Denti-Cal Facts and Figures - California HealthCare Foundation
Transcription
Denti-Cal Facts and Figures - California HealthCare Foundation
Denti-Cal facts and figures A Look at California’s Medicaid Dental Program May 2007 Introduction Denti-Cal is the name given to Medi-Cal’s fee-for-service (FFS) dental program. It is the primary public financer of dental care for some 8.5 million low-income, elderly, and disabled people in California. Denti-Cal Introduction Next >> contents Coverage and Cost. . . . . . . . . . . . . . . . 5 Expenditures and Services. . . . . . . . . . 9 However, while nearly all of the Medi-Cal population has access to the benefit, Providers and Access. . . . . . . . . . . . . 18 they typically encounter serious difficulties in actually seeing a dentist. California’s Children & Pregnant Women. . . . . . . 24 reimbursement rates for publicly funded dental care are among the lowest in the Children’s Service Use . . . . . . . . . 25 nation, well below the fees charged by most dentists. As a result, less than half of dental practices accept Denti-Cal patients, and access to specialty care, such as pediatric dentistry and orthodontics, is very limited. Many Medi-Cal beneficiaries receive no preventive dental care and often postpone treatment until their oral health problems become severe. Pregnant Women’s Usage . . . . . . 30 Challenges and Questions . . . . . . . . . 32 Acknowledgments. . . . . . . . . . . . . . . .34 Supplemental Information Glossary . . . . . . . . . . . . . . . . . . . . 35 Methodology. . . . . . . . . . . . . . . . . 38 Managed Care and Providers. . . . 42 This presentation explains how Denti-Cal is funded and organized, the demographics of the population it serves, and the challenges it faces in making dental care available to all eligible Californians. ©2007 California HealthCare Foundation Summary of Key Findings • Most California dentists decline to treat Medi-Cal patients. Due primarily to the program‘s low reimbursement rates, only 40 percent of private dental practices will accept Denti-Cal payments. • While every major medical, dental, and public health organization recommends that children be seen by a dentist by age one,1 only one in ten children under age 2 who are enrolled in Medi-Cal have had a preventive dental visit. • Although seniors and people with disabilities consume a disproportionate share of medical services, this is not the case for dental expenditures. The two groups represent 21 percent of Medi-Cal beneficiaries and account for 63 percent of medical care expenditures, but only 30 percent of Denti-Cal expenditures. Denti-Cal Introduction << previous Next >> While nearly all Medi-Cal beneficiaries have dental coverage, significant barriers impede their ability to make use of dental services. • Latinos have the lowest use of dental services but the highest fee-for-service dental expenditures. • While the number of Medi-Cal beneficiaries receiving dental services has increased, expenditures per beneficiary has decreased. • Only one in five pregnant Medi-Cal beneficiaries have had a dental visit. It is widely recognized, however, that sound oral health is essential to the overall health of both mothers and unborn children. 1. American Academy of Pediatric Dentistry. "Clinical guideline on periodicity of examination, preventive dental services, anticipatory guidance, and oral treatment of children. Pediatric Dentistry 2004;26(7):81 – 3. ©2007 California HealthCare Foundation Importance of Dental Care and Oral Health • The Surgeon General has reported that oral health problems can cause infection and signal trouble in other parts of the body.1 • Periodontal (gum) disease in pregnant women has been associated with pre- term and low birth weight babies, diabetes, cardiovascular disease, stroke, and bacterial pneumonia.2 • Children frequently have poor oral health and, in California, their oral health is Denti-Cal Introduction << previous Next >> Oral health is essential to overall health and quality of life at any age. substantially below national targets. By third grade tooth decay affects almost two-thirds of California children.3 • Tooth decay is the most common chronic childhood disease — five times more common than asthma and seven times more common than hay fever in 5- to 17-year-olds.4 • Nationally, nearly one in three people over age 65 has untreated dental cavities, and one in four between the ages of 65 and 74 has severe periodontal disease.5 • Left untreated, dental diseases can result in severe pain and infection leading to various health problems, difficulty with the activities of daily living, and in very rare cases, death. 1. Office of the Surgeon General, U.S. Department of Health and Human Services. May 2000 fact sheet, Links Between Oral and General Health. www.cdc.gov/OralHealth/factsheets/sgr2000-fs4.htm. 2. Maternal Chronic Infection as a Risk Factor in Preterm Low Birth Weight Infants: The Link With Periodontal Infection. Journal of the International Academy of Periodontology 2004 6/3: 89 – 95 3. Dental Health Foundation. “Mommy, It Hurts to Chew.” The California Smile Survey: An Oral Health Assessment of California’s Kindergarten and 3rd Grade Children. February 2006. 4. Office of the Surgeon General, U.S. Department of Health and Human Services. May 2000 fact sheet, Links Between Oral and General Health. www.cdc.gov/OralHealth/factsheets/sgr2000-fs4.htm. 5. U.S. Department of Health and Human Services. Oral Health in America: A Report of the Surgeon General — Executive Summary. Rockville MD: National Institutes of Health, 2000. www.surgeongeneral.gov/library/oralhealth/ ©2007 California HealthCare Foundation Overview of the Denti-Cal Program • The federal government requires state Medicaid programs to provide dental services for children under the age of 21.1 The dental Denti-Cal Coverage and Cost << previous Next >> Although there is not component of this program in California, commonly known as a federal requirement Denti-Cal, is the main source of dental care financing for more than for adults, California 8.5 million Medi-Cal beneficiaries.2 has chosen to provide • Total fee-for-service (FFS) Denti-Cal payments in 2004 exceeded $626 million. • 2.2 million beneficiaries received dental services in FFS and dental services to both children and adults enrolled in Medi-Cal. managed care plans. • Medi-Cal is funded by three sources: the federal government (55 percent), the state general fund (38 percent), and other state and local agencies (7 percent).3 1. “Medicaid Dental Coverage Overview” Centers for Medicare & Medicaid Services. Available at: www.cms.hhs.gov/MedicaidDentalCoverage/. Accessed October 2006. 2. Enrollment (8.5 million) is based on a minimum of one month of eligibility. The average enrollment per month is approximately 6.6 million beneficiaries and approximately 5.4 million have been enrolled for at least 11 months. Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) 3. California HealthCare Foundation, Medi-Cal Facts and Figures, 2006. ©2007 California HealthCare Foundation Denti-Cal Denti-Cal Program Benefits Coverage and Cost << previous All beneficiaries eligible for full-scope Medi-Cal coverage are eligible for a comprehensive range of dental services through Denti-Cal. 1 The Denti-Cal program covers a variety of services. These include: Next >> The Denti-Cal program covers most dental 2 • Diagnostic and preventive dental services services. (e.g., examinations, x-rays, and cleanings) • Emergency treatment for control of pain and infection • Fillings and tooth extractions • Root canal treatments • Prosthetic appliances (e.g., dentures) • Orthodontics for children who qualify Service caps and co-payments 3 include: • $1,800 annual cap on adult dental services (though a number of exemptions are allowed) • $1 co-payment for services provided in a dental office and a $5 co-payment for nonemergency care provided in an emergency room 1. The small proportion of Medi-Cal beneficiaries who are not eligible for dental services have limited-scope coverage. 2. Many services require a Treatment Authorization Request (TAR), a detailed report that explains why requested services are medically necessary and should be paid for by Medi-Cal. 3. Dentists have the option to not collect some co-payment amounts. Sources: Medi-Cal Dental Program Web site (www.denti-cal.ca.gov/WSI/Bene.jsp?fname=BeneSrvcs) and Denti-Cal Provider Manual (www.denti-cal.ca.gov/provsrvcs/manuals/sec2/Section_2.pdf ), p. 2 – 84. ©2007 California HealthCare Foundation Comparison of Medi-Cal and Denti-Cal Enrollment, Utilization, and Expenditures Denti-Cal Coverage and Cost << previous Next >> Only about one of medi-Cal category number denti-Cal percent number percent every four beneficiaries enrolled in Medi-Cal Beneficiaries Enrolled Total* 8,545,969 100% 8,545,969 100% FFS 4,926,330 58% 8,168,309 96% Managed Care 3,619,639 42% 377,660 4% Total 6,287,942 74% 2,191,022 26% made use of medical FFS 3,297,545 52% 2,100,331 96% services. Managed Care 2,983,896 47% 90,691 4% † Beneficiaries using Services received any Denti-Cal services in 2004. Three of every four, however, ‡ Expenditures Annual FFS Expenditures# $19,859,258,216 $626,717,481 *Enrollment (8.5 million) is based on a minimum of one month of eligibility. The average enrollment per month is approximately 6.6 million beneficiaries and approximately 5.4 million have been enrolled for at least 11 months. †6,501 Medi-Cal beneficiaries were enrolled in Primary Care Case Management and Prepaid Health Plan at the time of service, which are generally not considered managed care. Managed care includes County Organized Health Systems (COHS), Commercial 2 Plan Model, Geographic Managed Care and Local Initiative (2 Plan Model). ‡Based on enrollment data. #Total Medi-Cal FFS expenditures excluded dental expenditures. The total Medi-Cal budget is approximately $28.3 billion. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation Recent Legislation and Policy Changes Assembly/ Senate Bill Denti-Cal Coverage and Cost << previous Next >> Policy changes approved date description May 2003 SBx1 26 Effective July 1, 2003. Pre-treatment x-rays to justify medical necessity for restorations May 2003 Rate reduction for subgingival curettage and root planing SBx1 26 recent years have Restrictions on posterior laboratory-processed crown SBx1 26 driven down both dental program in Effective July 1, 2003. May 2003 Effective July 1, 2003. July 2005 Effective January 1, 2006. October 2005 Effective October 7, 2005. October 2005 expenditures and $1,800 annual cap on adult dental services per calendar year AB 131 Provide immediate coverage of selected non-emergency dental procedures for pregnant Medi-Cal beneficiaries in 16 new aid codes, in addition to 4 aid codes that were added in 2002 SB 377 Reduce provider payments by 5 percent Rescind the 5 percent provider payment reduction AB 1735 SB 912 Effective for dates of service on or after March 4, 2006. September 2006 Effective January 1, 2007. Requires an oral health screening within first year of entering public schools use. An oral health screening requirement for California schools Effective for dates of service on or after January 1, 2006. February 2006 to the Medi-Cal AB 1433 passed in 2006 will put additional demands on all dentists to see children enrolled in Medi-Cal. Notes: A special legislative session is called by the Governor by proclamation to address only those issues specified in the proclamation; also referred to as a special session. Measures introduced in special sessions are numbered chronologically with a lower case “x” after the number (for example, AB 28x). www.legislature.ca.gov/quicklinks/glossary.html. ©2007 California HealthCare Foundation Denti-Cal Use of Denti-Cal Services: Expenditures and Services Beneficiaries and Expenditures, 2000 – 2004 << previous Next >> The number of Beneficiaries Using Services FFS Expenditures millions millions $800 2.5 beneficiaries using dental services increased by about one-third from 2000 to 2004. Dental $700 expenditures increased at an even faster 2.0 pace from 2000 to $600 2002, but have since fallen sharply due to treatment restrictions 1.5 2000 2001 2002 2003 2004 1,691,142 1,775,301 2,004,146 2,061,664 2,198,187 $544,814,563 $614,289,362 $755,886,435 $714,384,350 $626,717,481 $500 and rate reductions put in place by the legislature. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Denti-Cal data includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation Denti-Cal Distribution of Procedures* Expenditures and Services Use of Services and Expenditures, 2004 << previous Next >> While diagnostic Beneficiaries Using Services FFS Expenditures Total: 5.63 million Total: $627 million Periodontics 3% Surgery 9% services were the most frequently used Periodontics 4% Other 10% services, restorative Other 19% Diagnostic 16% Diagnostic 34% Preventive 14% Surgery 11% Restorative/ Endodontic 17% and preventive Preventive 27% and endodontics accounted for the largest proportion of expenditures. Restorative/ Endodontic 38% *A description of ‘Procedure Category Groups’ can be found in the glossary. Other includes: prosthodontics removable and fixed; maxillofacial prosthetics; implant services; and orthodontics and adjunctive general service. Surgery refers to oral and maxillofacial procedures. Notes: Beneficiaries receiving services is a unique count within each procedure category group. Any individual may appear in one or more procedure category group. Total 2004 expenditures of $626,715,897 is $1,584 less than the total expenditures shown on pages 6 and 9. Claims that did not have procedure codes (0.01 percent of all FFS claims) were not used in the analyses. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 10 Denti-Cal Fee-for-Service Expenditures, Expenditures and Services by Procedure Category,* 2000 – 2004 << previous Next >> Between 2002 and millions 2004, the greatest $300 expenditures were for restorative and $250 Restorative/Endodontic endodontic procedures. Due primarily to policy $200 changes, there was also a pronounced $150 Other Diagnostic Preventive $100 Surgery $50 within the “other” category (orthodontics, prosthetics, and Periodontics $0 decline in spending 2000 2001 2002 2003 implant services). 2004 *A description of ‘Procedure Category Groups’ can be found in the glossary. Other includes: prosthodontics removable and fixed; maxillofacial prosthetics; implant services; and orthodontics and adjunctive general service. Surgery refers to oral and maxillofacial procedures. Notes: Total 2004 expenditures of $626,715,897 is $1,584 less than the total expenditures shown on pages 6 and 9. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 11 Medi-Cal and Denti-Cal Expenditures per Beneficiary Using Services, by Aid Code Group, 2004 Average Expenditure: $6,022 $3,247 $338 $14,543 Next >> expenditures among beneficiary groups, $344 $321 << previous variation of medical Average Expenditure: $299 — Disabled/Blind Seniors $11,642 Expenditures and Services Unlike the wide — Other Seniors $9,792 Denti-Cal dental expenditures are largely consistent — Other Adults across groups. — Disabled/Blind Adults $346 $1,218 $273 — Other Children $12,843 $265 Medi-Cal — Disabled/Blind Children Denti-Cal Notes: 5,446 (0.26 percent) of beneficiaries with missing demographic or expenditure data were excluded from the Denti-Cal services analysis. Dental expenditures are not included in Medi-Cal expenditures. Medical expenditures per beneficiary receiving services differs from page 11 by 6 percent because expenditures were based on service dates on page 11 and paid dates on this page. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. ©2007 California HealthCare Foundation 12 Denti-Cal Top Ten Procedures, Expenditures and Services by Highest Aggregate Payments, 2004 << previous Next >> The ten procedures Total FFS Expenditures Beneficiaries using Services $33,921,191 374,699 Prophylaxis, application of fluoride, ages 6 to 17 (preventive) $27,034,090 586,119 Composite or Plastics Restoration $25,701,157 254,652 $24,436,451 626,380 Subgingival Curettage and Root Planing, per treatment (periodontics) $23,783,892 185,434 Initial Oral Exam $23,766,605 907,868 $22,375,017 1,405,865 $21,459,592 318,041 $21,379,091 63,473 $21,043,670 129,068 Procedure (category) Amalgam, two surfaces permanent (restorative/endodontic) (preventive) (diagnostic) Intraoral Periapical, additional film Amalgam, one surface permanent (diagnostic) the highest payments totaled $245 million, an amount representing (restorative/endodontic) Prophylaxis, adult that accounted for 39 percent of dental expenditures in 2004. (restorative/endodontic) Root Canal Therapy (3 canals) (restorative/endodontic) Pulpotomy (therapeutic) (restorative/endodontic) Notes: Only procedures with at least 100 claims were used in the analysis. A description of ‘Procedure Category Groups’ can be found in the glossary. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 13 Denti-Cal Top Ten Procedures, Expenditures and Services by Frequency of Use, 2004 << previous Next >> Diagnostic and Total FFS Expenditures Beneficiaries using Services $22,375,017 1,405,865 $23,766,605 907,868 $10,856,298 794,625 delivered in 2004. The $8,725,450 772,881 ten most frequently $24,436,451 626,380 used services totaled Prophylaxis, application of fluoride, ages 6 to 17 (preventive) $27,034,090 586,119 Intraoral Periapical, single, first film $6,066,056 494,968 $8,572,567 449,697 $33,921,191 374,699 $16,814,589 318,224 Procedure (category) Intraoral Periapical, each additional film (diagnostic) Initial Oral Exam (diagnostic) Periodic Oral Evaluation Bitewings, two films Prophylaxis, adult (diagnostic) (diagnostic) (preventive) (diagnostic) Bitewings, four films (diagnostic) Amalgam, two surfaces permanent preventive dental services accounted for the majority of care about $182 million, or 29 percent of total expenditures. (restorative/endodontic) Single Tooth Extraction (oral and maxillofacial surgery) Notes: Use is determined by the count of unique beneficiaries with one or more claims for each procedure. Only procedures with at least 100 claims were used in the analysis. A description of ‘Procedure Category Groups’ can be found in the glossary. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 14 Denti-Cal Beneficiaries and Expenditures, Expenditures and Services by Age Group (in years), 2004 << previous Next >> Contrary to the Medi-Cal denti-cal Beneficiaries service users FFS Expenditures standard of care, less than 4 percent of number share of total Number share of Medi-Cal number share of total Younger than 1 629,139 7.4% 6,042 1.0% $576,828 0.1% Medi-Cal beneficiaries 1 280,797 3.3% 25,544 9.1% $5,051,674 0.8% under age 2 received 2 262,111 3.1% 54,914 21.0% $14,010,576 2.2% a dental service 3 259,281 3.0% 81,344 31.4% $23,303,405 3.7% in 2004. Medi-Cal 4 250,962 2.9% 83,381 33.2% $25,036,092 4.0% 5 236,209 2.8% 84,703 35.9% $25,123,575 4.0% 6 to younger than 13 1,491,220 17.5% 525,657 35.3% $130,170,878 20.8% 13 to younger than 21 1,330,061 15.6% 330,307 24.8% $102,023,395 16.3% 21 to younger than 65 2,916,081 34.1% 658,922 22.6% $218,150,910 34.9% 890,108 10.4% 241,681 27.2% $82,133,418 13.1% 24.5% $625,580,751 10.0% Age Group (in years) 65 and older TOTAL (all ages) 8,545,969 100.0% 2,092,495 children under age 6 and Medi-Cal seniors 65 and older use dental services far less than other age groups. Notes: Beneficiary counts are based on those with at least one month of enrollment in 2004. Medi-Cal beneficiaries include all those enrolled while the Denti-Cal beneficiaries include only those with claims. 5,446 (0.26 percent) of beneficiaries with missing demographic or expenditure data were excluded from analysis. Sources: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 15 Denti-Cal Beneficiaries and Expenditures, Expenditures and Services by Aid Code Group, 2004 << previous Next >> Seniors and people Medi-Cal denti-cal Beneficiaries service users FFS Expenditures with disabilities account for 30 percent Aid Code Group number share of total Number share of Medi-Cal Number share of total Disabled/Blind Adults 797,746 9.3% 269,250 33.8% $93,221,901 14.9% Disabled/Blind Children 151,224 1.8% 50,469 33.4% $13,359,323 2.1% expenditures but Disabled/Blind Seniors 158,288 1.9% 50,780 32.1% $17,484,163 2.8% 63 percent of medical Other Adults 2,123,222 24.8% 391,188 18.4% $125,538,369 20.1% Other Children 4,588,556 53.7% 1,141,423 24.9% $311,937,100 49.9% 726,933 8.5% 189,385 26.1% $64,039,895 10.2% 8,545,969 100.0% 2,092,495 24.5% $625,580,751 100.0% Other Seniors Total of Denti-Cal care expenditures.1 Notes: Beneficiary counts are based on those with at least one month of enrollment in 2004. Medi-Cal beneficiaries include all those enrolled while the Denti-Cal beneficiaries include only those with claims. 5,446 (0.26 percent) of beneficiaries with missing demographic or expenditure data were excluded from analyses. Sources: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 1. California HealthCare Foundation Medi-Cal Facts and Figures, 2006. 16 Denti-Cal Beneficiaries and Expenditures, Expenditures and Services by Race and Ethnicity, 2004 << previous Next >> Distribution of dental Medi-Cal denti-cal Beneficiaries service users FFS Expenditures expenditures by ethnicity is similar to number share of total Number share of Medi-Cal Number share of total White 1,800,311 22.6% 501,883 27.9% $158,800,040 26.8% the ethnic distribution Latino 4,399,706 55.2% 978,360 22.2% $286,457,470 48.4% of the overall Medi-Cal Black 836,507 10.5% 225,930 27.0% $64,126,234 10.8% population. Latinos use Asian 801,222 10.1% 253,850 31.7% $73,273,528 12.4% dental services least Other 136,333 1.7% 31,261 22.9% $9,710,465 1.6% 7,974,079 100.0% 1,991,284 25.0% $592,367,737 100.0% Ethnicity Total frequently. Notes: Ethnicity is self-reported. Asian includes Chinese, Japanese, Amerasian, Asian Indian, Filipino, Cambodian, Korean, Samoan, Laotian, and Vietnamese. Other includes American Indian, Hawaiian, and Guamian. 5,446 (0.26 percent) of beneficiaries with missing demographic or expenditure data were excluded from analyses. Beneficiary counts are based on those with at least one month of enrollment in 2004. Medi-Cal beneficiaries include all those enrolled while the Denti-Cal beneficiaries include only those with claims. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) ©2007 California HealthCare Foundation 17 Barriers to Receiving Dental Services There are a number of access barriers that may affect use of the Denti-Cal program. They include: • Lack of knowledge about Denti-Cal benefits and services. Medi-Cal beneficiaries often do not receive specific information about covered dental services and where to seek care. For example, a majority of parents of Medi-Cal children reported that their children didn’t have dental benefits (when they actually did).1 Denti-Cal Providers and Access << previous Next >> These barriers contribute to the low rates of use of Medi-Cal dental services. • Difficulty finding dentists who accept Denti-Cal beneficiaries. Only 40 percent of California’s dentists accept publicly insured patients.2 Less than half of pediatric dentists in the state participate in Denti-Cal, two-thirds of whom place restrictions on their participation.3 • Language and cultural barriers. Nearly half of all Medi-Cal beneficiaries using dental services are Latino, while only 9 percent of dentists accepting these patients are Latinos. This shortage of Latino dentists is growing.4 • Challenging treatment authorizations for some services. Dentists may not fully understand which services require a Treatment Authorization Request (TAR). The review and processing of TARs can be slow.5 1. Personal communication with Robert Isman, DDS, MPH. Dental Program Consultant, Medi-Cal Dental Services Branch, California Department of Health Services. Results from 2003 California Health Interview Survey. 2. 2003 California Dentist Survey, UCLA Center for Health Policy Research. 3. Morris PJ, Freed JR. Nguyen et al. “Pediatric dentists' participation in the California Medicaid program.” Pediatric Dentistry 2004 Jan – Feb;26(1):79 – 86. 4. Hayes-Bautista DE, Kahramanian MI, Richardson EG, et al. “The rise and fall of the Latino dentist supply in California: Implications for dental education.” J Dent Educ 2007; 71(2):227 – 234. 5. Health Consumer Alliance and Health Rights Hotline. Denti-Cal Denied: Consumers’ Experiences Accessing Dental Services in California’s Medi-Cal Program. December 2002. ©2007 California HealthCare Foundation 18 Denti-Cal Characteristics of Denti-Cal Dentists Providers and Access << previous Next >> Primarily because of the program’s low Distribution by Specialty Acceptance of Publicly Insured Patients* Among Dentists Seeing Publicly Insured Patients Among Dentists in Private Practice Other† (3%) Pediatrics reimbursement rates, 60 percent of private practice dentists in (7%) Orthodontics California do not see (7%) Denti-Cal patients. Accept More than 80 percent (40%) of dentists who do Do Not Accept General Practitioners (60%) (83%) accept Denti-Cal are general practitioners. *In addition to Medi-Cal, public insurance could include, for example, Healthy Families (HF), TriCare, Veteran’s Administration. However, the overall percentage of the population in California covered by these other programs is very small with the exception of HF. †Other includes: endodontics, periodontics, prosthodontics, surgery, and public health. Source: 2003 California Dentist Survey, UCLA Center for Health Policy Research. (These data are not from the MIS/DSS.) ©2007 California HealthCare Foundation 19 Denti-Cal Distribution of Race and Ethnicity, Providers and Access Beneficiaries vs. Dentists << previous Next >> Of the 40 percent of dentists who Beneficiaries Using Services* Denti-Cal Dentists† Seeing Publicly Insured Patients Other (2%) Other (1%) (1%) Latino (9%) (11%) patients, most are White or Asian, Black Black see publicly insured while 49 percent of beneficiaries receiving services are Latino, a Asian ratio that may result (13%) Latino (49%) Asian (47%) White (42%) White in cultural or language difficulties. (25%) Note: “Other” includes American Indian, Hawaiian, and Guamian. Sources:*Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dentist.) †2003 California Dentist Survey, UCLA Center for Health Policy Research. ©2007 California HealthCare Foundation 20 Denti-Cal Distribution of Dentists Accepting Medi-Cal and Service Use, by Region, 2004 * Providers and Access << previous Next >> The San Joaquin Beneficiaries using services Region medi-cal denti-cal 3% 4% 3% 19% 13% 12% 3 Sacramento Area 5% 5% 5% 4 San Joaquin Valley 7% 14% 15% 5 Central Coast 5% 5% 4% 6 Los Angeles 35% 37% 37% dentists accepting 7 Other Southern California 27% 22% 24% Medi-Cal. 2 Greater San Francisco Bay Area 3 2 1 disproportionately Dentists 1 Northern and Sierra 1 Valley has a higher number of Medi-Cal beneficiaries using services than 4 5 6 7 Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dentist.) *2003 California Dentist Survey, UCLA Center for Health Policy Research. ©2007 California HealthCare Foundation 21 Denti-Cal Denti-Cal Reimbursement vs. Average General Practice Fees, 2005 Providers and Access << previous Next >> Denti-Cal reimbursement General practice fees Denti-cal payment pacific region 50th Percentile pacific region 75th Percentile Periodic Oral Exam $15 $41 $50 Comprehensive Oral Exam $25 $60 $71 Complete x-rays, with bitewings $45 $100 $120 category / selected Procedure Diagnostic tends to be significantly lower than the median American Dental Association general practice Preventive Prophylaxis (cleaning), adult $40 $80 $90 fees for the pacific Prophylaxis, application of fluoride, ages 6 to 17 $40 $75 $85 region, which includes California. Restorative Amalgam, 2 surfaces, permanent tooth Crown, porcelain fused to base metal $48 $124 $148 $340 $750 848 $215 $511 $595 $45 $120 $145 Endodontics Anterior Endodontic Therapy Oral Surgery Extraction, single tooth Source: American Dental Association, Survey of General Practice Fees, 2005. ©2007 California HealthCare Foundation 22 Access as Measured by Time Since Last Dental Visit, All Ages,* 2003 Denti-Cal Providers and Access << previous Next >> Despite dental benefits 9.1% coverage, 13 percent 13.4% 10.7% Never been to dentist of Medi-Cal 4.9% 4.7% beneficiaries have 23.5% 42.0% 1 to 6 months 55.6% 56.5% 51.8% 19.3% 21.9% 24.5% 20.5% 21.7% 7 to 12 months 17.7% 11.1% 1 to 2 years 6.8% 9.1% 10.4% 18.5% 3 to 5 years 7.4% 2.1% 6.2% 7.5% never been to a dentist, compared to only 5 percent for Health Insurance Type Uninsured Medi-Cal Healthy Families Employment-based Privately Purchased those with private or employment-based insurance. 11.8% More than 5 years 4.3% 0.3% 2.8% 3.8% *Time since last dental visit includes information for those 2 years of age and older and younger children in cases where a tooth was present. Sources: Geographic Selection: Entire State of California. 2003 California Health Interview Survey. ©2007 California HealthCare Foundation 23 Importance of Dental Services and Oral Health for Children and Pregnant Women Children. Tooth decay is the most common preventable chronic infectious disease among U.S. children.1 Twenty-eight percent of children ages 2 to 5 exhibit Denti-Cal Children & Pregnant Women << previous Next >> Mothers with healthy mouths are much decay in their primary teeth. By age 11, half of children have tooth decay and by more likely to have age 19, the figure rises to two-thirds. Low-income children have twice as much healthy babies who untreated decay as children in higher income families. This may result in health and are free from early appearance problems that can greatly reduce a child’s ability to succeed at school. dental decay. Good Pregnant Women. A growing body of research suggests that serious gum oral health is essential (periodontal) disease is associated with premature birth and low birth weight. for the intellectual and Pregnant women with periodontal disease are four times more likely to have a physical development pre-term delivery than healthy women. In addition, mothers are the most common 2 transmission source of decay-causing bacteria to their infants. Partly in response to of children. this research, Denti-Cal expanded dental coverage for diagnostic, preventive, and periodontal services for pregnant women in “limited scope” Medi-Cal aid codes in 2002; in 2005, new legislation added this coverage for virtually all pregnant women in 16 additional codes.3 1. U.S. Centers for Disease Control and Prevention. December 2006 (www.cdc.gov/OralHealth/Topics/child.htm). 2. Pregnancy and Dental Care. California Dental Association. 1995 to 2006 (www.cda.org/library/articles/pregnancy.htm). 3. Denti-Cal Bulletin Vol. 21 No. 41, December 2005. ©2007 California HealthCare Foundation 24 Denti-Cal Preventive Dental Service Use, Children’s Service Use by Age Group, 2004 << previous Next >> All measures indicate that by age 2, only Enrollment one in ten children had at Any Time Continuously for at least 11 months average monthly Younger than 1 1% 2% 1% 1 7% 10% 9% 2 19% 25% 23% 3 29% 38% 37% enrolled in Medi-Cal, 4 30% 41% 38% the more likely he or 5 33% 43% 41% she will receive dental 6 to younger than 13 33% 41% 40% services. 13 to younger than 21 21% 29% 25% 23% 32% 30% Age Groups (in years) TOTAL (all ages) any kind of preventive dental visit in 2004. The longer a child is Notes: Preventive services were defined here as: sealants; prophylaxis without topical fluoride application for children under 13; prophylaxis without topical fluoride application for children 13 and older; prophylaxis with topical fluoride application for children under age 6; Prophylaxis with topical fluoride application for children ages 6 to 17; space maintainers. Includes managed care and fee for service enrollees. Service dates in 2004 used. Further information on these three measures can be found in the methodology section. Source: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. ©2007 California HealthCare Foundation 25 Denti-Cal Access for Children Age 2 to 12, Children’s Service Use by Time Since Last Dental Visit, 2005 << previous Despite dental benefit 26.4% 26.8% Never been to dentist coverage, about 16.1% 23.1% 24.9% one in four Medi-Cal 33.6% beneficiaries between 48.3% Less than 6 months 54.1% 57.6% 49.7% 22.6% 16.5% 21.9% 7.5% 1 year up to 2 years 4.4% 6.6% 2.2% 2.6%* 2 years up to 5 years 5.8% 1.3%* 0.5%* 0.6% 1.0%* More than 5 years 0.7%* 0.2%* 0.0% 0.0%* 0.0% the ages of 2 and 12 have never been to a 26.0% 19.0% 6 months up to 1 year Next >> dentist. Health Insurance Type Uninsured Medi-Cal Healthy Families Employment-based Privately Purchased *Unstable estimate. Note: This CHIS method rounds percentages and population estimates. As a result of this rounding, percentages may not exactly match the quotient resulting from using the frequencies, dividend, and divisor. Source: 2005 California Health Interview Survey (www.chis.ucla.edu). ©2007 California HealthCare Foundation 26 Use of Selected Children’s Dental Services, Medi-Cal vs. Healthy Families, 2004 Denti-Cal Children’s Service Use << previous Next >> In 2004, children enrolled in Medi-Cal Proportion of Beneficiaries Enrolled Continuously for 11 Months were less likely to Dental Sealant (ages 6 to 19) Initial Dental Visit (ages 4 to 18) Periodic Dental Visit (ages 4 to 19) Prophylaxis (ages 4 to 19) Annual Dental Visit 10% Health Insurance Type Medi-Cal Healthy Families 11% 16% receive dental services than those enrolled in Healthy Families. 19% 25% 35% 37% 45% 52% (ages 4 to 18) 54% Notes: All claims used in this analysis were based on service dates in CY 2004. Further information on the Healthy Families measures that were used can be found in the methodology section. Sources: Healthy Families Dental Plan Quality Measurement Report for Services Provided in 2004, July 2006 (www.healthyfamilies.ca.gov/hfhome.asp and www.mrmib.ca.gov/MRMIB/HFP/2004DentalRpt.pdf ). Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. ©2007 California HealthCare Foundation 27 Denti-Cal Pediatric Reimbursments Compared to General Practice Fees, 2003 Denti-Cal Children’s Service Use << previous Next >> Denti-Cal reimbursement for General practice fees category / selected Procedure Denti-cal payment PACific Region 50th Percentile CA State 50th Percentile CA State 75th Percentile pediatric purposes is much lower than Diagnostic Periodic Oral Exam $15 $39 $35 $43 Comprehensive Oral Exam $25 $50 $48 $56 Complete x-rays, with bitewings $45 $91 $92 $102 the fees charged by general practice dentists. California’s Preventive Prophylaxis (cleaning) $30 $55 $59 $65 Dental Sealant $22 $40 $42 $50 $48 $109 $107 $122 lowest of all state $340 $728 $730 $775 Medicaid programs. $215 $500 $500 $650 $45 $100 $100 $115 Restorative Amalgam, 2 surfaces, permanent tooth Crown, porcelain fused to base metal reimbursement rates are among the very Endodontics Anterior Endodontic Therapy Oral Surgery Extraction, single tooth Notes: These data reflect pediatric Denti-Cal reimbursement compared to commercial insurers and other payers in the state and in the region (AK, CA, HI, OR, WA) and are based on 2004 Medicaid payment rates and 2003 ADA payment data. Source: 2003 ADA Fee Survey. ©2007 California HealthCare Foundation 28 Reimbursement Rates for Common Children’s Dental Services, California vs. Selected States, 2006 Denti-Cal Children’s Service Use << previous Next >> While low, reimbursement rates category / Procedure CA OH PA NY Periodic Oral Exam $15.00 $17.08 $20.00 $29.00 comparable to those Comprehensive Oral Exam $25.00 $26.35 $20.00 $29.00 of Medicaid dental Complete x-rays, with bitewings $45.00 $60.00 $45.00 $58.00 Prophylaxis (cleaning), adult $40.00 $34.13 $34.00 $58.00 states with large Dental Sealant $22.00 $22.00 $25.00 $43.00 Medicaid populations. $48.00 $54.00 $50.00 $84.00 $340.00 NA $300.00 $580.00 $215.00 $247.63 $180.00 $250.00 $45.00 $52.45 $45.00 $45.00 Diagnostic Preventive in California are programs in other Restorative Amalgam, 2 surfaces, permanent tooth Crown, porcelain fused to base metal Endodontics Anterior Endodontic Therapy Oral Surgery Extraction, single tooth Sources: www.denti-cal.ca.gov/provsrvcs/manuals/sec4/Section_4.pdf http://emanuals.odjfs.state.oh.us/emanuals/GetDocument.do?nodeId=%23node-id%2867%29&docId=Document%28storage%3DREPOSITORY%2CdocID%3D%23 node-id%281209308%29%29&locSource=input&docLoc=%24REP_ROOT%24%23node-id%281209308%29&version=8.0.0 www.dpw.state.pa.us/omap/provinf/feesched/0204feesched.xls www.health.state.ny.us/health_care/medicaid/fees/docs/dentalfees03.pdf www.health.state.ny.us/health_care/medicaid/fees/docs/dentalfees03.pdf ©2007 California HealthCare Foundation 29 Denti-Cal Dental Care During Pregnancy, Pregnant Women’s Usage by Age Group (in years), 2004* << previous Next >> Across all age groups, 13 to 17 18% fewer than one in five pregnant women 18 to 22 19% 23 to 27 28 to 32 19% 17% 38 to 42 17% All Ages (13 to 65) receive any dental services. 18% 33 to 37 43 and older enrolled in Medi-Cal 19% 19% *Data are for pregnant women ages 13 to 65 enrolled in a Medi-Cal FFS plan who had a dental visit 6 months after their first visit to a medical provider. Note: Dental data is based on service date. See the Methodology section for further information. Sources: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. Aid Code Category Tree for CIDCUM CEL106 Scheme — Primary to Secondary Categories (MCSS Aid Codes.xls). ©2007 California HealthCare Foundation 30 Denti-Cal Dental Care During Pregnancy, Pregnant Women’s Usage by Aid Code/Category, 2004* << previous Next >> Research has shown Aid Code Description Dental Visit Medically Needy, Families dental care use for all pregnant women 3N AFDC-1931(B) Non CalWORKs 29% 3V AFDC-1931(B) Non CalWORKs, Emergency Services Only 13% ranges from 23 to 31 34 AFDC-MN 28% percent.* For Medi-Cal Minor Consent † 7N Under 21, All Pregnancy-related Services, No Share of Cost 2% MN/MI Alien without SIS pregnant women, 2 to 29 percent had a dental 58 OBRA Alien 15% visit, depending on 5F OBRA Alien, Pregnant Woman 17% their aid code. Other 200% Income Disr/Aid76 44 200% FPL, Pregnant Citizen 20% 48 200% FPL, Pregnant OBRA 17% Public Assistance, Families 30 CalWorks 31% 29% All Other Aid Codes Total (across all aid codes) 19% *Data are for pregnant women ages 13 to 65 enrolled in a Medi-Cal FFS plan who had a dental visit 6 months after their first visit to a medical provider. †In September 1997, the Department of Health Services implemented four new aid codes (7M, 7N, 7P, and 7R) as a better method of identifying beneficiaries eligible for confidential services. Notes: Dental data is based on service date. See the methodology for further information. Omnibus Budget Reconciliation Act (OBRA). Sources: Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. Aid Code Category Tree for CIDCUM CEL106 Scheme — Primary to Secondary Categories (MCSS Aid Codes.xls). ©2007 California HealthCare Foundation *Garfield, M.L, et al., Oral health during pregnancy, Journal of the American Dental Association (JADA), Vol. 132, pp. 1009 – 1016 July 2001. (Note that the methods in the JADA are not identical to those used in the analysis of Medi-Cal data.) 31 Important Challenges for the Denti-Cal Program The generally low use of dental services by all Medi-Cal beneficiaries, and the particularly low use by children under age six, pregnant women, and seniors suggests that having Medi-Cal dental coverage is not the same as having access to dental care. While the reasons for low rates of use Denti-Cal Challenges and Questions << previous Next >> While dental services represent more than 5 percent of personal health care expenditures nationally, are numerous and complex, interventions are needed at the beneficiary, only about 2 percent provider, and policy levels if disparities in access are to be reduced. of the Medi-Cal budget is spent on dental services. Source: Heffler S., Smith S., Keehan S. et al. U.S. Health Spending Projections for 2004 – 2014. Health Affairs, January to June 2005; Suppl Web Exclusives:W5 – 74 – W5 – 85. ©2007 California HealthCare Foundation 32 Important Questions for the Denti-Cal Program • What is the impact on access to dental care of the $1,800 annual cap on adult dental services? • To what extent can the provision of dental services reduce the prevalence or severity of medical conditions? • Are there savings in the cost of medical care (e.g., neonatal infant care) as a result of providing periodontal disease prevention and treatment services to Denti-Cal Challenges and Questions << previous Next >> There are many unanswered questions about dental care for Medi-Cal beneficiaries that merit further research. pregnant women? • Are there dental treatment cost savings for children as a result of intervening at an earlier age? • Do dental treatment utilization and costs of dental services for Children with Special Health Care Needs (CSHCN ) differ from those for other children? • What are the effects of case management, reimbursement levels, training of providers, parent education, etc. on access to and cost of dental care? ©2007 California HealthCare Foundation 33 Denti-Cal Acknowledgments Acknowledgments << previous Much of the information and data for this presentation was provided by Lisa Simonson Maiuro of Thomson/ MEDSTAT and her colleagues Kirsten Murtagh, Christine Rinehart, Wes Peterson, Paul Schneider, and Mikki Melton. MEDSTAT provides market intelligence, decision support solutions, and research services for managing health care costs and quality. We would like to particularly acknowledge the expertise and guidance provided to this project by Robert Isman, D.D.S., M.P.H., dental program consultant with the Medi-Cal Dental Services Branch. In addition, this project was guided by the expertise of the following advisors: Cecilia Echeverría, M.P.H., M.P.P. Program Officer The California Endowment Elizabeth Mertz, M.A. Program Director, Center for the Health Professions University of California, San Francisco Jared I. Fine, D.D.S., M.P.H. Dental Health Administrator Alameda County Public Health Department Gilbert Ojeda Director, CA Program on Access to Care UC Office of the President Dana Hughes, Dr.P.H. Associate Professor Institute for Health Policy Studies University of California, San Francisco Nadereh Pourat, Ph.D. Adjunct Associate Professor of Health Service UCLA School of Public Health Senior Research Scientist UCLA Center for Health Policy Research Robert Isman, D.D.S., M.P.H. Dental Program Consultant Medi-Cal Dental Services Branch California Department of Health Services Agnes Lee Principal Consultant Senate Office of Research Give Us Yo ur Feedback Was the information provided in this report of value? Are there additional kinds of information or data you would like to see included in future reports of this type? Is there other research in this subject area you would like to see? We would like to know. Click to complete our survey at www.chcf.org/feedback and enter Report Code #1151. Thank you. f or more in f ormation California HealthCare Foundation 476 Ninth Street Jane A. Weintraub, D.D.S., M.P.H. Lee Hysan Professor Chair, Division of Oral Epidemiology and Dental Public Health Center to Address Disparities in Children’s Oral Health UCSF School of Dentistry Kim Lewis, J.D. Health Attorney Western Center on Law and Poverty Next >> Oakland, CA 94607 510.238.1040 www.chcf.org supplemental information Glossary Methodology Managed Care and Provider Info County and Age Tables ©2007 California HealthCare Foundation 34 << previous Next >> Glossary of Terms and Abbreviations | Denti-Cal Facts and Figures Amalgam An alloy used in direct dental restorations. Bitewings X-rays of the crowns of top and bottom molars to show decay between teeth and under fillings. Bitewing Radiographs X-rays used to reveal the crowns of several upper and lower teeth as they bite down. Capitation Rate A fee or payment of a uniform amount for each person in a managed care health plan. Composite Tooth-colored filling material made of a plastic dental resin. Crown Anatomical Crown: That portion of tooth normally covered by, and including, enamel; Artificial Crown: Restoration covering or replacing the major part, or the whole of the clinical crown, of a tooth; Clinical Crown: That portion of a tooth not covered by supporting tissues. Dental Procedure Categories Below are dental procedure categories related to the charts and tables in this presentation. Procedure Category Description Diagnostic Includes exams, x-rays Oral and Maxillofacial Surgery Includes extractions Other Implant services, prosthetics, prosthodontics Periodontics Includes treatment of gums, tissue, and bone that support the teeth Preventive Includes prophylaxis and sealants Restorative/ Endodontic Treatment of root and nerve of root Disabled Adults Disabled people who are 21 years of age or older. Includes Medically Needy, Blind/Disabled, and Public Assisted Blind/Disabled. Disabled Children Disabled people who are 0 to 20 years of age. Includes Medically Needy, Blind/Disabled, and Public Assisted Blind/Disabled. Endodontics A dental specialty concerned with treatment of the root and nerve of the tooth. Federally Qualified Health Centers (FQHC) A public entity or private non-profit provider that has been approved by Medicare or Medicaid to provide primary and preventive health care services such as dental, mental health, substance abuse, hospital, and specialty care services to underserved populations. Film See radiograph. Gingiva Soft tissues overlying the crowns of unerupted teeth and encircling the necks of those that have erupted. Subgingival Curettage: The removal of tartar deposits or ulcerated tissues from periodontal pockets. Gingivitis: Inflammation of gingival tissue without loss of connective tissue. Intraoral Inside the mouth. Intraoral Periapical Inside the mouth at or around the apex of a root of a tooth. Limited Scope Limited scope recipients have restricted services. Beneficiaries in certain aid code categories, for example, may be restricted to emergency or pregnancy-related services. ©2007 California HealthCare Foundation 35 << previous Next >> Maxillofacial surgery Surgery of, pertaining to, or affecting the jaws and the face. Prophylaxis A scaling and polishing procedure performed to remove dental plaque, tartar, and stains. MIS/DSS The Medi-Cal Management Information System/ Decision Support System that includes Medi-Cal paid outpatient, inpatient, and pharmacy claims. It also contains eligibility and demographic data for beneficiaries and providers. Prosthetic A device, either external or implanted, that substitutes for or supplements a missing or defective part of the body. Orthodontics A dental specialty concerned with straightening or moving misaligned teeth or jaws with braces or surgery. Periapical At or around the apex of a root of a tooth. Periodontal Pertaining to the supporting and surrounding tissues of the teeth. Periodontal Disease: Inflammatory process of the gingival tissues or periodontal membrane of the teeth, resulting in an abnormally deep gingival fissure, possibly producing periodontal pockets and loss of supporting bone. Periodontics: A dental specialty concerned with the treatment of gums, tissue, and bone that support the teeth. Prosthodontics Replacement of missing teeth with artificial materials, such as a bridge or denture. Pulp Connective tissue that contains blood vessels and nerve tissue which occupies the pulp cavity of a tooth. Pulpotomy Surgical removal of a portion of the pulp with the aim of maintaining the vitality of the remaining portion by means of an adequate dressing; pulp amputation. Radiograph An image produced by projecting radiation on photographic film. Radiographs are commonly called x-rays. Root The anatomic portion of the tooth that is covered by cementum and is located in the alveolus (socket) of the jawbone. Root Canal The portion of the pulp cavity inside the root of a tooth; the chamber within the root of the tooth that contains the pulp. Root Canal Therapy The treatment of disease and injuries of the pulp and associated periradicular conditions. Root Planing A procedure designed to remove microbial flora, bacterial toxins, calculus, and diseased cementum or dentin on the root surfaces and in the pocket. Scaling Removal of plaque, tartar, and stain from teeth. Sealants Plastic resin placed on the biting surfaces of molars to prevent bacteria from attacking the enamel and causing tooth decay. Space Maintainers The permanent teeth may not erupt in their proper alignment, resulting in malocclusion, or crooked teeth. The main causes of malocclusion are a lack of space for the permanent teeth to erupt properly and the premature loss of the baby teeth, which usually guide the permanent teeth to their proper location. To prevent malocclusion due to premature loss of the primary teeth, space maintainers may be used to guide the teeth into proper alignment. ©2007 California HealthCare Foundation 36 << previous Next >> Treatment Authorization Request (TAR) A detailed report that explains why the services a beneficiary has requested are medically necessary and should be paid for by Medi-Cal. X-Ray See Radiograph. Source: American Dental Association glossary of dental terms, www.ada.org/public/resources/glossary.asp. ©2007 California HealthCare Foundation 37 << previous Next >> Methodology | Denti-Cal Facts and Figures Claims Data The analysis for this chartbook was based on the Medi-Cal Management Information System/ Decision Support System (MIS/DSS) that includes Medi-Cal paid claims. The MIS/DSS includes only federally funded aid codes and does not include data for state funded aid codes. The MIS/DSS Dental Table is compiled from all records on the Outpatient Service Table with a Claim Type (CLMTYPE) equal to 5, where the value 5 specifies a dental claim. Child Health and Disability Prevention Program (CHDP) claims are also included in the dental table, however, since the CHDP program is not part of Denti-Cal, CHDP claims were omitted from the analysis. In total there are approximately 22 million dental claims for approximately 2.1 million Medi-Cal recipients. While Denti-Cal technically refers only to dental services through Medi-Cal fee for service (FFS), this chartbook includes dental claims for services through Medi-Cal fee for service (FFS) and managed care plans. Expenditure and Service Dates While it is recognized that more timely data is generally preferable, it was necessary to rely on 2004 paid claims data due to the fact that over a 10-month period in 2005, dental claims were submitted with a value of “0” in the payment fields. Given the relative stability of expenditures from one year to the next, the use of 2004 data All Seniors rather than 2005 data is unlikely to materially change the results or their interpretation. In cases where dental services and expenditures were compared, only FFS claims where the service was provided by a dental professional were used because they were the only claims with reliable payment data. However, since such claims comprised 99.6 percent of all Medi-Cal dental claims they provide a comprehensive picture of Medi-Cal dental services and expenditures. •Disabled/blind seniors •Other seniors (non-blind/disabled seniors) Enrollee Demographic Data Demographic data on a claim (e.g., age and ethnicity) may vary by claim, therefore all demographic data associated with an enrollee was based on information obtained from the beneficiary at the time of enrollment. The age of the recipient was based on the age of the beneficiary as of January 2004. Aid codes were grouped into six categories for ease of reporting: All Children •Disabled/blind children •Other children (non-blind/disabled children) All Adults •Disabled/blind adults •Other adults (non-blind/disabled adults) Access/Utilization Measures There are many definitions of and methods by which to measure access to care and utilization. One of the most basic is a utilization rate, i.e., the proportion of a population that uses a service in a specified time period. The numerator in this equation is typically an unduplicated count of users, i.e., an individual is only counted once regardless of the number of times that person is seen or the number of services received. The denominator, however, can be specified in several different ways, each of which tends to influence how the data are interpreted. Most of the slides used an unduplicated count of enrolled members over the course of the year. This reflected the aggregate number of people who had the benefit of dental services at any time during the period analyzed. However, it is important to note that in Medi-Cal, where over the course of a year some individuals may be eligible for a month or two while others may be eligible for the entire year, it isn’t reasonable to assume that people who have been enrolled for a month have had the same opportunity to receive dental care as those who have been enrolled for a year. For this reason, Denti-Cal often uses “average monthly enrollees” as the denominator when reporting utilization ©2007 California HealthCare Foundation 38 << previous Next >> rates. Average monthly enrollees is the sum of the anytime during the year” will result in the lowest number of people enrolled each month over the course of a year divided by 12, and is intended to reduce the effect of varying periods of eligibility. The result is utilization rates that are higher than those calculated using unduplicated enrollees. Three methods for calculating the denominator were used for slides 25, 26, and 29 showing the percentage of children receiving a dental service: utilization rates since the denominator is the largest compared to the other two measures. 1. Enrolled at any time during the year; 2. C ontinuously enrolled during the year, with only one gap in enrollment of no more than 30 days; and 3. Average monthly eligibles. This approach allowed for a sense of how the data, and therefore the interpretation of the data, can change with different measures. The second method, continuously enrolled for 11 months or more during the year, looked at the population that has been continuously enrolled for a defined period of time. This methodology is used by HEDIS ® and Healthy Families; however, it does present a limitation: information on many enrollees — those enrolled for less than 11 months in a year — is not taken into account. Clearly, there are pros and cons associated with each method used for calculating utilization rates. In general, of the three measures, “enrolled at Dental Health Professional Shortage Area1 This is the percent of the total county population living in a Medical Service Study Area (MSSA) that has been designated as having a shortage of dental professionals. The federal criteria states that a geographic area will be designated as having a dental professional shortage if the following three criteria are met: 1. T he area is a rational area for the delivery of dental services 2. O ne of the following conditions prevails in the area: a. It has a population to full-time equivalent dentist ratio of at least 5,000 to 1; or b. It has a population to full-time equivalent dentist ratio of at least 5,000 to 1, but greater than 4,000 to 1 and has an unusually high needs for dental services or insufficient capacity of existing dental providers. 3. D ental professionals in contiguous areas are overused, excessively distant, or inaccessible to the population of the area under consideration. Analysis Notes Related to Specific Slides Medi-Cal and Denti-Cal Expenditures Per Beneficiary Using paid claims in 2004, the denominator for dental claims is the number of beneficiaries enrolled in only FFS plans (DENTAL_PLAN_CD = 000) at the time the claim was submitted and where the vendor code indicated “dentist” (VENDOR_CD = 27) The denominator for Medi-Cal medical claims is the number of beneficiaries enrolled in only FFS plans (PRODUCT = 3) at the time the claim was submitted. Percent of Children Receiving Preventive Services in 2004, by Age Preventive services were defined as: Sealants; prophylaxis without topical fluoride application for children under age 13; prophylaxis without topical fluoride application for children 13+; prophylaxis with topical fluoride application for children under age 6; prophylaxis with topical fluoride application for children ages 6 to 17; and space maintainers. All claims used in this analysis were based on service dates in 2004. 0.03 percent of individuals with a dental claim in 2004 did not have any 2004 eligibility information and were dropped from the analysis. 0.2 percent of claims were dropped from the analysis due to missing data. 1. More detailed federal criteria and information can be found at http://bhpr.hrsa.gov/shortage/hpsacritdental.htm. The California county designations, spanning 2001 to 2005, came from the California Office of Statewide Health Planning and Development, Medical Service Study Areas, California Healthcare Workforce Catalog April 2005. These data are available at http://gis.ca.gov/catalog/BrowseRecord.epl?id=23784. ©2007 California HealthCare Foundation 39 << previous Next >> Children’s Dental Services 2004: Comparing Healthy Families and Medi-Cal The measures and calculation methods used for this slide are described in the Healthy Families Dental Quality Measurement Report, July 2006,2 and were applied to the Denti-Cal data.3 Calculations for the five Denti-Cal measures that are analogous to Healthy Families measures are outlined below. Measure 1 – Annual Dental Visit Step 1: Identified all individuals continuously enrolled in Medi-Cal during 2004 that were between the ages of 4 through 18, inclusive. The count of unique individuals was defined as the denominator. Step 2: Using the list of unique individuals identified in Step 1, if at least one dental claim existed then the individual was counted in the numerator. existed indicating a sealant treatment (defined claim existed indicating a periodic dental visit as orig_dental_cd equal to 045, 046, 047 or PROC1_CD equal to X2301, X2303, X2305) from a dentist (where the VENDOR_CD was equal to 27) then the individual was counted in the numerator. (defined as PROC1_CD equal to D0120 or ORIG_DENTAL_CD=015) from a dentist (where the VENDOR_CD was equal to 27) then the individual was counted in the numerator. Measure 3 – Initial Dental Visit Step 1: Identified all individuals enrolled in Medi-Cal for at least 11 months during 2004 who were between the ages of 4 through 19, inclusive. The count of unique individuals was defined as the denominator. Step 2: Using the list of unique individuals identified in Step 1, if at least one dental claim existed indicating an initial dental visit (defined as PROC1_CD equal to D0110 or ORIG_DENTAL_ CD=010) from a dentist (where the VENDOR_ CD was equal to 27) then the individual was counted in the numerator. Measure 2 – Dental Sealant Measure 4 – Periodic Dental Visit Step 1: Identified all individuals enrolled in Medi-Cal for at least 11 months during 2004 who were between the ages of 6 through 19, inclusive. The count of unique individuals was defined as the denominator. Step 2: Using the list of unique individuals identified in Step 1, if at least one dental claim Step 1: Identified all individuals enrolled in Medi-Cal for at least 11 months during 2004 who were between the ages of 4 through 19, inclusive. The count of unique individuals was defined as the denominator. Step 2: Using the list of unique individuals identified in Step 1, if at least one dental Measure 5 – Prophylaxis Step 1: Identified all individuals enrolled in Medi-Cal for at least 11 months during 2004 that were between ages of 4 through 19, inclusive. The count of unique individuals was defined as the denominator. Step 2: Using the list of unique individuals identified in Step 1, if at least one dental claim existed indicating a prophylaxis treatment (defined as ORIG_DENTAL_CD equal to 050, 049, 061, 062 or PROC1_CD equal to D1120, D1110, D1201, D1205) from a dentist (where the VENDOR_CD was equal to 27) then the individual was counted in the numerator. Dental Care During Pregnancy Using the Medstat Episode Grouper (MEG), this analysis identified all women ages 13 to 65 who were enrolled in a fee-for-service medical plan in 2004 and had an episode summary category of vaginal deliveries or C-sections. Given the limitation of one calendar year of dental data, the analysis took the case numbers for all women 2. Healthy Families, Data Insights, Dental Plan Quality Measurement Report for Services Provided in 2004, July 19, 2006 meeting (www.mrmib.ca.gov/MRMIB/HFP/2004DentalRpt.pdf ). 3. Ages for Medi-Cal enrollees were determined by subtracting the birth date listed on the eligibility file from December 31, 2004. ©2007 California HealthCare Foundation 40 << previous Next >> who met these criteria in the first six months of 2004 and determined how many had a dental visit within six months of the first service date of their pregnancy episode. (A first service date is determined by the woman’s first encounter with a health care provider.) While this approach is a good indicator of dental care for women who are pregnant, it has obvious shortcomings. First, a woman may have had a dental visit during her pregnancy, but sometime later than six months after her first service date. Second, a woman may have had a first service date late in her pregnancy and the dental visit may have actually occurred after delivery. Time constraints and data limitations precluded the use of a methodology to address these limitations. ©2007 California HealthCare Foundation 41 << previous Managed Care and Provider Information | Denti-Cal Facts and Figures Managed Care for Medi-Cal Dental Beneficiaries1 • Denti-Cal is the name given to Medi-Cal‘s feefor-service (FFS) dental program, for which 95 percent of Medi-Cal beneficiaries are eligible. The remaining 4 percent are enrolled in one of several dental managed care plans. • Dental managed care services are available in Denti-Cal Providers3 • More than half of managed care beneficiaries received their care through Access Dental Plan and Western Dental plans. • Sacramento County is the only county in California that has more dental managed care than FFS enrollees. Los Angeles, Riverside, Sacramento, and San Bernardino Counties. • In 2004, there were 377,660 Medi-Cal beneficiaries enrolled in a dental managed care plan, of which 90,691 (24 percent) received at least one dental service. • More than half of all enrolled dental managed care beneficiaries are located in Sacramento County. • Dental managed care is required for the CalWORKs population and several other populations in Sacramento County, the only county which imposes such mandates.2 • In 2004 there were approximately 11,000 providers or provider organizations.4 • More than 2,000 providers or provider organizations (21 percent) are group dental practices. • Of the $626 million Denti-Cal paid in 2004, $273 million (41 percent) went to group dental practices. • One dental group accounted for 7 percent of all paid claims; no other group practice or individual dentist accounted for more than 1.5 percent of all paid claims. • Roughly 2,000 providers or provider organizations filed 20 or fewer claims. • 53 percent of providers or provider organizations saw 50 or more beneficiaries. • 42 percent of providers or provider organizations saw 100 or more beneficiaries. • In 2004, there were seven dental plans that provide dental managed care services to Medi-Cal beneficiaries. 1. Total beneficiaries enrolled in a FFS Dental Plan were 8,168,309, based on eligibility data. Denti-Cal managed care plans and the counties they serve include: Access Dental Plan serves Los Angeles and Sacramento Counties, American Health Guard serves Los Angeles County, Delta Dental Plan serves Sacramento County, DentiCare Dental Plan serves Riverside, Sacramento, and San Bernardino Counties, UHP Healthcare serves Los Angeles and San Bernardino Counties, Universal Care serves Los Angeles county, and Western Dental Services serves Los Angeles, Riverside, Sacramento, and San Bernardino Counties. 2. Rouillard, Shelley. Sacramento Geographic Managed Care: Eight Years Later. Community Services Planning Council. 2003. p. 20. Accessed on November 28, 2006. Available at www.communitycouncil.org/cspc-gmc_report.pdf. 3. Medstat analysis of Medi-Cal MIS/DSS data, CY 2004. (Includes all FFS claims paid to a dental professional.) 4. Providers and provider organizations, as referenced in this slide, may include multiple dentists with multiple office locations. Rural health clinic and FQHC claims comprise less than 2 percent of all dental claims. ©2007 California HealthCare Foundation 42