May - ASBA
Transcription
May - ASBA
THE NEWSLETTER OF THE A S S O C I AT I O N OF SHIP BROKERS AND AGENTS (USA) INC M AY 2013 ASK PAT V. MARTIN MEDIATION While much has been written about arbitration as the most common type of ADR, this article looks at a related method. Mediation has become the new catchword in dispute resolution and has gained popularity, especially in court proceedings where great reliance is placed on mediation as an important tool for settling disputes. Although there are some similarities to court cases and arbitration, mediation is substantially different. It is primarily a voluntary process, and any party to mediation is free to walk out at any time. There is a caveat to the foregoing. Many courts require good faith mediation in an attempt to settle cases before being allowed to go to trial. This article focuses on commercial situations where parties to a dispute would like to get rid of an irksome case. Mediation commences when one party requests the other to submit a claim to mediation (typically, there is no mediation clause in the contract). If the other party agrees, they will then discuss the appointment of a mediator. The mediator must be independent, neutral and without bias or prejudice. The mediator has no authority to issue an award binding on the parties, but only facilitates a written settlement. In due course after appointment, the mediator will schedule a mediation session. Before the mediation session is held, each party generally will be required to provide some form of submission to assist the mediator in understanding the case. Often, the parties will submit a written position paper together with documents. Depending on the parties’ agreement, submissions can be exchanged or submitted confidentially to the mediator only. Mediation contemplates no procedural discovery of documents or depositions of witnesses although evidence developed at arbitration hearings or in pretrial discovery may be used freely. The mediator most likely will insist that each party bring along to the sessions a person with authority to settle the dispute. It must be emphasized that mediations are held in the strictest confidence, and no part of any submission can be divulged or used in any other proceeding, regardless of whether a settlement is reached in the mediation. At the mediation session the primary role and aim of the mediator is to achieve a settlement. The mediator should not express any opinion on which party is “right” or on the merits of the claim or defense. The mediator is a “facilitator” and not an “adjudicator.” While a mediator may conduct the session in any manner he deems suitable, a typical pattern is as follows. There is an initial plenary meeting, or roundtable, with each side attending to present an opening statement of position. While this is often done by an attorney, in some cases it is better done by the principal. From the opening statement or any papers submitted earlier, the mediator may form an initial impression of the matter; so it is important that the opening statement be well prepared and forcefully stated. In court and arbitration the arguments are addressed to the court. In mediation the arguments are sometimes addressed right across the table in somewhat of a venting manner. Assuming no settlement is agreed after this first attempt, the mediator will conduct a series of private discussions. He separates the parties by assigning them to different rooms. He will then go to the claimants in private to seek a figure that may be acceptable. He will explain that anything said to him in private will not be told to the other side without authority. Thus, the claimant may say “I want 100%, but will accept 90%; but only tell the other side about my 100% demand.” Likewise, the other side may want to settle for 80%, but will counter with 70%. This negotiation will go on, with the mediator going back A S S O C I AT I O N OF SHIP BROKERS & AGENTS (USA) and forth, until there is an agreed figure. During the process, the mediator may point out to each side the weaknesses in its case and the strength in its opponent’s arguments, but will never venture which is correct and who is right or wrong. The mediation may be concluded in one session, but sometimes can continue for several days until an agreement is reached or the mediator declares further efforts at mediation would be fruitless. Once a figure is agreed by both sides, it has to be reduced to writing and signed by both parties. This signed agreement is final and binding on the parties and may, if agreed, be made a judgment of the court. Until the agreement is signed, however, either side may withdraw because, as suggested above, mediation is conducted on a “without prejudice basis”. The above is a short synopsis of a sometimes contentious and involved process. Mediation is only successful when each party approaches the process in good faith with the intent of reaching a settlement, and the successful mediator will know how to skillfully bring them to that point. There are organizations which offer mediation services such as the Society of Maritime Arbitrators, the American Arbitration Association, JAMS and similar organizations. TANKER BROKER LUNCH Member Tanker Broker sponsors who included: Conway Marine, Dietze & Associates, Eastport Maritime, L&R Midland, MCA Associates, McQulling Partners, MJLF & Associates, Odin Marine Group and Poten & Partners, hosted a “Lunch with Guest Speaker”, Jack Buono – President, SeaRiver Maritime, in Houston on April 30th. This was the second event of this type and exceeded all expectations, with 100 members and their guests in attendance. Members were delighted at the turnout which Jack Buono - President, SeaRiver Maritime included the majority of the major tanker charterers and owner/operators. Jack Buono did not disappoint. He is an excellent speaker and everyone very much enjoyed his presentation, “The Outlook for Energy: A View to 2040”. Chris Young, Tanker Committee Chairman, promises that this will become a regular event, at least every couple of years. INC • ASBA@ASBA.ORG • W W W.ASBA.ORG ASBA NEWS ASBA NEWS MAY 2013 ASBA & BALTIC RECEPTION MARCH 18, 2013 at Butterfield8, Stamford, CT Mike Ogle, Svend Groth, Nils Anderson, Juan Charris, Lutz Lange & Nick Haskell John Nee, Bob Wolff & Marygrace Collins YSBA LUNCH WITH SPEAKER GOLF OUTING April 26, 2013 at Butterfield8, Stamford, CT Brendan Collins, Teo Tsagaris, Gil Landy & Rob Lesneth The YSBA Committee, chaired by Teo Tsgaris, hosted another successful “Lunch with Guest Speaker”, Gil Landy of Pasternak, Baum & Co., Inc. Gil shared his love of the industry and ship brokerage with close to 50 YSBA members. His thoughts on “how to enjoy success as a ship broker” delivered using his keen sense of humor were very well received. This would be no surprise to the “older” generation who know and work with Gil. MAY 2013 May 9, 2013 - New York Country Club, New Hempstead, NY First Place Team Ignacio Cardona, Van Alexander, Bryan Cardona & Frank Moran Michael Halbro & Tim Mahr Kevin Whelan, Peter Briante, Gary Molstad & Gary Lawrence Harvey Dohn & Dave Fekishazy Nicolai Molin, Endre Buljo, Steve Pomeroy, Jesper Bo Mogensen, Claus Bjarnested, Ryan Jurewics & Mike Ring Gabe Slutsky Motohito Mukai, Tomoki Morishita & Brian Rudolph Second Place Team J.H. Kim, Jeong Hun Lee, Chris Gannon & Dang Yi Michael Cammaratta, Mike Martino, Bartley Wilkins, Robin van Wyngaarden & Charles Goodrich Pedro Bravo, Nick Tangney & Axel Ditlev-Simonsen Joe Maranzani, Brian Rudolph & Dustin Berthelot MESSAGE FROM JEANNE As you can see by the breath of events highlighted in this edition of ASBA News, what a beginning of 2013 it has been! Chris Young, Larry Cosgriff, Susanne Ogle, Brian Lane, & Marco Vela Bill Osmer, Eddie Brister & Ralph Silverman Where to begin? The 2013/2014 ASBA Year Book was shipped to all members in early April. I realize that these are indeed difficult market times for many, that said, we are even more grateful to the members who supported the Year Book by placing an advert. We have additional copies available, just drop us an email if interested. Our social calendar has been nonstop since the middle of March, kicked off by the ASBA/Baltic Cocktail Party. We had 150 in attendance despite the prediction of snow, that did arrive just in time to make for a long and difficult drive home for many. The good news - we had many out-of-town members in attendance and snow wasn’t as much of an issue if staying in Stamford. Next up was our Dinner Cruise around Manhattan - 3 hours of socializing, good food and great views! The Tanker Member Lunch, Agency Affairs Meeting and the ASBA/WGMA Lunch took me to Houston. In hind sight the schedule for me and our agent members was a bit hectic, however, all events were deemed a success. Brendan Dillon, William Armstrong & Dave Gilmartin Rishi Nyati, Daniel Uzcategui, Jennifer Montgomery, Tim McShane & Frank Moran CIANAM, the Americas Committee of FONASBA, hosted their Annual Meeting in Montevideo, Uruguay in April. Mike Ogle, past president of ASBA, and I were in attendance. CIANAM is working to increase their presence and recognition in the region. There is much work to be done and our new president, Javier Dulce of Argentina, is commited to achieving these goals. In early May, I hosted the spring meeting of the National Association of Maritime Organizations in Washington, D.C. We were joined by guests from Customs & Border Protection, National Oceanic & Atmospheric Administration, Environmental Protection Agency, US Coast Guard and Transportation Security Adminstration. Some of the NAMO members paid a visit to the office of the Co-Chairs, Cedric Richmond and Michael Grimm, of the Congressional Maritime Caucus whose goal is educate, inform and promote the value and importance of the maritime industry and Congress. We look forward to working with them in the future. You may be thinking what’s next? Cargo Conference, of course! Members have found that a difficult market is the best time to meet their colleagues at the Conference. The Committee is busy working on the program and securing speakers - our website has the most up-to-date listing of speakers and sponsors. Registration is now open. Bartley Wilkins, Tom Lowndes, Shannon Lemoine, Robin Hastings, Tony Steiner & Charles Worledge Enjoy your summer! Third Place Team John Hahn, Claus Bjarnested, Michael Madsen & Endre Buljo ASBA & WGMA May 2, 2013 at Kim Son, Houston, TX Dave Fluty, CBP & Niels Aalund, WGMA Darren Shelton, Rob LeClair & Bob Lain ASBA was delighted to partner with the West Gulf Maritime Association to host a member lunch event in Houston. Dave Fluty, Customs & Border Protection Port Director in Houston was our guest speaker. Ralf Knickrehm, Hans Knickrehm, Jorgen Jorgensen & Robert Hawn ASBA NEWS MAY 2013 DINNER CRUISE CONGRATULATION STUDENTS! Home Study Course APRIL 18, 2013 aboard the “Lexington” NYC William Dagher Robert F. Kenney Mike Ogle, Philipp Bau & Soren Winger ASBA DIPLOMA SERIES Combine ASBA’s distance learning courses and live seminars to expand your maritime knowledge via a concentration of course work in Chartering or Ship Agency. Students who successfully complete the Chartering or Ship Agency curriculum will be awarded the ASBA DIPLOMA. Ed Lundin, Detlef Joerss, Thomas Zaidman, Ray Hornosky, Karl Munson & Andrea Schoenfelder Concentration in Chartering 1. Basic Principles of Chartering (Home Study) or Shipbroking & Chartered Vessel Operations (Online) 2. Maritime Law for Ship Brokers & Agents (Online) 3. Commercial Trade Transactions (Online) 4. One of the following Live Seminars: -Business of Shipping I -Business of Shipping II Connie Athanasiou & Milind Trilokekar Concentration in Ship Agency 1. Basic Principles of Chartering (Home Study) or Shipbroking & Chartered Vessel Operations (Online) 2. Agency (Live Seminar or Webinar) 3. Commercial Trade Transactions (Online) 4. One of the following: -Business of Shipping I (Live Seminar) -Business of Shipping II (Live Seminar) -Maritime Law for Ship Brokers & Agents (Online) IN MEMORIAM CALENDAR OF EVENTS James Alexander McQuilling Feb. 5, 1928 to April 26, 2013 OCTOBER 2 - 4, 2013 ANNUAL CARGO CONFERENCE EDEN ROC, MIAMI BEACH, FL NOVEMBER 18, 2013 HOLIDAY SOCIAL - WINDFALL, NYC JANUARY 23, 2014 AGENCY LUNCH & ANNUAL MEETING HARVARD CLUB, NYC JANUARY 25, 2014 80 YEARS OF SERVICE - DINNER DANCE MARITIME PARC - NJ (HOTEL - SOHO GRAND- NY) WELCOME NEW COMPANY MEMBER Gulfstream Tanker Chartering LLC 351 S. US Highway 1, Suite 106 Jupiter, FL 33477 Tel: 561-222-2522 Fax: 561-222-2521 Email: chartering@gtcbrokers.com Website: www.gtcbrokers.com EMPLOYMENT OPPORTUNITY MEMBER ON THE MOVE OLDENDORFF CARRIERS Looking to strengthen the Operations team in Stamford with a Junior Operator. Responsibilities include, Voyage planning, including bunker and cargo intake calculations; Optimize voyage results in close cooperation with the chartering department; Issuing voyage instructions and agency appointments; Ensure compliance with time and voyage charter party terms; Checking and release of Bills of Lading; Safeguard correct freight collection & hire payments in cooperation with the Marine Acctg. Dept.; Checking of proforma d/a’s and request advance payments from the D/A desk; Handling of off-hire, underperformance, stevedore damage and other claims with support from our in-house claims desk; Ensure smooth cooperation with clients and shipowners; the position involves occasional domestic and international travel. Your Profile, 1 to 3 yrs work experience in drybulk operations/postfixture for an owner/operator or shipbroker; Seafaring background; Experience with Softmar; Aptitude to negotiate; Excellent written and verbal communication skills; Driven and open to new challenges; Hard working, able to think on your feet and be flexible; and enjoy working in a team environment. Contact: Lutz Lange Oldendorff Carriers USA Inc. Telephone: 203 487 7313 1 Landmark Square, 17th Floor E-Mail: lutz.lange@oldendorff.com Stamford, CT 06901 Website: www.oldendorff.com A S S O C I AT I O N OF SHIP BROKERS & AGENTS (USA) A.R. Savage & Son, LLC 202 South Rome Avenue, Suite 200 Tampa, FL 33606 Tel: 813-247-4550 Fax: 813-247-5420 Email: savship@arsavage.com Website: www.arsavage.com CONTACT ASBA The Association of Ship Brokers & Agents (USA) Inc. 510 Sylvan Avenue, Suite 201 Englewood Cliffs, NJ 07632 201.569.2882 • Fax 201.569.9082 asba@asba.org • www.asba.org INC • ASBA@ASBA.ORG • W W W.ASBA.ORG