Voting Advice Applications in Europe
Transcription
Voting Advice Applications in Europe
VOTING ADVICE APPLICATIONS IN EUROPE THE STATE OF THE ART Edited by LORELLA CEDRONI & DIEGO GARZIA Napoli, 2010 Proprietà Letteraria Riservata ©Copyright 2010 CIVIS s.n.c/Scriptaweb – Napoli È vietata la riproduzione di questo libro o parte di esso con qualsiasi mezzo tecnico. Table of Contents Preface.............................................................................................. 9 Chapter One The Effects of VAAs on Users’ Voting Behaviour: An Overview Diego Garzia.................................................................................... 13 Chapter Two The Irresistible Rise of Stemwijzer Jochum de Graaf ............................................................................... 35 Chapter Three Much Ado About Nothing? Online Voting Advice Applications in Finland Outi Ruusuvirta ............................................................................... 47 Chapter Four The Impact of Voting Indicators: The Case of the German Wahl-O-Mat Stefan Marschall, Christian K. Schmidt ............................................ 65 Chapter Five More than toys? A first assessment of voting advice applications in Switzerland Andreas Ladner, Gabriela Felder, Jan Fivaz ................................... 91 Chapter Six Do the Vote Test: The Belgian Voting Aid Application Michiel Nuytemans, Stefaan Walgrave, Kris Deschouwer ............... 125 Chapter Seven Mapping the Political Landscape: A Vote Advice Application in Portugal Marina Costa Lobo, Maarten Vink, Marco Lisi ........................... 143 4 Chapter Eight wahlkabine.at: Promoting an Enlightened Understanding of Politics Christine Mayer, Martin Wassermair .............................................173 Chapter Nine cabina-elettorale.it (Provides advice to Italian voters since 2009) Roberto De Rosa.............................................................................187 Chapter Ten Are the Voting Advice Applications (VAAs) Telling the Truth? Measuring VAAs' Quality. Case Study from the Czech Republic. Michal Škop ...................................................................................199 Chapter Eleven The use of Voter Advice Application in Poland – Glosuje.com.pl Agata Dziewulska..........................................................................217 Chapter twelve Voting Advice Applications in Europe: A Comparison Lorella Cedroni ...............................................................................247 REFERENCES LIST ........................................................................259 Notes on Contributors Lorella Cedroni is professor of Political Philosophy at the University of Rome “SAPIENZA” (Italy); PhD in Social and Political Sciences, EUI (Florence). She was Fulbright Distinguished Professor at the University of Pittsburgh (PA), USA, in 2008. She is Director of the SEC (European Society of Culture) International Summer School, Venice, and coordinator of the national research on VVA in Italy. Her research focuses on political representation, democracy and political parties. Kris Deschouwer is professor of Political Science at the Vrije Universiteit Brussel. His research focuses on political parties and party systems, with special attention to the role of parties in complex and divided societies. Roberto De Rosa is assistant professor of Public Policies at the University of Viterbo (Italy). He obtained his PhD in Science of Communication and Complex Organizations at the University of Rome (Lumsa). His research is focused on social capital and political parties. He collaborated with cabina-elettorale.it. Agata Dziewulska is assistant professor in international relations and European studies at the Centre for Europe, University of Warsaw. She holds a PhD in Social and Political Sciences from the European University Institute in Florence and specialises in political systems of post-conflict states. She coordinates the academic part of the VAA Glosuje.com.pl project in Poland. Gabriela Felder is political scientist and member of Politools, a political research network owning the Swiss voting advice application smartvote. She was the project coordinator of the Swiss contribution to the EU-Profiler, a voting advice 6 application set up for the first time for the European Parliamentary Elections in 2009. Jan Fivaz studied history, political science and economics at the University of Berne. At the moment he is working on his PhD on the quality of political representation in Switzerland at the Swiss Graduate School of Public Administration (IDHEAP) at the University of Lausanne. He is also a founding member of Politools – the owner of the Swiss VAA smartvote. Diego Garzia is PhD Candidate in Comparative and European Politics at the University of Siena. Previously, he studied at the University of Rome (Sapienza) and Leiden University. He has been editor-in-chief of cabina-elettorale.it and co-editor of VoteMatch.eu. His research is focused on the role of personality in orienting political attitudes and behaviour. He is also interested in parties, elections, VAAs, and their impact on voting behaviour. Jochum de Graaf is project leader of Stemwijzer at the Instituut Publiek en Politiek (IPP). Andreas Ladner is professor for political institutions and Swiss public administration at the autonomous university institute IDHEAP in Lausanne. His areas of research include political parties, municipalities, institutional change and e-democracy. He has conducted several major research projects of the Swiss National Science Foundation. Actually he leads a research project on the voting assistance application (VAA) smartvote. Marco Lisi holds a BA in Political Science and International Relations (University of Florence) and MA in Political Science (ISCTE, Lisbon). He obtained his PhD in Political Science from the University of Florence in 2007. Research interests focus on political parties, electoral behaviour, democratic theory and political communication. 7 Marina Costa Lobo obtained her Doctorate from Oxford University with a thesis researching Prime Ministerial power in Portugal. She is currently a research fellow at the Institute of Social Sciences in Portugal, and is also a co-editor of the Journal South European Society and Politics. Her interests centre on electoral behaviour and political institutions in Portugal in a comparative perspective. Stefan Marschall is professor of political science at the University of Siegen. Before, he worked as senior lecturer in the social science department of the University of Düsseldorf. He is a specialist on the German political system and comparative as well as transnational parliamentarism. Since 2003 he is in charge of the Wahl-O-Mat research commissioned by the Federal Agency of Civic Education. Christine Mayer holds a degree in history and English language and literature. She works at the Institute for New Culture Technologies/t0 and is responsible for the project wahlkabine.at. Michiel Nuytemans is a researcher at the University of Antwerp and currently at work for Indigov, a spin-off company of the K.U.Leuven. His research interests are voting aid applications, media and politics, elections and eParticipation. Outi Ruusuvirta is PhD candidate in the Department of Government at the London School of Economics and Political Science. Her doctoral research uses experimental methods to investigate the effects of online voting advice application use on citizens’ electoral behaviour in Ireland, Finland and the United Kingdom. Christian K. Schmidt is a lecturer of Political Science at the social science department of the University of Düsseldorf. His research focuses on political communication, voting behaviour, political participation and political corruption. 8 He consults the Federal Agency for Civic Education in Germany (bpb). Michal Skop received Master in Mathematics and PhD in Demography at Charles University in Prague. He is a coauthor of Czech and Slovak VAAs and watchdog website KohoVolit.eu. He is interested in scientific approaches to VAAs and in statistical modelling of roll-call data. He works as a programmer nowadays. Maarten P. Vink is a Post-Doctoral Research Fellow at the Institute of Social Sciences of the University of Lisbon, Portugal and Assistant Professor at the Department of Political Science of the University of Maastricht, the Netherlands. He holds a PhD in Political Science from the University of Leiden (2003). Vink's research interests are European integration, immigration, citizenship and comparative methodology. Stefaan Walgrave is professor in political science at the University of Antwerp (Belgium). He leads the Media, Movements, and Politics (M²P) research group in Antwerp. His research interests are media and politics, social movements, electoral behaviour and campaigns. Martin Wassermair is a historian and political scientist. He works at the Institute for New Culture Technologies/t0 in Austria, and is responsible for the project wahlkabine.at. PREFACE As the rise of the internet has transformed the world of information in democratic societies, so it has changed the patterns of political communication in Western democracies. With regard to electoral campaigns, the internet has quickly established itself as an essential medium alongside the traditional media (newspapers, television). Contemporary publics can choose from a growing number of partisan websites providing detailed information on the behalf of specific parties and candidates. At the same time, the interactive possibilities of the internet have generated new opportunities for accessing non-partisan sources of political information. A major innovation in this respect is represented by the so-called Voting Advice Applications (VAAs). VAAs have literally taken Europe by storm in the past decade, with millions of voters turning to these web-based tests at election time. In essence, VAAs are online databases of parties’ positions on a number of core policy issues. By comparing users’ position on those issues with that of the parties, the application produces a sort of voting advice – usually in the form of a rank-ordered list, at the top of which stands the party closest to the user’s policy preferences. Such applications are aimed primarily at increasing voters’ understanding of what parties stand for at a very cheap cost (in terms of procurement, analysis, and evaluation) by means of an immediate and enjoyable approach. In turn, this can increase voters’ interest in political matters, motivate them to discuss about politics, and hopefully gather further information. More recently, the impressive numbers of users visiting VAA-websites have led some political scientists to hypothesize an effect of these tools also on voters’ electoral behaviour. Questions about VAAs’ ability to motivate users to turn 10 Preface out and vote (possibly for the party advised by the application) have been repeatedly raised. However, little empirical evidence has been collected so far – this lack being particularly evident in comparative perspective. To overcome this gap in the literature, we decided to devote our efforts to this first systematic investigation of the major country-based VAAs from all over Europe. The cases included range from established applications such as Dutch StemWijzer and German Wahl-O-Mat to ‘first attempts’ from Southern and Eastern Europe, in order to portray in detail the various stages of development of the VAA-phenomenon around the continent. The time-point under analysis is, in each case, the European election of June 2009. The second-order nature of this electoral competition – where voters are thought to vote for parties closer to their preferences and ideological outlook – seems in fact an ideal context to assess the potential of such applications. Clearly, the comparability of the empirical findings collected throughout the volume is limited by the specificities of the national setting in which the various VAA operate, as well as by the widely different methodology employed (and popularity enjoyed) by such applications. For this reason, we look forward to the huge amount of data collected by two ambitious pan-European VAAs developed in occasion of the 2009 EP election – EU Profiler and VoteMatch Europe 1 – in order to assess if and to what extent the electoral effects of countrybased VAAs are comparable with those exerted by these Europe-wide experimental applications. Although EU Profiler [www.euprofiler.eu] as such is not featured in this volume, the methodology is widely discussed with reference to its Portuguese spin-off Bússola Eleitoral (see Chapter 7). The same goes for VoteMatch Europe [www.votematch.eu] which is a licensed version of Dutch StemWijzer (see Chapters 1 and 2). 1 Preface The modest hope of the present authors is that of having ignited, through this volume, a fruitful exchange between academic and practitioners on applications that are likely to become an ever more used and appreciated feature of electoral campaigns in the years to come. Lorella Cedroni & Diego Garzia Rome & Siena – June 2010 11 CHAPTER ONE The Effects of VAAs on Users’ Voting Behaviour: An Overview DIEGO GARZIA Voting Advice Applications (VAAs) 1 are becoming a widespread feature of electoral campaigns in Europe, thus attracting a growing interest from journalists, commentators, and – more recently – political scientists. VAAs help users casting a vote by comparing their policy preferences on major issues with the programmatic stands of political parties on such issues. The mechanism employed is rather straightforward: the respondents fill in a web-questionnaire with their opinion on a wide range of policies; after comparing the user’s profile with that of each party, the application produces a sort of advice under the form of a rank-ordered list, at the top of which stands the party closest to the user’s policy preferences. To get a raw picture of the spread of VAAs around the continent, Walgrave et al. (2008a) surveyed a large sample of European political scientists: as they find out, in 2007 there was (at least) one voting advi1 These applications have been defined in several ways: Voting Indicators (Boogers and Voerman, 2003), Party Profile Websites (Hooghe and Teepe, 2007), Political Internet Consultants (Kleinnijenhius and van Hoof, 2008), Online Vote Selectors (Ruusuvirta and Rosema, 2009) just to mention some examples from the most recent literature. However, in this chapter we will refer to them as Voting Advice Applications (Walgrave et al., 2008) because of the seemingly emerging consensus on such denomination – or, at least, on the “VAAs” acronym (see: Nuytemans et al. in this volume). 14 Diego Garzia sor running in 15 countries out of the 22 surveyed. The numbers are impressive: to mention just a few, suffice to say that in 2006 the Dutch StemWijzer counted some 4.7 million advices given (equal to roughly 40 percent of the Dutch electorate), while three years later the German WahlO-Mat reached 6.7 million users (12 percent of the eligible voters in the country). The widespread diffusion (in terms of countries) and popularity (in terms of users) of these tools is obviously linked with the rise of internet. On the one hand, technological developments made easier the production of VAAs; on the other hand, the pervasive diffusion of the medium rendered them accessible to a huge number of potential users without serious effort. However, the internet alone cannot possibly account for VAAs’ success. Also structural political changes going on in Western publics must be taken into consideration: in particular, the erosion of cleavage-based voting (Franklin et al., 1992) and partisan alignments (Dalton and Wattenberg, 2000) augmented dramatically the number of floating, undecided voters (Dalton et al., 2000) and consequently the demand for guidance (or at least, advice) in the – not anymore simple – act of voting. 1.1. The decline of long-term determinants of voting behaviour According to classic democratic theorists such as Mill, Locke, and Tocqueville, the prerequisite for a good democracy is that citizens/voters posses an acceptable level of political abilities (in terms of knowledge, understanding, and interest in political matters). However, with the rise of survey research in the 1940s it appeared immediately the stunning contrast between the classic image of a supercitizen and the real nature of contemporary voters (Berelson et al., 1954; Campbell et al., 1960). Voting behaviour research Chapter One - The Effects of VAAs on Users’ Voting Behaviour looked then at the ways in which citizens “manage the complexities of politics and make reasonable decisions…through the use of political cues and other decisionmaking shortcuts” (Dalton and Wattenberg, 1993: 196). Early studies focused on two strong providers of political cues: social groups and partisan affiliations. The former draws the attention of voters to the party (or parties) that historically have supported the social group to which the voter belongs. Hence a voter can base a decision between competing parties on cues such as the endorsement of labour unions, business associations, religious groups, and so on. An even more powerful source of political cues is partisanship. While the usefulness of social group cues is limited to topics directly related to group interests, party identification has broader applications. Parties are in fact central actors of democratic politics, so almost all political phenomena can be evaluated within a partisan framework (Miller, 1976). The social-psychological view holds that party identifications act to filter individuals’ views of the political world, providing them not only with a means for making voting decisions, but also with a means for interpreting issues and candidates. For this reason, some have come to define partisanship as the ‘ultimate cost-saving device’ (Fiorina, 1990). By the 1970s dramatic changes began to affect Western societies, and in particular the stable social cleavages on which they were based. There are several causes for the decline of social classes as such (e.g., embourgoisement of the working class, growth of the service sector and governmental employment, increased geographic mobility and urbanization); in political terms, the major consequence has been a sharply reduced ability of social cleavages to structure individual voting choice (Franklin et al., 1992). As it has been argued, “social cues may still be a potent influence on vot- 15 16 Diego Garzia ing behaviour for people who are integrated into traditional class or religious networks…but today there are far fewer people who fit within such clearly defined social categories” (Dalton, 1996a: 331). In the same years, it also became clear that voters were de-attaching from political parties. Russell Dalton (1984; 2000) linked this pattern of partisan dealignment to a process of cognitive mobilization among Western publics due to social modernization (Inglehart, 1977), and in particular to rising levels of education and the spread of television as a source of political information. In the light of this, it could be previewed a decreasing functional need of partisanship (Shively, 1979) inasmuch voters were increasingly able to orient themselves in the complexities of politics thanks to stronger cognitive skills as well as less costly information, as provided by the new medium. The more visible consequences of such process is the growth of so-called apartisans (e.g., voters not attached to any particular party, but yet equipped with the necessary skills to understand politics) that resulted in an increased aggregate volatility at the macro-level, and a progressive delaying of vote decision’s timing at the micro-level (Dalton et al., 2000). These changes in the sources of political and electoral cues led to what some authors named the individualization of politics. This has involved “a shift away from a style of electoral decision-making based on social group and/or party cues toward a more individualized and inwardly oriented style of political choice. Instead of depending upon party elites and reference groups…contemporary publics are more likely to base their decision on policy preferences, performance judgments, or candidate images” (Dalton 1996b: 346). Chapter One - The Effects of VAAs on Users’ Voting Behaviour 1.2. Candidates, issues and other short-term determinants of voting behaviour Candidates have come to matter increasingly in vote choice for different reasons (for a review, see: McAllister, 2007). However, voting on the basis of personality has often being seen as ‘irrational’ (Converse, 1964; Page, 1978), for the popular cynical view of candidates is that “they are affectively packaged commodities devised by image makers who manipulate the public’s perceptions by emphasizing traits with special appeal to the voters” (Dalton and Wattenberg, 1993: 208). The literature has focused extensively on what kind of voters are more sensitive to candidates’ personalities. According to Pierce (1993), “[c]andidate traits need not be related to politics, whereas parties, ideologies, and issues are inherently political; thus, candidate traits require less sophistication to understand and incorporate into the voting decision” (24). As said, however, a growing part of contemporary electorates is basing their vote choice on a rather different aspect, that is, issue preferences (Franklin et al., 1992; Dalton, 1996a). The standard model of rational decision-making based on issues, as applied to the study of voting behaviour, is the spatial model developed by Anthony Downs (1957). According to Downs, every policy can be placed on a left-right continuum. Issue voting basically means that people’s vote is determined by the proximity/distance on the continuum between their own position on the issue and that of the parties. In order to be meaningful, issue voting requires that: a) voters have a clear policy preference; b) parties offer competing proposals over the same policy (Nie et al., 1979); 17 18 Diego Garzia c) voters are able to link their position on the policy to that of one of the parties (Butler and Stokes, 1969). Contrary to candidate-driven vote, the key aspect here is sophistication – especially in terms of knowledge and understanding of political matters. In order to link their policy preference to that of the parties, voters need not only to have developed a preference, but also to have gathered a sufficient amount of information about the parties’ position on those policies. Unfortunately information is costly. Three are in particular the costs involved in becoming sufficiently informed over an issue: i) procurement: the costs of gathering, selecting, and transmitting data; ii) analysis: the costs of undertaking a factual analysis of data; iii) evaluative: the costs of relating data or factual analysis to specific goals (Carmines and Huckfeldt, 1996: 245). Furthermore, things can get way more complicated because of the multi-party nature of many democratic systems (thus information on each issue should be gathered with respect to every competing party) and from the serious possibility that there is more than one relevant issue to the voter (Pappi, 1996). If this is the case, then “an issue voter would vote for the candidate who was closer to him on the two-dimensional plane defined by the two issues” (Nie et al., 1979: 159). Admittedly, this may be complicated. Chapter One - The Effects of VAAs on Users’ Voting Behaviour 1.3. The Use of VAAs: An Advice for Issue Voters Here is where VAAs come into the picture. Voting advice applications help voters in making cheaper the costs involved in getting informed, because: i) the VAA-makers have already procured all the relevant information with respect to the parties’ positions on major policy issues; ii) the application analyzes the information through an automated algorithm that compares the position of the voter on such issues with those of the parties, and… iii) …assists the voter in evaluating the information by providing a ‘vote advice’ – that is, a rank-order list at the top of which stands the party closer to the voter on the n-dimensional issue space (Edwards, 1998). In this way, users can fulfil the requirements of meaningful issue voting simply by having a clear preference over policy issues. The application will do the rest, linking the voter’s position on the various policies with that of the parties (Butler and Stokes, 1969). How does a VAA work 2? There are several underlying assumptions behind VAAs development: namely, that there In this section we refer to the so-called ‘StemWijzer Method’ (for a better discussion, see: de Graaf in this volume) as developed by the Dutch Instituut voor Publiek en Politiek, on the grounds that it has been the pioneer VAA in Europe (the first release dating 1989) and among the most successful in terms of users. Furthermore, many European applications are based on a fundamentally similar methodology (e.g., Austrian Wahlkabine, Belgian Doe De Stemtest!, Italian Cabina Elettorale), while some are licensed versions of StemWijzer itself (e.g., Bulgarian Glasovoditel, French Mon Vote à Moi, German Wahl-O-Mat). Of course, some VAAs differ more substantially from StemWijzer: To their innova2 19 20 Diego Garzia are substantive programmatic differences between the political parties, that many voters are willing to base their voting decision on an assessment of these differences but they have difficulties in making sense of these differences (Edwards, 1998). VAAs help voters overcome these difficulties by lowering the costs related to the procurement, analysis and evaluation of information, as described below. Information procurement. The first job of the editors is to select key issues raised in the various parties’ electoral manifestos under the form of specific ‘statements’ (e.g., ‘taxation should be reduced regardless of the taxpayer’s income’). Suitable statements must be politically relevant, tackle a number of diverse issues, and discriminate between parties 3 (Walgrave et al., 2009: 1168). The final list of theses is given to the recognized members of political parties (usually, those who drafted the party manifesto), who decide whether the party agrees, disagrees or is neutral to the given statements. Information analysis. The application gets online some months before the Election Day, as soon as all the parties have answered to the statements’ list and this has been refined by the editors according to the selection criteria outlined above. The user is provided with a number of policyrelated statements, to each of which (s)he can choose to agree, disagree, or stay neutral (see Figure 1.1). When all statements are answered, the voter can also assign an extraweight to those issues (s)he feels of particular importance. Then the application compares the answers of the user with those provided by each party, on the basis of the printive features and the reasons underlying their implementation is devoted a discussion in the final section of this chapter. 3 In other words, issues on which all parties agree are ruled out from the questionnaire. On these grounds valence issues (Stokes, 1963) are never included in the making of VAAs. Chapter One - The Effects of VAAs on Users’ Voting Behaviour ciple of shortest distance (for a detailed description, see: de Graaf in this volume). Figure 1.1 – Example of a VAA statement Source: <http://www.votematch.eu> Information evaluation. Eventually, the user is provided with a vote advice – as said, a rank-order list at the top of which lies the party placed at the shortest distance to the user 4 (or, to put it more easily, the party whose answers to the questionnaire are most similar to those provided by the user). In this way, the VAA helps the user evaluating the informaHence, VAAs favor a proximity model of issue voting (Downs, 1957) rather than a directional one in which voters are assumed not to care so much about the exact political distance, but rather prefer those ‘on their side’ (Rabinowitz and MacDonald, 1989). 4 21 22 Diego Garzia tion by showing which parties are closer (farther) to his/her issue preferences (see Figure 1.2). Figure 1.2 – Example of a ‘vote advice’ Source: <http://www.cabina-elettorale.it> What has been said so far relates to the intentions of VAAs developers; but what about the users? Are they playing the tool for the same reasons (e.g., gather political information)? A study of political websites’ users in the Netherlands by Boogers and Voerman (2003) demonstrates that Chapter One - The Effects of VAAs on Users’ Voting Behaviour the main reason for visiting a VAA website is exactly to collect more information on the positions of political parties. Furthermore, it has been showed that the majority ofVAA users get strengthened in their political knowledge after having played the test, while one in three declares to feel more involved in politics (ibid.). 1.4. The impact of VAAs on political participation VAAs can be thought to affect political participation in at least three ways: (1) by contributing to a change in individuals’ information-seeking behaviour: that is to say, motivating users to gather further information about politics and political parties. We will refer to this item as the ‘cognitive dimension’ of participation (see: Marschall and Schmidt in this volume); (2) by motivating people to turnout, even if they had not intended to do so before playing the tool. In this case, the supposed VAA-effect would quantitatively affect the ‘behavioural dimension’ of political participation (e.g., to vote or not to vote); (3) finally – yet less frequently (Ruusuvirta and Rosema, 2009) – by affecting individuals’ vote intentions: that is, convincing already decided voters to change their political preference. Here, the VAA would affect the quality of participation (e.g., voting for party B rather than party A). Let us analyze in turn the (potential) effect of VAAs on each of these spheres in more detail. Cognitive effects. The question here is what kind of difference VAAs make to the information-seeking behaviour of voters and, consequently, their level of information (Edwards, 1998). Motivating users to gather more information can be relevant, since the “search for more information can serve to increase one’s competences in understanding politics by affecting the extent and quality of individuals’ politi- 23 24 Diego Garzia cal activities” (Marschall and Schmidt in this volume). Previous research tells us that this is indeed the case: a survey conducted in 2005 among German VAA users shows that slightly more than a half of the respondents declare to be motivated to collect further political information after having performed the test (Marschall, 2005). Of course, cognitive effects would be of little interest to our purposes if we could not detect any reflection in the actual behaviour of users/voters. However, previous research has shown that VAAs can also affect vote choice, in both quantitative (turnout) and qualitative (vote intention) terms. Behavioural effects. As a result of long-term patterns of social and partisan dealignment, contemporary electorates have developed an increasingly instrumental orientation towards politics (Thomassen, 2005). Accordingly, voting has become something that citizens will only do as long as they have a real choice, and such instrumental orientation implies that “voters will decide from election to election whether they will vote or not” (ibid., 255). Consistently with low-information rationality theories (Popkin, 1991), the probability for such instrumental voters to cast a vote is inversely proportional to the effort required to gather enough information. Hence, we can hypothesize that the usage of VAAs, by lowering the cost of information, facilitates vote decision and thereby increases the chance of voting vis-à-vis abstention. This hypothesis is supported by previous studies on the impact of political knowledge on turnout, which show that to higher levels of political information corresponds a decreased likelihood to abstain (Delli Carpini and Keeter, 1996). Research on the impact of VAAs usage on turnout further reinforces this conclusion. A study by Mykkänen and Moring (2007) on Finland found that, after controlling for demographic variables, using a vote selector increases the likelihood of voting by 21 per cent for men and Chapter One - The Effects of VAAs on Users’ Voting Behaviour 23 per cent for women in the 2003 parliamentary elections. Lower, yet significant figures, are reported by Marschall (2005) for Germany (8% of respondents ‘considered’ the option of voting in the federal election of 2005 thanks to the test) and Boogers (2004) for the Netherlands (12% considering voting in the parliamentary election of 2003). The reasoning above holds for voters whose preference is weak (when not a real lack of preference) – hence performing the test might have given enough strength to a preexisting preference to get to the polls. But what about users who faced the test with strong(er) preferences already shaped in their mind? Based on what we know about cognitive dissonance (Festinger, 1962), it is likely that a wide majority of these voters will reject a recommendation which does not conform to previously existing beliefs. This hypothesis is strongly supported by empirical evidence; yet, the very same studies show that there is indeed a correspondingly small but significant proportion of VAAs users who declare that they will change their vote choice in accordance with the voting advice received. The proportion of self-declared ‘swing-voters’ among VAAs users seems, according to the available evidence, quite varied across different national settings: 3 percent in Finland (Mykkänen and Moring, 2007), 6 percent in Germany (Marschall, 2005), and up to ten 10 percent in the Netherlands (Kleinnijenhuis and van Hoof, 2008). Furthermore, one could compellingly ask whether this reported ‘intention’ to change vote preference is matched by actual changes in voting behaviour. To this is devoted a study by Walgrave et al. (2008a) who compare the results of a survey performed by Belgian users after playing Doe De Stemtest! [in English: Do the Vote Test, DVT] with a post-electoral one in which respondents were asked whether their post-test intention persisted until the polling day. According to the former, only “one in 10 users said 25 26 Diego Garzia that DVT contributed to their doubt and barely one in a hundred said that DVT made them change their mind” (ibid.: 59). These figures gets significantly downsized in the latter survey, which documents that “on average, only half of the people who said DVT made them doubt about their vote actually changed preferences…Even among the small group of people saying that DVT really made them change their mind, one third did not change their mind at all and remained loyal” (Walgrave et al., 2008a: 65-66). If the figures are correct, then it would seem that a substantial proportion (around two thirds) of users who intended to change their vote choice after playing the test did actually so at the ballot. Combining this figure with the (continuously growing) number of visitors to VAA websites would give us a tentative – yet quite appealing – measure of the potential of these tools to affect election outcomes. Let us take the Dutch case for a small thought experiment: StemWijzer counted 4.7 million users to its 2006 edition (that is, 40 percent of the Dutch electorate); after the test, as said, an abundant 10 percent of surveyed users reported the intention to change their vote in accordance with the advice received; assuming that two in three did so at the ballot, then we would get to roughly 300.000 votes moved by StemWijzer (!) corresponding to 3 percent of votes casted in that election. Clearly, it is just a speculation made up by applying a country-based (e.g., Belgian) finding on the figures relative to a different national setting (e.g., the Netherlands). Much more solid evidence is needed before we can generalize the effective impact of VAAs beyond the posttest survey respondents. Yet these figures, along with the rising popularity of these tools throughout Europe, seem to call the attention of political scientist on a topic that the Chapter One - The Effects of VAAs on Users’ Voting Behaviour discipline has been overlooking, with few exceptions, for too long. 1.5. Critiques and improvements to the ‘StemWijzer Method’ In the light of their impact on (a growing number of) users, an academic interest has recently arisen with respect to the consistency and reliability – to put it in a word, the quality – of the voting advice provided by such applications. The main critiques targeted to what we have called the ‘StemWijzer Method’ deal with four different aspects: a) the selection of the statements to be included in the test; b) the different saliency that both voters and parties attach to different issues; c) the way in which it is established the position of each party on the various issues; and d) the dimensionality of the policy space in which voters and parties are placed. With regard to the first aspect, Walgrave et al. (2009) demonstrate that the specific selection of statements to be included in the VAA questionnaire has a considerable impact on the advice provided to the user. According issue ownership theories (Budge and Farlie, 1983), it goes without saying that the inclusion of certain issues may result in an advantage for those who own them; hence, the need for a systematic, empirically-oriented process of statement selection (such as the one presented by Nuytemans et al. in this volume). As to the second aspect, theories on issue salience (Niemi and Bartels, 1985) have already highlighted that different voters and parties may (and do) consider some issues more relevant than others. Since its very first version, StemWijzer provided its users with the possibility to assign an ‘extra-weight’ to some issues considered particularly relevant. However, the same possibility was (and is still) not provided to political parties. Some criticized this feature on the ground that dichotomous answer levels (e.g., the party 27 28 Diego Garzia agrees, the party does not agree) can reduce sharply the discriminatory power of the tool (Krouwel and Fiers, 2008). For this reason, several applications (many of them described in the chapters of this volume) are now facing both parties and users with questionnaires where the answer can be placed on a 5-point Likert scale. At third, the method has been questioned with respect to the authorization process by political parties. StemWijzer’s methodology consists in fact in giving to political parties the freedom to position them on each issue without double-checking whether this position is formally supported by the party manifesto. According to one of the creators of StemWijzer, authorization by authoritative sources within the party is a sufficient guarantee of political reliability (Schuszler et al., 2003). Some contends that this might make the tool vulnerable for manipulation by party elites, and campaign strategists in particular (Groot, 2003). Therefore, some VAA makers have opted for a process of ‘calibration’ based on a hierarchy of data sources, such as party manifestos or transcripts from parliamentary debates (for a better discussion of this point, see: Krouwel and Fiers, 2008). As a final point, drawing from the literature on policy space (multi) dimensionality (see: Sartori, 1976), some VAAs (e.g., Dutch Kieskompas, Portuguese Bússola Eleitoral, Swiss smartvote) have gone beyond the linear notion of distance subsumed in the StemWijzer methodology by placing both parties and voters on a multidimensional space (for a better discussion, see: Lobo et al. in this volume). These and other aspects will be thoroughly discussed in the following chapters. 1.6. Outline of the book Chapter 2 by Jochum de Graaf – one of the inventors – discusses the origins of the father of all Voting Advice Ap- Chapter One - The Effects of VAAs on Users’ Voting Behaviour plication, Dutch StemWijzer, the educational purposes underlying its development and the reasons of its ‘dazzling success’. The extensive discussion of the so-called ‘StemWijzer Method’ in particular seems to us a fundamental point of departure for the reader not particularly familiar with the way in which VAAs operate. Following Chapter 3 by Outi Ruusuvirta deals with the Finnish case. As she shows, if the Netherlands are the place in which it all began, Finland is the country where it went online first 5. Moreover, the Finnish online voting application scene is characterized by the wider number of VAAs available to the voters, as compared to every other European country. Ruusuvirta’s piece is of particular interest for her discussion of the determinants of VAAs popularity among users – which she individuates in the kind of electoral system adopted in the country. A highly proportional system such as that employed in Finland implies in fact the presence of many parties on the ballot. Furthermore, through the open-list system voters are not only asked to vote for a party, but also for one of its candidates. In this candidatecentered context, voters are required (of course assuming their willingness to base the vote on issue stands) to compare the positions of hundred of candidates – a task easily accomplishable through the use of VAAs. The rise of VAAs is also linked to the spread of internet among mass publics. Accordingly, Ruusuvirta highlights that in Finland (as everywhere else, as we shall see) VAA usage is fundamentally a ‘generational phenomenon’ – the typical user being young, male and highly educated 6. Finally, she reviews StemWijzer’s first online version is of 1998, while the first internetbased VAA appeared in Finland as early as 1996. 6 Unfortunately, this identikit depicts the kind of voter less likely to need guidance in the act of voting (see Ruusuvirta in this volume for a better discussion of this point). 5 29 30 Diego Garzia all the available literature on the Finnish case dealing with VAAs effects on users’ political behaviour. The impact of VAAs on voting behaviour is at the core of Chapter 4 by Stefan Marschall and Christian Schmidt. In their study of an extremely popular German application (Wahl-O-Mat) the authors distinguish between effects on the ‘cognitive’ dimension (that is, motivating users to gather further information about parties and candidates) and effects on the ‘activity’ dimension (such as mobilizing users to go to the polls) of political behaviour. As they show, Wahl-O-Mat is capable of affecting both dimensions in significant terms. From a methodological perspective, their piece is of extreme interest for the discussion of web-surveys as a cheap and effective (although not widely employed) way to study voting behaviour at the individual level. In Chapter 5, Andreas Ladner, Gabriela Felder and Jan Fivaz discuss the impact on voters’ choice of smartvote, a VAA developed in the most candidate-centered system of all Europe, Switzerland. In the Swiss case, single candidates (rather than parties as a whole) are involved in the makingprocess: the chapter’s added value lies thus in the discussion of the matter also from the politicians’ point of view. As they demonstrate, smartvote is considered ‘more than a toy’ by both candidates and voters. Consequently, if VAAs are to be taken seriously, they move to the crucial question: to what extent can their providers be held accountable? Chapter 6 by Michiel Nuytemans, Stefaan Walgrave and Kris Deschouwer moves its steps in the same path. Being also the Belgian a case in which VAAs (in particular, Doe De Stemtest!) do have an impact on vote choice of a – small but significant – number of users, the authors make a strong point in favor of the ‘complete methodological transparency’ of VAA-making. In particular, they discuss two key points related to the quality of the advice provided by such Chapter One - The Effects of VAAs on Users’ Voting Behaviour application: namely, the process of statement selection and the different saliency attributed by different parties to each of these statements 7. This chapter provides also an insightful conceptualization of different approaches to VAAmaking. It is the authors’ point of view that VAAs should, first and foremost, help people vote ‘as informed as possible’. That is to say, VAAs are (or should be) aimed to help users casting their vote, not to tell them what party they should vote for. The same point is shared by Marina Costa Lobo, Maarten Vink and Marco Lisi. In Chapter 7 they present Bùssola Eleitoral, a multidimensional VAA at work in Portugal since 2009. Contrary to every other VAA presented in this volume in fact, the Bùssola places both parties and voters on a bi-dimensional policy space. After a thorough discussion of the main dimensions of political competition in Portugal, the authors describe in detail all the methodological aspects of the application. The chapter is especially interesting for its focus on other quality issues, such as the ‘authorization process’. Contrary to StemWijzer in fact, the makers of Portuguese VAA place political parties on issues based on an expert judgment of party manifestos and parliamentary debates’ transcripts. Rather than asking directly to parties, their position is thus ‘calibrated’ by the makers themselves. Furthermore, both parties’ and users’ positions are (or at any rate, can) be arrayed on 5-point Likert scales, in order to enhance the discriminatory power of the tool. Chapter 8 by Christine Mayer and Martin Wassermair illustrates the Austrian VAA wahlkabine.at. These authors underline the educative purpose of such tools, which “cannot, and should not serve as substitutes for independent re7 Differently from StemWijzer in fact, Doe De Stemtest! features an algorithm by which the final voting advice is computed taking into account the saliency assigned by both parties and voters to the various issues. 31 32 Diego Garzia flection and responsible decision making”. Following Chapter 9 by Roberto De Rosa presents some data from Cabina-Elettorale.it, a pilot study conducted on Italian voters during the campaign for the European elections of June 2009. These two chapters represent a reciprocal integration of theoretical and pratical aspects. The Austrian and Italian applications are in fact linked by a common methodology and realization, both being based on the IT platform developed by the Austrian Institute for New Culture Technologies. In Chapter 10, mathematician Michal Skop presents a comparative assessment of quality of the advice provided by different kind of VAAs. In his analysis of Czech Republic, he focuses on two applications: iDnes.cz and KohoVolit.eu. The former is based on the well-known ‘StemWijzer Method’, while the latter – developed by the author himself – relies on what he labels the ‘Roll-Call Method’. The distinctive feature of this method lies in the statement selection procedure: questions are based on topics which have been voted on in parliament; parties’ position on such topics is thus based on roll-call records from the past legislature. He finds that both kind of VAA have advantages, but also drawbacks: while ‘prospective VAAs’ such as StemWijzer tend to rely too much on what parties propose to do – thus ignoring what they have done so far – roll-call based VAAs are vulnerable to the opposite critique, being fundamentally ‘retrospective VAAs’. Chapter 11 by Agata Dziewulska presents Glosuje.com.pl, a VAA developed in Poland in the outset of 2009 European Parliament elections with the aim of increasing turnout in a country characterized by extremely low levels of electoral participation. After having identified the major reasons of nonparticipation (as it appears, one of the crucial arguments lies in the ‘poor understanding’ of the elections by a Chapter One - The Effects of VAAs on Users’ Voting Behaviour substantial majority of Polish voters), she moves to an illustration of how those reasons could be neutralized. In this context, Glosuje.com.pl is presented as a way to provide citizens with effective political information at a cheap price – thus highlighting once more the fundamentally educative purpose of VAAs. Chapter 12 by Lorella Cedroni draws the conclusions and outlines avenues for further research in the field. 33 CHAPTER TWO The Irresistible Rise of Stemwijzer JOCHUM DE GRAAF The first StemWijzer was developed in the Netherlands in 1989. The Didactische Handleiding Maatschappijleer (in English: Didactic Social Study Manual), published by Stichting Burgerschapskunde (SBK: Citizenship Foundation), contained a simple test with extensive, especially ideological, statements from political party programs. In that year Paul Lucardie, an employee of Documentatiecentrum Nederlanse Politieke Partijen (DNPP: Documentation Centre of Dutch Political Parties) came to SBK with the idea of developing a voting aid tool – in the same sense as he had done in a limited scale in the city council elections of Groningen. The StemWijzer – an idea of the present author, then project leader at SBK – was the co-production of SBK, DNPP and the faculty of Bestuurskunde (Political Management) at the University of Twente (UT). The StemWijzer package was a small book with 60 statements and a diskette. The package was meant for junior high-school education. This first version was based on a simple principle, namely, that all political parties can be placed on one dimension: a left-right scale. If one agreed with a particular statement, this gave a range from 0 to 50 points, depending on the party standing for the statement. By dividing the total amount of points with the amount of the statements agreed upon, the advice was computed and given. Before the package was advertised in the professional magazine of social science and social and political education teachers, it could be ordered through SBK. The book was fairly popu- 36 Jochum de Graaf lar especially within the educational sector. However, only around 50 copies of diskettes were sold. Only after that, we started considering the possibility of using computers, on the basis of the ideas of UT employee Peter Schuszler. The first, more advanced digital StemWijzer was published at the time of the Tweede Kamer Parliamentary election of 1994. The reach of publicity with the articles in nation-wide newspapers and interviews on radio was particularly significant. Despite this tension, the use of StemWijzer remained limited. In total, some thousand diskettes were sold, partially through SBK (that by then merged into the Instituut voor Publiek en Politiek; IPP: Institute for Political Participation), but also via kiosks and bookstores. In 1998, the StemWijzer for the parliamentary elections was not only spread out in a large number via diskettes and to the readers of the daily newspaper Trouw among others; it was also published on the Internet on the election site of IPP. 6.500 voters used the first Internet version. Ever since the beginning, StemWijzer has had mostly an educational purpose. In the teacher’s manual of 1989, this purpose was expressed as follows: i) increasing knowledge of the programmatic differences and similarities between political parties; and ii) providing aid for making choice for a political party. The aim has always been to show the political differences between parties, on the basis of the assumption that voters should know these differences and be able to compare them with their own viewpoint and political position. This is the educational purpose of StemWijzer, which is expressed by the name itself, which means “voting wiser”. From the research we have conducted throughout the years, we have found that StemWijzers are not only played, but also used as the starting point for discussion in family or friends, at classes, workplaces, in cafés or on the streets. Chapter Two - The Irresistible Rise of Stemwijzer 2.1. Realization The election manifestos of the involved political parties are at the basis of every version of StemWijzer. The first job of the editors is to select the issues (in the form of simple statements) from different election programs. During the selection, attention is paid to the dispersion of the themes that are in the programs, whether positions are controversial enough (at least one party against and one party pro), and whether the positive and negative statements are appropriately in balance. The first selection results in a list of some hundred theses. This selection is then discussed in a wider circle, where attention is paid to actuality, relevance, clarity, and so on. New statements can also be added during this time. In the end, a gross list of roughly fifty theses is left, that are given to the recognized members of political parties. They decide whether the party agrees, disagrees or is neutral to the given fifty theses. Often, this time is also used by the involved personnel to comment on the given formulation of the theses or the lack of relevant issues. This critique is taken into account in the final version as much as possible. Then the final shifting is done. Theses that do not have at least one party agreeing or disagreeing are eliminated. Next to that, theses where quite a number of parties have chosen for the neutral position are also likely to be skipped. The statements should be well spread over different themes, and all parties should remain different enough from each other in their positions. If a combination of theses has too few difference points, then different theses will be chosen. The goal is to finish with roughly 25 to 30 theses. It is clear to everyone that bringing the text of hundreds of pages of party programs down to approximately thirty questions will always remain controversial. Every person 37 38 Jochum de Graaf with a moderate interest in politics can easily think of a number of subjects that are not dealt with in StemWijzer. Yet, we believe that the final choice of statements represents a real summary of political issues that will play an essential role in the parliamentary period ahead, and thus is good to have knowledge of the positions of political parties on such issues. We have a number of reasons to believe this: - All theses and election themes come from the election programs of participating political parties. Every party represents a certain number of election subjects. - We look for theses that are relevant and characteristic of the involved political parties, for example by looking at what each party states in the introduction of their party programs. - In the selection process, the issues that are treated in the election campaign are looked at, without easily going with ‘the illusion of the day’. Political programs presented during election, after all, go for four years – a parliamentary term. Furthermore, in the selection process political parties themselves are ultimately involved, when they answer the gross list of theses. The positions of political parties to these theses give party profiles to which the voters will be compared with. According to certain critiques, there is discrepancy between what party says to stand for, and what they actually mean. In particular, the parties on the far side of left and right spectrum are supposed to use this tactics. Other parties might be dominantly profiling on one subject (e.g., single-issue parties). Another tactic might be that of choosing answers which they think people would like to hear. Chapter Two - The Irresistible Rise of Stemwijzer Every judgment of any independent political forum always carries the danger of arbitrary judgment paired with the ever-lasting discussion about political parties’ positions. To avoid this, we have chosen a simple solution, which is to have the parties answer these questions themselves. The responsibility is explicitly expressed in the colophon (Frequently Asked Question) part of the website. Because of this, StemWijzer also acts as a test of the consistency of party programs themselves. Due to the long experience of making StemWijzers over the years, we can in some cases point out the inconsistencies of the standpoints of the parties over time. In 1994, there were still some arbitrary answers from the political parties, not being answered seriously. In the following years, the authorization process of the political parties came to be taken more seriously. It happened several times that the political parties changed their positions after careful consideration. StemWijzer became an authority, and political parties started to recognize its importance. In the past, only the campaign leader or the drafter(s) of the party manifesto were answering the StemWijzer questions. Nowadays, it is not rare that the list of questions goes through the different levels of the party. For example, in CDA, they let members of multiple levels take tests, involving: all members of the campaign teams, party leaders and candidate members for European Parliament, the member of the external commission of the party – up to 40 members in total. The authorization by the parties leads to constructive comments, in some cases to extensive discussions within the parties. Because StemWijzer is placed in a public space on the Internet, we also receive hundreds of emails, most of which are positive, but also people asking why certain party takes certain standpoints. The editors of the StemWijzer forward these questions to the respective parties. 39 40 Jochum de Graaf 2.2. Method of calculation As of 1998, the StemWijzer Method is as follows: a user is provided with the theses, to which (s)he can choose to agree, disagree, be neutral or have no opinion 1. In the case of no opinion, the thesis is not taken into account when calculating the voting advice. When all the theses are answered, the user can assign extra weights to certain theses. Then the computer compares different party profiles to that of the user, on the basis of the principle of shortest distance (see Table 2.1). If the user agrees with a thesis (+) and the party disagrees (-), the difference is maximum (2 points). If a user has the same opinion as the party (agree, disagree or neutral), then there is no difference (0 point). If a user or a party takes a neutral standpoint, the score is 1. Table 2.1 – Scoring on the basis of ‘closest distance’ Voter: Disagree Neutral Agree Parties: Disagree Neutral Agree 0 1 2 1 0 1 2 1 0 With 30 theses, the maximum distance according to above formula is 60 points, and the smallest distance is 0. The maximum distance can become larger if the user selects one or more theses to be weighted more heavily (if the subject is important to them). The points for these theses are then doubled and thus get to a maximum of 4 points Since 2005 the answer options are as follows: agree, disagree or no opinion. 1 Chapter Two - The Irresistible Rise of Stemwijzer per thesis. The party with the lowest score is at the top of the recommendation list provided at the end of the test. One of the most asked question about StemWijzer is whether the application gives a correct or trustworthy advice. Of course, this leads to the question: what is a correct advice? Here, it helps to have the educational aim of StemWijzer in perspective. StemWijzers are, above all, meant to make the voters literally wiser. What StemWijzers do is no more and no less than submitting a number of political statements to the user, and then compare his opinions with those of the political parties. Apart from a voting advice, StemWijzer challenges users to think about most important actual political questions. They get to know how parties think about these theses and through this reach new knowledge and insights. From recent researches, it seems that users do pick up the idea of StemWijzer quite well. They do not pay the most attention to the voting advice, but are encouraged to think. Especially the ‘surprising effect’ is appreciated; recommendation that is different from expectation is a good motive for comparison of party standpoints and for further discussion with family and friends. One more finding from the research is that voting tests such as StemWijzer will play a large role in future election campaigns, because it offers a good counter-balance against the ‘media-democracy’ trend of recent years (see, in this respect, the various chapters in this volume). 2.3. The reasons of a dazzling success The StemWijzer has grown – in one-year period between 2002 to 2003 – into the most used Internet application during election time. From 50 sold brochures in 1989 to 6.500 given advice in 1998, then to more than 2 million in successive parliamentary elections in 2002 and 2003, up to 4.7 41 42 Jochum de Graaf million in 2006: dazzling success. Yet there are a number of good explanations for this achievement. First, the ‘success’ of an election: an exciting election campaign and thrilling political debates are necessary conditions. Something has to be at stake for an election to receive attention. For the voter, it has to be clear that there is something to choose for. The election campaigns of both 2002 and 2003 did meet all these conditions for lively democracy. The irresistible rise of Pim Fortuyn and his LPF also had a huge effect on StemWijzer. In March 2002, Fortuyn did not yet have a party program available. StemWijzer 2002 was launched on March 10th without the participation of LPF. 10 days later, the book De Puinhopen van Paars (The Mess of the Parliament) which was supposedly functioning as an election program of LPF was published, and immediately after this LPF approved the gross list of statements. In a very short time a new StemWijzer, now featuring LPF, was brought online. This not only provided new publicity, but also did increase the number of visitors very much. Most part of voters wanted to know what LPF was standing for, and what their own positions were in respect to the controversial issues. The extremely lively, but also turbulent campaign of 2002, increased the turn-up rate by 5%. When the first cabinet of primeminister Balkenende fell after four months and a new election was required, then again it was a very lively campaign. Once more, StemWijzer was indispensable part of it. In May, the number of 2 million recommendations (that is, completed tests) was reached in 11 weeks. StemWijzer for parliament election of 2003 came online on December 3rd and broke the record of 2 million within 7 weeks with addition of about 200.000. As always, the number of visitors increases as the election campaign progresses. On the elec- Chapter Two - The Irresistible Rise of Stemwijzer tion day of January 2002, over 200,000 recommendations were given out. Another major explanation is the enormous flight of the Internet at the beginning of the century, both in the number of users, as well as its general usage. In 1998, roughly 1 million people in the Netherlands had access to the Internet. In years 2002 and 2003, this number was roughly tenfold of that. StemWijzer is not only attractive as an Internet website, but also as an independent voting advice tool. This was the case when StemWijzer took part in the TV program Studio 2 during the campaign of year 2002, where guests received their voting advice and from there went into debates. In the campaign of 2003, similar arrangements were made with the radio program Stand.nl and with Freek de Jong for his broadcasted TV theatre-show De Stemming (The Voting/The Mood). In the 2006 campaign there was, exactly one week before Election Day, a 90 munites tv-show StemWijzer TV, with debates on the theses by party leaders and the audience at home participating by answering the statements by SMS. The success of StemWijzer also comes in large part from its design, the presentation, the user-friendliness and handiness of the program. Most voting tests are characterized by a multiple-choice set-up, simple layout, long question lists on scroll-down Internet site, clicking on radio buttons to give the answers. With StemWijzer, the theses are presented one by one in a tight layout, where the answering categories are presented with clickable buttons. In this way, the visitors can digest the theses well and take considered positions. 43 44 Jochum de Graaf 2.4. The future of StemWijzer From the beginning of StemWijzer, there have been discussions about the set-up of the program. Each time, the reflected point is if the answering categories are sufficient, the question of whether the five-scale-answer of between fully agree and fully disagree would have to be introduced, or whether for example a pop-up window with explanation of difficult terms should be given, if the political parties should be given the opportunity to comment further on their standpoints with a link to their party program, or if questions with multiple-answer could also be asked. These suggestions of improvement should never be shut out from the possibility of implementation; however, we chose so far to stick to the simplest possible set-up. The propositions are presented one by one, the vote advice can be compared with on the level of a party and on the level of propositions. From all our researches, it appears that the users appreciate this compact set-up, next to the curiosity for the voting advice and the surprise-effect of StemWijzer, which are all are highly valued. In recent years the StemWijzer has improved itself to an even more elaborated educational tool. Throughout the years the calculation method has been profoundly discussed. The method mentioned in Table 2.1, on the ‘closest distance’ (or ‘city-block method’) has been used in different variations. Especially the valuation of the neutral or ‘middle’ position, was a few times changed; the so-called Cohen’s kappa coefficient was used, the statistical measure of inter-coder agreement for qualitative (categorical) items. In principle this is a more robust measure since it takes into account the agreement occurring by chance. But this working quite well for scientific research did not mean that it should work for a simple educational test like StemWijzer. Chapter Two - The Irresistible Rise of Stemwijzer When used in the campaign for provincial elections in 2007, this method proved to be disadvantageous for parties (since we were using the method for a selection of party answers that was chosen by us), thus we decided to get back to the most simple calculation method. Nowadays the result (e.g., voting advice) of the StemWijzer is calculated by simply counting the agreements between the answers of the users and those of the parties. Each answer that has been given an extra weight does get an extra point. An even more important improvement for StemWijzer is the addition of the motivations of parties to the answers given. As from the parliamentary elections in 2006, when the all-time users record was obtained, the user could click on the party answer and consult in a pop-up screen the arguments from the party to take side pro or contra. In all recent versions of StemWijzer (European elections 2009, municipal elections of 2010, where some sixty different StemWijzers for all major cities in the Netherlands have been developed) this functionality is available on every thesis. When thinking about an answer, the user can, by clicking on a party logo, check all deliberations of the parties. By strengthening the educational value of the tool, the user can vote even wiser. In the upcoming election campaigns in the Netherlands, we will also continue the experiments in having users to participate in the selection of issues and the formulation of theses. In some municipalities StemWijzer fans could change and add theses with the Wikipedia-method. In the near future a forum application will be added, as well as discussion groups from social networks like Facebook or Hyves. In this way StemWijzer will be ready for the next developments in the lively world of internet and politics. 45 46 Jochum de Graaf In the end of year 2003, StemWijzer was awarded the Machiavelli prize, the yearly distinction award for the performance in the field of government communication. The jury report speaks of a ‘beacon in the sea’, the ‘ocean stream’ of information in election times: “In a time of the ongoing mediatizing, dramatization and personalization of politics in general and election issues, StemWijzer offers a program-contentbased politics to counter-balance the above trends”. CHAPTER THREE Much Ado About Nothing? Online Voting Advice Applications in Finland OUTI RUUSUVIRTA The first online voting advice application (VAA) in Europe was developed in Finland in 1996 for the country’s first European Parliament Election. Erkki Vihtonen, a project manager at the Finnish Public Broadcasting Company Yleisradio (YLE), had been inspired by a simple online game on the website of the US news corporation CNN and decided to develop a tool to inform Finnish voters about the European Parliament Election candidates and help them choose a suitable candidate (Vihtonen, 2007). From this humble beginning with only 8.000 users has grown a phenomenon that is now a permanent fixture in the Finnish electoral landscape. This chapter will review the short history of VAAs in Finland. We begin by tracing the development of Finnish VAAs before turning to the examination of the factors that make these applications so popular in the country. We will then analyse profiles of Finnish VAA users. Finally, we will conclude with a review of research conducted on the effects of online voting advice applications on their users. 3.1. Development of Online Voting Advice Applications in Finland Many features distinguish the Finnish online voting application scene from the rest of Europe. One such feature is 48 Outi Ruusuvirta the large number of VAAs available to voters. As noted above, the Finnish Public Broadcasting Company developed the first VAA in 1996 and the largest daily newspaper, Helsingin Sanomat (HS) followed this example by building its own application for the 1999 European Parliament election. The first Helsingin Sanomat VAA attracted 15.000 users (Haukio and Suojanen, 2004: 129). YLE and HS applications were still the only two VAAs available in the 2000 Presidential election, where they were used by 150.000 and 65.000 citizens respectively (ibid.). The following year, 11 different VAAs were developed for the local election (Suojanen, 2007: 17). The first two pioneering applications were joined by VAAs from the biggest commercial TV channel, MTV3, the Association of Finnish Local and Regional Authorities and a large number of regional newspapers. The real breakthrough for voting advice applications came in the 2003 Parliamentary Election. This time 12 different VAAs offered their help to voters. Previously, the audiences reached by the most popular VAAs had ranged between 100.000 and 200.000 users, depending on an election, but in the 2003 General Election the two largest VAAs reached approximately 530.000 and 410.000 users respectively (Kauppinen, 2007: 127; YLE Viestintä, 2003). Considering that the size of the electorate in these elections is approximately 4.2 million, it can be argued that VAAs truly established themselves as a part of election campaigns that year. Since 2003, voting advice applications continued to grow both in number and in popularity. The 2004 EU Election and the 2006 Presidential Election saw many new VAA providers offering their VAAs to the electorate, among them political parties building their own applications to market their candidates to voters and interest organisations offering applications concentrating on specific themes. Chapter Three - Much Ado About Nothing? Online VAAs in Finland In the 2007 Parliamentary Election voters could choose from 20 different VAAs. The most popular applications attracted over one million users (Borg, 2008: 95). Several VAAs targeting special audiences, such as young voters, those interested in development issues or health care, also appeared in this election. Up until this point, Finnish VAAs had more or less followed the basic format first used in 1996 by presenting users with a multiple-choice questionnaire to compare their preferences with candidates’ views. In 2007, a group of young mathematicians developed a completely new type of VAA. This Naama application compared user’s picture to those of the candidates’ and matched them based on the degree of facial similarity 1. The number of applications went through the roof in the 2008 local election as many local and regional newspapers and local authorities provided VAAs concentrating on local themes and issues to supplement the more general national applications. Today, online applications helping voters to choose have also spread beyond national elections and are used in a wide variety of contests from university student council elections to parish council elections. Simply looking at VAA user figures does not tell us the whole story about the popularity of these tools among the electorate at large. As Mykkänen and his colleagues point out in connection with the 2007 General Election, 63 per cent of those who used VAAs took advantage of more than one application (Mykkänen et al., 2007). Other studies have suggested that this has also been the case in other elections (Bengtsson and Grönlund, 2005: 247; Paloheimo, 2007: 1 In the 2007 elections 167.000 users compared their images to candidates. The creators of Naama have continued to develop facial similarity VAAs, not only for Finnish elections but also for the 2008 US Presidential elections. The applications are available at <http://www.naama.fi/index.php?lang=en>. 49 50 Outi Ruusuvirta 61). We must therefore consider national election study data for a more accurate picture. Voting advice applications were first included as an independent variable in the 2003 Finnish Election Study. Before that, the study asked respondents only about their Internet use in general. Of all respondents in the 2003 study, only 12 per cent had used at least one VAA in the run up to the election. When we consider respondents who actually voted, the figure grows to 16 per cent. Of those who both voted and used the Internet during the campaign, 40 per cent had used at least one VAA (Paloheimo, 2007: 59). On the whole, these figures appear rather low. However, as will be shown below, VAA use is conditioned by other factors, especially the age of the voter, and in certain cohorts use of these tools is much more common than in the electorate as a whole. For instance, of the 18-24 year olds, 46 per cent reported to have used at least one VAA during the 2003 campaign (ibid., 60). As with the number of VAAs themselves, the share of the electorate using them also grew in the 2007 General Election. Of all respondents, 41 per cent had used voting advice applications and in the two youngest cohorts, nearly 59 per cent used VAAs (Mykkänen, 2009, personal communication). It would then appear that by the 2007 Election, online voting advice applications had reached a large enough proportion of the electorate to become a significant factor in electoral analysis. While such a large number of applications is arguably good for the democratic process as voters have several VAAs to choose from, Finnish election candidates are beginning to complain about VAA fatigue. While very few would dare not to respond to the three most widely used applications along with perhaps one regional and a special interest VAA, many are expressing their frustration about the time and effort taken in filling out numerous voting ad- Chapter Three - Much Ado About Nothing? Online VAAs in Finland vice applications during the already busy campaign period (Vähämaa, 2007). Nevertheless, it appears that online voting applications have become a permanent feature of Finnish election campaigns. Applications rate as the most popular online information source for voters (Strandberg, 2009: 77) and VAAs form the most popular electionspecific content on the websites of media houses providing them. As one VAA provider put it: “It would be hard to imagine an election campaign without VAAs” 2. Despite questions raised in blogs, other online forums and coffee tables about validity and reliability of VAAs, their unknown matching algorithms, question selection and response alternatives, the open-list proportional representation (PR) system used in Finnish elections along with other factors make VAAs an easy way for voters to find comparable information on election candidates (Borg, 2008: 95). Let us now consider these factors more closely. 3.2. Why Are Online Voting Advice Applications Popular in Finland? Finnish parliamentary, European Parliament, and local elections all employ the open-list PR system in multimember districts 3. This means that voters do not only vote 2 O. Ainola - Interviewed on 23 February 2009, Helsinki. Finnish President is chosen directly by popular vote using a tworound majority system. Typically, the number of candidates is low (eight in 2006) and the number of top candidates with a realistic chance of being elected is even lower. Leading presidential candidates are also well-known political figures and therefore VAAs in these elections have concentrated somewhat less on political issues and more on the personality and non-political views of the candidates. It is possibly for these reasons that VAAs are used less in Presidential elections than in parliamentary and local elections. For instance in the 2006 election, only a 3 51 52 Outi Ruusuvirta for a party but also have to select a candidate from a party’s list to vote for. Candidates are then ranked on the party ticket according to the individual votes they receive. This leads to a candidate-centred election dynamic. While such an electoral system gives a large degree of choice to voters, it also makes the selection process harder for them; instead of choosing from a handful of parties, voters have to choose from hundreds of candidates. Even accepting that no voter will give equal consideration to all the candidates, a choice can still be bewildering and information costs very high (cf. Downs, 1957). Voters therefore use shortcuts to help them decide how to vote. Traditionally, the electorate relied on long-term cues such as party identification (Campbell et al., 1960) and social class for electoral cues (Lipset and Rokkan, 1967). As is well-known, the importance of these factors for electoral choice has declined in most advanced post-industrial democracies in the past 40 years (Franklin et al., 1992). According to the 2003 Finnish Election Study, the share of those feeling close to a political party had declined to 47 per cent of the electorate (Grönlund et al., 2005: 100). However, in the Finnish electoral system partisan or class alignment could only ever have been expected to narrow down the pool of potential candidates a voter would consider. Even the strongest of partisans must select an individual candidate to vote for. When asked for the criteria used to select a specific candidate, a large majority (82 per cent) refer to candidate’s views on general political and election issues 4 (Bengtsson and Grönlund, 2005: 244-5). quarter of voters had used at least one VAA during the election campaign (Nieminen, 2006). 4 Other selection criteria included the party represented by the candidate (74 per cent), candidate’s previous experience of politics (56 per cent), his or her educational background (37 per cent), gender (33 per Chapter Three - Much Ado About Nothing? Online VAAs in Finland This figure may overestimate the real influence of issue considerations, given social desirability voters may feel is attached to giving such an answer. Nevertheless, it does suggest that issues play a part in voters’ candidate selection in Finland and amassing detailed information on potential candidates even on a few key issues would require enormous amount of effort from even the most politically sophisticated voters. Thus, the candidate-centred election dynamic combined with voter dealignment amounts to a situation where more and more voters are genuinely making a choice at election time and online voting advice applications, which easily allow comparison of individuals’ preferences with those of the candidates, can be very useful for voters. Indeed, in a nationally representative survey of both VAA users and non-users, Mykkänen et al. found 73 per cent of VAA users agreeing that the applications were a good way to learn about candidates’ views and 28 per cent agreed that VAAs made selecting a suitable candidate easier. On the other hand, 20 per cent of VAA users had used a voting advice application to help rule out a candidate they had considered voting for (Mykkänen et al., 2007). Related to the electoral system, another feature of the Finnish political landscape that can be used to explain the emergence and the success of online voting advice applications is the relatively high number of electorally relevant political parties. The Finnish party system is the most fragmented in Western Europe. The mean number of effective parties between 1945 and 1999 was 5.1 (Mattila and Raunio, 2004: 269). The three largest parties, the National Coalition Party, the Centre Party and the Social Democratic Party, each command approximately 20 per cent of the cent), appearance and style (32 per cent), how well-known the candidate was (32 per cent) and his or her age (28 per cent) (Bengtsson and Grönlund, 2005: 245). 53 54 Outi Ruusuvirta vote in parliamentary elections. In additions to the big three, five smaller parties also regularly win seats in the Finnish Parliament, Eduskunta. On the left of the political spectrum, the Left Alliance and the Green League challenge the Social Democrats, whereas on the centre-right, the Christian Democratic Party, the Swedish People’s Party and the populist True Finns compete for voters’ affections with the National Coalition Party and the Centre Party. Thus, Finnish voters on both sides of the political spectrum have several parties to choose from. The large number of parties combined with the candidate-centred electoral system described above leads to a situation where for instance, voters in the Uusimaa electoral district could choose from 340 candidates competing in the 2007 General Election. It is no surprise then that online voting advice applications have become so popular in Finland. As we noted in the first section of this chapter, media companies have developed a majority of Finnish online voting advice applications. The way in which these newspapers and TV channels have promoted their VAAs both in the online world but especially in their traditional media format should also be taken into account when explaining the popularity of VAAs in Finland. Naturally, voting advice applications have been given plenty of visibility on news providers’ websites and links to VAAs are widely available. Newspapers also print advertisements in their paper versions advertising the applications. What the Finnish mediabased VAA providers have become especially skilled at is their use of data from voting advice applications. Journalists take advantage of the candidate data deposited in VAAs and use it as a source of news stories for their traditional media format (Pitkänen, 2009: 122). Both newspapers and TV news regularly run stories comparing candidates’ views and preferences on key election issues and investigating Chapter Three - Much Ado About Nothing? Online VAAs in Finland party cohesion by aggregating candidate responses. These stories, it could be argued, attract even more voters to use VAAs and appeal perhaps especially to those voters who would not otherwise use these applications. Finally, we could hardly explain the popularity of online voting advice applications in Finland without reference to the widespread use of the Internet. Being a web-based tool, VAAs cannot be used without access to the Internet. In the spring of 2009, 78 per cent of Finnish households had Internet access and 82 per cent of 16-74 year old Finns reported to have used the Internet in the last three months. A large majority of Internet user, 82 per cent, go online every day or almost every day. As could be expected, the usage is slightly skewed towards younger people; nearly 100 per cent of under-34 year olds use the Internet. We see a small drop in Internet usage in the age group 55-64 (just under 70 per cent) and a bigger drop in the oldest cohort of 65-74 year olds (33 per cent) (Tilastokeskus, 2009). 3.3. Who Uses Online Voting Advice Applications in Finland? Strandberg (2009) analysed the 2007 Election Study data to find out which factors best explain Finnish voters’ VAA use. Predictably, the young, the politically active and those interested in politics are most likely to use online voting advice applications (Strandberg, 2009: 80). In the light of what is known about the relationship between age and the strength of political preferences (e.g. Converse, 1969) and the Internet user figures presented above, it is hardly surprising that the most eager VAA users are the young. The Finnish National Election Study shows that in the 2003 Parliamentary Election nearly a half of voters below the age of 35 had used at least one VAA during the election campaign. The share of VAA users among 55 56 Outi Ruusuvirta those who had voted declines the older the voters get. In the age group 35 to 44, 34 per cent had used at least one VAA, whereas 15 per cent of 45 to 54 year olds and 10 per cent of 55 to 64 year olds had done the same. Only five per cent of over 65 year olds had used VAAs in that election (Bengtsson and Grönlund, 2005: 246-7). The questions used in the 2007 Election Study are not fully comparable to those used in the 2003 Study but we can nevertheless see that VAA use had increased in all age groups. While those under the age of 35 are still the most frequent VAA users, the older cohorts have caught up with the younger ones. Only 24 per cent of under 35 year old voters say that they have never used VAAs. In the 35 to 49 age group, 47.6 percent report never to have used a VAA whereas 53 per cent of voters over the age of 50 had not done this either 5 (Mykkänen, 2009, personal communication). It would seem that VAA use is a generational rather than age-related phenomenon. The younger cohorts with low partisan identification use VAAs when they first become eligible to vote and continue to use these applications as they get older (Moring and Lindfors, 2005). Although data from the 2003 Election Study and research conducted after the 2004 EU election suggest that socioeconomic factors are significant in predicting VAA use (Bengtsson and Grönlund, 2005: 247-50; Moring and Lindfors, 2005: 7), voter’s level of education and household income were not found to be significant explanatory factors for VAA use in the 2007 study (Strandberg, 2009: 78-81). The difference may be explained by the rapid growth in the 5 A similar age-related pattern in VAA use is also found in local and European Parliament elections. For instance in the 2004 European elections, 57 per cent of 25 to 34 year olds used at least one VAA and the 18-24 cohort was the second most avid VAA user group (Moring and Lindfors, 2005). Chapter Three - Much Ado About Nothing? Online VAAs in Finland share of population with access to the Internet. Internet access is now common with households from all socioeconomic groups and even those who cannot go online at home can and do access the Net at work, school and public places such as libraries. These findings suggest that there is no significant digital divide between the wealthy and educated on one hand and the poor and uneducated on the other as far as VAA use is concerned. Instead, a divide emerges between those already interested and active in politics and those who do not find politics interesting and engaging (Strandberg, 2009). This raises important questions about the potential of online voting advice applications to increase turnout and to help those voters with the least politically relevant information to make more informed electoral choices. 3.4. Effects of Online Voting Advice Application Use on Turnout and Vote Choice Establishing a causal relationship between VAA use and voter mobilisation in one hand and VAA use and vote choice on the other would require an experimental design. However, only one such study has been conducted thus far (Ruusuvirta, 2010). The existing research on VAA effects relies on voter survey data and thus voters’ subjective selfevaluations. Such evaluations can be flawed for many reasons. For instance, it may be difficult for a voter to evaluate the extent to which each possible factor affected her decision to vote and her vote choice. VAA use can also have a subconscious or an indirect effect on voters and the share of those who explicitly identify VAAs as the deciding factor is likely to be rather small. Similarly, for reasons of social desirability, a voter may feel embarrassed to admit that an 57 58 Outi Ruusuvirta online tool has affected her vote choice and thus deny its effect when asked in a survey. With these limitations in mind, let us now consider the effects of VAA use on citizens’ electoral mobilisation and vote choices. We could expect VAAs to mobilise citizens to vote by providing them with succinctly presented, personalised information on candidates and parties running in any given election (cf. Delli Carpini and Keeter, 1996). On the other hand VAAs could be expected to affect voters’ electoral choices by offering a choice for undecided voters, strengthening existing preferences of those who have already decided by confirming the ‘correctness’ of their choice or by convincing decided voters to change their preference (for a longer theoretical discussion on VAA effects, see: Ruusuvirta and Rosema, 2009). Mykkänen and Moring (2007) analysed VAA effects on turnout in the 2003 Parliamentary and the 2004 European Parliament elections. Using probability analysis, they find that VAAs can significantly boost the likelihood of voting among those of lower socio-economic status (SES) but make hardly any difference for voters from higher socioeconomic groups. The probability to vote in the 2003 Parliamentary Election for men with low SES increases by 21 percentage points from 56 per cent to 77 per cent after using an online voting advice application. The change for women from lower socio-economic backgrounds is equally impressive. The probability to vote increases by 23 percentage points, from 53 per cent to 76 per cent. The mobilising effect for both men and women from higher socioeconomic backgrounds is only 1 percentage point, from 98% to 99% (Mykkänen and Moring, 2007: 23). VAAs also had a mobilising effect on both men and women from lower socio-economic classes in the 2004 EU election. The probability to vote increased by 17 percentage points for Chapter Three - Much Ado About Nothing? Online VAAs in Finland men (from 34 per cent to 51 per cent) and by 16 points for women (from 29 per cent to 45 per cent). As with the 2003 General Election, VAAs did not significantly boost the probability that men or women of higher socio-economic status would vote in the 2004 European election. Both sexes received only a 2 percentage point boost, with their likelihood of voting increasing from 96 per cent to 98 per cent (ibid.). Mykkänen and Moring do not offer an explanation for the lack of a booster effect among the higher socio-economic classes but “it can be speculated that voters with higher SES were more interested in the election, knew more about the parties, candidates and election issues and were better able to use this information to make their choice than their less well-off counterparts even before using advice sites. Consequently vote selector use does not provide additional mobilising incentives for them” (Ruusuvirta and Rosema, 2009: 8). We could also have expected to find a bigger mobilisation boost in the European Parliament election than in the national parliamentary election as EU elections have a lower profile and therefore voters may have more to learn from VAAs in those elections. Mykkänen and Moring (2007) explain this with reference to high over-reporting of voting in EU elections. They also argue that “voters in [Finnish] EU elections are predominantly sympathetic to the union… and more likely to vote anyway”, even without VAAs (ibid., 20). A less direct and more uncertain measure of the mobilising effect of VAAs is to ask citizens whether online voting advice applications make them interested in politics and elections. The obvious problem is that we do not know whether the increased interest translates to voting. Nevertheless, a poll conducted after the 2007 General Election found that 36 per cent of VAA users agreed that these web applications made them interested in politics and elections 59 60 Outi Ruusuvirta (Mykkänen et al., 2007). This figure may sound rather low but, as discussed above, we must bear in mind that the majority of VAA users are already interested in politics and elections and therefore it would be more surprising if the figure was indeed higher. When we consider VAA effects on vote choice, we find that of those who had used at least one VAA during the 2003 General Election campaign, 30 per cent reported that VAA recommendations had affected their candidate choice a lot or quite a lot. This means that only seven per cent of all voters admit that VAAs had had an impact on their candidate choice (Bengtsson and Grönlund, 2005: 246-50). A data available for the 2007 Election is not fully comparable with the 2003 Election Study but the results point to the same direction. Thirty-four per cent of voting advice application users agreed that VAAs had affected their candidate choice. This translates to 19 per cent of the entire electorate agreeing that VAAs impacted on their candidate choice. A surprisingly high 15 per cent of VAA users even admitted that they had no favourite candidate and simply voted for a candidate suggested by a VAA (Mykkänen et al., 2007). However, as we have noted above, voters’ subjective estimates of VAA effects are likely to underestimate the real impact these applications have on their users’ electoral choices. The effect is also a matter of interpretation. Finnish VAAs typically list all the suitable candidates in the order from the most suitable to the least suitable. Some might only say that a VAA affected their vote choice if they end up voting for the candidate whom the application suggested as the most suitable whereas others might say the same if the candidate they vote for appears somewhere at the top of the recommendation list. Another way of evaluating the effects of VAA use on vote choice is to look at the share of voters who identify Chapter Three - Much Ado About Nothing? Online VAAs in Finland VAAs as an important information source for their electoral decision-making. In the 2003 Election Study, only 17 per cent of all respondents said that they had found a lot or quite a lot of electorally significant information in VAAs. As such, VAAs rank below most other traditional information sources, such as newspapers, news and current affairs programmes on TV, election advertising and family members. However, when we consider only those respondents who had used VAAs, the figure increases to 65 per cent (Paloheimo, 2007: 65-6 & 71-2). This suggests that those who actually use VAAs do find them an important source of information. The significance of VAAs as an information source does not appear to have changed by the 2007 General Election. A Gallup Kanava Study conducted by TSN Gallup found that across the whole electorate, 17 per cent of respondents said that VAAs were very or quite important for their electoral decisions (Strandberg, 2009: 82). However, in the 2007 Election, those who had used online voting advice applications rank them as the most important source of electorally relevant information, even above the traditionally important newspaper and TV coverage of current affairs 6 (Mykkänen et al., 2007). As we would expect, the youngest cohort finds VAAs most important for their decision-making. Fifty-five percent of 18-24 year olds say that VAAs were very or quite important information source for their vote choice. A third of 25 to 34 year olds and nearly a quarter of 35 to 44 year olds also feel that they had received a lot or quite a lot support for their electoral decision from VAAs. Above the age of 45 the importance of 6 This was also the case in the 2004 local elections; voters in all age groups identified VAAs as the most important information source (Vähämaa, 2008). This, however, is not surprising, given the secondorder nature of local elections and the low-information setting in which they take place. 61 62 Outi Ruusuvirta VAAs in supporting electoral decision-making declines to single digit figures (Strandberg, 2009: 82). Above we have discussed what could be termed direct VAA effects on citizens’ electoral behaviour. In other words, we have considered how using online voting advice applications affect the mobilisation and vote choice of the person using the VAA. However, several studies both in Finland and elsewhere in Europe have found that VAA use makes those using them discuss the results with their friends and acquaintances. For instance, Mykkänen and his colleagues find that 42 per cent of VAA users had discussed their VAA recommendations with others (Mykkänen et al., 2007). Marschall (2005) finds similar results in Germany. Given, for instance Huckfeldt and Sprague’s (1994) findings about the power of social communication, it is not far-fetched to speculate that these discussions may prompt some non-voters to use VAAs which in turn may bring them to the polls. Current data does not allow us to test this hypothesis but future VAA studies could include components to study this intriguing proposition. 3.5. Future of Online Voting Advice Applications in Finland Political scientists have been divided in their views on the potential of the Internet to mobilise and inform electorates. Even the first Finnish book on online voting advice applications (Suojanen and Talponen, 2007) had as its title a word play, which could be interpreted either as ‘The Powerless VAA’ or ‘The Unruly VAA’. Nevertheless, in this chapter we have seen that, at least under certain circumstances, online voting advice applications are not just fun games without any political consequence but can encourage certain types of citizens to vote. Approximately a third of VAA users also say that using these applications has af- Chapter Three - Much Ado About Nothing? Online VAAs in Finland fected their vote choice. We might expect a share of those whose electoral decisions are affected by online voting advice applications to increase in the future. The young people who over the past decade have been socialised into electoral politics by VAAs can be expected to continue using these applications and their relative proportion in the electorate increases year by year. In other words, the VAA generation will gradually replace the oldest cohorts who are the most partisan and the least likely to use online tools. Online voting advice applications may or may not come to replace newspapers and the television as the main channel through which the electorate becomes informed about politics. In any case, we should bear in mind that the information citizens receive from these different sources is different. Unlike newspapers, television, radio and advertising, VAAs provide voters with specific, personalised and easily comparable information about issues and candidates’ and parties’ views on them. This information can potentially have different effects on those receiving it than the traditional mass media coverage and advertising. However, the old challenge of bringing politics to those who are not interested in it still remains. As this chapter has shown yet again, those who would benefit the most from the information in online voting advice applications are the least likely to seek it. 63 CHAPTER FOUR The Impact of Voting Indicators: The Case of the German Wahl-O-Mat 1 STEFAN MARSCHALL, CHRISTIAN K. SCHMIDT More than seven years ago, several weeks before the elections to the 15th Deutscher Bundestag (the German parliament), the “Wahl-O-Mat” was launched for the first time. Back then, in 2002 only a few people expected that this would be the birth of one of the most successful tools in the field of online communication in Germany. Since its first use the tool has been deployed at every federal and European election as well as at many elections on the subnational level. The Wahl-O-Mat has become one of the most popular online tools in the field of civic education. The European Wahl-O-Mat which went online a few weeks before the elections to the European Parliament in June 2009 was used about 1.5 million times. The latest national version of the Wahl-O-Mat deployed at the Bundestag election in September 2009 was played even 6.7 million times. The Wahl-O-Mat is a non-party service, hosted by an institution that by definition is guided by a ‘supra-party’ mission: the Bundeszentrale für politische Bildung (Federal Agency for Civic Education). The BPB is a unique institution, not found in other European countries. 1 This chapter is a revised and updated version of a paper published 2008 in David Farrell and Rüdiger Schmitt-Beck (eds.), Non-Party Actors in Electoral Politics. The Role of Interest Groups and Independent Citizens in Contemporary Election Campaigns, Baden-Baden: Nomos. 66 Stefan Marschall - Christian K. Schmidt Attached to the Ministry of the Interior, the BPB is a governmental organization, but it operates differently than other government agencies. Its work is supervised by a group of parliamentarians that reflects the plurality of the German Bundestag. Its mission is to foster Germany’s democratic culture, to inform about the topics and procedures of the political process and to mobilize political participation 2. Given the BPB’s mission, the Wahl-O-Mat as one of the most prominent tools produced by the Federal Agency is confronted with a range of questions: What kind of effects does the Wahl-O-Mat have on those using it? Does it have an impact on the extent and quality of political participation in Germany? Answers to these questions will provide insights into whether voting indicators have the capacity to mobilize people for example to go to the election booths. If tools such as the Wahl-O-Mat could indeed contribute to voters’ mobilization, this would make a strong case for promoting the establishment of new voting indicators, as a decline in the election turnout has to be observed in many systems and on different levels. Take, for example, the German case: an overall decline of voter turnout in Germany over the course of the last twenty years has stimulated an intensive discussion about effective ways to motivate citizens to take advantage of their right to vote 3. Whereas electoral turnout at the federal level still tends to be relatively high (at least compared with other European countries or the United States), the corre2 For details compare the ordinance of the institution, in: <http://www.bpb.de/die_bpb/The_Federal_Agency_for_Civic_Educ ation.html>; accessed 10/4/2006. 3 See: Falter and Schoen, 2005; Rattinger et al., 2006; Ohr et al., 2009; Lewis-Beck, 2008. Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat sponding proportions at the sub-national level (Länder) appear to be in continuous decline (Kersting, 2004; Fritz 2007). This gives rise to concerns about a weakening of the democratic culture in the Federal Republic of Germany. Can the Wahl-O-Mat help reversing this trend? 4.1. How does the Wahl-O-Mat function? Given that the impacts of the Wahl-O-Mat can hardly be understood without knowing about how it operates, we must first outline its principal features. The Wahl-O-Mat is the German adaptation of the Stemwijzer. It basically works like its Dutch counterpart, although it has some new and unique features. Similar tools have been implemented in other countries, like Austria, Belgium, Great Britain, Italy, and Switzerland (Walgrave et al., 2008a; Ruusuvirta and Rosema, 2009). However, in quite a few respects the WahlO-Mat is different from its sister applications in other countries. The tool confronts the Internet users with 30 to 40 propositions, such as “The German military should leave Afghanistan immediately” or “A nationwide minimum wage should be introduced”. The propositions, or so-called “theses”, are the product of a group of first or second time voters, all under the age of 27 – the so-called “Wahl-O-Mat editorial staff”. For each Wahl-O-Mat a new editorial staff is established. Based on the party platforms provided at the time of the first staff meeting, the participants attempt to locate issues in the election campaign that might be controversial among the parties. Journalists and political scientists advise them during this task. The propositions the editorial staff looks for must meet several criteria: above all, they should address relevant questions in citizens’ lives; additionally, the parties should 67 68 Stefan Marschall - Christian K. Schmidt have different points of view in respect of the topics chosen; and they should be easy to understand. Reducing the complexity of political discussions and policy processes into a single easily understandable proposition to which users and parties can only express complete agreement or disagreement is one of the most substantial steps for making this tool work. At a certain point of the preparatory process, parties are asked to position themselves around approximately 80 theses chosen by the Wahl-O-Mat editorial staff and meeting the criteria mentioned above. The staff selects 30 to 40 propositions based on the parties’ responses. Statistical calculations guide the final choice by ensuring that the selected theses are able to distinguish appropriately between the parties taking part in the Wahl-O-Mat. As mentioned above, when the tool is finally deployed, the parties have already positioned themselves with respect to the 30 to 40 propositions. All party lists which have been admitted to the elections are invited to take part in the tool. At the most recent federal election, 29 of the 32 parties which were admitted answered to the theses. Responding to the theses is exactly what the Internet users can do once the Wahl-O-Mat is online: by clicking one of three buttons (“I agree”, “I disagree” or “neutral”) they take a stand on the propositions, or alternatively can skip those they have no position on. Having voted on all items of the list, users can mark propositions they consider personally important to them, giving them a special weight in the final calculation. At the end of the session, the Wahl-O-Mat processes the results. It displays the distance between the single user and the parties in the tool by showing the best fit (e.g., the party closest to the user’s position). Additionally, it calculates the extent of agreement between the user and all remaining Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat parties by displaying the summed distances. The Wahl-OMat computes the gap between the user’s and the party’s position using the “city block” method 4. Furthermore, Wahl-O-Mat users can take a closer look at the relationship between the positions of the parties and their own points of view displayed for each proposition. And the onliners have the possibility to look at the explanations the parties provide to explain their positions in respect to the different topics. Working this way, the Wahl-O-Mat has become an outstandingly popular online tool. What could be the reasons for this success? For one, certainly its entertaining property: about 90 percent of participants in the Wahl-O-Mat surveys contend that it was fun using the tool (see Figure 4.1). The moment of surprise that occurs when the tool calculates the results is attractive. A second reason might be its seeming simplicity: the tool is easy to use and its basic mode of operation is easy to understand. Most users are already familiar with casting votes on the Internet, as online voting has become a very popular Web application. However, behind the seemingly simple concept of the Wahl-O-Mat there are very complex and quite costly organizational routines. In particular, the making of the propositions takes place in a highly standardized frame, and is a complicated process that starts several months before the tool is finally launched. 4 For detailed information on the city-block method (“Manhattan distance” or “L1-distance”) basing on Minkowski distance, see: Bortz (2005: 570); Backhaus et al. (2008: 404-5). Out of a methodological perspective, other methods might seem more suitable (Klein, 2006). But a model based on distances provides a higher degree of transparency to those using the tool. 69 70 Stefan Marschall - Christian K. Schmidt 4.2. The impact on the users – data analysis As said before, millions of people have played the WahlO-Mat, making it very popular. However, the exact number of users is difficult to gauge as it is possible and very probable that people play the Wahl-O-Mat several times, even though a cookie is applied to guarantee that only one session is counted. Accurately, one can only say that the number of user sessions reached – for example for the European Wahl-O-Mat in 2009 – one and a half million (i.e., about 2.3 percent of the electorate), and on average ranged between two to three percent of the electorate at the state level. But beyond the mere quantitative perspective: what do we know about the impact of the tool on the people who used it? In the wake of the Wahl-O-Mat application in 2002, a face-to-face survey asked a representative sample questions regarding the Wahl-O-Mat. However, the findings did not yield profound data on impacts which could clearly be linked to the use of the Wahl-O-Mat. In close cooperation with a research group at the University of Düsseldorf until 2008 and since 2008 with a research group at the University of Siegen, the BPB has commissioned additional survey research particularly focusing on the effects of the Wahl-O-Mat on political behaviour. 4.3. The data base: the Wahl-O-Mat online surveys Since the Wahl-O-Mat’s application before the 2003 Bavarian elections the research group has made a continuous effort to collect data on the way voters use and are affected by the Wahl-O-Mat (see Table 4.1). The data were generated to learn more about those using the tool and to help to improve it. Furthermore, the findings produce evidence to Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat respond to speculations regarding the power of the WahlO-Mat to change the voting decision of the users. Table 4.1 – Overview of Wahl-O-Mat online surveys Election Bavaria Saxony European Parliament Schleswig-Holstein North Rhine-West. German Bundestag Baden-Württemberg Rhineland-Palatinate Saxony-Anhalt Berlin Bremen Lower Saxony Hamburg European Parliament German Bundestag Survey period Sep. 1 – 18, 2003 Sep. 8 – 19, 2004 May 19 – June 13, 2004 Jan. 12 – Feb. 20, 2005 Apr. 19 – May 22, 2005 Sep. 2 – 18, 2005 Feb. 15 – Mar. 26, 2006 Feb. 16 – Mar. 26, 2006 Feb. 24 – Mar. 26, 2006 Aug. 23 – Sep. 17, 2006 Apr. 24 – May 13, 2007 Jan. 7 – 27, 2008 Feb. 2 – 24, 2008 May 19 – June 7, 2009 Sep. 4 – 27, 2009 Completed interviews 3,847 3,556 12,214 4,315 7,248 14,455 2,990 1,832 1,038 2,662 1,708 2,104 932 10,563 45,613 Source: Wahl-O-Mat Research Group, University of Siegen For the analysis in this chapter, we draw on data from an online survey carried out before the 2009 European election. At some points in our argument we will integrate corresponding data stemming from other online Wahl-O-Matsurveys at national and sub-national elections or before the European elections in 2004. The questionnaire instrument has been rather stable over time which allows for comparative analyses. 71 72 Stefan Marschall - Christian K. Schmidt First, some remarks on our method: online surveys have become a very popular (as well as comparably cheap) way to collect data. After facing similar difficulties as mail and phone surveys after they were applied for the first time, online surveys have been established as a common method of collecting data 5. However, from a strict methodological perspective, Internet-based surveys are rather contested (see for example: Maurer and Jandura 2009; Schnell et al., 2008: 377-86; Taddicken, 2007; Zerback et al., 2009). The main objection addresses the problem of the representativeness of the sample. There is no guarantee that a sample drawn by online surveying generates data which can be generalized beyond the group of persons that were interviewed. Moreover, there is little control over who is really filling out the questionnaire, due to the anonymity of online communication. However, for our research there were some profound reasons to use web-based surveys: the questionnaire is directed at individuals who should definitively have played the Wahl-O-Mat. The best way to reliably recruit people who can evaluate their experiences with the Wahl-O-Mat is to get hold of them online right after they have played the tool. In terms of representativeness, we were not interested in creating a sample representative of the German electorate. Nor were we looking for a sample that adequately reflects the composition of the online community. The members of the target population we were interested in were only those who have used the tool. Thus, we had to generate a sample representative of the people using the Wahl-O-Mat. For this purpose, the best choice was the 5 Schonlau et al. (2001: iii); for further information on methodology and types of online surveys, see: Couper (2000); Welker et al. (2005). Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat method of online surveying being directly connected to the Wahl-O-Mat. Technically, we recruited the sample we will be referring to in this paper (“European Parliament 2009”) by asking users directly after their Wahl-O-Mat sessions whether they would be willing to fill in an online questionnaire; in the moment the Internet users were about to leave the WahlO-Mat-site, a window popped up inviting them to help to improve the tool by taking part in a survey (“on exit”). The recruitment of the sample was based on random procedure. In order to solve the problem of increasingly popular pop-up blockers within the last years we used a so called “layer pop-up” procedure. The layer pop-up window did not open after every session to reduce the probability that people who (used) the tool several times would be asked to participate more than once. Every tenth person using the Wahl-O-Mat on one of the BPB-servers (leaving out other servers of, for example, media partners) was asked to take part in the survey 6. Cookies ensured that users who had already been confronted with the invitation were not invited to take part again. Altogether, 73.742 individuals were invited to fill in the questionnaire (see Table 4.2). The response rate ranged about 14.3 percent. In the end, we drew on 10,563 completed questionnaires. Although the response rate of webbased surveys is difficult to assess 7, compared to other sur- 6 The generation of the sample is based on the Nth Visitor Methodology, a technique developed by U.S. marketing researchers in order to prevent self-selection bias (Pfleiderer, 2003: 385-7). 7 Theobald (2003: 203) and Schonlau et al. (2001: 81ff.) provide an overview on difficulties of rating different response rates. 73 74 Stefan Marschall - Christian K. Schmidt veys of this type the quota seems to be absolutely sufficient 8. Table 4.2 – Basic information on the 2009 European Parliament election Wahl-O-Mat survey Survey period Invited to participate Completed interviews/participants Response rate Participants entitled to vote May 19 to June 7, 2009 73,742 10,563 14.3 % 9,966 Source: Wahl-O-Mat Research Group, University of Siegen Still, the level of representativeness of the sample for the population of Wahl-O-Mat users is difficult to assess. Although we had a huge number of completed questionnaires, we were not sufficiently confident because – as it is well known – an increased sample size does not automatically equate to increased representativeness. The same goes for relatively high response rates: although they definitely help to provide for representativeness, they cannot give certainty. However, other aspects made us confident that our results have descriptive and possibly power for those using the Wahl-O-Mat. First, we compared the survey’s distributions on some variables with other data to check for representativeness. As mentioned above, we did not expect our sample to be completely representative for the population in Germany. Still, in some respects we assumed a significant correspondence (e.g., between the territorial distribu8 Findings of El-Menouar and Blasius (2005: 79) and Theobald (2003: 207-8) are very helpful in order to assess response rates of different types of surveys. Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat tion of the sample on the one hand and of the population on the other), for there is no strong plausibility for a territorially skewed distribution of the Wahl-O-Mat-population. This indeed was roughly confirmed (see Table 4.3). Table 4.3 – Territorial distribution of survey sample and population State / Bundesland Baden-Württemberg Bavaria Berlin Brandenburg Bremen Hamburg Hesse Mecklenburg-Western Pomerania Lower Saxony North Rhine-Westphalia Rhineland-Palatinate Saarland Saxony Saxony-Anhalt Schleswig-Holstein Thuringia Population Interviewed 13.1 % 15.3 % 4.2 % 3.1 % 0.8 % 2.2 % 7.4 % 2.0 % 9.7 % 21.9 % 4.9 % 1.2 % 5.1 % 2.9 % 3.5 % 2.8 % 11.2 % 12.2 % 8.0 % 2.8 % 1.5 % 2.7 % 5.6 % 1.1 % 9.1 % 30.9 % 3.5 % 1.1 % 4.1 % 1.6 % 2.7 % 2.0 % Average absolute deviation: 1.8 percentage points Sources: <http://www.statistik-portal.de/StatistikPortal/en/en_jb01_jahrtab1.asp>, accessed 11/15/2009; Web survey Wahl-O-Mat EP elections 2009, n=10,563 Second, the gender distribution served as a point of control. We identified a high correspondence between the gen- 75 76 Stefan Marschall - Christian K. Schmidt der distribution within the survey sample and the gender distribution in the German Internet population referring to the results of a representative survey conducted by AGOF (Arbeitsgemeinschaft Online Forschung) 2009. About 51% of interviewees were male, which corresponds approximately to the proportion of males within the German online community. Third, we gained confidence in the representativeness of our sample and the reliability of the method by comparing the results of the 2009 survey with the findings in surveys we had previously conducted on the Wahl-O-Mat. Indeed, some response patterns have been extremely stable over the time. For example, users agreed with the item “It was fun playing the Wahl-O-Mat” about 90 percent of the time in all surveys so far (see Figure 4.1). Figure 4.1 – Respondents declaring that “it was fun playing the Wahl-O-Mat” (in percent) Source: Wahl-O-Mat Research Group, University of Siegen Besides the points mentioned above, we additionally checked for further consistencies within the data (i.e., type of Internet access, response time, etc.). Although an error probability remains difficult to assess, all indicators have encouraged us to assume that our sample’s data provide Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat valid information about our target population, i.e., those using the Wahl-O-Mat. 4.4. The Wahl-O-Mat population – findings What do we know about those playing the Wahl-O-Mat? What does a typical Wahl-O-Mat-user look like? First, the Wahl-O-Mat community is rather young (see Table 4.4). About 48 percent are younger than 30 years. Evidently, this distribution does not correspond with the demographic characteristics of the German society: those under 30 years in the German population account for approximately 20 percent. This finding is unsurprising, considering that the age distribution within the online population does not match the age distribution of the society at all. However, the Wahl-O-Mat-demographics do not perfectly match the distribution among the online community, either. The users of the Wahl-O-Mat are on average younger than the average Internet user. Within the online population, only about 31 percent are younger than 30 years. Strongly underrepresented in the Wahl-O-Mat community is the segment of the so-called “silver surfers”, people of 60 years and older: about six percent in the Wahl-O-Mat population as opposed to about 11 percent in the German online population. Second, those using the Wahl-O-Mat have a rather high formal educational background: three quarters of our sample consist of persons with baccalaureate/A-Level or an academic degree. Heavily underrepresented are people with a basic formal education only. They constitute the smallest segment in the Wahl-O-Mat community. 77 78 Stefan Marschall - Christian K. Schmidt Table 4.4 – Age groups, aged 14 and above (in percent) Age (in years) <20 20-29 30-39 40-49 50-59 59< Wahl-O-Mat Users Online population General population 12.7 11.5 7.8 34.7 19.4 13.5 20.2 19.3 14.4 16.6 23.3 19.3 10.0 15.1 15.5 5.9 11.4 29.4 Sources: Web survey European Parliaments elections 2009 (n=10,563), Wahl-O-Mat Research Group, University of Siegen; AGOF: Internet Facts, Berichtsband zu Internet facts 2009-II, <http://www.agof.de/berichtsbandif2009ii.download.848e0b18fb27fa 58bbe 4541db0354a5c.pdf>; accessed 9/30/2009. We can also read from the data reported in Figure 4.2 that, on average, Internet users have a higher formal educational background than the German population (AGOF 2009: 7; Gerhards et al., 2009, Schmitt-Beck et al., 2005). Interestingly, Wahl-O-Mat users have attained an even better formal education than the average online population. This might tie in with another typical feature of the Wahl-O-Mat population, the extent of political interest and activities. For our third basic finding is that Wahl-O-Mat users are highly interested in politics and are more politically active than the population on average. More than three quarters of those interviewed considered themselves politically interested. About 60 percent claimed to frequently discuss political questions. Those organized in parties are overrepresented in the sample: in Germany, no more than about two percent of citizens are registered members of parties, whereas in the Wahl-O-Mat community 5.6 percent disclosed that they were members of a political party. Only a small percentage of respondents contended that they will not go to the ballot boxes although they are by law entitled to vote. About 90 percent of the Wahl-O-Mat population planned to go voting, whereas in fact only 43.3 percent of Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat the German electorate took advantage of their right to vote in the European elections of 2009. Figure 4.2 – Formal education (in percent) Sources: Web survey Wahl-O-Mat EP elections 2009 (n=10,563), Wahl-O-Mat Research Group, University of Siegen; AGOF Internet facts 2009-II There is a further dimension of political interest and commitment of the Wahl-O-Mat users that distinguishes them from the overall population. At one point in the questionnaire, interviewees could indicate whether they had a clear party preference. About 85 percent (see Figure 4.3) contended that they indeed had a party identification, whereas in the German population the group of undecided voters has been growing continuously. Only a small amount, approximately 10 percent, of those interviewed might reconsider their vote due to the Wahl-O-Mat, showing that the party preferences of Wahl-O-Mat users are indeed comparably robust. 79 80 Stefan Marschall - Christian K. Schmidt To sum it up: the typical user of the Wahl-O-Mat is young, highly educated, politically interested, and actively participating in politics. Figure 4.3 - Extent of political interest and participation of Wahl-O-Mat users (in percent) Source: Web survey Wahl-O-Mat European Parliament elections 2009 (n=10,563; n= 9,966 for “plan to go voting”) Wahl-O-Mat Research Group, University of Siegen 4.5. Mobilizing impacts of the Wahl-O-Mat Having learned more about the people using the Wahl-OMat, we now turn to the mobilizing effects the tool has on users. Several items in the questionnaire directly addressed aspects of political mobilization. By asking about the implications on political participation, we analyzed whether there is a connection between online communication and offline participation. At the outset, playing the tool itself is a form of political participation: Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat the users take positions and even vote on relevant political questions, leaving data traces on the Internet. Yet, besides mere online activities, we are interested in the mobilizing power of the tool, which goes beyond the virtual realm, becoming manifest within the “real” world, that is, in the world of offline participation. We directed our research on offline forms of involvement (e.g., discussing politics with others, searching for further information, and voting). The concept of mobilization on which we based our analysis is rather broad. Mobilization in this sense is not only the capacity of parties to rally their members. Our understanding of the concept includes categories like activation and knowledge gain (Schmitt-Beck and Farrell, 2002: 13). Firstly, we asked the users whether playing the tool stimulates them to talk about the result with others (friends and family). Here, we tried to establish whether playing the Wahl-O-Mat contributes to a communicative and social dimension of political action. Furthermore, this form of political participation might have a multiplying effect: by talking about the tool, the elections and politics in general might emerge as a topic of day-to-day discussion, constituting a “two step flow” of communication (Katz and Lazarsfeld, 1955). However, we did not ask exactly how and in which context the users talked about the Wahl-O-Mat (e.g. whether they were going to deliberate the political questions raised by the application, or whether they would talk about the tool itself). Secondly, the users of the Wahl-O-Mat were asked if playing the tool motivated them to gather further information about the election and the parties taking part in it. With this item, we were looking at how the tool contributed to a change in the information seeking behaviour, addressing a “cognitive dimension” of participation. The 81 82 Stefan Marschall - Christian K. Schmidt search for more information can serve to increase one’s competences in understanding politics by affecting the extent and quality of individuals’ political activities. Thirdly, the users were asked whether playing the tool has mobilized them to go to the polls – the “activity dimension”. As mentioned at the beginning, the decrease in voter turnout was (one) central impulse for the BPB to launch the tool. Therefore, the question whether the Wahl-O-Mat encourages people to vote has received a lot of attention. With this item, we looked for a specific and isolated WahlO-Mat effect by asking whether the Wahl-O-Mat has motivated people to go to the polls, even if they had not intended to do so before playing the tool. All these items comprise as much an ex post as an ex ante perspective. They are ex post in asking users directly after their Wahl-O-Mat-session about the effects playing the tool could have. The ex ante perspective refers to the users being asked to anticipate the mobilizing effects. However, at this point of time this is just a subjective prediction. We do not know for sure whether those saying that the Wahl-O-Mat has motivated them to collect further political information were really going to do so. We cannot take it for granted that the users who claimed to vote or to talk with friends and family about the Wahl-O-Mat results were in fact doing so. The tendency to answer questions like those referred to above as potentially socially desirable can produce biases (Schnell et al., 2008: 355-6). Moreover, people could also be incapable of reliably predicting their own future behaviour, due to intervening factors and changing circumstances that they cannot take into account when confronted with the questions. To ask the respondents at a second point of time whether the Wahl-O-Mat did indeed have the mobilizing effects they had assumed it would have (e.g., right after polling Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat day), would increase validity. However, the design chosen for the survey does not allow for this kind of ex-post control and/or panel analysis. At this stage we must be content with the data provided, keeping in mind that we are not looking at de facto mobilization effects, but at subjectively predicted ones. Let us turn to the results of the surveys. First we will look at the univariate distribution. Then we will refer to some cross tabulations qualifying some of the results. Figure 4.4 – Mobilization (in percent) n = 9,966 persons entitled to vote Source: Web survey Wahl-O-Mat EP elections 2009 (n = 10,563), Wahl-O-Mat Research Group, University of Siegen The first striking finding is a huge variation between the different items of mobilization (see Figure 4.4). Nearly 70 percent of the sample users contended that they were going to talk about the tool with others; almost 60 percent said that they had been stimulated by the Wahl-O-Mat to seek 83 84 Stefan Marschall - Christian K. Schmidt additional political information, whereas only about 11 percent were motivated to go to the ballot boxes. It is necessary to take a closer look at these findings. Talking with others about the results of the Wahl-O-Mat must be considered a rather low scale form of participation. It is not very surprising that those users who usually engage in political discussions discussed the Wahl-O-Mat and its results (74.8 percent, see Table 4.5). But out of those who do not discuss politics frequently 62.5 percent (i.e., almost two thirds), were motivated to talk about the tool, too. The social and communicative effect was not restricted to the “talking people”. Table 4.5 – “I will probably talk about the result with friends and family” (%) “I discuss on political issues frequently” Yes Yes No Don’t know No DK Total 74.8 62.5 63.8 16.0 25.4 16.3 9.2 12.1 19.9 Cramer’s V = 0.108, p < 0.001 69.9 19.0 11.1 Source: Web survey European Parliament elections 2009 (n = 10,563), Wahl-O-Mat Research Group, University of Siegen Almost 60 percent claimed that the Wahl-O-Mat had stimulated them to collect further political information. Of course, there is a high association between political interest and the motivation to get more information on politics. Many of those using the Wahl-O-Mat expressed their political interest already when they played the Wahl-O-Mat in order to collect information about the parties and their positions. 59.6 percent said that this had been the dominant Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat motivation for them to go to the Wahl-O-Mat site. Regarding only the users who said the most important reason to use the Wahl-O-Mat was to get more information on the political positions of the parties, the value of the item “motivated me to collect further political information” increases to 76.7 percent. In comparison: just 48.3 percent of the “only curious” sought political information because of playing the Wahl-O-Mat. Taking a closer look at the data, we seem to identify one variable being of explanatory power for this dimension of mobilization: gender. In Table 4.6, we have displayed the distribution controlling for gender in our sample on the item: “The Wahl-O-Mat has motivated me to collect further political information”. We see a small but significant gap between the two groups: whereas only 54.9 percent of the male respondents were motivated to seek further information on politics, 64.5 percent of female users were moved to inform themselves further. Table 4.6 – “The Wahl-O-Mat has motivated me to collect further political information” (in percent) Gender Male Yes No Don’t know Female 54.9 64.5 29.6 21.3 15.5 14.2 Cramer’s V = 0.104, p < 0.001 Total 59.6 25.5 14.9 Source: Web survey Wahl-O-Mat EP elections 2009 (n = 10,563), Wahl-O-Mat Research Group, University of Siegen 85 86 Stefan Marschall - Christian K. Schmidt Yet the differences in the Wahl-O-Mat’s mobilization power between male and female users are closely linked to the finding that generally more male participants in the sample viewed themselves as politically interested than female participants (86.2 as to 66.4 percent). Women seem to consider themselves being in a subjectively defined need for more political information. The number of those users whom the Wahl-O-Mat motivates to vote is small simply because the third item focused on those who had not intended to vote before they started playing the Wahl-O-Mat. This item is a combination of two variables: (1) Did you plan to vote before you played the Wahl-O-Mat, (2) Does the Wahl-O-Mat make you vote? As mentioned above, the typical Wahl-O-Mat user is politically highly interested. Thus, the section of the sample that was open for this form of mobilization was rather small. Indeed, of those who considered themselves not to be politically interested, almost 20 percent mentioned this special mobilizing effect (see Table 4.7). Table 4.7 – “Actually I did not want to vote. The Wahl-O-Mat has motivated me to go voting” (in percent) Interested in Politics Yes Yes No Don’t know No DK Total 8.8 19.8 14.1 84.0 68.3 70.0 7.3 12.0 15.9 Cramer’s V = 0.119, p < 0.001 10.8 80.5 8.7 Source: Web survey Wahl-O-Mat European Parliament elections 2005 (n=9,966; respondents not entitled to vote excluded), Wahl-O-Mat Research Group, University of Siegen Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat There are some other striking findings concerning the variable “going to vote though did not intend to do so”. There seems to be a strong association between the educational background and the power of the Wahl-O-Mat to push people to go to the elections (see Figure 4.5). The higher the degree of formal education is, the lower ranges the capacity of the Wahl-O-Mat to mobilize people to vote. Yet this finding must be interpreted carefully, too. The important point is that the levels of political interest and participation are augmented by the educational degree. This means that among those with a university degree there are fewer who the Wahl-O-Mat could mobilize because they had already been politically active before playing the tool. Figure 4.5 – Formal education attainment (mobilization to vote, %) Source: Web survey Wahl-O-Mat European Parliament elections 2009 (n = 9,966; respondents not entitled to vote excluded), Wahl-O-Mat Research Group, University of Siegen 87 88 Stefan Marschall - Christian K. Schmidt 4.6. Discussion: deep impact? What can be said about the impact of the Wahl-O-Mat? What are the major findings? We found strong evidence that an online application like the Wahl-O-Mat has the power to mobilize individual offline political participation. The tool stimulates activities that go far beyond just using an Internet device. Moreover, in the wake of using the net application we observe effects in different forms of offline political participation. Users talked about the results the tool has processed; users were stimulated to look for further political information; users were motivated to go to the ballot boxes although they had not planned to do so before they started playing the Wahl-O-Mat. Still, for methodological reasons we had to rely on the users’ perceptions and their subjective ex-ante guesses about what effects the tool might have on their political participation. Being restricted to data generated by an on-exit survey right after the use of the tool, we had no opportunity to revisit the respondents at a later point of time in order to ask whether the expected effects had indeed become reality. Nor could we apply other methods (e.g., participant observation) to precisely register manifest effects on participation. Therefore, uncertainty remains about whether the predicted consequences really did take place. Nevertheless, because the numbers were very high, we expect that, if not the entire predicted amount, then at least a reasonable proportion of the expected mobilization really did occur. Our findings indicate that Internet activities are not insulated, but that there is a “link” between visiting political websites and offline participation. The “first link” in this chain refers to the group of those using political websites. We found that the typical Wahl-O-Mat user is neither an average citizen nor an average Internet surfer. But the peo- Chapter Four - The Impact of Voting Indicators: The Case of Wahl-O-Mat ple using the application have a high educational background and represent the segment of politically active citizens. Wahl-O-Mat users consider themselves interested in politics; they participate in parties on average more than other citizens and frequently take part in political discussions. Thus, many of those playing the tool were already politically active before coming into contact with the WahlO-Mat. The “second link” occurs after the users have played the tool. After the Wahl-O-Mat sessions, the quality and extent of participation changes within a large group of users merely because of this usage. This is a clear media effect, a change which can unmistakably traced back to using a specific media application, here an Internet tool (for similar findings, see: Emmer and Vowe, 2004: 204-6). But who is being mobilized? Does the tool mobilize the mobilized, or does it really make a difference by increasing political participation beyond what could normally be observed? At first glance, it might seem that the Wahl-O-Mat mobilizes those who participate intensively anyway. People who are usually inclined to talk about politics are going to talk about the Wahl-O-Mat and its results, too. The Internet motivates those who usually seek political information (for example, by using the Wahl-O-Mat!) to continue with this political engagement. Beyond the mobilization of the mobilized, in our analysis we could identify effects on those who consider themselves not politically interested, among those who usually do not participate in politics. 14 percent of the interviewees are not at all politically involved. Although comparably small, this group does exist and is also partly mobilized by the WahlO-Mat. Thus, the Wahl-O-Mat is able to move people who are not by nature prone to participation. 89 90 Stefan Marschall - Christian K. Schmidt In one item we particularly looked for a significant change of behaviour by addressing people who planned to refrain from one specific but salient form of political participation before they used the Wahl-O-Mat: taking part in elections. Here we found a small, yet remarkable number of people who were motivated by the tool (and only by the tool) to take advantage of their right to vote. Considering the popularity of the application and the high number of people using the Wahl-O-Mat, this effect may influence about hundreds of thousands of people in the federal election – this being a very tentative guess. To sum it up: Tools such as the Wahl-O-Mat have become increasingly popular. Voting indicators have emerged as indispensable elements in pre-election periods. To some degree they will make a difference, they will have a changing impact on the political and democratic culture of a society – judged from our findings: for the better. CHAPTER FIVE More than toys? A first assessment of voting advice applications in Switzerland 1 ANDREAS LADNER, GABRIELA FELDER, JAN FIVAZ To what extent are Voting Advice Applications (VAAs) more than toys and should political scientists be held accountable for the VAAs they produce? A toy is basically an object to play with, but toys are also important tools for learning about the real world and promoting the process of socialisation. If VAAs are toys they are meant to playfully attract people to politics, provide them with information, increase their interest in politics and motivate them to participate in elections. If they are more than toys they additionally have a direct impact on the votes of their users and therefore on the outcome of elections. In this sense it is no longer the aspect of ‘learning by playing’ but much more the aspect of being an important element in the course of elections which has to be addressed. And: If we have to admit that VAAs have an impact on the outcome of elections then the second question becomes important. If VAAs are to be taken seriously to what extent can their providers be held accountable? Should they only be accountable for the quality of the tool itself or also for a possible influence on the outcome of elections? Can a clear distinction be made between offering a new form of sup- 1 An earlier version of this paper was presented at the “Voting Advice Applications (VAAs): between charlatanism and political science” conference at the University of Antwerp, May 16, 2008. 92 Andreas Ladner - Gabriela Felder - Jan Fivaz port for decision-making and influencing electoral behaviour? Based on the experience with the increasingly popular Swiss VAA smartvote 2 and the results of a major research project analysing the use and impact of smartvote on the Swiss national elections in 2007 3 we shall – although tentatively at this stage – try to answer these two questions. For a better understanding of the functioning and the importance of smartvote (section 5.2) we will start by looking at some characteristics of the Swiss electoral system (section 5.1). In sections 5.3 and 5.4 we will present empirical evidence about the use of smartvote and the role and the importance attached to it by voters and candidates. Section 5.5 will focus on the accountability question and the possibilities and limits of VAAs within the Swiss legal framework. The final section 5.6 offers a short conclusion and an outlook on further developments and challenges likely to occur in the years to come. 5.1. Elections and the Electoral System in Switzerland Design and set-up of a VAA as well as its use by parties, candidates and voters depend largely on country-specific characteristics of the electoral system and the way citizens elect parties or candidates. Both the electoral system and the low turnout in elections make VAAs in Switzerland especially useful and important. Politics in Switzerland take place in a very fragmented social context. The country is divided into 26 cantons, which 2 <http://www.smartvote.ch>. The research project was funded by the Swiss National Science Foundation. It is part of a large research programme called “Challenges to Democracy in the 21st Century” (NCCR Democracy). 3 Chapter Five - More than toys? A first assessment of VAAs in Switzerland also form the electoral constituencies for the elections of the national parliament. The Swiss parliament consists of two symmetric and non-congruent chambers (Lijphart, 1999): the National Council (Nationalrat) and the Council of States (Ständerat). The National Council has 200 seats and is elected by means of a proportional system; the Council of States has 46 seats and is elected by a majority system 4. Thus elections for the National Council are generally considered as more party-oriented and the elections for the Council of States as candidate-oriented. The seats for the National Council are assigned to the cantons according to their population size: the six smallest cantons have only one seat whereas the canton of Zurich, the largest canton, has 34 seats. Accordingly, the number of candidates running for office varies between one candidate in the canton of Uri and 804 in the canton of Zurich (Fivaz, 2007; Bundesamt für Statistik, 2007). The cantons differ also in various other aspects: language, religion and economic structure. Subsequently, cantonal party systems differ widely for example with regard to the number of parties and the degree of party competition (Ladner 2004a; 2004b). A further aspect of the social and political heterogeneity of Switzerland is the fragmentation of the political parties (Ladner, 2002). Switzerland has a large number of parties with a relatively low share of votes, parties are decentralised and the cantonal and local sections have far-reaching autonomy. Furthermore, it is not unusual that there are diverse political positions within a single party. Even individ4 There are some exceptions to these rules: In cantons with just one seat in the National Council the effects of PR disappear and the canton of Jura uses the proportional counting procedure for the election of the Council of States as well. 93 94 Andreas Ladner - Gabriela Felder - Jan Fivaz ual candidates may take autonomous positions (see table 5.10) and resist the dictate of their party leaders. While electing their members of parliament Swiss voters have the possibility to express their specific preferences for parties as well as for single candidates. First, every voter has as many votes as his constituency has seats (e.g., in the canton of Uri with one seat, voters have one vote and in the canton of Zurich with 34 seats they have 34 votes). Secondly, voters can split their votes among different parties (e.g., in the canton of Zurich a voter can give four votes to party A, ten to party B and 20 to party C). Thirdly, voters can support their favourite candidates by giving them two votes instead of one (so-called cumulative voting; e.g., in the canton of Zurich a voter could vote for 17 candidates with two votes for each). These rules make it possible to compose a customized ballot according to one’s personal political preferences. Due to the fragmentation of the political and the party system Swiss voters can choose among a big number of parties and political positions, and quite often it is rather difficult to get to know all parties and candidates (particularly in a canton like Zurich with over 800 candidates). Compared to voters confronted with a two-party system it is definitely more time-consuming for Swiss voters to gather the necessary information about parties and candidates. Nevertheless, Swiss voters seem to appreciate these possibilities increasingly. The share of swing voters has increased in the last years (Linder, 2005) as well as the share of those using the possibilities offered by the electoral system to compose their customized ballots according to their individual preferences (Burger, 2001). Here, candidatebased VAAs like smartvote step in and offer the much needed information for choosing appropriate parties and candidates. Chapter Five - More than toys? A first assessment of VAAs in Switzerland Despite the far-reaching possibilities to express one’s preferences, electoral turnout in Switzerland is very low compared to other countries and this is not an entirely new phenomenon. Since 1975 electoral participation has never been higher than 50 percent. The lowest score up to now was in the 1995 elections when only 42.2 percent of those entitled to vote participated. Since then turnout has increased again: 43.3 percent in 1999, 45.2 percent in 2003 and 48.3 percent in 2007 5. In contrast to countries with turnout rates around 80 percent, a large proportion of Swiss voters are waiting to be mobilized, which is a welcome challenge for VAAs trying to increase political participation. 5.2. Differences between smartvote and other VAAs There are two major VAAs in Switzerland. The smaller one, which is called Politarena, is based on the concept of the pioneer platform StemWijzer, very much like the German Wahl-O-Mat. The bigger one, smartvote, takes a different approach which adapts much better to the specific characteristics of the Swiss electoral system and the needs of the voters. The concept of smartvote has been the basis for other applications such as Politikkabine, Koimipasva and Holyrood. Compared to other VAAs smartvote is more comprehensive as regards its additional features as well as its extensibility. The main differences between smartvote and its competitors are the following (for a better discussion, see: Fivaz and Schwarz, 2007: 6f): - smartvote is capable of managing multiple elections with 5 <http://www.politik-stat.ch/nrw2007CHwb_de.html>; 27/11/2009. accessed 95 96 Andreas Ladner - Gabriela Felder - Jan Fivaz - - - - overlapping constituencies at the same time (e.g., one national, one cantonal and two local elections). smartvote calculates voting recommendations according to the electoral system and constituency (electoral district) 6 at the level of single candidates as well as at the level of lists/parties. The smartvote-questionnaire – which contains more than 70 questions – is more than twice as long as questionnaires used by other tools. Hence the recommendation is based on more empirical data and therefore more reliable. Besides Kieskompas, smartvote is the only VAA which includes additional visual analytical tools like the smartspider and the smartmap graphs (see figure 5.1 and figure 5.2). Finally, time series analyses are possible as all the data of past elections are stored. Figure 5.1 – smartspiders of Liberals, Christian Democrats and Green Party Source: Neue Zürcher Zeitung, 24th October 2007 6 StemWijzer for instance provides one recommendation for the whole election. In Switzerland not every party necessarily runs for election in every constituency and local and regional party sections might vary in their political positions, hence a meaningful voting recommendation has to account for these specific circumstances. Chapter Five - More than toys? A first assessment of VAAs in Switzerland Figure 5.2 – smartmap of Swiss parties in the National Council Source: Neue Zürcher Zeitung, 24th October 2007 5.3. The Use of smartvote When smartvote was first presented to the voters in 2003 a modest number of 255.000 ‘voting recommendations’ 7 were made, while Politarena reached 135,000 users. Since then, VAAs have become increasingly popular. During the run-up to the elections for the Swiss parliament in October 7 In Switzerland this is a prevalent term which may be different in other countries where VAAs have come into use. 97 98 Andreas Ladner - Gabriela Felder - Jan Fivaz 2007 smartvote issued about 963.000 recommendations. Compared to 2003 the use of smartvote had increased almost fourfold in 2007. The increasing use of VAAs can certainly be explained by technical progress and the increase of Internet access. In 2006 over 75 percent of the Swiss population had access to the Internet 8. Besides the high rate of Internet access there are additional factors that are fostering the popularity of VAAs. Political parties are facing severe challenges: Within the last 20 to 30 years traditional ties between voters and parties are loosening (Dalton and Wattenberg, 2000; Walgrave et al., 2008a), the number of party members is decreasing and the volatility rate and the number of swing votes is rising. Dalton, for example, draws quite a pessimistic picture of representative, party-centred democracies with more and more citizens growing distrustful of politicians and disillusioned about the functioning of the democratic processes (Dalton, 2002; 2007). Although it is still an open question to which degree this pessimistic picture of today’s representative democracies meets reality we assume that these developments – at least in their tendency – foster the use of VAAs, which are offering a customized and transparent new form of decision-making beyond the usual ways of selecting candidates and parties. Some further figures about the use of smartvote on both sides – the one of the voters as well as the one of the parties and candidates running for office – will document the growing importance of such tools. 8 See <http://www.bfs.admin.ch/bfs/portal/de/index/themen/16/ 04/key/approche_ globale.tables.30106.html>; accessed 28/04/2008. Chapter Five - More than toys? A first assessment of VAAs in Switzerland 5.3.1. Use by Candidates Since smartvote does not code party positions but asks the candidates to position themselves and also takes into account the positions of every single candidate, the participation of all parties and candidates is an essential precondition for the additional value smartvote offers to the voters. Unless all relevant candidates are in the database the additional value for the voters is rather low. To what extent do the candidates answer the smartvote questionnaire? And what are the incentives to take part? The percentage of candidates answering the 73 questions is a first indication for the seriousness of the VAA smartvote. Table 5.1 highlights a sharp increase of interest in smartvote in the National Council elections of 2007. In 2003, only about 50 percent of the almost 3000 candidates participated and answered the questions. Four years later, about 85 percent of the 3100 candidates took part in smartvote and answered the questions. If we look at the candidates elected in the course of the elections, the figures are even more impressive. In 2003 about 70 percent of the candidates elected participated in smartvote, and in 2007 more than 90 percent did so. This extraordinary coverage also holds for elections at lower level, which are also depicted in table 5.1. Such high percentages make it possible to calculate and issue meaningful voting recommendations for the public. Thanks to media partnerships with relevant Swiss media (from SF DRS, NZZ Online to 20Minuten) 9 smartvote managed to extend its reach far beyond the Internet community. The media published articles and portrayed the candidates with the aid of the political profiles generated by smartvote; they broadcast telecasts or radio transmissions re9 See all media partners <http://www.smartvote.ch/side_menu/ partner/partners.php?who=v>; accessed 28/04/2008. 99 100 Andreas Ladner - Gabriela Felder - Jan Fivaz ferring to the VAA smartvote; and the print media used the visual analytical tools such as the smartspider (see figure 5.1). Media and candidates depend on each other. On the one hand, candidates have a greater motivation to publish their political preferences in the VAA when they know that large media partners will spread their political profiles also in the press and, on the other hand, the media themselves have an obvious interest in having a well-populated database at their disposal. Table 5.1 – smartvote-participation by candidates, 2003-2008 Elections Swiss parliament 2003 Swiss parliament 2007 Participation by candidates (%) Participation of elected MPs (%) 50.3 85.3 69.5 93.5 62.9 72.9 75.1 63.0 61.7 59.7 85.0 77.7 78.9 91.0 83.4 85.6 70.0 91.7 70.1 80.6 57.4 50.4 83.8 98.4 93.6 78.3 Regional parliaments Canton of Thurgau 2004 Canton of St. Gallen 2004 Canton of Geneva 2005 Canton of Berne 2006 Canton of Zurich 2007 Canton of Lucerne 2007 Canton of St. Gallen 2008 Local parliaments City of Berne 2004 City of St. Gallen 2004 City of Zurich 2006 City of Winterthur 2006 Source: <http://www.smartvote.ch> Chapter Five - More than toys? A first assessment of VAAs in Switzerland Given the growing popularity of smartvote, there remain only a few candidates who do not present their political positions on smartvote. If they are not present they risk losing media coverage and even votes. The remarkable participation of candidates and the high interest of the media in publishing contributions based on smartvote supports the idea that smartvote is more than a toy. Before we search for more evidence in this regard, we will address the response to smartvote on the user side. Even the most sophisticated VAA remains unsuccessful when voters ignore it. How did the voters respond to the VAA services in Switzerland? 5.3.2. Use by Voters To what extent do voters turn their attention to smartvote? The absolute figures in table 5.2 are not very impressive at first sight. Switzerland, however, is a small country with an electorate of only about 4.9 million voters (2007). This changes the first impression considerably. The index, which relates smartvote users to the number of people voting (absolute number of voting recommendations per election in relation to voter turnout), amounts to about 40 percent in 2007 10. The use at national level has increased almost fourfold between 2003 and 2007. This evolution can partly also be attributed to the repeated use at other levels (cantonal or local) and to the intense media coverage in 2007 already mentioned. 10 This figure allows a comparison across constituencies and time. It does not, however, represent the actual number of people using smartvote, which is considerably lower. If we control for users who have received a voting recommendation more than once, the number of different users amounts to about 350,000-375,000 or 12-15 percent of the citizens taking part in the elections. 101 102 Andreas Ladner - Gabriela Felder - Jan Fivaz Table 5.2 – Use of smartvote 2003-2007 (selected elections) Elections Swiss parliament 2003 Swiss parliament 2007 smartvote use (absolute) 255,000 963,000 smartvote use index 11 11.7 40.6 16,000 7,750 35,900 30,465 9,864 16.2 13.7 16.7 10.4 9.1 4,000 9,500 22,900 15,100 23.4 28.9 24.9 22.8 Regional parliaments Canton of St. Gallen 2004 Canton of Thurgau 2004 Canton of Berne 2006 Canton of Zurich 2007 Canton of Lucerne 2007 Local parliaments City of St. Gallen 2004 City of Berne 2004 City of Geneva 2005 City of Zurich 2006 Source: <http://www.smartvote.ch> Outstanding and rather unexpected are the participation rates at the various local city elections. With an average of 25 percent the smartvote use index reaches a higher degree than at cantonal (state) level. This is somehow unexpected as local elections have generally smaller numbers of candidates and the value added by smartvote could be assumed to be smaller. What do candidates and users/potential voters really think of smartvote and how seriously do they take it? The next section tries to answer these questions on the basis of 11 smartvote use in absolute numbers of recommendations issued relative to the voter turnout. Chapter Five - More than toys? A first assessment of VAAs in Switzerland different surveys among candidates as well as among voters or users. 5.4. Role and importance of smartvote for candidates and users In order to judge the role a VAA plays in the course of elections and the importance attached to such a tool by parties, candidates and users we will look at surveys to gain a first impression. We will examine whether the candidates considered smartvote useful for their campaign, how important they thought it was for them personally and for their party and on what basis they answered the various questions on political issues. We shall then turn to the voters and ask to what extent they think smartvote influenced their voting behaviour. 5.4.1. The perceptions of the candidates Some questions of the post-electoral survey among Swiss candidates 12 running for election for the National Council in 2007 were dedicated to the use and perception of smartvote. These questions will give us some idea as to how the candidates judge the role and importance of VAAs. A large majority of respondents insisted on the usefulness of smartvote for their election campaign. About 70 percent considered their participation rather useful and nearly onefourth believed smartvote to be definitely advantageous. Hardly anybody perceived the VAA as damaging for their personal election outcome. 12 Of the 1.700 survey respondents around 95 per cent did (N=1.660) participate on smartvote. This survey has been realized in cooperation between the Universities of Berne, Geneva, Zurich and the IDHEAP in Lausanne. 103 104 Andreas Ladner - Gabriela Felder - Jan Fivaz Table 5.3 – Advantage / damage by smartvote Advantage / damage estimation Definitely advantageous Rather advantageous Neither nor Rather damaging Definitely damaging N = 1579 Responses by candidates (%) 23.7 45.8 28.9 1.4 0.2 100.0 Source: NCCR Democracy, post-electoral survey of candidates 2007 It is interesting to note that the use of smartvote was seen as even more advantageous by those who were not elected. Presumably these candidates were less prominent and had fewer possibilities to make their political positions public. In any case they blame factors other than the VAA for their electoral failure. Do the views regarding the added value through smartvote vary according to the size of the different voting districts (cantons)? As already mentioned, voters in the canton of Zurich have to make their choice out of a much larger number of candidates than voters in the canton of Jura (804 as opposed to 16). To get a voting recommendation for 34 seats out of 804 candidates in Zurich might thus be seen as a greater help than for two seats out of 16 candidates in Jura. Such expectations, however, cannot be confirmed. In the eyes of the candidates there are no striking differences among the different cantons (see table 5.4). However, there is a difference in awareness between the language regions. Up to 27 percent of the Germanspeaking region speaks of a definite advantage, compared to only 12 percent in the French-speaking region, where Chapter Five - More than toys? A first assessment of VAAs in Switzerland smartvote is still less known. This effect is even more pronounced in the Italian-speaking part, where smartvote has been launched as late as 2007. Table 5.4 – Advantage / damage by smartvote according to size of canton and language region (in percent) Size of canton 13 Definitel Rather Neither Rather Definitel Number of seats y adv. adv. nor dam. y dam. 1.00 / 16 + 2.00 / 10 to 15 3.00 / 5 to 9 4.00 / 1 to 4 Total Language 24.2 24.9 22.1 21.3 23.7 45.8 47.1 45.3 42.7 45.8 27.8 27.1 31.4 34.7 28.9 1.9 .8 1.0 1.3 1.4 0.3 0.0 0.2 0.0 0.2 Definitel Rather Neither Rather Definitel y adv. adv. nor dam. y dam. (N) 677 361 408 75 1,521 (N) German 27.0 46.1 25.2 1.5 0.2 1199 French 12.1 47.0 39.9 .7 0.4 281 Italian 4.9 29.3 63.4 2.4 0.0 41 Total 23.7 45.8 28.9 1.4 0.2 1,521 Source: NCCR Democracy, post-electoral survey of candidates 2007 13 ‘1’ corresponds to >900,000 inhabitants; ‘2’ corresponds to 400,000 – 899,999; ‘3’ corresponds to 200,000 – 399,999; ‘4’ corresponds to <199,999; see <http://www.badac.ch/DE/news/typologies.html>; accessed 28/04/2008. 105 106 Andreas Ladner - Gabriela Felder - Jan Fivaz Table 5.5 – Advantage/damage by smartvote participation according to party (in percent) Definit. adv. Rather adv. Neither nor Rather dam. Definit. dam. (N) 14.4 45.9 37.6 2.1 - 194 25.1 38.4 34.0 2.5 - 203 24.2 40.3 33.3 1.6 0.5 186 25.0 27.9 33.3 21.7 53.3 44.7 55.6 52.2 21.3 26.6 11.1 26.1 0.4 0.8 - - 244 244 27 23 30.6 56.1 12.1 1.3 - 157 19.7 46.1 31.6 2.6 - 76 Others 8.8 45.6 42.1 1.8 1.8 57 Total 23.7 45.8 28.9 1.4 0.2 1,521 Parties Christian Democrats Radicals Swiss People’s Party Social Democrats Green Party Green Liberal Party Liberal Party Evangelical People’s P. Fed. Democratic Union Source: NCCR Democracy, post-electoral survey of candidates 2007 Seen through the eyes of the candidates, the expectation that small parties – Green Liberal Party, Evangelical People's Party, and Swiss Democrats – believe more strongly in the use of smartvote can be confirmed. smartvote offers smaller and larger parties equal opportunities to present their candidates. There is no party which does not consider its participation on smartvote to be at least ‘rather advantageous’ (table 5.5). There appears to be a parallel to the findings of Walgrave et al. (2008a) regarding a Belgian survey of a VAA in the form of a TV show called ‘Do the Vote Test’, where VAAs were taken rather seriously by political parties (or rather members of parliament). This finding led Wal- Chapter Five - More than toys? A first assessment of VAAs in Switzerland grave et al. to the conclusion that VAAs have to be taken seriously by political scientists as well. Importance of smartvote in the eyes of the candidates. How do the candidates evaluate the importance of smartvote for themselves as compared to its importance for their party, the media and the voters? On a scale from 0 (‘no importance’) to 10 (‘great importance’) the average importance for the candidates amounts to 5.8 (see table 5.6). smartvote is probably not decisive for the candidates but at least perceived as meaningful. Interesting to note are the rather small differences between the parties. In the eyes of the candidates smartvote is more important for the media and the voters. Table 5.6 – Importance attributed to smartvote by parties (aggregated candidate answers) Estimation of importance of smartvote for: You personally? Your party? Media? The voter? Mean 5.68 5.55 6.59 5.83 N 181 179 180 Parties Christian Democrats Radicals Swiss People's Party Social Democrats Green Party Total Mean N 5.76 197 5.49 189 6.26 192 181 5.77 193 Mean 5.79 5.55 6.53 6.37 N 178 177 179 176 Mean 6.08 6.02 6.02 N 226 221 224 Mean N 5.71 234 5.99 220 6.30 225 6.17 223 6.22 229 Mean 5.77 5.77 6.25 6.02 N 1453 1412 1416 1423 Source: NCCR Democracy, post-electoral survey of candidates 2007 107 108 Andreas Ladner - Gabriela Felder - Jan Fivaz If we split up the answers among the language regions within Switzerland the differences become more salient (table 5.7). In the German-speaking part candidates attach a greater importance to smartvote (6.2 to 6.4) than in the French-speaking part (3.8 to 5.8). In the German-speaking part the VAA smartvote seems to be perceived as being more important, but perhaps the lower importance is mainly due to the fact that smartvote is not as well established in the French-speaking part yet. The more broadly VAA tools are used the bigger their importance. Table 5.7 – Importance attributed to smartvote according to language region Estimation of importance of smartvote for: You personally? Language German French Italian Total Your party? Media? The voter? Mean 6.36 6.20 6.40 6.29 N 1133 1109 1107 1115 3.76 4.36 5.84 5.19 283 266 271 271 2.92 3.03 4.76 4.24 Mean N Mean N Mean N 37 5.77 1453 37 5.77 1412 38 6.25 1416 37 6.02 1423 Source: NCCR Democracy, post-electoral survey of candidates 2007 Party influence on candidates answering the questionnaire. Do the candidates answer the 73 questions of the VAA on their own or do they follow party instructions? According to their own account slightly more than one-third of the respondents received instructions from their parties (table 5.8). Among the five biggest parties the candidates of the Chapter Five - More than toys? A first assessment of VAAs in Switzerland left-wing Social Democrats received instructions far more often (56.6 percent of the respondents) compared to only 20.5 percent of the candidates of the right-wing Swiss People's Party. Table 5.8 – Guidance / direction by the party (in percent) Guidance/direction by the party: Parties Obtained Not obtained N Christian Democrats 37.9 62.1 190 Radicals 41.6 58.4 202 Swiss People's Party 20.5 79.5 185 Social Democrats 56.6 43.4 242 Green Party 17.0 83.0 247 CH 35.4 64.6 1,521 Source: NCCR Democracy, post-electoral survey of candidates 2007 Receiving instructions does not necessarily mean that candidates followed them when answering the 73 smartvote questions. Approximately 45 percent followed the instructions at least partially and some 10 percent totally. If the candidates received instructions the extent to which they followed them does not vary strongly between the different parties. What influenced the candidates most while answering the 73 questions? Table 5.9 reveals interesting results. Most important with an average of 9.1 (0: no importance; 10: most important) is the candidate’s own political position, followed by the position of the party. The assumed political positions of the electorate are on average not seen as very important (average of 3.6 only), which seems to negate the assumption of a strategic self-positioning of the candidates. The parties or in this case the candidates do not follow the 109 110 Andreas Ladner - Gabriela Felder - Jan Fivaz public as it is depicted in other studies (Walgrave et al., 2008a). Once more there are no important differences between the candidates of the different parties. Table 5.9 – Points of reference for answering the smartvote questionnaire Points of reference attributed to: Party Party program colleagues Parties Other parties Own Assumed political position of position electorate Christian Democrats Mean 5.24 3.45 2.58 9.02 3.99 N 184 185 183 184 183 Radicals Mean 4.66 3.21 2.01 9.10 3.73 N 199 199 197 198 196 Swiss People's Mean Party N 5.84 3.49 2.15 9.09 3.84 179 177 177 181 178 Social Democrats Mean 5.41 3.51 2.20 9.44 3.30 N 242 241 240 240 238 Green Party Mean 4.68 3.40 2.03 9.44 2.70 N 231 229 230 233 230 Mean 5.32 3.64 2.27 9.09 3.57 N 1473 1466 1460 1475 1460 Total Source: NCCR Democracy, post-electoral survey of candidates 2007 What about the perception of smartvote by the voters? Evidently it is not enough to have media partners and candidates participating, the voting advice tool also needs to be used by the citizens. Chapter Five - More than toys? A first assessment of VAAs in Switzerland 5.4.2. The Perceptions of the Voters In the NCCR Democracy research project ‘smart voting’ we not only take a closer look at the candidates using smartvote but also at the users and potential voters. This can either be done through the information the users reveal once they have entered the website or it can be done through additional surveys. The users of smartvote are left-wing computer literates: i.e., they are young, predominantly male, better-educated and they most likely vote for the Social Democrats. Between 2003 and 2007 the percentage of female users increased from 24.1 (N=1297) to 32.5 (N=27,222) percent. Likewise, smartvote has become a little more popular among people above fifty years of age (see figure 5.3). Figure 5.3 – The age of the users: national elections 2003 & 2007 (%) 40.0 35.0 30.0 25.0 20.0 15.0 10.0 5.0 0.0 to 17 18 to 29 30 to 39 40 to 49 50 to 59 60 to 69 70 to Age Groups NC 2003 NC 2007 Source: smartvote and NCCR user surveys 2003 and 2007 (N 2003 =1,279; N 2007 = 13,277) That smartvote is especially attractive for voters from the left-wing side of the political spectrum is revealed by the 111 112 Andreas Ladner - Gabriela Felder - Jan Fivaz question which party they voted for in the last national elections. Table 5.10 reveals a strong bias towards the Social Democrats. More than forty percent of the users in 2007 voted for the Social Democrats in 2003. In the 2003 elections the Social Democrats only scored around 23 percent. This table, which is based on a pre-election survey, also reveals the loss the Social Democrats suffered in 2007 but it does not reveal the gains of the Swiss People’s Party. By combining such survey results with the information the users leave on the website, however, we may be able to gather information which could help to predict and understand the results ahead. Table 5.10 – Users’ party preferences and results of national elections 2007 Voted for in 2003 Parties Christian Democrats Radicals Swiss People’s Party Social Democrats Greens Green Liberal Party N Voted for in 2007 Diff. 8.7 10.1 1.4 17.2 14.4 -2.8 14.2 9.4 -4.8 42.1 28.7 -13.4 11.4 17.8 6.4 0 7.2 7.2 8,506 16,611 Source: NCCR Democracy, pre-post electoral survey of smartvote users 2007 Results 2007 14.5 15.8 28.9 19.5 9.6 1.4 - What is the effect of smartvote on the users? Almost 55 percent of users claimed that smartvote improved their sources of information and for an additional 30 percent this was at least partially true (54.3% true, 30.4% rather true, N=17,331). Significant numbers of users were particularly motivated to search for more information about specific Chapter Five - More than toys? A first assessment of VAAs in Switzerland political issues (16.4% true, 32.6% rather true, N=17,382) and about specific candidates or parties (20.7% true, 35.9% rather true, N=17,376). And more than half the users claimed that smartvote motivated them somewhat to discuss politics (28.4.3% true, 37.2% rather true, N=17,410) or parties and candidates (31.2% true, 36.9% rather true, N=17,364) with other citizens. Did smartvote matter? About two thirds of the smartvote users who also participated in the survey claimed that smartvote made an impact on their voting decision (see table 5.11). Not astonishingly, those who claimed that smartvote motivated them to take part in the elections are also those who stated that smartvote made an impact on their decision. About 90 percent of those who were motivated to take part were also influenced by the recommendation whereas only 50 percent of those who would have participated anyway claimed that smartvote made an impact on their voting decision. If we look at the different age groups, the influence of smartvote was much bigger among younger citizens: Among those under 30 years of age, more than 70 percent claimed that smartvote influenced their decision; among those over 50, only 50 percent claimed a similar effect. Obviously, smartvote plays a more important role for the younger and not traditionally participating citizens. However, only a small minority of those who claimed that smartvote had an influence on their voting decision copied the recommendation given by smartvote directly onto the ballot list (15.0%, N=10,650). This is not astonishing since such a vote only makes sense in some smaller cantons. In the larger cantons the percentage of candidates who are very likely not to get elected or who belong to parties which will not play an important role in parliament is much higher. 113 114 Andreas Ladner - Gabriela Felder - Jan Fivaz smartvote increased cross-list voting (Panaschieren) and turned the users’ attention to other candidates and parties. About 60 percent state that they elected candidates from different lists and two thirds claimed that they voted for candidates and parties they usually did not vote for. Finally, one third did not vote for candidates or parties they usually voted for after having consulted the matching list provided by smartvote. Table 5.11 – Agreement with the following sentences (in percent) Answer option Did the smartvote recommendation influence which parties or which candidates you voted for? Did you copy the smartvote recommendation without any changes onto your voting list? Based on the smartvote recommendation, did you prefer to vote for candidates from different lists? Based on the smartvote recommendation, did you vote for parties and candidates you would otherwise not have voted for? Based on the smartvote recommendation, did you abstain from voting for parties and candidates you would have voted for otherwise? In percent N 66.5 16,385 15.0 10,650 61.0 10,580 66.6 10,559 34.9 10,372 An overwhelming majority also claims that smartvote helped them make their decisions and that it was the most important information source (57 percent) among other sources like newspapers, political events, party/candidate advertisements received by mail, and so on (see table 5.12). Chapter Five - More than toys? A first assessment of VAAs in Switzerland Table 4.12 – How important was the following election campaign instrument for getting information about parties and candidates for you? Instrument Important Rather imp. Rather unimp. Unimp. N The VAA smartvote 57.3% 29.2% 9.0% 4.5% 17,760 Newspaper advertisement of parties and candidates 4.2% 20.9% 31.9% 43.0% 17367 Political event of their parties 4.2% 12.2% 21.2% 62.4% 17,191 Stand of parties and candidates on the street 2.1% 7.6% 23.1% 67.3% 17,287 Election Internet pages of parties and candidates 12.9% 27.9% 23.3% 36.0% 17,444 Posters in the streets 3.1% 13.7% 32.3% 50.8% 17,468 Advertisement of parties and candidates in the letterbox 4.9% 14.6% 25.5% 55.0% 17,506 Online media 38.1% 30.3% 15.5% 16.1% 17,039 Supraregional and national TV channel respectively 27.0% 34.4% 16.7% 21.9% 17,105 Local TV channel 6.9% 13.9% 20.8% 58.3% 16,423 Supraregional and national radio channel respectively 14.9% 24.8% 23.9% 36.4% 16,805 Local radio channel 4.8% 12.3% 23.0% 59.9% 16,650 115 116 Andreas Ladner - Gabriela Felder - Jan Fivaz Important Rather imp. Rather unimp. Unimp. N Supraregional and national newspapers respectively 26.9% 34.3% 20.8% 18.0% 17,194 Local newspapers 20.6% 26.7% 24.3% 28.5% 17,302 Instrument Source: NCCR Democracy, post-electoral survey of smartvote users 2007 5.4.3. Conclusion The Swiss experiences with smartvote, the participation of an overwhelming majority of the candidates and our survey results led us to the conclusion that VAAs – contrary to the findings for Belgium (Walgrave et al., 2008a) – are more than tools for checking voters’ existing preferences without influence on their voting behaviour. Of course, our survey results are somewhat biased since they stem to the greater part from younger, better educated male citizens from the left wing side of the political spectrum. Nevertheless we dare to say – and will focus on that issue in later analyses – that VAAs in Switzerland tend to lead to an increase of split voting and may in the long run even bring other candidates and parties into office. There are probably different reasons for the bigger impact of VAAs in Switzerland. First of all, the Swiss (multiparty) electoral system, where voters cannot only vote for a party but can also express their preferences for particular candidates, makes a VAA a very useful source of political information. It provides a real service for voters who have to choose among quite a few and sometimes up to several hundred candidates and more than a dozen parties (see details in section 5.1). Secondly, the participation rate of over 85 percent in the smartvote database entices the media to use Chapter Five - More than toys? A first assessment of VAAs in Switzerland smartvote as a new source of information – particularly the eye-catching visual analysis of the smartspider and smartmap. Finally, the media interest in the VAA further amplifies interest and even produces some sort of pressure to be represented in such a tool as candidate or party. Because VAAs can be more than toys, political scientists should not stay away from them. It is their responsibility too that such tools are set up as transparently as possible on the grounds of scientific knowledge about political issues and the political space. In order to prevent possible distortions these tools have to be researched continuously. In this respect, scientists could be held accountable. In the following section we will now focus in greater detail on this normative question. 5.5. Should providers of VAAs be held accountable for what they offer? On the basis of a legal study (Rütsche, 2008), which was also part of our research project, we are able to address the accountability problem. According to Rütsche’s findings for the case of Switzerland, the use of VAAs has first of all to be reviewed in the light of the right to free and undistorted opinion formation, guaranteed by Article 34 (section 2) of the Federal Constitution. According to this constitutional principle it is mainly a question of potential dangers of distortion of democratic opinion formation and decision-making by VAAs. In a worst-case scenario VAAs become an instrument for political manipulation by particular interests. If VAA providers are members of (or affiliated to) pressure groups, for instance, the potential abuse increases enormously. Even if there is no worry of real manipulation, VAAs could distort the voter’s will solely by means of the composition of their content. However, in principle this right to free and undistorted opinion forma- 117 118 Andreas Ladner - Gabriela Felder - Jan Fivaz tion does not totally prohibit private propaganda or even false information in the run-up to elections. The constitutional limits are only transgressed if private actors propagate what is obviously false information to influence the electoral opinion formation one-sidedly. The basic idea of VAAs is to inform the voter about political positions of candidates and/or parties. The aim of that information is to influence the opinion formation of the voters. As long as this influence is based on objective political information it is not only allowed but also desirable. But having the power to form opinions implies a risk of abuse. VAA providers holding this power could systematically abuse it for certain political purposes. The issue of accountability is therefore a crucial one. In a first step Rütsche (ibid.: 17f.) focuses on abuse by (private) providers before he then highlights the responsibility of another actor, the state in this context. According to the author, systematic forgery by VAA providers happens in cases where: a) Tendentious questionnaires occur. Certain political orientations and parties are favoured or discriminated against. However, putting this argument into perspective, it can be argued that political issues receiving too much onesided emphasis would be noticed by the candidates and voters and therefore the danger is a rather minor one. b) Single candidates are replaced before the user sees his voting recommendation. For a voter the accuracy of a voting recommendation – except amateurish forgery – is difficult to identify. However, this real danger can be diminished by having several VAAs (with comparable methods) on the ‘election market’. This is a risk that has not yet been dealt with in Switzerland, as the VAAs Politarena and Chapter Five - More than toys? A first assessment of VAAs in Switzerland smartvote cannot be easily compared due to their methodological differences. c) The VAA discriminates against a single candidate or party. For instance, not all candidates or parties have the same access to the tool. Or the answers provided by the candidates are treated differently. Real one-sided influencing, however, exists only in case of ‘hidden’ discrimination. Unacceptable under constitutional law are so-called politically neutral VAAs, which do not give access to all candidates and parties. Nevertheless, a VAA may include only certain candidates and parties as long as this is made clear. Even if there is never a purely objective method of constructing a VAA, systematic forgery does not need to arise. A VAA should translate political preferences of voters into a concrete voting decision, like any traditional instrument of opinion formation. These are normally no more accurate than any VAA. In general, many voters arrive at a decision without knowing exactly their own political preferences and that of the candidates and yet nobody speaks of distortion of opinion formation. Hence, using VAAs for identifying political preferences as precisely as possible has nothing to do with manipulating opinion formation. However, there is a claim for certain (scientific) VAA quality standards. Fading out or inadequate weighting of particular political issues – even in a standardised questionnaire – provokes a bias in the opinion formation. Also, a lack of questions for important political issues can be tendentious. Finally, any inexact calculation method of the matching of voter and candidate responses entail the very same problem. According to Rütsche (2008) all these risks can be reduced through a competitive VAA ‘election market’ with 119 120 Andreas Ladner - Gabriela Felder - Jan Fivaz several competing VAAs, which would still need to fulfil certain minimal standards: - Transparency regarding sponsoring, financing and methodology. - Quality and operation standards implementation. To what extent must the state be accountable in Switzerland? According to the court, incumbent authorities are not allowed to advise the voter in any way. However, contributions to the election campaign can increase the quality of opinion formation if they lead to more balanced information – in the sense of a ‘vital’ democracy. Therefore it is not a question of whether but rather of how state intervention may take place. In the context of elections there is a strict imperative of equal treatment. As long as state intervention stays neutral (no preference for or discrimination against one single candidate or party), objective and factual, state regulations regarding VAAs are constitutional. What happens when a VVA is directly linked to an electronic voting platform allowing the voters to send their selection of candidates directly to the polls through the Internet, as it was done on the occasion of the Bernese student council elections in 2005? The Federal Supreme Court confirmed by its judgement that the state must remain strictly neutral in elections and must treat all candidates and parties equally. Connection with VAAs is therefore only possible under restrictive conditions: an organizational, personal and financial independence of officially promoted VAAs from political parties and interest groups; as well as high standards regarding a voting advice tool’s quality and operation. Given such conditions, the official promotion of specific VAAs would lead to regulatory complications; and in order to avoid these, the deregulation of the ballot system might Chapter Five - More than toys? A first assessment of VAAs in Switzerland be proposed to facilitate the use of VAAs by the electorate. This would enable the users of such tools to print their individual electoral recommendations or send them electronically as valid ballots. In sum, the legal imperatives for state involvement in the run-up to elections reduce the range of opportunity for action enormously but by providing a legal framework for VAAs without operating them; the state can contribute to increased accountability of VAA tools without influencing the election campaign directly and therefore the election outcome. Apart from the right to free and unadulterated opinion formation, there are also institutional provisions of the Constitution. In Switzerland, the Constitution contains a range of guarantees that accord the political parties a special role in the electoral process. Among these guarantees is Article 137, according to which parties are meant to participate in public opinion formation. Further, Article 149 (see section 5.1 above) allows proportional representation in National Council elections. If a large number of voters use VAAs the proportional representation system could be undermined. The individual electoral recommendations of candidates compete with the party lists. VAAs give a strong impetus to ticket splitting. This is not illegal but it could become a conflict for the constitutional principle of proportional representation, which presupposes that voters make an initial choice between party lists. Consequently, the state should not promote VAAs unless they also offer voting by party lists as an option. Moreover, we need to ask whether VAAs lead to greater responsiveness of representative bodies to the voters. Prima facie responsiveness can be strengthened. However, there are no institutional safeguards to ensure that politicians once elected actually support the positions they have 121 122 Andreas Ladner - Gabriela Felder - Jan Fivaz declared through the VAA. Under this arrangement, reference back to the will of the electorate is limited to the act of voting. Possibilities are thereby opened for politicians to strategically use VAAs for their own purposes. From a constitutional perspective, this is why it is desirable for such tools to involve a monitoring of the voting behaviour of politicians while in office (in Switzerland the NCCR Democracy project smartmonitor has exactly this intention). Once a VAA like smartvote is connected with a monitoring system like smartmonitor this negative potential can be reduced remarkably. To sum up, the degree of accountability varies among the different actors. As private VAA providers have to maximise the content of the VAA, its quality and transparency, the state can only provide assistance and control within the bounds of its legal restrictions. In short, VAA providers are accountable for maximising the quality of their tool. As VAAs are regarded as only one out of several information sources in the election campaign they cannot be made accountable for the election outcome on their own. The state in contrast can only provide the legal framework for VAAs and try to legally minimise potential manipulations. Accountability for the tool is therefore shared between the provider (content, quality, transparency) and the state (legal framework); accountability for the final election outcome can only be assumed by all actors together within an election campaign and should be a matter of future analysis in this context. 5.6. Outlook After the success of three pilot projects in three Swiss cantons (GE, NE, ZH), on May 31, 2006 the Federal Council declared electronic voting a strategic goal which is Chapter Five - More than toys? A first assessment of VAAs in Switzerland to be implemented step by step. Once we vote electronically in Switzerland – so our argument – VAAs will become indispensable and will have a considerable influence on party politics. After having selected candidates in a ‘smart’ way, citizens will want to send the list to the polls electronically. VAAs will no longer be regarded as a toy but as a useful instrument to select parties and candidates. This, of course, leads to new problems and challenges. We do not believe that it will be possible to agree on ‘politically correct’ questions which all parties accept in their wording, or that a state office should be responsible for the questions put forward by the VAAs. We rather think that the voters should have a choice between different VAAs. It is up to the voters to decide which VAA is trustworthy and which voting advice they will follow. We do believe, however, that transparency and equal access to VAAs is required. Only those VAAs meeting such minimal standards should be directly linked to the electronic ballot station. Political scientists are very much needed to research and investigate the functioning of VAAs. Their findings will help to improve the quality of VAAs and shed light on the manipulation possibilities of such tools. Scientists, however, cannot assume responsibility for the results of elections and the social consequences of these results. Who knows for sure which party is best for society in the long run? VAAs are one source of information about politics, but they are only one (important) source among others. 123 CHAPTER SIX Do the Vote Test: The Belgian Voting Aid Application MICHIEL NUYTEMANS, STEFAAN WALGRAVE, KRIS DESCHOUWER Voting Advice Applications (VAAs) have become increasingly more popular through the years in Europe. It all started in The Netherlands with a simple print-based VAA in 1989 only reaching 500 users. VAAs went online in the second half of the nineties, making it possible to grow very fast together with the Internet penetration in Europe. Now, at the end of 2009 there are several VAAs in over 20 countries reaching millions of users in local, regional, national, and European elections (for a full overview of the rise of VAAs, see: Walgrave et al., 2008b). VAAs have come a long way and are now larger than ever. In Belgium too VAAs have risen fast to become a constant player in every election campaign. The authors of this article have followed this evolution closely as they created the largest VAA in Belgium 1. But as scientific researchers we want to do more than just produce an application we believe to be a good VAA. We also try to use our experience and the data we collect during the making of the VAAs for scientific research (e.g., Walgrave et al., 2005; Walgrave et al., 2008a; Walgrave et al., 2009). 1 When we talk about ‘Belgium’ in this study, we actually mean Flanders, in the north of Belgium, where Dutch is spoken and containing 60% of the Belgian population. In the French speaking part of Belgium, there has only been one VAA in 2004 without much success. 126 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer We believe that sharing information on how to make a VAA and being totally transparent about how the system works is of the utmost importance. That is why we want to use this article in the first place to explain our method and the functioning of the Belgian VAA “Do the Vote Test” in great detail. In the first place this is important because we believe that academics should be completely transparent about their methodology to make it possible for other academics to understand how they work and to be able to criticize their work and reflect on the phenomenon. Secondly, many academics all over the world are developing VAAs at the same time struggling with the same issues as we were and are. It would be a shame to not share the available expertise. Thirdly, and possibly most importantly, the users have the right to know how a VAA works. As they might rely on it for their vote, it is important not to conceal how the advice to them came about. At the end of the chapter we will discuss the purpose of VAAs. After looking into the (possible) impact of VAAs we argue that the purpose of a VAA should always be to help voters make a better decision, but never to give a real voting advice that should be followed blindly. In the first part of this article we will explain in short how the VAAs got started in Belgium and what the current VAA-landscape is in Belgium. Next, we will give insight in the working and making of the Do the Vote Test. 6.1. VAAs in Belgium. A short history Inspired by the fast rise and early success of the voting advice applications in the Netherlands, the Belgian daily De Standaard started with the first Belgian VAA in 2003. It was an instant success with 150.000 participants. Since that first success, De Standaard repeated the formula for the next Chapter Six - Do the Vote Test: The Belgian Voting Aid Application elections of 2004 and 2007. Until 2007 they used the technology of Kieskompas. Late 2002 the Belgian public broadcaster VRT decided to make its own VAA: Do the Vote Test. Partially based on the Dutch television format Waar stem ik op?, aired on the commercial channel SBS6 a year earlier, the VRT broadcasted a television show six weeks before the federal elections of 2003 (Walgrave et al., 2008a). The authors of this article were asked to form an academic team to develop the application. As this first application and TV-show were very successful (even nominated for the Golden Rose of Luzern) the VRT repeated the formula with the same team in 2004. That year, three Sunday evening-filling TV-shows dedicated to stances of parties and voters regarding different issues were broadcasted. The website with the VAA was very popular, yielding 840.000 advices in the four weeks preceding the Election Day. The Do the Vote Test application has been recreated for every election since. In 2006 a local version was developed. For the national elections of 2007, the academic team was expanded to assemble the knowhow of every major university in Flanders. 760.000 advices were delivered. In 2009, for the regional elections, VRT and De Standaard teamed up for the latest version of this VAA, making it the biggest of Belgium with more than 1.000.000 advices given. On a total population of voters of little more than four million, this is a very high number. Almost one out of four Flemish voters got an advice from Do the Vote Test. In 2009, two other VAAs were active on the Belgian market: the EU Profiler of EUI and the new VAA The Voice of Flanders of the commercial broadcaster VTM. This last VAA compares the position of users with the positions of party leaders and other important politicians. The popularity of VAAs can also be observed by the rise of amateurs 127 128 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer making their own VAA for a referendum or a party leader election 2. 6.2. Do the Vote Test. How does it work The application follows the basic design of every VAA. It consists out of questions or statements, the possibility to give extra weight to certain issues, and finally the result page. In recent years a recalculation and information page were added. 6.2.1. The application We could define a VAA as an online application where people answer a series of questions, based on which a political profile (the parties or politicians the user is closest to) is calculated. The type and number of questions, the answer categories, the way the calculation works and the way the political profile is presented, can vary between VAAs (Laros, 2008). The var7iety and possibilities for VAAs are large. We describe here in detail how the Belgian Do the Vote Test (from here on, DVT) works. A voting advice application calculates a party profile for a user. An extensive voting literature has established that voters take ideology, issue stances, and manifestos into account when voting but that many other determinants of the vote play a role too (Fournier et al., 2003; Thomassen, 2005; Ansolabehere et al., 2008). A person can be a supporter of a party for many reasons: 2 Two examples are: <http://www.deblauwestemtest.be> (helping members of the liberal party decide who they want for party leader), and <http://www.oosterweelstemtest.be> (helping citizens of Antwerp choose for or against a mobility project in a city referendum). Chapter Six - Do the Vote Test: The Belgian Voting Aid Application - the person agrees with the party’s stances and promises for the next term (prospective); - he or she likes certain characteristics of the party leader; - his or her parents always supported the party; - the person is close to the ideology of the party; - he or she is happy with the way the politicians of the party acted in the previous legislature (retrospective). A VAA tries to map and tap one or more of these reasons to vote for a party. Each of these reasons can be operationalized in one or more questions. For example, a VAA may ask what the user’s parents voted or what party he or she normally votes for and can base the party profile (partially) on this answer. An existing example is the Dutch Kieskompas that asks for both the agreement on issues for the next elections, the evaluation of the parties’ work during the previous legislature and whether the user considers the party leaders as a good possible prime minister. In DVT around 36 statements are presented. DVT only incorporates the congruence of the voter with the parties on concrete issues of the legislature to come. This has two reasons. First, we believe this should be the most important aspect of voting in a modern democracy. Parties present programs and lists at competitive elections and get a mandate, or not, to carry out their program and put their ideas, and thus the ideas of their voters, into practice (Klingemann et al., 1994). Second, we do not believe it should be the goal of a VAA to take into account every possible motivation of users’ actual vote. We will elaborate that more in the final part of this article. For every statement the users can choose to agree or disagree. It is also possible to tick ‘no opinion’ for a statement. When a user chooses ‘no opinion’ more than 18 out of the 129 130 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer 36 statements, no results are presented 3. After answering the statements, the user can select the issues he or she finds the most important. The way this question has been asked has varied over time. In 2009 the question was: “Which of the following issues do you find important? Please choose a maximum of three issues”. The users can then choose between the issues that are relevant for election at stake. DVT then produces a list of all parties in order of congruence with the user. Next to each party a graph shows how much percent the user agrees with that party. No figure is given here, but the graph gives the user an idea of the distance between his or her first and second, second and third party, and so on. When we say that ‘all parties are shown’ we touch one of the hardest decisions we encounter every time we’re making a VAA. The Belgian political landscape is very much fragmented counting eight different parties in the regional Flemish parliament, but with many more fighting every election for one or more seats in parliament. In 2009, nine small parties entered the race; none of them got a seat. It is, within our VAA system, not possible to create a reliable party profile if we would have to differentiate 17 parties with only 36 statements. Most of these parties do not even have an (official) stance regarding most issue statements. So we need to draw an arbitrary line between the parties that are included in the system and those that are not . The rule we implemented is that parties who have already a seat in the national or regional parliament can enter, others cannot. We realize that this makes our VAA a rather ‘conservative’ force in the election campaign. 3 With less than 18 answers, the user gets the message that the system has too little information to calculate a valid result. Chapter Six - Do the Vote Test: The Belgian Voting Aid Application In the output screen, users have the possibility to take a better look at their own position. Using the interest that statements and the (sometimes surprising) results have generated, this page is aimed at informing the voter better. The user can put his or her statement position next to the answers of any party and a few lines or argumentation of every party why they adopted that stance. It is then visually shown on which precise statements the differences are and where they correspond with that party. Next to the answers, the party’s arguments are shown to better understand why the party thinks differently or similar than the user. If one has second thoughts or is persuaded by the arguments of a party, one can change his or her answer and recalculate the advice as many times as one likes. 6.2.2. The calculation The most important way VAAs differ from one another is by the calculation used to generate the political profile. This part is often held back for users and scientific research alike. As we pleaded before, we find it essential that the way the calculation is done is fully transparent. We have tried to make the system as good as possible without unnecessarily complicating it. We believe the more understandable and the more clear the algorithm is, the better. We did not intend to develop a black box, creating the feeling for users that they cannot see what the system does, and thus suggesting the possibility that the systems could be manipulated. Every user’s answer is compared to the answers of all parties. For every answer where a party and a user agree upon, a certain score is added to the total score of this party for that user. At the end of the process all total scores 131 132 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer of all parties are compared. The highest score belongs to the party that is closest to the user’s political beliefs. Next to this very simple mechanism, we also take into account the issue saliency for both the voter and the parties. First, the score that is added depends upon the issue’s importance for the party. As will be explained further on in the article, the scores are based on the relative amount of party manifesto text the party devotes to a certain issue. The greens pay, for example, a lot of attention to the environment in their party manifesto. So, if both the user and the green party agree on a certain statement about the environment, the user gets a high(er) score for the greens. Imagine that the social democrats also agree with the user on the statement, but imagine them spending less attention to environment in their party manifesto. The user will get a lower added score for the social democrats. The maximum score for the user on any party is one hundred. So, if you agree with a party on all statements your score will be 100 for that party. The salience of the issue for the user should also be taken in account. The greens might find environmental issues as essential, and the user might agree with them on a statement regarding the environment, but if this user does not think the environment to be a particularly important issue this congruence should not affect the total score for the greens too much.. This is why we ask the user to point out the most important issues for him or her. If the user does not choose any issue, the scores stay untouched and are unweighted. But if he or she chooses one or more issues as being important an additional 20 points on top of the normal 100 are attributed.. This means that an extra 20 percent of the score depends on the issue saliency on the voter’s side. The twenty points are divided over the different issues first. If one picks two issues, each one gets ten points extra. Chapter Six - Do the Vote Test: The Belgian Voting Aid Application Those points are again divided over the number of statements on those issues. So if one of those issues counts 3 statements, every statement of that issue gets an extra 3,3 points. These points are accorded to every party the user agrees with on that statement. 6.3. Do the Vote Test. How it is made 6.3.1. First selection of statements The bases of a VAA are its statements. The creation and selection procedure of the statements is of the utmost importance. In DVT everything starts by grouping the competences of the government in several categories. Next, the academic team gives a certain weight to the category. This weight will later be used to decide how many statements should be devoted to every policy domain (issue). This makes sure that a relatively unimportant issue such as tourism doesn’t get several statements and that issues such as environment or state reform that are important in the Belgian polity are not forgotten and get their share of statements To create the statements the academic team organizes several brainstorm sessions collecting as many statements as possible. A team of political journalists of the public broadcaster does the same from their point of view. Also, all available party material is browsed through, looking for relevant issues. A list of statements is collected per issue (policy domain) and if we do not have enough statements on an issue, specific domain experts are asked to provide relevant statements. When creating statements, several criteria are kept in mind: 133 134 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer - Diversity. Statements within one issue are made as diverse as possible, covering the entire policy domain, not only one aspect; - Relevant issues. Another criterion for the statements is that they need to capture relevant actual issues that are currently being discussed or will need to or could be dealt with in the coming legislature. We search for a mix of long-lasting and new policy issues; - Differentiating between parties. Statements on which all parties agree are not useful for a VAA. All statements comprise different stances of parties. In several rounds several people work on the wording of the statements. Here, a lot of attention is spent to possible sources of measurement error such as double negation, choosing simple over specialized words, avoiding doublebarrelled questions, and so on (Dillman, 2000). The wording is also tested in a dozen interviews with a diverse group of people. Finally a language specialist checks for language mistakes. 6.3.2. Party answers and arguments For the collecting of the reference data (e.g., the answers of the parties), we chose not to decide ourselves what position parties take on an issue, but to let them answer for themselves. In the first years, this meant bringing all the party leaders at a central location, giving them only a couple of hours to answer the statements. In 2009, in contrast, parties got several days to answer the statements. All parties were also asked to motivate their stances with a maximum of 150 words. Chapter Six - Do the Vote Test: The Belgian Voting Aid Application Based on the answers of the parties, statements on which all parties agree or statements that get interpreted differently or wrongly by different parties are deleted. No difference between parties on issues can be politically relevant, but it makes these statements useless for a VAA that tries to differentiate parties. It’s interesting to note that journalists sometimes confronted politicians with the contradiction between their position on a statement and the fact that their position has not been materialized in actual policy yet. 6.3.3. Weighing the statements As we explained above, we want to take into account the issue saliency on the side of the parties. There are different possibilities to weigh the statements. VAA makers could decide themselves what issues are important for a party or let the parties decide for themselves. If a party could choose their weights themselves, it would be pretty difficult to check the weights and parties could try to manipulate the system. Parties could give statements they believe to be popular a higher weight than other issues. We therefore decided to base the weight factors on an objective source: the party manifestoes. A couple of months before the launch of the VAA, all parties are asked to send us their official party manifesto. This meant every time the start of a long and troublesome process to get a definitive version of parties’ manifestoes. Often journalists had to pressure these parties to get their manifestoes in time. When the first manifesto arrives, a few coders start coding the documents. Most of our coders are very experienced in coding manifestoes (also for other projects) and thus inter-coder reliability is high. The codebooks that are used are based on a very detailed codebook used in international and Belgian agenda-setting projects. Every sentence 135 136 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer ended by a point, double point or point comma, gets one issue code. In 2004, for example, when both European and regional party manifestoes were coded, 673 manifesto pages were coded, adding up to 18.228 codes. The detailed codes are then collapsed in around twenty master categories. A percentage of sentences about an issue is calculated per party, giving us the weight of that issue for that party. Almost every issue is covered by more than one statement in the system. The total weight of a statement is calculated by dividing the weight of the issue by the number of statements on that issue. Every statement can be linked to up to two issues. 6.3.4. The calibration or the final selection of statements A unique aspect of DVT is the way the final system is calibrated. More than double the number of statements needed for the final VAA are formulated and answered by the parties. The final selection of 36 statements is based on empirical data. All statements are put in a population survey on a random sample of thousand Belgian voters via CATI. The issue salience question is also added. These representative respondents are actually participating in an extra large VAA, but without the party profile as a result. Next to the statements, the respondents of the questionnaire are asked to give their past voting behaviour (what party did you vote for on the last elections) and their future voting intention (if the elections were held today, what party would you vote for). Especially for that purpose we have designed a software that simulates several VAAs (e.g., different questionnaires made up by different combinations of statements) for these 1000 respondents. Trying different combinations of state- Chapter Six - Do the Vote Test: The Belgian Voting Aid Application ments within certain theoretical boundaries, the computer program looks for the best selection of statements. In a recent paper Walgrave et al. (2009) showed, based on a simulation of 500.000 configurations of 36 statements, that the selection of statements has a considerable impact on the ‘vote advices’ that are produced. The population data helps us to consciously make our final selection. If one wants to select the ‘best’ selection of statements, one needs to define what ‘best’ means. We have operationalized the best selection in two ways. First, we measure the congruence on the individual level between people’s future vote and advices’ top-three given to that user per party; this leads to a percentage of ‘correct’ advices per party. The average of these percentages should be as high as possible, and the standard deviation as low as possible. So, for us the best VAA does not only have the largest average congruence between advices and future voting intention: the variance between parties should also be as low as possible. Second, we screen the distance between the aggregated voting advices and the aggregated electoral result of the future voting intention. The question here is: If all voters would vote for the party the VAA tells them to vote for, what would the election outcome be and what is the (average) distance to the normal election outcome? Before starting to select the final combination of 36 out of 70 statements, we first need to limit the number of possible combinations. On the one hand this has a simple technical reason: testing every combination would take days, if not weeks to calculate as there are billions of possible combinations. On the other hand, a purely mathematically good set of statements can make a horrible VAA. If, for example, almost all statements concern the environment, only short term issues are picked or several statements that are very alike, the VAA will be seen as a failure 137 138 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer even if it has a high congruence with future voting intention. Here follows a short overview of the criteria our software takes into account: - The most important way to limit the number of combinations is by picking by hand a number of statements that are critical for the VAA and that will be incorporated anyway. Around 30 statements are pinned down. So the program only has to select 6 statements out of 40. - Sometimes, two similar statements are created concerning the same issue because we are trying two different wordings or are looking for the right formulation or aspect to differentiate the parties on. To make sure they do not both end up in the VAA, some ‘impossible couples’ of statements are marked that can never be combined in one VAA. - Minimum and maximum amount of statements per issue. For every issue a minimum number of statements is determined to make sure all issues are present in the VAA. - Balance between ‘left’ and ‘right’ statements. All statements are put in the category: left, right or neutral. A ‘left’ statement is a statement which frames an issue in a left way, suggesting a left-wing (progressive) solution. A selection with a strong imbalance between left and right will not be calculated. Because of the way the weights of the statements are calculated the impact of throwing out one statement and replacing it by another is very hard to predict. These complex interaction effects make the help of the computer essential. This process of selection has been automated to a very large extent, but it still asks for human help to make a final Chapter Six - Do the Vote Test: The Belgian Voting Aid Application selection as there are too many factors to take in account that determine the final choice. The best selection of statements is then, together with the final weights, exported and used in the VAA. 6.4. Discussion. VAA: Advice, aid or toy? As the popularity and the amount of VAAs in Belgium and the rest of Europe have risen quite spectacularly, we’ve seen three fundamental different approaches. We want to use this discussion part to sketch the three approaches and to explain why we choose for our approach. This approach has consequences for the way a VAA is constructed and conceived. For some a VAA is nothing more or less than a toy. A toy is something you do for fun and sometimes you might learn something from playing with a toy. As a reaction on the success of the Stemwijzer in the Netherlands a few toy VAAs were launched. We provide an example below (see figure 6.1). When it’s clear to the user that it is set up as a toy, this type of VAA obviously does not hurt anybody. But when a VAA is considered a serious application, we believe it comes with the responsibility to do much more than amuse the voter.. This is even truer when academics lend their name and title to such an application, giving it even more credibility. As Ladner et al. (Chapter 5 in this volume) rightly pointed out, the responsibility only counts when VAAs have impact on the voters. If voters see every VAA as a toy and do not take it seriously, why bother? Only a small number of studies have gathered data on the impact of VAAs. To make influence possible in the first place, people need to be exposed to the VAA. It is clear from several cases all over Europe that this exposure has 139 140 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer been growing very fast in the last years. Earlier on we described the Belgian case with more than one million uses in a single election campaign. But exposure to a VAA does not mean it has influence on the voters. The available studies show that DVT has indeed affected Belgian voters’ final decision but at the same time these effects were very modest (Walgrave et al., 2008a; 2008b). Figure 4.1 – Screenshot of the StomWijzer, a 'toy VAA' Note: Users have the choice to react on the picture of a cow with: "Nice cow" or "Nice! Food" We have recently gathered new data confirming these previous conclusions. In the period before the regional elections of 2009 the Belgian Elections Survey was conducted. It is a panel study, with two waves of pre-electoral questions and one post-electoral wave. This research design allows us to investigate electoral behaviour among the Belgian population in the most reliable manner (for full methodological details, see: Hooghe et al., 2009). The research team asked in every wave for the reason the respondents choose a specific party in an open ended question. The Chapter Six - Do the Vote Test: The Belgian Voting Aid Application number of people mentioning a VAA grows as the election gets closer but it stays small compared to other factors. Table 5.1 – “Why would you vote for this party?” VAA Wave 1 Wave 2 Postelectoral 0.9% 1.1% 1.6% Note: Open ended question; figures refer to the percentage of respondents spontaneously referring to a VAA Although the impact seems relatively low, if more than one voter out of every hundred spontaneously refers to a VAA as his or her reason to vote for a party, we believe the makers should take it seriously. If taken seriously, a VAA can still be approached in two ways: as a tool giving a concrete ‘advice’ to the voter on what he or she should vote based on his or her own preferences and attitudes or as an ‘aid’, helping him or her make a choice and providing information. The acronym VAA was launched by the authors of this article as short for Voting Advice Application. Throughout the making of different VAAs we have come to the conclusion that we would like to change the meaning of VAA to a Voting Aid Application. It might seem like an unimportant what’s-in–a-word-discussion, but we believe it adds an important nuance. We have learned through time and experience that there is no such thing as the correct VAA system. For example, we showed that the choice of the statements has a clear influence on the advices the system produces (Walgrave et al., 2009). VAA designers make inevitably subjective choices leading to different results. The combination of this with 141 142 Michiel Nuytemans - Stefaan Walgrave - Kris Deschouwer the impact as described above, should us make more modest. The ‘advice’ to vote for a certain party should therefore better be interpreted as a party profile (consisting out of several parties on top of a list) based on a certain (important) aspect of a voter’s world. Triggered by the statements and the application, less interested citizens may become more interested and inform themselves a little better before going to vote. The application should therefore contain as much extra information on the parties, their stances and the user’s position as possible. This also means the way the system works should be totally transparent – something we have been trying to do in this article. Most VAAs are obviously a combination of these three approaches: they are fun to do (toy), give a lot of information (aid) and try to give the best advice possible (advice). But most of the time the creators have chosen implicitly for a main approach. We believe that the best approach, based on the impact and the vulnerability of a VAA, is that of trying to help people vote as informed as possible. Not by saying what party they should vote on, not by trying to take into account all aspects of their vote, but by informing them on some aspects only and trying to bring a little order in the electoral chaos. Chapter Seven Mapping the Political Landscape: A Vote Advice Application in Portugal MARINA COSTA LOBO, MAARTEN VINK, MARCO LISI On Sunday, 27 September 2009, Portugal held general elections for the Assembleia da República, the unicameral national parliament. The ruling Socialist Party (PS – Partido Socialista) lost half a million votes compared to 2005, polling 37 per cent of the vote and winning 97 of the 230 seats in Parliament. As a result of these elections, the PS lost its absolute majority – the first in the party’s history – and was forced into an uncomfortable minority government. The electoral results saw a considerable fragmentation of the vote (see Table 7.1). The elections were held at the end of a few difficult years in Portugal, both from an economic and a political perspective. Indeed, the Socialist mandate (20052009) was marked by economic crisis and political scandals affecting especially major political figures in the country, belonging to the major parties. In the run-up to the election there were considerable doubts that the socialists would be able to win another absolute majority, with polls showing that this was increasingly unlikely. Thus, party’s issue positions became quite important as they may signal coalition potential. Polls also showed that around twenty per cent of voters were unsure who they would vote for. This was not particularly surprising since in the 2005 (anticipated) elections, according to post-electoral surveys, more than one third of the electorate decided their vote during the campaign. This phenomenon reflects to a large extent the weak partisan loyalties of Portuguese voters. In fact, party identi- 144 Marina Costa Lobo - Maarten Vink - Marco Lisi fication is relatively low when compared to other European democracies and the trend has shown a steady decrease over last decades (Freire, 2006a). Table 7.1 – Legislative Elections in Portugal: Results from 2005-2009 2005 BE CDU PS PSD CDS-PP Others Null Votes Total Votes 365,000 433,000 2,590,000 1,654,000 416,000 122,000 170,000 5,750,000 % 6.35 7.54 45.03 28.77 7.24 2.13 2.96 100 2009 Seats 8 14 121 75 12 0 230 Votes 558,000 447,000 2,078,000 1,655,000 593,000 176,000 177,000 5,684,000 % 9.81 7.86 36.56 29.11 10.43 3.1 3.11 99,98 Seats 16 15 97 81 21 0 230 Source: <http://www.legislativas2009.mj.pt> Thus, the political landscape of 2009 was particularly volatile. The evident majoritarian turn which Portugal underwent from 1987 onwards, with the progressive concentration of the vote was under threat since at least 2005 (Lobo, 2009). The 2009 elections confirmed the strengthening of the smaller parties, and the decline of the PS and the centre-right PSD (Partido Social Democrata), the two centrist parties which have alternated in government for almost two decades in Portugal. Thus, whereas these two parties polled respectively 78 and 74 per cent in 2002 and 2005, in 2009 they only managed to gain 66 per cent of the vote. This electoral change, pre-announced in the periodic surveys before the election, and subsequently confirmed in the election results signals meant that a Vote Advice Application (VAA) would be particularly important in the context Chapter Seven - Mapping the Political Landscape: a VAA in Portugal of the 2009 electoral choices presented to the Portuguese. Not only that, but the abstention trends, coupled with the growing dissatisfaction with politics which exists in the country (Freire and Magalhães, 2003) meant that such an Application might contribute to mobilise voters who are relatively unanchored. Moreover, it should be noted that the political landscape displayed an increasing complexity due to the formation of some new political parties which run for the first time in the 2009 European elections. A Vote Advice Application was thus developed for Portugal by the authors of this chapter in cooperation with Kieskompas BV, the specialized VAA enterprise directed by political scientist André Krouwel of the Free University of Amsterdam. The Portuguese ´electoral compass´ – Bússola Eleitoral – was launched online on 20 August 2009, five weeks before the general elections. It contained 28 questions that users could answer to and then compare their ideological position with the position of 12 political parties participating in the elections. By Election Day, more than 350 thousand visits to www.bussolaeleitoral.pt were registered. Of these, around 175 thousand consisted of active user sessions that lasted on average more than fifteen minutes. To our best knowledge, this is the largest sample ever gathered on political views in Portugal. This chapter has three goals. First, we provide information about the development of the Bússola Eleitoral, particularly with regard to statement selection and calibration of parties. Second, we discuss the extent to which the Bússola presents a realistic picture of the Portuguese ideological landscape. Third, we present descriptive statistics about the users of the Bússola and conclude by discussing the extent to which these data help us understand electoral behaviour in Portugal. We start by briefly explaining the Portuguese political landscape. 145 146 Marina Costa Lobo - Maarten Vink - Marco Lisi 7.1. Party system During the democratic period, two centre and “catch-all” parties have dominated the Portuguese political system at both the electoral and governmental level: on the left, the Socialist party (PS); on the right, the Social Democratic Party (PSD). On the contrary, small parties have traditionally played a secondary role. While the Social Democratic Centre – Popular Party (Centro Democrático Social – Partido Popular – CDS) has shared several times government positions especially with the PSD, the Communist party (PCP – Partido Comunista Português) – one of Europe’s last remaining orthodox communist parties – has always lacked the legitimacy needed to form a coalition with the socialists, thus remaining excluded from the national government. The Renewal National Party (PRD), electorally successful after its creation in 1985 by Ramalho Eanes, former President of the Republic, failed to consolidate and virtually disappeared after the second electoral contest. Since 1999, however, a new radical left-wing and post-materialist party, the Left Block (BE – Bloco de Esquerda), achieved parliamentary representation, and has seen a constant and steady electoral growth. Since 1987 the Portuguese party system has shifted from consensual dynamics to “majoritarianism” (Lobo, 2001; Magalhães, 2003; Jalali, 2007). This trend clearly emerges if we observe the decreasing effective number of electoral parties (ENEP) and the share of the vote gathered by small parties. In this respect, 2009 marks a clear shift towards a more “consensual” political system similar to the one that characterized the first decade of the Portuguese democracy, with a relatively low concentration of votes, high fragmentation and centrifugal tendencies. Thus, these elections contributed to change the trend toward a two-party system Chapter Seven - Mapping the Political Landscape: a VAA in Portugal displayed since 1987. Patterns of discontinuity with respect to previous elections emerge if we observe some basic indicators related to the fragmentation of party system. On the one hand, the ENEP in 2009 was 4.1 compared with 3.3 and 3.1 in 2005 and 2002, respectively (in terms of seats the fragmentation raised from 2.6 to 3.1); on the other the concentration of the vote in the PS and the PSD was only 67 per cent in the 2009 elections, while during the second decade of Portuguese democracy the average was 77 per cent of the vote (and 86 per cent in terms of seats). If the change in party system format seems quite remarkable, the formation of a new socialist minority government suggests a change also in the dynamics of inter-party relationship. From this perspective it is important to uncover the dimensionalities of the policy space in order to understand the position of parties, as well as patterns of party interactions and the recent dynamics of the Portuguese party system. Perhaps the most used indicators of policy competition are party positions along the left-right continuum. This dimension does not tell us what the main characteristics of Portuguese policy space dimensionalities are. However, it may represent a useful clue for examining the evolution of party system dynamics over time, the formation of governments, and also for uncovering whether the ideological differences among Portuguese parties have been blurred, thus decreasing the complexity of the policy space or not. According to voters’ perceptions, the placement of the main parties on the left-right axis has remained substantially stable throughout the democratic period (Table 7.2). If we look at the degree of polarization, it is worth noting that there is little change in the distance between both extreme and the main parties. During the first decade it seems that the movement for extreme parties is toward an increasing radicalization, while the two moderate parties are perceived 147 148 Marina Costa Lobo - Maarten Vink - Marco Lisi to have shifted slightly to more rightist positions. However, since the 1990s the degree of polarization diminished or remained stable, displaying in 2005 a position similar to the one presented at the end of the 1970s. This finding is also confirmed by data from both the Comparative Manifesto Project and expert surveys (Laver and Hunt, 1992; Benoit and Laver, 2006; Freire, 2006a). Nevertheless, it should be noted that if we take into account the emergence of the Left Block, a slight increase in the distance between the more extreme parties took place in the more recent period. Table 7.2 – Left-right positions of political parties in Portugal: Voter perceptions, 1978-2005 Parties 1978 1985 1989 1993 1999 2002 2005 PCP PS PSD CDS-PP 2.08 4.21 6.27 7.13 1.86 4.5 6.18 7.31 1.7 4.8 7.2 8.7 1.23 4.27 7.08 7.38 2.0 4.7 6.9 8.2 1.72 4.6 7.31 7.72 2.15 4.7 6.96 7.27 0.56 0.23 0.61 0.19 0.78 0.27 0.68 0.31 0.69 0.24 0.67 0.30 0.57 0.25 Polarization Extreme parties Main parties Party polarization is calculated based on Sani and Sartori’s (1983) formula. Source: Freire (2006b: 387); Lobo (2007: 91). Overall, if we look at the relationship between the ideological dimension and party competition two aspects stand out. The first is that the distance between the two main parties is small when compared to other West European countries (Freire, 2006a). The second is that the emergence of the BE introduced greater complexity in party competition on the Left of the ideological spectrum. As we will see, the BE also was responsible for introducing post- Chapter Seven - Mapping the Political Landscape: a VAA in Portugal materialist issues in the political agenda and new topics related to citizenship and individuals as, for example, gender and sexual rights, racism and third world injustice. A second and important source for understanding the relevant themes for political parties in Portugal is the Comparative Manifesto Project. The methodology employed in this project is based on the “salience theory”. The main idea behind it is that parties will tend to highlight in their party programs the issues which are most relevant to their interests and their constituents. Topics are identified ex ante, (see: Klingemann et al., 2006) and the coder then attributes each phrase of the program to one of the topics. By adding up the number of times one topic is discussed it is possible to conclude which are the most salient issues for each party. Also, given that many of the topics identified are considered ideological, it is also possible to conclude on the left-right positioning of parties. Table 7.3 summarizes the topics which were most salient for Portuguese parties in the two legislative elections prior to 2009 (the elections in 2002 and 2005). Both in 2002 and 2005 there are great similarities in the topics which parties choose to highlight. In 2002 and 2005, the most salient issues for the five parliamentary parties are: social justice, the expansion of social services and education, technology and infrastructure. Environmental protection, government efficiency, art/culture/sports/leisure, and regulation of capitalism are the next most salient topics. Together, these eight topics are the most prevalent for the two elections and the party manifestos of the five parties considered. Three of these eight topics are considered leftwing, namely education and social services expansion, and the regulation of capitalism, whereas none of them is considered right-wing. 149 150 Marina Costa Lobo - Maarten Vink - Marco Lisi Table 7.3 – Most salient topics for Portuguese parliamentary parties, 2002-2005: A summary Topic How often in Top-10 most salient topic? How many parties cite topic? 2002 2005 TOTAL Social Justice 2 5 5 Expansion of Education 2 4 5 Technology/Infrastructures 2 4 5 Expansion of social services 2 5 4 Government Efficiency 2 3 5 Environmental protection 2 3 5 Art, sports, culture, media 2 5 3 Regulation of Capitalism 2 3 4 Law and Order 2 3 1 Government effectiveness 2 3 1 Non-economic groups 1 3 Economic Objectives 1 3 Military: Positive 2 1 1 Trade Unions: Positive 1 2 Nationalizations 1 2 Incentives 1 2 Economic Orthodoxy 2 1 1 Agriculture 1 2 Democracy 1 2 Internationalism: positive 1 1 Decentralization 1 1 Productivity 1 1 Traditional mores: negative 1 1 Freedom & Human Rights 1 1 Source: Comparative Manifesto Project (Klingemann et. al., 2001; Budge et.al,. 2006) 10 9 9 9 8 8 8 7 4 4 3 3 2 2 2 2 2 2 2 1 1 1 1 1 It is also interesting to note that the salience attributed to these topics by parties is varied. In 2005, support for trade unions and nationalizations are salient topics only for the Chapter Seven - Mapping the Political Landscape: a VAA in Portugal extreme-left BE and the Communists. Both in 2002 and in 2005 the PSD is the only party which gives salience to economic orthodoxy and productivity. The conservative CDS introduces in both elections positive phrases on the military and on law and order. These findings indicate that, in line with the data in Table 7.2, the differences between parties are not very large in Portugal (Freire, 2006a). The data on the manifestos show that parties choose very similar topics to elaborate their electoral programs. Moreover, some of these topics are positional, which suggest that there might be on certain issues very important similarities between political parties. Even so, it is clear that the salience attributed to the topics is not identical, a first sign of potential differences between parties. This is a first indicator that there might be differences between the parties, even though they may not be very large. Having characterized the Portuguese party system, as well as the political space in Portugal, we now turn to a discussion of the dimensions of political competition within that space. 7.2. The Dimensions of Political Competition in Portugal As several authors have noticed, the left-right dimension can be considered as a “super-issue” which may include different specific socio-economic policies across time and space (Laver and Hunt, 1992; Benoit and Laver, 2007). Thus, it is necessary to specify the main policy dimensions of the Portuguese political system and their respective relevance over time. Going beyond the overall left-right positioning of Portuguese parties on socio-economic issues, there is little consensus on the number of dimensions which characterize best the Portuguese policy space and which is their relative 151 152 Marina Costa Lobo - Maarten Vink - Marco Lisi salience. Laver and Hunt (1992) draws on an expert survey to conclude that the policy space for Portuguese parties can be captured by taking into account just one dimension, that is, the Left-Right divide (Laver and Hunt, 1992: 52). Yet, Huber and Inglehart (1995), using another expert survey, contend that the Portuguese policy space can be better characterized as two-dimensional, with the “traditional vs. new culture” divide as the main issue dimension. This dimension refers to traditions, religious values, Catholic state, ecological sensitivity, idealism, pacifism, secularism, participation, culture, environment, religion, moral order and social conservatism (Huber and Inglehart, 1995: 78). On the other hand, Lijphart (1999) and Freire (2006b) argued that in the Portuguese case policy competition is multidimensional and includes several components. Moreover, these authors also argue that there has been little variation in the main issue dimensions of policy competition, despite the fact that their relative salience has varied over the democratic period. Thus, although the party space has remained remarkably stable, there is disagreement on the main characteristics of issue domains. What kind of dimensions then have been considered important beyond the left-right one? Regime support has been considered an important issue for party competition in the aftermath of the democratic transition. The conflict between the parties that advocated the adoption of a liberal-western type of democracy (PS, PSD and CDS-PP) and the extreme-left forces that defended a revolutionary regime based on popular democracy determined the marginalization of the PCP and its anti-system role in the Portuguese party system (Bosco, 2001). According to several authors (Gunther and Montero, 2001; Jalali 2007), this was the main cleavage of the Portuguese party system, contributing to the lack of differentiation between the two main Chapter Seven - Mapping the Political Landscape: a VAA in Portugal parties. Yet, from the late 1980s onwards the communists have begun to change their stances with regard to parliamentary democracy, making this cleavage less and less salient for party competition. Considering both CMP data and expert surveys, it is relatively safe to claim that the main conflict between Portuguese parties concern socio-economic issues which have remained salient and stable throughout the democratic period (Laver and Hunt, 1992; Klingemann et al., 2006; Benoit and Laver, 2006). While left-wing parties have usually defended more interventionist policies in terms of public investments and expenditures, right-wing parties have supported entrepreneurial freedom and the importance of private role in providing essential social services. A recent study based on the CMP data found that the economic and social dimensions account for more than 70% of the variance with respect to the left-right positioning (Benoit and Laver, 2007). The importance of these policies has been also confirmed by Benoit and Laver’s study (2006) using expert surveys. In fact, both dimensions reveal a high salience which significantly contributed to explain left-right alignments. This means that, despite the centrist drive of the socialist party, the difference between left and right is still strong, and the economic and social dimensions significantly contribute to distinguish the Portuguese party space (see: Bosco and Morlino, 2007 for a comparison of the Portuguese case with other South European countries). An important issue dimension that has proved to be significant, at least as far as voters’ behaviour is concerned (Montero et al., 2008), is religion. Among traditional social factors, this cleavage has usually been considered to have a stronger impact than the class conflict, especially during the first decade of Portuguese democracy when a deep polarization between liberal parties, on the one hand, and the 153 154 Marina Costa Lobo - Maarten Vink - Marco Lisi radical left, on the other, took place. Since then, the religious cleavage has lost some of its significance, at least with respect to party competition. Yet, moral issues still constitute an important dimension as the debates on the liberalization of abortion have shown. In 1998 and 2007 two referendums were held on this issue. The alignments of political parties opposed the two right-wing parties, advocating pro-Church and traditional values, to the left parties which defended the secularization of Portuguese society, with the PS that shifted from an ambiguous position to a clear defence of legalization of abortion between the two referendums (Freire and Baum, 2003; Manuel and Tollefsen, 2008). Foreign policy achieved a high salience in the first decade of the Portuguese democracy, opposing liberal and moderate parties, on the one hand, to radical left-wing parties, on the other. While the former prompted the integration of Portugal within the Western bloc, the communists sympathized with the alternative bloc. Thus, this division substantially overlapped with the regime cleavage and its salience has gradually faded away. The issue related to the European integration is somewhat distinct from the foreign policy one. First, contrary to the foreign policy dimension, some parties have shifted not only in regard to their emphasis but also with respect to their support toward the European integration. While the salience of this issue has increased after the accession to the EU, the politicization of this dimension has strengthened its importance for party competition. In fact, beyond the ideological opposition of the extreme Left, a strategic euroscepticism has taken place, especially with regard to the CDS-PP (Lobo, 2007). Second, the BE has displayed a somewhat different position from the PCP. While the communists deeply criticize the integration process arguing Chapter Seven - Mapping the Political Landscape: a VAA in Portugal that it endangers the national interest and the national integrity through the implementation of a federal design at the European level, the BE has defended the deepening of European integration regarding social policies, favouring the adoption at the European level of more protective policies especially with regard to economic and financing regulation. Moreover, contrary to the PCP, the BE supported an internationalist project based on the differences among European cultures and societies, opposing the tendency towards homogenization and the centralization of decisionmaking procedures. Another issue that may represent a new issue deals with post-materialism. This dimension has traditionally displayed a low salience in terms of voters’ alignments. In fact, public opinion surveys reveal that only 10% of the population exhibits post-materialist values, less than the half of the average at the European level (Freire, 2003). Moreover, this level seems to remain stable over the 1990s. Notwithstanding the low support of the electorate towards postmaterialist values, it should be noted that new issues and demands have reached a considerable salience for party competition (Freire, 2006b). As previously noticed, the BE has contributed to emphasize the importance of moral and non-economic issues. Among the remaining dimensions considered by both Lijphart’s framework and the CMP data, the decentralization is generally considered an irrelevant aspect for party competition, while the role played by environment policy is somewhat more puzzling. According to Laver and Hunt’s analysis (1992), the urban-rural cleavage may represent a second dimension of the Portuguese policy space, beyond economic and social issues. In fact, the PCP seems to be placed near the right parties, leaving the PS as the only left force to support a stronger centralization. As the same au- 155 156 Marina Costa Lobo - Maarten Vink - Marco Lisi thors have noticed, this finding may be misleading because it did not correspond to a clear ideological divide but it unveils strategic considerations with the main parties deeply divided on this issue, as the 1998 referendum showed (Freire and Baum, 2003). The question whether environment policy may constitute a relevant issue dimension is more controversial and depends to a great extent to the different sources used. According to Benoit and Laver (2007), this dimension significantly contributes to explain the left-right placement of Portuguese parties, accounting for more than 20% of the variance. However, if we compare the coding from the expert survey and the CMP it is striking that, while the former reveals a strong correlation between environmental policies and parties’ left-right positions, the CMP data shows no association between the two dimensions. This disagreement, which refers not only to the Portuguese case but also to other Western democracies, may be due to the salience assumed by this issue in the recent period – especially for left parties – or to a measurement error in the CMP estimates. This is a matter, however, that deserves more attention, especially when dealing with the 2009 Portuguese elections. Overall, two points stand out when analysing the dimensionality of Portuguese policy space. The first is the limitation of policy dimensionalities. It is practically consensual that economic and social issues represent the main dividing lines among Portuguese parties. It is controversial, however, whether a second dimension can clearly constitute a second axis for party competition. When comparing to other advanced democracies, thus, the Portuguese case seems to present a low degree of complexity. Several factors may account for this pattern. First, the conflict over regime choice limited the strength of cleavage politics and represented a “super-issue”, enclosing several overlapping Chapter Seven - Mapping the Political Landscape: a VAA in Portugal divisions. Second, the lack of parties’ strong roots within civil society, as well as the weak anchoring of electoral support in social cleavages. Third, non-material dimensions have displayed a low salience for both Portuguese voters and party competition. Still, it is important to note that recently non-material dimensions have become increasingly politicised. This is due to the fact that the majority Socialist government used its mandate to (1) hold a referendum in 2007 on the decriminalisation of abortion which effectively liberalised its access until 12 weeks of pregnancy; (2) liberalise divorce laws, making it easier for marriage to be dissolved; and (3) took a pledge on the legalisation of homosexual marriage including this topic in its 2009 electoral programme. The second point that is worth stressing deals with the evolution of the policy space. There are strong evidences that some of the dimensions which have traditionally distinguished Portuguese political parties have gradually lost their salience, especially after the consolidation of the Portuguese democracy. These refer specifically to regime support and the religious cleavage. By the contrary, other dimensions have acquired more relevance, namely with respect to European integration and post-materialist issues. The rise of a new actor, the BE, has contributed to attribute more salience to previously marginalized issues, while introducing at the same time new issues in the political agenda. Overall, a look at the issue salience over time through the CMP data shows that as far as the stabilization of the regime is assured, economy and regime support are relatively less relevant for policy competition, while social and environmental concerns began receiving more emphasis since 1987 onwards. 157 158 Marina Costa Lobo - Maarten Vink - Marco Lisi 7.3. Constructing the Bússola: Questions and Measurement How do we then evolve from the dimensions of political competition in Portugal to a voting advice application including 28 questions on the issues which dominate political competition? The Bússola team started by using the analysis above in Portugal to determine the number of axes – essentially corresponding to dimensions of political space which we would need to show the political landscape. From the discussion above there is clearly one main dimension of competition, which aggregates socio-economic issues, and which is extremely central to political competition. The other dimension, admittedly much less salient, incorporates issues which conceptually do not fit in the traditional leftright axis, purporting instead to values on morals, on foreign policy and on the environment. A second axis was thus conceived to aggregate the topics which Marks et. al. (2006) have denominated as Green-Alternative-Libertarian (GAL) vs. Traditional-Authority-Nationalist (TAN). This GAL-TAN dimension includes the environment, attitudes towards European integration, and all moral value issues which have been politicized recently by the Socialist party. Once those two axes were defined, the next step consisted of selecting the group of themes which were most relevant for each of these axis/dimensions, based on the previous discussion and analysis of what are the components of party competition. In each theme there are at least two questions. The first axis incorporates the following themes: Welfare State and Public Administration; Taxes and Finance; and Economy. The second axis incorporates the following themes: Life Styles and Ethics; Environment and Society; and European Integration. Chapter Seven - Mapping the Political Landscape: a VAA in Portugal Having defined the relevant themes within the main dimensions, it was then necessary to design the questions. This involved a careful study of way in which themes had been politicised, namely through collaboration with journalists and opinion makers, as well as analysis of media statements and parliamentary debates in order to ascertain which formulation would best capture both the differences between the parties, as well as the importance for the public. In order to avoid bias, exactly half of the statements are left-wing and half are right-wing, and this ideological balance was also kept within each theme, and within each axis. We also took special care to include questions which relate to issues “owned” by different parties, especially the smaller ones. The choice of questions also had to reflect the politics and policies of the previous four year parliamentary mandate, given that voting relies on retrospective evaluations. This was indeed a long process of deliberation that was necessary in order to ensure the greatest degree of neutrality in the questions that were ultimately included in the Bússola Eleitoral. Table 7.4 provides a full list of all questions that were included in the application. On the left-right axis, several questions refer to the role which the State should play in several areas, namely education, health, social security, regulation of prices. Important campaign issues such as the importance of balancing public accounts, the need to lower of taxes and to raise public investment in major public works were also included. On the GAL-TAN axis there were five questions relating to ethics, covering such topics as abortion, divorce, homosexual marriage and the decriminalization of drugs. On the theme of “society and environment”, four questions deal with topics ranging from the protection of the environment, immigration and issues of law and order. Finally, there were several questions tap- 159 160 Marina Costa Lobo - Maarten Vink - Marco Lisi ping attitudes towards the European Union, ranging from the generalist to the particular, namely asking the respondent whether s/he was in favour of the Lisbon Treaty. Table 7.4 – Twenty-eight question from the Bússola Eleitoral: Issues and Dimensions English Dimension Welfare State and Public Administration The role of the private sector in the educational system should be very limited Left Social security should be exclusively based on public funding Left The sustainability of social security will require the increase in retirement age for civil servants Right Private initiative should have a very limited role in health care Left The modernization of the public administration depends on the reduction of the number of civil servants Right Finances and Taxes Taxes should be reduced to increase economic growth Right Public accounts can only be balanced by sacrificing important economic and social objectives Left The nationalization of banks should be a solution of last resort Right The battle against inequality requires a bigger contribution from wealthy persons and companies Left In Portuguese society private initiative is not sufficiently compensated Right Economy Public-Private partnerships are a good way of funding public investments Right In the current situation constructing great public works, such as the TGV, is a good thing Left Chapter Seven - Mapping the Political Landscape: a VAA in Portugal Markets should be deregulated as much as possible Right Economic growth depends on more flexible labour laws Right The government should directly regulate the price of basic goods Left Life styles and Ethics Decriminalization of abortion is a good thing GAL Marriage should remain a union between people of the oppoTAN site sex Decriminalization of soft drugs is a good thing GAL Divorce should be facilitated as much as possible GAL Single women should not have access to publicly financed medically assisted procreation TAN Society and Environment We should protect the environment, even at the cost of economic growth GAL Criminals should be punished more severely TAN Quotas for women in politics are essential to increase the quality of democracy GAL In the current economic situation reducing quotas for immigrants is a good thing TAN European Integration The European Union should have a greater say in more policy areas GAL Portugal would be better off outside the European Union TAN European integration is a good thing GAL The ratification of the Lisbon Treaty, in its current form, is essential for the future of the European Union GAL Once the questions were designed, it was then necessary to position the political parties on each of them using a 161 162 Marina Costa Lobo - Maarten Vink - Marco Lisi five-point scale ranging from “completely agree” to “completely disagree”. The first step was the choice of parties. In principle, all parties running in the election should be present in the application, so that it could reflect accurately the Portuguese political landscape. Questions of timing were however also crucial. There were two parties which were created shortly before the election, and these could not be included. For each party, information was collected from a number of data sources, in a clear hierarchy. The most important document was the election manifesto for 2009, followed by transcripts from parliamentary debates during the previous legislative mandate (2005-2009). Party platforms elaborated for the latest party meeting were also considered. Moreover, the 2005 election manifesto was coded whenever it was available. Finally, all other type of documents, namely from party-websites, as well as media statements by leaders were coded and placed last in the hierarchy of data sources. Using all the information gathered, it was then possible to position each party on each question. Next, all parties were contacted and were asked to confirm that the calibration was indeed the most appropriate. In the instances where there was disagreement on the positioning of parties, the Bússola team had discretion as to whether any changes were made or not. New parties, running for the first time in a legislative election were asked to provide statements which would corroborate their positioning on issues. Chapter Seven - Mapping the Political Landscape: a VAA in Portugal Figure 7.1 – An ‘Electoral Compass’ of Portuguese Politics Source: <http://www.bussolaeleitoral.pt> This leads to the codification of twelve parties, across two dimensions of political competition, six themes, and twenty-eight questions which distinguish between political parties in Portugal. Figure 7.1 presents a visualization of the placement of these twelve parties on the two ideological dimension and, when looking at the five parties represented in parliament, clearly shows the three blocks of parties, with the CDU and BE on the extreme left, in the upper left quadrant; the PS left of the centre, also in the upper left quadrant; and the PSD and CDS-PP on the centre-right, in the lower-right quadrant. Apart from the marginal, but longstanding communist party PCTP-MRPP, all the other smaller parties are ideologically placed in the centre-right 163 164 Marina Costa Lobo - Maarten Vink - Marco Lisi (MMS, MEP, PDA and MPT), or the extreme right (PNR and PND). 7.4. The Bússola in use The website of the Bússola Eleitoral was activated and opened to the public via www.bussolaeleitoral.pt on Thursday 20 August. Our launching strategy was based on a twostep approach. First we announced the website in the blogosphere, via email, personal blogs, twitter and a dedicated ´cause´ page on Facebook in order to receive feedback from more activist users of the internet with more specific interest in online politics. This led to a use of around a thousand users per day. We used blogs and twitter to clarify a number of misconceptions around the vote advice application, for example with regard to coding and calibration. In a second phase we sent out short media statements and launched a campaign with our media partner SIC Noticias (´SIC News´), a commercial news channel with a much-visited and well-maintained website. They broadcasted a short item on the Bússola throughout the day, which was timed specifically in the first week after the end of August holiday period and around three weeks ahead of the elections. A short item was also announced on the main page of the website of SIC Noticias (<http://sic.sapo.pt/online/noticias>) as one of the five most important news items of the day. This had a significant effect on the use of the Bússola, with around fifteen thousand users alone on Wednesday 2 September. From the media launch until election day, the website was visited on average around six thousand times per day, with another peak of around twelve thousand users on the Friday before the elections, which took place on a Sunday (our statistics show much higher activity on workdays vis-à-vis weekend Chapter Seven - Mapping the Political Landscape: a VAA in Portugal days). By Election Day around 175 thousand visits had been registered. Visits to the website quickly dived below a thousand per day to stabilize around five hundred per day, signalling that vote advice applications do serve a purpose as well even after have casted (or not) a vote. Figure 7.2 shows the development of the visits to the website from the launch in August until a week after the elections. So how does that Bússola work? When they visit the website, users of the Bússola are asked to respond to the twentyeight questions used to differentiate between the ideological positions of political parties and to reply on a five-point Likert scale. The answers from each user are subsequently matched with the ‘answers’ of the parties (according to our coding) and as a result the user is presented with information about his or her placement in the ideological landscape. It is possible to answer ‘no opinion’ for a specific question, and if a user does so this question is left aside in the calculation of his or her ideological position. Figure 7.2 – Bússola Eleitoral: user statistics (20 August-7 October 2009) 200.000 Cumulative Per day 180.000 160.000 140.000 120.000 100.000 80.000 60.000 40.000 media launch 20.000 election day 0 1 2 3 4 5 Week 6 Source: <http://www.bussolaeleitoral.pt> 7 165 166 Marina Costa Lobo - Maarten Vink - Marco Lisi Beyond issue statements, the user had the possibility to answer two optional questions. The first was related to the “feeling thermometer” which asked users to rate their hostility/favourability toward party leaders on a 11-point scale. The second optional question dealt with vote propensity, by adopting the standard formulation (“how probable it is that you will vote for the following parties?”). It should be noted that this question was set before the final results and had no influence on the calculation of party-user proximity or agreement scores. The Bússola Eleitoral generates information about ideological position in relation to the twelve political parties in two slightly different ways. First, after having answered the set of twenty-eight question, each user is provided with a visualization of her or his ideological position, as in Figure 7.1. The position of the user is indicated by the pencil in the middle of the circle (the circle indicates the range of parties that lie within one standard deviation of the user’s position). The user can thus see which parties are closer and which parties are further away from her or his ideological position. Furthermore it should be noted that the ideological landscape is presented in an interactive format and that users can click on specific parties to see how these parties have answered (or rather, how we have coded them) on specific issues. All the information that we used to code each position of each party on each question is also provided, for the user’s information, and also by way of transparency of our coding process. The positioning of the elector – as well as that of parties – on the interactive map is calculated in the following way: it is the average positioning on the Likert scale (ranging from -2 to +2) for each of the questions included in a particular axis. The pencil in Figure 7.1 illustrates the position of the Chapter Seven - Mapping the Political Landscape: a VAA in Portugal average user (N=162.693). This position is virtually in the centre, on the horizontal left-right axis (0,034 on a scale from -2 to +2), and moderately ‘progressive’ (GAL) on the vertical axis (0,37 on a scale from -2 to +2). Table 7.5 – Proximity to party positions Nearest party Furthest party Frequency Percent Frequency Percent PS PSD CDS-PP CDU BE MEP MMS MPT PCTP-MRPP PDA PND PNR Total Missing 45,108 5,576 1,578 910 1,657 40,007 14,192 24,459 6,628 21,988 646 864 164,421 1,186 27.4 3.4 1.0 0.6 1.0 24.3 8.6 14.8 4.0 13.3 0.4 0.5 99.8 0.7 101 0 813 1,480 65,959 23 8 2 28 64 71,658 23,477 164,421 1,186 0.1 0.0 0.5 0.9 40.0 0.0 0.0 0.0 0.0 0.0 43.5 14.2 99.8 0.7 Total 164,799 100.0 164,799 100.0 Source: <http://www.bussolaeleitoral.pt> When looking at the proximity of users to each of the twelve parties, a descriptive analysis shows that the most frequent ‘advices’ (or rather, the indication of proximity) were towards the PS (27%) and the MEP (24%), a small centrist party. On the other hand, the most frequently noted ‘furthest’ parties were the PND (44%), on the right, 167 168 Marina Costa Lobo - Maarten Vink - Marco Lisi and the BE (40%), on the left (see Table 7.5). It should be noted, though, that these proximity scores were only calculated for the very nearest and the very furthest party, for each user. We also designed the website in such a way that these proximity scores were noted, but disappeared after a few seconds in order for users to explore more substantially their ideological relation to the different parties, on the different issues. A second form of information about ideological position is provided by the so-called ‘agreement’ scores. This measure is more useful, in terms of obtaining information not only about the two nearest and furthest parties, but rather obtaining a ranking of scores expressing the percentage of agreement with each of the parties. These scores, in a way, provide a more accurate picture of the ideological relation to the twelve parties, as they are not based on average ideological position on each of the two axes (as is the case for the proximity scores), but rather on the average agreement based on all of the twenty-eight questions. These scores are more accurate because, hypothetically, it could well be the case that a user occupies the same position on both of the axes, as one of the parties, but that this proximity is based on agreement and disagreement with different statements from the questionnaire. When we look at the available user data, we see – interestingly – that the four parties to which users ideologically relate most closely, in terms of agreement on important political issues, are four small parties that did not gain enough votes to be represented in parliament (see Table 7.6). Of these four, the MEP gained most votes (25.475), which in the Portuguese moderately disproportional system is not enough to win one of the 230 seats in Parliament, unless every single vote is concentrated in the same electoral district. Secondly, when looking at the five main par- Chapter Seven - Mapping the Political Landscape: a VAA in Portugal ties, the PSD, PS and CDS-PP are all relatively close to each other, in terms of agreement score, whereas for BE and CDU the average agreement scores are significantly lower, and not surprisingly relatively similar. These results, in combination with the results of the election (see Table 7.1), underscore the relative antagonistic character of the current Portuguese political climate, with a strong polarization between the left of the BE and CDU and the right of the PSD and CDS-PP, with the PS in an awkward position in between these two blocks. Table 7.6 – Agreement scores (average for twenty-eight questions) Agreement with MMS Agreement with MEP Agreement with MPT Agreement with PDA Agreement with PSD Agreement with PS Agreement with CDS-PP Agreement with PNR Agreement with BE Agreement with CDU Agreement with PND Agreement with PCTP-MRPP Valid N (listwise) Mean Std. Deviation 70.50 66.37 65.71 64.59 64.31 63.43 62.41 58.33 57.12 54.12 52.20 51.96 6.49 7.15 7.07 7.58 8.56 8.21 9.31 8.23 9.61 9.39 8.84 8.01 163,453 Source: <http://www.bussolaeleitoral.pt> 7.5. Discussion Vote advice applications are devised to inform voters about ideological differences between parties and about 169 170 Marina Costa Lobo - Maarten Vink - Marco Lisi their own position in the ideological landscape. Voters are not supposed to follow, certainly not mechanistically, the ‘advice’ of these tools and we would expect them to have a healthy distrust of any tool which tells them how to vote. Having said this, vote advice applications such as the Portuguese Bússola Eleitoral can be useful to provide clear programmatic information about party positions as a basis for a well-informed vote. In the Portuguese case, this is particularly important for several reasons: firstly, because parties tend to be relatively centrist, even comparatively (Morlino and Bosco, 2007), and media opinion tends to give the impression that parties do not differ in their stances towards policies. The Bússola Eleitoral shows very convincingly a substantial range of issues where parties differ. Secondly, in times where vote abstention is on the rise (Lobo, 2009), and a large part of non-voters are youngsters, we believe that the Bússola Eleitoral would be particularly relevant to contribute to political discussion among the electorate’s younger cohorts which are more prone to make use of the internet. Thirdly, the proportion of individuals who claim not to have a party identification is quite large, and thus it is plausible to think that in such a context issue voting might be more important. As previously seen, there is substantial disagreement with regard to the dimensionality of Portuguese political space and, more specifically, in terms of relevant policy issues. The Bússola Eleitoral sheds more light on the main issues of competition and it allows users to easily get information about differences between parties for each topic. Whereas, for example, the ideological differences among the main parties are limited in the areas of environment and European integration, huge differences exist with respect to public investments and gender rights. Moreover, one of the Chapter Seven - Mapping the Political Landscape: a VAA in Portugal main contributions of this tool was to offer an alternative methodology for coding party positions which is sensitive not only to the evolution of one’s country but also to the specificities of issue campaigns. With a vote advice application it is possible to give a complex view of party positioning in Portugal on the basis of a large database of relevant statements from electoral manifestoes, parliamentary debates and other sources. This is a useful tool in order to understand the evolution of party positioning over time. On the interpretation of user data, it is advisable to be extra cautious given that its representativeness is not assured. Nevertheless, having said this, a brief analysis of the user data shows that users were mostly centrist, and moderately progressive, which is in line with the results of the election where the two centrist parties won 66 per cent of the vote, with the centre-left PS staying the largest party (though losing its absolute majority). The answers from the users of the Bússola, on vote probability and sympathy scores for leaders, also indicate that users were very much centred on the five largest parties those already represented in parliament, and were not tempted away from these dominant parties despite strategic ideological positioning from some micro-parties in the core ideological heartland between the PS and PSD. Future analysis of the data is fundamental in order to explore better the links between electors and parties, and the degree to which the latter represent the former’s political preferences. 171 CHAPTER EIGHT wahlkabine.at: Promoting an Enlightened Understanding of Politics CHRISTINE MAYER, MARTIN WASSERMAIR Even though Jean-Jacques Rousseau promoted categorical principles of participation and inclusion, he remained sceptical as to whether members of a republican society could actually be regarded as citizens. In his most important work, The Social Contract, however, the French 18th century philosopher described the importance of a legitimate political order and of legal institutions. Reframing these early ideas of republican government into today’s realities, it makes sense to identify the characteristics that, according to Robert A. Dahl, a polity must achieve in order to qualify as democratic: effective participation, equality in voting, exercising final control over the agenda and, last but not least, gaining enlightened understanding. There is no doubt that Austria has to be considered a young democracy. Robert Dahl’s point about “enlightened understanding” is therefore of particular relevance: the people must know enough about what is going on and have access to uncensored sources of information, so that they know how to participate in their own best interest (Dahl, 2005). We all know that TV, newspapers, and magazines are societal players who exert considerable influence on public opinion. We are also well aware that the so-called mainstream media frequently does not facilitate enlightened understanding, as news coverage in pre-election times tends to focus on a candidate’s personality instead of their policies. It is therefore the questionable quality of the informa- 174 Christine Mayer - Martin Wassermair tion that impedes citizens who want to take their role as responsible citizens seriously, and not so much an overwhelming inundation with data that is often referred to as the curse of the Information Age. As a result, voters often have difficulty determining a party’s position, which can be identified as one of the reasons for an alleged “discontent with politics” – and politicians. On the other hand, wahlkabine.at, Austria’s most successful voting indicator and political orientation tool, provides clear information. It lists questions about topical issues in regional or national politics, gives access to all the answers and comments given by the contending parties, and a comprehensive glossary, which is regularly updated and expanded, provides background information about topical issues. Additional information comes in the form of interviews with politicians, texts, or teaching materials that can be used at schools. In a paper on e-democracy and online voting assistance tools, Fivaz and Schwarz (2007) argue that such tools can “enhance and strengthen fundamental democratic principles like political participation, transparency and accountability”. Needless to say, vote match tools do not, cannot, and should not serve as substitutes for independent reflection and responsible decision making, as wahlkabine.at points out repeatedly. This statement can be found on the website as well as in the course of the online tool. The site does not consider itself a “voting advisor" so much as a "political orientation tool”: it refrains from telling users who to vote for, and draws attention to the fact that 25 questions online should not be taken as the sole basis for a voting decision, as many other parameters have to be taken into consideration. Neither does wahlkabine.at serve as a suitable tool to examine political commitments or party memberships. Yet Chapter Eight - wahlkabine.at this is precisely the point where the project has met with the suspicion of political parties. In the most severe instances, there were threats of litigation or funding cuts – clearly attempts of censoring a tool committed to maintaining its independence vis-à-vis political interest groups. So what does wahlkabine.at do? First and foremost, it tries to raise awareness for political issues and offers guidance concerning party policies on current issues. And what is more, it is fun. The majority of users who send feedback or have been interviewed state that they were interested in wahlkabine.at because they perceived it as a “fun gadget”. They were “curious” to see whether their results would reflect their actual voting behaviour, and it was a “game” for them. The guiding idea behind the project was to create a cool tool capable of awakening an interest in political content, to make political positions visible, and to promote reflection and debate. So far, wahlkabine.at has fulfilled this goal – and has shown that the buzz phrase “disenchantment with politics” cannot always be easily applied to voters just because they decide to abstain from voting. Declining voter turnouts and a seemingly low interest in politics are a serious problem for democracies worldwide. As Monika Mokre, president of the Austrian Society of Political Science until 2009 and researcher at the Austrian Academy of Sciences, states, “the buzz phrase ‘disenchantment with politics’ is often used to denote that voters are not interested in the intricate workings of politics. By defining the problem as a general mental condition of the citizens, it is, at the same time, removed from the realm of political responsibility. Parties contesting in elections adapt to the (assumed) wishes of the voters by increasing personalization and by adopting commercial marketing strategies. Frequently, these forms of mediating politics are taken up and re-enforced by popular media. In addition, ever increasing numbers of opinion polls and quizzes 175 176 Christine Mayer - Martin Wassermair about the outcome of the elections contribute but little to evoking genuine interest in the voters, for the central task lies in politicizing voting decisions, i.e. in linking them to political contents. This goal cannot be reached by expecting citizens to search for a particular party position in its platforms, manifestos, and advertising brochures. Instead, easily accessible and attractive new instruments must be developed to disseminate information before elections” 1. She identifies wahlkabine.at as an instrument that catches the attention even of people who would not normally consult magazines or websites about politics, the tool’s main attraction being that it can be perceived as a “game” that nevertheless yields interesting results. On an English language website, wahlkabine.at has been described as “an Austrian voter education project [which] aims to increase political participation and voter turnout in local, parliamentary and European Parliament elections in Austria” 2. But however great the success of wahlkabine.at in the pre-election period, its function and significance (e.g., with regard to increasing voter turnout) still need to be properly assessed. A Council of Europe report on e-democracy states that the “electronic monitoring of parliamentarians can...be organised by civil society, which collects information on parliamentarians’ activities and performances and makes this information available to the public electronically” and cites wahlkabine.at as an example. Although wahlkabine.at is, of course, no such MP watch website, the similarities of MP watch sites and vote match tools are nevertheless vital. The report goes on to say that one may expect that “MP watch websites...once they are well established in the political Mokre, Monika. <http://wahlkabine.at/oegpw_statement2008> <http://www.intute.ac.uk/cgi-bin/fullrecord.pl?handle=2009052610252575> 1 2 Chapter Eight - wahlkabine.at landscape...will be followed by the citizen’s right to recall their representatives” 3. This assessment implies that such websites may serve as tools which do not only make politics and policies more transparent. What is more, they might eventually develop into tools used by the public to make politicians more accountable for their decisions. Or, as one user put it in his feedback email to wahlkabine.at, “It is refreshing to see how the Internet seemingly effortlessly overcomes these obstacles and gives us a view of the future of politics (or so I hope)! It is easy to imagine that future elections could be held like this – just imagine if for once the contesting parties were suddenly required to concentrate on issue-related politics!” 4 8.1. Historical overview In the fall of 2002, the Vienna-based Institute for New Culture Technologies/t0 decided to contribute an online project called wahlkabine.at (“polling booth”) to the upcoming Austrian parliamentary elections. Although the decision seemed spontaneous, it was actually based on solid motivations. After many years of work on the interface between art and culture and information and communication technologies, one of the most important insights concerned the increasing commercialization of the Internet, which had led to a more sober assessment of its emancipatory political potential. Against this background it became a priority to initiate a project that would allow a playful engagement with the political content represented by the various political parties, 3 <http://assembly.coe.int/Main.asp?link=/Documents/Working Docs/Doc09/EDOC11810.htm> 4 Anonymous, Sun, 31 Aug 2008, 20:30:44. 177 178 Christine Mayer - Martin Wassermair and would enable voters to identify their own political affinities. The initial challenge faced by a voting indicator tool of this type in Austria consisted in finding suitable partner organizations that would ensure an extensive reach as well as a solid implementation, combining political science expertise with software programming. In the end, wahlkabine.at was carried out by the Institute for New Culture Technologies/t0 in cooperation with the Gesellschaft für Politische Aufklärung, an NGO whose goal is the promotion of democracy in Austrian society, as well as the Austrian Society for Political Science. Nowadays, an additional partner organization is the Department of Political Science, University of Innsbruck. Developed by this group of civil society organisations and university departments, wahlkabine.at was an immediate success and has continued to attract hundreds of thousands of website visits. Since its inception in 2002, 68 million questions have been answered online and more than 2.5 million users have finished the various questionnaires. In the runup to the most recent parliamentary elections in 2008, a new record was established, when 23 million questions were answered and 850.000 users completed the whole quiz – a considerable achievement in a country of only 6.3 million eligible voters, making wahlkabine.at one of Europe’s most popular online vote match tools. The project has so far been carried out for the elections to the Austrian federal parliament, as well as the parliaments of the nine provinces, and elections to the European parliament. Additionally, one non-election variant was offered during the Austrian EU presidency in the first half of 2006. In the process wahlkabine.at has been established as a popular source of information independent from party affiliations or interest groups, which is considered trustworthy and reliable by voters trying to gather information and Chapter Eight - wahlkabine.at form an opinion in the “pre-voting sphere”. It has in fact become a staple of Austrian election times: voters blog about their results 5 and comment on the questions or the party’s answers 6; newspapers interview celebrities about filling in the questionnaire 7; many web pages and electronic newsletters include the link, and some newspapers have even been known to copy questions and answers for the benefit of their readers. What is more, wahlkabine.at is often accessed by pupils whose teachers use the questions as a starting point for debating current political issues in class, and who encourage their students to discuss similar questions with their friends, parents, and siblings. This tendency has also been confirmed in feedback provided by families indicating that the website had provided an important lead for discussions on society and political views between parents and children. Although the website is in German, the content also seems to be of interest to English-speaking residents in Austria or those who follow Austrian politics abroad. wahlkabine.at questionnaires have in the past been painstakingly translated into English by various users and were posted on blogs 8, in forums 9, or even on Wikipedia 10, which points to the relevance of the project for people who are interested in Austrian politics but do not understand German well enough to navigate the wahlkabine.at home<http://forum.rotefalken-wien.at/index.php?topic=6.0> <http://blog.bassena.org/2008/08/17/wahlkabineat-ist-wieder-damit-kleinen-patzern-und-ohne-fritz> 7 <http://wahlkabine.at/presse/sn020209/filedownload> 8 <http://www.peter-ould.net/2008/08/18/austria-how-would-youvote> 9 <http://www.uselectionatlas.org/FORUM/index.php?action=print page;topic=78731.0> 10 <http://en.wikipedia.org/wiki/Austrian_legislative_election_issue_ questionnaires,_2008> 5 6 179 180 Christine Mayer - Martin Wassermair page. This was one of the incentives to offer the project in both German and English for the EU elections, “for those internationalists that want to give it the Austrian try”, 11 as one blogger put it. The first opportunity towards an internationalisation of the project arose in autumn 2008, when the tool was established in Italy – under the name of “wahlkabine.it/cabinaelettorale.it” – as a bilingual service for voters in the autonomous province of South Tyrol (Südtirol). In 2009, an Italian project for the elections to the European Parliament was made possible in cooperation with the not-for-profit organisation “Politica è Partecipazione” and the University Sapienza in Rome. Besides, wahlkabine.at took part in the international network VoteMatch Europe (www.votematch.eu) with partner organisations from eleven European countries. The goal of this pan-European tool was “to promote European citizenship, to better inform citizens about elections for the European Parliament, teach voters about the programmatic differences between the contesting parties and to increase voter turnout” 12. wahlkabine.at was particularly interested in this cooperation as Austria has consistently shown a high degree of EU scepticism in public opinion polls since its accession to the European Union in 1995. The Eurobarometer 13 survey carried out by the European Union shows that Austria usually ranks considerably, i.e. 10 to 15%, below EU average. Election turnout had decreased from 67.7% in 1996 to 42.4% in 2004 14, and as for the elections in June 2009, only 21% of 11 <http://elections.thinkaboutit.eu/2009/05/wahlkabine-a-decisionhelp-for-austrian-and-other-eu-voters> 12 <http://votematch.eu/the-project> 13 <http://ec.europa.eu/public_opinion/standard_en.htm> 14 <http://www.europarl.europa.eu/elections2004/ep-election/sites/ de/results1306/turnout_ep/turnout_table.html> Chapter Eight - wahlkabine.at Austrians said that they would consider voting 15 (election turnout eventually amounted to 46%) 16. Seen against this background, it is important to note that in the same survey, a majority of interviewees said they wanted more information about the European Union: only 41% of respondents stated they knew how the EU worked, and 68% believed that Austrians in general were not very well informed about the EU 17. It is all the more interesting to see, therefore, that Austrian politics have fallen short of fully acknowledging this expression of citizens’ interest in political content and have failed to promote it, despite the fact that a political orientation tool of this type is capable of fostering a broad public interest in political questions and issues, and of promoting political debates. This becomes readily evident if one takes a closer look at the history and background of the project. From the very beginning, the wahlkabine.at project sought to reach a large audience and play an enlightening role in civic education. Not only did the questions it contained highlight political content that easily gets lost in increasingly noisy information environments, but the depiction of these political questions in the form of lists actually facilitated reflection as to which positions the various political parties actually occupied. Feedback provided to the editorial team indicates that in a number of users the tool has led to a heightened awareness of the actual content of political statements, and indeed, of any lack of clarity in political positions usually depicted in the media. The feedback feature – a link on the start page of wahlkabine.at – allows interactive contact with <http://www.spiegel.de/politik/deutschland/0,1518,619028,00.html> <http://de.wikipedia.org/wiki/Europawahl_2009#Wahlergebnis> 17 <http://ec.europa.eu/public_opinion/archives/eb/eb68/eb68_at_ nat.pdf> 15 16 181 182 Christine Mayer - Martin Wassermair the organizers. Thousands of users have made use of this possibility, many of them acknowledging the support the tool had provided in their arriving at an electoral decision. In many instances, users have voiced their dissatisfaction with a caste of politicians increasingly out of touch with the needs and wishes of “ordinary people”, and with the severe difficulties of orientation within the political system. 8.2. Method and Realisation wahlkabine.at is first and foremost considered an interesting alternative to traditional mainstream media as it serves as a quick guideline through party opinions and helps to compare political views of the user with those of political parties. Users fill in a questionnaire of approximately 25 questions. These answers are then compared with those given by the parties contesting within the upcoming elections. At the end of the quiz, users can access a detailed survey of all questions and answers as well as comments given by the parties. As an additional feature, a glossary provides background information about topical issues. In detail, the three-month editorial process behind each project can be described in four steps. First, a pool of about 70-100 questions is developed by a team of experts on politics, history, and journalism. Before elections on the federal level (parliamentary and EU elections), this team consists of representatives of the wahlkabine.at partner organisations, as well as journalists from various newspapers and news magazines distributed across the country. In the case of regional elections, journalists with a focus on regional and local issues are invited to take part in the editorial process. Second, a list of about 40 questions is sent to political parties (i.e. their executive boards) which are already repre- Chapter Eight - wahlkabine.at sented in the Austrian parliament, in the parliaments of Austria’s nine federal provinces, or the European Parliament. In order to make smaller parties aware of this opportunity to reach a wide audience, it is essential that parties notify wahlkabine.at of their plans to run for office. Therefore, wahlkabine.at has recently introduced a “call for candidates” on its website. The parties answer the questions (yes/ no; scale of importance graded 1-3) and also have the opportunity to comment on their answers. All comments are shown at the end of the online application, and can later be accessed in an overview on the website. Third, in a final editorial meeting the team selects about 25 questions to be included in the wahlkabine.at online version. Two criteria are paramount: topical relevance, and distinction between the party answers. Another focus is a selection of questions from a wide range of fields, such as art and culture, economics, education, energy, environment, family, food, gender politics, migration, religion, security, social welfare, or traffic. The editorial team also checks whether answers provided by the parties actually reflect their party line in recent months, and changes positions where deemed necessary. Finally, wahlkabine.at goes online about six weeks before the elections. Users answer about 25 questions by clicking “yes” (agree), “no” (disagree) or “no answer” (neutral). In addition, users have a range of nine grades to indicate whether they consider the issue in question important or not. The online tool then calculates which party’s answers correspond most closely with the user’s answers. The other parties are ranked accordingly and in descending order. By pinning down parties to provide clear “yes” or “no” answers and to comment on questions, wahlkabine.at serves as an essential information portal, not least by providing information on topics which may not even be included in 183 184 Christine Mayer - Martin Wassermair party platforms and manifestos. wahlkabine.at does not only provide a possibility to fill these information gaps; furthermore, all questions, answers, and comments are accessible on the website for years to come. This collection of statements has in fact become an important resource on party positions, and reflects their change over time. In spite of constant lack of support and promotion by the Austrian government, wahlkabine.at has thereby become a central source of information since its first launch in 2002. 8.3. Open Source and Privacy It is a guiding principle underlying the project that absolutely all the data concerning programming and computation must be entirely open: there is full information on the project’s goals, its processes and methods, and the weightings applied; the parties’ positions are presented in brief summaries. From the very beginning, the project has been committed to the open source principle, according to which the human-readable source code has to be freely accessible. This opens the possibility to view the code, to modify and develop it, and to create a form of cooperation directed primarily against the mechanisms of exclusion at work in proprietary programs (where code is considered “intellectual property” and zealously protected). One the other hand, one increasingly important indicator of the democratic quality of a society is privacy protection. Even if the general awareness of the importance of privacy leaves much to be desired, there seems to be a gradual awakening to the risks posed by new information and communication technologies. In the last decade, civil society organisations did not tire to draw attention to the restrictions on privacy which were imposed by governments, giving rise to a critical movement that refuses to sacrifice Chapter Eight - wahlkabine.at the most vital rights of the digital information age to a supposed fight against international terrorism. It comes as no surprise, then, that the use of collected user data has been a prominent question in wahlkabine.at – a question addressed in many different ways. Although the start page of wahlkabine.at contains a well visible statement assuring users that none of their data will be forwarded to third parties, scepticism seems to have won the upper hand in some users. In fact, none of the results and IP addresses (through which computers and servers could be identified) of any of the users have ever been stored. Given the fact that election campaigns are currently customized around individuals’ personal data, it is not surprising that an independent political online orientation tool beyond the reach of political parties generates nervousness. With this in mind, the Institute for New Culture Technologies/t0, an uncompromising defender of privacy rights, and all the other collaborating civil society and academic organizations, consider the protection of these rights as fundamental. 8.4. Conclusion The unbroken popularity of wahlkabine.at certainly serves as a powerful reminder that it is not the oft-quoted “disenchantment with politics” that ails Austria’s general public, but rather a profound disillusionment with the political caste, with the no-transparency of decision making, and the lack of opportunities for participation. Seven years after wahlkabine.at was first launched, interest in the project has not waned. Quite on the contrary: by expanding into new fields, like a tool developed for the elections to the Austrian Federal Economic Chamber in 2010, by seeking international co-operation, and by offering a wide array of infor- 185 186 Christine Mayer - Martin Wassermair mation about topical issues, wahlkabine.at still takes its role seriously. In her essay, Monika Mokre states that “democracy remains an empty term if those who are meant to make political decisions, i.e. the people, are not adequately informed on the issues they have to decide upon. By providing easily comprehensible information on relevant political topics in the run-up to elections, wahlkabine.at thus provides a central instrument of civic education” 18. Conceived as a game, a diversion, a gimmick with the very serious underlying ambition to whet the general public’s appetite for politics, wahlkabine.at will hopefully remain a fixture in the election calendars of years to come. 18 Mokre, Monika. <http://wahlkabine.at/oegpw_statement2008> CHAPTER NINE cabina-elettorale.it (Provides advice to Italian voters since 2009) ROBERTO DE ROSA Are Italian citizens really aware of party programs? To what extent their voting behaviour depends on this awareness? Bellucci (2007) has pointed out that the rapid decline of ideological polarization observed in the 1980s among the Italian mass electorate is an important effect of the softened role played by ‘institutionalized traditions’ in determining electoral behaviour. Ideological identification and traditions do not seem any longer the exclusive determinants of partisan choice, since the secularization of the electorate has allowed other factors to intervene. The socalled ‘opinion vote’ (Parisi and Pasquino, 1977) in particular has increased in significance in the last decades, thus indicating the existence of more rational evaluations by the voters when casting their ballots. However rational voting behaviour presupposes, among other, the possession by the electorate of a proper information with respect to the official positions of political parties on the issues. As made clear throughout the preceding chapters, VAAs help voters casting their vote by comparing the issue opinion of users with the political programmes of the parties. In this sense, they provide rational issue voters with ‘proper information’ about the issue position of parties. Aim of this paper is to put forward some empirical evidence gathered by the Italian VAA cabina-elettorale.it during the campaign for the 2009 European election. This is the first Voting Advice Application developed in Italy, and it was born 188 Roberto De Rosa from the collaboration between the Italian no-profit association Politica è Partecipazione, the Department of Political Studies at the University of Rome “Sapienza”, and the Institut für Neue Kulturtechnologien based in Vienna. Our Austrian partner provided us with the IT platform they employ in their own wahlkabine.at, whereas we took care of adapting it to the Italian context. The graphics and various features include those of Austrian original site wahlkabine.at. The feedback of users have made us conclude that cabinaelettorale.it is not a regarded as mere toy – at least by those who gave it a try – and that is thus likely to have an influence on both political awareness and voting decisions. It is true that in European elections Italian citizens not only vote for parties but also for particular candidates, and that the voting recommendation of cabina-elettorale.it is based on the political positions of political parties; nevertheless cabina-elettorale.it turns out to be particularly helpful, being Italian candidates nominated by party leaders and therefore strictly committed to the political line of the party itself. In this paper, methodology and realization will not be discussed, being exactly the same employed in the making of wahlkabine.at (see: Mayer and Wassermair in this volume). Rather, we will concentrate on the impact that the tool had on Italian users. Before presenting the data gathered through a post-test survey administered to the tool’s users in the days preceding the election, the recently reformed electoral law to the European Parliament and the most important changes in the Italian party system will be briefly outlined – so as to put the role of cabina-elettorale.it in perspective. Chapter Nine - cabina-elettorale.it 9.1. Italian politics at the outset of 2009 European Parliament elections Every European country is compelled to use the proportional representation system to designate its delegates to the European Parliament, in line with common principles adopted in 2002 on the basis of the Treaty of Amsterdam in 1997. The current Italian law was amended on 20 February 2009. It still operates through the Hare-Niemeyer method but it has been introduced a 4 percent threshold at the national level. Each voter can express not more than three preferences, according to the size of the constituency. The Italian territory is divided into five such constituencies with the only purpose of submitting nominations. Nonetheless, the distribution of seats is made in a National single district. In this sense, parties remain the core actors of the electoral process. Even though voters could base their vote choice on the appeal of a particular candidate, the size of the constituencies does not allow individual candidates to affect the distribution of the seats. Accordingly, candidates do not campaign for themselves more than they do for the party they belong to. And what matters the most, candidates have no incentive to highlight personal issue stances at the expense of those of the party. The relevance of a tool like cabina-elettorale.it in such setting lies thus in the crucial importance of party actors in the campaign, and it is further reinforced by the relatively ‘unknownness’ of the parties’ stands to the general public. The Italian party system has deeply changed in recent years and the transformations that have characterized it must still be fully understood by the electorate at large. There are no more long-tradition parties (as it was the case with Christian Democracy, or the Communist Party), whereas new parties – and in particular the two main actors of today’s politics: Popolo della Libertà and Partito Democratico – are still 189 190 Roberto De Rosa relatively novel to voters. For these reasons, we believe that cabina-elettorale.it can bring an important added value to voters in a context dominated by parties whose programmatic stands remain often obscure. 9.2. Tracing the VAA users’ profile For the analysis in this section, data has been drawn from an online survey conducted in the days before the 2009 European election (6-7 June 2009) among the users of cabina-elettorale.it. In particular, users have been asked after having played the test whether they wanted to answer some additional questions for scientific purposes. Our sample is thus formed by all the users who have deliberately chosen to submit to the survey. As known, however, Internet-based surveys are rather contested from a methodological point of view (see: Marschall and Schmidt in this volume). The major opposition is related to the problem of the sample representativeness, for there is no assurance that a sample drawn by online surveying produces data which can be comprehensive beyond the cluster of persons that were interviewed. Moreover, due to the anonymity of online communication, there is almost no control over who is truly filling out the questionnaire. Nonetheless, there was a primary cause to use to use web-based surveys in this particular research: in fact, the questionnaire is aimed at VAA users only. The best (and only) way to engage people who can estimate their experiences with VAAs is to get hold of them online just after they have used the tool. In doing so, we admit that we were not interested in creating a sample representative of the Italian electorate; neither were we looking for a sample that effectively reflects the composition of the online community. The first aim, in fact, is to trace only those who have Chapter Nine - cabina-elettorale.it used the tool. As a result, the population target is a random sample of the people using cabina-elettorale.it. Differently from other studies however, we decided to rely only on a small part of our sample (n=1006). To be more precise, we decided to include in our analysis only the respondents that have filled in the questionnaire in the period between June 5th (24 hours before the opening of the polls) and June 7th (second and last election day). Bearing in mind that a major problem with self-reported intentions is their ability to last in time, and being the effects of VAA usage on political participation at the core of our research, we decided to include in our analysis only those who used the tool (and answered to the questionnaire) in the day preceding the election or during the election days themselves. If VAA usage had a real effect on those who declared so, this should particularly be the case with respect to the respondents we have chosen. According to our data, people using cabina-elettorale.it is rather young (see Table 9.1). About 43 percent are younger than 30 years. There is a clearly over-representation of this cluster of age in respect to the others and such a distribution does not match up with the demographic characteristics of the Italian society: those under 30 years in the Italian population account only for approximately 20 percent. This result is quite expected, in view of the fact that the age distribution within the online population does not match the age distribution of the society at all. The cabina-elettorale.it users do not completely match the distribution among the online population either. The users of the cabina-elettorale.it are on average younger than the average Internet user. Within the online population, only about 21 percent are younger than 30 years. Strongly underrepresented in the cabina-elettorale.it community is the segment of people between 30 and 49 years (24%) which represent, on the con- 191 192 Roberto De Rosa trary, the majority of the Italian web population (45,5%). Adequately represented are the classes of aged 50 years and over: about twenty-seven percent in the cabina-elettorale.it population – which is almost the same percentage in the Italian online population. Table 9.1 – Age groups, aged 14 and above (in percent) Age (in years) 14-19 20-29 30-39 40-49 50-59 6 43 13 11 13 Online population 9 20 18 24 13 General population 5 11 15 16 13 Source: <http://www.cabina-elettorale.it>; Istat (2008; 2009) cabina-elettorale.it users 60+ 14 12 26 Table 9.2 – Educational level Baccalaureate or an academic degree High school diploma Middle school diploma Still attending school 60% 31% 1% 8% Source: <http://www.cabina-elettorale.it> The average level of formal education background of the analyzed sample is rather high: sixty percent of those using cabina-elettorale.it is made up of persons with an academic degree, while thirty-one percent are high school graduates (some of which attending a baccalaureate degree); quite underrepresented are people with a basic formal education only (see Table 9.2). It must be admitted that, on average, Internet users have a higher formal educational background than the Italian population on the whole (Istat, 2009). Anyway, cabina-elettorale.it users have attained an even better formal education than the average online population. Gen- Chapter Nine - cabina-elettorale.it 193 der is equally represented (55% male and 45% female) and is in line with the internet population standards. Probably as a consequence of their higher education level, cabina-elettorale.it users show deep concerns in politics and are comparatively more politically dynamic than the average of Italian population (Table 9.3). About 60 percent of the respondents consider themselves politically interested, and the same percentage claims to frequently discuss political questions. Moreover 42 percent admit to do both. People declaring to be members of a political party are a little overrepresented in the sample (8%), while the participation in civic voluntarism area is quite underestimate: in Italy the percentage of citizens that claims are involved in social activities is about 9 percent (Istat, 2009), whereas in the cabina-elettorale.it they reach about 5 percent. Table 9.3 – Users’ political profile (percentage agreeing) Interested in politics Discuss often politics/policy issues Well informed on European Union 59% 59% 21% Member of a political party Member of other political organization 8% 5% Clear party preferences “In next EU elections I will vote the same party I voted in national elections” EU election as second level national election? “My vote choice in EU elections will be influenced by national concerns” 26% 25% Source: <http://www.cabina-elettorale.it> Contrary to the second order theory (Reif and Schmidt, 1980), that postulates the vote at the European election to be driven mostly by national concerns, our sample reveals rather surprisingly that those casting a vote on the basis of 194 Roberto De Rosa national political concerns are not more than a fourth of the respondents. In our opinion, this might be explained on the ground that VAA users are comparatively more interested in (and knowledgeable of) political matters – therefore, more likely to cast their ballot on the basis of what is actually at stake. What is more difficult to explain is the high percentage of respondents not declaring to have already a clear party preference (74 percent) coupled with the extremely low proportion of those declaring that might reconsider their vote choice due to their experience with the tool (2 percent). It is a quite discouraging finding, for it seems to imply that although many are looking for the right party to vote for, only a very few find the ‘right party’ thanks to the tool. However, this finding should also be put in perspective. As shown in the previous chapters, VAAs needs time to be taken seriously by the general public, and admittedly we could not expect better results being this the first VAA experience in the country. The percentage of respondents that argued that they will go to the ballot remains in line with the participatory electoral tradition: 83 percent of the respondents declared that they plan to go to vote. Only 6 percent claims that they will not vote although they are by law entitled to vote. A posteriori, the participatory picture drawn by the cabina-elettorale.it community will be way higher of the real turnout, whereas in fact only 65 percent of the Italian electorate took advantage of their right to vote in the European election of 2009. To sum up, the profile of the cabina-elettorale.it user seems to be characterized as: young, highly educated, very interested in politics and keenly participating. Chapter Nine - cabina-elettorale.it 9.3. The impact on users: data analysis What can we say with respect to the users’ reaction to the test in terms of behaviour? Are our findings in line with the trends expressed during the previous European elections in 2004? In order to answer these questions, we will compare the results from our sample with those of VoteMatch 2004 1. As to the first question, 40 percent of the Italian sample declares that cabina-elettorale.it has raised attention on current political and election campaign issues, and 34 percent has found it helpful to understand the differences between the political parties on the run (see Table 9.4). This result is really indicative of the educational and information potential of such tools. Only 37 percent of the survey population have had fun playing cabina-elettorale.it. When compared with the results of the online survey from VoteMatch 2004, this is a quite low value (see Table 9.4). An explanation of this result could be detected in the fact that the political information in Italy has come to a saturation point and therefore an instrument like cabina-elettorale.it is perceived more as a technical instrument and is thus faced with greater seriousness rather than with a playful spirit. More importantly, cabina-elettorale.it has been considered useful by 19 percent of the sample in taking a vote decision, whereas 16 percent of the respondents declare that it had been useless. Furthermore, 46 percent of the respondents claim that the vote advice will not have any consequences in their voting decision. This sentence may prove that party preferences of Italian VAA users are indeed vigorous – or at least, more vigorous than they would seem. VoteMatch 2004 is the first truly European VAA developed by the Instituut voor Publiek en Politiek. For more information, see <http://www. votematch.eu>. 1 195 196 Roberto De Rosa Certainty cabina-elettorale.it shows to be a great instrument of activation of information exchange on political issues: 41 percent of the sample admits that “will discuss the result with others”, and 34 percent will recommend others to play the test. Moreover, roughly one in five claims that (s)he feels motivated to acquire further information on the election and political issues after having played the test. Very low is the percentage of those declaring that they will eventually turnout thanks to the test, although they did not plan to vote before (3%) – as low as the percentage of those declaring that they wish to change the voting choice following the voting advice given by the VAA. Overall, it would seem that cabina-elettorale.it had not a great effect on its users, when compared with the results of VoteMatch 2004 (see columns 2 and 3 in Table 9.4). However, as we explained above, VAAs needs time to be taken seriously by the general public. Seen in this light, our findings represent a rather encouraging point of departure for further efforts. Table 9.4 – cabina.elettorale.it effects on users (in percent) The voting advice will not have any influence on my choice of vote Will discuss the result of the test with others Made aware of current political issues Had fun! Difference of parties are now clearer to me Will recommend to use Cabina-elettorale.it Motivated to inform myself further on politics Motivated to vote cabinaelettorale.it 2009 Votematch.eu 2004 46 - 41 40 37 34 34 21 3 72 44 94 48 47 8 Sources: <http://www.cabina-elettorale.it>, <http://www.votematch.eu> Chapter Nine - cabina-elettorale.it 9.4. Conclusions The first thing that can be said about cabina-elettorale.it is that, as every other VAA, it stimulates activities that go beyond the mere usage of an Internet-based test. We observed its effects on different forms of offline political participation: users talked about their results with others; some of them were encouraged to look for further political information; and, although in a minor number of cases, they were motivated to go to the polls even if they had not planned to do so. Internet activities are far from being sealed in a virtual dimension: there is indeed a real link between visiting political websites and offline participation (Levinsen, 2004). The first connection in this sequence refers to the peculiar group of those using political websites. Our findings show that the typical user of cabina-elettorale.it is neither an average citizen nor an average Internet surfer. People using VAAs correspond to the subdivision of highly politically active citizens, with a high educational background too. cabinaelettorale.it users consider themselves interested in politics; they are involved in political parties more than other citizens and claim to regularly participate in political discussions. As a result, many of those playing the tool were already politically active before using the VAA. A second connection starts immediately after the users have played the tool. People feels motivated to discuss their result with others, thus activating new processes of information exchange on political issues and feeling motivated to acquire further information on the election and political issues. At the moment we can detect a really small number of people who were motivated by the tool (and only by the tool) to take advantage of their right to vote. The applica- 197 198 Roberto De Rosa tion is relatively new to the Italian citizens and it is not as well known as the German Wahl-O-Mat or the Dutch StemWijzer, but future experiences with the tool may provide more interesting results in a time to come. Tools such as cabina-elettorale.it may turn out to be ever more popular. Voting advice applications have already demonstrated that they can be important elements in pre-election periods. In the future, these tools might probably reveal their entire potential as shifting force on the political culture and democratic customs of a society. CHAPTER TEN Are the Voting Advice Applications (VAAs) Telling the Truth? Measuring VAAs' Quality. Case Study from the Czech Republic. MICHAL ŠKOP Without many doubts, the Voting Advice Applications (VAAs) are gaining popularity in recent years. It is happening thanks to the technology, which is more and more easily accessible. However, the question of their quality is not very discussed (Walgrave et al., 2009 being one of few exceptions). I would like to introduce and discuss several quality criteria for VAAs, using two popular VAAs from the Czech Republic to illustrate them. 10.1. Types of VAAs The preparation and choice of the questions and the acquisition of the parties' answers 1 are the crucial points 1 For the sake of simplicity, I am going to speak about a scenario, when the VAA is prepared for parliamentary elections with different parties. Obviously, this is not always a true. There may be any kind of elections (for a city mayor, to a university body, etc.) and there may not be parties (but individuals, etc.). Also, when I use the word “answer”, I usually refer to the parties' answers, which are used to calculate the match with the users' answers to VAA's questions. In some cases, the “answers” are not real answers at all, they may be actually assessed by the authors or by some experts, etc. But they have the same function in such a VAA as answers have in other types of VAAs. 200 Michal Škop for any VAA. We may divide the VAAs into a few groups depending on the way the questions and answers are obtained, namely: - “Vote-O-Mat method” (“VMm” in this text) - VMm with questions answered by the political parties (“VMPm”) - VMm with questions answered by some experts (“VMEm”) - “Roll-call method” (“RCm”) VMm: I call it after probably the biggest VAA so far, the German Wahl-O-Mat. The questions are wholly invented by the authors, possibly with a help of experts (e.g., political scientist, journalists). A typical example of the question may be: “Shall teachers get more money?” Most of the existing VAAs use one of these two methods: - VMPm: the questions are sent to the parties and they send back the answers, which are used for the VAA. This approach was used, among others, for VoteMatch.eu in 2009, or it is used for StemWijzer.nl; - VMEm: the opinion of the parties about the questions is filled by some experts (usually political scientists). This method was used, for example, for EuProfiler.eu in 2009. RCm: The VAA's questions are based on real topics, which have been voted in a parliament. The answers are simply taken from the roll-call records. This method is used in StemmenTracker.nl or the in majority of KohoVolit.eu's VAAs. Obviously, this method depends on existence of the roll-call data. If the data are not accessible, this method Chapter Ten - Are the Voting Advice Applications Telling the Truth? cannot be used. A typical question, to stress the difference from the VMm, may be: “Would you have supported the bill granting 8 % increase in teachers' salaries, which was voted in the parliament on 29th Feb 2008?” 10.2. Quality of VAAs The ideal VAA may be described easily – it should suggest to a user the right party, which will best represent him in the parliament during the forthcoming parliamentary term. It should suggest the party which is going to vote in the parliament as the user himself would vote. Also, it should show him correctly how well all the parties would represent him. But measuring the quality of a VAA is rather a complex issue. I am going to present one set of criteria to evaluate it. These criteria are generally indirect. Obviously, this set of criteria is not generally established, and other authors may come with different ones. I concentrate only on the structural criteria, thus I am not taking into account the graphical design and similar features of VAAs in this study. I divide the criteria into a few groups: 1) Calculation and Interpretation 1.A. Are the matches calculated in the best way? 1.B. Are the results reported correctly in a clear way? 2) Unbiasedness 2.A. Are the VAA's questions unbiased? 2.B. Are the VAA's answers unbiased? 3) Selection of parties, questions and answers (VAA's structure) 3.A. Are all the relevant political parties included? 201 202 Michal Škop 3.B. Are the VAA's questions relevant, are they going to be decided? 3.C. Do the parties' answers reflect the truth? 3.D. Do the structure of questions model correctly the political space? The quality of the criteria from the first two groups (e.g., “Calculation and Interpretation” and “Unbiasedness”) may be measured using polls or questionnaires. Unfortunately, I did not have the resources needed to conduct such a study, so I am not going to discuss these two parts. Regarding the criterion (2), I would only like to mention the danger when a VAA is prepared by a lobby group (the Slovak VAA Politický Supermarket organized by pro-liberal Hayek Institute in 2006 may be an example). I am going to concentrate only on the last group (3) of the quality criteria for VAAs, that is, the questions about VAAs’ structure. These criteria may be checked more or less easily. Unfortunately for the VAAs' authors, they may be checked generally only after some time has passed since the actual deployment of the VAA. So the analyses serve more as valuable lessons to the VAAs' authors for preparation of the next VAAs. 10.3. Quality depends on the method to construct a VAA The selection of method for constructing a VAA itself may determine the quality of the VAA. a. Are all the relevant political parties included? The VAA should contain all the parties, which will gain seats in the parliament from the elections. RCm: It usually includes most of them or all. The parties without seats in the old parliament are, however, excluded. Chapter Ten - Are the Voting Advice Applications Telling the Truth? VMm: It usually includes all. It fully depends on the VAA's authors (and the will of the parties in case of VMPm). b. Are the VAA's questions relevant, are they going to be decided? The questions should be discussed and decided (voted) during the parliamentary term following the elections. Nonrelevant questions may be interesting, but they do not help the user to choose the right party to correctly represent him in the parliament. RCm: It contains only questions, which have already been voted in a parliament. The topics may get back to the parliament, but only sometimes. It is one of the biggest problems of the RCm. VMm: Possibly. It depends on the VAA's authors and their choice of questions. c. Do the parties' answers reflect the truth? The answers should correspond to parties' real votes on the matter. Parties' programs and promises may differ considerably from their actual behaviour. RCm: 100 %. The real voting records are used. The only difference may occur, if a party votes differently on the same matter than it did during the previous parliamentary term. VMm: Possibly. It is totally left to the parties in case of VMPm. It depends on the VAA's authors in case of VMEm. d. Do the structure of questions model correctly the political space? The political space has dimensions like economic left and right, liberalism–conservatism–socialism, pro-EU and antiEU, and so on. The shape of the political space emerge from the votes in the parliament (not the way round, as it is 203 204 Michal Škop usually done in VAAs). Therefore these dimensions vary in each parliament. The VAA should closely reproduce the real political space in order to provide a user with a good advice. It means that the parties' positions against each others from the real political space should be reproduced in the VAA. Parties, which vote alike in the parliament, should result close to each other in the VAA; parties, which vote differently, should be farther also in the VAA. Particularly, the VAA should not oversimplify the political space. For example, it should not have only questions on the left-right division, when there is also the pro-EU and anti-EU dimension presented in the parliament. RCm: Possibly. It depends on the VAA's authors and their choice of questions. VMm: Possibly. It depends on the VAA's authors and their choice of questions. To summarize the above: The RCm is generally less depending on the VAA's authors, the method “takes care” about many issues itself. On the contrary, the VMm depends on the authors very much. It is much easier to end with a bad VAA (which misleads the users) in case of VMm than in case of RCm. 10.4. Case study: VAAs realized for the Czech general elections 2006 The case study uses two VAAs prepared for the general elections to the Lower House of the Parliament in the Czech Republic in June 2006. There were only two VAAs prepared for the elections – KohoVolit.eu and Volební rádce (“Elections Adviser” in English) by iDnes.cz. KohoVolit.eu (RCm) is run by a non-partisan Czech-Slovak NGO with the same name. It has prepared several VAAs, using both RCm and VMm (the first pan-European RCm in Chapter Ten - Are the Voting Advice Applications Telling the Truth? 2009 among others). Here I use the VAA made for the Czech elections 2006. It consisted of 28 questions and included 5 political parties 2. iDnes.cz (Volební rádce, VMPm) was the most visited Czech news portal at the time of the elections. Their VAA consisted of 23 questions and they included 8 political parties. Five political parties were elected to the Lower House during the Czech general elections in June 2006. The government was supported by the coalition of the Conservatives, the Christians and the Greens, with help of 2 MPs elected for the Socialists. The opposition consisted of the Socialists and the Communists. There were other MPs switching the sides later on, and the Christians split into two parties in 2009, but it does not have a serious impact on the case study. The overview is given in Table 10.1. The government lost the vote of confidence in March 2009. Although the mayor parties agreed on early elections to be hold in October 2009, the Constitutional Court ruled them out and the elections are expected to take place during spring 2010. Therefore the results of the case study may yet change, but very probably not significantly. To summarize: There were two big parties (the Conservatives and the Socialists) and three smaller ones (the Communists, the Christians and the Greens) in the Lower House for the parliamentary term 2006 – 2010. 2 Note: The present author is co-author of this application. 205 206 Michal Škop Table 10.1 – Political parties and number of their MPs elected to the Lower House of the Czech Parliament during general elections in 2006 MPs Ideology English denomination Governmental coalition ODS KDU-ČSL SZ + Switchers from ČSSD 81 13 6 Conservatives Civic democratic party Christian Dem. Union Christians Green party Greens 2 Opposition ČSSD 74 (-2) KSČM 26 Socialists Communists Czech Social Democratic Party Communist Party of Bohemia and Moravia Source: <http://www.vlada.cz> 10.5. The quality criteria evaluated in cases of the Czech VAAs a. Are all the relevant political parties included? This criterion may be measured easily by the proportion of the parties or MPs elected to the parliament, which had also been included in the VAA. KohoVolit.eu. Out of the parties who gained seats in the parliament, only the Green party was not included (as it had not been present in the previous Lower House). Therefore 4 out of 5 parties were included (80%), which accounted for 194 out of 200 newly elected MPs (97%). (The 95% confidence interval for the percentage of parties is 45% – 100%.) iDnes.cz. All the elected parties were included (100%). Chapter Ten - Are the Voting Advice Applications Telling the Truth? b. Are the VAA's questions relevant, are they going to be decided? I measure this criterion using the number of the VAA's questions, which were actually discussed and voted in the Parliament or the Parliament had an impact on them, e.g., they could be decided by the Government elected by the Parliament. KohoVolit.eu. Two of the 28 questions (from the previous parliamentary term) were voted again, and up to 11 others were similar to the ones voted in the new Lower House. One was voted in Senate. Other two were discussed in the Government (elected by the Lower House). Altogether, more than half of the questions in the VAA found its reflex in the new Lower House (16 questions out of 28, 57%). We, as the authors, may expect the percentage to be between 39% and 75%, if we were to use the same way to construct a VAA (it is the 95% confidence interval around 57%). It seems to me a rather good result for this criterion (for a RCm, as this is a weak point for this method). iDnes.cz. 11 out of the 23 questions were voted in the Lower House. One question was voted only in Senate (“Are you for banning the propaganda of communism?”). Even if other two of the questions belonged to the responsibility of the Government (elected by the Lower House), the rest was practically out of reach of politicians in the Parliament (e.g.,“What rate of unemployment will be in 2010?”). There was also another problem with the quality of the VAA from this point of view: Five of the questions were voted in one single division (the complex law included five of the questions, but also many other changes). Anyway, we may calculate roughly that slightly more than a half of the questions were really voted in the Parliament or the Parliament had some influence on them (14 of 23, 61%). If the authors were to use the same way to construct a new VAA, the may expect the percentage between 41% and 207 208 Michal Škop 81% (the 95% confidence interval for the rate estimated to 61%). To me, it seems to be rather a under-standard result (for a VMm, as this is generally a strong point of this method). c. Do the parties' answers reflect the truth? I measure this criterion by the percentage of consistency between VAA's answers and how the MPs voted during the parliamentary term. The value around 50% would be achieved by a “random vote” or “random answers” – when the MPs' real votes and the parties' answers in the VAA are uncorrelated. The VAA would give false (opposite) advices if the value was under 50%. KohoVolit.eu. This criterion is fulfilled “by definition”, thanks to the way the RCm is constructed (it uses the real recorded votes as answers). iDnes.cz. There were some problems worth mentioning with the quality of the VAA from this point of view: - Some questions were too general: For example, “Shall all patients pay for the medical prescription?”. The topic was voted several times in the Lower House, two of them: “Shall patients pay for the medical prescription?” and “Shall patients excluding children under 18 years pay for the medical prescription?”. These two questions may be voted very differently and therefore these VAA's question was not constructed well. - Questions voted more times and differently: For example, “Shall patients pay for their stay in hospitals?”. - Questions were a part of more complex divisions: For example, the question “Should be nuclear energy produced in the Czech Republic?” was part of the governmental confidence vote. Chapter Ten - Are the Voting Advice Applications Telling the Truth? The overall (considering all MPs) results gave 63% match between the MPs' votes and the parties' answers in the VAA (95% confidence interval 36% – 90%). Therefore it is not even statistically significantly better than a random vote (50%), although the actual result (63%) is better than the random vote (see breakdown by the parties in Table 10.2). Table 10.2 – Match between the VAA's answers given by the parties and their real voting behaviour Party ČSSD (Socialists) KDU-ČSL (Christians) KSČM (Communists) ODS (Conservatives) SZ (Greens) All MPs Match 59% 61% 72% 63% 76% 95% confidence inteval 63% 36% - 90% 31% - 87% 34% - 89% 46% - 97% 36% - 90% 52% - 100% Only the Greens (and almost the Communists) have the result statistically significantly better than the random vote. For those interested in the exact procedure, the calculations went as follow: - The match of a single MP with a party's single answer to the VAA: if the answer was “yes” and he voted in favour, or if the answer was “no” and he voted against or abstained (vote “abstain” has the same effect as “no” in the Czech Parliament, except for few particular divisions). Disagreement – in opposite cases. Half agreement and half disagreement – in case the MP was absent (therefore we do not know how he would have voted). 209 210 Michal Škop - The match with a single answer for a whole party was calculated simply as the average over all MPs, members of the party's parliamentary club at the moment of casting votes. The MPs who had been elected for a party, but had left it later, were not included in the calculation (there were only few such MPs, but they often switched the sides: from the opposition to the governmental coalition and vice versa). In case of more divisions about the same question – the average of them was used (so each question had the same weight in the calculation). - The overall match is simply the average of the matches for every question and all the MPs. The confidence interval was estimated rather roughly using the estimation for a binomial distribution. (But taking into account all the inaccuracies of the questions and respective divisions, the error introduced by the use of the rough statistical method instead of a complex model is quite irrelevant.) d. Do the structure of questions model correctly the political space? This criterion may be measured in many ways. One of them is to compare the “distances” between the parties using the answers in the VAA and “distances” in reality using the MPs' voting records. Practically, the correlation or distance matrices may be used. There is not a standard way to compare two such matrices, an easy way to do it is to decompose the correlation matrices using factor analysis (or similar method – Nominate algorithm, etc.), take the first two dimensions and compare position of the parties in this new 2D space. KohoVolit.eu. The factor analysis (principal components analysis) was used to compute the dimensions. There were two computations used – a) using all real recorded votes Chapter Ten - Are the Voting Advice Applications Telling the Truth? and b) the answers/recorded votes from the VAA's questions only – and then the results were overlaid. Therefore the dimensions do not represent exactly the same. However, the structure should be the same to fulfill the criterion (generally, it does not hold always the other way round, the same “picture” does not guarantee the criterion fulfilment). The structure computed from the VAA is based on the previous Lower House, because of the nature of the RCm. It differs from the one computed from the voting records, particularly the position of the Christians is different (see Figure 10.1) . It is due to the very different government majority and opposition for parliamentary terms before and after 2006 (the Government until 2006 consisted of Socialists + Christians + Liberals, and after 2006 of Conservatives + Christians + Greens). iDnes.cz. The computation is similar to the first case. There were also two factor analyses, one using all the rollcall voting records (dashed line), the other only the recorded roll-call votes for the VAA's questions (solid line) – it is like in the previous case, the two sets of dimensions are not exactly the same. But again, the pictures should be similar to fulfil the criterion. The parties' answers to the VAA (dotted line) are projections to the space constructed using the real roll-call votes (solid line), they have identical dimensions. And the picture should again be similar. We may see that there are actually two structures to look at, because of the big discrepancy between the parties' answers and their real voting behaviour. The selection of the questions covers the whole space well if looking at the real votes. But the parties voted very differently from their answers to the VAA. It means that the VAA's authors chose good questions to represent the political space, which has emerged during the parliamentary term. However, this fact 211 212 Michal Škop was destroyed by the false parties' answers to the VAA (see Figure 10.2). Figure 10.1 – Comparison of the political space: roll-call votes vs. VAA structure Note: Dashed line represents roll-call votes in the Lower House; solid line represents VAA structure Chapter Ten - Are the Voting Advice Applications Telling the Truth? Figure 10.2 – Comparison of the political space: roll-call votes vs. parties’ answer to VAA Note: Dashed line represents roll-call votes in the Lower House; solid line represents parties’ answers to the VAA 10.6. Summary of the criteria We can summarize the results of the evaluation of the four criteria into Table 10.3. We can see, that the iDnes.cz's VAA (VMPm) crucial problem is the discrepancy between parties' answers to the questions before the elections and their actual behaviour (votes) afterwards. This fact considerably degrades the 213 214 Michal Škop whole VAA. The advices obtained from such VAA are only slightly better than random ones. There were also too many irrelevant questions. Table 10.3 – VAA’s evaluation criteria: A summary Criterion VMm (iDnes.cz) RCm (KohoVolit.eu) a. Are all the relevant political parties included? Generally Case study Usually yes 100% All, or almost all 80 % (45% - 100%) b. Are the questions “the” important questions, which are being discussed? Generally Case study Possibly 52% (32% - 73%) Partly 50% (31% - 69%) c. Do the parties' answers (stands) reflect the truth? Generally Case study Possibly 63% (36% - 90%) 100% 100% d. Do the structure of questions cover correctly the political space? Generally Case study Possibly Good (Qs); Bad (As) Possibly Good The biggest problems of KohoVolit.eu's VAA (RCm) are the exclusion of one of the elected parties (even if the smallest one) and the selection of the questions. The VAA provides users with a true view on the parliament, but it is quite anchored in the past. Chapter Ten - Are the Voting Advice Applications Telling the Truth? 10.7. Conclusion and discussion The main goal of a Voting Advice Applications (VAA) is to suggest to a user a party (or candidate), which is going to represent him in the best way possible after the elections. Generally, it should provide the user with information, how all the relevant parties would represent him. However, this simple general criterion is directly immeasurable. Therefore, the aim of this study was to introduce a set of criteria to be able to measure the quality of a VAA. I introduced three basic categories of the criteria: (1) Calculation and Interpretation; (2) Unbiasedness; and (3) Selection of parties, questions and answers (e.g., Structure). I concentrated on the last category only, because it can be calculated directly from publicly accessible “hard” data (i.e., on-line roll-call voting records). I also described three different methods to construct a VAA and showed that the choice of the method is of great importance for the quality of the VAA. There is no single best method, each having its advantages and limitations. In the study, I tested two real VAAs using the criteria. Both VAAs were prepared for the general elections in the Czech Republic in 2006. As the parliamentary term is almost over, it was possible to evaluate the results. The two VAAs were prepared by different authors using different methods. The big news portal iDnes.cz used probably the most traditional method: statements (questions) prepared by them and answers provided by the parties. The NGO KohoVolit.eu used questions based on real divisions from the Parliament (from the past term) and the roll-call voting records served naturally as the answers. I found out that both VAAs were worth to use, as the user got generally advice, which was better than no advice at all (the random advice). Nevertheless, both VAAs had 215 216 Michal Škop also important problems. The biggest problem of the iDnes.cz's VAA was a huge difference between parties' answers to the VAA and their real votes later on in the Parliament. Thus the VAA heavily supported the misleading election propaganda of the parties. There is an open question, if this problem is more general or it is rather a problem of this particular VAA (taking into account that the Czech Republic is still a “young” democracy when compared to the Western European countries). On the other hand, the most important problem of the KohoVolit.eu's VAA was its excessive concentration on the past and not on the future. The results of the case study show that the question of quality of VAAs should be more investigated as the VAAs are very probably going to be used more often and for different kinds of elections in the very near future. The case study also shows that the existing and established VAAs may have serious problems with the trustworthiness of their advices. It might suggest a way for a new generation of VAAs, which would combine the strong points from the different methods avoiding the pitfalls. In my opinion, the development of these new VAAs is one of the important challenges for the VAAs' authors for the coming years. CHAPTER ELEVEN The use of Voter Advice Application in Poland – Glosuje.com.pl AGATA DZIEWULSKA As the turnout in the European Parliamentary elections continues to decrease to the now alarming level of under 50% of the eligible population, the question of an effective solution is more and more frequently raised. In the first elections to the EP in 1979, almost 62% of those who were eligible took part in the elections 1. From then on, the turnout has progressively decreased in the following elections, reaching for the first time in 1999 the level of under 50%. While the result of 45,47% of voter participation in 2004 could have raised concern, the recent EP elections of June 2009 reached the astonishingly low level of 43% in the scale of the entire European Union in spite of there being several states in the EU where participations in elections is obligatory and therefore the turnout very high. Poland is not one of these. In an analysis of the unimpressive EU average, the statistics on the participation of Poles in the EP elections may demonstrate where the low Europe-wide score can originate. In 2004, shortly after Poland had joined the EU in May 2004, Poles took part for the first time in the elections to the EP. The attendance reached the level of merely 20,87% which was partly excused by the lack of experience 1 All the data presented in this paragraph comes from: <www.europarl.europa.eu/parliament/archive/elections2009>; accessed 05/01/2010. 218 Agata Dziewulska in how things work in the EU although there is unfortunately no research that can prove that today, five years later, the voter know-how of the EU elections has grown very much. In the recent elections the turnout amounted to 24,53% of eligible voters 2. In precise figures, there are 30.565.272 eligible voters in Poland and just over 7.5 million of them turned up for the elections. Although the percentage is higher than the last time, in fact only just under a quarter of voters took time to vote and showed an interest in the event. While in political circles the low attendance was anticipated, it was hard to think of how to increase it. Why is it that people do not go voting? What could be done in order to make them go? This article studies the results of a Voter Advice Application (VAA) project applied in Poland in the context of these two questions. As Glosuje.com.pl – the VAA studied – was aimed to be first and foremost a means of raising turnout, the utility of the application is presented in the broader context of a voter profile. Therefore the first part of the paper presents a survey on anticipated voter commitment done in April 2009 and concentrates on the “structure” of voters, dividing them into three large categories: those who declared their participation in the elections, those who refused to take part and a group of hesitant voters. This first part of the article aims to identify the reasons for there being such a big group of hesitant voters and studies how those reasons could have been neutralised. As it appears, one of the crucial arguments hesitant voters indicated was their poor understanding of the elections. 2 The statistics on the turnout in the Polish EP elections of 2009 comes from the Polish State Electoral Commission (<www.pe2009. pkw.org.pl>; accessed 05/01/2010). Chapter Eleven - The use of Voter Advice Application in Poland The second part of the article presents Mypolitiq – a VAA applied in Lithuania, Poland and Latvia with the aim of disseminating information about the EP elections – and offers some statistics regarding the use of this tool. Particular attention is drawn to the Polish branch of this VAA (Glosuje.com.pl) and data collected on the behaviour and preferences of its users. Several elements of the project are analysed, such as the issue of candidates’ registration, the building of the questionnaire, the promotion of the project. This part of the article is concluded with lessons learned about the project and a judgement of the extent to which VAA was useful for voters and its influence on the turnout of the EP 2009 elections. 11.1. A profile of Polish voters and a hypothesis of reasons for their apparent reluctance to participate in EU elections In April 2009 the Warsaw-based Institute of Public Affairs (IPA) presented data prepared by the TNS-OBOP research group concerning the expected voter participation in the then-coming elections 3. The main focus of the survey was to identify the undecided voters and the reasons for their hesitation. From the IPA analysis we learn that 35% of the respondents declared their “definite” participation in 3 The Institute of Public Affairs is an independent, non-partisan public policy think tank aiming to support modernization reforms and to provide a forum for informed debate on social and political issues in Poland. It conducts research as well as societal analysis and presents policy recommendations. The research analysed in this article is entitled Uczestnictwo Polaków w wyborach – postawy wobec nadchodzących wyborów do Parlamentu Europejskiego, and can be found on the web page of the Institute of Public Affairs (<http://www.isp.org.pl/?v=page&id=650&ln=pl>; accessed 20/01/2010). 219 220 Agata Dziewulska the elections. Already this data, compared to the actual turnout in the elections of merely a month and 10 days later – which was barely 25% and thus 10% lower than the survey had promised – proves interesting and delivers a valuable conclusion: a considerable proportion of the population surveyed will say things they feel they are expected to possibly just in order to make them look good. From then on, working on the voter participation and awarenessraising becomes a truly demanding occupation. Further, the research showed that there is very little knowledge regarding both the EP and the EU as far as the researched group is concerned. The lack of awareness is represented by the high percentage of wrong answers indicated relating to the question of the way the EP is elected. Only 52% of the researched group said that the Polish members of the EP are selected by voters in state-wide elections. Alternative answers to the same question indicated that the members of the EP are picked: - “by the Polish parliament from amongst its members” (19% of respondents); - “designated by the government” (8% of respondents); - “designated by the president” (2% of respondents); - “it’s hard to say” (19% of respondents). This means that only 52% of the population appears to have any idea about the institutions of the EU. In April 2009, the data showed not only little improvement on expected participation in the EP elections of 2009 but also practically nil upgrade of the know-how of the EP itself compared to five years earlier. In 2004, two months after the first EP elections in Poland had taken place, merely 48% of the researched group demonstrated an informed opinion about the way the EP is made up. As the data Chapter Eleven - The use of Voter Advice Application in Poland shows, little has changed in the five years between the first and the second elections – the number of those who can identify the way the EP is formed grew only by 4%, a figure which can, by sceptics, easily be placed within the margin of error. Table 11.1 – The awareness of Poles regarding the way Polish MEPs are elected. March 2003 August 2004 April 2009 They are elected by the whole society in elections They are elected by the members of the Polish parliament from amongst themselves They are designated by the Polish government They are designated by the Polish president It is hard to say 27% 48% 52% 21% 24% 19% 17% 6% 8% 3% 2% 2% 32% 20% 19% Total 100% 100% 100% Source: Institute of Public Affairs, <http://www.isp.org.pl/?v= page&id=650&ln=pl>; accessed 20/01/2010 That the knowledge of the EP had not improved since Poland joined the EU in 2004 could hardly have come as a surprise, as the facts about the EU institutions had not been broadcast by the state authorities and there was no major campaign promoting general knowledge of the EU and the EP. The society proves to know little about the EU which prompts a suggestion that there is a high level of confusion and perhaps even intimidation among Poles 221 222 Agata Dziewulska which can influence the turnout, the mechanism being that if people are lost in the unsorted and therefore incomprehensible information they get, they are disoriented and reluctant to take part in events relating to this confused area. There is also an identifiable correlation between the recognition of the correct way of electing the members of the EP and declared participation in the June 2009 elections: the greater the knowledge of the EP, the more likely a person would be to intend to vote. The same stands for the age and general level of education: the younger and better educated a person, the more likely s/he would be to declare a definite intention to take part in the elections. Nevertheless, further research would be required before making a general rule out of these correlations at present. 11.2. Hesitant voters – how many are there and who are they? Alongside the 35% of the population who declared their definite will to take part in the EP elections in 2009, there was a very large group of those who hesitated. About 41% was still considering whether or not to go voting as late as mid April, with the elections scheduled for the beginning of June: 14% declared “rather going voting”, 16% – “rather not going voting” and 11% – “still do not know”. That would mean that two months before the elections there were still 41% of voters open to arguments in favour of taking part in the poll. The general characteristic of this group could be demonstrated by their knowledge of the EU institutions and their attitude towards the EU. Most of those who in April were considering taking part in the elections did not know the exact procedure for the forming of the EP. Whilst the ones who declared their definite intention to participate in the elections made up 44% of those who knew elections were the key to choosing members of Chapter Eleven - The use of Voter Advice Application in Poland the EP, the undecided eligible voters (who were a bigger group than the “definite voters” by 6%) made up 34%. This means that a large part of the hesitant voters were not aware of the importance of the elections. Possibly they would have gone to vote if they had realised the significance of their action as there is high declared support for elections as such in Poland due possibly to historical reasons. The analysis of the voters’ attitudes towards the elections showed that about 33% of the respondents declared that “it is very important to take part in elections” while 40% said “it is rather important”. These were by far the largest groups of all, followed by only 14% of those who said elections were “rather unimportant” and 6% of those who think taking part in elections is definitely irrelevant. In general terms, therefore, there is strong support in the society for the elections as such – at least as declared. 11.3. Why do hesitant voters stay at home? As the IPA April 2009 research showed, mostly those who are satisfied with the performance of the EU with regard to the development of Poland over the last years are happy to elect members of the EP. The group of dissatisfied declared their definite intention not to take part in the elections, while it is hard to present the definite profile of the hesitant eligible voters. Their voices on whether it turned out to be profitable to join the EU or not are divided evenly. There were several issues that kept the hesitant eligible voters on hold. When asked about the reasons for their not intending to take part in the elections, the respondents indicated foremost: 223 224 Agata Dziewulska - “it is hard to say” (23% of respondents); - “the lack of the appropriate candidate” (18% of respondents); - “I do not feel adequately informed about the elections or candidates” (14% of respondents); - “I do not trust parties or politicians” (14% of respondents); - “I am not interested in politics” (11% of respondents). Another round of similar questions to which the respondents could have given more than one answer confirmed the results above: over one third of the researched group indicated their lack of trust for the politicians and political parties and close to a third declared they were not properly informed about the elections or the candidates. When asked whether there was something that could convince them to go voting, the respondents indicated: • • • • • “there is nothing that would convince me” (28% of respondents); “hard to say” (23% of respondents); “the right candidates and programmes” (21% of respondents); “if I got more respect for the politics and politicians” (14% of respondents); “an informative campaign about the elections and the candidates” (10% of respondents). Leaving aside those who declared nothing would convince them, and taking into account that there is little one could do in the short term in order to raise the level of trust for the politicians, there appeared to be still a viable way of gaining support for the elections. As some of the respondents declared that a good campaign delivering information about the elections and introducing candidates would probably make them go voting (i.e. 10% above) and that finding a proper candidate was Chapter Eleven - The use of Voter Advice Application in Poland the key for them (i.e. 21% above) adding to this the chance that some of those who had declared “hard to say” would change their minds, it was indeed a measurably consistent group. If the declarations people made coincided with their actual behaviour and a voter was a purely rational item, one third of the eligible voters from the group that considered attending elections (the hesitant ones) could have been convinced to join the elections if properly informed about them. A third of the large group of 41% makes 13,5%. Therefore – and again considering a voter rational – if the 35% of the population who declared they would take part in the elections had in fact gone to vote and had been joined by the 13,5% of those who were ready to go if they had received enough information about the EP, elections and the candidates, the turnout in Poland would have had a fair chance of amounting to 48,5%. True, that would be under 50% but still above the EU average in 2009. The IPA survey is concluded with a remark that there is little knowledge among Poles about the EU and its institutions, about the importance of the EP and its role in the EU, together with little recognition of the way the EP is elected. There is no project on informing the society about the EU current undertakings that would succeed and the elected members of the EP do not seem to have time or interest to interact with people in their constituencies, to provide them with information about what it is they do. In order to increase the election turnout there is the need to talk openly about the advantages of participation in the EU. As for medium and short-term measures, the IPA recommends that since the large group of hesitant eligible voters know little about the EP and elections, there is an urgent need to deliver them information and initiate activities which could increase the voter turnout. 225 226 Agata Dziewulska 11.4. Mypolitiq – VAA in Poland, Lithuania and Latvia As if in response to the demand, a couple of months before the announcement of the IPA research results in April, the Centre for Europe of the University of Warsaw had started cooperation on a Voter Advice Application with an international group called Mypolitiq – a Lithuania-based NGO 4. The project involved the introduction of a Smart Voting System which would help interested voters in Poland to find out more about the candidates. The Polish project called Glosuje.com.pl started operations online in mid May, about 3 weeks before the EP elections 5. By registering their answers and comments, the candidates made it possible for internauts (hereafter internet users) to compare their opinions with those of the politicians by filling in the same form. There were thirty five questions to answer in several thematic groups: general, foreign policy, economy, social policy and education, energy, home and justice affairs, ethics. All the questions were formulated so that there were only five answers possible: “agree”, “somewhat agree”, “somewhat disagree”, “disagree”, “no opinion”. After a voter had completed the questionnaire, the application indicated all the candidates registered in the database in a list starting from those whose opinions on the issues related to the EU were closest to the ones of the voter, and finishing with those whose answers were least compatible. Therefore the application indicated more than just one politician, allowing the voter to survey the opinions of all those candidates who had registered their answers. For a voter who was searching for the right candidate to vote for, Glosuje.com.pl seemed to be the perfect answer. 4 The project web site is available on <http://www.mypolitiq.eu>. The Polish branch of the project can be found on <http://www.Glosuje.com.pl>. 5 Chapter Eleven - The use of Voter Advice Application in Poland The same 35 questions were made available to voters in Poland, Lithuania and Latvia. One of the aims of the project was to prepare similar conditions in all three countries so that it would be possible at a later stage to carry out comparative analysis. The table below demonstrates the basic data on the tool used in these three countries. Table 11.2 – Mypolitiq – basic statistics in Poland, Lithuania & Latvia Poland Lithuania Latvia Users Visits Completed tests Total candidates Candidates registered on the site 43,830 56,119 28,823 1,300 142 39,499 52,277 7,527 265 88 2,242 3,141 1,255 180 31 Registration rate 11.18% 33.21% 17.22% Source: data collected by the Mypolitiq project team on the basis of Google Analytics. One of the first things one reads from this data is the comparatively good performance of the Lithuanian part of the project – for instance the number of visits paid was almost as high as in Poland despite the huge difference in the size of population. The largest number of newly elected EP members, 50, comes from Poland while there are 12 new Lithuanian members of the EP and 8 of the current members of the EP come from Latvia. Compared to the number of newly elected members of the EP, Lithuania did best of all of three researched countries in terms of the relation between the visitors of the web site of the project and the places in the EP. Although Poland had almost 44 thousand users who visited the site for a total of over 56 thousand times, the electorate of Poland is larger than that of Lithua- 227 228 Agata Dziewulska nia by a much larger proportion 6. As the data in Table 11.2 indicates, the Lithuanian part of the project attracted about 39,5 thousand users who paid over 52 thousand visits. Latvia, with an electorate not much smaller than that of Lithuania had only 2,2 thousand users who visited the site for a total of just over 3 thousand times. The success of the Lithuanian Mypolitiq can be explained in two ways. Firstly, unlike in Poland or Latvia, the project was run for the second time in Lithuania. The previous experience of implementing the Smart Voting System allowed for an easier promotion of the project as it had been promoted in Lithuania for some time, with positive feedback from users and Seed Camp advisors and judges 7. Secondly, there were presidential elections run at the same time as the EP elections in Lithuania so the interest in the elections as such at that time was much higher than if it had been only the matter of choosing new members of the EP (in Latvia the EP 2009 elections were run together with the local elections). The general presumption would be that the higher the interest in the elections, the more useful any kind of 6 According to the Polish State Electoral Commission, there were 30.565.272 eligible voters in Poland in 2009 (<http://www.pe2009.pkw.org.pl>). In Lithuania, the Central Electoral Commission of the Republic of Lithuania declares that there were 2.692.397 eligible voters for the EP 2009 elections (<http://www.vrk.lt>) and similar data for Latvia would be 1.388.875 registered voters in 2002 (<http://www.electionguide.org>; accessed 21/01/2009). Although this data is not guaranteed correct for the EP 2009 elections, it may be useful in comparison of scales. 7 The project was awarded “The Most Innovative Non-commercial Product 2008” on the Lithuanian Infobalt trades, “The Innovation Prize of 2008” from the Lithuanian Centre for Innovation and Lithuanian Economic Forum and won the “Seedcamp Warsaw” for Central and Eastern Europe in 2009. Seedcamp is a kind of fair for new ideas in IT, with a competent body of advisors and judges who help to get a start-up project off the ground. Chapter Eleven - The use of Voter Advice Application in Poland voter advisor application and the more interest in such devices from the voters. Lithuania also showed the highest registration rate, which is the proportion between the total number of the candidates and the number that registered on the web page. Out of 265 candidates, 88 registered their profiles on the Mypolitiq web page in Lithuania (about 33%). The scale for Poland was very different as there were 1300 candidates and about 11% of them filled in the glousje.com.pl questionnaire. However, in actual figures that does mean that 142 candidates were successfully approached. Obviously, fuelling or even suggesting any competition between the branches of the project in the three countries was definitely not the point. One of the long-term goals would be to come to common conclusions about voter behaviour in these countries but for 2009 it was not possible for a number of reasons, the most relevant being a decentralisation in terms of financing and marketing. The top priority was to keep the project compact as far as the questionnaire was concerned in all three countries, and political, economic and social scientists and specialists in EU issues from all three countries worked together on preparing the best possible set of questions 8. Apart from this close collaboration, there were different teams working on the development of the project in different countries. The Polish branch of the project was composed of merely 3 part-time volunteers and had virtually no finances to promote the project in advertising or in the dissemination of information among the candidates and users. It was all done more by strength of volunteer manpower rather than by any financially viable 8 The project leaders are: Institute of International Relations and Political Sciences of the University of Vilnius, Centre for Europe of the University of Warsaw, Institute of Economic Sciences of the Polish Academy of Sciences, Kazimierz Pulaski Foundation. 229 230 Agata Dziewulska means with the result that it has so far not been feasible to prepare any follow-up research on the statistics in the three countries involved in the project. 11.5. Glosuje.com.pl in Poland – the candidates The registration of the candidates was on a voluntary basis and was completed by the candidates themselves or else their teams. None of the candidates was included in the database without his or her full consent. Although a relatively low percentage of candidates in Poland registered with Glosuje.com.pl (142 out of 1300), it managed to attract the majority of the leaders of the electoral lists, and their registration on the web page was indicative for the rest of the candidates on the lists of the same parties. There was too a large sample of candidates of numbers two to five on the electoral lists that registered. Therefore, although the number of candidates registered could appear to be few in comparison to the total number of candidates, the most important ones did join which meant that the users had access to a fair representation of the political options. Only one party currently relevant in the political life was under-represented: Prawo i Sprawiedliwość (Law and Justice – the party of the current president of Polandthe party Jarosław Kaczyński is the head of) registered only one candidate. The lack of a reasonable sample of candidates from this particular party was in fact the missing link in the project, and the only weak point indicated by the users in their feedback. Although it was clear that the in-depth research on voter preferences can be conducted only with the participation of candidates of a large variety of parties, there was little to be done with respect to the encouraging of the under-represented party (and no funds available anyway for more extensive research). All the parties and their candi- Chapter Eleven - The use of Voter Advice Application in Poland dates were approached in the same intensive manner although this particular one did not agree to considering a VAA a useful form of promotion despite the presentation of the VAA being an attractive space for the candidates to present their opinions: next to the questionnaire there was also space available for comments on the answers. This space was intended to provide a soap box for the candidates to explain their thinking about the matter the question related to. Sixty one of the candidates used the comment space but only one of them commented on all of the answers he gave. 11.6. Who used the VAA in Poland? The profile of a user The main obstacle to more successful marketing was the budget of the project. As it was practically non-existent, the body of the work was done using cheap tools on the web. Apart from a couple of short articles that appeared in the daily press in the second half of May giving the project good press, mailing lists were used and free promotion web pages, like Wykop.pl – a web page designed to promote anything internet users consider a good idea or an interesting web page. In fact, a note on Wykop.pl caused interest in the project to grow overnight from about a thousand visits a day to over ten thousand in 24 hours. Then the avalanche stopped and the project team used other forms of promotion. The experience with a free online promotion tool made it clear that in creating a Voter Advisor Application project, a good knowledge of current trends in web users’ behaviour is essential. The majority of the users of Glosuje.com.pl came from Poland (over 53 thousand visits), but there was some interest in the application in the UK, Germany, USA, Belgium, The Netherlands, Ireland and France, as well as slight traffic 231 232 Agata Dziewulska from partner countries: Lithuania and Latvia. While the interest of the last two countries to figure on the list occurred most probably because the project was well linked between the country web pages of the project, the first group of states may to some extent demonstrate the interest of Polish ex-pats in different parts of the world. In fact considering these users, at one stage, after having reviewed a number of suggestions, the idea came up of opening a web application designed for London, mainly in order to encourage Poles there to vote. After considerable discussion the idea collapsed however as there was little time and few resources to carry it out. Table 11.3 – Total population and page view statistics in big cities City Warsaw Kraków Poznań Wrocław Katowice Lódź Lublin Gdańsk Szczecin Bydgoszcz Number of page views Total population 15,845 5,454 3,892 3,536 2,597 2,391 1,683 1,564 1,406 1,102 1,706,600 756,600 560,900 632,900 312,200 753,200 351,800 455,700 407,800 361,200 Source: data collected by the Mypolitiq project team on the basis of Google Analytics; Concise Statistical Yearbook of Poland, 2009 (Warsaw: Central Statistical Office) Regarding the users in Poland, most of them live in big cities and in fact there is a correlation between the size of a Chapter Eleven - The use of Voter Advice Application in Poland place and the number of internauts interested in the project: in general terms – with some exceptions – the bigger the city the more visits, with Warsaw – the capital city (1,7 mln. inhabitants and over 15 thousand visits) – outnumbering by almost three times the next city on the list – Kraków (0,75 mln. inhabitants and just under 5,5 thousand visits). The table below offers data relating to the size of a city and Glosuje.com.pl source of traffic. It may well be for at least two reasons that there were more Glosuje.com.pl users in big cities. One of them is that as in a big city there live more people than in a small, it is easier to obtain a high number of them using the web site. An alternative explanation would relate more to the data on internet usage. This second analysis would rather concentrate on the argument that people in medium and small cities are prone to other, more traditional forms of promotion – like billboards, advertisements in newspapers or TV commercials – than advertising on the web and even more so people in places smaller that a small city. This hypothesis cannot be verified at the moment as there was no study done on the usage of internet in relation to the Glosuje.com.pl project. This, however, remains one of the aspects of the project to be examined in due course. 11.7. The questionnaire – what it involved and what it says about the voters There were six areas of questions: “foreign policy”, “economic policy”, “social policy”, “energy policy”, “ethics and values”, “general questions” placed in the questionnaire in this particular order, which was selected on the basis of the suggestions of the beta-testers of the project. It was assumed that a user accessed the questionnaire at the indicated beginning and was expected to follow as suggested by 233 234 Agata Dziewulska the application, nevertheless it was possible to skip a number of questions and choose the area which would be of the user’s greatest interest (the areas were clearly marked on the top side of the questionnaire and a user could have changed the area at any point). Although the users answered the question more or less as designed in the project, there were questions that attracted more attention than others. For instance, a strikingly high interest was enjoyed by question number 31 (that is the one close to the end of the questionnaire) which received most answers, followed by questions number one and two. This question number 31 related to the future shape of the EU, its character and institutions: “do you agree that the EU should turn into a federation?”. In comparative terms, the area of “foreign policy” was of greatest interest to the users, with its two opening questions: “do you agree that the EU should have common military forces?” and “do you agree that Turkey should join the EU in the future?”. All out of five questions in the field of foreign policy were within the top 15 of the most interest of the users. In this area, questions of a higher level of generality attracted more attention than those relating to details. The second area of high interest was economic policy. Again, it is hard to say to what extent it was so because of its being placed second in the questionnaire and how much it is of real interest to the users. Both foreign and economic policies were compact in terms of the attention of the users – the number of answers given to the questions in this area are similar and therefore the questions are placed in ranking of numbers of answers close to each other. With just one exception: “do you agree that the EU should place much more money for science and research in its budget?” did not attract much attention. Chapter Eleven - The use of Voter Advice Application in Poland The greatest discrepancy in terms of popularity and number of answers given indicated the area of “general questions” which was understandable, as it consisted of various questions like the already quoted question number 31 or these: “do you agree that the EP should be given more legislative power?”, “do you agree that unanimity voting in the EU should be limited?”, “do you support the idea of internet voting in the EP elections?” or “do you agree that there should be European-wide referenda on the most important EU treaties?”. The field of general questions was the third one in terms of popularity among users, closely followed by “social policy” with its most popular question: “do you agree that there should be a united, trans-border system of health care in the EU for all the EU citizens?”. Least interesting of the social policy questions was the one relating to the equalisation of incomes of men and women. Energy policy questions did not receive any particular attention but they were largely diversified regarding the interest. While “do you agree that the EU should do everything possible to diminish its dependence on energy resources from Russia?” was the second least interesting of all the questions, the NordStream pipeline project question was an absolute hit. “Do you support the idea of building the NordStream pipeline through the Baltic Sea?” drew the attention of so many people that it came sixth in the ranking of popularity. A striking thing is that these two questions relate to the same issue in fact. As the NordStream is mainly a Russian initiative, its implementation would inevitable increase dependence of the EU on the Russian energy resources. As there is no data as to which answers each of the users indicated, it is hard to interpret this inconsistency. It can be that the users assumed the two questions are about the same issue and answered just one of them, but it may also be that they preferred to answer a question that 235 236 Agata Dziewulska related to a something more specifically detailed. In this case, the level of detail in questions would differ in the energy-related field from that of foreign policy, where the users preferred rather general questions. Yet another alternative explanation would relate to the information traffic in mass media, which often use “NordStream” as a slogan, rarely explaining the more overall issue of the EU energy resource dependence. “Ethics and values” were of least interest to the users and none of them appears in the first 25 most answered questions. In this area, the 26th on the ranking list of popularity comes: “do you agree that the EU should ban genetically modified food?” and the rest of the questions of this field come in the last five of the ranking. Least interesting of all seemed to be the question about euthanasia: “do you support a law on euthanasia?”. The “ethics and values” field had been hotly discussed between the specialists that took part in the preparation of the questionnaire: those who were in favour of including “ethics and values” argued that it is more these issues that make the biggest distinction between the parties, as the political and economic programme as well as social policy projects are very similar among them. The ones who were against retorted that the questions should relate exclusively to the issues the EP has anything to do with and “ethics and values” are rather far from these. The practice verified the second option as right as there was very little (compared to other issues) interest in this particular field. In order to formulate the ultimate judgement about the inclusion of the “ethics and values” questions, one would need to perform an analysis of the internet usage as there is a large probability that this sort of question would be important for a large group of voters who do not use internet. Another option to verify would be to research the electorate of the party that was under- Chapter Eleven - The use of Voter Advice Application in Poland represented as there is a reason behind a belief that its electorate is prone to making a decision precisely in relation to this sort of question but as there was only one candidate of this party registered on the web site, probably few of the voters used the VAA. Table 11.4 – Glosuje.com.pl – the number of questions answered by users Number of questions answered 1-4 5 6 7 8-29 30 31-33 34 35 Number of users 64-260 863 2,615 106 85-759 1,159 1,450-2,840 4,326 8,258 Source: data collected by the Mypolitiq project team on the basis of Google Analytics The discussion about the inclusion of the “ethics and value” and the little interest it received from the users does not mean, however, that the area should be abandoned once and for all. Quite probably this sort of question would prove useful in a different type of election: state parliamentary, local or even presidential. The EP elections questionnaire cannot expect to be universal. Regarding the number of questions answered there is some interesting data available. The largest number of users did not answer all the 35 questions, skipping some on the way or concentrating only on those they considered relevant. In general terms, users 237 238 Agata Dziewulska were interested in answering rather more questions than fewer. Over 8,2 thousand users submitted their questionnaire with all 35 questions answered and that was the biggest group if we divide users into categories of the numbers of the questions answered. Table 11.4 shows how many questions were answered by how many users. The second largest group, after the one that answered all 35 questions, was the one that marked 34 of them – it amounted to half of the previous group with its over 4 thousand users. There were two thresholds visible with regard to the number of questions answered: the first one was at the level of 6 questions, answered by 2615 people (863 people answered 5 questions and only 106 users answered 7 questions). The second threshold was at the level of 30 questions, where the rate of answers reached over one thousand after a relatively low rate of between 7 and 29 answers. Between 30 and 33 answers the flow increases gently and reaches a high level of over 4 thousand at 34 questions. The above statistics for the number of questions answered could be interpreted as meaning that the questionnaire was possibly too long. It may have included rather too many questions and forced a user to stay on the web page for a little longer than s/he would be willing to. The first large bulk of users stopped filling in the questionnaire after the sixth question but once they got over the sixth, they found it hard to stop and went on almost to the end of the questionnaire. It should be possible to prepare a questionnaire of about 20 to 25 questions that would be both indicative and not too long in the perception of a user. An ideal questionnaire should allow a user the feeling of a fair sample of relevant questions at the same time as delivering a satisfying and immediate answer. Chapter Eleven - The use of Voter Advice Application in Poland 11.8. Glosuje.com.pl – the major findings The major question the project team intended to answer was whether Glosuje.com.pl was a nice toy or a useful tool. The user feedback gave rise to some optimism as a large number of internauts responded that the tool was helpful in finding the right candidate, therefore confirming the utility of the application. Unfortunately, for the reasons of little time, lack of experience and very limited funds, the VAA was relatively simple and did not allow for the collection of data for a truly in-depth analysis of voter preferences. Such inquiry would need to comprehend the study of several issues and a VAA project can be very helpful in finding answers to some of the questions. The most interesting of them would be these: - What were the answers most often given to the questions by users? - What was the correlation between the answers of the users and the candidates? - Who was the most popular candidate in terms of correlation? - Did the users vote according to the indications given on the VAA? Were Glosuje.com.pl to receive sufficient attention and funding, there is a good chance of its proving useful not only to the potential voters but also to the researchers. By modifying Glosuje.com.pl in such a way as to be able to achieve answers to these questions, the project team would create a useful application for carrying out surveys. At the same time it would be possible to broaden the knowledge of the mechanism of how people decide to take part in the 239 240 Agata Dziewulska elections and – more importantly – what makes them vote the way they do. There are a number of improvements to be implemented for the next elections. Under the guise of sample elections a trial round of voting could be arranged which could to some extent anticipate the outcome of the real elections. This, however, would remain on a very approximate level as it has been proved in a number of elections that online “fake” voting rarely gives accurate predictions of election results 9. Although the results of this online “voting” might not be relevant to the outcomes of the elections, it would probably increase the attractiveness of the application. In terms of usefulness, a much more effective tool would be a kind of exit poll, directed at investigating the extent to which the VAA influenced the choice of its users. The simplest way of doing it would be this: after having done the questionnaire online the user could declare whether s/he in fact intends to vote for the candidate that was pointed out by the application as the most perfect match. From a technical point of view, such an exit poll is relatively easy to introduce and would provide the project team with very valuable data which could ideally move the project team closer to the answering of the crucial question of to what extent voters choose their candidate because of his or her opinions. In the part of the April 2009 IPA survey, presented earlier in this article under the heading “Why do hesitant vot9 One of the candidates in the 2009 EP elections confessed that in his previous electoral campaign (to the state parliament) he had given most attention to the internet and had in fact been “elected” in a pre-run online voting, winning over the rest of the candidates by far. He had been pronounced “the internauts’ candidate” – a sure winner – while in the real elections he had fallen short by a number of votes and had not won the post after all (on the basis of the interview with the candidate). Chapter Eleven - The use of Voter Advice Application in Poland ers stay at home?”, 23% of the hesitant voters said that it was hard to say what could have been done in order to convince them to take part in the elections, another 18% declared that they would have thought of going to vote if they had found an appropriate candidate and yet another 14% of hesitant voters did not feel adequately informed about the elections and candidates. A VAA should, it would appear, completely solve the problem of the latter group, who wanted to be better informed about the elections, largely influence the group of 18% who did not have a candidate and probably also a part of those who declared “it is hard to say”. The expression of the issue of information concerning candidates opens a whole Pandora’s Box bringing into focus one of the areas so far little researched: is it a fact that people choose their candidate because of the issues of merit? A couple of randomly picked users of Glosuje.com.pl admitted that despite the suggestions of the application, they voted for the second best. Amongst their reasons for making the choice they did make were: - “the candidate I voted for is younger (let us give him a chance)”; - “the candidate I voted for had a very convincing campaign with actors and celebrities encouraging to vote for him”; - “the candidate I voted for answered one particular question I find very relevant in a ‘better’ way”; - “the candidate I voted for declares he knows more languages” (i.e. 5 instead of 4). A brief analysis of the above answers shows that in order to find out more about the reasons why people take part in the elections and how they make decisions regarding whom to vote for, one would need to prepare a much wider project than just the online application. A project that would 241 242 Agata Dziewulska cover entire mass media campaigns of the candidates: the words and slogans used, the colours, people invited to take part, the time factor, the sort of mass media used and so on. It becomes evident, that people are often affected by an “irrational” factor – emotions. Therefore a pure online tool can certainly be useful but it is hard to estimate the extent people are influenced by what it can offer. It would be interesting to study how relevant a VAA is for the voters. Despite the fact that people declare they would take part in the elections if they knew more about the candidates, this may be interpreted that in fact they mean more a commercial style advertising campaign than a complex tool like Glosuje.com.pl. Even some of those who found the project essential in making up their minds, still are prone to the effect of a TV spot. The project confirmed that the choice of an application that shows the correlation between a user and a particular candidate rather than a party was a good one. Most definitely, choosing to place candidates on site rather than parties was doing it the hard way as it is relatively easy to prepare the matrix of answers along the party programmes – one for every party. Getting a number of candidates to register and fill in a form of 35 questions is much more difficult but proved rewarding. There was no other VAA in Poland that would offer such a choice. This argument was relevant for the candidates who generally (apart from the majority of candidates of the above mentioned party that did not join the project) found this a good opportunity to promote themselves, as well as for the users who gained access to a wide choice and large amount of information about candidates’ opinions on European issues. A simple exercise proved the individual, non-party oriented approach a good idea: when submitting the questionnaire, a user received a whole list of the registered candidates in a ranking Chapter Eleven - The use of Voter Advice Application in Poland from the most to the least compatible. Candidates of the same party could have been distributed along the entire ranking list, not just next to each other. Therefore it was possible – and it often happened – that candidates of the party the “leader” of the ranking list belonged to would show up even on the 120th position. This made it evident that it is less satisfactory for users to get just the option of choosing from amongst parties rather than picking out of particular candidates as there are most glaring discrepancies between the opinions of the candidates of the same party. Obviously, belonging to a party still remains one of the major factors in a political campaign and constitutes the chief political asset of every candidate in all above-local elections. Another interesting project would be the study of a comparison between: the discrepancy of opinions within the party and belonging to a party as an asset in an electoral campaign. Another conclusion the project team came to related to the exclusive character of the application. It became evident during the project that quite possibly a number of internauts did not use Glosuje.com.pl because of their poor knowledge of EU-related issues. The questions on the project form were relatively specific but yet targeted at an average newspaper reader. The questionnaire was designed to deliver information about the candidates’ real knowledge in specific fields but on the other hand it was not addressed only to specialists in EU matters. In turn, the level of specificity could well have discouraged a large number of people precisely because the questions assumed a certain level of knowledge or interest in the EU on the part of the users. The IPA research demonstrated that the general awareness of the circumstances in which the EU works is little – for instance only about half of the population realises that there are elections to the European Parliament. It is also 243 244 Agata Dziewulska quite possible that those parties that did not regard a VAA as a useful and effective way of presenting their candidates were not counting on the votes of internet users and may well have been privy to profiles of their voters as people who were not particularly well informed about the EUrelated issues. Such parties might consider their electorate more susceptible to other forms of promotion than to an online application with a number of questions relating to EU matters. The findings of the Glosuje.com.pl experience, in accordance with the IPA findings, show clearly that there is room for a more effective promotion of the EU in Poland. Glosuje.com.pl was declared by the users to be of help, but did it influence the turnout in the EP elections? There is some probability that it did influence all its users. It would be hard to prove, however, that it was crucial for the turnout over the whole country, as in comparison to the more than 7,5 mln. voters who took part in the elections, just 44 thousand people (probably of those who in fact did attend the EP elections but there is no real proof) turned to the project for help or else in order to satisfy their curiosity. The scale, therefore, is minimal. It was, nevertheless, a very well designed tool for those who intended to go to vote and were not sure whom to vote for and for all of those hesitant voters, who declared they would have been persuaded to vote if they had been delivered more information about the EP elections and candidates. Therefore the project did achieve its goals and can be considered a valuable component of a turnout raising campaign. A much more difficult question to answer is this: what should be done in order to encourage people to take part in the elections? Quite a large proportion of the society declared that they would take part in the elections if they knew more about the candidates. On the other hand when delivered a tool to find out more about the candidates, not Chapter Eleven - The use of Voter Advice Application in Poland a large number of people did use it (compared to the total of voters). From the accounts of the users we also learn that they were influenced by mass-media campaigns and especially film spots broadcast on Internet (mainly on YouTube) and on the traditional television. There is no precise data on this, but one has a sensation that the more celebrities a campaign involved, the more attractive it was for the “users”. Therefore the question of what to do in order to raise the turnout next time returns: should it be through developing tools which will enable voters to gain a better knowledge of the candidates or should it rather be through advertising – the way everything in the consumer society is promoted and sold? One thing is certain: in order to impact on the turnout in the EP elections significantly, there would need to be developed an overarching information campaign on EU-related issues and high profile media coverage of the matters under the regulation of the EU. Some informed academic observers would maintain that society has to be shown the mechanism of decision-making in the EU and have explained the relevance of the EU institutions. It would not be enough to show the deal behind the decisions – which is often the approach adopted by the press – but to explain the relevance of the issue at stake and educate society to follow the EU developments. So far this knowledge is apparently reserved for the few while it seems to be a major factor that could help to raise social participation in the next EP elections. 245 CHAPTER TWELVE Voting Advice Applications in Europe: A Comparison LORELLA CEDRONI 12.1. A Framework for Analysis Representative democracies are, above all, electoral democracies. The election is the main instrument to assert the normative ideal of democracy. However, the vote is necessary, but it is not sufficient in order to realize a “true” democracy. The ballot is not enough to impose the intentions of the constituents in the process of decisions making, and often it does not express the authentic popular will. Indeed, in the majority of the cases the elections can even not satisfy the minimal requisites of collective choices (Martelli, 1999). Nevertheless the “electoral moment” continues to have a great importance for citizens, and the analysis of electoral behaviour remains at the core of political science. The electoral choice constitutes the final action of a long process that is developed along a consensus-consent continuum, in which the “consensus of opinion” (Sartori, 1997) constitutes the starting point of a process that carries the constituents to give their own “consent” to the governors (see Figure 12.1). 248 Lorella Cedroni Figure 12.1 – The “consensus-consent continuum” Source: Cedroni (2005) I would like to focus on these two main steps of the process, and their relation to voting advice applications (VAAs), starting from the formation of the “consensus of opinion” by constituents with respect to determined issues, political formulas and programs of parties and candidates, and moving to the act of voting in order to choose representatives. I think that along this continuum VAAs can play a significant role in orientating the opinion and the choice of citizens. The act of voting is not simply a stimulus-reaction effect. Many actors interact with the constituents, by means of parties and media. Political parties are still the main actors of the democratic processes, providing the interpretation of the general interests and the three-dimensional issues of politics (political, personal, and policy issues). The act of voting is separate – even if consequence in the most of the cases – from the act of opining. We can individuate the different steps of the processes of opinion, analyzing how they are formed, and how they influence the political agenda, looking both at some structural factors (long-run), and contingent situations (short-run). The way in which a climate of opinion is formed depends on the level of correspondence between expectations of Chapter Twelve – Voting Advice Applications in Europe: A Comparison the constituents and the capacity of the candidates to find proper solutions to some urgent problems. Between “consensus of opinion” and “consent” there is a gap, a difference of priority in the sense that joining a program, a slogan, and the image of a politician, does not imply automatically a vote for a candidate. Giovanni Sartori wrote that the “consensus of the opinion” can be identified with an idem sentire, a general feeling, a state of the public that characterizes Western democracies, and this state is more and more difficult to reach in the current media system (Sartori, 1997). Political scientists and sociologists generally make confusion between these two steps, and tend to identify them, overlapping the two distinct phases of the continuum. The “consensus of the opinion” does not coincide with the decision to go to vote and it is not already “consent”. Between “adhesion” and “decision” there is a long way, with several obstacles and interferences that the constituents – with their needs, preferences, interests, and expectations – try to exceed. There are different social factors that intervene in order to determine the “consensus of opinion” of the constituents. The citizen needs to be able to choose, and also to decide whether voting or not. Along this continuum it does not have much sense to distinguish the type of vote expressed by the electorate. The “consensus of opinion” is the starting point of every kind of vote – being it an “identification”, “opinion”, or “impression” vote – as it is of abstention (Parisi and Pasquino, 1977). The “identification vote” is expressed by the constituents who place confidence in the success of a political party and in such case their choices derive from the credence of a direct correspondence between the electoral success of a party and the personal satisfaction. The relevant factor here is party identification, which is typical of those voters who 249 250 Lorella Cedroni make reference to some pre-existing “subcultures”. In most of the cases, voters are not informed on the various positions of candidates and parties in order to make a comparison between the programmatic party proposals. The “identification vote” emphasizes the strong anchorage to a pre-existent subculture giving back a profile of the electorate – rather rigid – and disposed to reveal one’s own identity and opinions through an “expressive vote” (Cedroni, 2004). Many authors have suggested however that nowadays there are more and more voters who are likely to support those parties that seem more similar to their political position or self-placement. The so-called “opinion vote” is given by voters who choose programs and proposals made by different political parties in competition, as a result of a comparative evaluation. This kind of vote is made by those subjects who are better integrated in the political system, who are informed about the various positions of the different parties and have a propensity to change their own choices in relation to the contingent situation and convenience, in each electoral competition. In this respect, VAAs can facilitate this kind of voters in order to choose the party that is in close proximity to their desires and expectations. The “opinion vote” is different from the “impression vote” that is formed on the basis of a little evidence. It is especially in this case that VAAs can provide a significant help, and in particular to those voters who are not integrated in the political system, but still have a strong propensity to vote and to participate to the electoral process. We have spoken about constituents who believe “that a party makes similar proposal to their positions…”. This is an opinion too, that not necessarily finds evidence. VAAs experiments give evidence of an elector’s proximity to a Chapter Twelve – Voting Advice Applications in Europe: A Comparison certain party. I am not speaking about the rationality of the vote, but of the fact that the vote is based on a subjective credence, and not on objective beliefs; citizens choose those parties or candidates that are considered more able to resolve the problems of the country. The most important thing, for the voter, is “to have got an idea”, a “personal idea”, of a candidate, a party and/or a coalition. Citizens know their expectations and needs, and their attitude regarding politics sufficiently; they concentrate their attention on salient individuals and this “salience stimulus” has a strong impact on the valuable perceptions (Manin, 1996). The “distinctness” of the candidates helps citizens to choosing (Pizzorno, 1993). The electorate has, moreover, a propensity for selecting those candidates who are perceived as different from the others (that is, superior to every other citizen), and at the same time similar to the others; but cognitive requirements regard only the perceived superiority, and not the effective, exceptional qualities of the candidates. The elective procedure, therefore, does not guarantee that the political excellence will be selected; in a representative democracy the electoral systems can only select representatives different from the electorate. In order to attract the attention of the electorate and to provoke a strong and positive judgment, the candidates must emerge. In this way the relationship between the representative and its constituents becomes a “personal” feature. The consequence is that the “personal” character of the representation – typical of the classic parliamentarianism – is emphasized (Calise, 2000), and the personality of the candidates in competition appears, therefore, a fundamental element. If voters’ choice is based on the personality of a candidate, and on the basis of his/her attitude, having no possibility for choosing on the basis of a political program, they 251 252 Lorella Cedroni indirectly confer a “power of prerogative” to the representatives. This “prerogative” is the power to decide not on the basis of “promises” but rather on contingent factors. For this reason, and in order to obtain votes, candidates express only “generic” political issues. Their success will depend on this “unspecific offer” in order to satisfy and reach the greater number of preferences of the social groups. In this context, constituents are forced to go to the polls under a “veil of ignorance”, for they are usually left with little knowledge about the competence of the candidates, and low information about the program of the parties. Moreover the game of the expectations is not so flexible regarding the policy issues. In this situation, voters are pushed into a sort of “cognitive funnel” from which very little information-keys leak in order to address their choices. In this context of scarcity of information, VAAs can easier address elector’s choices. The aim of our research 1 (sponsored by the University of Rome “SAPIENZA”, and carried out for three years), was not to identify the coherence of preferences and choices; as the different chapters in this volume have shown, the opinions of the citizens may change – we would add: in better. These applications provide a voter with an answer on which party (or individual, in some cases) is going to represent his opinions and interests in the best way, once the elections are over. Elections are not only political “rituals”, they are “cognitive processes”; and the political representation is mainly a “social activity of interpretation” (Pizzorno, 1993). That is to say, an election does not immediately produce political decisions. 1 “Ricerca di Ateneo Federato di Scienze delle politiche publiche e sanitarie”, University of Rome, 2007-2009. Chapter Twelve – Voting Advice Applications in Europe: A Comparison For this reason, opinion processes are fundamental in the representative democracies and political analysts must pay more attention to them in order to analyze how they are generated, how much they influence the political agenda, as well as the vote behaviour. In my opinion, voting advice applications represent one of the best way to provide academics with a huge amount of innovative data to conduct research on mass publics’ political behaviour. Recently, a great academic interest has arisen on VAAs, and also politicians begin to consider these methods as a way to bridging the gap between government and citizens (see: Ladner et al. in this volume). 12.2. VAAs and their users: Cognitive and Behavioural Effects What emerges clearly from the preceding chapter is an ‘identikit’ of the typical VAA user. Without exceptions, (s)he is young, highly educated and keenly interested in politics. It would thus seem generational phenomena: VAAs are conceived primarily for an internet public, and youngsters are the most active on the web. At the same time, modernization (Inglehart, 1977) and cognitive mobilization (Dalton, 1984) theories predict younger cohorts to need ever less partisan cues in order to decide their vote. In turn, voters with no party identification (that is, predominantly younger voters) will be the most likely to look for more ‘sophisticated’ political cues – such as the those provided by VAAs on the basis of issue preference. Therefore VAAs can provide a valuable advice to issue voters, by making easier and cheaper the costs involved in getting informed (see: Garzia in this volume). The problem is to see what kind of difference VAAs make to the behaviour of voters. First of all, VAA usage has been found to affect voters’ information-seeking behaviour (what we have labelled in the 253 254 Lorella Cedroni introduction as ‘cognitive dimension’ of political participation). As Marschall and Schmidt have shown in Chapter 4, motivating users to gather more information can be relevant, since the “search for more information can serve to increase one’s competences in understanding politics by affecting the extent and quality of individuals’ political activities”. According to our chapters’ findings, a substantial proportion of users declare that playing the test convinced them to collect further information about political matters (60 percent in Germany; 50 percent in Switzerland; a lower – yet significant – proportion in Finland and Italy). What matters the most, however, it that VAAs have demonstrated their ability to affect the vote itself, in both quantitative (turnout) and qualitative (vote intention) terms. Obviously, precondition of impact is the spread of their usage. In this respect, we found (unsurprisingly) that VAAs are mostly used in those countries (e.g., Belgium, Finland, Switzerland, the Netherlands) characterized by proportional electoral systems, and thus a larger number of political parties represented in Parliament. The electoral system further affect VAA usage through its ballot structure: hypothetically, the more a system is candidate-centred (a clear case in point: Switzerland), the stronger should be the need for guidance in the act of voting. According to our findings, Swiss and Finnish voters are comparatively the most likely to use VAAs (e.g., proportion of users on the nation’s eligible voters). With respect to VAA effects on turnout (quantitative dimension of voting behaviour) we find a correlation between the time elapsed since the appearance of VAAs on the scene (that is, a VAA’s popularity) and its ability to bring voters to the ballot. ‘Older’ VAAs (e.g., Dutch StemWijzer, Finnish Yleisradiossa, German Wahl-O-Mat) are also those more likely to convince its users to turnout – even if Chapter Twelve – Voting Advice Applications in Europe: A Comparison they did not intend to do so before playing the test. The effect in these countries approximates 10 percent (that is, one respondent in ten declares to have been convinced by the test, and only by the test, to take part in upcoming elections). VAAs’ have demonstrated their capability to affect also the qualitative dimension of voting behaviour – that is, the vote choice itself. Once again, the magnitude of the effect is proportional to both the popularity of a VAA among the electorate and the number of political parties competing. The strongest effects are found in Switzerland (where people vote for candidates and in big cantons can cast up to 34 preference votes!) and Finland – the two most candidatecentred systems in our maze. Strong effects are found in the Netherlands as well, in virtue of the huge popularity of the specific tool under analysis (StemWijzer) coupled with the extreme proportionality of the Dutch electoral system. Figures are indeed lower with respect to countries characterized by a smaller number of parties and higher political polarization (e.g., Germany and Italy), or an enduring adherence of social cleavages and the vote (Belgium). In sum, we believe that VAAs have become, and will increasingly be, important in the electoral landscape of Western democracies. As we hope to have shown, they can affect voters’ behaviour to a significant extent. Furthermore, they are being used by growing numbers of voters; these are young, highly educated and interested in political matters – that is, the cognitively mobilized, which, according to modernization theory, we expect to keep growing. In addition, the process of partisan dealignment (Dalton and Wattenberg 2000) going on in Western societies leads us to hypothesize that VAAs will be important to an increasing number of voters lacking partisan cues. 255 256 Lorella Cedroni 12.3. Are we facing a new ‘electronic’ Leviathan? The new technologies tend to make participation more democratic; but they are modifying the relationship between citizens and representative institution, contributing to transform the house/electronic platform into a permanent voting booth. The possession of the technological dimension depends on the alphabetization and leads to the reconstruction of the democratic procedures. If the rhetorical of communication tends to speak about electronic citizenship (e-citizenship) one could say that those conditions belong to democracy “without adjectives” (Rodotà, 2004). For sure, technology cannot be the remedy to the lack of participation, and it is necessary to introduce new patterns of direct democracy in the contemporary political systems in order to be part of the processes of decision making. VAAs demonstrate that the catastrophist prophecy made by some scholars, of a world dominated by video-citizens or sub-citizens who “choose without knowing” (Sartori, 1997) is falsified. In reality this electronic tool, as others, could facilitate new forms of “deliberative democracy” (Fishkin, 1991). The “electronic citizenship” is an ineluctable condition in our societies, and the VAA is its paradigma. However, the asymmetric electronic alphabetization risks to favour the processes of exclusion and therefore of reduction of democracy. On one side, the web seems to produce a constant and active relationship between citizens and representatives, favouring a “continuous democracy” that affords to improve the sporadic and intermittent relationship between constituents and elected in the modern democracies. On the other side, the spreading of technologies in social life leads to emphasize the economic logic. Chapter Twelve – Voting Advice Applications in Europe: A Comparison Besides, the risk of extended forms of social control is made more consisting. Therefore, in order to make the web – like any other form of technology – a democratic tool we have to re-project new forms of citizenship within contemporary democracies (Rodotà, 2004). Many scholars share the vision that we are going towards a system of “continuous democracy”, and we see that the web is able to change power relationships definitively. Thanks to internet, citizens can participate continuously, shifting through a permanent consultation. However, the opening of spaces of democracy and participation is not automatic. There are also contraindications. The long march towards the “continuous democracy” corresponds to the crisis of the traditional social mediators of representative democracy (e.g., political parties, trade unions, Parliaments themselves). The risk implied by new technologies is to focus on the “final step” of the decisions, when the citizens are called to say ‘yes’ or ‘not’ (e.g. referendum) or to deliberate on this or that issue, and to choose for a candidate. In such a way, the level of democracy and participation grow up, but the problem is not to associate the citizens to the final decision; rather, it is to associate them to the other steps of the political agenda. VAAs, on the other hand, give the possibility to make questions and give answers that can be combined in the definitive solution. It is a step ahead towards a “continuous” democracy, a permanent process of political participation. 257 REFERENCES LIST Ansolabehere, S.; Rodden, J. (2008). The Strength of Issues: Using multiple measures to gauge preference stability, ideological constraint, and issue voting. American Political Science Review, Volume 102, pp. 215-32. Backhaus, K.; Erichson, B.; Plinke, W.; Weiber, R. (2008). Multivariate Analysemethoden. 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