 1: Transfer curves containing drain currents ( ID ) for transistors based of increasing numbers of ZTO layers at a source-drain voltage VDS of 30 V. The inset shows a representation of the transistor layout. n0 of layers μsat (cm2 v-1s-1) Vth (V) S.S. (V/dec.) 1 0.05 19.6 1.79 4 6.62 11.9 2 8 0.82 7.76 10.0 7.0 Ion/ Ioff 1.3 * 106 1.3 * 107 0.88 1.7 * 108 0.47 3.2 * 108 0.35 Table 1: The saturation mobility (μsat ), the threshold voltage ( Vth ) , the subthreshold slope (S.S.) and the on to off current ratio for transistors composed of one, two, four or eight applied ZTO layers. Electronic Materials | 59 Research Projects • Fatigue of organic semiconductor components (SFB 595 (DFG), 2003-2014) • Phenomenological modelling of bipolar carrier transport in organic semiconducting devices under special consideration of injection, transport and recombination phenomena (SFB 595 (DFG), 2003-2014) • Thin film dielectrics for high performance transistors (DFG, 2012-2015) • Piezoelectric properties of ferroelectrics (DFG, 2012-2015) • Preparation and characterization of metal-oxide field-effect transistors (MerckLab, 2009-2015) • High resolution, transparent image plates based on the storage phosphor CsBr:Eu2+ (DFG, 2013-2015) • Metal oxide based field-effect transistors with top gate geometry (Helmholtz Virtual Institute, 2012-2017) 60 | Electronic Materials Publications [1] Dynamics of energy level alignment at ITO/organic semiconductor interfaces Coutinho, Douglas J.; Faria, Gregorio C.; Faria, Roberto M.; von Seggern, Heinz ORGANIC ELECTRONICS Volume: 26 Pages: 408-414 Published: NOV 2015 [2] Polarization dynamics variation across the temperature- and com position-driven phase transitions in the lead-free Ba(Zr0.2Ti0.8)O-3-x(Ba0.7Ca0.3)TiO3 ferroelectrics Zhukov, Sergey; Acosta, Matias; Genenko, Yuri A.; von Seggern, Heinz JOURNAL OF APPLIED PHYSICS Volume: 118 Issue: 13 Article Number: 134104 Published: OCT 7 2015 [3] Thermal Evaporation versus Spin-Coating: Electrical Performance in Columnar Liquid Crystal OLEDs Eccher, Juliana; Zajaczkowski, Wojciech; Faria, Gregorio C.; Bock, Harald; von Seggern, Heinz; Pisula, Wojciech; Bechtold, Ivan H. ACS APPLIED MATERIALS & INTERFACES Volume: 7 Issue: 30 Pages: 16374-16381 Published: AUG 5 2015 [4] Study of electrical fatigue by defect engineering in organic lightemitting diodes Gassmann, Andrea; Yampolskii, Sergey V.; Klein, Andreas; Albe, Karsten; Vilbrandt, Nicole; Pekkola, Oili; Genenko, Yuri A.; Rehahn, Matthias; von Seggern, Heinz MATERIALS SCIENCE AND ENGINEERING B-ADVANCD FUNCTIONAL SOLID-STATE MATERIALS Volume: 192 Special Issue: SI Pages: 26-51 Published: FEB 2015 [5] Cross-linkable random copolymers as dielectrics for low-voltage organic field-effect transistors Simas, E. Reis; Kang, E. S. H.; Gassmann, A.; Katholing, E.; Janietz, S.; von Seggern, Heinz Electronic Materials | 61 Functional Materials Staff Members Head Prof. Dr. Oliver Gutfleisch Research Associates Dr. Leopold Diop Dr. Semih Ener Dr. Barbara Kaeswurm Dipl.-Ing. Marc Pabst Santosh Pal, M. Sci. Dr. Iliya Radulov Dr. Konstantin Skokov Administratvive Staff Maija Laux, Ms Sabine J. Crook, MA Technical Personnel Gabi Andress, Ms Helga Janning, Ms Dipl.-Ing Bernd Stoll PhD Students Dipl.-Phys. Dimitri Benke Imants Dirba, M. Sc. Dipl.-Ing. Maximilian Fries Dipl.-Phys. Tino Gottschall Tim Helbig, M. Sc. Dipl.-Ing. Konrad Löwe Dipl.-Wi.-Ing. Simon Sawatzki Dipl.-Ing. Christoph Schwöbel 62 | Functional Materials External Alexandru Lixandru, M. Eng. Iuliana Poenaru M. Sc Dipl.-Phys. Fabian Rhein Xi Lu, M. Sc. Daniel Simon, M. Sc Master Students Bahar Fayyazi Johannes Kroder Moritz Liesegang Shilpi Sharma Daniel Simon Bachelor Students Tobias Braun Marcus Frericks Kirsten Friemert Fabian Jäger Tim Kolb Benjamin Krah Guest Scientists Dr. Hossein Sepehri-Amin Dr. Dmitry Karpenkov Functional Materials The Functional Materials (FM) Group main research interests span from new permanent magnets for power applications to solid state energy efficient magnetic cooling, ferromagnetic shape memory alloys, magnetoelastomers for adapted damping and actuation, magnetic nanoparticles for biomedical applications. The criticality of strategic metals is addressed by developing new recycling processes and substitutional materials. Particular emphasis is on tailoring structural and chemical properties on the nanoscale. Permanent magnets are used in a wide variety of industrial and household appliances, the major applications being electrical motors and power generation. Currently these applications require NdFeB magnets, which rely on rare earth elements such as Nd as well as Dy, which is used to enhance the thermal stability. Rare Earth metals are expensive and availability is predicted to become increasingly limited in the years to come. Our efforts include a) reduction of heavy rare earth elements in Nd-Fe-B magnets without a loss in performance and b) the study of novel rare earth free materials with energy densities greater than those of hard ferrites (another class of widely used permanent magnets). Magnetocaloric materials heat up when placed in a magnetic field and are potentially useful for a new energy efficient technology for refrigeration. Magnetic refrigeration is based on the reversible magnetisation and demagnetisation of such a magnetocaloric material by external magnetic fields, resulting in a change in temperature. The changes in temperature are transferred to the refrigerator volume by means of heat exchangers. This technology simultaneously eliminates the need for harmful refrigerant gases and reduces the energy requirements and hence carbon dioxide emissions. The group concentrates on both fundamental and practical aspects of room temperature magnetic cooling. This involves the study of fundamental magnetocaloric material properties and the performance of the materials under test, as well as potential impact on product design. This includes work on resource efficient fabrication and the design of demonstators. The FM group works in close collaboration with the Project Group for Materials Recycling and Resource Strategy at the IWKS Frauhofer Institute in Hanau, a group of which Prof. Gutfleisch is also chair. 2015 has been an exciting year for the FM Group with the continuity of the RESPONSE, DRREAM, ROMEO, SWIP and REFREEPERMAG projects. This year has also been a strong year for publications. We have published almost 30 peer reviewed papers in various international journals listed in this document. The group has also been represented at international conferences. These included as highlights plenary talks at DPG 2015 (Berlin) and ICM 2015 (Barcelona, Spain). In 2016 Prof. Gutfleisch will bring the REPM (Rare Earth and Future Permanent Magnets and their Applications) workshop to Darmstadt. The FM group has attended national meetings such as the annual DPG meeting in Berlin. We have also strengthened our international reputation through international collaborations, receiving visitors from Spain, Japan and Russia for both short and long term stays. This year another highlight for the group was a 3 day internal seminar in Trifels. This was an opportunity to discuss our work in an informal setting and take part in team building exercises. Simon Sawatzki defended his doctoral thesis on the “Grain boundary diffusion process in nanocrystalline Nd-Fe-B permanent magnets”, which was rewarded by the PhD commission with highest honor (summa cum laude). Functional Materials | 63 Increased Magnetic Moment Induced by Lattice Expansion from α-Fe to α′-Fe8N I. Dirba1, P. Komissinskiy1, O. Gutfleisch1,2 and L. Alff1 1 Material Science, TU Darmstadt, Alarich-Weiss-Str. 16, 64287 Darmstadt, Germany 2 Fraunhofer IWKS Project Group for Materials Cycles and Resource Strategy, 63450 Hanau, Germany The rare earth crisis has stimulated researchers worldwide to (re)address questions concerning the magnetization and anisotropy of Fe based material systems. One focus is on the ordered compound αʹʹ-Fe16N2 for which besides an increased magnetic moment per Fe atom even a considerable anisotropy constant has been reported. The technical use of αʹʹ-Fe16N2 is severely hampered by its poor thermal stability. In this paper, we address experimentally the magnetization of α-Fe as a function of volume expansion driven by nitrogen incorporation in the iron-nitrogen system αʹ-Fe8Nx without ordering of the interstitial nitrogen atoms. We have extracted the c-axis lattice parameter from θ–2θ scans and plotted them in Figure 1, as a function of the nitrogen gas supply during the thin film growth. The corresponding number of dissolved nitrogen atoms per 100 iron atoms, X N, was calculated using the relation c = 0.28664 + 0.00242 · X N reflects the nitrogen content in αʹ-Fe8Nx. At the endpoint of the series, the nitrogen concentration was such that the unit cell expansion along the c-axis reached a lattice spacing of 3.15 Å which corresponds to the formation of αʹ-Fe8N1 with a c/a ratio of approximately 1.1. The increase of the c-axis is consistently observed in two independent experimental series to be a linear function of the nitrogen content in the plasma. This behavior is consistent with Vegard’s law. In-plane and out-of-plane magnetization curves were obtained using a SQUID. We have measured the bare substrates independently for separating the thin film and substrate contributions to the magnetic signal. Pure iron films (with a Ta capping layer in order to prevent surface oxidation) were measured as a standard. The in-plane hysteresis loops measured at 10 K with the field aligned parallel to the Fe (110) direction are shown in Figure 2. The volume saturation magnetization reaches approx. 1900 ± 80 emu/cm3 for a film with a lattice constant of c = 3.12 Å. This clearly indicates the increased average magnetic moment per Fe atom. 64 | Functional Materials Coercivity increases from approximately 23 Oe for pure Fe to 350 Oe for αʹ-Fe8N. The in-plane saturation field increases with increasing nitrogen content of the thin films (Fig. 2). Note that the pure α-Fe films display already an increased anisotropy. This is due to the large number of growth defects during the low-temperature synthesis and the large lattice mismatch to MgO. However, the increased extrinsic anisotropy did not change the intrinsic magnetization of the pure Fe films which was close to 2.2 µ B per Fe atom. The most important result of our experiments is shown in Figure 3, where we show the magnetic moment per Fe atom in αʹ-Fe8Nx as a function of the c-axis lattice parameter. In our data, there is a clear increase in magnetic moment per Fe following the lattice expansion. The maximal value we have obtained is 2.61 ± 0.06 μ B per Fe atom (corresponding to an increase as compared to α-Fe of about 17.5%). This maximal value itself (independent to which origin it was attributed) is in good agreement with experimental results in iron nitrides, and also in good agreement with the theoretical predictions. The key point here is that the increased magnetic moment cannot be attributed to a specific stoichiometry, but it increases proportional to the lattice expansion following the nitrogen incorporation in αʹ-Fe8Nx. The increase in magnetic moment is related to the increase of the Wigner-Seitz-radius of α-Fe, which is a continuous function of the amount of nitrogen interstitials. Acknowledgements I.D. thanks the BMBF for the financial support within the Project No. 03X3582. The authors thank the LOEWE project RESPONSE funded by the Ministry of Higher Education, Research and the Arts (HMWK) of the Hessen state. This work has been published: I. Dirba, P. Komissinskiy, O. Gutfleisch and L. Alff, Increased magnetic moment induced by lattice expansion from αʹ-Fe to αʹ-Fe8N, Journal of Applied Physics, 117 (2015) 173911. Figure 1: Out-of-plane c-axis lattice parameters of αʹ-Fe8Nx as a function of the effective nitrogen flow during the film growth. Two sample series have been plotted. For series 2, we have offset the N content by a constant value due to a change in the nitrogen inlet. Figure 2: In-plane hysteresis loops for Fe and αʹ-Fe8Nx thin films measured by SQUID. Figure 3: Magnetic moment per Fe atom in αʹ-Fe8Nx in dependence of the lattice constant. Functional Materials | 65 On the Preparation of La (Fe,Mn,Si)13Hx Polymer-Composites with Optimized Magnetocaloric Properties I. A. Radulov a, K. P. Skokov a, D. Yu. Karpenkov a,b, T. Gottschall a and O. Gutfleisch a,c a Materials Science, Technische Universität Darmstadt, 64287 Darmstadt, Germany b Faculty of Physics, Chelyabinsk State University, 454001 Chelyabinsk, Russia c Fraunhofer IWKS Project Group for Materials Cycles and Resource Strategy, 63450 Hanau, Germany A successful use of the magnetocaloric material in an active magnetic regenerator (AMR) requires its machining into heat exchangers with good mechanical and chemical stability. Most of the magnetocaloric materials currently available for room temperature application do not meet those requirements, they are brittle and are susceptible to corrosion. Adhesive-bonding techniques can provide mechanical stability, corrosion protection and net shaped modules in a single step manufacturing process. However, the magnetocaloric properties of the composite materials can be significantly lowered during this process e.g. due to improper adhesion, dilution, and compaction pressure. We report on a comprehensive study of the influence of powder particle size, adhesive type, adhesive concentration and compaction pressure on the magnetocaloric properties of polymer-bonded La(Fe,Mn,Si)13H x material. The magnetic entropy change D Sm was calculated in two independent ways: from M(H)T using the Maxwell relation and from specific heat Cp, H(T) measured in zero field and in an external field of μ 0 H=1.9 T. Both DSm (T) dependences of the hydrogenated bulk sample are shown in Figure 1 (left scale, open and filled circles). The maximal DSm values in magnetic field change of Dm0H=1.9T were found to be 14.8 J kg−1 K−1 from magnetization data and DSm =14.7 J kg−1 K−1 from specific heat data, which is a reasonable good agreement between both methods. Figure 1 also shows the DTad(T) (right scale, open squares) of this large fragment of La(Fe,Mn,Si)13Hx. At T=296 K the ΔTad(T) reaches the maximal value of DTad =5.15±0.01K in magnetic field change D m0H = 1.9T. 66 | Functional Materials The DTad(T) of bulk La(Fe,Mn,Si)13H x is comparable or slightly higher than DTad (T) of Gd metal. At the same time its DSm is three times higher than the magnetic entropy change of Gd, acting as a reference magnetocaloric material. This makes La(Fe,Mn,Si)13H x very promising for magnetic cooling at ambient temperature. An important step in the adaptation of La(Fe,Mn,Si)13H x powders for their usage in active heat exchangers is the optimization of the compaction pressure needed for the production of polymer-bonded composites. The influence of the compaction pressure on the magnetocaloric properties was investigated by measuring the DTad of rectangular shaped pellets prepared from 160 to 250 μm powder. The compaction pressure was increased from 0.01 to 2 GPa. The experimental DTad(pcomp) dependence presented in Figure 2 has a well pronounced maximum at 0.1 GPa and is decreasing monotonically in the range 0.1–2 GPa. The reduction of the MCE in samples compacted under pressures above 0.1 GPa can be explained by a comminution of the 160–250 μm fragments during the compaction. The DTad and porosity of the polymer-bonded samples, both as a function of the epoxy concentration, are depicted in Figure 3. The samples with an epoxy concentration above 10 wt.% demonstrate smaller DTad than the loose powder due to the parasitic thermal loading of the binder, while the sample with 5 wt.% of epoxy shows the largest DTad =4.75K that even exceeds the value of the loose powder (Figure 3, filled circles, right scale). We associate this increase of the MCE with the enhanced mechanical coupling between the particles. By decreasing the amount of epoxy below 5 wt.% samples become mechanically unstable and cannot be used for heat exchangers. 12 • Tad 4 10 ∆Sm [J kg-1K-1] Figure 1: Magnetic entropy change (left scale) and adiabatic temperature change (right scale) of bulk La(Fe,Mn,Si)13Hx. ΔSm dependences were calculated from magnetization (open circle) and specific heat filled circle) data. The ΔTad dependence (open square) was obtained by direct measurements. 5 • Sm from Cp 3 8 6 2 4 ∆Tad [K] 14 ∆Tmax = 5.15 K ad • Sm from M(H) 1 2 µ0H = 1.9 T 0 290 300 T [K] 0 310 max • Tad = 4.55 K 4.5 4.4 4.3 ∆Tad [K] loose powder 4.2 4.1 Figure 2: Adiabatic temperature change of compacted La(Fe,Mn,Si)13Hx powder samples, prepared from powders with a particle size of 160–250 μm. 4.0 0.0 0.2 50 0.4 0.6 pcomp [GPa] porosity • Tad 0.8 1.0 (a) 4.6 ∆Tad [K] porosity [%] 40 Figure 3: Porosity (left scale, straight lines) and adiabatic temperature change (right scale dashed lines) in samples compacted with different wt.% of H27D epoxy, at 0.1 GPa compaction pressure. 4.8 4.4 30 4.2 20 4.0 10 3.8 0 5 10 15 epoxy concentration [%] 20 Functional Materials | 67 Acknowledgements The work of I. Radulov is supported by the German Federal Ministry of Education and Research under the VIP Project no. 03V0540 (MagKal). K. Skokov is grateful to the European Community’s 7th Framework Program under the Grant agreement no. 310748 (DRREAM). D. Yu. Karpenkov is supported by Russian Scientific Foundation Grant no. 15-12-10008. 68 | Functional Materials T. Gottschall and O. Gutfleisch thank the DFG (SPP1599). The authors would like to thank M. D. Kuz’min for fruitful discussions. This work has been published: I. A. Radulov, K. P. Skokov, D. Yu. Karpenkov, T. Gottschall and O. Gutfleisch, Journal of Magnetism and Magnetic Materials, 396 (2015) 228-236. Publications [1] B. Pulko, J. Tušek, J. D. Moore, B. Weise, K. Skokov, O. Mityashkin, A. Kitanovski, C. Favero, P. Fajfar, O. Gutfleisch, A. Waske, A. Poredoš, Epoxy-bonded La-Fe-Co-Si magnetocaloric plates, JMMM 375 (2015) 65–73. [2] K. Löwe, C. Brombacher, M. Katter, O. Gutfleisch, Temperature dependent Dy diffusion processes in Nd-Fe-B permanent magnets, Acta Mat. 83 (2015) 248–255. [3] M. Moore, S. Roth, A. Gebert, L. Schultz, O. Gutfleisch, The effect of surface grain reversal on the AC losses of sintered Nd-Fe-B permanent magnets, JMMM 375 (2015) 43-48. [4] M. Krautz, A. Funk, K. P. Skokov, T. Gottschall, J. Eckert, O. Gutfleisch, A. Waske, A new type of La(Fe,Si)13 based magnetocaloric composites with amorphous metallic matrix, Scripta. Mat. 95 (2015) 50–53. [5] M.X. Zhang, J. Liu, Y. Zhang, J.D. Dong, A.R. Yan, K.P. Skokov, O. Gutfleisch, Large entropy change, adiabatic temperature change, and small hysteresis in La(Fe,Mn)11.6Si1.4 strip-cast flakes, JMMM 377 (2015) 90–94. [6] Hong Jian, K.P. Skokov, O. Gutfleisch, Microstructure and magnetic properties of Mn-Al C alloy powders prepared by ball milling, J. Alloys and Comp. 622 (2015) 524–528 [7] H. Sepehri-Amin, T. Ohkubo, K. Hono, K. Güth, and O. Gutfleisch, Mechanism of the texture development in hydrogen-disproportionation-desorption-recombination (HDDR) processed Nd-Fe-B powders, Acta Mat 85 (2015) 42–52. [8] C. Bonatto Minella, S. Garroni, C. Pistidda, M.D. Baró, O. Gutfleisch, T. Klassen, M. Dornheim, Sorption properties and reversibility of Ti(IV) and Nb(V)-fluoride doped-Ca(BH4)2-MgH2 system, J. Alloys and Comp. 622 (2015) 989–994. [9] I. Dirba, M. Baghaie Yazdi, A. Radetinac, P. Komissinskiy, S. Flege, O. Gutfleisch, L. Alff, Growth, structure, and magnetic properties of γ-Fe4N thin films, JMMM 379 (2015)151–155. [10] T. Gottschall, K.P. Skokov, B. Frincu, O. Gutfleisch, Large reversi- ble magnetocaloric effect in Ni-Mn-In-Co, Appl. Phys. Lett. 106 (2015) 021901_1-4. Functional Materials | 69 Publications [11] J. Döntgen, J. Rudolph, T. Gottschall, O. Gutfleisch, S. Salomon, A. Ludwig, and D. Hägele, Temperature dependent low-field measurements of the magnetocaloric ΔT with sub-mK resolution in small volume and thin film samples, Appl. Phys. Lett. 106 (2015) 032408_1-4. [12] M.E. Gruner, W. Keune, B. Roldan Cuenya, C. Weis, J. Landers, S. Makarov, D. Klar, M. Y. Hu, E.E. Alp, J. Zhao, M. Krautz, O. Gutfleisch, H. Wende, Element-resolved thermodynamics of magnetocaloric LaFe13-xSix, Phys. Rev. Lett. 114 (2015) 057202_1-6. [13] A. Waske, L. Giebeler, B. Weise, A. Funk, M. Hinterstein, M. Herklotz, K.P. Skokov, S. Fähler, O. Gutfleisch and J. Eckert, Asymmetric First-Order Transition and Interlocked Particle State in Magnetocaloric La(Fe,Si)13, Physica Status Solidi (RRL) 1–5 (2015). [14] S. Sawatzki, T.G. Woodcock, K. Güth, K.-H. Müller, O. Gutfleisch, Calculation of remanence and degree of texture from EBSD orientation histograms and XRD rocking curves in (Nd,Dy)-Fe-B sintered magnets, JMMM 382 (2015) 219–224. [15] S. Ener, K. Skokov, D.Yu Karpenkov, M.D. Kuzmin, O. Gutfleisch, Magnet properties of Mn70Ga30 prepared by cold rolling and magnetic field annealing, JMMM 382 (2015) 265–270. [16] O. Akdogan, H. Sepehri-Amin, N.M. Dempsey, T. Ohkubo, K. Hono, O. Gutfleisch, T. Schrefl, D. Givord, Preparation, characterization and modeling of ultra-high coercivity Sm-Co thin films, Adv. Electronics Mat. 1500009 1-8 (2015) [17] S. Taskaev, K. Skokov, V. Khovaylo, V. Buchelnikov, A. Pellenen, D. Karpenkov, M. Ulyanov, D. Bataev, A. Usenko, M. Lyange, O. Gutfleisch, Effect of severe plastic deformation on the specific heat and magnetic properties of cold rolled Gd sheets, J. Appl. Phys. 117 (2015) 123914_1-5. [18] P. McGuiness, O. Akdogan, A. Asali, S. Bance, F. Bittner, J.M.D. Coey, N.M. Dempsey, J. Fidler, D. Givord, O. Gutfleisch, M. Katter, D. Le Roy, S. Sanvito, T. Schrefl, L. Schultz, C. Schwöbl, M. Soderžnik, S. Šturm, P. Tozman, K. Üstüner, M. Venkatesan, T.G. Woodcock, K. Žagar, S. Kobe, Replacement and Original Magnet Engineering Options (ROMEO): A European 7th Framework project to develop advanced permanent magnets without, or with reduced use of, critical raw materials, JOM 67 no.6 (2015) 1306-1317 70 | Functional Materials Publications [19] I. Dirba, P. Komissinskiy, O. Gutfleisch, L. Alff, Increased magnetic moment induced by lattice expansion from a-Fe to αʹ-Fe8N, J. Appl. Phys. 117 (2015) 173911_1-7. [20] F. Scheibel, T. Gottschall, K. Skokov, O. Gutfleisch, M. Ghorbani-Zavareh, Y. Skourski, J. Wosnitza, O. Cakir, M. Acet, M. Farle, Dependence of the inverse magnetocaloric effect on the field-application time in Mn3GaC and its relationship to the kinetics of the phase transition, J. Appl. Phys. 117 (2015) 233902_1-6. [21] S.I. Makarov, M. Krautz, S. Salamon, K.P. Skokov, C.S. Teixeira, O. Gutfleisch, H. Wende, W. Keune, Local Electronic and Magnetic Properties of Pure and Mn-Containing Magnetocaloric LaFe13-xSix Compounds Inferred from Mössbauer Spectroscopy and Magneto- metry, J. Phys. D: Appl. Phys. 48 (2015) 305006_1-12. [22] A. Edström, M. Werwinski, J. Rusz, O. Eriksson, K.P. Skokov, I.A. Radulov, S. Ener, M.D. Kuz’min, J. Hong, M. Fries, D. Yu. Karpenkov, O. Gutfleisch, P. Toson , J. Fidler, Effect of doping by 5d elements on magnetic properties of (Fe1−xCox)2B alloys, Phys. Rev. B 92 (2015) 174413_1-13. [23] I.A. Radulov, K.P. Skokov, D. Yu. Karpenkov, T. Gottschall, O. Gutfleisch, On the preparation of La(Fe,Mn,Si)13Hx polymer-composites with optimized magnetocaloric properties, JMMM 396 (2015) 228–236. [24] I.A. Radulov, K.P. Skokov, D. Yu. Karpenkov, T. Braun, O. Gutfleisch, Polymer-bonded La(Fe,Mn,Si)13Hx Plates for Heat Exchangers, IEEE Trans. Mag. 51 (2015) 2501204_1-4. [25] M.D. Kuzmin, K.P. Skokov, I. Radulov, C.A. Schwöbel, W. Donner, S. Foro, M. Werwinski, J. Rusz, E. Delczeg-Czirjak, O. Gutfleisch, Magnetic anisotropy of La2Co7, J. Appl. Phys. 118 (2015) 053905_1-5. [26] R. Gauß, O. Diehl, E. Brouwer, A. Buckow, K. Güth, O. Gutfleisch, Verfahren zum Recycling von seltenerdhaltigen Permanent magneten, Chem. Ing. Tech. 87 no. 11 (2015) 1477-1485 [27] K. Ollefs, Ch. Schöppner, I. Titov, R. Meckenstock, F. Wilhelm, A. Rogalev, J. Liu, O. Gutfleisch, M. Farle, H. Wende, M. Acet, Magnetic ordering in magnetic shape memory alloy Ni-Mn-In-Co, Phys. Rev. B 92 (2015) 224429_1-7. Functional Materials | 71 Ion-Beam Modified Materials Staff Members Head Prof. Dr. Christina Trautmann PhD Students Dipl.-Ing. Loic Burr Dipl.-Ing. Marco Cassinelli Dipl.-Ing. Christian Hubert Janina Krieg, M. Sc. Dipl.-Phys.. Liana Movsesyan Romanenko Anton, M. Sc. Anne Spende, M. Sc Dipl.-Ing. Michael F. Wagner Dipl.-Ing. Katharina Kupka Master Students Kröber, Philipp Bachelor Students Dietz Dominik Gura Leonard Porth, Carsten Schnell Patrick Ulrich Nils Urban Marcel Xu Yuan 72 | Ion-Beam Modified Materials Ion-Beam Modified Materials The scientific interest of this group is related to interaction processes of energetic heavy ions with matter and the application of ion beams as nanostructuring tool. The irradiation experiments are performed at the linear accelerator UNILAC of GSI using heavy projectiles with kinetic energies between MeV and GeV (e.g., Au ions of about 10% velocity of light). Our research projects focus on the interaction and damage processes of heavy ions with matter as well as on the fabrication and characterization of ion-beam produced nanostructures. Current activities include the identification of performance limits of materials to be used for components in the future high-power accelerator facility FAIR and in the LHC upgrade of CERN. Carbon-based materials are considered to have favorable properties including low-Z composition, low cost, good thermo-mechanical properties and excellent radiation hardness. The investigations on graphite and various carbon-based materials concentrated on the question how ion irradiation affects the graphite structure and under which conditions critical degradation of particularly thermal, mechanical, and electrical properties occurs. The characterization of beam-induced modifications is performed by means of Raman spectroscopy, x-ray diffraction, x-ray photo-electron spectroscopy, laser-flash analysis, micro/ nano-indentation and 4-point electrical resistivity measurements. Ion-track nanotechnology is based on the specific property that each individual ion generates a nanometer wide damage trail along its trajectory. By selective chemical etching, the damage is converted into an open high-aspect ratio channel. Nanochannels are most commonly fabricated in track-etched polymer films (typical thickness 10-30 µm) using polycarbonate or polyethylene terephthalate. There is great interest in exploiting nanopores with tailored properties for sensor applications. For this, the pore walls of the nanochannels are modified by chemical methods or more recently by atomic layer deposition (ALD) which provides layer by layer, shape-conform coatings. Track-etched nanopores also serve as templates for the synthesis of nanowires of well-defined size, geometry and material composition. Present activities concentrate on the fabrication of AuAg alloy and porous gold nanowires and the characterization of their electrical and optical properties. Bi-compound nanowires are studied with respect to their thermoelectric properties (see extra report) and for testing properties of nanostructured topological insulators. Furthermore, we synthesize and analyze cylindrical ZnO and Cu2O nanowire arrays and networks as model systems to study the photoelectrochemical performance of such hierarchical nanowire structures for harvesting solar-energy via water splitting. Ion-Beam Modified Materials | 73 Low Temperature Annealing Effects on the Stability of Bismuth Nanowires M. Cassinelli1,2, A. Romanenko1,2, W. Sigle3, M.E. Toimil-Molares1, and C. Trautmann1,2 1 GSI Helmholtzzentrum Darmstadt, 2TU Darmstadt, 3MPI for Intelligent Systems, Stuttgart The unique properties of bismuth (Bi) nanowires and the theoretical predictions on their enhanced thermoelectric efficiency two decades ago [1] triggered the development of a wide variety of growth and characterization methods, aiming at measuring the thermoelectrical properties of single Bi nanowires [2]. Since then unique size dependent properties of Bi nanowires have been highlighted [3-5]. However, the experimental demonstration of an enhanced thermoelectric efficiency remains a challenge possibly due to the chemical and thermal instability of Bi nanowires as well as the difficulties encountered to achieve reliable and stable electrical contacts. Although bulk Bi is known to be prone to oxidation, the chemical stability of Bi nanowires at room and moderate elevated temperatures had never been reported. Here, we investigate the morphology and the composition of single Bi nanowires before and after annealing under controlled conditions. By electrodeposition and ion-track technology Bi nanowires with tailored geometry and crystallinity are synthesized. Scanning electron microscopy (SEM), as well as transmission electron microscopy (TEM) and energy dispersive x-ray analysis (EDX) are applied to analyze the chemical and morphological changes of the wires with very high spatial resolution [6]. Cylindrical Bi nanowires with average diameter 79, 30 and 18 nm were electrodeposited in the channels of track-etched polymer membranes. Pulsed electrochemical deposition was performed at room temperature applying U1 = -250 mV vs. SCE for t1 = 20ms and U2 = -150 mV vs. SCE for t2 = 100 ms. The resulting nanowires are highly textured consisting of long single-crystalline sections [7]. After dissolution of the polymer membrane in dicholoromethane, the nanowires are transferred onto Si wafers or Cu-lacey TEM grids. For the annealing experiments a tube furnace (Carbolite HST 12/300) was employed using a heating rate of 9 °C/min in all cases. 74 | Ion-Beam Modified Materials The analysis was performed in a JEOL JSM-7401F SEM at GSI and a JEM ARM 200CF TEM at the MPI for Intelligent Systems (Stuttgart, Germany). Figures 1(a-d) show representative SEM images of Bi nanowires with initial diameter ~30 nm before and after annealing. Before the annealing, the nanowires exhibit a cylindrical shape and a smooth surface, as expected (Fig. 1(a)). After annealing at 250°C for 2 h, the Bi nanowires maintain the cylindrical shape but few protuberances are visible on the surface (Fig. 1(b)). After 20 h of annealing (Fig 1(c)), the nanowires exhibit numerous protuberances along their entire length. The density and size of the protuberances increase significantly with longer annealing times, as visible in Fig. 1(d). Figure 1(e-g) displays images of Bi nanowires with initial diameter (e) ~18, (f) ~30 and (g) ~79 nm, after being simultaneously annealed in air at 250 °C for 20 h. The formation of protuberances with similar size relative to the initial wire diameter is observed in all cases. However, the number of protuberances seems to decrease with increasing wire diameter. The formation of protuberances observed for these Bi nanowires in air at 250 °C, i.e. temperatures very close to the bulk melting temperature, is very different from the morphological changes previously observed for metal nanowires of similar diameters, which were transformed via Rayleigh instability into a chain of spheres after being annealed in vacuum at temperatures well below the bulk melting point [8,9]. However, Kolmakov et al. previously reported the formation of similar protuberances for Sn nanowires annealed in air [10]. The authors attributed the protuberances to the unevenness of an oxide layer formed on the nanowire surface. They assumed that the highest oxidation rate occurred along the grain boundaries and other crystal defects, forming the protuberances at those positions and maintaining the integrity and shape of the wire. Figure 1: SEM images of sections of Bi nanowires on Si substrates. (Left) Bi wire with initial diameter 30 ± 4 nm (a) before and after annealing in air at 250 °C for (b) 2 h (c) 20 h, and (d) 100 h. (Right) Bi wires with initial diameter (e) 18 ± 3 nm, (f) 30 ± 4 nm, and (g) 79 ± 8 nm after annealing in air at 250 °C for 20 h. Scale bar (100 nm) applies to all images. Ion-Beam Modified Materials | 75 To confirm and investigate the presence of an oxide phase on our wires, the composition of Bi nanowires with various diameters was analyzed by TEM-EDX before and after annealing. Figure 2 shows the TEM images and the corresponding EDX-line scans measured for Bi nanowires with initial wire diameter ~18 nm before annealing (a) and after annealing at 250 °C for (b,c) 2 h and (d) 20 h. The line scans present the atomic percentage of Bi (black) and oxygen (red) across the wires. The line scans in Fig. 2(a) display 30% oxygen in the as-prepared nanowires, indicating that oxidation occurs already during the time between wire drop-casting and TEM analysis (about 50 h). In addition, the oxygen concentration increases towards the edges of the wire, indicating a radial inwards oxidation process. In Fig. 2(b) the atomic percentages amount to ~60% O and ~40% Bi and remain constant across the wire indicating the complete transformation of the Bi nanowire into Bi2O3 after annealing for 2h at 250 °C. In Fig. 2(c), the line scan is performed on a protuberance and the result indicates the same oxide composition (Bi2O3). Fig. 2(d) presents the line scan made on a segment of wire annealed for 20 hours at 250°C, confirming that the nanowires are fully oxidized to Bi2O3. Additional Raman spectroscopy measurements [6] also demonstrated the formation of Bi2O3 nanowires by controlled annealing of Bi wires. The formation of an oxide layer explains the absence of Rayleigh instability effects in our nanowires, because the melting point of Bi2O3 (817 °C) is significantly higher than that of pure Bi (271.5 °C). Based on our finding regarding oxidation, we finally investigated the thermal stability of Bi2O3 nanowires. Bi nanowires with initial diameter of ~30 nm were transferred onto Si substrates and annealed for 20 hours at 250°C in air to completely transform them into Bi2O3, as demonstrated by the TEM-EDX measurements in Fig. 2. Several samples of oxidized Bi nanowires were then further annealed for 20 hours at different temperatures near the Bi2O3 bulk melting point. Figure 3 displays sections of (a) Bi2O3 nanowires after the annealing of Bi nanowires for 20 hours at 250°C. Subsequently, the Bi2O3 wires were 76 | Ion-Beam Modified Materials annealed for 20 hours at (b) 700, (c) 750 and (d) 800°C in air. For the wires in Fig.3(b) and (c), a continuous structure was revealed, with rough surface and protuberances. In general, the wires roughness seems to be more pronounced with annealing temperature. On the contrary, wires annealed at 800°C (Fig. 3 (d)), do not any longer show a continuous structure, but are fragmented into chains of small spheres. This decay is known as Rayleigh effect and was previously reported for metallic nanowires, such as Au [8], Ag [9], Cu [11] and Pt [12]. In conclusion, we studied the chemical and morphological stability of Bi nanowires before and after annealing in air as a function of time and temperature. The surface of the wires became rough after annealing at temperatures as low as 200 °C, while large protuberances developed at about 250 °C. TEM-EDX and Raman spectroscopy measurements (not shown here) revealed that the wires oxidize forming the α-phase of Bi2O3. The nanowire oxidation process starts at room temperature at the surface shortly after dissolution of the polymer membrane. During annealing oxidation continues towards the inner part of the wire. This fast formation of an oxide layer explains the difficulties encountered by many groups to electrically characterize single Bi nanowires. The results also provide a new route for the synthesis of Bi2O3 nanowires by annealing of Bi wires under controlled conditions. Bi2O3 is an interesting semiconductor material suitable for applications in many fields, such as sensors and photovoltaic cells [13]. The thermal stability of Bi2O3 nanowires annealed at 800°C follows the Rayleigh instability behavior, resulting in fragmentation of the oxidized wire into chains of small spheres. Acknowledgements We thank the Deutsche Forschungsgemeinschaft (DFG) for financial support within the priority program SPP 1386 and Prof. F. Völklein for fruitful scientific discussions. M.C. thanks FIAS and the Helmholtz Graduate School for Hadron and Ion Research “HGS-HIRe” for the financial support. Figure 2: TEM images of Bi nanowires with initial diameter ~18 nm (a) as-prepared and after annealing in air at 250 °C for (b,c) 2 h and (d) 20 h. The plots present TEM-EDX line scans corresponding to Bi (black) and O (red) atomic percentage content in the wires. Figure 3: SEM images of sections of (a) Bi2O3 nanowires produced by annealing of Bi nanowires with initial diameter 30 ± 4 nm for 20 hours at 250°C. The Bi2O3 nanowires were subsequently annealed for 20 hours at (b) 700, (c) 750 and (d) 800°C. The 100-nm scale bar applies for (a), (b) and (c). Ion-Beam Modified Materials | 77 References [1] Y.-M. Lin, X. Sun, M. S. Dresselhaus, Phys. Rev. B 62(2000) 4610. [2] J. Kim, W. Shim, W. Lee, J. Mater. Chem. C 3 (2015) 11999. [3] W. Shim, J. Ham, K.-i. Lee, W.Y. Jeung, M. Johnson, W. Lee, Nano Letters 9 (2009) 18. [4] T.W. Cornelius, M.E. ToimilMolares, R. Neumann, G. Fahsold, R. Lovrincic, A. Pucci, S. Karim, Appl. Phys. Lett. 88 (2006) 103114. [5] T.W. Cornelius, M.E. Toimil-Molares, Finite- and Quantum-Size Effects of Bismuth Nanowires, in “Nanowires” edited by Paola Prete, ISBN 978-9537619-79-4, InTech, 2010. [6] M. Cassinelli, A. Romanenko, H. Reith, F. Völklein, W. Sigle, C. Trautmann, and M.E. Toimil-Molares, Phys. Status Solidi A, 213, 603 (2015). [7] M. Cassinelli, S. Müller, Z. Aabdin, N. Peranio, O. Eibl, C. Trautmann, and M.E. Toimil-Molares, Nucl. Instr. Meth. Phys. Res. B 365, 668 (2015). [8] S. Karim, M.E. Toimil-Molares, A.G. Balogh, W. Ensinger, T.W. Cornelius, E.U. Khan, and R. Neumann, Nanotech. 17, 5954 (2006). [9] A. Volk, D. Knez, P. Thaler, A.W. Hauser, W. Grogger, F. Hofer, W.E. Ernst, Phys. Chem. Chem. Phys. 17, 24570 (2015). [10] A. Kolmakov, Y. Zhang, and M. Moskovits, Nano Lett. 3, 1125 (2003). [11] M.E. Toimil-Molares, A.G. Balogh, T. Cornelius, R. Neumann, C. Trautmann, Appl. Phys. Lett. 85, 22 (2004). [12] M. 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Pennelli, Beilstein J. of Nanotech. 5, 1268 (2014). 78 | Ion-Beam Modified Materials Research Projects • Fabrication of Bi-based nanowires and their characterization with respect to thermoelectric properties (FIAS 2011-2015) • Fabrication of semiconducting nanowires using the ion track technology (Beilstein Institute, 2012 – 2015) • Fabrication and controlled surface functionalisation of mesoporous SiO2 materials and ion-track nanochannels (DFG, Forschergruppe (FOR 1583), 2011-2015) • Radiation hardness of carbon stripper foils under high current UNILAC operation (BMBF, Verbundforschung, 2012 – 2015) • Radiation damage of carbon-based FAIR materials (2015-2018) • Investigation of response of graphite and new composite materials for Super-FRS target and beam catchers to intense ion beam-induced thermal stress waves (BMBF, Verbundforschung, 2012 – 2015) Publications [1] Schlüter A.;· Kuhn C.;· Müller R.;· Tomut M.;· Trautmann C.;· Weick, H.;· Plate C.; Phase field modelling of dynamic thermal fracture in the context of irradiation damage, CONTINUUM MECHANICS AND THERMODYNAMICS, (2015) PP 1-12. [2] Cassinelli, M.; Romanenko, A.; Reith, H.; Völklein, F.; Sigle, W.; Trautmann, C; Toimil-Molares, M.E.; Low temperature annealing effects on the stability of Bi nanowires. PHYS. STATUS SOLIDI A 213 (2016) 603-609. [3] Movsesyan, L.; Schubert, I.; Yeranyan, L.; Trautmann, C.; ToimilMolares, M. E; Influence of electrodeposition parameters on the structure and morphology of ZnO nanowire arrays and networks synthesized in etched ion-track membranes, SEMICONDUCTOR SCIENCE TECHNOLOGY 31 (2015) 014006. [4] Perez-Mitta, G.; Albesa, A.G.; Knoll, W.; Trautmann, C.; Toimil-Molares, M.E.; Azzaroni, O.; Host-guest supramolecular chemistry in solid-state nanopores: potassium-driven modulation of ionic transport in nanofluidic diodes, NANOSCALE 7, 38 (2015) 15594-15598 Ion-Beam Modified Materials | 79 Publications [5] Perez-Mitta, G.; Marmisolle, W.A.; Trautmann, C.; Toimil-Molares, M.E.; Azzaroni, O.; Nanofluidic Diodes with Dynamic Rectification Properties Stemming from Reversible Electrochemical Conversions in Conducting Polymers, JOURNAL OF THE AMERICAN CHEMICAL SOCIETY 137, 49 (2015) 15382-15385 [6] Schauries, D.; Leino, A.A.; Afra, B.; Rodriguez, M.D.; Djurabekova, F.; Nordlund, K.; Kirby, N.; Trautmann, C.; Kluth, P.; Orientation dependent annealing kinetics of ion tracks in c-SiO2, JOURNAL OF APPLIED PHYSICS 118, 22 (2015) 224305 [7] Krauser, J.; Gehrke, H.G.; Hofsass, H.; Amani, J.; Trautmann, C.; Weidinger, A.; Electrical conduction of ion tracks in tetrahedral amorphous carbon: temperature, field and doping dependence and comparison with matrix data, NEW JOURNAL OF PHYSICS 17 (2015) 123009 [8] Tracy, C.L.; Lang, M.; Zhang, F.X.; Trautmann, C.; Ewing, R.C.; Phase transformations in Ln(2)O(3) materials irradiated with swift heavy ions, PHYSICAL REVIEW B 92, 17 (2015) 174101 [9] Muench, F.; De Carolis, D.M.; Felix, E.M.; Brotz, J.; Kunz, U.; Kleebe, H.J.; Ayata, S.; Trautmann, C.; Ensinger, W.; Self-Supporting Metal Nanotube Networks Obtained by Highly Conformal Electroless Plating, CHEMPLUSCHEM 80, 9 (2015) 1448-1456 [10] Burr, L.; Schubert, I.; Sigle, W.; Trautrnann, C.; Toimil-Molares, M.E.; Surface Enrichment in Au-Ag Alloy Nanowires and Investigation of the Dealloying Process, JOURNAL OF PHYSICAL CHEMISTRY C 119, 36 (2015) 20949-20956 [11] Th. Stöhlker, V. Bagnoud, K. Blaum, A. Blazevic, A. Bräuning Demian, M. Durante, F. Herfurth, M. Lestinsky, Y. Litvinov, S. Neff, R. Pleskac, R. Schuch, S. Schippers, D. Severin, A. Tauschwitz, C. Trautmann, D. Varentsov, E. Widmann, on behalf of the APPA Collaborations; APPA at FAIR: From fundamental to applied research, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 680–685 [12] Christian Hubert, Kay Obbe Voss, Markus Bender, Katharina Kupka, Anton Romanenko, Daniel Severin, Christina Trautmann, Marilena Tomut; Swift heavy ion-induced radiation damage in isotropic graphite studied by micro-indentation and in-situ electrical resistivity, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 509–514 80 | Ion-Beam Modified Materials Publications [13] R. Thomaz, L.I. Gutierres, J. Morais, P. Louette, D. Severin, C. Trautmann, J.J. Pireaux, R.M. Papaléo; Oxygen loss induced by swift heavy ions of low and high dE/dx in PMMA thin films, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 578–582 [14] M. Cassinelli, S. Müller, Z. Aabdin, N. Peranio, O. Eibl, C. Trautmann, M.E. Toimil-Molares; Structural and compositional characterization of Bi1_xSbx nanowire, arrays grown by pulsed deposition to improve growth uniformity, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 668–674 [15] F. Pellemoine, M. Avilov, M. Bender, R.C. Ewing, S. Fernandes, M. Lang, W.X. Li, W. Mittig, M. Schein, D. Severin, M. Tomut, C. Trautmann, F.X. Zhang; Study on structural recovery of graphite irradiated with swift heavy ions at high temperature, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 522–524 [16] D. Schauries, M.D. Rodriguez, B. Afra, T. Bierschenk, C. Trautmann, S. Mudie, P. Kluth; Size characterization of ion tracks in PET and PTFE using SAXS, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 573–577 [17] Sebastian Dedera, Michael Burchard, Ulrich A. Glasmacher, Nicole Schöppner, Christina Trautmann, Daniel Severin, Anton Romanenko, Christian Hubert; On-line Raman spectroscopy of calcite and malachite during irradiation with swift heavy ions, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 564–568 [18] C. Mejía, M. Bender, D. Severin, C. Trautmann, Ph. Boduch, V. Bordalo, A. Domaracka, X.Y. Lv, R. Martinez, H. Rothard; Radiolysis and sputtering of carbon dioxide ice induced by swift Ti, Ni,and Xe ions, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 477–481 [19] Spende S.; Sobel N.; Lukas M.; Zierold R.; Riedl J.C.; Gura L.; Schubert I.; Montero Moreno J.J.; Nielsch K.; Stühn B.; Hess C.; Trautmann C.; Toimil-Molares M.E.; TiO2, SiO2, and Al2O3 coated nanopores and nanotubes produced by ALD in etched ion-track membranes for transport measurements, NANO TECHNOLOGY 26 (2015) 335301. Ion-Beam Modified Materials | 81 Publications [20] Schauries, D. Afra, B. Rodriguez, M. D. Trautmann, C. Hawley, A. Kluth, P.; Ion track annealing in quartz investigated by small angle X-ray scattering, NUCLEAR INSTRUMENTS AND METHODS IN PHYSICS RESEARCH B 365 (2015) 380–383 [21] Yablinsky, CA; Devanathan, R; Pakarinen, J ; Gan, J; Severin, D; Trautmann, C; Allen, TR; Characterization of swift heavy ion ir radiation damage in ceria, JOURNAL OF MATERIALS RE SEARCH 30 (2015) 1473-1484 [22] Lang, M; Tracy, CL; Palomares, RI; Zhang, FX; Severin, D; Bender, M; Trautmann, C; Park, C; Prakapenka, VB; Skuratov, VA; Ewing, RC; Characterization of ion-induced radiation effects in nuclear materials using synchrotron x-ray technique, JOURNAL OF MATERIALS RESEARCH 30 (2015) 1366-1379 [23] Raul I. Palomares, Cameron L. Tracy, Fuxiang Zhang, Changyong Park, Dmitry Popov, Christina Trautmann, Rodney C. Ewing, Maik Lang; In situ defect annealing of swift heavy ion irradiated CeO2 and ThO2 using synchrotron X-ray diffraction and a hydrothermal diamond anvil cell, JOURNAL OF APPLIED CRYSTALLO GRAPHY 48 (2015) 711–717 [24] Nicolas Sobel, Christian Hess, Manuela Lukas, Anne Spende, Bernd Stühn, M. E. Toimil-Molares, Christina Trautmann; Conformal SiO2 coating of sub-100 nm diameter channels of polycarbonate etched ion-track channels by atomic layer deposition, BEILSTEIN J. NANOTECHNOL 6 (2015), 472–479 [25] Perez-Mitta, G; Tuninetti, JS; Knoll, W; Trautmann, C; Toimil Molares, ME; Azzaroni, O; Polydopamine Meets Solid-State Nan opores: A Bioinspired Integrative Surface Chemistry Approach To Tailor the Functional Properties of Nanofluidic Diodes, JOURNAL OF THE AMERICAN CHEMICAL SOCIETY 137 (2015) 6011-6017 [26] Ina Schubert, Loic Burr, Christina Trautmann, Maria Eugenia Toimil-Molares; Growth and morphological analysis of segmented AuAg alloy nanowires created by pulsed electrodeposition in ion-track etched membranes, BEILSTEIN J. NANOTECHNOL. 6 (2015) 1272–1280 [27] Ina Schubert, Wilfried Sigle, Loic Burr, P. A. van Aken, Christina Trautmann, M. E. Toimil-Molares; Fabrication And Plasmonic Characterization Of Au Nanowires With Controlled Surface Morphology, ADVANCED MATERIALS LETTERS 6 (2015) 377-382 82 | Ion-Beam Modified Materials Publications [28] S. Park, M. Lang, C. L. Tracy, J. Zhang, F. Zhang, C. Trautmann, M. D. Rodriguez, P. Kluth, R. C. Ewing; Response of Gd2Ti2O7 and La2Ti2O7 to swift-heavy ion irradiation and annealing, ACTA MATERIALIA 93 (2015) 1–11 [29] K. Kupka, M. Tomut, P. Simon, C. Hubert, A. Romanenko, B. Lommel, C. Trautmann; Intense heavy ion beam-induced temperature effects in carbon-based stripper foils, JOURNAL OF RADIOANALYTICAL AND NUCLEAR CHEMISTRY 305 ( 2015) 875-882 [30] Papaleo, R.M.; Thomaz, R.; Gutierres, L.I.; de Menezes, V.M.; Severin, D.; Trautmann, C.; Tramontina, D.; Bringa, E.M.; Grande, P.L.; Confinement Effects of Ion Tracks in Ultrathin Polymer Films, PHYSICAL REVIEW LETTERS 114 (2015) 18302 [31] Alencar, I.; Haussuhl, E.; Winkler, B.; Trautmann, C.; Schuster, B.; Severin, D.; In situ Resonant Ultrasound Spectroscopy during irradiation of solids with relativistic heavy ions, ACTA MATERIALIA 89 (2015) 60-72 [32] Lang, M.; Devanathan, R.; Toulemonde, M.; Trautmann, C.; Advances in understanding of swift heavy-ion tracks in complex ceramics, CURRENT OPINION IN SOLID STATE & MATERIALS SCIENCE 19 (2015) 39-48 [33] Schubert, I.; Sigle, W.; van Aken, P.A.; Trautmann, C.; Toimil Molares, M.E.; STEM-EELS analysis of multipole surface plasmon modes in symmetry-broken AuAg nanowire dimers, NANOSCALE 7 (2015) 4935-4941 [34] Tracy, C.L., Lang, M., Pray, J.M.; Zhang, FX; Popov, D., Park, C.Y., Trautmann, Bender, M.; Severin, D.; Skuratov, V.A.; Ewing, R.C.; Redox response of actinide materials to highly ionizing radiation, NATURE COMMUNICATIONS 6 (2015) 6133 Ion-Beam Modified Materials | 83 Joint Research Laboratory Nanomaterials Staff Members Head Prof. Dr. Ing.-Horst Hahn (Director Institute for Nanotechnology) Research Asscoiates Dr. Oliver Clemens Dr.-Ing. Ruzica Djenadic Secretaries Renate Hernichel PhD Students Dipl.-Ing. Christoph Loho Dipl.-Ing. Miriam Botros Dipl.-Ing Alexander Benes Cahit Benel, M.Sc. M. Nazarian-Samani, M.Sc. Dipl.-Ing. Falk von Seggern Dipl.-Ing. Mohsen Pouryazdan Felix Joachim Neuper, M.Sc. Wang Wu, M.Sc. Serpil Tekoglu, M.Sc. Sree Harsha Nandam, M.Sc. Dipl.-Phys. Sebastian Becker Dipl.-Ing. Ralf Witte Alan Molinari, M.Sc. Ankush Kashiwar, M.Sc. Krishna Kanth, M.Sc. Dipl.-Phys. Nicolas Gack Geethu Balachandran, M.Sc. Dipl.-Ing.Chem. T. T. D. Nguyen Murat Yavuz, M.Sc. Dipl.-Ing Ira Balaj Dipl.-Phys. Tom Braun Mohammad Fawey, M.Sc. Garlapati Suresh Kumar, M.Sc. Bachelor Students Marcel Sadowski Patrick Louis Knöchel Master Students Geoffrey Matthew Tan 84 | Joint Research laboratory nanomaterials Joint Research Laboratory Nanomaterials The Joint Research Laboratory Nanomaterials was established in 2004 as a joint project between the Institute for Materials Science (Technical University Darmstadt) and the Institute of Nanotechnology (INT) at the Karlsruhe Institute of Technology (KIT). Its research focusses on the synthesis and characterisation of nanoparticles, nanoparticulate layers, nanoporous as well as dense nanoscale materials. Special interest lies in the determination of correlations between synthesis, interface and bulk properties and the macroscopic functional and structural properties. An important building block is the understanding of the surface, grain boundary and size effects on the physical material properties, which can be significantly different from classical crystalline bulk materials. For the last few years, the research has focused on energy materials for batteries and fuel cells. In addition, (reversible) topochemical reactions (chemical and electrochemical) are under investigation, allowing for the tuning of material properties. The materials of interest (nano- and microcrystalline powders) are produced by a variety of techniques, ranging from gas phase processes (chemical vapour synthesis, CVS) and aerosol based techniques (nebulized spray pyrolysis, NSP) to solid-state reactions (SSR). Additionally, a variety of techniques are available for the preparation of thin films: spin coating and different modifications of the chemical vapour deposition processes (CVD). A multitude of methods is available and in constant use for the characterisation of the as-synthesized powders and thin-films as well as their properties, among them X-ray powder diffraction, low-temperature nitrogen adsorption, dynamic light scattering, low and high temperature impedance spectroscopy and cyclic voltammetry. Joint Research laboratory nanomaterials | 85 Advances in Solid Electrolytes for Lithium Ion Batteries and on the Investigation of Proton Conductivity in a Cathode Material for Solid Oxide Fuel Cells Miriam Botros, Ruzica Djenadic, Patrick L. Knöchel, Christoph Loho, Oliver Clemens, Horst Hahn Lithium-ion batteries are the fastest growing and widely used type of batteries. Most of today electronic devices use batteries containing liquid electrolyte facing safety issues (e.g. dendrite growth, leakage, and flammability). Therefore, development of a Li-ion conducting solid electrolyte is a main focus of current battery research, which potentially will lead to a safer all-solid-state battery. Additionally to the safety improvements, solid electrolytes offer stability over a broad electrochemical potential as well as a large temperature range, potentially allowing for the use of high voltage cathode materials. There are already several solid electrolyte materials with Li-ion conductivities equal or higher than liquid electrolytes, however, these materials are not stable over a wide potential range. The main challenge is to produce a material, which will combine all of the mentioned properties. Among those materials, Li7-3xAlxLa3Zr2O12 has proved to be a promising candidate as solid electrolyte for all solid state lithium ion batteries. In a preliminary report1 we have already shown that the material can be prepared by means of nebulized spray pyrolysis (NSP) followed by short sintering times. Latest research2 has now shown that as prepared powder from the NSP process can serve as a precursor for preparing highly dense pellets by applying a field assisted sintering technique (FAST) (see Figure 1a-d). Comparing blocking Au-electrodes to non-blocking Li-electrodes allows for the determination of area specific resistances, which are of crucial importance for understanding the interface behavior between the electrolyte with the lithium anode (see Figure 1e). 86 | Joint Research laboratory nanomaterials Solid Oxide Fuel Cells (SOFCs) can be used to transform chemical energy stored in hydrogen (and carbohydrates) into electrochemical energy. In this respect, electrolytes used for separation membranes can work on the principle of either oxide ion or proton conduction. For the latter, this will also imply that protons can be conducted within the electrode materials. Perovskite compounds containing transition metal cations (e. g. Fe, Co) are promising candidates for the use as cathode materials within SOFCs. These materials are known to exhibit mixed electron and oxygen ion conductivity. In contrast, proton conduction has not yet been reported for those compounds, requiring the preparation of composite cathodes with the addition of proton conducting electrolyte (e. g. BaZr1-xYxO3-x/2) for SOFC cells based on proton conduction. Recent findings showed that perovskite type barium ferrite BaFeO2.5 can be hydrated to form compounds with compositions BaFeO2.5x(OH)2x (2x ~ 1/3 (LW-BaFeO25 and 2x ~ 0.5 (HWBaFeO2.5) 3, with LWBaFeO2.5 showing vacancy order with high structural similarity to BaFeO2.333F0.333 4 (see Figure 2a). Due to the high stability of iron in a single valent +3 oxidation state for those compounds, we succeeded to study the proton conductivity in a broad range around ambient temperature with reasonable values in the range10 -6 to 10 -7 S cm-1 at RT. We also showed that the materials possess increased conductivity compared to pure BaFeO2.5 by at least two orders of magnitudes (see Figure 2b). Conductivities have been further compared to oxidized BaFeO2.5+δ, where the oxidized form showed to be a reasonable electron conductor(σ ~ 10 -2 – 10 -3 S cm-1) due to the presence of mixed valent Fe3+ and Fe4+. Figure 1. SEM micrographs of as-synthesized powder (a), annealed powder (b) and sintered ceramic (c). (d) Temperature dependent AC-impedance spectra of Li7-3xLa3Zr2AlxO12 ceramics with x = 0.17 with blocking (Au). (a) Figure 2. (a) Structure excerpt of LW-BaFeO2.5 at 4 K. The weak bond between the strongly shifted oxygen ion to the Fe ion is shown as a dashed red line, the shortened bond to a Ba ion is shown as a green line. The position of the vacancies along the cubic [1 1 0]cub direction is indicated by black crosses. Strong shifts of Fe and Ba ions are shown as green and orange arrows. (b) (b) NYQUIST plots of impedance data recorded for BaFeO2.5 and LW-BaFeO2.5 at a temperature of 350 K. For LW-BaFeO2.5 a decrease of conductivity is found on cooling the pellet after heating to 400 K. Joint Research laboratory nanomaterials | 87 References 1. Djenadic, R.; Botros, M.; Benel, C.; Clemens, O.; Indris, S.; Choudhary, A.; Bergfeldt, T.; Hahn, H., Nebulized spray pyrolysis of Al-doped Li7La3Zr2O12 solid electrolyte for battery applications. Solid State Ionics 2014, 263, 49-56. 2. Botros, M.; Djenadic, R.; Clemens, O.; Möller, M.; Hahn, H., Field Assisted Sintering of fine-grained Li7-3xLa3Zr2AlxO12 and the Influence of the Microstructure on the electrochemical performance in contact with Li-metal. J. Power Sources 2016, 309, 108-115. 3. Knöchel, P. L.; Keenan, P. J.; Loho, C.; Reitz, C.; Witte, R.; Knight, K. S.; Wright, A. J.; Hahn, H.; Slater, P. R.; Clemens, O., Synthesis, structural characterisation and proton conduction of two new hydrated phases of barium ferrite BaFeO2.5-x(OH)2x. J. Mater. Chem. A 2016, accepted. 4. Clemens, O., Structural characterization of a new vacancy ordered perovskite modification found for Ba3Fe3O7F (BaFeO2.333F 0.333): Towards understanding of vacancy ordering for different perovskite-type ferrites. J. Solid State Chem. 2015, 225, 261-270. Research Projects • • Emmy-Noether-Programm, Topochemische Fluorierung im Anwendungsfeld interkalationsbasierter Fluorid-Ionen-Batterien, maßgeschneiderter Eigenschaften sowie der Modifizierung dünner Filme (DFG CL551/2-1, 2015-2020) Durchstimmbarer Magnetismus in massiven Ferromagneten durch reversiblen Einbau von Ionen (DFG HA 1344/34-1, 2015-2018) • DAAD Forschungsstipendien, 91566936 und 91559414 • Helmholtz Portfolio, Elektrochemische Speicher im System – Zuverlässigkeit und Integration (325/20514659/NANOMIKRO, 2012-2015) • Förderung durch Mittel des Helmholtz Instituts Ulm (2010-2018) 88 | Joint Research laboratory nanomaterials Publications [1] Baby, T. T.; Garlapati, S. K.; Dehm, S.; Haeming, M.; Kruk, R.; Hahn, H.; Dasgupta, S., A General Route toward Complete Room Temperature Processing of Printed and High Performance Oxide Electronics. ACS Nano 2015, 9, (3), 3075-3083, http://dx.doi.org/10.1021/nn507326z [2] Chen, N.; Wang, D.; Feng, T.; Kruk, R.; Yao, K.-F.; Louzguine Luzgin, D. V.; Hahn, H.; Gleiter, H., A nanoglass alloying immiscible Fe and Cu at the nanoscale. Nanoscale 2015, 7, (15), 6607-6611, http://dx.doi.org/10.1039/c5nr01406a [3] Chen, R.; Knapp, M.; Yavuz, M.; Ren, S.; Witte, R.; Heinzmann, R.; Hahn, H.; Ehrenberg, H.; Indris, S., Nanoscale spinel LiFeTiO4 for intercalation pseudocapacitive Li* storage. Phys. Chem. Chem. Phys. 2015, 17, (2), 1482-1488, http://dx.doi.org/10.1039/c4cp04655b [4] Chen, R.; Ren, S.; Knapp, M.; Wang, D.; Witter, R.; Fichtner, M.; Hahn, H., Disordered Lithium-Rich Oxyfluoride as a Stable Host for Enhanced Li* Intercalation Storage. Advanced Energy Materials 2015, 5, (9), http://dx.doi.org/10.1002/aenm.201401814 [5] Chen, R.; Ren, S.; Yavuz, M.; Guda, A. A.; Shapovalov, V.; Witter, R.; Fichtner, M.; Hahn, H., Li* intercalation in isostructural Li2VO3 and Li2VO2F with O2- and mixed O2-/F- anions. Phys. Chem. Chem. Phys. 2015, 17, (26), 17288-17295, http://dx.doi.org/10.1039/c5cp02505b [6] Clemens, O., Structural characterization of a new vacancy ordered perovskite modification found for Ba3Fe3O7F (BaFeO2.333F0.333): Towards understanding of vacancy ordering for different pero- vskite-type ferrites. J. Solid State Chem. 2015, 225, 261-270, http://dx.doi.org/10.1016/j.jssc.2014.12.027 [7] Clemens, O.; Berry, F. J.; Wright, A. J.; Knight, K. S.; Perez-Mato, J. M.; Igartua, J. M.; Slater, P. R., Reply to “Structural and magnetic behavior of the cubic oxyfluoride SrFeO2F studied by neutron diffraction”. J. Solid State Chem. 2015, 226, 326-331, http://dx.doi.org/10.1016/j.jssc.2015.02.022 [8] Fischer, A.; Kruk, R.; Hahn, H., A versatile apparatus for the fine-tuned synthesis of cluster-based materials. Rev. Sci. Instrum. 2015, 86, (2), http://dx.doi.org/10.1063/1.4908166 [9] Fischer, A.; Kruk, R.; Wang, D.; Hahn, H., Magnetic properties of iron cluster/chromium matrix nanocomposites. Beilstein Journal of Nano technology 2015, 6, 1158-1163, http://dx.doi.org/10.3762/bjnano.6.117 Joint Research laboratory nanomaterials | 89 Publications [10] Garlapati, S. K.; Baby, T. T.; Dehm, S.; Hammad, M.; Chakravadhanula, V. S. K.; Kruk, R.; Hahn, H.; Dasgupta, S., Ink-Jet Printed CMOS Electronics from Oxide Semiconductors. Small 2015, 11, (29), 3591-3596, http://dx.doi.org/10.1002/smll.201403288 [11] Ghafari, M.; Sakurai, Y.; Peng, G.; Fang, Y. N.; Feng, T.; Hahn, H.; Gleiter, H.; Itou, M.; Kamali, S., Unexpected magnetic behavior in amorphous Co90Sc10 alloy. Appl. Phys. Lett. 2015, 107, (13), http://dx.doi.org/10.1063/1.4932113 [12] Howard, M. A.; Clemens, O.; Slater, P. R.; Anderson, P. A., Hydrogen absorption and lithium ion conductivity in Li6NBr3. J. Alloys Compd. 2015, 645, S174-S177, http://dx.doi.org/10.1016/j.jallcom.2015.01.082 [3] Kamali, S.; Kilmametov, A.; Ghafari, M.; Itou, M.; Hahn, H.; Sakurai, Y., Controlling spin polarized band-structure by variation of vacancy intensity in nanostructures. Journal of Physics-Condensed Matter 2015, 27, (7), http://dx.doi.org/10.1088/0953-8984/27/7/075304 [14] Kobler, A.; Beuth, T.; Kloeffel, T.; Prang, R.; Moosmann, M.; Seherer, T.; Walheim, S.; Hahn, H.; Kuebel, C.; Meyer, B.; Schimmel, T.; Bitzek, E., Nanotwinned silver nanowires: Structure and mechanical properties. Acta Mater. 2015, 92, 299-308, http://dx.doi.org/10.1016/j.actamat.2015.02.041 [15] Kobler, A.; Hodge, A. M.; Hahn, H.; Kuebel, C., Orientation dependent fracture behavior of nanotwinned copper. Appl. Phys. Lett. 2015, 106, (26), http://dx.doi.org/10.1063/1.4923398 [16] Mojic-Lante, B.; Djenadic, R.; Chakravadhanula, V. S. K.; Kuebel, C.; Srdic, V. V.; Hahn, H., Chemical Vapor Synthesis of FeOx-BaTiO3 Nanocomposites. J. Am. Ceram. Soc. 2015, 98, (6), 1724-1730, http://dx.doi.org/10.1111/jace.13531 [17] Stijepovic, I.; Djenadic, R.; Srdic, V. V.; Winterer, M., Chemical vapour synthesis of lanthanum gallium oxide nanoparticles. J. Eur. Ceram. Soc. 2015, 35, (13), 3545-3552, http://dx.doi.org/10.1016/j.jeurceramsoc.2015.05.020 [18] Chen, R.; Knapp, M.; Yavuz, M.; Heinzmann, R.; Wang, D.; Ren, S.; Trouillet, V.; Lebedkin, S.; Doyle, S.; Hahn, H.; Ehrenberg, H.; Indris, S., Reversible Li* Storage in a LiMnTiO4 Spinel and Its Structural Transition Mechanisms. J. Phys. Chem. C 2014, 118, (24), 12608-12616, http://dx.doi.org/10.1021/jp501618n 90 | Joint Research laboratory nanomaterials Publications [19] Dasgupta, S.; Wang, D.; Kuebel, C.; Hahn, H.; Baumann, T. F.; Biener, J., Dynamic Control Over Electronic Transport in 3D Bulk Nanographene via Interfacial Charging. Adv. Funct. Mater. 2014, 24, (23), 3494-3500, http://dx.doi.org/10.1002/adfm.201303534 [20] Ekiz, E. H.; Lach, T. G.; Averback, R. S.; Mara, N. A.; Beyerlein, I. J.; Pouryazdan, M.; Hahn, H.; Bellon, P., Microstructural evolution of nanolayered Cu-Nb composites subjected to high pressure torsion (vol 72, pg 178, 2014). Acta Mater. 2014, 81, 528-528, http://dx.doi.org/10.1016/j.actamat.2014.05.012 [21] Ekiz, E. H.; Lach, T. G.; Averback, R. S.; Mara, N. A.; Beyerlein, I. J.; Pouryazdan, M.; Hahn, H.; Bellon, P., Microstructural evolution of nanolayered Cu-Nb composites subjected to high-pressure torsion. Acta Mater. 2014, 72, 178-191, http://dx.doi.org/10.1016/j.actamat.2014.03.040 [22] Franke, O.; Leisen, D.; Gleiter, H.; Hahn, H., Thermal and plastic behavior of nanoglasses. J. Mater. Res. 2014, 29, (10), 1210-1216, http://dx.doi.org/10.1557/jmr.2014.101 [23] Lohmiller, J.; Grewer, M.; Braun, C.; Kobler, A.; Kuebel, C.; Schueler, K.; Honkimaeki, V.; Hahn, H.; Kraft, O.; Birringer, R.; Gruber, P. A., Untangling dislocation and grain boundary mediated plasticity in nanocrystalline nickel. Acta Mater. 2014, 65, 295-307, http://dx.doi.org/10.1016/j.actamat.2013.10.071 [24] Padmanabhan, K. A.; Sripathi, S.; Hahn, H.; Gleiter, H., Inverse Hall-Petch effect in quasi- and nanocrystalline materials. Mater. Lett. 2014, 133, 151-154, http://dx.doi.org/10.1016/j.matlet.2014.06.153 [25] Ren, F.; Arshad, S. N.; Bellon, P.; Averback, R. S.; Pouryazdan, M.; Hahn, H., Sliding wear-induced chemical nanolayering in Cu-Ag, and its implications for high wear resistance. Acta Mater. 2014, 72, 148-158, http://dx.doi.org/10.1016/j.actamat.2014.03.060 [26] Zhong, S.; Koch, T.; Walheim, S.; Roesner, H.; Nold, E.; Kobler, A.; Scherer, T.; Wang, D.; Kuebel, C.; Wang, M.; Hahn, H.; Schimmel, T., Self-organization of mesoscopic silver wires by electrochemical deposition. Beilstein Journal of Nanotechnology 2014, 5, 1285-1290, http://dx.doi.org/10.3762/bjnano.5.142 Joint Research laboratory nanomaterials | 91 92 | Material Analysis Material Analysis Staff Members Head Prof. Dr. Wolfgang Ensinger Research Associates Dr. Mubarak Ali Dr. Stefan Flege Dr. Ruriko Hatada Dr. Peter Hoffmann Dr. Falk Münch Technical Personnel Renate Benz Brunhilde Thybusch PhD Students Markus Antoni Eva-Maria Felix Martin Hottes Renuka Krishnakumar Stephan Lederer Alice Lieberwirth Vincent Lima Sandra Schäfer Torsten Walbert Simon Wallenborn Master Students Svenja Heise Sven Milla Marcel Jost Silke Wursthorn Tobias Stohr Guest Scientists Xin Zhao Material Analysis | 93 Materials Analysis Group The Materials Analysis group participates in two of the six Research Profile areas of the Technische Universität Darmstadt: From Material to Product Innovation and Matter and Radiation Science. On the one hand the group is concerned with the characterization of self-synthesized modern materials, on the other hand with effects on materials caused by exposition to detrimental influences like ion irradiation. The research aims for clarification of the correlation of materials properties and synthesis or exposition parameters, respectively, by investigation of the elemental composition and the chemical binding. Current research topics are: Advanced 3-D Nanoobjects: Nanochannels, -wires, -tubes, and –networks: In collaboration with the GSI Helmholtz Centre for Heavy Ion Research, nanoporous membranes are formed by ion irradiation of polymer foils producing latent ion damage tracks which are chemically etched to nanochannels. These ion track (nano) filters can be used for filtering particles from liquids, collecting aerosols, for gas separation, and for analyzing small (bio)molecules. In the latter case, the nanochannel walls are chemically modified so that the nanochannel sensor becomes sensitive and selective to certain molecular species. Apart from polymer-based nanochannels, anodically oxidized aluminium (AAO) is used. Filling the polymer or AAO nanochannels galvanically with metals, such as copper, gold or platinum, and dissolving the templates, nanowires are formed. Here, different metal deposition conditions are used in order to obtain monometal but also multimetal (e.g. CuCo- and CuFe) nanowires. 94 | Material Analysis By redox-chemical reactions, the nanochannel walls can be coated with metal or metal oxide films, such as Ni, Cu, Ag, Au, Pt, Pd, and ZnO, SnO2, TiO2, In2O3, FexOy. Thus, nanotubes can be formed. Here, different morphologies are available, ranging from smooth compact nanotube walls to nanoporous walls to rough or peaked structures. When the nanochannels are crossed, the resulting nanowires are interconnected, forming nanowire networks. Dimensions, surface topography, microstructure, and crystallinity of these nanostructures are investigated. Macroscopic properties such as thermal stability, electrical conductivity and catalytic activity are analysed. Additionally, the obtained properties are evaluated with respect to applications as sensors, for gas flow or acceleration measurements, catalysts, for chemical reactions in microreactors, or electrodes in fuel cells. Thin film and coating deposition and analysis: In thin film and coating technology, the identification of chemical compounds, phases and binding conditions is of basic importance. Surface modifications and layer deposition are performed via a plasma process. With plasma immersion ion implantation (PIII) it is possible to alter several surface properties by ion implantation. Different gaseous species are used such as oxygen, nitrogen and hydrocarbons, depending on the property to be modified, e.g. hardness, wear resistance, lifetime and biocompatibility. Using hydrocarbon gases films of diamond-like carbon (DLC) are deposited. Research topics are the adhesion of the DLC films to different substrates and the influence of the addition of different elements, especially metals, to the DLC films. Materials Analysis Group The films are investigated for their chemical and phase composition, microstructure, adhesion, and in relation to biological applications, tribological properties, corrosion and wear protection of metal substrates, wettability, and temperature stability. Since the PIII technique is also suitable for complex shaped substrates, the treated substrates also include samples such as tubes, where the focus in on the treatment of their inner surfaces. Materials in radiation fields: Irradiation of materials with energetic particles (protons, heavy ions) and electromagnetic radiation (X-rays, gamma-rays) may lead to degradation of the materials’ properties. This happens to components in space vehicles, in nuclear facilities and in particle accelerators. Polymers with their covalent bonds are particularly sensitive towards ionizing radiation. Polyimide, vinyl polymers and fiber-reinforced polyepoxides, which are components of superconducting beam guiding magnets at the future FAIR synchrotron and storage rings, oxides such as alumina which are used as beam-diagnostic scintillator screens, and semiconductor components such as CCDs are irradiated and characterized for their properties, such as polymeric network degradation, mechanical strength, electrical resistance, dielectric strength, and optical properties. Apart from basic questions on material’s degradation mechanisms by energetic radiation, the investigations are used to estimate service life-times of the materials/components. Material Analysis | 95 Green Electroless Plating of Palladium Nanotubes Eva-Maria Felix and Wolfgang Ensinger The traditional and well-established synthesis method of electroless plating is a remarkably simple and versatile technique for generating high-aspect ratio metal nanotubes in combination with polymer nanopore templates.1 In this technique toxic chemicals, such as cyanide as ligands and hydrazine or sodium borohydride as reducing agents, are often used.2 Since environmental and health issues gain more and more attention, the combination of nanotechnology and Green Chemistry offers new opportunities to avoid harmful substances in the synthesis of nanostructures. The 12 Principles of Green Chemistry3 can be seen as guidelines to remodel the old established synthesis routes or to create new synthesis methods based on environmentally harmless chemicals and procedures. Several studies proved that it is possible to synthesize metal nanoparticles by using plant extracts or biological compounds.4 Our studies demonstrated that the principles cannot only be adopted to metal nanoparticle synthesis. We modified the traditional method by exchanging the toxic chemicals by non hazardous substances.1,5 The replacements lead to sustainable plating solutions for the synthesis of welldefined palladium nanotubes (fig. 1). Additionally, ICP-OES and XPS characterisations prove that those soft chemicals can lead a nearly complete conversion of the metal source. In order to illustrate that green synthesized nanomaterials can be compared with conventionally prepared catalysts, the Pd nanotubes were tested in a model reaction to determine their catalytic activity. The reduction of 4-nitrophenol to 4-aminophenol by NaBH4 can be followed by UV-Vis spectroscopy. The reaction has been used to test nanostructured catalysts and to determine their catalytic activities. The catalysts realise a high conversion (fig. 2). The reaction constant, which can be obtained from the plot of ln(a/a0) versus time, is 6.0 ∙ 10 -2 s-1. 5 By choosing the facile synthesis method of electroless plating in combination with the 12 Principles of Green Chemistry metal nanotubes can be synthesised. It demonstrates that it is possible to exchange hazardous chemicals by safe chemicals. The structures are an alternative to other metallic nanostructures such as particles. References [1] E.-M. Felix, F. Muench, W. Ensinger, RSC Advances, 4, (2014) 24504-24510. [2] C. R. K. Rao, D. C. Trivedi, Coord. Chem. Rev. 249 (2005) 613-631. [3] P. Anastas, N. Eghabli, Chem. Soc. Rev., 39 (2010) 301-312. [4] S. Iravani, Green Chem., 13 (2011) 2638-2650. [5] E.-M. Felix, M. Antoni, I. Pause, S. Schaefer, U. Kunz, N. Weidler, F. Muench, W. Ensinger, Green Chemistry, (2015) DOI:10.1039/ c5gc0135 96 | Material Analysis Figure 1: SEM images of palladium nanotubes obtained by green electroless plating. Figure 2: (A) UV-Vis spectrum of the decrease of 4-NP at 400 nm by using the Pd catalyst. (B) Plot of ln(a/a0) versus tome for the reduction of 4-NP over the Pd NT catalyst. Material Analysis | 97 Research Projects • Beam diagnosis and radiation damage diagnosis – Scintillator materials for high current diagnosis (BMBF/GSI 2012–2015) • Beam diagnosis and radiation damage diagnosis – radiation damage of accelerator components made out of plastics and countermeasures (BMBF/GSI 2012-2015) • Preparation of rare earth free nano rods (LOEWE Response, 2014-2016) • 1D based sensors for gases and magnetic fields 1D-SENSE (BMBF, 2014-2016) • MIT-Nano (DFG, 2015 – 2018) • Initiation and enhancement of bilateral cooperation on influence of nanostructured surfaces on cell growth (DFG, 2015 – 2016) Publications [1] Sowa, K. Drogowska, L. Havela, A.G. Balogh Hydrogen storage in Ti, V and their oxides-based thin films Advances in Natural Sciences: Nanoscience and Nanotechnology 6, 013002, 2015 [2] I. Dirba, M.B. Yazdi, A. Radetinac, P. Komissinskiy, S. Flege, O. Gutfleisch, L. Alff Growth, structure, and magnetic properties of γ´-Fe4N thin films Journal of Magnetism and Magnetic Materials 379, 151-155, 2015 [3] M. Hottes, F. Dassinger, F. Muench, M. Rauber, C. Stegmann, H. F. Schlaak, W. Ensinger Patterned arrays of capped platinum nanowires with quasi-elastic mechanical response to lateral force Applied Physics Letters 106, 053109, 2015 [4] M. Ali, S. Nasir, W. Ensinger Bioconjugation-induced ionic current rectification in aptamermodified single cylindrical nanopores Chemical Communications 51, 3454-3457, 2015 [5] M. Kompaniiets, O. V. Dobrovolskiy, C. Neetzel, W. Ensinger, M. Huth Superconducting Proximity Effect in Crystalline Co and Cu Nanowires Journal of Superconductivity and Novel Magnetism 28, 431-436, 2015 98 | Material Analysis Publications [6] V. Gomez, P. Ramirez, J. Cervera, S. Nasir, M. Ali, W. Ensinger, S. Mafe Converting external potential fluctuations into nonzero time-average electric currents using a single nanopore Applied Physics Letters 106, 073701, 2015 [7] P. Hoffmann, M. Kosinova, S. Flege, J. Brötz, V. Trunova, C. Dietz, W. Ensinger Chemical and physical properties in layers and interfaces of nanolayered Si(100)/Ni/BCxNy stacks X-Ray Spectrometry 44, 48-53, 2015 [8] M. Pavlovic, M. Miglierini, E. Mustafin, W. Ensinger, A. Šagátová, M. Šoka Radiation damage studies of soft magnetic metallic glasses irradiated with high-energy heavy ions Radiation Effects and Defects in Solids 170, 1-6, 2015 [9] C. Neetzel, F. Muench, T. Matsutani, J.C. Jaud, J. Broetz, T. Ohgai, W. Ensinger Facile wet-chemical synthesis of differently shaped cuprous oxide particles and a thin film: Effect of catalyst morphology on the glucose sensing performance Sensors and Actuators B: Chemical 214, 189-196, 2015 [10] V. Gomez, P. Ramirez, J. Cervera, S. Nasir, M. Ali, W. Ensinger, S. Mafe Charging a Capacitor from an External Fluctuating Potential using a Single Conical Nanopore Scientific Reports 5, 9501, 2015 [11] U.H. Hossain, W. Ensinger Decomposition and CO2 evolution of an aliphatic polymer under bombardment with high energy heavy ions Polymer Degradation and Stability 119, 132-138, 2015 P. Hoffmann Jens-Volker Kratz and Karl Heinrich Lieser: Nuclear and radio chemistry. Fundamentals and applications, 3rd ed. Analytical and Bioanalytical Chemistry 407, 5241-5242, 2015 [12] Surface Oxidation and Fast 18O Implant Diffusion in Nanostructured Layers of Ti-6Al-4V Alloy S.M. Duvanov, A.G. Balogh Journal of Nano- and Electronic Physics 7, 02028, 2015 Material Analysis | 99 Publications [13] High-temperature scintillation of alumina under 32 MeV 63Cu5+ heavy-ion irradiation S. Lederer, S. Akhmadaliev, J. von Borany, E. Gütlich, A. Lieberwirth, J. Zimmermann, W. Ensinger Nuclear Instruments and Methods in Physics Research B 359, 161-166, 2015 [14] F. Muench, D. M. De Carolis, E.-M. Felix, J. Brötz, U. Kunz, H.-J. Kleebe, S. Ayata, C. Trautmann, W. Ensinger Self-Supporting Metal Nanotube Networks Obtained by Highly Conformal Electroless Plating ChemPlusChem 80, 1448-1456, 2015 [15] S. Schaefer, F. Muench, E. Mankel, A. Fuchs, J. Brötz, U. Kunz, W. Ensinger Double-Walled Ag–Pt Nanotubes Fabricated by Galvanic Replacement and Dealloying: Effect of Composition on the Methanol Oxidation Activity Nano 10, 1550085, 2015 [16] P. Ramirez, V. Gomez, J. Cervera, S. Nasir, M. Ali, W. Ensinger, S. Mafe Energy conversion from external fluctuating signals based on a symmetric nanopores Nano Energy 16, 375-382, 2015 [17] F. Muench, B. Juretzka, S. Narayan, A. Radetinac, S. Flege, S. Schaefer, R. W. Stark, W. Ensinger Nano- and microstructured silver films synthesised by halide assisted electroless plating New Journal of Chemistry 39, 6803-6812, 2015 [18] M. Ali, I. Ahmed, S. Nasir, P. Ramirez, C.M. Niemeyer, S. Mafe, W. Ensinger Ionic Transport through Chemically Functionalized Hydrogen Peroxide-Sensitive Asymmetric Nanopores ACS Applied Materials & Interfaces 7, 19541–19545, 2015 [19] F. Muench, M. Oezaslan, I. Svoboda, W. Ensinger Electroless plating of ultrathin palladium films: self-initiated deposition and application in microreactor fabrication Materials Research Express 10, 105010, 2015 100 | Material Analysis Publications [20] M. Boehme, W. Ensinger Developing Sensors based on TiO2 Nanotubes to Detect Explosives in: Terri Camesano (ed.), NATO Science for Peace and Security Series A: Chemistry and Biology: Nanotechnology to Aid Chemical and Biological Defence, Springer 2015, ISBN 978-94-017-7217-4, p. 113-128 [21] S.M. Duvanov, A.V. Kabyshev, A.G. Balogh in: Interaction of radiation with solids, Belarusian State University 2015, ISBN 978-985-553-304-8, pp. 217-219 [22] Q.H. Nguyen, M. Ali, S. Nasir, W. Ensinger Transport properties of track-etched membranes having variable effective pore-lengths Nanotechnology 26, 485502, 2015 [23] Z. Tarnawski, K. Zakrzewska, N.-T.H. Kim-Ngan, M. Krupska, S. Sowa, K. Drogowska, L. Havela, A.G. Balogh Study of Ti, V and Their Oxides-Based Thin Films in the Search for Hydrogen Storage Materials Acta Physica Polonica A 128, 431-440, 2015 [24] S. Flege, R. Hatada, M. Hoefling, A. Hanauer, A. Abel, K. Baba, W. Ensinger Modification of diamond-like carbon films by nitrogen incorporation via plasma immersion ion implantation Nuclear Instruments and Methods in Physics Research B 365, Part A, 357-361, 2015 [25] U.H. Hossain, W. Ensinger Experimental simulation of radiation damage of polymers in space applications by cosmic-ray-type high energy heavy ions and the resulting changes in optical properties Nuclear Instruments and Methods in Physics Research B 365, Part A, 230-234, 2015 Material Analysis | 101 Publications [26] A. Lieberwirth, W. Ensinger, P. Forck, S. Lederer Response from inorganic scintillation screens induced by high energetic ions Nuclear Instruments and Methods in Physics Research B 365, Part B, 533-539, 2015 [27] S. Lederer, S. Akhmadaliev, P. Forck, E. Gütlich, A. Lieberwirth, W. Ensinger Thermal annealing behavior of α-Al2O3 scintillation screens Nuclear Instruments and Methods in Physics Research B 365, Part B, 548-552, 2015 [28] F. Dassinger, H. F. Schlaak, M. Hottes, W. Ensinger Mechanische Charakterisierung von metallischen 1D-Nanostrukturen in: MikroSystemTechnik Kongress 2015, VDE/VDI-Gesellschaft Mikroelektronik, Mikrosystem- und Feinwerktechnik (GMM) (Ed.), 2015, ISBN 978-3-8007-4100-7 102 | Material Analysis Material Analysis | 103 Materials Modelling Staff Members Head Prof. Dr. Karsten Albe Retired Professors Prof. Dr. Hermann Rauh M.A., C.Phys., F.Inst.P., F.I.M. Secretaries Renate Hernichel Gabriele Rühl Administrative Personnel Robert Heitzmann Research Associates Dr. Yuri Genenko, PD Dr. Alexander Stukowski Dr. Jochen Rohrer Dr. Omar Adjaoud Dr. Sabrina Sicolo PhD Students Kai-Christian Meyer, M. Sc. Dipl.-Ing. Tobias Brink Olena Lenchuk, M. Sc. Daniel Barragan-Yani, M. Sc. Constanze Kalcher, M. Sc. Markus Mock, M. Sc. Master Students Leonie Koch Bachelor Students Delwin Indigo Perera Guest Scientists Ashkan Moradabadi, M. Sc. FU Berlin 104 | Materials Modelling Materials Modelling The research of the Materials Modelling Division is focused on multi-scale modelling of defect structures in functional oxides, energy materials, nanostructured metals and glasses. We are combining electronic structure calculations with atomistic modelling methods and continuum descriptions depending on time and length scales involved. Quantum mechanical calculations based on density functional theory are used for electronic structure calculations. Large-scale molecular dynamics with analytical interatomic potentials are the method of choice for studying kinetic processes and plastic deformation. Kinetic lattice Monte-Carlo simulations are extensively used for simulations of diffusional and transport processes on extended time scales. The group is operating several HPC-computers and has access to the Hessian High Performance Computers in Frankfurt and Darmstadt. The current research topics are: • Energy materials • Interfaces in Li-intercalation batteries • Si-based anodes for intercalation batteries • Dislocations in CIS/CIGS absorber materials • Creep resistant alloys (Mo-Si-B) • Functional oxides • Lead free relaxor materials for electrocalorics • Polarization dynamics in ferroelectricy • Theory of superconducting materials • Ionic conductivity of (Na0.5Bi0.5)TiO3 • Mechanical properties of nanostructured metals and glasses • Plasticity of metallic glasses with secondary phases • Structure and properties of nanoglasses • Creep resistant SiOC-based glasses • Mechanical of ODS steels Within the Bachelor program the Materials Modelling Division is offering classes on thermodynamics and kinetics as well as defects in materials and programming techniques. In the master program we are teaching lectures on theoretical materials science, lab classes on simulation methods and several elective courses. Materials Modelling | 105 Atomistic Computer Simulations of Amorphization in Metal/Metallic-Glass Multilayer Systems Tobias Brink, Daniel Şopu, Karsten Albe Metals show a strong tendency to form crystalline, i.e., ordered phases. For unalloyed metals, the thermodynamically stable phase is always crystalline. Amorphous metal samples can be synthesized by “freezing” them in the disordered state. This can be achieved for example by employing high cooling rates or depositing atoms with high energies or velocities. The resulting amorphous state is metastable. This metastable state can be made more favorable, although not stable, by alloying. This material is then called a metallic glass. Apart from these amorphization processes driven by kinetic reasons, there are a few circumstances in which metals amorphize for energetic reasons. A well-known example is the interface between two different crystal phases: The order of the two phases is incompatible, making a sharp interface of two adjacent crystals energetically very unfavorable. The interface becomes disordered in a process called solid state amorphization (SSA). These examples are illustrated in Figure 1. Due to their rarity, amorphous metals are interesting phases from a theoretical standpoint, and may well be useful for novel or improved practical applications. Amorphous glass/iron multilayer systems, e.g., are promising candidates for magnetic tunnel junctions [1]. One recently discovered way of synthesizing such a system was developed by Ghafari et al.: By sputtering iron on a metallic glass substrate, they obtained a thin amorphous film of iron, as long as the film was not too thick [2]. Usually, iron will not be stable in an amorphous state, even if sputtered on an already disordered substrate. The question of interest is if the observed process is simply due to the conditions of the deposition process, or if the reasons for the amorphization of iron are energetic. To that end we conducted molecular dynamics computer simulations using the software LAMMPS. We chose a simple model system of a CuZr based metallic glass with an embedded copper nanolayer. Just like iron, copper has a very strong tendency to form ordered phases. The simulation setup is shown in Figure 2 on the 106 | Materials Modelling left: We embedded crystalline copper nanolayers (Cu) of different thickness in the metallic glass (MG). By starting from a crystalline state, we can exclude that any transformation is due to deposition conditions that freeze the copper in a disordered state. Instead, any SSA-like effect must be due to energetic reasons. It can be seen in the three simulation snapshots on the right of Figure 2, that a thin film of copper will indeed amorphize. We found a critical thickness of about 1 nm, above which the copper will stay crystalline. The order of magnitude of this number agrees with the experiments by Ghafari et al. [2]. The reason for the phase transition is the interface energy: Despite the fact that there is no interface between two mismatched crystals, the glass–glass interface energy is lower than the crystal–glass interface energy. This can compensate the unfavorable amorphous copper phase up to a critical thickness [3]. Using computer simulations, we could prove that the amorphization in the presented composite system is energetically driven. It stands to reason that this phenomenon also appears in different metallic multilayer systems. Due to the energetic nature of the transition, the synthesis of these systems should be easily achievable. References [1] Gao, L., X. Jiang, S.-H. Yang, P. M. Rice, T. Topuria, and S. S. P. Parkin, Increased Tunneling Magnetoresistance Using Normally bcc CoFe Alloy Electrodes Made Amorphous without Glass Forming Additives, Phys. Rev. Lett., 102: 247205, 2009 [2] Ghafari, M., H. Hahn, R. A. Brand, R. Mattheis, Y. Yoda, S. Kohara, R. Kruk, and S. Kamali, Structure of iron nanolayers embedded in amorphous alloys, Appl. Phys. Lett., 100: 203108, 2012 [3] Brink, T., D. Şopu, and K. Albe, Solid state amorphization of Cu nanolayers embedded in a 6 Cu64Zr36glass, Phys. Rev. B, 91: 184103, 2015 Figure 1: Routes for obtaining amorphous metals. Generally, the metal can either be kinetically trapped in the amorphous state as shown in the routes on the left, or the transition can be energetically favorable. For the energetically favorable routes, the amorphous phase is either stabilized by heterogeneities or by nanosize effects. All of these phenomena are related to surfaces or interfaces. In our work, we investigated metallic nanolayers embedded in metallic glass, as shown on the far right. Figure 2: Solid state amorphization of copper. The left picture shows the simulation setup: A copper nanolayer (blue) is inserted into a metallic glass matrix (grey). The three simulation snapshots on the right show a cut through the nanolayer: A thin layer becomes amorphous almost immediately. Disordered copper atoms are shown in orange. Materials Modelling | 107 Octahedral Tilt Transitions in the Relaxor Ferroelectric Sodium Bismuth Titanate Kai-Christian Meyer, Melanie Gröting and Karsten Albe Sodium bismuth titanate Na1/2Bi1/2TiO3 (NBT) and its solid solutions are lead-free ferroelectrics which can potentially substitute lead containing piezoelectric materials because of their promising dielectric and ferroelectric properties. [1] NBT exhibits a broad maximum of the dielectric permittivity over a wide temperature range and is thus a relaxor material. Since relaxor materials behave like spin-glasses with a high local entropy, they also show a pronounced electrocaloric effect (ECE) where a considerable temperature change of the material can be achieved by applying an electric field. Therfore, relaxors are also considered as candidate materials for solid state refrigeration. NBT as the basis for different solid solutions has several complicated phase transitions, involving cubic (C), tetragonal (T) orthorhombic (O), rhombohedral (R) and monoclinic (M) symmetries. The phases are distinct due to different oxygen octahedra tilt patterns and displacement of the A- and B-cations which lead to polarization of the unit cell. Additionally, in-phase (T+) and anti-phase (T-) tiltings of the octahedra exist which both belong to the same tetragonal crystal system. [2] Further, it is unclear if an order of the A-cations exists or if they are disordered. [3] While the relaxor behavior is usually explained by the presence of polar nanoregions (PNRs) or random fields, the exact structural origin of the relaxor properties of NBT is still not clear. Polar nanoregions are thought to be a (polar) local deviation from the average (non-polar) structure. [4] In our study we investigate the influence of two different A-cation orders, 111 (rock-salt) and 001 (layered) on several properties such as tilt transition barriers and tilt defect formation energies. Figure 1 shows exemplarily one system setup for an orthorhombic tilt defect (black) in an rhombohedral matrix. The neighboring octahdra show a slight deformation, but already the second next neighbors are hardly influenced. Figure 2 shows the tilt defect formation energies for different defect / matrix combinations. The tilt defect formation energies are the lowest 108 | Materials Modelling when a group <-> subgroup relation exist. This relation means that the transition from one phase to another is possible by a single phonon mode (involving mainly the oxygen ions and sometimes the A- and B-cations). Further, the approximate size of the polar nanoregions with a different tilt can be estimated when the tilt defect has a lower or similar ground state energy than the matrix. E.g orthorhombic tilts inside a rhombohedral matrix become stable for sizes around 40 Å, fig. 3. [5] This size can be related to polar nanoregions since the polarization behaviour is different for the distinct phases. We could also show that octahedral tilt transition energies behave are different between the two studied A-cation orders. [5] In regions with 001-order it appears that tilt defects can be introduced more easily and therefore, the chemical order can be seen as a possible explanation for the local deviations from the average. References [1] J. Rödel, W. Jo, K.T.P. Seifert, E.-M. Anton, T. Granzow, D. Damjanovic, J. Am. Ceram. Soc. 92 (6), 1153–1177 (2009). [2] K. Reichmann, A. Feteira and M. Li, Materials 8, 8467–8495 (2015) [3] M. Gröting, Silke Hayn, Karsten Albe, Journal of Solid State Chemistry 184, 2041–2046 (2011) [4] A. A. Bokov Z.-G. Ye, Journal of Material Science 41, 31–52 (2006). [5] K.-C. Meyer, M. Gröting and K. Albe. J. Solid State Chem. 227, 117 (2015). Figure 1: 6x6x2 NBT supercell with a 111-order of the sodium (yellow) and bismuth (purple) ions. With one orthorhombic tilt defect (black) in a rhombohedral tilted matrix. It can be seen that the neighboring octahedra (dark gray) are distorted. Figure 2: Tilt defect energies for various defect tilt and matrix tilt combinations. Tilt defect formation energies are the lowest when a group ↔ subgroup relation between the tilt phases exists. Figure 3: Tilt defect energies for a tetragonal anti-phase (T-) defect in an in-phase (T+) matrix (red) and an orthorhombic tilt defect in a rhombohedral matrix (blue). The lines represent different models which extrapolate the formation energies to larger tilt defect clusters. Materials Modelling | 109 Description of Fatigue Effect on Polarization Switching Dynamics in Bulk Ferroelectric Ceramics Y.A. Genenko, S. Zhukov, J. Glaum, H. Kungl and H. von Seggern Gradual degradation of ferroelectric materials exposed to mechanical or electrical cycling load, called fatigue, has a great impact on the dynamic properties of ferroelectrics. The mechanisms behind the irreversible alteration of the switching dynamics require a consistent investigation of the evolution of statistical distributions of switching times as a main quantitative characteristic of dynamic properties. This analysis can be performed by means of the Inhomogeneous Field Mechanism (IFM) model [1], which should, however, be accordingly modified for the case of fatigued materials. The total polarization response of a disordered bulk ferroelectric is assumed to result from superposition of local responses by independent material regions: (1) where Em is an electric field applied to the ferroelectric, t the poling time, the mean cosine of the polarization polar angle with respect to the applied field direction, Q(τ) a weighted statistical distribution function of the switching times and p(t,τ) the local polarization switching law with a switching time τ(E) depending on the local electric field strength E. The statistical distribution of times Q(τ) can be related to the weighted statistical distribution of the reduced field values f(E/Em) as (2) Both functions Q(τ) and f(E/Em) are normalized according to their statistical meaning: (3) In the course of electric fatigue, polarization reversal gets blocked in unswitchable regions corresponding effectively to τ = ∞ while the electric field E remains finite that violates the local dependence τ(E). Relation (2) is thus violated as well that affects the normalization conditions (3). 110 | Materials Modelling This state can be simpler described in terms of characteristic switching frequencies ω=1/τ. A corresponding statistical distribution function can be then presented as (4) where h(ω) is a regular part of the distribution while the singular δ-function represents the unswitchable share ν < 1 of the volume characterized by ω=0 (i.e. τ = ∞). From Eq. (4), the switching time and field distributions may be derived in the form (5) where and describe the regular parts of the distributions related to the regions switchable in a finite time. Accordingly, the distribution functions obey now the normalization conditions while should now be substituted by in Eq. (1). (6) As an example of application of this concept a ceramic Pb (Zr52,5Ti47,5) O3+2%La was investigated [2]. The switching time distributions, given in logarithmic representation G (ln(τ/τ0)) = τ (τ) exemplarily in Fig. 2 for the applied field Em = 1.5 kV/mm. appear to be much broader than for the virgin material. References [1] Y.A. Genenko, S. Zhukov, S.V. Yampolskii, J. Schütrumpf, R. Dittmer, W. Jo, H. Kungl, M. J. Hoffmann, and H. von Seggern, Adv. Funct. Mater. 22, 2058 (2012). [2] S. Zhukov, S. Fedosov, J. Glaum, T. Granzow, Y. A. Genenko, H. von Seggern, J. Appl. Phys. 108, 014105 (2010). Figure 1. Switching dynamics in PZT+2%La: virgin (a) and after fatigue: (b) 105 and (c) 4.4*106 bipolar cycles. Symbols correspond to the experimental results while solid lines to the IFM-model calculations. Figure 2. Switching time distributions at Em=1.5 kV/mm for PZT+2%La ceramic with different level of fatigue as indicated. Materials Modelling | 111 Research Projects • Hochtemperatur-Kriechverhalten SiOC-basierter Gläser und Glaskeramiken (DFG STU 611/1-1, 2014-2017) (DFG RO 4542/2-1, 2014-2017) • Grenzflächenphänomene in ionenleitenden Systemen (DFG AL 578/19-1, 2015-2018) • Tailoring nanoscaled features in novel steels for high-temperature applications using ion beam modification (ODS-HiTs) (HGFJRG-411, 2014-2017) • Topological Engineering of Ultra-Strong Glasses (DFG AL 578/15-2, 2015-2018) • Design elektrokalorischer mehrlagiger Kühlelemente mit Hilfe von Multiskalenmodellierung (DFG AL 578/16-2, 2015-2018) • Nanocomposites as anode materials for lithium ion batteries: Synthesis, thermodynamic characterization and modeling of nanoparticular silicon dispersed in SiCN(o) and SiCO-based matrices (DFG SPP 1473 „WeNDeLIB“, DFG AL 578/10-2, 2014–2017) • Mikrostruktur und Stabilität von Nanogläsern (DFG AL 578/6-2, 2014-2017) • Microstructure control for thin film solar cells - Virtuelles Institut (MICO-TFSC) (HZB VH-VI-520, 2012-2017) • Beyond Ni-Base Superalloys: Atomistische Modellierung des Einflusses von Legierungszusätzen auf die Korngrenzeigenschaften in Mo-Si-B und Co-Re Super-legierungen (DFG Forschergruppe 727, AL 578/9-1, 2010–2015) • Mechanische und kinetische Eigenschaften metallischer Gläser mit nanoskaligen Sekundärphasen (DFG AL578/13-1, 2011–2015) 112 | Materials Modelling Publications [1] Lenchuk, Olena ; Rohrer, Jochen ; Albe, Karsten: Atomistic modelling of zirconium and silicon segregation at twist and tilt grain boundaries in molybdenum. Journal of Materials Science, 51, 1873-1881 (2015) [2] Zhukov, Sergey ; Acosta, Matias ; Genenko, Yuri A. ; von Seggern, Heinz : Polarization dynamics variation across the temperature- and composition-driven phase transitions in the lead-free Ba(Zr0.2Ti0.8)O3−x (Ba 0.7Ca 0.3)TiO3 ferroelectrics. Journal of Applied Physics, 118, 134104 (2015) [3] Bhat, Shrikant ; Wiehl, Leonore ; Molina-Luna, Leopoldo ; Mugnaioli, Enrico ; Lauterbach, Stefan ; Sicolo, Sabrina ; Kroll, Peter ; Duerrschnabel, Michael ; Nishiyama, Norimasa ; Kolb, Ute; Albe, Karsten ; Kleebe, Hans-Joachim ; Riedel, Ralf : High-Pressure Synthesis of Novel Boron Oxynitride B6N4O3 with Sphalerite Type Structure. Chemistry of Materials, 27, 5907-5914 (2015) [4] Ma, Yang-Bin ; Albe, Karsten ; Xu, Bai-Xiang : Monte Carlo simulations of the electrocaloric effect in relaxor ferroelectrics. IEEE Proceedings of the 2015 IEEE International Symposium on Application of Ferroelectrics (ISAF) (2015) [5] Hörmann, Nicolas. G. ; Gross, Axel ; Rohrer, Jochen ; Kaghazchi, Payam : Stabilization of the γ-Sn phase in tin nanoparticles and nanowires. Applied Physics Letters, 107, 123101 (2015) [6] Meyer, Kai-Christian ; Gröting, Melanie ; Albe, Karsten : Octahedral tilt transitions in the relaxor ferroelectric Na½ Bi½ TiO3. Journal of Solid State Chemistry, 227, 117-122 (2015) [7] Genenko, Yuri A. ; Rauh, Hermann ; Kurdi, Samer : Finite-element simulations of hysteretic alternating current losses in a magnetically coated superconducting tubular wire subject to an oscillating transverse magnetic field. Journal of Applied Physics, 117, 243909 (2015) Materials Modelling | 113 Publications [8] Erhart, Paul ; Albe, Karsten : Dopants and dopant–vacancy complexes in tetragonal lead titanate: A systematic first principles study. Computational Materials Science, 103, 224-230 (2015) [9] Ngô, Bao-Nam Dinh ; Stukowski, Alexander ; Mameka, Nadiia ; Markmann, Jürgen ; Albe, Karsten ; Weissmüller, Jörg : Anomalous compliance and early yielding of nanoporous gold. Acta Materialia, 93, 144-155 (2015) [10] Ma, Yang-Bin ; Albe, Karsten ; Xu, Bai-Xiang : Lattice-based Monte Carlo simulations of the electrocaloric effect in ferroelectrics and relaxor ferroelectrics. Physical Review B, 91, 184108 (2015) [11] Rohrer, Jochen ; Moradabadi, Ashkan ; Albe, Karsten ; Kaghazchi, Payam : On the origin of anisotropic lithiation of silicon. Journal of Power Sources, 293, 221-227 (2015) [12] Brink, Tobias ; Şopu, Daniel ; Albe, Karsten : Solid-state amorphization of Cu nanolayers embedded in a Cu 64 Zr36 glass. Physical Review B, 91, 184103 (2015) [13] Şopu, Daniel ; Albe, Karsten : Influence of grain size and composition, topology and excess free volume on the deformation behavior of Cu–Zr nanoglasses. Beilstein Journal of Nanotechnology, 6, 537-545 (2015) [14] Genenko, Yuri A. ; Glaum, Julia ; Hoffmann, Michael J. ; Albe, Karsten : Mechanisms of aging and fatigue in ferroelectrics. Materials Science and Engineering: B, 192, 52-82 (2015) SFB 595 Cooperation C1, C5, D1, T2 [15] Gassmann, Andrea ; Yampolskii, Sergey V. ; Klein, Andreas ; Albe, Karsten ; Vilbrandt, Nicole ; Pekkola, Oili ; Genenko, Yuri A. ; Rehahn, Matthias ; von Seggern, Heinz : Study of electrical fatigue by defect engineering in organic lightemitting diodes. Materials Science and Engineering: B, 192, 26-51 (2015) SFB 595 Cooperation A5, C2, C5, D3, D4 114 | Materials Modelling Publications [16] Hausbrand, René ; Cherkashinin, Gennady ; Ehrenberg, Helmut; Gröting, Melanie ; Albe, Karsten ; Hess, Christian ; Jaegermann, Wolfram : Fundamental degradation mechanisms of layered oxide Li-ion battery cathode materials: Methodology, insights and novel approaches. Materials Science and Engineering: B, 192, 3-15 (2015) SFB 595 Cooperation A3, B4, B8, C1 [17] Lenchuk, Olena ; Rohrer, Jochen ; Albe, Karsten : Solubility of zirconium and silicon in molybdenum studied by first-principles calculations. Scripta Materialia, 97, 1-4 (2015) [18] Witte, Wolfram ; Abou-Ras, Daniel ; Albe, Karsten ; Bauer, Gottfried H. ; Bertram, Frank ; Boit, Christian ; Brüggemann, Rudolf ; Christen, Jürgen ; Dietrich, Jens ; Eicke, Axel ; Hariskos, Dimitrios ; Maiberg, Matthias ; Mainz, Roland ; Meessen, Max; Müller, Mathias ; Neumann, Oliver ; Orgis, Thomas ; Paetel, Stefan; Pohl, Johan ; Rodriguez-Alvarez, Humberto ; Scheer, Roland ; Schock, Hans-Werner ; Unold, Thomas ; Weber, Alfons ; Powalla, Michael : Gallium gradients in Cu(In,Ga)Se2 thin-film solar cells. Progress in Photovoltaics: Research and Applications, 23, 717-733 (2015) Materials Modelling | 115 Mechanics of Functional Materials Staff Members Head J. Prof. Dr. (Boshi) Bai-Xiang Xu Secretaries Maria Bense Research Associates Habib Pouriayevali, PhD Dr.-Ing. Peter Stein Min Yi, PhD PhD Students Dipl.-Ing. Dagmar Eder-Goy Yangbin Ma, M. Sc. Shuai Wang, M. Sc. Ying Zhao, M. Eng. Bachelor/Master Students Runqing Yang Ziqi Zhou Dominik Ohmer 116 | Mechanics of functional materials Mechanics of Functional Materials The research focus of the Division of Mechanics of Functional Materials is on the constitutive modeling and the simulation of functional materials and systems, for instance ferroic materials and lithium-ion battery electrodes. These materials are characterized by a coupling of multiple physical fields at a variety of length-scales. Their macroscopic responses depend on the microstructure and its thermodynamic kinetics. The main features of our research therefore include coupled fields (e.g. mechanical, electrical, chemical), microstructural evolution, mesoscopic material properties, and homogenization. Primary tools of our research are continuum models and numerical simulations, predominantly using the Finite Element method. Novel concepts such as phase-field models or Isogeometric Analysis are regarded to an increasing extent in our work. Phase field simulation of the domain structure of relaxor ferroelectrics Relaxor ferroelectrics (Relaxors) are a group of ferroelectrics with distinctive properties such as large field-induced strains as well as a higher dielectric permittivity than normal ferroelectric materials. The outstanding electro-mechanical coupling constants of relaxors make them useful as core parts in sensors and actuators. One of the main properties that distinguish relaxors from conventional ferroelectrics is the existence of polar nanoregions. Numerical simulations have emerged as a new tool to study the behavior of these materials, owing to the rapid development of computer technology. A phase-field model is used to solve the interface problems in phase transition. Diffuse domain configurations can be intrinsically obtained by using an Allen-Cahn equation together with a proper Landau energy. The consideration of random fields (RFs) can represent the influence of the polar nanoregions on the domain configuration and its corresponding evolution equation. In our recent results, we demonstrate the effect of the RF strength on the macroscopic behavior. With higher RFs, both the remanent polarization and the coercive field become smaller. In addition, the domain size reduces and its configuration becomes more “twisted”. The piezoelectric behavior can be manipulated by mechanical loading, and the core-shell structure of FE/RE composite can be simulated by assuming different RFs. The comparison of simulation and experimental results demonstrate that our model reproduces typical relaxor features, such as domain miniaturization, small remanent polarization, and large piezoelectric response. Simulation of the electrocaloric effect of relaxor ferroelectrics Ferroic cooling has an attractive potential for the reduction of energy or material consumption. Solid state refrigeration using materials with a significant electrocaloric effect (ECE) is a viable alternative to concepts based on the magnetocaloric effect. We aim at investigating the underlying physics of the ECE, utilizing the tools of simulation. Through application/removal of an electric field on ferroelectrics under adiabatic conditions, the dipoles‘ alignment in the material - and hence the entropy - changes. Consequently, the temperature must change in order to accommodate this change in entropy and to keep the total energy constant. This allows to obtain a variation in temperature. In order to investigate the ECE in both ferroelectrics and relaxor ferroelectrics, we proposed a lattice-based model consisting of a phase-fieldtype potential energy and the thermal energy. By combining the canonical and microcanonical ensemble, the ECE can be evaluated directly, rather than indirectly through the Maxwell relation. The random fields are incorporated into the electrostatic energy to mimic the relaxor behavior. This shows that the temperature-induced polarization change is moderate in the presence of random fields, in contrast with the sharp change as observed in conventional ferroelectrics. Our results also demonstrate that the freezing temperature is lowered by random fields, while it is promoted by the domain wall energy. Mechanics of functional materials | 117 Similarly, in presence of random fields, the ECE peak shifts to lower temperature and its peak value drops. The domain wall energy influences the ECE in the opposite fashion: here, the peak appears at higher temperatures with the peak value increasing. Finally, our results show that the ECE increases in three different stages with the strength of the applied external field rather than in a simple linear manner. Simulation of diffusion-induced stresses in Lithium-ion batteries via Isogeometric Analysis Mechanical degradation of the active material has been identified as one of the root causes of the degradation of Lithium-ion batteries, which can be observed macroscopically as a gradual fade of the batteries‘ capacity. The understanding of the damage processes in the electrodes’ particles and their influence on the mechanical-electrochemical properties is hence of utmost importance. The coupled electrochemical-mechanical processes in individual electrode particles are described by continuum mechanics and higher-order Finite Element procedures based on the concept of Isogeometric Analysis. Their application is motivated by higher-order gradient/ coupling terms arising from the thermodynamics of the problem. This allows for stable implementation of the governing equations as well as for a unified treatment of diverse particle shapes and electrode geometries. In addition to large deformations of certain electrode materials, in situ TEM observations have revealed the coexistence of lithium-poor and lithium-rich phases in the electrode particles during charge and discharge, which suggests that the concentration of Li-ion does not change gradually but experiences a gap at a certain interface. In order to capture this behavior, we developed a Cahn-Hilliard phase-field model that regards not only the chemical aspects of the phase separation and diffusion, but also viscoplastic effects. 118 | Mechanics of functional materials Phase field modelling of ferromagnetic materials Owing to their ferromagnetic property and magneto-mechanical coupling, ferromagnetic materials find wide industrial application, for instance in magnetic data storage, sensors and actuators, transducers, or micro-electro-mechanical systems. Viable applications and reasonable design of devices based on ferromagnetic materials are highly dependent on the fundamental understanding of these materials‘ microstructures. For materials with only ferromagnetic orderings, magnetic domains play a critical role in determining both their micro- and macroscopic properties. If the magneto-mechanical coupling in the magnetostrictive materials is considered, a mechanical scheme for tailing the properties becomes possible. Ferromagnetic shape memory alloys (FSMAs), which possess both ferroelastic and ferromagnetic orderings, can produce large strains under an external magnetic field due to the martensitic phase transformation. By virtue of the coupling between the ferroelastic and ferromagnetic orderings, the ferroelastic martensitic variants can be manipulated by a magnetic field, whereas the ferromagnetic domains are sensitive to mechanical loading. Uncovering the evolution of these microstructures in the above-mentioned ferromagnetic materials is prerequisite for a deep understanding and control of the microscopic mechanism and macroscopic properties. Continuum modeling and numerical simulation of polycrystalline materials The investigation of the hardening behavior and texture development in polycrystalline materials is of high interest to both scientists and the industry. Experimental results show an intrinsic size-dependent response of such materials along with inhomogeneous plastic flow on the micro-scale. The existence of boundary layers thereby plays an important role. Their influence on dislocation movement can be diverse, depending on, for instance, the misorientation of the adjacent grains. Study and prediction of these behaviors require incorporation of atomistic slip systems, gradient description and length scale parameters into the conventional plasticity models. In the current study, a well-defined gradient crystal plasticity model is employed in order to investigate the size-dependent strengthening behavior and orientation gradients in a large-grain thin-sheet metal under mechanical loading. The constitutive description is an extended crystal plasticity model based on the microscopic force balance and is consistent with thermodynamic laws. Here, the free energy comprises two parts: a hyperelastic description for large-deformation compressible material and a function of dislocation densities via Peach–Koehler forces conjugate to corresponding glide directions. A non-local plastic flow rule in the form of a partial differential equation is introduced, incorporating energetic and dissipative gradient strengthening as well as latent hardening in a multi slip-system crystal. The proposed constitutive model is implemented in the FEM software ABAQUS via a user-defined element subroutine, where displacement components and dislocation densities are treated as nodal degrees of freedom. Nonlinear electromechanical modeling of deformable dielectrics Dielectric elastomer actuators (DEA) outperform most large displacement actuators in terms of weight, cost, and efficiency. Besides typical DEAs that exhibit an electrode-elastomer-electrode sandwich structure, we focus on ferroelectrets. These are electrically charged micro-porous foams that possess a very large longitudinal piezoelectric effect and that have received wide applications as sensors particularly in acoustical devices. During a charging process, electric breakdown (Paschen breakdown) may take place in the air pores of the foam, thus introducing free charge pairs. These charges relocate at the interfaces between the polymer and the ionized medium. The development of this free charge density along the interfaces is the key for the piezoelectricity of ferroelectrets. In order to simulate the hysteresis curve of the charge density development at the interfaces, nonlinear Finite Element simulations based on internal variables are employed, allowing a faithful reproduction of experimental results. Mechanics of functional materials | 119 Monte Carlo Simulation of the Electrocaloric Effect Yangbin Ma, Karsten Albe, and Bai-Xiang Xu We investigated the electrocaloric effect by utilizing a lattice-based Ginzburg-Landau-type Hamiltonian, which is comprised of a Landau-type term at ground state, a dipole-dipole interaction energy, a domain wall energy, and a contribution of the electrostatic energy describing the coupling to an external field. Through the combination of a canonical and a microcanonical Monte Carlo algorithm, we could evaluate the ECE directly. All the phenomena can be interpreted explicitly through the corresponding domain structures and the entropy change. Firstly, we applied the model to study the ECE in BaTiO3-based relaxor ferroelectrics (RFEs) [1]. Here, RFEs are represented by introducing random fields that are coupled to the polarization. In RFEs with increasing random fields the ECE peaks shifts to lower temperature due to the pinning effect, thereby reducing the temperature variation. A similar behavior can be observed when we introduce random defects to represent the random fields. In contrast, if the domain-wall energy increases, the peak shifts to a higher temperature, and the ECE becomes stronger. RFEs can also be interpreted as ferroelectrics with randomly distributed dipoles, allowing the calculation of the corresponding ECE [2]. Secondly, we evaluated the ECE of BaZrxTi1-xO3 by incorporating a single-well Landau-type for Zr-located unit cells, and by including a high-frequency permittivity depending on the Zr-content. Since the long-range interaction is present in the ferroelectrics, Zr-located unit cells break the long-range order of Ti-located unit cells. Therefore, with increasing Zr content the ECE drops sharply within 0 ≤ x ≤ 0.3, while it decreases moderately for x ≥ 0.3. The experiments were done for x = 0.0, 0.12, and 0.2, and show a qualitative agreement with above prediction. Thirdly, we studied the influence of defects due to the oxygen-vacancy associates on the ECE [3]. The results show that, depending on the density of anti-parallel defect dipoles, the ECE can 120 | Mechanics of functional materials be positive or negative. Furthermore, for a high density of defect dipoles, when a higher external field is applied, a transition from a negative to positive ECE can be observed. These effects are caused by the interaction of the internal fields induced by the defect dipoles with the external fields. We illustrate the influences of the defect concentrations and that of the external field in Fig. 1. The corresponding phenomena can be interpreted by the domain structures (see Fig. 2). Lastly, we proposed a new ECE cycle that offers the opportunity to enhance the ECE. One additional procedure, i.e. application of an anti-parallel field, is performed after removal of the parallel field. A sufficient magnitude of antiparallel field increases the configurational entropy. This lead to a further drop of the corresponding temperature in the low temperature range. References [1] Yang-Bin Ma, Karsten Albe, and Bai-Xiang Xu; Lattice-based Monte Carlo simulations of the electrocaloric effect in ferroelectrics and relaxor ferroelectrics; Physical Review B, 91 (2015) 184108(1-13). [2] Yang-Bin Ma, Karsten Albe, and Bai-Xiang Xu; Monte Carlo simulations of the electrocaloric effect in relaxor ferroelectrics; IEEE Proceedings of the 2015 IEEE International Symposium on Application of Ferroelectrics (ISAF) 203-206. [3] Yang-Bin Ma, Karsten Albe, and Bai-Xiang Xu. Positive and negative electrocaloric effect in BaTiO3 in the presence of defect dipoles. ArXiv e-prints, (2015). Figure 1: Positive and negative ECE. (a) ECE in the presence of collinearly aligned parallel defect dipoles for different defect concentrations under a given external field Eex. (b) ECE as a function of Eex for a defect concentration of 6%. (c) Positive and negative ECE in presence of anti-parallel dipoles. When the defect density exceeds a critical value, the resultant internal anti-parallel field overcomes Eex and a negative temperature change (negative ECE) can be observed. (d) Influence of Eex in the presence of anti-parallel defect dipoles with a concentration of 3%. When Eex surpasses the internal field Ei induced by the anti-parallel defect dipoles, a negative ECE appears only at the low temperature region, whereas the positive ECE dominates at higher temperatures. Above phenomena can be explained by the domain structures at the points I, II, III, A and B in Fig. 2. Figure 2: Domain structures for the points I, II, III, A and B marked in Fig. 1. The external field Eex is applied in the horizontal direction, pointing to the right. (a) and (b), (c) and (d), (e) and (f), (g) and (h), and (i) and (j) show the domain structures before and after the adiabatic stage for the points I, II, III, A, and B, respectively. The black dots with white arrows represent the defect dipoles, either parallel or anti-parallel to Eex. The red, blue, yellow and green dots represent the dipoles pointing respectively to the left, to the right, to the top and to the bottom. Mechanics of functional materials | 121 Research Projects • Simulation of the electrocaloric effect of relaxor ferroelectrics (Project in DFG-SPP 1599, 2013-2015) • Isogeometric simulation of diffusion-induced stress in Lithium-ion battery electrodes (Project in GSC CE, 2013-2015) • Phase-field modeling of ferromagnetic materials (Project in LOEWE Response) Publications [1] Habib Pouriayevali and Bai-Xiang Xu; A Hardening Description based on a Finite-Deformation Gradient Crystal Plasticity Model: Formulation and Numerical Implementation; Proc. Appl. Math. Mech. 15 (2015), 343-344. [2] Peter Stein and Bai-Xiang Xu; Isogeometric analysis of surface elasticity: a comparison with isoparametric FEM; Proc. Appl. Math. Mech. 15 (2015), 427-428. [3] Bai-Xiang Xu, Shuai Wang and Min Yi; A finite element phase field model for relaxor ferroelectrics; Proc. Appl. Math. Mech. 15 (2015), 723-726. [4] Min Yi and Bai-Xiang Xu; Phase field simulation on mechanically induced 180 degree switching in nanomagnets; Proc. Appl.Math.Mech. 15 (2015), 441-442. [5] Ying Zhao, Peter Stein, and Bai-Xiang Xu; Phase field simulation of the intercalation-induced stresses in the hyperelastic solids via isogeometric analysis; Proc. Appl. Math. Mech. 15 (2015), 443-444. [6] Ying Zhao, Peter Stein, and Bai-Xiang Xu; Isogeometric analysis of mechanically coupled Cahn-Hilliard phase segregation in hyperelastic electrodes of Li-ion batteries; Computer Methods in Applied Mechanics and Engineering, 297 (2015), 325-347. [7] Yang-Bin Ma, Karsten Albe, and Bai-Xiang Xu; Monte Carlo simula- tions of the electrocaloric effect in relaxor ferroelectrics; IEEE Proceedings of the 2015 IEEE International Symposium on Applica- tion of Ferroelectrics (ISAF) 203-206. 122 | Mechanics of functional materials Publications [8] Yang-Bin Ma, Karsten Albe, and Bai-Xiang Xu; Lattice-based Monte Carlo simulations of the electrocaloric effect in ferroelectrics and relaxor ferroelectrics; Physical Review B, 91 (2015) 184108(1-13). [9] Min Yi, Bai-Xiang Xu, and Dietmar Gross; Mechanically induced deterministic 180° switching in nanomagnets; Mechanics of Materials 87 (2015), 40-49. [10] Min Yi, Bai-Xiang Xu, and Zhigang Shen; 180° magnetization switching in nanocylinders by a mechanical strain; Extreme Mechanics Letters 3 (2015), 66-71. [11] Min Yi, Bai-Xiang Xu, and Zhigang Shen; Effects of magneto crystalline anisotropy and magnetization saturation on the mechani cally induced switching in nanomagnets; Journal of Applied Physics, 117 (2015), 103905-1. [12] Dietmar Gross and Bai-Xiang Xu; Micromechanical modelling of cellular ferroelectrets by using internal variables; Procedia IUTAM, 12 (2015) 62-72. Mechanics of functional materials | 123 Molecular Nanostructures Staff Members Head Prof. Dr. Ralph Krupke Secretaries Gabriele Rühl PhD Students Dipl.-Phys. Feliks Pyatkov KIT Moritz Pfohl, M.Sc. (KIT) Asiful Alam, M.Sc. (KIT) Adnan Riaz, M.Sc. KIT Wieland Reis, M.Sc. (BASF) Wenshan Li, M.Sc. (KIT) S. Neelakandhan, M.Sc. (KIT) Master Students Rana Yekani 124 | Molecular Nanostructures Molecular Nanostructures The Joint Laboratory for Molecular Nanostructures has been established in 2011 to enhance the cooperation between the Institute for Nanotechnology at the Karlsruhe Institute of Technology (KIT) and the Institute of Materials Science at the Technische Universität Darmstadt. The research focus of the labratory is on nanocarbon materials, in particular on carbon nanotubes and graphene. Carbon nanotubes and graphene are made of a single layer of covalently bonded carbon atoms. The electrical, optical, chemical and mechanical properties of these molecular nanostructures are outstanding, which is why CNTs and graphene are considered as im- portant new materials for high speed electronics, optoelectronics, sensing, coatings, material reinforcements and other potential applications. The motivation of the Joint Laboratory is to gain new and important insights into carbon nanomaterials for enabling future applications. In 2013 funding for a Fourier-Transform Photocurrent-Spectromicroscope using a Supercontinuum-Lightsource has been provided by the German Science Foundation, the Insitute of Materials Science and the President of the Technische Universität Darmstadt. The system has been commissioned in 2014 and is used to study the optoelectronic properties of materials and functional devices. Molecular Nanostructures | 125 Light Emission, Light Detection and Strain Sensing with Nanocrystalline Graphene Adnan Riaz1,2, Felix Pyatkov1,3, Asiful Alam1,3, Simone Dehm1, Alexandre Felten4, Venkata S.K. Chakravadhanula1,6, Benjamin S. Flavel1, Christian Kübel1,6,7, Uli Lemmer2,5 & Ralph Krupke1,2 Institute of Nanotechnology, Karlsruhe Institute of Technology, 76021 Karlsruhe, Germany. 2Light Technology Institute, Karlsruhe Institute of Technology, 76021 Karlsruhe, Germany. 3Department of Materials and Earth Sciences, Technische Universität Darmstadt, 64287 Darmstadt, Germany. 4Research Center in Physics of Matter and Radiation, University of Namur, Namur, Belgium. 5Institute of Microstructure Technology, Karlsruhe Institute of Technology, 76021 Karlsruhe, Germany. 6 Helmholtz Institute Ulm, 89081 Ulm, Germany. 7Karlsruhe Nano Micro Facility, Karlsruhe Institute of Technology, 76021 Karlsruhe, Germany. 1 Summary from Nanotechnology 26 (2015) 3849 | doi: 10.1021/nn506869hw We demonstrate the waferscale synthesis of nanocrystalline graphene on dielectric surfaces by graphitization of a photoresist under high vacuum annealing, where the thickness, the sheet resistance and the transparency of the layer was tailored by the process condition. The layer is entirely formed by sp2-hybridized carbon as proven by XPS and Raman. The size of the graphitic domains is on the order of 2 nm, consistent with Raman and TEM measurements. Integrated into devices, the material showed photocurrent generation under illumination. The response to light could be traced to a bolometric origin, similar to experiments on doped crystalline graphene. Also light emission under electrical biasing was observed. The emission is due to heating of the layer, and the extracted electron temperature and power density is comparable to experiments reported from crystalline graphene. Furthermore a piezoresistive effect was observed that is significantly larger than in crystalline graphene and indicates the importance of grain boundaries for the appearance of piezoresistivity in graphene. Hence nanocrystalline graphene appears be an interesting material not only as an easy to fabricate alternative to crystalline graphene for nanoscale light detection and light generation but also towards the fabrication of transparent and flexible strain sensors. In the following we present the results on the synthesis and the characterization of nanocrystalline graphene (NCG). For the use of NCG for light emission, light detection and strain sensing we refer to the original publication [1]. Figure 1a shows an AFM image across an edge of 126 | Molecular Nanostructures a structured 1 nm thin NCG layer on 800nmSiO2/ Si. The data shows that the surface roughness of NCG is similar to the roughness of the SiO2 surface, indicating a conformal coating of the substrate. The edge appears straight and shows no sign of underetching. The NCG thickness was adjusted by diluting the resist to yield a targeted nominal thickness. The degree of control is shown in Figure 1b. The sheet resistance of the NCG is typically on the order of 20-80 kΩ/sq., depending on the NCG thickness and the type of substrate, as can be seen in Figure 1c. The mean value and the error bars were obtained from measurements on 35 samples for each data point. The sheet resistance values are comparable to the 30 kΩ/sq. reported by Zhang et al. [2] for 1 nm NCG, also formed at 1000 °C albeit under reducing atmosphere. Compared to CVD graphene [3] and carbon nanosheets [4] is the sheet resistance of our NCG 2 orders of magnitude larger and six orders of magnitude smaller, respectively. Obviously the carrier transport across grain boundaries has a large influence on the overall resistance. The optical transparency of a 6 nm thick NCG film on <0001> zcut Quartz is shown in Figure 1d. The transmission increases from 77% at 400 nm to 87 % at 1400 nm and shows an enhanced absorption around 800 nm. Normalized by the thickness, the optical transmission of NCG is comparable to that of graphene. To determine the composition and the hybridisation of the NCG material we have analysed the C 1s peak of the XPS signal and compared the spectrum to data recorded on bilayer graphene and graphite. Figure 2a shows that the C 1s signal Figure 1: (a) Atomic force microscopy image of a patterned 1 nm thin nanocrystalline graphene layer on 800nm SiO2/Si substrate. The inset shows an averaged cross section of the indicate area. Scale bar equals 1 μm. (b) Measured layer thickness versus nominal thickness. (c) Sheet resistance versus nominal thickness of nanocrystalline graphene on various substrates as indicated. (d) Transmission spectrum of 6 nm thick layer on <0001> z-cut Quartz. All nanocrystalline graphene samples have been synthesized at 1000°C@10h. Molecular Nanostructures | 127 has a main peak at 284.4 eV similar to graphite, and hence assigned it to the sp2 hybridised carbon atoms. Also the width of ~1.2 eV fits very well to bilayer graphene which has a similar thickness as NCG. Some peak broadening towards higher binding energy is observed for NCG, which could have its origin in the nanocrystallinity of the material. No additional elements besides Si and O from the substrate were detected. Hence we can safely conclude that our NCG is a graphitic material with a high degree of sp2 hybridisation. XPS also allows determining the thickness of the carbon layer from the attenuation of the photoelectrons emanating from the SiO2. We have used the Si 2p with an attenuation length of 3.5 nm and obtained 0.95 nm for a 1 nm thick layer. Hence the thickness determined by XPS is consistent with the AFM measurement. All samples were characterised by Raman spectroscopy to obtain an additional confirmation on the hybridisation and to determine the crystallite size La in the NCG layer. Figure 2b shows Raman spectra of NCG on 800nm-SiO2/Si for different nominal layer thickness. Characteristic to all samples are broad D and G modes, and the absence of a clear 2D peak, similar to refs [2] and [4]. We used the pioneering work of Ferrari and Robertson to determine the hybridisation and crystallinity of our NCG [5]. In Figure 2c we have compared the Gpeak position and the intensity ratio I(D)/I(G) of the Dpeak to the Gpeak of NCG with the data measured on graphite, nanocrystalline graphite, diamond-like carbon (DLC) with 20% sp3-content (aC) and DLC with 85% sp3 (ta-C). The NCG data fits well to the nanocrystalline graphite with 100% sp2 content, and hence confirms nicely the XPS data. From the width of the D and G modes we estimated the size of La by referring to the work of Cançado et al. [8]. The D mode width corresponds accordingly to La ≈ 45 nm, whereas the G mode width indicates La ≈ 23 nm (Figure 2d). To discern the difference we transferred a 2 nm thick NCG layer formed on 800nmSiO2/Si onto a TEM grid and performed an SAED analysis. Preliminary data indicates that the crystallite size determined via the width of the D mode correlates better with the TEM analysis than using the G mode width (not shown). References [1] Riaz et al, Nanotechnology 26 (2015) 3849 [2] Zhang et al., Chemical Communications. 49 (2013) 2789-91 [3] Bae et al., Nat Nanotechnol. 5 (2010) 1-5 [4] Nottbohm et al., Small 7 (2011) 874-83 [5] Ferrari et al., Phys Rev B. 64 (2001) 1-13 [6] Cancado et al., Phys Rev B. 76 (2007) 1-7 128 | Molecular Nanostructures Figure 2: (a) XPS of 1 nm thick NCG layer on 800nm SiO2/Si, compared with bilayer graphene (BLG) and graphite. (b) Raman spectra of NCG with various thicknesses, grown on 800nm SiO2/Si. The spectra are normalized to the D-peak and vertically shifted for clarity. (c) Raman G-peak position and intensity ratio of D-peak and G-peak for NCG compared with data from Ferrari et al. [5] for graphite, nanocrystalline graphite and two forms of DLC as explained in the text. The sp hybridisation is indicated. (d) Crystallite size La in NCG determined from the full-width-at-half-maximum of the D- and G-peaks. The graph compiles data from all samples prepared in this work. The dashed lines are extrapolated correlations based on the work of Cançado et al. [6]. Molecular Nanostructures | 129 Publications [1] Light emission, light detection and strain sensing with nanocrystalline graphene; Adnan Riaz, Feliks Pyatkov, Asiful Alam, Simone Dehm, Alexandre Felten, Venkata Chakravadhanula, Benjamin Flavel, Christian Kübel, Uli Lemmer and Ralph Krupke; Nanotechnology 26 (2015) 325202, 10.1088/0957-4484/26/32/325202 [2] Sorting of Double-Walled Carbon Nanotubes According to Their Outer Wall Electronic Type via a Gel Permeation Method; Katherine E. Moore, Moritz Pfohl, Daniel D. Tune, Frank Hennrich, Simone Dehm, Venkata Sai K. Chakradhanula, Christian Kübel, Ralph Krupke, and Benjamin S. Flavel ACS NANO 9(4) (2015) 3849; 10.1021/nn506869h 130 | Molecular Nanostructures Molecular Nanostructures | 131 132 | Nonmetallic-Inorganic Materials NonmetallicInorganic Materials Staff Members Head Prof. Dr. Jürgen Rödel Research Associates Dr. Till Frömling Dr. Jurij Koruza Dr. Nikola Novak Dr. Eric Patterson Dr. Eva Sapper J. Prof. Dr. Kyle Webber Technical Personnel Patrick Breckner, M. Sc. Dipl.-Ing. Gundel Fliß Michael Heyse Dipl.-Ing. Daniel Isaia Secretaries Roswita Geier Gila Völzke PhD Students Matias Acosta, M. Sc. Azatuhi Ayrikyan, M. Sc. Dipl.-Ing. Raschid Baraki Dipl.-Ing. Martin Blömker Dipl.-Ing. Laetitia Carrara Philipp Geiger, M. Sc. Dipl.-Ing. Markus Jung Peter Keil, M. Sc. Hairui Liu, M. Sc. Virginia Rojas, M. Sc. Dipl.-Ing. Florian Schader Dipl.-Phys. Deborah Schneider Jan Schultheiß, M. Sc. Malte Vögler, M. Sc. Bachelor/Master Students David Brandt An Phuc Hoang Peter Keil Lucas Porz Lukas Riemer Mikhail Slabki Sebastian Steiner Daniel Utt Alexander Zimpel Research Fellow Dr. Yoshitaka Ehara (AvH) Raziye Hayati Noon Prasertpalichat Dr. In-Tae Seo (AvH) Liu Wenfeng Huan Yu Guest Scientists Dr. Hyong-Su Han Prof. Dr. George A. Rossetti, Jr. Nonmetallic-Inorganic Materials | 133 The Nonmetallic-Inorganic Materials The emphasis in the ceramics group is on the correlation between microstructure and mechanical as well as functional properties. A number of processing methods are available in order to accomplish different microstructure classes, to determine their specific properties in an experiment and to rationalize these with straightforward modelling efforts. Thus, a materials optimization is afforded which allows effective interplay between processing, testing and modelling. In particular, new lead free piezoceramics and lead-free high-temperature dielectrics can be obtained. Recently, we also embarked on studies in the field of mechanically tuned electrical conductivity. The scientific effort can be grouped as follows: I. Development of new piezoceramics Dr. Jurij Koruza In response to the recent demands for environment-friendly piezoelectric materials for electrical and electronic applications, the principal focus of this group is the development of non-toxic piezoceramics with electromechanical performance comparable to their lead-containing counterparts. Among the potentially promising candidates are materials based on bismuth sodium titanate, barium titanate, and alkaline niobates. Extensive compositional research has been performed on various solid solution systems that contain either a morphotropic or a polymorphic phase boundary between different crystal symmetries of the members. To better understand the mechanisms governing the enhancement of electromechanical properties of materials and to make our search for alternative materials more effective, fundamental scientific research on model systems has been performed in parallel to the compositional investigations. We employ various characterization techniques such as macroscopic dielectric, 134 | Nonmetallic-Inorganic Materials ferroelectric and ferroelastic property measurements as well as crystallographic structural analyses based on synchrotron and neutron diffractions, Raman, nuclear magnetic resonance, electron paramagnetic resonance spectroscopic techniques, and transmission electron microscopy. We are also simultaneously establishing thermodynamic and phenomenological models, which are verified by the first principles calculations. Currently, we have extensive and active international collaborations with eminent ferroelectric groups throughout the world. II. Conductivity of Oxides Dr. Till Frömling Modulation of conductivity of oxide ceramics is usually achieved by doping and temperature treatment in a large oxygen partial pressure range. However, electric and ionic conductivity can also be changed by mechanical modifications. In this research group conductivity is of oxide ceramics is modified by the following approaches a) Induction of dislocations: Dislocations are mechanically introduced into strontium titanate which can be plastically deformed even at room temperature. Changes of the electric and ionic conductivity are, amongst other methods, investigated by complex impedance spectroscopy and dc-measurements. The aim of this project is to identify the defect chemical properties of dislocation cores in strontium titanate and related materials. b) Acceptor doping of sodium bismuth titanate (NBT) based material: Modification of oxygen vacancy content to study its influence on ferroelectric properties and to investigate opportunities for using NBT-material as oxygen conductor. c) Altering potential barriers in piezoelectric semiconductor materials: In this project Schottky-barriers and varistor material based on ZnO are investigated as a function of applied pressure The Nonmetallic-Inorganic Materials III.Mechanical properties of ferroelectrics IV.Electrocaloric properties of ferroelectrics J. Prof. Dr. Kyle Webber Dr. Nikola Novak The focus of this research group is understanding the mechanical properties of ferroelectric materials, particularly the influence of stress on the phase transformation behavior and ferroelasticity at high temperature. Research over the last year has centered around development of a high temperature fracture testing setup for characterizing crack growth resistance behavior of ferroelastic materials as well as utilizing the newly developed experimental arrangement for characterizing small signal dielectric, piezoelectric, and elastic properties under large mechanical, electrical and thermal fields as a function of frequency. Preliminary results have already given insight into the impact of stress on the depolarization temperature of ferroelectric Pb(Zr,Ti)O3, which is commonly used in actuation and sensing applications. In addition, the Emmy Noether research group, lead by Kyle Webber, began in June and has been working on relaxor/ferroelectric composites and mixed conducting cathode materials for solid oxide fuel cells. Both of these projects are focused on understanding the influence of stress on the functional properties. Currently, equipment is being developed to allow for the mechanical characterization of samples in a atmosphere with an adjustable oxygen particle pressure. In last decade the investigation of electrocaloric (EC) properties of ferroelectric materials attend considerable attention. The cooling effect which can be achived in ferroelectrics if the applied electric field is instantenuouslly withdrawen provide the possibility in developing a new cooling technology based on solid-state cooling media. Over the last year the work has focused on developing of high resolution calorimetric setup, for characterizing the heat capacity properties under electric field as well as direct electrocaloric measurement. The new characterization technique allow us to determine the EC properties like adiabatic temperature change and cooling power of the EC material. Within a DFG priority programme ´´Ferroic cooling´´ the project was started with focus on investigation of EC properties of ferroelectrics with different nature of phase transinon. The mechanical modulated electrical conductivity represents a new multidisclipinary scientific area. Reacently, much attention has been focused on piezoelectric semiconductor materials such as: ZnO, GaN, InN, and CdS. Of the special interest are the interaction effect of semiconducting and piezoelectric propertis present in this materials. This is of special interest due to potential application in new electronic components, like piezotronic transistor, sensors, and tuna bel diodes. The research is focused on developing a Schottky contact on ZnO single crystal and understanding the influence of mechanical stress on electrical conductivity and Schottky properties. However, the challenging goal of the research represent the elucidation of screening effect which compensate under stress developed piezoelectric charge, hence the modulation of electrical conductivity is minimized. Nonmetallic-Inorganic Materials | 135 Core-Shell Microstructure in Lead-Free Bi1/2Na1/2TiO3-SrTiO3 Piezoceramics Jurij Koruza, Virginia Rojas, Matias Acosta Introduction: Experimental Procedure: Bi1/2Na1/2TiO3 (BNT)-based piezoelectrics are considered one of the most promising lead-free materials for the use in piezoelectric actuator applications, due to their large electric-fieldinduced strain response. Strains of up to 0.45 % at 8 kV/mm were reported, which is the largest response among all polycrystalline lead-free materials.1 The large electric fields needed to induce the large strain can be reduced by the addition of other perovskite systems, which destabilize the non-ergodic phase of BNT and induce the reversible field-induced phase transition at room temperature. One such example is the Bi1/2Na1/2TiO3-SrTiO3 (BNT-ST) system for which large electric-field-induced strains were observed at electric fields as low as 2 kV/mm.2 However, the influence of the microstructure on the electromechanical properties of these materials remains poorly understood. Many authors reported different values of piezoelectric properties for materials with the same composition, indicating a large influence of the processing parameters and the material´s thermal history. The aim of the present work was therefore to investigate the formation mechanisms of the BNT-ST during the calcination step and the formation of the microstructure during sintering. The reagents Bi2O3, Na2CO3, TiO2 (anatase), and SrCO3 were weighted according to the stoichiometric formula 0.75 Bi1/2Na1/2TiO30.25Sr TiO3, milled in a planetary mill, dried, and finally calcined at different temperatures for 2 h. The obtained powders were milled, pressed into pellets with a diameter of 10 mm, and sintered in covered alumina crucibles with atmospheric powder at 1150 °C. The calcination process was investigated by heating a mixture of reagents with a rate of 5 K/min in the simultaneous thermo-gravimetric analyzer coupled to a Fourier transform infrared spectrometer (STA-IR). Furthermore, the phase development during the calcination process was tracked by X-ray diffraction (XRD) measurements ex-situ. 136 | Nonmetallic-Inorganic Materials Results and Discussion: Figure 1a presents the results of the XRD analysis ex-situ, while Figure 1b shows the results of the STA-IR measurement of a homogenized mixture of reagents upon heating. The initial mass loss of about 2.2 % up to 330 °C is related to the evaporation of the adsorbed atmospheric water and CO2, as well as the burn-out of minor amounts of organic contaminants, possibly introduced during the milling process. This is supported by the XRD patterns that remain almost unaltered up to 450 °C.The main mass loss of 8.4 % was detected in the temperature range between 410 °C and 810 °C, resulting from the decomposition of the carbonates as evidenced by the large CO2 peaks in the IR spectra. This mass loss is in good agreement with the theoretical mass loss of 8.6 %, calculated for the investigated stoichiometric mixture due to CO2 evaporation. Figure 1. Investigation of the calcination process during the heating (5 K/min) of a homogenized mixture of reagents using a) XRD analysis ex-situ and b) STA-IR measurement.4 Nonmetallic-Inorganic Materials | 137 The mass loss between 410 °C and 610 °C and the corresponding endothermic peak observed by differential thermal analysis (DTA) at 587 °C are predominantly related to the decompositions of the Na2CO3 and its reaction with Bi2O3 and TiO2 to form the BNT phase. The mass loss between 610 °C and 810 °C and the endothermic peak at 795 °C can be ascribed to the decomposition of the SrCO3 and its reaction with the remaining TiO2 to form the ST phase (note that Bi2O3 was not detected at 700 °C). During the calcination process and further heating above 810 °C the diffusion between BNT and ST phases results in the formation of an inhomogeneous BNT-ST solid solution. The different reaction temperatures of both phases are therefore suggested to be the origin of the formation of the core-shell microstructure of BNT-ST, consisting of two solid solutions: a BNT-rich core and ST-rich shell.3 The formation of a core-shell microstructure was confirmed by the inspection of the sintered samples using scanning electron microscopy (Figure 2). While no cores could be observed in the thermally-etched microstructures taken using secondary electrons (Figure 2a), several bright regions can be seen in the images taken on the polished surfaces using the backscattered electrons (Figure 2b,c). All samples exhibited a (14; 1∞)s type core-shell microstructure.3 The brighter color of the core regions indicates a higher concentration of heavier elements, confirming the BNT-rich nature of the core. A detailed compositional analysis of BNT-ST calcined powders using transmission electron microscopy revealed the existence of a Na- and Bi-rich central region, confirming the presence of a BNT-rich core, and a Sr-rich outer region of the particle, indicating a ST-rich shell.4 The electromechanical analysis showed a strong dependence of the sample´s large-signal unipolar strain response on the microstructural parameters.4 The samples reaching a relative density above 95 %, average grain size above 2.5 μm, and core density below 0.075 cores/μm2 exhibited high strain values of about 0.27 % (Figure 3). These results once again underline the importance of understanding and controlling the processing parameters during solid-state synthe- References [1] S. T. Zhang, A. B. Kounga, E. Aulbach, H. Ehrenberg, and J. Rödel, Applied Physics Letters 91 (11), 112906 (2007). [2] Y. Hiruma, Y. Imai, Y. Watanabe, H. Nagata, and T. Takenaka, Applied Physics Letters 92 (26), 262904 (2008). [3] M. Acosta, Ljubomira. A. Schmitt, Leopoldo Molina-Luna, Michael C. Scherrer, Michael Brilz, Kyle G. Webber, Marco Deluca, H. J. Kleebe, Jürgen Rödel, and Wolfgang Donner, Journal of the American Ceramic Society 98 (11), 3405 (2015). [4] J. Koruza, V. Rojas, L. Molina-Luna, U. Kunz, M. Duerrschnabel, H. J. Kleebe, and M. Acosta, Journal of the European Ceramic Society 36 (4), 1009 (2016). 138 | Nonmetallic-Inorganic Materials Figure 2. Microstructure of a BNT-ST sample sintered for 5 h at 1150 °C: a) polished and thermallyetched surface (secondary electrons) and b) and c) polished surface (backscattered electrons). Figure 3. Influence of the microstructural parameters (relative density, average grain size, and core density) on the unipolar electric-field induced maximal strain. Nonmetallic-Inorganic Materials | 139 Research Projects • Stress and strain fields in ferroelectrics (Graduate school “computational engineering” 2009-2017) • Lead-free piezoelectric single crystals with high strain: orientation dependence, polarization rotation and morphotropic phase boundaries (DFG 2011-2015) • Energy absorption of ZnO varistors (DFG 2011-2015) • Ag-based electrical switches (state of Hesse / Umicore, 2012-2015) • Emmy Noether Program: The Influence of Mechanical Loads on the Functional Properties of Perovskite Oxides (DFG 2013-2018) • Cooling power in lead-free electrocaloric materials (DFG 2015-2018) • Electrocaloric effect in lead-free relaxors and composites (DFG 2015-2018) • Fracture Toughness in bismuth-based lead-free piezoceramics (DFG 2014-2017) • Polarization switching in lead-free ferroelectrics: statistical theory and experiments (DFG 2015-2018) • KNN-based lead-free single crystals (EU IDS FunMat: 2013-2016) 140 | Nonmetallic-Inorganic Materials Publications [1] Ehara, Yoshitaka ; Novak, Nikola ; Shintaro, Yasui ; Itoh, Mitsuru ; Webber, Kyle G. : Electric-field-temperature phase diagram of Mn-doped Bi0.5(Na0.9K0.1)0.5TiO3 ceramics. [Online-Edition: http://dx.doi.org/10.1063/1.4938759] In: Applied Physics Letters, 107 ISSN 00036951 [Artikel], (2015) [2] Porz, Lukas ; Sai, Wei ; Zhao, Jiamin ; Patterson, Eric A. ; Liu, Bin : Characterizing Brittle Fracture by Modeling Crack Deflection Angles from the Microstructure. In: Journal of the American Ceramic Society (98) pp. 3690-3698. ISSN 00027820 [Artikel], (2015) [3] Glaum, Julia ; Simons, Hugh ; Hudspeth, Jessica M. ; Acosta, Matias ; Daniels, John E. Temperature dependent polarization reversal mechanism in 0.94(Bi1/2Na1/2)TiO3-0.06Ba(Zr0.02Ti0.98)O3 relaxor ceramics. In: Applied Physics Letters (107) ISSN 00036951 [Artikel], (2015) [4] Malič, Barbara ; Koruza, Jurij ; Hreščak, Jitka ; Bernarding, J. ; Wang, Ke ; Fisher G., John ; Benčan, Andreja : Sintering of Lead-Free Piezoelectric Sodium Potassium Niobate Ceramics. [Online-Edition: http://www.mdpi.com/1996- 1944/8/12/5449] In: Materials ISSN 1996-1944 [Artikel], (2015) [5] Huan, Yu ; Wang, Xiaohui ; Li, Longtu ; Koruza, Jurij : Strong domain configuration dependence of the nonlinear dielectric response in (K,Na)NbO3-based ceramics. [Online-Edition: http://dx.doi.org/10.1063/1.4936165] In: Applied Physics Letters (107) ISSN 00036951 [Artikel], (2015) [6] Acosta, Matias : Strain Mechanisms in Lead-Free Ferroelectrics for Actuators. [Online-Edition: http://tuprints.ulb.tu-darmstadt.de/id/eprint/5139] Matias Acosta , Darmstadt [Dissertation], (2015) [7] Schneider, Deborah ; Rödel, Jürgen ; Rytz, Daniel ; Granzow, Torsten : Orientation-Dependence of Thermal Depolarization and Phase Development in Bi1/2 Na1/2 TiO3-BaTiO3 Single Crystals. In: Journal of the American Ceramic Society pp. 1-9. ISSN 00027820 [Artikel], (2015) Nonmetallic-Inorganic Materials | 141 Publications [8] Pirc, R. ; Rožič, B. ; Koruza, Jurij ; Malič, Barbara ;Kutnjak, Z.: Anomalous dielectric and thermal properties of Ba-dopedPbZrO3 ceramics. [Online-Edition: http://iopscience.iop.org/0953-8984/27/45/455902] In: Journal of Physics: Condensed Matter, 27 ISSN 0953-8984 [Artikel], (2015) [9] Hoeher, Robin ; Raidt, Thomas ; Novak, Nikola ; Katzenberg, Frank ; Tiller, Joerg C. : Shape-Memory PVDF Exhibiting Switchable Piezoelectricity. [Online-Edition: http://onlinelibrary.wiley.com/doi/10.1002/ marc.201500410/ab...] In: Macromolecular Rapid Communications ISSN 10221336 [Artikel], (2015) [10] Acosta, Matias ; Novak, Nikola ; Rossetti Jr., George A. ; Rödel, Jürgen : Mechanisms of electromechanical response in (1 − x)Ba(Zr0.2Ti0.8)O3- x(Ba0.7Ca0.3)TiO3 ceramics. [Online-Edition: http://dx.doi.org/10.1063/1.4932654] In: Applied Physics Letters (107) [Artikel], (2015) [11] Popovič, A. ; Bencze, L. ; Koruza, Jurij ; Malič, Barbara : Vapour pressure and mixing thermodynamic properties of the KNbO3–NaNbO3system. [Online-Edition: http://dx.doi.org/10.1039/c5ra11874c] In: RSC Adv., 5 (93) pp. 76249-76256. ISSN 2046-2069 [Artikel], (2015) [12] Zhang, Haibo ; Xu, Peiwei ; Patterson, Eric A. ; Zang, Jiadong ; Jiang, Shenling ; Rödel, Jürgen : Preparation and enhanced electrical properties of grain-oriented (Bi1/2Na1/2)TiO3-based lead-free incipient piezoceramics. [Online-Edition: http://dx.doi.org/10.1016/j.jeurceramsoc.2015.03.012] In: Journal of the European Ceramic Society, 35 (9) pp. 2501-2512. ISSN 09552219 [Artikel], (2015) [13] Baraki, Raschid ; Novak, Nikola ; Hofstätter, Michael ; Supancic, Peter ; Rödel, Jürgen ; Frömling, Till : Varistor piezotronics: Mechanically tuned conductivity in varistors. [Online-Edition: http://dx.doi.org/10.1063/1.4929360] In: Journal of Applied Physics, 118 (8) 085703(1-9). ISSN 0021-8979 [Artikel], (2015) 142 | Nonmetallic-Inorganic Materials Publications [14] Vögler, Malte ; Acosta, Matias ; Brandt, David R. J. ; Molina-Luna, Leopoldo ; Webber, Kyle G. : Temperature-dependent R-curve behavior of the lead-free ferro- electric 0.615Ba(Zr0.2Ti0.8)O3–0.385(Ba0.7Ca0.3)TiO3 ceramic. [Online-Edition: http://dx.doi.org/10.1016/j.engfracmech.2015.06.069] In: Engineering Fracture Mechanics, 144 pp. 68-77. ISSN 00137944 [Artikel], (2015) [15] Acosta, Matias ; Schmitt, Ljubomira A. ; Molina-Luna, Leopoldo ; Scherrer, Michael C. ; Brilz, Michael ; Webber, Kyle G. ; Deluca, Marco ; Kleebe, Hans-Joachim ; Rödel, Jürgen ; Donner, Wolfgang : Core–Shell Lead–Free Piezoelectric Ceramics: Current Status and Advanced Characterization of the Bi1/2Na1/2TiO3–SrTiO3 System. In: Journal of the American Ceramic Society (2015) pp. 1-8. ISSN 00027820 [Artikel], (2015) [16] Liu, Na ; Dittmer, Robert ; Stark, Robert W. ; Dietz, Christian : Visualization of polar nanoregions in lead-free relaxors via piezo- response force microscopy in torsional dual AC resonance tracking mode. [Online-Edition: http://dx.doi.org/10.1039/c5nr01326g] In: Nanoscale (25) p. 10835. ISSN 2040-3364 [Artikel], (2015) [17] Jung, Markus ; Krausmann, J. ; Bender, M. ; Bachmann, J. ; Rödel, Jürgen : Infiltration of silver into porous SnO2−x : influence of atmosphere, interfacial reactions, and surface properties. [Online-Edition: http://dx.doi.org/10.1007/s10853-015-9043-8] In: Journal of Materials Science, 50 (14) pp. 4962-4969. ISSN 0022- 2461 [Artikel], (2015) [18] Wang, Ruiping ; Wang, Ke ; Yao, Fangzhou ; Li, Jing-Feng ; Schader, Florian H. ; Webber, Kyle G. ; Jo, Wook ; Rödel, Jürgen : Temperature Stability of Lead-Free Niobate Piezoceramics with Engineered Morphotropic Phase Boundary. [Online-Edition: http://dx.doi.org/10.1111/jace.13604] In: Journal of the American Ceramic Society, 98 (7) pp. 2177-2182. ISSN 00027820 [Artikel], (2015) Nonmetallic-Inorganic Materials | 143 Publications [19] Zakhozheva, M. ; Schmitt, Ljubomira A. ; Acosta, Matias ; Guo, H. ; Jo, Wook ; Schierholz, Roland ; Kleebe, Hans-Joachim ; Tan, Xiaoli : Wide Compositional RangeIn SituElectric Field Investigations on Lead-FreeBa(Zr0.2Ti0.8)O3−x(Ba0.7Ca0.3)TiO3Piezoceramic. [Online-Edition: http://dx.doi.org/10.1103/PhysRevApplied.3.064018] In: Physical Review Applied, 3 (6) ISSN 2331-7019 [Artikel], (2015) [20] Koruza, Jurij ; Franzbach, Daniel J. ; Schader, Florian ; Rojas, Virginia ; Webber, Kyle G. : Enhancing the operational range of piezoelectric actuators by uniaxial compressive preloading. [Online-Edition: http://dx.doi.org/10.1088/0022-3727/48/21/215302] In: Journal of Physics D: Applied Physics, 48 (21) 215302(1-8). ISSN 0022-3727 [Artikel], (2015) [21] Rödel, Jürgen ; Webber, Kyle G. ; Dittmer, Robert ; Jo, Wook ; Kimura, Masahiko ; Damjanovic, Dragan : Transferring lead-free piezoelectric ceramics into application. [Online-Edition: http://dx.doi.org/10.1016/j.jeurceramsoc.2014.12.013] In: Journal of the European Ceramic Society, 35 (6) pp. 1659-1681. ISSN 09552219 [Artikel], (2015) [22] Koruza, Jurij ; Rožič, B. ; Cordoyiannis, G. ; Malič, Barbara ; Kutnjak, Z. : Large electrocaloric effect in lead-free K0.5Na0.5NbO3-SrTiO3 ceramics. [Online-Edition: http://dx.doi.org/10.1063/1.4921744] In: Applied Physics Letters, 106 (20) p. 202905. ISSN 0003-6951 [Artikel], (2015) [23] Schader, Florian H. ; Morozov, Maxim ; Wefring, Espen T. ; Grande, Tor ; Webber, Kyle G. : Mechanical stability of piezoelectric properties in ferroelectric perovskites. [Online-Edition: http://dx.doi.org/10.1063/1.4919815] In: Journal of Applied Physics, 117 (19) 194101(1-8). ISSN 0021-8979 [Artikel], (2015) 144 | Nonmetallic-Inorganic Materials Publications [24] Acosta, Matias ; Liu, Na ; Deluca, Marco ; Heidt, Sabrina ; Ringl, Ines ; Dietz, Christian ; Stark, Robert W. ; Jo, Wook : Tailoring ergodicity through selective A-site doping in the Bi1/2Na1/2TiO3–Bi1/2K1/2TiO3 system. [Online-Edition: http://dx.doi.org/10.1063/1.4916719] In: Journal of Applied Physics, 117 (13) 134106(1-8). ISSN 0021-8979 [Artikel], (2015) [25] Koruza, Jurij ; Rojac, Tadej ; Malič, Barbara Aliofkhazraei, Mahmood (ed.) : Polar oxide nanopowders prepared by mechanical treatments Handbook of Mechanical Nanostructuring, 2-Volume Set. In: Handbook of Mechanical Nanostructuring. - Handbuch/Nach- schlagewerk -, 2 - Volume Set. Wiley-VCH Verlag GmbH & Co KGaA, Weinheim , pp. 641-661. ISBN 978-3-527-33506-0 [Buchkapitel], (2015) [26] Zhang, Ji ; Pan, Zhao ; Guo, Fei-Fei ; Liu, Wen-Chao ; Ning, Huanpo ; Chen, Y. B. ; Lu, Ming-Hui ; Yang, Bin ; Chen, Jun ; Zhang, Shan-Tao ; Xing, Xianran ; Rödel, Jürgen ; Cao, Wenwu ; Chen, Yan-Feng : Semiconductor/relaxor 0–3 type composites without thermal depolarization in Bi0.5Na0.5TiO3-based lead-free piezoceramics. [Online-Edition: http://dx.doi.org/10.1038/ncomms7615] In: Nature Communications, 6 6615(1-10). ISSN 2041-1723 [Artikel], (2015) [27] Acosta, Matias ; Khakpash, Nasser ; Someya, Takumi ; Novak, Nikola ; Jo, Wook ; Nagata, Hajime ; Rossetti, George A. ; Rödel, Jürgen : Origin of the large piezoelectric activity in (1 − x)Ba(Zr0.2Ti0.8) O3-x(Ba0.7Ca0.3)TiO3 ceramics. [Online-Edition: http://dx.doi.org/10.1103/PhysRevB.91.104108] In: Physical Review B, 91 (10) 104108(1-11). ISSN 1098-0121 [Artikel], (2015) [28] Li, Ming ; Li, Linhao ; Zang, Jiadong ; Sinclair, Derek C. : Donor-doping and reduced leakage current in Nb-doped Na0.5Bi0. 5TiO3. [Online-Edition: http://dx.doi.org/10.1063/1.4914509] In: Applied Physics Letters, 106 (10) 102904(1-5). ISSN 0003-6951 [Artikel], (2015) Nonmetallic-Inorganic Materials | 145 Publications [29] Sanlialp, Mehmet ; Shvartsman, Vladimir V. ; Acosta, Matias ; Dkhil, Brahim ; Lupascu, Doru C. : Strong electrocaloric effect in lead-free 0.65Ba(Zr0.2Ti0.8)O3-0.35 (Ba0.7Ca0.3)TiO3 ceramics obtained by direct measurements. [Online-Edition: http://dx.doi.org/10.1063/1.4907774] In: Applied Physics Letters, 106 (6) 062901. ISSN 0003-6951 [Artikel], (2015) [30] Ayrikyan, Azatuhi ; Rojas, Virginia ; Molina-Luna, Leopoldo ; Acosta, Matias ; Koruza, Jurij ; Webber, Kyle G. : Enhancing Electromechanical Properties of Lead-Free Ferroelectrics With Bilayer Ceramic/Ceramic Composites. [Online-Edition: http://dx.doi.org/10.1109/TUFFC.2014.006673] In: IEEE Transactions on Ultrasonics, Ferroelectrics and Frequency Control, 62 (6) pp. 997-1006. ISSN 0885-3010 [Artikel], (2015) [31] Guo, Hanzheng ; Liu, Xiaoming ; Rödel, Jürgen ; Tan, Xiaoli : Nanofragmentation of Ferroelectric Domains During Polarization Fatigue. [Online-Edition: http://dx.doi.org/10.1002/adfm.201402740] In: Advanced Functional Materials, 25 (2) pp. 270-277. ISSN 1616301X [Artikel], (2015) [32] Zhang, Haibo ; Groh, Claudia ; Zhang, Qi ; Jo, Wook ; Webber, Kyle G. ; Rödel, Jürgen : Large Strain in Relaxor/Ferroelectric Composite Lead-Free Piezoceramics. [Online-Edition: http://dx.doi.org/10.1002/aelm.201500018] In: Advanced Electronic Materials n/a-n/a. ISSN 2199160X [Artikel], (2015) [33] Daniel, L. ; Hall, D. A. ; Koruza, Jurij ; Webber, Kyle G. ; King, A. ; Withers, P. J. : Revisiting the blocking force test on ferroelectric ceramics using high energy x-ray diffraction. [Online-Edition: http://dx.doi.org/10.1063/1.4918928] In: Journal of Applied Physics, 117 (17) 174104(1-24). ISSN 0021-8979 [Artikel], (2015) 146 | Nonmetallic-Inorganic Materials Publications [34] Hinterstein, Manuel ; Schmitt, Ljubomira A. ; Hoelzel, Markus ; Jo, Wook ; Rödel, Jürgen ; Kleebe, Hans-Joachim ; Hoffman, M. : Cyclic electric field response of morphotropic Bi1/2Na1/2TiO3-Ba-TiO3 piezoceramics. [Online-Edition: http://dx.doi.org/10.1063/1.4922145] In: Applied Physics Letters, 106 (22) 222904(1-5). ISSN 0003-6951 [Artikel], (2015) [35] Jung, Markus : Einfluss der Materialeigenschaften auf das elektrische Schaltverhalten von Ag/Sn02-Kontaktwerkstoffen. TU Darmstadt [Dissertation] Note: Darmstadt, Technische Universität, Diss. 2015 [36] Groh, Claudia : Lead-Free Piezoceramics Relaxor/Ferroelectric Composites Based on Bismuth Sodium Titanate. VVB Laufsweiler Verl. , Gießen [Dissertation] Note: Zugl.: Darmstadt, Technische Universität, Diss. [37] Humburg, Heide ; Acosta, Matias ; Jo, Wook ; Webber, Kyle G. ; Rödel, Jürgen : Stress-dependent electromechanical properties of doped (Ba1−xCax) (ZryTi1−y)O3. [Online-Edition: http://dx.doi.org/10.1016/j.jeurceramsoc.2014.10.016] In: Journal of the European Ceramic Society, 35 pp. 1209-1217. ISSN 09552219 [Artikel], (2014) [38] Zhukov, Sergey ; Acosta, Matias ; Genenko, Yuri A. ; von Seggern, Heinz : Polarization dynamics variation across the temperature- and composition-driven phase transitions in the lead-free Ba(Zr0.2Ti0.8) O3−x(Ba0.7Ca0.3)TiO3 ferroelectrics. [Online-Edition: http://dx.doi.org/10.1063/1.4932641] In: Journal of Applied Physics, 118 (13) 134104(1--10). ISSN 0021-8979 [Artikel], (2015) Nonmetallic-Inorganic Materials | 147 Publications [39] Christmann, J. ; Müller, R. ; Webber, Kyle G. ; Isaia, Daniel ; Schader, Florian H. ; Kipfstuhl, S. ; Freitag, J. ; Humbert, A. : Measurement of the fracture toughness of polycrystalline bubbly ice from an Antarctic ice core. In: Earth System Science Data, 7 pp. 87-92. [Artikel], (2015) [40] Deluca, Marco ; Picht, Gunnar ; Hoffmann, Michael J. ; Rechtenbach, Annett ; Töpfer, Jörg ; Schader, Florian H. ; Webber, Kyle G. : Chemical and structural effects on the high-temperature mechanical behavior of (1−x)(Na1/2Bi1/2)TiO3-xBaTiO3 ceramics. [Online-Edition: http://dx.doi.org/10.1063/1.4916784] In: Journal of Applied Physics, 117 ISSN 00218979 [Artikel], (2015) [41] Humburg, Heide ; Acosta, Matias ; Jo, Wook ; Webber, Kyle G. ; Rödel, Jürgen : Stress-dependent electromechanical properties of doped (Ba1−xCax)(ZryTi1−y)O3. [Online-Edition: http://dx.doi.org/10.1016/j.jeurceramsoc.2014.10.016] In: Journal of the European Ceramic Society, 35 pp. 1209-1217. ISSN 09552219 [Artikel], (2014) [42] Ansell, Troy Y. ; Cann, David P. ; Sapper, Eva ; Rödel, Jürgen : Thermal Depolarization in the High-Temperature Ternary Piezoelectric SystemxPbTiO3-yBiScO3-zBi(Ni1/2Ti1/2)O3. [Online-Edition: http://dx.doi.org/10.1111/jace.13268] In: Journal of the American Ceramic Society, 98 (2) pp. 455-463. ISSN 00027820 [Artikel], (2014) 148 | Nonmetallic-Inorganic Materials Physical Metallurgy Staff Members Head Prof. Dr. Karsten Durst Research Asscoiates Dr. Enrico Bruder Dr. K. Johanns Prof. Dr. Clemens Müller Hamad ur Rehman, M.Sc. Technical Personnel Ulrike Kunz Sven Frank Petra Neuhäusel Claudia Wasmund Secretaries Christine Pommerenke PhD Students Laura Ahmels, M.Sc. Richard Braak, M. Sc. Sebastian Bruns, M. Sc. Dipl.-Ing. Thorsten Gröb Fahrhan Javaid, M. Sc. Markus Kuhnt, M. Sc. Dipl.-Ing. Jörn Niehuesbernd Olena Prach, M. Sc. Dipl.-Ing Jan Scheil Dipl.-Ing. Christoph Schmid Bachelor/ Master Students Paul Braun Sebastian Bruns Asmamaw Molla Chekol Thorsten Simon Eisele Florian Falk Chandanraj Gangaraju Tom Christopher Keil Alexnader Kremer Christian Minnert Anok Babu Nagram Tobias Opitz Lukas Schäfer Theresa Schütz Romana Schwing Marius Specht Golo Zimmerann Physical Metallurgy | 149 Physical Metallurgy The Physical Metallurgy research group (PhM) in the department of materials science at TU Darmstadt, headed by Prof. Dr.-Ing. Karsten Durst, works on structure-property relationships of structural metallic materials and thin hard coatings with a focus on mechanical properties from the microscopic to macroscopic length scale. The group utilizes and develops state-of-the-art testing methods for enhanced understanding of the deformation mechanisms of structural materials. Of main interest are mechanical properties of materials under various loading conditions (uniaxial, fatigue, wear or creep), specifically those relating the macroscopic material response to the micromechanical properties at small length scales. New insights in the materials response are achieved through in-situ mechanical testing approaches, where material is mechanically loaded and monitored by microscopic or spectroscopic techniques simultaneously. In 2015, the key investments in the research equipment are finalized and the current research highlight article features the possibilities of our new Tescan Mira 3 XMH field emission gun scanning electron microscope (FEG-SEM) for in-situ thermomechanical testing. In March 2015, PhM hosted a DGM symposium on “Mechanical characterization of materials on a microstructural length scale”. The 1.5 day meeting was quite successful, enabling discussion on current topics in micromechanical testing approaches. Several research projects have been newly funded in 2015, among them two industrial PhD projects. One project is in collaboration with the Robert Bosch GmbH, working on ideal adhesion systems for carbon coating systems. The project in collaboration with the Vacuumschmelze GmbH is related to amorphous metals for soft magnetic application. 150 | Physical Metallurgy Before Christmas in late December 2015, we were quite happy to receive two funding letters from the DFG. Therefor we are still part of the second funding period of the DFG priority program ultrastrong glasses. There we aim in collaboration with the Otto Schott Institute in Jena for ultrastrong borosilicate glasses. Specifically we want to understand the cracking, shear flow and densification behavior of borosilicate glasses under indentation loading both experimentally and by finite element modelling. Secondly we have now a new project which focuses on the nanoimprinting behavior of metals. Within the project we want to study and model the flow nanocrystalline metals micron to nanoscale cavities, aiming at a hierarchical structuring of metallic surfaces. The new projects thereby strengthen our activities in the field of thin films, magnetic materials as well as deformation mechanism in nanocrystalline materials. In summer 2015 PhM attended an interdisciplinary lecture within the framework of the “Quality Pact for Teaching”, a joint program of the federal and the state governments to improve conditions for studying. The lecture was organized by KIVA (Kompetenzentwicklung durch interdisziplinäre Vernetzung von Anfang an; Competence development through interdisciplinary cooperation from the very outset) and brought together students of Architecture, Mathematics, Physics and Material Science. 28 students from first and second year BSc. of Material Science decided to follow this elective course and gave a predominantly very positive assessment on both quality of the tutors and personal learning experience. Group photo of the DGM meeting in March 2015 Physical Metallurgy | 151 New High Resolution SEM for In-Situ Thermomechanical Experiments Introduction The research group Physical Metallurgy recently installed a new Tescan MIRA3-XM series high resolution SEM, co-funded by the Major Research Instrumentation Program of the German Research Foundation (DFG). The SEM and its add-on devices and software packages provide an excellent platform for a vast range of experiments from high resolution imaging to in-situ thermomechanical treatments which are essential for in-depth research on microstructures and deformation mechanisms. The system is equipped with a Schottky Field Emitter providing a lateral resolution down to 1 nm and wide field optics which allow a very large field of view. The SEM features two SE detectors (EverhartThornley and in-lens) as well as three BSE detectors for high resolution, high temperature and low voltage imaging. The Deben Gen5 solid state detector allows the imaging of single dislocations and stacking faults whereas the cooled Tescan YAG detector is used to visualize microstructures of samples with a surface temperature of up to 800°C. Another key aspect is the versatility of the SEM for in-situ mechanical testing. It can be equipped with a nanoindenter for site specific testing of local properties or small samples and with a tension-compression module with heating unit for a variety of mechanical and thermomechanical experiments. In the following, some application examples of the SEM using the different stages and detectors are presented. 152 | Physical Metallurgy Electron channeling contrast imaging (ECCI) The Tescan MIRA3 SEM is equipped with a four quadrant solid state BSE detector which facilitates the swhanneling contrast imaging (ECCI). The intensity of backscattered electron is strongly influenced by the orientation of crystal lattice planes with respect to the incident beam. A slight local misorientation in deformed regions can lead to different electron channeling conditions compared to non-deformed neighboring regions which enables the imaging of defects with enhanced contrast. Fig. 2(a) shows a ball nanoindentation image obtained via ECCI on coarse grained polycrystalline tungsten. Next to the residual impression, there is a significant contrast showing a deformed region with higher dislocation density which is marked by a rectangle. For better visualization, the highlighted region is shown in Fig. 2(b) which illustrates the dislocation structure around the ball nanoindentation. In future, the analysis of the local dislocation structure via ECCI will be used for a wide range of investigations such as dislocations at grain boundaries, crack tips or in highly deformed regions of the materials after indentation testing. This information is important for understanding the evolution of dislocation microstructures, which are essential for the thermomechanical properties of metallic materials. a) Fig. 1: (a) Picture of newly installed high resolution SEM with members from the PhM group. b) View inside the chamber with (b) in-situ tensile table installed and c) (c) Nanoindenter installed. Fig. 2: ECCI images acquired around a ball indentation in Tungsten. The dark contrast in (b) stems from individual dislocations induced by the indentation. Physical Metallurgy | 153 EBSD analysis with high spatial and angular resolution Electron Back Scatter Diffraction (EBSD) is used to analyze the local orientation or misorientation of individual grains based on corresponding electron diffraction patterns. The new SEM is equipped with an EDAX Octane Plus SDD EDX and a DigiView high resolution EBSD system which allows EBSD mappings with up to 200 frames per second on standard samples and 50-100 patterns per second on severely deformed ultrafine grained materials or when combining EDX and EBSD. Grain size analysis For nanocrystalline materials with a grain size below 100 nm, conventional EBSD reaches its resolution limits as the interaction volume of the electron beam in which the diffraction pattern is similar to or even larger than the grain size. However, EBSD can still be utilized to analyze nanocrystalline materials if a different measurement setup is being used. The size of the interaction volume can be reduced significantly when using thin electron transparent samples, such as those used for TEM investigations. The setup for a transmission EBSD measurement is shown in Fig. 3 together with the results on a severely deformed CuZn5 alloy with ultrafine grained microstructure. 154 | Physical Metallurgy While the micrograph appears to consist mostly of grains in the 300 – 500nm range, the grain size distribution clearly shows that the majority of grains are well below 100 nm, which could not be resolved in a standard EBSD setup. The analysis of the grain size distribution is of crucial for understanding the processes in the alloys, which enable the formation of an ultrafine grained microstructure during severe plastic deformation. Moreover, investigations on texture evolution or thermal stability of such alloys also require high resolution EBSD analysis. Determination of dislocation density EBSD can also be used for analyzing elastic and plastic strains inside the material. For these applications, the angular resolution of EBSD can be a limiting factor. The typical indexing approach with an angular resolution of 0.5 to 1° can’t capture elastic strains and only allows a very rough estimate of the so called geometrically necessary dislocations (GNDs) if the dislocation density is sufficiently high. The angular resolution can be improved by about two orders of magnitude when using a different approach for misorientation measurements which is based on a digital image cross correlation of high resolution diffraction patterns. The same approach allows the determination of elastic strains with a resolution in the order of 10 -4. Fig. 3: Setup for transmission-EBSD (a) and grain map (b) with corresponding grain size distribution (c) of a t-EBSD measurement on UFG CuZn5. Fig. 4: High resolution Kernel Average Misorientation map of the plastic zone under a ball nanoindentation in Tungsten. Physical Metallurgy | 155 Hence the visualization of small plastic strain gradients and accurate quantification of GNDs becomes feasible as well the measurement of local residual stresses in a nondestructive way. The potential of the cross correlation approach is demonstrated in Fig. 4 showing the plastic zone under a ball nanoindentation in Tungsten (same indent as in Fig. 2). The high resolution Kernel Average Misorientation (KAM) map illustrates the strain gradients within the plastic zone and evolving subgrain boundaries as dark lines with sharp contrast. The resolved KAM range covers more than two orders of magnitude from an orientation noise floor of approx. 0.01° (0.0002rad) up to 5° (0.1rad) at subgrain boundaries. In-situ mechanical testing Within the SEM chamber, an MTII/Fullam SEMtester universal testing machine (tension, compression, bending) can be installed for in-situ mechanical testing. Exchangeable load cells facilitate experiments in a load range from a few Newton up to 9 kN with crosshead velocities from < 1 µm/s to 80 µm/s. The device also features a heating unit which allows in-situ heat treatments and thermomechanical tests from RT up to >1000°C. Fig. 5 shows an example for an in-situ 3 point bending test in which the deformation behavior of ultrafine grained (UFG) steel is studied. High resolution BSE images show that the imposed bending displacements results in the formation and growth of shear bands while regions in between the shear bands remain strain free. The formation of shear bands or other instabilities like necking in tensile testing or the propagation of cracks are strongly influenced by the material microstructure and loading condition. Here, in-situ high resolution analysis offers the unique possibility to correlate the instability with the local microstructure and deformation state. 156 | Physical Metallurgy In-situ Nanoindentation Finally, the MIRA3 can be equipped with a new stage mounted cradle based in-situ nanoindenter called NanoFlip (Nanomechanics Inc., USA). The electromagnetic actuator of NanoFlip with a maximum force of 50 mN is capable to perform not only quasi-static but also dynamic testing in vacuum with frequencies of up to 500 Hz. The continuous measurement of contact stiffness or continuous dynamics analysis during dynamical testing allows for a detailed investigation of the mechanical behavior of a wide range of materials. Here the option of high speed data acquisition with up to 100 kHz provided by NanoFlip is beneficial for gaining a better understanding of the underlying deformation mechanisms. The high performance of the indenter enables test methods such as strain-rate jump tests used to measure strain rate sensitivity on a very local scale. Fehler! Verweisquelle konnte nicht gefunden werden. illustrates the displacement resolution and high speed data acquisition of the NanoFlip exemplarily shown for strain-rate jump test data measured on single crystal of CaF2. Strain-rate variation leads to a significant change in hardness in single crystalline CaF2 as shown in Fig. (b). These type of measurements can also be performed with the Nanomechanics and Keysight ex-situ nanoindenters which were recently installed in the PhM group. Mounting a sample in an SEM NanoFlip allows to automatically tilt the indenter stage by 90° to align the sample either in line with the SEM for high resolution imaging or the indenter tip for in-situ testing. Fig. 5: Growth of a shear band in UFG steel during 3 point bending test (x markers indicate same positions). Fig. 6: a) Displacement resolution of actuator b) Hardness – Strain rate sensitivity on single crystalline CaF2 Physical Metallurgy | 157 The high resolution imaging and analytic capabilities of the SEM (EBSD and EDX) in combination with high positioning accuracy of the NanoFlip allow site specific testing of small volumes such as individual phases in a complex microstructure. This is exemplarily shown in Fig. 7 for Austempered Ductile Iron (ADI), which consists of several phases with different mechanical properties. Unlike martensite and ferrite metastable austenite shows two characteristic pop-ins which can be attributed to strain induced transformation from austenite to martensite (Fig. 7c). Especially the change in slope after the pop-ins is characteristic for the martensitic transformation. Furthermore, the phase transformation can be substantiated by an EBSD analysis in the plastic zone underneath the indents, showing the formation of martensite lamellae in metastable austenite (Fig. 7b). SEM video files captured during in-situ testing synchronized with the mechanical test data enable time resolved correlation of specific test events like inelastic deformation or fracture of the sample under investigation with the correspondent mechanical data. Fig. X gives an example of analyzing the cracking of a 1.5 µm thick a-C:H:W coating deposited on steel substrate. A pillar with a diameter of about 3.5 µm (Fig. 8a) was prepared by FIB using a JEOL JIB 4600F. Two pop-ins, a small and a large one, were observed in the force displacement curve (Fig. 8b). Both could be correlated to specific failure mechanisms of the coating by means of in-situ observation. The first small pop-in could be attributed to cracking of the coating and the second to catastrophic failure of the pillar probably caused by delamination at the interface. After the test the sample stage was rotated by 90° and the sample was aligned in line with the SEM for high resolution imaging and detailed failure analysis. 158 | Physical Metallurgy The pillar was hit in its center, giving evidence for the high positioning accuracy, and split in three equal parts, which seem to be delaminated at the interface between the coating and the steel substrate (Fig. 9a). For the evaluation of the experimental data Finite Element Analysis (FEA) is needed. A qualitative good agreement between experiment and simulation was observed. Fig. 9b) shows the crack propagation (rough textured surface) before and after first pop-in together with the correspondent force displacement curves extracted from FEA. The force displacement curve of FEA also shows two popins. Here the opportunity to directly watch the experiment synchronized with the mechanical test data is of particular importance for the analysis of the experiment and a fundamental Summary In situ micromechanical testing and high resolution analysis of dislocations and lattice misorientations inside the SEM opens an important field for in-depth analysis of deformation mechanisms. The experimental insight will facilitate the further understanding of material microstructure / mechanical property relationship which will support the development of new materials for different applications, ranging from thin films, nanostructured metals to high temperature materials. The continuous support by the DFG (Deutsche Forschungsgemeinschaft, DAAD (Deutscher Akademischer Austauschdienst) and AIF (Arbeitsgemeinschaft industrielle Forschungsvereinigungen) is greatfully acknowledged. Fig. 7: a) Typical microstructure of Austempered Ductile Iron, b) load displacement curves for different phases in ADI probed with the NanoFlip and c) EBSD phase analysis in the plastic zone of an ident in metastable austenite showing the formation of strain induced martensite (indicated by arrows). Fig. 8: a) Side view of a FIB prepared pillar and b) load displacement curve of in-situ pillar splitting experiment with correspondent SEM images before and just after the first pop-in. Fig. 9: (a) Top view of the pillar directly captured after testing and (b) visualization of crack propagation before and after first pop-in together with the correspondent force displacement curves extracted from FEA. Here a drop in force instead of displacement is visible since the simulations were performed under displacement control. Physical Metallurgy | 159 Research Projects • Damaging mechanism in DLC coating systems. DFG, 2014 - 2016 • Influence of glass topology and medium range order on the deformation mechanism in borosilcate glasses – a multiple length scale approach. DFG (SPP), 2012 - 2015 • Influence of glass topology and medium range order on the deformation mechanism in borosilcate glasses – a multiple length scale approach. DFG (SPP), 2015 - 2018 • Amorphous soft magnetic materials. Industrial funded PhD project. 2015 - 2017 • Ableitung eines idealen Haftschichtsystems für diamantähnliche Kohlen- stoffschichten (DLC) mittels mikrostrukturellen Analysemethoden. Robert Bosch GmbH, 2015- 2017 • Indentation Size Effects: Analysis of underlying mechanism using EBSD and TEM analysis. DAAD, 2012-2016 • Strengthening mechanism in rare earth Li-base Al-alloys. DAAD, 2014-2017 • EU project on residual stress - EU iStress- 604646, 2014-2016 • DFG grant for a Nanoindenter with high temperature and dynamic indentation, 2014-2015 • DFG grant for a scanning electron microscope with EBSD detector and in-situ tensile tester, 2014-2015 • Werkzeugoberflächenoptimierung ADI. AiF/EFB-Projekt 16704, 2015-2016 • Gefüge und mechanische Eigenschaften verzweigter Blechstrukturen. DFG (SFB 666) 2013 – 2017 • Bewertung der nachträglichen Umformbarkeit von Spaltprofilen. DFG (SFB 666), 2013 – 2017 • Graduiertenkolleg. DFG (SFB 666), 2013 – 2017 • Ressourcenschonende Permanentmagnete durch optimierte Nutzung seltener Erden. LOEWE Schwerpunkt RESPONSE, 2014 – 2016 • Einfluss von Mikrostruktur- und Verformungsparametern auf die Ermüdungseigenschaften von hochgradig verformtem Eisen. DFG, 2013 – 2016 160 | Physical Metallurgy Publications [1] M Sebastiani, K E Johanns, E G. Herbert, and G M Pharr. Measurement of Fracture Toughness by Nanoindentation Methods: Recent Advances and Future Challenges, Current Opinion in Solid State and Materials Science (2015). [2] E G Herbert, P Sudharshan Phani, and K E Johanns. Nanoindentation of Viscoelastic Solids: A Critical Assessment of Experimental Methods, Current Opinion in Solid State and Materials Science (2015). [3] K Durst, V Maier. Dynamic nanoindentation testing for studying thermally activated processes from single to nanocrystalline metals: Current Opinion in Solid State and Materials Science 19 (6), 340-353 (2015) [4] A Klausmann, K Morita, KE Johanns, C Fasel, K Durst, G Mera, R Riedel. Synthesis and high-temperature evolution of polysilylcarbodiimide-derived SiCN ceramic coatings: Journal of the European Ceramic Society 35 (14), 3771-3780 (2015) [5] P Malchow, KE Johanns, D Möncke, S Korte-Kerzel, L Wondraczek. Composition and cooling-rate dependence of plastic deformation, densification, and cracking in sodium borosilicate glasses during pyramidal indentation: Journal of Non-Crystalline Solids 419, 97-109 (2015) [6] V Maier, C Schunk, M Göken, K Durst. Microstructure-dependent deformation behaviour of bcc-metals–indentation size effect and strain rate sensitivity: Philosophical Magazine 95 (16-18), 1766-1779 (2015) [7] Z Sun, S Van Petegem, A Cervellino, K Durst, W Blum. Dynamic recovery in nanocrystalline Ni: Acta Materialia 91, 91-100 (2015) [8] H ur Rehman, K Durst, S Neumeier, AB Parsa, A Kostka, G Eggeler. Nanoindentation studies of the mechanical properties of the μ phase in a creep deformed Re containing nickel-based superalloy: Materials Science and Engineering: A 634, 202-208 (2015) [9] W Blum, P Eisenlohr, M Prell, K Durst. Thermally activated flow in soft and hard regions: Getting information on work hardening strain and recovery strain from rate change tests KOVOVE MATERIALY-METALLIC MATERIALS 53 (4), 199-205 (2015) Physical Metallurgy | 161 Publications [10] IC Choi, DH Lee, B Ahn, K Durst, M Kawasaki, TG Langdon, J Jang. Enhancement of strain-rate sensitivity and shear yield strength of a magnesium alloy processed by high-pressure torsion: Scripta Materialia 94, 44-47 (2015) [11] L. Wießner, T. Gröb, E. Bruder, P. Groche, C. Müller. Severe plastic deformation and incremental forming for magnetic hardening: Applied Mechanics and Materials, Vol. 794, 152-159(2015) 162 | Physical Metallurgy Physical Metallurgy | 163 Physics of Surfaces Staff Members Head Prof. Dr. Robert Stark Research Associates Dr. Christian Dietz Dr. Marek Janko Dr. Suman Narayan Administrative Personnel Dipl.-Chem. Sabine Hesse Secretaries Imke Muschel Melanie Schulze-Wenck PhD Students Dipl.-Phys. Agnieszka Voß Dipl.-Min. Maximilian Köhn Xije Jiang, M.Sc. Dipl.-Phys. Svenja Bachmann Dipl.-Phys. Simon Schiwek Na Liu, M.Sc. Assma Siddique, M.Phil. Master Students Pan Hu Bachelor Students Julia Auernhammer Anna Lisa Hawlitschek Kraun Bae 164 | Physics of Surfaces Physics of Surfaces Physical properties of surfaces and interfaces are relevant in nearly all areas of science and engineering. The fundamental interactions between surfaces, the surrounding fluid and small objects in the fluid play an important role, for example in biology, biotechnology, mechanical engineering, or petroleum geology. The common research question can be expressed as “How does the interplay between physical surface properties, surface and interface chemistry, and fluid flow affect the entire system?”. A second focus is on surface analysis of functional materials. With advanced atomic microscope techniques we are aim to get a better understanding between the nanostructure and the macroscopic behavior of functional materials. We follow an interdisciplinary approach focusing on physical, chemical and biological properties of surfaces. The connection between surfaces and fluids is of particular interest because it is essential in many technological systems. Our research portfolio targets at a better understanding of the interplay between surface pattering (morphological and chemical) and modification with the fluid flow. Experimental methods such as microscopy, microfluidics, or spectroscopy are essential tools. Physics of Surfaces | 165 Visualization of Polar Nanoregions in Lead-Free Relaxors via Piezoresponse Force Microscopy in Torsional Dual AC Resonance Tracking Mode Na Liu, Robert Dittmer, Robert W. Stark, and Christian Dietz Polar nanoregions (PNRs) play a key role in the functionality of relaxor ferroelectrics; however, visualizing them in lead-free relaxor ferroelectrics with high lateral resolution is still challenging. Thus, we studied herein the local ferroelectric domain distribution of the lead-free bismuth-based ( 1 - x ) ( B i 1/2N a 1/2T i O 3- B i 1/2K 1/2T i O 3) x(Bi1/2Mg1/2TiO3) piezoceramics which show a relaxor behavior using dual AC resonance tracking (DART) piezoresponse force microscopy (PFM). By utilizing excitation frequencies at either side of the contact resonance peak of the torsional cantilever vibration, an enhanced contrast in the amplitude and phase images of the piezoresponse can be achieved. Additionally, this tracking technique reduces the topographical crosstalk while mapping the local electromechanical properties. The true drive amplitude, drive phase, contact resonant frequency and quality factor can be estimated from DART-PFM data obtained using vertically or torsionally vibrating cantilevers. This procedure yields a three-dimensional quantitative map of the local piezoelectric properties of the relaxor ferroelectric samples. Using this approach, torsional (T) DART allowed for the visualization of fine substructures within the monodomains, suggesting the existence of PNRs in relaxor ferroelectrics. The domain structures of the PNRs were visualized with high precision, and the local electromechanical characteristics of the lead-free relaxor ferroelectrics were quantitatively mapped. Methodology The basic principle of dual ac resonance tracking (DART)2 piezoresponse force microscopy (PFM) is illustrated in Fig. 1a. A dual frequency electrical signal with two sinusoidal waves of frequencies f1 and f 2 close to each other is applied to a conductive cantilever that is brought into contact with the ferroelectric sample surface. The resulting cantilever deflection caused by the electromechanical coupling between the tip and the piezoelectric sample surface is recorded by a photoelectric diode through a laser reflected 166 | Physics of Surfaces on the backside of the cantilever. The generated signal is analyzed by two lock-in amplifiers, providing the amplitudes A1 and A2 and the phase shifts φ1 and φ2 at the two excitation frequencies, respectively. To track the instantaneous contact resonant frequency during scanning, the difference between the two amplitude responses, ΔA = A1 − A2, is taken as an error signal for the feedback loop. The principle of the contact resonance tracking is illustrated in Fig. 1b. The two excitation frequencies, f1 and f 2, are chosen on either side of the tip-sample contact resonant frequency, f 0, with the corresponding initial amplitudes, A1(f1) and A2(f 2), resulting in a constant difference of ΔA = A1(f1) − A2(f 2). When the contact resonance shifts during imaging from f0 (solid line) to a smaller value f 0’ (dashed line) because of a change in the mechanical coupling between the tip and sample surface, the amplitude A1 increases to A1’, whereas the amplitude A2 decreases to A2’. In the case of a positive shift of the contact resonant frequency, the change of the amplitudes is reversed. Tracking of the contact resonance by a feedback loop is realized by maintaining the amplitude difference ΔA at a constant value, through variation of the driving frequencies, f1 and f 2. Thus far, the DART-PFM mode has been reported in the literature for flexural vibrations of the cantilever.2-3 We herein suggest applying this method to torsional vibrations of the cantilever as well. This torsional DART-PFM mode can be used to characterize domains with an in-plane polarization complementary to conventional DART. Detection of polar nanoregions We found distinctive features in the TDART-PFM amplitude signal with sharply defined boundary. This observation becomes highly apparent when focusing on the region displayed for both single frequency (SF-) PFM (Fig. 2a) and TDART-PFM (Fig. 2b). Only the TDART-PFM technique reveals features that are considerably smaller than hundreds of nanometers. Fig. 2c compares the cross-sectional profiles obtained using both Fig. 1 Principle of dual AC resonance tracking piezoresponse force microscopy. (a) Scheme and (b) contact resonant frequency tracking principle. Physics of Surfaces | 167 techniques (SF-PFM - black line; TDART-PFM - red line, for details refer to Ref. 1). The two profiles depict similar tendencies except in the region of the enlarged area highlighted by the gray box. In this region, the profile measured by TDART-PFM shows peaks invisible in the black line obtained by SF-PFM, which corroborates the visual impression of a higher contrast apparent in Fig. 2b. In principle, noise and feedback lagging or ringing might cause very tiny features in the amplitude and phase images that can be misinterpreted as PNRs. To corroborate the detectability of PNRs by TDART, we focused on nanoscale features prevailing in the amplitude images. These features were repeatedly scanned at scan angles parallel and perpendicular to the cantilever axis (see ESI, Fig. S7 of Ref. 1). The shape and structure of the same nanoscale features irrespective of the scan direction and their existence after repeated scans demonstrate that noise or feedback induced artifacts as origin of such features can be excluded. Furthermore, the similar trends of the cross-sectional profiles in Fig. 2c outside the region highlighted in gray indicate that the noise level was similar for both imaging techniques. Analyzing the width of the peaks within the gray area in the profile through the full width at half maximum, we measured a domain size of approximately 50 nm (marked by a blue arrow). We thus interpreted these tiny structures as the signatures of PNRs, which are difficult to visualize with other microscopic techniques. Conclusions In summary, we applied a DART technique to the torsional contact resonance of the cantilever. Piezoresponse imaging in this mode resulted in an enhanced contrast of the piezoresponse amplitude and phase signals as well as a reduced interference with topographical features. For DART, we exerted a superimposed electrical driving field to the piezoelectric domains with two distinctive frequencies close to the contact resonance (one below and one above), allowing for instantaneous tracking of the true contact resonant frequency. Fine domain features in the range of a few tens 168 | Physics of Surfaces of nanometers were observed by TDART, which can be interpreted as the PNRs of the lead-free relaxor ferroelectric. These PNRs are correlated to the macroscopic peculiarities of relaxors, such as the large electric field-induced strain. Hence, TDART can contribute to a better understanding of the complex interplay between the macroscopic functionality and the nanoscopic piezoelectric properties of lead-free relaxors. To acquire the local electromechanical properties of the relaxor ferroelectric in three dimensions, we first measured the piezoresponse of the sample in the x-direction, rotated it by 90 ° to obtain the data in the y-direction and subsequently imaged the out-of-plane component at the same spot on the surface. Simplifying the tip-sample surface contact mechanics with a decoupled, damped simple harmonic oscillator model, we calculated four important tip-sample characteristic parameters, such as the true drive phase and amplitude, the instantaneous contact resonant frequency and the quality factor representative for the damping of the tip-sample system. We suggested a straightforward data representation of the obtained three-dimensional dataset where we combine all values into one single gray-scale image (z-direction) for each parameter by including two arrows with the distinctive color for the x- and y-directions within each domain. The results showed that the electromechanical sample properties differ remarkably between the spatial directions. The three-dimensional DART-PFM enabled the visualization of the spatial orientation of PNRs in the relaxor ferroelectric. References (1) Liu, N.; Dittmer, R.; Stark, R. W.; Dietz, C., Nanoscale 2015, 7, 11787-96. (2) Gannepalli, A.; Yablon, D. G.; Tsou, A. H.; Proksch, R., Nanotechnology 2011, 22, 355705. (3) Rodriguez, B. J.; Callahan, C.; Kalinin, S. V.; Proksch, R., Nanotechnology 2007, 18, 475504. Fig. 2 Visualization of polar nanoregions. Ampliutde images for SF- (a) and TDART-PFM (b). (c) Respective cross-sectional profiles for SF-(black line) and TDART-PFM (red line). Physics of Surfaces | 169 Research Projects • Wetting of DLC Coatings (Industry 2012 – 2015) • Wafer cleaning (Industry 2012 -2016) • UV-crosslinked collagen (DFG 2015-2017) 170 | Physics of Surfaces Publications [1] S. Vowinkel, C. G. Schäfer, G. Cherkashinin, C. Fasel, F. Roth,N. Liu, C. Dietz, E. Ionescu, and M. Gallei, 3D-Ordered Carbon Materials by Melt-Shear Organization for Tailor-Made Hybrid Core-Shell Polymer Particle Architectures. J. Mater. Chem. C 2015. DOI: 10.1039/ C5TC03483C [2] Voss, A.; Dietz, C.; Stocker, A.; Stark, R., Quantitative measurement of the mechanical properties of human antibodies with sub-10-nm resolution in a liquid environment. Nano Research 2015, 8, 1987-1996. [3] Schiwek, S.; Heim, L.-O.; Stark, R. W.; Dietz, C., Manipulation of polystyrene nanoparticles on a silicon wafer in the peak force tapping mode in water: pH-dependent friction and adhesion force. J. Appl. Phys. 2015, 117, 104303. [4] Muench, F.; Juretzka, B.; Narayan, S.; Radetinac, A.; Flege, S.; Schaefer, S.; Stark, R. W.; Ensinger, W., Nano- and microstructured silver films synthesised by halide-assisted electroless plating. New J Chem 2015, 39, 6803-6812. [5] Liu, N.; Dittmer, R.; Stark, R. W.; Dietz, C., Visualization of polar nanoregions in lead-free relaxors via piezoresponse force microscopy in torsional dual AC resonance tracking mode. Nanoscale 2015, 7, 11787-11796. [6] Janko, M.; Jocher, M.; Boehm, A.; Babel, L.; Bump, S.; Biesalski, M.; Meckel, T.; Stark, R. W., Cross-Linking Cellulosic Fibers with Photoreactive Polymers: Visualization with Confocal Raman and Fluorescence Microscopy. Biomacromolecules 2015, 16, 2179-2187. [7] Dietz, C.; Schulze, M.; Voss, A.; Riesch, C.; Stark, R. W., Bimodal frequency-modulated atomic force microscopy with small cantilevers. Nanoscale 2015, 7, 1849-1856. [8] Acosta, M.; Liu, N.; Deluca, M.; Heidt, S.; Ringl, I.; Dietz, C.; Stark, R. W.; Jo, W., Tailoring ergodicity through selective A-site doping in the Bi1/2Na1/2TiO3–Bi1/2K1/2TiO3 system. J. Appl. Phys. 2015, 117, 134106. [9] P. Hoffmann, M. Kosinova, S. Flege, J. Brötz, V. Trunova, C. Dietz, W. Ensinger, Chemical and physical properties in layers and interfaces of nanolayered Si(100)/Ni/BCxNy stacks. X-Ray Spectrometry 2015, 44, 48. [10] C. G. Schäfer, T. Winter, S. Heidt, C. Dietz, T. Ding, J. J. Baumberg, and M. Gallei, Smart polymer inverse-opal photonic crystal films by melt-shear organization for hybrid core-shell architectures. J. Mater. Chem. C 2015, 3, 2204. Physics of Surfaces | 171 Structure Research Staff Members Head Prof. Dr. Wolfgang Donner Prof. Dr. Dr. h.c. Hartmut Fueß Research Associates Dr. Joachim Brötz Dr. Ljubomira Schmitt Dr. Marton Major Dr. Azzain Amin Technical Personnel Dipl-Ing. Heinz Mohren Ingrid Svoboda Jean-Christophe Jaud Sabine Foro Secretaries Maria Bense PhD Students Marwa Ben El Bahri, M. Sc. Dipl.-Ing. Florian Pforr Marco Léal, M. Sc. Tom Faske, M. Sc. Master/Diploma Students Ahmad Ibrahim Guest Scientists Prof. Dr. Ismael Saadoune Université Cadi Ayyad, Maroc Prof. Dr. Anouar Njeh University of Sax, Tunesia 172 | Structure Research Structure Research We setup a commercial Molecular Beam Epitaxy (MBE) system and tested it on the system Bi / Si(001). The MBE system (Riber EVA 32 R&D) is capable of evaporating three metallic sources at a time and uses a mass spectrometer for deposition control. Thin metallic samples can be grown in Ultra High vacuum and transfered, without braking the vacuum, into a small x-ray baby chamber. We refurbished an image plate detector with onsite readout (OBI) and set up a Debye-Scherrer diffractometer. The diffractometer will be finally used together with a 6 Tesla magnet to perform x-ray diffraction experiments in a magnetic field. Structure Research | 173 Use of a Laboratory Diffractometer to Perform Anomalous Scattering Experiments on Epitaxial Films Vikas Shabadi, Marton Major, and Wolfgang Donner Alloy ordering in complex materials is always hard to detect, since different ordering schemes could lead to the same superlattice reflections. One way to distinguish between different atom types involved in the ordering is the use of anomalous scattering. Here the energy-dependence of the atomic scattering factors is used to label certain atoms in a scattering experiment. In most cases synchrotron radiation is used to tune the scattering factor, since the continuous spectrum from a bending magnet can be filtered by a Si double monochromator. In a laboratory source, the continuous bremsstrahlung is too weak to be used for monochromatization. However, the characteristic radiation can also be used in some cases to tune the scattering factors for maximum contrast. In a recent experiment, we looked at the B-site ordering in a double-perovskite epitaxial film. In Bi2FeCrO6, the Fe and Cr ions might be able to arrange themselves in a long-range B-site ordering scheme, thereby modifying the magnetic behavior of this potential multiferroic. The ordering of Fe and Cr ions would lead to superstructure reflections whose intensities would be proportional to the square of the difference of the respective form factors for iron and chromium. Figure 1 (left) shows the real and imaginary parts of the form factors for iron and chromium in a range of energies that is accessible with laboratory sources. 174 | Structure Research The contrast between iron and chromium scatterers in a diffraction experiment can be calculated from this form factors and is shown in fig.1 (left, b). The largest obtainable contrast can be obtained using an x-ray energy just below and above 7000 eV. These happen to be the emission energies of cobalt K_α and cobalt K_β radiation. Therefore we set up an experiment on a fourcircle diffractometer using a HOPG monochromator that was tuned to cobalt K_α and cobalt K_β respectively. Figure 1 (right) shows the results of two scans along the [111]-direction of a 25 nm thin BFCO film epitaxially grown on strontium titanate. In the case of an ordering scheme involving iron and chromium ions, we would expect a factor of seven difference in the relative intensities of the superlattice reflections (see fig.1 (left,b) ). In contrast, the relative intensities were approximately the same for the two extreme energies. This is the proof that the origin of the observed (111) superlattice reflection can not be the ordering of iron and chromium. Instead, we propose a superstructure of oxygen octahedra tilts and/or bismuth ion displacements. The above experiment showed the capability of laboratory x-ray sources, which can be used (albeit in rare cases) to perform experiments that were thought to be possible on at Synchrotron radiation facilities. Fig. 1: (a) The real and imaginary parts of the atomic form factors of iron and chromium atoms plotted against energy of radiation. (b) The calculated value of the contrast plotted as a function of the radiation energy. Figure 2: θ – 2θ measurements of the BFCO film grown on STO (001) substrate measured along the perovskite [111] direction at two wavelengths – Co Kα and Co Kβ. Structure Research | 175 Research Projects • Magnetostriction measurements using x-ray diffraction (LOEWE-RESPONSE, 2014-2016) • Development of electrode materials for high capacitance devices (IDS-FunMat, 2013-2015) • Phase transitions in thin potassium sodium niobate films (IDS-FunMat, 2012-2015) • Influence of biaxial strain and texture on the elastic properties of Barium Strontium Titanate thin films (AvH Lab Partnership, 2013-2015) Publications [1]Acosta, M.; Schmitt, L. A.; Molina-Luna, L.; Scherrer, M. C.; Brilz, M.; Webber, K. G.; Deluca, M.; Kleebe, H.J.; Roedel, J.; Donner, W.; Core-Shell Lead-Free Piezoelectric Ceramics: Current Status and Advanced Characterization of the Bi1/2Na1/2TiO3-SrTiO3 System Journal of the American Ceramic Society, 98 (11) (2015) 3405-3422 DOI: 10.1111/jace.13853 [2] Cechova, D.; Svoboda, I.; Jomova, K.; Ruzickova, Z.; Valko, M.; Moncol, J.; Synthesis, crystal structures and properties of coordination polymers from copper(II) adipate Transition Metal Chemistry, 40 (8) (2015) 857-868 DOI: 10.1007/s11243-015-9982-6 [3] Zakhozheva, M.; Schmitt, L. A.; Acosta, M.; Guo, H.; Jo, W.; Schierholz, R.; Kleebe, H. J.; Tan, X.; Wide Compositional Range In Situ Electric Field Investigations on Lead-Free Ba(Zr0.2Ti0.8)O-3-x(Ba0.7Ca0.3)TiO3 Piezoceramic Physical Review Applied, 3 (6) (2015) DOI: 10.1103/PhysRevApplied.3.064018 [4] Yilmaz, N.; Oz, S.; Atakol, A.; Svoboda, I.;, Aydiner, B.; Akay, M. A.; Atakol, O.; An experimental and theoretical study toward the synthesis, structure and thermal decomposition of some nanolayered Journal of Thermal Analysis and Calorimetry, 119 (3) (2015) 2321- 2328 DOI: 10.1007/s10973-014-4243-z 176 | Structure Research Publications [5]Yavuz, M.; Knapp, M.; Indris, S.; Hinterstein, M.; Donner, W.; Ehrenberg, H.; X-ray total scattering investigation of Al0.57Sn0.43O1.71 nanoparticles Journal of Applied Crystallography, 48 (2015) 1699-1705 DOI: 10.1107/s1600576715017203 [6] Uhrecky, R.; Svoboda, I.; Ruzickova, Z.; Koman, M.; Dlhan, L.; Pavlik, J.; Moncol, J.; Boca, R.; Synthesis, structure and magnetism of manganese and iron dipicolinates with N,N '-donor ligands Inorganica Chimica Acta, 425 (2015) 134-144 DOI: 10.1016/j.ica.2014.10.006 [7] Schmitt, L. A.; Kungl, H.;, Hinterstein, M.;, Riekehr, L.; Kleebe, H. J.; Hoffmann, M. J.; Eichel, R. A.; Fuess, H.; The Impact of Heat Treatment on the Domain Configuration and Strain Behavior in Pb Zr,Ti O-3 Ferroelectrics Journal of the American Ceramic Society, 98 (1) (2015) 269-277 DOI: 10.1111/jace.13253 [8] Salem, N. M. H.; Rashad, A. R.; El Sayed, L.; Foro, S.; Haase, W.; Iskander, M. F.; Synthesis, characterization, molecular structure and supra molecular architectures of some copper(II) complexes derived from salicylaldehyde semicarbazone Inorganica Chimica Acta, 432 (2015) 231-242 DOI: 10.1016/j.ica.2015.04.019 [9] Rammeh, N.; Fuess, H.; Structural and Magnetic Investigation of the Double-Perovskite Ba2Co1-xFexReO6 (0 <= x <= 0.5) Journal of Superconductivity and Novel Magnetism, 28 (7) (2015) 2209-2213 DOI: 10.1007/s10948-015-3020-y [10] Nowotny, M.; Foro, S.; Heinschke, S.; Hoffmann, R. C.; Schneider, J. J.; 1,2-Dithiooxalato-Bridged Heterobimetallic Complexes as Single-Source Precursors for Ternary Metal Sulfide Semiconductors European Journal of Inorganic Chemistry, 3 (2015) 512-519 DOI: 10.1002/ejic.201402990 [11] Nemec, I.; Herchel, R.;, Svoboda, I.; Boca, R.; Travnicek, Z.; Large and negative magnetic anisotropy in Dithiooxalato mononuclear Ni(II) Schiff base complexes Dalton Transactions, 44 (20) (2015) 9551-9560 DOI: 10.1039/c5dt00600g Structure Research | 177 Publications [12]Neetzel, C.; Muench, F.; Matsutani, T.; Jaud, J. C.; Broetz, J.; Ohgai, T.; Ensinger, W.; Facile wet-chemical synthesis of differently shaped cuprous oxide particles and a thin film: Effect of catalyst morphology on the glucose sensing performance Sensors and Actuators B-Chemical, 214 (2015) 189-196 DOI: 10.1016/j.snb.2015.03.011 [13] Mohamadi, M.; Ebrahimipour, S. Y.; Torkzadeh-Mahani, M.; Foro, S.; Akbari, A.; A mononuclear diketone-based oxido-vanadium(IV) complex: structure, DNA and BSA binding, molecular docking and anti cancer activities against MCF-7, HPG-2, and HT-29 cell lines Rsc Advances, 122 (5) (2015) 101063-101075 DOI: 10.1039/c5ra13715b [14] Matelkova, K.; Boca, R.; Dlhan, L.; Herchel, R.; Moncol, J.; Svoboda, I.; Maslejova, A.; Dinuclear and polymeric (mu-formato)nickel(II) complexes: Synthesis, structure, spectral and magnetic properties Polyhedron, 95 (2015) 45-53 [15] Li, Q. R.; Major, M., Yazdi, M. B.; Donner, W.; Dao, V. H.; Mercey, B.; Lueders, U.; Dimensional crossover in ultrathin buried conducting SrVO3 layers Physical Review B, 91 (3) (2015) DOI: 10.1103/PhysRevB.91.035420 [16] Kuz’min, M. D.; Skokov, K. P.; Radulov, I.; Schwoebel, C. A.; Foro, S.; Donner, W.; Werwinski, M.; Rusz, J.; Delczeg-Czirjak, E.; Gutfleisch, O.; Magnetic anisotropy of La2Co7 Journal of Applied Physics, 118 (5) (2015) DOI: 10.1063/1.4927849 [17]Kamel, M.; Mseddi, S.; Njeh, A.; Donner, W.; Ben Ghozlen, M. H.; Acoustoelastic effect of textured (Ba,Sr)TiO3 thin films under an initial mechanical stress Journal of Applied Physics, 118 (22) (2015) DOI: 10.1063/1.49367841 [18] Hinterstein, M.; Schmitt, L. A.; Hoelzel, M.; Jo, W.; Roedel, J.; Kleebe, H. J.; Hoffman, M.; Cyclic electric field response of morphotropic Bi1/2Na1/2TiO3 BaTiO3 piezoceramics Applied Physics Letters, 106 (22) (2015) DOI: 10.1063/1.4922145 178 | Structure Research Publications [19] Ebrahimipour, S. Y.; Sheikhshoaie, I.; Castro, J; Haase, W.; Mohamadi, M.; Foro, S.; Sheikhshoaie, M.; Esmaeili-Mahani, S.; A novel cationic copper(II) Schiff base complex: Synthesis, characterization, crystal structure, electrochemical evaluation, anti-cancer activity, and preparation of its metal oxide nanoparticles Inorganica Chimica Acta, 430 (2015) 245-252 DOI: 10.1016/j.ica.2015.03.0 [20] Self-Supporting Metal Nanotube Networks Obtained by Highly Conformal Electroless Plating Muench, Falk, De Carolis, Dario M.,Felix, Eva-Maria, Broetz, Joachim Kunz, Ulrike, Kleebe, Hans-Joachim, Ayata, Sevda, Trautmann, Christina, Ensinger, Wolfgang ChemPlusChem 80, 1448-1456 (2015) DOI: 10.1002/cplu.201500073 [21] Double-Walled Ag-Pt Nanotubes Fabricated by Galvanic Replacement and Dealloying: Effect of Composition on the Methanol Oxidation Activity Schaefer, Sandra, Muench, Falk, Mankel, Eric, Fuchs, Anne, Broetz, Joachim, Kunz, Ulrike, Ensinger, Wolfgang Nano 10, 1550085 (2015) DOI: 10.1142/S179329201550085X [22] Lightweight aggregates produced from sand sludge and zeolitic rocks Volland, S., Broetz, J. Construction and Building Materials 85, 22 (2015) DOI: 10.1016/j.conbuildmat.2015.03.018 [23] Deep and Shallow TiO2 Gap States on Cleaved Anatase Single Crystal (101) Surfaces, Nanocrystalline Anatase Films, and ALD Titania Ante and Post Annealing Reckers, Philip, Dimamay, Mariel, Klett, Joachim, Trost, Sara, Zilberberg, Kirill, Riedl, Thomas, Parkinson, Bruce A., Broetz, Joachim, Jaegermann, Wolfram, Mayer, Thomas Journal of Physical Chemistry C 119, 9890 (2015) DOI: 10.1021/acs.jpcc.5b01264 [24] Chemical and physical properties in layers and interfaces of nanolayered Si(100)/Ni/BCxNy stacks Hoffmann, P., Kosinova, M., Flege, S., Broetz, J., Trunova, V., Dietz, C. Ensinger, W. X-Ray Spectrometry 44, 48 (2015) DOI: 10.1002/xrs.2578 Structure Research | 179 Surface Science Staff Members Head Prof.Dr. Wolfram Jaegermann Research Associates Dr. Gennady Cherkashinin Dr. Lucangelo Dimesso Dr. Mathias Fingerle Dr. René Hausbrand Dr. Bernhard Kaiser, PD Apl. Prof. Dr. Andreas Klein Dr. Eric Mankel Dr. Thomas Mayer Dr. Florent Yang Secretaries Leslie Frotscher Marga Lang Technical Personnel Martin Berstorfer Dipl.-Ing. Erich Golusda Kerstin Lakus-Wollny PhD Students Mercedes Carillo-Solano, M.SC Mariel Grace Dimamay, M. Sc. Ralph Dachauer, M. Sc. Getnet Deyu, M. Sc. Jennifer Doerfer, M. Sc. Conrad R. Guhl, M. Sc. Andreas Hajduk, M. Sc. Yannick Hermans, M. Sc. Stephan Hillmann, M. Sc. Andreas Hubmann, M. Sc. 180 | Surface Science Shun Kashiwaya, M.Eng. Dipl.-Ing. Maybritt Kühn Christian Lohaus, M. Sc. Dipl.-Ing. Jan Morasch Dipl.-Ing. Markus Motzko Dipl.-Ing. Ruben Precht Dipl.-Ing. Philip Reckers Jona Schuch, M. Sc. Dipl.-Ing. Natalia Schulz Thomas Späth, M. Sc. Shasha Tao, M.Sc. Dipl.-Phys. Sven Tengeler Dipl.-Ing. Johannes Türck Hans Wardenga, M. Sc. Natascha Weidler, M. Sc. Carolin Wittich, M. Sc. Michael Wußler, M. Sc. Dipl.-Ing. Jürgen Ziegler Master Students Robert Bianchi Roman Buchheit Thomas Cossuet Ruth Giesecke Christian Hoyer Karoline Hoyer Claudiu Mortan Stephan Wagner Halyna Volkova Guest Scientists Dr. Mikhail Lebedev Prof. Bruce Parkinson Prof. Tongqing Yang Daniel Long Surface Science The surface science division of the institute of materials science uses advanced surface science techniques to investigate surfaces and interfaces of materials and materials combinations of technological use. For this purpose integrated UHV-systems have been built up which combine different surface analytical tools (photoemission, inverse photoemission, electron diffraction, ion scattering, electron loss spectroscopy, scanning probe techniques) with the preparation of thin films (thermal evaporation, close-spaced sublimation, magnetron sputtering, MOCVD) and interfaces. The main research interest is directed to devices using polycrystalline compound semiconductors and interfaces between dissimilar materials. The perspectives of energy conversion (e.g. solar cells) or storage (intercalation batteries) devices are of special interest. In addition, the fundamental processes involved in chemical and electrochemical device engineering and oxide thin films for electronic applications are investigated. The main research areas are: Electrochemical Interfaces The aim of this research activity is the better understanding of electrochemical interfaces and their application for energy conversion. In addition, empirically derived (electro-) chemical processing steps for the controlled modification and structuring of materials is investigated and further optimized. In the center of our interest are semiconductor/electrolyte contacts. Solar fuels The direct solar light induced water splitting is investigated using photoelectrochemical (electrode/electrolyte) or photocatalytic (particle) arrangements. New materials, design structures, as well as interface engineering approached with advanced catalysts are investigated. The catalysts are also tested for their application in water electrolysis Intercalation Batteries The aim of this research activity is the better understanding of electronic properties of Li-intercalation batteries and of their degradation phenomena. Typically all solid state batteries are prepared and investigated using sputtering and CVD techniques for cathodes and solid electro- lytes. In addition, the solid-electrolyte interface and synthetic surface layers are investigated as well as composite systems for increasing the capacity. Thin film solar cells The aim of this research activity is the testing and development of novel materials and materials combinations for photovoltaic applications. In addition, the interfaces in microcrystalline thin film solar cells are to be characterized on a microscopic level to understand and to further improve the empirically based optimisation of solar cells. Organic-inorganic interfaces and composites In this research area we are aiming at the development of composites marterials for (opto-) electronic applications. The decisive factors, which govern the electronic properties of interfaces between organic and inorganic materials are studied. Semiconducting Oxides The aim of this research area is to understand electronic surface and interfaces properties of oxides. We are mainly interested in transparent conducting oxide electrodes for solar cells and organic LEDs but also in dielectric and ferroelectric perovskites. Surface analysis The UHV-surface science equipment and techniques using different and versatile integrated preparation chambers is used for cooperative service investigations. For the experiments we use integrated UHV-preparation and analysis-systems (UPS, (M)XPS, LEISS, LEED), spectromicroscopy (PEEM) coupled with UHV-STM/AFM. We further apply synchrotron radiation (SXPS, spectromicroscopy), scanning probe methods (STM, AFM), and electrochemical measuring techniques. UHV-preparation chambers dedicated for MBE, CVD, PVD and (electro)chemical treatment are available. The members of the group are involved in basic courses of the department’s curriculum and offer special courses on the physics, chemistry and engineering of semiconductor devices and solar cells, on surface and interface science, and on thin film and surface technology and electrochemistry. Surface Science | 181 Interfaces in Thin Film Lio-Ion Batteries René Hausbrand, André Schwöbel, Wolfram Jaegermann All-solid Li-ion battery cells are currently under investigation as batteries of the next generation, promising high safety and high energy density. All-solid cells feature a solid electrolyte, endowing them with their favorable properties, but also resulting in the need for new processes and advanced interface engineering. Thin film batteries are all-solid Li-ion batteries with applications in microelectronics, and also well suited for investigations of fundamental phenomena at ionic solid-solid interfaces. Thin film cells are commonly manufactured by vacuum-based thin film deposition technology using a glassy solid electrolyte such as LiPON. In the surface science department, we prepare electrolyte thin films, electrode/electrolyte layer stacks and model thin film cells in order to investigate manufacture processes as well as interface properties. Thin film cells manufactured in the group (Fig. 1) demonstrate typical properties (see Fig. 2), with relevant interface resistances (ca. 100 Ω.cm2, [1]) as evidenced in fig. 2 by the voltage drop at the beginning of the discharge cycle. Current research topics regarding ionic solid-solid interfaces, such as Li-ion electrode-electrolyte interfaces, are reaction layer formation, interfacial electrostatic potential drops, and space charge layer (SCL) formation [2, 3]. Especially reaction layers and space charge layers are potentially detrimental for the interface properties, i.e. are a possible cause of high interface resistances. In the surface science group we use photoelectron spectroscopy (XPS) and interface experiments to investigate these issues [4, 5]. In order to study the interfaces in typical thin film cells, and to explore the properties of LiPON solid electrolyte, we performed interface experiments on LiCoO2-LiPON and LiPON-lithium interfaces. A major outcome of such experiments is the alignment of electronic energy levels and the detection of possible band bending. Figure 3 shows the electronic band diagram of a thin film cell established on basis of such experiments [6-8], to our knowledge the first experimentally determined diagram of this kind. 182 | Surface Science The band diagram demonstrates that band bending (i.e. space charge layer formation) can occur in LiCoO2 and likely also in LiPON. The results indicate that at both interfaces, Li-ions are injected into the solid electrolyte, or are adsorbed at the interface, respectively. Next to the reaction layer between LiPON and lithium [8], these space charge layers are believed to contribute to the interface resistance of the thin film cell. The band diagram also demonstrates that typical electrostatic potential drops at such interfaces are only several tenths of an electron volt, and are likely rather independent on electrode potential. Such information is highly relevant for the design of low resistance solid-solid ionic interfaces. References [1] Bates, J.B., et al., Thin-film lithium and lithium-ion batteries. Solid State Ionics, 2000. 135: p. 33-45. [2] Maier, J., Physical Chemistry of Ionic Materials. 2004, Chichester: John Wiley and Sons, Ltd. [3]Takada, K., Progress and prospective of solid-state lithium batteries. Acta Materialia, 2013. 61(3): p. 759-770. [4] Hausbrand, R., et al., Fundamental degradation mechanisms of layered oxide Li-ion battery cathode materials: Methodology, insights and novel approaches. Materials Science and Engineering B-Advanced Functional Solid-State Materials, 2015. 192: p. 3-25. [5] Hausbrand, R., D. Becker, and W. Jaegermann, A surface science approach to cathode/ electrolyte interfaces in Li-ion batteries: Contact properties, charge transfer and reactions. Progress in Solid State Chemistry, 2014. 42(4): p. 175-183. [6] Schwöbel, A., W. Jaegermann, and R. Hausbrand, Interfacial energy level alignment and energy level diagrams for all-solid Li-ion cells: Impact of Li-ion transfer and double layer formation. Solid State Ionics, http://dx.doi.org/10.1016/j. ssi.2015.12.029. [7] Hausbrand, R., et al., Surface and Interface Analysis of LiCoO2 and LiPON Thin Films by Photoemission: Implications for Li-Ion Batteries. Zeitschrift Fur Physikalische Chemie-International Journal of Research in Physical Chemistry & Chemical Physics, 2015. 229(9): p. 1387-1414. [8] Schwobel, A., R. Hausbrand, and W. Jaegermann, Interface reactions between LiPON and lithium studied by in-situ X-ray photoemission. Solid State Ionics, 2015. 273: p. 51-54. Figure 1: Thin film battery cells Figure 2: Charge-discharge curve of thin film cell Figure 3: Band diagram of thin film cell. Between LiPON and lithium, a reaction layer is formed. Surface Science | 183 Perovskite Solar Cells Ralph Dachauer, Michael Wussler, Claudiu Mortan, Thomas Mayer, Wolfram Jaegermann Perovskite solar cells are a new type of solar cells that are based on Methylammonium-Lead-Iodide (MAPI, CH3NH3PbI3) thin film absorber layers. These cells promise to be efficient, cheap in production cost, and usage of abundant materials. Thus far though, they exist only at the laboratory scale. Following the activities of CdTe-solar cells, the integrated vacuum system DAISY-SOL was modified to build this new type of solar cell in a vacuum based process. The redesign of some deposition chambers and refinement of the attached XPS system were the initial steps in the implementation of this powerful tool to build cell structures and analyze interface properties, without contact of the samples to laboratory air. Primary analysis of the new material included the in house implementation and optimization of the standard solution-based deposition process. Reference cells with efficiencies exceeding 13 % are produced routinely. For the vacuum based cells, physical vapor deposition (PVD) of the perovskite-absorber MAPI was studied. Because this material consists of a volatile organic MAI (CH3NH3I ) and a more thermally stable inorganic compound (PbI2), it is necessary to use two separate evaporation sources. The result is a simultaneous deposition of the vapor and chemical reaction on the substrate. This chemical reaction requires energy provided by increased temperatures; however, at slightly to high temperatures, degradation to PbI2 occurs by loss of MAI. In order to increase this temperature window using through increasing vapor pressure, closed space sublimation (CSS) was applied successfully as shown using x-ray diffraction XRD. Additional annealing processes under inert atmosphere have been shown to further improve film quality and cell efficiency. The specific parameters of the deposition and annealing processes have strong influence on the morphology of the films, which were studied using SEM. Using the new CSS processes, devices with efficiencies up to 5 % are produced currently. So far, the most common and successful electron extraction contact for perovskite absorbers is TiO2. 184 | Surface Science The quality of this layer is most important as it contributes to the charge separation and blocks leakage current in the device. A new pyrolysis apparatus was set up to provide high quality layers with full coverage, high transparency and optimal film thickness. The quality of this film dominates most other effects, especially in the thin film design of PVD-CSS fabricated cells. The standard and most successful perovskite solar cells are currently built with CH3NH3PbI3 (MAPI), but there remain major long-term stability issues that must be overcome before commercialization is possible. Therefore, a long-term test bench with adjustable humidity, temperature and atmosphere was constructed, where the cells are maintained under simulated working conditions. With this device, we will be able to study and optimize the lifetime of these solar cells. Also alternative perovskites materials are synthesized in the group and their optoelectronic potential is studied. The primary aims of this work include replacement of the toxic lead by other elements, improving chemical and temperature stability and identifying materials with appropriate band gaps for tandem solar cell application. Methylammonium was replaced by the alkali atoms series and different organic complexes have been used. Some of these perovskites exceeded 0.5% efficiency in these first rounds of tests and the materials will be further optimized. The most promising candidate for lead-free perovskite cells is CH3NH3SnI3 (MASI). Following deposition of SnI2 via PVD, the material is transformed with CH3NH3I into MASI via a CSS process. Preliminary results demonstrate efficiencies up to 1.7 % for the device performance and remarkably high quantum efficiencies at low wavelength for these devices prepared under vacuum. Two advanced research labs, one Bachelor thesis and two Master theses were successfully completed in the group. Currently, one Bachelor student, three master students, three PhD students, one postdoc and one technician are engaged in the projects. Surface Science | 185 Research Projects • All Oxide PV (EU 2012 – 2015) • Photoelectrochemical water splitting using adapted silicon based semiconductor tandem structures (DFG 2012 – 2015) • Coordination SPP 1613 Solar H2 (DFG 2012 – 2015) • Hess. Graduierte Programm für wissenschaflich-technologische Grundlagen der Elektromobilität – HGP-E (HMWK 2013 – 2016) • Joint project „PeroSol“:vacuum based thin film solar cells with novel organometal halide perovskite absorber (BMBF 2014 – 2017) • Interface engineering for the chemical and electronic passivation of group III–phosphide semiconductors to be used in highly efficient photoelectrochemical tandem cells for water splitting” (DFG 2014 – 2017) • IDS-FunMat (EU 2014 – 2017) • Surface modification by nanodipoles of transparent oxide electrodes for organic semiconductor devices (FONDOLT) (BMBF/ VDI 2015 – 2018) • Correlation between surface potentials and surface oxygen exchange coefficents of CeO2 (DFG 2015 – 2018) • Interface Phenomena in Ion Conducting Systems: Studies with a Surface Science Approach (DFG 2015 – 2018) 186 | Surface Science Research Projects • Conditioning of all solid state Lithium Ion Batteries with LiMP=4 (M=Co, Ni) thin film cathodes (DFG 2015 – 2018) • EJD FunMat (EU 2015 – 2019) • Design principles of organic electronics: Bulk and interface heterogeneities - Systematic chemical and electronic investigations of surfaces and interfaces via photoemission spectroscopy (INTERPHASE) (BMBF/ VDI 2015 – 2018) • Cathode materials for sodium ion batteries: electronic structure, potential and degradation (DFG – 2015 - 2018) • Mangan: Integration of novel manganese oxide catalysts with light absorbing semiconductor structures (BMBF 2015 – 2019) • Interface engineering for the chemical and electronical passivation of group 3 phosphide semiconductors for the application in highly efficient photoelectrochemical tandem cells for water splitting“ (DFG 2015 – 2018) • Photoelectrochemical water splitting using adapted silicon based semiconductor multi-junction cell structures (DFG 2015 – 2018) • SusHy – Edelmetallfreie Katalysatoren für die Wasserstoffproduktion aus erneuerbaren Energiequellen – Sustainable Hydrogen (Industrieprojekt EVONIK 2013-2016) Surface Science | 187 Publications [1] Tselev, A. Klein, J. Gassmann, S. Jesse, Q. Li, S.V. Kalinin, and N. Balke Quantitative Nanometer-Scale Mapping of Dielectric Tunability Advanced Materials Interfaces 2, 1500088 (2015); doi: 10.1002/ admi.201500088 [2] P.P. Aurino, A. Kalabukhov, N. Tuzla, E. Olsson, A. Klein, P. Erhart, Y.A. Boikov, I.T. Serenkov, V.I. Sakharov, T. Claeson, and D. Winkler Reversible metal-insulator transition of Ar-irradiated LaAlO3/SrTiO3 interfaces Phys. Rev. B 92, 155130 (2015); doi: 10.1103/PhysRevB.92.155130 [3] J. Türck, S. Siol, T. Mayer, A. Klein, and W. Jaegermann Cu2S as ohmic back contact for CdTe solar cells Thin Solid Films 582, 336-339 (2015); doi: 10.1016/j.tsf.2014.11.017 [4] A. Klein Energy Band Alignment in Chalcogenide Thin Film Solar Cells from Photoelectron Spectroscopy J. Phys.: Condens. Matter 27, 134201 (2015); doi: 10.1088/0953-8984/27/13/134201 [5] H. Wardenga, M.V. Frischbier, M. Morales-Masis, and A. Klein In-situ Hall-effect monitoring of vacuum annealing of In2O3:H thin films Materials 8, 561-574 (2015); doi: 10.3390/ma8020561 [6] M.T. Uddin, Y. Nicolas, C. Olivier, L. Servant, T. Toupance, S. Li, A. Klein, and W. Jaegermann Synthesis and Band Alignments Investigations of Novel RuO2/ZnO Nanoparticulate Heterostructures with Enhanced and Stable Efficiencies in Photocatalytic Decomposition of Organic Pollutants Phys. Chem. Chem. Phys. 17, 5090-5102 (2015); doi: 10.1039/c4cp04780j [7] S. Hillmann, K. Rachut, T. J. M. Bayer, S. Li, A. Klein Application of atomic layer deposited Al2O3 as charge injection layer for high-permittivity dielectrics Semicond. Sci. Technol. 30, 024012 (2015); doi: 10.1088/0268-1242/30/2/024012 188 | Surface Science Publications [8] A. Gassmann, S.V. Yampolskii, A. Klein, K. Albe, N. Vilbrandt, O. Pekkola, Y.A. Genenko, M. Rehahn, and H. von Seggern Study of electrical fatigue by defect engineering in organic light-emitting diodes Materials Science and Engineering: B 192, 26-51 (2015); doi: 10.1016/j.mseb.2014.10.014 [9] H. Borchert, D. Scheunemann, K. Frevert, F. Witt, A. Klein and J. Parisi Schottky Solar Cells with CuInS2 Nanocrystals as Absorber Material Z. Phys. Chem. 229, 191-203 (2015); doi: 10.1515/zpch-2014-0595 [1] [10] Kaiser, W. Calvet, E. Murugasen, J. Ziegler, W. Jaegermann, S.E. Pust, F. Finger, S. Hoch, M. Blug, and J. Busse Light induced hydrogen generation with silicon-based thin film tandem solar cells used as photocathode International Journal of Hydrogen Energy 40 (2015), 899; doi: 10.1016/j.ijhydene.2014.11.012 [11] J. Pareja, C. Litterscheid, A. Molina, B. Albert, B. Kaiser, and A. Dreizler Effects of doping concentration and co-doping with cerium on the luminescence properties of Gd3Ga5O12:Cr3+ for thermometry applications Optical Materials 47 (2015), 338; doi: 10.1016/j.optmat.2015.05.052 [12] F. Urbain, V. Smirnov, J.-P. Becker, U. Rau, J. Ziegler, B. Kaiser, W. Jaegermann, and F. Finger, Application and modeling of an integrated amorphous silicon tandem based device for solar water splitting Solar Energy Materials and Solar Cells 140 (2015), 275; doi: 10.1016/j. solmat.2015.04.013 [13] F. Urbain, V. Smirnov, J.P. Becker, U. Rau, J. Ziegler, F. Yang, B. Kaiser, W. Jaegermann, S. Hoch, M. Blug, and F. Finger Solar water splitting with earth-abundant materials using amorphous silicon photocathodes and Al/Ni contacts as hydrogen evolution catalyst Chemical Physics Letters 638 (2015), 25; doi: 10.1016/ j.cplett.2015.08.018 Surface Science | 189 Publications [14] F. Yang, P. Allongue, F. Ozanam, J.N. Chazalviel Thermal Stability of Organic Monolayers Covalently Grafted on Silicon Surfaces, In: Reactions and Mechanisms in Thermal Analysis of Advanced Materials (Ed. by A. Tiwari, B. Raj), Wiley & Sons, Hoboken, New Jersey, pp. 3-38; doi: 10.1002/9781119117711.ch1 [15] G. Cherkashinin, M. Motzko, N. Schulz, Thomas Späth, and Wolfram Jaegermann Electron spectroscopy study of Li[Ni,Co,Mn]O2/electrolyte interface: electronic structure, interface composition and device implications Chemistry of Materials 27, 2875-2887 (2015); doi: 10.1021/cm5047534 [16] O. Ruzimuradov, K. Sharipov, A. Yarbekov, K. Saidov, M. Hojamberdiev, R. M. Prasad, G. Cherkashinin, and R. Riedel A facile preparation of dual-phase nitrogen-doped TiO2–SrTiO3 macroporous monolithic photocatalyst for organic dye photodegradation under visible light J. European Ceramic Society 35 (2015) 1815–1821 (2015). doi:10.1016/ j.jeurceramsoc.2014.12.023 [17] M. Motzko, M.A.C. Solano, W. Jaegermann, R. Hausbrand, Photoemission Study on the Interaction Between LiCoO2 Thin Films and Adsorbed Water. J. Phys. Chem. C 119, 23407-12 (2015); doi: 10.1021/acs.jpcc.5b05793 [18] A. Schwöbel, R. Hausbrand, W. Jaegermann, Interface reactions between LiPON and lithium studied by in-situ X-ray photoemission. Solid State Ionics. 273, 51-4 (2015); doi: 10.1016/j.ssi.2014.10.017 [19] R. Hausbrand, G. Cherkashinin, H. Ehrenberg, M. Gröting, K. Albe, C. Hess and W. Jaegermann Fundamental degradation mechanisms of layered oxide Li-ion battery cathode materials: Methodology, insights and novel approaches. Mater. Sci. Eng. B-Adv. 192, 3-25 (2015); doi: 10.1016/ j.mseb.2014.11.014 [20] R. Hausbrand, A. Schwöbel, W. Jaegermann, M. Motzko, D. Ensling, Surface and Interface Analysis of LiCoO2 and LiPON Thin Films by Photoemission: Implications for Li-Ion Batteries. Z. Phys. Chem. 229, 1387-414 (2015); doi: 10.1515/zpch-2014-0664 190 | Surface Science Publications [21] R. Precht, R. Hausbrand, W. Jaegermann, Electronic structure and electrode properties of tetracyanoquinodimethane (TCNQ): a surface science investigation of lithium intercalation into TCNQ. Phys. Chem. Chem. Phys. 17, 6588-96 (2015); doi: 10.1039/c4cp05206d [22] M. Dimamay, T. Mayer, G. Hadziioannou, and W. Jaegermann, Electronic and chemical structure of an organic light emitter embedded in an inorganic wide-bandgap semiconductor: Photoelectron spectroscopy of layered and composite structures of Ir(BPA) and ZnSe J. Appl. Phys. 117, 175501 (2015), doi: 10.1063/1.4919828 [23] M.F. Lichterman, S. Hu, M.H. Richter, E.J. Crumlin, S. Axnanda, M. Favaro, W. Drisdell, Z. Hussain, T. Mayer, B.S. Brunschwig, N.S. Lewis, Z. Liu, and H.-J. Lewerenz, Direct observation of the energetics at a semiconductor/liquid junction by operando X-ray ph otoelectron spectroscopy, Energy & Environmental Science 8, 2409 (2015); doi: 10.1039/ c5ee01014d [24] M.F. Lichterman, M.H. Richter, S. Hu, E.J. Crumlin, S. Axnanda, M. Favaro, W. Drisdell, Z. Hussain, T. Mayer, B. Brunschwig, N.S. Lewis, H.J. Lewerenz, and Z. Liu, Investigation of the Si/TiO2/Electrolyte Interface Using Operando Tender X-ray Photoelectron Spectroscopy, ECS Trans. 66, 97 (2015); doi: 10.1149/06606.0097ecst [25] P. Reckers, M. Dimamay, J. Klett, S. Trost, K. Zilberberg, T. Riedl, B.A. Parkinson, J. Broetz, W. Jaegermann, and T. Mayer, Deep and Shallow TiO2 Gap States on Cleaved Anatase Single Crystal (101) Surfaces, Nanocrystalline Anatase Films, and ALD Titania Ante and Post Annealing, J. Phys. Chem. C 119, 9890 (2015); doi: 10.1021/acs.jpcc.5b01264 [26] M.H. Richter, M.F. Lichterman, S. Hu, E.J. Crumlin, T. Mayer, S. Axnanda, M. Favaro, W. Drisdell, Z. Hussain, B. Brunschwig, N.S. Lewis, Z. Liu, and H.J. Lewerenz, Measurement of the Energy-Band Relations of Stabilized Si Photoanodes Using Operando Ambient Pressure X-ray Photoelectron Spectroscopy, ECS Trans. 66, 105 (2015); doi: 10.1149/06606.0105ecst Surface Science | 191 Publications [27] M. Jesper, M. Alt, J. Schinke, S. Hillebrandt, I. Angelova, V. Rohnacher, A. Pucci, U. Lemmer, W. Jaegermann, W. Kowalsky, T. Glaser, E. Mankel, R. Lovrincic, F. Golling, M. Hamburger, U. H. F. Bunz, Dipolar SAMs Reduce Charge Carrier Injection Barriers in n-Channel Organic Field Effect Transistors, Langmuir 31, 10303-10309 (2015); doi: 10.1021/acs.langmuir.5b02316 [28] L. Dimesso, C. Spanheimer, M. M. Mueller, H.-J. Kleebe, W. Jaegermann, Properties of Ca-containing LiCoPO4-graphitic carbon foam composites Ionics 21, 2101-2107 (2015); doi: 10.1007/s11581-015-1408-0 [29] J.-F. Han, G.-H. Fu, V. Krishnakumar, H.-J. Schimper, C. Liao, W. Jaegermann, M. P. Besland, Studies of CdS/CdTe interface: Comparison of CdS films deposited by close space sublimation and chemical bath deposition techniques, Thin Solid Films 582, 290-294 (2015); doi: 10.1016/j.tsf.2014.12.039 [30] M. T. Uddin, O. Babot, L. Thomas, C. Olivier, M. Redaelli, M. D’Arienzo, F. Morazzoni, W. Jaegermann, N. Rockstroh, H. Junge, T. Toupance, New Insights into the Photocatalytic Properties of RuO2/TiO2Mesoporous Heterostructures for Hydrogen Production and Organic Pollutant Photodecomposition J. Phys. Chem. C 119, 7006-7015 (2015); doi: 10.1021/jp512769u [31] M. T. Uddin, Y. Nicolas, C. Olivier, L. Servant, T. Toupance, S. Y. Li, A. Klein, W. Jaegermann, Improved photocatalytic activity in RuO2-ZnO nanoparticulate heterostructures due to inhomogeneous space charge effects Phys. Chem. Chem. Phys. 17, 5090-5102 (2015); doi: 10.1039/c4cp04780j 192 | Surface Science Theses in Materials Science Theses in Materials science | 193 Diploma Theses in Materials Science • Robert Brück; Untersuchung des Einflusses verschiedener Aluminiumoxidschlicker auf deren Verstärkaungsverhalten in Al2O3/Al2O3Verbunden, 28.04.2015 • Andreas Hanauer; Aufbau, Einrichtung und Anwendung einer Anlage zur Kombination von Plasmaimmersions-Ionenimplantation mit einem Magnetron-Sputtersystem, 24.01.2015 • Christian Heidorn; evaluation der Optimierungspotentiale der Dicken und Dotierungsmessungen an Siliciumcarbid-Epitaxie-Schichten, 14.01.2015 • Yannic Hübner; Einfluss des Energieeintrags durch Oberflächenendverarbeitungsverfahren auf das Bauteil-Randzonen-Gefüge am Beispiel St52-3, 17.09.2015 • Kim, Young-Mi; (Betreuer: Prof. Kleebe) elektronenmikroskopische Untersuchung zur Domänenkonfiguration in Lanthan und Eisen dotierten PZT-Keramiken im Bereich der morphotropen Phasengrenze, 08.11.2015 Bachelor Theses in Materials Science • Jamal Abu Shihada; Abscheidung und XPS/UPS-Analyse von dünnen Lithiumoxidschichten, 06.11.2015 • Min-Chul Kraun Bae; A novel approach to Fabrication of 3D SU-8 microfluidic devices using water soluble and environmentally friendly sacrificial layers, 21.12.2015 • Nicole Sabine Bein; Herstellung und Charakterisierung von Titannitridschichten, 14.09.2015 • Alena Katharina Bell; Grüne Synthese von Platin- und Platin-GoldNanostrukturen und deren Anwendung in der Methanol- und Ethanoloxidation, 13.10.2015 • Paula Marie Linde Connor; Untersuchung des Cu2O-Rückkontaktes für CdTe-Solarzellen, 11.02.2015 • Artjom Derepa; Untersuchung des Einflusses der Probenhaltergeometrie auf die Eigenschaften von DLC-Schichten, 29.09.2015 • Dominik Dietz; Electrodeposition of p-Cu2O nanowire networks for photoelectrochemical water splitting, 14.09.2015 • Manuel Donzelli; Untersuchung zur Oberflächenbehandlung von gesputterten Lithiumcobaltoxid-Schichten, 06.03.2015 194 | Theses in Materials science Bachelor Theses in Materials Science • Thorsten Simon Eisele; Untersuchungen zum Substrateinfluss auf den Rockwell-C- Haftfestigkeitstest am Beispiel von a-C:H Schichten Experiment und Simulation, 22.05.2015 • Florian Falk; Experimentelle Untersuchung zur Änderung der Materialeigenschaften durch spanende Bearbeitung, 23.09.2015 • Markus Benjamin Frericks; Charakterisierung der magneto kalorischen Eigenschaften von (Mn,Fe)2(P,Si)-Legierungen, 27.08.2015 • Kirsten Friemert; Partial Sustitution of Iron in Cementite for Magnetocaloric Applications, 17.09.2015 • Axel Claus Grebhardt; Mechanische Eigenschaften & thermische Stabilität umgeformster PtW8-Drähte, 16.03.2015 • Johannes Gabriel Große; Morphologie und Struktur von Polyanilin-Schichten, 31.07.2015 • Leonard Gordian Gura; Ionic Transport Studies of ALD-Coated Single Etched Ion-Track Nanopores, 14.09.2015 • Anna Lisa Hawlitschek; Subsurface-Detektion und Charakterisierung von superparamagnetischen Nanopartikeln mittels magnetischer Rasterkraftmikroskopie, 16.11.2015 • Thea Henrich; Gefügeeigenschaften von Werkstoffen hochfester Schrauben, 07.09.2015 • Ramis Uwe Hertwig; Deposition and Characterisation of Reactive Sputtered RuO2 Thin Films, 22.07.2015 • An-Phuc Hoang; Effects of sintering on the current-voltage-behaviour and dielectric properties of ZrO2 doped Calcium Copper Titanate, 30.10.2015 • Paul Hoffmann; Grüne templatbasierte Synthese von PalladiumNanoröhren, 31.07.2015 • Jonas Hunka; Electrical Characterization of the Temperature Dependence of RRAM, 30.11.2015 • Alexander Amand Janissek; SrMoO3-Dünnschichten auf behandelten MgO-Substraten, 31.03.2015 • Nico Kaiser; Reproduzierbarkeit des SrMoO3-Schichtwachstums mittels gepulster Laserablation, 13.05.2015 Theses in Materials science | 195 Bachelor Theses in Materials Science • Tom Christopher Keil; Einfluss der Prozessparameter auf das mechanische Verhalten von Borosilikatglas, 30.10.2015 • Arne Jan Klomp; Der Einfluss von Keimbildnern und färbenden Komponenten auf den Keramisierungsprozess und die Eigenschaften von Lithium-Alumosilicat- Glaskeramiken - Farbentwicklung durch Nekleation und Keramisierung, 28.07.2015 • Benjamin Johannes Thomas Robert Krah; Korngrenzendiffusionsprozess an elektrophoretisch modifizierten NbFeB-Sinter- magneten, 13.02.2015 • Melanie Kranz; Elektrodeposition von Nickel-Eisen-Nanodrahtarrays und deren mechanische Charakterisierung, 16.03.2015 • Chantal Kurpiers; Lokale Wärmebehandlung von Stegblechen, 10.12.2015 • Tim Lienig; Investigation of Magnetic and Microstructural Properties of Proton Irradiated NdFeB, 16.03.2015 • Christian Stefan Minnert; Einfluss des Kohlenstoffgehaltes auf die Austenitstabilität in ADI, 23.09.2015 • Dominik Ohmer; Influence of surface stresses on diffusion processes in spherical and ellipsoidal particles, 22.07.2015 • Isabelle Pause; Grüne Synthese von Palladium und Palladi- um-Gold-Nanostrukturen und deren Anwendung in der Sensorik, 26.02.2015 • Delwin Indigo Perera; Density Functional Theory Calculations on Tilt Grain Boundaries in Graphene, 05.08.2015 • Carsten Porth; Ion-induced microstructural, mechanical and electrical properties changes in molybdenum-carbide-graphite composites, 09.10.2015 • Simon Theophil Ranecky; Analytische und numerische Berechnung von Stromverteilungen und Wechselstromverlusten in abgeschirmten Supraleitern, 05.05.2015 • Jesse Cornelius Riedl; Laserlegieren von kohlenstoffhaltigen Zusatz- materialien zur Härtesteigerung von Einsatzstahl, 31.03.2015 • Marcel Sadowski; Elektrochemische Charakterisierung von beschichteten LiCoO2-Dünnschichtkathoden für Lithium-Ionen Batterien, 24.11.2015 196 | Theses in Materials science Bachelor Theses in Materials Science • Lukas Schäfer; Einfluss der Grenzflächendichte auf die Koerzitivfeldstärke Hc bei ARMCO® und VACOFLUX17®, 17.09.2015 • Nils Schäfer; Umformungsverhalten und Bake-Hardening-Potential austenitischer MnCr-Stähle, 02.11.2015 • Patrick Schnell; Plasmonic Properties of annealed smooth and porous gold nanowires, 29.09.2015 • Katharina Natalie Silvana Schuldt; Charakterisierung kathodenzerstäubter Gd-dotierter CeO2-Schichten, 15.09.2015 • Marius Specht; Einfluss von Wärmebehandlungen auf das Verfor- mungsverhalten von ultrafeinkörnigen Stählen, 01.10.2015 • Tom Stein; Synthese und Charakterisierung von Gold- und SilberNanostrukturen basierend auf Grüner Chemie, 22.09.2015 • Maximilian Stöhr; Variation des Frontkontakts in Perowskit-Solarzellen, 30.09.2015 • Kyle Aaron Taylor; Refractory Metals and their Reaction with Silica Glass at High Temperatures, 16.03.2015 • Nils Max Ulrich; Synthesis and Characterisation of ALD-Coated Conical Nanopores for Ion-Transport Studies, 09.10.2015 • Marcel Urban; Laser flash analysis of swift heavy ion irradiated carbon-based materials, 27.02.2015 • Daniel Thomas Utt; Processing and Characterization of Strontium Barium Niobate Ceramics for Electrocaloric Applications, 18.08.2015 • Tobias Vogel; Verbesserung der Adhäsion von DLC-Schichten auf Kupfer, 22.09.2015 • Yuan Xu; Effects of Swift Heavy Ion Irradiation on Molybdenum Carbide - Graphite (MoGR) Composites, 02.03.2015 • Lukas Zeinar; Spark Plasma Sintering of PLD targets of Lithium and Sodium based Materials, 13.04.2015 • Rabea Felicia Zeuch; Reaktive Magnetron-Kathodenzerstäubung von SnO2 und der Einfluss der Prozessparameter auf die elektrischen Eigenschaften, 22.09.2015 • Alexander Zintler; Microstructure and chemistry of ZnO varistor grain boundaries, 30.04.2015 Theses in Materials science | 197 Master Theses in Materials Science • Markus Antoni; Inorganic Synthesis Methods for Nanostructured Capacitors, 30.01.2015 • Blandinge Barabe; Synthesis of hierarchically porous materials for water filtration, 28.08.2015 • Kristina Braak; Orientation dependent Raman scattering in cellulose fibers, 22.01.2015 • Sebastian Bruns; Fatigue behavior of LASER-welded sheet metal, 29.04.2015 • ASMAMAW MOLLA CHEKOL; Influence of Processing Parameters on Mechanical Properties of Nanocrystalline Nickel, 20.10.2015 • Thomas COSSUET; Investigation of Sb2S3 thin films grown by chemical bath deposition for ZnO-based solar cells, 26.10.2015 • Dario Mariano De Carolis; TiO2 flake morphology by tailored molten salt crystallization, 30.04.2015 • Chandanraj Gangaraju; Anisotropy of Fatigue Properties in Ultra-Fine Grained ARMCO Iron Processed by Equal-Channel Angular Pressing, 01.09.2015 • Sabrina Heidt; Elektrisch leitfähige Filme mit kolloidaler Überstruktur, 27.04.2015 • Svenja Karin Heise; Characterisation of Almandine Inlays in Brooches of the 5th/6th Century Found in the Rhine-Main Area, 20.02.2015 • Hanna Verena Heyl; Synthese und Charakterisierung von temperatur- stabilen Beschichtungen mit niedriger Oberflächenenergie auf anorga- nischer Basis am Beispiel HfO2 und ZrO2, 10.04.2015 • Andreas Hilarius Hubmann; Investigation of the Polarization Behavior of BaTiO3 Single Crystals, 14.04.2015 • Senan Jadeed; Microdensitometric Granularity Measurements of Industrial X-Ray Film Systems, 27.04.2015 • Peter Keil; Influence of the Synthesis parameter on the Temperature and Pressure Behaviour of ZnO-based Varistors, 31.03.2015 • Leonie Koch; Computer Simulations of Ordering Effects and Dislocation Structures in High Entropy Alloys, 21.12.2015 198 | Theses in Materials science Master Theses in Materials Science • Anna Krammer; Deped VO2 termochronic coatings for overheating protection in solar thermal collectors, 21.10.2015 • Philipp Kröber; Optical characterisation of smooth and porous gold nanowires, 13.03.2015 • Johannes Kroder; Reactive Crucible Method applied to the Heusler Systems Ni-Mn-Ga and Fe-Mn-Ga, 31.08.2015 • Kai-Michael Kühne; Untersuchung der thermooxidativen Alterung von Elastomeren, 29.04.2015 • Moritz Liesegang; Synthesis and Caracterization of High-Remanent Sm2(Co,Fe,Cu,Zr)17 Type Magnets, 03.11.2015 • OLUWASAYO Inumidun Loto; Deposition and characterization of new chalcogenide materials for phase change memory applications, 16.09.2015 • Léopold Macé; On the elctrical characterization of OxRAM nonvolatile memories, 09.09.2015 • Julian Mars; Molecular scale structures of ionic liquid interfaces in an electric potential, 12.02.2015 • Anne Martin; Generating ideal surface structure of PEEK implants and applying titanium to improve osteoconductivity, 09.09.2015 • Sven Milla; Untersuchung von Iodausgasungen aus anorganisch stabilisiertem Polyamid 6.6, 24.03.2015 • Anok Babu Nagaram; Effect of Zr-addition on carbide precipation in Ti-Nb processed by Metal Injection Moulding, 31.08.2015 • Tobias Opitz; Investigation of induction heating and its influence on the properties of AlSi-coated boron alloyed steel for press hardening, 29.01.2015 • Amalia-Anastasia Papapanou; Fatigue and vibration endurance of thermoset composite materials, 30.09.2015 • Sai Priya S. V. M. L. Munagala; Comparative study of the oxidation behaviour of Al2O3 reinforced siloxanes at 700 °C, 22.05.2015 • Stefan Schlißke; Fabrication, characterization and optimization of inkjet printed polyimide structures, 13.03.2015 Theses in Materials science | 199 Master Theses in Materials Science • Jona Schuch; Plasma Enhanced Chemical Vapor Deposition of Nickel-, Iron- and Nickel-Iron-Oxides for the Oxygen Evolution Reaction, 20.10.2015 • Theresa Schütz; Untersuchungen zur Eigenspannungsmessung mittels fokussiertem Ionenstrahl und digitaler Bildkorrelation an Hartstoffschichten, 30.11.2015 • Romana Schwing; Schädigungsverhalten von Diamant- und DLC-beschichteten metallischen Werkstoffen, 30.11.2015 • Shilpi Sharma; Mechanical Properties of the magnetocaloric compound La(Fe,Si)13, 30.04.2015 • Daniel Simon; Influence of microstructural parameters on the diffusion of heavy rare earth elements in sintered Nd-Fe-B permanent magnets, 31.03.2015 • Varun Sridhar; Rolled up ITO based 3D tubular biosensors and TiO2/Au fuel-free light driven nanomotors, 27.11.2015 • Sebastian Steiner; Temperature and Frequency Dependent Oxygen Ion Conductivity in Doped and Non-Stoichiometric Sodium Bismuth Titanate Ceramics, 18.12.2015 • Geoffrey Matthew Tan; Synthesis and characterization of transition metal oxide thin film cathode materials for Li-ion battery applications, 28.10.2015 • Andreas Taubel; Study of magnetocaloric and microstructural properties of Heusler-type alloys, 22.12.2015 • Zélie Tournoud; Electrodeposition of Stainless Steel, 02.09.2015 • Anke Silvia Ulrich; Investigation of Protective Diffusion Coatings for Refractory Metals, 30.04.2015 • Halyna Volkova; Schottky barrier formation in thin film heterostructures on ZnO substrates, 21.09.2015 • Florian Weyland; Electrocaloric effect in bismuth sodium titanate based ceramics, 22.12.2015 • Leoni Wilhelm; Elaboration and Evaluation of Methods to Join Metal on Cermet, 31.08.2015 • Maximilian Wimmer; Sn/SiOC and SnO2/SiOC composite anode materials for Li-ion batteries, 21.07.2015 200 | Theses in Materials science Master Theses in Materials Science • Christopher Wolf; Origin of time-dependent increase of charge carrier mobility of pentacene field-effect transistors with different gate dielectrics, 26.03.2015 • Silke Wursthorn; Entwicklung eines galvanischen ZinkLegierungsverfahrens mit anschließender Passivierung, 30.03.2015 • Fangtong Xie; Erhöhung der Temperaturstabilität von CuCr2O4-Pigmenten in der Emaille durch SiO2/CeO2-Beschichtung, 30.11.2015 • Farzin Ziaiee Tabary; Investigation of Pt-Nanoparticles as Catalysts for the Hydrogen Evolution Reaction, 16.02.2015 • Golo Joachim Zimmermann; Evaluation of the Ductile to Brittle Transition Temperature and Strain Rate Sensitivity of Molybdenum by Indentation, Impact and Compression Testing, 30.07.2015 • Alexander Zimpel; Piezoelectrically Induced Chemical Reactions, 21.10.2015 PhD Theses in Materials Science • Matias Acosta; Strain Mechanisms in Lead-Free Ferroelectrics for Actuators, 21.07.2015 • Alexander Ulrich Buckow; Thin film deposition of arsenic free pnictide superconductors, 13.05.2015 • Mercedes Alicia Carrillo Solano; Development of artificial Surface Layers for Thin Film Cathode Materials, 30.10.2015 • Eduard Martin Feldmeier; Ambipolare Feldeffekttranistoren mit spannungsabhängiger Emissionsfarbe, 16.06.2015 • Dominic Werner Fertig; Optimierung von p-GaP-Halbleitermaterialien zur photoelektrochemischen Wasserspaltung, 17.09.2015 • Arne Stephen Fischer; Crystalline and amorphous cluster-assembled nanomaterials, synthesized with a novel cluster deposition system, 05.05.2015 Theses in Materials science | 201 PhD Theses in Materials Science • Mareike Frischbier; Die elektrischen Eigenschaften von Indiumoxid-Dünnschichten: in-situ Hall-Effekt-Messungen zur Aufklärung des Einflusses von Punktdefekten und Korngrenzen, 14.07.2015 • Anne Maria Helga Fuchs; Der Frontkontakt der CdTe-Dünn- schichtsolarzelle: Charakterisierung und Modifizierung von Puffer- und Fensterschichten und deren Grenzflächen, 13.01.2015 • Mariel Grace Jama; Semiconductor Composites for Solid-State Lighting, 27.10.2015 • Markus Stefan Jung; Einfluss der Materialeigenschaften auf das elektrische Schaltverhalten von Ag/SnO2-Kontaktwerkstoffen, 22.06.2015 • Alexander Maximilian Kaus; Phosphoolivine als Kathodenmaterialien für Li-Ionen Batterien, 13.07.2015 • Katharina von Klinski-Berger; Charakterisierung von Kupfer-Chrom-Verbundwerkstoffen für die Schalttechnik, 22.04.2015 • Tobias Könyves-Toth; Organische Halbleiterbauteile auf Fasersubstraten, 24.06.2015 • Wenjie Li; Formability synthesis and properties of perovskite-type oxynitrides, 24.11.2015 • Thi Thanh Dung Nguyen; Synthese und Charakterisierung von Lithium-Übergangsmetall-Phosphat/Kohlenstoff-Komposit-Kathoden- materialien für Lithium-Ionen-Batterien, 22.12.2015 • Mohsen Pouryazdan Panah; Shear-Induced Mixing in Metallic Systems, 02.06.2015 • Lukas Mirko Reinold; SiCN based Anode Materials for Lithium-Ion Batteries, 23.12.2015 • Simon Sawatzki; Der Korngrenzendiffusionsprozess in nanokristallinen Nd-Fe-B-Permanentmagneten, 04.12.2015 • Cristina Schitco; NH3-Assisted Synthesis of Silicon Oxycarbonitride Ceramics for Gas Capture and Separation, 06.11.2015 • Alexander Schökel; Ruthenium dissolution in direct methanol fuel cells, 06.03.2015 202 | Theses in Materials science PhD Theses in Materials Science • Andre Schwöbel; Präparation und Charakterisierung von LiPON Feststoffelektrolyt-Dünnschichten und deren Grenzflächen, 08.12.2015 • Vassilios Siozios; Synthese und funktionelle Materialeigenschaften 2D-angeordneter SiC- und SiCN-Nanostrukturen, 11.09.2015 • Agnieszka Voß; Hochaufgelöste mechanische Charakterisierung von Polymerschichten und Biomolekülen, 24.02.2015 • Mirko Weidner; Fermi Level Determination in Tin Oxide by Photo- electron Spectroscopy, 11.12.2015 • Murat Yavuz; Investigation of Local and Average Structure in Li-ion Battery Electrode Materials by X-ray Diffraction, 11.12.2015 • Jia Yuan; SiHf(B)CN-based ultra-high temperature ceramic nanocomposites: Single-source precursor synthesis and behavior in hostile environments, 12.10.2015 • Jürgen Ziegler; Photoelektrosynthese von Wasserstoff mit Silizium-Dünnschicht-Tandemsolarzellen, 27.07.2015 Habilitation in Materials Science • Emanuel Ionescu; Ceramic Nanocomposites with Advanced Structural and Functional Properties, 04.05.2015 • Wojciech Pisula; Impact of Molecular Design and Solution Processing on Self-Assembly and Performance of Organic Semiconductors, 26.01.2015 Theses in Materials science | 203 Annual REPORT 204 | Institut for applied geosciences About Us Research Groups Theses Institut for applied geosciences | 205 About US Preface Many of today’s major societal challenges are, to a large extent, of geoscientific origin. The efficient management of water as well as other geo-resources, the securing of our future energy demands, or the understanding of the effects of the anthropogenic alteration of global cycles are vital for the future development of our society. The Institute for Applied Geosciences at the Technische Universität Darmstadt has continued its efforts to focus research activities as well as its educational program on our key activities in Water – Energy – Environment. The EU-FP7 project MARSOL, coordinated by the Hydrogeology group of Prof. Christoph Schüth, went into its second year with project workshops and meetings in Israel, Spain, Portugal and Italy. In these countries field sites for Managed Aquifer Recharge (MAR) are operated and the lessons learned were discussed and presented to a broad audience of stakeholders and policy makers. As a result of these activities, additional projects have been generated with the MARSOL partners, e.g. a bi-lateral project on the hydrochemical aspects of MAR in Israel. We are excited about the high international visibility of MARSOL that opens the door to further cooperations all over Europe. In the focus of the 10th deep geothermal energy forum, held by the research group of Prof. Ingo Sass on September 22th 2015 at the Institute of Applied Geosciences, were presentations of the recent Hessian deep geothermal energy power plant projects and preliminary results of recent research projects as well as discussions on recent developments in the legislative basis of deep geothermal energy in Germany. In 2015, our successfully accredited consecutive Bachelor and Master program ’Angewandte Geowissenschaften’ reached the third semester. Altogether 335 Bachelor students and 132 Master students are enrolled in winter term 2015/16. The amount of our master students has increased by ca. 50% since 2014/15. Again, the master program turned out to be highly attractive for external applicants who make up two third of all master students. Students from the universities of Mainz and Frankfurt even exceeded those having passed their Bachelor´s degree in Darmstadt. 206 | Institut for applied geosciences The main reason is the specific applied focus in geosciences in Darmstadt, which is among only few in Germany. For the first time, a separate field course for the specialisation Environmental Geochemistry was organised in the Taunus area, whereas the traditional field course for the specialisation Applied Geology was held in the Zillertal area. Prof. Sass led a joint excursion with the University of Bochum to Chile. Also the international master course TropHEE increasingly attracts students. Since 2013, the amount of students has doubled and in winter term 2015/16 62 students are enrolled in total. They are from 23 (!) different countries, in particular from developing countries in Africa and Asia. However, also students from South America, the USA, New Zealand, and Eastern Europe take part in this course. Every year DAAD awards 5 to 8 scholarships to TropHEE and support the course also financially. Again, we could donate 6 Deutschlandstipendien to excellent students. Together with diploma and PhD students, the total number of enrolled students in winter term 2015/16 is 509 students. Of those, the proportion of female students slightly increased to 34%. On July 17, 2015, we organized our second celebration for our graduates, where their Diploma, BSc or MSc thesis was briefly introduced. All students received a small item which should serve as a nice memory of this very special event in their scientific career. The Institute is very grateful for the intensive help in organizing this event, in particular, Gabriela Schubert (left in upper picture), Melanie Werner and Angelika Willführ; without their continuous support during the run-up of the planed celebration, we would not have had such a positive response from our alumni. As it is a long standing tradition in Geosciences to conclude the academic year with the ‘Barbara Fest’, all faculty, staff and students got together to discuss the events of the year as well as the future in a very friendly and positive atmosphere. Due to the high number of freshmen, the welcome ceremony of the new students, who are baptized during this event, was rather crowded but, finally everyone was officially accepted as a new member of the Institute for Applied Geosciences. Earth Sciences 500 400 300 200 100 0 Freshman Students (total) Development of the number of students in Materials Science over the past 15 years. On July 17, 2015 the second celebration of our graduates took place, briefly introducing their Diploma, BSc or MSc thesis as well as receiving a small gift to express our appreciation. Institut for applied geosciences | 207 Research Groups 208 | Research Groups – Institut for applied geosciences Applied Sedimentary Geology Staff Members Head Prof. Dr. Matthias Hinderer Research Associates Dr. Jens Hornung Dr. Olaf Lenz PhD Students Alexander Bassis Dennis Brüsch Daniel Franke Maryam Moshayedi Anna Lewin Inge Neeb Frank Owenier Sandra Schneider Jianguang Zhang Technical Personnal Reimund Rosmann Secretaries Kirsten Herrmann Applied Sedimentary Geology | 209 Applied sedimentology Sedimentary rocks cover about 75% of the earth’s surface and host the most important oil and water resources in the world. Sedimentological research and teaching at the Darmstadt University of Technology focus on applied aspects with specific emphasis on hydrogeological, engineering and environmental issues. One key issue in this context is the quantitative prediction of subsurface reservoir properties which is essential in modelling of regional groundwater hydrology, oil and gas exploration, and geothermal exploitation. However, also basic sedimentological research is carried out, e.g. the use of sediments as archives in earth history to reconstruct geodynamic, climatic and environmental processes and conditions in the past. To predict groundwater movement, pollutant transport or foundations of buildings in sedimentary rocks a detailed knowledge about the hydraulic, geochemical or geotechnical properties is needed which often vary about several magnitudes. This kind of subsurface heterogeneity can be related to distinct sedimentological patterns of various depositional systems. In addition, changes of depositional systems with time can be explained by specific controlling parameters e.g. changes in sea level, climate, sediment supply and are nowadays described by the concept of sequence stratigraphy. The research in applied sedimentology also includes modelling of erosion and sediment transport and its implication for the management of rivers and reservoirs with the help of GIS. For any subsurface management a quantitative 3D model is a prerequisite, either related to water and geothermal energy or to gas, oil, and CO2 storage. The sedimentology group follows a 210 | Applied Sedimentary Geology multi-scale approach from cm (lab specimen) to tens of kms (sedimentary basins) in order to gain subsurface data which can be used in 3D models. This includes cooperations with the groups of Prof. Schüth (Hydrogeology), Prof. Sass (Geothermics), and Prof. Henk (Engineering Geology) in order to achieve an optimized subsurface management of water and renewable energy resources. Major focus is laid on large to meso-scale architecture and permeabilities of sedimentary reservoir rocks and petrophysical data generation in the lab needed for upscaling. To detect subsurface heterogeneities at a high resolution, the sedimentology group hosts a georadar equipment for field measurements. This geophysical device is composed of various antennas and a receiver unit. Sophisticated computer facilities are provided to process the data and construct real 3D subsurface models. The group shares their equipment and facilities with the Universities of Frankfurt (Applied geophysics), Tübingen (Applied sedimentology), Gießen, Bonn, the RWTH Aachen and industrial partners. These institutions founded the Georadar-Forum which runs under the leadership of Dr. Jens Hornung (http://www. georadarforum.de/). Thanks to funding via a DFG research grant and recently by the Hochschulpakt we could invest into a shear wave seismic unit, which will extent our abilities for subsurface surveys down to hundred meters and through materials, weakly penetrable by electromagnetic waves. Here we cooperate with the Leibniz Institute for Applied Geophysics in Hannover and the University of Hamburg. For quantification of reservoir properties a self-constructed facility for permeability measurements of soil and rock materials exists which is further developed. This lab is also fundamental to geothermal research. Dr. Hornung received a grant from Shell to analyse small-scale heterogeneities of porosities and permeabilities of sedimentary rocks and their link to microfacies patterns. The industrial project with Shell enables us to design and construct a scanning device for automatized petrophysical screening of rocks. This device started its operation in 2015 and provides a new dimension in petrophyiscal surveys of rocks on the extended lab scale. Its development was also embraced by industrial partners. On the other hand, it well suits as a training facility for students and offers new possibilities for bachelor theses. In 2015, the group still participated in the DFG Research Unit RiftLink (http://www.riftlink.de/) which had been prolongated for one year. The topic of these research projects are in the context of earth surface processes and palaeoenvironmental reconstructions. Here still two funded PhD theses were running in 2015. The research activities in Saudi Arabia in cooperation with the GIZ (Gesellschaft für International Zusammenarbeit), the UFZ (Umweltforschungszentrum Halle-Leipzig), and the Ministry of Water and Energy of Saudi Arabia (MOEWE) were completed. Anorther outcome of our activities in Saudi Arabia is the acceptance of a 3 years DFG proposal in order to elucidate the provenance of the widespread sandstones on the Arabian Peninsula and Ethiopia. Here a new PhD candiate could be engaged. Field work in Ethiopia took place in October 2015. Based on previous work of the group several research initiatives are running at the moment. Prof. Hinderer is member of the coordination board of the Schwerpunktprogramm “Hiatal Surfaces” together with the universities of Bochum and Göttingen which had been submitted in October 2015 to DFG. Jianguang Zhang continued his PhD with a Chinese grant. In December, Prof. Hinderer was invited by the Emirate of Sharka (VAE) to visit archeological excavations. In this context, samples could be collected for the PhD thesis of Susanne Lindauer. DFG supports this thesis by financing analytical work. In October 2015 a PhD thesis, financed by a DAAD scholarship of an Iranian student, Maryam Moshayesi, started. Main task of the project is the detailed analysis of the organic material such as pollen, spores and algae from the Eocene lake Prinz von Hessen with the aim to reconstruct the evolution of paleoenvironment and palaeoclimate in Central Europe over a period of several hundred thousand years during the Paleogene greenhouse phase, the most recent greenhouse period on Earth. Until October 2015, Prof. Hinderer continued to be the representative of the German-speaking sedimentologists (Section of Sedimentology in Geologische Vereinigung and SEPM-CES) and co-organized the DGG-GV conference in Berlin 2015. He was asked to give key notes on international conferences (GeoBerlin), colloquia (Milano, Freiburg) and workshops (Summer School on geomorphology in alpine regions, Feichten, Österreich). He continued to be Dean of study affairs. Applied Sedimentary Geology | 211 Shells of South-East Arabia: First insights into their role for the determination of the local reservoir effect Susanne Lindauer1,4, Soraya Marali2, Bernd R. Schöne2 Matthias Hinderer1, Hans-Peter Uerpmann 3, Bernd Kromer 4 Institute of Applied Geosciences, Technical University Darmstadt, Schnittspahnstr. 9, 64287 Darmstadt, Germany. Institute of Geosciences, University of Mainz, Joh.-J.-Becherweg 21, 55128 Mainz, Germany. 3 Center for Scientific Archaeology, Eberhard-Karls-University Tübingen, Rümelinstraße 23, 72070 Tübingen, Germany 4 Curt-Engelhorn-Zentrum Archaeometry, Klaus-Tschira-Archaeometry-Centre, C4,8, 68159 Mannheim, Germany. 1 2 An important tool to establish absolute archeological chronologies of the southern Arabian Peininsula are radiocarbon dating of widespread available mollusc shells, because collagen and charcoal are rarely conserved. The radiocarbon ages of the frequently used mollusc species Anadara (bivalve) and Terebralia (gastropod), however, are affected by the reservoir effect which leads to overestimated ages up to several hundreds of years. Recently, we started a systematical approach to quantify the reservoir effect of radiocarbon dating in South-East Arabia and its dependence on species and environmental influences such as climate and ocean water. We sampled the molluscs shells at the Persian Gulf and at the Gulf of Oman from modern beaches and archeaological excavations to compare differences between both over time. Archeological sites are from Neolithic time (5500 – 3000 BC) and the Iron Age (1200 – 300 BC). Temporal variability is considered in particular for the Neolithic time interval with a rich record of archeological sites. The modern samples should help us to understand the mollusk system better in comparison to their environment, like e.g. Mangroves. For this purpose stable isotopes on the shells provide a good, additional tool. Seasonal and lifelong shifts in stable isotope pattern can be used to reconstruct life habits, growth intervals and diet which are weakly known so far. Deviations of past from modern pattern can be interpreted in terms of paleoenvironmental and paleoclimate change. Mangroves are important ecosystems which made them important already to our ancestors who settled close to Mangrove forests using their wood as well as the food resources that can be found within. During arid 212 | Applied Sedimentary Geology times in the Emirates people would continuously settled where Mountains are close to the shore whereas we lack proof for settlements along the coast of the Arabian Gulf which are far from the mountains. This along with bad collagen preservation is responsible for only few data during certain time periods (“dark millennium”). Main hypotheses are: 1) The reservoir effect along the coast of the Arabian Sea is stronger than in the Persian Gulf area. 2) Temporal variability of the reservoir effect in the Persian Gulf area is stronger and shows tighter connections to palaeo References climate change. 3) The known fluctuations of humidity [1] Lindauer, S. and during the Neolithic also affect the B. Kromer (2013). reservoir effect. Drier periods are “Carbonate sample supposed to increase upwelling and thus preparation for 14c dating using an elemen increase the reservoir effect and vice tal analyzer.” Radiocarversa. bon 55 (2-3): 364-372. 4) Severe changes such as the drop in humidity at around 4300 BC as known [2] Lindauer, S., Marali from speleothem records are also S., Schöne B.,R., Hinderer M., Uerpmann reflected in the reservoir effect. H-P., Kromer B. Shells 5) Seasonal and lifelong shifts in stable of South-East Arabia: isotope pattern can be used to reconstruct First insights into their life habits, growth intervals and diet role for the determina which are weakly known so far. tion of the local reservoir effect. Radiocarbon Deviations of past from modern pattern 2015, 16.-20.11.2015 in can be interpreted in terms of paleoDakar, Senegal. environmental and paleoclimate change. In December 2015, a second field campaign to various archeological sites took place (see picture). The stay was sponsered by the Emirate of Sharja (United Arab Emirates). [3] Uerpmann, H.-P. (1990). “Radiocarbon dating of shell middens in the sultanate of oman.” PACT 29 (IV.5): 335-347. Sampling of mollusk shells in the archeological excavation of Khalba with partners from the Archaeological Service of Sharja (UAE) in December 2015. In December 2015, a second field campaign to various archeological sites took place Applied Sedimentary Geology | 213 Research Projects • Linking source and sink in the Ruwenzori Mountains and adjacent rift basins, Uganda: landscape evolution and the sedimentary record of extreme uplift: Subproject B3 of DFG Research Group RIFT-LINK “Rift Dynamics, Uplift and Climate Change: Interdisciplinary Research Linking Asthenosphere, Lithosphere, Biosphere and Atmosphere” (DFG HI 643/7-2; 16-1). • Climate-controlled aggradation of alluvial fans in southern Peru (various Master theses in cooperation with the universities of Münster and Hannover). • Monitoring of soil water content with ground penetrating radar (PhD thesis). • Climatic and tectonic interplay in central Asian basins and its impact on paleoenvironment and sedimentary systems during the Mesozoic (PhD thesis, Chinese funding). • Development of a database system for stratigraphic dating using palnynomorphs (PhD thesis, Chinese funding). • Provenance of Paleozoic clastic sediments and reasons for radioactive anomalies in groundwaters on the Arabian Platform (PhD thesis, partly GIZ funding) • Paleozoic source to sink relationship around the northern Trans Gondwana Mountain Belt (East Africa, Arabia) (PhD thesis, DFG HI 643/13 together with Universität Göttingen) • Periglacial eolian sediments in southern Hessia, their chronology, and their genesis (Diploma und BSc theses and preparation of a DFG project) • 2-D heterogeneities of poroperm, ultrasonic and resistivity on sub-meter scale (Diploma und BSc theses, funded by Shell) • Climate and vegetation dynamics during the Eocene greenhouse of Central Europe: Palynological investigation of lacustrine sediments from Lake „Prinz von Hessen“ (Hesse, Germany) (PhD thesis, DAAD funding) 214 | Applied Sedimentary Geology Publications [1]Al-Ajmi, H.F., Keller, M., Hinderer, M., Filomena, C.M. (2015): Lithofacies, depositional environments, and stratigraphic architecture of the Wajid Group outcrops in southern Saudi Arabia. GeoArabia 20/1: 49-94 [2]Inglis, G.N., Collinson, M., Riegel, W., Wilde, V., Robson, B.E., Lenz, O.K, Pancost, R.D. (2015): Ecological and biogeochemical change in an early Paleogene peat-forming environment: linking biomarkers and palynology. Palaeogeography, Palaeoclimatology, Palaeoecology, 438: 245-255. [3]Jadoon, I.A.K., Hinderer, M., Kausar, A.B., Qureshi, A.A., Baig, M.S., Basharat, M., Frisch, W. (2015): Structural Interpretation and Geo-Hazard Assessment of a Locking Line, 2005 Kashmir Earth quake, Western Himalayas. Environmental Earth Sciences, Springer-Verlag. [4]Kaufmann, G., Hinderer, M. & Romanov, D.: Shaping the Rwenzoris (2015): Balancing Uplift, Erosion, and Glaciation. Int. J. Earth Sci. DOI 10.1007/s00531-015-1174-2 [5]Jadoon, I., Hinderer, M., Wazir, B., Yousaf, R., Bahadar, S., Hassan, M., Jadoon, S. (2015): Structural styles, hydrocarbon prospects and potential in the Salt Range Potwar Plateau, North Pakistan. Arabian Journal of Geosciences 8: 5111 - 5125. [6]Bassis, A., Hinderer, M., Meinhold, G. (2016): New insights into the provenance of Saudi Arabian Palaeozoic sandstones from heavy mineral analysis and single-grain geochemistry. Sedimentary Geology 333: 100-114. [7]Lenz, O.K., Wilde, V., Mertz, D.F, Riegel, W. (2015): New palynolo- gy-based astronomical and revised 40Ar/39Ar ages for the Eocene maar lake of Messel (Germany). International Journal of Earth Sciences, 104: 873-889; doi: 10.1007/s00531-014-1126-2. [8]Riegel, W., Lenz, O.K., Wilde, V. (2015): From open estuary to meandering river in a greenhouse world: an ecological case study from the Middle Eocene of Helmstedt, Northern Germany. PALAIOS 30: 304-326, doi: 10.2110/palo.2014.005. [9]Rasmussen, C., Reichenbacher, B., Lenz, O.K., Altner, M., Penk, S.B.R., Prieto, J., Brüsch, D. (2015): Middle-late Miocene palaeo environments, palynological data and a fossil fish Lagerstätte from the Central Kenya Rift (E. Africa). Geological Magazine (in press, published online 28.Dezember 2015; http://dx.doi.org/10.1017/S0016756815000849). Applied Sedimentary Geology | 215 Engineering Geology Staff Members Head Prof. Dr. Andreas Henk Research Associates Dr. Tobias Hergert Dr. Karsten Reiter Technical Personnal Reimund Rosmann Secretaries Dipl.Kffr. Stefanie Kollmann PhD Students Chiara Aruffo, M. Sc. Constantin Haug, M. Sc. Dipl. Geol. Christian Heinz Dennis Laux, M. Sc. Dipl. Geol. Christoph Wagner Bastian Weber, M. Sc. Master Students Sascha Anschütz Lothar Koch Sebastian Kurka Mushtaq Faisal Saqib Pervez Benjamin Schmitz Georg Schulz Stefan Wewior Florian Zahn 216 | Engineering Geology Engineering Geology Engineering Geology is a branch of geology that deals with the characterization of soil, rock and rock masses for the location, design, construction and operation of engineering works. Typical tasks relate to foundation of roads and buildings, but also to underground excavations like tunnels and caverns. The special focus of the Engineering Geology group at Technische Universität Darmstadt is on reservoir geomechanics, i.e., the application of rock mechanics as well as of techniques for stress and fracture characterization to depth of up to 5 km. In particular, numerical (finite element) models are used to predict the corresponding subsurface conditions prior to drilling operations. Such predictive tools are of great value not only for the optimal exploration and efficient use of hydrocarbon and geothermal reservoirs, but also for CO2 sequestration sites as well as radioactive waste repositories. In 2015 two new research associates joined our team: Dr. Tobias Hergert (formerly Karlsruher Institut für Technologie) and Dr. Karsten Reiter (formerly GFZ Deutsches GeoForschungsZentrum Potsdam). Both have comprehensive expertise in geomechanical modeling and have worked on various case studies in Turkey, Canada and Switzerland, for example. They also brought further knowledge with respect to in situ stress measurements and geomechanical characterization of radioactive waste disposal sites to our group. The two abstracts attached provide some insights in their research work. In addition, a new industry-funded PhD project has started which deals with the potential for induced seismicity in North German gas fields. Work in two other projects, i.e., geomechanical modeling for part of the central Rhine Graben as well as for a demonstration site of subsurface CO2 storage in Australia continued in 2015. These research activities are reflected in several papers and contributions to conferences ranging from a stress map for Germany via fracture characterization with terrestrial laser scanning to geomechanical models for transform margins in central Africa. Research activities of our group won special recognition as Dr. Chiara Aruffo received the Gustavo Sclocchi theses award 2015 of the Society of Petroleum Engineers, Italian section. She left soon after her PhD to work for Royal Dutch Shell in the Netherlands. We wish her all the best for her future career. With respect to teaching the updated curriculum for engineering geology is now in full effect for both the BSc and MSc programs in applied geosciences. It comprises four modules each consisting of a lecture and a practical course (two field, one lab, one numerical modeling). Topics range from general principles of engineering geology (with special focus on soil) in the BSc program to rock mechanics and reservoir geomechanics in the MSc program. A fifth module on underground construction is given by an external lecturer, Dr. Ralf Plinninger of Dr. Plinninger Geotechnik. Teaching also included excursions which led to tunnel projects in the Spessart Mountains and to in situ rock mechanical labs in Switzerland. Engineering Geology | 217 Stress Field Sensitivity Analysis at a Reservoir Scale (Northern Switzerland) using Numerical Geomechanical Modelling T. Hergert1, O. Heidbach2, K. Reiter1 and S.B. Giger3 1 TU Darmstadt, 2 GFZ German Research Centre for Geosciences, 3 Nagra A numerical geomechanical model is presented to characterize the stress field at a candidate site for a nuclear waste repository in Switzerland (Zürich Nordost). Lithological formations of approximately 20 to 200 m in thickness are considered in the model through specific rock properties as individual geomechanical units. Special attention is given to the Opalinus Clay (Lower Dogger), the designated host rock of high level waste at the candidate site.The modeled stress field is calibrated against stress data from borehole breakouts and hydraulic fracturing measurements conducted within the site. In general the state of stress strongly correlates with geomechanical properties. The stiff formations show much higher stress anisotropy with higher SH magnitudes and lower Sh magnitudes than the softer formations. In particular, it is concluded that the stress field in the Opalinus Clay is not very sensitive to changes in the boundary conditions as the stiffer formations (notably the limestones of the Upper Malm and the Upper Muschelkalk) take up the far-field tectonic stresses. properties using different model assumptions and by performing parameter studies (Hergert et al. 2015). The parameter studies focus on the impact of mechanical properties of sedimentary layers and fault structures on the stress field in the Opalinus Clay host rock. Effects of topography and potential future ice cover are also investigated. Introduction The geological siting area Zürich Nordost (ZNO) is one candidate site for a nuclear waste repository in northern Switzerland (Fig. 1). Knowledge of the in situ stress state is relevant to evaluate engineering suitability and long-term safety of underground structures. Direct (hydraulic fracturing) and indirect (borehole breakouts) methods were used to constrain the stress field from one deep well in the area (Nagra, 2001). In this contribution we highlight how numerical geomechanical modelling can assist in characterizing the 3D stress field at a siting or reservoir scale by honouring 1D point measurements. Such forward models enable the study of the relative sensitivity of the stress field due to e.g. fault friction or elasto-plastic rock Model set-up The model covers an area of 20 km by 16 km (Fig. 1). The bottom of the model is at 2500 m below sea level. The geomechanical model is based on a geological model that comprises the structure of interfaces between different formations derived by 3D seismic as well as the geometry of the Neuhausen Fault. The fault is implemented by frictional contact surfaces allowing relative displacement. Among the identified formations fourteen geomechanical units were selected that are characterized by representative densities and elasto-plastic parameters. The rock mass is subjected to gravity. The model volume is discretized into 589,000 hexahedron elements with linear approximation 218 | Engineering Geology Geological overview and tectonic setting The geological siting area ZNO is located in the northern part of the Central Swiss Molasse Basin (Nagra, 2008). At the potential repository level, the Opalinus Clay is part of the (partly detached) Tabular Jura. Within the ZNO siting area, the base of Opalinus Clay is buried at a depth of approximately 400 to 900 m below surface and its thickness ranges between approximately 100 and 120 m. The east of the siting area is limited by the presence of the NW-SEstriking Neuhausen Fault, which is considered as the westernmost border fault of the Lake Constance-Hegau Graben. Fig. 1. Stress map of Northern Switzerland based on the revised World Stress Map release 2008 (Heidbach et al. 2010, Nagra 2013). Lines show the orientation of maximum horizontal stress SHmax. Orange rectangle marks the area covered by the model; thick black line within the model area encircles the geological siting area ZNO (Nagra, 2008). Yellow circles show the locations where stress magnitude data are available in the depth range of potential repositories (Basel, Benken, Schlattingen). Colour-code of the model indicates the stratification. Engineering Geology | 219 functions. Each of the Mesozoic formations is discretised by at least three layers of elements, which corresponds to a vertical resolution of about 20 m in the Mesozoic formations and about 100 m lateral resolution. To constrain the initial and boundary conditions for a base model we use orientations of maximum horizontal stress (SHmax), stress regime information (Fig. 1), magnitudes of the minimum horizontal stress (Shmin) from hydraulic fracturing and a semi-empirical relationship of the stress ratio Sh/SV for overconsolidated, argillaceoussediments. Details of the technical workflow for the initial stress implementation and calibration procedure are given in Hergert et al. (2015) and Heidbach et al. (2014). Results The model runs demonstrate that the stress ratios SHmax/SV, Shmin/SV and SHmax/Shmin are considerably reduced in the argillaceous formations with respect to the stiffer formations of e.g. the Malm and the upper and lower Muschelkalk (Fig. 2). The stiffer formations are characterized by higher stress ratios, higher differential stresses and greater horizontal stress anisotropy than the softer argillaceous formations. It can be concluded that the stiffer formations carry the main load of the lateral tectonic push from the far-field. In the base model the horizontal differential stress SH-Sh is about 3-5 MPa in the Opalinus Clay within the siting area. The stress ratios Sh/SV, SH/SV and SH/Sh are widely uniform and show variability of ≤ 10% within the siting area with decreasing values with increasing depth (Fig. 2). Modelled stress magnitudes in the Opalinus Clay at the site of the Benken well are Sh~14 MPa, SV~15 MPa, SH~18 MPa and compare favourably with the stress estimates from hydrofracturing experiments (Fig. 3). Horizontal stresses east of the Neuhausen Fault are ~3 MPa smaller in the Opalinus Clay in agreement with the slightly more extensive stress data from the Schlattingen well a few kilometres further east. 220 | Engineering Geology There is an ambiguity regarding SH in the sense that Sh data from Benken can be approximated with different boundary conditions at differing SH magnitudes. The gravitational effect of topography increases stresses below elevated areas and reduced stress below topographic depressions. In turn, tectonic far field stresses increase horizontal stress in valleys. The effect of topography is recognisable down to several hundred metres depth. Particularly the NW of the model area reveals topographical effects on the host rock due to its proximity to the undulating surface. References [1] Heidbach, O., Tingay, M., Barth, A., Reinecker, J., Kurfeß, D. and Müller, B. [2010] Global crustal stress pattern based on the World Stress Map database release 2008, Tectonophysics, 482, 3-15, doi:10.1016/j. tecto.2009.07.023. [2] Heidbach, O. and Reinecker, J. [2013] Analyse des rezenten Spannungsfeldes der Nordschweiz, Nagra Arb. Ber. NAB 12-05. Nagra, Wettingen, Switzerland. [3] Heidbach, O., Hergert, T., Reiter, K. and Giger, S.B. [2014] Local stress field sensitivity analysis - case study Nördlich Lägern, Nagra Arb. Ber. NAB 13-88. Nagra, Wettingen, Switzerland. [4] Hergert, T., Heidbach, O., Reiter, K., Giger, S. B., and Marschall, P. [2015] Stress field sensitivity analysis in a sedimentary sequence of the Alpine foreland, northern Switzerland, Solid Earth, 6, 2, 533-552, doi: 10.5194/se-6-5332015. [5] Klee, G. [2012] Geothermal borehole Schlattingen-1: Hydraulic fracturing stress measurements. Unpubl. Nagra Project Report. Nagra, Wettingen. [6] Klee, G. and Rummel, F. [2000] Sondierbohrung Benken: Hydrofrac Spannungsmessungen Teil I – Auswertung der Feldmessungen. Unpubl. Nagra Int. Ber. Nagra, Wettingen. [7] Nagra [2001] Sondierbohrung Benken – Untersuchungsbericht. Textband und Beilagenband. Nagra Tech. Bericht NTB 00-01. Nagra, Wettingen. Fig. 2. Stress ratios on north-south cross sections of the model ZNO through the Benken well. Thin black lines in the model results show top and bottom of Opalinus Clay; vertical black line shows the Benken well. Top figure shows considered geomechanical units in the model. Fig. 3. Stress magnitudes from hydrofrac experiments (red diamonds and circles) in comparison with modelled Shmin values (red curve). Blue line shows the modelled SHmax of one mode realization in comparison with estimates from the various approaches to derive SHmax magnitudes from Shmin values. Data are from Klee and Rummel (2000) and Klee (2012). Engineering Geology | 221 Statistical Stress Model Calibration K. Reiter 1 and O. Heidbach 2 1 TU Darmstadt, 2 GFZ German Research Centre for Geosciences The estimation of orientation and magnitude of crustal stresses is crucial for the design phase of technological and safe underground usage. As usually only a few in-situ data are available, stress prediction is challenging. Geomechanical-numerical modelling is the only tool, which allows stress prediction that takes material properties and inhomogeneities into account. The model calibration is essential to find the best-fitting stress results. The presented workflow allows the statistically proved calibration to determine the best-fit model. Furthermore, statistic tests speed up the calibration process. The order in which model-independent data are used for model calibration pay attention to the interrelation between the stress components. Therefore, data of vertical stress are tested first to optimize material properties. Second, the orientation of the maximum horizontal stress is used to optimize orientation of applied boundary conditions. Finally, the magnitudes of minimum and maximum horizontal stress are varied to find the optimal strain, applied by the boundary conditions. Introduction The Earth’s crust is used by the mankind for extraction of energy or minerals (hydrocarbon, geothermal energy etc.), for interim storage sites (gas and pressurized air), for way of transportation (tunnels) as well as for waste repositories (nuclear and chemicals). A safe and efficient underground usage is important, but also the (long-term) stability is crucial for all, the operator, the society and environment. Potential users of the underground need a good understanding of the local stress state greatest before the first well. This is important in terms of well stability or well configuration of several corresponding wells, in the case of reservoir stimulation by hydraulic fracturing. (e.g. Bell and McLellan, 1995; Peska and Zoback, 1995). An inadequate understanding of the spatial stress variability during the planning phase of a reservoir is a crucial point for the success (e.g. Brown, 2009; Duchane and Brown, 222 | Engineering Geology 2002). However, stress prediction is also essential for any cavity like tunnels or nuclear waste repositories (e.g. Fuchs and Müller, 2001; Gunzburger and Magnenet, 2014; Heidbach et al., 2013). The stress state is formally described with a second rank tensor with six independent components (e.g. Schmitt et al., 2012; Zang and Stephansson, 2010). Assuming that the vertical stress (SV) is a principal stress component, the minimum and maximum horizontal stress (SHmax and Shmin) respectively, are also principal stresses. In this case the stress can be described with only four components, i.e. the orientation of SHmax as well as the three magnitudes of the principal stresses (SV, SHmax and Shmin). Data of SHmax orientations are collected in the world stress map database (WSM - Zoback, 1992; Heidbach et al., 2010) since decades. For the magnitude data only a first attempt of database exists (Zang et al., 2012). The relation between the stress magnitudes defines the stress regime (faulting type) according Anderson’s theory, which are thrust-, strike-slip- or normal faulting regime (Anderson, 1951). As stress data are sparsely distributed for the most regions, geomechanical-numerical modeling is an important tool to predict the in-situ stresses still in the design phase of an underground project. The method allows incorporation of several petrological units and inhomogeneities like faults or detachments. Such models provide an estimate of the full stress tensor. Nevertheless, such models need calibration versus available in-situ stress data (e.g. Fischer and Henk, 2013; Henk, 2009). But uncertainties of calibration are usually unknown, as mostly just a few data are available (e.g. Fischer and Henk, 2013; Buchmann and Connolly, 2007; Heidbach et al., 2013). A major progress for reliability of models would be availability of a sufficient amount of data, so that a statistical calibration procedure could be applied. Such statistically calibrated models would improve the significance of numerical stress models. Fig. 1. Sketch of the calibration workflow. The geomechanical model is prepared based on the model geometry, the material properties, the variable displacement boundary conditions and the initial stress state. The numerically modelled total stress tensor is calibrated on model independent in-situ stress data. First the SV magnitude, by testing the density, second the SHmax orientation testing the orientation of applied boundary conditions and third the Shmin and SHmax magnitude is testing the offset of applied boundary conditions, until the model fits all the model independent data. Engineering Geology | 223 In the case that data are available for several or all stress components, the model have to be calibrated in a reasonable order. This is important as some components of the stress tensor are independent from boundary condition which will be applied in a later stage to fit other in-situ data. Calibration of geomechanical-numerical stress models Geomechanical-numerical models reproduce simplified the geometry of the chosen investigation volume. The model geometry is based on model-dependent data, which are seismic cross sections, well data etc. This geometry is combined with the internal forces (material properties like Young’s modulus, Poisson’s ratio) and external forces like body forces (gravity) as well as surface forces (boundary conditions). Models are calibrated versus model independent data which are SV magnitudes from well logs, SHmax orientations from borehole breakouts, focal mechanisms etc., Shmin magnitudes from hydraulic fracturing (e.g. leak-off tests) as well as SHmax magnitudes from overcoring (or calculated data). The here presented workflow allows the meaningful stepwise statistical calibration of the model on the in-situ data. The statistic test of one stress component compares each in-situ stress magnitude or orientation with the model outcome at the same position within the model. The difference between both is ΔS: ∆S = SMeasured – Smodel (1) As a best fit is intended, the median of all ΔS (ΔS) from each stress component should be very small. Therefore the calibration procedure seek for a model where the median of ΔS is as small as possible ( ΔS =0). 224 | Engineering Geology Order of data calibration The stress component which have to be tested first (Fig. 1) is the vertical stress (SV), as SV is marginal influenced by later applied variation of (horizontal) boundary conditions. SV by majority is driven by the overburden load of the sedimentary column as a function of density and gravity. As gravity changes only slightly on earth in general as well as into accessible depth, rock density is the solely variable for modellers to optimize the model versus SV data. Each in-situ SV data is compared to the same point in the model (Eq. 2). The best fit model is found when the (ΔSV= 0). ΔSV = SVMeasured − SVModel (2) After final definition of material properties, the stress orientation has to be calibrated in the second step (Fig. 1). A stress model will have either a more or less isotropic horizontal stress state (SHmax = Shmin) or an anisotropic stress state (SHmax>Shmin). In an anisotropic case, applied model boundary conditions are similar (εx = εy). In such a case stress orientations will be affected by inhomogeneitys within the model like topography, lateral changing density or near to faults. This can lead to large variation of orientations (e.g. Hergert et al., 2015). An anisotropic stress state will be reached when a different strain is applied to the model boundaries (εx = εy ). As long as small differential stresses are applied, model inhomogeneities have an influence. Above a certain strain ratio, the stress pattern depends on the applied strain isotropy; the stress pattern will change only slightly for much larger applied strain ratios. Fig. 2. Visualization of bivariate linear regression based on four models. (a and b): the median Shmin and the median SHmax are plotted depending on the northwest to south-east extension (pull) and the south-west to north-east shortening (push). The isolines of the median ΔShmin and ΔSHmax are colour coded. (c) The isolines, where the median ΔShmin and ΔSHmax is zero are plotted alone. The intersection of both isolines indicated the push-pull values where the best-fit model can be found (Reiter and Heidbach, 2014). Engineering Geology | 225 Therefore orientations of applied boundary conditions have to be calibrated first, before calibration of horizontal stress magnitudes. Each orientation of applied boundary conditions are tested using SHmax orientation data (e.g. borehole breakouts or focal mechanisms from the WSM). The Equation to calculate the differences between the model and the in-situ date differs to the general equation, as stress orientations are circular data (0°=180°) and therefore ΔSHmax Azi have to range between -90° and +90° (Eq. 3) The best-fit can be found for boundary conditions which provide a tiny median ΔSHmax Azi (HmaxAzi) = 0). ΔSHmax Azi = SHmax Azi Meas−SHmax Azi Model −90(sgn(SHmax Azi Meas−SHmax Azi Model−90) (3) +sgn(SHmax Azi Meas−SHmax Azi Model+90)) The applied strain to a rock mass is mainly stored elastically until failure. Up to the occurrence of failure, the stress magnitude is a linear function of rock properties and applied offset at the model boundaries. Therefore, the SHmax and Shmin magnitudes will be tested and calibrated together in one calibration step (Fig. 1). Again differences between the model and the in-situ data stress data are calculated for each data point (Eqs. 4 and 5). ΔShmin = Shmin Measured−Shmin Model (4) ΔSHmax = SHmax Measured−SHmax Model (5) The calculated ΔShmin and ΔSHmax of ≥ three models can be plotted separately in a push vs. pull diagram (Fig. 2a and b). The push is parallel to the SHmax orientation, where pull is perpendicular to that. To highlight the linear dependency between push and pull in an elastic model, colour coded isolines are plotted. Each model along the light blue line (Fig. 2a) would derive a model, which fits well to the in-situ Shmin data. The same stands for the light blue line in Fig. 2b and SHmax data. 226 | Engineering Geology As the determination of the best-fit model is intended, the intersection of both light blue lines from Fig. 2a and b would derive the best-fit. This is done with a bivariate linear regression based on the spatial distribution of the ΔShmin and ΔSHmax (Fig. 2c). This method provides two linear equations, where the intersection can be calculated by equating both equations. The result is an x and y value of applied push and pull on the model boundaries, which derives the boundary conditions of the best-fit model. Alberta stress model This work-flow is first applied for a crustal scale model from the Alberta Basin. The model extend is 1200 × 700 × 80 km. For the model calibration 321 SHmax orientation data, 981 SV, 1720 Shmin as well as 2(+11) SHmax magnitude data are available (Reiter and Heidbach, 2014). The correlation coefficient between the model and the data are in a range of r = 0.935 for SV and r = 0.835 for Shmin for data sets with sufficient amount of data. Conclusion / Outlook The calibration workflow allows calibration of geomechanical-numerical stress model using statistical methods, seeking for the best-fit model. The general attempt is the minimization of differences between in-situ stress data vs. the model outcome, using the whole model median as a measure for each data type. The calibration procedure has the following order: Test of SV data to optimize rock density, SHmax orientations to find optimal orientation of boundary conditions and Shmin and SHmax magnitudes in one step together to optimize boundary displacements. However, usually there are significant less data available. Further investigation are needed, how much data are necessary, to get a best-fit model with assessable uncertainties. Moreover, the question arises, under which circumstances model results can be transferred to other model regions with a similar tectonic setting, i.g. the Alpine Molasse Basin? References [1] Anderson, E.M. [1951] The Dynamics of Faulting and Dyke Formation with Application to Britain. 2nd ed. Oliver and Boyd, London and Edinburgh. [2] Bell, J.S. and McLellan, P.J. [1995] Exploration and production implications of subsurface rock stresses in western Canada. In: Proceedings of the Oil and Gas Forum. 5. [3] Brown, D.W. [2009] Hot dry rock geothermal energy: important lessons from Fenton Hill. In: Thirty-Fourth Workshop on Geothermal Reservoir Engineering. Stanford, 3–6. [4] Buchmann, T.J. and Connolly, P.T. [2007] Contemporary kinematics of the Upper Rhine Graben: A 3D finite element approach. Global and Planetary Change, 58(1-4), 287–309. [5] Duchane, D. and Brown, D. [2002] Hot dry rock (HDR) geothermal energy research and development at Fenton Hill, New Mexico. Geo-Heat Centre Quarterly Bulletin, 23(3), 13–19. [6] Fischer, K. and Henk, A. [2013] A workflow for building and calibrating 3-D geomechanical models-A case study for a gas reservoir in the North German Basin. Solid Earth, 4(2), 347–355. [7] Fuchs, K. and Müller, B. [2001] World Stress Map of the Earth : a key to tectonic processes and technological applications. Naturwissenschaften, 88(9), 357–371. [8] Gunzburger, Y. and Magnenet, V. [2014] Stress inversion and basement-cover stress transmission across weak layers in the Paris basin, France. Tectonophysics, 617, 44–57. [9] Heidbach, O., Hergert, T., Reinecker, J., Reiter, K., Giger, S., Vietor, T. and Marschall, P. [2013] In Situ Stress in Switzerland-From Pointwise Field Data to a 3D Continuous Quantification. In: International Workshop on Geomechanics and Energy, November 2013. EAGE, Lausanne, 1–4. Heidbach, O., Tingay, M.R.P., Barth, A., Reinecker, J., Kurfeß, D. and Müller, B. [2010] Global crustal stress pattern based on the World Stress Map database release 2008. Tectonophysics, 482 (1-4), 3–15. [10] Henk, A. [2009] Perspectives of Geomechanical Reservoir Models–Why Stress is Important. Oil Gas: European Magazine, 35(1), 1–5. [11] Hergert, T., Heidbach, O., Reiter, K., Giger, S.B. and Marschall, P. [2015] Stress field sensitivity analysis in a sedimentary sequence of the Alpine foreland, northern Switzerland. Solid Earth, 6(2), 533–552. [12] Peska, P. and Zoback, M.D. [1995] Compressive and tensile failure of inclined well bores and determination of in situ stress and rock strength. Journal of Geophysical Research, 100(B7), 12791–12811. [13] Reiter, K. and Heidbach, O. [2014] 3-D geomechanical-numerical model of the contemporary crustal stress state in the Alberta Basin (Canada). Solid Earth, 5(2), 1123–1149. Schmitt, D.R., Currie, C.A. and Zhang, L. [2012] Crustal stress determination from boreholes and rock cores: Fundamental principles. Tectonophysics, 580, 1–26. [14] Zang, A. and Stephansson, O. [2010] Stress Field of the Earth’s Crust. Springer Netherlands, Dordrecht. Zang, A., Stephansson, O., Heidbach, O. and Janouschkowetz, S. [2012]World Stress Map Database as a Resource for Rock Mechanics and Rock Engineering. Geotechnical and Geological Engineering, 30(3), 625–646. [15] Zoback, M.L. [1992] First- and second-order patterns of stress in the lithosphere: The World Stress Map Project. Journal of Geophysical Research, 97(B8), 11703–11728. Engineering Geology | 227 Research Projects • PROTECT - PRediction Of deformation To Ensure Carbon Traps (BMBF) • Building and populating geomechanical reservoir models – a case study from the Upper Rhine Graben (GDF SUEZ) • APIS – Assessment of production induced stress changes (DEA) • LIDAR-based analysis of fracture networks (PhD thesis) • Fracture prediction in fold-and-thrust belts – a worked example from the southern Pyrenees (PhD thesis) • Numerical-geomechanical models of potential sites for radioactive waste disposal in Switzerland (Nagra) 228 | Engineering Geology Publications [1] Henk, A. & Nemcok, M. (2015): Lower-crust ductility patterns associated with transform margins. In: Nemcok, M., Rybar, S., Sinha, S.T., Hermeston, S. A. & Ledvényiová , L. (eds.): Transform Margins: Development, Controls and Petroleum Systems. Geological Society, London, Special Publications, 431, http://doi.org/10.1144/SP431.9 [2] Hergert, T., Heidbach, O., Reiter, K., Giger, S. B., and Marschall, P., 2015. Stress field sensitivity analysis in a sedimentary sequence of the Alpine foreland, northern Switzerland, Solid Earth, 6, 2, 533-552, doi: 10.5194/se-6-533-2015. [3] Krawczyk, C.M., Henk, A., Tanner, D.C., Trappe, H., Ziesch, J., Beilecke, T., Aruffo, C.M., Weber, B., Lippmann, A., Görke, U.-J., Bilke, L. & Kolditz, O. (2015): Seismic and sub-seismic deformation prediction in the context of geological carbon trapping and storage. Advanced Technologies in Earth Sciences, Springer, ISBN 978-3-319-13929-6; pp. 97-113. [4] Laux, D., Henk, A., (2015).Terrestrial laser scanning and fracture network characterisation – perspectives for a (semi-) automatic analysis of point cloud data from outcrops. Z. Dt. Ges. Geowiss. (German J. Geosci.), 166 (1), p. 99-118. [5] Nemcok, M., Henk, A. & Molcan, M. (2015): The role of pre-break-up heat flow on the thermal history of a transform margin. In: Nemcok, M., Rybar, S., Sinha, S.T., Hermeston, S. A. & Ledvényiová , L. (eds.): Transform Margins: Development, Controls and Petroleum Systems. Geological Society, London, Special Publications, 431, http://doi.org/10.1144/SP431.4 [6] Reiter, K., Heidbach, O., Reinecker, J., Müller, B., und Röckel, T. 2015. Spannungskarte Deutschland 2015, Erdöl Erdgas Kohle 131, 11, 437–42. [7] Haug, C., Hergert, T., Henk, A., & Nüchter, J.A., 2015. Numerical Simulation of Production-induced Fault Loading – Modeling Concept and Poroelastic Material Definition, 2nd EAGE Workshop on Geo mechanics and Energy – The Ground as Energy Source and Storage, 13-15 October 2015, Celle, Germany (poster presentation). Engineering Geology | 229 Publications [8] Henk, A., Fischer, K. & Aruffo, C.A. (2015): Geomechanical reservoir modeling for tectonic stress prediction – workflow and case studies. – 13th International Symposium on Rock Mechanics (ISRM Congress 2015), Montreal, 10. – 13.05.2015. [9] Heidbach, O., Hergert, T., Reiter, K., Giger, S.B., Marschall, P., 2015. 3D stress field sensitivity analysis on the scale of geological siting regions in Northern Switzerland with focus on Opalinus Clay, 6th International Clay Conference – Clays in natural and engineered barriers for radioactive waste confinement, March 23-26 2015, Brussels, Belgium. [10] Hergert, T., Heidbach, O., Reiter, K. & Giger, S.B. , 2015. Stress Field Sensitivity Analysis at a Reservoir Scale (Northern Switzerland) Using Numerical Geomechanical Modelling, 2nd EAGE Workshop on Geomechanics and Energy – The Ground as Energy Source and Storage, 13-15 October 2015, Celle, Germany. [11] Krawczyk, C.M., Tanner, D.C., Ziesch, J., Beilecke, T., Henk, A. & PROTECT Research Group (2015): Deformation prediction in the Otway Basin – a seismo-mechanical workflow for sub-/seismic fault detection. – 3rd EAGE Sustainable Earth Sciences Conference, 13-15 October, 2015, Celle, Germany. [12] Laux, D., Henk, A., 2015. Application of Terrestrial Laser Scanning in geosciences for (semi-) automatic fracture network characterization and lithology determination. Conference Proceedings, Riegl LIDAR 2015 International User Conference, 5.5. – 7.5.2015, HongKong, China . [13] Reiter, K., & Heidbach, O., 2015. Statistical Stress Model Calibration, 2nd EAGE Workshop on Geomechanics and Energy – The Ground as Energy Source and Storage, 13-15 October 2015, Celle, Germany. [14] Weber, B. & Henk, A. 2015. Incorporation of Spatial Variations in Elastic Rock Properties in the Geomechanical Model of the CO2CRC Otway Project, 2nd EAGE Workshop on Geomechanics and Energy – The Ground as Energy Source and Storage, 13-15 October 2015, Celle, Germany. 230 | Engineering Geology Engineering Geology | 231 Environmental Mineralogy Staff Members Head Prof. Dr. Stephan Weinbruch Research Associates APL Prof. Dr. Martin Ebert Dr. Nathalie Benker Postdocs Dr. Konrad Knadler, PD Dr. Dirk Scheuvens Technical Personnel Thomas Dirsch Secretaries Astrid Kern PhD Students Dipl..-Met. Dörthe Ebert Mark Scerri, M. Sc Dipl.-Ing. Katharina Schütze Master Students Markus Hartmann Bachelor Students Andreas Taufertshöfer Alexander Gruhn Pia Krüger Advancend practical course Sabine Hempel 232 | Environmental Mineralogy Environmental Mineralogy Environmental mineralogy focuses its research on the characterization of individual aerosol particles by electron beam techniques (high-resolution scanning electron microscopy, transmission electron microscopy, environmental scanning electron microscopy). We study individual aerosol particles in order to derive the physical and chemical properties (e.g., complex refractive index, deliquescence behavior, ice nucleation) of the atmospheric aerosol. These data are of great importance for modeling the global radiation balance and its change due to human activities. We are also interested in studying particle exposure in urban environments and at working places. As aerosol particles may have adverse effects on human health, the knowledge of the particle size distribution and the chemical and mineralogical composition of the particles is of prime importance in order to derive the exact mechanisms of the adverse health effects. In addition, we also investigate particles as carriers of pollutants into Nordic and Arctic ecosystems. Our research is carried out in cooperation with the following national and international partners: Max Planck Institute for Chemistry in Mainz, Institute for Atmosphere and Environmental Sciences (University of Frankfurt) Institute for Atmospheric Physics (University of Mainz), Institut für Steinkonservierung (IFS) in Mainz, Institute for Meteorology and Climate Research (Karlsruhe Institute of Technology), Institute for Tropospheric Research in Leipzig, Institute of Atmospheric Physics (German Aerospace Center DLR) in Oberpfaffenhofen, Paul Scherrer Institute (Laboratory of Atmospheric Chemistry) in Villigen (Switzerland), National Institute of Occupational Health (STAMI) in Oslo (Norway), and the Norwegian University of Life Science (NMBU) in Ås (Norway). Environmental Mineralogy | 233 Electron Microscope Stereogrammetry for Modelling Mineral Dust K. Kandler1, H. Lindqvist2, O. Jokinen3, T. Nousiainen4 1 Angewandte Geowissenschaften, Technische Universität Darmstadt, Darmstadt, Germany 2 Department of Atmospheric Science, Colorado State University, CO, USA 3 Department of Real Estate, Planning and Geoinformatics, Aalto University, Espoo, Finland 4 Finnish Meteorological Institute, Helsinki, Finland The real, three-dimensional shape of dust particles is derived from pairs of scanning-electron microscope (SEM) images by means of automated stereogrammetry. The resulting shape is homogeneously discretized. Internal structure with respect to composition is approximated from the localized chemical signals (energy-dispersive X-ray fluorescence spectroscopy, EDS) in SEM. Discrete-dipole-approximation computations for the single dust particles reveal that scattering by such realistic irregular shapes and heterogeneously composed particles differs notably from scattering by a sphere, a spheroid or a Gaussian random sphere, which all are frequently used shape models for dust particles. Introduction Mineral dust particles continue to be an important and intriguing subject of light-scattering research because of the abundance of atmospheric dust and, also, the lack of trivial solutions. One of the complications is the vast variety of shapes of mineral dust particles: they can be, for instance, roundish, faceted, platy, or aggregated. In addition, they are often unique mixtures of different minerals and may possess structures both internally and externally at different scales [1]. Accurate light-scattering computations require accounting for the particles’ realistic shapes and structures. In the past, dust optical properties have been computed using simplistic or descriptive shape models that may mimic some morphological details of real dust particles, but are not directly derived from actual particle shapes; some models are used because they appear to produce similar scattering features when considering a shape-size distribution of particles [2, 3]. 234 | Environmental Mineralogy In this study, we choose a different approach: we derive the shape of single Saharan dust particles directly from scanning-electron microscope (SEM) observations by means of stereophotogrammetry [4], i.e. without applying any generalizing shape model. Dust samples and sem imaging The Saharan mineral dust sample, from which the modeled particles were selected, was collected during the SAMUM campaign over Morocco on 6th June 2006 by an airborne cascade impactor particle collection system (for details, see [5]). The sample was sputter-coated with gold (thickness approximately 10 nm). Single particles were imaged with a FEI ESEM Quanta 200 FEG at different angles by tilting the specimen stage at a working distance of 10 mm. Secondary and backscatter electron images were collected. Backscatter electron images proved to yield more reliable results with the following shape reconstruction. An acceleration voltage of 20 kV was used with a nominal lateral resolution better than 3 nm. In addition to the imagery, localized characteristic X-ray fluorescence was measured with an energy-dispersive detector, yielding atomic-composition maps of the particles. Particle shape retrieval The surface topography of the dust particle is determined from a stereo pair of SEM images. The process starts with finding a sparse set of corresponding points between the images using SIFT keypoints [6]. The sparse correspondences are used to refine the image orientations and to estimate a sparse set of 3-D object points in a bundle adjustment assuming a parallel projection geometry, which is well satisfied with images taken with magnification factors above 1000 Fig. 1. Stereogrammetrically retrieved 3D model for an aggregated dust particle and its according simulated light scattering (black line, labeled ‘dust’). Scattering by simplified model shapes is shown with gray, dashed lines. Scattering results are integrated over a lognormal size distribution of identically-shaped scaled particles with a cross-section-weighted average particle radius of 0.82 µm. Environmental Mineralogy | 235 The correspondences are then densified using affine least squares image matching techniques. In this dense image matching phase, the correspondences are gradually expanded from the sparse keypoint matches, which were compatible in the bundle adjustment, to their neighborhoods until the whole image has been filled up with observations at every pixel. Disparity and epipolar constraints are applied to obtain smooth surfaces and to avoid false matches. 3-D points are reconstructed from the densely matched points by forward intersection. The final point set is triangulated into a dense surface model. No manual editing of the model is needed. Since the stereogrammetry-retrieved shape covers only half of the particle geometry, the other half is constructed by assuming mirror symmetry with respect to a horizontal plane determined visually. Either mirroring or scaled mirroring is applied [4]. The volume between the surfaces is discretized into small volume elements called dipoles. Particle COMPOSITION retrieval Internal structure and composition of the particles cannot yet be retrieved automatically. Instead, mineralogical interpretation of the visible features and the chemical composition maps is necessary. Distinct structures are identified any the according volume elements are manually assigned with a complex refractive index fitting the deduced mineralogical composition. Where no distinct features are visible – neither in the image, nor in the composition maps – a complex refractive index fitting the composition of the main particle matrix is used. 236 | Environmental Mineralogy Results and discussion Light scattering by the dust particles is computed using the discrete-dipole approximation code ADDA [7]. Refractive indices are chosen as functions of the approximated mineral composition and literature data availability. The computations are performed for monochromatic, visible light at a wavelength λ = 0.55 µm. In Fig. 1, we show example results for an aggregated, inhomogeneous dust particle. Stereogrammetric shape retrieval has mostly succeeded in capturing the irregular 3D shape of the particle, including roughness features of the surface but excluding the cavities or shadowed regions. Scattered intensity (phase function, S11) and the degree of linear polarization (-S12/S11) are also shown. Scattering results for the simplified models (sphere, spheroid, Gaussian random sphere [8]) differ notably from those of the stereogrammetrically modeled dust particle. Retrieving the dust particle shapes directly from stereo images appears to be a useful method for single-scattering modeling. The obtained shapes closely resemble the real particles. The shapes can be used, e.g., as reference particles for testing currently used optical models for dust. In case large discrepancies are observed, improving the optical models should be considered. Obviously, the real test of the methodology is when it is tested against measured single-scattering properties of real dust particles. For this, more particle shapes should be derived and the single-scattering computations should be extended for larger size ranges and/or wavelengths. Moreover, a full 3D retrieval is necessary to overcome the mirroring steps. Finally, an auto- References [1] G. Y. Jeong, and T. Nousiainen, “TEM analysis of the internal structures and mineralogy of Asian dust particles and the implications for optical modeling,”Atmos. Chem. Phys. 14, 7233-7254 (2014). [5] D. Scheuvens, K. Kandler, M. Küpper, K. Lieke, S. Zorn, M. Ebert, L. Schütz, and S. Weinbruch, “Indiviual-particle analysis of airborne dust samples collected over Morocco in 2006 during SAMUM 1,” Tellus 63B, 512-530 (2011). [2] T. Nousiainen, “Optical modeling of mineral dust particles: A review,” J. Quant. Spectrosc. Ra. 110, 1261-1279 (2009). [6] D. Lowe, “Distinctive Image Features from Scale-Invariant Keypoints,” Int. J. Comput. Vision 60, 91-110 (2004). [3] T. Nousiainen, and K. Kandler, “Light scattering by atmospheric mineral dust particles,” in Light Scattering Reviews 9. Light Scattering and Radiative Transfer, A. A. Kokhanovsky, ed. (Springer Praxis, Berlin, 2015), pp. 3-52. [7] M. A. Yurkin, and A. G. Hoekstra, “The discrete-dipole-approximation code ADDA: Capabilities and known limitations,” J. Quant. Spectrosc. Radiat. Transfer 112, 2234-2247 (2011). [4 ] H. Lindqvist, O. Jokinen, K. Kandler, D. Scheuvens, and T. Nousiainen, “Single scattering by realistic, inhomogeneous mineral dust particles with stereogrammetric shapes,” Atmos. Chem. Phys. 14, 143-157 (2014). [8] K. Muinonen, E. Zubko, J. Tyynelä, Y. G. Shkuratov, and G. Videen, “Light scattering by Gaussian random particles with discrete-dipole approximation,” J. Quant. Spectrosc. Ra. 106, 360-377 (2007). Research Projects • Environmental scanning electron microscopical studies of ice-forming nuclei (DFG Forschergruppe INUIT). • Electron microscopy of long-range transported mineral dust. • Source apportionment of rural and urban aerosols. • Sources of soot at work places (National Institute of Occupational Health, Oslo, Norway). • Influence of traffic on the surface of monuments. • Particle and organic pollutant emissions of coal burning in the Arctics. Environmental Mineralogy | 237 Publications [1] Niedermeier N., Held A., Müller T., Heinhold B., Schepanski K., Tegen I., Kandler K., Ebert M., Weinbruch S., Read K., Lee J., Fomba K.W., Müller K., Herrmann H., and Wiedensohler A. (2014): Mass deposition fluxes of Saharan mineral dust to the tropical northeast Atlantic Ocean: An intercomparison of methods, Atmospheric Chemistry and Physics. 14, 2245-2266. [2] Hiranuma N., Augustin-Bauditz S., Bingemer H., Budke C., Curtius J., Danielczok A., Diehl K., Dreischmeier K., Ebert M., Frank F., Hoffmann N., Kandler K., Kiselev A., Koop T., Leisner T., Möhler O., Nillius B., Peckhaus A., Rose D., Weinbruch S., Wex H., Boose Y., DeMott P.J., Hader J.D., Hill T.C.J., Kanji Z.A., Kulkarni G., Levin E.J.T., McCluskey C.S., Murakami M.,Murray B.J., Niedermeier D., Petters M.D., O’Sullivan D., Saito A., Schill G.P., Tajiri T., Tolbert M.A., Welti A., Whale T.F., Wright T.P., and Yamashita K. (2015): A comprehensive laboratory study on the immersion freezing behavior of illite NX particles: a comparison of 17 ice nucleation measurement techniques., Atmospheric Chemistry and Physics, 15, 2489-2518. [3] Arnoldussen Y.J., Skogstad A., Skaug V., Kasem M., Haugen A., Benker N., Weinbruch S., Apte R.N., and Zienolddiny S. (2015): Involvement of IL-1 genes in the cellular responses to carbon nanotube exposure., Cytokine, 73, 128-137. [4] Worringen A., Kandler K.,Benker N., Dirsch T., Mertes S., Schenk L., Kästner U., Frank F., Nillius B., Bundke U., Rose D., Curtius J., Kupiszewski P., Weingartner E., Vochezer P., Schneider J., Schmidt S., Weinbruch S, and Ebert M. (2015): Single-particle characterization of ice-nucleating particles and ice particle residuals sampled by three different techniques., Atmospheric Chemistry and Physics, 15, 4161-4178. [5] Küpper M., Weinbruch S., Skaug V., Skogstad A., Einarsdóttir Thornér E., Benker N., Ebert M., Chaschin V, and Thomassen Y. (2015): Electron microscopy of particles in the lungs of nickel refinery workers., Analytical and Bioanalytical Chemistry, 407, 6435-6445. [6] Boltze, M., Jiang, W., Groer, St. & Scheuvens, D. (2015): Stellungnahme: Wirksamkeit von Umweltzonen … und es gibt sie doch (NO2).- Straßenverkehrstechnik, Heft 3: 186. [7] Bundschuh, P., Auras, M., Kirchner, D., Scheuvens, D. & Seelos, K. (2015): Expositionsprogramm zur Wirkung verkehrsbedingter Immissionen auf Natursteinoberflächen.- IFS-Bericht 49: 53–77. 238 | Environmental Mineralogy Publications [8] Scheuvens, D., Dirsch, T., Moissl, A., Küpper, M. & Weinbruch, S. (2015): Partikuläre Schadstoffe an Baudenkmälern.- IFS-Bericht 49: 55–77. [9] Scheuvens, D., Kandler, K. & Weinbruch, S. (2015): Feinstaub Filterung durch Vegetation – Untersuchungen an der Luftmessstation Mainz-Zitadelle.- IFS-Bericht 49: 145–155. [10] S. Schmidt, J. Schneider, T. Klimach, S. Mertes, L. P. Schenk, J. Curtius, P. Kupiszewski, E. Hammer, P. Vochezer, G. Lloyd, M. Ebert, K. Kandler, S. Weinbruch, S. Borrmann (2015): In-situ single submicron particle composition analysis of ice residuals from mountain-top mixed-phase clouds in Central Europe. Atmos. Chem. Phys. Discuss. 15, 4677-4724. doi: 10.5194/acpd-15-4677-2015 [11] T. Nousiainen, K. Kandler (2015): Light scattering by atmospheric mineral dust particles. In: A. A. Kokhanovsky (ed.), Light Scattering Reviews 9, 3-52, Springer, Berlin. doi: 10.1007/978-3-642-37985-7_1 [12] B. Berlinger, M. D. Bugge, B. Ulvestad, H. Kjuus, K. Kandler, D. G. Ellingsen (2015): Particle size distribution of workplace aerosols in manganese alloy smelters applying personal sampling strategy. Environ. Sci.: Processes Impacts 17, 2066-2073. doi: 10.1039/ c5em00396b [13] T. B. Kristensen, T. Müller, K. Kandler, N. Benker, M. Hartmann, J. M. Prospero, A. Wiedensohler, F. Stratmann (2015): Properties of cloud condensation nuclei (CCN) in the trade wind marine boundary layer of the Eastern Caribbean Sea. Atmos. Chem. Phys. Discuss. 15, 30757-30791. doi: 10.5194/acpd-15-30757-2015 [14] Schenk L. P., S Mertes, U Kästner, F Frank, B Nillius, U Bundke, D Rose, S Schmidt, J Schneider, A Worringen, K Kandler, N Bukowiecki, M Ebert, J Curtius, F Stratmann, Characterization and first results of an ice nucleating particle measurement system based on counterflow virtual impactor technique, Atmospheric Measurement Techniques Discussions, 10, 10585-10617, 2014. [15] Schrod A., D. Danielczok, D. Weber, M. Ebert, E. S. Thomson, and H. G. Bingemer, Re-evaluating the Frankfurt isothermal static diffusion chamber for ice nucleation, amt-2015-348, Special Issue: Results from the ice nucleation research unit (INUIT) (ACP/AMT Inter-Journal), 2015. Environmental Mineralogy | 239 Geomaterial Science Staff Members Head Prof. Dr. Hans-Joachim Kleebe Associated Professors Prof. Dr. Ute Kolb, Mainz, Electron Crystallography Prof. Dr. Peter van Aken, MPI, Stuttgart, TEM,HRTEM,EELS Research Asscoiates Dr. Stefan Lauterbach Dr. Leopoldo Molina-Luna Postdoc Students Dr. Ana Ljubomira Schmitt Dr. Ingo Sethmann Dr. Michael Dürrschnabel Dr. Laura Silvestroni Secretaries Angelika Willführ PhD Students Stefania Hapis 240 | Geomaterial Science Cigdem Özsoy Keskinbora Marc Rubat du Merac Mathis M. Müller Katharina Nonnenmacher Pouya Moghimian Ekin Simsek Dmitry Tyutyunnikov Carolin Wittich Marina Zakhozheva Dan Zhou Lars Riekehr Bachelor/Master Students Young-Mi Kim Tobias Hill Maximilian Trapp Sabrina Seltenheim Steffen Kausch Cornelia Luft Tobias Necke Alexander Zintler Kerstin Stricker Technical Personnal Bernd Dreieicher Geomaterial Science The research group of Prof. Hans-Joachim Kleebe is active in the field of Geomaterial Science (formerly Applied Mineralogy) and explores the formation/processing conditions, composition, microstructure and properties of minerals in addition to materials that are important for industrial applications. The study of the latter material group focuses on both basic science and potential applications. Research activities include a comprehensive characterization of natural and synthetic materials, their performance for example at elevated temperature, local chemical variations as well as tailored synthesis experiments for high-tech materials. The experimental studies comprise the crystal chemistry of minerals and synthetic materials, in particular, their crystal structure, phase assemblage as well as their microstructure evolution. The microstructure variation (e.g., during exposure to high temperature) has an essential effect on the resulting material properties, which is true for synthetic materials as well as for natural minerals. Therefore, the main focus of most research projects is to understand the correlation between microstructure evolution and resulting material properties. An important aspect of the Fachgebiet Geomaterial Science is the application of scanning and transmission electron microscopy (SEM/ TEM/STEM) techniques for the detailed micro/ nanostructural characterization of solids. STEM for example in conjunction with spectroscopic analytical tools such as energy-dispersive X-ray spectroscopy (EDS) and electron energy-loss spectroscopy (EELS) are employed for detailed microstructure and defect characterization down to the atomic scale. High-resolution imaging of local defects in addition to chemical analysis with high lateral resolution is similarly applied to natural minerals as well as to high-performance materials. Recent research projects involve topics such the domain structure in ferroelectrics, defect structures in Bixbyite single crystals (and their corresponding exaggerated grain growth), morphology of In2O3 nanocrystals, transparent ceramics such as Mg-Al spinel, interface structures in polycrystals, ultra-high temperature materials and the study of biomineralisation and biomaterials. Geomaterial Science | 241 Design of a Novel Buffer Layer to Prevent SiC Fiber-MoSi2 Chemical Rreactions in Functionally Graded UHTCs Laura Silvestroni and Hans-Joachim Kleebe ZrB2 is an ultra-high temperature ceramic (UHTC) possessing a melting point exceeding 3000°C and interesting physical properties. As such, ZrB2 ceramics are considered potential candidates for space and hypersonic components. The main drawbacks that restrict the employment of ZrB2 ceramics for a wider spectrum of applications are mainly related to its low damage tolerance, poor oxidation resistance and relatively high density. The introduction of discontinuous SiC fibers can both increase the toughness of ZrB2 above 6 MPa·m½ and notably decrease the total weight (see also Figure 1). The class of materials designated as functional graded material (FGM) was first introduced by Japan scientists to decrease the thermal stresses in propulsion and airframe structural systems of astronautical flight vehicles. This class of engineered materials are characterized by spatially varied microstructures created by a non-uniform distribution of the reinforcement phase with different properties, sizes and shapes, as well as by interchanging the role of reinforcement and matrix materials in a continuous manner. FGMs exhibit a continuous variation of material properties from one surface to the other and thus eliminate local stress concentration generally encountered in laminated multicomponent structures. Moreover, the addition of secondary phases such as MoSi2 can further improve the high-temperature strength and, most importantly, the oxidation performance of the boride matrix. The ultimate scope of the project is to obtain a functionally graded (FG) composite made up of a ZrB2-MoSi2 outer scale to provide oxidation and ablation resistance and a progressively SiC fiber-rich body to guarantee failure tolerance and lighten the whole structure. The major obstacle to overcome is the detrimental chemi- 242 | Geomaterial Science cal reaction between Mo-compounds and SiC fibers occurring during sintering, as depicted in Figure 2, which leads to the microstructural degradation of the fibers and, hence, to the loss of their toughening function. In this respect, the project is the project is focused on the development of a novel ZrB2-based buffer scale able to prevent chemical ractions between SiC fibers and Mo-compounds and to the study of the interdiffusion state across the interface, both during sintering stage and upon oxidation. It is envisioned to utilize mixtures of ZrB2 and Si3N4, SiCN and HfSiN for the diffusion barrier. The understanding of the chemical reactions across the various layers will be fundamental for the design of a novel UHTC. The work plan foresees the development of various baseline ceramic joints with different composition of the buffer layer and a thorough microstructural characterization of the as-sintered and oxidized specimens by transmission electron microscopy. These analyses, coupled to thermodynamic predictions, will be essential in revealing local diffusion processes and will lead to the definition of an optimized buffer layer composition for the design of a functional UHTC. Thermo-mechanical characterization and arc-jet tests of the optimized composite will be also carried out to assess the performance of the novel material. The success of the project rises from the synergistic effort of two institutes possessing complementary experise: the Insitute of Science and Technology for Ceramics, Faenza, Italy (CNR-ISTEC), with extended know-how on processing, microstructure and properties of UHTCs and the Institute of Applied GeoSciences, Darmstadt, Germany (TU-IAG), with advanced microstructural characterization skills and long lasting experience on interface characterization via various TEM techniques. Figure 1: SEM images of of a ZrB2-ZrS2-SiC fiber composite showing a) a panoramic overview and b) a SiC fiber section illustrating the multi layered morphology after sintering. c)-f) TEM images evidencing the fiber features with magnified views of d) the fiber core, e) the composition of the fiber core (β-SiC, turbostratic carbon and amorphous SiCO) and f) the fiber shell. Figure 2: Effect of the increasing sintering temperature on the morphology evolution of Hi-Nicalon SiC fibers in a ZrB2 composite containing MoSi2 as sintering additive. Geomaterial Science | 243 Entwicklung neuartiger, B6O-basierter Verschleißwerkstoffe Hans-Joachim Kleebe und Matthias Herrmann Die aus der Wechselwirkung der Al2O3-Y2O3Additive mit einer oberflächigen B2O3-Schicht der B6O-Partikel resultierende Al2O3-Y2O3B2O3 Flüssigphase bedingt unabhängig von der Sintertechnologie die Bildung einer weitestgehend homogen in den B6O-Kornzwickeln verteilten Glasphase, welche mit abnehmender Abkühlgeschwindigkeit bei der SPS > KVP > HIP Verdichtung bzw. abnehmendem B2O3/(Al2O3-Y2O3) Verhältnis zunehmend die Tendenz zeigt in Form von Al- und Y-Boraten zu kristallisieren. Abbildung 1 zeigt eine Übersicht, der mittels Transmissionselektronenmikroskopie (TEM) im Detail untersuchten Proben in der Gegenüberstellung. Auffällig ist die Verfeinerung des Gefüges nach KVP Verdichtung, entsprechend der Gefügeübersicht in Abbildung 1. Bei den hohen Additivgehalten ist die Sekundärphase (und deren Verteilung) deutlich zu erkennen (mit Pfeilen markiert). Während die Proben, die mit geringen Anteilen an Additiven verdichtet wurden, noch einen gewissen Anteil an Restporosität aufweisen, resultierte die Zugabe von 6 Vol.% Sinterhilfsmittels in einer nahezu vollständigen Verdichtung. Eine Besonderheit stellt die zusätzliche Bildung von bis zu mehreren 10 µm großen, kompakten Al-Y-Boriden in den SPS-gesinterten Werkstoffen dar, deren Verteilung und Größe maßgeblich durch die Additivzusammensetzung aber auch die Sintertemperatur und Atmosphäre kontrolliert ist. Ferner konnte eine lokale Phasenseparation von Al(Mg)- und Y-Boraten in Kornzwickeln nachgewiesen werden. Dagegen konnte nachgewiesen werden, dass die Bildung der Boride nicht in hochdruckhergestellten Werkstoffen stattfindet und in heißisostatisch gepressten Werkstoffen auf Zusammensetzungen mit sehr hoher Konzentrationen an Y2O3 beschränkt ist. Im Rahmen des Projektes wurden sowohl die Ursachen der Boridbildung bestimmt als auch Strategien Ihrer Vermeidung entwickelt. Für 244 | Geomaterial Science die additivfreie Sinterung wurden annähernd vollständig verdichtete B6O-Werkstoffe nur unter Hochdruckbedingungen bzw. in eingeschränkte Maße auch über die SPS-Verdichtung erreicht (allerdings mit schlechter Reproduzierbarkeit infolge der Zersetzung des Materials bei hohen Sintertemperaturen). Dagegen resultierte das heißisostatische Pressen unabhängig von den Sinterbedingungen (1800–1850 °C, 1–3 h) in Werkstoffe mit einer Restporosität von mindestens 7 %. Neben der nicht-reaktiven Verdichtung wurde ferner untersucht, inwiefern sich B6O-Werkstoffe kostengünstig und ohne die Notwendigkeit der vorherigen Synthese eines B6O-Pulvers auf Basis reaktiver B/B2O3-Mischung herstellen lassen. Dabei konnte gezeigt werden, dass die Verwendung von oxidischen Sinteradditiven auch bei der reaktiven Werkstoffsynthese eine vollständige Verdichtung bei moderaten Sintertemperaturen von 1850 °C mittels SPS ermöglicht. Bei geringerem Additivzusatz von 3 Vol.% zeigte sich, dass bei der Verdichtung über HIP eine geringe Restporosität auftritt, während die KVP Verdichtung zu porenfreien Proben führte. Damit eröffnen die Untersuchungen eine alternative Herstellungsroutine zur bereits zuvor berichteten (annähernd vollständigen) Verdichtung reaktiver B/B2O3-Mischungen unter Einsatz von Hochdrucktechnologien bzw. dem Heißpressen bei Temperaturen bis zu 2200 °C. Zwar erfordert die reaktive Sinterung ähnliche Sinterparameter wie die nicht-reaktive Verdichtung, jedoch zeigt sich neben dem Vorteil einer höheren Kosteneffizienz, dass sich bei geeigneter Stöchiometrie der B/B2O3-Mischungen Gefüge herstellen lassen, die gänzlich frei von Boriden sind (Abbildung 2) und die Werkstoffe so infolge einer gesteigerten Homogenität eine höhere Festigkeit erwarten lassen [1]. Die Untersuchungen zum Kornwachstum in Abhängigkeit von der Additivzusammensetzung/ Sintertemperatur mittels SPS bestätigen die Ergebnisse der Verdichtung mittels HIP, bei denen Abbildung 1: TEM Hellfeld-Aufnahmen der untersuchten B6O Materialien in Abhängigkeit vom Herstellungsprozess und dem Additivgehalt. Deutlich ist eine Verfeinerung des Gefüges bei der KVP Verdichtung zu erkennen. Abbildung 2: TEM Aufnahmen von reaktiv bzw. nicht-reaktiv hergestellten SPS Proben mit 6 Vol.% Additivzusatz Al2O3/(Al2O3+Y2O3)=0.63. In beiden Fällen konnten bei entsprechender Additivzusammensetzung und Volumenanteil die Boridbildung unterdrückt werden. Die mit Pfeilen markieren Bereiche zeigen Kornzwickel, die mit der ausschließlich amorph (SAD=selected area diffraction; Inset) vorliegenden Sekundärphase gefüllt sind. Geomaterial Science | 245 für alle untersuchten Zusammensetzungen (auch mit SiO2-Komponente) selbst bei 3 h Haltezeit und Temperaturen bis 1850 °C keine signifikante Vergröberung der Gefüge beobachtet wurde. Allerdings wurde vereinzelt im unmittelbaren Kontaktbereich der Probe mit der SiO2-haltigen Glaskapsel eine Reaktionszone mit abnormalem Wachstum von B6O beobachtet. Der Einsatz höherer Sintertemperaturen bei der heißisostatischen Verdichtung war auf Grund der zu geringen Kapselstabilität nicht möglich. Aus diesem Grund musste für die bei Antragstellung ursprünglich für heißisostatisch gepresste Werkstoffe angedachte Untersuchung des Einflusses der Korngröße auf die mechanischen Eigenschaften auf SPS-Werkstoffe zurückgegriffen werden. Eine der SPS Proben mit ausgeprägtem Großkornwachstum wurde mittels TEM untersucht. Es zeigte sich, dass ähnlich wie bei B4C die B6O Körner einen hohen Anteil an Kristalldefekten (Stapelfehler) aufweisen. Im Vergleich zu den großen Körnern, beobachtet man in den Kornzwickeln ein relativ feinkörnige Matrix, in der die Sekundärphase entsprechend angereichert ist (DF Abbildungen). Interessanter Weise konnte auch in dieser Probe eine teilweise Entmischung innerhalb der glasbildenden Phase nachgewiesen werden (Abbildungen 3 und 4). In einigen Zwickeln befindet sich eine vornehmlich Si,Al enthaltende Glasphase, während in anderen Zwickeln ein hoher Y-Gehalt vorlag. Die Analyse der Gitterkonstanten des B6O macht deutlich, dass sich die B6O-Struktur im Verlauf der Sinterung aufweitet, was wiederum auf den zusätzlichen Einbau geringer Mengen 246 | Geomaterial Science an Fremdatomen auf Leerstellen des B6O-Gitters hinweist: i) Sauerstoff aus der Interaktion mit einer oxidischen Sekundärphase sowie ii) Kohlenstoff aus der Sinteratmosphäre im Falle der Verdichtung mittels SPS. Das Ausmaß der Leerstellensubstitution im B6O ist vom Grad der Umlösung von B6O bzw. dem Angebot an Kohlenstoff während der Sinterung abhängig. Aufgrund einer vergleichsweise hohen Temperatur und der besonderen Sinteratmosphäre ist daher die Gitteraufweitung bei der Verdichtung mittels SPS wesentlich ausgeprägter als beim heißisostatischen Pressen bzw. der Hochdruckverdichtung. Es gibt auch signifikante Unterschiede zwischen Werkstoffen mit und ohne oxidischen Additiven, was ferner mit der unterschiedlichen C-Konzentration korreliert. Insbesondere die Ergebnisse zum Einbau von Kohlenstoff in die B6O-Struktur erhärten damit die Annahme einer möglichen, lückenlosen Mischkristallreihe zwischen B6O und B4C Leider konnte der Einbau des Kohlenstoffs in das B6O Gitter mittels TEM/STEM nicht eindeutig nachgewiesen werden, da zum einen eine wenige nm dicke C-Schicht aufgebracht wurde, um Aufladungen an der Probenoberfläche durch den Primärstrahl zu minimieren und ferner viele der B6O Proben zur lokalen Kontamination neigen. M. Herrmann, I. Sigalas, M. Thiele, M. M. Müller, H.-J. Kleebe, A. Michaelis; Boron suboxide ultrahard materials, Int. J. Ref. Met. Hard Mater., 39 53-60 (2013). Abbildung 3: STEM BF/DF Abbildungen der Si-haltigen B6O Probe mit Riesenkornwachstum (SPS, 40 Mol.% Si, 1950°C). Deutlich sind in den großen Körnern ein hoher Anteil an Stapelfehlern erkennbar. Abbildung 4: STEM BF Abbildung (links) der Si-haltigen B6O Probe mit Riesenkornwachstum (SPS, 40 Mol.% Si, 1950°C) und rechts die entsprechenden EDX-Spektren zweier Kornzwickel, die auf eine Entmischung innerhalb der Glasphase hinweist (Spektrum 82: Si,Al,Y / Spektrum 83: Al,Si). Geomaterial Science | 247 Research Projects • Polymer-derived SiCO/HfO2 and SiCN/HfO2 Ceramic Nanocomposites for Ultrahigh-temperature Applications, SPP-1181 (DFG 2009-2015). • Structural Investigations of Fatigue in Ferroelectrics, detailed TEM Characterization of Lead-Free Ferroelectrics (DFG 2007-2015). • Investigation of the Atomic and Electronic Structure of Perovskite Multilayer-Heterojunctions (in collaboration with the MPI Stuttgart, Prof. P. van Aken). • Phase Developments and Phase Transformations of Crystaline Non Equilibrium Phases (in collaboration with the MPI Stuttgart, Prof. P. van Aken). • Microstructure Characterization and Correlation with Corresponding Properties, in particular Hardness und Fracture Toughness, of Boron Suboxide Materials (DFG 2012-2015). • Microstructure Characterization of Polycrystalline Transparent Mg-Al-Spinel Samples; The Effect of LiF Doping (Industry 2012-2015). • Microstructucure and Defect Control of Thin Film Solar Cells (Helmholtz Virtual Institute 2012-2018). • Hydrothermale Umwandlung von porösen Ca-Carbonat Biomineralen in antibiotische und antiosteoporotische Ca-Phosphat-Knochenimplantat-Materialien mit eingelagerten Mg-, Sr-, Zn- und Ag-Ionen (DFG 2014–2016). 248 | Geomaterial Science Publications [1] L. Dimesso, C. Spanheimer, M.M. Müller, H.-J. Kleebe, and W. Jaegermann, “Properties of Ca-containing LiCoPO4-graphitic carbon foam composites,” Ionics 21 [8] 2101-07 (2015). [2] M.R. du Merac, I.E. Reimanis, and H.-J. Kleebe, “Electrochemical Impedance Spectroscopy of Transparent Polycrystalline Magnesium Aluminate (MgAl2O4) Spinel,” J. Am. Ceram. Soc., 98 [7] 2130-38 (2015). [3] M. Zakhozheva, L.A. Schmitt, M. Acosta, H. Guo, W. Jo, R. Schier- holz, H.-J. Kleebe, and X. Tan, “Wide Compositional Range In Situ Electric Field Investigations on Lead-Free Ba(Zr 0.2Ti0.8)O3-x(Ba0.7Ca0.3)TiO3 Piezoceramic,” Phys. Rev. Appl., 3 [6] (2015). [4] M. Hinterstein, L.A. Schmitt, M. Hoelzel, W. Jo, J. Rodel, H.-J. Kleebe, and M. Hoffman, “Cyclic electric field response of morphotropic Bi1/2Na1/2TiO3-BaTiO3 piezoceramics,” Appl. Phys. Lett., 106 [22] (2015). [5] M. Jocher, M. Gattermayer, H.-J. Kleebe, S. Kleemann, and M. Biesalski, “Enhancing the wet strength of lignocellulosic fibrous networks using photo-crosslinkable polymers,” Cellulose 22 [1] 581-91 (2015). [6] L.A. Schmitt, H. Kungl, M. Hinterstein, L. Riekehr, H.-J. Kleebe, M.J. Hoffmann, R.A. Eichel, and H. Fuess, “The Impact of Heat Treatment on the Domain Configuration and Strain Behavior in Pb[Zr,Ti]O3 Ferroelectrics,” J. Am. Ceram. Soc., 98 [1] 269-77 (2015). [7] M. Acosta, L.A. Schmitt, L. Molina-Luna, M.C. Scherrer, M. Brilz, K.G. Webber, M. Deluca, H.-J. Kleebe, J. Rödel, W. Donner. “Core- shell lead-free piezoelectric ceramics: current status and advanced characterization of Bi1/2Na1/2TiO3-SrTiO3 system.” J. Am. Ceram. Soc., 98 [11], 3405-3422 (2015). [8] S. Bhat, L. Wiehl, L. Molina-Luna, E. Mugnaioli, S. Lauterbach, S. Sicolo, P. Kroll, M. Duerrschnabel, N. Nishiyama, U. Kolb, K. Albe, H.-J. Kleebe, and R. Riedel, “High-Pressure Synthesis of Novel Boron Oxynitride B6N4O3 with Sphalerite Type Structure,” Chem. Mater., 27 [17] 5907-14 (2015). [9] F. Muench, D.M. De Carolis, E.M. Felix, J. Brotz, U. Kunz, H.-J. Kleebe, S. Ayata, C. Trautmann, and W. Ensinger, “SelfSupporting Metal Nanotube Networks Obtained by Highly Conformal Electroless Plating,” Chem. Plus Chem., 80 [9] 1448-56 (2015). Geomaterial Science | 249 Publications [10] J. Koruza, V. Rojas, L. Molina-Luna, U. Kunz, M. Duerrschnabel, H.-J. Kleebe, M. Acosta, “Formation of the core–shell microstructure in lead-free Bi1/2Na1/2TiO3-SrTiO3 piezoceramics and its influence on the electromechanical properties,” J. Eur. Ceram. Soc., 36 1009-1016 (2015). [11] M. Erbe, J. Hänisch, R. Hühne, T. Freudenberg, A. Kirchner, L. Molina-Luna, C. Damm, G. Van Tendeloo, S. Kaskel, L. Schultz, B. Holzapfel, “BaHfO3 artificial pinning centres in TFA-MOD-derived YBCO and GdBCO thin films” Supercond. Sci. Technol., 28 114002 (2015). [12] L. Molina-Luna, M. Duerrschnabel, S. Turner, M. Erbe, G. T Martinez, S. Van Aert, B. Holzapfel, G. Van Tendeloo, “Atomic and electronic structures of BaHfO3-doped TFA-MOD-derived YBa2Cu3O7-δ thin films,” Supercond. Sci. Technol. 28 115009 (2015). [13] D. Thiry, L. Molina-Luna, E. Gautron, N. Stephant, A. Chauvin, K. Du, J. Ding, C.-H. Choi, P.-Y. Tessier, A.A. El Mel, “The Kirkendall Effect in Binary Alloys: Trapping Gold in Copper Oxide Nanoshells,” Chem. Mater., 27 [18] 6374–6384 (2015). [14] M. Vögler, M. Acosta, D.R.J. Brandt, L. Molina-Luna, K.G. Webber, “Temperature-dependent R-curve behavior of the lead-free ferro electric 0.615Ba(Zr 0.2Ti0.8)O3-0.385(Ba0.7Ca0.3)TiO3 ceramic, ”Engineering Fracture Mechanics, 144 68-77 (2015). [15] A. Hayrikyan, V. Rojas, L. Molina-Luna, M. Acosta, J. Koruza, K.G. Webber, “Enhancing Electromechanical Properties of Lead-Free Ferroelectrics with Bilayer Ceramic/Ceramic Composites,” IEEE Transactions 62 [6] 997-1006 (2015). [16] S. Saini, P. Mele, H. Honda, K. Matsumoto, K. Miyazaki, L. Molina-Luna, P. E. Hopkins, “Influence of Postdeposition Cooling Atmosphere on Thermoelectric Properties of 2% Al-Doped ZnO Thin Films Grown by Pulsed Laser Deposition,” J. Electronic Materials 44 [6] 1547-1553 (2015). [17] Bretos, T. Schneller, M. Falter, M. Bäcker, E. Hollmann, R. Wördenweber, O. Eibl, G. Van Tendeloo, L. Molina-Luna, “Solution-derived YBa2Cu3O7−δ (YBCO) superconducting films with BaZrO3 (BZO) nanodots based on reverse micelle stabilized nano-particles,” J. Mater. Chem. C, 3 3971-3979 (2015). 250 | Geomaterial Science Publications [18] A. El Mel, F. Boukli-Hacene, L. Molina-Luna, N. Bouts, A. Chauvin, D. Thiry, E. Gautron, N. Gautier, P.-Y. Tessier, “Unusual Dealloying Effect in Gold/Copper Alloy Thin Films: The Role of Defects and Column Boundaries in the Formation of Nanoporous Gold, “ ACS Applied Materials & Interfaces, 7 [4] 2310-21 (2015). [19] S. Saini, P. Mele, H. Honda, T. Suzuki, K. Matsumoto, K. Miyazaki, A. Ichinose, L. Molina Luna, R. Carlini, A. Tiwari, “Effect of self- grown seed layer on thermoelectric properties of ZnO thin films,” Thin Solid Films (2015). doi:10.1016/j.tsf.2015.09.060 [20] P. Hołuj, C. Euler, B. Balke, U. Kolb, G. Fiedler, M.M. Müller, T. Jaeger, P. Kratzer, and G. Jakob „Reduced thermal conductivity of TiNiSn/HfNiSn superlattices” Phys. Rev. B 92 [12] 125436 (2015) [21] P. Hołuj, T. Jaeger, C. Euler, E.C. Angel, U. Kolb, M.M. Müller, B. Balke, M.H. Aguirre, S. Populoh, A. Weidenkaff, and G. Jakob, “Half-Heusler superlattices as model systems for nanostructured thermoelectrics”, Phys. Status Solidi A, 1–7 201532445, (2015). [22 P. Kumar, B. Willsch, M. Duerrschnabel, Z. Aabdin, R. Hoenig, N. Peranio, F. Clement, D. Biro, O. Eibl, “Combined Microstructural and Electrical Characterization of Metallization Layers in Industrial Solar Cells,” Energy Procedia, 67 31-42 (2015). [23] N. Peranio, Z. Aabdin, M. Duerrschnabel, O. Eibl, “Advanced Structural Characterization of Bi2Te3 Nanomaterials,” in: Thermoelectric Bi2Te3 Nanomateirals. Eds. O. Eibl, K. Nielsch, N. Periano, F. Volklein, Wiley & Sons, 141-163 (2015). Geomaterial Science | 251 Geothermal Science and Technology Staff Members Head Prof. Dr. Ingo Sass Research Associates Dr. Kristian Bär Dr. Wolfram Rühaak Technical Personnal Gabriela Schubert Rainer Seehaus Secretaries Simone Roß-Krichbaum PhD Students Achim Aretz , M.Sc. Dipl.-Ing. Christoph Drefke Claus-Dieter Heldmann, M.Sc. Dipl.-Ing. Philipp Mielke Dipl.-Ing. Johanna Rüther, M.Sc. Daniel Schulte, M.Sc. Markus Schedel, M.Sc. Dipl.-Ing. Bastian Welsch Swaroop Chauhan, M.Sc. Yixi Gu, M.Sc. Dipl.-Geol. Clemens Lehr Liang Pei, M.Sc. Dipl.-Ing. Rafael Schäffer Dipl.-Ing. Johannes Stegner Dipl.-Ing.Sebastian Weinert Bachelor/Master Students Ines Betten Christoph Blümmel Walid El Dakak Christophe Ledoux Dongmo Maximilian Eckardt Julian Formhals Hellmuth Hoffmann Katharina Knorz Sascha Michaelis Konstantin Ratz Markus Schedel Sabrina Schmiedt Sofia Torrijos Crespo Leandra Maren Weydt Weiyi Yang Hendrik Biewer Frank Brettreich Elisabeth Diehl Martin Eberhardt Alexandre Ferraz Hanno Helming Michel Hubert David Konzack Mario Milicevic Luisa Sandkühler Nicole Schindler Christiane Sikora, Jan Weber Alica de Witt 252 | Geothermal Science and Technology Reseacrch Follows Marion Berger, (3 months) Clement Crayssac, (3 months) Mingliang Liu, (2 months) Yaowu Cao, (2 months) Valerie Galin, (3 months) Xiaobo Zhang, (2 months) Guest Scientists Dr. rer.nat. Markus Neuroth, RWE Power AG Prof. Dr. Qinghai Guo, University of Geosciences, Wuhan, China Prof. Florian Wellmann, PhD, Graduate School AICES, RWTH Aachen Prof. Dr. Olaf Kolditz, Helmholtz-Zentrum für Umweltforschung GmbH – UFZ, Leipzig Guest Lecturers Dr.-Ing. Ulrich Burbaum, CDM Consult Alsbach Geothermal Science and Technology Geothermal Energy is defined as the heat of the accessible part of the earth crust. It contains the stored energy of the earth which can be extracted and used and is one part of the renewable energy sources. Geothermal Energy can be utilized for heating and cooling by applying heat pumps as well as it can be used to generate electricity or heat and electricity in a combined heat and power system. The field of Geothermal Science has natural scientific and engineering roots. Geothermal Science connects the basic knowledge with the requirements of practical industry applications. Geothermal Science is in interdisciplinary exchange with other applied geological subjects such as hydrogeology and engineering geology and therefore is a logic and proper addition to the research profile of the Technische Universität Darmstadt. The broad implementation of geothermal energy applications and the utilization of the underground as a thermal storage will help to reduce CO2 emissions and meet the according national and international climate protection objectives. Furthermore, the utilization of geothermal energy will strengthen the independency on global markets and the utilization of domestic resources. Geothermal Energy will be an essential part of the decentralized domestic energy supply and will contribute an important share of the desired future renewable energy mix. Regarding the worldwide rising importance of renewable energy resources, Geothermal Science is one of the future’s most important field in Applied Geosciences. In 2009, the industry-funded Chair for Geothermal Science and Technology was established at the TU Darmstadt – the first foundation professorship in energy science of the university. The Chair of Geothermal Science and Technology deals with the characterization of geothermal reservoirs, starting from basic analyses of thermo-physical rock properties, which lead to sophisticated calculation of the reservoir potential of distinct rock units. Reliable reservoir prognosis and future efficient reservoir utilisation is addressed in outcrop analogue studies world-wide. Organisation of a highly qualified geothermal lab and experimental hall (TUDA HydroThermikum) started already in 2007 and was continued in 2015. Field courses and excursions in 2015 focused on geothermal energy in Chile, Germany and Austria. Geothermal Science and Technology | 253 User Friendly 3D Processing og High Resolution X-Ray Computer Tomography Rock Images based on Machine Learning Techniques Swarup Chauhan, Wolfram Rühaak, Ingo Sass The identification of accurately segmented phases in images observed by X-ray microcomputer tomography (XCT) is important for determining the geometries of pore networks. Popular methods such as histogram thresholding, which are commonly used for XCT image segmentation exhibit a number of shortfalls. In the project framework of SUGAR III – Submarine Gashydrat Ressourcen, we are developing new software, which is built on machine learning (ML) techniques, for the 2D/3D visualization of XCT data. The segmentation and classification of different phases are based on feature vector selection and relative porosities and trends in pore size distribution (PSD) can be computed. The ML schemes have been implemented and the preliminaty results are published in [1][2]. Figure 1, illustrates the segmentation and classi- fication of a volcanic Andesite rock sample. The relative porosity of 15.92 ± 1.77 % and pore size distribution computed for Andesite using seven ML techniques is in very good agreement to experimental results of 17 ± 2 % obtained using gas pycnometer. Algorithms to calculate relative porosity, PSD and total volume fraction of mineral, matrix and pore phases are built in a user friendly graphical interface. Currently, a MATLAB© based version of the GUI has been released. For the year 2016, the focus will be on optimizing computational speed, accuracy of the ML techniques and validation studies for different types of XCT datasets. References [1] Chauhan, S, Rühaak, W., Khan, F., Enzmann, F, Mielke, P., Kersten, M, Sass, I, (2015). Processing of rock core microtomography images: Using seven different machine learning algorithms. 4. GEO-CT/ -IMAGINGWORKSHOP. Johannes Gutenberg-Universität Mainz (JGU). 16.-17.11.2015. [2] Chauhan, S. Rühaak, W., Khan, F., Enzmann, F., Mielke, P., Kersten, M., Sass, I.: Processing of rock core microtomography images: Using seven different machine learning algorithms, COMPUTERS & GEOSCIENCES, 86: 120-128, ISSN 0098-3004, http://dx.doi. org/10.1016/j.cageo.2015.10.013. 254 | Geothermal Science and Technology Figure 1: 2D/3D segmentation and classification of XCT Andesite images using unsupervised machine learning techniques. Geothermal Science and Technology | 255 Research Projects • Geothermal Reservoir Analogs in Foreland Basins – „Malvonian“ (DAAD 2015 – 2016) • Schlüsseltechnologien und Modellierungsmethoden zur Errichtung von Enhanced Geothermal Systems – Key Technologies and Modeling Methodologies for Establishing Enhanced Geothermal Systems – „KeyTEGS“ (DAAD 2014 2016) • Entwicklung von wartungsarmen PEHD-Filterelementen für ober- flächennahe geothermische Brunnenanlagen (Deutsche Bundesstiftung Umwelt (DBU) 2011 – 2015) • Charakterisierung des Geothermischen Reservoirpotenzials des Permokarbons in Hessen und Rheinland-Pfalz (BMU & BMWI 2011 – 2015) • Rock and Hydrothermal Fluid Interactions and Their Impacts on Permeability, Reservoir Enhancement and Rock Stability (DAAD 2011 – 2015) • Quantitativer Einfluss des Wasserhaushalts, der Umwelttemperatur und der geothermischen Kennwerte auf die Wärmeableitung erdverlegter Starkstromkabel (E.ON Innovation Center Distribution und Bayernwerk AG 2012 – 2015) • Entwicklung von thermophysikalisch optimierten Bettungsmaterialen für Mittel- und Niederspannungskabeltrassen (HeidelbergCement, Baustoffe für Geotechnik GmbH & Co. KG 2012 – 2015) 256 | Geothermal Science and Technology Research Projects • Reduzierung des Gebäudewärmebedarfs mittels geothermischer Speicher - Entwicklung eines interagierenden Simulationsmodells (TU Darmstadt, Förderinitiative Interdisziplinäre Forschung 2014 – 2015) • • • • • Simulation und Evaluierung von Kopplungs- und Speicherkonzepten regenerativer Energieformen zur Heizwärmeversorgung (HA Hessen Agentur GmbH, Energietechnologieoffensive Hessen 2013 – 2015) Integrated Methods for Advanced Geothermal Exploration - IMAGE (EU - Seventh Framework Programme (FP7) - ENERGY.2013.2.4.1: Exploration and assessment of geothermal reservoirs 2013 – 2017) Interdisziplinäres Forschungsprojekt zur Messung, Bewertung und Optimierung der Erwärmung und Strombelastbarkeit von erdverlegten Mittel- und Niederspannungskabelnetzen (TU Darmstadt, Förderinitiative Interdisziplinäre Forschung 2014 – 2015) SUGAR III – Submarine Gashydrat Ressourcen. Entwicklung einer Auswertesoftware für 3D röntgentomographische Aufnahmen (BMBF 2014 – 2016) Ableitung von Berechnungs- und Verlegevorschriften und Entwicklung von Projektierungstools gemäß neu evaluierter Grenzwerte der Kabelbelastbarkeit im Bestand und für Neuverlegung unter Berücksichtigung stationärer und instationärer Strombelastung vor dem Hintergrund subsumiert bewerteter instationärer bodenphysikalischer Vorgänge(E.ON Innovation Center Distribution und Bayernwerk AG 2015 – 2018) Geothermal Science and Technology | 257 Publications [1] Al-Zyoud, S., Rühaak, W., Forootan, E., Sass, I.; Over Exploitation of Groundwater in the Centre of Amman Zarqa Basin - Jordan: Evaluation of Well Data and GRACE Satellite Observations. RESOURCES, 4(4):819-830 (2015). [2] Anbergen, H., Rühaak, W., Frank, J., Sass, I.: Numerical simulation of a freeze-thaw-testing procedure for borehole heat exchanger grouts. CANADIAN GEOTECHNICAL JOURNAL, 52(8):1087-1100 (2015). [3] Anbergen, H., Rühaak, W., Frank, J., Müller, J., Sass, I.: Numerical Simulation of Freezing-Thawing-Cycles in the Grout of Borehole Heat Exchangers. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19-24.4.2015, Melbourne, Australia. Melbourne (2015, peer reviewed) [4] Aretz, A., Bär, K., Götz, A. E., Sass, I., Outcrop analogue study of Permocarboniferous geothermal sandstone reservoir formations (northern Upper Rhine Graben): impact of mineral content, depositional environment and diagenesis on petrophysical properties. INTERNATIONAL JOURNAL OF EARTH SCIENCES (GEOLOGISCHE RUNDSCHAU) ISSN 1437-3254 (Print) 1437-3262 (Online) (2015) [5] Aretz, A., Bär, K., Götz, A. E., Sass, I.: Facies and Diagenesis of Permocarboniferous Geothermal Reservoir Formations (Upper Rhine Graben, SW Germany): Impact on Thermophysical and Hydraulic Properties. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-25.04.2015, Melbourne. (2015, peer reviewed) [6] Bär, K., Homuth, S., Rühaak, W., Schulte, D. O., Welsch, B., Sass, I.: Coupled Renewable Energy systems for seasonal High Temperature Heat storage via Medium Deep Borehole Heat Exchangers. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.- 25.04.2015, Melbourne. (2015, peer reviewed) [7] Bär, K., Sass, I. (2015): New Concept for the application of Outcrop Analogue Data for Geothermal Probability of Success (POS) Studies – Examples of Projects in the Northern Upper Rhine Graben (Germany). PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-25.04.2015, Melbourne. (2015, peer reviewed) 258 | Geothermal Science and Technology Publications [8] Bär, K., Welsch, B., Schulte, D. O., Rühaak, W., Sass, I.: Coupling of Renewable Energies with Medium Deep Borehole Heat Exchangers to Cover the Annual Heat Demand of Larger Buildings by Seasonal High Temperature Heat Storage. ENERGY, SCIENCE AND TECHNOLOGY 2015, 20.-22.05.2015, Karlsruhe. (2015, peer reviewed) [9] Bär, K., Rühaak, W., Welsch, B., Schulte, D. O., Homuth, S., Sass, I.: Seasonal High Temperature Heat Storage with Medium Deep Borehole Heat Exchangers. ENERGY PROCEDIA, 76: 351-360. ISSN 18766102 (2015). [10] Chauhan, S., Rühaak, W., Khan, F., Enzmann, F., Mielke, F., Kersten, M., Sass, I.: Rock core microtomography image processing - Segmen- tation using seven different machine learning algorithms. COMPUTERS & GEOSCIENCES, 86:120-128. ISSN 0098-3004, http://dx.doi.org/10.1016/j.cageo.2015.10.013. (2016). [11] Drefke, C., Dietrich, J., Stegner, J., Balzer, C., Hinrichsen, V., Sass, I.: Steigerung der thermischen Stromtragfähigkeit von Kabel-Hüll- rohrsystemen. NETZPRAXIS 54 (11): 28-34. ISSN 1611-0412 (2015). [12] Drefke, C., Stegner, J., Dietrich, J., Sass, I.: Influence of the Hydraulic Properties of Unconsolidated Rocks and Backfill Materials on the Change of the Thermophysical Characteristics by Heat Transfer. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) [13] Freymark, J., Sippel, J., Scheck-Wenderoth, M., Bär, K., Stiller, M., Kracht, M., Fritsche, J.-G.: Heterogeneous crystalline crust controls the shallow thermal field – a case study of Hessen (Germany). ENERGY PROCEDIA, 76:331-340. ISSN 18766102 (2015). [14] Homuth, S., Götz, A. E., Sass, I.: Physical Properties of the Geo- thermal Carbonate Reservoirs of the Molasse Basin, Germany Outcrop Analogue vs. Reservoir Data. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) Geothermal Science and Technology | 259 Publications [15] Mielke, P., Prieto, A., Bignall, G., Sass, I.: Effect of Hydrothermal Alteration on Rock Properties in the Tauhara Geothermal Field, New Zealand. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) [16] Mielke, P., Nehler, M., Bignall, G., Sass, I.: Thermo-physical rock properties and the impact of advancing hydrothermal alteration A case study from the Tauhara Geothermal Field, New Zealand. JOURNAL OF VOLCANOLOGY AND GEOTHERMAL RESEARCH, 301:14-28. ISSN 03770273 (2015). [17] Molenaar, N., Felder, M., Bär, K., Götz, A. E.: What classic greywacke (litharenite) can reveal about feldspar diagenesis: An example from Permian Rotliegend sandstone in Hessen, Germany. SEDIMENTARY GEOLOGY, 326: 79-93. ISSN 00370738 (2015) [18] Nehler, M., Mielke, P., Bignall, G., Sass, I. Lollino, G., Giordan, D., Thuro, K., Carranza-Torres, C., Wu, F., Marinos, P., Delgado, C. (eds.) (2015): New Methods of Determining Rock Properties for Geothermal Reservoir Characterization. ENGINEERING GEOLOGY FOR SOCIETY AND TERRITORY - VOLUME 6. Springer International Publishing, Cham., pp. 37-40. ISBN 978-3-319-09059-7 [19] Pei, L., Rühaak, W., Stegner, J., Bär, K., Homuth, S., Mielke, P., Sass, I.: Thermo-Triax: an Apparatus for Testing Petrophysical Properties of Rocks under Simulated Geothermal Reservoir Conditions, GEOTECHNICAL TESTING JOURNAL 38(1) (2014) DOI: 10.1520/GTJ20140056. [20] Rühaak, W.: 3-D interpolation of subsurface temperature data with known measurement error using Kriging, ENVIRONMENTAL EARTH SCIENCES, 73(4):1893-1900. (2015) [21] Rühaak, W.; Anbergen, H.; Grenier, C.; McKenzie, J.; Kurylyk, B. L.; Molson, J.; Roux, N.; Sass, I.: Benchmarking numerical freeze/thaw models. ENERGY PROCEDIA, 76:301-310 (2015). 260 | Geothermal Science and Technology Publications [22] Rühaak, W., Guadagnini, A., Geiger, S., Bär, K., Gu, Y., Aretz, A., Homuth, S., Sass, I.: Upscaling Thermal Conductivities of Sedimentary Formations for Geothermal Exploration. GEOTHERMICS, 58:49-61 (2015). [23] Rühaak, W. Steiner, S., Welsch, B., Sass, I.: Prognosefähigkeit numerischer Erdwärmesondenmodelle. GRUNDWASSER, 20(4): 243- 251 (2015). ISSN 1430-483X (Print) 1432-1165 (Online) [24] Rühaak, W., Pei, L., Homuth, S., Bartels, J., Sass, I.: Thermo-Hydro Mechanical-Chemical Coupled Modeling of Geothermal Doublet Systems in Limestones. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) [25] Sass, I., Heldmann, C.-D., Lehr, C., Schäffer, R.: Hydrogeological Exploration of an Alpine Marble Karst for Geothermal Utilization. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.- 24.04.2015, Melbourne. (2015, peer reviewed) [26] Sass, I., Rühaak, W., Bracke, R. (2015): Urban Heating. PR OCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19 – 24 April, Melbourne, Australia. (2015, peer reviewed) [27] Sass, I., Brehm, D., Coldewey, W.G., Dietrich, J., Klein, R., Kellner, T., Kirschbaum, B., Lehr, C., Marek, A., Mielke, P., Müller, L., Panteleit, B., Pohl, S., Porada, J., Schiessl, S., Wedewardt, M., Wesche, D.: Empfehlung Oberflächennahe Geothermie - Planung, Bau, Betrieb und Überwachung - EA Geothermie. Ernst & Sohn, Berlin ISBN 978-3-433-02967-1 (2015). [28] Schulte, D. O., Rühaak, W., Chauhan, S., Welsch, B., Sass, I.: A MATLAB Toolbox for Optimization of Deep Borehole Heat Ex changer Arrays. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) [29] Schulte, D. O., Rühaak, W., Oladyshkin, S., Welsch, B., Sass, I.: Optimization of Medium-Deep Borehole Thermal Energy Storage Systems, ENERGY TECHNOLOGY, 4:104-113. DOI: 10.1002/ ente.2015.00254. ISSN 2194-4296 (2015) Geothermal Science and Technology | 261 Publications [30] Sippel, J., Bär, K., Kastner, O., Blöcher, G.; Scheck-Wenderoth, M.; Huenges, E.: Runder Tisch GIS, e.V. (ed.) (2015): Untersuchung des Tiefen-Geothermie-potenzials. LEITFADEN 3D-GIS UND ENERGIE. Berlin, pp. 77-79. [31] Stegner, J., Drefke, C., Sass, I.: New Methods for Determining the Thermophysical and Hydraulical Properties of Unconsolidated Rocks. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) [32] Welsch, B., Rühaak, W., Schulte, D. O., Bär, K., Homuth, S., Sass, I.: A Comparative Study of Medium Deep Borehole Thermal Energy Storage Systems Using Numerical Modelling. PROCEEDINGS WORLD GEOTHERMAL CONGRESS 2015, 19.-24.04.2015, Melbourne. (2015, peer reviewed) [33] Willershausen, I., Schulte, D. O., Azaripour, A., Weyer, V., Briseño, B., Willershausen, B.: Penetration Potential of a Silver Diamine Fluoride Solution on Dentin Surfaces. An Ex Vivo Study. CLINICAL LABORATORY, 61 (11) pp. 1695-1701. DOI: 10.7754/Clin. Lab.2015.150401 (2015). 262 | Geothermal Science and Technology Technical Petrology Staff Members Head Prof. Dr. Rafael Ferreiro Mählman Senior Scientist Prof. Dr. Eckardt Stein Secretaries Astrid Kern Technical Personnel Dr. Norbert Laskowski Research Associates Dr. Lan Nguyen-Thanh Bachelor/Master Students Sascha Kümmel Marc Rothenbücher Technical Petrology | 263 Technical Petrology with Emphasis in Low Temperature Petrology Petrology is devoted to study the genesis and the mineralogical evolution of a rock with a specific bulk composition at various physical and chemical conditions. The scientific and educational fields of this branch within the applied geosciences are based on crucial knowledge in magmatic-, metamorphic-, hydrothermal petrology, mineralogy, structural geology, tectonophysics, geothermal geology, sediment petrography, thermodynamics/ kinetics and geochemistry. Technical Petrology aims to assess the physical and chemical properties of natural or synthetic rocks for applied purposes at various physical and chemical conditions (e.g. pressure, temperature, chemical composition). The Technical Petrology group is in particular devoted to study the low temperature domain. These low temperature studies serve as an aid to qualify and quantify processes occurring in hydrocarbon prospecting, geothermal system, and geodynamic study. The principal motivation of our Low-Temperature Petrology research group is to understand and to quantify low temperature petrologic processes. For this purpose, an effort is addressed to innovate new tools to calibrate and to model the metamorphic P-T-Xd-t conditions in low-grade rocks. A multidisciplinary approach is necessary because crystallization and recrystallisation are not obvious at low temperature. Hence, our work links field and experimental petrology, analytical methods, thermodynamic and kinetic modelling. Similar approaches are easily applied in archaeometry in order to characterise a range of firing temperatures and to describe recrystallisation processes of starting clay material. Opposite to prograde diagenetic to metamorphic processes, presented working philosophy is employed to describe the reverse cycles of destruction and weathering of rocks and the formation of clays and techno soils. The main research interests of the Technical Petrology Group are focussed on the following topics: 264 | Technical Petrology Clay Mineralogy The application of Kübler Index and other clay mineral parameters to determine a grade of diagenesis and incipient metamorphism. Development of Geothermobarometers based on the reaction kinetics in the reaction progress and aggradation of clay minerals to micas. These can be used in orogenic researches, sediment basin analyses, hydrocarbon exploration, and geothermic prospections. Improvement of methods related to hydrocarbon exploration. Improvement of methods related to the lowgrade metamorphism characterisation. Stability of clay barriers Natural bentonite is considered as a suitable candidate for buffer material required for the underground disposal of high level radioactive waste (HLW). Repositories of HLW are commonly representing multibarrier systems. The host rock is an important barrier and so is clay used as backfill and buffer, that is the interface between the canister with the radioactive waste and the host rock. Backfill material is considered as a safety barrier in the emplacement tunnel. There are a number of concepts for the future disposal of HLW in underground repositories. They are based on the use of “multi-barrier” systems made up of two basic factors: an engineered barrier and host rock. The engineered barrier comprises metallic container (“canister”) containing vitrified nuclear waste or spent nuclera fuel. The metallic containers could be made of iron or copper. These are placed in underground caverns within host rock (e.g. shale, granite or salt), which constitutes the natural geological barrier. Our research focuses on concepts of different countries of using iron metallic castor and salt, crytallized rock or claystone rocks formations as host rock and bentonite acts as buffer and backfill materials . The main question for this type of scenario is, will bentonite be stable or not? In order to examine this question as well as to evaluate the long term safety of the repository, it is necessary to consider the stability of the buffer and backfill components by laboratory testing and theoretical modelling. Different smectitic rich clay and bentonite in the worlds are examined with the aims are followed: Stability of chemical structure and geotechnical paramters of smectite rich clays/bentonite in contact with groundwater, cement and Fe leachate from concrete and Fe-canister of multi barrier systems. Kinetics dissolution of smectite rich clays/bentonites under HLW-repository conditions. Natural Fe-rich clays as potential natural analouges to buffer alteration processes, driven by the presence of Fe and high alkaline groundwater in system. Low-Temperature Petrology s.l Orogen and palaeogeothermal researches in foreland basins of the Alps, Vosges, Dinarides, Carpathians, Stara Planina (Bulgaria), Balkanides, Variscides of the Bosporus and Turkey. A broad analytical spectrum must be applied in low-temperature petrology due to very small grain-size. Technical Petrology group maintains a Microscopy Laboratory (CCA coalreflection microscopy, MPV coal-reflection microscopy, fluorescence microscopy, transmitted light microscopy). The former XRD laboratories (Clay and XRD Laboratory and a research XRD Laboratory) had to be moved and merged with the awkward geochemical laboratory. The ICP-AES, TOC, AOX and gas chromatography together with the Organic Geochemical Laboratory was closed in 2012. A non-completed refurbishment of the Geoscience Institute forced us to accept an adverse decision. A XRF laboratory (Wave-dispersive BRUKER S8-Tiger) is maintained together with the groups of Chemical Analytics and Environmental Mineralogy. Due to the adjournment of the refurbishment of the building and the infrastructure the situation did not change since 2012. On photographs of the laboratories the iniquitous situation depended on development is documented on the Web page to testify the need to get back ideal working conditions. In 2014 the negative development in rejected funding continued. The economic situation declined again and evaluation criteria of the faculty forced the need to cut an assistant position and thus some parts of the infrastructure of the technical petrology group had to be closed (Experimental Coal Petrology, Coal Petrology, Archaeometry and part of the instrumental analytics). The rebuke against the head is a concealed and perfidious way to erode scientific licence and freedom of research causing damage on the ambitious content in education of the specialism. It is to point out that the coal petrology research associate (position being cut in 2013 due to employment rules for research associates 12 years of temporary engagement) Dr. Ronan Le Bayon and the head were honoured by The Society of Organic Petrology (TSOP) with five reference papers on the society homepage, also the appointment as convenors of a coal petrologic session on the GeoFrankfurt 2014 and as guest editors. A strong misfit between the evaluation at the university and the reputation in the coal community is evident. The reduction of the wide research base in Germany will cause future damages in sciences. Technical Petrology | 265 Alteration of Expandable Clays in Reaction with Iron and Percolated by High Brine Solutions Horst-Jürgen Herberta, Jörn Kasbohmb, Lan Nguyen-Thanhc,1, Lothar Meyera, Thao Hoang-Minhd, Mingliang Xiea, Rafael Ferreiro Mählmannc a Gesellschaft für Anlagen- und Reaktorsicherheit GmbH, Theodor-Heuss-Straße 4, 38122 Braunschweig, Germany b Institut für Geographie und Geologie, Universität Greifswald, Friedrich-Ludwig-Jahn-Straße 17A , 17487 Greifswald, Germany c Institute of Applied Geosciences, Technische Universität Darmstadt, Schnittspahnstraße 9, 64287 Darmstadt, Germany d VNU University of Science, Vietnam National University, Hanoi, 334 Nguyen Trai road, Thanh Xuan district, Hanoi, Vietnam Bentonites are suitable candidates as buffer and backfill materials in HLW-repositories. The main objective of this research was to enhance the understanding of the interactions of bentonite with iron in the near field of a HLW-repository. A target was to recognize the mineralogical interaction of bentonite with iron powder simulating the contact of bentonite with steel containers (by different “clay/iron-interaction”-experiments). Compacted MX80 bentonite and Friedland clay were used as starting materials for clay/iron interaction experiments in percolation systems. Iron was added as native Fe-powder to the bentonite (ratio “bentonite : Fe0” = 10 :1) and after that compacted to a raw density of 1.6 g/cm3. Saturated NaCl- or IP21-solution were the two agents for percolation in the different experiment series. These experiments were conducted at three different temperatures (25°C, 60°C, 90°C). XRD and TEM – EDX measurements were the major analytical techniques applied in this research. FT-IR and XRF analyses were used as additional tools for the characterization of the structure and composition of the smectites. In comparison to experiments at 90°C, the compacted blocks have shown a non-homogenous behavior of former Fe-powder after finished experiments at 25°C and 60°C. Brown and black areas were clear to distinguish (figure 1) and were investigated separately. Smectite was the main phase and full expandable in all reaction products. The peak shapes of smectite indicated different processes between run products from 25 °C experiments and experiments with higher reaction temperatures. The run products of experiments at higher temperature than 25 °C were characterized by peak broadening. This peak broadening was 266 | Technical Petrology considered as result of strong dissolution and precipitation processes during the experiment. The chemical analyses also confirmed the loss of Si and Al caused by percolation. Smectite has shown different octahedral Fe-amounts in the different reaction products (proofed by XRD, TEM-EDX and FT-IR) and is represented in figure 2. Also tetrahedral Si was different in the different reaction products (proofed by TEM-EDX and FT-IR). The “Neoformation of Fe-bearing phases : Fe2+/Fetotal”-ratio was applied to describe a pathway of alteration through the different experimental setups. The parameter “Neoformation of Fe-bearing phases” contains the sum of neoformed structures identified by TEM-EDX and expressed in frequency-% (figure 3). Especially, the mineral matter of fraction < 2 μm has shown temporary Fe-bearing neoformed sheet silicates like berthierine-saponite mixed layer phases (BS-ml), chlorite-saponite-trioctahedral vermiculite mixed layer structures (CSV-ml) and cronstedtite-trioctahedral vermiculite mixed layer phases labeled as CroV-ml. The occurrence of these phases was partially limited to certain experimental conditions (figure 3a). BS-ml phases were identified in experiments with IP21-solution at 25 °C and CroV-ml structures were more common in experiments with duration of 2 months. CSV-ml phases filled the gap between BS-ml and CroV-ml. “Illitization” was found to be the main process of smectite alteration (figure 3b). This process was supported by the percolation design of these experiments. In several cases, smectitization was observed in case of highest degree of Fe0-oxidation to Fe2+ and Fe2+-oxidation to Fe3+. It was overriding the removing of dissolved Si by percolation. Smectites were characterized by low Figure 1. Visualization of different reaction degree of former Fe-powder at 25° and 60°C and nearby homogenous behavior at 90°C Figure 2. Proof of alteration of octahedral Fe-content in smectite Note: “XRD (EG): Ratio of Intensity “3. Order : 2. Order” “ means the intensity ratio of 002- and 002-reflections for montmorillonite or 002/003- and 003/004-reflections of IS-ml in according to Moore & Reynolds (1989). Technical Petrology | 267 octahedral Fe in cases of smectitization or low degree of “illitization” (figure 3c). The alteration of smectite was mainly pH-driven because of high alkalic pH-value caused by the reducing environment during the highest intensity of the two types of Fe-oxidation. The high alkalic pH-range was responsible for a high degree of dissolution. Smectite particles with low sheet stress (Al-rich in octahedral sheet) resist the dissolution processes (figure 3c). Smectitization occurs, if the amount dissolved Si is higher than the flow rate, caused by percolation, can mitigate the dissolved Si-amount. These mineralogical alteration processes can support the understanding of swelling pressure and permeability measurements with FeCl2-solutions as additive to percolating agents (figure 4). NaCl-solution: An increasing temperature of experiments caused a rising swelling pressure (25 °C: < 5 bar; 60 °C: 5 – 10 bar; 90 °C > 10 bar). Otherwise, the temperature has not affected the data interval of permeability (3E-17 m² – 6E-14 m²). The variability of FeCl2-concentration in the experiments caused a different development in permeability. The permeability was reduced mainly with increasing FeCl2-concentration. IP21-solution: In these experiments, the temperature has differentiated the permeability (25 °C: < 1E-14 m²; 60 °C: > 1E-14 m²). Here, the swelling pressure was not affected by temperature (nearby constant between 3 – 5 bar). The impact of the variable FeCl2-concentration cannot be significantly identified. But it seems that the behavior of permeability is also following the development of NaCl-solutions. Opalinus clay pore solution: The Opalinus solution represents low ion strength in comparison to the experiments with NaCl- or IP21-solution. Swelling pressure and permeability have covered in Opalinus-experiments a more extended interval than in the two other mentioned experiments with high ion strength. In Opalinus experiments, too, the temperature controlled the swelling pressure like in NaCl-experiments, but 268 | Technical Petrology in the opposite direction (25 °C: ≥ 20 bar; 60 °C: 10 – 20 bar; 90 °C: < 10 bar). An increasing experimental temperature reduced the resulting swelling pressure. The temperature also affected the permeability (25 °C: < 1E-18 m²; 60 °C: 1E-18 m²; 4E-17 m²; 90 °C: > 1E-16 m²). The FeCl2-concentration has shown a similar impact on swelling pressure or permeability as reported in NaCl- and IP21-solution. The experiments with NaCl-solution offer a summarizing overview about assumed mechanisms to the possible impact of Fe on swelling pressure and permeability (figure 5). The altered smectite has shown with increasing Fe-concentration (FeCl2 between 0.1 and 10-4 mol FeCl2 in solution) three different types of modified properties for swelling pressure and permeability: (i) swelling pressure increased and caused a reduced permeability, (ii) swelling pressure is reduced and the permeability is also reduced and (iii) swelling pressure was constant and the permeability was increased. In first case, process was accompanied by reduced total charge of smectite in reaction products. That means the higher pressure and reduced permeability is controlled by the mineralogy of smectite (figure 5: see label “SP ~ 1/Perm”). In the second case, XRD-data indicate a precipitation of Fe-oxides in the low temperatures experiments (figure 5: see label “Fe-precipitation”). Si-precipitation is assumed for high temperature experiments (90°C) indicated by TEM-investigations (figure 5: see label “Si-precipitation”). Precipitation is cementing the smectite aggregates and reduces the permeability and also the swelling pressure. Expendability is reduced by cementation of smectite aggregates. Finally, in the last case a channel-formation due to increased cementation was assumed as the reason for the observed behavior (figure 5: see label “channel formation”). The observed chemical and mineralogical changes of the smectites in contact with iron were fast and very intensive. The intensity of the interactions increased with increasing tempera- Figure 3. Si- and Fe-behavior in neoformed clay minerals and smectite of run products from the MX80- and Friedland clay-series (fraction < 2 μm; TEM-EDX-based a: Si/Al-ratio (footnote, right) and Fei/Fetotal-ratio (headnote, left) in mainly neoformed clay minerals; b: ΔSitet in smectite (calculated by Sii – Sistart material); c: Fe-content of smectite in comparison to total Fe from all clay minerals. (abbreviations for mixed layer-phases see table 1) Figure 4. Development of swelling pressure and permeability of compacted MX80 bentonite with NaCl-solution (above), IP21-solution (middle), and Opalinus clay pore water (below) with different concentrations of Fe (empty symbols – FeCl2 in the pore space; filled symbols – bentonite mixed with 10 % Fe-powder; experiments performed at 25 °C (diamond); at 60 °C (square) and 90 °C (triangle); size of empty symbols mirror the concentration of FeCl2 (between 0.1 and 10-4 mol FeCl2 in solution) Technical Petrology | 269 ture, with increasing ionic strength and with the amount of native iron in the system. The observed changes of swelling pressure and permeability are also correlated with hydraulic properties of the system. During the reaction smectite is dissolved and SiO2(aq) liberated into the solution. With increasing Fe2+ in the system the original smectites were transformed in berthierinesaponite mixed-layers (ml) and further into chlorite-saponite ml. These mineralogical changes are controlled by the velocity of dissolution of the original smectite and the removal of SiO2(aq) from the solution. If removal of SiO2(aq) is faster than the increase of SiO2(aq) in solution by smectite dissolution an illitization process is favored. Consequently, the swelling pressure is reduced and permeability increases. If more SiO2(aq) enters the solution than is removed no more illite but new smectite can be formed leading to an increase of swelling pressure and a decrease of permeability. Swelling pressure and permeability however are not dependent only on the total amount of swelling smectite in the bentonite. These properties also depend on the associated mineralogical changes in the bentonite. The described direct relations between swelling pressure and permeability were additional affected by Fe- and Si-precipiation. Such precipitations reduce the swelling pressure and permeability with increasing Fe- or dissolved Si-amount. Otherwise, a further increasing Fe- or Si-cementation of particles can lead to a formation of channels, which strongly increases permeability. The swelling pressure is constant in this phase of reaction. References [1] Herbert, H.-J., Kasbohm, J., Nguyen-Thanh, L., Meyer, L., Hoang-Minh, T., Xie, M., Ferreiro-Mählmann, R. (2016). Alteration of expandable clays by reaction with iron while being percolated by high brine solutions. Applied Clay Sciences 121-122, 174–187p. [1] Moore, D. M.; Reynolds, R. C., 1997. X-ray diffraction and the identification and analysis of clay minerals. Oxford University Press: 378 pp. 270 | Technical Petrology Figure 5. Assumed mechanism for the development of swelling pressure and permeability of com¬pacted MX80 bentonite with NaCl-solution with different concentrations of Fe (legend see figure 4) Technical Petrology | 271 Society Activities • Guest editor with Hans Albert Gilg, Stephen Hillier and Emilio Galán. Special issue about “Clay mineral indices in palaeo-geothermal studies, hydrocarbon and geothermal prospection”. Including the proceedings of the third Frey-Kübler Symposium. Applied Clay Sciences (2016, submissions in progress). • Guest editor with Ralf Littke and Ronan Le Bayon. Special issue about “Organic petrology, organic geochemistry and mineralogy in sedimentary basin research”. International Journal of Coal Geology (2016, in press). • Convener and Chairperson with Hans Albert Gilg at the third Frey-Kübler Symposium at the 42th Clay Mineral Society (CMS) and EUROCLAY Conference. Session: “Clay mineral indices in palaeo-geo thermal studies, hydrocarbon and geothermal prospection”. Edinburgh, Scotland GB (2015). • Member of the Scientific Program Committee at the 68th International Committee for Coal and Organic Petrology Meeting, Potsdam, Germany (2015). Publications [1] Moeck, I.S., Uhlig, S., Loske, B., Jentsch, A., Ferreiro Mählmann, R., Hild, S. (2015) Fossil multiphase normal faults – prime targets for geothermal drilling in the Bavarian Molasse Basin? Proceeding World Geothermal Congress, 2015. Melboure, Australia, 19-25 April 2015. [2] Pusch, R., Kasbohm, J., Hoang-Minh, T., Knutson, S., Nguyen-Thanh, L. (2015) Holmehus clay a tertiary smectitic clay of potential use for isolation of hazardous waste. Engineering Geology 188, 38-47. [3] Pusch, R., Kasbohm, J., Knutsson, S., Yang, T., Nguyen-Thanh, L. (2015) The role of smectite clay barriers for isolating high-level radioactive waste (HLW) in shallow and deep repositories. Procedia Earth and Planetary Science 15, 680-687. [4] Warr, L.N., Ferreiro Mählmann, R (2015) Recommendations for Kübler Index standardization. Clay Minerals 50, 282-285. 272 | Technical Petrology Research Projects • Temperature determination between 50 and 270 °C through fluid inclusion microthermometry and vitrinite reflectance values in the external parts of the Central Alps. Cooperation with Basel University (CH) and RWTH Aachen (D). • Reliability of very low-grade metamorphic methods to decipher basin evolution: case studies from basins of the Southern Vosges (NE France). Cooperation with LaSalle Beauvais Geosciences Department, (F), Geoscience Australia Resources Division (AU). • Low-grade study on the thermal evolution of wairarapa area, North Island, New Zealand. Cooperation with LaSalle Beauvais Geosciences Department, (F), UMR 8217 Géosystèmes, bâtiment SN5, University of Lille (F), University of Picardie Jules-Verne (F), GNS Science (NZ). • Mineralogical characterization of Di Linh bentonite, Vietnam: A methodological approach using transmission electron microscopy and X-ray diffraction. Cooperation with Vietnam National University, Hanoi (Vietnam), Jörn-Kasbohm-Consulting, Greifswald (D), Greifswald University (D), Vietnam Atomic Energy Institute (Vietnam), Advance Technology Transfer and Consultancy Ltd. (Vietnam), Institute of Geological Sciences and Vietnam Academy of Science and Technology (Vietnam), Luleå University of Technology (S). • The Zlatitsa para-series group, a new Palaeozoic lithostratigraphic member determined in the Kashana section at the southern Stara Planina mountain range (Central Balkanides, Bulgaria). Cooperation with the Universität Freiburg (D), Université de Genève (CH), University of Sofia “St. Kl. Ohridski“ (Bg). • Conversion mechanism of bentonite barriers. Cooperation with the Ernst-Moritz-Arndt-Universität, Greifswald (D), Hanoi University of Science (Vietnam), Gesellschaft für Anlagen- und Reaktorsicherheit mbH, Braunschweig (D). The project will run from 01.01.2015 to 30.09.2017. Technical Petrology | 273 274 | Theses in Applied geosciences Theses in Applied Geosciences Theses in Applied geosciences | 275 Diploma Theses in Applied Geosciences • Philipp, Alexej; Dreidimensionale Lagerstättenerkundung durch kombinierte Betrachtung von terrestrischem Laserscanning, Bohrloch- daten und geoelektrischer Tomographie am Beispiel des Kalkstein- bruchs Mauer/Kraichgau; 26.01.2015 • Reiß, Diana; Einfluss der Geologie auf die Hydrogeologie von Flüssen in den Nördlichen Kalkalpen und den zentralen Ostalpen; 2.1.15 Bachelor Theses in Applied Geosciences • Achtstätter, Nadja; Polycyclische aromatische Kohlenwasserstoffe in Böden der Kanareninsel El Hierro - Untersuchungen zur räumlichen Verteilung und Beziehungen zur Passatzirkulation, Kohlenstoffgehalt sowie Salzgehalt; 3.6.15 • Attardo, Simon; Erfassung des Trennflächengefüges im Rahmen einer Felshangsicherung bei Eppstein/Taunus; 30.9.15 • Dohn, Johannes; GIS-gestützte Analyse von Senkungsstrukturen im Bereich des Blattes GK 5124 Bad Hersfeld; 17.9.15 • Gruhn; Alexander; Vergleichende Untersuchung der Aerosolzusammensetzung von unterschiedlichen Sammelmethoden am Beispiel von Zeitreihen vom Ragged Point auf Barbados; 2.6.15 • Hasenstab, Eric; Palynologische Untersuchungen der Schwammfazies des eozänen Maar-Sees von Messel (Sprendlinger Horst, Südhessen); 31.8.15 • Helming, Hanno; Experimenteller Vergleich von Durchlässigkeitsund Infiltrationsverhalten; 11.12.15 • Hengsberger, Susanne; Investigating the influence of pH of desalinated water on the dissolution of Clacite in a test soil for managed aquifer; 27.8.15 • Horneck, Louisa; GIS-gestützte Analyse von Senkungsstrukturen im Bereich des Blattes GK 5224 Eiterfeld; 17.7.15 • Horch, Alica; Hydrochemisches Längsprofil der Gersprenz (Odenwald); 28.5.15 • Krüger, Pia; Partikeldeposition an der Residenz in Würzburg; 8.6.15 276 | Theses in Applied geosciences Bachelor Theses in Applied Geosciences • Kümmel, Sascha; Geochemie und Petrologie orogen- und kontaktmetamorpher Al-reicher Pelite (Vogesen/Frankreich); 22.6.15 • • Kunkel, Kevin; Dielektrizitätsmessungen von Tonmineralen und natürlichen Tonmineralgemischen aus Böden der Umgebung Darmstadts; 26.10.15 Lange, Tristan; Ermittlung der Rohstoffverteilung einer Lagerstätte in Flörsheim-Weilbach; 22.1.15 • • Michael, Theresa; Hydrochemisches Längsprofil der Itter und des Gammelbachs (Odenwald); 29.7.15 • Nowak, Torsten; Hydrochemisches Längsprofil der Weschnitz; 28.5.15 • Raab, Moritz; Trennflächenaufnahme mit dem Terrestrischen Laser scanning (TLS) im Bereich der Loreley/Mittelrheintal; 8.9.15 • Schuster, Felix; Polychlorierte Biphenyle im Boden des Rheintals zwischen Koblenz und Bingen; 17.9.15 • Stemke, Franziska; Hydrochemisches Längsprofil der Mümling (Odenwald); 30.7.15 Noll, Maike; Charakterization of the Soil Properties of an Ephemeral Stream Watershed in Israel; 23.3.15 • Stricker, Kerstin; Model Experiments in the LiF-MgAl2O4 System; 16.2.15 • Taufertshöfer, Andreas; Versuch einer Zusammenführung von Einzelpartikelanalysen von Massenspektrometrie und Rasterelektronenmikroskopie; 24.7.15 • Wenzl, Lara; Bestimmung der Chlorisotope von chlorierten Ethenen zum Nachweis von Abbauprozessen im Grundwasser an einem ehemaligen Wäschereistandort; 18.2.15 Theses in Applied geosciences | 277 Master Theses TropHEE in Applied Geosciences • Craizer, Rafaela; Development of a conceptual method for disposal of hazardous waste from military camps in conflict areas - Study case on the disposal of lithium metal batteries in Europe; 16.01.2015 • El Dakak, Walid; Influence of temporal variation of rock Water saturation on shallow geothermal systems using Numerical modelling; 04.08.2015 • Farhang, Sahand; Analysis of the Influences on Soil Moisture Trends in the Scott Valley (California, USA) and Spatiotemporal Analysis of Field Soil Moisture for Validating Satellite Estimates; 21.05.2015 • Mahindawanscha, Amami; Intercomparison of Laboratory Techniques for Determination of Stable Isotopes in Soil Water; 12.1.15 • Olukuewu, Abimbola; GIS-based Weights-of-Evidence Modelling of Landslide Susceptibility Mapping in Main-Kinzig and Wetterau Districs, Hessen; 9.11.15 • Pratama, Edral; Application of Bayesian Approach – Based Weight of Evidence Method for good Landslide Susceptibility Analysis in the Main-Kinzig District; State of Hessen, Germany; 20.5.15 • Schumann, Philipp; Preliminary characterization of the hydro geological properties of the Thorikos alluvium system (Greece); 17.4.15 • Vinci, Fabio; Analysis of the Influences of Soil Moisture Trends in the Scott Valley (California, USA) and Spatiotemporal Analysis of Field Soil Moisture for Validating Satellite Estimates; 9.3.15 278 | Theses in Applied geosciences Master Theses in Applied Geosciences • Anschütz, Sascha; Unaxial-, Spaltung und Dreipunktbiegeversuch im Vergleich von Laborexperiment und numerischer Simulation; 7.9.15 • Betten, Ines; 3D-Laserscanning, DFN-Modellierung und Aufschluss- nahme im Rotliegend des östlichen Saar-Nahe-Beckens; 21.1.15 • Gumbert, Julia; Zweidimensionale, sedimentologische und petro physikalische Heterogenität von Lithofaziestypen des Buntsandsteins; 18.11.15 • Hartmann, Markus; Automatisierte Bestimmung der hygroskopischen Eigenschaften von Aerosolpartikeln am Beispiel von gealtertem Wüstenstaub; 13.1.15 • Hatsukano, Kenji; First palynological investigation of lacustrines sediments of the eocene lake “Prinz of Hessen”; 29.1.15 • Hoffmann, Hellmuth; Petrophysikalische Eigenschaften der Mittel- deutschen Kristallinschwelle im Bereich des Oberrheingrabens; 18.3.15 • Krimm, Johannes; Methodischer Vergleich von 2D- und 3D-Modellie- rungswerkzeugen zur Interpolation von Lockergesteinsparametern in einem hochauflösenden geologischen 3D-Modell als Basis für eine numerische Grundwassersimulation - Fallbeispiel Babenhausen; 27.7.15 • Kurdum, Rainer; Hydrogeochemical Reactions between Treated Waste Water and a Test Soil for Managed Aquifer Recharge in Column Experiments; 23.10.15 • Kusch, Ramona; Bestimmung der Paläowindrichtung der Dünen im Bereich Seeheim-Jugenheim mittels Georadar; 9.9.15 • Kurka, Sebastian; Bestimmung von Petrophysikalischen Kenngrößen mit dem terrestrischen Laserscanner (TLS); 14.8.15 • Marschall, Patrick; Column Experiments for Investigating Water Quality during Managed Aquifer Recharge; 22.4.15 • Michels, Ulrike; Untersuchung der Nitratabbauprozesse und deren Kinetik in quartären Sedimenten des Hessischen Rieds mittel Säulen- experimenten; 17.3.15 • Neumann, Jacob; Development of a groundwater model for evaluating alternative water management solutions: the Scott Valley example, California; 13.3.15 Theses in Applied geosciences | 279 Master Theses in Applied Geosciences • Philipp, Sven; Hydrochemistry and Isotopic Analysis of Deep (partly Thermal) Wells and Springs in NW-Slovenia; 12.2.15 • Ratz, Konstantin; Entwicklung eines Modellversuchs zur Verockerung von Kunstoffbrunnenfilterelementen; 23.2.15 • Schedel, Markus; Mechanische und thermophysikalische Charakteri- sierung von Hinterfüllbaustoffen zum Einbau in Erdwärmesondenspeicher; 27.2.15 • Schmitz, Benjamin; Strukturgeologie und geometrische Bilanzierung der Boltana-Antiklinale im südlichen Falten- und Überschiebungsgürtel der Pyrenäen; 30.3.15 • Schröder, Daniel; Charakterisierung der zweidimensionalen Heterogenität von Lithofaziestypen des Muschelkalks (Trias) in Bezug auf Ultraschall- Wellengeschwindigkeiten, Porosität, Permeabilität und elektrischem Widerstand; 9.11.15 • Sikora, Christine; Strukturgeologische und geothermische Analogstudie verkarsteter Karbonatgesteine im Bereich der Tunnelbaustelle Widderstall; 20.2.15 • Torrijos Crespo, Sofia; Comparison of Enhanced Geothermal Response Tests and comparison of performance for different types of Borehole Hest Exchangers; 28.1.15 • Wewior, Stefan; Lateral variety of fracture sets across folded turbidites of the Hecho Group (South-Central Pyrenees, Spain); 7.9.15 280 | Theses in Applied geosciences PhD Theses in Applied Geosciences • Achim Gerhard Konrad Wolfgang Aretz; Aufschlussanalogstudie zur geothermischen Reservoircharakterisierung des Permokarbons im nördlichen Oberrheingraben, 17.12.2015 • Chiara Maria Aruffo; Geomechanical characterization of the CO2CRC Otway site, Australia, 13.07.2015 • Cigdem Özsoy-Keskinbora; Recovering Low Spatial Frequency Phase Information by Electron Holography: Challenges, Solution and Application to Materials Science, 11.12.2015 • Dan Zhou; Aberration-Corrected Analytical Transmission Electron Microscopy of Light Elements in Complex Oxides: Application and Methodology, 14.12.2015 Theses in Applied geosciences | 281