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BE PART OF A WINNING TEAM WITH THE #1 FRANCHISE * More than 40,000 SUBWAY® locations throughout the world Fred DeLuca and Dr. Peter Buck opened the first SUBWAY® restaurant in the city of Bridgeport, Connecticut, USA, in Fred DeLuca the summer of 1965. They later incorporated in the name of Doctor’s Associates Inc. The SUBWAY® chain is the largest restaurant chain in the world with more locations than any other restaurant. SUBWAY® is a registered trademark of Doctor’s Associates Inc. © 2013 Doctor’s Associates Inc. Franchise may be offered by prospectus, through affiliate companies. Numbers subject to change. Please visit www.subway.com for the latest restaurant and country counts. *SUBWAY® is the #1 restaurant chain in total restaurant count with more locations than anyone else in the Quick Service Restaurant industry. Each SUBWAY® location is focused on making great sandwiches. In fact, it is so great, that many SUBWAY® customers have become franchise owners simply because they believe in the product. Exceptional growth Since its founding the SUBWAY® franchise system has experienced phenomenal growth, and has become the #1 Quick Service Restaurant chain in the world. In most years, about 70% of new franchises are purchases by existing owners. Décor The SUBWAY® décor integrates the look of natural building materials - brick, clay, stone into the stores and conveys to customers that SUBWAY® locations are warm and inviting family dining destinations. Great food SUBWAY® “Sandwich Artists” create customers’ sandwiches on a varied selection of daily baked gourmet breads. With the option of many ingredients, the sandwiches are customized with an array of meats, cheeses, vegetables, and lastly topped off with unique select sauces. In addition, many food flavors are brought out by toasting the sandwiches to perfection, just the way a customer wants. Products you will be proud to serve The SUBWAY® franchise offers your customers many great options to eat a fresh meal, fast. Think about your customer base and all the potential consumers who patronize your business. Wouldn’t the quality of the SUBWAY® products appeal to those consumers? SUBWAY FRESH FIT™ Menu* The nutritional value of our food is very important. The SUBWAY FRESH FIT™ menu is low in saturated fat and cholesterol. *SUBWAY FRESH FIT™ menu is currently available in the US, Canada, Australia and New Zealand “You don't have to go underground to catch this Subway. Doctor's Associates operates the Subway chain of sandwich shops, the world’s largest restaurant chain, boasting more than 36,000 locations in 100 countries. All Subway restaurants are franchised and offer such fare as hot & cold sub sandwiches, flatbread sandwiches, and salads. Subways are located in freestanding buildings, as well as in airports, convenience stores, sports facilities, and other locations. Doctor's Associates is owned by co-founders Fred DeLuca and Peter Buck, who opened the first Subway in 1965.” The Top 100 Global Franchises have been selected from thousands of franchises that have invested in international expansion strategies and have been ranked using an objective and measurable criteria. SUBWAY® ranked # 1. FRANCHISE DIRECT.COM The franchisee is responsible for: Initial franchise fee Finding locations Leasehold improvements and equipment Hiring employees and operating restaurants Paying 8% royalty to the company and a fee into the advertising fund The company provides: Fast Food Category Category: Most Popular SUBWAY® = Number 1 Category: Top Service SUBWAY® = Number 1 Category: Healthy Options SUBWAY® = Number 1 Access to formulas and operational systems Store design and equipment ordering guidance Training program Operations manual Representative on-site during opening Periodic evaluations and ongoing support Informative publications Complete in full and do not use abbreviations. Please print clearly or type. DA Name ______________ DA # __________________ Sales Manager __________ Disclosed Date __________ OFFICE USE ONLY Application for Additional Information In addition to requesting additional information, this application is used for purchasing a new franchise, an additional franchise, or the purchase and transfer of an existing store. The filing of this form does not obligate the applicant to purchase or the franchisor to sell a franchise or location. YOUR PERSONAL INFORMATION Date____________ Where did you hear about the SUBWAY® franchise?____________________________________________ First/Given Last/Surname Country Name______________________________________ Citizen of___________________Permanent Resident of _____________ Country Date of Birth___________ Drivers Licence Number*________________________________ Gender Ƒ Male Ƒ Female Other names you are known by ________________________________________________Are you of legal age ? Ƒ Yes Have you ever been convicted of a felony or its equivalent? Yes Ƒ No Have you ever been associated directly or indirectly with terrorist activities? Ƒ Yes Ƒ No Ƒ Has a judgment/lien/bankruptcy been filed against you or have you been involved in any litigation proceeding in the past 5 years? Yes No Ƒ Ƒ Ƒ No (If yes, you will need to provide the following for each judgment/lien/ bankruptcy proceeding: names of the parties involved, date filed, court where filed and nature of the proceeding.) Area code / country & city code Area code / country & city code Area code / country & city code Telephone (Home) _______________________________ (Fax) ___________________ (Mobile) _______________________ Residence Address ______________________________________________________________________________________ City___________________________ State/Province________________________________ Zip/Postal Code______________ Country __________________________________Email address_____________________________________________________ SPOUSE PERSONAL INFORMATION (Use a Separate Application for Partners) Country Spouse’s Name_____________________________ Citizen of___________________Permanent Resident of _____________ Country Date of Birth___________ Drivers Licence Number*________________________________ Gender Ƒ Male Are you of legal age ? Ƒ Yes Other names known by ___________________________________________________ Have you ever been convicted of a felony or its equivalent? Yes Ƒ No Have you ever been associated directly or indirectly with terrorist activities? Yes No Ƒ Ƒ Ƒ Has a judgment/lien/bankruptcy been filed against you or have you been involved in any litigation proceeding in the past 5 years? Yes No Ƒ Ƒ Female Ƒ Ƒ No (If yes, you will need to provide the following for each judgment/lien/ bankruptcy proceeding: names of the parties involved, date filed, court where filed and nature of the proceeding.) EDUCATIONAL BACKGROUND Highest Education Achieved Ƒ Ƒ Ƒ Ƒ College Degree or higher Some College High School Ƒ GED Didn’t Complete High School Schools Attended City State Country Years Grade or Degree Attained _____________________________________________________________________________ _____________________________________________________________________________ ______________________________________________________________________________ BUSINESS INFORMATION (Complete All Questions) Ƒ Self Employed Ƒ Employed by ______________________________________________ No. Years___________ Nature of Business__________________________________________ Title _________________________Describe Position_____________________________________ Address___________________________________________________________________________ City_____________________State/Province_________Zip/Postal Code________Country__________ Select Your Business Experience Level Ƒ Restaurant Management Ƒ Other Business Management Ƒ Restaurant Non Management Ƒ No Business Experience May we contact you at work? YesƑ NoƑ List all restaurant & food service businesses in which you have an ownership interest: Telephone (Bus.) ________________________Telephone (Alt.)_______________________________ Area code / country & city code Area code / country & city code FINANCIAL INFORMATION (Please List Figures in US Dollars, if possible) Income from current occupation ________________/year Income from other sources ________________/year Please explain other income_________________________ Personal Bank(s) /Branch Address ________________________________________________ Individual Liquid Assets (Cash, Stocks, etc.) a)___________ Individual Fixed Assets (Home, Car, etc.) b)___________ Individual Total Assets (a + b) c)___________ Individual Liabilities (Mortgages, Loans, etc.) d)___________ Your Individual Total Net Worth (c - d) e)___________ ________________________________________________ Would this business be your sole income source? Yes Ƒ No Ƒ Is there other financing not included in (e) above? Yes Ƒ No Ƒ If yes, how much financing is available? _______________ ________________________________________________ Excluding any financing listed below Type of Currency_________________ *Optional for additional information purposes but required to begin the process of the purchase and transfer of an existing location. Also note: it will be required prior to the purchase of a new franchise. AUSTRALIAN GLOBAL ENGLIGH SUBWAY® is a registered trademark of Doctor’s Associates Inc. ©2013 Doctor’s Associates Inc. APPLICATION ©2013 Doctor's Associates Inc. REFERENCES (Excluding Relatives) Name Address Telephone (area/country & city code) PARTNERS (All partners need to fill out a separate application and if listed, must be named on any Franchise Agreement executed in connection with this application unless we allow otherwise. ) Will you have partner (s)? ƑYes Ƒ No First Last If not, you may skip this section. Otherwise, please complete all relevant sections below: Middle Initial Partner’s Name ________________________________________ Ƒ Active Ƒ Silent Partner’s Name ________________________________________ % Ownership _______ Ƒ Male Ƒ Female Ƒ Active Ƒ Silent _______ Ƒ Male Ƒ Female Partner’s Name ________________________________________ Ƒ Active Ƒ Silent _______ Ƒ Male Ƒ Female Partner’s Name ________________________________________ Ƒ Active Ƒ Silent _______ Ƒ Male Ƒ Female RESTAURANT OPERATIONS If qualified, when will you invest in a franchise? Ƒ Now Ƒ Within 6 months Ƒ 6 months to 1 year Ƒ More than 1 year How involved will you be in operating the restaurant? Ƒ 0% Not involved at all Ƒ 50% Somewhat involved Ƒ100% Completely involved In what country would you like to open your SUBWAY® restaurant?: (If different from your country of residence) ____________________________________________________________________________________ Estimated training date should you choose to invest: __________________________________________ I understand that the granting of a franchise is at the sole discretion of the Franchisor (Doctor’s Associates Inc., Subway Franchise Systems of Canada, Ltd., Subway International, B.V, Subway Systems do Brasil Ltda., Subway Partners Colombia, C.V., Subway Systems India, Private Limited, Sandwich and Salad Franchises of South Africa, (Pty) Ltd, Subway Systems Australia, Pty. Ltd. or its affiliate). I understand that I must be a citizen or permanent resident of the United States or Canada to purchase a franchise to be located in the respective country and that I must provide the requisite proof to the Franchisor prior to any franchise sale or transfer. For any franchise to be located outside of the United States or Canada, I understand that I must provide the requisite photo identification to the Franchisor to verify my identity prior to any sale or transfer and upon request during the term of any franchise agreement entered into with the Franchisor. I understand that any information I receive from the Franchisor or from any employee, agent or franchisee of the Franchisor or its affiliate is highly confidential (“Confidential Information”), has been developed with a great deal of effort and expense to the Franchisor, and is being made available to me solely because of this application. I agree that I shall treat and maintain all Confidential Information as confidential, and I shall not, at any time, without the express written consent of the Franchisor, disclose, publish, or divulge any Confidential Information to any person, firm, corporation or other entity, or use any Confidential Information, directly or indirectly, for my own benefit or the benefit of any person, firm, corporation or other entity, other than for the benefit of the Franchisor. I authorize the Franchisor or its designee to procure an investigative consumer report, a general background search and an investigation in accordance with anti-terrorism legislation, such as the USA Patriot Act and Executive Order 13224 enacted by the US Government (collectively referred to as “Investigations”). I understand that these Investigations may reveal information about my background, character, general reputation, mode of living, association with other individuals or entities, creditworthiness, litigation history and job performance (collectively referred to as “Investigation Data”). I understand that, upon written request, within a reasonable period of time, I am entitled to additional information concerning the nature and scope of these Investigations. I hereby release any representative of the Franchisor or its affiliate, a credit bureau, security consultant or other investigative service provider selected by the Franchisor, its affiliates, officers, agents, employees, and/or servants (collectively referred to as the “Investigator”) from any liability arising from the preparation of these Investigations. This authorization for release of information includes but is not limited to matters of opinion relating to Investigation Data. I authorize all persons, schools, companies, corporations, credit bureaus, law enforcement agencies or other investigative service providers to release such information without restriction or qualification to the Investigator. I voluntarily waive all recourse and release them from liability for complying with this authorization. This authorization/release shall apply to this as well as any future request for these Investigations by the above named individuals or entities. I authorize that a photocopy or facsimile of this release be considered as valid as the original. US, PUERTO RICO, GUAM AND CANADA I agree that I will settle any and all previously unasserted claims, disputes or controversies arising out of or relating to my application or candidacy for the grant of a SUBWAY® franchise from Franchisor, pursuant to the laws of Connecticut, USA1 and by binding arbitration only. The arbitration shall be administered by the American Arbitration Association (“AAA”) or its successor (“AAA”) in accordance with its administrative rules including, as applicable, the Commercial Rules of the AAA and under the Expedited Procedures of such rules or under the Optional Rules For Emergency Measures of Protection of the AAA. In the event that the AAA is no longer in business, arbitration shall be administered by the American Dispute Resolution Center or its successor (ADRC”) in accordance with its administrative rules. If both AAA and ADRC are no longer in business, then the parties will agree upon an alternative agency to administer the arbitration. I agree that arbitration will be held in Bridgeport, Connecticut, USA2, conducted in English and decided by a single arbitrator. 1 If I am a resident of Canada, Ontario laws will apply, unless I am a resident of Alberta, Prince Edward Island, or New Brunswick, in which case local provincial law will apply. 2 If I am a resident of Ontario, I agree that arbitration will be held under the Ontario Arbitrations Act in Toronto, Ontario, Canada. If I am a resident of Alberta, I agree that arbitration will be held under the Alberta Arbitrations Act in Calgary, Alberta. If I am a resident of Prince Edward Island, I agree that arbitration will be held under the Prince Edward Island Arbitration Act, in Charlottetown, Prince Edward Island. If I am a resident of New Brunswick, I agree that arbitration will be held under The New Brunswick Arbitrations Act in Fredericton, New Brunswick. EUROPE, LATIN AMERICA, US VIRGIN ISLANDS, ASIA, SOUTH AFRICA, MIDDLE EAST, AUSTRALIA AND NEW ZEALAND I agree that I will settle any and all previously unasserted claims, disputes or controversies arising out of or relating to my application or candidacy for the grant of a SUBWAY® franchise from Franchisor (the “Dispute”), pursuant to the laws of the Netherlands3 and by binding arbitration only. The arbitration will be held in accordance with the United Nations Commission on International Trade Regulations and Law (UNCITRAL) Arbitration Rules administered by the International Centre for Dispute Resolution or its successor (‘ICDR”), an affiliate of the American Arbitration Association. In the event that the ICDR is no longer in business, arbitration will be held in accordance with the UNCITRAL Arbitration Rules administered by the American Dispute Resolution Center or its successor (“ADRC”). If both ICDR and ADRC are no longer in business, then the parties will mutually agree upon an alternative arbitration agency to administer the arbitration. I agree that arbitration will be held in New York, New York, USA4, conducted in English and decided by a single arbitrator. 3 If I am a resident of Brazil, Colombia, Ecuador, Mexico, Egypt, India, the Philippines or Thailand, local laws will apply. If I am a resident of South Africa, the laws of Connecticut, USA will apply. If I am a resident of Australia, the laws of Queensland will apply. 4 If I am a resident of Argentina, Austria, Belgium, Brazil, Colombia, Ecuador, Egypt, Liechtenstein, or Thailand, arbitration will be held in my country. If I am a resident of Australia, I agree to non-binding mediation of the Dispute prior to filing for arbitration, which will be conducted in Australia under the auspices of a mediation service from my State or Territory that the Franchisor and I mutually agree upon. I further agree that if the Dispute is not resolved through the mediation process, arbitration will be held in Queensland under the UNCITRAL Arbitration Rules to be administered by an arbitration association, such as the American Arbitration Association or the Institute of Arbitrators or Mediators Australia. If I am a resident of Brazil, arbitration will be administered by the Conciliation, Mediation and Arbitration Chamber CIESP/FIESP. If I am a resident of Germany, arbitration will be held in the Netherlands to be administered by the Netherlands Arbitration Institute. If I am a resident of South Africa, arbitration will held in Connecticut, USA. Everything that I have stated in this application is true and I understand that the information provided by me will be relied upon by the Franchisor. In accordance with anti-terrorist legislation, I understand that I will not be approved to purchase a franchise if I have ever been a suspected terrorist or associated directly or indirectly with terrorist activities. I read, understand, and agree to all of the above. Additionally, I understand that the Franchisor may require me to pass a standardized Math and English exam. I understand that I will be required to provide proof of amounts listed as Liquid Assets above by providing copies of my bank statements for the past three (3) months as verification. Ƒ I consent to electronic disclosure (If available in my country) Date_________________________ Applicant’s Signature (required) ________________________________________________________________________ Date_________________________ Spouse’s Signature (required)__________________________________________________________________________ Online: http://www.subway.com/apply By Fax: + 61 7 3852 4081 By Mail: Attn: Franchise Sales Subway Systems Australia Pty Ltd PO Box 313, Fortitude Valley, QLD 4006 Australia Submit your completed application in one of 3 convenient ways listed: SUBWAY® is a registered trademark of Doctor’s Associates Inc. ©2013 Doctor’s Associates Inc. Revision 5-2013 APPLICATION ©2013 Doctor's Associates Inc. PRIVACY STATEMENT Subway Systems Australia Pty Ltd ACN 009 277 034 ABN 79 009 277 034 Legal Information This Privacy Policy discloses how Subway Systems Australia Pty Ltd (“SSA” or “we” or “us”) collects, protects, uses and shares Personal Information gathered about you, in conformance with the Australian Privacy Act 1998 (Cth), as amended (“Privacy Act”), including the National Privacy Principles. In an effort to comply with the law, and our commitment to protect your Personal Information, we provide the following information, which discloses our policies with respect to Personal Information. Please note that this Privacy Policy does not govern the privacy policies and ® procedures of SSA’s independently owned and operated SUBWAY Restaurants. What type of information do we collect? Personal Information is defined as any information or an opinion about an individual which may cause an individual’s identity to be apparent or known. An identifiable person is one who can be identified, directly or indirectly, by reference to an identification number or to one or more factors specific to his physical, physiological, mental, economic, cultural or social identity. Personal Information shall include but is not limited to: identifying information such as name, home address, home telephone number, e-mail address, Tax File Number, financial information and employment-related information such as may be found on resumes, applications, background verification information, or in employment references. We will not collect sensitive Personal Information except to comply with Affirmative Action data requirements. Sensitive Personal Information can include but is not limited to: information pertaining to gender, disabilities and veteran status. Cookies – Internet Users In addition to Personal Information, we use data collection devices such as "cookies" on certain web pages to help analyse our web page flow and measure promotional effectiveness. Cookies are pieces of information a website sends to an individual’s hard drive while they are viewing the website. Cookies allow the website to remember important information that will make your visit to the site more useful. We use cookies to help improve your future visits. If you do not wish to receive a cookie or if you wish to set your browser to warn you each time a cookie is being sent, or if you wish to turn off all cookies, use the options on your browser to assist you. The “Help” option on your browser may assist you in changing your cookie preferences. Please note that by turning cookies off, you will not have access to many features available on our website. Our Use of Your Information We use your Personal Information to facilitate the services you request. We have tailored our Privacy Policy to adequately inform you of the use of your Personal Information. Collection and Use of Employee Personal Information SSA collects Personal Information from its employees and applicants (human resource data) in connection with administration of its Human Resources programs and functions. These programs and functions include, but are not limited to: job applications and hiring programs, compensation and benefit programs, performance appraisals, training, access to SSA and its affiliates’ facilities and computer networks, employee profiles, internal intranet employee directories, Human Resource recordkeeping, and other employment related purposes. It is the policy of SSA to keep all past and present employee information private from disclosure to third parties, except for our affiliate Doctor’s Associates Inc. (“DAI”), who provides various Human Resource functions to SSA pursuant to a service contract. There are certain business related exceptions and they are: 1. To comply with local, state or federal agency requests; 2. Inquiries from third parties with a signed authorisation from the employee to release the information, except in situations where limited verbal verifications are acceptable (see below); 3. Third parties with which SSA has contractual agreements to assist in administration of company sponsored benefits. Verifications of Employment Prospective employers, state agencies, financial institutions, and residential property managers routinely contact SSA requesting information on a former or current employee's work history and salary. All such requests of this type shall be referred to and completed on a confidential basis by the Human Resources Department or Payroll Department. For written verification of employment requests, information will be provided on the form only when it is accompanied by an employee's signed authorization to release information. The form will be returned directly to the requesting party and filed as part of the Human Resources or Payroll Department’s confidential records. Collection and Use of Customer Information SSA will not collect customer Personal Information, unless the customer contacts SSA directly or otherwise consents to the collection of the same. In order to adequately address a customer’s concern, their Personal Information may be shared with the area Development Agent and franchisee. Development Agents assist with franchise sales, site location, training and provide operational assistance to franchisees. Failure to provide necessary information may prevent SSA from fully addressing any customer concerns. If you are a participant in the Online SUBWAY® Restaurant, we ask for contact information, name, shipping address, phone number, and e-mail address. In the future, we may use this information to contact you regarding products or promotions, as well as other products and services which may be of interest to you. At any time you may “opt out” of future contacts by un-subscribing from our database or contacting the Privacy Officer. Collection and Use of Franchisee and Prospective Franchisee Information By applying to become a SUBWAY® franchisee, a prospective franchisee consents to the collection, use, and disclosure of Personal Information in accordance with the following terms and conditions. We collect and use Personal Information in order to assist a prospective franchisee in applying to become a SUBWAY® restaurant franchisee and to assist SSA in selecting franchisee candidates. Personal Information collected from prospective franchisees includes, but is not limited to: name, address, telephone number, facsimile number, email address, date of birth, citizenship, educational background, criminal background, bank account information for Electronic Funds Transfer, financial statement, litigation history, and taxpayer identification number. Failure to provide requested Personal Information may negatively impact a prospective franchisee’s ability to become a franchisee. Once a prospective franchisee becomes a franchisee, they may then reference themselves by their Franchise Agreement Number. In order to better service franchisees, a franchisee’s Personal Information may be shared between SSA and its affiliates, pursuant to service contracts between them. A franchisee and prospective franchisee’s information may be shared with the Development Agent in their area. A Development Agent is an independent contractor of SSA or one of its affiliates. Development Agents assist with franchise sales, site location, training and provide operational assistance. Development Agents also make recommendations as to whether a prospective franchisee in their territory should be granted a franchise. The Development Agent may use this information to: address a franchisee’s concerns in a customer complaint, respond to a franchisee’s inquires for franchise sales, and any other inquiry which may require a response. SSA will also share Personal Information in order to service franchisee leasing needs and related administrative functions. Franchisee Personal Information may be shared during restaurant transfers. Finally, SSA will share franchisee Personal Information with its affiliate and owner of the trademark and SUBWAY® system, Doctor’s Associates Inc. (“DAI”), in order to provide, service, protect and market the SUBWAY® system. SSA or DAI may also disclose Personal Information to other companies, co-operatives or individuals who we or DAI provide any service to or assist us or DAI in providing or performing functions relating to the SUBWAY® system (for example, including but not limited to: Subway Realty Pty Ltd ABN 55 009 277 374 (“SRPL”) and Subway Real Estate Corporation (“SREC”), which provide or service franchisee leasing needs; Subway International B.V. (“SIBV”) who SSA and DAI assist in providing or performing functions and services relating to the SUBWAY® system; the Independent Purchasing Co-operative (“IPC”) and Independent Purchasing Company (Australasia) Ltd ABN 18 082 169 060 (“IPCA”) who assist us and franchisees with purchasing and supply arrangements relating to the SUBWAY® system; and Subway Franchisee Advertising Fund of Australia Pty Ltd ABN 21 071 190 317 (“Australian SFAF”) and the chain-wide Subway Franchise Advertising Fund Trust (“SFAFT”), which provide advertising services to member restaurants). Collection and Use of Development Agent Information By applying to become a SUBWAY® Development Agent, a Development Agent applicant consents to the collection, use and disclosure of Personal Information in accordance with the following terms and conditions. We collect and use information in order to assist you in applying, and evaluating you to become a Development Agent. Personal Information is collected to assist SSA and its affiliates in selecting Development Agent candidates and for the purpose of operating a development territory. Personal Information collected includes, but is not limited to: name, home address, home telephone number, facsimile number, email address, date of birth, bank account information for Electronic Funds Transfer, financial statement, resume, taxpayer identification number and background checks. Once a Development Agent candidate becomes a Development Agent, they may then reference themselves by their Development Agent Number. Failure to provide necessary information may negatively impact your ability to become a Development Agent. Sharing of Personal Information We may share Personal Information with our service providers, consultants and affiliates for our internal business purposes. Except as described in this Privacy Policy, SSA will not share Personal Information with a third party, unless a customer requests, consents to such disclosure, or disclosure is required or authorized by law. SSA reserves the right to disclose Personal Information to a third party if a law, regulation, search warrant, subpoena, or court order legally requires or authorizes us to do so. SSA also reserves the right to disclose and/or transfer Personal Information to a third party in the event of a proposed or actual purchase, sale, lease, merger, amalgamation or any other type of acquisition, disposal, or financing of all or any portion of SSA or of any of the business or assets or shares of SSA or a division thereof in order for a franchisee or Development Agent to continue to receive the same products and services from the third party. As described above, SSA, its affiliates, third party service providers and Development Agents may share and exchange Personal Information in order to process franchisee and Development Agent applications, administer the SUBWAY® franchise system, implement the SUBWAY® Gift Card program, implement Subway Express™ and protect the integrity of the SUBWAY® franchise system and trademarks. Personal Information may be provided to a courier or freight forwarder in order to fulfill an order, which may have been requested from us. Our Development Agents and other service providers are prohibited from using Personal Information for any purpose other than to provide assistance. Development Agents are required to protect Personal Information disclosed by us and to comply with the general privacy principles described in this Privacy Policy. Storage, Retention and Accuracy of Personal Information SSA ensures that Personal Information is safeguarded against loss, access, use, modification, disclosure or other misuse. All reasonable steps are taken to prevent unauthorized use or disclosure of your Personal Information. SSA will retain your Personal Information only for as long as necessary to fulfill the purpose(s) for which it was collected and to comply with applicable laws, and your consent to such purpose(s) remains valid after termination of our relationship with you. Information provided by you is relied upon by SSA and its affiliates for its accuracy. We take all reasonable steps to ensure that your Personal Information is accurate, up-to-date, complete, relevant and not misleading. Contact Information You may contact the Privacy Officer to access, correct or delete your Personal Information. If necessary, the Privacy Officer will contact another employee to assist in completing your requested task. If you have any questions or complaints, please contact our Privacy Officer, Jocelyn Saint-Fryar on telephone number (07)3253 0249; by Facsimile on (07) 3852 4081; by email at: saintfryar_j@subway.com or by postal mail at Subway Systems Australia Pty Ltd, PO Box 313, Fortitude Valley Qld 4006, or Level 1, 42 Amelia Street, Fortitude Valley Qld 4006. Links to Non-SSA Web Sites and Third Parties Please note that SSA or SUBWAY® web sites may contain links to other web sites for your convenience and information. SSA does not control those sites or their privacy practices, which may differ from www.subway.com. SSA’s privacy policy cannot and does not apply to external Web areas. We do not endorse or make any representations about third party web sites. The personal data you choose to give to unrelated third parties is not covered by the SSA privacy policy. We encourage you to review the privacy policy of any company or web site before submitting your Personal Information. Some third parties may choose to share their personal data with SSA; that sharing is governed by that third party’s privacy policy. Safe Harbor Compliance DAI, an affiliate of SSA, is in compliance with the U.S. Department of Commerce Safe Harbor requirements regarding the transfer of personal information from European Union member countries to the United States. DAI has been SelfCertified in accordance with the EU Directive on Personal Data Protection. The principles of Safe Harbor compliance are notice, choice, onward transfer, security, data integrity, access and enforcement. Additional information about Safe Harbor principles and certification process can be found at www.export.gov/safeharbor. SSA, while not self-certified with Safe Harbor, acknowledges the principles of Safe Harbor and strives to meet these requirements. Changes to our Privacy Policy This Privacy Policy may be amended at any time, without prior notification. SSA 08/11 Franchise Capital Requirements AUSTRALIA Effective as of 11/2013 AUS Dollars GENERAL BREAKDOWN FOR: LOWER COST MODERATE COST HIGER COST INITIAL FRANCHISE FEE $15,000 $15,000 $15,000 REAL PROPERTY ** $7,500 $11,500 $20,000 LEASEHOLD IMPROVEMENTS $120,000 $150,000 $180,000 EQUIPMENT HIRE-PURCHASE SECURITY DEPOSIT *** $3,000 $3,000 $3,000 SECURITY SYSTEM $2,500 (Not including monitoring costs) FREIGHT CHARGES $4,000 $7,500 $3,000 $4,500 $6,000 OUTSIDE SIGNS $10,000 $15,000 $21,000 OPENING INVENTORY $6,000 $8,000 $10,000 INSURANCE $3,000 (Varied by location) SUPPLIES $500 TRAINING EXPENSES $2,500 (Including travel and lodging) $4,000 $2,000 $3,000 METHOD/ WHEN DUE GENERAL BREAKDOWN FOR: LOWER COST MODERATE COST LUMP SUM INITIAL FRANCHISE FEE $12,500 $12,500 REAL PROPERTY ** $2,000 $5,000 $12,000 LEASEHOLD IMPROVEMENTS $59,500 $102,100 $134,500 EQUIPMENT HIRE-PURCHASE SECURITY DEPOSIT *** $4,500 $6,500 $7,500 $2,000 $3,500 $6,000 $3,000 $3,750 $4,500 OUTSIDE SIGNS $2,000 $4,000 $8,000 OPENING INVENTORY $4,000 $4,750 $5,500 INSURANCE $800 $1,500 $2,500 AS INCURRED $1,300 AS INCURRED AS INCURRED Upon signing the Franchise Agreement LUMP SUM Upon signing intent to Sublease AS INCURRED Pro rata during construction LUMP SUM Before equipment is ordered LUMP SUM SECURITY SYSTEM When you place order (Not including monitoring costs) LUMP SUM FREIGHT CHARGES When you place order or on delivery (Varied by location) LUMP SUM When you place order LUMP SUM Within one week of opening $4,500 AS INCURRED $3,500 AS INCURRED $5,000 AS INCURRED TRAINING EXPENSES During training (Including travel and lodging) LUMP SUM Before opening Before opening SUPPLIES Before opening $4,000 $6,000 $8,000 AS INCURRED ADDITIONAL FUNDS – 3 MONTHS $12,000 $26,000 $42,000 LUMP SUM ESTIMATED TOTAL INVESTMENT *** $114,800 $187,250 $258,300 $20,000 AS INCURRED MISC. EXPENSES As required (Business licenses, utility deposits, small equip. & surplus capital) ADDITIONAL FUNDS – 3 MONTHS $10,000 $25,000 $50,000 LUMP SUM ESTIMATED TOTAL INVESTMENT *** $178,500 $239,000 $313,500 $346,000 Before opening $4,000 $17,000 $264,500 LUMP SUM Within one week of opening $3,250 $10,000 Australia LUMP SUM When you place order $2,500 MISC. EXPENSES Moderate Cost LUMP SUM When you place order or on delivery OPENING ADVERTISMENT $2,500 Lower Cost LUMP SUM When you place order $3,500 $2,000 The costs, which do not include any taxes, sales taxes/GST are estimated at: LUMP SUM Before equipment is ordered $2,000 $1,000 ** This amount is the estimated deposit of 2 months rent payable on signing the Intent to Sublease (Does not include “key” money). ***If you do not select the equipment leasing program or it is not available, you should substitute the Equipment Hire-Purchase Security Deposit with $55,000 to $75,000 Australian (including buffer 5%). The amount of additional funds for the 3 months operating expenses would also be adjusted to reflect that you will not have to make 3 monthly equipment lease payments. This will cause your total initial investment to be substantially higher. (Refer to graph below.) AS INCURRED Pro rata during construction $1,000 OPENING ADVERTISMENT As required LUMP SUM Upon signing intent to Sublease LEGAL & ACCOUNTING $8,000 LUMP SUM LUMP SUM Upon signing the Franchise Agreement $4,000 $5,000 Around opening $900 $12,500 METHOD/ WHEN DUE $3,000 $3,500 Before opening $500 HIGER COST $2,000 LEGAL & ACCOUNTING (Business licenses, utility deposits, small equip. & surplus capital) USA / NEW ZEALAND Effective as of 11/2013 US Dollars Traditional Restaurants During training LUMP SUM Before opening LUMP SUM Around opening As required As required ** This amount is the estimated deposit of 2 months rent payable on signing the Intent to Sublease. ***If you do not select the equipment leasing program or it is not available, you should substitute the Equipment Lease Security Deposit with $49,500 to $72,000. Higher Cost $443,000 THESE FIGURES ARE ESTIMATES OF THE COMPLETE INVESTMENTIN SETTING UP A SUBWAY® RESTAURANT AND OPERATING IT FOR 3 MONTHS. IT IS POSSIBLE OSSIBLE TO EXCEED COSTS IN ANY OF THE AREAS LISTED ABOVE Some costs will vary in relation to the physical size of the restaurant. A lower cost restaurant is one that would require fewer leasehold improvements, less seating and fewer equipment expenditures. Moderate and higher cost restaurants may require extensive interior renovations, extensive seating and additional equipment. If you are purchasing a franchise for another location opportunity, such as a non-traditional, satellite or school lunch program location, the above listed capital requirements may vary and could be substantially lower depending on the necessary equipment you must acquire or changes in leasehold improvements you must make. The above figures do not include extensive exterior renovations. SUBWAY® is a registered trademark of o Doctor’s Associates Inc. GENERAL BREAKDOWN FOR: Franchise Capital Requirements The SUBWAY® franchise has some of the lowest start-up costs in the industry. Your complete investment will depend on your location, size, and the extent of renovations required. There are traditional and nontraditional locations for SUBWAY® franchises. A traditional restaurant is one you see in a shopping center or on the street corner. A non-traditional restaurant is a store located in an airport, hospital, truck stop, college, bus terminal, or other sites associated with another business. The non-traditional locations are usually owned by existing franchisees that have proven to be very successful with the SUBWAY® system. If you own a location such as a convenience store, or any non-traditional site, you may have the opportunity to buy a franchise for that location. Capital requirements for your area can be found online at www.subway.com. The estimated costs provided, represent a wide range of possible locations throughout the world. Remember that costs will vary in relation to the physical size of the restaurant. A lower cost restaurant is one that would require fewer leasehold improvements, less seating and fewer equipment expenditures. Moderate and higher costs restaurants may require extensive interior renovations, extensive seating and additional equipment. If you are purchasing a franchise for a location opportunity, such as a non-traditional, or school lunch program location, the listed capital requirements may vary and could be substantially lower depending upon the necessary equipment you must acquire or changes in leasehold improvements you must make. INITIAL FRANCHISE FEE $10,000 - $15,000 (Depending on country*) REAL PROPERTY $4,000 - $24,000 LEASEHOLD IMPROVEMENTS $24,500 - $143,000 EQUIPMENT HIRE-PURCHASE SECURITY DEPOSIT $41,800 - $90,800 SECURITY SYSTEM (Not including monitoring costs) $1,200 - $7,000 FREIGHT CHARGES (Varies by location) OUTSIDE SIGNS $3,000 - $21,000 OPENING INVENTORY $3,800 - $7,500 INSURANCE $1,600 - $3,000 SUPPLIES $1,100 - $3,300 TRAINING EXPENSES (Including travel and lodging) $3,500 - $7,000 LEGAL & ACCOUNTING $1,000 - $8,000 OPENING ADVERTISEMENT $1,500 - $6,000 MISC. EXPENSES ( Business licenses, utility deposits, small equip. & surplus capital ) $2,800 - $20,000 ADDITIONAL FUNDS - 3 MONTHS $6,000 - $43,000 ESTIMATED TOTAL INVESTMENT $105,800 - $393,600 + THESE FIGURES ARE ESTIMATES OF THE COMPLETE INVESTMENT IN SETTING UP A SUBWAY® RESTAURANT AND OPERATING IT FOR 3 MONTHS. IT IS POSSIBLE TO EXCEED COSTS IN ANY OF THE AREAS LISTED. FINAL COSTS WILL DEPEND ON LOCATION, AMOUNT OF RENOVATIONS, ETC. TO SEE MORE DETAILS, COMPLETE APPLICATION TO RECEIVE DISCLOSURE DOCUMENT *US and Canada Franchise Fee = $15,000 Worldwide Development Agent Opportunities A Development Agent works to build franchise sales by building on the SUBWAY® internationally recognized brand. Several areas around the world need Development Agents and if you are 1.) willing to live in that country full time and 2.) have franchisee experience, you may be the Development Agent that the SUBWAY® system needs now. Company Vision Be the #1 Quick Service Restaurant chain in the world. Company Mission Delight every customer so that they want to tell their friends; with great value through fresh, delicious made-to-order sandwiches and an exceptional experience. Development Agent’s Role A Development Agent is an independent contractor who sees the “big picture”. When approved, the DA develops a territory by helping franchisees own and operate SUBWAY® restaurants in that territory. Company Values Family: We build our business relationships by serving each other, our customers and our communities, much as we do within our own families. Teamwork: We challenge ourselves and each other to succeed through teamwork, against shared goals and to be accountable for our responsibilities. Opportunity: We create an entrepreneurial, ever growing SUBWAY® community, increasing the opportunity for everyone. Qualities of a successful SUBWAY® Development Agent: · Excellent leadership capabilities · Vision for the future of the SUBWAY® brand and restaurant development · Passion for the SUBWAY® brand · Local market knowledge · Excellent communication skills · Determination to lead a successful territory · Excellent organizational skills To find out more about which countries are looking for Development Agents and to express interest in becoming a Development Agent, contact Crystal Babcock E-mail: Babcock_C@subway.com Or telephone: 1.203.877.4281 x 1700 SUBWAY® Eat Fresh Live Green The SUBWAY® brand is committed to making SUBWAY® restaurants and operations as environmentally and socially responsible as possible. The brand strives to conduct business in a way that creates profit for franchisees while minimizing the impact the business has on the environment and improving the lives of SUBWAY® customers, employees, franchisees, vendors and communities world-wide. Did you know . . . The SUBWAY® organization works on sustainable initiatives world-wide with a focus on energy efficiency, water and resource conservation, and waste reduction, as well as sustainable & ethical sourcing and supply chain management. In the US, efforts undertaken by the SUBWAY® brand together with vendors have eliminated 718,698 metric tons of greenhouse gas (GHG) emissions over the past year. Since August 2006, all new SUBWAY® restaurants and many remodelled locations have installed low-flow sink aerators; saving over 214 million gallons of water annually. Franchisees have the option to build Eco Restaurants designed to reduce energy and water usage, waste and conserve resources. To date, there are 14 Eco Restaurants open and more are being planned. To reduce the environmental footprint of the waste stream, the SUBWAY® brand strives to eliminate unnecessary packaging and to transition to more sustainable packaging where possible. SUBWAY® restaurants use napkins, take-out menus, towels, tissues, sandwich wrap, paper hot cups, salad containers, catering trays and beverage carriers that contain recycled content. SUBWAY® restaurants offer a variety of “better for you” menu items. The SUBWAY® brand is committed to continually improving the nutritional content of the food served. All artificial trans fats have been eliminated from core products. By working closely with our suppliers in Australia, sodium has been reduced in a wide range of products by between 10% and 30%. In the US bread is fortified with calcium and vitamin D, and chicken and turkey are antibiotic and hormone-free. Attend a SUBWAY® Seminar The next steps At your convenience, visit our website to attend the online R A seminar. We N I EM NE S I encourage L N O you to attend local seminars in person, as well, to learn more about your specific location and to meet your own Development Agent who can discuss franchise opportunities with you. STEP 1 STEP 2 Apply Simply complete the application included in this brochure and mail in the enclosed Reply Paid envelope to Subway Systems Australia Pty Ltd. Research Talk to our franchise owners to learn more about us. Ask them why they chose the SUBWAY® franchise. Visit the locations, enjoy the great food and imagine what it would be like to join our terrific team. A letter will be sent to you that includes contact details for a Development Agent in your area. To speed up the process, you can also complete the application online at www.subway.com/apply. STEP 3 Join the team It’s as easy as that. Once you have finished your investigation and have secured approval to become a SUBWAY® franchise owner, don’t wait. There’s a world of opportunity waiting for you once you make your decision. We’re looking forward to hearing from you soon! Before you open: Training You and your designee or manager will take part in our intensive two-week program. Restaurant/Store design You will be provided with floor plans for your specific location. Site selection You will be assisted in evaluating the location for your business. Equipment ordering You will receive guidance on ordering your equipment package for timely delivery. After you open: Operations manual SUBWAY® restaurants’ in-depth manual covers a full range of topics important to running your business. Field support Your local representative will help you get started and provide ongoing operational evaluations. Franchisee services A Coordinator will serve as your main contact person, who is just a phone call or e-mail away. R&D SUBWAY® franchise executive chef, baking specialists, staff nutritionist, and product development team continually strive to make our excellent food even better. Continuing education Regular newsletters, e-mails and voice-mails, DVDs and additional learning tools are also available. Location performance Generally, the most important factors for performance are the location of the franchise and how well it is run. Because these key factors are unknown, Doctor’s Associates Inc. cannot predict your results. In fact, to eliminate possible misunderstandings, the company has a policy that no employee or agent can provide you with projections as to potential sales, earnings and profitability. The best way to get this information is to complete an application. After your application is received, you will receive a letter with contact details for our Development office in your local area. Our existing franchisees will be able to answer your specific questions. Support Franchise World Headquarters, LLC is proud of the excellent support systems available to SUBWAY® franchisees. Ongoing support is provided before and after you open your store. As soon as you join the SUBWAY® team, you’ll have access to help to get you started. Once open, systems are in place to help you operate your location effectively. QUESTIONS? Direct your questions to the following appropriate regional SUBWAY® office: Australia/NZ Brisbane +61 7 3216 0665 Asia Singapore +65 6227 2557 Seoul +82 279 75 036 Europe Amsterdam +31 20 531 7300 Cambridge +44 122 355 0820 Cologne +49 221 788 7460 Prague +42 023 331 0135 Madrid +34 916 30 5908 Paris +33 14 198 6003 Latin America Miami +1 305-883-3966 Brazil +1 41-3301-7257 Middle East & South Africa Beirut +961 1 999 663 www.subway.com US & Canada 1.800.888.4848 All other countries 1.203.877.4281 NOTABLE GLOBAL QUOTABLES I´m a Chef by profession and have worked as such for over 20 years in restaurants and hotels in Europe. We were so confident of the SUBWAY® restaurants franchise that we sold all our properties in Iceland to open our first SUBWAY® store in July 1999 in Benidorm, Spain. I now have 7 stores open in my territory including one in Alicante Airport. Things are looking bright for SUBWAY® stores and franchisees in Comunidad Valenciana. Helgi B. Helgason, DA Spain, owns 2 franchises I grew up on SUBWAY® while living in the village of Manotick, Ontario, and after working at the local store first as a sandwich artist and then store manager, I soon realized that the concept and the brand itself had great potential. After identifying the UK & Ireland as an untapped market back in 1997, I decided to move to England to become a Franchisee and Development Agent. The quality of the product and the level of customer service that SUBWAY® provides was exactly what was needed in this marketplace, and SUBWAY® soon became one of the top food service providers on the High Street. With the assistance of my sister, Andrea Fleck, we are responsible for the development of the SUBWAY® chain within the Five Counties. Now totalling 63 stores, SUBWAY® is the largest QSR in the five Counties, of which we are the proud owners of three stores. The SUBWAY® chain provides the product, structure, and support that is required to assist their Franchisees to reach their goals. James Fleck, DA United Kingdom, 63 franchises As an American, I grew up on SUBWAY® food and I was always a huge fan. I was looking for a business opportunity when I was living in Scotland and SUBWAY® was a great fit for my husband and me. We opened 3 restaurants in Scotland and we were very happy but we saw an opportunity to develop the Subway brand in France. Since my husband Eric is French, we decided to take it. We are responsible for development in Normandy and the Center North of France and now have 20 restaurants in our region. We are scheduled to open 5 more this year and we are proud to be part of the SUBWAY® family. Allison and Eric LeFebvre, DA’s France - 20 restaurants Poland is the most dynamic and expanding market for QSR franchising in Eastern Europe and SUBWAY® is the fastest growing brand of restaurants worldwide! Right now, I run 5 SUBWAY® restaurants in Warsaw, and considering other areas of Poland. That is constant growth, so by end of 2012, I should have 7 restaurants. I predict that the number of SUBWAY® restaurants in Central Europe will explode, because our subs are fantastic, customers love the taste, and how it is made like they like it, to their order, in front of their eyes. Recently we introduced soups, coffee/breakfast and catering to Poland. So we have added new categories, which is very exciting. Michael Moritz, Franchisee, Warsaw, Poland - 5 restaurants After working in the SUBWAY® system for seven years as an employee, first as a sandwich artist and eventually as a store manager, all while in college - I had the chance to work as an Area Supervisor for a multi-unit owner. I witnessed firsthand how the SUBWAY® franchise is such a great opportunity. When I was offered the chance to buy five restaurants and become a multi-unit owner myself, it was a dream come true. Sixteen years later, I own 6 restaurants and am a member of the local SFAFT board. The SUBWAY® system has been a very lucrative and exciting business to be part of. It has made all of my financial and personal goals a reality, while at the same time, I enjoy a quality lifestyle. Brad Harris, Franchisee, Denver, Colorado, 6 franchises