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GWSP, Bonn, Dec 2010 Hydrologic Risk Transfer Models as Adapting Strategies for Changing Scenarios of Water Vulnerability: Challenges and Opportunities by Eduardo Mario Mendiondo Sao Carlos School of Engineering University of Sao Paulo Brazil “Strategies for sustainable development depict a learning transition from uncertainty analysis to uncertainty management, encouraging new rules, attitudes and scenarios capable of being profited in water (risk) problems” (Mendiondo & Valdes, 2002). Giovanni Benzoni (1809-1873) “Il Pompeiani” Contents • • • • Hydrologic Risk Transfer Models ‐ HRTMs Working hypotheses and approaches Methods and applications Opportunities for GWSP Adapting to “hydrorisks” Marengo (2010) Adapting measures to hydrologic risks are particularly relevant at watersheds threatened by climate extremes, especially those rivers being highly impacted by progressive transformation, in North America and South America (Mendiondo & Valdes, 2002) with ungauged or poor gauged basins’ responses (Sivapalan et al, 2003). First, a Water Footprint Generator module (WFG) is mathematically oriented into a new multiscale water balance equation with traditional components of precipitation, evapotranspiration and runoff, as well as with water supply, sewer production and virtual water fluxes, including garbage production. Brazilian Federal Law of Urban Waters #11.445 P ETR Water Footprint Generator Water Supply Virtual water of goods and services Virtual Water of Garbage & Residues Domestic/sector’s sewage Q (urban drainage) WORKING HYPOTHESES ‐ Conversely, if it is generalized into a distributed approach, modeled pixels are envisaged as water footprint generators of local ecohydrology with side attributes of self‐resilience, ‐continuity, ‐diversity, ‐ dynamics and self‐vulnerability (Mendiondo, 2008). ...with further refinements to Global Water System Projects. What new limitations/scaling thresholds to medium and large river basins?* waterfootprint 64 4744 8 ⎞ ⎛ }* ⎟ ⎜ P + Supply + VWI Dilution Q Sewage Garbage [1] = { + , , { ∑ 1 2 3 ⎟ ⎜ green green blue blue 14444⎝442444444 3⎠ grey } [2] = { ETR + Q + Sewage + Garbage 1444 424444 3 green * grey grey * Mendiondo et al (2010) The objective is twofold: firstly, to link Global Circulation Model outputs to regional HRTMs at representative watersheds; secondly, to explore several how combinations of hypothesis testing on climate change and land-use scenarios should elicit water insurance models in order to propose new indexes of water vulnerability and resilience, adaptation thresholds of more vulnerable society’s sectors and mitigation policies of the whole economical system. HRTMs and scenarios of change Second, the Risk‐Transfer Balance module (RTB) performs long‐term scenario runs through intensively‐generated optimal efficiency predictions of features of recovering insurance tradeoffs. RTB boundary conditions runs range from climate variability conditions to land‐use change with water use intensity. Sensitivity of insurance fund under prospective scenarios and under different nominal areal-specific premiums Flood insurance fund [ $.km-2 ] = 835 US$/Km2 = 458 US$/Km2 = 352 US$/Km2 80000 70000 60000 50000 40000 30000 20000 10000 0 0 10 20 Time [ year ] 30 40 50 Novel HRTMs are derived on long-term scenarios and modeling runs of possible climate and land use changes (Mendiondo et al, 2005). Other works with HRTMs relate to resilience and demonstrate how scientific methods can be merged into feasible strategies of risk transfer at the watershed scale with vulnerable sectors and stakeholders (Mendiondo, 2010). HRTMs are scenario‐based models performing a system analysis linked to regular hydrologic models and oriented to reduce vulnerability through balance equations, i.e. insurance funds related to hazards` payments and premiums efficient scenarios nonefficient scenarios HRTMs Averaged premium’s revenues and scenario efficiencies related to progressive premium coverage from 30 stochastic runs throughout 50-year period, and for maximum annual floods. Efficiency depicts the relative number of favourable longterm scenarios at which insurance fund is selfsustainable. 'Efficiency' is as an alternative indicator to express how cope with flood vulnerability at catchment scale 'Revenue of premium' outlines, in percent, the difference between initial (non-optimized) and final (optimum) premium. This is an alternative index to emulate the resilient capacity of insurance to risk transference device. To address resilience and vulnerability indexes, the insurance model emulate stochastically-based scenarios based upon ‘fund tank’ solvency as well as time-averaged efficiency throughout long-term scenarios of land-use. Then climate change and land-use scenarios could be tested as end-points or mixed situations which generate a wide range of possibilities HRTMs used for water extremes and insurance options across governance policy scenarios under climate change** The x-axis is the magnitude of the disturbance of ecosystem services, measured by the number of people affected. The y-axis is the likelihood of an extreme ecosystem event of a given magnitude. The total area under each curve is the same (for each scenario the probabilities of all event magnitudes must sum to one 1). Order from Strength - OS Local outbreaks of diseases and pests (especially in poorer and heavily populated countries) that can spread globally despite border controls, famine, crop collapse, landslides, storm damage and fisheries collapse under CLIMATE CHANGE. , VERY LOCAL SECURITY MARKETS, HIGH-REACTIVE INSURANCE Probability of Event Global Orchestration - GO Adapting Mosaic - AM Local outbreaks of diseases and pests that can have global impacts (eg; SARS and H1N1) until controls are put in place by global cooperation. Breakdown in local and regional hydrological cycles, accumulation of nutrients, and pollutants of local but not global significance, global ecological problems (including CLIMATE CHANGE and decline of international fisheries) that have major impacts before being recognized and mitigated by global cooperation .REACTIVE INSURANCE, GLOBAL SECURITY MARKETS Results of failed experiments at local scales (e.g. failed rehabilitation of wetlands, inland or costland fisheries, flood mitigation), Small scale technological failures under CLIMATE CHANGE. AM1: (on)LEARNING INSURANCE? , TRANSITION SECURITY MARKET Technogarden - TG 1,000,000 Event size (number of people) Broader scale events that become problems due to lack of communication/cooperation between local and/or regional communities (e.g. outbreaks of pests like hydrological problems that span multiple watersheds, responses to CLIMATE CHANGE, failure to develop regional-scale strategies for biodiversity protection or regulation of river flows and water withdrawals). Adaptation and learning under transition. AM2: INSURANCE UNDER ADAPTATION?, LOCAL SECURITY MARKET. Breakdown in ecosystem processes at local scale because aspects of ecosystem function under CLIMATE CHANGE have been overlooked in the application of environmental technologies. The problems are of low likelihood but if they occur, they have locally major impacts. TG: “GREEN” INSURANCE, GLOBAL SECURITY MARKET **Mendiondo (2009) adapted from Millennium Ecosystem Assessment (2005) Emerging South American flood insurance market (ca. US$ 80 billion/year) from scenarios during period 2000‐2100 * * “FPC”: ‘Flood Poverty Cycles’ To further mitigate preventable water disasters, mitigate related catastrophes and transfer those growing water risks, new insurance models, herewith known as Hydrological Risk Transfer Models (HRTM), are proposed coupling hydrologic models with economic layouts regarding a scenario approach. * * Mendiondo (2005). Some applications of HRTMs Marengo (2009) Demonstrative pilot projects (1) Marengo (2009) Source: Marengo (2010) The purpose is preliminary to approach case studies at representative biomes of Subtropical and Semi-Arid areas, thereby underpinning yardsticks of how to replicate intensive HRTM runs. Future scenarios from GCMs, with uncertainty intervals between period of years 2000-2050 and 2050-2100, will be the inputs to HRTMs, acting as a dynamic ‘fund tank’ of the insurance device. Special cases of HRTM uses Flash floods River Floods Droughts RATIONALE ‐ When derived impacts across several spatiotemporal scales are converted into disaster likelihoods, the inherent resilience of composite biogeochemical processes is enhanced through risk‐transfer mechanisms. Under a lumped single scheme, this working approach, on the one hand, envisages risk assessment (hazard, vulnerability and exposure) of hydro‐ climatic regimes modified at watershed scales; on the other hand, it acknowledges steps of manageable actions under uncertainty assessments. . RISK ASSESSMENT: from Crichton, 1999. risk − assessment ( components )[ IMPACT ,VULNERABILITY ] [ ADAPTATION ; risk − management ( steps )] ⎧6 44444474444448 644 4444 474444444 8⎫ vu erability ln after ( reconstruction )" ⎪ "before" ⎪6 exp osure "during " 6"4 hazard 4 48 4 6 4 47444 8 4 74 8 6 64 4 744 8 647 4 74 8 7 8 ⎪ N− j ⎪ ⎛ ⎞ ⎛ ⎞⎪ ⎞ ⎛ Tr A n ⎛ ⎛ ⎞ ⎞ ⎛ ⎞ t t t 1 Δ ⎪ f ⎛ ⎞ f ,Tr f ,Tr conc ⎟ rescue S v ⎟ ⎜ ⎜ ⎜ ⎟⎬ ⎟⎟ , ⎟⎟, 1 − ⎜1 − ⎟⎟ , ⎜⎜ ⋅ Risk ⎨⎜⎜ , , ⎜⎜ ⋅ ⎟ nb ⎠ j ⎜⎝ S past t f ⎟⎠ ⎜⎝ tearly − w ⎟⎠ ⎝ tconc ⎠ ⎜⎝ ⎝ T * ⎠ ⎟⎠⎪ ⎪⎝ T * ⎠ j ⎝ Ab j j ⎪ ⎪ ⎪ ⎪ Risk Transfer Models under Long‐Term Changes depending upon policy scenarios for sustainable development: “HydroResilientAdaptometers” Assessed‐and‐Managed‐Risk Indicators step (AMRI) gathers composite indicators of assessing and managing risks in order to perform scenario runs under policy options (Mendiondo, 2010). HRTMs used for participatory perception of hydrologic risks under flash floods f lo o days Percepción del riesgo en la cuenca hidrográfica… … y la “acción” casera para el riesgo, local! Fuente: PPG-UFSCar from Giuntoli & Mendiondo (2008) HRTMs used for large non-stationary rivers, with more vulnerable settlements (Corrientes Station, Parana River Basin, Area= 2 million Km2, Series: 1904-2000) HRTMs used for environmental services from river drought regimes* How do we recover resilient quantitative-qualitative aspects of river regimes under change? A.N.A.(2002) HRTMs for 2010-2050 period UGRHI 13: Tietê-Jacaré 1200 Oferta = Q7,10 Oferta até Q95% Uso consuntivo Uso não-consuntivo m3 / ano.habitante 1000 800 600 400 200 0 2010 2010 2025 2025 2050 2050 HRTMs for 2010-2050 period Surface Water Balance Superficial (m3/s)* Experimental Pilot Project with River Basin Authority of Tiete-Jacare, Sao Paulo, Brazil Source: Mendiondo (2008) Braz. J. Biol. vol.68 no.4 suppl . Nov. 2008 15 m3/s 0 m3/s “O”: Water availability “D”: Water demand 2010 O D 2025 O D 2050 O D time Example Sensitivity analysis of regional impacts of water scarcity at 184 municipalities of Ceara State (Northeastern Brazil) from models ECHAM4 and HadCMx until year 2025 o ano 2025) and prospective adaptation measures towards hydrologic emergency (Araujo et al, 2004) Original database: Araujo et al (2004) 0,2 Relative frequency HRTMs used fro storylines scenarios of water footprint 0,1 Brazilian Water Footprint 0,0 0 500 1000 1500 2000 2500 3000 Individual water footprint (m3/cap.year) Prospective storylines (100% = 2009WF) 200 150 100 50 0 2010 individual water footprint* 2015 2020 2025 2030 2035 2040 Year Mendiondo et al (2009*) 2045 2050 HRTMs linked to Virtual Water Fluxes at Demonstrative Pilot Project Virtual Water Flux (from): Farm & Forest Industry Non-consuntive ** Mendiondo (2008) Opportunities: HRTMs linked to regional modeling strategy Source: Marengo (2010) New climate change scenarios runs through Brazilian CPTEC-ETA model, globally-constrained by either HadCM3 or ECHAM4, from baseline scenarios A1B, A2 and B1 for the period 1960-2100, also include indexes of extreme precipitation, temperature and water scarcity indexes here used. Eduardo Mario Mendiondo emm@sc.usp.br mendiondo@uol.com.br e.mario.mendiondo@gmail.com Thank you ! Thank you! emm@sc.usp.br e.mario.mendiondo@gmail.com mendiondo@uol.com.br APPLICATION ‐ All modules, WFG, RTB and AMRI can be adaptively scalable and linked under flexible layouts, either under matrix pixels or free‐irregular topology objects capable of being modeled and controlled, when feasible, by remote sensing, web‐GIS and wireless sensor web technology (HUMAN‐BASED SCALE) . Examples 3 1 2 4 Table 1‐ Averaged green water footprint of a A4‐paper according to Brazilian forest stands at demonstrative pilot projects (Source: E M Mendiondo, 2010, WWF/ACE Internal Report) Brazilian demonstrative forest forest wood yield green water footprint of a A4paper [liter] neutral water footprint management practices moderate 10 high 2 Amazon-savannah transition forest rapid 35 moderate 3 Amazon rainforest rapid 42 moderate 4 Subtropical ancient forest low 83 very low 1 Caatinga, water scarcity forest Hazard prediction risks from Flashfloods also need of calibration, validation and identifiability approaches Non-stationary relationship between radar-based (dBZ) Vs ground precipitation during a flash-flood at Gregorio creek, São Carlos, Brazil. Traced lines and numbers depict a 30-min discretized time sequence (Gonçalves & Mendiondo, 2008)