AASHTO/FHWA Survey on Construction Cost Increases and
Transcription
AASHTO/FHWA Survey on Construction Cost Increases and
AASHTO/FHWA Survey on Construction Cost Increases and Competition 2012 May 2012 1 Contents Summary of Responses .................................................................................................................................. 4 Competition ............................................................................................................................................... 5 1) Have you experienced an increase or decrease in the number of competitive bids per project over the past six years? ................................................................................................................................................. 5 2) Additional comments/details for the question above. ............................................................................ 6 3) Please provide data for the number of projects and value of projects for the levels of competition shown below for 2006 through 2011. (If data is not available, please summarize your perception of any changes in the competitive bidding environment during that time.).............................................................. 7 4) Additional comments/details for the question above. .......................................................................... 11 5) To the extent information is available; please provide data regarding the average variance from the engineer's estimate for various levels of competition in 2011 ...................................................................... 12 6) If competition has decreased in your state, to what do you attribute this situation? (Select all that apply)............................................................................................................................................................. 13 7) If competition has increased, to what do you attribute this situation? ................................................ 14 8) Have you experienced an increase in the number of single bids over the past 2 years? ...................... 16 9) Additional comments/details for the question above. .......................................................................... 17 10) Approximately what percentage of the following types of projects (by number of projects, not dollar amount) received single bids in 2011? ................................................................................................ 18 11) If single bids have become an issue in your state, is it confined to rural areas or specific areas of your state? .................................................................................................................................................... 22 12) Does your state publish a bidders list for proposals or plans? .......................................................... 24 Reviewing Bids for Competition .............................................................................................................. 25 13) Does your state have formal procedures for reviewing bids for competition? ................................. 25 14) If your state has formal review procedures, please provide a web link if available.......................... 27 15) Does your state have formal guidance for reviewing bids for bid unbalancing? .............................. 29 16) If your state has formal review procedures, please provide a web link if available.......................... 31 Cost Increases .......................................................................................................................................... 32 17) Over the past two years, what has been the general trend for construction bid prices in your state? 32 18) If your state has experienced an increase in bid prices, what is the average annual percentage increase in your bid prices for the past six years? ......................................................................................... 34 19) Is the reported average annual increase based on: .......................................................................... 36 20) If data is available, what construction bid items have experienced the most rapid cost increases in the past year? ................................................................................................................................................ 37 2 21) Which of the following construction price adjustment clauses do you typically use? ...................... 38 Material Shortages .................................................................................................................................. 41 22) Have you experienced project delays resulting from material shortages of any of the following in the past 2 or 3 years? .................................................................................................................................... 41 23) Have you granted contract time extensions for any specific material shortages in the past 2 or 3 years? 42 Initiatives by Your State........................................................................................................................... 44 24) If your state has experienced reductions in competition and/or significant cost increases in bids, what initiatives have you implemented or considered to address these issues? .......................................... 44 25) Of the above initiatives, which three have been the most effective (or which three does your state consider to be the most effective) in fostering competition and controlling costs? (Select three) ............... 46 Appendix A: The number of projects for the levels of competition for 2006 through 2011 ........................ 47 Appendix B: The value of projects for the levels of competition for 2006 through 2011 ............................ 53 Appendix C: The data for the average variance from the engineer’s estimate for various levels of competition in 2011 ...................................................................................................................................... 59 Appendix D: The percentage of single bids received for each type in 2011 ................................................. 60 Appendix E: The average annual percentage increase in the bid prices for the past 6 years ...................... 62 Appendix F: The average approximate percent increases in the past year .................................................. 63 3 Summary of Responses AASHTO/FHWA Survey on Construction Cost Increases and Competition 2012 In order to respond to a USDOT Office of the Inspector General draft report on Oversight of State Contracting Practices Relating to Recovery Act Funds, the FHWA and AASHTO have agreed to survey the states regarding competition and price issues. We have elected to use many of the same questions from the March 2006 and August 2007 national survey in order to assess changes over the past five to six years. 36 member State Departments of Transportation responded to the survey. This included Arkansas, Delaware, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, Tennessee, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. A response was also received from the Nova Scotia Transportation and Infrastructure Renewal Department, Canada. The map representing States responded is shown in Figure 1. Figure 1: States responded (36 States and Nova Scotia) 4 Competition 1) Have you experienced an increase or decrease in the number of competitive bids per project over the past six years? • Increase: 31 (AR, DE, FL, GA, ID, IL, IN, IA, KY, LA, ME, MD, MA, MT, NV, NJ, NY, NC, OH, OK, OR, PA, RI, UT, VT, VA, WA, WV, WI, WY, Nova Scotia) • Decrease: 1 (MN) • No change: 5 (KS, MI, MO, ND, TN) Figure 2: Increase or decrease in the number of competitive bids 5 2) Additional comments/details for the question above. • States responding “Increase” with comments: - DE : Change in # of bids per project (compared to previous year) Year Increase (%) 2007 21 2008 9 2009 18 2010 3 2011 18 - IL: With the downturn in the economy, the contractors that did non-government type work began bidding on IDOT work. - ME: When the economy went south, may contractors that bid only private work starting bidding DOT work. - MD: The trend is not clearly defined. The last three years we have had more competitive bids than the three years prior. However the number of competitive bids has fluctuated yearly consistent with the number of contracts that have been let. - MT: Peak 3rd quarter of 2010. - NV: We saw an increase over the past six years that peaked a couple of years ago. As our budget continues to decrease, we anticipate another increase in the number of bids. - NJ: Online Bidding via Bidex - NY: Competition increased in all segments except for pavement marking contracts - OH: The answer to q1 uses a base of 3.9 average # of bids in 2006 and compares that to the average of 4.2 # of bids between 2007-2011. - OK: From an average of about 3 bids/project to over 4 bids/project. - RI: Since the onset of the "Great Recession", RIDOT has seen an increase in the average number of bids per contract. - UT: The average bid price per project for 2006 was 2.59. The average bid price per project peaked in 2009 at 4.59 and has dropped since. - VT: The increase has been small but steady - WV: increase due to move to electronic bidding and steady program - Nova Scotia: increase noted in 2011 season in particular • States responding “No change” with comments: - KS: No significant change. - MO: From 2006 to 2008, we experienced a slight decrease in bids/call from 3.4 to 2.9 and from 2009 to 2011, we had a slight increase from 3.0 to 3.3. Overall, the competition over the last 6 years averaged out to be no significant change. - TN: Average number of bids per project for last 6 years ranged from 2.93- 3.38. 6 3) Please provide data for the number of projects and value of projects for the levels of competition shown below for 2006 through 2011. (If data is not available, please summarize your perception of any changes in the competitive bidding environment during that time.) Data for the number of projects • The average response data for question 3 from 36 State DOTs excluding Nova Scotia is shown below. • All answers from 37 respondents are attached in the Appendix A. • The number of projects for the levels of competition for 2006 through 2011 is shown in Figure 3 and 4. • The value of ‘Average number of bids for all projects’ is compared with the previous survey done in 2006 and 2007 in Figure 5. Figure 3: Average number of projects for the levels of competition for 2006 through 2011 State 36 States Average Total Number Number of Number of Number of Calendar of Contracts with Contracts with Contracts with Year Construction 3 or more bids 2 bids 1 bid Contracts Let Average number of bids for all projects 2006 295 182 73 40 3.3 2007 299 192 69 38 3.5 2008 301 210 58 32 4.0 2009 377 280 64 33 4.5 2010 362 271 59 32 4.6 2011 320 239 53 27 4.4 7 Figure 4: The average number of projects for the levels of competition for 2006 through 2011 Figure 5: Average number of bids per contract for all projects from 2001 through 2011 8 Data for the value of projects • The average of the annual contract value from each state (responses to question 3) from 36 State DOTs excluding Nova Scotia is shown below. • All answers from 37 respondents are attached in the Appendix B. • Responses are compared with the previous survey information from 2006 and 2007 in Figure 6 and 7. Figure 6: The average of annual contract value by level of competition for 2006 through 2011 State Average of 36 States Calendar Year Average Annual Average Annual Average Annual Average Annual Value of Value of Contracts Value of Contracts Value of Contracts Construction with 3 or more with 2 bids with 1 bid Contracts Let bids ($millions) ($millions) ($millions) ($millions) 2006 795 490 256 92 2007 861 509 175 189 2008 761 598 115 60 2009 979 797 119 79 2010 841 681 112 59 2011 787 645 95 52 9 Figure 7: The average of annual contract value by level of competition for 2006 through 2011 10 4) Additional comments/details for the question above. • • • • • FL: 2007 includes $2,493.1 million 3P contract (Miami Tunnel); 2009 includes $948.4 million in design-build-finance and build-finance projects. ID: Maintenance and stockpile projects were shifted to being bid through purchasing sometime during this period. KY: Years 2006 and 2007 do not include 10 Design/Build projects let during that time. MN: 2007 was the 35W bridge disaster replacement; 2009/2010 was stimulus. MO: The above data includes all projects let (including any projects that were rejected) as referenced in the question, however for questions #5, #10, #18 and #20 only include data for awarded contracts. 11 5) To the extent information is available; please provide data regarding the average variance from the engineer's estimate for various levels of competition in 2011 • The average response data and its related graph for question 5 from 34 responded State DOTs is shown in Figure 8. • All answers from 37 respondents are attached in the Appendix C. Figure 8: The average variance from the engineer’s estimate for various levels of competition for 36 States in 2011 1-bid projects (%) 2-bid projects (%) 3-bid projects (%) 4-bid projects (%) 5-or more bid projects (%) 7.5 0.5 -3.8 -4.0 -7.0 12 6) If competition has decreased in your state, to what do you attribute this situation? (Select all that apply) • The answers of why competition has decreased are shown in Figure 9 including answers from 2006 survey for comparison. Figure 9: Reasons why competition has decreased Number of States with the selection in 2012 Number of States with the selection in 2006 2 (MN, KS) 28 Increased work with the same number of contractors 1 (MN) 27 Downsizing of workforce due to instability of transportation funding 1 (NV) 6 Regulatory restrictions, such as environmental permits for plants and quarries 0 6 Increased technical requirements in contracts 0 7 Bankruptcies 0 1 1 (KS) N/A Material availability 0 N/A Natural disaster recovery or other regional market issues increasing nonhighway construction demand 0 3 Attributes to decrease competition Industry consolidation (contractors, quarries, etc.) Contractor availability Other 10 13 7) If competition has increased, to what do you attribute this situation? • • • • • • • • • • • • • • • • • • • • • • Most states who commented cited the downturn in the economy with decreased commercial work as a main factor in increased competition. Some others said about increased bidders from out of State. AR: Decrease in other construction areas (i.e. building/commercial) and additional federal funds made available for highways (ARRA). DE: current economics of marketplace FL: Decline of residential and commercial construction. The public sector (mainly FDOT) was the primary source for contracts. GA: Low number of contracts ID: merging of companies and willingness/necessity to travel further to obtain work IL: With the downturn in the economy, the contractors that did non-government type work began bidding on IDOT work IN: More bidders from out of state plus all bidders are submitting more bids IA: Decreased commercial work KS: Lack of project lettings in the adjacent states. KY: Less work is being let by others. LA: With the down turn in the housing market and other areas of construction, the lack of availability of work due to the economy has lead to an increase in competition. ME: Lack of private work MD: In recent years the number of contracts has increased, however, the contract values are getting smaller. There are less large projects for contractors to bid on. There seems to be a trend that contractors that were previous chasing larger contracts are now chasing the smaller contracts which used to be bid typically by smaller contractors. This seems to be causing more contractors to chase smaller contracts thus creating more competition. MA: Limited work in the private sector NV: Over the six years, we've seen an increase as the economy has declined. Contractors are looking for work. We anticipate more bids as we begin putting out fewer projects. NY: Decrease in construction spending during the recession has caused an increase in competition NC: economy OH: Private construction opportunities have dried up in Ohio causing current Ohio DOT contractors to bid more work to replace lost private construction and new contractors that traditionally would be working on private construction to bid on Ohio DOT work. OK: Downturn of commercial building construction. OR: Lack of private sector construction from 2008 to present. PA: Less work available in the private sector as well as municipal government sector. 14 • • • • • • • • • • RI: Due to the state of the economy and the decrease in private sector construction activity, RIDOT has seen new firms bidding on State Highway projects. TN: Same competition UT: UDOT has seen an increase in bids from Contractors outside the state. VT: New paving methods bring in more non-supplier bidders to paving projects; Increase in interest from out of state bidders; Variation ion types of project let (more maintenance style projects) VA: Private Development/Civil Construction work market has been depressed the last several years which has increased Contractor availability and competition. WA: Economy. Less city, county and private work available. WV: move to electronic bidding and steady program WI: Loss of work in other employment sectors. WY: At the beginning time frame of requested information, energy was booming in Wyoming, so there was a shortage of contractors doing highway work as there is much more profit in the energy industry. When the energy work began to subside, then there were more contractors available to do highway work, consequently an increase in competition. Simultaneously, surrounding state budgets decreased, so there has also been an influx of non-resident contractors bidding WYDOT work. Nova Scotia: Contractors from neighbouring Provinces bidding on our work 15 8) Have you experienced an increase in the number of single bids over the past 2 years? • The data about an experience of an increase in the number of single bids over the past 2 years is shown in Figure 10 and 11. • 19% (7/36) replied ‘Yes’ in this survey compare to 78% (28/36) of 2006. Figure 10: Experience of an increase in the number of single bids over the past 2 years Figure 11: States for an experience of an increase in the number of single bids over the past 2 years 16 9) Additional comments/details for the question above. • • • • • • • • • • • IN: The increase (9 to 12) does not appear significant. IA: The only year we had a significant increase in single bid contracts was in 2009, the year we let almost all of our ARRA projects. MI: Our main concern with single bids is pavement marking and preventive maintenance projects. (crack sealing and overband crack fill) MN: probably due to "unclassified" work type and remote location MO: We have noticed this trend in certain rural areas of the state. NY: Number of single bids has decreased. TN: Single bids in last 2 years about the same (from 19% to 16.5%) VA: Single bids mostly occur on paving projects in rural areas where competition is limited due to plant locations and haul distances. WV: Over one half of the entire state only has one paving contractor, therefore when more projects are let in that area the number of single bids increases. WY: Although 2011 had 2 more single bids than 2010, at only 3 single bids, there is no validation of any trend. Nova Scotia: Generally more bidders on all tenders. 17 10) Approximately what percentage of the following types of projects (by number of projects, not dollar amount) received single bids in 2011? • • • The average percentage of single bids received in 2011 from 29 valid responses is shown in Figure 12. U.S. maps with the percentage of single bids for each State by types of project are shown in Figure 13 through 18, respectively. All answers from 37 respondents including comments for this question are attached in the Appendix D. Figure 12: The average percentage of single bids received for each type in 2011 Asphalt resurfacing 19% Reconstruction Major Projects 6% 1% 18 Major Bridge Specialty Projects / Transportation Enhancements Maintenance Projects 1% 17% 10% Figure 13: The percentage of single bids received in 2011 for asphalt surfacing Figure 14: The percentage of single bids received in 2011 for reconstruction 19 Figure 15: The percentage of single bids received in 2011 for major projects Figure 16: The percentage of single bids received in 2011 for major bridge 20 Figure 17: The percentage of single bids received in 2011 for specialty projects/transportation enhancements Figure 18: The percentage of single bids received in 2011 for maintenance projects 21 11) If single bids have become an issue in your state, is it confined to rural areas or specific areas of your state? • Of the 29 states that responded that single bids are in issue in their state, Figure 19 and 20 detail where this issue typically occurs. Figure 19: Type of single bid area • Rural areas only Specific areas of the state More widespread Single bids are generally not an issue in my state Other 1 (MN) 11 (IL, IA, KS, KY, MT, TN, VT, VA, WV, WI, Nova Scotia) 1 (RI) 13 (ID, IN, LA, MI, MO, NV, NJ, NY, ND, PA, UT, WA, WY) 3 (ME, OH, OK) Comments from States - ME: Specific industry (traffic signals) - OH: Asphalt resurfacing is the biggest issue which is confined to specific areas of the state. - OK: Not currently an issue, but single bids typically occur in rural areas. - VT: Paving in the northeast part of the state is an on-going single bid issue 22 Figure 20: U.S. map representing the type of single bid area 23 12) Does your state publish a bidders list for proposals or plans? • • 35 States responded to question 12 and the result is shown in Figure 21, 22, and 23. The result of a similar question from 2006 survey was compared but there was no significant difference. Figure 21: Availability of a bidders list We publish a bidders list We do not publish a bidders list Other 24 (DE, GA, ID, IL, IN, IA, KS, KY, MD, MI, MN, MT, NV, NY, NC, ND, OK, OR, PA, UT, VA, WA, WI, WY) Public availability of the list depends on circumstances 3 (OH, TN, Nova Scotia) 2 (AR, VT) 6 (FL, LA, ME, MO, RI, WV) • Comments from States - FL: Bidders list is available until 2-days before letting. - LA: We publish a plan holders list and a list of prospective bidders. However, not all bidders inform us that they are interested in bidding. - ME: A list is published but planholders have the option of being listed or not. - MO: MoDOT publishes a planholder's list for each letting, however it is at the contractor's discretion whether they want to be identified on the planholer's list. - RI: Plan Holders List - VT: published only after there are 4 or more eligible bidders on a project - WV: We publish a bidders list but contractors are only placed on it by request. 24 Figure 22: U.S. map representing availability of a bidders list Figure 23: Comparison for availability of a bidders list with 2006 survey Reviewing Bids for Competition 13) Does your state have formal procedures for reviewing bids for competition? • • 36 States and Nova Scotia responded to question 13 and the result is shown in Figure 24 and 25. About 92% (34/37) of respondents have a certain type of procedures for reviewing bids for competition. Figure 24: Formal procedures for reviewing bids for competition Yes No We use FHWA's 2004 Guidelines on Preparing Engineer's Estimate, Bid Reviews and Evaluation 25 Other 15 (DE, FL, GA, ID, IL, IN, LA, MD, MA, MT, NV, NY, OH, UT, VA) • 3 (ME, TN, VT) 15 (AR, IA, KS, MN, MO, NJ, 4 NC, ND, OR, PA, RI, WA, (KY, MI, OK, Nova Scotia) WV, WI, WY) Comments from States - KY: KYTC uses the FHWA guide but we have our own informal procedure. - MI: We follow State administrative rules and CFR. - OK: Guidelines developed for ODOT including a joint ODOT/FHWA process review and FHWA memorandums. - Nova Scotia: Guidelines in Standard Specification Figure 25: Availability of formal procedures for reviewing bids for competition 26 14) If your state has formal review procedures, please provide a web link if available. 27 • • • • FL: - Procedures http://procnet.co.dot.state.fl.us/procedures/current/600010001.pdf http://procnet.co.dot.state.fl.us/procedures/current/600010004.pdf http://procnet.co.dot.state.fl.us/procedures/current/600010006.pdf; - Form http://procnet.co.dot.state.fl.us/forms/informs/60001002.pdf UT: http://www.udot.utah.gov/main/f?p=100:pg:0:::1:T,V:315 http://www.udot.utah.gov/main/uconowner.gf?n=10539204911840567 VA: http://www.virginiadot.org/business/const/internalprocesses.asp Nova Scotia: http://www.gov.ns.ca/tran/publications/standard.pdf 28 15) Does your state have formal guidance for reviewing bids for bid unbalancing? • • 36 States and Nova Scotia responded to question 15 and the result is shown in Figure 26 and 27. About 95% (35/37) of respondents have guidance for reviewing bids for bid unbalancing. Figure 26: Formal guidance for reviewing bids for bid unbalancing Yes No We use FHWA's 2004 Guidelines on Preparing Engineer's Estimate, Bid Reviews and Evaluation 16 (FL, GA, IL, IN, KY, LA, ME, MD, MA, MI, MT, NV, NY, OH, UT, VA) 2 (ID, TN) 17 (AR, DE, IA, KS, MN, MO, NJ, NC, ND, OR, PA, RI, VT, WA, WV, WI, WY) • Other 2 (OK, Nova Scotia) Comments from States - KY: KYTC uses BAMS/DSS. - ME: Specifications allow for unbalanced but not materially unbalanced. - OK: Guidelines developed for ODOT including a joint ODOT/FHWA process review and FHWA memorandums. - Nova Scotia: By definition in Standard Specification 29 Figure 27: Availability of formal guidance for reviewing bids for bid unbalancing 30 16) If your state has formal review procedures, please provide a web link if available. • • • FL: - Procedures http://procnet.co.dot.state.fl.us/procedures/current/600010001.pdf http://procnet.co.dot.state.fl.us/procedures/current/600010004.pdf http://procnet.co.dot.state.fl.us/procedures/current/600010006.pdf; - Form http://procnet.co.dot.state.fl.us/forms/informs/60001002.pdf UT: http://www.udot.utah.gov/main/f?p=100:pg:0:::1:T,V:3694 (Select 00120 - Bidding Requirements & Conditions), We also reference FHWA's 2004 Guidelines on Preparing Engineer’s Estimate, Bid Reviews and Evaluation VA: http://www.virginiadot.org/business/const/internalprocesses.asp 31 Cost Increases 17) Over the past two years, what has been the general trend for construction bid prices in your state? • 36 States and Nova Scotia responded to question 17 and the result is shown in Figure 28 and 29. Figure 28: General trend for construction bid prices A significant A general No significant increase in prices increase in prices change in prices 1 (NC) • A general decrease in prices 13 11 6 (IA, KY, MO, MT, (AR, FL, GA, IN, NJ, NY, ND, OH, (IL, KS, ME, MD, MA, MI, MN, PA, TN, UT, VT, WA, NV, Nova Scotia) RI, VA, WV) WI) A significant decrease in prices Other 2 (DE, OR) 4 (ID, LA, OK, WY) Comments from States - ID: Prices have gone up but are now back down to 2006 prices, on average. - LA: An overall, very slight increase in prices - MN: [No significant increase] except for oil - OK: Asphalt and steel prices fluctuate month to month, fuel sensitive items such as earthwork have increased slightly, most other items have been stable for last 2 years. - WY: 2010 prices were down while 2011 prices came back up, so mostly a wash. 32 Figure 29: U.S. map representing general trend for construction bid prices 33 18) If your state has experienced an increase in bid prices, what is the average annual percentage increase in your bid prices for the past six years? • The average response data from 19 States is shown in Figure 30 and 31. • WY shows the biggest increase at 18.9% and only FL has a decrease, -1%. • The 6-year average increase is 5.0% based on responses from 19 States. • All answers from 37 respondents are attached in the Appendix E. • The average increase percentage is compared with the previous survey done in 2006 and 2007 in Figure 32. Figure 30: The average annual percentage increase in bid prices for the past 6-year 2006 2007 2008 2009 2010 2011 6-year average 12.8% 6.5% 8.1% -3.6% 0.0% 5.4% 4.9% 34 Figure 31: The average annual percentage increase in bid prices (2006~2011) Figure 32: The average annual percentage increase in bid prices for the past 9-year 2003 2004 2005 2006 2007 2008 2009 2010 2011 9-year average 5.8% 12.7% 17.1% 12.8% 6.5% 8.1% -3.6% 0.0% 5.4% 7.2% 35 19) Is the reported average annual increase based on: • 25 States responded to question 19 and the result is shown in Figure 33 and 34. Figure 33: The source of the reported average annual increase The State DOT's construction price index An estimate of price increases 14 8 (AR, FL, IL, IA, KY, MI, MT, NC, OH, (LA, MO, NJ, NY, TN, VT, VA, WV) PA, UT, WA, WI, WY) • Other 3 (ID, MN, RI) Comments from States - MN: We still do a cost index based on 1986. - MO: This data was not readily available for MO. Ultimately, we took an average % increase/decrease per a sample group of pay items comprising the 4 major types of work (earthwork, concrete paving, asphalt paving and str. steel). - OK: Info not available - RI: Weighted Average Unit Prices Figure 34: U.S. map representing the source of the reported average annual increase 36 20) If data is available, what construction bid items have experienced the most rapid cost increases in the past year? • • • • 22 States and Nova Scotia responded with data to question 20 and the result is shown in Figure 35. All answers from 37 respondents are attached in the Appendix F. For some of the highest values, UT experienced a 521% increase in ‘Structural Steel’ costs and WY had a 105% increase in ‘Portland Cement Concrete Paving’ costs in the past year. MI shows a decrease in ‘Earthwork’ and ‘Structural Steel’ and MN also shows a decrease in ‘Portland Cement Concrete Paving’. Figure 35: Bid items with greatest percent cost increases in the past year • Earthwork Asphaltic Concrete Paving Portland Cement Concrete Paving Structural Steel 12% 8% 17% 43% Comments from States - ID: metal reinforcing steel 4.5% - LA: Deformed Reinforcing Steel 8.2%, PCC Paving -5.54% - MI: Reinforcement Steel 4.0% - MT: The 43% was experienced 2010 – 2011 - OH: Pavement Marking 17.2% - RI: Fuel - WY: Asphalt Cements 9.0 % 37 21) Which of the following construction price adjustment clauses do you typically use? • The answers related to the price adjustment clauses are shown in Figure 36 through 40 including answers from the 2006 survey for comparison. • The most common price adjustment clauses are used for fuel and asphalt cement. Figure 36: Construction price adjustment clauses used by states Price adjustment clauses Fuel Asphalt cement Number of States in 2012 31 (DE, FL, ID, IL, IA, KS, KY, LA, MD, MA, MN, MO, MT, NV, NJ, NY, NC, ND, OH, OR, PA, RI, TN, UT, VT, VA, WA, WV, WI, WY, Nova Scotia) 30 (DE, FL, GA, ID, IL, IN, KS, KY, LA, ME, MD, MA, MO, NV, NJ, NY, NC, OH, OK, OR, PA, RI, TN, UT, VT, VA, WA, WV, WY, Nova Scotia) Number of States in 2006 29 23 Portland cement 3 (MA, WV, Nova Scotia) N/A Steel 11 (IL, MA, NJ, NY, OH, OR, PA, RI, VA, WA, WY) 10 Other 3 (AR, MI, MO) N/A • Comments from States in the 2012 survey - AR: No construction price adjustment clauses used. - MI: None - MO: seal coat and under sealing - OK: Occasionally include fuel price adjustment clauses for high volume earthwork projects. 38 Figure 37: Construction price adjustment clauses used by states Figure 38: Construction price adjustment clauses used by states 39 Figure 39: Construction price adjustment clauses used by states Figure 40: Construction price adjustment clauses used by states 40 Material Shortages 22) Have you experienced project delays resulting from material shortages of any of the following in the past 2 or 3 years? • The answers about project delays resulting from material shortages in the past 2 or 3 years are shown in Figure 41 including answers from 2006 survey for comparison. • Major materials such as Portland cement, asphalt, or steel were not a problem, however some States commented pavement marking materials as a shortage. Figure 41: Project delays resulting from material shortages Material shortage Number of States responding in 2012 Number of States responding in 2006 Portland cement - 10 Asphalt 2 (LA, OK) 7 Structural steel - 9 Reinforcing steel - 5 Fuel - 2 Other 9 8 • Comments from States with other material shortage in the 2012 survey - FL: Thermoplastic materials - ID: paint for pavement markings - LA: Resin for Striping and Stone shortages as a result of the Mississippi flooding quarries. - NC: Pavement Marking Materials - ND: pavement marking paint - OK: Traffic striping material - TN: Pavement Marking Materials in 2010 - UT: 1) Fiber Optic Cable coming from Japan following the Tsunami, and 2) Striping Paint - WA: Fly Ash • 6 States commented that they did not have material shortages in the past 2 or 3 years. 41 23) Have you granted contract time extensions for any specific material shortages in the past 2 or 3 years? • • • 32 States and Nova Scotia responded to question 23 and the result is shown in Figure 42 and 43. About 16% (5/32) of respondents have extended a contract due to material shortages in the past 2 or 3 years. Result for the same question in 2006 survey is compared below. Figure 42: Contract time extensions due to material shortages • Yes No Other 5 (LA, NC, ND, TN, UT) 27 (AR, DE, FL, GA, ID, IL, IA, KS, KY, ME, MI, MO, MT, NV, NJ, NY, OH, OK, PA, RI, VT, VA, WA, WV, WI, WY, Nova Scotia) - Comments from States - ND: pavement marking paint - TN: A couple of case-by-case based on pavement marking shortages 42 Figure 43: Contract time extensions due to material shortages 43 Initiatives by Your State 24) If your state has experienced reductions in competition and/or significant cost increases in bids, what initiatives have you implemented or considered to address these issues? • • 36 States and Nova Scotia responded to question 24 and the result is shown in Figure 44. Initiatives frequently used by States are ‘Bundling projects’, ‘Using price adjustment clauses for certain materials’, and ‘Rejecting non-competitive bids and re-advertising’. Figure 44: Initiatives implemented or considered to address issues of reductions in competition Number of States Initiatives Bundling projects (placing several smaller projects together) 17 Using price adjustment clauses for certain materials 16 Rejecting non-competitive bids and re-advertising 15 Balancing work type in each letting 12 Splitting large projects into smaller projects 12 Using alternate materials (e.g., concrete paving vs. asphalt paving, etc.) 12 Using recycled materials 10 Reducing contractor's risk 9 Updating construction cost estimate data 8 Conducting more frequent bid openings 7 Allowing more time for bid advertisement 7 Conducting cost estimate training 7 Conducting additional pre-bid meetings/advertising 5 Providing areas for plants and contractor yards 5 Deferring project lettings 4 Revising "payment for stockpiled material" provisions 3 Changing cost estimating procedures 2 Providing state-furnished material (e.g., fabricated structural steel) on selected projects Using state forces (maintenance crews) to perform paving work where competition is lacking Using state aggregate sources where industry sources are not competitive 2 2 2 Other 2 Revising prequalification capacity restrictions 0 44 • Comments from States in the 2012 survey - MO: Over the last few years, MoDOT has implemented additional innovative contracting methods, including add alternates and alternate technical concepts. An ATC allows contractors to propose alternate designs for approval prior to the bid opening. - UT: Price + Time Contracting 45 25) Of the above initiatives, which three have been the most effective (or which three does your state consider to be the most effective) in fostering competition and controlling costs? (Select three) • 25 States and Nova Scotia responded to question 25 and the result is shown in Figure 45 as most frequent initiatives are colored. Figure 45: Most effective initiatives in fostering competition and controlling costs Number of States Initiatives Rejecting non-competitive bids and re-advertising 10 Using alternate materials (e.g., concrete paving vs. asphalt paving, etc.) 10 Balancing work type in each letting 9 Splitting large projects into smaller projects 8 Bundling projects (placing several smaller projects together) 8 Using price adjustment clauses for certain materials 7 Reducing contractor's risk 5 Allowing more time for bid advertisement 4 Conducting more frequent bid openings 3 Using recycled materials 3 Updating construction cost estimate data 2 Using state aggregate sources where industry sources are not competitive 2 Revising "payment for stockpiled material" provisions 1 Deferring project lettings 1 Changing cost estimating procedures 1 Conducting cost estimate training 1 Using state forces (maintenance crews) to perform paving work where competition is lacking 1 Other 1 Conducting additional pre-bid meetings/advertising 0 Revising prequalification capacity restrictions 0 Providing state-furnished material (e.g., fabricated structural steel) on selected projects 0 Providing areas for plants and contractor yards 0 46 Appendix A: The number of projects for the levels of competition for 2006 through 2011 Total Number Number of Number of Number of Average Calendar State of Construction Contracts with Contracts with Contracts with number of bids Year Contracts Let 3 or more bids 2 bids 1 bid for all projects 173 84 49 40 2.6 2006 202 108 52 42 2.8 2007 187 103 53 31 3.0 2008 AR 222 132 52 38 3.3 2009 230 127 71 32 3.1 2010 223 120 73 30 3.1 2011 75 65 10 0 4.0 2006 70 63 5 2 4.0 2007 67 64 1 2 5.0 2008 DE 67 62 4 1 6.0 2009 60 58 2 0 6.0 2010 66 60 6 0 5.0 2011 388 222 118 48 2.7 2006 382 301 63 18 4.0 2007 352 313 27 12 5.3 2008 FL 460 426 27 7 5.6 2009 438 407 19 12 5.4 2010 415 376 29 10 5.1 2011 440 231 149 60 2.7 2006 340 191 105 44 3.6 2007 263 208 37 18 4.8 2008 GA 382 312 56 14 5.0 2009 292 223 53 16 4.4 2010 276 216 54 6 4.1 2011 72 25 26 21 2.3 2006 111 49 43 19 2.5 2007 104 77 23 4 3.9 2008 ID 116 103 12 1 4.8 2009 187 167 14 6 4.6 2010 119 105 12 2 4.9 2011 804 442 230 132 2.9 2006 925 504 277 144 3.0 2007 1017 610 278 129 3.4 2008 IL 1563 1032 342 189 3.9 2009 1447 955 302 190 3.9 2010 1015 738 196 81 4.1 2011 574 285 206 83 2.8 2006 IN 521 281 183 56 3.2 2007 47 IA KS KY LA ME MD MA 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 574 777 577 445 617 540 576 862 687 693 373 308 290 333 335 334 550 744 558 674 746 697 429 446 454 414 477 398 119 108 109 146 177 134 175 130 153 180 115 211 71 150 379 561 464 372 465 409 407 624 587 575 250 249 223 277 268 256 184 203 210 272 343 324 190 214 279 300 353 321 57 51 56 89 103 80 127 97 124 157 87 180 62 130 142 172 103 60 111 90 123 141 60 65 92 50 51 45 52 56 124 205 106 121 124 117 146 150 120 87 90 70 35 35 33 32 51 42 41 26 21 21 23 29 6 14 48 51 44 9 12 41 41 46 97 40 53 31 9 16 11 15 22 242 336 242 281 279 256 93 82 55 27 34 7 27 22 20 25 23 12 7 7 8 2 5 2 3 6 3.7 4.1 4.3 4.6 3.9 4.1 3.8 4.1 4.7 4.5 3.3 3.8 3.7 4.2 4.1 4.3 2.1 2.1 2.5 2.5 2.8 2.7 2.5 2.8 3.3 3.7 4.1 4.7 2.8 3.0 3.1 3.6 3.5 3.8 3.7 4.2 5.0 6.4 5.4 4.7 4.6 5.1 MI MN MO MT NV NJ NY 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 283 264 258 240 838 1066 787 843 998 721 177 162 163 287 225 220 340 314 302 417 357 331 101 84 108 130 117 129 29 14 19 38 31 34 51 58 66 49 45 41 316 296 231 230 242 200 731 889 679 674 783 559 141 133 131 231 177 165 240 242 227 318 275 251 48 51 65 95 101 96 18 9 19 37 30 30 45 46 60 43 41 37 243 218 42 25 15 32 98 164 92 157 194 148 30 20 23 38 35 36 78 47 44 78 66 61 38 22 34 25 10 24 8 2 0 1 1 2 5 7 5 5 3 2 60 61 49 10 9 1 8 8 13 16 12 21 14 6 9 9 18 13 19 22 25 31 21 16 19 15 11 9 10 6 9 3 3 0 0 0 2 1 5 1 1 1 2 13 17 4.8 6.1 6.6 5.7 5.0 5.3 5.4 5.9 5.5 5.1 4.3 4.5 4.0 4.2 4.2 3.8 3.4 3.2 2.9 3.0 3.2 3.3 2.6 2.9 3.2 3.8 4.1 3.7 3.0 3.3 5.2 6.1 5.3 4.1 4.0 5.0 5.0 4.0 5.0 4.0 3.7 3.7 NC ND OH OK OR PA RI 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 276 339 274 245 165 211 258 251 189 201 170 161 154 253 244 222 556 555 651 661 723 767 398 367 363 464 486 379 98 91 89 179 148 105 703 621 716 1045 884 733 38 27 217 295 241 222 101 146 209 197 169 158 132 121 122 196 192 167 386 387 455 469 546 550 242 204 221 352 401 302 63 69 85 167 136 97 477 493 633 921 799 671 26 18 45 34 24 14 45 46 31 42 18 36 34 36 28 50 37 42 122 122 138 121 123 142 102 94 87 81 62 57 29 15 0 11 10 8 170 96 75 120 72 55 7 4 50 14 10 9 9 19 19 18 12 2 7 4 4 4 7 11 13 48 46 58 71 54 75 54 69 55 31 23 20 6 7 4 1 2 0 56 32 8 4 13 7 5 5 4.2 4.9 5.1 5.9 3.5 3.9 5.1 5.2 5.2 4.3 3.6 4.0 4.1 3.6 4.2 3.9 3.9 4.0 4.1 4.6 4.3 4.2 3.1 2.9 3.1 4.1 4.6 4.2 3.3 4.2 6.6 5.7 6.8 6.7 4.0 4.0 5.0 5.0 6.0 6.0 3.0 3.0 TN UT VT VA WA WV WI 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 42 67 63 77 167 149 170 363 315 315 143 123 147 220 155 178 60 53 58 104 77 64 374 420 429 312 457 493 138 169 149 185 159 156 432 437 475 409 485 427 404 319 26 51 61 57 93 83 81 210 161 172 68 48 103 176 122 124 40 40 39 70 56 42 213 239 249 203 261 302 69 100 120 150 142 129 202 232 272 283 288 257 252 223 5 11 0 14 42 41 51 91 94 91 40 50 26 35 29 45 13 8 14 22 11 18 90 96 95 58 94 98 54 56 24 26 17 21 95 116 134 80 142 110 101 63 51 11 5 2 6 32 25 38 62 60 52 35 25 18 9 4 9 7 5 5 12 10 4 71 85 85 51 102 93 15 13 5 9 0 6 135 89 69 46 55 60 51 33 3.0 5.0 5.0 4.0 2.9 3.0 2.9 3.4 3.0 3.0 2.6 2.6 4.1 4.6 4.0 3.6 3.5 3.7 4.0 4.0 4.2 4.5 3.0 3.0 4.0 5.0 4.0 4.0 3.0 3.4 4.4 5.2 5.8 5.4 2.6 3.0 3.0 4.0 3.6 3.4 3.3 3.9 WY Nova Scotia 36 States Average 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 318 380 470 306 78 105 94 124 108 95 207 249 302 219 46 56 60 112 97 83 66 71 99 50 19 32 23 8 10 9 45 58 69 37 13 17 11 4 1 3 3.8 3.9 3.9 4.1 2.8 2.5 3.5 5.2 5.2 4.6 175 144 165 165 145 160 - - - - 295 299 301 377 362 320 182 192 210 280 271 239 73 69 58 64 59 53 40 38 32 33 32 27 3.3 3.5 4.0 4.5 4.6 4.4 52 Appendix B: The value of projects for the levels of competition for 2006 through 2011 State AR DE FL GA ID IL IN Calendar Year 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 Total Value of Construction Contracts Let ($millions) 377 375 374 498 568 548 107 176 128 109 112 147 2,420 5,513 2,031 2,962 1,622 1,822 2,699 2,393 673 854 678 953 174 276 360 389 289 280 1,378 1,157 1,260 2,168 2,435 1,890 1,373 Total Value of Contracts with 3 or more bids ($millions) 163 268 254 390 432 458 96 165 126 104 109 136 1,459 1,849 1,612 1,790 1,426 1,497 1,699 887 576 715 533 795 89 132 229 381 276 270 430 559 818 1,277 1,205 1,435 647 53 Total Value of Total Value of Contracts with 2 Contracts with 1 bid bids ($millions) ($millions) 192 61 82 75 100 73 11 11 2 4 3 12 589 407 130 425 41 67 800 1,128 73 104 120 145 60 104 125 7 7 8 371 368 279 536 727 328 429 22 46 38 33 36 17 0 0 1 1 0 0 372 3,257 290 746 154 258 200 379 24 35 25 13 285 40 6 1 6 2 577 230 162 355 503 127 298 IA KS KY LA ME MD MA 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 1,370 1,529 1,415 1,582 1,277 570 498 667 1,043 620 781 643 355 474 655 480 671 1,125 1,437 453 888 833 1,062 1,771 1,441 1,499 1,011 1,043 677 191 148 194 265 326 173 446 448 379 463 287 460 342 806 1,047 1,189 1,434 1,144 368 386 503 658 540 625 403 302 414 605 421 552 272 296 258 492 523 714 687 713 779 749 837 573 104 91 77 151 221 105 300 326 307 391 240 406 315 54 357 317 202 138 73 114 86 129 242 58 87 185 35 50 45 44 68 437 434 47 169 141 141 982 199 672 174 183 101 48 28 93 84 76 61 126 91 48 65 42 49 25 208 165 24 10 60 89 26 35 144 22 69 55 17 9 5 14 51 416 707 148 227 169 207 102 529 48 87 23 4 40 30 23 30 29 7 21 30 23 7 5 4 2 MI MN MO MT NV NJ NY 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 525 896 923 743 699 1,280 1,572 1,251 1,379 1,261 998 377 635 457 658 713 491 894 916 692 1,107 677 724 258 256 304 285 397 301 627 153 170 233 286 363 600 531 707 837 448 254 1,272 497 748 852 729 591 1,170 1,168 1,076 1,228 1,059 771 341 312 402 577 589 420 638 845 611 895 582 617 184 180 229 237 365 236 201 119 170 223 286 347 482 516 707 835 432 251 834 55 19 116 67 13 104 102 399 158 140 189 210 21 305 44 56 109 51 240 61 69 151 75 71 57 65 56 42 25 55 425 31 0 10 0 11 913 14 0 2 14 2 412 9 33 4 2 4 8 6 18 11 12 17 15 19 11 26 15 21 16 10 13 61 20 37 17 11 18 6 7 10 1 3 0 0 0 5 0 1 0 0 1 1 26 NC ND OH OK OR PA RI 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 1,290 1,384 1,942 1,437 1,033 856 1,175 1,863 955 1,733 1,570 266 249 274 319 400 559 1,521 1,201 1,115 1,482 1,581 1,447 600 631 690 1,249 840 760 641 361 393 463 367 209 1,545 1,895 1,879 2,670 2,191 1,892 93 816 1,064 1,840 1,374 996 560 795 1,582 798 1,633 1,336 245 247 77 37 34 247 257 130 114 83 213 1,174 1,005 892 1,257 1,038 952 341 337 406 855 726 623 383 286 310 446 348 202 1,080 1,569 1,760 2,414 2,053 1,760 72 300 145 158 131 469 398 177 149 230 272 77 118 245 53 0 15 15 7 364 244 103 254 117 127 18 56 228 73 24 26 3 50 122 151 43 17 20 5 13 3 6 21 20 48 52 64 94 73 96 82 144 54 123 36 19 14 22 84 2 4 0 101 82 16 2 21 5 3 TN UT VT VA WA WV WI 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 28 100 275 188 124 639 426 644 1,110 903 940 704 303 1,028 2,457 819 738 86 121 109 206 182 112 925 850 796 817 1,268 1,236 382 777 759 1,099 744 1,270 544 581 650 528 512 521 685 18 89 259 188 113 412 308 452 760 558 587 352 137 885 2,376 456 624 59 80 63 122 98 87 665 618 483 454 774 666 249 628 716 1,007 728 1,249 365 258 496 424 391 395 400 57 9 5 11 0 6 160 54 96 206 157 114 307 124 36 70 357 94 18 21 34 36 34 13 124 112 131 102 116 221 104 94 38 83 16 16 120 157 78 50 70 61 184 2 6 4 1 5 67 63 95 145 189 240 45 42 106 11 6 19 10 20 12 48 50 13 136 120 182 261 378 349 30 55 4 10 0 6 59 165 76 54 51 65 101 WY Nova Scotia 36 States Average 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 2006 2007 2008 2009 2010 2011 645 886 1,134 1,418 1,092 222 295 327 383 279 245 425 589 799 960 815 171 132 217 361 268 237 134 141 133 261 185 39 137 101 13 8 5 86 156 201 196 91 12 26 8 9 2 3 323 242 - - - 795 861 761 979 841 787 490 509 598 797 681 645 256 175 115 119 112 95 92 189 60 79 59 52 58 Appendix C: The data for the average variance from the engineer’s estimate for various levels of competition in 2011 State AR DE FL GA ID IL IN IA KS KY LA ME MD MA MI MN MO MT NV NJ NY NC ND OH OK OR PA RI TN UT VT VA WA WV WI WY Nova S. Average 1.8 0.0 -8.0 5.7 -5.0 0.4 72.0 4.8 4.4 1.0 23.3 6.5 0.1 8.0 8.4 -4.5 13.0 4.1 -3.9 -10.0 -10.2 17.0 -8.2 -3.7 -15.0 1.9 -2.8 6.5 9.0 -1.1 -9.5 3.0 -0.5 -5.4 -5.0 -10.2 20.0 -8.2 -5.5 -11.0 -5.5 -4.9 8.5 -14.0 -4.2 -5.6 11.0 -1.7 -11.1 -16.0 -10.2 19.0 -7.5 -7.2 -15.0 -8.0 -10.1 7.9 5-or more bid projects (%) -9.8 21.0 -5.3 -7.8 -18.0 -10.2 20.0 -10.2 3.2 -18.0 -18.7 -18.4 13.3 -3.7 -8.9 -3.3 -0.6 6.4 7.0 21.0 -2.5 33.0 5.3 4.1 0.0 24.0 -4.3 9.3 11.6 -32.0 32.0 -1.4 21.0 -1.6 4.4 21.0 2.5 -6.5 -3.5 4.9 -14.0 -1.0 -3.5 -4.3 -4.6 15.8 -9.4 -6.0 -5.8 -9.4 -9.8 11.9 -23.0 -15.0 -7.8 -2.2 -3.1 -9.0 -3.1 -5.0 -9.0 -10.0 -2.6 -7.1 -12.9 -13.0 -6.9 4.4 -5.4 2.0 -7.0 16.0 7.5 3.8 16.0 1.3 -10.0 3.6 -7.0 -10.9 -5.2 -7.6 -1.1 -3.0 -2.9 5.8 -15.0 -9.7 0.5 -5.3 -2.8 -1.5 0.6 6.7 -10.0 -14.1 -5.7 0.0 -6.2 -7.6 2.1 8.8 -16.0 -17.6 -9.6 -12.3 -10.1 7.5 0.5 -3.8 -4.0 -7.0 1-bid projects (%) 2-bid projects (%) 3-bid projects (%) 4-bid projects (%) 59 Appendix D: The percentage of single bids received for each type in 2011 State Asphalt resurfacing Reconstruction Major Projects Major Bridge Specialty Projects / Transpor- Maintenan tation ce Projects Enhancements AR Other Comments This information is not tracked. DE 0 0 0 0 0 0 none received single bids FL 0 0 0 0 50 10 40% other projects GA 2 0 0 0 0 0 All 6 projects in 2011 had only 1 bid. 5 of those were resurfacing and 1 intersection improvement IL 90 0 0 0 0 10 IN 0 4 0 0 0 14 IA 27 2 0 0 0 0 KS 14 1 7 0 9 5 KY 60 15 0 0 10 5 LA 1 0 0 0 1 0 ME 9 0 0 0 39 0 MD 61 3 3 0 26 7 MA 0 0 0 0 100 0 MI <1 0 0 0 0 <1 MO 1 0 0 0 0 0 MT 16 24 0 0 22 0 NV 0 0 0 0 100 0 ID The only significant one bidder work type is asphalt resurfacing Less than 2% of all bids were Single Bids. Most of our traffic signal project are single bids MN 60 Montana doesn't have any major projects. We had 10% regular bridge projects. 100% of the single bids were received on smaller specialty projects. NJ NY 0 33 0 0 33 33 NC 5 3 0 0 0 0 ND 8 46 8 0 0 38 OH 49 24 0 0 14 13 Don't have this info but only 5% of total projects received single bids. Most single bids were on asphalt resurfacing, maintenance, or specialty projects. OK OR PA There were only 7 of 733 (0.95%) statewide with single bids. 4 of these 7 were categorized as resurfacing. The Maintenance projects consisted of guardrail replacement contracts. RI 17 0 0 33 0 50 TN 23 0 0 2 0 0 UT 0 0 0 0 0 10 VT 18 0 0 0 0 10 VA 58 14 0 2 1 25 WA 33 0 0 0 50 17 WV 22 6 12 4 8 14 4.3 % are other types WI 29 2 4 0 17 18 Rehab projects = 14% WY 2 0 0 0 0 10 Currently database access/query issues. Unable to provide this information at this time. Nova S. Average None 19 6 1 1 17 61 10 Appendix E: The average annual percentage increase in the bid prices for the past 6 years AR DE FL GA ID IL IN IA KS KY LA ME MD MA MI MN MO MT NV NJ NY NC ND OH OK OR PA RI TN UT VT VA WA WV WI WY Nova S. Average 2006 2007 2008 2009 2010 2011 6-year average 18.2 7.4 -17.3 -11.5 -11.2 8.3 -1.0 6.5 6.1 9.0 -9.0 -3.0 2.0 1.9 12.2 9.5 15.6 0.2 -4.1 8.5 7.0 4.0 4.0 4.0 6.6 4.0 -3.7 4.0 -6.8 4.0 4.7 4.0 0.2 10.0 5.0 2.0 1.0 2.0 2.0 3.7 -2.4 21.5 -7.8 11.9 12.8 8.5 19.2 -4.2 0.3 0.4 3.0 6.0 4.2 7.4 9.0 18.0 5.0 2.0 12.0 12.0 -5.0 -24.0 5.0 15.0 5.0 6.0 5.2 4.8 12.6 6.9 7.7 -6.1 2.6 4.2 4.7 14.1 4.2 15.0 -4.9 1.3 -2.0 4.6 5.0 22.2 5.0 16.8 3.0 29.6 3.0 0.9 5.0 9.1 9.0 3.0 4.8 5.0 -11.4 2.0 0.0 -8.1 5.0 -4.0 0.0 2.0 4.0 5.0 13.4 6.0 3.0 5.6 5.0 7.7 4.3 2.3 6.1 9.1 25.4 0.4 30.6 24.7 10.3 -6.8 -4.4 -2.6 -10.6 7.9 9.2 5.5 10.1 12.8% 6.5% 8.1% -3.6% 0.0% 5.4% 4.9% 62 Appendix F: The average approximate percent increases in the past year State AR DE FL GA ID IL IN IA KS KY LA ME MD MA MI MN MO MT NV NJ NY NC ND OH OK OR PA RI TN UT VT VA WA WV WI WY Nova S. Average Asphaltic Concrete Paving 4 Portland Cement Concrete Paving 11 8 21 11 26 7 7 7 5 10 10 1 20 6 6 -11 4 1 27 1 4 2 8 9 -13 18 43 -15 0 4.0% Reinforcement Steel concrete paving went down by 13.4% 7 The 43% was experienced 2010 - 2011 2 4 8 9 2 5 0 1 8 28 Pavement Marking 17.2% Info not available 0 10 8 0 0 Fuel 92 16 40 521 15 4 18 20 Earthwork Structural Steel Other 12 34 metal reinforcing steel 4.5% 8.2 not available 8 0 20 3 0 14 105 0 34 8 10 12 8 17 43 63 Asphalt Cements 9.0 %