ANNUAL STATEMENT PENN-STAR INSURANCE COMPANY

Transcription

PROPERTY AND CASUALTY COMPANIES - ASSOCIATION EDITION
*000010673200020100100*
ANNUAL STATEMENT
For the Year Ended December 31, 2000
of the Condition and Affairs of the
PENN-STAR INSURANCE COMPANY
NAIC Group Code..... 12181218
1218
NAIC Company Code.....10673
Employer's ID Number.....23-286536723-2865367
(Current Period) (Prior Period)
Organized under the Laws of the State of PENNSYLVANIAPennsylvania, using as the port of entry
INSURANCE DEPARTMENT OF THE STATE
PURSUANT TO THE LAWS THEROF
Commenced Business..... January 8, 1997January 8, 1997
Incorporated..... November 8, 1996November 8, 1996
Statutory Home Office
420 SOUTH YORK ROAD420 SOUTH YORK ROAD….. HATBOROHATBORO ....PAPA .....19040
(Street and Number)
(City or Town, State and Zip Code)
Address of Main Administrative Office
215-443-3600215-443-3600
Mail Address
Primary Location of Books and Records
215-443-3600215-443-3600
Annual Statement Contact
JAMESJames Joseph Mack JOSEPH
(Street and Number)
(Street and Number or P. O. Box)
(Street and Number)
(Area Code) (Telephone Number)
(Area Code) (Telephone Number)
215-443-3623215-443-3623
(Name)
(Area Code) (Telephone Number) (Extension)
mack@penn-america.commack@penn-america.com
215-443-3602215-443-3602
(E-Mail Address)
(Fax Number)
OFFICERS
President .....Jon Simeon Saltzman Jon
Pezzuolo
Treasurer .....James Joseph Mack #
Secretary .....Garland Paige
VICE PRESIDENTS
JohnJohn Michael DiBiasis
Patrick Bowie
James Ransley Lennon
Thomas James Cannon, Jr.
Joseph Francis Morris # Michael
James JosephMack #
DIRECTORS OR TRUSTEES
Irvin Saltzman
Eric Anthony Saltzman
State of........
County of.....
John Michael DiBiasi
Joseph Francis Morris #
Jon Simeon Saltzman
Garland Paige Pezzuolo
Jami Saltzman-Levy
Pennsylvania
Montgomery
The officers of this company, being duly sworn, each depose and say that they are the above described officers of the said insurer, and that on the thirty first day of
December last, all of the herein described assets were the absolute property of the said insurer free and clear from any liens or claims thereon, except as herein
stated, and that this annual statement, together with related exhibits, schedules and explanations therein contained, annexed or referred to are a full and true
statement of all the assets and liabilities and of the condition and affairs of the said insurer as of the thirty first day of December last, and of its income and
deductions therefrom for the year ended on that date, and have been completed in accordance with the NAIC annual statement instructions and accounting practices
and procedures manuals except to the extent that: (1) state law may differ; or, (2) that state rules or regulations require differences in reporting not related to
accounting practices and procedures, according to the best of their information, knowledge and belief, respectively.
(Signature)
(Signature)
(Signature)
Jon Simeon Saltzman
(Printed Name)
President
Garland Paige Pezzuolo
(Printed Name)
Secretary
James Joseph Mack #
(Printed Name)
Treasurer
Subscribed and sworn to before me this
..............day of ............................................................, 2001
a. Is this an original filing?
................................................................................................
b. If no:
Yes [ X ]
No [ ]
1. State the amendment number.....
2. Date filed.....
3. Number of pages attached.....
Annual Statement for the year 2000 of the
ASSETS
Current Year
1
2
Ledger
Assets
Non-Ledger
Assets
3
Assets
Not
Admitted
4
Net Admitted
Assets
(Cols. 1 + 2 - 3)
Prior Year
5
Net
Admitted
Assets
1.
Bonds (less $..........0 liability for asset transfers with put options,
Schedule D, Part 1)..................................................................................................... ............60,778,836 ...............(338,259) .............................. ............60,440,577 ............53,393,639
2.
Stocks:
3.
4.
5.
2.1
Preferred stocks (Schedule D, Part 2, Section 1)............................................... .............2,268,225 ...............(395,725) ..............................
.............1,872,500
.............2,006,328
2.2
Common stocks (Schedule D, Part 2, Section 2)................................................ .............................. .............................. .............................. ...........................0 ..............................
Mortgage loans on real estate (Schedule B):
3.1
First liens...........................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
3.2
Other than first liens........................................................................................... .............................. .............................. .............................. ...........................0 ..............................
Real estate (Schedule A):
4.1
Properties occupied by the company (less $..........0
encumbrances).................................................................................................. .............................. .............................. .............................. ...........................0 ..............................
4.2
Other properties (less $..........0 encumbrances)................................................. .............................. .............................. .............................. ...........................0 ..............................
Cash ($.....906,675 Schedule E, Part 1) and short-term investments
($.....1,972,498 Schedule DA, Part 1)..........................................................................
.............2,879,173 .............................. ..............................
.............2,879,173
.............2,380,895
6.
Other invested assets (Schedule BA)........................................................................... .............................. .............................. .............................. ...........................0 ..............................
7.
Receivable for securities.............................................................................................. .............................. .............................. .............................. ...........................0 ..............................
8.
Aggregate write-ins for invested assets........................................................................ ...........................0
9.
Subtotals, cash and invested assets (Lines 1 to 8)....................................................... ............65,926,234 ...............(733,984) ...........................0 ............65,192,250 ............57,780,862
...........................0
...........................0
...........................0
...........................0
10. Agents' balances or uncollected premiums (net as to
commissions and dividends):
10.1 Premiums and agents' balances in course of collection (after
deducting ceded reinsurance balances payable of $.....533,433)........................ .............3,899,227 .............................. ..............................
.............3,899,227
.............4,553,313
10.2 Premiums, agents' balances and installments booked but deferred
and not yet due (after deducting ceded reinsurance balances payable
of $..........0) (Including $..........0 earned but unbilled premiums)........................ .............................. .............................. .............................. ...........................0 ..............................
10.3 Accrued retrospective premiums (after deducting ceded reinsurance
balances payable of $..........0)........................................................................... .............................. .............................. .............................. ...........................0 ..............................
11. Funds held by or deposited with reinsured companies................................................. .............................. .............................. .............................. ...........................0 ..............................
12. Bills receivable, taken for premiums............................................................................. .............................. .............................. .............................. ...........................0 ..............................
13. Reinsurance recoverables on loss and loss adjustment expense
payments (Schedule F, Part 3, Cols. 2 and 3).............................................................. .............................. .............................. .............................. ...........................0 ..............................
14. Federal income tax recoverable and interest thereon................................................... .............................. ................313,221 .............................. ................313,221 ..............................
14A. Guaranty funds receivable or on deposit...................................................................... .............................. .............................. .............................. ...........................0 ..............................
15. Electronic data processing equipment.......................................................................... .............................. .............................. .............................. ...........................0 ..............................
16. Interest, dividends and real estate income due and accrued........................................ .............................. ................784,699 .............................. ................784,699
................766,754
17. Receivable from parent, subsidiaries and affiliates....................................................... .............................. .............................. .............................. ...........................0 ..............................
18. Equities and deposits in pools and associations........................................................... .............................. .............................. .............................. ...........................0 ..............................
19. Amounts receivable relating to uninsured accident and health plans............................ .............................. .............................. .............................. ...........................0 ..............................
20. Other assets nonadmitted (Exhibit 1)........................................................................... .............................. .............................. .............................. ...........................0 ..............................
21. Aggregate write-ins for other than invested assets....................................................... ...........................0
...........................0
...........................0
...........................0
...........................0
22. TOTALS (Lines 9 through 21)...................................................................................... ............69,825,461
................363,936 ...........................0 ............70,189,397 ............63,100,929
DETAILS OF WRITE-INS
0801. ....................................................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
0802. ....................................................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
0803. ....................................................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
0898. Summary of remaining write-ins for Line 8 from overflow page.................................... ...........................0
...........................0
...........................0
...........................0
...........................0
0899. Totals (Lines 0801 thru 0803 plus 0898) (Line 8 above)............................................... ...........................0
...........................0
...........................0
...........................0
...........................0
2101. ....................................................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
2102. ....................................................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
2103. ....................................................................................................................................
.............................. .............................. .............................. ...........................0 ..............................
2198. Summary of remaining write-ins for Line 21 from overflow page.................................. ...........................0
...........................0
...........................0
...........................0
...........................0
2199. Totals (Lines 2101 thru 2103 plus 2198) (Line 21 above)............................................. ...........................0
...........................0
...........................0
...........................0
...........................0
2
LIABILITIES, SURPLUS AND OTHER FUNDS
1
Current Year
2
Prior Year
1.
Losses (Part 3A, Line 32, Column 5)..........................................................................................................................................................
....................17,971,490 ....................12,958,093
1A.
Reinsurance payable on paid loss and loss adjustment expenses (Schedule F, Part 1, Column 2)............................................................ ........................920,850 ......................1,737,401
2.
Loss adjustment expenses (Part 3A, Line 32, Column 6)............................................................................................................................ ......................7,019,091 ......................4,576,329
3.
Contingent commissions and other similar charges.................................................................................................................................... ......................1,299,778
4.
Other expenses (excluding taxes, licenses and fees).................................................................................................................................. ...................................... ......................................
5.
Taxes, licenses and fees (excluding federal and foreign income taxes)...................................................................................................... ...................................... ......................................
6.
Federal and foreign income taxes (excluding deferred taxes)..................................................................................................................... ......................................
7.
Borrowed money........................................................................................................................................................................................
...................................... ......................................
8.
Interest, including $...........0 on borrowed money........................................................................................................................................
...................................... ......................................
9.
Unearned premiums (Part 2A, Line 34, Column 5) (after deducting ceded reinsurance unearned premiums of $.....2,071,000)................ ....................13,511,447 ....................11,480,955
10.
Dividends declared and unpaid:
........................996,920
........................483,751
a. Stockholders..........................................................................................................................................................................................
...................................... ......................................
b. Policyholders.........................................................................................................................................................................................
...................................... ......................................
11.
Funds held by company under reinsurance treaties (Schedule F, Part 3, Column 14)................................................................................ ...................................... ......................................
12.
Amounts withheld or retained by company for account of others................................................................................................................ ...................................... ......................................
13.
Remittances and items not allocated..........................................................................................................................................................
...................................... ......................................
14.
Provision for reinsurance (Schedule F, Part 7)...........................................................................................................................................
...................................... ......................................
15.
Excess of statutory reserves over statement reserves (Schedule P Interrogatories)................................................................................... ...................................... ......................................
16.
Net adjustments in assets and liabilities due to foreign exchange rates...................................................................................................... ...................................... ......................................
17.
Drafts outstanding......................................................................................................................................................................................
...................................... ......................................
18.
Payable to parent, subsidiaries and affiliates..............................................................................................................................................
........................486,583
19.
Payable for securities.................................................................................................................................................................................
...................................... ......................................
20.
Liability for amounts held under uninsured accident and health plans......................................................................................................... ...................................... ......................................
21.
Capital notes $...........0 and interest thereon $..........0...............................................................................................................................
...................................... ......................................
22.
Aggregate write-ins for liabilities.................................................................................................................................................................
...................................0
23.
Total liabilities (Lines 1 through 22)............................................................................................................................................................
....................41,209,239 ....................33,040,232
24.
Aggregate write-ins for special surplus funds..............................................................................................................................................
...................................0
........................806,783
...................................0
...................................0
25A. Common capital stock................................................................................................................................................................................
......................4,200,000 ......................4,200,000
25B. Preferred capital stock................................................................................................................................................................................
...................................... ......................................
25C.
...................................0
Aggregate write-ins for other than special surplus funds............................................................................................................................
...................................0
26A. Surplus notes..............................................................................................................................................................................................
...................................... ......................................
26B. Gross paid in and contributed surplus.........................................................................................................................................................
....................25,800,000 ....................25,800,000
26C. Unassigned funds (surplus)........................................................................................................................................................................
....................(1,019,842) ..........................60,697
26D. Less treasury stock, at cost:
(1) ..........0.000 shares common (value included in Line 25A $..........0)................................................................................................... ...................................... ......................................
(2) ..........0.000 shares preferred (value included in Line 25B $..........0).................................................................................................. ...................................... ......................................
27.
Surplus as regards policyholders (Lines 24 to 26C, less 26D) (Page 4, Line 32)........................................................................................ ....................28,980,158 ....................30,060,697
28.
TOTALS (Page 2, Line 22, Col. 4)..............................................................................................................................................................
....................70,189,397 ....................63,100,929
2201. ...................................................................................................................................................................................................................
...................................... ......................................
2202. ...................................................................................................................................................................................................................
...................................... ......................................
2203. ...................................................................................................................................................................................................................
...................................... ......................................
2298. Summary of remaining write-ins for Line 22 from overflow page.................................................................................................................
...................................0
...................................0
2299. Totals (Lines 2201 thru 2203 plus 2298) (Line 22 above)............................................................................................................................ ...................................0
...................................0
2401. ...................................................................................................................................................................................................................
...................................... ......................................
2402. ...................................................................................................................................................................................................................
...................................... ......................................
2403. ...................................................................................................................................................................................................................
...................................... ......................................
2498. Summary of remaining write-ins for Line 24 from overflow page.................................................................................................................
...................................0
...................................0
2499. Totals (Lines 2401 thru 2403 plus 2498) (Line 24 above)............................................................................................................................ ...................................0
...................................0
25C01. ...................................................................................................................................................................................................................
...................................... ......................................
25C02. ...................................................................................................................................................................................................................
...................................... ......................................
25C03. ...................................................................................................................................................................................................................
...................................... ......................................
25C98. Summary of remaining write-ins for Line 25C from overflow page..............................................................................................................
...................................0
...................................0
25C99. Totals (Lines 25C01 thru 25C03 plus 25C98) (Line 25C above).................................................................................................................
...................................0
...................................0
3
UNDERWRITING AND INVESTMENT EXHIBIT
STATEMENT OF INCOME
1
2
Current Year
Prior Year
UNDERWRITING INCOME
1.
Premiums earned (Part 2, Line 32, Column 4).............................................................................................................................................
...................32,007,152 ...................29,890,291
2.
Losses incurred (Part 3, Line 32, Column 7)................................................................................................................................................
...................19,298,967 ...................14,862,358
3.
Loss expenses incurred (Part 4, Line 22, Column 1)....................................................................................................................................
.....................5,298,678 .....................4,501,062
Deductions
4.
Other underwriting expenses incurred (Part 4, Line 22, Column 2).............................................................................................................. ...................11,469,109 ...................10,711,969
5.
Aggregate write-ins for underwriting deductions...........................................................................................................................................
6.
Total underwriting deductions (Lines 2 through 5)........................................................................................................................................
...................36,066,754 ...................30,075,389
7.
Net underwriting gain or (loss) (Line 1 minus Line 6)...................................................................................................................................
....................(4,059,602) .......................(185,098)
...................................0 ...................................0
INVESTMENT INCOME
8.
Net investment income earned (Part 1, Line 14)..........................................................................................................................................
.....................3,919,105 .....................3,055,088
9.
Net realized capital gains or (losses) (Part 1A, Line 10)...............................................................................................................................
.......................(278,999) ............................1,134
9A.
Net investment gain or (loss) (Lines 8 + 9)...................................................................................................................................................
.....................3,640,106 .....................3,056,222
OTHER INCOME
10. Net gain or (loss) from agents' or premium balances charged off (amount recovered $..........0
amount charged off $.....928)......................................................................................................................................................................
.............................(928) ......................................
11.
Finance and service charges not included in premiums............................................................................................................................... ...................................... ......................................
12.
Aggregate write-ins for miscellaneous income.............................................................................................................................................
...................................0 ...................................0
13. Total other income (Lines 10 through 12).....................................................................................................................................................
.............................(928) ...................................0
14. Net income before dividends to policyholders and before federal and foreign income taxes (Lines 7 + 9A + 13).......................................... .......................(420,424) .....................2,871,124
14A. Dividends to policyholders (Exhibit 2, Line 16, Column 1 plus Page 3, Line 10b, Column 1 minus Column 2)............................................. ...................................... ......................................
14B. Net income, after dividends to policyholders but before federal and foreign income taxes (Line 14 minus Line 14A)................................... .......................(420,424) .....................2,871,124
15.
Federal and foreign income taxes incurred..................................................................................................................................................
........................188,028 .....................1,289,087
16. Net income (Line 14B minus Line 15) (to Line 18)........................................................................................................................................
.......................(608,452) .....................1,582,037
CAPITAL AND SURPLUS ACCOUNT
17.
Surplus as regards policyholders, December 31 prior year (Page 4, Line 32, Column 2)............................................................................. ...................30,060,697 ...................29,133,833
GAINS AND (LOSSES) IN SURPLUS
18. Net income (from Line 16)............................................................................................................................................................................
.......................(608,452) .....................1,582,037
19.
Net unrealized capital gains or (losses) (Part 1A, Line 11)...........................................................................................................................
.......................(472,087) .......................(255,173)
20.
Change in nonadmitted assets (Exhibit 1, Line 6, Column 3)....................................................................................................................... ...................................... ......................................
21.
Change in provision for reinsurance (Page 3, Line 14, Column 2 minus Column 1)..................................................................................... ...................................... ......................................
22.
Change in foreign exchange adjustment......................................................................................................................................................
23.
Change in excess of statutory reserves over statement reserves (Page 3, Line 15, Column 2 minus Column 1)......................................... ...................................... ......................................
23A. Change in surplus notes..............................................................................................................................................................................
...................................... ......................................
...................................... ......................................
24. Capital changes:
a. Paid in (Exhibit 2, Line 6, Column 1).......................................................................................................................................................
...................................... ......................................
b. Transferred from surplus (Stock Dividend)..............................................................................................................................................
...................................... .....................1,200,000
c. Transferred to surplus.............................................................................................................................................................................
...................................... ......................................
25. Surplus adjustments:
26.
a. Paid in (Exhibit 2, Line 7, Column 1).......................................................................................................................................................
...................................... ......................................
b. Transferred to capital (Stock Dividend)...................................................................................................................................................
...................................... ....................(1,200,000)
c. Transferred from capital..........................................................................................................................................................................
...................................... ......................................
Net remittances from or (to) Home Office (Exhibit 2, Line 4b minus Line 12b, Column 1)............................................................................ ...................................... ......................................
27. Dividends to stockholders (cash)..................................................................................................................................................................
...................................... .......................(400,000)
28.
Change in treasury stock (Page 3, Line 26D (1) and (2), Column 2 minus Column 1).................................................................................. ...................................... ......................................
29.
Extraordinary amounts of taxes for prior years.............................................................................................................................................
...................................... ......................................
30. Aggregate write-ins for gains and losses in surplus...................................................................................................................................... ...................................0 ...................................0
31. Change in surplus as regards policyholders for the year (Lines 18 through 30)............................................................................................ ....................(1,080,539) ........................926,864
32. Surplus as regards policyholders, December 31 current year (Line 17 plus Line 31) (Page 3, Line 27)........................................................ ...................28,980,158 ...................30,060,697
0501. ....................................................................................................................................................................................................................
...................................... ......................................
0502. ....................................................................................................................................................................................................................
...................................... ......................................
0503. ....................................................................................................................................................................................................................
...................................... ......................................
0598. Summary of remaining write-ins for Line 5 from overflow page.................................................................................................................... ...................................0 ...................................0
0599. Totals (Lines 0501 thru 0503 plus 0598) (Line 5 above)............................................................................................................................... ...................................0 ...................................0
1201. ....................................................................................................................................................................................................................
...................................... ......................................
1202. ....................................................................................................................................................................................................................
...................................... ......................................
1203. ....................................................................................................................................................................................................................
...................................... ......................................
1298. Summary of remaining write-ins for Line 12 from overflow page.................................................................................................................. ...................................0 ...................................0
1299. Totals (Lines 1201 thru 1203 plus 1298) (Line 12 above)............................................................................................................................. ...................................0 ...................................0
3001. ....................................................................................................................................................................................................................
...................................... ......................................
3002. ....................................................................................................................................................................................................................
...................................... ......................................
3003. ....................................................................................................................................................................................................................
...................................... ......................................
3098. Summary of remaining write-ins for Line 30 from overflow page.................................................................................................................. ...................................0 ...................................0
3099. Totals (Lines 3001 thru 3003 plus 3098) (Line 30 above)............................................................................................................................. ...................................0 ...................................0
4
CASH FLOW
1
Current Year
2
Prior Year
CASH FROM OPERATIONS
1.
Premiums collected net of reinsurance................................................................................................................................................
2.
Loss and loss adjustment expenses paid (net of salvage and subrogation).......................................................................................... .......................17,958,037 .......................13,213,793
3.
Underwriting expenses paid.................................................................................................................................................................
.......................11,166,251 .......................10,197,725
4.
Other underwriting income (expenses).................................................................................................................................................
.......................................... ..........................................
5.
Cash from underwriting (Line 1 minus Line 2 minus Line 3 plus Line 4)............................................................................................... .........................5,567,442 .........................4,503,364
6.
Net Investment income........................................................................................................................................................................
7.
Other income (expenses):
.......................34,691,730 .......................27,914,882
.........................3,937,592 .........................3,085,273
7.1
Agents' balances charged off.....................................................................................................................................................
.................................(927) ..........................................
7.2
Net funds held under reinsurance treaties..................................................................................................................................
.......................................... ..........................................
7.3
Net amount withheld or retained for account of others................................................................................................................ .......................................... ..........................................
7.4
Aggregate write-ins for miscellaneous items..............................................................................................................................
......................................0
7.5
Total other income (Lines 7.1 to 7.4)..........................................................................................................................................
.................................(927) ......................................0
......................................0
8.
Dividends to policyholders on direct business, less $...............0 dividends on reinsurance assumed or ceded (net)............................ .......................................... ..........................................
9.
Federal and foreign income taxes (paid) recovered.............................................................................................................................. ...........................(985,000) ...........................(675,000)
10.
Net cash from operations (Line 5 plus Line 6 plus Line 7.5 minus Line 8 plus Line 9).......................................................................... .........................8,519,107 .........................6,913,637
CASH FROM INVESTMENTS
11.
Proceeds from investments sold, matured or repaid:
11.1 Bonds.........................................................................................................................................................................................
.......................33,652,041 .......................15,354,748
11.2 Stocks........................................................................................................................................................................................
.......................................... ..........................................
11.3 Mortgage loans..........................................................................................................................................................................
.......................................... ..........................................
11.4 Real estate.................................................................................................................................................................................
.......................................... ..........................................
11.5 Other invested assets.................................................................................................................................................................
.......................................... ..........................................
11.6 Net gains or (losses) on cash and short-term investments......................................................................................................... .......................................... ..........................................
11.7 Miscellaneous proceeds.............................................................................................................................................................
.......................................... ..........................................
11.8 Total investment proceeds (Lines 11.1 to 11.7)..........................................................................................................................
.......................33,652,041 .......................15,354,748
12. Cost of investments acquired (long-term only):
13.
12.1 Bonds.........................................................................................................................................................................................
.......................41,352,670 .......................23,281,207
12.2 Stocks........................................................................................................................................................................................
.......................................... .........................1,030,000
12.3 Mortgage loans..........................................................................................................................................................................
.......................................... ..........................................
12.4 Real estate.................................................................................................................................................................................
.......................................... ..........................................
12.5 Other invested assets.................................................................................................................................................................
.......................................... ..........................................
12.6 Miscellaneous applications.........................................................................................................................................................
.......................................... ..........................................
12.7 Total investments acquired (Lines 12.1 to 12.6).........................................................................................................................
.......................41,352,670 .......................24,311,207
Net cash from investments (Line 11.8 minus Line 12.7)....................................................................................................................... ........................(7,700,629) ........................(8,956,459)
CASH FROM FINANCING AND MISCELLANEOUS SOURCES
14. Cash provided:
15.
14.1 Surplus notes, capital and surplus paid in..................................................................................................................................
.......................................... ..........................................
14.2 Capital notes ($..........0) less amounts repaid ($..........0)...........................................................................................................
.......................................... ..........................................
14.3 Net transfers from affiliates........................................................................................................................................................
.......................................... ............................462,040
14.4 Borrowed funds received............................................................................................................................................................
.......................................... ..........................................
14.5 Other cash provided...................................................................................................................................................................
.......................................... ..........................................
14.6 Total (Lines 14.1 to 14.5)...........................................................................................................................................................
......................................0 ............................462,040
Cash applied:
15.1 Dividends to stockholders paid...................................................................................................................................................
.......................................... ............................400,000
15.2 Net transfers to affiliates............................................................................................................................................................
............................320,200 ..........................................
15.3 Borrowed funds repaid...............................................................................................................................................................
.......................................... ..........................................
15.4 Other applications......................................................................................................................................................................
.......................................... ..........................................
15.5 Total (Lines 15.1 to 15.4)...........................................................................................................................................................
............................320,200 ............................400,000
16.
Net cash from financing and miscellaneous sources (Line 14.6 minus Line 15.5)................................................................................ ...........................(320,200) ..............................62,040
17.
Net change in cash and short-term investments (Line 10 plus Line 13 plus Line 16)............................................................................ ............................498,278 ........................(1,980,782)
18.
Cash and short-term investments:
RECONCILIATION OF CASH AND SHORT-TERM INVESTMENTS
18.1 Beginning of year.......................................................................................................................................................................
.........................2,380,895 .........................4,361,677
18.2 End of year (Line 17 plus Line 18.1)...........................................................................................................................................
.........................2,879,173 .........................2,380,895
7.401 ............................................................................................................................................................................................................
.......................................... ..........................................
7.402 ............................................................................................................................................................................................................
.......................................... ..........................................
7.403 ............................................................................................................................................................................................................
.......................................... ..........................................
7.498 Summary of remaining write-ins for Line 7.4 from overflow page.........................................................................................................
......................................0
......................................0
7.499 Total (Lines 7.401 to 7.403 plus 7.498) (Line 7.4 above)......................................................................................................................
......................................0
......................................0
5
PART 1 - INTEREST, DIVIDENDS AND REAL ESTATE INCOME
1
2
3
Paid In Advance
Collected
During
Schedule
Year
1. U.S. government bonds.........................................
D (a)
................358,462
1.1 Bonds exempt from U.S. tax..................................
D (a)
................368,050
1.2 Other bonds (unaffiliated)......................................
D (a)
.............2,922,682
1.3 Bonds of affiliates..................................................
D (a)
..............................
2.1 Preferred stocks (unaffiliated)................................
D (b)
................130,152
2.11 Preferred stocks of affiliates..................................
D (b)
..............................
2.2 Common stock (unaffiliated)..................................
D
..............................
2.21 Common stock of affiliates.....................................
D
..............................
3. Mortgage loans......................................................
B (c)
..............................
4. Real estate............................................................
A (d)
..............................
5.1 Cash on hand and on deposit................................
E
................168,689
5.2 Short-term investments.......................................... DA (e) ..............................
6. Other invested assets............................................
BA
..............................
7. Derivative instruments........................................... DB,DC (f) ..............................
8. Aggregate write-ins for investment income............
...........................0
9. TOTALS................................................................
(g).........3,948,035
4
Current
Year
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
...........................0
...........................0
Due And Accrued (h)
5
Prior
Year
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
...........................0
...........................0
6
Current
Year
..................83,088
..................56,188
................610,604
..............................
..................17,147
..............................
..............................
..............................
..............................
..............................
..................17,672
..............................
..............................
..............................
...........................0
................784,699
7
Prior
Year
................139,675
................137,429
................448,972
..............................
..................18,472
..............................
..............................
..............................
..............................
..............................
..................22,206
..............................
..............................
..............................
...........................0
................766,754
8
Earned
During Year
(Columns
3 + 5 + 6 - 4 - 7)
................301,875
................286,809
.............3,084,314
...........................0
................128,827
...........................0
...........................0
...........................0
...........................0
...........................0
................164,155
...........................0
...........................0
...........................0
...........................0
(g).........3,965,980
DEDUCTIONS
10.
10A.
11.
12.
13.
14.
Total investment expenses incurred (Part 4, Line 22, Column 3).................................................................................................................................. ..................46,875
Interest expense........................................................................................................................................................................................................... (i)...........................
Depreciation on real estate (for companies which depreciate annually on a formula basis).......................................................................................... ..............................
Aggregate write-ins for deductions from investment income......................................................................................................................................... ...........................0
Total deductions (Lines 10 to 12)..................................................................................................................................................................................................................
..................46,875
Net investment income earned (Line 9 minus Line 13) (to Page 4, Line 8).................................................................................................................................................... .............3,919,105
0801.
0802.
0803.
0898.
0899.
..............................................................................
..............................................................................
..............................................................................
Summary of remaining write-ins for Line 8 from overflow page
Totals (Lines 0801 thru 0803 plus 0898) (Part 1, Line 8)..........
.............................. ..............................
.............................. ..............................
.............................. ..............................
...........................0 ...........................0
...........................0 ...........................0
..............................
..............................
..............................
...........................0
...........................0
..............................
..............................
..............................
...........................0
...........................0
..............................
..............................
..............................
...........................0
...........................0
...........................0
...........................0
...........................0
...........................0
...........................0
DEDUCTIONS
1201.
1202.
1203.
1298.
1299.
.............................................................................. .................................................................................................................................................... ..............................
.............................................................................. .................................................................................................................................................... ..............................
.............................................................................. .................................................................................................................................................... ..............................
Summary of remaining write-ins for Line 12 from overflow page.................................................................................................................................. ...........................0
Totals (Lines 1201 thru 1203 plus 1298) (Part 1, Line 12)............................................................................................................................................ ...........................0
(a) Includes $.....133,302 accrual of discount less $.....169,734 amortization of premium. (f) Includes $...............0 accrual of discount less $...............0 amortization of premium.
(b) Includes $...............0 accrual of discount less $...............0 amortization of premium.
(g) Includes asset transfers with put options accounted for as financing
(c) Includes $...............0 accrual of discount less $...............0 amortization of premium.
arrangements: $...............0 Column 3, $...............0 Column 8.
(d) Includes $...............0 for company's occupancy of its own buildings.
(h) Admitted items only. State basis of exclusions.
(e) Includes $...............0 accrual of discount less $...............0 amortization of premium.
(i) Includes $...............0 interest on surplus notes and $...............0 interest on capital notes.
PART 1A - CAPITAL GAINS AND (LOSSES) ON INVESTMENTS
1
1.
1.1
1.2
1.3
2.1
2.11
2.2
2.21
3.
4.
5.1
5.2
6.
7.
8.
9.
10.
11.
0801.
0802.
0803.
0898.
0899.
2
Profit on Sales
or Maturity
...................1,962
.............................
...................7,081
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
..........................0
...................9,043
3
4
5
Loss on Sales
or Maturity
...................1,276
...............105,755
...............181,011
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
..........................0
...............288,042
Increases by
Adjustment in
Book Value
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
..........................0
..........................0
Decreases by
Adjustment in
Book Value
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
.............................
(a).........................
.............................
.............................
.............................
.............................
..........................0
..........................0
6
Net Gain or
(Loss) from Change
in Difference
Between Book
and Admitted Values
................................
................................
.................(338,259)
................................
.................(133,828)
................................
................................
................................
................................
................................
................................
................................
................................
................................
.............................0
.................(472,087)
U.S. government bonds................................................................
Bonds exempt from U.S. tax........................................................
Other bonds (unaffiliated).............................................................
Bonds of affiliates.........................................................................
Preferred stocks (unaffiliated).......................................................
Preferred stocks of affiliates.........................................................
Common stock (unaffiliated).........................................................
Common stock of affiliates...........................................................
Mortgage loans............................................................................
Real estate...................................................................................
Cash on hand and on deposit.......................................................
Short-term investments................................................................
Other invested assets...................................................................
Derivative instruments..................................................................
Aggregate write-ins for capital gains and (losses)........................
TOTALS.......................................................................................
(Distribution of Line 9, Col. 7)
Net realized capital gains or (losses) (Page 4, Line 9) (Col. 2 - 3, Line 9)......................................................................................................................................................
Net unrealized capital gains or (losses) (Page 4, Line 19) (Col. 4 - 5 + 6, Line 9)..........................................................................................................................................
.....................................................................................................
.....................................................................................................
.....................................................................................................
Summary of remaining write-ins for Line 8 from overflow page....
Totals (Lines 0801 thru 0803 plus 0898) (Part 1A, Line 8)............
............................. .............................
............................. .............................
............................. .............................
..........................0 ..........................0
..........................0 ..........................0
(a) Excluding $...............0 depreciation on real estate included in Part 1, Line 11.
6
.............................
.............................
.............................
..........................0
..........................0
.............................
.............................
.............................
..........................0
..........................0
................................
................................
................................
.............................0
.............................0
7
Total
(Net of Cols.
2 to 6 incl.)
(2 - 3 + 4 - 5 + 6)
......................686
..............(105,755)
..............(512,189)
..........................0
..............(133,828)
..........................0
..........................0
..........................0
..........................0
..........................0
..........................0
..........................0
..........................0
..........................0
..........................0
..............(751,086)
..............(278,999)
..............(472,087)
..........................0
..........................0
..........................0
..........................0
..........................0
PART 2 - PREMIUMS EARNED
1
Line of Business
2
Unearned Premiums
December 31
Prior Yearper Col. 3 Last
Year's Part 2
Net
Premiums
Written per
Column 4, Part 2B
3
Unearned Premiums
December 31
Current Yearper Col. 5
Part 2A
4
Premiums
Earned
During Year
(Cols. 1 + 2 - 3)
1.
Fire..................................................................................................
.............................939,444 .............................346,855 .............................348,931 .............................937,368
2.
Allied lines........................................................................................ .............................373,651 .............................146,007 .............................149,485 .............................370,173
3.
Farmowners multiple peril................................................................ .......................................... .......................................... ..........................................
.......................................0
4.
Homeowners multiple peril............................................................... .......................................... .......................................... ..........................................
.......................................0
5.
Commercial multiple peril................................................................. ........................18,710,594 ..........................6,582,750 ..........................7,912,713 ........................17,380,631
6.
Mortgage guaranty........................................................................... .......................................... .......................................... ..........................................
.......................................0
8.
Ocean marine..................................................................................
.......................................0
9.
Inland marine................................................................................... .............................535,577 .............................135,603 .............................175,021 .............................496,159
10.
Financial guaranty............................................................................ .......................................... .......................................... ..........................................
.......................................0
11.1
Medical malpractice - occurrence..................................................... .......................................... .......................................... ..........................................
.......................................0
11.2
Medical malpractice - claims-made.................................................. .......................................... .......................................... ..........................................
.......................................0
12.
Earthquake....................................................................................... .......................................... .......................................... ..........................................
.......................................0
13.
Group accident and health............................................................... .......................................... .......................................... ..........................................
.......................................0
14.
Credit accident and health (group and individual)............................. .......................................... .......................................... ..........................................
.......................................0
15.
Other accident and health................................................................ .......................................... .......................................... ..........................................
.......................................0
16.
Workers' compensation.................................................................... .......................................... .......................................... ..........................................
.......................................0
17.1
Other liability - occurrence............................................................... ..........................8,265,631 ..........................2,848,828 ..........................3,161,776 ..........................7,952,683
17.2
Other liability - claims-made............................................................. .......................................... .......................................... ..........................................
18.1
Products liability - occurrence.......................................................... ..........................1,011,946 .............................346,594 .............................418,563 .............................939,977
18.2
Products liability - claims-made........................................................ .......................................... .......................................... ..........................................
.......................................... .......................................... ..........................................
.......................................0
.......................................0
19.1, 19.2 Private passenger auto liability......................................................... .............................762,352 .............................333,329 .................................5,658 ..........................1,090,023
19.3, 19.4 Commercial auto liability.................................................................. ..........................2,317,050 .............................441,600 .............................949,722 ..........................1,808,928
21.
Auto physical damage...................................................................... ..........................1,121,399 .............................299,389 .............................389,578 ..........................1,031,210
22.
Aircraft (all perils)............................................................................. .......................................... .......................................... ..........................................
.......................................0
23.
Fidelity.............................................................................................
.......................................... .......................................... ..........................................
.......................................0
24.
Surety..............................................................................................
.......................................... .......................................... ..........................................
.......................................0
26.
Burglary and theft............................................................................. .......................................... .......................................... ..........................................
.......................................0
27.
Boiler and machinery....................................................................... .......................................... .......................................... ..........................................
.......................................0
28.
Credit...............................................................................................
.......................................... .......................................... ..........................................
.......................................0
29.
International..................................................................................... .......................................... .......................................... ..........................................
.......................................0
30A.
Reinsurance-Nonproportional Assumed Property............................. .......................................... .......................................... ..........................................
.......................................0
30B.
Reinsurance-Nonproportional Assumed Liability.............................. .......................................... .......................................... ..........................................
.......................................0
30C.
Reinsurance-Nonproportional Assumed Financial Lines.................. .......................................... .......................................... ..........................................
.......................................0
31.
Aggregate write-ins for other lines of business................................. .......................................0
.......................................0
32.
TOTALS........................................................................................... ........................34,037,644 ........................11,480,955 ........................13,511,447 ........................32,007,152
.......................................0
.......................................0
3101.
........................................................................................................
.......................................... .......................................... ..........................................
.......................................0
3102.
........................................................................................................
.......................................... .......................................... ..........................................
.......................................0
3103.
........................................................................................................
.......................................... .......................................... ..........................................
.......................................0
3198.
Summary of remaining write-ins for Line 31 from overflow page...... .......................................0
.......................................0
.......................................0
.......................................0
3199.
Totals (Lines 3101 thru 3103 plus 3198) (Line 31 above)................. .......................................0
.......................................0
.......................................0
.......................................0
7
PART 2A - RECAPITULATION OF ALL PREMIUMS
(a) Gross premiums (less reinsurance) and unearned premiums on all unexpired risks and reserve for return premiums under rate credit or retrospective rating plans based upon experience, viz
1
2
3
4
5
Amount Unearned
Amount Unearned
Reserve for
(Running One Year
(Running more than
Rate Credits
Total Reserve
or Less from Date
One Year from
Advance
and Retrospective
for Unearned
of Policy)
Date of Policy)
Premiums
Adjustments Based
Premiums
Line of Business
(b)
(b)
(100%)
on Experience
(Cols. 1 + 2 + 3 + 4)
1.
Fire.............................................................................................. .....................348,931 ................................... ................................... ................................... .....................348,931
2.
Allied lines................................................................................... .....................149,485 ................................... ................................... ................................... .....................149,485
3.
Farmowners multiple peril........................................................... ................................... ................................... ................................... ................................... ................................0
4.
Homeowners multiple peril.......................................................... ................................... ................................... ................................... ................................... ................................0
5.
Commercial multiple peril............................................................ ..................7,912,713 ................................... ................................... ................................... ..................7,912,713
6.
Mortgage guaranty...................................................................... ................................... ................................... ................................... ................................... ................................0
8.
Ocean marine.............................................................................. ................................... ................................... ................................... ................................... ................................0
9.
Inland marine..............................................................................
.....................175,021 ................................... ................................... ................................... .....................175,021
10.
Financial guaranty....................................................................... ................................... ................................... ................................... ................................... ................................0
11.1
Medical malpractice - occurrence................................................ ................................... ................................... ................................... ................................... ................................0
11.2
Medical malpractice - claims-made............................................. ................................... ................................... ................................... ................................... ................................0
12.
Earthquake.................................................................................. ................................... ................................... ................................... ................................... ................................0
13.
Group accident and health.......................................................... ................................... ................................... ................................... (c)............................... ................................0
14.
Credit accident and health (group and individual)........................ ................................... ................................... ................................... ................................... ................................0
15.
Other accident and health........................................................... ................................... ................................... ................................... (c)............................... ................................0
16.
Workers' compensation............................................................... ................................... ................................... ................................... ................................... ................................0
17.1
Other liability - occurrence........................................................... ..................3,161,776 ................................... ................................... ................................... ..................3,161,776
17.2
Other liability - claims-made........................................................ ................................... ................................... ................................... ................................... ................................0
18.1
Products liability - occurrence...................................................... .....................418,563 ................................... ................................... ................................... .....................418,563
18.2
Products liability - claims-made................................................... ................................... ................................... ................................... ................................... ................................0
19.1, 19.2 Private passenger auto liability.................................................... .........................5,658 ................................... ................................... ................................... .........................5,658
19.3, 19.4 Commercial auto liability.............................................................
.....................949,722 ................................... ................................... ................................... .....................949,722
21.
Auto physical damage................................................................. .....................389,578 ................................... ................................... ................................... .....................389,578
22.
Aircraft (all perils)........................................................................ ................................... ................................... ................................... ................................... ................................0
23.
Fidelity........................................................................................
................................... ................................... ................................... ................................... ................................0
24.
Surety.........................................................................................
................................... ................................... ................................... ................................... ................................0
26.
Burglary and theft........................................................................ ................................... ................................... ................................... ................................... ................................0
27.
Boiler and machinery................................................................... ................................... ................................... ................................... ................................... ................................0
28.
Credit..........................................................................................
29.
International................................................................................ ................................... ................................... ................................... ................................... ................................0
30A.
Reinsurance-Nonproportional Assumed Property........................ ................................... ................................... ................................... ................................... ................................0
30B.
Reinsurance-Nonproportional Assumed Liability......................... ................................... ................................... ................................... ................................... ................................0
30C.
Reinsurance-Nonproportional Assumed Financial Lines.............. ................................... ................................... ................................... ................................... ................................0
31.
Aggregate write-ins for other lines of business............................ ................................0 ................................0 ................................0 ................................0 ................................0
32.
TOTALS......................................................................................
33.
Accrued retrospective premiums based on experience......................................................................................................................................................................... ...................................
34.
Balance (Line 32 plus Line 33)............................................................................................................................................................................................................... ................13,511,447
................................... ................................... ................................... ................................... ................................0
................13,511,447 ................................0 ................................0 ................................0
................13,511,447
3101.
.................................................................................................... ................................... ................................... ................................... ................................... ................................0
3102.
.................................................................................................... ................................... ................................... ................................... ................................... ................................0
3103.
.................................................................................................... ................................... ................................... ................................... ................................... ................................0
3198.
Summary of remaining write-ins for Line 31 from overflow page. ................................0 ................................0 ................................0 ................................0 ................................0
3199.
TOTALS (Lines 3101 thru 3103 plus 3198) (Line 31 above)........ ................................0 ................................0 ................................0 ................................0 ................................0
(a) By gross premiums is meant the aggregate of all the premiums written in the policies or renewals in force. Are they so returned in this statement? Yes [ X ] No [ ]
(b) State here basis of computation used in each case:.................... Pro-rata; Semi-monthly
(c)
Including $................0 reserved for deferred maternity and other similar benefits.
8
PART 2B - PREMIUMS WRITTEN
Gross Premiums (Less Return Premiums), Including Policy and Membership Fees Written and Renewed During Year
1
2
3
Reinsurance Assumed
Reinsurance Ceded
a
b
a
b
Direct
Business
Line of Business
(a)
From Affiliates From Non-Affiliates
To Affiliates
To Non-Affiliates
4
Net Premiums
Written
(Cols. 1+2a+2b
-3a-3b)
1.
Fire............................................................................................ ...............111,601 ...............939,444 ............................. .................98,530 .................13,071 ...............939,444
2.
Allied lines................................................................................. .................45,181 ...............373,651 ............................. .................39,819 ...................5,362 ...............373,651
3.
Farmowners multiple peril......................................................... ............................. ............................. ............................. ............................. ............................. .........................0
4.
Homeowners multiple peril........................................................ ............................. ............................. ............................. ............................. ............................. .........................0
5.
Commercial multiple peril.......................................................... ............2,957,202 ..........18,710,595 ............................. ............2,607,314 ...............349,889 ..........18,710,594
6.
Mortgage guaranty.................................................................... ............................. ............................. ............................. ............................. ............................. .........................0
8.
Ocean marine............................................................................ ............................. ............................. ............................. ............................. ............................. .........................0
9.
Inland marine............................................................................
10.
Financial guaranty..................................................................... ............................. ............................. ............................. ............................. ............................. .........................0
11.1
Medical malpractice - occurrence.............................................. ............................. ............................. ............................. ............................. ............................. .........................0
11.2
Medical malpractice - claims-made........................................... ............................. ............................. ............................. ............................. ............................. .........................0
12.
Earthquake................................................................................ ............................. ............................. ............................. ............................. ............................. .........................0
13.
Group accident and health......................................................... ............................. ............................. ............................. ............................. ............................. .........................0
14.
Credit accident and health (group and individual)...................... ............................. ............................. ............................. ............................. ............................. .........................0
15.
Other accident and health......................................................... ............................. ............................. ............................. ............................. ............................. .........................0
16.
Workers' compensation............................................................. ............................. ............................. ............................. ............................. ............................. .........................0
17.1
Other liability - occurrence......................................................... ...............581,063 ............8,265,631 ............................. ...............526,493 .................54,570 ............8,265,631
17.2
Other liability - claims-made...................................................... ............................. ............................. ............................. ............................. ............................. .........................0
18.1
Products liability - occurrence.................................................... .................63,578 ............1,011,946 ............................. .................57,886 ...................5,692 ............1,011,946
18.2
Products liability - claims-made................................................. ............................. ............................. ............................. ............................. ............................. .........................0
.................33,200 ...............535,577 ............................. .................30,297 ...................2,903 ...............535,577
19.1, 19.2 Private passenger auto liability.................................................. ...................2,077 ...............762,352 ............................. ...................2,077 ............................. ...............762,352
19.3, 19.4 Commercial auto liability........................................................... ...............707,808 ............2,317,050 ............................. ...............467,751 ...............240,057 ............2,317,050
21.
Auto physical damage............................................................... ...............267,788 ............1,121,399 ............................. ...............260,156 ...................7,632 ............1,121,399
22.
Aircraft (all perils)...................................................................... ............................. ............................. ............................. ............................. ............................. .........................0
23.
Fidelity......................................................................................
24.
Surety........................................................................................ ............................. ............................. ............................. ............................. ............................. .........................0
26.
Burglary and theft...................................................................... ............................. ............................. ............................. ............................. ............................. .........................0
27.
Boiler and machinery................................................................. ............................. ............................. ............................. ............................. ............................. .........................0
28.
Credit........................................................................................
29.
International.............................................................................. ............................. ............................. ............................. ............................. ............................. .........................0
30A.
Reinsurance-Nonproportional Assumed Property...................... ............XXX............ ............................. ............................. ............................. ............................. .........................0
30B.
Reinsurance-Nonproportional Assumed Liability....................... ............XXX............ ............................. ............................. ............................. ............................. .........................0
30C.
Reinsurance-Nonproportional Assumed Financial Lines............ ............XXX............ ............................. ............................. ............................. ............................. .........................0
31.
Aggregate write-ins for other lines of business.......................... .........................0
32.
TOTALS....................................................................................
............................. ............................. ............................. ............................. ............................. .........................0
............................. ............................. ............................. ............................. ............................. .........................0
.........................0
............4,769,498 ..........34,037,645
.........................0
.........................0
.........................0
.........................0
.........................0 ............4,090,323 ...............679,176 ..........34,037,644
3101.
.................................................................................................. ............................. ............................. ............................. ............................. ............................. .........................0
3102.
.................................................................................................. ............................. ............................. ............................. ............................. ............................. .........................0
3103.
.................................................................................................. ............................. ............................. ............................. ............................. ............................. .........................0
3198.
Summary of remaining write-ins for Line 31 from overflow page .........................0
.........................0
.........................0
.........................0
.........................0
.........................0
3199.
TOTALS (Lines 3101 thru 3103 plus 3198) (Line 31 above)...... .........................0
.........................0
.........................0
.........................0
.........................0
.........................0
(a) Does the company's direct premiums written include premiums recorded on an installment basis? Yes [ ] No [ X ]
If yes: (1) The amount of such installment premiums $...............0.
(2) Amount at which such installment premiums would have been reported had they been recorded on an annualized basis $...............0.
9
PART 3 - LOSSES PAID AND INCURRED
1
2
Losses Paid Less Salvage
10
Line of Business
1.
Fire......................................................................................................
2.
Allied lines...........................................................................................
3.
Farmowners multiple peril....................................................................
4.
Homeowners multiple peril...................................................................
5.
Commercial multiple peril.....................................................................
6.
Mortgage guaranty...............................................................................
8.
Ocean marine......................................................................................
9.
Inland marine.......................................................................................
10.
Financial guaranty................................................................................
11.1 Medical malpractice - occurrence.........................................................
11.2 Medical malpractice - claims-made......................................................
12.
Earthquake..........................................................................................
13.
Group accident and health...................................................................
14.
Credit accident and health (group and individual).................................
15.
Other accident and health....................................................................
16.
Workers' compensation........................................................................
17.1 Other liability - occurrence...................................................................
17.2 Other liability - claims-made.................................................................
18.1 Products liability - occurrence..............................................................
18.2 Products liability - claims-made............................................................
19.1, 19.2 Private passenger auto liability.............................................................
19.3, 19.4 Commercial auto liability......................................................................
21.
Auto physical damage..........................................................................
22.
Aircraft (all perils).................................................................................
23.
Fidelity.................................................................................................
24.
Surety..................................................................................................
26.
Burglary and theft.................................................................................
27.
Boiler and machinery...........................................................................
28.
Credit...................................................................................................
29.
International.........................................................................................
30A. Reinsurance-Nonproportional Assumed Property.................................
30B. Reinsurance-Nonproportional Assumed Liability..................................
30C. Reinsurance-Nonproportional Assumed Financial Lines......................
31.
Aggregate write-ins for other lines of business.....................................
32.
TOTALS...............................................................................................
Direct
Business
..................................82,588
....................................1,098
.............................................
..............................................
................................783,515
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..................................11,498
..............................................
..............................................
..............................................
....................................1,101
................................269,654
..................................68,391
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
....................XXX...................
....................XXX...................
....................XXX...................
...........................................0
.............................1,217,845
Reinsurance
Assumed
................................749,693
..................................64,361
..............................................
..............................................
.............................7,305,410
..............................................
..............................................
................................213,919
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
.............................1,218,551
..............................................
..............................................
..............................................
.............................2,886,141
.............................1,305,461
................................542,034
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
...........................................0
...........................14,285,570
............................................................................................................
............................................................................................................
............................................................................................................
Summary of remaining write-ins for Line 31 from overflow page..........
Totals (Lines 3101 thru 3103 plus 3198) (Line 31 above).....................
..............................................
..............................................
..............................................
...........................................0
...........................................0
..............................................
..............................................
..............................................
...........................................0
...........................................0
3101.
3102.
3103.
3198.
3199.
3
4
Reinsurance
Net Payments
Recovered
(Cols. 1 + 2 - 3)
..................................82,588 ................................749,693
....................................1,098 ..................................64,361
.............................................. ...........................................0
.............................................. ...........................................0
................................783,515 .............................7,305,410
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ................................213,919
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
..................................11,498 .............................1,218,551
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
....................................1,101 .............................2,886,141
................................269,654 .............................1,305,461
..................................68,391 ................................542,034
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
...........................................0 ...........................................0
.............................1,217,845 ...........................14,285,570
.............................................. ...........................................0
.............................................. ...........................................0
.............................................. ...........................................0
...........................................0 ...........................................0
...........................................0 ...........................................0
5
6
7
Net Losses
Unpaid
Current Year
(Part 3A, Col. 5)
................................266,170
................................125,361
..............................................
..............................................
.............................7,051,597
..............................................
..............................................
..................................96,355
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
.............................5,593,255
..............................................
................................855,184
..............................................
.............................2,245,815
.............................1,536,223
................................201,530
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
...........................................0
...........................17,971,490
Net Losses
Unpaid
Prior Year
................................180,683
..................................44,987
..............................................
..............................................
.............................3,610,102
..............................................
..............................................
..................................23,770
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
.............................3,417,765
..............................................
................................509,022
..............................................
.............................4,616,230
................................388,455
................................167,079
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
...........................................0
...........................12,958,093
Losses
Incurred
Current Year
(Cols. 4 + 5 - 6)
................................835,180
................................144,735
...........................................0
...........................................0
...........................10,746,905
...........................................0
...........................................0
................................286,504
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
.............................3,394,041
...........................................0
................................346,162
...........................................0
................................515,726
.............................2,453,229
................................576,485
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................19,298,967
8
Percentage of
Losses Incurred
(Col. 7, Part 3)
to Premiums Earned
(Col. 4, Part 2)
......................................89.1
......................................39.1
..............................................
..............................................
......................................61.8
..............................................
..............................................
......................................57.7
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
......................................42.7
..............................................
......................................36.8
..............................................
......................................47.3
....................................135.6
......................................55.9
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
..............................................
........................................0.0
......................................60.3
..............................................
..............................................
..............................................
...........................................0
...........................................0
..............................................
..............................................
..............................................
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
...........................................0
..............................................
..............................................
..............................................
........................................0.0
........................................0.0
PART 3A - UNPAID LOSSES AND LOSS ADJUSTMENT EXPENSES
1
Adjusted or in Process of Adjustment
a
b
11
1.
2.
3.
4.
5.
6.
8.
9.
10.
11.1
11.2
12.
13.
14.
15.
16.
17.1
17.2
18.1
18.2
19.1, 19.2
19.3, 19.4
21.
22.
23.
24.
26.
27.
28.
29.
30A.
30B.
30C.
31.
32.
3101.
3102.
3103.
3198.
3199.
(a)
Line of Business
Fire...................................................................................................................
Allied lines........................................................................................................
Farmowners multiple peril................................................................................
Homeowners multiple peril...............................................................................
Commercial multiple peril.................................................................................
Mortgage guaranty...........................................................................................
Ocean marine..................................................................................................
Inland marine...................................................................................................
Financial guaranty............................................................................................
Medical malpractice - occurrence....................................................................
Medical malpractice - claims-made..................................................................
Earthquake.......................................................................................................
Group accident and health...............................................................................
Credit accident and health (group and individual)............................................
Other accident and health................................................................................
Workers' compensation....................................................................................
Other liability - occurrence...............................................................................
Other liability - claims-made.............................................................................
Products liability - occurrence..........................................................................
Products liability - claims-made.......................................................................
Private passenger auto liability........................................................................
Commercial auto liability..................................................................................
Auto physical damage......................................................................................
Aircraft (all perils).............................................................................................
Fidelity..............................................................................................................
Surety...............................................................................................................
Burglary and theft.............................................................................................
Boiler and machinery.......................................................................................
Credit...............................................................................................................
International.....................................................................................................
Reinsurance-Nonproportional Assumed Property...........................................
Reinsurance-Nonproportional Assumed Liability.............................................
Reinsurance-Nonproportional Assumed Financial Lines.................................
Aggregate write-ins for other lines of business................................................
TOTALS...........................................................................................................
Direct
.............................84,600
.........................................
.........................................
.........................................
...........................391,027
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.............................25,560
.........................................
.........................................
.........................................
.........................................
...........................144,031
.............................25,000
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
................XXX..................
................XXX..................
................XXX..................
......................................0
...........................670,218
Reinsurance Assumed
...........................158,830
.............................89,581
.........................................
.........................................
........................4,422,678
.........................................
.........................................
.............................96,355
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
........................1,752,002
.........................................
...............................2,975
.........................................
...........................936,143
...........................749,436
...........................130,909
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
......................................0
........................8,338,909
......................................................................................................................... ......................................... .........................................
......................................................................................................................... ......................................... .........................................
......................................................................................................................... ......................................... .........................................
Summary of remaining write-ins for Line 31 from overflow page..................... ......................................0 ......................................0
Totals (Lines 3101 thru 3103 plus 3198) (Line 31 above)............................... ......................................0 ......................................0
Including $..........0 for present value of life indemnity claims and $..........0 reserve for deferred maternity and other similar benefits.
2
3
Deduct Reinsurance
Net Losses Excluding
Recoverable from
Incurred but
Authorized and
not Reported
Unauthorized Companies
(Cols. 1a + 1b - 2)
.............................84,600 ...........................158,830
......................................... .............................89,581
......................................... ......................................0
......................................... ......................................0
...........................391,027 ........................4,422,678
......................................... ......................................0
......................................... ......................................0
......................................... .............................96,355
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
.............................25,560 ........................1,752,002
......................................... ......................................0
......................................... ...............................2,975
......................................... ......................................0
......................................... ...........................936,143
...........................144,031 ...........................749,436
.............................25,000 ...........................130,909
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................0 ......................................0
...........................670,218 ........................8,338,909
......................................... ......................................0
......................................... ......................................0
......................................... ......................................0
......................................0 ......................................0
......................................0 ......................................0
Direct
.............................15,401
...............................5,134
.........................................
.........................................
...........................378,008
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
...........................170,152
.........................................
.............................18,906
.........................................
...............................2,969
...........................154,409
.............................14,499
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
................XXX..................
................XXX..................
................XXX..................
......................................0
...........................759,478
4
Incurred But Not Reported
b
Reinsurance
Assumed
...........................107,340
.............................35,780
.........................................
.........................................
........................2,628,919
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
........................3,841,253
.........................................
...........................852,209
.........................................
........................1,309,672
...........................786,787
.............................70,621
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
......................................0
........................9,632,581
.........................................
.........................................
.........................................
......................................0
......................................0
.........................................
.........................................
.........................................
......................................0
......................................0
a
5
6
c
Reinsurance
Ceded
.............................15,401
...............................5,134
.........................................
.........................................
...........................378,008
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
...........................170,152
.........................................
.............................18,906
.........................................
...............................2,969
...........................154,409
.............................14,499
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
......................................0
...........................759,478
Net Losses
Unpaid
(Cols. 3 + 4a + 4b - 4c)
...........................266,170
...........................125,361
......................................0
......................................0
........................7,051,597
......................................0
......................................0
.............................96,355
......................................0
......................................0
......................................0
......................................0
(a).................................0
......................................0
(a).................................0
......................................0
........................5,593,255
......................................0
...........................855,184
......................................0
........................2,245,815
........................1,536,223
...........................201,530
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................17,971,490
Unpaid Loss
Adjustment
Expenses
.............................28,512
...............................9,639
.........................................
.........................................
........................2,825,462
.........................................
.........................................
...............................1,330
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
........................2,937,682
.........................................
...........................532,426
.........................................
...........................399,319
...........................236,125
.............................48,596
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
.........................................
......................................0
........................7,019,091
.........................................
.........................................
.........................................
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
......................................0
.........................................
.........................................
.........................................
......................................0
......................................0
PART 4 - EXPENSES
1
Loss Adjustment
Expenses
1.
2
Other
Underwriting
Expenses
3
4
Investment
Expenses
Total
Claim adjustment services:
a. Direct.............................................................................................................................
......................512,919 .................................... .................................... ......................512,919
b. Reinsurance assumed.................................................................................................... ...................4,673,492 .................................... .................................... ...................4,673,492
c. Reinsurance ceded........................................................................................................
......................512,919 .................................... .................................... ......................512,919
d. Net claim adjustment services (a + b - c)....................................................................... ...................4,673,492 .................................0 .................................0
2.
...................4,673,492
Commission and brokerage:
a. Direct excluding contingent............................................................................................ .................................... ...................1,047,602 .................................... ...................1,047,602
b. Reinsurance assumed excluding contingent................................................................... .................................... ...................7,403,333 .................................... ...................7,403,333
c. Reinsurance ceded excluding contingent....................................................................... .................................... ...................1,047,602 .................................... ...................1,047,602
d. Contingent - direct.......................................................................................................... .................................... ........................37,984 .................................... ........................37,984
e. Contingent - reinsurance assumed................................................................................. .................................... ......................302,859 .................................... ......................302,859
f. Contingent - reinsurance ceded...................................................................................... .................................... ........................37,984 .................................... ........................37,984
g. Policy and membership fees.......................................................................................... .................................... .................................... .................................... .................................0
h. Net commission and brokerage (a + b - c + d + e - f + g)............................................... .................................0
...................7,706,192 .................................0
...................7,706,192
3.
Allowances to managers and agents.................................................................................... .................................... ..........................5,230 .................................... ..........................5,230
4.
Advertising...........................................................................................................................
5.
Boards, bureaus and associations....................................................................................... ........................12,372 ......................150,781 .................................... ......................163,153
6.
Surveys and underwriting reports......................................................................................... .................................... ........................24,843 .................................... ........................24,843
7.
Audit of assureds' records.................................................................................................... .................................... ......................152,655 .................................... ......................152,655
8.
Salary and related items:
.................................... ........................40,513 .................................... ........................40,513
a. Salaries..........................................................................................................................
......................480,523 ...................1,646,526 .................................... ...................2,127,049
b. Payroll taxes..................................................................................................................
..........................2,966 ..........................8,263 .................................... ........................11,229
9.
Employee relations and welfare........................................................................................... .................................... ......................164,815 .................................... ......................164,815
10.
Insurance.............................................................................................................................
.............................118 ........................26,631 .................................... ........................26,749
11.
Directors' fees......................................................................................................................
.................................... .................................... .................................... .................................0
12.
Travel and travel items......................................................................................................... ..........................3,333 ......................126,926 .................................... ......................130,259
13.
Rent and rent items.............................................................................................................. ........................25,121 ......................128,892 .................................... ......................154,013
14.
Equipment............................................................................................................................
..........................3,676 ........................18,727 .................................... ........................22,403
15.
Printing and stationery.........................................................................................................
........................10,559 ......................108,063 .................................... ......................118,622
16.
Postage, telephone and telegraph, exchange and express.................................................. ........................11,653 ........................74,839 .................................... ........................86,492
17.
Legal and auditing................................................................................................................ ........................59,185 ......................184,697 ........................46,875 ......................290,757
17A. Totals (Lines 3 to 17)...........................................................................................................
18.
......................609,506 ...................2,862,401 ........................46,875 ...................3,518,782
Taxes, licenses and fees:
a. State and local insurance taxes deducting guaranty association credits
of $..........0....................................................................................................................
.................................... ......................606,323 .................................... ......................606,323
b. Insurance department licenses and fees........................................................................ .................................... ........................53,589 .................................... ........................53,589
c. Gross guaranty association assessments....................................................................... .................................... ..........................6,001 .................................... ..........................6,001
d. All other (excluding federal and foreign income and real estate).................................... .................................... ..........................4,478 .................................... ..........................4,478
e. Total taxes, licenses and fees (a + b + c + d)................................................................. .................................0
......................670,391 .................................0
......................670,391
19.
Real estate expenses........................................................................................................... .................................... .................................... .................................... .................................0
20.
Real estate taxes................................................................................................................. .................................... .................................... .................................... .................................0
20A. Reimbursements by uninsured accident and health plans.................................................... .................................... .................................... .................................... .................................0
21.
Aggregate write-ins for miscellaneous expenses.................................................................. ........................15,680 ......................230,125 .................................0
......................245,805
22.
Total expenses incurred....................................................................................................... ...................5,298,678 .................11,469,109 ........................46,875 (a).............16,814,662
23.
Less unpaid expenses - current year.................................................................................... ...................7,019,092 ...................1,299,778 .................................... ...................8,318,870
24.
Add unpaid expenses - prior year......................................................................................... ...................4,576,330 ......................996,920 .................................... ...................5,573,250
25.
Amounts receivable relating to uninsured accident and health plans, prior year................... .................................... .................................... .................................... .................................0
26.
Amounts receivable relating to uninsured accident and health plans, current year............... .................................... .................................... .................................... .................................0
27.
TOTAL EXPENSES PAID (Lines 22 - 23 + 24 - 25 + 26)..................................................... ...................2,855,916 .................11,166,251 ........................46,875 .................14,069,042
2101. Computer Processing........................................................................................................... ........................15,639 ......................161,780 .................................... ......................177,419
2102. Food and Entertainment....................................................................................................... ...............................41 ........................60,946 .................................... ........................60,987
2103. Other....................................................................................................................................
.................................... ..........................7,399 .................................... ..........................7,399
2198. Summary of remaining write-ins for Line 21 from overflow page.......................................... .................................0 .................................0 .................................0 .................................0
2199. Totals (Lines 2101 thru 2103 plus 2198) (Line 21 above)..................................................... ........................15,680 ......................230,125 .................................0
(a) Includes management fees of $.....65,000 to affiliates and $..........0 to non-affiliates.
12
......................245,805
EXHIBIT 1 - ANALYSIS OF NON-ADMITTED ASSETS AND RELATED ITEMS
1
End of
Current Year
2
End of
Prior Year
1.
Summary of Items Page 2, Lines 10 to 15 and 17 to 19, Column 3.................................................. ............................................. .............................................
2.
Other Assets:
3
Changes for Year
(Increase) Decrease
..........................................0
2.1 Bills receivable, not taken for premium..................................................................................... ............................................. .............................................
..........................................0
2.2 Furniture, equipment and supplies........................................................................................... ............................................. .............................................
..........................................0
2.3 Loans on personal security, endorsed or not............................................................................ ............................................. .............................................
..........................................0
3.
Total (Lines 2.1 to 2.3) (Page 2, Line 20, Column 3)........................................................................ ..........................................0
..........................................0
..........................................0
4.
Aggregate write-ins for other than invested assets (Page 2, Line 21, Column 3).............................. ..........................................0
..........................................0
..........................................0
5.
Aggregate write-ins for related items................................................................................................
..........................................0
..........................................0
..........................................0
6.
Total (Line 1 plus Lines 3 to 5).........................................................................................................
..........................................0
..........................................0
..........................................0
0401. ........................................................................................................................................................
............................................. .............................................
..........................................0
0402. ........................................................................................................................................................
............................................. .............................................
..........................................0
0403. ........................................................................................................................................................
............................................. .............................................
..........................................0
0498. Summary of remaining write-ins for Line 4 from overflow page........................................................ ..........................................0
..........................................0
..........................................0
0499. Totals (Lines 0401 thru 0403 plus 0498) (Line 4 above)................................................................... ..........................................0
..........................................0
..........................................0
0501. Loans on company's stock............................................................................................................... ............................................. .............................................
..........................................0
0502. ........................................................................................................................................................
............................................. .............................................
..........................................0
0503. ........................................................................................................................................................
............................................. .............................................
..........................................0
0598. Summary of remaining write-ins for Line 5 from overflow page........................................................ ..........................................0
..........................................0
..........................................0
0599. Totals (Lines 0501 thru 0503 plus 0598) (Line 5 above)................................................................... ..........................................0
..........................................0
..........................................0
13
EXHIBIT 2 - RECONCILIATION OF LEDGER ASSETS
1
Current Year
2
Prior Year
INCREASES IN LEDGER ASSETS
1.
Net premiums written (Part 2, Line 32, Column 1).....................................................................................................................
.............................34,037,644 .............................30,365,998
2.
Interest, dividends and real estate income received (Part 1, Line 9, Column 3)......................................................................... ...............................3,948,035 ...............................2,904,699
3.
From sale or maturity of ledger assets (Part 1A, Line 9, Column 2)...........................................................................................
4.
Other income items or increases, viz:
.....................................9,043
.....................................1,134
a. Agents' balances previously charged off.............................................................................................................................. ............................................... ...............................................
b. Remittances from home office to U.S. branch (gross)......................................................................................................... ............................................... ...............................................
c. Funds held under reinsurance treaties (net)........................................................................................................................
............................................... ...............................1,737,401
d. Borrowed money (gross).....................................................................................................................................................
............................................... ...............................................
e. Amounts withheld or retained for account of others (net)..................................................................................................... ............................................... ...............................................
f. Aggregate write-ins for increases in ledger assets...............................................................................................................
............................................0 ..................................461,822
5.
Adjustment in book value of ledger assets (Part 1A, Line 9, Column 4)..................................................................................... ............................................... ...............................................
6.
Capital paid in (Page 4, Line 24a).............................................................................................................................................
............................................... ...............................................
7.
Surplus paid in (Page 4, Line 25a)............................................................................................................................................
............................................... ...............................................
7A. Surplus notes (Page 4, Line 23A)..............................................................................................................................................
............................................... ...............................................
8.
.............................37,994,722 .............................35,471,054
Total (Lines 1 to 7A)..................................................................................................................................................................
DECREASES IN LEDGER ASSETS
9.
Net losses paid (Part 3, Line 32, Column 4)..............................................................................................................................
.............................14,285,570 .............................13,723,329
10.
Expenses paid (Part 4, Line 27, Column 4)...............................................................................................................................
.............................14,069,042 .............................12,354,337
10A. Interest expense (Part 1, Line 10A)...........................................................................................................................................
............................................... ...............................................
11.
From sale or maturity of ledger assets ( Part 1A, Line 9, Col. 3)............................................................................................... ..................................288,042 ...............................................
11A. Surplus notes (Page 4, Line 23A)..............................................................................................................................................
12.
............................................... ...............................................
Other disbursement items or decreases, viz:
a. Agents' balances charged off..............................................................................................................................................
........................................928 ...............................................
b. Remittances to home office from U.S. branch (gross)......................................................................................................... ............................................... ...............................................
c. Funds held under reinsurance treaties (net)........................................................................................................................ ..................................816,551 ...............................................
d. Borrowed money (gross).....................................................................................................................................................
............................................... ...............................................
e. Amounts withheld or retained for account of others (net)..................................................................................................... ............................................... ...............................................
f. Aggregate write-ins for decreases in ledger assets.............................................................................................................. ..................................320,200
............................................0
13.
Adjustment in book value of ledger assets (Part 1A, Line 9, Column 5) and depreciation (Part 1, Line 11)............................... ............................................... ...............................................
14.
Federal and foreign income taxes paid...................................................................................................................................... ..................................985,000 ..................................675,000
15.
Dividends paid stockholders......................................................................................................................................................
16.
Dividends to policyholders on direct business, less $..........0 dividends on reinsurance assumed or ceded (net)...................... ............................................... ...............................................
17.
Total (Lines 9 to 16)..................................................................................................................................................................
............................................... ..................................400,000
.............................30,765,333 .............................27,152,666
RECONCILIATION BETWEEN YEARS
18.
Amount of ledger assets as per balance December 31 of prior year.......................................................................................... .............................62,596,072 .............................54,277,684
19.
Increase or (decrease) in ledger assets during the year (Line 8 minus Line 17)........................................................................ ...............................7,229,389 ...............................8,318,388
20.
Balance = ledger assets December 31 of current year.............................................................................................................. .............................69,825,461 .............................62,596,072
04f01. Payable to Affiliates...................................................................................................................................................................
............................................... ..................................461,822
04f02. ..................................................................................................................................................................................................
............................................... ...............................................
04f03. ..................................................................................................................................................................................................
............................................... ...............................................
04f98. Summary of remaining write-ins for Line 4f from overflow page................................................................................................
............................................0
04f99. Totals (Lines 04f01 thru 04f03 plus 04f98) (Line 4f above)........................................................................................................
............................................0 ..................................461,822
12f01. Payable to Affiliates...................................................................................................................................................................
..................................320,200 ...............................................
12f02. ..................................................................................................................................................................................................
............................................... ...............................................
12f03. ..................................................................................................................................................................................................
............................................... ...............................................
12f98. Summary of remaining write-ins for Line 12f from overflow page..............................................................................................
............................................0
............................................0
12f99. Totals (Lines 12f01 thru 12f03 plus 12f98) (Line 12f above)...................................................................................................... ..................................320,200
............................................0
14
............................................0
EXHIBIT OF PREMIUMS AND LOSSES (Statutory Page 14 Data)
NAIC Group Code.....1218
15
1.
2.1
2.2
2.3
3.
4.
5.1
5.2
6.
8.
9.
10.
11.
12.
13.
14.
15.1
15.2
15.3
15.4
15.5
15.6
15.7
16.
17.
18.
19.1
19.2
19.3
19.4
21.1
21.2
22.
23.
24.
26.
27.
28.
31.
32.
3101.
3102.
3103.
3198.
3199.
(a)
NAIC Company Code....10673
Gross Premiums, Including Policy and
Membership Fees, Less Return Premiums
and Premiums on Policies not Taken
1
2
Direct Premiums
Direct Premiums
Written
Earned
.................111,601 .................102,616
...................45,181 ...................38,210
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
..............1,620,551 ..............1,247,192
..............1,336,651 ..............1,033,073
............................... ...............................
............................... ...............................
...................33,200 ...................25,596
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
.................581,063 .................478,787
...................63,578 ...................54,603
............................... ...............................
.....................2,077 .....................2,174
.....................4,876 .....................3,543
.................702,932 .................462,204
........................395 ........................412
.................267,393 .................166,425
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................... ...............................
............................0 ............................0
..............4,769,498 ..............3,614,835
BUSINESS IN GRAND TOTAL DURING THE YEAR
3
Dividends Paid or
Credited to
Policyholders on
Direct Business
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
...........................0
...........................0
4
5
Direct Losses
Direct Unearned
Paid
Line of Business
Premium Reserves (deducting salvage)
Fire..............................................................................................
...................39,137 ...................82,588
Allied lines....................................................................................
...................19,149 .....................1,098
Multiple peril crop.........................................................................
............................... ...............................
Federal flood................................................................................
............................... ...............................
Farmowners multiple peril............................................................
............................... ...............................
Homeowners multiple peril...........................................................
............................... ...............................
Commercial multiple peril (non-liability portion)............................
.................674,775 .................739,142
Commercial multiple peril (liability portion)...................................
.................596,429 ...................44,373
Mortgage guaranty.......................................................................
............................... ...............................
Ocean marine...............................................................................
............................... ...............................
Inland marine...............................................................................
...................13,909 ...............................
Financial guaranty........................................................................
............................... ...............................
Medical malpractice.....................................................................
............................... ...............................
Earthquake...................................................................................
............................... ...............................
Group accident and health...........................................................
............................... ...............................
Credit A & H (group and individual)..............................................
............................... ...............................
Collectively renewable A&H.........................................................
............................... ...............................
Non-cancelable A & H..................................................................
............................... ...............................
Guaranteed renewable A & H.......................................................
............................... ...............................
Non-renewable for stated reasons only........................................
............................... ...............................
Other accident only......................................................................
............................... ...............................
All other A & H.............................................................................
............................... ...............................
Federal employees health benefits program premium..................
............................... ...............................
Workers' compensation................................................................
............................... ...............................
Other liability................................................................................
.................253,650 ...................11,498
Products liability...........................................................................
...................30,429 ...............................
Private passenger auto no-fault (personal injury protection).........
............................... ...............................
Other private passenger auto liability...........................................
..........................39 .....................1,101
Commercial auto no-fault (personal injury protection)...................
.....................1,333 ...............................
Other commercial auto liability.....................................................
.................319,908 .................269,654
Private passenger auto physical damage.....................................
..........................12 ...............................
Commercial auto physical damage...............................................
.................110,000 ...................68,391
Aircraft (all perils).........................................................................
............................... ...............................
Fidelity.........................................................................................
............................... ...............................
Surety..........................................................................................
............................... ...............................
Burglary and theft.........................................................................
............................... ...............................
Boiler and machinery....................................................................
............................... ...............................
Credit...........................................................................................
............................... ...............................
Aggregate write-ins for other lines of business.............................
............................0 ............................0
TOTALS (a).................................................................................
..............2,058,771 ..............1,217,845
..................................................................................................... ............................... ............................... .............................. ............................... ...............................
..................................................................................................... ............................... ............................... .............................. ............................... ...............................
..................................................................................................... ............................... ............................... .............................. ............................... ...............................
Summary of remaining write-ins for Line 31 from overflow page.. ............................0 ............................0 ...........................0 ............................0 ............................0
TOTALS (Lines 3101 thru 3103 plus 3198) (Line 31 above)......... ............................0 ............................0 ...........................0 ............................0 ............................0
Finance and service charges not included in Lines 1 to 32 $...............0.
6
*000010673200043058100*
7
8
9
10
11
12
Direct Losses
Incurred
.................178,164
.....................4,790
...............................
...............................
...............................
...............................
.................957,045
.................453,395
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
.................140,517
...................12,273
...............................
.......................(952)
...............................
.................540,081
.........................(55)
.................106,398
...............................
...............................
...............................
...............................
...............................
...............................
............................0
..............2,391,655
Direct Losses
Unpaid
.................100,001
.....................5,134
...............................
...............................
...............................
...............................
.................273,345
.................495,690
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
.................195,712
...................18,906
...............................
.....................2,969
...............................
.................298,440
........................269
...................39,228
...............................
...............................
...............................
...............................
...............................
...............................
............................0
..............1,429,692
Direct Defense
and Cost
Containment
Expense Paid
...............................
...............................
...............................
...............................
...............................
...............................
...............................
.....................2,606
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
............................0
.....................2,606
Direct Defense
and Cost
Containment
Expense Incurred
.....................2,914
........................463
...............................
...............................
...............................
...............................
...................45,571
.................146,453
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...................68,699
.....................5,631
...............................
.........................(28)
...............................
...................43,477
.........................(17)
.....................5,063
...............................
...............................
...............................
...............................
...............................
...............................
............................0
.................318,226
Direct Defense
and Cost
Containment
Expense Unpaid
.....................3,753
........................673
...............................
...............................
...............................
...............................
...................50,127
.................187,898
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...................96,195
...................10,907
...............................
........................109
...............................
...................43,905
...............................
.....................5,063
...............................
...............................
...............................
...............................
...............................
...............................
............................0
.................398,630
Commissions
and Brokerage
Expenses
..................26,618
..................10,044
..............................
..............................
..............................
..............................
................387,153
................297,669
..............................
..............................
....................7,735
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
................139,308
..................14,244
..............................
.......................742
....................1,014
................145,993
.........................83
..................54,982
..............................
..............................
..............................
..............................
..............................
..............................
...........................0
.............1,085,585
Taxes,
Licenses and
Fees
.........................37
.........................77
..............................
..............................
..............................
..............................
..................20,618
..................15,871
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
..............................
....................1,548
.......................133
..............................
.........................49
.......................200
..................22,007
...........................9
....................8,746
..............................
..............................
..............................
..............................
..............................
..............................
...........................0
..................69,296
...............................
...............................
...............................
............................0
............................0
...............................
...............................
...............................
............................0
............................0
...............................
...............................
...............................
............................0
............................0
...............................
...............................
...............................
............................0
............................0
...............................
...............................
...............................
............................0
............................0
..............................
..............................
..............................
...........................0
...........................0
..............................
..............................
..............................
...........................0
...........................0
GENERAL INTERROGATORIES
1. (a) Does the company issue both participating and non-participating policies?
(b) If yes, state the amount of calendar year net premiums written on:
(i) participating policies
(ii) non-participating policies
Yes [ ]
$...................................0
$...................................0
2. For Mutual Companies and Reciprocal Exchanges only:
(a) Does company issue assessable policies?
(b) Does company issue non-assessable policies?
(c) If assessable policies are issued, what is the extent of the contingent liability of the policyholders?
(d) Total amount of assessments paid or ordered to be paid during the year on deposit notes or contingent premiums?
Yes [ ]
No [ ]
Yes [ ]
No [ ]
....................................0
$...................................0
3. For Reciprocal Exchanges only:
(a) Does the Exchange appoint local agents?
(b) If yes, is the commission paid:
(i) out of Attorney's-in-Fact compensation?
(ii) as a direct expense of the Exchange?
(c) What expenses of the Exchange are not paid out of the compensation of the Attorney-in-Fact?
Yes [ ]
Yes [ ]
(d) Has any Attorney-in-Fact compensation, contingent on fulfillment of certain conditions, been deferred?
(e) If yes, give full information
4.
No [ X ]
Yes [ ]
No [ ]
No [ ]
No [ ]
N/A [ ]
N/A [ ]
Yes [ ]
No [ ]
CAPITAL STOCK OF THIS COMPANY
2
3
4
5
6
7
Number of Shares
Number of Shares
Par Value
Redemption Price
Is Dividend Rate
Are Dividends
Authorized
Outstanding
Per Share
if Callable
Limited?
Cumulative?
Preferred................................... ...................................... ...................................... ...................................... ...................................... ...Yes [ ].........No [ ].... ...Yes [ ].........No [ ]....
Common................................... ..............1,000,000.000 .................840,000.000 ..............................5.00 .................XXX.............. .................XXX............... .................XXX...............
1
Class
5. (a) Does the company own any securities of a real estate holding company or otherwise hold real estate indirectly?
(b) If yes, (i) explain
(ii) Name of real estate holding company.....................
(iii) Number of parcels involved
(iv) Total book value
Yes [ ]
No [ X ]
....................................0
$...................................0
Yes [ X ]
6. (a) Is the company a member of an Insurance Holding Company System consisting of two or more affiliated persons, one or more of which is an insurer?
(b) If yes, did the company register and file with its domiciliary State Insurance Commissioner, Director, or Superintendent, or with such regulatory official of the state
of domicile of the principal insurer in the Holding Company System, a registration statement providing disclosure substantially similar to the standards adopted by
the National Association of Insurance Commissioners in its Model Holding Company System Regulatory Act and model regulations pertaining thereto, or is
the company subject to standards and disclosure requirements substantially similar to those required by such Act and regulations?
Yes [ X ]
No [ ]
(c) State regulating................... Commonwealth of Pennsylvania
7. (a) Does any foreign (non-United States) person or entity directly or indirectly control 10% or more of the company?
(b) If yes, (i) state the percentage of foreign control:
(ii) state the nationality(s) of the foreign person(s) or entity(s) or if the
is a mutual or reciprocal, the nationality of its manager or attorney in fact; and
No [ ]
N/A [ ]
Yes [ ]
No [ X ]
........................................
(iii) identify the type of entity(s) (e.g.; individual, corporation or
government, manager or attorney in fact).
8. (a) Total amount loaned during the year:
(i) to directors or other officers
(ii) to stockholders not officers
(b) Total amount of loans outstanding at end of year:
(i) to directors or other officers
(ii) to stockholders not officers
$...................................0
$...................................0
$...................................0
$...................................0
9. (a) Did any person while an officer, director or trustee of the company receive directly or indirectly, during the period covered by this statement, any commission
on the business transactions of the company?
(b) Did any person while an officer, director, trustee or employee receive directly or indirectly, during the period covered by this statement, any compensation
in addition to their regular compensation on account of the reinsurance transactions of the company?
(c) Has the company an established procedure for disclosure to its board of directors or trustees of any material interest or affiliation on the part of its officers
directors, trustees, or responsible employees which is in or is likely to conflict with the official duties of such person?
(d) Except for retirement plans generally applicable to its staff employees and agents and contracts with its agents for the payment of commissions, has the
company any agreement with a person whereby it agrees that for any service rendered or to be rendered, they shall receive directly or indirectly any
salary, compensation or emolument that will extend beyond a period of 12 months from the date of the agreement?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
Yes [ X ]
No [ ]
Yes [ ]
No [ X ]
10. What amount of installment notes is owed and now held by the company?
$...................................0
11. (a) Have any of these notes been hypothecated, sold or used in any manner as security for money loaned within the past year?
(b) If yes, what amount?
Yes [ ]
No [ X ]
$...................................0
12. (a) Largest net aggregate amount insured in any one risk (excluding workers' compensation)
(b) Does any reinsurance contract considered in the calculation of this amount include an aggregate limit of recovery without also including a
reinstatement provision?
(c) State the number of reinsurance contracts (excluding individual facultative risk certificates, but including facultative programs, automatic facilities
or facultative obligatory contracts) considered in the calculation of this amount.
$........................500,000
16
Yes [ ]
No [ X ]
....................................1
GENERAL INTERROGATORIES (continued)
13. (a) What provision has this company made to protect itself from an excessive loss in the event of a catastrophe under a workers' compensation contract issued
without limit of loss?
Not Applicable
(b) Describe the method used to estimate this company's probable maximum insurance loss, and identify the types of insured exposures comprising tha
probable maximum loss, the locations of concentrations of those exposures and the external resources (such as consulting firms or computer software
models), if any, used in the estimation process. What provision has this company made (such as a catastrophic reinsurance program) to protect itsel
from an excessive loss arising from the types and concentrations of insured exposures comprising its probable maximum property insurance loss?
Company utilizes RMS software, IRAS Model, to evaluate exposure to potential windstorm loss. Major geographic areas of concentration in evaluating
exposures are Florida, Hawaii, and the Gulf Coast. In 2000, Penn-Star participated in a property Catastrophe Excess Reinsurance Agreement in which th
e Company is insured on $24 million in excess of $1 million (Company's retention is 2.5 percent on the first $4 million)
(c) Does the company carry catastrophe reinsurance protections, with provision for at least one reinstatement, in an amount sufficient to cover its
estimated probable maximum loss attributable to a single loss event or occurrence?
(d) If no, describe any arrangements or mechanisms employed by the company to supplement its catastrophe reinsurance program or to hedge its
exposure to unreinsured catastrophic loss.
14. (a) Has this company guaranteed any financed premium accounts?
(b) If yes, give full information
15. (a) Has this company reinsured any risk with any other company under a quota share reinsurance contract which includes a provision which would
limit the reinsurer's losses below the stated quota share percentage (e.g., a deductible, a loss ratio corridor, a loss ratio cap, an aggregate limit or
any similar provision)?
(b) If yes, indicate the number of reinsurance contracts containing such provisions:
16. (a) Has this company reinsured any risk with any other company and agreed to release such company from liability, in whole or in part, from any loss that may
occur on the risk, or portion thereof, reinsured?
Yes [ X ]
No [ ]
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
....................................0
Yes [ ]
No [ X ]
17. If the company has assumed risks from another company, there should be charged on account of such reinsurances a reserve equal to that which the origina
company would have been required to charge had it retained the risks. Has this been done?
Yes [ X ]
18. (a) Has this company guaranteed policies issued by any other company and now in force?
No [ ]
Yes [ ]
N/A [ ]
No [ X ]
19. (a) Were all stocks, bonds and other securities owned December 31 of current year, over which the company has exclusive control in the actual possession
of the company on said date, except as shown by the Schedule E-Part 2 - Special Deposits?
(b) If no, give full and complete information relating thereto Securities held by PNC bank via various custody agreements
Yes [ ]
No [ X ]
20. (a) Were any of the stocks, bonds or other assets of the company owned at December 31 of the current year not exclusively under the control of the company, excep
as shown on the Schedule E-Part 2 - Special Deposits; or has the company sold or transferred any assets subject to a put option contract that is currently in force?
(Exclude securities subject to Interrogatory 21.)
Yes [ ]
No [ X ]
(b) If yes, state the amount thereof at December 31 of the current year:
(i) loaned to others
$...................................0
(ii) subject to repurchase agreements
$...................................0
(iii) subject to reverse repurchase agreements
$...................................0
(iv) subject to dollar repurchase agreements
$...................................0
(v) subject to reverse dollar repurchase agreements
$...................................0
(vi) pledged as collateral
$...................................0
(vii) placed under option agreements
$...................................0
(viii) letter stock or other securities restricted as to sale
$...................................0
(ix) other
$...................................0
(c) For each category above, if any of these assets are held by others, identify by whom held
(i)
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
(ix)
(d) For categories (b)(i) and (iii) above, and for any other securities that were made available for use by another person during the year covered by this statement,
attach a schedule as shown in the instructions to the annual statement.
(e) For category (b)(vii) above, do any of the option agreements involve asset transfers with put options?
Yes [ ]
No [ ]
N/A [ X ]
If yes, disclose in the Notes to Financial Statements the information specified in the instructions to the annual statement.
21. Were any of the assets reported in this statement subject to a contractual obligation to transfer to another party without the liability for such obligation being reported
in this statement?
Yes [ ]
No [ X ]
If yes, state the amount thereof at December 31 of the current year:
(i) rented from others
$...................................0
(ii) borrowed from others
$...................................0
(iii) leased from others
$...................................0
(iv) other
$...................................0
Disclose in Notes to Financial Statements the nature of each of these obligations.
22. (a) State as of what date the latest financial examination of the company was made or is being made.
...............12/31/1998.......
(b) State the as of date of the latest financial examination report that is available from either the state of domicile or the company. This date should be the date
of the examined balance sheet and not the date the report was completed or released
...............12/31/1998.......
(c) State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the company
This is the release date or completion date of the examination report and not the date of the examination (balance sheet date)
...............12/15/1999.......
(d) By what departments or department?......................... Commonwealth of Pennsylvania Department of Insurance
23. (a) Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the company?
Yes [ ]
No [ X ]
(b) If yes, date of change:
........................................
If not previously filed, furnish herewith a certified copy of the instrument as amended.
24. (a) Has any direct new business been solicited or written in any state where the company was not licensed?
Yes [ ]
No [ X ]
(b) If yes, explain
17
25. Is the purchase or sale of all investments of the company passed upon either by the board of directors or a subordinate committee thereof?
Yes [ X ]
No [ ]
26. Does the company keep a complete permanent record of the proceedings of its Board of Directors and all subordinate committees thereof?
Yes [ X ]
No [ ]
27. Have the instructions for completing the blank required by this department been followed in every detail?
Yes [ X ]
No [ ]
Yes [ X ]
No [ ]
(ONLY UNITED STATES BRANCHES OF FOREIGN COMPANIES NEED ANSWER INTERROGATORIES 28 AND 29)
28. What changes have been made during the year in the United States Manager or the United States Trustees of the company?
29. Does this statement contain all business transacted for the company through its United States branch, on risks wherever located?
30. (a) During the period covered by this statement, did any agent, general agent, broker, sales representative, non-affiliated sales/service organization or any
combination thereof under common control (other than salaried employees of the company) receive credit or commissions for or control a substantial par
(more than 20 percent of any major line of business measured on direct premiums) of:
(i) sales of new business?
Yes [ X ]
(ii) renewals?
Yes [ X ]
(b) During the period covered by this statement, did any sales/service organization owned in whole or in part by the company or an affiliate, receive credit or commissions
for or control a substantial part (more than 20 percent of any major line of business measured on direct premiums) of
(i) sales of new business?
Yes [ ]
(ii) renewals?
Yes [ ]
No [ ]
No [ ]
No [ X ]
No [ X ]
31. (a) If the company recorded accrued retrospective premiums on insurance contracts on Line 10.3 of the assets schedule, Page 2, state the amount of corresponding
liabilities recorded for:
(i) unpaid losses
$...................................0
(ii) unpaid underwriting expenses (including loss adjustment expenses)
$...................................0
(b) Of the amount on Line 10.3 of the assets schedule, Page 2, state the amount which is secured by letters of credit, collateral and other funds
$...................................0
(c) If the company underwrites commercial insurance risks, such as workers' compensation, are premium or promissory notes accepted from its insureds
covering unpaid premiums and/or unpaid losses?
Yes [ ]
No [ ]
N/A [ X ]
(d) If yes, provide the range of interest rates charged under such notes during the period covered by this statement
(i) from
....................................%
(ii) to
....................................%
(e) Are letters of credit or collateral and other funds received from insureds being utilized by the company to secure premium or promissory notes taken by the
company, or to secure any of the company's reported direct unpaid loss reserves, including unpaid losses under deductible features of commercial policies?
Yes [ ]
No [ X ]
(f) If yes, state the amount thereof at December 31 of the current year:
(i) letters of credit
$......................................
(ii) collateral and other funds
$......................................
32. What interest, direct or indirect, has the company in the capital stock of any other insurance company?
33. (a) Does the company have any direct Medicare Supplement Insurance in force?
(b) If yes, indicate premium earned on U.S. business only.
(c) What portion of Item (b) is not reported on the Medicare Supplement Insurance Experience Exhibit?
Reason for excluding
(d) Indicate amount of earned premium attributable to Canadian and/or Other Alien not included in Item (b) above
(e) Indicate total incurred claims on all Medicare Supplement insurance.
34. (a) Was the company's prior year's annual statement amended?
(b) If yes, furnish the following information regarding the last amendment to the prior year's annual statement filed with the company's state of domicile
(i) amendment number
(ii) date of amendment
Yes [ ]
No [ X ]
$...................................0
$...................................0
$...................................0
$...................................0
Yes [ ]
........................................
........................................
35. What is the name, address, and affiliation (officer/employee of the company or actuary/consultant associated with a(n) actuarial consulting firm) of the individual providing the
statement of actuarial opinion?
Ronald T. Kuehn, actuary - Ernst & Young, LLP Two Commerce Square, Suite 4000, 29th & Market St., Philadelphia, PA 19103
36. What is the name and address of the independent certified public accountant or accounting firm retained to conduct the annual audit?
Ernst & Young, LLP Two Commerce Square, Suite 4000, 29th & Market St., Philadelphia, PA 19103
18
No [ X ]
37. (a) Has the company been a party to a merger or consolidation during the period covered by this statement?
Yes [ ]
No [ X ]
38. (a) Has this company had any Certificates of Authority, licenses or registrations ( including corporate registration, if applicable) suspended or revoked by any governmen
entity during the reporting period? (You need not report an action, either formal or informal, if a confidentiality clause is part of the agreement.)
Yes [ ]
No [ X ]
(b) If yes, provide name of company, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any company that has ceased to exis
as a result of the merger or consolidation.
Name of Company
NAIC Company Code
State of Domicile
39. (a) Does this statement include payments for assessments as described in the Annual Statement Instructions other than guaranty fund or guaranty
association assessments?
(b) If answer is yes,
(i) amount paid as losses or risk adjustment:
(ii) amount paid as expenses:
(iii) other amounts paid:
40. (a) Amount of payments to Trade Associations, Service Organizations and Statistical or Rating Bureaus, if any?
(b) List the name of the organization and the amount paid if any such payment represented 25% or more of the total payments to Trade
Associations, Service Organizations and Statistical or Rating Bureaus during the period covered by this statement.
Name of Organization
Insurance Service Office (ISO)
19
$...................................0
$...................................0
$...................................0
Amount Paid
$........................131,668
$..........................35,232
Amount Paid
$......................................
42. (a) Amount of payments for expenditures in connection with matters before legislative bodies, officers or departments of government, if any?
(b) List the name of the firm and the amount paid if any such payment represented 25% or more of the total payment expenditures in
connection with matters before legislative bodies, officers or departments of government during the period covered by this statement
Name of Firm
No [ X ]
$........................163,153
41. (a) Amount of payments for legal expenses, if any?
(b) List the name of the firm and the amount paid if any such payment represented 25% or more of the total payments for legal expenses
during the period covered by this statement.
Name of Firm
Yes [ ]
Amount Paid
$......................................
$...................................0
NOTES TO FINANCIAL STATEMENTS
NOTES TO FINANCIAL STATEMENTS
1. Basis of Presentation
The accompanying financial statements of the Penn-Star Insurance Company ("PSIC or "The Company") have been prepared in conformity
with accounting practices prescribed or permitted by the Insurance Department of the Commonwealth of Pennsylvania and the National
Association of Insurance Commissioners Annual Statement Instructions and Accounting Practices and Procedures Manual.
2. Basis of Valuation of Invested Assets
A. Investments in common and preferred stock are generally stated at values determined by the National Association of Insurance
Commissioners, which approximate market value. Bonds not backed by loans are stated at amortized cost using the interest method. Loan backed
bonds are stated at amortized cost using the interest method including anticipated prepayments at the date of purchase. Significant changes in
estimated cash flow from the original purchase assumptions are accounted for using the retrospective method.
B. None- The Company has no invested assets to be depreciated.
C. None – The Company has no subsidiaries
D. Prepayment assumptions for loan-backed bonds and other structured securities were obtained by updating the cash flows and
incorporating the historic cash flows for each security as well as current market conditions. The assumptions are consistent with the current
interest and economic conditions. The retrospective method is used to value the loan-backed bonds and structure securities.
3. Derivative Instruments
A. None - The Company has no derivatives.
B. None - The Company has no derivatives.
4. Federal income Tax Allocation
A. The Company's federal income tax return is combined with Penn-America Insurance Company and Penn-America Group, Inc. The method
of allocation between companies is subject to written agreement, approved by the Board Of Directors. The Company will file a consolidated
return. The Company will pay to, or recover from, both Penn-America and Penn-America Group, Inc. Federal income taxes it would have
incurred (or been entitled to recover) for the year ended 1999. The calculation is done as if each entity was filing its own Federal income tax
return. Intercompany balances are settled quarterly.
B. The amount of Federal income taxes incurred and available for recoupment in the event of future net losses is: current year $0; first
preceding year $1,289,087; second preceding year $647,574.
C. None- The Company has no net tax loss carryforward.
5. Information Concerning Parent, Subsidiaries, And Affiliates
A. All outstanding shares of the Company are owned by Penn-America Insurance Company, an insurance company domiciled in the
Commonwealth of Pennsylvania.
B. None – The Company had no transactions with affiliates excluding reinsurance transactions and cost sharing agreements. The
Company is wholly owned by Penn-America Insurance Company.
C. None – The Company has no investments in its parent or affiliates.
D. None – The Company does not own shares of an upstream intermediate of an ultimate parent.
E. None – The Company has no contingent exposure due to guarantees of undertaking for the benefit of an affiliate.
F. On July 1, 1998, the Company and Penn-America entered into a reinsurance pooling agreement. Accordingly, Penn-America cedes 35% of
the pooled premium and pooled expenses of the companies to Penn-Star.
6. Retirement Plans, Deferred Compensation, and Other Post Retirement Benefit Plan
A1. The Company, and its' parent and affiliates provide an Employee Incentive Saving and Retirement plan under which employees with three
month's consecutive service are eligible to participate by contributing up to 15 percent of their basic, eligible compensation, subject to IRS
guidelines, which include annual dollar limits' set by the IRS. The company contributes 50 percent of employee's contributions up to 6% of their
basic compensation. The company's contributions totaled $27,529 and $36,917 for the years ended December 31, 2000 and 1999, respectively. The
funds are available for investment in six mutual funds as directed by the participating employees. Penn-Star Insurance Company is a
wholly-owned subsidiary of Penn-America Insurance Company. Costs recorded for the employee Incentive Saving and Retirement plan are
allocated based on the cost sharing agreement with Penn-America Insurance Company.
A2. The plan also provides for profit sharing contributions for all eligible employees at the discretion of the Board of Directors. There
were no Profit Sharing contributions for the years ended December 31, 2000 or 1999.
B. None - The Company has no deferred compensation plans.
C. None - The Company has no post-retirement benefit plans
7. Capital and Surplus and Shareholder's and Policyholders' Dividend Restrictions.
A. The maximum amount of dividends that can be paid by Pennsylvania insurance companies to shareholders without prior approval of the
Insurance Commissioner of the Commonwealth of Pennsylvania is restricted to the greater of 10 percent of the statutory surplus as regards
policyholders as shown on the last annual statement on file with the commissioner or 100 percent of the net income for the period covered by such
statement. Dividends may not exceed unassigned surplus. Statutory surplus at December 31, 2000 was $29,980,158, with net loss of $608,452 for
the twelve months then ended. In 2001, the Company needs prior approval to pay dividends. The Company paid no dividends in 2000.
B. None - The Company has not issued preferred stock.
20
C. None - The Company has no restrictions on unassigned surplus.
D. None - The Company has no stock held for special purposes.
E. None - The Company has no surplus debentures.
F. None - The Company has no surplus debentures.
G. None - The Company does not pay policyholders' dividends.
8. Capital Notes - None
9. Borrowed Money - None
10. Contingent Liabilities
A. None - The Company has no material contingent liabilities.
B. None - The Company has committed no surplus funds.
C. None - The Company has no legal proceedings beyond the ordinary course.
D. None - The Company does not act as an intermediary in Over the Counter derivatives.
11. Leases
The Company leases its office space under a lease expiring in 2005. Rental payments under this lease were $98,389 for both of the years ended
December 31, 2000 and 1999. The Company also leases its computer equipment under various leases expiring in less than three years. Rental
payments under these leases were $122,155 and $ 132,650 for the years ended December 31, 2000 and 1999, respectively. Costs recorded for leases
are allocated based on the cost sharing agreement with its' parent, Penn-America Insurance Company.
12. Subscriber Savings Account - None
13. Unsecured Reinsurance Recoverable – None
14. Reinsurance Recoverables in Dispute - None
15. Reinsurance Assumed and Ceded
Assumed
Reinsurance
Premium
Reserve
Affiliates
All Other
Total
$ 13,511,446
$
0
$ 13,511,446
Assumed
Reinsurance
Commission
Equity
$ 3,377,862
$
0
$ 3,377,862
Ceded
Reinsurance
Premium
Reserves
$ 1,784,167
$ 274,604
$ 2,058,771
Ceded
Reinsurance
Premium
Equity
$ 446,042
$ 109,842
$ 555,884
Net Premium
Reserves
$ 11,727,279
($
274,604)
$ 11,452,675
Net Commission
Equity
$ 2,931,820
($
109,842)
$ 2,821,978
Direct Unearned Premiums - $2,058,771
B. None - The Company has no contingent reinsurance commissions on unearned premiums
C. All contracts of reinsurance have been accounted for in conformity with the NAIC Practice and Procedures Manual
16. Structured Settlements
A. None - The Company has not purchased annuities.
B. None - The Company has not purchased annuities.
17. Uncollectible Reinsurance - None
18. Commutation of Ceded Reinsurance - None
19. Retroactive Reinsurance - None - The Company has no material retroactive reinsurance contracts that transfer liabilities for losses
20. Intercompany Pooling Arrangement - The Company entered into a pooling arrangement effective July 1, 1998 with its parent, Penn-America Insurance
Company (NAIC No. 32859). Penn-America acts as the lead in the agreement and assumes 100 percent of written premiums (net of cessions to unaffiliated
reinsurers) of Penn-Star. In turn, 65 percent of the business is retained by Penn-America and the Company assumes 35 percent. All lines of business are
included in the pooling arrangement. All expenses and losses incurred are allocated using the same percentages as written premiums, described above.
21. Accrued Retrospective Premiums - None
22. Discounting of Liabilities for Unpaid Losses or Unpaid Loss Adjustment Expenses - None- The Company does not discount any reserves.
23. Financial Guaranty Insurance Exposures - None - The Company has no exposure of financial guarantees.
24. Information concerning Asset transfers with Put Options - None - the Company has no asset transfers with put options.
25. Direct Premiums Written By Managing General Agents/Third party Administrators- None - The Company has no premiums written by
MGA's or TPA's as defined in the MGA Act.
26. Gain or Loss to the insurer from Uninsured A&H Plans and the Uninsured Portion of Partially Insured Plans - None - The Company has no
gain of loss from Uninsured A&H Plans.
27. Asbestos/Environmental Reserves
20.1
A. None- The Company has no exposure to asbestos related claims.
B. None- The Company has no exposure to asbestos related claims.
C. None - The Company has no exposure to asbestos related claims.
D. None- The Company has no exposure to environmental related claims.
E. None- The Company has no exposure to environmental related claims.
F. None - The Company has no exposure to environmental related claims.
28. Events Subsequent- None
29. Other items: The Company elected to use rounding in reporting amounts in the statement.
20.2
FIVE-YEAR HISTORICAL DATA
Show amounts in whole dollars only, no cents; show percentages to one decimal place, i.e. 17.6.
1
2
3
4
5
2000
1999
1998
1997
1996
Gross Premiums Written
(Page 9, Part 2B, Cols. 1& 2)
1.
Liability lines (Lines 11.1, 11.2, 16, 17.1, 17.2, 18.1, 18.2, 19.1, 19.2 & 19.3, 19.4)................... ........13,711,505 ........13,036,639 ........23,127,525 ........22,377,352 ...........................
2.
Property lines (Lines 1, 2, 9, 12, 21 & 26).................................................................................. ..........3,427,841 ..........3,139,871 ..........4,905,420 ..........4,013,423 ...........................
3.
Property and liability combined lines (Lines 3, 4, 5, 8, 22 & 27)................................................. ........21,667,797 ........16,079,616 ........11,794,975 ........................... ...........................
4A. All other lines (Lines 6, 10, 13, 14, 15, 23, 24, 28, 29 & 31)....................................................... ........................... ........................... ........................... ........................... ...........................
4B. Non-proportional reinsurance lines (Lines 30A, 30B & 30C)...................................................... ........................... ........................... ........................... ........................... ...........................
5.
Total (Line 32)...........................................................................................................................
........38,807,143 ........32,256,126 ........39,827,920 ........26,390,775 ........................0
Net Premiums Written
(Page 9, Part 2B, Col. 4)
6.
Liability lines (Lines 11.1, 11.2, 16, 17.1, 17.2, 18.1, 18.2, 19.1, 19.2 & 19.3, 19.4)................... ........12,356,979 ........12,495,141 ........19,148,030 ........22,377,352 ...........................
7.
8.
Property and liability combined lines (Lines 3, 4, 5, 8, 22 & 27)................................................. ........18,710,594 ........14,898,166 ........11,708,144 ........................... ...........................
10.
Total (Line 32)...........................................................................................................................
........34,037,644 ........30,365,998 ........34,928,866 ........26,390,775 ........................0
Statement of Income
(Page 4)
11.
Net underwriting gain or (Loss) (Line 7)..................................................................................... .........(4,059,602) ............(185,098) .........(1,472,768) .........(2,518,940) ...........................
12.
Net investment gain or (loss) (Line 9A)...................................................................................... ..........3,640,106 ..........3,056,222 ..........2,716,223 ..........1,405,706 ...........................
13.
Total other income (Line 13)......................................................................................................
14.
Dividends to policyholders (Line 14A)........................................................................................ ........................... ........................... ........................... ........................... ...........................
15.
Federal and foreign income taxes incurred (Line 15)................................................................. .............188,028 ..........1,289,087 .............647,574 .............342,090 ...........................
16.
Net income (Line 16).................................................................................................................
..................(928) ........................... ........................... ........................... ...........................
............(608,452) ..........1,582,037 .............595,881 .........(1,455,324) ........................0
Balance Sheet Lines
(Pages 2 and 3)
17.
Total admitted assets (Page 2, Line 22, Col. 4).........................................................................
18.
Agents' balances or uncollected premiums (Page 2, Col. 4):
18.1 In course of collection (Line 10.1).....................................................................................
........70,189,397 ........63,100,929 ........54,970,786 ........44,973,706 ...........................
..........3,899,227 ..........4,553,313 ..........2,102,197 ..........1,972,799 ...........................
18.2 Deferred and not yet due (Line 10.2)................................................................................. ........................... ........................... ........................... ........................... ...........................
18.3 Accrued retrospective premiums (Line 10.3)..................................................................... ........................... ........................... ........................... ........................... ...........................
19.
Total liabilities (Page 3, Line 23)................................................................................................
20.
Losses (Page 3, Lines 1 & 1A)................................................................................................... ........18,892,340 ........14,695,494 ........11,819,064 ..........9,281,419 ...........................
........41,209,239 ........33,040,232 ........25,836,953 ........16,448,080 ...........................
21.
Loss adjustment expenses (Page 3, Line 2)............................................................................... ..........7,019,091 ..........4,576,329 ..........2,185,011 .............338,918 ...........................
22.
Unearned premiums (Page 3, Line 9)........................................................................................
23.
Capital paid up (Page 3, Lines 25A & 25B)................................................................................ ..........4,200,000 ..........4,200,000 ..........3,000,000 ..........3,000,000 ...........................
24.
Surplus as regards policyholders (Page 3, Line 27)................................................................... ........28,980,158 ........30,060,697 ........29,133,833 ........28,525,626 ...........................
........13,511,447 ........11,480,955 ........11,005,248 ..........6,473,697 ...........................
Risk-Based Capital Analysis
25.
Total adjusted capital.................................................................................................................
26.
Authorized control level risk-based capital................................................................................. ..........3,659,259 ..........3,026,633 ..........3,732,514 ..........4,201,240 ...........................
........29,980,158 ........30,060,697 ........29,133,833 ........28,525,626 ...........................
Percentage Distribution of Cash and Invested Assets
(Page 2, Col. 4) (Item divided by Page 2, Line 9, Col. 4) x 100.0
27.
Bonds (Line 1)...........................................................................................................................
...................92.7 ...................92.4 ...................89.1 ...................85.6 ...........................
28.
Stocks (Lines 2.1 & 2.2)............................................................................................................. .....................2.9 .....................3.5 .....................2.4 .....................3.0 ...........................
29.
Mortgage loans on real estate (Lines 3.1 & 3.2)......................................................................... ........................... ........................... ........................... ........................... ...........................
30.
Real estate (Lines 4.1 & 4.2).....................................................................................................
31.
Cash and short-term investments (Line 5)................................................................................. .....................4.4 .....................4.1 .....................8.5 ...................11.4 ...........................
32.
Other invested assets (Line 6)...................................................................................................
........................... ........................... ........................... ........................... ...........................
........................... ........................... ........................... ........................... ...........................
32A. Receivable for securities (Line 7)............................................................................................... ........................... ........................... ........................... ........................... ...........................
33.
Aggregate write-ins for invested assets (Line 8)......................................................................... ........................... ........................... ........................... ........................... ...........................
34.
Cash and invested assets (Line 9)............................................................................................. .................100.0 .................100.0 .................100.0 .................100.0 .................100.0
Investments in Parent, Subsidiaries and Affiliates
35.
Affiliated bonds (Sch. D, Summary, Line 25, Col. 5).................................................................. ........................... ........................... ........................... ........................... ...........................
36.
Affiliated preferred stocks (Sch. D, Summary, Line 39, Col. 5)................................................... ........................... ........................... ........................... ........................... ...........................
37.
Affiliated common stocks (Sch. D, Summary, Line 53, Col. 2)................................................... ........................... ........................... ........................... ........................... ...........................
38.
Affiliated short-term investments (subtotals included in Schedule DA, Part 1, Col. 13).............. ........................... ........................... ........................... ........................... ...........................
38A. Affiliated mortgage loans on Real Estate................................................................................... ........................... ........................... ........................... ........................... ...........................
38B. All other affiliated.......................................................................................................................
........................... ........................... ........................... ........................... ...........................
39.
Total of above lines 35, 36, 37, 38, 38A & 38B.......................................................................... ........................0 ........................0 ........................0 ........................0 ........................0
40.
Percentage of investments in parent, subsidiaries and affiliates to surplus
as regards policyholders (Line 39 above divided by Page 3, Col. 1, Line 27 x 100.0)
.....................0.0 ........................... ........................... ........................... ...........................
21
FIVE-YEAR HISTORICAL DATA
(Continued)
1
2
3
4
5
2000
1999
1998
1997
1996
Capital and Surplus Accounts
(Page 4)
41.
Net unrealized capital gains or (losses) (Line 19)....................................................................... ............(472,087) ............(255,173) ...............12,326 ..............(19,050) ...........................
42.
Dividends to stockholders (cash) (Line 27)................................................................................ ........................... ............(400,000) ........................... ........................... ...........................
43.
Change in surplus as regards policyholders for the year (Line 31)............................................. .........(1,080,539) .............926,864 .............608,207 ........28,525,626 ...........................
44.
Gross Losses Paid
(Page 10, Part 3, Cols. 1 & 2)
Liability lines (Lines 11.1, 11.2, 16, 17.1, 17.2, 18.1, 18.2, 19.1, 19.2 & 19.3, 19.4)................... ..........5,692,406 ..........7,281,326 ..........9,222,651 ..........2,488,389 ...........................
45.
46.
Property and liability combined lines (Lines 3, 4, 5, 8, 22 & 27)................................................. ..........8,088,925 ..........4,723,929 .............798,643 ........................... ...........................
48.
Total (Line 32)...........................................................................................................................
........15,503,415 ........13,809,221 ........12,891,311 ..........4,388,791 ........................0
Net Losses Paid
(Page 10, Part 3, Col. 4)
49.
Liability lines (Lines 11.1, 11.2, 16, 17.1, 17.2, 18.1, 18.2, 19.1, 19.2 & 19.3, 19.4)................... ..........5,410,153 ..........7,269,010 ..........9,219,856 ..........2,488,389 ...........................
50.
51.
Property and liability combined lines (Lines 3, 4, 5, 8, 22 & 27)................................................. ..........7,305,410 ..........4,679,983 .............798,643 ........................... ...........................
53.
Total (Line 32)...........................................................................................................................
........14,285,570 ........13,723,329 ........12,888,516 ..........4,388,791 ........................0
Operating Percentages
(Page 4) (Item divided by Page 4, Line 1) x 100.0
54.
Premiums earned (Line 1).........................................................................................................
.................100.0 .................100.0 .................100.0 .................100.0 .................100.0
55.
Losses incurred (Line 2)............................................................................................................
...................60.3 ...................49.7 ...................53.4 ...................64.5 ...........................
56.
Loss expenses incurred (Line 3)................................................................................................ ...................16.6 ...................15.1 ...................10.0 .....................2.9 ...........................
57.
Other underwriting expenses incurred (Line 4)........................................................................... ...................35.8 ...................35.8 ...................41.4 ...................45.2 ...........................
58.
Net underwriting gain or (loss) (Line 7)......................................................................................
.................(12.7) ...................(0.6) ...................(4.8) .................(12.6) ...........................
Other Percentages
59.
Other underwriting expenses to net premiums written (Page 4, Lines 4 + 5 - 13
divided by Page 9, Part 2B, Col. 4, Line 32 x 100.0).................................................................. ...................33.7 ...................35.3 ...................36.0 ...................34.1 ...........................
60.
Losses and loss expenses incurred to premiums earned
(Page 4, Lines 2 + 3 divided by Page 4, Line 1 x 100.0)............................................................ ...................76.9 ...................64.8 ...................63.4 ...................67.5 ...........................
61.
Net premiums written to policyholders' surplus (Page 9, Part 2B,
Col. 4, Line 32, divided by Page 3, Line 27, Col. 1 x 100.0)....................................................... .................117.5 .................101.0 .................119.9 ...................92.5 ...........................
One Year Loss Development ($000 omitted)
62.
Development in estimated losses and loss expenses incurred prior
to current year (Schedule P, Part 2-Summary, Line 12, Col. 11)................................................ ....................989
..................(847) ..................(566) ........................... ...........................
63.
Percent of development of losses and loss expenses incurred to policyholders' surplus of
prior year end (Line 62 above divided by Page 4, Line 17, Col. 1 x 100).................................... .....................3.3
...................(2.9) ...................(2.0) ........................... ...........................
Two Year Loss Development ($000 omitted)
64.
Development in estimated losses and loss expenses Incurred 2 years before the
current year and prior year (Schedule P, Part 2-Summary, Line 12, Col. 12)............................. ..................(724) ..................(306) ........................... ........................... ...........................
65.
Percent of development of losses and loss expenses incurred to reported policyholders
surplus of second prior year end (Line 64 divided by Page 4, Line 17, Col. 2 x 100.0)............... ...................(2.5) ...................(1.1) ........................... ........................... ...........................
22
Sch. A-Pt. 1
NONE
Sch. A-Pt. 2
NONE
Sch. A-Pt. 3
NONE
Sch. A-Verification Between Years
NONE
Sch. B-Pt. 1
NONE
Sch. B-Pt. 2
NONE
Sch. B-Verification Between Years
NONE
Sch. BA-Pt. 1
NONE
Sch. BA-Pt. 2
NONE
Sch. BA-Verification Between Years
NONE
23, 24, 25, 26, 27, 28, 29
SCHEDULE D - SUMMARY BY COUNTRY
Long-Term Bonds and Stocks OWNED December 31 of Current Year
1
Description
BONDS
Book Value
1. United States...................... ...............3,199,555
Governments
2
Market Value
(a)
...............3,277,765
3
Actual Cost
4
Par Value
of Bonds
5
Statement
Value
...............3,197,663
...............3,185,000
...............3,199,555
2. Canada............................... ................................ ................................ ................................ ................................ ................................
(Including all obligations guaranteed
3. Other Countries.................. ................................ ................................ ................................ ................................ ................................
by governments)
4. Totals.................................. ...............3,199,555
...............3,277,765
...............3,197,663
...............3,185,000
...............3,199,555
5. United States...................... ................................ ................................ ................................ ................................ ................................
States, Territories and Possessions
6. Canada............................... ................................ ................................ ................................ ................................ ................................
(Direct and guaranteed)
7. Other Countries.................. ................................ ................................ ................................ ................................ ................................
8. Totals.................................. .............................0
.............................0
.............................0
.............................0
.............................0
Political Subdivisions of States,
9. United States...................... ...............2,011,471
...............2,072,090
...............2,028,040
...............2,000,000
...............2,011,471
Territories and Possessions
10. Canada............................... ................................ ................................ ................................ ................................ ................................
(Direct and guaranteed)
11. Other Countries.................. ................................ ................................ ................................ ................................ ................................
12. Totals.................................. ...............2,011,471
...............2,072,090
...............2,028,040
...............2,000,000
...............2,011,471
Special Revenue and Special Assessment
13. United States...................... .............10,873,351
.............10,875,335
.............10,890,106
.............11,235,169
.............10,873,351
Obligations and all Non-guaranteed Obligations
14. Canada............................... ................................ ................................ ................................ ................................ ................................
of Agencies and Authorities of Governments
15. Other Countries.................. ................................ ................................ ................................ ................................ ................................
and their Political Subdivisions
16. Totals.................................. .............10,873,351
.............10,875,335
.............10,890,106
.............11,235,169
.............10,873,351
17. United States...................... ...............5,389,238
...............5,114,080
...............5,374,747
...............5,450,000
...............5,050,979
Public Utilities
18. Canada............................... ................................ ................................ ................................ ................................ ................................
(unaffiliated)
19. Other Countries.................. ................................ ................................ ................................ ................................ ................................
20. Totals.................................. ...............5,389,238
...............5,114,080
...............5,374,747
...............5,450,000
...............5,050,979
Industrial and Miscellaneous and
21. United States...................... .............36,500,417
.............36,440,341
.............36,466,962
.............37,106,166
.............36,500,417
Credit Tenant Loans
22. Canada............................... ................................ ................................ ................................ ................................ ................................
(Unaffiliated)
Parent, Subsidiaries and Affiliates
PREFERRED STOCKS
Public Utilities
23. Other Countries.................. ...............2,804,804
...............2,828,176
...............2,803,230
...............2,800,000
...............2,804,804
24. Totals.................................. .............39,305,221
.............39,268,517
.............39,270,192
.............39,906,166
.............39,305,221
25. Totals.................................. ................................ ................................ ................................ ................................ ................................
26. Total Bonds....................... .............60,778,836
.............60,607,787
.............60,760,748
27. United States...................... ..................267,600
..................182,500
..................267,600 ............XXX............. ..................182,500
.............61,776,335
.............60,440,577
28. Canada............................... ................................ ................................ ................................ ............XXX............. ................................
(Unaffiliated)
Banks, Trust and Insurance Companies
(Unaffiliated)
Industrial and Miscellaneous
(Unaffiliated)
29. Other Countries.................. ................................ ................................ ................................ ............XXX............. ................................
30. Totals.................................. ..................267,600
..................182,500
..................267,600 ............XXX............. ..................182,500
31 United States...................... ...............1,030,000
..................835,000
...............1,030,000 ............XXX............. ..................835,000
32. Canada............................... ................................ ................................ ................................ ............XXX............. ................................
34. Totals.................................. ...............1,030,000
..................835,000
...............1,030,000 ............XXX............. ..................835,000
35. United States...................... ..................970,625
..................855,000
..................970,625 ............XXX............. ..................855,000
36. Canada............................... ................................ ................................ ................................ ............XXX............. ................................
38. Totals.................................. ..................970,625
40. Total Preferred Stocks..... ...............2,268,225
COMMON STOCKS
Public Utilities
(Unaffiliated)
..................855,000
..................970,625 ............XXX............. ..................855,000
39. Totals.................................. ................................ ................................ ................................ ............XXX............. ................................
...............1,872,500
...............2,268,225 ............XXX............. ...............1,872,500
41. United States...................... ................................ ................................ ................................
42. Canada............................... ................................ ................................ ................................
43. Other Countries.................. ................................ ................................ ................................
44. Totals.................................. .............................0
.............................0
.............................0
45. United States...................... ................................ ................................ ................................
Banks, Trust and Insurance Companies
(Unaffiliated)
46. Canada............................... ................................ ................................ ................................
47. Other Countries.................. ................................ ................................ ................................
48. Totals.................................. .............................0
.............................0
.............................0
49. United States...................... ................................ ................................ ................................
Industrial and Miscellaneous
(Unaffiliated)
50. Canada............................... ................................ ................................ ................................
51. Other Countries.................. ................................ ................................ ................................
52. Totals.................................. .............................0
.............................0
.............................0
53. Totals.................................. ................................ ................................ ................................
54. Total Common Stocks...... .............................0
.............................0
.............................0
55. Total Stocks...................... ...............2,268,225
...............1,872,500
...............2,268,225
56. Total Bonds and Stocks... .............63,047,061
.............62,480,287
.............63,028,973
(a) The aggregate value of bonds which are valued at other than actual market is $...............0.
SCHEDULE D - VERIFICATION BETWEEN YEARS
1. Book value of bonds and stocks, prior year................................................
2. Cost of bonds and stocks acquired, Col. 5, Part 3.......................................
3. Increase by adjustment in book value:
3.1 Col. 10, Part 1...................................................
98,372
3.2 Col. 9, Part 2, Section 1....................................
3.3 Col. 8, Part 2, Section 2....................................
3.4 Col. 9, Part 4.....................................................
34,932
4. Profit on disposal of bonds and stocks, Col. 11, Part 4...............................
5. Total.............................................................................................................
55,661,859
41,352,670
133,304
9,043
97,156,876
30
6. Deduct consideration for bonds and stocks
disposed of Col. 5, Part 4.......................................................
7. Decrease by adjustment in book value:
7.1 Col. 11, Part 1.............................
35,678
7.2 Col. 10, Part 2, Section 1............
7.3 Col. 9, Part 2, Section 2..............
7.4 Col. 10, Part 4.............................
134,056
8. Loss on disposal of bonds and stocks, Col. 12, Part 4..........
9. Book value of bonds and stocks, current year.......................
33,652,041
169,734
288,044
63,047,057
SCHEDULE D - PART 1A - SECTION 1
Quality and Maturity Distribution of All Bonds Owned December 31, At Statement Values By Major Types of Issues and NAIC Designations
1.
1.1
1.2
1.3
1.4
1.5
1.6
1.7
2.
2.1
2.2
2.3
2.4
2.5
2.6
2.7
3.
31
3.1
3.2
3.3
3.4
3.5
3.6
3.7
4.
4.1
4.2
4.3
4.4
4.5
4.6
4.7
5.
5.1
5.2
5.3
5.4
5.5
5.6
5.7
1
Quality Rating per the
NAIC Designation
U.S. Governments, Schedules D & DA (Group 1)
Class 1..................................................................................................
Class 2..................................................................................................
Class 3..................................................................................................
Class 4..................................................................................................
Class 5..................................................................................................
Class 6..................................................................................................
Totals....................................................................................................
All Other Governments, Schedules D & DA (Group 2)
Class 1..................................................................................................
Class 2..................................................................................................
Class 3..................................................................................................
Class 4..................................................................................................
Class 5..................................................................................................
Class 6..................................................................................................
Totals....................................................................................................
States, Territories and Possessions, etc., Guaranteed,
Schedules D & DA (Group 3)
Class 1..................................................................................................
Class 2..................................................................................................
Class 3..................................................................................................
Class 4..................................................................................................
Class 5..................................................................................................
Class 6..................................................................................................
Totals....................................................................................................
Political Subdivisions of States, Territories and Possessions,
Guaranteed, Schedules D & DA (Group 4)
Class 1..................................................................................................
Class 2..................................................................................................
Class 3..................................................................................................
Class 4..................................................................................................
Class 5..................................................................................................
Class 6..................................................................................................
Totals....................................................................................................
Special Revenue & Special Assessment Obligations,
etc., Non-Guaranteed, Schedules D & DA (Group 5)
Class 1..................................................................................................
Class 2..................................................................................................
Class 3..................................................................................................
Class 4..................................................................................................
Class 5..................................................................................................
Class 6..................................................................................................
Totals....................................................................................................
2
1 Year
or Less
3
Over 1 Year
Through 5 Years
4
Over 5 Years
Through 10 Years
5
Over 10 Years
Through 20 Years
6
Over 20
Years
7
Total
Current Year
8
Column 7 as a
% of Line 10.7
9
Total from Column
7 Prior Year
10
% from Col. 8
Prior Year
11
Total
Publicly Traded
12
Total
Privately Placed (a)
................1,972,498
.................................
.................................
.................................
.................................
.................................
................1,972,498
................3,199,554
.................................
.................................
.................................
.................................
.................................
................3,199,554
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
................5,172,052
..............................0
..............................0
..............................0
..............................0
..............................0
................5,172,052
...........................8.3
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................8.3
................4,703,800
.................................
.................................
.................................
.................................
.................................
................4,703,800
...........................8.8
.................................
.................................
.................................
.................................
.................................
...........................8.8
................5,172,052
.................................
.................................
.................................
.................................
.................................
................5,172,052
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
..............................0
..............................0
..............................0
..............................0
..............................0
..............................0
..............................0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
..............................0
..............................0
..............................0
..............................0
..............................0
..............................0
..............................0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
................1,064,212
.................................
.................................
.................................
.................................
.................................
................1,064,212
...................947,259
.................................
.................................
.................................
.................................
.................................
...................947,259
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
................2,011,471
..............................0
..............................0
..............................0
..............................0
..............................0
................2,011,471
...........................3.2
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................3.2
................3,940,782
.................................
.................................
.................................
.................................
.................................
................3,940,782
...........................7.4
.................................
.................................
.................................
.................................
.................................
...........................7.4
................2,011,471
.................................
.................................
.................................
.................................
.................................
................2,011,471
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
...................893,235
.................................
.................................
.................................
.................................
.................................
...................893,235
................3,653,286
.................................
.................................
.................................
.................................
.................................
................3,653,286
................3,733,348
.................................
.................................
.................................
.................................
.................................
................3,733,348
................2,167,984
.................................
.................................
.................................
.................................
.................................
................2,167,984
...................425,497
.................................
.................................
.................................
.................................
.................................
...................425,497
..............10,873,351
..............................0
..............................0
..............................0
..............................0
..............................0
..............10,873,351
.........................17.4
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
.........................17.4
................9,509,019
.................................
.................................
.................................
.................................
.................................
................9,509,019
.........................17.8
.................................
.................................
.................................
.................................
.................................
.........................17.8
..............10,873,351
.................................
.................................
.................................
.................................
.................................
..............10,873,351
.................................
.................................
.................................
.................................
.................................
.................................
..............................0
SCHEDULE D - PART 1A - SECTION 1 (continued)
1
NAIC Designation
6.
2
1 Year
or Less
3
Over 1 Year
Through 5 Years
4
Over 5 Years
Through 10 Years
5
Over 10 Years
Through 20 Years
6
Over 20
Years
7
Total
Current Year
8
Column 7 as a
% of Line 10.7
9
Total from Column
7 Prior Year
10
% from Col. 8
Prior Year
11
Total
Publicly Traded
12
Total
Public Utilities (Unaffiliated), Schedules D & DA (Group 6)
6.1 Class 1.................................................................................................. ................................. ................1,990,271 ................1,445,628 ................................. ................................. ................3,435,899 ...........................5.5
................9,057,669 .........................17.0 ................3,435,899 .................................
6.2 Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
6.3 Class 3.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
6.4 Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
6.5 Class 5.................................................................................................. ................................. ................1,615,080 ................................. ................................. ................................. ................1,615,080 ...........................2.6 ................................. ................................. ................1,615,080 .................................
6.6 Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
6.7 Totals.................................................................................................... ..............................0
7.
................3,605,351 ................1,445,628 ..............................0 ..............................0
................5,050,979 ...........................8.1
................9,057,669 .........................17.0 ................5,050,979 ..............................0
Industrial & Miscellaneous (Unaffiliated),
7.1 Class 1..................................................................................................
................1,796,186 ..............25,842,065 ................9,701,998 ...................699,209 ................1,265,762 ..............39,305,221 .........................63.0
..............25,160,928 .........................47.2
..............35,093,246 ................4,211,975
7.2 Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
7.3 Class 3.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0
................1,021,441 ...........................1.8 ................................. .................................
7.4 Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
7.5 Class 5.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
7.6 Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
7.7 Totals....................................................................................................
32
8.
................1,796,186 ..............25,842,065 ................9,701,998 ...................699,209 ................1,265,762 ..............39,305,221 .........................63.0
..............26,182,369 .........................49.0
..............35,093,246 ................4,211,975
Credit Tenant Loans, Schedules D & DA (Group 8)
8.1 Class 1.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
8.2 Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
8.3 Class 3.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
8.4 Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
8.5 Class 5.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
8.6 Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
8.7 Totals.................................................................................................... ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............................0 ................................. ..............................0 ..............................0
9.
Parent, Subsidiaries and Affiliates, Schedules D & DA (Group 9)
9.1 Class 1.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
9.2 Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
9.3 Class 3.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
9.4 Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
9.5 Class 5.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
9.6 Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
9.7 Totals.................................................................................................... ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............................0 ................................. ..............................0 ..............................0
33
10.
10.1
10.2
10.3
10.4
10.5
10.6
10.7
10.8
11.
11.1
11.2
11.3
11.4
11.5
11.6
11.7
11.8
12.
12.1
12.2
12.3
12.4
12.5
12.6
12.7
12.8
12.9
13.
13.1
13.2
13.3
13.4
13.5
13.6
13.7
13.8
13.9
(a)
(b)
(c)
1
2
3
4
5
6
7
8
9
1 Year
Over 1 Year
Over 5 Years
Over 10 Years
Over 20
Total
Column 7 as a
Total from Column
NAIC Designation
or Less
Through 5 Years
Through 10 Years
Through 20 Years
Years
Current Year
% of Line 10.7
7 Prior Year
Total Bonds Current Year
Class 1.................................................................................................. ................4,661,919 ..............34,685,176 ..............15,945,187 ................3,814,452 ................1,691,259 ..............60,797,994 .........................97.4 ..............XXX............
Class 2.................................................................................................. ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............XXX............
Class 3.................................................................................................. ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............XXX............
Class 4.................................................................................................. ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............XXX............
Class 5.................................................................................................. ..............................0 ................1,615,080 ..............................0 ..............................0 ..............................0 (c)............1,615,080 ...........................2.6 ..............XXX............
Class 6.................................................................................................. ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 (c)..........................0 ...........................0.0 ..............XXX............
Totals.................................................................................................... ................4,661,919 ..............36,300,256 ..............15,945,187 ................3,814,452 ................1,691,259 (b)..........62,413,074 .......................100.0 ..............XXX............
Line 10.7 as a % of Col. 7..................................................................... ...........................7.5 .........................58.2 .........................25.5 ...........................6.1 ...........................2.7 .......................100.0 ..............XXX............ ..............XXX............
Total Bonds Prior Year
Class 1.................................................................................................. ..............11,649,356 ..............24,821,219 ..............14,711,843 ................................. ................1,189,780 ..............XXX............ ..............XXX............ ..............52,372,198
Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............XXX............ ..............XXX............ ..............................0
Class 3.................................................................................................. ................................. ................1,021,441 ................................. ................................. ................................. ..............XXX............ ..............XXX............ ................1,021,441
Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............XXX............ ..............XXX............ ..............................0
Class 5.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............XXX............ ..............XXX............ (c)..........................0
Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............XXX............ ..............XXX............ (c)..........................0
Totals.................................................................................................... ..............11,649,356 ..............25,842,660 ..............14,711,843 ..............................0 ................1,189,780 ..............XXX............ ..............XXX............ (b)..........53,393,639
Line 11.7 as a % of Col. 9..................................................................... .........................21.8 .........................48.4 .........................27.6 ...........................0.0 ...........................2.2 ..............XXX............ ..............XXX............ .......................100.0
Total Publicly Traded Bonds
Class 1.................................................................................................. ................4,295,535 ..............31,879,019 ..............15,327,717 ................3,429,685 ................1,654,062 ..............56,586,019 .........................90.7 ..............51,062,757
Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Class 3.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................1,021,441
Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Class 5.................................................................................................. ................................. ................1,615,080 ................................. ................................. ................................. ................1,615,080 ...........................2.6 ..............................0
Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Totals.................................................................................................... ................4,295,535 ..............33,494,099 ..............15,327,717 ................3,429,685 ................1,654,062 ..............58,201,099 .........................93.3 ..............52,084,198
Line 12.7 as a % of Line 10.7, Col. 7, Section 10.................................. ...........................6.9 .........................53.7 .........................24.6 ...........................5.5 ...........................2.7 .........................93.3 ..............XXX............ ..............XXX............
Total Privately Placed Bonds
Class 1.................................................................................................. ...................366,384 ................2,806,157 ...................617,470 ...................384,767 .....................37,197 ................4,211,975 ...........................6.7 ................1,309,441
Class 2.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Class 3.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Class 4.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Class 5.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Class 6.................................................................................................. ................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0
Totals.................................................................................................... ...................366,384 ................2,806,157 ...................617,470 ...................384,767 .....................37,197 ................4,211,975 ...........................6.7 ................1,309,441
Line 13.7 as a % of Line 10.7, Col. 7, Section 10.................................. ...........................0.6 ...........................4.5 ...........................1.0 ...........................0.6 ...........................0.1 ...........................6.7 ..............XXX............ ..............XXX............
Includes $.....4,211,975 freely tradable under SEC Rule 144 or qualified for resale under SEC Rule 144A.
Includes $.....1,609,366 current year, $.....1,445,238 prior year of bonds with Z designations and $..........0 current year, $..........0 prior year of bonds with Z* designation. The letter "Z" means the NAIC designation was not assigned by the
Securities Valuation Office (SVO) at the date of the statement. "Z*" means the SVO could not evaluate the obligation because valuation procedures for the security class are under regulatory review
Includes $..........0 current year, $..........0 prior year of bonds with 5* designations and $..........0 current year, $..........0 prior year of bonds with 6* designation. "5*" means the NAIC designation was assigned by the SVO in reliance on
the insurer's certification that the issuer is current in all principal and interest payments. "6*" means the NAIC designation was assigned by the SVO due to inadequate certification of principal and interest payments
10
% from Col. 8
Prior Year
11
Total
Publicly Traded
12
Total
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............56,586,019
..............................0
..............................0
..............................0
................1,615,080
..............................0
..............58,201,099
.........................93.3
................4,211,975
..............................0
..............................0
..............................0
..............................0
..............................0
................4,211,975
...........................6.7
.........................98.1
...........................0.0
...........................1.9
...........................0.0
...........................0.0
...........................0.0
.......................100.0
..............XXX............
..............51,062,757
.................................
................1,021,441
.................................
.................................
.................................
..............52,084,198
.........................97.5
................1,309,441
.................................
.................................
.................................
.................................
.................................
................1,309,441
...........................2.5
.........................95.6
...........................0.0
...........................1.9
...........................0.0
...........................0.0
...........................0.0
.........................97.5
..............XXX............
..............XXX............
..............56,586,019
..............................0
..............................0
..............................0
................1,615,080
..............................0
..............58,201,099
.......................100.0
.........................93.3
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
...........................2.5
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................0.0
...........................2.5
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
................4,211,975
..............................0
..............................0
..............................0
..............................0
..............................0
................4,211,975
.......................100.0
...........................6.7
SCHEDULE D - PART 1A - SECTION 2
Maturity Distribution of All Bonds Owned December 31, At Statement Values By Major Type and Subtype of Issues
1
1.
2.
1.1
1.2
1.7
2.1
2.2
2.3
2.4
3.
2.5
2.6
2.7
3.1
3.2
3.3
3.4
34
4.
3.5
3.6
3.7
4.1
4.2
4.3
4.4
5.
4.5
4.6
4.7
5.1
5.2
5.3
5.4
5.5
5.6
5.7
Distribution by Type
U.S. Governments, Schedules D & DA (Group 1)
Issuer Obligations.................................................................................
Single Class Mortgage-Backed/Asset-Backed Bonds...........................
Totals....................................................................................................
All Other Governments, Schedules D & DA (Group 2)
MULTI-CLASS RESIDENTIAL MORTGAGE-BACKED SECURITIES:
Defined.................................................................................................
Other.....................................................................................................
MULTI-CLASS COMMERCIAL MORTGAGE-BACKED/
ASSET-BACKED SECURITIES:
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
States, Territories and Possessions, Guaranteed,
Defined.................................................................................................
Other.....................................................................................................
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
Political Subdivisions of States, Territories and Possessions,
Guaranteed, Schedules D & DA (Group 4)
Defined.................................................................................................
Other.....................................................................................................
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
Special Revenue & Special Assessment Obligations, etc.,
Non-Guaranteed, Schedules D & DA (Group 5)
Defined.................................................................................................
Other.....................................................................................................
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
2
1 Year
or Less
3
Over 1 Year
Through 5 Years
4
Over 5 Years
Through 10 Years
5
Over 10 Years
Through 20 Years
6
Over 20
Years
7
Total
Current Year
8
Column 7 as a
% of Line 10.7
9
Total from Column
7 Prior Year
10
% from Col. 8
Prior Year
11
Total
Publicly Traded
12
Total
Privately Placed
................1,972,498 ................3,199,554 ................................. ................................. ................................. ................5,172,052 ...........................8.3 ................4,703,800 ...........................8.8 ................5,172,052 .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................1,972,498 ................3,199,554 ..............................0 ..............................0 ..............................0 ................5,172,052 ...........................8.3 ................4,703,800 ...........................8.8 ................5,172,052 ..............................0
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............................0 ................................. ..............................0 ..............................0
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............................0 ................................. ..............................0 ..............................0
................................. ................................. ................1,064,212 ...................947,259 ................................. ................2,011,471 ...........................3.2 ................3,940,782 ...........................7.4 ................2,011,471 .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
..............................0 ..............................0 ................1,064,212 ...................947,259 ..............................0 ................2,011,471 ...........................3.2 ................3,940,782 ...........................7.4 ................2,011,471 ..............................0
................................. ................................. ................1,088,016 ................................. ................................. ................1,088,016 ...........................1.7
...................399,731 ................1,675,280 ................1,467,339 ................1,449,467 ...................419,866 ................5,411,683 ...........................8.7
................4,910,050 ...........................9.2
................3,423,568 ...........................6.4
................1,088,016 .................................
................5,411,683 .................................
...................493,504 ................1,978,006 ................1,177,994 ...................718,517 .......................5,631 ................4,373,652 ...........................7.0 ................1,175,399 ...........................2.2 ................4,373,652 .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
...................893,235 ................3,653,286 ................3,733,349 ................2,167,984 ...................425,497 ..............10,873,351 .........................17.4 ................9,509,017 .........................17.8 ..............10,873,351 ..............................0
1
6.
6.1
6.2
6.3
6.4
6.5
6.6
6.7
7.
7.1
7.2
7.3
7.4
35
7.5
7.6
7.7
8.
8.1
8.7
9.
9.1
9.2
9.3
9.4
9.5
9.6
9.7
Public Utilities (Unaffiliated), Schedules D & DA (Group 6)
Defined.................................................................................................
Other.....................................................................................................
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
Industrial & Miscellaneous (Unaffiliated),
Defined.................................................................................................
Other.....................................................................................................
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
Credit Tenant Loans, Schedules D & DA (Group 8)
Totals....................................................................................................
Parents, Subsidiaries and Affiliates, Schedules D & DA (Group 9)
Defined.................................................................................................
Other.....................................................................................................
Defined.................................................................................................
Other.....................................................................................................
Totals....................................................................................................
2
1 Year
or Less
3
Over 1 Year
Through 5 Years
4
Over 5 Years
Through 10 Years
5
Over 10 Years
Through 20 Years
6
Over 20
Years
7
Total
Current Year
8
Column 7 as a
% of Line 10.7
9
Total from Column
7 Prior Year
10
% from Col. 8
Prior Year
11
Total
Publicly Traded
12
Total
Privately Placed
................................. ................3,605,351 ................1,445,628 ................................. ................................. ................5,050,979 ...........................8.1 ................9,057,669 .........................17.0 ................5,050,979 .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
..............................0 ................3,605,351 ................1,445,628 ..............................0 ..............................0 ................5,050,979 ...........................8.1 ................9,057,669 .........................17.0 ................5,050,979 ..............................0
...................286,609 ..............15,259,096 ................6,329,902 ................................. ................1,190,753 ..............23,066,360 .........................37.0 ..............21,943,529 .........................41.0 ..............23,066,360 .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................1,171,093 ................2,528,783 ................1,336,116 ...................699,209 .....................75,009 ................5,810,210 ...........................9.3 ................2,432,950 ...........................4.6 ................3,736,428 ................2,073,781
................................. ................3,000,000 ................2,035,981 ................................. ................................. ................5,035,981 ...........................8.1 ................................. ................................. ................5,035,981 .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
...................338,484 ................5,054,186 ................................. ................................. ................................. ................5,392,670 ...........................8.6 ................1,805,890 ...........................3.4 ................3,254,477 ................2,138,194
................1,796,186 ..............25,842,065 ................9,701,999 ...................699,209 ................1,265,762 ..............39,305,221 .........................63.0 ..............26,182,369 .........................49.0 ..............35,093,246 ................4,211,975
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............................0 ................................. ..............................0 ..............................0
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ................................. ................................. ................................. .................................
..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ..............................0 ...........................0.0 ..............................0 ................................. ..............................0 ..............................0
1
36
10.
Total Bonds Current Year
10.1 Issuer Obligations.................................................................................
10.2 Single Class Mortgage-Backed/Asset-Backed Bonds...........................
10.3 Defined.................................................................................................
10.4 Other.....................................................................................................
10.5 Defined.................................................................................................
10.6 Other.....................................................................................................
10.7 Totals....................................................................................................
10.8 Line 10.7 as a % of Col. 7.....................................................................
11.
Total Bonds Prior Year
11.3 Defined.................................................................................................
11.4 Other.....................................................................................................
11.5 Defined.................................................................................................
11.6 Other.....................................................................................................
11.7 Totals....................................................................................................
11.8 Line 11.7 as a % of Col. 9.....................................................................
12.
Total Publicly Traded Bonds
12.3 Defined.................................................................................................
12.4 Other.....................................................................................................
12.5 Defined.................................................................................................
12.6 Other.....................................................................................................
12.7 Totals....................................................................................................
12.8 Line 12.7 as a % of Col. 7.....................................................................
12.9 Line 12.7 as a % of Line 10.7, Col. 7, Section 10..................................
13.
Total Privately Placed Bonds
13.3 Defined.................................................................................................
13.4 Other.....................................................................................................
13.5 Defined.................................................................................................
13.6 Other.....................................................................................................
13.7 Totals....................................................................................................
13.8 Line 13.7 as a % of Col. 7.....................................................................
13.9 Line 13.7 as a % of Line 10.7, Col. 7, Section 10..................................
2
1 Year
or Less
3
Over 1 Year
Through 5 Years
4
Over 5 Years
Through 10 Years
5
Over 10 Years
Through 20 Years
6
Over 20
Years
7
Total
Current Year
8
Column 7 as a
% of Line 10.7
9
Total from Column
7 Prior Year
10
% from Col. 8
Prior Year
11
Total
Publicly Traded
12
Total
Privately Placed
................2,259,107 ..............22,064,001 ................9,927,758 ...................947,259 ................1,190,753 ..............36,388,878 .........................58.3 ..............XXX............ ..............XXX............ ..............36,388,878 ..............................0
...................399,731 ................1,675,280 ................1,467,339 ................1,449,467 ...................419,866 ................5,411,683 ...........................8.7 ..............XXX............ ..............XXX............ ................5,411,683 ..............................0
................1,664,597 ................4,506,789 ................2,514,110 ................1,417,726 .....................80,640 ..............10,183,862 .........................16.3 ..............XXX............ ..............XXX............ ................8,110,080 ................2,073,781
..............................0 ................3,000,000 ................2,035,981 ..............................0 ..............................0 ................5,035,981 ...........................8.1 ..............XXX............ ..............XXX............ ................5,035,981 ..............................0
..............................0
...................338,484
................4,661,919
...........................7.5
..............................0
................5,054,186
..............36,300,256
.........................58.2
..............................0
..............................0
..............15,945,188
.........................25.5
..............................0
..............................0
................3,814,452
...........................6.1
..............................0
..............................0
................1,691,259
...........................2.7
..............................0
................5,392,670
..............62,413,074
.......................100.0
...........................0.0
...........................8.6
.......................100.0
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............................0
................3,254,477
..............58,201,099
.........................93.3
..............................0
................2,138,194
................4,211,975
...........................6.7
................9,032,550 ..............16,663,973 ..............16,216,768 ................1,452,759 ................1,189,780 ..............XXX............ ..............XXX............ ..............44,555,830 .........................83.4 ..............44,555,831 .................................
................................. ...................983,505 ................2,440,063 ................................. ................................. ..............XXX............ ..............XXX............ ................3,423,568 ...........................6.4 ................3,423,569 .................................
...................580,827 ................1,869,044 ................1,158,478 ................................. ................................. ..............XXX............ ..............XXX............ ................3,608,349 ...........................6.8 ................3,608,349 .................................
................................. ................................. ................................. ................................. ................................. ..............XXX............ ..............XXX............ ..............................0 ...........................0.0 ................................. .................................
.................................
...................535,945
..............10,149,322
.........................19.0
.................................
................1,269,945
..............20,786,467
.........................38.9
.................................
.................................
..............19,815,309
.........................37.1
.................................
.................................
................1,452,759
...........................2.7
.................................
.................................
................1,189,780
...........................2.2
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............................0
................1,805,890
..............53,393,637
.......................100.0
...........................0.0
...........................3.4
.......................100.0
..............XXX............
.................................
...................496,449
..............52,084,198
.........................97.5
.................................
................1,309,441
................1,309,441
...........................2.5
................2,259,107 ..............22,064,001 ................9,927,758 ...................947,259 ................1,190,753 ..............36,388,878 .........................58.3 ..............44,555,831 .........................83.4 ..............36,388,878 ..............XXX............
...................399,731 ................1,675,280 ................1,467,339 ................1,449,467 ...................419,866 ................5,411,683 ...........................8.7 ................3,423,569 ...........................6.4 ................5,411,683 ..............XXX............
................1,489,108 ................3,647,931 ................1,896,640 ................1,032,959 .....................43,443 ................8,110,081 .........................13.0 ................3,608,349 ...........................6.8
................................. ................3,000,000 ................2,035,981 ................................. ................................. ................5,035,981 ...........................8.1 ..............................0 ...........................0.0
................8,110,081 ..............XXX............
................5,035,981 ..............XXX............
.................................
...................147,589
................4,295,535
...........................7.4
...........................6.9
..............................0
................3,254,476
..............58,201,099
.......................100.0
.........................93.3
.................................
................3,106,887
..............33,494,099
.........................57.5
.........................53.7
.................................
.................................
..............15,327,718
.........................26.3
.........................24.6
.................................
.................................
................3,429,685
...........................5.9
...........................5.5
.................................
.................................
................1,654,062
...........................2.8
...........................2.7
..............................0
................3,254,476
..............58,201,099
.......................100.0
.........................93.3
...........................0.0
...........................5.2
.........................93.3
..............XXX............
..............XXX............
..............................0
...................496,449
..............52,084,198
..............XXX............
..............XXX............
...........................0.0
...........................0.9
.........................97.5
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0 ...........................0.0 ..............XXX............ ..............................0
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0 ...........................0.0 ..............XXX............ ..............................0
...................175,489 ...................858,858 ...................617,470 ...................384,767 .....................37,197 ................2,073,781 ...........................3.3 ..............................0 ...........................0.0 ..............XXX............ ................2,073,781
................................. ................................. ................................. ................................. ................................. ..............................0 ...........................0.0 ..............................0 ...........................0.0 ..............XXX............ ..............................0
.................................
...................190,895
...................366,384
...........................8.7
...........................0.6
.................................
................1,947,299
................2,806,157
.........................66.6
...........................4.5
.................................
.................................
...................617,470
.........................14.7
...........................1.0
.................................
.................................
...................384,767
...........................9.1
...........................0.6
.................................
.................................
.....................37,197
...........................0.9
...........................0.1
..............................0
................2,138,194
................4,211,975
.......................100.0
...........................6.7
...........................0.0
...........................3.4
...........................6.7
..............XXX............
..............XXX............
..............................0
................1,309,441
................1,309,441
..............XXX............
..............XXX............
...........................0.0
...........................2.5
...........................2.5
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............XXX............
..............................0
................2,138,194
................4,211,975
.......................100.0
...........................6.7
SCHEDULE D - PART 1
Showing all Long-Term BONDS Owned December 31 of Current Year
1
2
Interest
a
b
3
Date Of
Maturity
Option
a
b
c
4
5
6
Rate
Used
to
Obtain
Market
Value
7
8
9.1
Interest
Amount Due
and Accrued
December 31
of Current
Year on
Bonds not
in Default
9.2
Gross
Amount
Received
During
Year
10
11
Increase
by
Adjustment
in Book
Value
During
Year
Decrease
by
Adjustment
in Book
Value
During
Year
37
CUSIP
IdentifiRate
How
Call
Market
cation
Description
of
Paid Year Month Year Price
Book Value
Par Value
Value
Actual Cost
U.S. Government - Issuer Obligations
3134A3-2S-4. FEDERAL HOME LOAN MORTGAGE CORPORATION. .......6.875 JJ..... 2005....01. ....... ........... ..........2,018,502 ..........2,000,000 ...104.000 ..........2,080,000 ..........2,019,141 ..........63,403 ...................... ......................
3134A3-RE-8. FEDERAL HOME LOAN MORTGAGE CORPORATION. .......5.500 MN... 2002....05. ....... ........... .............490,409 .............500,000 .....99.813 .............499,065 .............484,585 ............3,514 ..........27,500 ............5,824
912827-J7-8... UNITED STATES TREASURY NOTES........................... .......6.250 FA.... 2003....02. ....... ........... .............690,644 .............685,000 ...102.000 .............698,700 .............693,937 ..........16,171 ..........42,852 ......................
0199999. U.S. Government - Issuer Obligations...................................................................................................... ..........3,199,555 ..........3,185,000 ....XXX.... ..........3,277,765 ..........3,197,663 ..........83,088 ..........70,352 ............5,824
0399999. Total - U.S. Government.......................................................................................................................... ..........3,199,555 ..........3,185,000 ....XXX.... ..........3,277,765 ..........3,197,663 ..........83,088 ..........70,352 ............5,824
Political Subdivisions of States, Territories & Possessions (Direct and Guaranteed) - Issuer Obligations
Hawaii
438669-RV-7. HONOLULU HI CITY & CNTY......................................... .......5.600 AO... 2008....04. ....... ........... ..........1,064,212 ..........1,000,000 ...107.121 ..........1,071,210 ..........1,081,600 ..........14,000 ..........56,000 ......................
Hawaii...................................................................................................................................................... ..........1,064,212 ..........1,000,000 ....XXX.... ..........1,071,210 ..........1,081,600 ..........14,000 ..........56,000 ...................0
Minnesota
60374A-PZ-6. MINNEAPOLIS MN REF SPORTS ARENA..................... .......5.125 AO... 2020....10. ....... ........... .............947,259 ..........1,000,000 ...100.088 ..........1,000,880 .............946,440 ..........12,813 ..........25,625 ...............819
Minnesota................................................................................................................................................ .............947,259 ..........1,000,000 ....XXX.... ..........1,000,880 .............946,440 ..........12,813 ..........25,625 ...............819
United States........................................................................................................................................... ..........2,011,471 ..........2,000,000 ....XXX.... ..........2,072,090 ..........2,028,040 ..........26,813 ..........81,625 ...............819
1899999. Political Subdivisions of States, Territories & Possessions - Issuer Obligations....................................... ..........2,011,471 ..........2,000,000 ....XXX.... ..........2,072,090 ..........2,028,040 ..........26,813 ..........81,625 ...............819
2499999. Total - Political Subdivisions of States, Territories & Possessions (Direct and Guaranteed)..................... ..........2,011,471 ..........2,000,000 ....XXX.... ..........2,072,090 ..........2,028,040 ..........26,813 ..........81,625 ...............819
Special Revenue & Special Assessment Obligations and all Non-Guaranteed Obligations of Agencies and Authorities of Governments and Their Political Subdivisions - Issuer Obligations
Indiana
454898-HR-1. INDIANA MUN PWR AGY PWR SUPPLY SYS REV...... .......5.875 JJ..... 2009....01. ....... ........... .............652,809 .............600,000 ...109.000 .............654,000 .............666,852 ..........17,625 ..........35,250 ......................
454898-HR-1. INDIANA MUN PWR AGY PWR SUPPLY SYS RE R.... .......5.875 JJ..... 2009....01. ....... ........... .............435,207 .............400,000 ...109.000 .............436,000 .............444,568 ..........11,750 ..........23,500 ......................
Indiana..................................................................................................................................................... ..........1,088,016 ..........1,000,000 ....XXX.... ..........1,090,000 ..........1,111,420 ..........29,375 ..........58,750 ...................0
United States........................................................................................................................................... ..........1,088,016 ..........1,000,000 ....XXX.... ..........1,090,000 ..........1,111,420 ..........29,375 ..........58,750 ...................0
2599999. Special Revenue & Assessment Obligations - Issuer Obligations............................................................. ..........1,088,016 ..........1,000,000 ....XXX.... ..........1,090,000 ..........1,111,420 ..........29,375 ..........58,750 ...................0
Special Revenue & Special Assessment Obligations and all Non-Guaranteed Obligations of Agencies and Authorities of Governments and Their Political Subdivisions - Single Class Mortgage-Backed/Asset-Backed Securities
United States
31293M-LR-1. FEDERAL HOME LN MTG CORP #C23936................... .......6.000 MTLY 2029....04. 2028 100.000 ..........2,635,711 ..........2,870,891 ......AV..... ..........2,635,711 ..........2,631,351 ..........14,354 ..........71,772 ............5,858
31293S-PH-6. FEDERAL HOME LN MTG CORP #C28524................... .......7.000 MTLY 2029....08. 2029 100.000 ..........2,775,971 ..........2,871,139 ......AV..... ..........2,775,971 ..........2,774,238 ..........16,748 ..........83,742 ............5,021
U.S........................................................................................................................................................... ..........5,411,682 ..........5,742,030 ....XXX.... ..........5,411,682 ..........5,405,589 ..........31,102 ........155,514 ..........10,879
United States........................................................................................................................................... ..........5,411,682 ..........5,742,030 ....XXX.... ..........5,411,682 ..........5,405,589 ..........31,102 ........155,514 ..........10,879
2699999. Special Revenue & Assessment Obligations - Single Class Mtg.-Backed/Asset-Backed Securities......... ..........5,411,682 ..........5,742,030 ....XXX.... ..........5,411,682 ..........5,405,589 ..........31,102 ........155,514 ..........10,879
Special Revenue & Special Assessment Obligations and all Non-Guaranteed Obligations of Agencies and Authorities of Governments and Their Political Subdivisions - Defined Multi-Class Residential Mortgage-Backed Securities
United States
31359Q-NZ-3. FEDERAL NATIONAL MTG ASSOC 97 61 VX............. .......7.000 MTLY 2023....02. 2003 100.000 .............727,155 .............728,065 ......AV..... .............727,155 .............727,186 ............4,247 ..........50,965 ...............447
31359X-RB-7. FEDERAL NATIONAL MTG ASSOC 99 64 GT.............. .......7.500 MTLY 2029....12. 2019 100.000 .............980,265 .............990,166 ......AV..... .............980,265 .............980,265 ............6,189 ..........24,754 ............1,383
79548K-UT-3. SALOMON BROS MTG SECS VII 97 HUD1 B1.............. .......7.750 MTLY 2030....12. 2022 100.000 ..........2,666,233 ..........2,774,908 ......AV..... ..........2,666,233 ..........2,665,646 ..........17,921 ...................... ...............587
U.S........................................................................................................................................................... ..........4,373,653 ..........4,493,139 ....XXX.... ..........4,373,653 ..........4,373,097 ..........28,357 ..........75,719 ............2,417
United States........................................................................................................................................... ..........4,373,653 ..........4,493,139 ....XXX.... ..........4,373,653 ..........4,373,097 ..........28,357 ..........75,719 ............2,417
2799999. Special Revenue & Assessment Obligations - Defined Multi-Class Residential Mtg.-Backed Securities.. ..........4,373,653 ..........4,493,139 ....XXX.... ..........4,373,653 ..........4,373,097 ..........28,357 ..........75,719 ............2,417
3199999. Total - Special Revenue & Special Assessment Obligations.................................................................... ........10,873,351 ........11,235,169 ....XXX.... ........10,875,335 ........10,890,106 ..........88,834 ........289,983 ..........13,296
Public Utilities (Unaffiliated) - Issuer Obligations
United States
100599-BJ-7.. BOSTON EDISON COMPANY........................................ .......6.800 MS... 2003....03. ....... ........... ..........1,990,271 ..........2,000,000 ...101.000 ..........2,020,000 ..........1,985,720 ..........40,044 ........136,000 ............4,161
209111-DD-2. CONSOLIDATED EDISON INC....................................... .......7.150 JD.... 2009....12. ....... ........... ..........1,445,628 ..........1,450,000 ...102.000 ..........1,479,000 ..........1,445,215 ............8,640 ........101,659 ...............391
281020-AB-3. EDISON INTERNATIONAL INC...................................... .......6.875 MS... 2004....09. ....... ........... .............985,568 ..........1,000,000 .....83.154 .............831,540 .............984,372 ..........20,243 ..........34,375 ............1,196
842400-DH-3. SOUTHERN CALIFORNIA EDISON............................... .......5.875 MS... 2004....09. ....... ........... .............967,771 ..........1,000,000 .....78.354 .............783,540 .............959,440 ..........19,583 ..........58,750 ............7,580
United States........................................................................................................................................... ..........5,389,238 ..........5,450,000 ....XXX.... ..........5,114,080 ..........5,374,747 ..........88,510 ........330,784 ..........13,328
3299999. Public Utilities (Unaffiliated) - Issuer Obligations...................................................................................... ..........5,389,238 ..........5,450,000 ....XXX.... ..........5,114,080 ..........5,374,747 ..........88,510 ........330,784 ..........13,328
3899999. Total - Public Utilities (Unaffiliated).......................................................................................................... ..........5,389,238 ..........5,450,000 ....XXX.... ..........5,114,080 ..........5,374,747 ..........88,510 ........330,784 ..........13,328
Industrial & Miscellaneous (Unaffiliated) - Issuer Obligations
United States
065913-AE-5. BANKBOSTON CORPORATION.................................... .......6.500 JD.... 2007....12. ....... ........... .............496,693 .............500,000 .....97.847 .............489,235 .............495,660 ............1,083 ..........32,500 ...............363
125577-AF-3.. CIT GROUP INC............................................................. .......7.375 MS... 2003....03. ....... ........... .............991,406 ..........1,000,000 ...101.000 ..........1,010,000 .............989,460 ..........21,715 ..........36,875 ............1,946
233835-AB-3. DAIMLERCHRYSLER NA HOLDINGS............................ .......6.900 MS... 2004....09. ....... ........... ..........1,970,158 ..........2,000,000 .....99.000 ..........1,980,000 ..........1,966,980 ..........46,000 ..........69,000 ............3,178
...............639
......................
............2,430
............3,069
............3,069
12
13
14
15
Amount of
Interest Due
and Accrued
December 31,
Current Year,
Effecon Bonds in
tive
Default as to NAIC Year
Rate
Principal or Desig- Acof
Interest
nation quired Interest
Statement
Value
December 31 of
Current Year
......................
......................
......................
...................0
...................0
..........2,018,502
.............490,409
.............690,644
..........3,199,555
..........3,199,555
......1
..1PE
......1
.XXX
.XXX
2000
2000
1999
.XXX
.XXX
.......6.609
.......6.992
.......5.831
....XXX....
....XXX....
16
............7,327 ...................... ..1PE 1998 .......4.550 ..........1,064,212
............7,327 ...................0 .XXX .XXX ....XXX.... ..........1,064,212
......................
...................0
............7,327
............7,327
............7,327
......................
...................0
...................0
...................0
...................0
..1PE
.XXX
.XXX
.XXX
.XXX
2000
.XXX
.XXX
.XXX
.XXX
.......5.612
....XXX....
....XXX....
....XXX....
....XXX....
.............947,259
.............947,259
..........2,011,471
..........2,011,471
..........2,011,471
............5,362
............3,576
............8,938
............8,938
............8,938
......................
......................
...................0
...................0
...................0
......1
......1
.XXX
.XXX
.XXX
1998
1998
.XXX
.XXX
.XXX
.......4.550
.......4.550
....XXX....
....XXX....
....XXX....
.............652,809
.............435,207
..........1,088,016
..........1,088,016
..........1,088,016
......................
......................
...................0
...................0
...................0
......................
......................
...................0
...................0
...................0
......1
......1
.XXX
.XXX
.XXX
2000
2000
.XXX
.XXX
.XXX
.......7.420
.......7.552
....XXX....
....XXX....
....XXX....
..........2,635,711
..........2,775,971
..........5,411,682
..........5,411,682
..........5,411,682
......................
......................
......................
...................0
...................0
...................0
............8,938
......................
......................
......................
...................0
...................0
...................0
...................0
..1PE
..1PE
..1PE
.XXX
.XXX
.XXX
.XXX
1999
2000
2000
.XXX
.XXX
.XXX
.XXX
.......6.808
.......7.669
.......8.455
....XXX....
....XXX....
....XXX....
....XXX....
.............727,155
.............980,265
..........2,666,233
..........4,373,653
..........4,373,653
..........4,373,653
........10,873,351
......................
......................
......................
......................
...................0
...................0
...................0
......................
......................
......................
......................
...................0
...................0
...................0
......1
......1
......5
......5
.XXX
.XXX
.XXX
1999
1999
2000
1999
.XXX
.XXX
.XXX
.......7.042
.......7.196
.......7.327
.......6.885
....XXX....
....XXX....
....XXX....
..........1,990,271
..........1,445,628
.............831,540
.............783,540
..........5,050,979
..........5,050,979
..........5,050,979
...................... ...................... ..1PE 1997 .......6.620 .............496,693
...................... ...................... ......1 2000 .......7.807 .............991,406
...................... ...................... ......1 2000 .......7.372 ..........1,970,158
SCHEDULE D - PART 1
1
2
Interest
a
b
37.1
CUSIP
Identification
319963-AA-2.
345397-SQ-7.
345397-SS-3.
423328-BJ-1..
456866-AK-8.
459200-AR-2.
478366-AH-0.
524660-AR-8.
573284-AE-6.
590188-HX-9.
597433-AC-5.
65119Q-BE-2.
75820Q-AB-8.
855084-AA-7.
855084-AA-7.
867914-AH-6.
872287-AE-7.
90858P-AA-6.
3
Date Of
Maturity
Option
a
b
c
Rate
How
Call
Description
of
FIRST DATA CORPORATION........................................ .......6.625 AO... 2003....04. ....... ...........
FORD MOTOR CREDIT COMPANY............................... .......7.500 MS... 2005....03. ....... ...........
FORD MOTOR CREDIT COMPANY............................... .......7.500 JD.... 2003....06. ....... ...........
HELLER FINANCIAL INC................................................ .......6.000 MS... 2004....03. ....... ...........
INGERSOLL-RAND COMPANY...................................... .......6.391 MN... 2027....11. 2004 100.000
INTL BUSINESS MACHINES CORPORATION.............. .......6.220 FA.... 2027....08. 2004 100.000
JOHNSON CONTROLS INC........................................... .......6.300 FA.... 2008....02. ....... ...........
LEGGETT & PLATT INC................................................. .......7.650 FA.... 2005....02. ....... ...........
MARTIN MARIETTA MATERIALS INC........................... .......5.875 JD.... 2008....12. ....... ...........
MERRILL LYNCH & COMPANY INC............................... .......6.560 JD.... 2007....12. ....... ...........
MIDLAND BANK PLC...................................................... .......7.650 MN... 2025....05. 2007 100.000
NEWELL RUBBERMAID INC.......................................... .......6.350 JJ..... 2008....07. ....... ...........
REED ELSEVIER CAPITAL............................................ .......7.000 MN... 2005....05. ....... ...........
STAR BANK NA.............................................................. .......6.375 MS... 2004....03. ....... ...........
STAR BANK NA
R................................. .......6.375 MS... 2004....03. ....... ...........
SUNTRUST BANKS INC................................................. .......6.000 FA.... 2026....02. ....... ...........
TCI COMMUNICATIONS INC......................................... .......6.875 FA.... 2006....02. ....... ...........
UNION TANK CAR COMPANY....................................... .......6.630 MS... 2004....10. ....... ...........
United States...........................................................................................................................................
4
Book Value
.............983,351
..........1,000,315
..........1,000,885
.............964,570
..........1,500,000
.............509,451
..........1,053,211
.............608,619
..........1,386,936
.............501,380
.............734,597
.............935,030
.............996,854
.............627,440
.............337,853
..........1,430,634
.............982,174
..........1,250,000
........20,261,557
Foreign
25156P-AA-1. DEUTSCHE TELEKOM FINANCE.................................. .......7.750 JD.... 2005....06. ....... ........... ..........2,016,628
706448-AN-7. PEMEX FINANCE LTD.................................................... .......6.125 FMAN 2003....11. ....... ........... .............788,176
Foreign..................................................................................................................................................... ..........2,804,804
3999999. Industrial & Miscellaneous (Unaffiliated) - Issuer Obligations................................................................... ........23,066,361
Industrial & Miscellaneous (Unaffiliated) - Defined Multi-Class Residential Mortgage-Backed/Asset-Backed Securities
United States
161626-Z8-2.. CHASE MTG FINANCE CORP 94 L B2....................... .......7.897 MTLY 2025....11. 2024 100.000 ..........2,073,781
337366-AA-6. FIRST UNION CHASE COMM MTG 99 C2 A1................ .......6.363 MTLY 2008....06. ....... ........... .............874,770
760947-PP-0. RESIDENTIAL FDG MTG SECS I 95 S17 M1................. .......7.500 MTLY 2025....12. 2025 100.000 ..........1,366,346
79548K-XW-3 SALOMON BROS MTG SECS VII 97 LB6 A4................ .......6.910 MTLY 2027....12. 2002 100.000 ..........1,495,313
United States........................................................................................................................................... ..........5,810,210
4199999. Industrial & Miscellaneous - Defined Multi-Class Residential Mtg.-Backed/Asset Backed Securities........ ..........5,810,210
Industrial & Miscellaneous (Unaffiliated) - Other Multi-Class Residential Mortgage-Backed/Asset-Backed Securities
United States
393505-M8-2. GREEN TREE HOME IMPRV LN TR 98 D HEM1........... .......6.710 MTLY 2029....08. 2009 100.000 ..........2,035,981
84604C-AC-1. SOVEREIGN BANK HE LN TR 2000 1 A3...................... .......7.110 MTLY 2005....01. 2004 100.000 ..........3,000,000
United States........................................................................................................................................... ..........5,035,981
4299999. Industrial & Miscellaneous - Other Multi-Class Residential Mtg.-Backed/Asset Backed Securities........... ..........5,035,981
Industrial & Miscellaneous (Unaffiliated) - Other Multi-Class Commercial Mortgage-Backed/Asset-Backed Securities
United States
025928-AF-9.. AMERICAN EXPRESS CREDIT MASTER TR 94 3 A..... .......7.850 MS... 2005....08. 2004 100.000 ..........1,013,347
20033T-AD-7. COMED TRANSITIONAL FDG TR 98 1 A4..................... .......5.390 MJSD 2005....06. 2003 100.000 .............964,828
20033T-AE-5. COMED TRANSITIONAL FDG TR 98 1 A5..................... .......5.440 MJSD 2007....03. 2005 100.000 .............939,203
463586-AA-5. IROQUOIS TR 97 1 A...................................................... .......7.000 MTLY 2006....12. 2001 100.000 .............190,895
619118-AA-0. MORTGAGE INDEX AMORT TR 97 1 A1....................... .......6.682 MTLY 2004....08. ....... ........... .............292,090
871928-AR-8. TIERS TR CHAMT 97 7 A............................................... .......6.688 MTLY 2003....11. ....... ........... ...............45,008
878154-AN-3. TEAM FLEET FINANCING CORP 98 4 A....................... .......6.280 MTLY 2006....10. 2005 100.000 .............947,628
878154-AW-3. TEAM FLEET FIN CORP 99 3A B................................... .......6.900 MTLY 2003....07. 2002 100.000 .............999,670
United States........................................................................................................................................... ..........5,392,669
4499999. Industrial & Miscellaneous - Other Multi-Class Commercial Mtg.-Backed/Asset Backed Securities.......... ..........5,392,669
4599999. Total - Industrial & Miscellaneous (Unaffiliated)........................................................................................ ........39,305,221
Totals
5
6
7
Par Value
..........1,000,000
..........1,000,000
..........1,000,000
..........1,000,000
..........1,500,000
.............500,000
..........1,000,000
.............600,000
..........1,500,000
.............500,000
.............700,000
..........1,000,000
..........1,000,000
.............650,000
.............350,000
..........1,500,000
..........1,000,000
..........1,250,000
........20,550,000
Rate
Used
to
Obtain
Market
Value
.....97.250
...102.000
...102.000
.....97.000
.....99.602
.....91.000
.....96.210
...103.000
.....91.703
.....98.517
...101.801
......AV.....
......AV.....
.....99.665
.....99.665
.....97.057
.....99.549
......AV.....
....XXX....
Market
Value
.............972,500
..........1,020,000
..........1,020,000
.............970,000
..........1,494,030
.............455,000
.............962,100
.............618,000
..........1,375,545
.............492,585
.............712,607
.............935,030
.............996,854
.............647,823
.............348,828
..........1,455,855
.............995,490
..........1,250,000
........20,201,481
..........2,000,000
.............800,000
..........2,800,000
........23,350,000
...102.000
......AV.....
....XXX....
....XXX....
..........2,087,390
.............894,631
..........1,396,552
..........1,500,000
..........5,878,573
..........5,878,573
8
9.1
Interest
9.2
10
11
Decrease
by
Adjustment
in Book
Value
During
Year
......................
.................15
.................35
......................
......................
............2,320
............6,026
...............591
......................
...............153
............4,265
......................
......................
......................
......................
......................
......................
......................
..........13,405
12
Amount of
Interest Due
and Accrued
December 31,
Current Year,
on Bonds in
Default as to
Principal or
Interest
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
...................0
13
14
15
16
NAIC Year
Desig- Acnation quired
..1PE 2000
......1 2000
......1 2000
......1 2000
..1PE 1997
..1PE 1998
..1PE 1998
......1 2000
..1PE 1999
..1PE 1997
....1Z 1997
..1PE 2000
..1PE 1999
..1PE 2000
..1PE 2000
..1PE .Var.
..1PE 2000
..1PE 1997
.XXX .XXX
Effective
Rate
of
Interest
.......7.443
.......7.491
.......7.459
.......7.250
.......6.390
.......5.630
.......5.386
.......7.240
.......7.137
.......6.510
.......6.679
.......7.493
.......7.085
.......7.630
.......7.630
.......6.475
.......7.295
.......6.630
....XXX....
Statement
Value
December 31 of
Current Year
.............983,351
..........1,000,315
..........1,000,885
.............964,570
..........1,500,000
.............509,451
..........1,053,211
.............608,619
..........1,386,936
.............501,380
.............734,597
.............935,030
.............996,854
.............627,440
.............337,853
..........1,430,634
.............982,174
..........1,250,000
........20,261,557
Actual Cost
.............979,820
..........1,000,330
..........1,000,920
.............964,110
..........1,500,000
.............515,955
..........1,066,341
.............609,210
..........1,371,300
.............501,810
.............747,796
.............934,700
.............995,900
.............624,526
.............336,284
..........1,424,418
.............982,010
..........1,250,000
........20,257,530
Amount Due
and Accrued
December 31
of Current
Year on
Bonds not
in Default
..........16,563
..........22,083
............3,333
..........17,000
..........12,249
..........12,958
..........26,250
..........17,340
............7,344
............1,367
............8,925
..........29,281
............8,944
..........13,812
............7,438
..........34,000
..........25,972
..........27,625
........361,282
Gross
Amount
Received
During
Year
..........33,125
..........37,292
..........37,708
......................
..........95,865
..........31,100
..........63,000
......................
..........88,125
..........32,800
..........53,550
......................
..........70,000
..........20,718
..........11,157
..........90,000
......................
..........82,875
........885,690
Increase
by
Adjustment
in Book
Value
During
Year
............3,531
......................
......................
...............460
......................
......................
......................
......................
..........10,318
......................
......................
...............330
...............595
............2,913
............1,570
............2,569
...............164
......................
..........27,937
..........2,040,000
.............788,176
..........2,828,176
........23,029,657
..........2,016,710
.............786,520
..........2,803,230
........23,060,760
............6,889
............6,261
..........13,150
........374,432
..........34,229
..........24,500
..........58,729
........944,419
.................76
............3,324
............3,400
..........31,337
...............157
......................
...............157
..........13,562
......................
......................
...................0
...................0
......1
......1
.XXX
.XXX
2000
2000
.XXX
.XXX
.......7.525
.......7.285
....XXX....
....XXX....
..........2,016,628
.............788,176
..........2,804,804
........23,066,361
......AV.....
......AV.....
......AV.....
......AV.....
....XXX....
....XXX....
..........2,073,781
.............874,770
..........1,366,346
..........1,495,313
..........5,810,210
..........5,810,210
..........2,073,691
.............871,846
..........1,365,566
..........1,495,313
..........5,806,416
..........5,806,416
..........13,737
............4,744
............8,728
............8,638
..........35,847
..........35,847
..........54,942
..........56,925
..........34,897
........103,650
........250,414
........250,414
...............324
............3,735
............1,159
......................
............5,218
............5,218
......................
......................
......................
......................
...................0
...................0
......................
......................
......................
......................
...................0
...................0
..1PE
....1Z
..1PE
..1PE
.XXX
.XXX
2000
1999
2000
1999
.XXX
.XXX
.......7.925
.......6.906
.......7.850
.......6.842
....XXX....
....XXX....
..........2,073,781
.............874,770
..........1,366,346
..........1,495,313
..........5,810,210
..........5,810,210
..........2,150,000
..........3,000,000
..........5,150,000
..........5,150,000
......AV.....
......AV.....
....XXX....
....XXX....
..........2,035,981
..........3,000,000
..........5,035,981
..........5,035,981
..........2,035,109
..........3,000,000
..........5,035,109
..........5,035,109
............6,412
..........17,775
..........24,187
..........24,187
..........12,022
......................
..........12,022
..........12,022
...............872
......................
...............872
...............872
......................
......................
...................0
...................0
......................
......................
...................0
...................0
..1PE
..1PE
.XXX
.XXX
2000
2000
.XXX
.XXX
.......7.699
.......7.109
....XXX....
....XXX....
..........2,035,981
..........3,000,000
..........5,035,981
..........5,035,981
..........1,000,000
..........1,000,000
..........1,000,000
.............190,493
.............292,092
...............45,008
..........1,000,000
..........1,000,000
..........5,527,593
..........5,527,593
........39,906,166
......AV.....
......AV.....
......AV.....
......AV.....
......AV.....
......AV.....
......AV.....
......AV.....
....XXX....
....XXX....
....XXX....
..........1,013,347
.............964,828
.............939,203
.............190,895
.............292,090
...............45,008
.............947,628
.............999,670
..........5,392,669
..........5,392,669
........39,268,517
..........1,015,977
.............952,578
.............927,813
.............192,106
.............292,089
...............44,727
.............943,242
.............999,375
..........5,367,907
..........5,367,907
........39,270,192
..........23,114
...............898
...............907
...............593
...............325
...............134
............1,047
............1,150
..........28,168
..........28,168
........462,634
..........39,250
..........40,425
..........40,800
..........13,335
..........19,518
............3,010
..........31,400
..........69,000
........256,738
........256,738
.....1,463,593
......................
..........12,250
..........11,391
......................
..............(495)
................(52)
............4,386
...............198
..........27,678
..........27,678
..........65,105
............2,629
......................
......................
...............153
......................
......................
......................
......................
............2,782
............2,782
..........16,344
......................
......................
......................
......................
......................
......................
......................
......................
...................0
...................0
...................0
..1PE
......1
......1
..1PE
..1PE
..1PE
..1PE
..1PE
.XXX
.XXX
.XXX
2000
2000
2000
1997
1997
1997
2000
1999
.XXX
.XXX
.XXX
.......7.405
.......7.312
.......7.440
.......6.624
.......6.682
.......7.083
.......7.676
.......6.922
....XXX....
....XXX....
....XXX....
..........1,013,347
.............964,828
.............939,203
.............190,895
.............292,090
...............45,008
.............947,628
.............999,670
..........5,392,669
..........5,392,669
........39,305,221
SCHEDULE D - PART 1
1
2
Interest
a
b
CUSIP
Identification
5499999.
5599999.
5699999.
5799999.
5999999.
6099999.
3
Date Of
Maturity
Option
a
b
c
Rate
How
Call
Description
of
Total - Issuer Obligations.........................................................................................................................
Total - Single Class Mortgage-Backed/Asset-Backed Securities..............................................................
Total - Defined Multi-Class Residential Mortgage-Backed/Asset-Backed Securities.................................
Total - Other Multi-Class Residential Mortgage-Backed/Asset-Backed Securities....................................
Total - Other Multi-Class Commercial Mortgage-Backed/Asset-Backed Securities...................................
Grand Total - Bonds.................................................................................................................................
4
Book Value
........34,754,641
..........5,411,682
........10,183,863
..........5,035,981
..........5,392,669
........60,778,836
5
6
Par Value
........34,985,000
..........5,742,030
........10,371,712
..........5,150,000
..........5,527,593
........61,776,335
Rate
Used
to
Obtain
Market
Value
....XXX....
....XXX....
....XXX....
....XXX....
....XXX....
....XXX....
7
Market
Value
........34,583,592
..........5,411,682
........10,183,863
..........5,035,981
..........5,392,669
........60,607,787
8
Actual Cost
........34,772,630
..........5,405,589
........10,179,513
..........5,035,109
..........5,367,907
........60,760,748
9.1
Interest
Amount Due
and Accrued
December 31
of Current
Year on
Bonds not
in Default
........602,218
..........31,102
..........64,204
..........24,187
..........28,168
........749,879
9.2
Gross
Amount
Received
During
Year
.....1,485,930
........155,514
........326,133
..........12,022
........256,738
.....2,236,337
10
11
Increase
by
Adjustment
in Book
Value
During
Year
..........51,308
..........10,879
............7,635
...............872
..........27,678
..........98,372
Decrease
by
Adjustment
in Book
Value
During
Year
..........32,896
...................0
...................0
...................0
............2,782
..........35,678
12
Amount of
Interest Due
and Accrued
December 31,
Current Year,
on Bonds in
Default as to
Principal or
Interest
...................0
...................0
...................0
...................0
...................0
...................0
13
14
NAIC Year
Desig- Acnation quired
.XXX .XXX
.XXX .XXX
.XXX .XXX
.XXX .XXX
.XXX .XXX
.XXX .XXX
15
16
Effective
Rate
of
Interest
....XXX....
....XXX....
....XXX....
....XXX....
....XXX....
....XXX....
Statement
Value
December 31 of
Current Year
........34,416,382
..........5,411,682
........10,183,863
..........5,035,981
..........5,392,669
........60,440,577
37.2
SCHEDULE D - PART 2 - SECTION 1
Showing all PREFERRED STOCKS Owned December 31 of Current Year
1
CUSIP
Identification
Description
2
3
Number
of
Shares
Par
Value
per
Share
Preferred Stocks - Public Utilities
United States
694308-69-3... PACIFIC GAS & ELECTRIC COMPANY 6.570%......... ........10,000.000 .................25.00
United States.............................................................................................................................
6199999. Total - Preferred Stocks - Public Utilities...................................................................................
Preferred Stocks - Banks, Trust and Insurance Companies
United States
40428H-20-1.. HSBC USA INC. $2.8575.............................................. ........20,000.000 .................50.00
United States.............................................................................................................................
6299999. Total - Preferred Stocks - Banks, Trust and Ins. Cos................................................................
Preferred Stocks - Industrial and Miscellaneous
United States
073902-87-6... BEAR STEARNS CO SER F......................................... ..........4,000.000 .................50.00
172967-70-5... CITIGROUP INC 6.231% SER H.................................. ..........5,000.000 .................50.00
257661-30-6... DONALDSON LUFKIN & JENRETTE 5.30% SER B.... ..........2,000.000 .................50.00
313400-80-6... FEDERAL HOME LOAN MORTGAGE CORPORATION ..........5,000.000 .................50.00
524908-70-4... LEHMAN BROTHERS HOLDINGS 5.94% SER C........ ..........3,000.000 .................50.00
United States.............................................................................................................................
6399999. Total - Preferred Stocks - Industrial and Miscellaneous............................................................
6599999. Total - Preferred Stocks............................................................................................................
4
5
Book Value
Rate
per
Share
6
Statement
Value
6A
Rate per
Share Used
to Obtain
Market
Value
6B
Market
Value
7
Actual
Cost
8.1
Dividends
Declared but
Unpaid
8.2
Amount
Received
During Year
9
10
11
12
Increase by
Adjustment in
Book Value
During Year
Decrease by
Adjustment in
Book Value
During Year
NAIC
Designation
Year
Acquired
.................267,600 ........COST....... .................182,500 .............18.250 .................182,500 .................267,600 ............................... ...................16,425 ............................... ............................... P5........... ...1998....
.................267,600 .......XXX........... .................182,500 .......XXX........... .................182,500 .................267,600 ............................0 ...................16,425 ............................0 ............................0 ....XXX.... ....XXX....
.................267,600 .......XXX........... .................182,500 .......XXX........... .................182,500 .................267,600 ............................0 ...................16,425 ............................0 ............................0 ....XXX.... ....XXX....
..............1,030,000 .............41.750 .................835,000 .............41.750 .................835,000 ..............1,030,000 ...................14,287 ...................57,150 ............................... ............................... P1L......... ...1999....
..............1,030,000 .......XXX........... .................835,000 .......XXX........... .................835,000 ..............1,030,000 ...................14,287 ...................57,150 ............................0 ............................0 ....XXX.... ....XXX....
..............1,030,000 .......XXX........... .................835,000 .......XXX........... .................835,000 ..............1,030,000 ...................14,287 ...................57,150 ............................0 ............................0 ....XXX.... ....XXX....
.................200,000
.................258,750
.................100,500
.................264,375
.................147,000
.................970,625
.................970,625
..............2,268,225
.............39.375
.............45.500
.............50.125
.............48.750
.............42.000
.......XXX...........
.......XXX...........
.......XXX...........
.................157,500
.................227,500
.................100,250
.................243,750
.................126,000
.................855,000
.................855,000
..............1,872,500
.............39.375
.............45.500
.............50.125
.............48.750
.............42.000
.......XXX...........
.......XXX...........
.......XXX...........
.................157,500
.................227,500
.................100,250
.................243,750
.................126,000
.................855,000
.................855,000
..............1,872,500
.................200,000
.................258,750
.................100,500
.................264,375
.................147,000
.................970,625
.................970,625
..............2,268,225
.....................2,860
...............................
...............................
...............................
...............................
.....................2,860
.....................2,860
...................17,147
...................11,440
...................15,577
.....................5,300
...................15,350
.....................8,910
...................56,577
...................56,577
.................130,152
...............................
...............................
...............................
...............................
...............................
............................0
............................0
............................0
...............................
...............................
...............................
...............................
...............................
............................0
............................0
............................0
P1L.........
P1L.........
P2L.........
P1L.........
P1L.........
....XXX....
....XXX....
....XXX....
...1998....
...1998....
...1998....
...1998....
...1998....
....XXX....
....XXX....
....XXX....
38
Showing all COMMON STOCKS Owned December 31 of Current Year
1
2
3
4
5
6
Dividends
8
9
10
11
Rate per
7.1
7.2
Share Used
Increase by
Decrease by
NAIC
CUSIP
Number
to Obtain
Amount
Adjustment in
Adjustment in
DesigIdentifiof
Market
Market
Actual
Declared but
Received
Book Value
Book Value
nation
Year
cation
Description
Shares
Book Value
Value
Value
Cost
Unpaid
During Year
During Year
During Year
(a)
Acquired
Total - Preferred Stock from Section 1..................................................................... .................2,268,225 ...............XXX............ .................1,872,500 .................2,268,225 ......................17,147 ....................130,152 .................................. .................................. ...............XXX............ ..........XXX.......
7199999. Total - Preferred and Common Stock....................................................................... .................2,268,225 ...............XXX............ .................1,872,500 .................2,268,225 ......................17,147 ....................130,152 ...............................0 ...............................0 ...............XXX............ ..........XXX.......
(a) For all common stocks bearing the NAIC designation ''U''provide: the number of such issues...............0, the total $ value (included in Column 5) of all such issues $...............0.
39
SCHEDULE D - PART 3
Showing all Long-Term Bonds and Stocks ACQUIRED During Current Year
1
2
40
CUSIP
Date
Identification
Description
Acquired
Bonds - U.S. Government
3134A3-2S-4............... FEDERAL HOME LOAN MORTG 01/15/2005 6.875..................... ......10/11/2000....
3134A3-RE-8.............. FEDERAL HOME LOAN MORTG 05/15/2002 5.500..................... ......02/10/2000....
0399999. Total - Bonds - U.S. Government.................................................................................
Bonds - Political Subdivisions of States
Minnesota
60374A-PZ-6............... MINNEAPOLIS MN REF SPOR 10/01/2020 5.125....................... ......08/03/2000....
Minnesota...................................................................................................................
United States...............................................................................................................
2499999. Total - Bonds - Political Subdivision.............................................................................
Bonds - Special Revenue and Special Assessment
United States
31293M-LR-1.............. FEDERAL HOME LN MTG COR 09/01/2028 6.000...................... ......07/20/2000....
31293S-PH-6.............. FEDERAL HOME LN MTG COR 05/01/2029 7.000...................... ......07/20/2000....
31359X-RB-7.............. FEDERAL NATIONAL MTG AS 02/01/2019 7.500........................ ......08/28/2000....
79548K-UT-3............... SALOMON BROS MTG SECS V 06/01/2022 7.750...................... ......12/01/2000....
U.S.............................................................................................................................
United States...............................................................................................................
3199999. Total - Bonds - Special Revenue & Special Assessments............................................
Bonds - Public Utilities
United States
281020-AB-3............... EDISON INTERNATIONAL IN 09/15/2004 6.875.......................... ......08/24/2000....
United States...............................................................................................................
3899999. Total - Bonds - Public Utilities......................................................................................
Bonds - Industrial and Miscellaneous
United States
025928-AF-9............... AMERICAN EXPRESS CREDIT 09/15/2004 7.850....................... ......03/29/2000....
125577-AF-3............... CIT GROUP INC
03/15/2003 7.375.................................... ......06/29/2000....
161626-Z8-2................ CHASE MTG FINANCE CORP 05/01/2024 7.897....................... ......07/31/2000....
20033T-AD-7............... COMED TRANSITIONAL FDG 06/25/2003 5.390........................ ......03/29/2000....
20033T-AE-5............... COMED TRANSITIONAL FDG 03/25/2005 5.440........................ ......03/29/2000....
233835-AB-3............... DAIMLERCHRYSLER NA HOLD 09/01/2004 6.900...................... ......07/25/2000....
319963-AA-2............... FIRST DATA CORPORATION 04/01/2003 6.625........................ ......06/28/2000....
345397-SQ-7............... FORD MOTOR CREDIT COMPA 03/15/2005 7.500..................... ......09/11/2000....
345397-SS-3............... FORD MOTOR CREDIT COMPA 06/15/2003 7.500..................... ......07/14/2000....
393505-M8-2............... GREEN TREE HOME IMPRV L 02/15/2009 6.710....................... ......12/01/2000....
423328-BJ-1................ HELLER FINANCIAL INC 03/19/2004 6.000.............................. ......12/12/2000....
524660-AR-8............... LEGGETT & PLATT INC 02/15/2005 7.650.............................. ......08/23/2000....
65119Q-BE-2.............. NEWELL RUBBERMAID INC 07/15/2008 6.350......................... ......12/12/2000....
760947-PP-0............... RESIDENTIAL FDG MTG SEC 11/01/2025 7.500........................ ......07/28/2000....
84604C-AC-1.............. SOVEREIGN BANK HE LN TR 11/01/2004 7.110........................ ......12/04/2000....
855084-AA-7............... STAR BANK NA
03/01/2004 6.375.................................... ......07/12/2000....
872287-AE-7............... TCI COMMUNICATIONS INC 02/15/2006 6.875......................... ......12/12/2000....
878154-AN-3............... TEAM FLEET FINANCING CO 11/25/2005 6.280......................... ......07/14/2000....
United States...............................................................................................................
Foreign
25156P-AA-1............... DEUTSCHE TELEKOM FINANC 06/15/2005 7.750...................... .....Various...........
706448-AN-7............... PEMEX FINANCE LTD
11/15/2003 6.125............................... ......07/12/2000....
Foreign........................................................................................................................
4599999. Total - Bonds - Industrial & Miscellaneous...................................................................
6099997. Total - Bonds - Part 3...................................................................................................
6099998. Total - Bonds - Summary Item from Part 5...................................................................
6099999. Total - Bonds...............................................................................................................
7299999. Total - Bonds, Preferred and Common Stocks.............................................................
3
5
6
Actual Cost
Par Value
7
Paid for
Accrued Interest
and Dividends
MERRILL LYNCH......................................................................... .........................................................
MORGAN STANLEY & CO........................................................... .........................................................
.................................................................................................................................................................
........................................2,019,141
...........................................484,585
........................................2,503,726
........................................2,000,000
...........................................500,000
........................................2,500,000
.............................................33,229
...............................................6,569
.............................................39,798
ABN AMRO FINANCIAL SERVICES............................................ .........................................................
.................................................................................................................................................................
.................................................................................................................................................................
.................................................................................................................................................................
...........................................946,440
...........................................946,440
...........................................946,440
...........................................946,440
........................................1,000,000
........................................1,000,000
........................................1,000,000
........................................1,000,000
.............................................18,080
.............................................18,080
.............................................18,080
.............................................18,080
FHLMC......................................................................................... .........................................................
FHLMC......................................................................................... .........................................................
PAINE WEBBER........................................................................... .........................................................
SALOMON SMITH BARNEY, INC................................................ .........................................................
.................................................................................................................................................................
.................................................................................................................................................................
.................................................................................................................................................................
........................................2,647,891
........................................2,869,483
........................................1,124,923
........................................2,665,646
........................................9,307,943
........................................9,307,943
........................................9,307,943
........................................2,888,937
........................................2,969,711
........................................1,136,286
........................................2,774,908
........................................9,769,842
........................................9,769,842
........................................9,769,842
.............................................11,556
.............................................13,859
...............................................7,102
...............................................2,987
.............................................35,504
.............................................35,504
.............................................35,504
J P MORGAN SECURITIES INC.................................................. .........................................................
.................................................................................................................................................................
.................................................................................................................................................................
...........................................984,372
...........................................984,372
...........................................984,372
........................................1,000,000
........................................1,000,000
........................................1,000,000
.............................................31,319
.............................................31,319
.............................................31,319
DEUTSCHE BANK SECURITIES................................................. .........................................................
PRUDENTIAL SECURITIES......................................................... .........................................................
LEHMAN BROTHERS.................................................................. .........................................................
CHASE SECURITIES................................................................... .........................................................
BANC ONE CAPITAL MARKETS, INC......................................... .........................................................
MERRILL LYNCH......................................................................... .........................................................
PRUDENTIAL SECURITIES......................................................... .........................................................
MERRILL LYNCH......................................................................... .........................................................
BANK OF NEW YORK CAPITAL MKTS....................................... .........................................................
MERRILL LYNCH......................................................................... .........................................................
PIPER JAFFRAY.......................................................................... .........................................................
MESIROW FINANCIAL INC.......................................................... .........................................................
PAINE WEBBER........................................................................... .........................................................
LEHMAN BROTHERS.................................................................. .........................................................
.................................................................................................................................................................
........................................1,015,977
...........................................989,460
........................................2,109,518
...........................................952,578
...........................................927,813
........................................1,966,980
...........................................979,820
........................................1,000,330
........................................1,000,920
........................................2,035,109
...........................................964,110
...........................................609,210
...........................................934,700
........................................1,382,775
........................................3,000,000
...........................................960,810
...........................................982,010
...........................................943,242
......................................22,755,362
........................................1,000,000 ...............................................3,489
........................................1,000,000 .............................................21,510
........................................2,123,453 ..................................................931
........................................1,000,000 ..................................................898
........................................1,000,000 ..................................................907
........................................2,000,000 .............................................56,350
........................................1,000,000 .............................................16,378
........................................1,000,000 .............................................37,083
........................................1,000,000 ...............................................7,292
........................................2,150,000 ...............................................8,415
........................................1,000,000 .............................................14,333
...........................................600,000 ...............................................1,658
........................................1,000,000 .............................................26,458
........................................1,414,151 .........................................................
........................................3,000,000 ...............................................6,518
........................................1,000,000 .............................................24,083
........................................1,000,000 .............................................22,917
........................................1,000,000 ...............................................4,187
......................................23,287,604 ...........................................253,407
VARIOUS...................................................................................... .........................................................
.................................................................................................................................................................
.................................................................................................................................................................
.................................................................................................................................................................
.................................................................................................................................................................
.................................................................................................................................................................
.................................................................................................................................................................
........................................2,016,710 ........................................2,000,000
...........................................917,607 ...........................................933,333
........................................2,934,317 ........................................2,933,333
......................................25,689,679 ......................................26,220,937
......................................39,432,160 ......................................40,490,779
........................................1,920,510 ........................................2,000,000
......................................41,352,670 ......................................42,490,779
......................................41,352,670 ..........................XXX........................
Name of Vendor
4
Number
of Shares
of Stock
.........................................................
...............................................9,845
...............................................9,845
...........................................263,252
...........................................387,953
.............................................25,521
...........................................413,474
...........................................413,474
SCHEDULE D - PART 3
Showing all Long-Term Bonds and Stocks ACQUIRED During Current Year
1
CUSIP
Identification
Description
2
3
Date
Acquired
Name of Vendor
4
Number
of Shares
of Stock
5
6
Actual Cost
Par Value
7
Paid for
Accrued Interest
and Dividends
40.1
SCHEDULE D - PART 4
Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Year
1
CUSIP
Identification
2
Description
Disposal
Date
3
4
Name of Purchaser
Number
of Shares
of Stock
41
912827-V4-1...... UNITED STATES TREASURY 09/30/2000 6.125....... .Various.... VARIOUS............................................... ............................
0399999. Total - Bonds - U.S. Government.....................................................................................................................................................
Bonds - Political Subdivisions of States
Illinois
167560-FU-0...... CHICAGO IL MET WTR REC 12/01/2007 7.000......... 07/25/2000 GOLDMAN SACHS............................... ............................
262651-JW-3..... DU PAGE CNTY IL
11/01/2006 6.000.................. 07/18/2000 GOLDMAN SACHS............................... ............................
Illinois..............................................................................................................................................................................................
United States...................................................................................................................................................................................
2499999. Total - Bonds - Political Subdivisions...............................................................................................................................................
Bonds - Special Revenue and Special Assessment
Illinois
167727-EL-6...... CHICAGO IL WASTEWATER 01/01/2008 6.500....... 11/15/2000 GOLDMAN SACHS............................... ............................
Illinois..............................................................................................................................................................................................
New York
649834-6J-2....... NEW YORK ST DORM AUTH 07/01/2004 6.875....... 07/12/2000 FIRST ALBANY..................................... ............................
New York........................................................................................................................................................................................
Texas
414003-Z4-8...... HARRIS CNTY TX
08/15/2004 6.250.................. 07/12/2000 GOLDMAN SACHS............................... ............................
Texas..............................................................................................................................................................................................
Vermont
924160-G8-1...... VERMONT EDL & HLTH BLD 11/01/2003 6.000........ 07/13/2000 FLEET SECURITIES............................. ............................
Vermont..........................................................................................................................................................................................
United States
31293M-LR-1..... FEDERAL HOME LN MTG CO 09/01/2028 6.000....... .Various.... PAYDOWN............................................ ............................
31293S-PH-6..... FEDERAL HOME LN MTG CO 05/01/2029 7.000....... .Various.... PAYDOWN............................................ ............................
31359Q-NZ-3..... FEDERAL NATIONAL MTG A 01/01/2003 7.000........ .Various.... PAYDOWN............................................ ............................
31359X-RB-7..... FEDERAL NATIONAL MTG A 02/01/2019 7.500........ .Various.... VARIOUS............................................... ............................
31371F-4K-5...... FEDERAL NATIONAL MTG A 07/01/2004 7.500........ .Various.... VARIOUS............................................... ............................
31371G-C7-3..... FEDERAL NATIONAL MTG A 10/01/2004 6.500........ .Various.... VARIOUS............................................... ............................
U.S..................................................................................................................................................................................................
United States...................................................................................................................................................................................
3199999. Total - Bonds - Special Revenue & Assessment.............................................................................................................................
Bonds - Public Utilities
United States
708696-BK-4...... PENNSYLVANIA ELECTRIC 04/01/2004 5.750......... 12/12/2000 PIPER JAFFRAY................................... ............................
709051-BZ-8...... PENN POWER & LIGHT RES 03/01/2006 6.550........ 11/30/2000 BANC ONE CAPITAL MARKETS, INC.. ............................
737662-AW-6..... POTOMAC EDISON COMPANY 06/01/2006 8.000.... 07/21/2000 MESIROW FINANCIAL INC.................. ............................
84243Q-AH-6..... SOUTHERN CALIFORNIA GA 01/18/2028 5.670....... 07/17/2000 MESIROW FINANCIAL INC.................. ............................
United States..................................................................................................................................................................................
3899999. Total - Bonds - Public Utilities..........................................................................................................................................................
United States
045906-QK-3..... ASSOCIATES CORPORATION 02/15/2000 6.200..... 02/15/2000 MATURITY............................................. ............................
079867-AN-7...... BELLSOUTH TELECOMMUNIC 11/15/2045 5.850.... 07/17/2000 BANC ONE CAPITAL MARKETS, INC.. ............................
08172L-B9-8...... BENEFICIAL CORPORATION 08/28/2002 7.125....... 07/21/2000 MESIROW FINANCIAL INC.................. ............................
161626-Z8-2...... CHASE MTG FINANCE CORP 05/01/2024 7.897...... .Various.... VARIOUS............................................... ............................
163717-FH-9...... CHEMICAL BANK
09/15/2002 7.250.................. 07/17/2000 BANC ONE CAPITAL MARKETS, INC.. ............................
172967-AW-1..... CITIGROUP INC
03/15/2004 5.800.................... 07/20/2000 BARCLAYS CAPITAL............................ ............................
337366-AA-6...... FIRST UNION CHASE COMM 06/01/2008 6.363....... .Various.... PAYDOWN............................................ ............................
37042W-GK-1.... GENERAL MOTORS ACCEPTA 04/30/2001 6.700.... 07/20/2000 BANK OF NEW YORK CAPITAL MKTS ............................
463586-AA-5...... IROQUOIS TR 97 1 A 10/15/2001 7.000................. .Various.... PAYDOWN............................................ ............................
524908-BH-2...... LEHMAN BROTHERS HOLDIN 11/15/2000 6.625..... 07/17/2000 LEHMAN BROTHERS........................... ............................
5
6
7
8
Consideration
Par
Value
Actual
Cost
Book Value
at Disposal
Date
9
Increase by
Adjustment in
Book Value
During Year
10
Decrease by
Adjustment in
Book Value
During Year
11
12
Profit
on
Disposal
Loss
on
Disposal
13
Interest on
Bonds Received
During
Year
14
Dividends on
Stocks
Received
During Year
............4,000,000 ............4,000,000 ............4,040,313 ............4,000,000 ........................... ...............10,726 ......................... ......................... .............306,250 ...........................
............4,000,000 ............4,000,000 ............4,040,313 ............4,000,000 ........................0 ...............10,726 ......................0 ......................0 .............306,250 ...........XXX.........
............2,261,460
...............533,260
............2,794,720
............2,794,720
............2,794,720
............2,000,000
...............500,000
............2,500,000
............2,500,000
............2,500,000
............2,381,780
...............552,220
............2,934,000
............2,934,000
............2,934,000
............2,305,577
...............540,614
............2,846,191
............2,846,191
............2,846,191
...........................
...........................
........................0
........................0
........................0
...............19,974
.................3,079
...............23,053
...............23,053
...............23,053
.........................
.........................
......................0
......................0
......................0
.............44,117
...............7,354
.............51,471
.............51,471
.............51,471
...............92,167
...............21,667
.............113,834
.............113,834
.............113,834
...........................
...........................
...........XXX.........
...........XXX.........
...........XXX.........
...............346,330 ...............315,000 ...............362,014 ...............351,970 ........................... .................3,835 ......................... ...............5,640 ...............28,381 ...........................
...............346,330 ...............315,000 ...............362,014 ...............351,970 ........................0 .................3,835 ......................0 ...............5,640 ...............28,381 ...........XXX.........
...............988,884 ...............900,000 ............1,052,190 ............1,004,262 ........................... ...............10,825 ......................... .............15,378 ...............64,625 ...........................
...............988,884 ...............900,000 ............1,052,190 ............1,004,262 ........................0 ...............10,825 ......................0 .............15,378 ...............64,625 ...........XXX.........
............1,074,960 ............1,000,000 ............1,133,330 ............1,093,757 ........................... .................8,937 ......................... .............18,797 ...............57,639 ...........................
............1,074,960 ............1,000,000 ............1,133,330 ............1,093,757 ........................0 .................8,937 ......................0 .............18,797 ...............57,639 ...........XXX.........
............1,314,445 ............1,260,000 ............1,371,447 ............1,328,915 ........................... ...............10,596 ......................... .............14,470 ...............53,970 ...........................
............1,314,445 ............1,260,000 ............1,371,447 ............1,328,915 ........................0 ...............10,596 ......................0 .............14,470 ...............53,970 ...........XXX.........
.................18,046
.................98,572
...............448,805
...............146,120
............1,481,565
............1,932,312
............4,125,420
............7,850,039
............7,850,039
.................18,046
.................98,572
...............448,805
...............146,120
............1,462,609
............1,932,312
............4,106,464
............7,581,464
............7,581,464
.................16,540
.................95,245
...............448,263
...............144,659
............1,491,861
............1,931,708
............4,128,276
............8,047,257
............8,047,257
.................18,046
.................98,572
...............448,805
...............146,120
............1,482,841
............1,931,809
............4,126,193
............7,905,097
............7,905,097
........................8
......................39
....................114
......................79
...........................
....................101
....................341
....................341
....................341
...........................
...........................
...........................
...........................
.................9,020
...........................
.................9,020
...............43,213
...............43,213
.........................
.........................
.........................
.........................
.........................
..................503
..................503
..................503
..................503
.........................
.........................
.........................
.........................
...............1,276
.........................
...............1,276
.............55,561
.............55,561
....................268
.................2,210
...............17,686
.................2,282
.............108,280
.............120,082
.............250,808
.............455,423
.............455,423
...........................
...........................
...........................
...........................
...........................
...........................
...........XXX.........
...........XXX.........
...........XXX.........
............1,685,408
...............978,610
............1,002,000
...............951,600
............4,617,618
............4,617,618
............1,750,000
............1,000,000
............1,000,000
............1,000,000
............4,750,000
............4,750,000
............1,668,153
...............979,610
............1,017,466
............1,000,000
............4,665,229
............4,665,229
............1,685,760
...............983,420
............1,010,847
............1,000,000
............4,680,027
............4,680,027
...............16,242
.................2,369
...........................
...........................
...............18,611
...............18,611
...........................
...........................
.................4,713
...........................
.................4,713
.................4,713
.........................
.........................
.........................
.........................
......................0
......................0
..................352
...............4,810
...............8,847
.............48,400
.............62,409
.............62,409
.............121,309
...............82,603
...............52,222
...............50,085
.............306,219
.............306,219
...........................
...........................
...........................
...........................
...........XXX.........
...........XXX.........
............1,000,000
...............996,160
...............990,930
.................36,063
...............997,060
...............957,920
.................66,734
...............998,100
...............118,864
...............998,410
............1,000,000
............1,000,000
............1,000,000
.................36,063
............1,000,000
............1,000,000
.................66,734
............1,000,000
...............118,864
............1,000,000
...............999,920
............1,020,500
............1,011,379
.................35,827
............1,033,000
...............958,500
.................65,035
............1,001,400
...............119,871
............1,000,775
............1,000,000
............1,002,477
............1,007,837
.................36,063
............1,015,640
...............965,950
.................66,734
............1,000,363
...............118,864
............1,000,140
........................9
...........................
...........................
........................2
...........................
.................4,588
....................131
...........................
...........................
...........................
...........................
.................4,157
.................1,924
...........................
.................3,661
...........................
...........................
....................206
......................56
....................234
.........................
.........................
.........................
.........................
.........................
.........................
.........................
.........................
.........................
.........................
.........................
...............6,317
.............16,907
.........................
.............18,580
...............8,030
.........................
...............2,263
.........................
...............1,730
...............17,911
...............39,650
...............43,740
....................633
...............61,222
...............49,944
.................2,392
...............54,717
.................3,808
...............44,903
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
SCHEDULE D - PART 4
Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Year
1
CUSIP
Identification
532457-AK-4......
619118-AA-0......
638585-AS-8......
760947-PP-0......
81240Q-BK-7.....
871928-AR-8......
92929Q-AP-2.....
957526-AA-4......
2
Description
Disposal
Date
3
4
Name of Purchaser
Number
of Shares
of Stock
LILLY (ELI) & COMPANY 12/01/2001 8.125.............. .Various.... VARIOUS............................................... ............................
MORTGAGE INDEX AMORT T 08/25/2004 6.682...... .Various.... PAYDOWN............................................ ............................
NATIONSBANK CORPORATIO 09/15/2001 7.000..... 07/20/2000 BANC ONE CAPITAL MARKETS, INC.. ............................
RESIDENTIAL FDG MTG SE 11/01/2025 7.500......... .Various.... PAYDOWN............................................ ............................
SEARS ROEBUCK ACCEPTAN 10/06/2000 6.460.... 07/20/2000 BANC ONE CAPITAL MARKETS, INC.. ............................
TIERS TR CHAMT 97 7 A 04/15/2001 6.688............. .Various.... VARIOUS............................................... ............................
WMX TECHNOLOGIES INC 06/15/2001 7.125........ 07/20/2000 SALOMON SMITH BARNEY, INC......... ............................
WESTDEUTSCHE LANDESBAN 06/15/2005 6.750... 11/30/2000 BANK OF NEW YORK CAPITAL MKTS ............................
United States..................................................................................................................................................................................
Foreign
706448-AN-7...... PEMEX FINANCE LTD 11/15/2003 6.125.............. .Various.... SINKING FUND REDEMPTION............ ............................
Foreign............................................................................................................................................................................................
4599999. Total - Bonds - Industrial & Miscellaneous.......................................................................................................................................
6099997. Total - Bonds - Part 4.......................................................................................................................................................................
6099998. Total - Bonds - Summary Item from Part 5......................................................................................................................................
6099999. Total - Bonds....................................................................................................................................................................................
7299999. Total - Bonds, Preferred and Common Stocks................................................................................................................................
5
6
7
8
10
Decrease by
Adjustment in
Book Value
During Year
11
12
Book Value
at Disposal
Date
9
Increase by
Adjustment in
Book Value
During Year
Consideration
Par
Value
Actual
Cost
............1,015,780
...............135,877
...............999,050
.................17,599
...............998,650
.................23,474
...............983,750
...............985,400
..........12,319,821
............1,000,000
...............135,877
............1,000,000
.................17,599
............1,000,000
.................23,474
............1,000,000
............1,000,000
..........12,398,611
...............133,333
...............133,333
..........12,453,154
..........31,715,531
............1,936,510
..........33,652,041
..........33,652,041
...............133,333
...............133,333
..........12,531,944
..........31,363,408
............2,000,000
..........33,363,408
............XXX..........
Loss
on
Disposal
13
Interest on
Bonds Received
During
Year
14
Dividends on
Stocks
Received
During Year
Profit
on
Disposal
............1,084,818
...............135,875
............1,047,450
.................17,208
...............996,400
.................23,328
............1,038,649
...............985,010
..........12,574,945
............1,027,882
...............135,877
............1,019,040
.................17,599
...............999,791
.................23,474
............1,013,285
...............987,408
..........12,438,424
...........................
....................496
...........................
......................11
....................527
......................52
...........................
.................2,126
.................7,942
...............24,887
...........................
.................9,069
...........................
...........................
...........................
.................8,157
...........................
...............52,351
.........................
.........................
.........................
.........................
.........................
.........................
.........................
.........................
......................0
.............12,102
.........................
.............19,990
.........................
...............1,141
.........................
.............29,535
...............2,008
...........118,603
...............82,153
.................4,662
...............60,278
....................358
...............44,861
....................805
...............43,542
...............65,625
.............621,204
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........XXX.........
...............131,087
...............131,087
..........12,706,032
..........32,392,831
............1,920,510
..........34,313,341
..........34,313,341
...............133,333
...............133,333
..........12,571,757
..........32,003,072
............1,927,970
..........33,931,042
..........33,931,042
....................578
....................578
.................8,520
...............27,472
.................7,460
...............34,932
...............34,932
...........................
........................0
...............52,351
.............134,056
...........................
.............134,056
.............134,056
.........................
......................0
......................0
..................503
...............8,540
...............9,043
...............9,043
.........................
......................0
...........118,603
...........288,044
.........................
...........288,044
...........288,044
.................3,063
.................3,063
.............624,267
..........1,805,993
...............56,778
..........1,862,771
..........1,862,771
...........................
...........XXX.........
...........XXX.........
...........XXX.........
...........XXX.........
...........XXX.........
........................0
41.1
SCHEDULE D - PART 5
Showing all Long-Term Bonds and Stocks ACQUIRED During Current Year and Fully DISPOSED OF During Current Year
1
2
3
4
5
CUSIP
IdentifiDate
Disposal
cation
Description
Acquired
Name of Vendor
Date
Name of Purchaser
3134A3-RE-8..... FEDERAL HOME LOAN M 05/15/2002 5.500...... .Various... MORGAN STANLEY & CO.............. 07/14/2000 LEGG MASON WOOD WALKER.
0399999. Total - Bonds - U.S. Government...................................................................................................................................................................................
United States
370425-QW-3.... GENERAL MOTORS ACCE 11/10/2003 5.750.... 07/25/2000 MORGAN STANLEY & CO.............. 09/11/2000 MERRILL LYNCH.........................
United States................................................................................................................................................................................................................
4599999. Total - Bonds - Industrial & Miscellaneous.....................................................................................................................................................................
6099998. Total - Bonds.................................................................................................................................................................................................................
7299999. Total - Bonds, Preferred and Common Stocks...............................................................................................................................................................
6
Par Value
(Bonds)
or Number of
Shares
(Stocks)
7
Cost to
Company
8
9
10
11
12
13
14
15
Consideration
Book Value
at Disposal
Date
Increase by
Adjustment in
Book Value
During Year
Decrease by
Adjustment in
Book Value
During Year
Profit
on
Disposal
Loss
on
Disposal
Interest and
Dividends
Received
During Year
Paid for
Accrued
Interest and
Dividends
.........1,000,000 ...........968,940 ...........976,120 ...........974,661 ...........5,721 ..................... ...........1,459 ..................... .........36,972 ...........13,063
.........1,000,000 ...........968,940 ...........976,120 ...........974,661 ...........5,721 ..................0 ...........1,459 ..................0 .........36,972 ...........13,063
.........1,000,000
.........1,000,000
.........1,000,000
.........2,000,000
.........XXX..........
...........951,570
...........951,570
...........951,570
........1,920,510
........1,920,510
...........960,390
...........960,390
...........960,390
........1,936,510
........1,936,510
...........953,309
...........953,309
...........953,309
........1,927,970
........1,927,970
...........1,739
...........1,739
...........1,739
...........7,460
...........7,460
.....................
..................0
..................0
..................0
..................0
...........7,081
...........7,081
...........7,081
...........8,540
...........8,540
.....................
..................0
..................0
..................0
..................0
.........19,806
.........19,806
.........19,806
.........56,778
.........56,778
...........12,458
...........12,458
...........12,458
...........25,521
...........25,521
42
Valuation of Shares of Subsidiary, Controlled or Affiliated Companies
1
CUSIP
Identification
Description
Name of Subsidiary, Controlled or
Affiliated Company
2
3
4
NAIC
NAIC Valuation
Company
Method
Do Insurer's Admitted
Code or Alien
(See SVO
Assets Include Intangible
Insurer
Purposes and
Assets Connected
Identification
Procedures
with Holding of Such
Number
manual)
Company's Stocks?
5
6
If Yes,
Amount of
Such
Intangible
Assets
Statement
Value
Stock of Such
Company Owned by
Insurer on Statement Date
7
8
Number of
Shares
% of
Outstanding
Amount of insurer's capital and surplus from the prior year's annual statement: $...............0.
1
CUSIP
Identification
Name of Lower-tier Company
2
3
Name of Company Listed in
Section 1
Which Controls Lower-tier
Company
Amount of
Intangible Assets
Included in
Amount Shown in
Column 5, Section 1
43
Stock in Lower-Tier Company
Owned Indirectly by Insurer on Statement Date
4
5
Number of Shares
% of Outstanding
SCHEDULE DA - PART 1
Showing all SHORT-TERM INVESTMENTS Owned December 31 of Current Year
1
CUSIP
Identification
2
Description
3
Date
Acquired
4
Name of
Vendor
Interest
5
6
Rate
of
How
Paid
Date of Maturity
9
Year Month
Book
Value
7
8
U.S. Government Bonds - Issuer Obligations
313397-AY-7. FEDERAL HOME LOAN MTG CORP...................................... .12/2000 VARIOUS........................................... ............. DISC ..2001 .....01
0199999. U.S. Government Bonds- Issuer Obligations............................................................................................................................................................
0399999. Total - U.S. Government Bonds................................................................................................................................................................................
Totals
5499999. Total Bonds - Issuer Obligations...............................................................................................................................................................................
6099999. Total - Bonds.............................................................................................................................................................................................................
8099999. Grand Total - Short-Term Investments......................................................................................................................................................................
(a) Includes $...............0 other than accrual of discount and amortization of premium.
10
Increase
or (Decrease)
by
Adjustment
in Book Value
During Year
11
Par
Value
12
Rate
Used
To
Obtain
Statement
Value
13
Statement
Value
14
Actual Cost
Interest
15
16
Amount Due and
Accrued Dec. 31
of Current Year
Gross
on Bonds not in
Amount
Default
Received
17
18
19
Paid for
Accrued
Interest
NAIC
Designation
Effective
Rate
of Interest
..........1,972,498 .............1,705 ..........1,980,000 .....99.621 ..........1,972,498 ..........1,970,793 .......................... ....................... ..................... ....1...... ..........6.229
..........1,972,498 .............1,705 ..........1,980,000 .....XXX..... ..........1,972,498 ..........1,970,793 .......................0 ....................0 ..................0 ....XXX.. ......XXX......
..........1,972,498 .............1,705 ..........1,980,000 .....XXX..... ..........1,972,498 ..........1,970,793 .......................0 ....................0 ..................0 ....XXX.. ......XXX......
..........1,972,498 .............1,705 ..........1,980,000 .....XXX..... ..........1,972,498 ..........1,970,793 .......................0 ....................0 ..................0 ....XXX.. ......XXX......
..........1,972,498 .............1,705 ..........1,980,000 .....XXX..... ..........1,972,498 ..........1,970,793 .......................0 ....................0 ..................0 ....XXX.. ......XXX......
..........1,972,498 (a)........1,705 .........XXX........... .....XXX..... ..........1,972,498 ..........1,970,793 .......................0 ....................0 ..................0 ....XXX.. ......XXX......
44
SCHEDULE DA - PART 2
Verification of SHORT-TERM INVESTMENTS Between Years
1
Total
2
Bonds
3
4
5
Mortgage
Loans
Other
Short-term
Investment
Assets (a)
Investments in
Parent, Subsidiaries
and
Affiliates
1. Book value, prior year.......................................................................................................................................................... ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
2. Cost of short-term investments acquired............................................................................................................................. ..........................................1,972,498 ..........................................1,972,498 .......................................................... .......................................................... ..........................................................
3. Increase by adjustment in book value.................................................................................................................................. ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
4. Profit on disposal of short-term investments........................................................................................................................ ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
5. Subtotals (Total of Lines 2 to 4)........................................................................................................................................... ..........................................1,972,498 ..........................................1,972,498 ........................................................0 ........................................................0 ........................................................0
6. Consideration received on disposal of short-term investments........................................................................................... ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
45
7. Decrease by adjustment in book value................................................................................................................................ ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
8. Loss on disposal of short-term investments......................................................................................................................... ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
9. Subtotals (Total of Lines 6 to 8)........................................................................................................................................... ........................................................0 ........................................................0 ........................................................0 ........................................................0 ........................................................0
10. Book value, current year...................................................................................................................................................... ..........................................1,972,498 ..........................................1,972,498 ........................................................0 ........................................................0 ........................................................0
11. Income collected during year .............................................................................................................................................. ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
12. Income earned during year.................................................................................................................................................. ........................................................0 .......................................................... .......................................................... .......................................................... ..........................................................
(a) Indicate the category of such assets, for example, joint ventures, transportation equipment:.......................................
Sch. DB-Pt. A-Sn. 1
NONE
Sch. DB-Pt. A-Sn. 2
NONE
Sch. DB-Pt. A-Sn. 3
NONE
Sch. DB-Pt. A-Sn. 4
NONE
Sch. DB-Pt. B-Sn. 1
NONE
Sch. DB-Pt. B-Sn. 2
NONE
Sch. DB-Pt. B-Sn. 3
NONE
Sch. DB-Pt. B-Sn. 4
NONE
Sch. DB-Pt. C-Sn. 1
NONE
Sch. DB-Pt. C-Sn. 2
NONE
Sch. DB-Pt. C-Sn. 3
NONE
Sch. DB-Pt. C-Sn. 4
NONE
Sch. DB-Pt. D-Sn. 1
NONE
Sch. DB-Pt. D-Sn. 2
NONE
Sch. DB-Pt. D-Sn. 3
NONE
Sch. DB-Pt. D-Sn. 4
NONE
Sch. DB-Pt. E-Sn. 1
NONE
Sch. DB-Pt. E-Sn. 2
NONE
Sch. DB-Pt. F-Sn. 1
NONE
Sch. DB-Pt. F-Sn. 2
NONE
46, 47, 48, 49, 50, 51, 52, 53, 54, 55, 56
SCHEDULE DM
For bonds and preferred stocks owned as of December 31, state the aggregate statement (admitted) value,
the aggregate fair market value, and the aggregate difference, if any, between them.
1
Statement (Admitted)
Value
2
Fair Market
Value (a)
3
Excess of Statement over Market (-),
or Market over Statement (+)
1. Bonds................................................................................................
..........................................62,413,075
..........................................62,580,285
...............................................167,210
2. Preferred stocks................................................................................
............................................1,872,500
............................................1,872,500 ..........................................................0
3. Totals................................................................................................
..........................................64,285,575
..........................................64,452,785
(a) Amortized or book values shall not be substituted for fair market values. Describe the sources or methods utilized in determining the fair market values
The market values of bonds and preferred stocks shown above are based upont he closing prices for publicly traded securities
The market value of other securities were obtained from Muller Pricing Service, Bridge Capital Markets, Kenney Information
Systems, ABSG, Lehman Brothers, or independent security dealers.
57
...............................................167,210
1
SCHEDULE E - PART 1 - CASH
2
Depository
Open Depositories
PNC Bank.................................................................. Pittsburgh, Pennsylvania...........................................
0199999. Total - Open Depositories..............................................................................................................
0399999. Total - Cash on Deposit.................................................................................................................
0599999. Total Cash.....................................................................................................................................
Rate
of
Interest
3
Amount of
Interest
Received
During Year
4
Amount of
Interest Accrued
December 31 of
Current Year
5
Balance
..........................
..........XXX.........
..........XXX.........
..........XXX.........
..................168,689
..................168,689
..................168,689
..................168,689
....................17,672
....................17,672
....................17,672
....................17,672
..................906,675
..................906,675
..................906,675
..................906,675
TOTALS OF DEPOSITORY BALANCES ON THE LAST DAY OF EACH MONTH DURING THE CURRENT YEAR
1. January............. ........................2,380,895 4. April.................. ........................1,939,362 7. July................... ........................4,230,603 10. October........... ........................5,033,886
2. February........... ........................2,428,504 5. May................... ........................1,926,628 8. August.............. ...........................935,555 11. November....... ........................9,044,685
3. March................ ........................2,371,095 6. June.................. ........................1,528,424 9. September........ ........................6,575,327 12. December....... ...........................906,675
58
.
.
.
.
SCHEDULE E - PART 2 - SPECIAL DEPOSITS
59
Line
Number
Type
Description of Deposit
SPECIAL DEPOSITS WHICH ARE FOR THE BENEFIT OF ALL POLICYHOLDERS
Alaska
AK00001. ...............B.................... IN MUNI PWR AGY PWR SUPPLY 5.875% , DUE 01/01/09.........................................
AK99999. Alaska...................................................................................................................................................................
Arizona
AZ00001. ...............B.................... U.S. TREASURY NOTE 6.25%, DUE 02/15/03.............................................................
AZ99999. Arizona..................................................................................................................................................................
Georgia
GA00001. ...............B.................... U.S. TREASURY NOTE 6.25%, DUE 02/15/03.............................................................
GA99999. Georgia.................................................................................................................................................................
Nevada
NV00001. ...............B.................... IN MUNI PWR AGY PWR SUPPLY 5.875% , DUE 01/01/09.........................................
NV99999. Nevada..................................................................................................................................................................
New Mexico
NM00001. ...............B.................... IN MUNI PWR AGY PWR SUPPLY 5.875% , DUE 01/01/09.........................................
NM99999. New Mexico...........................................................................................................................................................
New York
NY00001. ...............B.................... FORD MOTOR CR CO 7.50%, DUE 06/15/03..............................................................
NY00002. ...............B.................... SOUTHERN CALIFORNIA EDISON..............................................................................
NY00003. ...............B.................... STAR BANK NA............................................................................................................
NY99999. New York..............................................................................................................................................................
Pennsylvania
PA00001. ...............B.................... FEDERAL HOME LOAN MTG CORP............................................................................
PA99999. Pennsylvania.........................................................................................................................................................
ZZ99999. Total - All Special Deposits Held for Benefit of all Policyholders, Claimants, & Creditors of the Company.............
9999999. Totals.....................................................................................................................................................................
Where Deposited and Purpose of Deposit
1
Par or Book
Value
2
Statement
Value
3
Market
Value
REGIONS BANK - ALASKA.......................................................................................
...................................................................................................................................
.......................................108,802
.......................................108,802
.......................................109,511
.......................................109,511
.......................................109,511
.......................................109,511
PNC BANK - ARIZONA.............................................................................................
...................................................................................................................................
.......................................604,944
.......................................604,944
.......................................604,944
.......................................604,944
.......................................612,882
.......................................612,882
WACHOVIA BANK - GEORGIA.................................................................................
...................................................................................................................................
.........................................85,700
.........................................85,700
.........................................85,700
.........................................85,700
.........................................86,825
.........................................86,825
PNC BANK - NEVADA...............................................................................................
...................................................................................................................................
.......................................326,405
.......................................326,405
.......................................328,533
.......................................328,533
.......................................328,533
.......................................328,533
BANK OF SANTA FE - NEW MEXICO......................................................................
...................................................................................................................................
.......................................217,603
.......................................217,603
.......................................219,022
.......................................219,022
.......................................219,022
.......................................219,022
CHASE MANHATTAN BANK - NEW YORK..............................................................
...................................................................................................................................
....................................1,000,885
.......................................967,771
.......................................627,440
....................................2,596,096
....................................1,020,616
.......................................819,417
.......................................648,728
....................................2,488,761
....................................1,020,616
.......................................819,417
.......................................648,728
....................................2,488,761
PNC BANK - PENNSYLVANIA..................................................................................
...................................................................................................................................
...................................................................................................................................
...................................................................................................................................
....................................2,018,502
....................................2,018,502
....................................5,958,052
....................................5,958,052
....................................2,081,420
....................................2,081,420
....................................5,917,891
....................................5,917,891
....................................2,081,420
....................................2,081,420
....................................5,926,954
....................................5,926,954
SCHEDULE F-PART 1
Assumed Reinsurance as of December 31, Current Year (000 Omitted)
1
2
Federal
NAIC
Paid Losses and
ID
Company
Domiciliary
Assumed
Loss Adjustment
Code
Name of Reinsured
Jurisdiction
Premium
Expenses
Number
Affiliated - U. S. Intercompany Pooling:
23-1997049.... 32859......... Penn-America Insurance Company..................................... Hatboro, PA........................................................... ..............34,038 ...................921
0199999. Affiliated - U. S. Intercompany Pooling...................................................................................................................................... ..............34,038 ...................921
0499999. Total Affiliates............................................................................................................................................................................ ..............34,038 ...................921
9999999. Totals........................................................................................................................................................................................ ..............34,038 ...................921
(a) For a bulk deposit and/or compensating balance which is held as security to multiple letters of credit, indicate next to the amount, the following symbol #
Total assets indicated with #...............0 pledged for total letters of credit ...............0. (Use a different symbol for each bulk deposit posted for multiple letters of credit.)
Reinsurance On
3
4
5
6
Known Case
Losses
and LAE
Cols.
2+3
Contingent
Commissions
Payable
................8,556
................8,556
................8,556
................8,556
................9,477
................9,477
................9,477
................9,477
................1,300
................1,300
................1,300
................1,300
7
8
9
Assumed
Premiums
Receivable
Unearned
Premium
Funds held by
or Deposited
With Reinsured
Companies
Letters of
Credit
Posted
10
Amount of Assets
Pledged or
Compensating
Balance to Secure
Letters of Credit (a)
................1,778
................1,778
................1,778
................1,778
..............13,511
..............13,511
..............13,511
..............13,511
..........................
.......................0
.......................0
.......................0
..........................
.......................0
.......................0
.......................0
.......................... ...
.......................0
.......................0
.......................0
60
SCHEDULE F - PART 2
Premium Portfolio Reinsurance Effected or (Canceled) during Current Year
Federal
ID
Number
NAIC
Company
Code
Name of Company
61
1
2
3
Date of Contract
Original Premium
Reinsurance Premium
SCHEDULE F - PART 3
Ceded Reinsurance as of December 31, Current Year (000 Omitted)
Reinsurance
1
Contracts
Ceding 75% or
More of Direct Reinsurance
Premiums
Premiums
Written
Ceded
Federal
NAIC
ID
Company
Domiciliary
Paid
Paid
Number
Code
Name of Reinsurer
Jurisdiction
Losses
LAE
Authorized
Affiliates-U.S. Intercompany Pooling
23-1997049 32859....... Penn-America Insurance Company................................. Hatboro, PA.................................... ........................ ........4,090 ................ ................ ............607
0199999. Total Authorized - Affiliates - U.S. Intercompany Pooling........................................................................................................ ........4,090 .............0 .............0 ............607
0499999. Total Authorized - Affiliates..................................................................................................................................................... ........4,090 .............0 .............0 ............607
Reinsurance Recoverable on
5
6
7
Known
Case
IBNR
IBNR
LAE
Loss
LAE
Reserves Reserves Reserves
Unearned Contingent
Premiums Commissions
...............9
...............9
...............9
...........759 ...........515
...........759 ...........515
...........759 ...........515
........1,784 ...............68
........1,784 ...............68
........1,784 ...............68
..........3,742 ...........332 .................. ..............3,410 ....................
..........3,742 ...........332 ...............0 ..............3,410 .................0
..........3,742 ...........332 ...............0 ..............3,410 .................0
Other U.S. Unaffiliated Insurers
13-2673100 22039....... General Reinsurance Corporation................................... Stamford, CT.................................. ........................
13-4924125 10227....... American Reinsurance Company.................................... Princeton, New Jersey.................... ........................
06-0384680 11452....... Hartford Steam Boiler...................................................... Hartford, Connecticut...................... ........................
36-2661954 10103....... American Agricultural Insurance Company...................... Columbus, Ohio.............................. ........................
22-2005057 26921....... Everest Reinsurance Company....................................... Liberty Corner, New Jersey............ ........................
13-5009848 32190....... Gerling Global Reinsurance Corp. of America................. New York, New York...................... ........................
06-1325038 39136....... Zurich Reinsurance North America, Inc........................... New York, New York...................... ........................
0599999. Total Authorized - Other U.S. Unaffiliated Insurers.................................................................................................................
0999999. Total Authorized......................................................................................................................................................................
2
3
4
Known
Case
Loss
Reserves
8
9
10
Cols.
2 thru 9
Totals
Reinsurance Payable
13
14
11
12
Net Amount Funds Held
Other
Recoverable By Company
Ceded
Amounts
From
Under
Balances
Due to
Reinsurers Reinsurance
Payable Reinsurers Col. 10-[11+12] Treaties
...........592
.............30
...............4
...............2
.............12
...............7
.............12
...........659
........4,749
................
................
................
................
................
................
................
.............0
.............0
................
................
................
................
................
................
................
.............0
.............0
..............63
...................
...................
...................
...................
...................
...................
..............63
............670
...............5
...................
...................
...................
...................
...................
...................
...............5
..............14
..................
..................
..................
..................
..................
..................
..................
...............0
...........759
..................
..................
..................
..................
..................
..................
..................
...............0
...........515
...........275
.............10
...............2
..................
..................
..................
..................
...........287
........2,071
....................
....................
....................
....................
....................
....................
....................
.................0
...............68
.............343
...............10
.................2
.................0
.................0
.................0
.................0
.............355
..........4,097
...........196
...............4
...............2
..................
..................
..................
..................
...........202
...........534
..................
..................
..................
..................
..................
..................
..................
...............0
...............0
.................147
.....................6
.....................0
.....................0
.....................0
.....................0
.....................0
.................153
..............3,563
....................
....................
....................
....................
....................
....................
....................
.................0
.................0
.............13
...............6
...............1
.............20
.............20
........4,769
................
................
................
.............0
.............0
.............0
................
................
................
.............0
.............0
.............0
...................
...................
...................
...............0
...............0
............670
...................
...................
...................
...............0
...............0
..............14
..................
..................
..................
...............0
...............0
...........759
..................
..................
..................
...............0
...............0
...........515
..................
..................
..................
...............0
...............0
........2,071
....................
....................
....................
.................0
.................0
...............68
.................0
.................0
.................0
.................0
.................0
..........4,097
..................
..................
..................
...............0
...............0
...........534
..................
..................
..................
...............0
...............0
...............0
.....................0
.....................0
.....................0
.....................0
.....................0
..............3,563
....................
....................
....................
.................0
.................0
.................0
Unauthorized
62
Other Non-U.S. Insurers
AA-1122000 00000....... Lloyd's ............................................................................ London, England............................. ........................
AA-1560999 00000....... Zurich Insurance Company.............................................. London, England............................. ........................
AA-1120355 00000....... CNA Reinsurance Company LImited............................... London, England............................. ........................
1799999. Total Unauthorized - Other Non-U.S. Insurers........................................................................................................................
1899999. Total Unauthorized..................................................................................................................................................................
9999999. Totals......................................................................................................................................................................................
Note: Report the five largest provisional commission rates included in the cedant's reinsurance treaties. The commission rate to be reported is by contract with ceded premium in excess of $50,000
1
2
3
Commission
Ceded
Name of Company
Rate
Premium
(1) ............................................................................................................................................. ....................... ..................
(2) ............................................................................................................................................. ....................... ..................
(3) ............................................................................................................................................. ....................... ..................
(4) ............................................................................................................................................. ....................... ..................
(5) ............................................................................................................................................. ....................... ..................
Sch. F-Pt. 4
NONE
Sch. F-Pt. 5
NONE
Sch. F-Pt. 6
NONE
Sch. F-Pt. 7
NONE
63, 64, 65, 66
SCHEDULE F - PART 8
Restatement of Balance Sheet to Identify Net Credit for Reinsurance
1
2
3
As Reported
Restatement
Restated
(Net of Ceded)
Adjustments
(Gross of Ceded)
ASSETS (Page 2, Col. 4)
1.
Cash and invested assets (Line 9).......................................................................................... .............................65,192,250 ............................................... .............................65,192,250
2.
Agents' balances or uncollected premiums (Line 10)............................................................... ...............................3,899,227
3.
Funds held by or deposited with reinsured companies (Line 11)............................................. ............................................... ...............................................
............................................0
4.
Reinsurance recoverable on loss and loss adjustment expense payments (Line 13).............. ............................................... ...............................................
............................................0
5.
Other assets (Lines 12 and 14 through 21)............................................................................. ...............................1,097,920 ............................................... ...............................1,097,920
6.
Net amount recoverable from reinsurers................................................................................. ............................................... ...............................3,483,680 ...............................3,483,680
7.
Totals (Line 22).......................................................................................................................
.................................533,433 ...............................4,432,660
.............................70,189,397 ...............................4,017,113 .............................74,206,510
LIABILITIES (Page 3)
8.
Losses and loss adjustment expenses (Lines 1 through 2)...................................................... .............................25,911,431 ...............................1,958,342 .............................27,869,773
9.
Taxes, expenses, and other obligations (Lines 3 through 8).................................................... ...............................1,299,778 ............................................... ...............................1,299,778
10.
Unearned premiums (Line 9)................................................................................................... .............................13,511,447 ...............................2,058,771 .............................15,570,218
11.
Dividends declared and unpaid (Line 10)................................................................................ ............................................... ...............................................
............................................0
12.
Funds held by company under reinsurance treaties (Line 11)................................................. ............................................... ...............................................
............................................0
13.
Amounts withheld or retained by company for account of others (Line 12).............................. ............................................... ...............................................
............................................0
14.
Provision for reinsurance (Line 14).......................................................................................... ............................................... ...............................................
............................................0
15.
Other liabilities (Lines 13 and 15 through 22)..........................................................................
.................................486,583 ...............................................
.................................486,583
16.
Total liabilities (Line 23)..........................................................................................................
.............................41,209,239 ...............................4,017,113 .............................45,226,352
17.
Surplus as regards policyholders (Line 27).............................................................................. .............................28,980,158 ......................XXX.................. .............................28,980,158
18.
Totals (Line 28).......................................................................................................................
.............................70,189,397 ...............................4,017,113 .............................74,206,510
NOTE: Is the restatement of this exhibit the result of grossing up balances ceded to affiliates under 100 percent reinsurance or pooling arrangements?..Yes [ X ] No [
If yes, give full explanation:
In part, 100 percent of personal lines business for 1998 was assumed from Penn-America from 1-1-98 to 6-30-98. In addition, on 7-1-98 the Company com
menced a pooling arrangement with Penn-America Insurance Company
67
Sch. H-Pt. 1
NONE
Sch. H-Pt. 2
NONE
Sch. H-Pt. 3
NONE
Sch. H-Pt. 4
NONE
Sch. H-Pt. 5
NONE
68, 69, 70
SCHEDULE P - ANALYSIS OF LOSSES AND LOSS EXPENSES
SCHEDULE P - PART 1 - SUMMARY
($000 Omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
Ceded
3
Loss Payments
4
5
Direct
and
Assumed
Ceded
Net
(Cols. 1- 2)
Loss and Loss Expense Payments
Defense and Cost
Adjusting and Other
Containment Payments
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Subrogation (Cols. 4 - 5 +
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
1. Prior........ .........XXX...... .........XXX...... .........XXX...... .................... .................... .................... .................... .................... .................... .................... ...................0 ......XXX.......
2. 1991........ ...................... ...................... ...................0 .................... .................... .................... .................... .................... .................... .................... ...................0 ......XXX.......
3. 1992........ ...................... ...................... ...................0 .................... .................... .................... .................... .................... .................... .................... ...................0 ......XXX.......
4. 1993........ ...................... ...................... ...................0 .................... .................... .................... .................... .................... .................... .................... ...................0 ......XXX.......
5. 1994........ ...................... ...................... ...................0 .................... .................... .................... .................... .................... .................... .................... ...................0 ......XXX.......
6. 1995........ ...................... ...................... ...................0 .................... .................... .................... .................... .................... .................... .................... ...................0 ......XXX.......
7. 1996........ ...................... ...................... ...................0 .................... .................... .................... .................... .................... .................... ...............12
...................0 ......XXX.......
8. 1997........ ...........19,918 ...................... ...........19,918 ........11,713 .................... .............570 .................... .............574 .................... .............343 ...........12,857 ......XXX.......
9. 1998........ ...........35,194 .............4,798 ...........30,396 ........14,457 ...............22 .............965 .................... ..........1,030 .................1 .............385 ...........16,429 ......XXX.......
10. 1999........ ...........30,974 .............1,084 ...........29,890 ........11,525 .............157 .............498 .................... ..........1,768 ...............32 .............173 ...........13,602 ......XXX.......
11. 2000........ ...........35,622 .............3,615 ...........32,007 ..........8,892 ..........1,124 ...............21 .................2 ..........1,094 ...............76 ...............37 .............8,805 ......XXX.......
12. Totals...... .........XXX...... .........XXX...... .........XXX...... ........46,587 ..........1,303 ..........2,054 .................2 ..........4,466 .............109 .............950 ...........51,693 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Defense and Cost Containment Unpaid
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Expenses Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
OutstandingDirect and
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ...................0 ......XXX......
8. 1997.... ............155 ................... ............166 ................... ..............12 ................... ..............44 ................... ................... ................... ................... ...............377 ......XXX......
9. 1998.... .........1,030 ................... .........1,394 ................1 ..............50 ................... ............701 ................1 ............234 ................... ................... .............3,407 ......XXX......
10. 1999.... .........2,595 ..............99 .........2,310 ..............82 ..............57 ................... .........1,610 ..............71 ............538 ..............23 ................... .............6,835 ......XXX......
11. 2000.... .........5,231 ............572 .........6,520 ............677 ............111 ..............13 .........3,144 ............315 .........1,047 ............106 ................... ...........14,370 ......XXX......
12. Totals.. .........9,011 ............671 .......10,390 ............760 ............230 ..............13 .........5,499 ............387 .........1,819 ............129 ................0 ...........24,989 ......XXX......
26
Direct
and
Assumed
Total Losses and
Loss Expenses Incurred
27
28
Ceded
Net
Loss and Loss Expense Percentage
(Incurred/Premiums Earned)
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
Inter-Company
Pooling
Participation
Percentage
Net Balance Sheet
Reserves after Discount
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
1. Prior. ........XXX......... .........XXX........ .........XXX........ .........XXX....... .........XXX....... .........XXX....... ........................ ........................ ........XXX........ .....................0 .....................0
2. 1991. .....................0 .....................0 .....................0
.................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0
.................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0
.................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0
.................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0
.................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0
.................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. ............13,234 .....................0 ............13,234 ...............66.4 .................0.0
...............66.4 ........................ ........................ ....................... .................321 ...................56
9. 1998. ............19,861 ...................25 ............19,836 ...............56.4 .................0.5
...............65.3 ........................ ........................ .............35.00 ..............2,423 .................984
10. 1999. ............20,901 .................464 ............20,437 ...............67.5 ...............42.8 ...............68.4 ........................ ........................ .............35.00 ..............4,724 ..............2,111
11. 2000. ............26,060 ..............2,885 ............23,175 ...............73.2 ...............79.8 ...............72.4 ........................ ........................ .............35.00 ............10,502 ..............3,868
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ ............17,970 ..............7,019
Note: Parts 2 and 4 are gross of all discounting, including tabular discounting. Part 1 is gross of only nontabular discounting, which is reported in Columns 32 and 33 o
Part 1. The tabular discount, if any, is reported in the Notes to Financial Statements which will reconcile Part 1 with Parts 2 and 4.
71
Years in
Which
Losses Were
Incurred
Incurred Net Losses and Defense and Cost Containment Expenses Reported at Year End ($000 omitted)
2
3
4
5
6
7
8
9
1
1991
1992
1993
1994
1995
1996
1997
1998
DEVELOPMENT
11
12
10
1999
One
Year
2000
Two
Year
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994... ........XXX...... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
7. 1996... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
8. 1997... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... .........13,240 .........12,674 .........12,934 .........12,660 .............(274) ...............(14)
9. 1998... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... .........19,283 .........18,177 .........18,573 ..............396 .............(710)
10. 1999... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... .........17,319 .........18,186 ..............867 ........XXX......
11. 2000... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... .........21,216 ........XXX...... ........XXX......
12. Totals
..............989 .............(724)
Cumulative Paid Net Losses and Defense and Cost Containment Expenses Reported at Year End ($000 omitted)
2
3
4
5
6
7
8
9
1
Years in
Which
Losses Were
Incurred
1991
1992
1993
1994
1995
1996
1997
1998
10
1999
2000
11
Number of
Claims
Closed With
Loss
Payment
12
Number of
Claims
Closed
Without
Loss
Payment
1. Prior..... ........000....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
2. 1991... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
3. 1992... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
4. 1993... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
5. 1994... ........XXX...... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
6. 1995... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
7. 1996... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ..................... ..................... ..................... ..................... ..................... ........XXX...... ........XXX......
8. 1997... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ...........4,440 ...........9,803 .........11,546 .........12,283 ........XXX...... ........XXX......
9. 1998... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ...........8,149 .........13,479 .........15,400 ........XXX...... ........XXX......
10. 1999... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ...........7,174 .........11,866 ........XXX...... ........XXX......
11. 2000... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ........XXX...... ...........7,787 ........XXX...... ........XXX......
Years in
Which
Losses Were
Incurred
1
1991
Bulk and IBNR Reserves on Net Losses and Defense and Cost Containment Expenses Reported at Year End ($000 omitted)
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1.
Prior......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2.
1991....... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3.
1992....... ..........XXX........ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4.
1993....... ..........XXX........ ..........XXX........ ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5.
1994....... ..........XXX........ ..........XXX........ ..........XXX........ ......................... ......................... ......................... ......................... ......................... ......................... .........................
6.
1995....... ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ......................... ......................... ......................... ......................... ......................... .........................
7.
1996....... ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ......................... ......................... ......................... ......................... .........................
8.
1997....... ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ...............5,672 ...............1,421 ..................858 ..................210
9.
1998....... ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ...............7,063 ...............2,849 ...............2,093
10. 1999....... ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ...............6,708 ...............3,767
11. 2000....... ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ..........XXX........ ...............8,672
72
SCHEDULE P - PART 1A - HOMEOWNERS/FARMOWNERS
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
1. Prior....... .........XXX....... .........XXX....... .........XXX....... .................... .................... .................... .................... .................... .................... .................... ....................0 ......XXX.......
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
9. 1998....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
10. 1999....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
11. 2000....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
12. Totals..... .........XXX....... .........XXX....... .........XXX....... .................0 .................0 .................0 .................0 .................0 .................0 .................0 ....................0 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
10. 1999.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
11. 2000.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
12. Totals... ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ....................0 ................0
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
1. Prior. ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ ........................ ........................ ........XXX........ .....................0 .....................0
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
10. 1999. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
11. 2000. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ .....................0 .....................0
73
SCHEDULE P - PART 1B - PRIVATE PASSENGER AUTO LIABILITY/MEDICAL
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ...........16,952 ....................... ...........16,952 ..........9,320 .................... .............543 .................... .............512 .................... .............116 ...........10,375 ..........4,359
9. 1998....... ...........19,781 .............3,957 ...........15,824 ..........8,904 .................8 .............283 .................... .............538 .................... ...............67 .............9,717 ..........5,532
10. 1999....... .............4,000 ..................10 .............3,990 ..........1,845 .................1 ...............57 .................... .............187 .................1 .................9 .............2,087 ..........1,260
11. 2000....... .............1,092 ....................2 .............1,090 .............421 .................... .................2 .................... ...............76 .................... .................3 ................499 .............298
12. Totals..... .........XXX....... .........XXX....... .........XXX....... ........20,490 .................9 .............885 .................0 ..........1,313 .................1 .............195 ...........22,678 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ............154 ................... ............166 ................... ..............12 ................... ..............43 ................... ................... ................... ................... ................375 ...................
9. 1998.... ............258 ................... ............588 ................... ................9 ................... ............196 ................... ..............65 ................... ................... .............1,116 ..............25
10. 1999.... ............266 ................... ............472 ................3 ................8 ................... ..............26 ................... ................9 ................... ................... ................778 ..............47
11. 2000.... ............259 ................... ..............86 ................... ................4 ................... ..............21 ................... ................7 ................... ................... ................377 ..............77
12. Totals... ............937 ................0 .........1,312 ................3 ..............33 ................0 ............286 ................0 ..............81 ................0 ................0 .............2,646 ............149
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. ............10,750 .....................0 ............10,750 ...............63.4 .................0.0 ...............63.4 ........................ ........................ ....................... .................320 ...................55
9. 1998. ............10,841 .....................8 ............10,833 ...............54.8 .................0.2 ...............68.5 ........................ ........................ .............35.00 .................846 .................270
10. 1999. ..............2,870 .....................5 ..............2,865 ...............71.8 ...............50.0 ...............71.8 ........................ ........................ .............35.00 .................735 ...................43
11. 2000. .................876 .....................0 .................876 ...............80.2 .................0.0 ...............80.4 ........................ ........................ .............35.00 .................345 ...................32
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ ..............2,246 .................400
74
SCHEDULE P - PART 1C - COMMERCIAL AUTO/TRUCK LIABILITY/MEDICAL
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 .................1
9. 1998....... ................181 ....................... ................181 .............178 .................... .................2 .................... .................8 .................... .................1 ................188 ...............65
10. 1999....... .............1,097 ..................79 .............1,018 .............815 .................6 ...............15 .................... .............115 .................... ...............16 ................939 .............336
11. 2000....... .............2,275 ................466 .............1,809 ..........1,127 .............264 .................1 .................... ...............96 ...............11 .................9 ................949 .............475
12. Totals..... .........XXX....... .........XXX....... .........XXX....... ..........2,120 .............270 ...............18 .................0 .............219 ...............11 ...............26 .............2,076 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ..............65 ................... ................6 ................... ................... ................... ................2 ................... ................1 ................... ................... ..................74 ................2
10. 1999.... ............160 ................... ............167 ..............23 ..............10 ................... ..............18 ................3 ................6 ................1 ................... ................334 ..............30
11. 2000.... ............668 ............144 ............768 ............131 ................4 ................1 ............190 ..............40 ..............63 ..............13 ................... .............1,364 ............149
12. Totals... ............893 ............144 ............941 ............154 ..............14 ................1 ............210 ..............43 ..............70 ..............14 ................0 .............1,772 ............181
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. .................262 .....................0 .................262 .............144.8 .................0.0 .............144.8 ........................ ........................ .............35.00 ...................71 .....................3
10. 1999. ..............1,306 ...................33 ..............1,273 .............119.1 ...............41.8 .............125.0 ........................ ........................ .............35.00 .................304 ...................30
11. 2000. ..............2,917 .................604 ..............2,313 .............128.2 .............129.6 .............127.9 ........................ ........................ .............35.00 ..............1,161 .................203
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ ..............1,536 .................236
75
SCHEDULE P - PART 1D - WORKERS' COMPENSATION
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
9. 1998....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
10. 1999....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
11. 2000....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
10. 1999.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
11. 2000.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
12. Totals... ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ....................0 ................0
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
10. 1999. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
11. 2000. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
76
SCHEDULE P - PART 1E - COMMERCIAL MULTIPLE PERIL
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... ...............12 ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................2 ....................0 ....................
9. 1998....... .............6,207 ..................10 .............6,197 ..........1,978 ...............14 .............300 .................... .............199 .................1 ...............23 .............2,462 ..........1,325
10. 1999....... ...........14,489 ................662 ...........13,827 ..........6,179 .............109 .............241 .................... .............919 ...............24 ...............79 .............7,206 ..........1,182
11. 2000....... ...........19,660 .............2,280 ...........17,380 ..........5,453 .............704 ...............13 .................2 .............677 ...............56 .................3 .............5,381 ..........1,196
12. Totals..... .........XXX....... .........XXX....... .........XXX....... ........13,610 .............827 .............554 .................2 ..........1,795 ...............81 .............119 ...........15,049 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ............454 ................... ..............22 ................... ..............20 ................... ............132 ................... ..............44 ................... ................... ................672 ..............52
10. 1999.... .........1,349 ..............94 ............202 ..............13 ..............22 ................... ............569 ..............40 ............190 ..............13 ................... .............2,172 ............112
11. 2000.... .........3,011 ............297 .........2,782 ............365 ..............79 ..............10 .........1,561 ............185 ............520 ..............62 ................... .............7,034 ............340
12. Totals... .........4,814 ............391 .........3,006 ............378 ............121 ..............10 .........2,262 ............225 ............754 ..............75 ................0 .............9,878 ............504
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. ..............3,149 ...................15 ..............3,134 ...............50.7 .............150.0 ...............50.6 ........................ ........................ .............35.00 .................476 .................196
10. 1999. ..............9,671 .................293 ..............9,378 ...............66.7 ...............44.3 ...............67.8 ........................ ........................ .............35.00 ..............1,444 .................728
11. 2000. ............14,096 ..............1,681 ............12,415 ...............71.7 ...............73.7 ...............71.4 ........................ ........................ .............35.00 ..............5,131 ..............1,903
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ ..............7,051 ..............2,827
77
Sch. P-Pt. 1F-Sn. 1
NONE
Sch. P-Pt. 1F-Sn. 2
NONE
Sch. P-Pt. 1G
NONE
78, 79, 80
SCHEDULE P - PART 1H - SECTION 1 - OTHER LIABILITY - OCCURRENCE
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ...............50
9. 1998....... .............3,673 ....................5 .............3,668 .............734 .................... .............195 .................... ...............93 .................... .................... .............1,022 .............555
10. 1999....... .............7,401 ................189 .............7,212 .............918 .................4 .............165 .................... .............327 .................3 .................8 .............1,403 .............482
11. 2000....... .............8,432 ................479 .............7,953 .............419 ...............11 .................5 .................... .............110 .................4 .................... ................519 .............354
12. Totals..... .........XXX....... .........XXX....... .........XXX....... ..........2,071 ...............15 .............365 .................0 .............530 .................7 .................8 .............2,944 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ............208 ................... ............622 ................1 ..............21 ................... ............290 ................1 ..............97 ................... ................... .............1,236 ..............48
10. 1999.... ............783 ................5 .........1,163 ..............39 ..............14 ................... ............836 ..............24 ............279 ................8 ................... .............2,999 ..............64
11. 2000.... ............787 ..............21 .........2,226 ............131 ..............13 ................1 .........1,141 ..............75 ............380 ..............25 ................... .............4,294 ............133
12. Totals... .........1,778 ..............26 .........4,011 ............171 ..............48 ................1 .........2,267 ............100 ............756 ..............33 ................0 .............8,529 ............245
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. ..............2,260 .....................2 ..............2,258 ...............61.5 ...............40.0 ...............61.6 ........................ ........................ .............35.00 .................829 .................407
10. 1999. ..............4,485 ...................83 ..............4,402 ...............60.6 ...............43.9 ...............61.0 ........................ ........................ .............35.00 ..............1,902 ..............1,097
11. 2000. ..............5,081 .................268 ..............4,813 ...............60.3 ...............55.9 ...............60.5 ........................ ........................ .............35.00 ..............2,861 ..............1,433
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ ..............5,592 ..............2,937
81
SCHEDULE P - PART 1H - SECTION 2 - OTHER LIABILITY - CLAIMS-MADE
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
9. 1998....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
10. 1999....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
11. 2000....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
10. 1999.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
11. 2000.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
12. Totals... ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ................0 ....................0 ................0
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
10. 1999. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
11. 2000. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
82
SCHEDULE P - PART 1I - SPECIAL PROPERTY (FIRE, ALLIED LINES, INLAND MARINE,
EARTHQUAKE, BURGLARY AND THEFT)
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
1. Prior....... ........XXX........ ........XXX........ ........XXX........ ..............(45) .................... .................3 .................... .................1 .................... .................... .................(41) ......XXX.......
2. 1999.....
.............1,838 ................101 .............1,737 .............949 ...............36 .................2 .................... ...............84 .................4 .................3 ................995 ......XXX.......
3. 2000.....
.............1,970 ................166 .............1,804 .............917 ...............77 .................... .................... ...............79 .................4 .................2 ................915 ......XXX.......
4. Totals..... ........XXX........ ........XXX........ ........XXX........ ..........1,821 .............113 .................5 .................0 .............164 .................8 .................5 .............1,869 ......XXX.......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ..............45 ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ..................45 ................1
2. 1999... ..............21 ................... ................... ................... ................... ................... ................5 ................1 ................2 ................... ................... ..................27 ................3
3. 2000... ............364 ..............85 ............164 ..............21 ..............10 ................1 ..............21 ................2 ................7 ................1 ................... ................456 ..............26
4. Totals... ............430 ..............85 ............164 ..............21 ..............10 ................1 ..............26 ................3 ................9 ................1 ................0 ................528 ..............30
34
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
Nontabular
Discount
32
33
Loss
Loss
Expense
Inter-Company
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
1. Prior. ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ ........................ ........................ ........XXX........ ...................45 .....................0
2. 1999 ..............1,063 ...................41 ..............1,022 ...............57.8 ...............40.6 ...............58.8 ........................ ........................ .............35.00 ...................21 .....................6
3. 2000 ..............1,562 .................191 ..............1,371 ...............79.3 .............115.1 ...............76.0 ........................ ........................ .............35.00 .................422 ...................34
4. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ .................488 ...................40
83
SCHEDULE P - PART 1J - AUTO PHYSICAL DAMAGE
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
Ceded
3
Net
(Cols. 1 - 2)
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
1. Prior....... ........XXX........ ........XXX........ ........XXX........ ..............(38) .................... ...............14 .................... ...............11 .................... ...............47 ................(13) ......XXX......
2. 1999.....
.............1,311 ..................14 .............1,297 .............819 .................1 ...............18 .................... .............136 .................... ...............58
...............972 ............546
3. 2000.....
.............1,198 ................167 .............1,031 .............555 ...............68 .................... .................... ...............56 .................1 ...............20
...............542 ............270
4. Totals..... ........XXX........ ........XXX........ ........XXX........ ..........1,336 ...............69 ...............32 .................0 .............203 .................1 .............125 ............1,501 ......XXX......
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior... ................1 ................... ................... ................... ................... ................... ................9 ................... ................3 ................... ................... ..................13 ...................
2. 1999.. ..............16 ................... .............(21) ................... ................3 ................... ................3 ................... ................1 ................... ................... ....................2 ................5
3. 2000.. ............139 ..............25 ............106 ..............14 ................1 ................... ..............26 ................5 ................9 ................2 ................... ................235 ..............33
4. Totals. ............156 ..............25 ..............85 ..............14 ................4 ................0 ..............38 ................5 ..............13 ................2 ................0 ................250 ..............38
34
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
Nontabular
Discount
32
33
Loss
Loss
Expense
Inter-Company
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
1. Prior. ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ ........................ ........................ ........XXX........ .....................1 ...................12
2. 1999 .................975 .....................1 .................974 ...............74.4 .................7.1 ...............75.1 ........................ ........................ .............35.00
...................(5) .....................7
3. 2000 .................892 .................115 .................777 ...............74.5 ...............68.9 ...............75.4 ........................ ........................ .............35.00 .................206 ...................29
4. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ .................202 ...................48
84
Sch. P-Pt. 1K
NONE
Sch. P-Pt. 1L
NONE
Sch. P-Pt. 1M
NONE
Sch. P-Pt. 1N
NONE
Sch. P-Pt. 1O
NONE
Sch. P-Pt. 1P
NONE
85, 86, 87, 88, 89, 90
SCHEDULE P - PART 1R - SECTION 1 - PRODUCTS LIABILITY - OCCURRENCE
($000 omitted)
Years in Which
Premiums
Were
Earned and
Losses Were
Incurred
Premiums Earned
2
1
Direct
and
Assumed
3
Net
(Cols. 1 - 2)
Ceded
Loss Payments
4
5
Direct
and
Assumed
Ceded
Defense and Cost
Adjusting and Other
Payments
6
7
8
9
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
10
11
Salvage
Total
and
Net Paid
Received
6 - 7 + 8 - 9)
12
Number
of
Claims
ReportedDirect and
Assumed
2. 1991....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
3. 1992....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
4. 1993....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
5. 1994....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
6. 1995....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
7. 1996....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
8. 1997....... ....................... ....................... ....................0 .................... .................... .................... .................... .................... .................... .................... ....................0 .................1
9. 1998....... ................396 ....................... ................396 .................... .................... .................... .................... .................... .................... .................... ....................0 .................2
10. 1999....... ................838 ..................29 ................809 .................... .................... .................... .................... .................... .................... .................... ....................0 ....................
11. 2000....... ................995 ..................55 ................940 .................... .................... .................... .................... .................... .................... .................... ....................0 .................1
Losses Unpaid
Case Basis
13
14
Direct
and
Assumed
Ceded
Bulk + IBNR
15
16
Direct
and
Assumed
Ceded
Case Basis
Bulk + IBNR
17
18
19
20
Direct
Direct
and
and
Assumed
Ceded
Assumed
Ceded
Adjusting and Other
Unpaid
21
22
Direct
and
Assumed
Ceded
23
Salvage
and
Subrogation
Anticipated
24
Total
Net
Losses
and
Expenses
Unpaid
25
Number of
Claims
Assumed
1. Prior..... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
2. 1991.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
3. 1992.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
4. 1993.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
5. 1994.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
6. 1995.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
7. 1996.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
8. 1997.... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... ....................0 ...................
9. 1998.... ................... ................... ............156 ................... ................... ................... ..............73 ................... ..............24 ................... ................... ................253 ...................
10. 1999.... ................... ................... ............327 ................4 ................... ................... ............153 ................3 ..............51 ................1 ................... ................523 ...................
11. 2000.... ................3 ................... ............388 ..............15 ................... ................... ............184 ................8 ..............61 ................3 ................... ................610 ................1
12. Totals... ................3 ................0 ............871 ..............19 ................0 ................0 ............410 ..............11 ............136 ................4 ................0 .............1,386 ................1
26
Direct
and
Assumed
Total Losses and
27
28
Ceded
Net
29
30
31
Direct
and
Assumed
Ceded
Net
32
Loss
Nontabular
Discount
34
33
Loss
Expense
InterCompany
Pooling
Participation
Percentage
Net Balance Sheet
35
36
Loss
Losses
Expenses
Unpaid
Unpaid
2. 1991. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
3. 1992. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
4. 1993. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
5. 1994. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
6. 1995. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
7. 1996. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
8. 1997. .....................0 .....................0 .....................0 .................0.0 .................0.0 .................0.0 ........................ ........................ ....................... .....................0 .....................0
9. 1998. .................253 .....................0 .................253 ...............63.9 .................0.0 ...............63.9 ........................ ........................ .............35.00 .................156 ...................97
10. 1999. .................531 .....................8 .................523 ...............63.4 ...............27.6 ...............64.6 ........................ ........................ .............35.00 .................323 .................200
11. 2000. .................636 ...................26 .................610 ...............63.9 ...............47.3 ...............64.9 ........................ ........................ .............35.00 .................376 .................234
12. Totals ........XXX......... ........XXX......... ........XXX......... ........XXX........ ........XXX........ ........XXX........ .....................0 .....................0 ........XXX........ .................855 .................531
91
Sch. P-Pt. 1R-Sn. 2
NONE
Sch. P-Pt. 1S
NONE
92, 93
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
Development
11
12
One
Year
Two
Year
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
7. 1996.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
8. 1997.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................0 ..................0
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................0 ..................0
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................0 .......XXX.......
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... .......XXX....... .......XXX.......
12. Totals
..................0 ..................0
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
8. 1997.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .........10,529 .........10,255 .........10,506 .........10,238 .............(268) ...............(17)
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........9,838 .........10,167 .........10,230 ................63 ..............392
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........2,636 ...........2,670 ................34 .......XXX.......
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............793 .......XXX....... .......XXX.......
12. Totals
.............(171) ..............375
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ................97 ..............212 ..............253 ................41 ..............156
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............731 ...........1,153 ..............422 .......XXX.......
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........2,178 .......XXX....... .......XXX.......
12. Totals
..............463 ..............156
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........3,579 ...........2,745 ...........2,892 ..............147 .............(687)
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........7,810 ...........8,306 ..............496 .......XXX.......
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .........11,336 .......XXX....... .......XXX.......
12. Totals
94
..............643 .............(687)
SCHEDULE P - PART 2F - SECTION 1 - MEDICAL MALPRACTICE - OCCURRENCE
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
Development
11
12
10
One
Year
2000
Two
Year
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
SCHEDULE P - PART 2F - SECTION 2 - MEDICAL MALPRACTICE - CLAIMS-MADE
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
SCHEDULE P - PART 2G - SPECIAL LIABILITY (OCEAN MARINE,
AIRCRAFT (ALL PERILS), BOILER & MACHINERY)
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........2,313 ...........1,890 ...........2,068 ..............178 .............(245)
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........3,803 ...........3,807 ..................4 .......XXX.......
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ...........4,352 .......XXX....... .......XXX.......
12. Totals
..............182 .............(245)
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
95
..................0 ..................0
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
10
1999
2000
Development
11
12
One
Year
Two
Year
1. Prior..... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..............344 ..............107 ..............104 .................(3) .............(240)
2. 1999.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..............938 ..............940 ..................2 ......XXX........
3. 2000.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ...........1,290 ......XXX........ ......XXX........
4. Totals
.................(1) .............(240)
1. Prior..... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..............377 ..............296 ..............269 ...............(27) .............(108)
2. 1999.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..............900 ..............837 ...............(63) ......XXX........
3. 2000.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..............715 ......XXX........ ......XXX........
4. Totals
...............(90) .............(108)
SCHEDULE P - PART 2K - FIDELITY, SURETY
1. Prior..... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................0 ..................0
2. 1999.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................0 ......XXX........
3. 2000.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ......XXX........ ......XXX........
4. Totals
..................0 ..................0
SCHEDULE P - PART 2L - OTHER (INCLUDING CREDIT, ACCIDENT AND HEALTH)
1. Prior..... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................0 ..................0
4. Totals
..................0 ..................0
SCHEDULE P - PART 2M - INTERNATIONAL
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... ......XXX........ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... ......XXX........ ......XXX........ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
7. 1996.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
8. 1997.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................... ..................0 ..................0
9. 1998.... ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ......XXX........ ..................... ..................... ..................... ..................0 ..................0
12. Totals
96
..................0 ..................0
SCHEDULE P - PART 2N - REINSURANCE A
NONPROPORTIONAL ASSUMED PROPERTY
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
Development
11
12
One
Year
Two
Year
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
SCHEDULE P - PART 2O - REINSURANCE B
NONPROPORTIONAL ASSUMED LIABILITY
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
SCHEDULE P - PART 2P - REINSURANCE C
NONPROPORTIONAL ASSUMED FINANCIAL LINES
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
97
..................0 ..................0
SCHEDULE P - PART 2R-SECTION 1 - PRODUCTS LIABILITY - OCCURRENCE
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
Development
11
12
One
Year
Two
Year
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............204 ..............238 ..............229 .................(9) ................25
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............501 ..............473 ...............(28) .......XXX.......
12. Totals
...............(37) ................25
SCHEDULE P - PART 2R-SECTION 2 - PRODUCTS LIABILITY - CLAIMS-MADE
1. Prior..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................0 ..................0
12. Totals
..................0 ..................0
SCHEDULE P - PART 2S - FINANCIAL GUARANTY/MORTGAGE GUARANTY
1. Prior..... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................0 ..................0
4. Totals
98
..................0 ..................0
Years in
Which
Losses Were
Incurred
1. Prior.....
2. 1991....
3. 1992....
4. 1993....
5. 1994....
6. 1995....
7. 1996....
8. 1997....
9. 1998....
10. 1999....
11. 2000....
1
1991
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
2
3
4
5
6
7
8
9
1992
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1993
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1994
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1995
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1996
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1997
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
1998
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
1999
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
10
2000
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
11
Number of
Claims
Closed
With Loss
Payment
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
12
Number of
Claims
Closed
Without Loss
Payment
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........2,528
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........7,396
...........4,610
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........9,120
...........8,158
...........1,049
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........9,863
...........9,179
...........1,901
..............423
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........2,310
...........2,813
..............506
..............126
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........2,049
...........2,694
..............707
................95
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
................14
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............142
..............404
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............180
..............824
..............864
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................1
................42
..............218
..............232
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
................21
................88
................94
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............732
..............644
..............553
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............541
..............426
..............303
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
99
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............873
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........1,779
...........3,872
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
...........2,264
...........6,311
...........4,760
1
2
3
4
5
6
7
8
9
10
Years in
11
12
Number of
Number of
Claims
Claims
Which
Closed
Closed
Losses Were
With Loss
Without Loss
Payment
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
Payment
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
Incurred
1. Prior.....
2. 1991....
3. 1992....
4. 1993....
5. 1994....
6. 1995....
7. 1996....
8. 1997....
9. 1998....
10. 1999....
11. 2000....
1991
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1992
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1993
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1994
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1995
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1996
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1997
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
1998
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
1999
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
2000
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
AIRCRAFT (ALL PERILS), BOILER AND MACHINERY)
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
Prior.....
1991....
1992....
1993....
1994....
1995....
1996....
1997....
1998....
1999....
2000....
........000.......
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............109
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............492
..............434
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..............929
...........1,079
..............413
.....................
.....................
.....................
.....................
.....................
.....................
.....................
................30
..............239
..............219
..............126
.....................
.....................
.....................
.....................
.....................
.....................
.....................
................20
..............268
..............199
................95
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.......XXX.......
100
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.......XXX.......
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
Years in
Which
Losses Were
Incurred
1
1991
Cumulative Paid Net Losses and Defense and Containment Expenses Reported at Year End ($000 omitted)
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
11
Number of
Claims
Closed
With Loss
Payment
12
Number of
Claims
Closed
Without Loss
Payment
1. Prior..... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ........000....... ..............101 ................59 .......XXX....... .......XXX.......
2. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............681 ..............915 .......XXX....... .......XXX.......
1. Prior..... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ........000....... ..............283 ..............259 ...........2,033 ...........1,164
2. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............734 ..............836 ..............293 ..............248
3. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..............487 ..............165 ................72
SCHEDULE P - PART 3K - FIDELITY/SURETY
1. Prior..... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ........000....... ..................... ..................... .......XXX....... .......XXX.......
2. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... .......XXX....... .......XXX.......
1. Prior..... ........000....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
7. 1996.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
8. 1997.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... .......XXX....... .......XXX.......
101
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
11
Number of
Claims
Closed
With Loss
Payment
12
Number of
Claims
Closed
Without Loss
Payment
1. Prior..... .......000........ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
1. Prior..... .......000........ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
1. Prior..... .......000........ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .......XXX....... .......XXX.......
102
Years in
Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
11
Number of
Claims
Closed
With Loss
Payment
12
Number of
Claims
Closed
Without Loss
Payment
1. Prior..... ........000....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
7. 1996.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... .....................
8. 1997.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................1
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... .....................
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... .....................
SCHEDULE P - PART 3R-SECTION 2 - PRODUCTS LIABILITY- CLAIMS-MADE
1. Prior..... ........000....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
2. 1991.... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
3. 1992.... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
4. 1993.... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
5. 1994.... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
6. 1995.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... ..................... .....................
7. 1996.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... ..................... .....................
8. 1997.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... ..................... .....................
9. 1998.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... ..................... .....................
10. 1999.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... ..................... .....................
11. 2000.... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... .......XXX....... ..................... ..................... .....................
103
Years in Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
7. 1996............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... .........................
8. 1997............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... .........................
9. 1998............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... .........................
10. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... .........................
11. 2000............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
8. 1997............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............5,227 ...............1,421 ..................858 ..................209
9. 1998............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............2,925 ...............1,253 ..................784
10. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............1,143 ..................495
11. 2000............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ..................107
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
9. 1998............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ....................83 ......................... ......................8
10. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ..................104 ..................159
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
9. 1998............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............1,625 ..................444 ..................154
10. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............2,065 ..................718
11. 2000............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............3,793
104
Years in Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
AIRCRAFT (ALL PERILS), BOILER AND MACHINERY)
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
9. 1998............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............1,838 ..................912 ..................910
10. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............2,723 ...............1,936
11. 2000............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ...............3,161
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
105
Years in Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior.............. ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ..................132 ......................... .........................
2. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ....................99 ......................4
1. Prior.............. ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ..................256 ......................2 ......................9
2. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ....................73 ..................(18)
SCHEDULE P - PART 4K - FIDELITY/SURETY
1. Prior.............. ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
106
Years in Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
107
Years in Which
Losses Were
Incurred
1
1991
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
9. 1998............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ..................204 ..................238 ..................229
10. 1999............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ..................501 ..................473
SCHEDULE P - PART 4R-SECTION 2 - PRODUCTS LIABILITY - CLAIMS-MADE
1. Prior.............. ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
2. 1991............ ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
3. 1992............ ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
4. 1993............ ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... ......................... .........................
5. 1994............ ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... ......................... .........................
6. 1995............ ........XXX.......... ........XXX.......... ........XXX.......... ........XXX.......... ......................... ......................... ......................... ......................... ......................... .........................
108
SECTION 1
Years in Which
Premiums Were Earned
and Losses Were Incurred
1
2
1991
1992
Cumulative Number of Claims Closed with Loss Payment Direct and Assumed at Year End
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
1996................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................
11.
2000................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................
SECTION 2
Years in Which
1
2
3
1991
1992
1993
Number of Claims Outstanding Direct and Assumed at Year End
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 3
Years in Which
1
2
3
1991
1992
1993
Cumulative Number of Claims Reported Direct and Assumed at Year End
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
109
SECTION 1
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................906 ..............2,099 ..............2,290 ..............2,310
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ..............1,925 ..............2,800 ..............2,813
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................428 .................506
11.
2000................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................126
SECTION 2
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................991 .................303 .................100 ........................
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ..............1,299 .................176 ...................25
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................183 ...................47
11.
2000................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ...................77
SECTION 3
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ..............2,793 ..............4,372 ..............4,419 ..............4,359
9.
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ..............1,233 ..............1,260
11.
110
SECTION 1
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ .....................1
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ...................16 ...................41 ...................42
10.
11.
SECTION 2
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ...................11 .....................3 .....................2
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ...................79 ...................30
11.
SECTION 3
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ...................39 ...................62 ...................65
10.
11.
111
SECTION 1
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 2
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 3
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
112
SECTION 1
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................544 .................713 .................732
10.
11.
SECTION 2
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................311 ...................45 ...................52
10.
11.
SECTION 3
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ..............1,004 ..............1,182
11.
2000................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ..............1,196
113
Sch. P-Pt. 5F-Sn. 1A
NONE
NONE
NONE
Sch. P-Pt. 5F-Sn. 1B
NONE
NONE
NONE
114, 115
SCHEDULE P - PART 5H - OTHER LIABILITY - OCCURRENCE
SECTION 1A
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ...................30
9.
10.
11.
SECTION 2A
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................172 ...................35 ...................48
10.
1999................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .................137 ...................64
11.
SECTION 3A
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
1997................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ...................50
9.
10.
11.
116
SCHEDULE P - PART 5H - OTHER LIABILITY - CLAIMS-MADE
SECTION 1B
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 2B
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 3B
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
117
SCHEDULE P - PART 5R - PRODUCTS LIABILITY - OCCURRENCE
SECTION 1A
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .....................1 .....................1 .....................1
10.
11.
SECTION 2A
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
2000................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .....................1
SECTION 3A
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
1998................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .....................2 .....................2 .....................2
10.
11.
2000................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... .....................1
118
SCHEDULE P - PART 5R - PRODUCTS LIABILITY - CLAIMS-MADE
SECTION 1B
Years in Which
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 2B
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
SECTION 3B
Years in Which
1
2
3
1991
1992
1993
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1.
Prior.................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2.
1991................... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3.
1992................... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4.
1993................... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5.
1994................... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6.
1995................... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7.
8.
9.
10.
11.
119
SECTION 1
Years in Which Premiums
Were Earned and Losses
Were Incurred
1
2
1991
1992
Cumulative Premiums Earned Direct and Assumed at Year End ($000 omitted)
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
11
Current Year
Premiums
Earned
1. Prior................................................ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
2. 1991.............................................. ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
3. 1992.............................................. .........XXX..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
.....................
.....................
.....................
4.
5.
6.
7.
8.
1993..............................................
1994..............................................
1995..............................................
1996..............................................
1997..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
9.
10.
11.
12.
13.
1998..............................................
1999..............................................
2000..............................................
Total...............................................
Earned Premiums (Sch. P-Pt 1)......
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
..............181
.........XXX.....
.........XXX.....
.........XXX.....
..............181
..............181
...........1,097
.........XXX.....
.........XXX.....
...........1,097
..............181
...........1,097
...........2,275
.........XXX.....
...........2,275
.....................
.....................
...........2,275
...........2,275
...........XXX...
1
2
3
8
9
10
Were Incurred
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
1. Prior................................................ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
2. 1991.............................................. ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
3. 1992.............................................. .........XXX..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
11
Current Year
Premiums
Earned
.....................
.....................
.....................
4.
5.
6.
7.
8.
1993..............................................
1994..............................................
1995..............................................
1996..............................................
1997..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
9.
10.
11.
12.
13.
1998..............................................
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
................79
.........XXX.....
.........XXX.....
................79
..................0
................79
..............466
.........XXX.....
..............466
.....................
.....................
..............466
..............466
...........XXX...
9
10
SECTION 2
Cumulative Premiums Earned Ceded at Year End ($000 omitted)
4
5
6
7
SECTION 1
3
4
5
6
7
8
1
2
1.
2.
3.
4.
Were Incurred
Prior................................................
1991..............................................
1992..............................................
1993..............................................
1991
.....................
.....................
.........XXX.....
.........XXX.....
1992
.....................
.....................
.....................
.........XXX.....
1993
.....................
.....................
.....................
.....................
1994
.....................
.....................
.....................
.....................
1995
.....................
.....................
.....................
.....................
1996
.....................
.....................
.....................
.....................
1997
.....................
.....................
.....................
.....................
1998
.....................
.....................
.....................
.....................
1999
.....................
.....................
.....................
.....................
2000
..................0
..................0
..................0
..................0
11
Current Year
Premiums
Earned
.....................
.....................
.....................
.....................
5.
6.
7.
8.
9.
1994..............................................
1995..............................................
1996..............................................
1997..............................................
1998..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
10.
11.
12.
13.
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.....................
..................0
..................0
.........XXX.....
.....................
.....................
.....................
..................0
...........XXX...
9
10
SECTION 2
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
11
Current Year
Premiums
Earned
1.
2.
3.
4.
5.
Prior................................................
1991..............................................
1992..............................................
1993..............................................
1994..............................................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
6.
7.
8.
9.
10.
11.
1995..............................................
1996..............................................
1997..............................................
1998..............................................
1999..............................................
2000..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.........XXX.....
..................0
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
.....................
Were Incurred
1
2
3
4
5
6
7
8
12. Total............................................... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... ..................0
13. Earned Premiums (Sch. P-Pt 1)...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ...........XXX...
120
SECTION 1
Were Incurred
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
11
Current Year
Premiums
Earned
1. Prior................................................ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
2. 1991.............................................. ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
3. 1992.............................................. .........XXX..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
.....................
.....................
.....................
4.
5.
6.
7.
8.
1993..............................................
1994..............................................
1995..............................................
1996..............................................
1997..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
9.
10.
11.
12.
13.
1998..............................................
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
...........6,207
.........XXX.....
.........XXX.....
.........XXX.....
...........6,207
...........6,207
.........14,489
.........XXX.....
.........XXX.....
.........14,489
...........6,207
.........14,489
.........19,661
.........XXX.....
.........19,660
.....................
.....................
.........19,661
.........19,661
...........XXX...
1
2
3
8
9
10
Were Incurred
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
1. Prior................................................ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
2. 1991.............................................. ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
3. 1992.............................................. .........XXX..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
11
Current Year
Premiums
Earned
.....................
.....................
.....................
4.
5.
6.
7.
8.
1993..............................................
1994..............................................
1995..............................................
1996..............................................
1997..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
9.
10.
11.
12.
13.
1998..............................................
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
................10
.........XXX.....
.........XXX.....
.........XXX.....
................10
................10
..............662
.........XXX.....
.........XXX.....
..............662
................10
..............662
...........2,280
.........XXX.....
...........2,280
.....................
.....................
...........2,280
...........2,280
...........XXX...
SECTION 2
4
5
6
7
SCHEDULE P - PART 6H - OTHER LIABILITY - OCCURRENCE
SECTION 1A
3
4
5
6
7
8
9
10
1998
.....................
.....................
.....................
.....................
1999
.....................
.....................
.....................
.....................
2000
..................0
..................0
..................0
..................0
11
Current Year
Premiums
Earned
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
...........3,673
.....................
.....................
.....................
.....................
...........3,673
..................0
..................0
..................0
..................0
...........3,673
.....................
.....................
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
...........3,673
...........7,401
.........XXX.....
.........XXX.....
...........7,401
...........7,401
...........8,431
.........XXX.....
...........8,432
.....................
...........8,431
...........8,431
...........XXX...
9
10
1
2
1.
2.
3.
4.
Were Incurred
Prior................................................
1991..............................................
1992..............................................
1993..............................................
1991
.....................
.....................
.........XXX.....
.........XXX.....
1992
.....................
.....................
.....................
.........XXX.....
1993
.....................
.....................
.....................
.....................
1994
.....................
.....................
.....................
.....................
1995
.....................
.....................
.....................
.....................
1996
.....................
.....................
.....................
.....................
1997
.....................
.....................
.....................
.....................
5.
6.
7.
8.
9.
1994..............................................
1995..............................................
1996..............................................
1997..............................................
1998..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
10.
11.
12.
13.
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
SECTION 2A
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
11
Current Year
Premiums
Earned
1.
2.
3.
4.
5.
Prior................................................
1991..............................................
1992..............................................
1993..............................................
1994..............................................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
6.
7.
8.
9.
10.
11.
1995..............................................
1996..............................................
1997..............................................
1998..............................................
1999..............................................
2000..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
..................5
.........XXX.....
.........XXX.....
.....................
.....................
.....................
..................5
..............189
.........XXX.....
..................0
..................0
..................0
..................5
..............189
..............479
.....................
.....................
.....................
.....................
.....................
..............479
Were Incurred
1
2
3
4
5
6
7
8
12. Total............................................... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... ..............479
13. Earned Premiums (Sch. P-Pt 1)...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................5
121
..............189
..............479
...........XXX...
Sch. P-Pt. 6H-Sn. 1B
NONE
Sch. P-Pt. 6H-Sn. 2B
NONE
Sch. P-Pt. 6M-Sn. 1
NONE
Sch. P-Pt. 6M-Sn. 2
NONE
Sch. P-Pt. 6N-Sn. 1
NONE
Sch. P-Pt. 6N-Sn. 2
NONE
Sch. P-Pt. 6O-Sn. 1
NONE
Sch. P-Pt. 6O-Sn. 2
NONE
122, 123
SCHEDULE P - PART 6R - PRODUCTS LIABILITY - OCCURRENCE
SECTION 1A
Were Incurred
1
2
1991
1992
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
11
Current Year
Premiums
Earned
1. Prior................................................ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
2. 1991.............................................. ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
3. 1992.............................................. .........XXX..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
.....................
.....................
.....................
4.
5.
6.
7.
8.
1993..............................................
1994..............................................
1995..............................................
1996..............................................
1997..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
9.
10.
11.
12.
13.
1998..............................................
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
..............396
.........XXX.....
.........XXX.....
.........XXX.....
..............396
..............396
..............838
.........XXX.....
.........XXX.....
..............838
..............396
..............838
..............995
.........XXX.....
..............995
.....................
.....................
..............995
..............995
...........XXX...
1
2
3
8
9
10
Were Incurred
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
1. Prior................................................ ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
2. 1991.............................................. ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
3. 1992.............................................. .........XXX..... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................0
11
Current Year
Premiums
Earned
.....................
.....................
.....................
4.
5.
6.
7.
8.
1993..............................................
1994..............................................
1995..............................................
1996..............................................
1997..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
9.
10.
11.
12.
13.
1998..............................................
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
................29
.........XXX.....
.........XXX.....
................29
..................0
................29
................55
.........XXX.....
................55
.....................
.....................
................55
................55
...........XXX...
SECTION 2A
4
5
6
7
SCHEDULE P - PART 6R - PRODUCTS LIABILITY - CLAIMS-MADE
SECTION 1B
3
4
5
6
7
8
9
10
1998
.....................
.....................
.....................
.....................
1999
.....................
.....................
.....................
.....................
2000
..................0
..................0
..................0
..................0
11
Current Year
Premiums
Earned
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.....................
..................0
..................0
.........XXX.....
.....................
.....................
.....................
..................0
...........XXX...
9
10
1
2
1.
2.
3.
4.
Were Incurred
Prior................................................
1991..............................................
1992..............................................
1993..............................................
1991
.....................
.....................
.........XXX.....
.........XXX.....
1992
.....................
.....................
.....................
.........XXX.....
1993
.....................
.....................
.....................
.....................
1994
.....................
.....................
.....................
.....................
1995
.....................
.....................
.....................
.....................
1996
.....................
.....................
.....................
.....................
1997
.....................
.....................
.....................
.....................
5.
6.
7.
8.
9.
1994..............................................
1995..............................................
1996..............................................
1997..............................................
1998..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
10.
11.
12.
13.
1999..............................................
2000..............................................
Total...............................................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
SECTION 2B
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
11
Current Year
Premiums
Earned
1.
2.
3.
4.
5.
Prior................................................
1991..............................................
1992..............................................
1993..............................................
1994..............................................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
.....................
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
6.
7.
8.
9.
10.
11.
1995..............................................
1996..............................................
1997..............................................
1998..............................................
1999..............................................
2000..............................................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.........XXX.....
.........XXX.....
.....................
.....................
.....................
.....................
.....................
.........XXX.....
..................0
..................0
..................0
..................0
..................0
..................0
.....................
.....................
.....................
.....................
.....................
.....................
Were Incurred
1
2
3
4
5
6
7
8
12. Total............................................... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... .........XXX..... ..................0
13. Earned Premiums (Sch. P-Pt 1)...... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ..................... ...........XXX...
124
SCHEDULE P - PART 7A - PRIMARY LOSS SENSITIVE CONTRACTS
1
Total Net
Losses and
Expenses
Unpaid
Schedule P - Part 1
($000 Omitted)
SECTION 1
2
Net Losses
and
Expenses
Unpaid on
Loss
Sensitive
Contracts
3
Loss
Sensitive
as
Percentage
of Total
4
5
6
Total Net
Premiums
Written
Net
Premiums
Written on
Loss
Sensitive
Contracts
Loss
Sensitive
as
Percentage
of Total
1. Homeowners/farmowners........................................................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
2. Private passenger auto liability/medical................................... ....................2,646 .............................. ........................0.0 .......................762 .............................. ........................0.0
3. Commercial auto/truck liability/medical.................................... ....................1,772 .............................. ........................0.0 ....................2,317 .............................. ........................0.0
4. Workers' compensation........................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
5. Commercial multiple peril........................................................ ....................9,878 .............................. ........................0.0 ..................18,711 .............................. ........................0.0
6. Medical malpractice - occurrence............................................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
7. Medical malpractice - claims-made......................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
8. Special liability........................................................................
.............................. .............................. ........................0.0 .............................. .............................. ........................0.0
9. Other liability - occurrence....................................................... ....................8,529 .............................. ........................0.0 ....................8,266 .............................. ........................0.0
10. Other liability - claims-made.................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
11. Special property...................................................................... .......................528 .............................. ........................0.0 ....................1,849 .............................. ........................0.0
12. Auto physical damage............................................................. .......................250 .............................. ........................0.0 ....................1,121 .............................. ........................0.0
13. Fidelity/surety.......................................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
14. Other....................................................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
15. International............................................................................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
16. Reinsurance A - Nonproportional Assumed Property............... ............XXX........... ............XXX........... ............XXX........... ............XXX........... ............XXX........... ............XXX...........
17. Reinsurance B - Nonproportional Assumed Liability................ ............XXX........... ............XXX........... ............XXX........... ............XXX........... ............XXX........... ............XXX...........
18. Reinsurance C - Nonproportional Assumed Financial Lines.... ............XXX........... ............XXX........... ............XXX........... ............XXX........... ............XXX........... ............XXX...........
19. Products liability - occurrence.................................................. ....................1,386 .............................. ........................0.0 ....................1,012 .............................. ........................0.0
20. Products liability - claims-made............................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
21. Financial guaranty/mortgage guaranty..................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
22. Totals...................................................................................... ..................24,989 ...........................0 ........................0.0 ..................34,038 ...........................0 ........................0.0
SECTION 2
Years in Which
Policies Were
Issued
1
2
1991
1992
Incurred Losses and Defense and Cost Containment Expenses Reported at Year End ($000 omitted)
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1. Prior............. ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2. 1991........... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3. 1992........... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4. 1993........... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5. 1994........... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6. 1995........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
7. 1996........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................
8. 1997........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................
9. 1998........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................
10. 1999........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................
11. 2000........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................
SECTION 3
Years in Which
Policies Were
Issued
1
1991
Bulk and Incurred But Not Reported Reserves for Losses and Defense and Cost Containment Expenses at Year End ($000 omitted)
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior............. ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2. 1991........... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3. 1992........... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4. 1993........... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5. 1994........... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6. 1995........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
125
SCHEDULE P - PART 7A - PRIMARY LOSS SENSITIVE CONTRACTS (continued)
SECTION 4
Years in Which
Policies Were
Issued
1
2
3
1991
1992
1993
NET EARNED PREMIUMS REPORTED AT YEAR END ($000 OMITTED)
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1. Prior............. ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2. 1991........... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3. 1992........... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4. 1993........... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5. 1994........... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6. 1995........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
SECTION 5
Years in Which
Policies Were
Issued
1
1991
NET RESERVE FOR PREMIUM ADJUSTMENTS AND ACCRUED RETROSPECTIVE PREMIUMS AT YEAR END ($000 OMITTED)
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior............. ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
2. 1991........... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
3. 1992........... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
4. 1993........... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................ ........................
5. 1994........... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................ ........................
6. 1995........... ........XXX......... ........XXX......... ........XXX......... ........XXX......... ........................ ........................ ........................ ........................ ........................ ........................
126
SCHEDULE P - PART 7B - REINSURANCE LOSS SENSITIVE CONTRACTS
($000 Omitted)
SECTION 1
1
2
Net Losses
and
Expenses
Unpaid on
Loss
Sensitive
Contracts
Total Net
Losses and
Expenses
Unpaid
Schedule P - Part 1
3
Loss
Sensitive
as
Percentage
of Total
4
5
6
Total Net
Premiums
Written
Net
Premiums
Written on
Loss
Sensitive
Contracts
Loss
Sensitive
as
Percentage
of Total
1. Homeowners/farmowners........................................................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
2. Private passenger auto liability/medical................................... ....................2,646 .............................. ........................0.0 .......................762 .............................. ........................0.0
3. Commercial auto/truck liability/medical.................................... ....................1,772 .............................. ........................0.0 ....................2,317 .............................. ........................0.0
4. Workers' compensation........................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
5. Commercial multiple peril........................................................ ....................9,878 .............................. ........................0.0 ..................18,711 .............................. ........................0.0
6. Medical malpractice - occurrence............................................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
7. Medical malpractice - claims-made......................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
8. Special liability........................................................................
.............................. .............................. ........................0.0 .............................. .............................. ........................0.0
9. Other liability - occurrence....................................................... ....................8,529 .............................. ........................0.0 ....................8,266 .............................. ........................0.0
10. Other liability - claims-made.................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
11. Special property...................................................................... .......................528 .............................. ........................0.0 ....................1,849 .............................. ........................0.0
12. Auto physical damage............................................................. .......................250 .............................. ........................0.0 ....................1,121 .............................. ........................0.0
13. Fidelity/surety.......................................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
14. Other....................................................................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
15. International............................................................................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
16. Reinsurance A - Nonproportional Assumed Property............... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
17. Reinsurance B - Nonproportional Assumed Liability................ .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
18. Reinsurance C - Nonproportional Assumed Financial Lines.... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
19. Products liability - occurrence.................................................. ....................1,386 .............................. ........................0.0 ....................1,012 .............................. ........................0.0
20. Products liability - claims-made............................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
21. Financial guaranty/mortgage guaranty..................................... .............................. .............................. ........................0.0 .............................. .............................. ........................0.0
22. Totals
..................24,989 ...........................0 ........................0.0 ..................34,038 ...........................0 ........................0.0
SECTION 2
Years in Which
Policies Were
Issued
1
2
1991
1992
Incurred Losses and Defense and Cost Containment Expenses Reported at Year End ($000 omitted)
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1. Prior.......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
2. 1991......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
3. 1992......................... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
4. 1993......................... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
5. 1994......................... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... .......................
6. 1995......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... .......................
7. 1996......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... .......................
8. 1997......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... .......................
9. 1998......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... .......................
10. 1999......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... .......................
11. 2000......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .........XXX....... .......................
SECTION 3
Years in Which
Policies Were
Issued
1
1991
Bulk and Incurred But Not Reported Reserves for Losses and Defense and Cost Containment Expenses at Year End ($000 omitted)
2
3
4
5
6
7
8
9
1992
1993
1994
1995
1996
1997
1998
1999
10
2000
1. Prior.......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
2. 1991......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
3. 1992......................... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
4. 1993......................... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
5. 1994......................... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... .......................
6. 1995......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... .......................
127
SCHEDULE P - PART 7B - REINSURANCE LOSS SENSITIVE CONTRACTS (continued)
SECTION 4
Years in Which
Policies Were
Issued
1
2
3
1991
1992
1993
Net Earned Premiums Reported At Year End ($000 Omitted)
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1. Prior.......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
2. 1991......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
3. 1992......................... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
4. 1993......................... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
5. 1994......................... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... .......................
6. 1995......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... .......................
SECTION 5
Years in Which
Policies Were
Issued
1
2
1991
1992
Net Reserve For Premium Adjustments And Accrued Retrospective Premiums At Year End ($000 Omitted)
3
4
5
6
7
8
1993
1994
1995
1996
1997
1998
9
10
1999
2000
1. Prior.......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
2. 1991......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
3. 1992......................... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
4. 1993......................... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
5. 1994......................... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... .......................
6. 1995......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... .......................
SECTION 6
Years in Which
Policies Were
Issued
1
2
3
1991
1992
1993
Incurred Adjustable Commissions Reported At Year End ($000 Omitted)
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1. Prior.......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
2. 1991......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
3. 1992......................... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
4. 1993......................... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
5. 1994......................... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... .......................
6. 1995......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... .......................
SECTION 7
Years in Which
Policies Were
Issued
1
2
3
1991
1992
1993
Reserves For Commission Adjustments At Year End ($000 Omitted)
4
5
6
7
1994
1995
1996
1997
8
9
10
1998
1999
2000
1. Prior.......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
2. 1991......................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
3. 1992......................... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
4. 1993......................... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... ....................... .......................
5. 1994......................... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... ....................... .......................
6. 1995......................... .........XXX....... .........XXX....... .........XXX....... .........XXX....... ....................... ....................... ....................... ....................... ....................... .......................
128
SCHEDULE P INTERROGATORIES
1.
Computation of excess statutory reserves over statement reserves
a. Auto Liability (private passenger and commercial)
2000 $ ..........................0 ...............60.0 %
1999 $ ..........................0 ...............60.0 %
1998 $ ..........................0 ...............60.0 %
Total $ ............................0
1999 $ ..........................0 ...............60.0 %
1998 $ ..........................0 ...............60.0 %
Total $ ............................0
1999 $ ..........................0 ...............60.0 %
1998 $ ..........................0 ...............60.0 %
Total $ ............................0
1999 $ ..........................0 ...............65.0 %
1998 $ ..........................0 ...............65.0 %
Total $ ............................0
b. Other Liability and Products Liability
2000 $ ..........................0 ...............60.0 %
c. Medical Malpractice
2000 $ ..........................0 ...............60.0 %
d. Workers' Compensation
2000 $ ..........................0 ...............65.0 %
2.
e. Credit
Total $ ............................0
f. All Lines Total (Report here and Page 3)
Total $ ............................0
What is the extended loss and expense reserve - direct and assumed - for the following classes? An example of an extended loss and expense reserve is the actuarial
reserve for the free-tail coverage arising upon death, disability or retirement in most medical malpractice policies. Such a liability is to be reported here even if it was not
reported elsewhere in Schedule P, but otherwise reported as a liability item on Page 3. Show the full reserve amount, not just the change during the current year.
1
2
3
Medical
Other
Products
Were Incurred
Malpractice
Liability
Liability
a. Prior..................... ............................................. .......................................................... ...............................................
b. 1991..................... ............................................. .......................................................... ...............................................
c. 1992..................... ............................................. .......................................................... ...............................................
d. 1993..................... ............................................. .......................................................... ...............................................
e. 1994..................... ............................................. .......................................................... ...............................................
f. 1995..................... ............................................. .......................................................... ...............................................
g. 1996..................... ............................................. .......................................................... ...............................................
h. 1997..................... ............................................. .......................................................... ...............................................
i. 1998..................... ............................................. .......................................................... ...............................................
j. 1999..................... ............................................. .......................................................... ...............................................
k. 2000..................... ............................................. .......................................................... ...............................................
l. Totals................... .........................................0 .......................................................0 ...........................................0
3.
The definition of allocated loss adjustment expenses (ALAE) and, therefore, unallocated loss adjustment expenses (ULAE) was changed effective January 1, 1998.
This change in definition applies to both paid and unpaid expenses. Are these expenses (now reported as "Defense and Cost Containment" and "Adjusting and Other")
reported in compliance with these definitions in this statement?
Yes [ X ]
No [ ]
4.
The Adjusting and Other expense payments and reserves should be allocated to the years in which losses were incurred based on the number of claims reported, closed
and outstanding in those years. When allocating Adjusting and Other between companies in a group or a pool, the Adjusting and Other should be allocated in the same
percentage used for the loss amounts and the claim counts. For reinsurers, Adjusting and Other assumed should be reported according to the reinsurance contract. For
Adjusting and Other incurred by reinsurers, or in those situations where suitable claim count information is not available, Adjusting and Other should be allocated by a
reasonable method determined by the company and described in Interrogatory 8, below.
Are they so reported in this statement?
Yes [ X ]
No [ ]
5.
Do any lines in Schedule P include reserves which are reported gross of any discount to present value of future payments, but are reported net of such discounts on
Yes [ ]
No [ X ]
Page 11?
If Yes, proper reporting must be made in the Notes to Financial Statements, as specified in the Instructions. Also, the discounts must be reported in Schedule P - Part 1,
Columns 32 and 33.
Schedule P must be completed gross of non-tabular discounting. Work papers relating to discount calculations must be available for examination upon request.
Discounting is allowed only if expressly permitted by the state insurance department to which this Annual Statement is being filed.
6.
What were the net premiums in force at the end of the year for: (in thousands of dollars)
a. Fidelity............$ ...........................
b. Surety.............$ ...........................
7.
Claim count information is reported:
If not the same in all years, explain in Interrogatory 8.
a. per claim......... ..........X...............
b. per claimant.... ...........................
8.
The information provided in Schedule P will be used by many persons to estimate the adequacy of the current loss and expense reserves, among other things.
Are there any especially significant events, coverage, retention or accounting changes which have occurred which must be considered when making such
analyses? (An extended statement may be attached.)
129
SCHEDULE Y – INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY
PART 1 – ORGANIZATIONAL CHART
130
Penn-Independent Corporation
420 South York Road
Hatboro, PA 19040
E.I. No. 23-1997046
|
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Penn-America Group, Inc.
APEX Insurance Agency, Inc.
Penn Oceanic Insurance Co. LTD.
PIC Holdings, Inc.
420 South York Road
301 Concourse Drive, Suite 100
C/O International Insurance Management, LTD.
300 Delaware Ave.
Hatboro, PA 19040
Glen Allen, VA 23060-6292
C.G.M. Building
Suite 1704
E.I. No. 23-2731409
E.I. No. 54-1619561
Collymore Rock
Wilmington, DE 19801
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St. Michael, Barbados BWI
E.I. 52-2063908
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E.I. No. AA-316003
|
Penn-America Insurance Company
---------------------------------------------------------------------------------------------------|
420 South York Road
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Hatboro, PA 19040
|
|
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E.I. No. 23-1997049
|
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Penn Independent Financial Services, Inc.
|
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420 South York Road
|
Penn-Star Insurance Company
APEX Insurance Services of Illinois, Inc.
Summit Risk Services, Inc.
Hatboro, PA 19040
------------------------- |
420 South York Road
212 West Van Buren Street.
424 South York Road
E.I. No. 23-2472101
|
Hatboro, PA 19040
Chicago, IL 60604
Hatboro, PA 19040
|
E.I. No. 23-2865367
E.I. No. 36-3983751
E.I. No. 23-2833832
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Delaware Valley Underwriting Agency, Inc.
DVUA Pittsburgh, Inc.
DVUA of New York, Inc.
DVUA of New Jersey, Inc.
DVUA of West Virginia, Inc.
DVUA of Ohio, Inc.
|
PIC Oregon, Inc.
DVUA Virginia, Inc.
420 South York Road
One Forestwood Drive
1 World Trade Center
25 Vreeland Road, Bldg A
3857 Teays Valley Road
2652 State Route 257 S. |
6700 SW 100th Avenue 4896 Burnham Avenue.
Hatboro, PA 19040
Suite 203
Suite 7967, Office 42
Florham Park, NJ 07932
Suite 1
Ostiander, OH 43061
|
Suite 200
Richmond, VA 23224
E.I. No. 23-1465456
PO Box 101649
New York, NY 10048
E.I. No. 22-1922591
Hurricane, WV 25526
E.I. No. 23-2094643
|
Beaverton, OR 97078
E.I. No. 23-2973968
Pittsburgh, PA 15237
E.I. No. 23-2111159
E.I. No. 23-2132374
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E.I. No. 23-2471660
E.I. No. 25-1552683
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Penn-Independent Corporation owns 40.8 percent of Penn-America Group, Inc. and 80 percent of APEX Insurance Agency, Inc. All other relationships are owned 100 percent.
DVUA North Carolina, Inc.
2302 West Meadowview Road
Suite 208
Greensboro, NC 27407
E.I. No. 56-2182568
SCHEDULE Y (Continued)
1
NAIC
Company
Code
2
Federal
ID
Number
3
Names of Insurers
and Parent, Subsidiaries
or Affiliates
Affiliated Transactions
32859................. 23-1997049............. Penn-America Insurance Company.......................................
10673................. 23-2865367............. Penn-Star Insurance Company..............................................
........................... 23-1997049............. Penn Independent Corporation..............................................
9999999. Control Totals..........................................................................................................
PART 2 - SUMMARY OF INSURER'S TRANSACTIONS WITH ANY AFFILIATES
4
5
6
Capital
Contributions
Purchases, Sales
or Exchanges of
Loans, Securities,
Real Estate,
Mortgage Loans or
Other Investments
7
Income/
(Disbursements)
Incurred in
Connection with
Guarantees or
Undertakings
for the Benefit
of any Affiliate(s)
Shareholder
Dividends
....................................
....................................
....................................
.................................0
8
Management
Agreements
and
Service
Contracts
....................................
....................................
....................................
.................................0
....................................
....................................
....................................
.................................0
....................................
....................................
....................................
.................................0
....................................
.......................(70,000)
........................70,000
.................................0
9
10
Income/
(Disbursements)
Incurred under
Reinsurance
Agreements
................................
................................
................................
.............................0
....
....
....
....
11
12
Any Other
Material Activity
Not in the
Ordinary
Course of the
Insurer's
Business
Totals
Reinsurance
Recoverable/
(Payable) on
Losses and/or
Reserve Credit
Taken/
(Liability)
..................................
..................................
..................................
...............................0
.................................0
.......................(70,000)
........................70,000
.................................0
.................19,314,000
................(19,314,000)
....................................
.................................0
....
....
....
....
131
SCHEDULE T - EXHIBIT OF PREMIUMS WRITTEN
1
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
32.
33.
34.
35.
36.
37.
38.
39.
40.
41.
42.
43.
44.
45.
46.
47.
48.
49.
50.
51.
52.
53.
54.
55.
56.
57.
58.
States, Etc.
Alabama.............................AL
Alaska................................AK
Arizona...............................AZ
Arkansas............................AR
California...........................CA
Colorado............................CO
Connecticut........................CT
Delaware............................DE
District of Columbia............DC
Florida................................FL
Georgia..............................GA
Hawaii.................................HI
Idaho...................................ID
Illinois...................................IL
Indiana................................IN
Iowa.....................................IA
Kansas...............................KS
Kentucky............................KY
Louisiana............................LA
Maine................................ME
Maryland...........................MD
Massachusetts...................MA
Michigan.............................MI
Minnesota..........................MN
Mississippi.........................MS
Missouri.............................MO
Montana.............................MT
Nebraska...........................NE
Nevada..............................NV
New Hampshire.................NH
New Jersey.........................NJ
New Mexico.......................NM
New York...........................NY
North Carolina...................NC
North Dakota.....................ND
Ohio...................................OH
Oklahoma..........................OK
Oregon..............................OR
Pennsylvania......................PA
Rhode Island.......................RI
South Carolina...................SC
South Dakota.....................SD
Tennessee.........................TN
Texas.................................TX
Utah...................................UT
Vermont.............................VT
Virginia...............................VA
Washington.......................WA
West Virginia.....................WV
Wisconsin...........................WI
Wyoming...........................WY
American Samoa................AS
Guam................................GU
Puerto Rico........................PR
US Virgin Islands.................VI
Canada..............................CN
Aggregate Other Alien........OT
Totals......................................
...............................................
...............................................
...............................................
Summary of remaining writeins for Line 57 from overflow
page
5799. Totals (Lines 5701 thru 5703 +
Line 5798) (Line 57 above)
5701.
5702.
5703.
5798.
1a
Is Insurer
Licensed?
(Yes or No)
Allocated by States and Territories
3
Direct Premiums
Earned
........................782
........................138
...................79,459
.....................4,514
.................791,158
........................238
...............................
.....................8,823
...............................
...............................
.................590,598
...............................
.....................1,097
...............................
...................23,741
...............................
...................32,425
...................71,245
...............................
...............................
.................293,390
...............................
...............................
...............................
...................91,352
...............................
...............................
...............................
...............................
...............................
...............................
.................433,381
...............................
...............................
...............................
........................364
........................535
.....................2,433
.........................67
...............................
...................17,957
...............................
..............1,157,810
...............................
.....................5,755
...............................
........................515
...............................
...............................
.....................2,812
.....................4,248
...............................
...............................
...............................
...............................
...............................
4
Dividends Paid
or Credited
to Policyholders
on Direct
Business
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
Direct Losses
Paid
(Deducting
Salvage)
.......................
.......................
.............2,869
.............1,929
.........464,228
.......................
.......................
.............1,888
.......................
.......................
.........180,679
.......................
.......................
.......................
.......................
.......................
...........22,478
.............1,000
.......................
.......................
.........169,849
.......................
.......................
.......................
...........81,834
.......................
.......................
.......................
.......................
.......................
.......................
.............9,550
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.........281,540
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
Direct Losses
Incurred
..................69
..................24
...........21,091
...........13,230
.........709,191
..................65
.......................
.............3,739
.......................
.......................
.........404,328
.......................
................211
.......................
.............4,172
.......................
...........28,037
...........12,776
.......................
.......................
.........334,988
.......................
.......................
.......................
...........91,016
.......................
.......................
.......................
.......................
.......................
.......................
.........103,433
.......................
.......................
.......................
..................48
..................53
................444
...............(392)
.......................
.............2,288
.......................
.........660,631
.......................
.............1,254
.......................
...............(265)
.......................
.......................
................409
................818
.......................
.......................
.......................
.......................
.......................
Direct Losses
Unpaid
................368
..................71
...........20,625
...........11,301
.........267,015
..................65
.......................
.............1,851
.......................
.......................
.........241,818
.......................
................211
.......................
.............7,785
.......................
.............6,764
...........20,242
.......................
.......................
.........201,082
.......................
.......................
.......................
...........20,763
.......................
.......................
.......................
.......................
.......................
.......................
.........127,306
.......................
.......................
.......................
..................98
................166
................444
................338
.......................
.............2,565
.......................
.........496,186
.......................
.............1,254
.......................
................148
.......................
.......................
................409
................818
.......................
.......................
.......................
.......................
.......................
8
Finance and
Service
Charges
not Included
in Premiums
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.......................
.............................0
...............3,614,835
.....................0
.....................0
.....................0
.......1,217,845
.....................0
.......2,391,655
.....................0
.......1,429,692
.....................0 ..........................0
.....................0 ..........................0
Gross Premiums, Including Policy and
Membership Fees, Less Return Premiums
and Premiums on Policies Not Taken
2
Direct Premiums
Written
.....................2,709
...............................
...................92,425
...................18,128
..............1,084,954
.....................1,900
...............................
...................12,455
...............................
...............................
.................918,291
...............................
.....................6,417
...............................
...................60,835
...............................
...................47,896
.................106,637
...............................
...............................
.................383,669
...............................
...............................
...............................
.................121,229
...............................
...............................
...............................
...............................
...............................
...............................
.................443,991
...............................
...............................
...............................
......................(159)
...............................
...................16,265
......................(811)
...............................
...................29,020
...............................
..............1,344,189
...............................
...................29,387
...............................
.....................1,375
...............................
...............................
...................10,479
...................38,217
...............................
...............................
...............................
...............................
...............................
......NO........
......NO........
......NO........
......NO........
......YES......
......NO........
......NO........
......NO........
......NO........
......NO........
......YES......
......YES......
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......YES......
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......YES......
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......NO........
......YES......
......NO........
......YES......
......NO........
......YES......
......NO........
......NO........
......YES......
......NO........
......NO........
......NO........
......NO........
......NO........
......YES......
......YES......
......NO........
......NO........
......NO........
......NO........
......NO........
......XXX...... .............................0
(a)..........11 ...............4,769,498
5
6
7
9
Direct Premiums
Written for
Federal Purchasing Groups
(Incl. in Col. 2)
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
...........................
......XXX...... ............................... ............................... ....................... ....................... ....................... ....................... ....................... ...........................
......XXX...... ............................... ............................... ....................... ....................... ....................... ....................... ....................... ...........................
......XXX...... ............................... ............................... ....................... ....................... ....................... ....................... ....................... ...........................
......XXX...... .............................0
.............................0
.....................0
.....................0
.....................0
.....................0
.....................0 ..........................0
......XXX...... .............................0 .............................0
Explanation of Basis of Allocation of Premiums by States, etc.
Fire, Allied Lines, and Commercial Multi-Peril: Location of Property
Inland Marine, Other Liability, and Product Liability: Address of Insured
Auto Physical Damage and Auto Liability: Location of Principal Vehicle
.....................0
.....................0
.....................0
.....................0
.....................0 ..........................0
(a) Insert the number of yes responses except for Canada and Other Alien.
132
SUPPLEMENTAL EXHIBITS AND SCHEDULES
INTERROGATORIES
The following supplemental reports are required to be filed as part of your annual statement filing. However, in the event that your company does not transact the type of business for
which the special report must be filed, your response to the specific interrogatory will be accepted in lieu of filing a "NONE" report.
1. a. Does your company write Medical Malpractice Insurance?
b. Will Supplement A to Schedule T (Medical Malpractice Supplement) be filed by March 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
c. If first response is yes and second response is no, please explain:
If second response is no and the form is "None", affix bar code (Document Identifier 450) here:
*000010673200045000000*
2. a. Does your company have 100 or more stockholders?
b. Will Schedule SIS (Stockholder Information Supplement) be filed with the state of domicile and the NAIC by March 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
*000010673200042000000*
3. a. Does your company write financial guaranty insurance?
b. Will the Financial Guaranty Insurance Exhibit be filed by March 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
*000010673200024000000*
4. a. Does your company write Medicare Supplement insurance?
b. Will the Medicare Supplement Insurance Experience Exhibit be filed with the state of domicile and the NAIC by March 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
Yes [ X ]
No [ ]
Yes [ X ]
No [ ]
*000010673200036000000*
5. a. An actuarial opinion is a required filing for all companies. Will an actuarial opinion be filed with this statement by March 1?
b. If response is no, please explain:
If response is no and the form is "None", affix bar code (Document Identifier 440) here:
6. a. The officers and directors information is a required filing for all companies. Will the officers and directors information be
filed with the NAIC by March 1?
133
INTERROGATORIES (continued)
7. a. The SVO Compliance Certification is a required filing for all companies. Will the SVO Compliance Certification be filed by March 1?
Yes [ X ]
No [ ]
8. a. Is your company a U.S. Branch of an alien insurer?
b. Will the Trusteed Surplus Statement be filed with the state of domicile and the NAIC by March 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
Yes [ X ]
No [ ]
Yes [ X ]
No [ ]
Yes [ X ]
No [ ]
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
Yes [ X ]
No [ ]
Yes [ X ]
No [ ]
*000010673200049000000*
9. a. The Supplemental Compensation Exhibit is a required filing, with the state of domicile, for all companies. Will the Supplemental
Compensation Exhibit be filed with the state of domicile by March 1?
10. a. Will the Risk-based Capital Report be filed with the NAIC by March 1?
i. If response is no, please explain:
b. Will the Risk-based Capital Report be filed with the state of domicile, if required, by March 1?
i. If response is no, please explain:
11. a. Does your company have investments in insurance futures reportable on Schedule DC?
b. Will Schedule DC be filed with the state of domicile and the NAIC by March 1?
*000010673200040000000*
12. a. The Insurance Expense Exhibit is a required filing for all companies. Will the Insurance Expense Exhibit be filed with the state of
domicile and the NAIC by April 1?
b. If no, please explain:
13. a. Management's Discussion and Analysis is a required filing for all companies. Will Management's Discussion and Analysis be filed
by April 1?
134
INTERROGATORIES (continued)
14. a. Does your company write credit insurance?
b. Will the Credit Insurance Experience Exhibit be filed with the state of domicile and the NAIC by April 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
*000010673200023000000*
15. a. Does your company write long-term care insurance?
b. Will the Long-term Care Experience Reporting Forms be filed with the state of domicile and the NAIC by April 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
*000010673200033000000*
16. a. Does your company write accident and health insurance (other than credit)?
b. Will the Accident and Health Policy Experience Exhibit be filed by May 1?
Yes [ ]
No [ X ]
Yes [ ]
No [ X ]
Yes [ X ]
No [ ]
*000010673200021000000*
17. a. Will this company be included in a combined annual statement which is filed with the NAIC by May 1?
(A company should be included in only one group filing a combined annual statement. If a company will be included in a combined
annual statement on other than a consolidated basis, e.g., equity basis, answer item c "no.")
b. If yes, indicate NAIC group code
.................................................
c. If the company is included in a combined annual statement, will the basis of inclusion be consolidation?
Yes [ X ]
No [ ]
Yes [ X ]
No [ ]
If response to 17a is no and the form is "None", affix bar code (Document Identifier 201) here:
18. a. An audited financial report is a required filing for all companies. Will an audited financial report be filed by June 1?
135

ANNUAL STATEMENT PENN-STAR INSURANCE COMPANY

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