Sutter Surgical Hospital - North Valley
Transcription
Sutter Surgical Hospital - North Valley
A Community Health Needs Assessment of the Sutter Surgical Hospital - North Valley Hospital Service Area Conducted on behalf of: Sutter Surgical Hospital - North Valley 455 Plumas Blvd. Yuba City, CA 95991 Conducted by: Valley Vision July 2013 2 Table of Contents Introduction .................................................................................................................................... 5 “Health Need” and Objectives of the Assessment ......................................................................... 5 Organization of the Report ............................................................................................................. 6 Methodology Overview .................................................................................................................. 6 Defining the HSA ......................................................................................................................... 6 Data and Indicators ..................................................................................................................... 7 Key Informant Interviews ....................................................................................................... 7 Health Outcomes .................................................................................................................... 8 Health Drivers ......................................................................................................................... 9 Analysis ....................................................................................................................................... 9 Primary Data ........................................................................................................................... 9 Secondary Data ....................................................................................................................... 9 Findings ......................................................................................................................................... 10 Description of the HSA .............................................................................................................. 10 Racial and Ethnic Makeup ..................................................................................................... 10 Community Vulnerability ...................................................................................................... 10 Health Outcomes ...................................................................................................................... 11 Diabetes, Hearth Disease, Hypertension, and Stroke ....................................................... 13 Mental Health, Substance Abuse and Self-Inflicted Injury ............................................... 14 Respiratory: Chronic Obstructive Pulmonary Disease (COPD) and Asthma ..................... 16 Health Drivers ........................................................................................................................... 16 Behavioral Data ..................................................................................................................... 17 Obesity, Overweight, and Vegetable Consumption ......................................................... 17 Physical Activity ................................................................................................................ 17 Environmental Data .............................................................................................................. 17 Safety Profile ..................................................................................................................... 17 Crime Rates ................................................................................................................... 17 Assault, Accidents, and Unintentional Injury................................................................ 18 Motor Vehicle Crash Death Rate .................................................................................. 20 Food Environment ............................................................................................................ 20 mRFEI ............................................................................................................................ 20 Food Deserts ................................................................................................................. 21 Health Assets..................................................................................................................... 22 Socio-economic Indicators .................................................................................................... 24 Health Needs and Health Improvement ................................................................................... 24 What Would Help? ................................................................................................................ 26 Limits ............................................................................................................................................. 26 Conclusion ..................................................................................................................................... 27 Appendices.................................................................................................................................... 28 3 Lists of Tables Table 1: Health outcome data used in the CHNA reported as ED visits, hospitalization, and mortality.................................................................................................................................. 8 Table 2: Socio-demographic, behavioral, and environmental data profiles used in the CHNA ..... 9 Table 3: Total population (and percent of total) with racial and ethnic make-up of the SSHNV HSA compared to state totals ............................................................................................... 10 Table 4: Age-adjusted all-cause mortality rate, infant mortality, and life expectancy for SSHNV HSA, compared to county and state benchmarks ................................................................ 12 Table 5: Mortality rates for SSHNV HSA compared to county and state benchmarks ................. 13 Table 6: Emergency department visitation for various causes for SSHNV HSA compared to county and state benchmarks ............................................................................................... 14 Table 7: Hospitalizations for various causes for SSHNV HSA compared to county and state benchmarks ........................................................................................................................... 14 Table 8: Emergency department visits due to mental health, substance abuse, and self-inflicted injury compared to county and state benchmarks ............................................................... 15 Table 9: Hospitalizations due to mental health, substance abuse, and self-inflicted injury compared to county and state benchmarks ......................................................................... 15 Table 10: Emergency department visits and hospitalizations due to COPD and asthma compared to county and state benchmarks .......................................................................................... 16 Table 11: Percent overweight, obese, and not eating at least five servings of fruits and vegetables daily for SSHNV HSA ........................................................................................... 17 Table 12: Emergency department visit rates for assault, accidents, and unintentional injury compared to county and state benchmarks ......................................................................... 19 Table 13: Hospitalization rates for assault, accidents, and unintentional injury compared to county and state benchmarks............................................................................................... 19 Table 14: Socio-demographic characteristics of populations in the SSHNV HSA and Yuba and Sutter Counties ..................................................................................................................... 24 Table 15: Health needs and health drivers for the SSHNV HSA ................................................... 25 Table 16: Summary of suggestions to improve community health taken from key informant interviews .............................................................................................................................. 26 4 List of Figures Figure 1: Sutter Surgical Hospital - North Valley hospital service area .......................................... 7 Figure 2: Sutter Surgical Hospital - North Valley service area map of vulnerability .................... 11 Figure 3: Major crimes by municipality as reported by the California Attorney General’s Office, 2010 ...................................................................................................................................... 18 Figure 4: mRFEI by census tract in the SSHNV HSA ...................................................................... 21 Figure 5: USDA Defined Food Deserts Tracts: Kaiser Permanente CHNA Data Platform/US Department of Agriculture, 2011.......................................................................................... 22 Figure 6: Federal defined primary medical care health professional shortage areas as designated by the Bureau of Health Professionals, 2011........................................................................ 23 5 Introduction In early 2010, the Patient Protection and Affordable Care Act was enacted. The legislation requires that nonprofit hospitals conduct a community health needs assessment (CHNA) every three years. Based on the results of this assessment hospitals must develop a strategic implementation plan detailing how they will address the needs identified in the CHNA. Nonprofit hospitals are required to submit these plans annually as part of their Internal Revenue Service Form 990. The federal law extends the requirements to virtually all hospitals operating in the US, defining a “hospital organization” as “an organization that operates a facility required by a State to be licensed, registered, or similarly recognized as a hospital,” and “any other organization that the Secretary determines has the provision of hospital care as its principal function or purpose constituting the basis for its exemption under section 501(c)(3).”1 In accordance with these legislative requirements, Sutter Surgical Hospital - North Valley (SSHNV) of Yuba City, California conducted a CHNA of the hospital service area (HSA). Valley Vision, Inc. conducted the CHNA over a period of months. Valley Vision (www.valleyvision.org) is a nonprofit 501(c)(3) consulting firm serving a broad range of communities across Northern California. The organization’s mission is to improve quality of life through the delivery research on important topics such as healthcare, economic development, and sustainable environmental practices. Valley Vision has conducted multiple CHNAs across an array of communities for over seven years. As the lead consultant, Valley Vision assembled a team of experts from multiple sectors to conduct the assessment that included: 1) a public health expert with over a decade of experience in conducting CHNAs, 2) a geographer with expertise in using GIS technology to map health-related characteristics of populations across large geographic areas, and 3) additional public health practitioners and consultants to collect and analyze data. “Health Need” and Objectives of the Assessment The CHNA was anchored and guided by the following objective: To provide necessary information for Sutter Surgical Hospital - North Valley’s community health improvement plan, identify the health needs of the hospital’s defined service area, and contributing factors that create both barriers and opportunities for these populations to live healthier lives. The World Health Organization defines health needs as “objectively determined deficiencies in health that require health care, from promotion to palliation.” 2 Building on this 1 Notice 2011-52, Notice and Request for Comments Regarding the Community Health Needs Assessment Requirements for Tax-exempt Hospitals; retrieved from: http://www.irs.gov/pub/irs-drop/n-11-52.pdf 2 Expert Committee on Health Statistics. Fourteenth Report. Geneva, World Health Organization, 1971. WHO Technical Report Series No. 472, pp 21‐22. 6 and the definitions compiled by Kaiser Permanente3, the CHNA used the following definitions for health need and health driver: Health Need: A poor health outcome and its associated driver. Health Driver: A behavioral, environmental, and/or clinical factor, as well as more upstream social economic factors, that impact health. Organization of the Report The following pages contain the results of the needs assessment. The report is organized accordingly: first, the methodology used to conduct the needs assessment is described. Here, the study area, or HSA, is identified and described, data and variables used in the study are outlined, and the analytical framework used to interpret these data is articulated. Further a detailed description of the methodology is contained the appendices. Next, the study findings are provided beginning with an examination of health outcomes for the HSA, followed by health drivers. These include health behavior indicators as well as indicators that examine the physical environment of the HSA. The report identifies specific health needs of the HSA, and closes with recommendations to improve community health. Methodology Overview Defining the HSA The HSA was determined by analyzing patient discharge data where it was determined that approximately 74% of all patients resided in four ZIP codes that were located in two counties. ZIP codes 95901 (Marysville and Linda areas) and 95961 (Olivehurst area) are both located in Yuba County. ZIP codes 95991 (south central Yuba City area) and 95933 (western Yuba City area) are both located in Sutter County. A map of the service area is shown in Figure 1. ZIP code boundaries in rural communities are sometimes not representative of population distributions across a ZIP code. To display where populations reside among the ZIP code boundaries note above, population density within each ZIP code is also shown in Figure 1. 3 Community Health Needs Assessment Toolkit – Part 2. (September, 2012). Kaiser Permanente Community Benefit Programs. 7 Figure 1: Sutter Surgical Hospital - North Valley hospital service area Data and Indicators Health data used in the CHNA were both primary and secondary data. Primary data included key informant interviews with local area experts. Secondary data included quantitative data that addressed both health outcomes and behavioral and environmental variables described as health drivers. Key Informant Interviews Key informants were health and community experts familiar with populations and geographic areas residing within the HSA. To gain a deeper understanding of the health issues pertaining to chronic disease and the populations living in these vulnerable communities input from six key informant interviews was collected and analyzed using a theoretically grounded interview guide (see interview protocol in Appendix A). Analysis was conducted on each interview to identify key themes. A list of all key informants interviewed, including name, 8 professional title, date of interview, and a description of their knowledge and experience is detailed in Appendix B. Health Outcomes Data were included in the study only if they met the following standards: 1. All data were to be sourced from credible and reputable sources. 2. Data must be consistently collected and organized in the same way to allow for future trending. All indicators listed below were examined at the ZIP code level unless noted otherwise. National, county, state, and Healthy People 2020 targets (when available) were used as benchmarks to determine severity. Rates above any benchmark are denoted by bold text in the tables. All rates are reported as per 10,000 of population unless noted otherwise. Health outcome indicator data were adjusted using Empirical Bayes Smoothing, where possible, to increase the stability of estimates by reducing the impact of the small number problem. To provide relative comparison across ZIP codes, rates of ED visits and hospitalization rates for heart disease, diabetes, hypertension, and stroke were age-adjusted to reduce the influence of age. (Appendix C contains a detailed methodology of all data processing and data sources). Secondary quantitative data used in the assessment include those listed in Tables 1 and 2. Table 1 lists health outcome indicators, and Table 2 lists health drivers. Table 1: Health outcome data used in the CHNA reported as ED visits, hospitalization, and mortality ED and Hospitalization4 Accidents Hypertension* Asthma Assault Mental Health Substance Abuse Cancer Stroke* Chronic Obstructive Pulmonary Disease Unintentional Injuries Diabetes* Self-Inflicted Injury Heart Disease* *Age-adjusted by 2010 California standard population 4 5 Mortality5 All-Cause Mortality* Infant Mortality Alzheimer’s Disease Cancer Chronic Lower Respiratory Disease Injuries Life Expectancy Diabetes Renal Disease Heart Disease Stroke Hypertension Suicide Office of Statewide Health Planning and Development, ED Visits and Hospitalization, 2011 California Department of Public Health, Deaths by Cause, 2010 Liver Disease 9 Health Drivers Health drivers are behavioral, environmental, and/or clinical factors, as well as more upstream social economic factors, that impact health. Health driver indicators used in the report are noted in Table 2. Table 2: Socio-demographic, behavioral, and environmental data profiles used in the CHNA Socio-Demographic Data Total Population High School Graduation Family Makeup Percent Uninsured Poverty Level Unemployment Age Race/Ethnicity Behavioral and Environmental Profiles Safety Profile Food Environment Profile Food Deserts Major Crimes modified Retail Food Environment Index Assault (mRFEI) Unintentional Injury Fruit and vegetable consumption Accidents Motor vehicle crash death rate Active Living Profile Physical Wellbeing Profile Age-adjusted overall mortality Physical activity Life expectancy Overweight & obese Infant mortality Health Professional Shortage Areas (primary care, dental, etc.) Health assets Excessive drinking Analysis Primary Data A standard interview protocol was used in all key informant interviews (see Appendix A). Notes were taken during each interview highlighting comments that addressed questions in the protocol. These individual interview notes were analyzed with all others to identify recurring themes. Secondary Data The primary method of analyzing all data was comparisons to benchmarks. These included national, county, state, and Healthy People 2020 benchmarks when available, as well as intra HSA comparisons among the four ZIP codes included in the study. 10 Findings Description of the HSA Racial and Ethnic Makeup The HSA is home to approximately 135,000 residents. The racial and ethnic make up of the community is show in Table 3. Table 3: Total population (and percent of total) with racial and ethnic make-up of the SSHNV HSA compared to state totals ZIP Code 95901 Marysville 95961 Olivehurst 95991 Yuba City 95993 Yuba City HSA Totals Total Pop. 32,266 25,552 40,719 35,798 134,335 Asian (%) Native Hawaiian/ Pacific Islander (%) 2 or More races (%) Other race (%) Hispanic (%) White (%) Black (%) American Indian (%) 8,343 (25.9) 7,225 (28.3) 14,306 (35.1) 6,493 (18.1) 18,105 (56.1) 14,135 (55.3) 20,131 (49.4) 18,088 (50.5) 890 (2.8) 625 (2.4) 944 (2.3) 637 (1.8) 255 (0.8) 549 (2.1) 226 (0.6) 353 (1.0) 2,893 (9.0) 1,582 (6.2) 3,401 (8.4) 8,629 (24.1) 21 (0.1) 192 (0.8) 86 (0.2) 138 (0.4) 1,71 (5.3) 989 (3.9) 1,58 (3.9) 1,35 (3.8) 45 (0.1) 254 (1.0) 39 (0.1) 107 (0.3) 36,367 (27.1) 70,459 (52.5) 3,096 (2.3) 1,383 (1.0) 16,505 (12.3) 437 (0.3) 5,642 (4.2) 445 (0.3) (40.7) (5.8) (0.4) (12.9) (0.4) (2.4) (0.3) CA (Percentages (37.2) Only) (Table Source: US Census, 2010) Whites accounted for over half of the HSA’s residents (52.5% compared to all of CA 40.7%). Other groups that comprised the bulk of the HSA’s population included Hispanics (27.1%), Asians (12.3%), Multi-race (2.4%), Blacks (2.3%), and American Indians (1.0%). Community Vulnerability A key to understanding community health is understanding community vulnerability to poor or unwanted health outcomes. This is accomplished by examining certain sociodemographics, often referred to as the social determinants of health, in order to identify areas of the HSA with high vulnerability to unwanted health outcomes. To accomplish this, race and ethnicity, household makeup, income, and age variables were combined into a vulnerability index that described the level of vulnerability of each census tract. This index was then mapped for the entire HSA. A tract was considered more vulnerable, or more likely to have higher unwanted health outcomes than others in the HSA, if it had higher: 1) percent non-White or Hispanic population; 2) percent single female parent headed households; 3) percent below 125% of the poverty level; 4) percent under five years old; and 5) percent 65 years of age or 11 older living in the census tract. Figure 2 shows the vulnerability index for each census tract located all or in part of the SSHNV HSA. In the map, darker gradient colors indicate higher vulnerability. Figure 2: Sutter Surgical Hospital - North Valley service area map of vulnerability Central Yuba City, the Linda area, and portions of Olivehurst were areas identified with the highest vulnerability in the HSA. Health Outcomes By some standards, both Yuba and Sutter Counties are not as healthy as other California counties. The Robert Wood Johnson Foundation (RWJF) produces County Health Rankings and Roadmaps for nearly every county in the United States. This report produces county-level estimates that are based on data collected by the Centers for Disease Control and Prevention’s 12 (CDC) Behavioral Risk Factor Surveillance System (BRFSS)6. This report for 2013 uses data collection over a seven-year period (2005-2011). The report combines both health outcome indicators (morbidity and mortality) and other determinant of health (behavioral, socio-economic, etc.) into an overall ranking for each county within any given state. Counties are assigned a ranked from best to worst, where a ranking of one is the best ranking, two is second best, and so on. The 2013 county health rankings indicated that Yuba County ranked 50 out of 57 counties in California for overall health. Sutter County ranked 33. Mortality rankings showed Yuba County ranked 48 of 57, while Sutter County ranked 36. As to overall morbidity, Yuba ranked 46 of 57, while Sutter ranked 30. Data indicated that 22% and 23% of Yuba and Sutter County residents, respectively, self-reported their health as “poor or fair,” compared to a California benchmark of 19%, and national benchmark of 10%. Further, Yuba and Sutter County residents reported that that on average they experienced 4.1 and 4.3 days, respectively, over a 30-day period that their physical health was “not good.” This compares to the state benchmark of 3.7 and national benchmark of 2.6 days. Mortality Mortality within the HSA is examined below. Table 4 displays the age-adjusted all-cause mortality rate, infant mortality, and life expectancy for the HSA. Table 5 examines mortality rates due to various causes and compares these with both county and state benchmarks. Rates that appear in boldface type exceed one or more benchmarks. ZIP codes are compared to both county and state benchmarks. Table 4: Age-adjusted all-cause mortality rate, infant mortality, and life expectancy for SSHNV HSA, compared to county and state benchmarks ZIP Code 95901 95961 Community Marysville Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State National (Table Source: CDPH, 2010) 6 All-cause Mortality 81.2 74.9 77.6 79.9 63.1 73.0 63.3 n/a Infant Mortality Life Expectancy 4.2 5.9 5.2 5.5 4.0 5.2 5.2 n/a 74.8 79.7 n/a 77.2 82.0 n/a 80.47 78.68 See: http://www.countyhealthrankings.org Henry J. Kaiser Family Foundation State Health Facts, 2007. Retrieved from: http://www.statehealthfacts.org/profileind.jsp?ind=784&cat=2&rgn=6 7-8 13 Both Sutter and Yuba Counties had all-cause mortality rates that exceeded the state benchmark. Within the HSA, the Marysville/Linda area had the highest all-cause mortality rate, which was nearly 125% of the state benchmark. This same ZIP code (95901) had the lowest life expectancy among all others at 74.8 years, while western Yuba City (95933) had the highest at 82.0 year. Central/southern Yuba City (95991) had the second highest all-cause mortality rate at 79.9/10,000. Olivehurst (95961) had an infant mortality rate that exceeded both county and state benchmarks. Table 5: Mortality rates for SSHNV HSA compared to county and state benchmarks Mortality due to: ZIP Code Community 95901 Marysville 95961 Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: CDPH, 2010) Heart Disease Stroke Cancer Injury Diabetes 21.4 12.8 12.4 22.1 14.2 13.6 11.5 3.1 3.0 2.5 4.2 5.0 4.0 3.5 19.8 13.1 15.2 15.2 17.4 15.3 14.3 5.4 3.4 5.0 3.3 3.6 3.7 2.7 1.5 2.5 1.4 1.5 2.1 1.6 1.8 Chronic Lower Resp. Disease 6.1 3.1 4.2 7.8 3.6 4.9 3.6 All four ZIP codes in the HSA exceeded both county and state benchmarks for mortality due to heart disease, and all four exceeded county benchmarks for mortality due to stroke. Both Marysville/Linda area (95901) and central/southern Yuba City area (95991) were nearly or over twice the state rate for heart disease and chronic lower respiratory disease. Mortality due to injury for Yuba County was nearly twice that of the state rate, and both Yuba County ZIP codes exceeded the county benchmark. Morbidity Below ED visits and hospitalization are examined for chronic diseases (diabetes, heart disease, hypertension, and stroke), mental health, including substance abuse and suicide, and respiratory conditions including asthma and chronic obstructive pulmonary disease (COPD). In the tables that follow all rates were age-adjusted to remove the effects of age. Also, each rate is stated per 10,000 of population. Diabetes, Hearth Disease, Hypertension, and Stroke Key informants consistently pointed to chronic diseases as a primary health issue in the HSA. Tables 6 and 7 examine both ED visitation rates, as well as hospitalizations for the HSA for diabetes, heart disease, hypertension, and stroke. 14 Table 6: Emergency department visitation for various causes for SSHNV HSA compared to county and state benchmarks ZIP Code Community 95901 Marysville 95961 Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) Diabetes 316.4 313.5 262.9 234.1 154.0 185.7 188.4 Emergency Department Visits due to: Heart Disease Hypertension 195.2 577.2 198.4 514.7 162.0 469.4 137.3 408.3 88.3 250.3 107.9 314.8 93.1 365.6 Stroke 21.0 19.6 18.5 21.9 10.2 16.2 16.2 Both Yuba County ZIP codes (95901 and 95961) consistently exceeded both county and state benchmarks for ED visits due the four chronic diseases examined. Both ZIP codes had rates for heart disease that was over twice the state rate. Sutter County ZIP code 95991 (central/southern Yuba City) also exceeded both county and state benchmarks for all ED visit dues to all four chronic diseases as well, while ZIP code 95993 (western Yuba City) exceeded neither the county or state benchmark. Table 7: Hospitalizations for various causes for SSHNV HSA compared to county and state benchmarks ZIP Code Community 95901 Marysville 95961 Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) Diabetes 298.7 345.6 274.8 255.1 171.6 208.1 190.9 Hospitalizations due to: Heart Disease Hypertension 376.8 550.9 372.5 578.6 339.9 514.2 298.2 508.0 204.6 343.1 249.7 418.7 218.4 380.9 Stroke 66.9 66.6 65.8 65.0 42.9 51.9 51.8 When examining hospitalization rates a pattern similar to ED visits appears. Both Yuba County ZIP codes and one Sutter County ZIP code exceeded both county and state benchmarks for hospitalizations due to the four chronic diseases examined. Further, both Sutter and Yuba County rates were higher than the statewide benchmark, in some instances notably so, while Yuba County rates were consistently higher than Sutter County. Mental Health, Substance Abuse and Self-Inflicted Injury Key informants identified mental health and substance abuse as key health issues in the HSA. Tables 8 and 9 examine rates of ED visits within the HSA due to mental health, substance abuse, and self-inflicted injury, and compare these to county and state benchmarks. 15 Table 8: Emergency department visits due to mental health, substance abuse, and self-inflicted injury compared to county and state benchmarks ZIP Code Community 95901 95961 Marysville Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) Emergency Department Visits due to: Mental Health Substance Abuse Self-Inflicted Injury 264.4 818.3 17.5 141.0 479.8 7.3 184.1 589.0 11.7 178.2 510.1 12.0 95.8 214.9 5.7 127.4 340.1 8.6 130.9 232.0 7.9 Rates for ZIP codes 95901 (Marysville/Linda area), 95961 (Oliverhurst), and 95991 (central/southern Yuba City) exceeded county and state benchmarks for ED visits due to mental health, substance abuse, and self-inflicted injury. Standout ZIP code 95901 (Marysville/Linda) had rates for mental health that was over twice the state rate, rates for substance abuse that were over three times the state rate, and rates for self-inflicted injury that were over double the state rate. Further, Yuba County rates were notably higher than state rates as well, with a county rate for substance abuse over two and a half times the state rate. Table 9: Hospitalizations due to mental health, substance abuse, and self-inflicted injury compared to county and state benchmarks ZIP Code 95901 95961 Community Marysville Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) Mental Health 256.0 173.2 212.3 238.5 136.5 184.0 182.1 Hospitalizations due to: Substance Abuse Self-Inflicted Injury 324.7 4.7 225.6 5.1 271.6 4.8 237.7 4.0 118.3 2.6 178.2 3.3 143.8 4.3 Yuba County ZIP code 95901 (Marysville/Linda area) rates for hospitalizations due to mental health, substance abuse, and self-inflicted injury exceeded both county and state benchmarks, as did Sutter County ZIP code 95991 (central/southern Yuba City). Similar to ED visits, Yuba County as a whole had rates that were higher that state rates. These findings were confirmed by the RWJF County Health Rankings & Roadmap report, that indicated that 16% of all Yuba County residents and 13% of Sutter County residents 16 engaged in excessive or binge drinking8. These numbers compared to a state rate of 17% and a national benchmark of 7%. Further, key informants identified substance abuse among both youth and adults as a primary health issue in the HSA. Key informants spoke of anxiety and depression among community residents brought on by the stress of living in poverty conditions and sometimes living in isolation, and how many abused both legal and illegal substances as a form of self-medication. Respiratory: Chronic Obstructive Pulmonary Disease (COPD) and Asthma Key informants pointed to respiratory issues as priority health issues in the HSA, especially those brought on by tobacco use. Table 10 examines ED visits and hospitalizations due to COPD and asthma for the HSA. Table 10: Emergency department visits and hospitalizations due to COPD and asthma compared to county and state benchmarks ZIP Code Community 95901 Marysville 95961 Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) ED Visits due to: COPD Asthma 449.0 221.5 330.2 186.4 356.0 187.3 271.5 153.9 136.4 79.3 207.0 117.8 202.3 134.9 Hospitalizations due to: COPD Asthma 351.9 131.4 274.4 105.6 306.3 115.6 251.3 102.5 167.6 76.6 213.3 91.6 156.8 70.4 All ZIP codes in the HSA exceeded county and/or state benchmarks for respiratory related illness, with one exception (95993 rates for ED visits due to asthma). Standout ZIP code 95901 (Marysville/Linda area) had rates notably higher that state benchmarks and somewhat higher than county. As with other indicators, Yuba County rates as a whole were higher than statewide rates. Health Drivers Health drivers are behavioral, environmental, and/or clinical factors, as well as more upstream social economic factors, that impact health. For this report health drivers included healthy behavior indicators such as active living and obesity rates, environmental indicators such as crime rates, the food environment, and similar, and socio-economic indicators such as poverty, education attainment, and more. These are examined in greater detail below. 8 The report defined excessive drinking as “consuming more than 4 (women) or 5 (men) alcoholic beverages on a single occasion in the past 30 days, or heavy drinking, defined as drinking more than one (women) or 2 (men) drinks per day on average.” 17 Behavioral Data Obesity, Overweight, and Vegetable Consumption The RWJF County Health Rankings & Roadmaps indicated that 31% of all adults in Yuba County and 27% of adults in Sutter County were obese. These numbers compared to a state rate of 24% and a national benchmark of 25%9. Key informants pointed to obesity as a contributor to chronic diseases found in the HSA. Table 11 examines overweight and obese rates, as well as the percent of residents in each ZIP code in the HSA not consuming at least five servings of fruits and vegetables daily (no 5-a-day). Table 11: Percent overweight, obese, and not eating at least five servings of fruits and vegetables daily for SSHNV HSA Percent Overweight 95901 Marysville 33.6 95961 Olivehurst 34.4 95991 Yuba City 34.5 95993 Yuba City 33.7 (Table Source: Healthy City (www.healthycity.org)) ZIP Code Community Percent Obese Percent no 5-a-day 25.7 25.5 26.5 22.9 52.4 52.2 53.5 53.6 Table 11 indicates that in each ZIP code in the HSA over one-third of all residents were overweight, and, in all but one ZIP code (95993) one in four residents were obese. Last Physical Activity Drawing from data collected by the CDC’s BRFSS, the RWJF County Health Rankings & Roadmaps report estimated that 25% of Yuba County residents and 22% of Sutter County residents over the age of 20 reported no leisure time physical activity. Further, key informants often described physical inactivity, due to a number of factors such as limited parks and recreation opportunities, the lack of sidewalks in many rural areas, and similar as a contributor to many of the poor health outcomes that existed in the community. Environmental Data Safety Profile Crime Rates 9 See: www.countyhealthrankings.org 18 Crime rates in a community are considered health drivers for a number of reasons. In communities where crime rates are high, residents often feel unsafe out-of-doors and will avoid physical activity for themselves and children. Figure 3 shows major crimes by municipality as reported by various jurisdictions. Darker colored areas denote higher rates of major crime, including homicide, forcible rape, robbery, aggravated assault, burglary, motor vehicle theft, larceny, and arson. Figure 3: Major crimes by municipality as reported by the California Attorney General’s Office, 2010 The municipalities located with ZIP code 95901 (Marysville/Linda area) reported the highest major crime rates. The Yuba City area that included both ZIP codes 95991 and 95993 had the second highest rates. The Olivehurst area (95961) had the lowest crime rates in the HSA. Assault, Accidents, and Unintentional Injury 19 ED visits and hospitalizations due to assault, accidents, and unintentional injury for residents that lived in the HSA are examined below. (Accidents included those that involved a pedestrian or bicyclist, and may or may not have involved an automobile). Table 11 examines ED visits and Table hospitalization. Table 12: Emergency department visit rates for assault, accidents, and unintentional injury compared to county and state benchmarks ZIP Code Community 95901 95961 Marysville Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) Emergency Department Visits due to: Unintentional Assault Accidents Injury 46.9 20.0 1,045.6 28.3 17.2 846.3 34.5 16.5 910.5 32.2 13.0 736.1 13.0 8.1 423.3 22.5 10.5 595.3 29.4 15.6 651.8 Marysville/Linda area ZIP code 95901 had rates that exceeded both county and state benchmarks for assault, accidents, and unintentional injury. Yuba City ZIP code 95991 (central/southern area) had rates that exceeded both county and state benchmarks in all but one instance—ED rates for accidents. Yuba County rates exceeded both Sutter County and state rates as well, a consistent trend in ED visit and hospitalization rates. Table 13: Hospitalization rates for assault, accidents, and unintentional injury compared to county and state benchmarks Hospitalization due to: ZIP Code 95901 95961 Community Marysville Olivehurst Yuba County 95991 Yuba City 95993 Yuba City Sutter County CA State (Table Source: OSHPD, 2011) Assault Accidents 5.3 5.5 4.8 4.4 1.8 3.2 3.9 3.0 2.4 2.4 2.5 1.6 2.0 2.0 Unintentional Injury 223.3 168.0 205.5 201.9 140.8 175.7 154.6 Both Yuba County ZIP codes exceeded both county and state benchmarks, and only one Sutter County ZIP code (95991, central/southern Yuba City) exceeded both county and state benchmarks for assault, accidents, and unintentional injury. 20 Motor Vehicle Crash Death Rate The RWJF County Health Rankings & Roadmaps report details motor vehicle crash rates for counties. This is a measure of deaths (the crude mortality rate per 100,000 of population) due to traffic accidents involving a motor vehicle, including buses, motorcycles, ATVs, industrial, agricultural, and construction vehicles (or bicyclists or pedestrians colliding with any motor vehicle). The rate for Yuba and Sutter Counties is 19 (per 100,000 of population). This compares to both state and national benchmarks of 10. Food Environment The general food environment of the HSA is examined below using two indicators: the modified Retail Food Environmental Index (mRFEI) and food deserts. mRFEI The data displayed below provides information about the mRFEI developed by the CDC. The mRFEI indicates the availability of healthy foods by census tract by comparing the proportion of healthy food outlets to all available food outlets. Darker colors indicate low proportions of healthy food outlets compared to all outlets in the tract, and lighter colors indicate areas in which more fresh food outlets are available to community residents. 21 Figure 4: mRFEI by census tract in the SSHNV HSA Large portions of 95961 (Olivehurst area) have no healthy retail food outlets. Also, the more densely populated portion of ZIP code 95991 (central/southern Yuba City) also was designated as having no healthy retail outlets, while some portions of 95993 (western Yuba City) had both no and poor access. Also, portions of Marysville (located in ZIP code 95901) had no or poor healthy food access. Food Deserts Figure 5 displays USDA defined food desert census tracts within or near the SSHNV HSA. Such tracts are designated by the federal government as census tracts in which at least 500 people or 33% of the population or live more than one mile from a supermarket or large grocery store. 22 Figure 5: USDA Defined Food Deserts Tracts: Kaiser Permanente CHNA Data Platform/US Department of Agriculture, 2011 The northern portion of ZIP code 95991 (central Yuba City) contains food deserts, as does portions of western Yuba City in ZIP code 95993. A sizeable portion of the Olivehurst area ZIP code (95961) contains food deserts while the Marysville/Linda area has two tracts that are food deserts. This pattern, though not identical, has some similarities to the mRFEI as described above. Health Assets Communities require resources in order to maintain and improve the health of the residents. These include health related assets such as access to health care professionals and related community-based organizations. Health Professional Shortage Areas (HPSAs) are designated by the US Government Health Resources and Services Administration (HRSA) as having shortage of primary medical 23 care, dental, or mental health providers and may be geographic (a county or service area), demographic (low income population) or institutional (comprehensive health center, federally qualified health center, or other public facility). Figure 6 shows federally designated primary medical care HPSAs within the SSHNV HSA. Figure 6: Federal defined primary medical care health professional shortage areas as designated by the Bureau of Health Professionals, 2011 Figure 6 shows that virtually all of ZIP codes 95901 (Marysville/Linda area) and all of 95961 (Olivehurst area) are HPSAs. Further, analysis of data indicated that 46 distinct assets are located in the HSA area (including adjacent ZIP codes beyond those of the HSA). These include health care providers (primary and specialty), substance abuse treatment, family resource centers, Yuba and Sutter County services, dental care, food bank, senior center, women’s shelter, tribal health centers, and faith-based organizations. A complete list of these services is available in Appendix D. The presence of these organizations presents SSHNV an opportunity to improve community health through increased collaboration and coordination of services. 24 Socio-economic Indicators There is an established relationship between health outcomes and socio-demographic characteristics of populations. These characteristics are displayed below in Table 14. Table 14: Socio-demographic characteristics of populations in the SSHNV HSA and Yuba and Sutter Counties ZIP Code Community Median Age Percent with a HS Diploma or Higher 77.8 72.4 78.3 75.0 82.4 78.2 80.8 Median Income Percent Individuals Below Poverty 21.1 20.7 20.3 19.5 9.3 15.2 14.4 Percent Percent Uninsured Unemployed10 (County (County Only) Only) 95901 Marysville 32.3 $43,513 95961 Olivehurst 29.5 $44,960 Yuba County 32.1 $46,617 19 18.2 95991 Yuba City 31.7 $42,009 95993 Yuba City 37.4 $61,368 Sutter County 34.5 $50,010 22 18.8 California 35.2 $61,632 21 11.7 United States 11 5.0 (Table Sources: % uninsured and unemployed: Robert Wood Johnson Foundation County Health Rankings & Roadmap; all other data: US Census, 2010) The relationship between health outcomes and social characteristics can be seen when examining data in the SSHNV HSA and Yuba and Sutter Counties. For example, throughout this report Yuba City ZIP code 95993 (western Yuba City area) consistently demonstrated some of the best health outcomes of all ZIP codes in the HSA. This same ZIP code also had the highest life expectancy (82 years), highest median income, highest education attainment, and lowest percent of individuals living in poverty. The inverse of this trend is also apparent when considering 95901, the Marysville/Linda area. This ZIP code consistently had the worst health outcomes in many of the measures noted above, while it had the highest percent of individuals living in poverty, the second lowest median income in the HSA (and 30% lower than the state median income), and the lowest life expectancy in the HSA (74.8 years). Health Needs and Health Improvement Earlier in this report a health need was defined as a poor health outcome and its associated driver, where a health driver was defined as a behavioral, environmental, and/or clinical factor, as well as more upstream social economic factors, that impact health. Table 15 articulates the SSHNV HSA health needs by identifying health issues (outcomes) that were pointed out by community health experts, the specific populations in the community most affected by these health issues, and, again, turning to communities health experts, many of the drivers of specific health issues are identified. 10 Unemployment is the percent of the civilian labor force, age 16 and older, that is unemployed but seeking work 25 The table is not presented as all-inclusive; rather it contains a summary of key findings that emerged from the key informant interviews that were conducted as a part of this health assessment. Table 15: Health needs and health drivers for the SSHNV HSA Biggest Health Issues in the Community Chronic diseases – diabetes, hypertension Respiratory problems – asthma Mental and emotion health issues – depression, low selfesteem, trauma Dental issues Who is Most Affected Low income (consistent among all races/ethnicities Hispanic/Latino Females (more vulnerable) Causes the Health Issues Identified Tobacco use o Ease of acquiring tobacco o An abundance of tobacco shops Limited access to healthcare o No health insurance o Isolation in foothills o Limited transportation Poverty o High unemployment o Generational Education o Low attainment (formal) o Limited health literacy Poor diet o Unaffordable fresh foods o Unavailability of fresh foods o High concentration o fast food restaurants Obesity/physical inactivity o Limited parks and rec opportunities o Lack of walk-able communities Lack of preventative care Substance Abuse o Ease of access of alcohol o Self-medication to treat depression Policies that do not support health and wellbeing o Smoking o Nutrition Agricultural Community o Dust and other particulates in air 26 What Would Help? As a part of each interview, key informants were asked to identify practices, policies, and related interventions they believed would help to improve overall community health. Further, key informants were asked to suggest specific practices SSHNV could undertake as a part of its community health improvement plan that would help improve community health. A summary of these suggestions and ideas is presented below in Table 16. Table 16: Summary of suggestions to improve community health taken from key informant interviews What would help improve community health? Education o Raise community awareness around health issues o More formal education Enhance transportation services Acculturation for immigrant communities More collaboration among agencies Economic development o Reduce poverty o Improve unemployment Increase community safety o Reduce gang activities o Reduce illegal drug possession Create more places for residents to be active Increase number of community clinics What can SSHNV do to improve community health? Develop referral programs with FQHCs with sliding scale Offer diagnostic services Open doors to Medi-Cal and low income residents Offer pro-bono services to low income patients Develop a holistic approach to healthcare Offer prevention education Offer nutrition education in schools Focus on injury prevention Engage groups experiencing health disparities Take undocumented patients that cannot afford treatment Become more active in the healthcare consortium Become more collaborative with other members of the healthcare community Limits Study limitations included difficulties acquiring secondary data and assuring community representation via primary data collection. ED visit and hospitalization data used in this assessment are markers of prevalence, but do not fully represent the prevalence of a disease in a given ZIP code. Currently there is no publicly available data set with prevalence markers at the sub county level for the core health conditions examined in this assessment: heart disease, diabetes, hypertension, stroke, and mental health. Similarly, behavioral data sets at the subcounty level were difficult to obtain and were not available by race and ethnicity. California Health Interview Survey (CHIS) data was from years 2003-2005. As is common, assuring that the community voice is thoroughly represented in primary data collection was a challenge. Further, information on assets such as small community-based organizations was difficult to find and catalog in a systemic manner. Lastly, it is important to 27 understand that services and resources provided by the listed health assets can change frequently, and this directory serves only as a snapshot in time of their offerings. Conclusion Public health researchers have helped expand our understanding of community health by demonstrating that health outcomes are the result of the interactions of multiple, interrelated variables such as socio-economic status, individual health behaviors, access to health related resources, cultural and societal norms, the built environment, and neighborhood characteristics such as crime rates. The results of this assessment help to shine a light on the relationships of some of the variables that were collected and analyzed to describe the Communities of Concern. Hospital community benefit managers and personnel can use this expanded understanding of community health, along with the results of these assessments, to target specific interventions and improve health outcomes in some of the area’s more vulnerable communities. By knowing where to focus community health improvement plans, i.e. the identified Communities of Concern, and the specific conditions and health outcomes experienced by their residents, community benefit programs can develop plans to address the underlying contributors to negative health outcomes. 28 Appendices Appendix A Key Informant Interview Protocol Question #1: What are the biggest health issues, conditions, and/or diseases the community or those you serve struggle with? Question #2: Who within your community appear(s) to struggle with these issues the most? Question #3: What do you think is causing these health issues and health conditions you’ve described? Question #4: What does the community have that helps improve or maintain health? Question #5: Of all those noted above, what is the biggest thing needed to improve the overall health of the community? Questions #6: What does Sutter North Surgical Hospital need to know about the community? What ideas do you have for the hospital to improve the health of the community? Question #7: What else does our team need to know about your community that hasn’t already been addressed? 29 Appendix B List of Key Informants Name & Title Amerjit Bhattal, Assistant Director of Human Services Monica Brokenbrough, Center Manager Dr. Lou Anne Cummings, Health Officer Mary Delong, Director of Student Nutrition and Warehouse Agency Area of Expertise Date Sutter County Public Health Public Health 6/5/13 Planned Parenthood Mar Monte Community Health 6/5/13 Sutter County Public Health Public Health 6/5/13 Yuba City Unified School District Nutrition 6/5/13 Rachael Farell, PA-C, CEO Harmony Health Community Health 6/6/13 Katrina Henry, Director of Nurses Yuba County, Public Health Division Public Health 6/6/13 Michelle Laughlin, Site Manager Tribal Health Tribal Health 6/6/13 Susana Ramirex, Center Manager Planned Parenthood Mar Monte Community Health 6/5/13 Appendix C Data Dictionary and Processing Introduction The secondary data supporting the 2013 Community Health Needs Assessment was collected from a variety of sources, and processed in multiple stages before it was used for analysis. This document details those stages. It begins with a description of the approaches used to define ZIP code boundaries, and the approaches that were used to integrate records reported for PO boxes into the analysis. General data sources are then listed, followed by a description of the basic processing steps applied to most variables. It concludes by detailing additional specific processing steps used to generate a subset of more complicated indicators. ZIP Code Definitions All health outcome variables collected in this analysis are reported by patient mailing ZIP codes. ZIP codes are defined by the US Postal Service as a physical location (such as a PO Box), or a set of roads along which addresses are located. The roads that comprise such a ZIP code may not form contiguous areas. These definitions do not match the approach of the US Census Bureau, which is the main source of population and demographic information in the US. Instead of measuring the population along a collection of roads, the Census reports population figures for distinct, contiguous areas. In an attempt to support the analysis of ZIP code data, the Census Bureau created ZIP Code Tabulation Areas (ZCTAs). ZCTAs are created by identifying the dominant ZIP code for addresses in a given block (the smallest unit of Census data available), and then grouping blocks with the same dominant ZIP code into a corresponding ZCTA. The creation of ZCTAs allows us to identify population figures that, in combination the health outcome data reported at the ZIP code level, allow us to calculate rates for each ZCTA. But the difference in the definition between mailing ZIP codes and ZCTAs has two important implications for analyses of ZIP level data. First, it should be understood that ZCTAs are approximate representations of ZIP codes, rather than exact matches. While this is not ideal, it is nevertheless the nature of the data being analyzed. Secondly, not all ZIP codes have corresponding ZCTAs. Some PO Box ZIP codes or other unique ZIP codes (such as a ZIP code assigned to a single facility) may not have enough addressees residing in a given census block to ever result in the creation of a ZCTA. But residents whose mailing addresses correspond to these ZIP codes will still show up in reported health outcome data. This means that rates cannot be calculated for these ZIP codes individually because there are no matching ZCTA population figures. In order to incorporate these patients into the analysis, the point location (latitude and longitude) of all ZIP codes in California (Datasheer, L.L.C., 2012) were compared to the 2010 ZCTA boundaries. All ZIP codes (whether PO Box or unique ZIP code) that were not included in the ZCTA dataset were identified. These ZIP codes were then assigned to either ZCTA that they fell inside of, or in the case of rural areas that are not completely covered by ZCTAs, the ZCTA to which they were closest. Health outcome information associated with these PO Box or unique ZIP codes was then added to the ZCTAs to which they were assigned. 31 Data Sources Secondary data were collected in three main categories: demographic information, health outcome data, and behavioral and environmental data. Table B1 below lists demographic variables collected from the US Census Bureau, and lists the geographic level at which they were collected. These demographic variables were collected at the Census block, tract, ZCTA, and state levels. Census blocks are roughly equivalent to city blocks in urban areas, and tracts are roughly equivalent to neighborhoods. Table B1. Demographic variables collected from the US Census Bureau Variable Name Asian Population Definition Hispanic or Latino and Race, Not Hispanic or Latino, Asian alone Black Population Hispanic or Latino and Race, Non-Hispanic or Latino, Black or African American alone Hispanic Population Hispanic or Latino and Race, Hispanic or Latino (of any race) Native American Population Geographic Level Tract Tract Tract Tract Total Households Hispanic or Latino and Race, Not Hispanic or Latino, American Indian and Alaska Native alone Hispanic or Latino and Race, Not Hispanic or Latino, Native Hawaiian and Other Pacific Islander alone Hispanic or Latino and Race, Not Hispanic or Latino, White alone Total Households Married Households Married-couple family household Tract Single Female Headed Households Single Male Headed Female householder, no husband present, family household Male householder, no wife present, family household Tract Non-Family Households Nonfamily household Pacific Islander Population White Population Source 2010 American Community Survey 5 Year Estimates Table DP05 2010 American Community Survey 5 Year Estimates Table DP05 2010 American Community Survey 5 Year Estimates Table DP05 2010 American Community Survey 5 Year Estimates Table DP05 Tract 2010 American Community Survey 5 Year Estimates Table DP05 Tract 2010 American Community Survey 5 Year Estimates Table DP05 2010 American Community Survey 5 Year Estimates Table S1101 2010 American Community Survey 5 Year Estimates Table S1101 2010 American Community Survey 5 Year Estimates Table S1101 2010 American Community Survey 5 Year Estimates Table S1101 2010 American Community Survey 5 Year Estimates Table S1101 Tract Tract Tract 32 Variable Name Population in Poverty (Under 100% Federal Poverty Level) Population in Poverty (Under 125% Federal Poverty Level) Population in Poverty (Under 200% Federal Poverty Level) Population by Age Group: 0-4, 5-14, 15-24, 25-34,45-54, 55-64, 65-74, 75-84, and 85 and over Total Population Total Population Definition Total poverty under .50; .50 to .99 Geographic Level Tract Source 2010 American Community Survey 5 Year Estimates Table C17002 Total poverty under .50; .50 to .99; 1.00 to 1.24 Tract 2010 American Community Survey 5 Year Estimates Table C17002 Total poverty under .50; .50 to .99; 1.00 to 1.24; 1.25 to 1.49; 1.50 to 1.84; 1.85 to 1.99 Tract 2010 American Community Survey 5 Year Estimates Table C17002 Total Population by Age Group Tract 2010 American Community Survey 5 Year Estimates Table DP05 Total Population Tract Total Population Block 2010 American Community Survey 5 Year Estimates Table DP05 2010 Census Summary File 1 Table P1 2010 Census Summary File 1 Table QTP14 Asian/Pacific Islander Population ZCTA, State Total Population, One Race, Asian, Not Hispanic or Latino; Total Population, One Race, Native Hawaiian and Other Pacific Islander, Not Hispanic or Latino Black Population Total Population, One Race, Black or African American, Not Hispanic or Latino Hispanic Population Total Population, Hispanic or Latino (of any race) Native American Total Population, One Race, Population American Indian and Alaska Native, Non Hispanic or Latino White Population Total Population, Once Race, White, Not Hispanic or Latino Male Population Total Male Population ZCTA, State Female Population Total Female Population ZCTA, State Population by Age Group: Under 1, 1-4, 5-14, Total Male and Female Population by Age Group ZCTA, State ZCTA, State 2010 Census Summary File 1 Table QTP14 ZCTA, State 2010 Census Summary File 1 Table QTP3 2010 Census Summary File 1 Table QTP14 ZCTA, State ZCTA, State 2010 Census Summary File 1 Table QTP14 2010 Census Summary File 1 Table PCT12 2010 Census Summary File 1 Table PCT12 2010 Census Summary File 1 Table PCT12 33 Variable Name 15-24, 25-34,45-54, 55-64, 65-74, 7584, and 85 and over Total Population Definition Geographic Level Source Total Population ZCTA, State 2010 Census Summary File 1 Table PCT12 Collected health outcome data included the number of emergency department (ED) discharges, hospital (H) discharges, and mortalities associated with a number of conditions. ED and H discharge data for 2011 were obtained from the Office of Statewide Health Planning and Development (OSHPD). Table B2 lists the specific variables collected by ZIP code. These values report the total number of ED or H discharges that listed the corresponding ICD9 code as either a primary or any secondary diagnosis, or a principal or other E-code, as the case may be. In addition to reporting the total number of discharges associated with the specified codes per ZIP code, this data was also broken down by sex (male and female), age (under 1 year, 1 to 4 years, 5 to 14 years, 15 to 24 years, 25 to 34 years, 35 to 44 years, 45 to 54 years, 55 to 64 years, 65 to 74 years, 75 to 84 years, and 85 years or older), and normalized race and ethnicity (Hispanic of any race, non-Hispanic White, non-Hispanic Black, non-Hispanic Asian or Pacific Islander, nonHispanic Native American). Table B2. 2011 OSHPD Hospitalization and Emergency Department Discharge Data by ZIP code Category Chronic Disease Respiratory Mental Health Injuries11 Cancer Other Indicators 11 Variable Name Diabetes Heart Disease Hypertension Stroke Asthma Chronic Obstructive Pulmonary Disease (COPD) Mental Health Mental Health, Substance Abuse Unintentional Injury Assault Self Inflicted Injury Accidents Breast Cancer Colorectal Cancer Lung Cancer Prostate Cancer Hip Fractures Tuberculosis HIV ICD9/E-Codes 250 410-417, 428, 440, 443, 444, 445, 452 401-405 430-436, 438 493-494 490-496 290, 293-298, 301-302, 310-311 291-292, 303-305 E800-E869, E880-E929 E960-E969, E999.1 E950-E959 E814, E826 174, 175 153, 154 162, 163 185 820 010-018, 137 042-044 ICD9 code definitions for the Unintentional Injury, Self Inflicted Injury, and Assault variables were based on definitions given by the Centers for Disease Control and Prevention (CDC, 2011) 34 STDs Oral cavity/dental West Nile Virus Acute Respiratory Infections Urinary Tract Infections (UTI) Complications Related to Pregnancy 042-044, 090-099, 054.1, 079.4 520-529 066.4 460-466 599.0 640-649 Mortality data, along with the total number of live births, for each ZIP code in 2010 were collected from the California Department of Public Health (CDPH). The specific variables collected are defined in Table B4. The majority of these variables were used to calculate specific rates of mortality for 2010. A smaller number of them were used to calculate more complex indicators of wellbeing. To increase the stability of these more complex measures, rates were calculated using values from 2006 to 2010. These variables include the total number of live births, total number of infant deaths (ages under 1 year), and all cause mortality by age. Table B3 consequently also lists the years for which each variable was collected. Table B3. CDPH birth and mortality data by ZIP code Variable Name Total Deaths Male Deaths Female Deaths Population by Age Group: Under 1, 1-4, 5-14, 15-24, 2534,45-54, 55-64, 65-74, 75-84, and 85 and over Diseases of the Heart Malignant Neoplasms (Cancer) Cerebrovascular Disease (Stroke) Chronic Lower Respiratory Disease Alzheimer’s Disease Unintentional Injuries (Accidents) Diabetes Mellitus Influenza and Pneumonia Chronic Liver Disease and Cirrhosis Intentional Self Harm (Suicide) Essential Hypertension & Hypertensive Renal Disease Nephritis, Nephrotic Syndrome and Nephrosis All Other Causes Total Births Births with Infant Birthweight ICD10 Code Years Collected 2010 2010 2010 2006-2010 I00-I09, I11, I13, I20-I51 C00-C97 I60-I69 J40-J47 2010 2010 2010 2010 G30 V01-X59, Y85-Y86 2010 2010 E10-E14 J09-J18 K70, K73-K74 2010 2010 2010 U03, X60-X84, Y87.0 I10, I12, I15 2010 2010 N00-N07, N17-N19, N25-N27 2010 Residual Codes 2010 2006-2010 2006-2010 35 Under 1500 Grams, 1500-2499 Grams Behavioral and environmental data were collected from a variety of sources, and at various geographic levels. Table B4 lists the sources of these variables, and lists the geographic level at which they were reported. 36 Table B4. Behavioral and environmental variable sources Category Variable Year Definition Healthy Eating/ Active Living Overweight and Obese 20032005 Overweight and Obese 2009 No 5 a day Fruit and Vegetable Consumption Modified Retail Food Environment Index (mRFEI) 20032005 Percent of population 18 and over with self-reported height and weight corresponding to overweight or obese BMIs (BMI greater than 25) The percent of the adult population (age 20 and older) that has a body mass index (BMI) greater than or equal to 30 kg/m2. Percent of population age 5 and over not consuming five servings of fruit and vegetables a day Represents the percentage of all food outlets in an area that are considered healthy Food Deserts 2011 USDA Defined food desert tracts Tract Physical Activity 2009 County Crime 2010 Estimated percent of adults aged 20 and over reporting no leisure time physical activity Major Crimes (Homicide, Forcible Rape, Robbery, Aggravated Assault, Burglary, Motor Vehicle theft, Larceny, Arson) Motor Vehicle Death Crash Rate 2013 Crude mortality rate per 100,000 of population) due to traffic accidents involving a motor vehicle County Safe Physical Environments 2011 Reporting Unit ZIP Code Data Source County Robert Wood Johnson Foundation County Health Rankings & Roadmaps Healthy Cities/CHIS ZIP Code Tract Municipality/ Jurisdiction Healthy Cities/CHIS Kaiser Permanente CHNA Data Platform/ Centers for Disease Control and Prevention: Division of Nutrition, Physical Activity, and Obesity Kaiser Permanente CHNA Data Platform/ US Department of Agriculture Robert Wood Johnson Foundation County Health Rankings & Roadmaps State of California Department of Justice, Office of the Attorney General (http://oag.ca.gov/crime/cjs c-stats/2010/table11) Robert Wood Johnson Foundation County Health Rankings & Roadmaps 37 Other Indicators Health Professional Shortage Areas (Primary Care) 2011 Unemployment 2011 Uninsured 2010 Federally designated primary care health professional shortage areas, which may be defined based on geographic areas or distributions of people in specific demographic groups The percent of the civilian labor force, age 16 and older, that is unemployed but seeking work This measure represents the estimated percent of the population under age 65 that has no health insurance coverage Kaiser Permanente CHNA Data Platform/ Bureau of Health Professions County County Robert Wood Johnson Foundation County Health Rankings & Roadmaps Robert Wood Johnson Foundation County Health Rankings & Roadmaps 38 General Processing Steps Rate Smoothing All OSHPD and all single-year CDPH variables were collected for all ZIP codes in California. The CDPH datasets included separate categories that included either patients who did not report any ZIP code, or patients from ZIP codes in which the number of cases fell below a minimum level. These patients were removed from the analysis. As described above, patient records in ZIP codes not represented by ZCTAs were added to those ZIP codes corresponding to the ZCTAs that they fell inside or were closest to. The next step in the analysis process was to calculate rates for each of these variables. However, rather than calculating raw rates, empirical Bayes smoothed rates (EBR) were created for all variables possible. Smoothed rates are considered preferable to raw rates for two main reasons. First, the small population of many ZCTAs, particularly those in rural areas, meant that the rates calculated for these areas would be unstable; this is sometimes referred to as the small number problem. Empirical Bayes smoothing seeks to address this issue by adjusting the calculated rate for areas with small populations so that they more closely resemble the mean rate for the entire study area. The amount of this adjustment is greater in areas with smaller populations, and less in areas with larger populations. Because the EBR were created for all ZCTAs in the state, ZCTAs with small populations that may have unstable high rates had their rates “shrunk” to more closely match the overall variable rate for ZCTAs in the entire state. This adjustment can be substantial for ZCTAs with very small populations. The difference between raw rates and EBR in ZCTAs with very large populations, on the other hand, is negligible. In this way, the stable rates in large population ZIP codes are preserved, and the unstable rates in smaller population ZIP codes are shrunk to more closely match the state norm. While this may not entirely resolve the small number problem in all cases, it does make the comparison of the resulting rates more appropriate. Because the rate for each ZCTA is adjusted to some degree by the EBR process, it also has a secondary benefit of better preserving the privacy of patients within the ZCTAs. EBR were calculated for each variable using the appropriate base population figure reported for ZCTAs in the 2010 census: overall EBR for ZCTAs were calculated using total population, and sex, age, and normalized race/ethnicity EBR were calculated using the appropriate corresponding population stratification. EBR were calculated for every overall variable, but could not be calculated for certain of the stratified variables. In these cases, raw rates were used instead. The final rates in either case for H, ED, and the basic mortality variables were then multiplied by 10,000, so that the final rates represent H or ED discharges, or deaths, per 10,000 people. Age Adjustment The additional step of age adjustment was performed on the all-cause mortality variable as well as four OSHPD reported ED and H conditions: diabetes, heart disease, hypertension, and stroke. Because the occurrence of these conditions varies as a function of the age of the population, differences in the age structure between ZCTAs could obscure the true nature of the variation in their patterns. For example, it would not be unusual for a ZCTA with an older population to 39 have a higher rate of ED visits for stroke than a ZCTA with a younger population. In order to accurately compare the experience of ED visits for stroke between these two populations, the age profile of the ZCTA needs to be accounted for. Age adjusting the rates allows this to occur. To age adjust these variables, we first calculated age stratified rates by dividing the number of occurrences for each age category by the population for that category in each ZCTA. Age stratified EBR were used whenever possible. Each age stratified rate was then multiplied by a coefficient that gives the proportion of California’s total population for that age group as reported in the 2010 Census. The resulting values are then summed and multiplied by 10,000 to create age adjusted rates per 10,000 people. OSHPD Benchmark Rates A final step was to obtain or generate benchmark rates to compare the ZCTA level rates to. Benchmarks for all OSHPD variables were calculated at the HSA, county, and state levels by first, assigning given ZIP codes to each level of analysis (HAS, county, or state); second, summing the total number of cases and relevant population for all ZCTAs for each HSA, county, or the state; and finally, dividing the total number of cases by the relevant population. Benchmarks for CDPH variables were obtained from two sources. County and state rates were found in the County Health Status Profiles 2010. Healthy People 2020 rates (U.S. Department of Health and Human Services, 2012) were also used as benchmarks for mortality data. Additional Well Being Variables Further processing was also required for the two additional mortality based wellbeing variables, infant mortality rate and life expectancy at birth. To develop more stable estimates of the true value of these variables, their calculation was based on data reported by CDPH for the years from 2006-2010. Because both ZIP code and ZCTAs can vary through time, the first step in this analysis was to determine which ZIP codes and ZCTAs endured through the entire time period, and which were either newly added or removed. This was done by first comparing ZIP code boundaries from 2007 to 2010 ZCTA boundaries. The boundaries of ZIP codes/ZCTAs that existed in both time periods were compared. While minor to more substantial changes in boundaries did occur with some areas, values reported in various years for a given ZIP code/ZCTA were taken as comparable. In a few instances, ZIP codes/ZCTAs that were included in the 2010 ZCTA dataset were not included in the 2007 ZIP code list, or vice versa. The creation date for these ZIP codes were confirmed using an online resource and if these were created part way through the 2006 – 2010 time period, the ZIP code/ZCTA from which the new ZIP codes were created were identified. The values for these newly created ZIP codes were then added to the values of the ZIP code from which they were created. This meant that in the end, rates were only calculated for those ZIP codes/ZCTAs that existed throughout the entire time period, and that values reported for patients in newly created ZIP codes contributed to the rates for the Zip Code/ZCTA from which their ZIP codes were created. Processing for Specific Variables 40 Additional processing was needed to create the tract vulnerability index, the additional well being variables, and some of the behavioral and environmental variables. Tract Vulnerability Index The tract vulnerability index was calculated using five tract level demographic variables calculated from the 2010 American Community Survey 5 Year Estimates data: the percent nonWhite or Hispanic population, percent single parent households, percent of population below 125% of the Federal Poverty Level, the percent population younger than 5 years, and the percent population 65 years or older. These variables were selected because of their theoretical and observed relationships to conditions related to poor health. The percent non-White or Hispanic population was included because this group is traditionally considered to experience greater problems in accessing health services, and experiences a disproportionate burden of negative health outcomes. The percent of households headed by single parents was included as the structure of households in this group leads to a greater risk of poverty and other health instability issues. The percent of population below 125% of the federal poverty level was included because this is a standard level used for qualification for many state and federally funded health and social support programs. Age groups under 5 years old and 65 and older were included because these groups are considered to be at a higher risk for varying negative health outcomes. The population under 5 years group includes those at higher risk for infant mortality and unintentional injuries. The 65 and over group experiences higher risk for conditions positively correlated with age, most of which include the conditions examined in this assessment: heart disease, stroke, diabetes, and hypertension, among others. Each input variable was scaled so that it ranged from 0 to 1 (the tract with the lowest value on a given variable received a value of 0, and the tract with the highest value received a 1; tracts with values between the minimum and maximum received some corresponding value less than 1). The values for these variables were then added together to create the final index. This meant that final index values could potentially range from 0 to 5, with higher index values representing areas that had higher proportions of each population group. Well Being Variables Infant Mortality Rate Infant mortality rate reports the number of infant deaths per 1,000 live births. It was calculated by dividing the number of deaths for those with ages below 1 from 2006-2010 by the total number of live births for the same time period (smoothed to EBR), and multiplying the result by 1,000. Life Expectancy at Birth Life expectancy at birth values are reported in years, and were derived from period life tables created in the statistical software program R using the Human Ecology, Evolution, and Health 41 Lab’s example period life table function. This function was modified to calculate life tables for each ZCTA, and to allow the life table to be calculated from submitted age stratified mortality rates. The age stratified mortality rates were calculated for each ZIP code by dividing the total number of deaths in a given age category from 2006-2010 by five times the ZCTA population for that age group in 2010 (smoothed to EBR). The age group population was multiplied by five to match the five years of mortality data that were used to derive the rates. Multiple years were used to increase the stability of the estimates. In contexts such as these, the population for the central year (in this case, 2008) is usually used as the denominator. 2010 populations were used because they were actual Census counts, as opposed to the estimates that were available for 2008. It was felt that the dramatic changes in the housing market that occurred during this time period reduced the reliability of 2008 population estimates, and so the 2010 population figures were preferred. Environmental and Behavioral Variables The majority of environmental and behavioral variables were obtained from existing credible sources. The reader is encouraged to review the documentation for those variables, available from their sources, for their particulars. Two variables, however, were created specifically for this analysis: alcohol availability, and park access. References Anselin, L. (2003). Rate Maps and Smoothing. Retrieved February 16, 2013, from http://www.dpi.inpe.br/gilberto/tutorials/software/geoda/tutorials/w6_rates_slides.pdf California Department of Public Health. (2012). Individual County Data Sheets. Retrieved February 18, 2013, from County Health Status Profiles 2012: http://www.cdph.ca.gov/programs/ohir/Pages/CHSPCountySheets.aspx CDC. (2011). Matrix of E-code Groupings. Retrieved March 4, 2013, from Injury Prevention & Control: Data & Statistics(WISQARS): http://www.cdc.gov/injury/wisqars/ecode_matrix.html Datasheer, L.L.C. (2012, March 3). ZIP Code Database STANDARD. Retrieved from ZipCodes.com: http://www.Zip-Codes.com Datasheer, L.L.C. (2013). Zip-Codes.com. Retrieved February 16, 2013, from http://www.zipcodes.com/ Dignity Health. (2011). Community Need Index. Esri. (2009, May 1). parks.sdc. Redlands, CA. GeoLytics, Inc. (2008). Estimates of 2001 - 2007. E. Brunswick, NJ, USA. Human Ecology, Evolution, and Health Lab. (2009, March 2). Life tables and R programming: Period Life Table Construction. Retrieved February 16, 2013, from Formal Demogrpahy Workshops, 2006 Workshop Labs: http://www.stanford.edu/group/heeh/cgibin/web/node/75 42 Klein, R. J., & Schoenborn, C. A. (2001). Age adjustment using the 2000 projected U.S. population. Healthy People Statistical Notes, no. 20. Hyattsville, Maryland: National Center for Health Statistics. R Development Core Team. (2009). R: A language and environment for statistial computing. Vienna, Austria: . R Foundation for Statistical Computing, Vienna, Austria. ISBN 3-90005107-0, URL http://www.R-project.org. U.S. Census Bureau. (2013a). 2010 American Community Survey 5-year estimates. Retrieved February 14, 2013, from American Fact Finder: http://factfinder2.census.gov/faces/nav/jsf/pages/searchresults.xhtml?refresh=t U.S. Census Bureau. (2013b). 2010 Census Summary File 1. Retrieved February 14, 2013, from American Fact Finder: http://factfinder2.census.gov/faces/nav/jsf/pages/searchresults.xhtml?refresh=t U.S. Census Bureau. (2011). 2010 TIGER/Line(R) Shapefiles. Retrieved August 31, 2011, from http://www.census.gov/cgi-bin/geo/shapefiles2010/main U.S. Deparment of Health and Human Services. (2012). Office of Disease Prevention and Health Promotion. Healthy People 2020. Washington, DC. Retrieved February 18, 2013, from http://www.healthypeople.gov/2020/topicsobjectives2020/pdfs/HP2020objectives.pdf 43 Rideout Health Group Pathways Alcohol Treatment Program Cedar Lane FRC Yuba County Health & Human Services, Public Health Clinic Yuba County Tobacco Cessation Yuba County Adult Services Division 95901 P P E, P P S, M, E, I, CM, P 95901 P 95901 I, P 95901 Specialty Other Non-profit hospital Cancer center, neurosurgery center, lab, ancillary services Outpatient and inpatient alcohol and drug treatment Family Resource Center S, P Testing and vaccines CM Senior services E, P CM P Diapers, clothes, father involvement, parenting classes Dental Tobacco P Medical Services CM, C, R, P 95901 95901 Substance Abuse Nutrition Mental Health Hypertension Diabetes Asthma/ Lung Disease Name Zip Code Appendix D Health Assets Identified for SSHNV HSA Yuba County Children's Services 95901 C Yuba-Sutter Counties, Veteran Service Office 95901 I, R Maternal Child and Adolescent Health 95901 Peach Tree Clinic 95901 Medical Services P I, R Specialty Other Child welfare Foster parenting, ER, family reunification Veterans E, P P P Children Health & Disability Prevention Program (CDPH) 95901 R Yuba County WIC 95901 P Aegis Medical System 95901 Child Development Center 95903 Brownsville Clinic Sutter County WIC 95919 95953 E Safety classes S, P Low income families S, P Prevention, periodic health assessments for children of low income families Pregnant mothers and children Childcare, family recreation E, P P P Yes R S, CM, C, P E Dental Tobacco Substance Abuse Nutrition Mental Health Hypertension Diabetes Asthma/ Lung Disease Name Zip Code 44 Lab, diagnostic Olivehurst FRC 95961 Rideout Health Group 95991 Buddy's House 95991 Pathways Prevention 95991 Planned Parenthood: Yuba City Health Center 95991 Peach Tree Clinic 95991 Sutter Smiles Dental Van 95991 Medical Services P P P P P Other Family Resource Center Diapers, clothes, father involvement, parenting classes Surgery center, pain management, occ health, ortho, lab, senior services, E, P R, P E Specialty E, I, R Dental Tobacco Substance Abuse Nutrition Mental Health Hypertension Diabetes Asthma/ Lung Disease Name Zip Code 45 Sober living E, I S, P Women's health S, P Low income families Dental care for low income families Men's health, birth control, abortion services Yes Sutter North Medical Group 95991 Women's Circle Nurse-Midwife Services Inc. 95991 California Tribal TANF 95991 CM Bi-County Mental Health 95991 S, M, E, I, CM, C, R, P Options for Change 95991 P P Medical Services Specialty Primary car, surgical center, neurology, ophthalmology, otolaryngology, pain management, podiatry, urology, OBGYN, ortho, physical therapy, gastro, derma, occ health, radiology, urgent care S, M, E, CM, R, P P I, C, R, P Other E, I, R, P Midwifery CM Native American Community Cash assistance Dental Tobacco Substance Abuse Nutrition Mental Health Hypertension Diabetes Asthma/ Lung Disease Name Zip Code 46 Sutter County WIC 95991 P Yuba-Sutter Gleaners Food Bank, Inc. 95991 P Salvation Army 95991 Yuba City Senior Center 95991 Ampla Health 95991 Twin Rivers Crisis Center 560 Cooper Avenue, Yuba City, CA 95991 (530) 7519511 95991 Casa De Esperanza 95992 Sutter Feather Down Family Practice 95993 Medical Services Specialty Other Food bank Clothing C I, R, C P P I, R Shelter, wellness/recovery, family services P Internal, pediatrics S, P Residential program for women P E, C, R Sexual assault/domestic violence prevention P P Transportation, shelter Lab Dental 95991 Tobacco Co-Dependents Anonymous for Men & Women Substance Abuse Nutrition Mental Health Hypertension Diabetes Name Zip Code Asthma/ Lung Disease 47 95993 St. Andrew's Presbyterian Church 95993 National Association of Counties Prescription Drug Discount Card Program 95993 Nor-Cal Center on Deafness Child Care Planning Council of Yuba & Sutter Counties Harmony Health Medical Clinic & Family Resource Center 95993 Specialty P Native American Community Other P M, E E E, P Immunizations P C 95901 95901 Medical Services P Prescriptions I, R, A Deaf residents E E, C, P E E, P Childcare Parenting workshops Cradle to the grave primary care FRC Dental Sutter County Public Health E Tobacco 95993 P Substance Abuse Chronic Disease Prevention Program Nutrition 95993 Mental Health Sutter County WIC E Hypertension 95993 Diabetes Feather river Tribal Health Asthma/ Lung Disease Name Zip Code 48