Multi-Market Securities Guide

Transcription

17 October 2016
Clearstream Banking Multi-Market Securities Guide
Document number: 6201
17 October 2016
The Clearstream Banking Multi-Market Securities Guide (the “Guide”) aims to provide customers and
professionally interested third parties with a convenient up-to-date reference for all Clearstream Banking’s crossborder transfer procedures. The Guide contains especially all connectivity information to provide an overview and
verification of the operational details of a market link, such as the types of securities accepted and any instruction
requirements.
The Guide creates no right to claim damages against Clearstream Banking other than as explicitly provided for in
Clearstream Banking’s General Terms and Conditions. In the event of false information being given in the Guide,
Clearstream Banking’s liability is limited to proven cases of wilful misconduct and gross negligence.
This version of the Guide prevails and supersedes all previous editions of the Guide and shall be valid with
immediate effect upon its issuance. This Guide remains valid until either a fully revised version is published or
individual new or replacement pages are provided without notification period.
The Guide is intended for use in connection with other Clearstream Banking publications, such as the Clearstream
Banking Market Guide and the various connectivity service user manuals, which give further specific details about
Clearstream Banking’s services.
The use of the Guide for purposes other than as described above requires the prior written consent of Clearstream
International société anonyme.
© Copyright Clearstream International société anonyme (2011). All rights reserved.
Clearstream Banking, CBF, CBL, CreationOnline and CreationDirect are registered trademarks of Clearstream
International société anonyme and any abuse of these may be made the subject of legal proceedings. S.W.I.F.T. is
a registered trademark of the Society for Worldwide Interbank Financial Telecommunication.
Clearstream International société anonyme, CBF and CBL are Deutsche Börse Group companies.
Foreword
This Multi-Market Securities Guide provides general and detailed information about the realignment
required between CBL depositories in order to enable effective cross-border trades in securities in
remote as well as home domestic markets.
The Guide is arranged in the following sections:
• Introduction on page 1, providing an overview and detailed information about the service;
• Domestic markets (7), providing instruction format specifications from the perspective of each
home market.
A Microsoft ® Excel  spreadsheet of eligible multi-market securities is available on Clearstream
Banking’s website, www.clearstream.com, under Key Documents/ ICSD / Multi-Market Securities
Guide.
Disclaimer
Clearstream Banking does not represent that the information provided through and contained in this
document is comprehensive, complete or accurate and expressly disclaims liability for errors or
omissions therein.
Clearstream Banking does not accept any responsibility for any cross-border settlement delays. The
instruction specifications contained in this document are correct at the time of its publication for
currently eligible securities.
Clearstream Banking does not accept any responsibility for the completeness and correctness of fees
mentioned in this guide. Please note that additional fees may be charged for receipt instructions
according to the official CBL fee schedule and to local market practice in the form of out-of-pocket
expenses passed on to the customers.
Please note that Clearstream Banking is not always advised of changes affecting these specifications.
However, Clearstream Banking will update this Guide on the website (www.clearstream.com) as soon
as it is made aware of any amendment.
Clearstream Banking
17 October 2016
i
Foreword
This page has intentionally been left blank.
17 October 2016
ii
Clearstream Banking
Multi-market Securities Guide
Contents
The following table lists the markets for which Clearstream Banking provides cross-border settlement
procedures. This list will be updated as additional relationships are established.
Disclaimer . . . . . . . . . . . . . . . . . . . . . . . i
Background . . . . . . . . . . . . . . . . . . . . . . 1
The service . . . . . . . . . . . . . . . . . . . . . . 1
ISIN plus place of safekeeping . . . . . . 1
Domestic markets
Argentina
Spain . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Australia
Canada . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Hong Kong . . . . . . . . . . . . . . . . . . . . . . 10
New Zealand . . . . . . . . . . . . . . . . . . . . 12
Norway. . . . . . . . . . . . . . . . . . . . . . . . . 13
South Africa. . . . . . . . . . . . . . . . . . . . . 14
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Austria
Czech Republic . . . . . . . . . . . . . . . . . . 20
France . . . . . . . . . . . . . . . . . . . . . . . . . 21
Germany . . . . . . . . . . . . . . . . . . . . . . . 22
Italy . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Netherlands . . . . . . . . . . . . . . . . . . . . 25
Poland . . . . . . . . . . . . . . . . . . . . . . . . . 26
Switzerland . . . . . . . . . . . . . . . . . . . . . 27
Belgium
CBF Vault. . . . . . . . . . . . . . . . . . . . . . . 28
Czech Republic . . . . . . . . . . . . . . . . . . 29
Germany . . . . . . . . . . . . . . . . . . . . . . . 30
Greece . . . . . . . . . . . . . . . . . . . . . . . . . 32
HSBC Bank Plc London . . . . . . . . . . . 33
Luxembourg . . . . . . . . . . . . . . . . . . . . 34
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Canada
Australia . . . . . . . . . . . . . . . . . . . . . . . 37
France . . . . . . . . . . . . . . . . . . . . . . . . . 39
Germany . . . . . . . . . . . . . . . . . . . . . . . 40
Hong Kong . . . . . . . . . . . . . . . . . . . . . . 41
Ireland . . . . . . . . . . . . . . . . . . . . . . . . . 43
Netherlands . . . . . . . . . . . . . . . . . . . . 44
New Zealand . . . . . . . . . . . . . . . . . . . . 45
Norway. . . . . . . . . . . . . . . . . . . . . . . . . 46
Poland . . . . . . . . . . . . . . . . . . . . . . . . . 47
South Africa. . . . . . . . . . . . . . . . . . . . . 48
Sweden . . . . . . . . . . . . . . . . . . . . . . . . 50
Switzerland . . . . . . . . . . . . . . . . . . . . . 51
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 55
Czech Republic
Austria . . . . . . . . . . . . . . . . . . . . . . . . . 56
Belgium . . . . . . . . . . . . . . . . . . . . . . . . 57
BNP Paribas, Luxembourg . . . . . . . . 58
France . . . . . . . . . . . . . . . . . . . . . . . . . 59
Netherlands . . . . . . . . . . . . . . . . . . . . 60
Poland . . . . . . . . . . . . . . . . . . . . . . . . . 61
United Kingdom . . . . . . . . . . . . . . . . . 62
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . . . 63
Clearstream Banking, Luxembourg
Germany . . . . . . . . . . . . . . . . . . . . . . . 64
Sweden . . . . . . . . . . . . . . . . . . . . . . . . 65
UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66
Finland
France . . . . . . . . . . . . . . . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . . .
68
69
70
71
73
France
Austria . . . . . . . . . . . . . . . . . . . . . . . . 76
BNP Paribas, Luxembourg. . . . . . . . 78
BNY London . . . . . . . . . . . . . . . . . . . . 79
Canada . . . . . . . . . . . . . . . . . . . . . . . . 80
Czech Republic . . . . . . . . . . . . . . . . . 81
Finland . . . . . . . . . . . . . . . . . . . . . . . . 82
Germany . . . . . . . . . . . . . . . . . . . . . . . 83
Hong Kong . . . . . . . . . . . . . . . . . . . . . 86
Ireland . . . . . . . . . . . . . . . . . . . . . . . . 87
Japan . . . . . . . . . . . . . . . . . . . . . . . . . 88
Luxembourg. . . . . . . . . . . . . . . . . . . . 89
Norway . . . . . . . . . . . . . . . . . . . . . . . . 90
Poland . . . . . . . . . . . . . . . . . . . . . . . . 91
South Africa . . . . . . . . . . . . . . . . . . . . 92
Spain. . . . . . . . . . . . . . . . . . . . . . . . . . 93
Switzerland . . . . . . . . . . . . . . . . . . . . 96
UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . . 103
Germany
Austria . . . . . . . . . . . . . . . . . . . . . . .
Belgium . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
Denmark . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Ireland . . . . . . . . . . . . . . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
Poland . . . . . . . . . . . . . . . . . . . . . . .
Singapore . . . . . . . . . . . . . . . . . . . . .
Spain. . . . . . . . . . . . . . . . . . . . . . . . .
Switzerland . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . .
105
107
109
110
111
114
117
119
121
122
123
125
126
133
Greece
Belgium . . . . . . . . . . . . . . . . . . . . . . 135
Switzerland . . . . . . . . . . . . . . . . . . . 136
Hong Kong
Australia. . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Singapore . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
USA . . . . . . . . . . . . . . . . . . . . . . . . . .
137
138
142
143
150
153
Ireland
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
South Africa . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
Switzerland. . . . . . . . . . . . . . . . . . . .
159
160
161
162
163
Israel
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 164
Italy
Austria. . . . . . . . . . . . . . . . . . . . . . . .
BNP Paribas Luxembourg. . . . . . . .
CBF Vault . . . . . . . . . . . . . . . . . . . . .
Citibank London . . . . . . . . . . . . . . . .
Finland . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Ireland. . . . . . . . . . . . . . . . . . . . . . . .
Poland . . . . . . . . . . . . . . . . . . . . . . . .
Spain . . . . . . . . . . . . . . . . . . . . . . . . .
Switzerland. . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . .
165
166
167
168
169
170
172
173
174
177
178
180
Japan
France . . . . . . . . . . . . . . . . . . . . . . . . 181
Luxembourg
France . . . . . . . . . . . . . . . . . . . . . . . . 182
Netherlands . . . . . . . . . . . . . . . . . . . 184
Mexico
Spain . . . . . . . . . . . . . . . . . . . . . . . . . 185
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . . 188
Netherlands
Austria. . . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
Czech Republic. . . . . . . . . . . . . . . . .
Finland . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Ireland. . . . . . . . . . . . . . . . . . . . . . . .
Norway . . . . . . . . . . . . . . . . . . . . . . .
Spain . . . . . . . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . .
189
190
191
192
193
195
196
197
198
199
201
New Zealand
Australia . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
Singapore . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
202
203
204
205
Norway
Australia . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . .
207
208
209
210
211
213
219
Canada . . . . . . . . . . . . . . . . . . . . . . . 154
France . . . . . . . . . . . . . . . . . . . . . . . 155
Germany . . . . . . . . . . . . . . . . . . . . . . 156
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iii
Poland
Austria . . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
Czech Republic . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . .
224
225
226
227
228
229
230
231
232
Portugal
Spain . . . . . . . . . . . . . . . . . . . . . . . . . 233
Singapore
BNY London . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Hong Kong . . . . . . . . . . . . . . . . . . . .
New Zealand . . . . . . . . . . . . . . . . . .
South Korea . . . . . . . . . . . . . . . . . . .
Thailand . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . .
234
235
236
241
242
244
245
246
South Africa
Australia . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Ireland . . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
248
249
251
252
253
South Korea
Singapore . . . . . . . . . . . . . . . . . . . . . 258
Spain
Fees . . . . . . . . . . . . . . . . . . . . . . . . .
Argentina . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Mexico. . . . . . . . . . . . . . . . . . . . . . . .
NASDAQ . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
Portugal . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
260
261
262
265
267
270
274
275
276
277
Sweden
Canada . . . . . . . . . . . . . . . . . . . . . . .
Denmark. . . . . . . . . . . . . . . . . . . . . .
Finland . . . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Ireland . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
Norway . . . . . . . . . . . . . . . . . . . . . . .
Poland. . . . . . . . . . . . . . . . . . . . . . . .
Switzerland . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A. . . . . . . . . . . . . . . . . . . . . . . . .
279
281
282
284
285
286
287
289
290
291
294
Greece . . . . . . . . . . . . . . . . . . . . . . . .
Ireland . . . . . . . . . . . . . . . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . .
299
300
301
302
303
306
Thailand
Singapore . . . . . . . . . . . . . . . . . . . . . 307
UK
Australia . . . . . . . . . . . . . . . . . . . . . .
Belgium. . . . . . . . . . . . . . . . . . . . . . .
BNP Paribas Luxembourg. . . . . . . .
BNY London . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
Citibank, London . . . . . . . . . . . . . . .
Czech Republic. . . . . . . . . . . . . . . . .
Denmark . . . . . . . . . . . . . . . . . . . . . .
Deutsche Bank London . . . . . . . . . .
Finland . . . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Hong Kong . . . . . . . . . . . . . . . . . . . .
HSBC Bank Plc London . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
New Zealand. . . . . . . . . . . . . . . . . . .
Norway . . . . . . . . . . . . . . . . . . . . . . .
Poland . . . . . . . . . . . . . . . . . . . . . . . .
Singapore . . . . . . . . . . . . . . . . . . . . .
South Africa . . . . . . . . . . . . . . . . . . .
Spain . . . . . . . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
Switzerland . . . . . . . . . . . . . . . . . . . .
U.S.A.. . . . . . . . . . . . . . . . . . . . . . . . .
308
311
312
314
316
319
321
322
324
325
328
333
339
342
346
348
351
353
358
359
361
363
367
370
373
Common and Specialised
depositories
BNP Paribas, Luxembourg
Czech Republic . . . . . . . . . . . . . . . . . 408
France . . . . . . . . . . . . . . . . . . . . . . . . 409
Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 410
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 411
BNY London
France . . . . . . . . . . . . . . . . . . . . . . . . 413
Singapore . . . . . . . . . . . . . . . . . . . . . 414
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 415
CBF Vault
Belgium . . . . . . . . . . . . . . . . . . . . . . . 417
Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 418
Citbank London
Italy . . . . . . . . . . . . . . . . . . . . . . . . . . 419
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 420
Deutsche Bank London
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 423
HSBC Bank Plc London
Belgium . . . . . . . . . . . . . . . . . . . . . . . 424
UK. . . . . . . . . . . . . . . . . . . . . . . . . . . . 425
NASDAQ
Spain . . . . . . . . . . . . . . . . . . . . . . . . . 429
U.S.A.
Australia . . . . . . . . . . . . . . . . . . . . . .
Belgium. . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
Czech Republic. . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
Hong Kong . . . . . . . . . . . . . . . . . . . .
Israel . . . . . . . . . . . . . . . . . . . . . . . . .
Italy . . . . . . . . . . . . . . . . . . . . . . . . . .
Mexico . . . . . . . . . . . . . . . . . . . . . . . .
Netherlands . . . . . . . . . . . . . . . . . . .
Norway . . . . . . . . . . . . . . . . . . . . . . .
Poland . . . . . . . . . . . . . . . . . . . . . . . .
Singapore . . . . . . . . . . . . . . . . . . . . .
Sweden . . . . . . . . . . . . . . . . . . . . . . .
Switzerland . . . . . . . . . . . . . . . . . . . .
UK . . . . . . . . . . . . . . . . . . . . . . . . . . .
378
379
380
381
382
384
386
387
388
389
390
391
397
398
400
401
402
Switzerland
Austria . . . . . . . . . . . . . . . . . . . . . . .
Canada . . . . . . . . . . . . . . . . . . . . . . .
France . . . . . . . . . . . . . . . . . . . . . . .
Germany . . . . . . . . . . . . . . . . . . . . . .
295
296
297
298
Notation used in the specifications
C
Indicates an instruction field that is conditional.
M
Indicates an instruction field that is mandatory.
O
Indicates an instruction field that is optional.
xxxxx
Represents the Clearstream Banking customer’s 5-digit account number.
17 October 2016
iv
Clearstream Banking, Luxembourg
Introduction
This Guide provides an overview and details of the services offered by Clearstream Banking1 for multimarket securities (that is, securities on foreign exchanges).
Subsequent updates to this document will be published as and when Clearstream Banking market
coverage and service offerings expand.
Background
Domestic securities may also be listed on foreign exchanges. These multi-market securities are traded
on more than one stock exchange and are eligible for deposit and settlement in more than one Central
Securities Depository (CSD). Customers can trade and settle such securities in the home market (that
is, in general, the market of the issuer), in a remote market (that is, a foreign market) and in crossborder transactions (that is, between the home market and a remote market).
The service
The Multi-Market Securities Service enables:
• Settlement of internal and domestic transactions in multi-market securities, on home or remote
markets, free of and against payment, using Clearstream Banking as the unique interface.
Note: Settlement of domestic transactions in multi-market securities against payment depends
on whether against payment processing is allowed via the underlying cross-border link.
In general, Bridge instructions will not be allowed for securities listed on remote markets.
• Cross-border settlement. Holdings in multi-market securities can be transferred by means of
free of payment instructions in favour of a third party or realigned when a customer moves a
position from one market to another between markets without a change of beneficiary.
ISIN plus place of safekeeping
The ISIN combined with the place of safekeeping can be used in instructions input using Creation via
SWIFT and CreationDirect. Reporting of such instructions via these media includes the ISIN plus place
of safekeeping (shown as the BIC of Clearstream Banking’s depository).
Customers that want to settle multi-market securities in remote and cross-border trades can include
the place of safekeeping in their instructions in the following format:
Sequence C
• :94F::SAFE//NCSD/ followed by the BIC address; or
• :94F::SAFE//CUST/ followed by the BIC address
1. Clearstream Banking in this document refers collectively to Clearstream Banking Frankfurt (CBF) and Clearstream Banking
Luxembourg (CBL). CBF and CBL are Deutsche Börse Group companies.
Clearstream Banking
17 October 2016
1
Introduction
Detailed information
Market coverage: acceptance of multi-market securities
The Multi-Market Securities Service is available for a wide range of combinations of home and remote
markets. Detailed instruction specifications for each combination are given in this Guide.
Upon customer request, multi-market securities can be submitted to Clearstream Banking Customer
Service for acceptance at an additional place of safekeeping, usually a remote market.
Acceptance of such requests is subject to the following criteria:
• Clearstream Banking has a link to the remote market; and
• The security is listed and traded on the remote market’s stock exchange; and
• The security can settle in the remote market’s local CSD; and
• The standard eligibility checks have been carried out by Clearstream Banking to ensure that the
security can be serviced according to Clearstream Banking’s standards in the remote market.
For example, different tax treatments may mean that a security is eligible in the home market
but not eligible in a remote market.
Note: Before trading in a particular security on a remote market, customers are recommended to
verify its eligibility in Clearstream Banking.
Settlement
Clearstream Banking customers can settle trades in multi-market securities as follows:
• Internal transactions, with home or remote codes, free of and against payment,
• Domestic transactions, on home and remote markets, free of and against payment,
• Cross-border transfers and realignments, between the various places of listing, free of payment.
Note: Instruction specifications for cross-border transfers and realignments are provided in Domestic
markets on page 7.
Customer input
The following specifications apply to internal, domestic and cross-border instructions:
• Home market:
-
ISIN; or
-
Home common code; or
-
ISIN plus home place of safekeeping; or
-
Home common code plus home place of safekeeping.
• Remote market:
-
ISIN plus remote place of safekeeping; or
-
Remote common code; or
-
Remote common code plus remote place of safekeeping.
Note: In Creation via SWIFT and CreationDirect, instructions containing an ISIN but no place of
safekeeping will be associated, by default, with the home market.
17 October 2016
2
Clearstream Banking
Introduction
Validation of instructions containing the ISIN plus place of safekeeping:
Customer internal, domestic and cross-border instructions are validated as follows:
• If an instruction contains a valid ISIN and a valid place of safekeeping but this combination does
not exist in Clearstream Banking, the instruction will fail in repair.
If the instructed security is accepted in the instructed place of safekeeping before the end of
daytime processing, the instruction will be processed; if not, it will be rejected.
• If an instruction contains “:94F::SAFE//ICSD/CEDELULL”, it will be accepted and the place of
safekeeping will be ignored (that is, it will default to the “home” market).
• If an instruction contains a valid ISIN but an invalid place of safekeeping, the instruction will be
rejected immediately.
All other instruction specifications, input deadlines and cancellation rules for settlement within a single
domestic market that is either the home market or a remote market for the security concerned remain
as described in the appropriate section of the Creation Market Guide.
Cross-border settlement
Cross-border settlement is a free of payment transfer of multi-market securities from a home market
to a remote market or between remote markets. Cross-border settlements consist of the following:
• A cross-border transfer: a transfer in favour of a third party (cross-border transfer); or
• A cross-border realignment: an own-account transfer, when a customer moves his position from
one market to another with no change of beneficial owner.
Instruction specifications for cross-border transfers and realignments are detailed in Domestic
markets, page 7.
Disclaimer
In view of the additional number of intermediaries in the settlement chain, cross-border transfers and
realignments may take several days to settle. Consequently, Clearstream Banking cannot guarantee
timely settlement of cross-border instructions. Customers are therefore strongly recommended to send
their cross-border settlement instructions to Clearstream Banking as early as possible.
Note: Customers may also gain time by indicating the “immediate release” flag in their cross-border
instructions where available for the depositories concerned in the transaction. This will allow
instructions, where this is available, to be pre-matched and released earlier. For details of the
pre-matching service, see the Creation Market Guide (Introduction).
Cross-border fees
Cross-border transfers and realignments may be subject to additional settlement fees charged by the
various additional intermediaries in the cross-border settlement process. Any cross-border charges
incurred by Clearstream Banking will be passed on to the customer (in addition to the standard
domestic settlement fees charged by Clearstream Banking, as published in the Clearstream Banking
Fee Schedule).
Clearstream Banking
17 October 2016
3
Introduction
Example of a cross-border realignment or transfer
Delivery of Japanese securities from Switzerland (remote market) to Japan (home market):
HSBCJPJT
JJSDJPJT
INSECHZZ
MT540
JP3435000009
:94F::SAFE//NCSD/JJSDJPJT
UBSWCHZH80A
MT542
CEDELULL
CEDELULL
JP3435000009
:94F::SAFE//NCSD/INSECHZZ
Customer reporting
The following reports via CreationOnline, Creation via SWIFT and CreationDirect include the place of
safekeeping (in those message types where SWIFT supports the field):
• MT535 Statement of Holdings;
• MT536 Statement of Transactions;
• MT537 Statement of Pending Transactions;
• MT544/5/6/7 Settlement Confirmations.
Reporting on the home market will include the ISIN or common code (depending on the customer’s
profile) and reporting on the remote market will include the remote common code.
Services provided for multi-market securities
Clearstream Banking offers a limited range of custody services for securities that are held on remote
markets, following local market rules.
Clearstream Banking customers with remote multi-market holdings who want to benefit from the full
range of Clearstream Banking’s custody and tax services should realign the securities from the remote
market to the home market as early as possible in advance of the entitlement calculation date.
Note: Deviations from the following general rules may occur on a market-by-market or issue-by-issue
basis, and will be included in the appropriate event notifications.
Income and corporate events
Customers holding securities in remote markets will be informed of income and corporate events upon
receipt of information from the remote market. Instruction deadlines for corporate actions will
generally be less attractive for instructions on securities held in remote markets. In certain cases, it
will not be possible for Clearstream Banking to process corporate events on holdings in remote
markets due to the restricted services available in such remote markets.
17 October 2016
4
Clearstream Banking
Introduction
Cash or securities credits resulting from corporate events and dividends in remote markets will be applied
upon receipt of funds and so may appear delayed in comparison with such credits on a home market.
Cash proceeds on securities deposited in remote markets will be credited in the currency mentioned in
the pre-advice sent by Clearstream Banking to the customer.
Entitlement compensation
Clearstream Banking follows the rules of the market in which the securities are deposited.
Notification of meetings and proxy voting services
Clearstream Banking will notify customers of EGMs upon receipt of the information from the remote
market. No proxy service will be offered for securities held on remote markets.
Withholding Tax information
The following general rules apply in relation to multi-market securities:
• Dividends are subject to the maximum rate of withholding tax. This may lead in certain cases to
double taxation where the customers must pay withholding tax in both the remote market and
the home market.
• There is no exemption at source on securities held in remote markets.
• Customers cannot apply for refunds of withholding tax withheld in the home market on
securities held in a remote market.
• Customers can apply for partial or total refunds of withholding tax withheld in a remote market if
this is the practice in the remote market.
The following additional information relates to tax services in certain markets:
• Exemption at source and a full refund of Belgian “précompte mobilier” is available for nonresidents of Belgium on dividend payments on foreign securities held in Belgium.
Note: No procedures exist for exemptions or refunds of the foreign withholding tax (that is, the
tax withheld in the country of the issuer) and so Belgian residents that hold foreign
securities in Belgium via Clearstream Banking are subject to double taxation.
• Cross-border settlement of UK and Irish equities may be subject to stamp duty, depending on
the status of the receiving or delivering CREST account in each case. For specific information
about stamp duty, please refer to relevant sections of the Creation Market Guide.
Clearstream Banking
17 October 2016
5
Introduction
17 October 2016
6
Clearstream Banking
Domestic markets
Argentina - Spain
ISIN ARP125991090 - BBVA BANCO FRANCES SA only, settling via CDV-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Place of Safekeeping
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Settlement Processing
Narrative
Receive Free
M
M
M
CAVLARBA
trade date and time
BIC
CAVLARBA
Caja de Valores
4000
BIC
BBVAESMM
0004
REGI Clearstream Banking S.A.
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMMXXX
BIC
CAVLARBA
Name and Address
8500
0004
INCLUSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//trade date and time
//REGI Clearstream Banking S.A.
//NCSD/CAVLARBA
//CAVLARBA
/CAVL/4000
//BBVAESMM
//SAFE//0004
Seq MT540 Receive Free
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
//NCSD/IBRCESMM
//IBRCESMMMXXX
//CAVLARBA
//8500
//0004
Fees: Standard transaction fee for Argentina, as published in the CBL Fee Schedule, plus EUR 5.00 per
transaction charged by the Argentine CSD.
For securities received in Spain, the fees on page 260 apply.
Clearstream Banking
17 October 2016
7
Australia - Canada
ISIN AU000000ALD4 - Allied Gold Ltd
ISIN AU000000AND0 - Andean Resources Ltd
ISIN AU000000AOK3 - SHS Austex Oil Ltd Ord Reg
ISIN AU000000AZM5 - Azumah Resources Limited
ISIN AU000000BMN9 - Bannerman Resources Ltd
ISIN AU000000CGX8 - CGA Mining Ltd
ISIN AU000000CHN7 - Chalice Gold Mines LTD
ISIN AU000000CIA2 - Champion Iron Ltd Ord Reg
ISIN AU000000CPL4 - Coalspur Mines Ltd Ord
ISIN AU000000EAU3 - Eldorado Gold Ord
ISIN AU000000GXY2 - Galaxy Resources Ltd
ISIN AU000000IAU4 - Intrepid Mines Ord-SHS
ISIN AU000000MAK7 - Minemakers Ltd
ISIN AU000000MBN9 - Mirabela Nickel Ltd
ISIN AU000000MDL9 - Mineral Deposits Ord Reg
ISIN AU000000MMW7 - Megma Metals Ltd
ISIN AU000000MRU0 - Mantra Resources Ltd
ISIN AU000000NCM7 - Newcrest Mining Ltd
ISIN AU000000PDN8 - Paladin Resources Ltd
ISIN AU000000PRU3 - Perseus Mining
ISINAU000000ORE0 - SHS OROCOBRE Ltd ORD REG
ISIN AU000000TRY7 - Troy Resources N.L.
ISIN AU000000WAF6 - SHS WEST AFRICAN
RESOURCES LIMITED ORD REG
ISIN AU000000WSA9 - Western Areas N.L
ISIN PG0008974597 - Lihir Gold Ltd only
ISIN AU000000IVA2 - Ivanhoe Australia Limited
ISIN AU000000KMN0 - Kings Minerals N.L
settling via removal between local registrars
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
ROYCCAT2
RBCT/080000630001/xxxxx a
Removal from Australia to Canada
Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West,
2nd Floor, Toronto, ON M5V 3L3, Canada
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
registered in N/O Roytor and Co
Narrative
Australia/CHESS to Canada
a. xxxxx=The Clearstream Banking customer’s 5-digit account number.
Creation via SWIFT
MT542 Deliver Free
M :98a: :TRAD //trade date and time
M :70E: :SPRO //Removal from Australia to Canada
Roytor and Co., RBC Investor Services, Securities
Cage, 155 Wellington Street West, 2nd Floor,
Toronto, ON M5V 3L3, Canada
M :94F: :SAFE //NCSD/CAETAU21
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CAETAU21
//Share Registry
//ROYCCAT2
//RBCT/080000630001/xxxxx a
B
M :70E: :SPRO // Australia/CHESS to Canada
C
E
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:SETR
:PSET
:DEAG
:SELL
//NCSD/CDSLCATT
//TRAD
//CDSLCATT
/CDSL/OTCB
//registered in N/O Roytor and Co
Fees: Standard transaction fee for Australia, as published in the CBL Fee Schedule.
17 October 2016
8
Clearstream Banking
ISIN AU000000AUT1 - Aurora Oil & Gas only, settling via removal between local registrars
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
ROYCCAT2
Removal from Australia to Canada
Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West,
2nd Floor, Toronto, ON M5V 3L3, Canada
The undersigned confirms that the shares
were obtained by the undersigned pursuant
to a trade on the Australian Stock Exchange
or the Toronto Stock Exchange.b
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CDSLCATT
trade date and time
BIC
CSDLCATT
CDS-CA
OTCO
Name and Address
registered in N/O Roytor and Co
Narrative
Australia/CHESS to Canada
b. Please refer to “Appendix 1. Computershare Canada declaration”. The customer does not need to complete and submit the form as the depository will
do so on their behalf. Instead, the customer will need to read and understand the document and declare “The undersigned confirms that the shares
were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.” in field 70E or narrative.
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Removal from Australia to Canada
Roytor and Co., RBC Investor Services, Securities
Cage, 155 Wellington Street West, 2nd Floor,
The undersigned confirms that the shares were
obtained by the undersigned pursuant to a trade
on the Australian Stock Exchange or the Toronto
Stock Exchange.a
M :95P: :PSET //CAETAU21
M :95Q: :REAG //Share Registry
M :95P: :BUYR //ROYCCAT2
M :97A: :SAFE //RBCT/080000630001/xxxxx b
B
M :70E: :SPRO // Australia/CHESS to Canada
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/OTCO
//registered in N/O Roytor and Co
a. Please refer to “Appendix 1. Computershare Canada declaration”. The customer does not need to complete and submit the form as the depository will
do so on their behalf. Instead, the customer will need to read and understand the document and declare “The undersigned confirms that the shares
were obtained by the undersigned pursuant to a trade on the Australian Stock Exchange or the Toronto Stock Exchange.” in field 70E or narrative.
b. xxxxx=The Clearstream Banking customer’s 5-digit account number.
Clearstream Banking
17 October 2016
9
Australia - Hong Kong
ISIN BMG9419B1046 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings)
(Only withdrawal from Australia to Hong Kong is available)
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
CITIHKHX
Narrative
Citi (Nominees) Limited, Registered address
GPO box 14, Hong Kong.
Contact: Ms. Connie Chang (+852 2306 7331)
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
Name and Address
J.P.Morgan Nominees Australia
2312-0001-11-06
J.P.Morgan Nominees Australia Limited
Contact: Poppy Gabrielidis
Tel: +61 3 9633 4311
Beneficial Ownership
Indicator
Change of Beneficial Owner or
No Change of Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Citi (Nominees) Limited, Registered address
M :95P: :BUYR //CITIHKHX
B
M :70E: :SPRO //J.P.Morgan Nominees Australia Limited
Contact: Poppy Gabrielidis. Tel: +61 3 9633 4311
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95Q:
:95Q:
:97A:
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/XHKCHKH1
//YBEN or NBEN
//XHKCHKH1
//900031
//J.P.Morgan Nominees Australia
//2312-0001-11-06
Fees: Handling charge and Script fees: HKD 350 plus HKD 2.50 for each Brockman Mining Ltd share certificate
to be issued on the Hong Kong register (payment by cheque or bank draft in HKD made payable to ''Tricor
Secretaries Limited'' upon receipt of Brockman Mining Ltd share certificate(s)).
Time required: Brockman Mining Ltd share certificate is issued in 4 business days upon receipt of
confirmation from Brockman Mining Ltd /Computershare as well as the requisite documents.
17 October 2016
10
Clearstream Banking
ISIN BMG1739E1084 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings)
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CAETAU21XXX
trade date and time
BIC
CAETAU21XXX
Name and Address
Share Registry
BIC
CITIHKHXXXX
Narrative
Contact: Ms. Connie Chang (852 - 2306 7331)
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Indicator
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
Name and Address
2312-0001-11-06
Tel: +61 3 9633 4311
Creation via SWIFT
MT542 Deliver Free
M :95P: :BUYR //CITIHKHX
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95Q:
:95Q:
:97A:
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/XHKCHKH1
//YBEN or NBEN
//XHKCHKH1
//900031
//2312-0001-11-06
Clearstream Banking
17 October 2016
11
Australia - New Zealand
Australian and New Zealand equities settling via CHESS - AUSTRACLEAR link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Stamp Duty Status
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CHASNZ2ACCS
BIC
CEDELULL
1783-0001-11-05
AU No change of beneficial Ownership
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
RBNZNZ22
trade date and time
BIC
RBNZNZ22
BIC
CHASAU2XDCC
BIC
CEDELULL
2312-0001-11-06
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:STAM
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CAETAU21
//XASX/XNCB/
//CAETAU21
//CHASNZ2ACCS
//CEDELULL
//1783-0001-11-05
B
C
E
E1
M :94F: :SAFE //NCSD/RBNZNZ22
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//RBNZNZ22
//CHASAU2XDCC
//CEDELULL
//2312-0001-11-06
17 October 2016
12
Clearstream Banking
Australia - Norway
ISIN AU000000AOQ0 - African Petroleum Ord Reg via CHESS - CITI - VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CITIAU3X
BIC
CITIGB2L
2099000369
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKK
BIC
CHASAU2XDCC
2312-0001-11-06
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CAETAU21
//CITIAU3X
//CITIGB2L
//2099000369
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKK
//CHASAU2XDCC
//2312-0001-11-06
Clearstream Banking
17 October 2016
13
Australia - South Africa
ISIN AU000000CZA6 - Coal of Africa Ltd
ISIN AU000000FSE6 - Firestone Energy Ord Reg
ISIN AU000000GDO5 - Gold One Intl. Ltd
ISIN AU000000S320 - SHS SOUTH32 LTD ORD REG
ISIN AU000000TAW7 - Tawana Resources Ord Reg
ISIN AU000000WCC9 SHS SHS THE WATERBERG COAL COMPANY LTD ORD REGISIN BMG0440M1284
- Aquarius Platinum Ltd only, settling via removal between local registrars
ISIN AU000000FCR2SHS - FERRUM CRESCENT LTD(FORMERLY KNOWN AS WASHINGTON
RESOURCES LTD) ORD BR
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
SCBLZAJJSSU
ZA0000323394
REMOVAL TO STANDARD CHARTERED
NOMINEES SOUTH AFRICA (PTY) LTD,
5TH FLOOR, 4 SANDOWN VALLEY
CRESCENT, SANDTON 2196, SOUTH
AFRICA. THE REGISTERED HOLDER
BEING STANDARD CHARTERED
NOMINEES SOUTH AFRICA (PTY) LTD
WILL RECEIVE FROM THE AUSTRALIAN
REGISTRY THEIR SHARE CERTIFICATE
VIA NORMAL MAIL
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
STRAZAJJ
trade date and time
BIC
STRAZAJJ
BIC
SCBLZAJ2
Name and Address
J.P. Morgan Nominees Australia Limited
Narrative
Removal from Australia to South Africa
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //REMOVAL TO STANDARD CHARTERED NOMINEES
SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4
SANDOWN VALLEY CRESCENT, SANDTON 2196,
SOUTH AFRICA. THE REGISTERED HOLDER
BEING STANDARD CHARTERED NOMINEES
SOUTH AFRICA (PTY) LTD WILL RECEIVE FROM
THE AUSTRALIAN REGISTRY THEIR SHARE
CERTIFICATE VIA NORMAL MAIL
M :95P: :BUYR //SCBLZAJJSSU
M :97A: :SAFE //ZA0000323394
B
M :70E: :SPRO //Removal from Australia to South Africa
C
E1
M
M
M
M
:94F:
:95P:
:95P:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/STRAZAJJ
//STRAZAJJ
//SCBLZAJ2
//J.P. Morgan Nominees Australia Limited
17 October 2016
14
Clearstream Banking
Australia - UK
0.5% and 1.5% SDRT ISIN AU000000MUR0 Murchison United Ltd. transfer not possible
Transfer of this security is not possible from Australia to the UK.
Clearstream Banking
17 October 2016
15
ISIN AU000000ALB8 - Albidon Ltd
ISIN AU000000BAB9 - Bullabulling Gold Ltd Ord
Reg
ISIN AU000000MNC7 - Metminco Ltd
ISIN AU000000NYO7 - Nyota Minerals Ltd Ord Reg
ISIN AU000000OEX8 - Oilex Ltd
ISIN AU000000POH7 - Phosphagenics Ltd
ISIN AU000000BKY0 - Berkeley Resources
ISIN AU000000PRU3 - SHS PERSEUS MINING
ISIN AU000000RIA0 - Rialto Energy Ltd
ISIN AU000000BTR5 - Blackthorn
ISIN AU000000RML9 - Rusina Mining
ISIN AU000000CCC1 - Continental Coal Ltd
ISIN AU000000RMP0 - SHS Red Emperor
(Formerly known as Continental Capital Limited) Resources NL ORD REG
Ord Reg
ISIN AU000000ROC4 - ROC Oil Company Ltd
ISIN AU000000CCD9 - Caledon Resources Ord Reg ISIN AU000000RRS3 - Range Resources Ltd
ISIN AU000000CFU6 - Ceramic Fuel Cells Ltd
ISIN AU000000SGZ9 - Scotgold Resources Ltd
ISIN AU000000CSM6 - Consolidated Minerals Ltd ISIN AU000000SLV8 - Sylvania Resources Ltd
ISIN AU000000S320 SHS SOUTH32 LTD ORD REG
ISIN AU000000DML9 - Discovery Metals Ord Reg ISIN AU000000TPT1 -Tangiers Petroleum
Limited
ISIN AU000000DWY1 - Dwyka Diamonds Ltd
ISIN AU000000FND9 - Finders Resources Ord Reg ISIN AU000000VMT4 - Vmoto Ltd
ISIN AU000000GBP6 - Global Petroleum Ltd
ISIN AU000000WAS9 - Wasabi Energy Limited
(Formerly known as Insurance My Way Ltd) ORD
ISIN AU000000GIP1 - Gippsland Ltd
REG
ISIN AU000000JPR6 - SHS Jupiter Energy Ltd
ISIN AU000000WLF3 - Wolf Minerals Ltd
ISIN AU000000LRL1 - Leyshon Resources Ltd
ISIN AU000000YAJ4 - New Millennium Resources
ISIN AU000000LRS6 - Latin Resources Ltd Ord
ISIN AU0000XINAK8 - International Ferro Metals
Reg
ISIN AU0000XINAS1 - CAP-XX Ltd
ISIN AU000000MML0 - Medusa Mining Ltd
ISIN BMG0440M1284 - Aquarius Platinum Ltd
only, settling via removal between local registrarsISIN BMG864081044 - Sylvania Platinum Ltd
ISIN AU000000SO44 SHS SALT LAKE POTASH LTD
ORD REG
CreationOnline 0.5% SDRT1
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
CITIGB2L
Removal from Australia to UK
CREST Account 00XJJ
VIDACOS NOMINEES LIMITED CLRLUX2,
Citigroup Centre, Canada Square, Canary
Wharf, London E14 5LB, United Kingdom
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
Crestco
R009
Stamp Duty Status
UK No change of beneficial ownership (if
customer is the same; otherwise, blank)
Creation via SWIFT 0.5% SDRT1
MT542 Deliver Free
M :70E: :SPRO //Removal from Australia to UK
CREST Account 00XJJ
Citigroup Centre, Canada Square, Canary Wharf,
London E14 5LB, United Kingdom
B
C
E
M :95P: :BUYR //CITIGB2L
E1
M :94F: :SAFE //NCSD/CRSTGB22
M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise,
blank)
M :95P: :PSET //CRSTGB22
M :95R: :DEAG /CRST/R009
1. For details of UK stamp duty reserve tax (SDRT), please consult Clearstream Banking Creation Link Guide (United Kingdom II).
17 October 2016
16
Clearstream Banking
Note: In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such
initiated by the receiving party in order to avoid potential SDRT underpayments and consequent late
payment penalties. SDRT obligations will not be debited by CREST automatically.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
CITIGB2L
Removal from Australia to UK
CREST Account 14XKL
VIDACOS NOMINEES LIMITED CLRLUX,
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
Crestco
R009
Creation via SWIFT 1.5% SDRT
MT542 Deliver Free
M :70E: :SPRO //Removal from Australia to UK
CREST Account 14XKL
VIDACOS NOMINEES LIMITED CLRLUX, Citigroup
Centre, Canada Square, Canary Wharf, London
E14 5LB, United Kingdom
B
C
E1
Note: The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the
receiving party in order to avoid potential SDRT underpayments and consequent late payment penalties.
SDRT obligations will not be debited by CREST automatically. Customers must send a free-format
message providing the instruction reference and details of the delivery to the OAA Settlement team.
Clearstream Banking
17 October 2016
17
ISIN AU000000IBA4 - IBA Health Group Limited only, settling via CHESS-SIS-Euroclear UK & Ireland
link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CHASAU2XDCC
BIC
INSECHZZ
248300021109 CLRLUX2 00XJJ
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
M
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CHESS/CHASAU2XDCC.231200011106/
CEDELULL/xxxxx a
a. xxxxx=The Clearstream Banking customer's 5-digit account number.
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CAETAU21
//CHASAU2XDCC
//INSECHZZ
//248300021109 CLRLUX2 00XJJ
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRST/GBOX (if customer is the same; otherwise, blank)
//CRSTGB22
/CRST/XBDR
//CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CHASAU2XDCC
BIC
INSECHZZ
248300021109 CLRLUX 14XKL
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDELULL/xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CAETAU21
//CAETAU21
//CHASAU2XDCC
//INSECHZZ
//248300021109 CLRLUX 14XKL
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CHESS/CHASAU2XDCC.231200011106/CEDELULL/xxxxx a
17 October 2016
18
Clearstream Banking
Australia - U.S.A.
ISIN AU000000PGL5 - Progen Pharmaceuticals only, settling via removal between local registrars
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Computershare Australia
BIC
CITIUS33
DTC908 ifo 089154 CSCxxxxx a
Removal from Australia to USA
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2415
BIC
CHASAU2XDCC
UKCPM01/CBL 2312-0001-1106
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95Q:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//Removal from Australia to USA
//NCSD/CAETAU21
//CAETAU21
//Computershare Australia
//CITIUS33
//DTC908 ifo 089154 CSCxxxxx a
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2415
//CHASAU2XDCC
//UKCPM01/CBL 2312-0001-1106
Clearstream Banking
17 October 2016
19
Austria - Czech Republic
ISIN AT0000652011 shs Erste Group Bank AG
ISIN AT000B054721 units Oest. Volksbank AG (PX Index) only, settling via CDCP - CBL link
CreationOnline
Deliver Free
M
M
M
M
a
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
OCSDATWW
trade date and time
BIC
CLEARSTREAM
Clearstream Banking Luxembourg
84473
BICb
beneficiary’s BIC
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague.
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC does
exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
c. xxxxx=The Clearstream Banking customer’s 5-digit account number.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/OCSDATWW
//CEDELULL
/CEDE/84473
//Beneficiary’s BIC, if different from REAGb
B
C
E1
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95Q:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
a. Mandatory in order to optimise the matching process (by telephone) and to anticipate further improvements to pre-matching at CSD Prague
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, you can use the :95Q: option instead in each case. If the appropriate BIC
does exist but you do not provide it, STP cannot be guaranteed and you run the risk of incurring potential charges.
Fees: Transfers are via CDCP's account (84473) with CBL; internal transaction fees are charged.
17 October 2016
20
Clearstream Banking
Austria - France
French securities settling via EF-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Partyycx
Account
Receive Free
M
M
M
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
PARBFRPP
641
BIC
CEDELULLXXX
xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
618
Seller
Party
Account
BIC
CEDELULL
xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//PARBFRPP
//641
//CEDELULLXXX
//xxxxxa
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/618
M :95P: :SELL //CEDELULL
M :97A: :SAFE //xxxxxa
Fees: Standard transaction fee for Austria, as published in the CBL Fee Schedule.
Note: The customer must send a free-format message to the Settlement team in charge of Austria providing the
instruction reference and details.
Clearstream Banking
17 October 2016
21
Austria - Germany
Austrian equities and bonds settling via OeKB CSD-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
DAKVDEFF
7201
BIC
CEDELULL
xxxxx a
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
Clearstream Banking Frankfurt
72200000
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULL
xxxxx a
Delivering Custodian
Name and Address
Clearstream Banking S.A.
243900
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//DAKVDEFF
//7201
M :95P: :BUYR //CEDELULL
M :97A: :SAFE //xxxxx a
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72200000
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:DECU
:SAFE
:SELL
:SAFE
//Clearstream Banking S.A.
//243900
//CEDELULL
//xxxxx a
17 October 2016
22
Clearstream Banking
German equities settling via OeKB CSD-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
DAKVDEFF
7201
BIC
CEDELULL
xxxxx a
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
72170000
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULL
xxxxx a
Name and Address
243900
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//DAKVDEFF
//7201
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72170000
M
M
M
M
:95R:
:97A:
:95P:
:97A:
:DECU
:SAFE
:SELL
:SAFE
//243900
//CEDELULL
//xxxxx a
Clearstream Banking
17 October 2016
23
Austria - Italy
Austrian securities only, settling via Monte Titoli - OeKB link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
MOTIITMMXXX
244200
BIC
CEDELULL
xxxxxa
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMM
trade date and time
BIC
OCSDATWW
BIC
CEDELULLXXX
243900
BIC
CEDELULLXX
xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//MOTIITMMXXX
//244200
//CEDELULL
//xxxxx a
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMM
//OCSDATWW
//CEDELULLXXX
//243900
//CEDELULLXXX
xxxxxa
17 October 2016
24
Clearstream Banking
Austria - Netherlands
Non-Austrian securities settling via OeKB CSD-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
OCSDATWWXXX
trade date and time
BIC
OCSDATWWXXX
BIC
CEDELULLXXX
BIC
xxxxxxxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
BIC
OCSDATWWXXX
BIC
CEDELULLXXX
243900
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/OCSDATWWXXX
//OCSDATWWXXX
//CEDELULLXXX
//xxxxxxxxxxx a
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2AXXX
//NECINL2AXXX
//OCSDATWWXXX
//CEDELULLXXX
//243900
Clearstream Banking
17 October 2016
25
Austria - Poland
ISIN AT0000995006 only, settling via OeKB CSD-KDBW link
ISIN AT0000827209
CreationOnline
Deliver Free
Receive Free
M
M
M
M
Trade Date/Time
Place of Settlement
Receiving Agent
OCSDATWW
trade date and time
OCSDATWW
KDPWPLPW
M
M
M
M
M
Buyer
Party
Indicator
CITIPLPX
CEDELULL/xxxxx a
//NBEN
M
M
M
M
Trade Date/Time
Place of Settlement
Delivering Agent
Party
Seller
Party
Account
KDPWPLPW
trade date and time
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxxa
Narrative
CROSSBORDER
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:BENE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/OCSDATWW
//NBEN
//OCSDATWW
//KDPWPLPW
//CITIPLPX
//CEDELULL/xxxxx a
E1
M :70E: :SPRO //CROSSBORDER
M :94F: :SAFE //NCSD/KDPWPLPW
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxxa
17 October 2016
26
Clearstream Banking
Austria - Switzerland
Swiss equities settling via OeKB CSD-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
INSECHZZ
Name and address
CH100025/CEDELULL.xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
INSECHZZ
Sega/Intersettle - CH
AT100042
Name and address
CEDELULL.xxxxx a
2439
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/OCSDATWW
//OCSDATWW
//INSECHZZ
//CH100025/CEDELULL.xxxxx a
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/AT100042
//CEDELULL.xxxxx a
//2439
Clearstream Banking
17 October 2016
27
Belgium - CBF Vault
ISIN LU0006067663 - ARCELORMITTAL
ISIN LU0061462528 - RTL Group securities
ISIN LU0092846210 - LUX AIRPORT (CERT IMMOB) SA
ISIN LU0111311071 - ARTEMIS FINE ARTS
ISIN LU0112960504 - FOYER SA
Transfer of these securities is not possible from Belgium to the CBF Vault.
17 October 2016
28
Clearstream Banking
Belgium - Czech Republic
ISIN BE0003878957 - shs VGP only, settling via CBL-CDCP link
CreationOnline
Deliver Free
M
M
M
M
Ma
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CIKBBEBB
trade date and time
BIC
CEDELULL
84473
BICb
beneficiary’s BIC
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CIKBBEBB
//CEDELULL
/CEDE/84473
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
Fees: Transfers are via CDCP's account (84473) with CBL; internal transaction fees are charged.
For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Clearstream Banking
17 October 2016
29
Belgium - Germany
Belgian equities settling via Euroclear Belgium-CBF link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
M
M
M
CIKBBEBBXXX
trade date and time
BIC
CIKBBEBBXXX
BIC
DAKVDEFFBE1
BIC
CEDELULLXXX
7201 xxxxx b
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
44980000
BIC
CEDELULL
bbbbbbbbbbb c
BIC
CEDELULLXXX
CIKBCEDELULLXXX000L10
a. If this field is present, no receipt instruction is required. If this field is not present, a receipt instruction in Creation is mandatory.
c. bbbbbbbbbbb=BIC11 of CBL customer.
Creation via SWIFT
MT542 Deliver Free
M
M
Oa
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:STCO
:PSET
:REAG
//NCSD/CIKBBEBBXXX
//DLWM
//CIKBBEBBXXX
//DAKVDEFFBE1
M :95P: :BUYR //CEDELULLXXX
M :97A: :SAFE //7201 xxxxx b
MT540 Receive Free
Seq
B
C
E
E1
M :94F: :SAFE //NCSD/DAKVDEFFXXX
M
M
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:95P:
:97A:
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//DAKVDEFFXXX
/DAKV/44980000
//CEDELULLXXX
//CIKBCEDELULLXXX000L10
//CEDELULL
//bbbbbbbbbbb c
c. bbbbbbbbbbb=BIC11 of CBL customer.
Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule.
17 October 2016
30
Clearstream Banking
Eligible German equities only settling via Euroclear Belgium-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
C
C
C
CIKBBEBB
trade date and time
BIC
CIKBBEBB
Euronext - BE,FR,NL
9914
Name and Address
EOC 22152
CEDELxxxxxa -With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22152
Narrative
/SICV/00000641/CEDE xxxxx a
b. Additional wording “-With Matching” and a receipt instruction must be used if the customer does not accept dumps (31EC).
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CIKBBEBB
//DLWM
//CIKBBEBB
//EGSP/9914
//EOC 22152
//CEDELxxxxxa -With Matchingb
MT540 Receive Free
C :98a: :TRAD //trade date and time
C :70E: :SPRO ///SICV/00000641/CEDE xxxxx a
C :94F: :SAFE //NCSD/DAKVDEFF
C :95P: :PSET //MGTCBEBEECL
C :95R: :DEAG /ECLR/22152
Clearstream Banking
17 October 2016
31
Belgium - Greece
ISIN BE0974271034 VIOHALCO S.A. settling via HELEX - Euroclear Belgium link
CreationOnline
Deliver Free
Receive Free
M
CIKBBEBB
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
trade date and time
BIC
CIKBBEBB
Euronext - BE,FR,NL
186
M
M
M
M
M
Buyer
Party
Account
M
M
M
BIC
CITTGB2L
0006018619
M
Place of trade
Narrative
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Other Settlement
Parties: Type
Format
Party
Seller
Party
Account
HCSDGRAA
OTC Trade
OTC
trade date and time
BIC
CIKBBEBB
Name and Address
ESES DEPO
Euronext - BE,FR,NL
641
BIC
CEDELULL
xxxxxa
Creation via SWIFT
MT542 Deliver Free
Seq
M :94F: :SAFE //NCSD/CIKBBEBB
B
C
M :95P: :PSET //CIKBBEBB
M :95R: :REAG //EGSP/186
E1
M :95P: :BUYR //CITTGB2L
M :97A: :SAFE //0006018619
MT540 Receive Free
:98a:
:94F:
:94B:
:95P:
:95Q:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:TRAD
:PSET
:DEAG
:DECU
:SELL
:SAFE
//NCSD/HCSDGRAA
//OTCO/OTC
//CIKBBEBB
//ESES DEPO
/EGSP/641
//CEDELULL
xxxxxa
Fees: Standard transaction fee for Belgium, as published in the CBL Fee Schedule, plus EUR 8. A cancellation
fee of EUR 16 applies to each cancelled cross-border transaction with Greece.
Note: On the Greek market, the settlement date cannot be in the past.
Customer must send an MT599 ATTN: PSG with text: We have instructed cross-border BE-GR under ref.:
xxxxxxxx with SD dd.mm.yyyy.
17 October 2016
32
Clearstream Banking
Belgium - HSBC Bank Plc London
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
C
C
C
CIKBBEBBXXX
trade date and time
BIC
CIKBBEBBXXX
Euronext - BE,FR,NL
9914
Name and Address
EOC 22152
CEDELULL xxxxx a -With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
MIDLGB22XXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22152
Narrative
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CIKBBEBBXXX
//CIKBBEBBXXX
/EGSP/9914
//EOC 22152
//CEDELULL xxxxx a -With Matchingb
MT540 Receive Free
Seq
B
C
E1
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
///SICV/00000641/CEDE xxxxx a
//CUST/MIDLGB22XXX
//MGTCBEBEECL
/ECLR/22152
Fees: For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Clearstream Banking
17 October 2016
33
Belgium - Luxembourg
Luxembourgish equities only, settling physically
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
CIKBBEBB
trade date and time
Country Code
BE - Belgium Physical
Name and Address
Banque Generale du Luxembourg S.A., 50
ave J.F. Kennedy, L-2951 Luxembourg
BIC
CEDELULL
ACCT xxxxxa and name of benficiary
Not required
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
//NCSD/CIKBBEBB
//BE
//Banque Generale du Luxembourg S.A., 50 ave J.F.
Kennedy, L-2951 Luxembourg
M :97A: :SAFE //ACCT xxxxx and name of benficiary a
:98a:
:94F:
:95C:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
Seq
B
C
E1
MT540 Receive Free
Not required
17 October 2016
34
Clearstream Banking
Belgium - UK
ISIN BE0003818359 Galapagos Genomics NV securities only, settling via EBE-SIS-Euroclear UK &
Ireland link
Deliver Free
1
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
CIKBBEBB
trade date and time
BIC
CIKBBEBB
BIC
INSECHZZ
29910
Name and Address
GB100554
CREST 00XJJ/CEDELULL/xxxxx a
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
M
Seller
Party
Name and Address
EGSP/PARBFRPP/CEDELULL/xxxxx a
M
Stamp Duty Status
UK No change of Beneficial Ownership (if
M
MT542 Deliver Free
M
M
M
M
M
:95P:
:95P:
:97A:
:95Q:
:97A:
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//CIKBBEBB
//INSECHZZ
//29910
//GB100554
//CREST 00XJJ/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
/CRST/GBOX (if customer the same; otherwise, blank)
//CRSTGB22
/CRST/XBDR
M :95Q: :SELL //EGSP/PARBFRPP/CEDELULL/xxxxx a
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
CIKBBEBB
trade date and time
BIC
CIKBBEBB
BIC
INSECHZZ
29910
Name and Address
GB100554
CREST 14XKL/CEDELULL/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Seller
Party
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/CIKBBEBB
//CIKBBEBB
//INSECHZZ
//29910
//GB100554
//CREST 14XKL/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
M :95Q: :SELL //EGSP/PARBFRPP/CEDELULL/xxxxx a
Clearstream Banking
17 October 2016
35
Belgium - U.S.A.
ISIN BE0003816338 - EURONAV SA, settling via local Agents
CreationOnline
Deliver Free
Receive Against Payment
M
M
Trade Date/Time
CIKBBEBB
trade date and time
M
M
M
Place of Settlement
Party
Receiving Agent
Party
BIC
CIKBBEBB
Euronext - BE,FR,NL
12
M
M
M
Trade Date/Time
Settlement Amount
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
cccc,cc USD a
BIC
DTCYUS33
DTC
2415
a. Cccc,cc = Amount of the fees to be paid in relation to the transferred quantity according to Computershare Fee Table.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CIKBBEBB
//CIKBBEBB
//EGSP/12
Seq MT541 Receive Against Payment
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:19A:
:TRAD
:SAFE
:PSET
:DEAG
:SETT
//NCSD/DTCYUS33
//DTCYUS33
//DTCYID/2415
//USDcccc,cc a
a. Cccc,cc = Amount of the fees to be paid in relation to the transferred quantity according to Computershare Fee Table.
Note: Customers must send a free-format message to the Belgium and U.S.A. settlement team, providing the
instruction reference and stating that it is a transfer between the Belgium and U.S.A.
Fees: Standard transaction fees for U.S.A., as published in the CBL Fee Schedule plus applicable transfer fees as
per the agents fee table.
17 October 2016
36
Clearstream Banking
Canada - Australia
ISIN AU000000AND0 - Andean Resources Ltd
ISIN AU000000AOK3 - SHS Austex Oil Ltd Ord Reg
ISIN AU000000AZM5 - Azumah Resources Limited
ISIN AU000000BMN9 - Bannerman Resources Ltd
ISIN AU000000CGX8 - CGA Mining Ltd
ISIN AU000000CHN7 - Chalice Gold Mines LTD
ISIN AU000000CIA2 - Champion Iron Ltd Ord Reg
ISIN AU000000CPL4 - Coalspur Mines Ltd Ord
ISIN AU000000GXY2 - Galaxy Resources Ltd
ISIN AU000000IAU4 - Intrepid Mines Ord-SHS
ISIN AU000000IVA2 - Ivanhoe Australia Limited
ISIN AU000000KMN0 - Kings Minerals N.L
ISIN AU000000MAK7 - Minemakers Ltd
ISIN AU000000MBN9 - Mirabela Nickel Ltd
ISIN AU000000MDL9 - Mineral Deposits Ord Reg
ISIN AU000000MMW7 - Megma Metals Ltd
ISIN AU000000MRU0 - Mantra Resources Ltd
ISIN AU000000NCM7 - Newcrest Mining Ltd
ISIN AU000000PDN8 - Paladin Resources Ltd
ISIN AU000000PRU3 - Perseus Mining
ISIN AU000000ORE0 - SHS OROCOBRE Ltd ORD REG
ISIN AU000000TRY7 - Troy Resources N.L.
ISIN AU000000WAF6 - SHS WEST AFRICAN
RESOURCES LIMITED ORD REG
ISIN AU000000WSA9 - Western Areas N.L
only, settling via removal between local registrars
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
J.P. Morgan Nominees Australia Ltd
Locked Bag 20049, Melbourne VIC 3001
PID: 20104
Ifo CBL 2312-0001-11-06/xxxxx a
CANADA TO AUSTRALIA/CHESS
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
ROYCCAT2
Account
Narrative
Removal from Canada to Australia
Creation via SWIFT
MT542 Deliver Free
B
// CANADA TO AUSTRALIA/CHESS
//NCSD/CDSLCATT
C
//TRAD
E
//CDSLCATT
E1
/CDSL/OTCB
//J.P. Morgan Nominees Australia Ltd
Locked Bag 20049, Melbourne VIC 3001 PID: 20104
M :97A: :SAFE //Ifo CBL 2312-0001-11-06/xxxxx a
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:SETR
:PSET
:REAG
:BUYR
M :70E: :SPRO //Removal from Canada to Australia
M :95Q: :DEAG //Share Registry
M :95P: :SELL //ROYCCAT2
M :97A: :SAFE //RBCT/080000630001/xxxxx a
Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
37
ISIN AU000000EAU3 - Eldorado Gold Ord
ISIN PG0008974597 - Lihir Gold Ltd only only, settling via removal between local registrars
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCO
BIC
MGTCBEBEECL
Ifo CBL 2312-0001-11-06/xxxxx a
CANADA TO AUSTRALIA/CHESS
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
BIC
ROYCCAT2
Removal from Canada to Australia
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
// CANADA TO AUSTRALIA/CHESS
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/EURO
//MGTCBEBEECL
//Ifo CBL 2312-0001-11-06/xxxxx a
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95Q:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//Removal from Canada to Australia
//NCSD/CAETAU21
//CAETAU21
//Share Registry
//ROYCCAT2
//RBCT/080000630001/xxxxx a
17 October 2016
38
Clearstream Banking
Canada - France
ISIN FR0000054678 - Euro Ressources S.A.
ISIN FR0000120529 - Suez only, settling via CDS-EF link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
EOCF
BIC
CEDELULL
EGSP/641/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
610
Name and Address
EOC 22429
CEDELULLxxxxxa - With Matchingb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/EOCF
//CEDELULL
//EGSP/641/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/610
//EOC 22429
//CEDELULLxxxxxa - With Matchingb
Eligible Canada equities only, settling via EOC-Euroclear France
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
YES
M
M
M
CDSLCATT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
M
M
M
/SICV/00000641/CED xxxxx a
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
///SICV/00000641/CEDxxxxx a
//NCSD/CDSLCATT
//DLWM
//MGTCBEBEECL
/CDSL/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M :94F: :SAFE //NCSD/SICVFRPP
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//EOC 22429
Fees: Standard transaction fee for the Bridge, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
39
Canada - Germany
Canadian equities settling via DTC-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
DTCC
DTC
00002000
7201/xxxxx a
DAKVDEFF
Not required
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95R:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//DAKVDEFF
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/DTCC
//00002000
//7201/xxxxx a
Seq
B
MT540 Receive Free
Not required
C
E1
17 October 2016
40
Clearstream Banking
Canada - Hong Kong
ISIN CA16890P1036 - China Gold Intl
ISIN CA56501R1064 - Manulife Financial Corp
ISIN CA8443751059 – Southgobi Resources ORD REG only, settling physically
CreationOnline
M
M
M
M
Deliver Free
M
M
Trade Date/Time
Physical Transaction
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CDSLCATT
trade date and time
Yes
Country Code
CA
CDS-CA
OTCO
Name and Address
Removal, Issue 1 Cert, Citi (Nominees)
Limited GPO Box 14 Hong Kong
M
Narrative
M
Indicator
Citibank
9/F, Citi Tower, One Bay East,
83 Hoi Bun Road, Kwun Tong,
Kowloon, Hong Kong
(plus beneficial ownership information if
required)
Change of Beneficial Owner or No Change of
Beneficial Owner
M
M
Receive Free
Trade Date/Time
XHKCHKH1
trade date and time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
XHKCHKH1
Name and Address
900031
Name and Address
RBC
M
M
Account
Narrative
080000630001/xxxxxa
RBC Investor Services, Securities Cage,
Attn: Mr. Inway, phone 001-416-955-5111
155 Wellington Street West, 2nd Floor,
Toronto, ON M5V 3L3,Canada
M
Indicator
Beneficial Owner
M
M
M
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Citibank
Kowloon, Hong Kong
(plus beneficial ownership information if required)
M :94F: :SAFE //NCSD/CDSLCATT
M :22F: :BENE //YBEN or //NBEN
M :22F: :STCO //PHYS
M :95C: :PSET //CA
M :95R: :REAG /CDSL/OTCO
M :95Q: :BUYR //Removal, Issue 1 Cert, Citi (Nominees) Limited
GPO Box 14 Hong Kong
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //RBC Investor Services, Securities Cage, Attn: Mr.
Inway, phone 001-416-955-5111 155 Wellington
Street West, 2nd Floor, Toronto, ON M5V 3L3,
Canada
M :94F: :SAFE //NCSD/XHKCHKH1
M :22F: :BENE //YBEN or NBEN
M :95P: :PSET //XHKCHKH1
M :95Q: :DEAG //900031
M :95Q: :SELL //RBC
M :97A: :SAFE //080000630001/xxxxxa
Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus the following additional
fee in Hong Kong:
After the depository in Hong Kong has received the instruction in good order, the physical certificate along
with the related signed transfer form (completed and signed by "transferor" only) must be sent to Citibank
Hong Kong for processing.
After receiving the shares in good order, the depository will deposit them into CCASS on the next business
day. Stamp duty for the deposit is HKD5.00 per transfer transfer / certificate.
CCASS will take 10 business days for shares re-registration as completion.
Clearstream Banking
17 October 2016
41
ISIN CA8678421063 – SUNSHINE OILSANDS LTD ORD REG only, settling removal between local
registrars
CreationOnline
M
M
M
Deliver Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
M
Narrative
Citibank
Kowloon, Hong Kong
Contact is: Ms. Connie Chang (852 2306
7331)
required)
M
Indicator
Beneficial Owner
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
Name and Address
RBC
M
M
Account
Narrative
M
Indicator
080000630001/xxxxxa
ROYTOR & CO
RBC INVESTOR SERVICES TRUST,
SECURITIES CAGE
155 WELLINGTON STREET WEST, 2ND
FLOOR
TORONTO, ON M5V 3L3
ATTN: Rogerio Serpa
T 416 955 5603
F 416 974 8841
Beneficial Owner
M
M
Creation via SWIFT
MT542 Deliver Free
Kowloon, Hong Kong
Contact is: Ms. Connie Chang (852 2306 7331)
M
M
M
M
M
M
:94F:
:22F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:BENE
:SETR
:PSET
:REAG
:BUYR
//NCSD/CDSLCATT
//YBEN or //NBEN
//TRAD
//CDSLCATT
/CDSL/OTCB
//Removal, Issue 1 Cert, Citi (Nominees) Limited
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //ROYTOR & CO
RBC INVESTOR SERVICES TRUST, SECURITIES CAGE
155 WELLINGTON STREET WEST, 2ND FLOOR
TORONTO, ON M5V 3L3
ATTN: Rogerio Serpa
T 416 955 5603
F 416 974 8841
M :95Q: :DEAG //900031
M :95Q: :SELL //RBC
M :97A: :SAFE //080000630001/xxxxxa
Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus the following additional
fee in Hong Kong:
Normal removal : (6 business days)
Removal fee: HKD 202.50
Rush removal (2 business days)
Removal fee: 0.05% on market value (subject to a minimum of HKD 5,000.00)
CCASS will take 10 business days for shares re-registration as completion.
Note: A standard transfer takes approximately one month. Customer may ask for an “express request” which
takes approximatly 2 weeks
17 October 2016
42
Clearstream Banking
Canada - Ireland
ISIN AU000000CNT2 CENTAMIN EGYPT LTD. only and settling via removal between local registrars
CreationOnline
M
M
M
M
M
M
Deliver Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
Citibank Nominees (Ireland) Limited,
Canada to CREST Member ID CLRLUX
08XMV/ NCBO (if no change of beneficial
ownership)
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R009
Name and Address
RBC Investor Services
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Canada to CREST Member ID CLRLUX 08XMV/
NCBO (if no change of beneficial ownership)
M :22F: :SETR //TRAD
M :95P: :PSET //CDSLCATT
M :95R: :REAG /CDSL/OTCB
M :95Q: :BUYR //Citibank Nominees (Ireland) Limited, Citigroup
Seq
B
C
E
E1
MT540 Receive Free
M :95Q: :SELL //RBC Investor Services
Clearstream Banking
17 October 2016
43
Canada - Netherlands
Eligible Canadian equities only, settling via ENL-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receive Free
Yes
CDSLCATTXXX
trade date and time
BIC
MGTCBEBEECL
M
M
M
Trade Date/Time
Place of Settlement
Party
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
Receiving Agent
Party
Buyer
Party
Euroclear
24180
M
Euronext - BE,FR, NL
9919
Name and Address
EOC 24180
CEDELULLxxxxx a
Narrative
/SICV/00000641/CEDxxxxx a
Delivering Agent
Party
Seller
Party
Account
M
M
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//NCSD/CDSLCATTXXX
//DLWM
//MGTCBEBEECL
/ECLR/24180
MT540 Receive Free
Seq
B
C
E
E1
C :94F: :SAFE //NCSD/NECINL2AXXX
C
C
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//NECINL2AXXX
/EGSP/9919
//EOC 24180
//CEDELxxxxx a
Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule. For late same-day
transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
17 October 2016
44
Clearstream Banking
Canada - New Zealand
ISIN CA37713P2035 Glass Earth Gold Limited Ord Reg
ISIN CA6752221037 OceanaGold Corporation only and settling via removal T/A to T/A
CreationOnline
M
M
M
M
M
M
Deliver Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
JP Morgan Chase Bank NA PO Box 5652
Wellington 6145 New Zealand
IFO 1783-0001-11-05/xxxxxa
CANADA TO New Zealand
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
trade date and time
BIC
RBNZNZ22XXX
Name and Address
The Share Registry
BIC
ROYCCAT2
Account
Narrative
080000630001/xxxxx a
Removal from Canada to New Zealand
Roytor and Co., RBC Dexia Investor
Services,
Securities Cage, 155 Wellington Street
West, 2nd
Floor, Toronto, ON M5V 3L3, Canada
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //CANADA TO New Zealand
M
M
M
M
//TRAD
//CDSLCATT
/CDSL/OTCB
//JP Morgan Chase Bank NA PO Box 5652
Wellington 6145 New Zealand
M :94F: :SAFE //IFO 1783-0001-11-05/xxxxxa
:22F:
:95P:
:95R:
:95Q:
:SETR
:PSET
:REAG
:BUYR
Seq
B
E
E1
MT540 Receive Free
M :70E: :SPRO //Removal from Canada to New Zealand
Roytor and Co., RBC Dexia Investor Services,
Securities Cage, 155 Wellington Street West, 2nd
M :95P: :PSET //RBNZNZ22XXX
M :95Q: :DEAG //The Share Registry
M :95P: :SELL //ROYCCAT2
M :94F: :SAFE //080000630001/xxxxx a
Clearstream Banking
17 October 2016
45
Canada - Norway
ISIN CA74836K1003 - Questerre Energycorp.
ISIN CA8936516043 - Transeuro Energy Corp. only, settling via CDS-VPS link.
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
CITC
BIC
DNBANOKC
6211986060
DNBANOKC/05005 0032346/CBL xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
ROYCCAT2
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //DNBANOKC/05005 0032346/CBL xxxxx a
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CDSLCATT
/CDSL/CITC
//DNBANOKC
//6211986060
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//ROYCCAT2
//RBCT/080000630001/xxxxx a
Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus NOK 900 per transaction.
ISIN LU0488722801 - Northland Resources ORD REG only, settling via CDS - VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
COMO
BIC
NDEANOKK
NONF1002002
DNBANOKC/050050032346/CBLxxxxx a
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
ROYCCAT2
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //DNBANOKC/050050032346/CBLxxxxx a
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CDSLCATT
/CDSL/COMO
//NDEANOKK
//NONF1002002
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//ROYCCAT2
//RBCT/080000630001/xxxxx a
Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus NOK 900 per transaction.
17 October 2016
46
Clearstream Banking
Canada - Poland
ISIN CA5012401058 - Kulczyk Oil Ven Ord Br only, settling via CBL-KDPW link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CDSLCATT
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxx a
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
///9240000/CBL/xxxxx a
//NCSD/CDSLCATT
//CEDELULL
//CEDE/72457
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
//KDPW/000
//CEDELULL
//xxxxx a
Fees: Transfers are done via KDPW account (72457) with CBL; internal transaction fees are charged.
Clearstream Banking
17 October 2016
47
Canada - South Africa
ISIN CA0494771029 - Atlatsa Resources
ISIN CA2768551038 - Eastern Platinum Ltd
ISIN CA2768555096 - Eastern Platinum ORD REG
ISIN CA3901241057 - Great Basin Gold Ltd.
ISIN CA91701P1053 - Uranium One Inc. only, settling via removal between local registrars
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
Standard Chartered Nominees South Africa
(Pty) Ltd, 5th Floor, 4 Sandown Valley
Crescent, Sandton 2196
Canada to South Africa - Strate CSDP
Participant ID - 20005199 Removal to
Standard Chartered Nominees South
Africa (Pty) Ltd, 5th Floor, 4 Sandown
Valley Crescent, Sandton 2196
M
M
M
M
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
STRAZAJJ
trade date and time (SD-1 is possible)
BIC
STRAZAJJ
BIC
SCBLZAJ2
Name and Address
080000630001/xxxxx a
Narrative
Indicator
Stamp Duty Status
Physical shares/Removal from Canada to
South Africa
No change of beneficial owner (if no change
of beneficial owner); otherwise, blank
ZA Exempt (if no change of beneficial
owner); otherwise, blank.
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Canada to South Africa - Strate CSDP Participant
ID - 20005199 Removal to Standard Chartered
Nominees South Africa (Pty) Ltd, 5th Floor, 4
Sandown Valley Crescent, Sandton 2196
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:SETR
:PSET
:REAG
:BUYR
//TRAD
/CDSLCATT
/CDSL/OTCB
//Standard Chartered Nominees South Africa (Pty)
Ltd, 5th Floor, 4 Sandown Valley Crescent,
Sandton 2196
MT540 Receive Free
Seq
B
M :98a: :TRAD //trade date and time (SD-1 is possible)
M :70E: :SPRO //Physical shares/Removal from Canada to South
Africa
C
E
C
C :22F: :BENE //NBEN (if no change of beneficial owner); otherwise,
omit
:22F: :STAM /STRA/USTN (if no change of beneficial owner);
otherwise, omit
E1
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//STRAZAJJ
//SCBLZAJ2
//RBC Investor Services
//080000630001/xxxxx a
17 October 2016
48
Clearstream Banking
ISIN ZAE000079703 - Witwatersrand Con Gold Ltd. only, settling via removal between local
registrars / TA
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
Country Code
CA - Canada Physical
CDS-CA
OTCO
Name and Address
Standard Chartered Nominees (TVL) (PTY)
Limited, PO Box 2453 Johannesburg 2000
Canada to South Africa - Strate CSDP
Participant ID - 20005199 Removal to
Standard Bk, PO Box 2453 Johannesburg
2000
M
M
M
M
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Indicator
Stamp Duty Status
STRAZAJJ
trade date and time (SD-1 is possible)
BIC
STRAZAJJ
BIC
SCBLZAJ2
Name and Address
080000630001/xxxxx a
Physical shares/Removal from Canada to
South Africa
ZA Exempt (if no change of beneficial
owner); otherwise, blank.
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Canada to South Africa - Strate CSDP Participant
ID - 20005199 Removal to Standard Bk, PO Box
2453 Johannesburg 2000
M
M
M
M
M
:22F:
:22F:
:95C:
:95R:
:95Q:
:STCO
:SETR
:PSET
:REAG
:BUYR
//PHYS
//TRAD
//CA
/CDSL/OTCO
//Standard Chartered Nominees (TVL) (PTY)
Limited, PO Box 2453 Johannesburg 2000
MT540 Receive Free
Seq
B
M :98a: :TRAD //trade date and time (SD-1 is possible)
M :70E: :SPRO //Physical shares/Removal from Canada to South
Africa
C
E
C
C :22F: :BENE //NBEN (if no change of beneficial owner); otherwise,
omit
:22F: :STAM /STRA/USTN (if no change of beneficial owner);
otherwise, omit
E1
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//STRAZAJJ
//SCBLZAJ2
//080000630001/xxxxx a
Clearstream Banking
17 October 2016
49
Canada - Sweden
ISIN CA5503711080 - Lundin Gold Inc Ord Reg
ISIN CA00829Q1019 - Africa Oil Corp. Ord Reg
ISIN CA19044R1082 - Coastal Contacts Inc.
ISIN CA29786T1057 - Etrion Corp Ord Reg
ISIN CA54928Q1081 - Lucara Diamond Corp
ISIN CA8169221089 - Semafo Inc
ISIN CA8193201024 - Shamaran Petroleum securities only, settling via CDS-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
COMO
BIC
MELNUS3PGSS
BBRF6288002
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
BBHCUS33
RBCT/080000630001/CEDELULL/xxxxx a
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CDSLCATT
/CDSL/COMO
//MELNUS3PGSS
//BBRF6288002
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:70E:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SPRO
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPCSSESS
//CONVERSION
//VPCSSESS
//ESSESESS
//BBHCUS33
//RBCT/080000630001/CEDELULL/xxxxx a
ISIN GB00B635TG28 - Enquest plc
ISIN SE0000825820 - Lundin Petroleum AB only, settling via CDS-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
SEBS
BIC
ESSESESS
01001604997/CBLxxxxx a
Set up with SEBZ on Intl System
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
CDSLCATT
Narrative
Conversion
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//Set up with SEBZ on Intl System
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/SEBS
//ESSESESS
//01001604997/CBLxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//Conversion
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//CDSLCATT
Fees: Standard transaction fee for Canada, as published in the CBL Fee Schedule, plus SEK 3000. A cancellation
fee of SEK 1000 applies to each cancelled cross-border transaction in Sweden.
17 October 2016
50
Clearstream Banking
Canada - Switzerland
ISIN CH0024899483 UBS AG settling via SECOM-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
DTCC
DTC
0010
4945317/CH100025/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
DTCYUS33XXX
DTC - US
06000
BIC
ROYCCAT2XXX
RBCT 080000630001/xxxxx a
a.xxxxx=The Clearstream Banking customer’s 5-digit account number.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95R:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/DTCC
/DTCYID/0010
//4945317/CH100025/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
//DTCYUS33XXX
//DTCYID/06000
//ROYCCAT2XXX
//RBCT 080000630001/xxxxx a
Clearstream Banking
17 October 2016
51
Canada - UK
Limited Canadian equities only, settling via DTC-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
DTCC
DTC
00002012
00XJJ CLRLUX2
CRSTGB22
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC5099/RBCT
080000630001/xxxxx a
UK No Change In Beneficial Ownership (if
customer the same; otherwise, blank)
MT542 Deliver Free
M :70E: :SPRO //CRSTGB22
M
M
M
M
:95P:
:95R:
:95R:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CDSLCATT
/CDSL/DTCC
/DTCYID/00002012
//00XJJ CLRLUX2
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC5099/RBCT
//080000630001/xxxxx a
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
DTCC
DTC
00002012
14XKL CLRLUX
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC5099/RBCT
080000630001/xxxxx a
UK Transfer between CSP or ADR accounts
MT542 Deliver Free
M :70E: :SPRO //CRSTGB22
M
M
M
M
:95P:
:95R:
:95R:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CDSLCATT
/CDSL/DTCC
/DTCYID/00002012
//14XKL CLRLUX
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/XBDR
//DTC5099/RBCT
//080000630001/xxxxx a
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
17 October 2016
52
Clearstream Banking
ISIN BM4834061049 - Kalimantan Gold Corp.,
ISIN CA0080H1082 - African Aura Corp
ISIN CA0515471070 - Aureus Mining Inc Ord Reg
ISIN CA36315W1032 - Galantas Gold Corp
ISIN CA4656761042 - Ithaca Energy Inc.
ISIN CA5640071026 - Mano River Resources
ISIN CA61534J1057 Mood Media Corp Ord Reg
ISIN CA61981U1084 - Moto Goldmines Ltd.
ISIN CA6390971043 - Nautilus Minerals Inc
ISIN CA6871961059 - Orosur Mining Inc Ord Reg
ISIN CA6779091033 - Oilexco Inc.
ISIN CA77277R2037 - Rock Well Petroleum Inc.
ISIN CA8629281087 - Stratic Energy Corp.
ISIN CA8849031056 - Thomson Reuters Corp.
ISIN CA8999101030 - Turbo Power Sys. Inc
ISIN CA9169091043 - Uruguay Mineral
Explorationa
ISIN CA9170171057 - Uranium Particip Ord
ISIN CA95801T1075 - Western Coal Corporation
ISIN CA9842381050 - YM Biosciences Inc.
ISIN GB0034246743 – Oriel Resources plc
ISIN GB00B03TH577 - African Copper plc
ISIN GB00B06K1665 - Alexander Mining Ltd
ISIN GB00B0CY5V57 - Serica Energy plc
ISIN GB00B44QDS07 Allied Gold Mining ORD
ISIN GG00B1W7FC20 - Crytologic Ltd Ord Reg
ISIN GG00B779P585 - Platmin Ltd Ord Reg
ISIN JE00B1HNYF12 - Minera Irl Ltd
ISIN JE00B2QY9G86 - Arawak Energy Limited
ISIN KYG224041189 - Coastal Energy Co Ord Reg
ISIN KYG876361091 - Tethys Petroleum Ltd
ISIN VGG0472G1147 – Arian Silver Corp.
ISIN VGG9828A1194 - Xcite Energy Ltd only and
settling via removal between local registrars
a. Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this link
to transfer the holdings from UK to Canada.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
VIDACOS NOMINEES
Canada to UK CREST Member ID CLRLUX2
00XJJ/NCBO (if no change of beneficial
ownership)
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R009
Name and Address
Stamp Duty Status
MT542 Deliver Free
M :70E: :SPRO //Canada to UK
CREST Member ID CLRLUX2 00XJJ/NCBO (if no
change of beneficial ownership)
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:SETR
:PSET
:REAG
:BUYR
//TRAD
//CDSLCATT
/CDSL/OTCB
//VIDACOS NOMINEES
Seq
MT540 Receive Free
B
C
E
M :22F: :STAM /CRST/GBOX (if customer the same; otherwise, blank)
E1
M :95Q: :SELL //RBC Investor Services
Note: Customers are strongly recommended to send their instructions on SD-1. The customer must send a freeformat message to the Settlement team in charge of Canada, providing the instruction reference and the
information that it is a transfer between Canada and the UK. In case of CBO transfers the SDRT payment
obligation is with the receiving party and must be as such initiated by the receiving party in order to avoid
potential SDRT underpayments and consequent late payment penalties. SDRT obligations will not be
debited by CREST automatically.
Clearstream Banking
17 October 2016
53
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
VIDACOS NOMINEES
Canada to UK
CREST Member ID CLRLUX 14XKL/NCBO
(if no change of beneficial ownership)
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R009
Name and Address
MT542 Deliver Free
M :70E: :SPRO //Canada to UK
CREST Member ID CLRLUX 14XKL/NCBO (if no
M :95R: :REAG /CDSL/OTCB
M :95Q: :BUYR //VIDACOS NOMINEES
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R009
Note: Customers are strongly recommended to send their instructions on SD-1. The SDRT payment obligation is
with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential
SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by
CREST automatically. The customer must send a free-format message to the Settlement team in charge of
Canada, providing the instruction reference and the information that it is a transfer between Canada and
the UK.
17 October 2016
54
Clearstream Banking
Canada - U.S.A.
Canadian and U.S. equities settling via CDS-DTCC link
CreationOnline
Deliver Free
M
M
O
M
M
M
M
Trade Date/Time
Deal Price
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
O
M
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS - CA
DTCC
DTC
00000908
089154/CSCxxxxx a
M
M
O
Trade Date/Time
Deal Price
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
6000
BIC
ROYCCAT2
080000630001/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
O
M
M
M
M
:98a:
:94F:
:90a:
:95P:
:95R:
:95R:
:97A:
:TRAD
:SAFE
:DEAL
:PSET
:REAG
:BUYR
:SAFE
//Trade date/time
//NCSD/CDSLCATT
//Deal price
//CDSLCATT
/CDSL/DTCC
/DTCYID/00000908
//089154/CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
O
M
M
M
O
:98a:
:94F:
:90a:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:DEAL
:PSET
:DEAG
:SELL
:SAFE
//Trade date/time
//NCSD/DTCYUS33
//Deal price
//DTCYUS33
/DTCYID/6000
//ROYCCAT2
//080000630001/xxxxx a
Fees: Standard transaction fee for Canada, plus an additional charge for RVP/DVP settlements, as published in
the CBL Fee Schedule.
Note: Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via
Canada. Please use this link to transfer the holdings from Canada to U.S.A.
Clearstream Banking
17 October 2016
55
Czech Republic - Austria
ISIN AT0000652011 shs Erste Group Bank AG
ISIN AT000B054721 units Oest. Volksbank AG (PX Index) only, settling via CDCP - CBL link
CreationOnline
Deliver Free
M
M
M
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
M
Ma
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
OCSDATWW
trade date and time
BIC
CEDELULL
Clearstream Banking Luxexmbourg
84473
BICb
ordering party’s BIC
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95Q:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULL b
//xxxxx c
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/OCSDATWW
//CEDELULL
/CEDE/84473
//Ordering party’s BIC, if different from DEAGb
Fees: Standard transaction fee for Czech Republic, as published in the CBL Fee Schedule.
17 October 2016
56
Clearstream Banking
Czech Republic - Belgium
ISIN BE0003878957 - shs VGP only, settling via CDCP-Clearstream link
CreationOnline
Deliver Free
M
M
M
M
M
a
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
M
Ma
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CIKBBEBB
trade date and time
BIC
CEDELULL
84473
BICb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CIKBBEBB
//CEDELULL
/CEDE/84473
Clearstream Banking
17 October 2016
57
Czech Republic - BNP Paribas, Luxembourg
ISIN LU0275164910 - Pegas Nonwovens S.A. ORD. shs only, settling via CDCP-CBL link
CreationOnline
Deliver Free
M
M
M
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxxc
M
Ma
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
PARBLULL
trade date and time
BIC
CEDELULL
Clearstream Banking SA
84473
BICb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULL b
//xxxxxc
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//CUST/PARBLULL
//CEDELULL
/CEDE/84473
Fees: On request.
Note: Customers are strongly recommended to send their instructions on SD-1.
17 October 2016
58
Clearstream Banking
Czech Republic - France
ISIN LU0122624777 - Orco Property Group SA only, settling via CDCP link
CreationOnline
Deliver Free
M
M
M
M
M
a
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
M
Ma
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
SICVFRPP
trade date and time
BIC
CEDELULL
84473
BICb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95Q:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/SICVFRPP
//CEDELULL
/CEDE/84473
Clearstream Banking
17 October 2016
59
Czech Republic - Netherlands
ISIN NL0000405173 - Zentiva
ISIN NL0006033375 - AAA Auto Group NV only, settling via CDCP link
CreationOnline
Deliver Free
M
M
M
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
M
Ma
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
NECINL2A
trade date and time
BIC
CEDELULL
84473
BICb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/NECINL2A
//CEDELULL
/CEDE/84473
17 October 2016
60
Clearstream Banking
Czech Republic - Poland
ISIN CZ0005112300 shs CEZ II only, settling via CBL - KDPW link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
UNIYCZPP
trade date and time
BIC
CEDELULL
72457
Account
Narrative
9240000/CBL/xxxxx a
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//9240000/CBL/xxxxx a
//NCSD/UNIYCZPP
//CEDELULL
/CEDE/72457
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged.
Clearstream Banking
17 October 2016
61
Czech Republic - United Kingdom
ISIN GB00B42CTW68 - New World Resources
ISIN GB00BF5SDZ96 - Stock Spirits Group only, settling via CDCP link
Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Indicator
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CRSTGB22
BIC
CEDELULL
xxxxxa
Cross-border CZ to UK
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CRST/14XKL
BIC
CEDELULL
84473
M
Stamp Duty Status
UK No Change In Beneficial Ownership
(if customer the same; otherwise, blank)
M
M
Beneficial Owner
MT542 Deliver Free
MT540 Receive Free
Seq
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:BENE
//Cross-border CZ to UK
//NCSD/UNIYCZPP
//YBEN or NBEN
B
C
E
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//UNIYCZPP
//CRSTGB22
//CEDELULL
//xxxxxa
E1
M
M
M
M
M
:22F:
:95P:
:95R:
:95P:
:97A:
:STAM
:PSET
:DEAG
:SELL
:SAFE
//CRSTGB22
/CRST/14XKL
//CEDELULL
//84473
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BIC
CEDELULL
xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CRSTGB22
trade date and time
BIC
CEDELULL
84473
BIC
Ordering party’s BIC
xxxxxa
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULL
//xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
//CEDELULL
//CEDE/84473
//Ordering party’s BIC
//xxxxxa
Note: Customers must send a free-format message to the Settlement team in charge of Czech domestic
settlement providing the details of the instructed cross-border trade.
17 October 2016
62
Clearstream Banking
Czech Republic - U.S.A.
ISIN BMG200452024 - Central Europe Media shs only, settling via CDCP-CBL link
CreationOnline
Deliver Free
M
M
M
M
M
a
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
M
Ma
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
DTCYUS33
trade date and time
BIC
CEDELULL
84473
BICb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
B
C
E1
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/DTCYUS33
//CEDELULL
/CEDE/84473
Fees: On request.
Clearstream Banking
17 October 2016
63
Denmark - Germany
Eligible Danish equities only, settling via VP-CBF link
CreationOnline
Deliver Free
O
M
M
M
M
M
M
M
M
M
Deal price
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Other Settlement
Parties: Type
Format
Party
Account
Buyer
Party
Account
Receive Free
O
M
M
M
deal price
VPDKDKKK
trade date and time
BIC
VPDKDKKK
VPDK - DK
17100 (CBF´s omnibus account for Danish
securities at VP)
Receiving Custodian
M
M
Name and Address
72010000
BIC
CEDELULL
xxxxxa
M
M
M
M
Deal price
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Other Settlement
Parties: Type
Format
Party
Account
Seller
Party
Account
deal price
DAKVDEFF
trade date and time
BIC
DAKVDEFF
44900000 (VP´s account in CBF for Danish
securities)
Name and Address
11900 (CBL´s omnibus account in VP)
BIC
CEDELULL
xxxxx ª
a. xxxxx= The Clearstream Banking customer´s 5-digit account number
Creation via SWIFT
MT542 Deliver Free
O
M
M
M
M
:90a:
:98a:
:94F:
:95P:
:95R:
:DEAL
:TRAD
:SAFE
:PSET
:REAG
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:RECU
:SAFE
:BUYR
:SAFE
MT540 Receive Free
Seq
//DEAL price
//NCSD/VPDKDKKK
//VPDKDKKK
//VPDK/17100 (CBF´somnibus account for Danish
securities at VP)
//72010000
//CEDELULL
//xxxxxa
B
C
E1
O
M
M
M
M
:90a:
:98a:
:94F:
:95P:
:95R:
:DEAL
:TRAD
:SAFE
:PSET
:DEAG
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:DECU
:SAFE
:SELL
:SAFE
//DEAL price
//NCSD/DAKVDEFF
//DAKVDEFF
//DAKV/44900000 (VP´s account in CBF for Danish
securities)
//11900 (CBL´s omnibus account in VP)
//CEDELULL
//xxxxxª
17 October 2016
64
Clearstream Banking
Denmark - Sweden
ISIN DK0060083566 Trigon Agri AS / DK
ISIN SE0000427361 - NORDEA
ISIN SE0003366871 - SAS only, settling via VP-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
NDEASESS
ESSESESS/01001406997/CEDELULL/xxxxx a
CONVERSION
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
NDEADKKK
BIC
NDEADKKK
3069292909/CEDELULL/xxxxx a
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
//NCSD/VPDKDKKK
//VPDKDKKK
//NDEADKKK
//NDEASESS
//ESSESESS/01001406997/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//NDEADKKK
//NDEADKKK
//3069292909//CEDELULL/xxxxx a
Fees: Standard transaction fee for Denmark, as published in the CBL Fee Schedule, plus DKK 500 per
transaction and plus DKK 300 (only for transactions in SE0000427361 and SE0003366871) or plus SEK 1500
(only for transactions in DK0060083566). A cancellation fee of SEK 1000 applies to each cancelled crossborder transaction with Sweden.
Clearstream Banking
17 October 2016
65
Denmark - UK
GB00B01FLG62 - GROUP SECURICOR only, settling via VP-Euroclear UK & Ireland link
transaction.
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
DABADKKK
Name and Address
CONVERSION to CREST 00XJJ
CEDELULL/6008985995
Narrative
NCBO
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
BH014
Stamp Duty Status
UK No Change of Beneficial Ownership (if
MT542 Deliver Free
M :70E: :SPRO //NCBO
M :94F: :SAFE //NCSD/VPDKDKKK
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPDKDKKK
//DABADKKK
//CONVERSION to CREST 00XJJ
//CEDELULL/6008985995
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/BH014
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
DABADKKK
Name and Address
CONVERSION to CREST 14XKL
CEDELULL/6008888248
NCBO
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
BH014
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCBO
//NCSD/VPDKDKKK
//VPDKDKKK
//DABADKKK
//CONVERSION to CREST 14XKL
//CEDELULL/6008888248
Seq
MT540 Receive Free
B
C
E1
M :95R: :DEAG /CRST/BH014
17 October 2016
66
Clearstream Banking
ISIN DK0060005684- Eurotrust A/S securities only, settling via removal between local registrars
transaction.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
CITIGB2L
020001003195097
Computershare acc. 6011405748 lfo CREST
00XJJ acc. CLRLUX2
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and address
DABADKKK/CEDELULL.3069292909
MT542 Deliver Free
MT540 Receive Free
Seq
M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 00XJJ
acc. CLRLUX2
M :95P: :PSET //VPDKDKKK
M :95P: :REAG //NDEADKKK
M :97A: :SAFE //020001003195097
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
//DABADKKK/CEDELULL.3069292909
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
CITIGB2L
020001003195097
Computershare acc. 6011405748 lfo CREST
14XKL acc. CLRLUX
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and address
DABADKKK/CEDELULL.3069292909
MT542 Deliver Free
M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST
14XKL acc. CLRLUX
M :95P: :REAG //NDEADKKK
M :95Q: :BUYR //CITIGB2L
M :97A: :SAFE //020001003195097
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
//DABADKKK/CEDELULL.3069292909
Clearstream Banking
17 October 2016
67
Finland - France
Finnish equities settling via EOC-EFR link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
YES
APKEFIHH
trade date and time
BIC of Country Code
MGTCBEBEECL
Euroclear
22429
M
M
M
Settlement
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:SETR
:PSET
:REAG
//SICV/00000641/CEDxxxxxa
//NCSD/APKEFIHH
//DLWM
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M :94F: :SAFE //NCSD/SICVFRPPXXX
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPPXXX
/EGSP/9913
//EOC 22429
//CEDELULL xxxxxa
Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule.
Note: Customers must send a free-format message to the OEU team providing the instruction reference and the
details of the cross-border transfer. Customers are strongly recommended to send their instructions on
SD-1.
17 October 2016
68
Clearstream Banking
Finland - Italy
Finnish securities only, settling via CBL-MT link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
APKEFIHHXXX
trade date and time
BIC
MGTCBEBEXXX
Euroclear
21891
Narrative
CEDELULL xxxxx a
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXXX
BIC
CEDELULLXXX
xxxxxa
NDEAFIHHXXX
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//CEDELULL xxxxx a
//NCSD/APKEFIHH
//MGTCBEBEXXX
/ECLR/21891
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95P:
:97A:
:95P:
:SAFE
:PSET
:DEAG
:SAFE
:SELL
//NCSD/MOTIITMMXXX
//MOTIITMMXXX
//CEDELULLXXX
//xxxxxa
//NDEAFIHHXXX
Note: The customer must send a free-format message to OEU Unit providing the instruction details.
Clearstream Banking
17 October 2016
69
Finland - Netherlands
Eligible Finnish equities only settling via EOC-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
Yes
M
M
M
APKEFIHH
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE, FR, NL
9919
Name and Address
EOC 24180
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//NCSD/APKEFIHH
//DLWM
//MGTCBEBEECL
/ECLR/24180
MT540 Receive Free
Seq
B
C
E
E1
M :94F: :SAFE //NCSD/NECINL2A
M
M
M
M
:95P:
:95R:
:95Q:
:94F:
:PSET
:DEAG
:SELL
:SAFE
//NECINL2A
/EGSP/9919
//EOC 24180
//CEDELULL xxxxx a
17 October 2016
70
Clearstream Banking
Finland - Sweden
ISIN SE0000667925 - TELIASONERA AB ORD.
ISIN SE0000108656 - ERICSSON TEL. SERIES B (FREE)
ISIN SE0000120669 - SSAB AB-B-Ord Reg
ISIN SE0001803131 - ENDOMINES AB ORD REG
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
APKEFIHH
BIC
ESSESESS
Account
Narrative
01001604997/CBL/xxxxxa
CONVERSION
M
M
M
M
M
or
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
CEDELULL
BIC
BIC
CEDELULL (if the customer has an
unpublished BIC)
4410001000089/CBL/xxxxxa
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
//CONVERSION
//NCSD/APKEFIHH
//APKEFIHH
//APKEFIHH
//ESSESESS
M :97A: :SAFE //01001604997/CBL/xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
or
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//CEDELULL
//CEDELULL (if the customer has an unpublished BIC)
4410001000089/CBL/xxxxxa
Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule plus fee SEK 1500. A
cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden.
Clearstream Banking
17 October 2016
71
ISIN FI0009000277 - TIETOENATOR Corporation
ISIN FI0009000681 - Nokia
ISIN FI4000123096 - SAVO-SOLAR LTD ORD REG
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
NDEAFIHH
BIC
VPCSSESS
Narrative
CONVERSION
M
M
M
M
M
or
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
CEDELULL
BIC
BIC
unpublished BIC)
4410001000089.xxxxxa
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
//CONVERSION
//NCSD/APKEFIHH
//APKEFIHH
//NDEAFIHH
//VPCSSESS
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
or
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//CEDELULL
//CEDELULL (if the customer has an unpublished BIC)
4410001000089.xxxxxa
Fees: Standard transaction fee for Finland, as published in the CBL Fee Schedule plus fee SEK 1500. A
17 October 2016
72
Clearstream Banking
Finland - UK
ISIN FI0009014716 - Talv Mining Co NPV only, settling via Euroclear UK&Ireland-SIS-APK link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
NDEAFIHH
BIC
INSECHZZ
GB151521
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
XBDR
Name and Address
SCOM/APKE/CEDELULL.4410001000089
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/APKEFIHH
//APKEFIHH
//NDEAFIHH
//INSECHZZ
//GB151521
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//SCOM/APKE/CEDELULL.4410001000089
Note: Due to restrictions on the Swiss market, we recommend to instruct on SD-1 at the latest.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
NDEAFIHH
BIC
INSECHZZ
GB153558
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
XBDR
Name and Address
SCOM/APKE/CEDELULL.4410001000089
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/APKEFIHH
//APKEFIHH
//NDEAFIHH
//INSECHZZ
//GB153558
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//SCOM/APKE/CEDELULL.4410001000089
Clearstream Banking
17 October 2016
73
ISIN FI0009015291 - Powerflute OYJ securities only, settling via removal by local registrar
Note: Customers must send a free-format message to the OUI Unit providing the instruction reference.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
02200015494010
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
R033
Stamp Duty Status
UK no change in Beneficial Owner (if
customer is the same; otherwise blank)
MT542 Deliver Free
B
C
E
M
M
M
M
E1
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//APKEFIHH
//ESSEFIHX
//IRVTBEBB
//02200015494010
MT540 Receive Free
Seq
M :94F: :SAFE //NCSD/APKEFIHH
M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise
blank)
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
02200015494010
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
R033
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/APKEFIHH
//APKEFIHH
//ESSEFIHX
//IRVTBEBB
//02200015494010
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R033
17 October 2016
74
Clearstream Banking
ISIN FI0009800098 - Ruukki Group OYJ securities only, settling via removal by local registrar
Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule
Note: Customers must send a free-format message to the OAA Unit with the instruction reference and
beneficiary details (name, account, BIC, contact person and telephone number).
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
10-100 033 386
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
R033
Stamp Duty Status
MT542 Deliver Free
B
C
E
M
M
M
M
E1
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//APKEFIHH
//ESSEFIHX
//IRVTBEBB
//10-100 033 386
MT540 Receive Free
Seq
M :22F: :STAM //CRST/GBOX (if customer is the same; otherwise
blank)
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
02200015494010
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
R033
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/APKEFIHH
//APKEFIHH
//ESSEFIHX
//IRVTBEBB
//02200015494010
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R033
Clearstream Banking
17 October 2016
75
France - Austria
French securities settling via EF-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
618
Buyer
Party
Account
BIC
CEDELULLXXX
xxxxx a
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
PARBFRPP
641
BIC
CEDELULL
xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/618
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//PARBFRPP
//641
//CEDELULL
//xxxxx a
Fees: Standard transaction fee for France, as published in the CBL Fee Schedule. For late same-day transactions
(14:30), a surcharge of EUR 6.49 is charged by ESES.
Note: The customer must send a free-format message to the Settlement team in charge of France providing the
17 October 2016
76
Clearstream Banking
Non-French securities settling via EF-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
BIC
GIBAATWG
CED243900/CEDELULL xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
SICVFRPP
BIC
CEDELULL
49584W/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//GIBAATWG
//CED243900/CEDELULL xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//SICVFRPP
//CEDELULL
//49584W/xxxxx a
Fees: On request or standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00
per delivery transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by
ESES.
Clearstream Banking
17 October 2016
77
France - BNP Paribas, Luxembourg
ISIN CY0105562116 AROUNDTOWN PROPER. ORD BR, settling via Euroclear France - EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
YES
C
C
C
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a-With Matching b
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
b. Additional wording "-With Matching" and Receipt instruction must be used if customer does not accept dumps (31EC).
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPPXXX
//DLWM
//SICVFRPPXXX
/EGSP/9913
//EOC 22429
//CEDELULL xxxxx aWith Matchingb
E1
MT540 Receive Free
C :70E: :SPRO ////SICV/00000641/CEDE xxxxx a
C :94F: :SAFE //CUST/PARBLULLXXX
SD-1.
17 October 2016
78
Clearstream Banking
France - BNY London
ISIN US9098832093 United Company Rusual PLC only, settling via Euroclear France - EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
C
C
C
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULLxxxxxa-With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IRVTGB2XGPT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPPXXX
//SICVFRPPXXX
//EGSP/9913
//EOC 22429
//CEDELULLxxxxxa-With Matchingb
MT540 Receive Free
Seq
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CUST/IRVTGB2XGPT
//MGTCBEBEECL
/ECLR/22429
Clearstream Banking
17 October 2016
79
France - Canada
ISINs FR0000054678 - Euro Ressources S.A. (ord B) and FR0000120529 - Suez only, settling via EFCDS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
610
BIC
ROYCCAT2
RBCT CEDELULL acc. 080000630001/xxxxx a
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
EOCF
BIC
SICVFRPP
EGSP/641
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/610
//ROYCCAT2
//RBCT CEDELULL acc. 080000630001/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/EOCF
//SICVFRPP
//EGSP/641
Fees: Standard transaction fee for France, as published in the CBL Fee Schedule, plus EUR 10.00 per delivery
transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Eligible Canadian equities only, settling via Euroclear France-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
C
C
C
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULLxxxxx a-With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CDSLCATT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//EOC 22429
//CEDELULLxxxxx a-With Matchingb
MT540 Receive Free
Seq
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//NCSD/CDSLCATT
//MGTCBEBEECL
/ECLR/22429
17 October 2016
80
Clearstream Banking
France - Czech Republic
ISIN LU0122624777 - Orco Property Group SA only, settling via CDCP link
CreationOnline
Deliver Free
M
M
M
M
a
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
CEDELULL
84473
BICb
beneficiary’s BIC
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/SICVFRPP
//CEDELULL
/CEDE/84473
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
Fees: Transfers are via UNYVIC's account (84473) with CBL; internal transaction fees are charged. For late sameday transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Clearstream Banking
17 October 2016
81
France - Finland
Finnish equities settling via EOC - EFR link
CreationOnline
Receive Freeb
Deliver Free
M
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
YES
C
C
C
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
C
C
CEDELULL xxxxx a- With Matchingb
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
APKEFIHH
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPPXXX
//DLWM
//SICVFRPPXXX
//EGSP/9913
//EOC 22429
//CEDELULL xxxxx a - With Matching b
E1
MT540 Receive Freeb
C :70E: :SPRO ///SICV/00000641/CEDE xxxxxa
C :94F: :SAFE //NCSD/APKEFIHH
SD-1.
17 October 2016
82
Clearstream Banking
France - Germany
German equities and funds and German bonds (home market Germany), receipt confirmed via
Bridge, settling via EF-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
C
C
C
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELxxxxx a-With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//EOC 22429
//CEDELxxxxx a-With Matchingb
MT540 Receive Free
Seq
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//NCSD/DAKVDEFF
//MGTCBEBEECL
/ECLR/22429
Fees: Standard transaction fee for France, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
83
German government bonds only, settling via EF-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9907
Name and Address
CEDELULL/xxxxx a
7201
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFF
trade date and time
BIC
DAKVDEFF
72250000
BIC
CEDELULL
xxxxxa
Name and Address
00641
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9907
M :95Q: :BUYR //CEDELULL/xxxxx a
M :97A: :SAFE //7201
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72250000
//00641
//CEDELULL
//xxxxxa
17 October 2016
84
Clearstream Banking
French securities only, settling via EF-CBF link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
M
M
M
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
BIC
DAKVDEFFFR1
BIC
CEDELULLXXX
7201 xxxxx c
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
45000000
BIC
bbbbbbbbbbb b
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULLXXX
SICVCEDELULLXXX000L10
b. bbbbbbbbbbb=BIC11 of CBL customer.
Creation via SWIFT
MT542 Deliver Free
M
M
Oa
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:STCO
:PSET
:REAG
//NCSD/SICVFRPPXXX
/DLWM
//SICVFRPPXXX
//DAKVDEFFFR1
M :97A: :SAFE //7201 xxxxx c
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:95P:
:PSET
:DEAG
:DECU
:SAFE
:SELL
//DAKVDEFFXXX
/DAKV/45000000
//CEDELULLXXX
//SICVCEDELULLXXX000L10
//bbbbbbbbbbb b
Clearstream Banking
17 October 2016
85
France - Hong Kong
ISIN GB0005405286 - HSBC HOLD PLC
Note: Direct transfers between France and Hong Kong cannot be processed. Transfers for ISIN GB0005405286 HSBC HOLD PLC should be made from France to UK and upon successful settlement from UK to Hong
Kong as stated in this document.
17 October 2016
86
Clearstream Banking
France - Ireland
Limited Irish and French securities, settling via EF-Euroclear UK & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
53079
CEDELULLxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo - GB, IE
56XKK
Name and Address
EGSP/641/49584W/xxxxx a
Stamp Duty Status
IE Exempt
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/9913
//53079
//CEDELULLxxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/IEYX
//CRSTGB22
/CRST/56XKK
//EGSP/641/49584W/xxxxx a
Clearstream Banking
17 October 2016
87
France - Japan
ISIN JP3973400009 - RICOH CO.LTD securities only, settling via Euroclear France - EOC link Bridge
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
YES
C
C
C
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
JJSDJPJTXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Settlement Processing Narrative
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPPXXX
//SICVFRPPXXX
/EGSP/9913
//EOC 22429
MT540 Receive Free
Seq
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//NCSD/JJSDJPJTXXX
//MGTCBEBEECL
/ECLR/22429
17 October 2016
88
Clearstream Banking
France - Luxembourg
ISIN LU0088087324 Europeenne des Satellites Global securities only, settling via Euroclear France
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
C
C
C
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a-With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//EOC 22429
//CEDELULL xxxxx a-With Matchingb
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/22429
Note: The customer must send a free-format message to the Settlement team in charge of OEU providing the
instruction reference and “with matching”.
ISIN LU0012113584 Plantations Terres Rouges securities only, settling physically
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
SICVFRPP
trade date and time
Country Code
FR - France Physical
Name and Address
Banque Generale du Luxembourg S.A.
50 ave J.F.Kennedy L-2951 Luxembourg
BIC
CEDELULL
ACCT xxxxx a and name of beneficiary
not required
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
//NCSD/SICVFRPP
//FR
//Banque Generale du Luxembourg S.A.
50 ave J.F.Kennedy L-2951 Luxembourg
M :97A: :SAFE //ACCT xxxxx a and name of beneficiary
:98a:
:94F:
:95C:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
Seq
B
C
E1
MT540 Receive Free
not required
Clearstream Banking
17 October 2016
89
France - Norway
ISIN NO0005052605 - NORSK HYDRO A/S only, settling via EF-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
BIC
NDEANOKK
EOC91365/DNBANOKC/CEDELULL/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
MGTCBEBEECL
22429/641/CEDELULL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/9913
//NDEANOKK
//EOC91365/DNBANOKC/CEDELULL/xxxxx a
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//MGTCBEBEECL
//22429/641/CEDELULL/xxxxx a
transaction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES. Standard
transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction.
ISIN FR0000120164 - CIE.DE Geophysique ORD BR only, settling via EF-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
EGSP/0030
BIC
DNBANOKC
49673V
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
MGTCBEBEECL
22429/EGSP641/CEDELULL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/0030
//DNBANOKC
//49673V
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//MGTCBEBEECL
//22429/EGSP641/CEDELULL/xxxxx a
Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction.
17 October 2016
90
Clearstream Banking
France - Poland
ISIN LU0122624777 - Orco Property Group SA only, settling via CBL - KDPW link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
SICVFRPP
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxxa
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
Crossborder
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//NCSD/SICVFRPP
//CEDELULL
/CEDE/72457
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//Crossborder
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
Fees: Transfers are via KDPW account (72457) with CBL; internal transaction fees are charged. For late sameday transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Clearstream Banking
17 October 2016
91
France - South Africa
ISIN BMG988431240 - SHS ZAMBIA COPPER INV
ISIN BMG9887P1068 - ZCI LIMITED ORD
ISIN ZAE000015228 - HARMONY GOLD MINING COMPANY LTD
ISIN ZAE000018123 - GOLD FIELDS
ISIN ZAE000043485 - ANGLOGOLD ASHANTI LTD
ISIN ZAE000058723 - DRD Gold Mines Limited only, settling via EF - STRATE-link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9930
BIC
SCBLZAJJSSU
ZA0000323394
NCBO/account transfer
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Indicator
STRAZAJJ
trade date and time
BIC
STRAZAJJ
BIC
SBZAZAJJ
Name and Address
SICVFRPP/641/CEDELULL/xxxxx a
ZA0400636492
ACCOUNT TRANSFER
No change of beneficial owner
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO ///NCBO/ACCOUNT TRANSFER
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/9930
//SCBLZAJJSSU
//ZA0000323394
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//ACCOUNT TRANSFER
//NCSD/STRAZAJJ
//NBEN
//STRAZAJJ
//SBZAZAJJ
//SICVFRPP/641/CEDELULL/xxxxx a
//ZA0400636492
Note: The customer must send a free-format message.
17 October 2016
92
Clearstream Banking
France - Spain
ISIN NL0000235190 - EADS only, settling via EF-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
609
BIC
BBVAESMM
CLEARSTREAM BANKING S.A.
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMSCL
BIC
ESESFRPPINT
Name and Address
EGSP 641 CEDELULL
CEDELULL/xxxxx a
/O/INCLUSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CLEARSTREAM BANKING S.A.
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/609
//BBVAESMM
//0182/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
///O/INCLUSION
//NCSD/IBRCESMM
//IBRCESMMSCL
//ESESFRPPINT
//EGSP 641 CEDELULL
//CEDELULL/xxxxx a
Note: Customers are strongly recommended to send their instructions on SD-1 before 18:00 and must send a
free format message to settlement team in charge of Spain.
Clearstream Banking
17 October 2016
93
Eligible Spanish equities only, settling via Euroclear France-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
YES
C
C
C
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
/SICV/00000641/CEDExxxxx a
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//DLWM
//SICVFRPP
/EGSP/9913
//EOC 22429
E1
MT540 Receive Free
C :70E: :SPRO ///SICV/00000641/CEDExxxxx a
C :94F: :SAFE //NCSD/IBRCESMM
17 October 2016
94
Clearstream Banking
ISIN FR0010251744 - LYXOR ETF IBEX 35 ORD BR
ISIN FR0010429068 - LYXOR ETF MSCI EMERG.MKTS A
ISIN FR0010762492 - LYXOR ETF IBEX 35 INVERSO (FCP) securities only, settling via EF-Iberclear
link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
042
BIC
SOGEESMMAGM
0108
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
SOGEESMMAGM
BIC
SOGEFRPPXXX
M
Narrative
M
Indicator
REGI SOGEFRPPXXX
INCLUSION FROM EGSP 641
CEDELULL account xxxxx a
Change of Beneficial Owner
M
M
Creation via SWIFT
MT542 Deliver Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/042
//SOGEESMMAGM
//0108
MT540 Receive Free
M :70E: :SPRO //REGI SOGEFRPPXXX
INCLUSION FROM EGSP 641
M :94F: :SAFE //NCSD/IBRCESMM
M :22F: :BENE //YBEN
M :95P: :PSET //IBRCESMMXXX
M :95P: :DEAG //SOGEESMMAGM
M :95P: :SELL //SOGEFRPPXXX
Note: Please send a free-format message authorising CBL to debit an additional service fee charged by transfer
agent Société Générale. Minimum fee is EUR 100 plus EUR 0.05 per share
Clearstream Banking
17 October 2016
95
France - Switzerland
Eligible Swiss equities, settling via EF-Intersettle link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
C
C
C
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
INSECHZZ
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
C
Narrative
/SICV/00000641/CEDE xxxxxa
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//EOC 22429
MT540 Receive Free
Seq
C
C
C
C
C
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
///SICV/00000641/CEDE xxxxxa
//NCSD/INSECHZZ
//MGTCBEBEECL
/ECLR/22429
17 October 2016
96
Clearstream Banking
I
France - UK
UK equities settling via EF-Euroclear UK & Ireland link
Deliver Free
Receive Free
Not applicable
Not applicable
Creation via SWIFT 0.5%
SDRT1
MT542 Deliver Free
MT540 Receive Free
Seq
Not applicable
Not applicable
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and address
91632
CEDELULL xxxxxb
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
nnnnna
Name and Address
EGSP/641/49584W/xxxxx b
Stamp Duty Status
UK Transfer Between CSP or ADR Accounts
a. nnnnn = 56XKJ for securities subject to stamp duty; 56XKK for securities exempt of stamp duty.
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/9913
//91632
//CEDELULL xxxxx b
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/nnnnna
//EGSP/641/49584W/xxxxx b
Clearstream Banking
17 October 2016
97
Limited French securities only, settling via EF-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
29910
Name and address
GB100554
CREST 00XJJ/CEDELULL xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
Stamp Duty Status
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//SICVFRPP
/EGSP/29910
//GB100554
//CREST 00XJJ/CEDELULL xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
29910
Name and address
GB100554
CREST 14XKL/CEDELULL xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/29910
//GB100554
//CREST 14XKL/CEDELULL xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
17 October 2016
98
Clearstream Banking
ISIN ZM0000000037 - ZZCM, settling physically
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Narrative
Receive Free
trade date and time
Yes
Country Code
FR - Physical
Name and Address
Citibank N.A., Attn. Citigroup residuals, 1st
Floor, 1 North Wall Quay, Dublin 1, Ireland
Name and address
Vidacos Nominees acc: CLRLUX2, Citigroup
Centre, Canada Square, Canary Wharf,
Certificats Représentatifs
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
Physical
M
Seller
Party
Name and Address
BNP Paribas Securities Services, 0254C
Stock Dénouement, Les Grands Moulins
de Pantin, 9, rue du Débarcadère, 93500
Pantin, France
M
Stamp Duty Status
M
MT542 Deliver Free
M :70E: :SPRO //Certificats Représentatifs
M :95P: :PSET //FR
M :95Q: :REAG //Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1, Ireland
M :95Q: :BUYR //Vidacos Nominees acc: CLRLUX2, Citigroup
Seq
MT540 Receive Free
B
C
E
E1
M :95R: :DEAG /CRST/Physical
M :95Q: :SELL //BNP Paribas Securities Services, 0254C Stock
Dénouement, Les Grands Moulins de Pantin, 9, rue
du Débarcadère, 93500 Pantin, France
instruction reference and details of the delivery.
Clearstream Banking
17 October 2016
99
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Narrative
Receive Free
trade date and time
Yes
Country Code
FR - Physical
Name and Address
Citibank N.A., Attn. Citigroup residuals, 1st
Floor, 1 North Wall Quay, Dublin 1, Ireland
Name and address
Vidacos Nominees acc: CLRLUX, Citigroup
Certificats Représentatifs
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
Physical
Seller
Party
Name and Address
BNP Paribas Securities Services, 0254C
Stock Dénouement, Les Grands Moulins
de Pantin, 9, rue du Débarcadère, 93500
Pantin, France
M
M
MT542 Deliver Free
M :70E: :SPRO //Certificats Représentatifs
M :95P: :PSET //FR
M :95Q: :BUYR //Vidacos Nominees acc: CLRLUX, Citigroup
Seq
MT540 Receive Free
B
C
E
E1
M :95R: :DEAG /CRST/Physical
M :95Q: :SELL //BNP Paribas Securities Services, 0254C Stock
Dénouement, Les Grands Moulins de Pantin, 9, rue
du Débarcadère, 93500 Pantin, France
instruction reference and details of:the delivery.
Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
17 October 2016
100
Clearstream Banking
ISIN GB00B00FHZ82 - Gold Bullion Sec. only, settling via EF-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
EOC
Name and Address
EGSP/641/49584W/ xxxxx a
MT542 Deliver Free
M :95P: :PSET //SICVFRPP
M :95R: :REAG /EGSP/9913
M :95Q: :BUYR //CREST 00XJJ/CEDELULL xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/EOC
Fees: Standard transaction fee for France, as published in the CBL fee schedule, plus EUR 10 per delivery
instruction. For late same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and address
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
EOC
Name and Address
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/EOC
Clearstream Banking
17 October 2016
101
UK stamp exempt ETFS securities only, settling via EF-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and address
52023
CEDELULL xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKK
Name and Address
EGSP/641/49584W/ xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//52023
//CEDELULL xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and address
91632
CEDELULL xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKK
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//91632
//CEDELULL xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
M :95Q: :SELL //EGSP/641/49584W/xxxxx a
17 October 2016
102
Clearstream Banking
France - U.S.A.
Eligible U.S. equities only, settling via EOC EFR link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Deliver without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
YES
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a - With Matchingb
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33XXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
Narrative
b. Additional wording “-With Matching” and receipt instruction must be used if the customer does not accept dumps (31EC).
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//DLWM
//SICVFRPPXXX
/EGSP/9913
//EOC 22429
//CEDELULL xxxxx a - With Matchingb
MT540 Receive Free
Seq
M :70E: :SPRO ///SICV/00000641/CEDE xxxxx a
M :94F: :SAFE //NCSD/DTCYUS33XXX
M :95P: :PSET //MGTCBEBEECL
M :95R: :DEAG /ECLT/22429
b. Additional wording “-With Matching” and receipt instruction must be used if the customer does not accept dumps (31EC).
Fees: Standard transaction fee for France, as published in the CBL Fee Schedule.
ISIN NL0000233427 - COMPLETEL EUROPE NV only, settling via EF-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913 for non-French securities
BIC
CITIUS33
DTC 923/089154 CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
923
BIC
MGTCJES1
EGSP641/49584W/CBLxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913 for non-French securities
//CITIUS33
//DTC 923/089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0923
//MGTCJES1
//EGSP641/49584W/CBLxxxxx a
Clearstream Banking
17 October 2016
103
ISIN NL0010489522 - CONSTELLIUM N.V. ORD only, settling via EF-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
SICVFRPP
trade date and time
BIC
SICVFRPP
EGSP
9913
BIC
CITIUS33
DTC908/089154 CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
902
BIC
CHASUS33
G54115EURO22429/EGSP641/CBLxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//CITIUS33
//DTC908/089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/902
//CHASUS33
//G54115EURO22429/EGSP641/CBLxxxxx a
Fees: Standard transaction fees for U.S.A., as published in the CBL Fee Schedule.
instruction reference and details of the delivery.
17 October 2016
104
Clearstream Banking
Germany - Austria
German equities settling via CBF-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
72170000
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULL
xxxxx a
Receiving Custodian
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
DAKVDEFF
7201
BIC
CEDELULL
xxxxx a
Name and Address
Clearstream Banking S.A:
243900
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72170000
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:RECU
:SAFE
:BUYR
:SAFE
//243900
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//DAKVDEFF
//7201
Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
105
Austrian equities and bonds settling via CBF-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Processing Indicator
Place of Settlement
Party
Receiving Agent
Party
DAKVDEFF
trade date and time
Optional
BIC
DAKVDEFF
72200000
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULL
xxxxx a
Receiving Custodian
M
M
Trade Date/Time
OCSDATWW
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
BIC
OCSDATWW
BIC
DAKVDEFF
7201
BIC
CEDELULL
xxxxx a
M
M
M
M
Name and Address
243900
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:RTGS
:PSET
:REAG
//NCSD/DAKVDEFF
//YRTG
//DAKVDEFF
/DAKV/72200000
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:RECU
:SAFE
:BUYR
:SAFE
//243900
//CEDELULL
//xxxxx a
Seq
B
C
E
E1
MT540 Receive Free
M :94F: :SAFE //NCSD/OCSDATWW
M :95P: :PSET //OCSDATWW
M :95P: :DEAG //DAKVDEFF
M :97A: :SAFE //7201
Note: The customer must send a free-format message to the Settlement team in charge of Germany, providing
the instruction reference.
17 October 2016
106
Clearstream Banking
Germany - Belgium
German equities and bonds settling via CBF-EBE link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receive Free
Yes
M
M
M
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22152
M
M
M
Narrative
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CIKBBEBB
trade date and time
BIC
CIKBBEBB
9914
Name and Address
EOC 22152
CEDELULL/xxxxx b
/SICV/00000641
Creation via SWIFT
MT542 Deliver Free
M
M
M
Oa
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//SICV/00000641
//NCSD/MGTCBEBEECL
/DLWM
//DAKVDEFF
//ECLR/22152
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//CIKBBEBB
/EGSP/9914
//EOC 22152
//CEDELULL/xxxxx b
Clearstream Banking
17 October 2016
107
Belgian equities settling via CBF-EBE link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Other Settlement
Parties Type
Format
Party
Account
Receive Free
Yes
M
M
M
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
44980000
BIC
bbbbbbbbbbb b
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CIKBBEBBXXX
trade date and time
BIC
CIKBBEBBXXX
BIC
DAKVDEFFBE1
BIC
CEDELULLXXX
CEDELULL/xxxxx c
Receiving Custodian
BIC
CEDELULLXXX
CIKBCEDELULLXXX000L10
Creation via SWIFT
MT542 Deliver Free
M
M
Oa
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:STCO
:PSET
:REAG
:BUYR
//NCSD/DAKVDEFFXXX
/DLWM
//DAKVDEFFXXX
//DAKV/44980000
//bbbbbbbbbbb b
M :95P: :RECU //CEDELULLXXX
M :97A: :SAFE //CIKBCEDELULLXXX000L10
MT540 Receive Free
Seq
B
C
E
E1
M :94F: :SAFE //NCSD/CIKBBEBBXXX
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//CIKBBEBBXXX
//DAKVDEFFBE1
//CEDELULLXXX
//CEDELULL/xxxxx c
17 October 2016
108
Clearstream Banking
Germany - Canada
Canadian equities settling via CBF-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
79110000
Name and Address
Other Settlement
Parties: Type
Format
Party
Account
Receiving Custodian
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
ACSI
DTC
00002000
7201/xxxxx a
Name and Address
RBC
05099
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:RECU
:SAFE
:BUYR
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/79110000
//RBC
//05099
//RBCT/080000630001/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/ACSI
M :95R: :SELL /DTCYID/00002000
M :97A: :SAFE //7201/xxxxxb
Note: The customer must send a free-format message for the delivery instruction to the Settlement team in
charge of Germany, providing the trade details.
Clearstream Banking
17 October 2016
109
Germany - Denmark
Eligible Danish equities only, settling via VP-CBF link
CreationOnline
Deliver Free
O
M
M
M
M
M
M
M
M
M
Deal price
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
O
M
M
M
deal price
DAKVDEFF
trade date and time
BIC
DAKVDEFF
44900000 (VP´s account in CBF for Danish
securities)
BIC
CEDELULL
xxxxx ª
Receiving Custodian
M
M
M
M
Name and Address
11900 (CBL´s omnibus account in VP)
M
M
Deal price
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
deal price
VPDKDKKK
trade date and time
BIC
VPDKDKKK
VPDK - DK
17100 (CBF´s omnibus account for Danish
securities at VP)
BIC
CEDELULL
xxxxxa
Name and Address
72010000
Creation via SWIFT
MT542 Deliver Free
O
M
M
M
M
:90a:
:98a:
:94F:
:95P:
:95R:
:DEAL
:TRAD
:SAFE
:PSET
:REAG
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:RECU
:SAFE
:BUYR
:SAFE
MT540 Receive Free
Seq
//DEAL price
//NCSD/DAKVDEFF
//DAKVDEFF
//DAKV/44900000 (VP´s account in CBF for Danish
securities)
//11900 (CBL´s omnibus account in VP)
//CEDELULL
//xxxxxª
B
C
E1
O
M
M
M
M
:90a:
:98a:
:94F:
:95P:
:95R:
:DEAL
:TRAD
:SAFE
:PSET
:DEAG
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:DECU
:SAFE
:SELL
:SAFE
//DEAL price
//NCSD/VPDKDKKK
//VPDKDKKK
//VPDK/17100 (CBF´somnibus account for Danish
securities at VP)
//72010000
//CEDELULL
//xxxxxa
17 October 2016
110
Clearstream Banking
Germany - France
German government debt securities only, settling via CBF-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
M
M
M
DAKVDEFF
trade date and time
BIC
DAKVDEFF
72250000
BIC
CEDELULL
xxxxx a
Receiving Custodian
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9907
Name and Address
7201/CBF
CEDELULL xxxxx a
Name and Address
00641
Creation via SWIFT
MT542 Deliver Free
Seq
MT540 Receive Free
B
M
M
M
M
M
M
M
C
E1
M :95P: :PSET //SICVFRPP
M :95R: :DEAG /EGSP/9907
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:SAFE
:PSET
:REAG
:RECU
:SAFE
:BUYR
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72250000
//00641
//CEDELULL
//xxxxx a
M :95Q: :SELL //7201/CBF
M :97A: :SAFE //CEDELULL xxxxx a
Clearstream Banking
17 October 2016
111
French securities only, settling via CBF-EF link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
Yes
DAKVDEFFXXX
trade date and time
M
M
Trade Date/Time
SICVFRPPXXX
trade date and time
BIC
DAKVDEFFXXX
45000000
BIC
bbbbbbbbbbb b
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
BIC
SICVFRPPXXX
BIC
DAKVDEFFFR1
BIC
CEDELULLXXX
7201 xxxxx c
M
M
M
Receiving Custodian
BIC
CEDELULLXXX
SICVCEDELULLXXX000L10
Creation via SWIFT
MT542 Deliver Free
M
M
Oa
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:STCO
:PSET
:REAG
:BUYR
//NCSD/DAKVDEFFXXX
//DLWM
//DAKVDEFFXXX
/DAKV/45000000
//bbbbbbbbbbbb
M :97A: :SAFE //SICVCEDELULLXXX000L10
MT540 Receive Free
Seq
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPPXXX
//DAKVDEFFFR1
//CEDELULLXXX
//7201 xxxxxc
b. bbbbbbbbbbb = BIC11 of CBL customer.
17 October 2016
112
Clearstream Banking
Eligible German securities only, settling via CBF-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receive Free
Yes
M
M
M
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
M
M
M
Narrative
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a
/SICV/00000641
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//SICV/00000641
//NCSD/DAKVDEFF
//DLWM
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//EOC 22429
//CEDELULL xxxxx a
Clearstream Banking
17 October 2016
113
Germany - Ireland
ISIN IE00B3X0KQ36 - UBS ETFs plc - FTSE 100 SF UCITS ETF (GBP) A-acc
ISIN IE00B454X613 - SPDR MSCI EM LATIN AMERICA ETF
ISIN IE00B4613386 - SSGA SPDR ETFS EUR.I-B.CAP.EM.M.L.BD ETF
ISIN IE00B466KX20 - SPDR MSCI EM ASIA ETF
ISIN IE00B469F816 - SPDR MSCI EMERGING MARKETS ETF
ISIN IE00B48X4842 - SPDR MSCI EMER.MKTS SM.CAP ETF
ISIN IE00B4YBJ215 - SSGA SPDR ETFS EUR.I-S+P US MID.400 ETF
ISIN IE00B5M1WJ87 - SSGA SPDR E.E.I PLC S.S+P E.D.A.UCIT.ETF
ISIN IE00B5TZCY80 - UBS ETFs plc - MSCI Canada SF UCITS ETF (CAD) A-acc
ISIN IE00B6S2Z822 - SSGA SPDR ETFS EUR-S+P UK DIVID.ARISTOC.
ISIN IE00B6YX5B26 -SPDR S&P Emerging Markets Dividend UCITS ETF
ISIN IE00B6YX5D40 - SPDR S+P US DIVIDEND ARISTOCRATS ETF
ISIN IE00B6YX5M31 - SSGA SPDR ETFS EUR.I-B.CAP.EUR.H.Y.BD ETF
ISIN IE00B7452L46 - SSGA SPDR ETFS EUR-FTSE UK All Shares EUR
ISIN IE00B7GBL799 - SSGA SPDR ETFS EUR.I-CITI AS.L.GOV.BD ETF
ISIN IE00B7LFXY77 - SSGA SPDR ETFS EUR.I-SP.BO.M.L.E.M.BD ETF
ISIN IE00B7MXFZ59 - SPDR Barclays EM Inflation Linked Local Bond UCITS ETF
ISIN IE00B802KR88 - SSGA SPDR ETFS EUR.I-S+P 500 LOW VOL.ETF
ISIN IE00B9KNR336 - SPDR S&P Pan Asia Dividend Aristocrats UCITS ETF
ISIN IE00BCBJFC69 - SSGA SPDR ETFS EU.II-MSCI EM BE.BR.UC.ETF
ISIN IE00BJ0KDR00 - db x-trackers MSCI USA Index UCITS ETF
ISIN IE00BNH72088 - SSGA SPDR ETFS EU.II-SPDR TH.R.G.C.BD ETF
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
70150000
Name and Address
State Street Transfer Agency
Settlement processing
Narrative
CEDELULL in fav. xxxxx a
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
08XHX
Name and Address
IE Exempt
17 October 2016
114
Clearstream Banking
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //CEDELULL in fav. xxxxx a
M :94F: :SAFE //NCSD/DAKVDEFF
M :95P: :PSET //DAKVDEFF
M :95R: :REAG /DAKV/70150000
M :95Q: :BUYR //State Street Transfer Agency
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/IEYX
//CRSTGB22
/CRST/08XHX
//State Street Transfer Agency
Note: The customer must send a free-format message to the OAA unit on SD-1, with transaction details (for
example: CBL account xxxxx; CRESTxxxxxifoxxx; CASCADE account; CASCADE reference; booking date)
and a free-format message to the OEU unit, providing the instruction reference.
Clearstream Banking
17 October 2016
115
ISIN IE00B5MTWD60 - SOURCE MARKETS PLC-DJ ST.600 OP.BK.S.ETF
ISIN IE00B60SX170 - SOURCE MARKETS PLC-MSCI USA SOURCE ETF-A .
ISIN IE00B60SX287 - SOURCE MARKETS PLC-MSCI JAPAN A
ISIN IE00B60SX402 - SOURCE MKT.SOURCE RUSS.2000 UCITS ETF A securities
ISIN IE00B60SX394 - SOURCE MARKETS PLC MSCI WORLD SOURCE ETF only, settling via local
agents
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
M
M
M
DAKVDEFF
trade date and time
BIC
DAKVDEFF
70150000
Name and Address
Northern TrustTransfer Agency
CEDELULL in fav. xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo - GB, IE
MMKAV
Name and Address
Northern Trust Transfer Agency
Stamp Duty Status
IE Exempt
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
//CEDELULL in fav. xxxxxa
//NCSD/NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/70150000
//Northern TrustTransfer Agency
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB””
//CRSTGB22
/CRST/MMKAV
/REDEEM
Note: The customer must send a free-format message to the OAA unit on SD-1, with transaction details (for
example: CBL account xxxxx; CRESTxxxxxifoxxx; CASCADE account; CASCADE reference; booking date)
and a free-format message to the OEU unit, providing the instruction reference.
17 October 2016
116
Clearstream Banking
Germany - Italy
German equities and bonds settling via CBF-MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
75810000
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULLXXX
xxxxx a
Receiving Custodian
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMMXXX
trade date and time
BIC
DAKVDEFFXXX
BIC
DAKVDEFFXXX
7201
BIC
CEDELULLXXX
xxxxx a
Name and Address
0000012932
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:RECU
:SAFE
:BUYR
:SAFE
//NCSD/DAKVDEFFXXX
//DAKVDEFFXXX
/DAKV/75810000
//0000012932
//CEDELULLXXX
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
//NCSD/MOTIITMMXXX
//DAKVDEFFXXX
//DAKVDEFFXXX
//7201
M :95P: :SELL //CEDELULLXXX
Clearstream Banking
17 October 2016
117
Italian equities and bonds settling via CBF-MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receiving Custodian
Party
Account
Buyer
Party
Receive Free
M
M
M
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
48510000
BIC
CEDELULLXXX
1293200
BIC
xxxxxxxxxxx b
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXXX
BIC
DAKVDEFFXXX
7201
BIC
CEDELULLXXX
xxxxx a
b. xxxxxxxxxxx=BIC11 of receiving Clearstream Banking customer.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:97A:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/DAKVDEFFXXX
//DAKVDEFFXXX
/DAKV/48510000
M :97A: :SAFE //1293200
M :95P: :BUYR //xxxxxxxxxxx a
a.
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:94A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//DAKVDEFFXXX
//7201
M :97A: :SAFE xxxxx a
xxxxxxxxxxx=BIC11 of receiving Clearstream Banking customer.
17 October 2016
118
Clearstream Banking
Germany - Netherlands
Dutch equities, bonds and ISIN GB00B03MLX29 - Royal Dutch Shell -A- settling via CBF-ENL link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
Yes
M
M
M
DAKVDEFF
trade date and time
BIC
DAKVDEFFXX
44990000
BIC
bbbbbbbbbbbb
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2AXXX
BIC
DAKVDEFFNL1
BIC
CEDELULLXXX
7201 xxxxxc
Receiving Custodian
BIC
CEDELULLXXX
NECICEDELULLXXX000L10
Creation via SWIFT
MT542 Deliver Free
M
M
Oa
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:STCO
:PSET
:REAG
:BUYR
//NCSD/DAKVDEFFXXX
/DLWM
//DAKVDEFFXXX
/DAKV/72140000
//bbbbbbbbbbbb
MT540 Receive Free
Seq
B
C
E
E1
M :97A: :SAFE //NECICEDELULLXXX000L10
M :94F: :SAFE //NCSD/NECINL2AXXX
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//NECINL2AXXX
//DAKVDEFFNL1
/CEDELULLXXX
//7201 xxxxx c
Eligible German equities only settling via CBF-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Delivery Without
Matching
Place of Settlement
Party
Receiving Agent
Party
Receive Free
DAKVDEFF
trade date and time
Yes
M
M
Trade Date/Time
NECINL2A
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
EOC 24180
CEDELULL xxxxx a
M
Settlement Processing /SICV/00000641/CED xxxxxa
Narrative
M
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//SICV/00000641/CED xxxxxa
//NCSD/DAKVDEFF
//DLWM
//MGTCBEBEECL
/ECLR/24180
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//NECINL2A
/EGSP/9919
//EOC 24180
//CEDELULL xxxxxa
Clearstream Banking
17 October 2016
119
Fees: On request or standard transaction fee for Germany, as published in the CBL Fee Schedule.
Note: The customer must send a free-format message to the Settlement team in charge of Germany providing
17 October 2016
120
Clearstream Banking
Germany - Poland
ISIN DE0003304200 - BMP AG only, settling via CBL-KDPW link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DAKVDEFF
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxx a
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//NCSD/DAKVDEFF
//CEDELULL
/CEDE/72457
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
Clearstream Banking
17 October 2016
121
Germany - Singapore
LU0494592974 SHS DB X-TR.II-AUS.SSA BDS UCITS ETF 1C, transfer not possible
Transfer of this security is not possible from Germany to Singapore.
17 October 2016
122
Clearstream Banking
Germany - Spain
Spanish bonds settling via CBF-Iberclear (CADE) link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
In place of a Deliver Free instruction, please send a free-format
message with the following details:
Attn: OSG Settlement Frankfurt 1
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
SETTL-PARTY - Empfaenger
P1: 0182T
P2: BIC CEDELULLXXX
P3: KTO xxxxx a
M
M
M
Trade Date/Time
Deal Price
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
IBRCESMMCDE
trade date and time
acquisition price
BIC
IBRCESMMCDE
ESPB - ES
1870
BIC
CEDELULLXXX
7201
Creation via SWIFT
MT542 Deliver Free
In place of a MT542 instruction, please send a free-format message
with the following details:
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
SETTL-PARTY - Empfaenger
P1: 0182T
P2: BIC CEDELULLXXX
P3: KTO xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:90A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
:DEAL
//NCSD/IBRCESMMCDE
//IBRCESMMCDE
/ESPB/1870
//CEDELULLXXX
//7201
//acquisition price
Clearstream Banking
17 October 2016
123
DB X-TRACKERS, ISIN DE000BAY0017 - BAYER AG settling via ARCO - Deutsche Bank - DAKV link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
DAKVDEFF
trade date and time
BIC
DAKVDEFFXXX
81290000
BIC
DEUTGB22EEQ
100925815302
M
M
M
M
M
EXCLUSION FROM SPANISH DOMESTIC
MARKET VIA ARCO 0019 TO ARCO 182
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Narrative
Indicator
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
DEUTESBBXXX
BIC
DEUTGB22EEQ
7201 CEDELULL xxxxx a
BIC
DEUTGB22EEQ
REGI DEUTGB22EEQ INCLUSION INTO THE
SPANISH DOMESTIC MARKET
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //EXCLUSION FROM SPANISH DOMESTIC MARKET
VIA ARCO 0019 TO ARCO 182
M :95P: :PSET //DAKVDEFFXXX
M :95R: :REAG /DAKV/81290000
M :95P: :BUYR //DEUTGB22EEQ
M :97A: :SAFE //100925815302
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //REGI DEUTGB22EEQ INCLUSION INTO THE
M :94F: :SAFE //NCSD/IBRCESMMXXX
M :95P: :DEAG //DEUTESBBXXX
M :95p: :DECU //DEUTGB22EEQ
M :95Q: :SELL //DEUTGB22EEQ
M :97A: :SAFE //7201 CEDELULL xxxxx a
Note: The customer must send a free-format message to the Settlement team in charge of Spain, providing the
instruction reference and authorising debit of additional fees by the agent.
17 October 2016
124
Clearstream Banking
Germany - Switzerland
German and Swiss securities only, settling via CBF-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
M
M
M
DAKVDEFF
trade date and time
BIC
DAKVDEFF
71210000
BIC
CEDELULL
xxxxx a
Receiving Custodian
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
DAKVDEFF
72010000
BIC
CEDELULL
xxxxx a
Name and Address
UBS AG
CH100025
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:RECU
:SAFE
:BUYR
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/71210000
//UBS AG
//CH100025
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/INSECHZZ
//DAKVDEFF
/DAKV/72010000
Clearstream Banking
17 October 2016
125
Germany - UK
Limited German securities only, settling via CBL-SIS-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
DAKVDEFF
trade date and time
BIC
DAKVDEFF
71210000
BIC
CEDELULL
00XJJ
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSECHZZ for DAKV.7201000 ifo xxxxx a
Stamp Duty Status
Receiving Custodian
Name and Address
CREST INTERNATIONAL
GB100554
a. xxxxx=The CBL customer’s 5-digit account number.
MT542 Deliver Free
M :94F: :SAFE //NCSD/DAKVDEFF
M
M
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:PSET
:REAG
:RECU
:SAFE
:BUYR
:SAFE
//DAKVDEFF
/DAKV/71210000
//CREST INTERNATIONAL
//GB100554
//CEDELULL
//00XJJ
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
M :95Q: :SELL //INSECHZZ for DAKV.7201000 ifo xxxxx a
Note: The customer must send a free-format message to the Settlement team in charge of United Kingdom,
providing the instruction reference.
17 October 2016
126
Clearstream Banking
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Process Indicator
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
DAKVDEFF
trade date and time
Optional
BIC
DAKVDEFF
71210000
BIC
CEDELULL
14XKL
Receiving Custodian
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
Name and Address
Crest International
GB100554
MT542 Deliver Free
M
M
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:RTGS
:PSET
:REAG
:RECU
:SAFE
:BUYR
:SAFE
//NCSD/DAKVDEFF
//YRTG
//DAKVDEFF
/DAKV/71210000
//Crest International
//GB100554
//CEDELULL
//14XKL
Seq
B
C
E
E1
MT540 Receive Free
M :95R: :DEAG /CRST/XBDR
M :95Q: :SELL //INSECHZZ for DAKV.7201000 ifo xxxxx a
a. xxxxx=The CBL customer’s 5-digit account number .
Clearstream Banking
17 October 2016
127
ISIN GB00B03MLX29 - ROYAL DUTCH SHELL A only, settling via CBF-ENL-Euroclear UK & Ireland
link
Receive Free
M
M
M
Attn: OEU Europe Continental Settlement Department
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
Credit Account: 7214
Crest Account: 74332
Buyer: 52023
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKJ
MT540 Receive Free
Seq
In place of an MT542, please send an MT599 with the following
details:
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
Buyer: 52023
B
C
E
E1
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKJ
Receive Free
M
M
M
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
Buyer: 91632
M
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKJ
MT540 Receive Free
Seq
In place of an MT542, please send an MT599 with the following
details:
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
Buyer: 91632
B
C
E
E1
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/56XKJ
Note: Due to restrictions in the Dutch market, 1.5% SDRT will be charged but is reclaimable. Customers are
strongly recommended to send their instructions on SD-1.
17 October 2016
128
Clearstream Banking
ISIN DE000A1C9YW6 - Ecommerce Alliance Ord Br
ISIN LU0274209237 - DB X-Tracker Eur. ETF
ISIN LU0274208692 - DB X-Trackers MSCI World TRN Index RTF 1C
ISIN LU0274209740 - DB X-Trackers MSCI Japan
ISIN LU0274210672 - DB X-Trackers MSCI USA TRN Index ETF 1C
ISIN LU0292096186 - DB X-Trackers DJ St.Gl.Sel.Div.100 ETF 1D
ISIN LU0292097234 - DB X-Trackers FTSE 100
ISIN LU0292101796 - DB X-Trackers DJ STOXX 600 Oil & Gas
ISIN LU0292103651 - DB X-Trackers DJ STOXX 600 Banks
ISIN LU0292106241 - DB X-Trackers SHORTDAX ETF 1C
ISIN LU0292106753 - DB X-Trackers DJ ETF
ISIN LU0292107645 - DB X-Trackers MSCI Emerging Market
ISIN LU0292108619 - DB X-Trackers LATAM ETF
ISIN LU0292109005 - DB X-Trackers MSCI EM EMEA
ISIN LU0292109344 - DB X-Trackers MSCI Brazil
ISIN LU0292109690 - DB X-Trackers S+P CNX NIFTY ETF 1C
ISIN LU0292109856 - DB X-Trackers FTSE/XINHUA CHINA 25 ETF 1C
ISIN LU0322251520 - DB X-Trackers S&P 500 Short ETF
ISIN LU0322252924 - DB X-Trackers FTSE Vietnam ETF securities
ISIN LU0328476410 - DB X-Trackers S+P Select Frontier ETF 1C
ISIN LU0356591882 - DB X-Trackers USD Money Mkt ETF 1C
ISIN LU0476289623 - DB X-Trackers MSCI INfo. Trn In. ETF 1C only, settling via EB - Euroclear UK &
Ireland link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
CRSTGB22
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
CRSTGB22
CRESTCo UK, IE
XBDR
Name and Address
CEDE/xxxxxa
M
M
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//00XJJ
//NCSD/DAKVDEFF
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxxa
Clearstream Banking
17 October 2016
129
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
CRSTGB22
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
CRSTGB22
CRESTCo UK, IE
XBDR
Name and Address
CEDE/xxxxxa
M
M
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//14XKL
//NCSD/DAKVDEFF
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxxa
17 October 2016
130
Clearstream Banking
ISIN DE000A0B65S3 - Paion AG, settling via removal by local registrar
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
DAKVDEFF
trade date and time
BIC
DAKVDEFF
7015000
Name and Address
Capita IRG
100961636800
CEDELULL ifo CBL acc. xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R033
Name and Address
Capita IRG
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CEDELULL ifo CBL acc. xxxxx a
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/7015000
//Capita IRG
//100961636800
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R033
//Capita IRG
Note: Customers must send a free-format message to the OUI Unit with the following details: Instruction
reference and beneficiary details (name, account, BIC, contact person and telephone number)
Clearstream Banking
17 October 2016
131
ISIN DE000TUAG000 - TUI AG only, settling via local agents
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
DAKVDEFF
trade date and time
BIC
CEDELULLXXX
Clearstream
20813
Transfer to CREST 00XJJ
M
CRSTGB22
M
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
R033
M
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//00XJJ
//NCSD/DAKVDEFF
//CEDELULLXXX
/CEDE/20813
MT540 Receive Free
Seq
B
C
E1
Note: Customers must instruct on SD-1 and send a free-format message to the OEU and OAA unit on SD-1
providing the instruction reference in CBL.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
DAKVDEFF
trade date and time
BIC
CEDELULLXXX
Clearstream
20813
Transfer to CREST 14XKL
M
CRSTGB22
M
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
R033
M
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//14XKL
//NCSD/DAKVDEFF
//CEDELULLXXX
/CEDE/20813
Seq
MT540 Receive Free
B
C
E1
17 October 2016
132
Clearstream Banking
Germany - U.S.A.
German equities settling via CBF-DTCC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
72110000
BIC
CEDELULLXXX
Other Settlement
Parties: Type
Format
Party
Account
Narrative
Receiving Custodian
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
6200
BIC
DAKVDEFF
7201/xxxxx a
Name and Address
CITIBANK N.A.
00908
089154 CSCxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:RECU
SAFE
:BUYR
//089154 CSCxxxxx a
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72110000
//CITIBANK N.A.
//00908
//CEDELULLXXX
Seq
MT540 Receive Free
B
C
E1
M :94F: :SAFE //NCSD/DTCYUS33
M :95P: :PSET //DTCYUS33
M :95R: :DEAG /DTCYID/6200
M :95P: :SELL //DAKVDEFF
M :97A: :SAFE //7201/xxxxx a
Clearstream Banking
17 October 2016
133
U.S. equities and bonds
ISIN IL0010834682 - SHS OTI On Track
ISIN NL0000240000 - SHS Qiagen only, settling via CBF-DTCC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
79110000
BIC
CEDELULLXXX
Other Settlement
Parties: Type
Format
Party
Account
Narrative
Receiving Custodian
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2000
BIC
DAKVDEFF
7201/xxxxx a
Name and Address
CITIBANK N.A.
00908
089154 CSCxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:RECU
:SAFE
:BUYR
//089154 CSCxxxxx a
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/79110000
//CITIBANK N.A.
//00908
//CEDELULLXXX
Seq
MT540 Receive Free
B
C
E1
M :95P: :SELL //DAKVDEFF
ISIN NL0000268456 - IFCO Systems NV only, settling via CBF-DTCC link
Transfer of this security is not possible from Germany to the U.S.A.
17 October 2016
134
Clearstream Banking
Greece - Belgium
ISIN BE0974271034 VIOHALCO S.A. settling via HELEX - Euroclear Belgium link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Place of trade
Narrative
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Other Settlement
Parties: Type
Format
Party
Buyer
Party
Account
Receive Free
HCSDGRAA
OTC Trade
OTC
trade date and time
BIC
CIKBBEBB
Name and Address
ESES DEPO
Receiving Custodian
M
CIKBBEBB
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
trade date and time
BIC
CIKBBEBB
186
Seller
Party
Account
BIC
CITTGB2L
0006018619
M
641
BIC
CEDELULLXXX
xxxxxa
M
M
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:94F:
:94B:
:95P:
:95Q:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:TRAD
:PSET
:REAG
:RECU
:BUYR
:SAFE
//NCSD/HCSDGRAA
//OTCO/OTC
//CIKBBEBB
//ESES DEPO
/EGSP/641
//CEDELULL
//xxxxxa
Seq
B
C
E
E1
MT540 Receive Free
M :95P: :SELL //CITTGB2L
M :97A: :SAFE //0006018619
Fees: Standard transaction fee for Greece, as published in the CBL Fee Schedule, plus EUR 8. A cancellation fee
of EUR 16 applies to each cancelled cross-border transaction with Belgium.
Notes: On the Greek market, the settlement date cannot be in the past.
Customer must send an MT599 ATTN: PSG with text: We have instructed cross-border GR-BE under ref.:
xxxxxxxx with SD dd.mm.yyyy.
Deliveries against and free of payment of dual listed securities from Greece to a foreign depository or
custodian are permitted only where the transfer is for the purposes of settling an on-exchange or OTC
trade. Evidence of the linked on-exchange or OTC trade needs to be provided by means of an electronic
copy of the respective trade. via email to Clearstream Banking at the following address:
gr.dual.listed@clearstream.com. The deliveries will not be processed by Citibank Athens (CBL's custodian
in Greece) without such evidence. The documents must be in English.
Clearstream Banking
17 October 2016
135
Greece - Switzerland
ISIN CH0198251305 - COCA-COLA HBC AG ORD REG securities only, settling via HELEX-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Place of trade
Narrative
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Other Settlement
Parties: Type
Format
Party
Buyer
Party
Account
Receive Free
HCSDGRAAXXX
OTC Trades
OTC
trade date and time
BIC
INSECHZZXXX
Name and Address
SIX SIS DEPO
Receiving Custodian
M
INSECHZZXXX
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
trade date and time
BIC
INSECHZZXXX
GB103098
Seller
Party
Account
BIC
CEDELULLXXX
xxxxxa
M
SEGA/INTERSETTLE-CH
CH100025
BIC
CEDELULLXXX
xxxxxa
M
M
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:94F:
:94B:
:95P:
:95Q:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:TRAD
:PSET
:REAG
:RECU
:BUYR
:SAFE
//NCSD/HCSDGRAAXXX
//OTCO/OTC
//INSECHZZXXX
//SIX SIS DEPO
/SCOM/CH100025
//CEDELULLXXX
//xxxxxa
Seq
B
C
E
E1
MT540 Receive Free
M :94F: :SAFE //NCSD/INSECHZZXXX
M :95P: :PSET //INSECHZZXXX
M :95R: :DEAG /SCOM/GB103098
Fees: Standard transaction fee for Greece, as published in the CBL Fee Schedule, plus EUR 8.
A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Switzerland.
Notes: On the Greek market, the settlement date cannot be in the past.
Deliveries against and free of payment of dual listed securities from Greece to a foreign depository or
custodian are permitted only where the transfer is for the purposes of settling an on-exchange or OTC
trade. Evidence of the linked on-exchange or OTC trade needs to be provided by means of an electronic
copy of the respective trade via email to Clearstream Banking at the following address:
gr.dual.listed@clearstream.com. The deliveries will not be processed by Citibank Athens (CBL's custodian
in Greece) without such evidence. The documents must be in English.
17 October 2016
136
Clearstream Banking
Hong Kong - Australia
ISIN BMG1739E1084 SHS Brockman Mining Ltd (formerly Wah Nam International Holdings)
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
M
Receive Free
M
M
M
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
Name and Address
2312-0001-11-06
Tel: +61 3 9633 4311
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CAETAU21XXX
trade date and time
BIC
CAETAU21XXX
Name and Address
Share Registry
BIC
CITIHKHXXXX
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95Q:
:95P:
:97A:
:SAFE
:BENE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/XHKCHKH1
//YBEN or NBEN
//XHKCHKH1
//900031
//2312-0001-11-06
M :95P: :PSET //CAETAU21XXX
M :95Q: :SELL //CITIHKHXXXX
Clearstream Banking
17 October 2016
137
Hong Kong - Canada
ISIN CA16890P1036 - China Gold Intl
ISIN CA56501R1064 - Manulife Financial Corp
ISIN CA8443751059 – Southgobi Resources ORD REG only, settling physically
CreationOnline
M
M
M
M
M
M
M
Deliver Free
Trade Date/Time
XHKCHKH1
trade date and time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
BIC
XHKCHKH1
Name and Address
900031
Name and Address
RBC
080000630001/xxxxxa
RBC Investor Services, Securities Cage, Attn:
Mr. Inway, phone 001-416-955-5111 155
Wellington Street West, 2nd Floor, Toronto,
ON M5V 3L3,Canada
ROYTOR + CO
RBC Investor Services, Securities Cage, 155
ON M5V 3L3,Canada
Beneficial Owner
M
Registration Details
M
Indicator
M
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CDSLCATT
trade date and time
Yes
Country Code
CA - Canada Physical
CDS-CA
OTCO
Name and Address
Registered in N/O ROYTOR & CO
8457910000
Citibank
Kowloon, Hong Kong
required)
Indicator
Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
Street West, 2nd Floor, Toronto, ON M5V
3L3,Canada
M :95Q: :REAG //900031
M :95Q: :BUYR //RBC//Removal, Issue 1 Cert, Citi (Nominees)
M :97A: :SAFE //080000630001/xxxxxa
M :70D: :REGI //ROYTOR + CO
Wellington Street West, 2nd Floor, Toronto, ON
M5V 3L3,Canada
Seq
B
C
E
E1
MT540 Receive Free
Kowloon, Hong Kong
M :95C: :PSET //CA
M :95R: :DEAG /CDSL/OTCO
M :95Q: :SELL //Registered in N/O ROYTOR & CO
M :97A: :SAFE //8457910000
Fees
Standard transaction fee for Hong Kong, as published in the CBL Fee Schedule, plus a withdrawal fee from
CCASS calculated as HKD 3.50 per board lot.
For re-registration into the end client’s name, please provide the following original documents:
• Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd (HKD5.00 stamp duty is NOT required when
transferring from CCASS)
10 business days
6 business days
3 business days
= HKD 2.50 per certificate
• Registration from Citi (Nominees) Ltd to Other Names (HKD 5.00 stamp duty is payable before registration)
10 business days
6 business days
3 business days
= HKD 3.00 per certificate.
= not available for transferor name other than CCASS name.
Registration under 10 business days is considered as express services and subject to the Registrar's discretion.
Note: The transferee will have to sign the transfer form in the position of "transferee(s)" and complete details for
all parts related to the transferee(s).
17 October 2016
138
Clearstream Banking
In addition, if we are instructed to send back the physical certificate to the end client via courier, please indicate
an acknowledgement on the instruction that you are aware of the potential risk of loss in transit.
If it is a CBO transfer, both seller and buyer should pay an Ad Valorem duty before registration taking place. You
may send us MT599 to instruct us to make the payment on your behalf.
In Hong Kong, an Ad Valorem stamp duty is levied on each transaction at a ratio of HKD 1.00 for every HKD 1,000
or part thereof on the value of the transaction, on both the buyer and the seller, and also applied to any change of
beneficial ownership. The amount is payable within two days after the transaction (assuming that transfer
documents are executed in Hong Kong); in any other cases, within 30 days. As for late stamping, the following
shall apply:
• Double if not later than one month;
• 4 times if not later than two months; and
• 10 times in any other case.
A standard transfer takes approximately one month. The customer may ask for an “express request”, which takes
approximately two weeks.
Clearstream Banking
17 October 2016
139
ISIN CA8678421063 – Sunshine Oilsands Ltd Ord Reg only, settling removal between local registrars
CreationOnline
M
M
M
M
M
M
M
Deliver Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
Indicator
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
Name and Address
RBC
080000630001/xxxxxa
RBC Investor Services, Securities Cage, Attn:
Mr. Inway, phone 001-416-955-5111 155
ON M5V 3L3,Canada
ROYTOR + CO
ON M5V 3L3,Canada
Beneficial Owner
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
Registered in N/O ROYTOR & CO
8457910000
Citibank
Kowloon, Hong Kong
required)
Indicator
Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
3L3,Canada
M
M
M
M
M
:95P:
:95Q:
:95Q:
:97A:
:70D:
:PSET
:REAG
:BUYR
:SAFE
:REGI
//XHKCHKH1
//900031
//RBC
//080000630001/xxxxxa
//ROYTOR + CO
Wellington Street West, 2nd Floor, Toronto, ON
M5V 3L3,Canada
Seq
B
C
E
E1
MT540 Receive Free
Kowloon, Hong Kong
(plus beneficial ownership information if required
M :22F: :SETR //TRAD
M :95R: :DEAG /CDSL/OTCB
M :95Q: :SELL //Registered in N/O ROYTOR & CO
M :97A: :SAFE //8457910000
Fees
Standard transaction fee for Hong Kong, as published in the CBL Fee Schedule, plus a withdrawal fee from
CCASS calculated as HKD 3.50 per board lot.
For re-registration into the end client’s name, please provide the following original documents:
• Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd (HKD5.00 stamp duty is NOT required when
transferring from CCASS)
10 business days
6 business days
3 business days
• Registration from Citi (Nominees) Ltd to Other Names (HKD 5.00 stamp duty is payable before registration)
10 business days
6 business days
3 business days
= HKD 3.00 per certificate.
= not available for transferor name other than CCASS name.
Registration under 10 business days is considered as express services and subject to the Registrar's discretion.
Note: The transferee will have to sign the transfer form in the position of "transferee(s)" and complete details for
all parts related to the transferee(s).
In addition, if we are instructed to send back the physical certificate to the end client via courier, please indicate
an acknowledgement on the instruction that you are aware of the potential risk of loss in transit.
If it is a CBO transfer, both seller and buyer should pay an Ad Valorem duty before registration taking place. You
may send us MT599 to instruct us to make the payment on your behalf.
17 October 2016
140
Clearstream Banking
In Hong Kong, an Ad Valorem stamp duty is levied on each transaction at a ratio of HKD 1.00 for every HKD 1,000
or part thereof on the value of the transaction, on both the buyer and the seller, and also applied to any change of
beneficial ownership. The amount is payable within two days after the transaction (assuming that transfer
documents are executed in Hong Kong); in any other cases, within 30 days. As for late stamping, the following
shall apply:
• Double if not later than one month;
• 4 times if not later than two months; and
• 10 times in any other case.
A standard transfer takes approximately one month. The customer may ask for an “express request”, which takes
approximately two weeks.
Rush removal (2 business days)
Removal fee: 0.05% on market value (subject to a minimum of HKD5,000.00)
Clearstream Banking
17 October 2016
141
Hong Kong - France
ISIN GB0005405286 - HSBC HOLD PLC
Note: Direct transfers between Hong Kong and France cannot be processed. Transfers for ISIN GB0005405286 HSBC HOLD PLC should be made from Hong Kong to UK and upon successful settlement from UK to
France as stated in this document.
17 October 2016
142
Clearstream Banking
Hong Kong - Singapore
BMG8063F1068 SHS SHANGRI-LA ASIA LTD settling via CDP-CCASS link
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
XHKCHKH1
BIC
CITIHKHXXXX
Name and Address
Citibank NA Singapore s/a The Central
Depository Pte Ltd
9497060000
(IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM
HONG KONG TO SINGAPORE DBS BANK
LTD.
CDP ACCOUNT NAME: DBS NOMINEES
PTE LTD CLEARSTREAM BANKING
CDP ACCOUNT NUMBER: 5611-1813-7519
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
M
Account
Narrative
Change of Beneficial Owner or No Change
of Beneficial Owner
M
Indicator
M
M
M
M
Account
Narrative
M
Indicator
MT542 Deliver Free
M
M
Seq
M :70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
CROSS BORDER TRANSFER FROM HONG KONG
TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE LTD
CLEARSTREAM BANKING
B
C
E
M :95P: :REAG //CITIHKHXXXX
M :95Q: :BUYR //Citibank NA Singapore s/a The Central Depository
Pte Ltd
M :97A: :SAFE //9497060000
E1
Type: Place of Trade
Code: OTC Trades
CDPLSGSG
trade date and time
Internal Own Account Transfer (if no change
in beneficial owner)
Trade Settlement (if change in beneficial
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
CITIHKHXXXX
8457910000
LTD.
Name: CITI (NOMINEES) LIMITED
Address: G.P.O. BOX 14 HONG KONG.
PLEASE ARRANGE FOR REGISTRATION
AND SCRIPTLESS DEPOSITION INTO
CDP. ALL ASSOCIATED CHARGES TO BE
ACCEPTED AND DEBITED.
of Beneficial Owner
MT540 Receive Free
M :94B: :TRAD //Place of trade
:70E: :SPRO //(IF NCBO, BO NAME TO BE DECLARED)
PLEASE ARRANGE FOR REGISTRATION AND
SCRIPTLESS DEPOSITION INTO CDP. ALL
ASSOCIATED CHARGES TO BE ACCEPTED AND
DEBITED.
M :94F: :SAFE //NCSD/CDPLSGSG
C :22F: :SETR //OWNI (if no change in beneficial owner)
//TRAD (if change in beneficial owner)
M :95P: :PSET //CDPLSGSG
M :95P: :DEAG //CDPLSGSG
M :95P: :SELL //CITIHKHXXXX
M :97A: :SAFE //8457910000
Note: A standard transfer takes approximately 10 business days.
Fees: The fees payable are as follows:
CDP fees
Transfer fee of SGD 53.50 (inclusive of 7% GST) per request.
Hong Kong stamp duty
0.1% of the value of the securities being transferred, based on the last closing price of securities, if the
investor has notified that the transfer involves a change in beneficial ownership of the securities.
Clearstream Banking
17 October 2016
143
ISIN BMG8984D1074 SHS TPV TECHNOLOGY LTD only - settling removal between local registrars
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
XHKCHKH1
Name and Address or Other
900031
BIC
DBSSSGSGIBD
5611-1813-7519
LTD.
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
of Beneficial Owner
M
M
M
M
Narrative
M
Indicator
MT542 Deliver Free
M
M
M
M
Seq
B
C
E
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//XHKCHKH1
//900031
//DBSSSGSGIBD
//5611-1813-7519
E1
Indicator
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
DBSSSGSGIBD
BIC
CEDELULL
PLEASE ARRANGE TO CARRY OUT
LTD.
of Beneficial Owner
MT540 Receive Free
PLEASE ARRANGE TO CARRY OUT CROSS
BORDER TRANSFER FROM HONG KONG TO
SINGAPORE DBS BANK LTD.
Address: G.P.O. BOX 14 HONG KONG. PLEASE
ARRANGE FOR REGISTRATION AND SCRIPTLESS
DEPOSITION INTO CDP. ALL ASSOCIATED
CHARGES TO BE ACCEPTED AND DEBITED.
M :95Q: :DEAG //DBSSSGSGIBD
Note: A standard transfer takes approximately 20 market days.
-
Hong Kong Removal fees of HKD 150.00
-
Hong Kong scrip fee of HKD 2.50
SGD 33.54 being the registration fee of the Removed shares, transfer fee, stamping fee and stamp duty
17 October 2016
144
Clearstream Banking
BMG135981188 - SHS BLUE SKY POWER HOLDINGS LTD ORD REG
BMG2110F1023 - CHINA KANGDA FOOD CO LTD ORD REG
BMG2535T1099 - COURAGE MARINE GROUP LTD ORD REG
KYG3932J1572 - GLOBAL TECH HLDGS LTD
SG1O33912138 - FORTUNE REAL ESTATE INVESTMENT TRUST ORD REG
CreationOnline
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
BIC
XHKCHKH1
Name and Address
900031
BIC
DBSSSGSGIBD
5611-1813-7519
CROSS BORDER TRANSFER FROM HONG
KONG TO SINGAPORE DBS BANK LTD.
CDP ACCOUNT NAME: DBS NOMINEES PTE
LTD CLEARSTREAM BANKING
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
Narrative
Indicator
of Beneficial Owner
M
Indicator
M
M
M
M
M
M
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
DBSSSGSGIBD
BIC
CEDELULL
LTD.
of Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO // (IF NCBO, BO NAME TO BE DECLARED)
CDP ACCOUNT
NAME: DBS NOMINEES PTE LTD CLEARSTREAM
BANKING
B
C
E
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//XHKCHKH1
//900031
//DBSSSGSGIBD
//5611-1813-7519
E1
MT540 Receive Free
DEBITED.
M :95P: :DEAG //DBSSSGSGIBD
Note: For SG1O33912138 and KYG3932J1572 a standard transfer takes approximately 20 business days. For
BMG135981188, BMG2110F1023 and BMG2535T1099 a standard transfer takes approximately 30 business
days.
For SG1O33912138
Singapore CDP fees
-
SGD 10.70 for CDP deposit fee,;
-
SGD 10.70 for transfer request fee.
All these charges are inclusive of 7% GST.
Singapore stamp duty charges
-
For NCBO no charges;
-
For CBO 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
Hong Kong normal registration (10 business days)
Clearstream Banking
17 October 2016
145
-
Withdrawal fees (number of shares/board lot) x HKD 3.50
-
Registration fee (from CCASS's name to Citi's name): HKD 2.50 per certificate withdrawn from CCASS1;
-
Scrip fee: number of certificates withdrawn x HKD 2.50.
Hong Kong rush registration (3 business days)
-
Withdrawal fees (number of shares/board lot) x HKD 3.50;
-
Registration fee (from CCASS's name to Citi's name): HKD 20 per certificate withdrawn from CCASS1;
-
Hong Kong Normal removal registrar fees
HKD 27.50 (6 business days).
Hong Kong Rush removal registrar fees
0.05% on market value or HKD 20.00 for each share certificate cancelled (whichever the higher) (3
business days).
For KYG3932J1572
• CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for a quantity of less than 1,000 or SGD
26.75 per request for a quantity of more than1000.
• Singapore Share Registrar (inclusive of 7% GST) removal fees of SGD 32.10 plus SGD 2.14 for each share
certificate issued
• For NCBO - stamp duty of (inclusive of 7% GST) SGD 10.70 per transfer form plus SGD 3.00 as handling
fees
• For CBO - stamp duty 0.02% of the market value of the shares X quantity of shares plus 7% GST plus SGD
3.00 as handling charges
• Removal fee: HKD 78.00 payable to RBC Corporate Services Hong Kong Limited
• HKD 2.50 for each share certificate to be issued by the Hong Kong branch registrar plus HKD 20.00 for
postage within Hong Kong
For BMG2110F1023
Singapore CDP fees
-
SGD 10.70 for CDP deposit fee,;
-
-
For CBO 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
-
Hong Kong express registration (3 business days)
-
Hong Kong normal re-registration (10 business days)
Registration fee (from Citi's name into SG's name): HKD 2.50 per certificate2.
Hong Kong express re-registration (6 business days)
Registration fee (from Citi's name into SG's name): HKD 3 per certificate2.
Hong Kong normal removal (15 business days)
HKD 150.00 for removal fees
HKD 2.50 for each share certificate rendered for cancellation on the Hong Kong Branch Register
HKD 39.00 for each new share certificate to be issued
1. Number of certificates and denomination withdrawn subject to CCASS's inventory and discretion
2. Registration less than 10 business days is considered as express services and subject to the Company's and the Registrar’s
discretion.
17 October 2016
146
Clearstream Banking
HKD 156.00 for each removal and transfer to be effected on the Register
For BMG135981188 and BMG2535T1099
Registration from HKSCC Nominees Ltd to Citi (Nominees) Ltd
-
HKD5.00 stamp duty is NOT required when transferring from CCASS
-
Standard / Normal service: 10 business days = HKD 2.50 per certificate1
-
Express service: 3 business days = HKD 20.00 per certificate1
Registration from Citi (Nominees) Ltd to Other Names
-
HKD5.00 stamp duty per transfer form is payable before registration
-
Standard / Normal service: 10 business days = HKD 2.50 per certificate1
-
Express service: 6 business days = HKD 3.00 per certificate1
• Note: 3 business days is not available for transferor name other than CCASS name
Registrations of less than 10 business days are considered as express services and subject to the Company's and
the Registrar's discretion.
(A) TRICOR INVESTOR SERVICES LIMITED
Removal Fee: HKD 300.00 plus HKD 2.50 for each share certificate rendered for cancellation
Postage (Registered mail if required): HKD20.00
(B) BOARDROOM CORPORATE & ADVISORY SERVICES PTE. LTD.
Removal and Transfer Fee: SGD 32.10 plus SGD 2.14 for each share certificate issued (inclusive of the prevailing
7% Goods and Services Tax)
(C) The Central Depository (Pte) Limited
Deposit Fee: SGD10.70 (inclusive of the prevailing 7% Goods and Services Tax) or the amount as prescribed by
CDP from time to time.
1. Number of certificate and denomination withdrawn from CCASS subject to CCASS's inventory & discretion.
Clearstream Banking
17 October 2016
147
VGG2156N1006 SHS CHINA NEW TOWN DEVELOPMENT COMPORATION LIMITED ORD REG
CreationOnline
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
BIC
XHKCHKH1
Name and Address
900031
BIC
DBSSSGSGIBD
5611-1813-7519
KONG TO SINGAPORE DBS BANK LTD.
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
Narrative
Indicator
of Beneficial Owner
M
Indicator
M
M
M
M
M
M
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
DBSSSGSGIBD
BIC
CEDELULL
LTD.
of Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO // (IF NCBO, BO NAME TO BE DECLARED)
CLEARSTREAM BANKING
B
C
E
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//XHKCHKH1
//900031
//DBSSSGSGIBD
//5611-1813-7519
E1
MT540 Receive Free
DEBITED.
Singapore Registrar
-
SGD 26.75 handling and removal fees;
-
SGD 2.14 scrip fee for every transfer form submitted.
CDP would charge SGD 10.70 for withdrawal of shares
This is inclusive of 7% GST.
-
-
For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees plus 7% GST.
17 October 2016
148
Clearstream Banking
Hong Kong normal registration ( 10 business days )
-
-
-
Hong Kong rush registration (3 business days)
-
-
-
Hong Kong normal removal fees
HKD 302.50 (15 business days, rush removal not applicable).
1. Number of certificates and denomination withdrawn subject to CCASS's inventory and discretion
Clearstream Banking
17 October 2016
149
Hong Kong - UK
ISIN BMG0620W2019 - Asian Citrius Hldg Ord Reg
ISIN GB0004082847 - Standard Chartered plc
ISIN GB0005405286 - HSBC HOLD PLC (CCASS 5) only, settling physically
ISIN GB00B0HZPV38 - SHS Kazakhmys plc Ord Reg
ISIN JE00B4T3BW64 - SHS Glencore Xstrata plc (formerly known as Glencore International plc) Ord
Reg
Fees: Standard transaction fee for Hong Kong, as published in the CBL Fee Schedule, plus the
following additional fees:
-
Normal Removal from CCASS:
Re-registration 3 days: HKD 20.00 per certificate
If the customer chooses 10-day re-registration, the scrip fee = Number of certificates (depending on
how many certificates CCASS will issue) x HKD 2.50.
Customers must send a separate free-format message for re-registration type including instruction
reference to the OAA Settlement team.
-
Express Removal from CCASS:
Withdrawal charges = Number of Board lots x HKD 3.50.
Express Removal fee = (Number of shares x Closing price of share x 0.05%) plus Number of certificates
(depending on how many certificates CCASS will issue) x HKD 20.00.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Indicator
Receive Free
M
M
M
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
BIC
CITIGB2L
00XJJ CLRLUX2
CITIBANK LDN b
Citigroup Residuals
Citigroup Centre
1/F 1 North Wall Quay
Dublin 1 Ireland
Attn : Citigroup Residuals (00 353
16225882)
No change of beneficial ownership; or
Change of beneficial ownership
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo
CREST
Name and Address
Citibank Nominees HK, ifo acc. xxxxx a
M
Narrative
/STCO/PHYS
C
Stamp Duty Status
customer the same; otherwise; blank)
M
M
b. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
MT542 Deliver Free
M :70E: :SPRO //CITIBANK LDN a
Citigroup Residuals
Citigroup Centre
Dublin 1 Ireland
Attn : Citigroup Residuals (00 353 16225882)
M :94F: :SAFE //XHKCHKH1
M :22F: :BENE //NBEN (if no change of beneficial ownership); or
//CBO (if change of beneficial ownership)
M :95Q: :REAG //900031
M :97A: :SAFE //00XJJ CLRLUX2
Seq
MT540 Receive Free
B
M :70E: :SPRO ///STCO/PHYS
C
E
C :22F: :STAM /CRST/GBOX (if customer the same; otherwise; blank)
E1 M :95P: :PSET //CRSTGB22
M :95R: :DEAG /CRST/CREST
M :95Q: :SELL //Citibank Nominees HK, ifo acc. xxxxx b
a. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
17 October 2016
150
Clearstream Banking
Note: A standard transfer takes approximately one month. Customers may ask for an “express request” which
takes approximately 2 weeks.
Customers must send an MT599 indicating their instruction reference to Settlement Singapore whenever
they instruct a HK to UK cross-border.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Indicator
Receive Free
M
M
M
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
BIC
CITIGB2L
14XKL CLRLUX
CITIBANK LDN b
Citigroup Residuals
Citigroup Centre
Dublin 1 Ireland
Attn : Citigroup Residuals (00 353
16225882)
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo
CREST
Name and Address
Citibank Nominees HK, ifo acc. xxxxx a
Settlement
Processing
Narrative
/STCO/PHYS
b. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a: :TRAD //trade date and time
:70E: :SPRO //CITIBANK LDN a
Citigroup Residuals
Citigroup Centre
Dublin 1 Ireland
Attn : Citigroup Residuals (00 353 16225882)
:94F: :SAFE //XHKCHKH1
:22F: :BENE //NBEN (if no change of beneficial ownership); or
:95P: :PSET //XHKCHKH1
:95Q: :REAG //900031
:95P: :BUYR //CITIGB2L
:97A: :SAFE //14XKL CLRLUX
Seq
MT540 Receive Free
B
M :98a:
M :70E:
:TRAD
:SPRO
///STCO/PHYS
C
E
M :94F:
:SAFE
//NCSD/CRSTGB22
E1
M :95P:
M :95R:
M :95Q:
:PSET
:DEAG
:SELL
//CRSTGB22
/CRST/CREST
//Citibank Nominees HK, ifo acc. xxxxx b
a. Include “EXPRESS SERVICES, “ before “CITIBANK LDN“ for transfer via Express Services.
Note: A standard transfer takes approximately one month. Customers may ask for an “express-request” which
takes approximately 2 weeks.
Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Customers must send an MT599 indicating their instruction reference to Settlement Singapore whenever
they instruct a HK to UK cross-border.
For BMG0620W2019
Normal Service
-
6 business days (removal only)
-
HKD25.00 base fee plus
-
HKD2.50 per certificate cancelled
Rush Service
-
2 business days
-
0.05% on market value or
-
HKD20.00 per certificate cancelled whichever is higher (subject to a minimum of HKD200.00)
For GB0004082847
Normal Service
Clearstream Banking
17 October
17 October
2016
151
-
6 business days (re-reg + removal)
-
-
Rush Service
-
2 business days
-
-
HKD20.00 per certificate cancelled whichever is higher (subject to a minimum of HKD200.00)
For GB0005405286
Normal Service
-
-
Removal fee:
-
Re-registration fee:
Rush Service
-
-
3 business days (re-reg. + removal)
-
Removal fee:
0.05% on market value with minimum of HKD500.00 per transaction
-
-
For GB00B0HZPV38 and JE00B4T3BW64
Normal Service
-
-
10 business days (re-reg · removal)
-
Removal fee:
-
Rush Service
-
-
3 business days (re-reg. + removal)
-
Removal fee:
0.05% on market value (subject to a minimum of HKD5,000.00)
-
-
17 October 2016
152
Clearstream Banking
Hong Kong - USA
US0311621009 SHS AMGEN INC. ORD REG
US0382221051 SHS APPLIED MATERIALS INC. ORD REG
US17275R1023 SHS CISCO SYSTEMS INC ORD REG
US24702R1014 SHS DELL INC ORD REG
US4581401001 SHS INTEL CORPORATION ORD REG
US4642867729 SHS ISHARES MSCI SOUTH KOREA CAPPED IN.FD
US4642867315 SHS ISHARES INC MSCI TAIWAN IDEX FUND
US5949181045 SHS MICROSOFT CORP ORD REG
US78463V1070 SHS SPDR GOLD TRUST
US8552441094 SHS STARBUCKS CORP ORD REG
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Indicator
Receive Free
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
BIC
CITIUS33
DTC 0908 ACC.089154/CSCxxxxxa
KONG TO USA.
VALUE: YY/MM/DD NEW YORK TIME
NAME OF DTC PARTICIPANT: CITIBANK New
York, DTC ID 908
DTC ACCOUNT NUMBER: 0809154
(Clearstream)
CUSIP: XXX
Beneficial Owner
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
2338
BIC
CITIHKHX
CBL xxxxxa
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //CROSS BORDER TRANSFER FROM HONG KONG
TO USA.
NAME OF DTC PARTICIPANT: CITIBANK New York,
DTC ID 908
DTC ACCOUNT NUMBER: 0809154 (Clearstream)
CUSIP: XXX
M :95Q: :REAG //900031
M :95P: :BUYR //CITIUS33
M :97A: :SAFE //DTC 0908 ACC.089154/CSCxxxxxa
Seq
B
MT540 Receive Free
C M :94F: :SAFE //NCSD/DTCYUS33
E
E1 M :95P: :PSET //DTCYUS33
M :95P: :SELL //CITIHKHX
M :97A: :SAFE //CBL xxxxxa
Charge per transfer is HKD 200 (no matter failed or succeeded)
Clearstream Banking
17 October 2016
153
Ireland - Canada
ISIN AU000000CNT2 CENTAMIN EGYPT LTD. only and settling via removal between local registrars
CreationOnline
M
M
M
M
M
M
M
Deliver Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
CRSTGB22
trade date and time
Yes
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Removal to Roytor and Co., RBC Investor
Services, Securities Cage, 155 Wellington
3L3, Canada
M
M
M
Settlement Processing /STCO/PHYS/080000630001/xxxxxa
Narrative
M
M
Receive Free
Trade Date/Time
CDSLCATT
trade date and time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
registered in N/O Roytor & Co.
Account
Narrative
080000630001
UK CREST to Canada/NCBO (if no change of
beneficial ownership)
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO ///STCO/PHYS/080000630001/xxxxxa
M :95C: :PSET //CRSTGB22
M :95Q: :REAG /CRST/CREST
M :95Q: :BUYR //Removal to Roytor and Co., RBC Investor
Services, Securities Cage, 155 Wellington Street
West, 2nd Floor, Toronto, ON M5V 3L3, Canada
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //UK CREST to Canada/NCBO (if no change of
beneficial ownership)
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:SETR
:PSET
:DEAG
:SELL
//TRAD
//CDSLCATT
/CDSL/OTCB
//registered in N/O Roytor & Co.
M :97A: :SAFE //080000630001
Fees: Standard transaction fee as published in the CBL Fee Schedule plus a fixed fee of EUR 55.00 when these
securities are physical.
17 October 2016
154
Clearstream Banking
Ireland - France
Limited Irish and French securities, settling via EF-Euroclear UK & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo - GB, IE
56XKK
Name and Address
EGSP/641
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Indicator
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
53079
CEDELULLxxxxx a
Creation via SWIFT
MT542 Deliver Free
M :95R: :REAG /CRST/56XKK
M :95Q: :BUYR //EGSP/641
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//NBEN
//SICVFRPP
/EGSP/9913
//53079
//CEDELULLxxxxx a
Fees: Standard transaction fee as published in the CBL Fee Schedule plus a fixed fee of EUR 55.00 when these
Clearstream Banking
17 October 2016
155
Ireland - Germany
ISIN IE00B3X0KQ36 - UBS ETFs plc - FTSE 100 SF UCITS ETF (GBP) A-acc
ISIN IE00B454X613 - SPDR MSCI EM LATIN AMERICA ETF
ISIN IE00B4613386 - SSGA SPDR ETFS EUR.I-B.CAP.EM.M.L.BD ETF
ISIN IE00B466KX20 - SPDR MSCI EM ASIA ETF
ISIN IE00B469F816 - SPDR MSCI EMERGING MARKETS ETF
ISIN IE00B48X4842 - SPDR MSCI EMER.MKTS SM.CAP ETF
ISIN IE00B4YBJ215 - SSGA SPDR ETFS EUR.I-S+P US MID.400 ETF
ISIN IE00B5M1WJ87 - SSGA SPDR E.E.I PLC S.S+P E.D.A.UCIT.ETF
ISIN IE00B5TZCY80 - UBS ETFs plc - MSCI Canada SF UCITS ETF (CAD) A-acc
IISIN IE00B6S2Z822 - SSGA SPDR ETFS EUR-S+P UK DIVID.ARISTOC.
ISIN IE00B6YX5B26 -SPDR S&P Emerging Markets Dividend UCITS ETF
ISIN IE00B6YX5D40 - SPDR S+P US DIVIDEND ARISTOCRATS ETF
ISIN IE00B6YX5M31 - SSGA SPDR ETFS EUR.I-B.CAP.EUR.H.Y.BD ETF
ISIN IE00B7452L46 - SSGA SPDR ETFS EUR-FTSE UK All Shares EUR
ISIN IE00B7GBL799 - SSGA SPDR ETFS EUR.I-CITI AS.L.GOV.BD ETF
ISIN IE00B7LFXY77 - SSGA SPDR ETFS EUR.I-SP.BO.M.L.E.M.BD ETF
ISIN IE00B7MXFZ59 - SPDR Barclays EM Inflation Linked Local Bond UCITS ETF
ISIN IE00B802KR88 - SSGA SPDR ETFS EUR.I-S+P 500 LOW VOL.ETF
ISIN IE00B9KNR336 - SPDR S&P Pan Asia Dividend Aristocrats UCITS ETF
ISIN IE00BCBJFC69 - SSGA SPDR ETFS EU.II-MSCI EM BE.BR.UC.ETF
ISIN IE00BJ0KDR00 - db x-trackers MSCI USA Index UCITS ETF
ISIN IE00BNH72088 - SSGA SPDR ETFS EU.II-SPDR TH.R.G.C.BD ETF
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo - GB, IE
08XHX
Name and Address
xxxxxa
IE Exempt
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
70150000
Name and Address
Narrative
17 October 2016
156
Clearstream Banking
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STAM
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CRSTGB22
/CRST/IEYX
//CRSTGB22
/CRST/08XHX
//State Street Transfer Agency
//xxxxxa
MT540 Receive Free
M :70E: :SPRO //CEDELULL in fav. xxxxxa
M :94F: :SAFE //NCSD/DAKDEFF
M :95P: :PSET //DAKVDEFF
M :95R: :DEAG /DAKV/70150000
M :95Q: :SELL //State Street Transfer Agency
Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00
when these securities are physical.
Note: The customer must send a free-format message to the OAA unit providing the instruction reference and
the beneficiary account in CBL.
Clearstream Banking
17 October 2016
157
ISIN IE00B5MTWD60 - SOURCE MARKETS PLC-DJ ST.600 OP.BK.S.ETF
ISIN IE00B60SX170 - SOURCE MARKETS PLC-MSCI USA SOURCE ETF-A .
ISIN IE00B60SX287 - SOURCE MARKETS PLC-MSCI JAPAN A
ISIN IE00B60SX402 - SOURCE MKT.SOURCE RUSS.2000 UCITS ETF A securities
ISIN IE00B60SX394 - SOURCE MARKETS PLC MSCI WORLD SOURCE ETF only, settling via local
agents
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo - GB, IE
MMKAV
Name and Address
REDEEM
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Narrative
DAKVDEFF
trade date and time
BIC
DAKVDEFF
70150000
Name and Address
Northern TrustTransfer Agency
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/MMKAV
//REDEEM
MT540 Receive Free
Seq
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//CEDELULL in fav. xxxxxa
//NCSD/DAKDEFF
//DAKVDEFF
/DAKV/70150000
//Northern Trust Transfer Agency
Note: The customer must send a free-format message to the OAA unit providing the instruction reference and
the beneficiary account in CBL.
17 October 2016
158
Clearstream Banking
Ireland - Italy
Limited ETFs only, settling via MT - EuroClear & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo
FIQAQ
Buyer
Party
Account
BIC
MOTIITMMXXX
21891
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMMXXX
trade date and time
BIC
CRSTGB22
BIC
CRSTGB22XXX
08XMV
BIC
CEDELULLXXX
xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/FIQAQ
M :95P: :BUYR //MOTIITMMXXX
M :97A: :SAFE //21891
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMMXXX
//CRSTGB22
//CRSTGB22XXX
//08XMV
//CEDELULLXXX
//xxxxxa
Clearstream Banking
17 October 2016
159
Ireland - Netherlands
Non-Dutch securities only, settling via Euroclear UK & Ireland-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKK
Name and Address
EGSP/641/67449M/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BR,FR,NL
9919
Name and Address
53079
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/9919
//53079
//CEDELULL xxxxx a
Note: Customer must pay 1.0% stamp duty on securities to which stamp duty is applicable. Customers are
strongly recommended to send their instructions on SD-1.
17 October 2016
160
Clearstream Banking
Ireland - South Africa
ISIN IE00B97C0C31 - Kilbo Mining plc Ord Reg
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
Stamp Duty Status
M
Narrative
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Removal to Standard Chartered Nominees
South Africa (Pty) Ltd, 5th floor, 4
Sandown Valley Crescent, Sandton 2196,
CSCxxxxx a, SCB ZA0000323394
IE No Change In Beneficial Ownership (if
/STCO/PHYS/
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
STRAZAJJ
trade date and time
BIC
STRAZAJJ
BIC
SCBLZAJJSSU
Name and Address
CREST 08XMV
M
Stamp Duty Status
ZA. Exempt
M
Narrative
Indicator
Removal from IE
M
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
///STCO/PHYS
//NCSD/CRSTGB22
/CRST/IEYX
M :95R: :REAG /CRST/CREST
M :95Q: :BUYR Removal to Standard Chartered Nominees South
Africa (Pty) Ltd, 5th floor, 4 Sandown Valley
Crescent, Sandton 2196, CSCxxxxx a, SCB
ZA0000323394
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:22F:
:95P:
:95P:
:95Q:
:TRAD
:SPRO
:SAFE
:BENE
:STAM
:PSET
:DEAG
:SELL
//Removal from IE
//NCSD/STRAZAJJ
//NBEN
/STRA/USTN
//STRAZAJJ
//SCBLZAJJSSU
//CREST 08XMV
Fees: Standard transaction fee as published in the CBL Fee Schedule, plus a fixed fee of EUR 55.00 when these
Clearstream Banking
17 October 2016
161
Ireland - Sweden
ISIN JE00B1YBMP41 - International Marketing & Sales Group PLC securities only, settling via
Euroclear UK & Ireland - VPC link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XUJ
Name and Address
ESSESESS for CEDELULL AC xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSES
trade date and time
BIC
VPCSSES
BIC
ESSESESS
Name and Address
CONVERSION FROM CREST 08XMV
CEDELULL/xxxxx a
CONVERSION
Creation via SWIF
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/75XUJ
//IESSESESS for CEDELULL AC xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//CONVERSION FROM CREST 08XMV
//CEDELULL/xxxxx a
Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule, plus SEK 1500 and plus a fixed
fee of EUR 55.00 when these securities are physical. A cancellation fee of SEK 1000 applies to each
cancelled cross-border transaction with Sweden.
17 October 2016
162
Clearstream Banking
Ireland - Switzerland
Limited Irish securities only, settling via Euroclear UK & Ireland-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSE/CH100025 UBSWCHZH80A FBO CBL
Ac xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
INSECHZZ
IE110192
BIC
CEDELULL
xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//INSE/CH100025 UBSWCHZH80A FBO CBL Ac
xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/IE110192
//CEDELULL
//xxxxx a
Note: All instructions must be received at CBL by 14:00 on SD-1.
Clearstream Banking
17 October 2016
163
Israel - U.S.A.
Israel securities only, settling via TASECH - DTCC link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free (optional)
M
M
M
XTAEILIT
trade date and time
BIC
XTAEILIT
XTAE
2015
Name and Address
0908 089154CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC-US
2015
BIC
CITIILIT
2550 CBL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/XTAEILIT
//XTAEILIT
/XTAE/2015
/DTCYID/0908 089154CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2015
//CITIILIT
//2550 CBL xxxxx a
Fees: Standard transaction fee for Israel, as published in the CBL Fee Schedule.
17 October 2016
164
Clearstream Banking
Italy - Austria
Austrian Securities only, settling via Monte Titoli - OeKB link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
OCSDATWW
BIC
CEDELULLXXX
243900
BIC
CEDELULLXXX
xxxxxa
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
MOTIITMMXXX
244200
BIC
CEDELULLXXX
xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMM
//OCSDATWW
//CEDELULLXXX
//243900
//CEDELULLXXX
//xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/OCSDATWW
//OCSDATWW
//MOTIITMMXXX
//244200
//CEDELULLXXX
//xxxxxa
Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
165
Italy - BNP Paribas Luxembourg
ISIN LU0156801721 Tenaris shares only, settling via CBL-MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
MGTCBEBE
12934
BIC
CEDELULXXX
CEDELULL xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
21891
Narrative
CEDELULL xxxxxa
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E1
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//MGTCBEBE
//12934
//CEDELULXXX
//CEDELULL xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CEDELULL xxxxxa
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/21891
17 October 2016
166
Clearstream Banking
Italy - CBF Vault
ISIN LU0556041001 - IVS Group S.A. Ord Reg securities only, settling via MT - CBL - CBF Vault link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXX
BIC
CEDELULLXXX
BIC
bbbbbbbbbbba
xxxxxb
M
M
M
M
M
XBDR Clearstream acc. xxxxx b
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFFDOM
trade date and time
BIC
CEDELULLXXX
Clearstream
85077
BIC
CEDELULLXXX
xxxxx b
Name and Address
Clearstream
12932
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//XBDR Clearstream acc. xxxxxa
//NCSD/MOTIITMMXXX
//MOTIITMMXXX
//CEDELULLXXX
M :95P: :BUYR //bbbbbbbbbbbb
M :97A: :SAFE // xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:94F:
:95P:
:95P:
:95Q:
:97A:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//NCSD/DAKVDEFFDOM
//CEDELULLXXX
/CEDE/85077
//12932
//CEDELULLXXXX
// xxxxx a
b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
Note: The customer must send a free-format message to the Settlement Frankfurt team providing the
Clearstream Banking
17 October 2016
167
Italy - Citibank London
Securities held at Citibank London as Common Depository only, settling via CBL MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
MGTCBEBE
12934
BIC
CEDELULLXXX
CEDELULLXXX xxxxxa
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CITIGB2LMAG
trade date and time
BIC
MGTCBEBEECL
Euroclear
21891
Narrative
CEDELULLXXX xxxxxa
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E1
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMM
//MOTIITMMXXX
//MGTCBEBE
//12934
//CEDELULLXXX
//CEDELULLXXX xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CEDELULLXXX xxxxxa
//CUST/CITIGB2LMAG
//MGTCBEBEECL
/ECLR/21891
Note: The customer must send a free-format message to the Settlement team in charge of Italy providing the
instruction reference.
17 October 2016
168
Clearstream Banking
Italy - Finland
Finnish securities only, settling via CBL-MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Receive Free
M
M
M
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXXX
BIC
CEDELULLXXX
xxxxxa
NDEAFIHHXXX
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
APKEFIHHXXX
trade date and time
BIC
MGTCBEBEXXX
Euroclear
21891
Narrative
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/MOTIITMMXXX
//MOTIITMMXXX
//CEDELULLXXX
//NDEAFIHHXXX
//xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CEDELULL xxxxx a
//NCSD/APKEFIHH
//MGTCBEBEXXX
/ECLR/21891
Clearstream Banking
17 October 2016
169
Italy - Germany
Italian equities settling via MT-CBF link
CreationOnline
Deliver Free
M
M
M
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Party
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
48510000
BIC
CEDELULLXXX
BIC
M
Account
1293200
CEDELULLXXX
xxxxx a
M
Seller
Party
BIC
xxxxxxxxxxxb
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXXX
BIC
DAKVDEFF
M
Account
7201
M
Buyer
M
Party
Account
M
b. xxxxxxxxxxx=BIC11 of delivering Clearstream Banking customer.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:97A:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
//NCSD/MOTIITMMXXX
//MOTIITMMXXX
//DAKVDEFFXXX
//7201
M :95P: :BUYR CEDELULLXXX
M :97A: :SAFE xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:97A:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/DAKVDEFFXXX
//DAKVDEFFXXX
/DAKV/48510000
M :95P: :DECU //CEDELULLXXX
M :95A: :SAFE //1293200
M :95P: :SELL //xxxxxxxxxxx b
b. xxxxxxxxxxx=BIC11 of delivering Clearstream Banking customer.
17 October 2016
170
Clearstream Banking
German equities and bonds settling via MT-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMMXXX
trade date and time
BIC
DAKVDEFFXXX
BIC
DAKVDEFFXXX
7201
BIC
CEDELULLXXX
xxxxx a
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
Clearstream Banking Franfurt
75810000
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
BIC
CEDELULLXXX
xxxxxa
Name and Address
0000012932
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
//NCSD/MOTIITMMXXX
//DAKVDEFFXXX
//DAKVDEFFXXX
//7201
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/DAKVDEFFXXX
//DAKVDEFFXXX
/DAKV/75810000
M
M
M
M
:95Q:
:97A:
:95P:
:97A:
:DECU
:SAFE
:SELL
:SAFE
//0000012932
//CEDELULLXXX
//xxxxxa
Clearstream Banking
17 October 2016
171
Italy - Ireland
Limited ETFs only, settling via MT - EuroClear & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMMXXX
trade date and time
BIC
CRSTGB22XXX
BIC
CRSTGB22
08XMV
BIC
CEDELULLXXX
xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo
FIQAQ
Seller
Party
Account
BIC
MOTIITMMXXX
21891
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMMXXX
//CRSTGB22XXX
//CRSTGB22
//08XMV
//CEDELULLXXX
//xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/FIQAQ
M :95P: :SELL //MOTIITMMXXX
M :97A: :SAFE //21891
Fees: Standard transaction fee for Ireland, as published in the CBL Fee Schedule.
17 October 2016
172
Clearstream Banking
Italy - Poland
ISIN IT0004781412 - shs Unicredito Italiano SPA only, settling via CBL - KDPW link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
MOTIITMM
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxxa
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//NCSD/MOTIITMM
//CEDELULL
/CEDE/72457
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
Clearstream Banking
17 October 2016
173
Italy - Spain
Spanish equities settling via MT-Iberclear (SCL) link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
MOTIITMM
trade date and time
BIC
IBRCESMMSCL
BIC
BBVAESMMXXX
IBRCBBVAESMMXXX000000007T0EX0000004
BIC
CEDELULLXXX
CLEARSTREAM BANKING S.A
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
MOTIITMMXXX
Seller
Party
Account
BIC
CEDELULL
12932.CEDELULL.xxxxx a
Narrative
Indicator
INCLUSION
Creation via SWIFT
MT542 Deliver Free
B
M :94F: :SAFE //NCSD/MOTIITMM
C
E
E1
M
M
M
M
M
:95P:
:95P:
:97A:
:97A:
:95P:
:PSET
:REAG
:SAFE
:SAFE
:BUYR
//IBRCESMMSCL
//BBVAESMMXXX
//IBRCBBVAESMMXXX000000007T0EX0000004
//CLEARSTREAM BANKING S.A
//CEDELULLXXX
MT540 Receive Free
Seq
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
//INCLUSION
//NCSD/IBRCESMMXXX
//NBEN
//IBRCESMMXXX
//MOTIITMMXXX
M :97A: :SAFE //12932.CEDELULL/xxxxx a
Note: Customers must provide the instruction reference via a free-format message or MT599 to the Settlement
team in charge of the Italian market.
17 October 2016
174
Clearstream Banking
Italian equities settling via MT-T2S link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
IBRCESMMXXX
0182
BIC
BBVAESMMXXX
Clearstream Banking S.A
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
IBRCESMMSCL
trade date and time
BIC
IBRCESMMXXX
BIC
MOTIITMMXXX
BIC
CEDELULLXXX
12932 CEDELULLXXXxxxxx a
Narrative
Indicator
INCLUSION
no change of beneficial owner
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E1
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//IBRCESMMXXX
//0182
//BBVAESMMXXX
//Clearstream Banking S.A
MT540 Receive Free
Seq
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
////CUST/IBRCESMMSCL
//NBEN
//IBRCESMMXXX
//MOTIITMMXXX
//CEDELULLXXX
//12932.CEDELULLXXX.xxxxa
instruction references.
Clearstream Banking
17 October 2016
175
ISIN IT0001178299 Reno Di Medici only, settling via Monte Titoli - Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXXX
BIC
BCITITMMXXX
M
M
M
Buyer
Party
Narrative
BIC
BSCHESMMXXX
EXCLUSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
BSCHESMMXXX
Seller
Party
Narrative
BIC
BCITITMMXXX
INCLUSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//EXCLUSION
//NCSD/MOTIITMMXXX
//MOTIITMMXXX
//BCITITMMXXX
M :95P: :BUYR //BSCHESMMXXX
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //INCLUSION
M :95P: :DEAG //BSCHESMMXXX
M :95P: :SELL //BCITITMMXXX
Fees: Standard transaction fee for Italy, as published in the CBL Fee Schedule, plus additional fees by the agent
which are unknown at forehand.
instruction references and authorising debit of additional fees by the agent.
17 October 2016
176
Clearstream Banking
Italy - Switzerland
Swiss Equities only, settling via MT-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
MOTIITMM
trade date and time
BIC
INSECHZZXXX
BIC
UBSWCHZH80A
CH100025
M
M
M
Buyer
Party
Account
BIC
CEDELULL
xxxxxb
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZXXX
trade date and time
BIC
MOTIITMMXXX
BIC
CEDELULLXXX
SAFE/CUST/INSECHZZXXX PLEASE SETTLE
VIA T2S
BIC
bbbbbbbbbbba
xxxxxb
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC11
b. xxxxx=The Clearstream Banking customer’s 5-digit account number
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
//NCSD/MOTIITMM
//INSECHZZXXX
//UBSWCHZH80A
//CH100025
M :97A: :SAFE //xxxxxb
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:70E:
:TRAD
:SAFE
:PSET
:DEAG
:SPRO
//NCSD/INSECHZZXXX
//MOTIITMMXXX
//CEDELULLXXX
//SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA T2S
M :95P: :SELL //bbbbbbbbbbba
team in charge of the Swiss market.
Clearstream Banking
17 October 2016
177
Italy - UK
Italian and UK equities, settling via Euroclear UK & Ireland-SIS-MT link
Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule.
Note: It is recommended to instruct all instructions by using the “Immediate Release Flag” latest until 14:00 CET
on SD-1.
ISIN IT0001976403 - Fiat, IT0000072618- BANCA INTESA SANPAOLO SPA, ISIN IT0003128367 - Enel, ISIN
IT0003132476 - ENI and ISIN IT0003497168 - Telecom Italia are SDRT-exempt. For all other securities, the
customer must indicate no change in beneficial ownership in the free-format message to CBL as
appropriate.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
PARBITMM080
BIC
INSECHZZ
891500/CREST 00XJJ
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
MOTI/CEDELULLXXX acc.12932/xxxxxa
a. The Clearstream Banking 5-digit account number of the delivering party.
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//PARBITMM080
//INSECHZZ
//891500/CREST 00XJJ
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//MOTI/CEDELULLXXX acc.12932/xxxxxa
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
PARBITMM080
BIC
INSECHZZ
891500/CREST 14XKL
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//PARBITMM080
//INSECHZZ
//891500/CREST 14XKL
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
17 October 2016
178
Clearstream Banking
UK ETFS Securities only, settling via MT-Euroclear UK & Ireland Link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMMXXX
trade date and time
BIC
CRSTGB22XXX
BIC
CRSTGB22XXX
00XJJ
BIC
CRSTGB22XXX
CREST 00XJJ / CBL xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
FIQAQ
Seller
Party
Account
BIC
MOTIITMMXXX
21891
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMMXXX
//CRSTGB22XXX
//CRSTGB22XXX
//00XJJ
//CRSTGB22XXX
//CREST 00XJJ / CBL xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/FIQAQ
M :97A: :SAFE //21891
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMMXXX
trade date and time
BIC
CRSTGB22XXX
BIC
CRSTGB22XXX
14XKL
BIC
CRSTGB22XXX
CREST 14XKL / CBL xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
FIQAQ
Seller
Party
Account
BIC
MOTIITMMXXX
21891
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMMXXX
//CRSTGB22XXX
//CRSTGB22XXX
//14XKL
//CRSTGB22XXX
//CREST 14XKL / CBL xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/FIQAQ
M :97A: :SAFE //21891
Customers are strongly recommended to send their instructions on SD-1.
Clearstream Banking
17 October 2016
179
Italy - U.S.A.
Italian and U.S. equities only, settling via MT-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
MOTIITMM
trade date and time
BIC
DTCCUS33XXX
BIC
DTCCUS33XXX
908
BIC
CITIUS33XXX
089154 CSCxxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2008
Seller
Party
BIC
MOTIITMM
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMM
//DTCCUS33XXX
//DTCCUS33XXX
//908
//CITIUS33XXX
//089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2008
M :95P: :SELL //MOTIITMM
17 October 2016
180
Clearstream Banking
Japan - France
ISIN JP3973400009 - RICOH CO.LTD securities only, settling via Euroclear France - EOC link Bridge
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
YES
M
M
M
JJSDJPJTXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULLxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//NCSD/JJSDJPJTXXX
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPPXXX
//SICVFRPPXXX
/EGSP/9913
//EOC 22429
//CEDELULLxxxxx a
Fees: Standard transaction fee for Japan, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
181
Luxembourg - France
ISIN LU0088087324 Europeenne des Satellites Global securities only, settling via Euroclear France
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Delivery Without
Matching
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
trade date and time
Yes
BIC
MGTCBEBEECL
Euroclear
22429
M
M
Trade Date/Time
SICVFRPP
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
BIC
SICVFRPP
Euronext-BE, FR, NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a
M
M
M
SICV/00000641/49584W/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //SICV/00000641/49584W/xxxxx a
M :22F: :STCO //DLWM
M :95R: :REAG /ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//EOC 22429
//CEDELULL xxxxx a
Fees: On request.
instruction reference and “with matching”.
17 October 2016
182
Clearstream Banking
ISIN LU0012113584 Plantations Terres Rouges securities only, settling physically
CreationOnline
Deliver Free
Receive Free
M
M
Trade Date/Time
SICVFRPP
trade date and time
M
M
M
Place of Settlement
Party
Receiving Agent
Party
Country Code
Name and Address
BNP Paribas Securities Services
Attn:Anne Bruck/Stock Department
Ref. 254C, Grands Moulins de Pantin
9 rue du Debarcadere,93500 Pantin
M
M
M
or
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Delivering Agent
Party
Account
Seller
Party
SICVFRPP
trade date and time
Country Code
BIC
BGLLULL
Name and Address
BNP Paribas, Luxembourg
CEDELULL/ xxxxx a
BIC
BGLLLULL
Creation via SWIFT
MT542 Deliver Free
MT540 Receive Free
Seq
B
M :95C: :PSET //FR
M :95Q: :REAG //BNP Paribas Securities Services
Attn:Anne Bruck/Stock Department
Ref. 254C, Grands Moulins de Pantin
9 rue du Debarcadere,93500 Pantin
C
E1
M
M
M
M
M
or
M
M
:98a:
:22F:
:94F:
:95C:
:95P:
:95Q:
:97A:
:95P
:TRAD
:STCO
:SAFE
:PSET
:DEAG
:DEAG
:SAFE
:SELL
//PHYS
//NCSD/SICVFRPP
//FR
//BGLLLULL
//BNP Paribas, Luxembourg
//CEDELULL/ xxxxx a
//BGLLULL
Clearstream Banking
17 October 2016
183
Luxembourg - Netherlands
Luxembourgish equities only, settling via NIEC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery Without
Matching
Place of sfekeeping
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
Yes
M
M
M
MGTCBEBEECL
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
M
M
M
SICV/00000641/CEDxxxxx a
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
9919
Name and Address
EOC 24180
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//SICV/00000641/CEDxxxxx a
//NCSD/MGTCBEBEECL
//DLWM
//MGTCBEBEECL
/ECLR/24180
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//NECINL2A
/EGSP/9919
//EOC 24180
//CEDELULL xxxxx a
Fees: On request.
17 October 2016
184
Clearstream Banking
Mexico - Spain
ISIN MXP001691213 - AMERICA MOVIL SA DE CV(AMXL)
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5057
BIC
BBVAESMM
CEDELULL xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMMVL
BIC
BSCHESMMXXX
BIC
INBUMXMM
CITIUS33MER
INCLUSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5057
//BBVAESMM
//CEDELULL xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
//NCSD/IBRCESMM
//IBRCESMMMVL
//BSCHESMMXXX
//INBUMXMM
//CITIUS33MER
Fees: Standard transaction fee for Mexico, as published in the CBL Fee Schedule.
ISIN MX01EL000003 - Grupo Elektra SA DE CV
ISIN MXP740471117 - TV AZTECA SA only, settling via Indeval-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5008
BIC
BBVAESMM
CEDELULL xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMMVL
BIC
BVALESMM
BIC
GBMSMXM1
CITIUS33MER
INCLUSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5008
//BBVAESMM
//CEDELULL xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
//NCSD/IBRCESMM
//IBRCESMMMVL
//BVALESMM
//GBMSMXM1
//CITIUS33MER
Clearstream Banking
17 October 2016
185
ISIN MXP4833F1044 - Grupo Modelo only, settling via Indeval-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5110
BIC
BSCHESMMXXX
ffc BBVA Spain acc. 1842889/xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMMVL
BIC
BSCHESMMXXX
BIC
BMSXMXMMSSSX
CITIUS33MER
INCLUSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5110
//BSCHESMMXXX
//ffc BBVA Spain acc. 1842889/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
//NCSD/IBRCESMM
//IBRCESMMMVL
//BSCHESMMXXX
//BMSXMXMMSSSX
//CITIUS33MER
Note: Standard transaction fee for Mexico, as published in the CBL Fee Schedule.
17 October 2016
186
Clearstream Banking
ISIN ES0113900J37 Banco Santander settling via Indeval-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
INDEMXMM
trade date and time
BIC
INDEMXMM
BIC
BBVAESMMXXX
Buyer
Party
Account
BIC
CEDELULLXXX
xxxxx a
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
IBRCESMMXXX
trade date and time
BIC
IBRCESMMMXXX
BIC
BSSSESM2XXX
0038
BIC
INDEMXMMXXX
Narrative
Indicator
REGI INDEMXMMXXX
Creation via SWIFT
MT542 Deliver Free
B
M :94F: :SAFE //NCSD/INDEMXMM
C
M
M
M
M
:95P:
:95P:
:97A:
:95P:
:PSET
:REAG
:SAFE
:BUYR
//INDEMXMM
//BBVAESMMXXX
xxxxx a
//CEDELULLXXX
MT540 Receive Free
Seq
E1
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:97A:
:95P:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SAFE
:SELL
//REGI INDEMXMXXX
//NCSD/IBRCESMMXXX
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
//0038
//INDEMXMMXXX
Note: The customer must send a free-format message to OSG Settlement Frankfurt 4 providing the instruction
details.
Clearstream Banking
17 October 2016
187
Mexico - U.S.A.
ISIN US1729671016 - CITIGROUP INC only, settling via Indeval-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5200
BIC
IRVTUS3N
DTC0908/089154/CSCxxxxx a
Cross-border Transfer
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
901
BIC
IRVTUS3N
230600FFC8409/CBL
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//Cross-border Transfer
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5200
//IRVTUS3N
//DTC0908/089154/CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0901
//IRVTUS3N
//230600FFC8409/CBL
ISIN US5178341070 - Las Vegas Sands Corp. only, settling via Indeval-DTC link
ISIN US4642874576 ISIN ISHARES 1-3Y TREASURY BOND ETF
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5200
Name and Address
DTC908 acc. 089154 CSCxxxxx a
Narrative
CONVERSION
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2690
DTC - US
2690
1530219813
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
//CONVERSION
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5200
//DTC908 acc. 089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95R:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2690
/DTCYID/2690
//1530219813
17 October 2016
188
Clearstream Banking
Netherlands - Austria
Non-Austrian securities only, settling via ENL-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
BIC
OCSDATWWXXX
BIC
CEDELULLXXX
243900
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
OCSDATWWXXX
trade date and time
BIC
OCSDATWWXXX
BIC
CEDELULLXXX
BIC
xxxxxxxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//NECINL2AXXX
//CEDELULLXXX
//CEDELULLXXX
//243900
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/OCSDATWWXXX
//OCSDATWWXXX
//CEDELULLXXX
//xxxxxxxxxxx a
Clearstream Banking
17 October 2016
189
Netherlands - Canada
Eligible Canadian equities only, settling via ENL-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
C
C
C
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
9919
Name and Address
EOC 24180
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CDSLCATTXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
Narrative
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2AXXX
//DLWM
//NECINL2AXXX
/EGSP/9919
//EOC 24180
MT540 Receive Free
C :94F: :SAFE //NCSD/CDSLCATTXXX
17 October 2016
190
Clearstream Banking
Netherlands - Czech Republic
ISIN NL0000405173 - Zentiva NV
ISIN NL0006033375 - AAA Auto Group NV only, settling via CDCP link
CreationOnline
Deliver Free
M
M
M
M
Ma
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
NECINL2A
trade date and time
BIC
CEDELULL
84473
BICb
beneficiary’s BIC
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/NECINL2A
//CEDELULL
/CEDE/84473
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
Fees: Transfers are via UNIYVIC's account (84473) with CBL; internal transaction fees are charged. For late
same-day transactions (14:30), a surcharge of EUR 6.49 is charged by ESES.
Clearstream Banking
17 October 2016
191
Netherlands - Finland
Finnish equities only settling via ENL-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
C
APKEFIHH
NECINL2A
trade date and time
BIC
NECINL2A
9919
Name and Address
EOC 24180
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
Narrative
C
C
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//DLWM
//NECINL2A
/EGSP/9919
//EOC 24180
MT540 Receive Free
:70E: :SPRO ///SICV/00000641/CEDE xxxxx a
C :94F: :SAFE //NCSD/APKEFIHH
17 October 2016
192
Clearstream Banking
Netherlands - Germany
Dutch equities, bonds and ISIN GB00B03MLX29 Royal Dutch Shell -A-settling via ENL-CBF link
CreationOnline
Deliver Free
Oa
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
BIC
DAKVDEFFNL1
BIC
CEDELULLXXX
7201 xxxxxc
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
44990000
BIC
bbbbbbbbbbbb
Other Settlement
Parties Type:
Format
Party
Account
BIC
CEDELULLXXX
NECICEDELULLXXX000L10
Creation via SWIFT
MT542 Deliver Free
M
M
Oa
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:TRAD
:SAFE
:STCO
:PSET
:REAG
//NCSD/NECINL2AXXX
//DLWM
//NECINL2AXXX
//DAKVDEFFNL1
M :97A: :SAFE //7201 xxxxx c
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:95P:
:PSET
:DEAG
:DECU
:SAFE
:SELL
//DAKVDEFFXXX
/DAKV/44990000
//CEDELULLXXX
//NECICEDELULLXXX000L10
//bbbbbbbbbbbb
Clearstream Banking
17 October 2016
193
Eligible German equities only, settling via ENL-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
C
C
C
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
EOC 24180
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
Narrative
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//DLWM
//NECINL2A
/EGSP/9919
//EOC 24180
E1
MT540 Receive Free
C :94F: :SAFE //NCSD/DAKVDEFF
17 October 2016
194
17 October
Clearstream Banking
Netherlands - Ireland
Irish securities only, settling via ENL-Euroclear UK & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
53079
CEDELULLxxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/9919
//53079
//CEDELULLxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
//EGSP/641/67449M/xxxxx a
Clearstream Banking
17 October 2016
195
Netherlands - Norway
ISIN NL0000389096 - UNIT 4, settling via ENL-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
186
BIC
DNBANOKC
050050032346/CEDELULL/xxxxxa
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
NECINL2A
xxxxxa/CEDELULL/EGSP/641
Creation via SWIFT
MT542 Deliver Free
B
C
M
M
M
M
E1
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//NECINL2A
/EGSP/186
//DNBANOKC
//050050032346/CEDELULL/xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//NECINL2A
Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule plus NOK 900 per transaction.
17 October 2016
196
Clearstream Banking
Netherlands - Spain
ISIN LU0323134006 - Arcelor Ord only, settling via ENL-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
627
BIC
BBVAESMM
0182
/BNF/CLEARSTREAM BANKING S.A.
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
ESESNL2A
BIC
PARBFRPP
641 CED xxxxx a
INCLUSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
///BNF/CLEARSTREAM BANKING S.A.
//NCSD/NECINL2A
//NECINL2A
/EGSP/627
//BBVAESMM
//0182
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
//NCSD/IBRCESMM
//IBRCESMMXXX
//ESESNL2A
//PARBFRPP
//641 CED xxxxx a
Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule.
For securities received in Spain, the fees on page 260 apply. For late same-day transactions (14:30), a
surcharge of EUR 6.49 is charged by ESES.
Eligible Spanish equities only, settling via EOC-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
C
C
C
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
EOC 24180
CEDEL xxxxx a-With Matchingb
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
Narrative
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/9919
//EOC 24180
//CEDEL xxxxx a-With Matchingb
MT540 Receive Free
C :94F: :SAFE //NCSD/IBRCESMM
For securities received in Spain, the fees on page 260 apply. For late same-day transactions (14:30), a
surcharge of EUR 6.49 is charged by ESES.
Clearstream Banking
17 October 2016
197
Netherlands - Sweden
ISIN NL0009508720 - LBI INTERNATIONAL ORD, transfer not possible
Transfer of this security is not possible from the Netherlands to Sweden.
17 October 2016
198
Clearstream Banking
Netherlands - UK
Dutch and UK equities settling via ENL-Euroclear UK & Ireland link
Note: Transfer of ISIN NL0000687465 is not possible between the two countries.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BR,FR,NL
9919
Name and address
52023
CEDELULL xxxxxb
M
M
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
nnnnna
Name and Address
EGSP/641/67449M/ xxxxx b
Stamp Duty Status
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//NECINL2A
//EGSP/9919
//52023
//CEDELULL xxxxxb
Seq
B
C
E
E1
M
M
C
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/nnnnna
//EGSP/641/67449M/ xxxxx b
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Stamp Duty Status
Narrative
Receive Free
M
M
M
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BR,FR,NL
9919
Name and address
91632
CEDELULL xxxxxb
NL1/SSTA/T
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
nnnnna
Name and Address
EGSP/641/67449M/ xxxxx b
Stamp Duty Status
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:REAG
:BUYR
:SAFE
//NL1/SSTA/T
//NCSD/NECINL2A
/CRST/GBTX
//NECINL2A
//EGSP/9919
//91632
//CEDELULL xxxxxb
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/nnnnna
//EGSP/641/67449M/ xxxxx b
Clearstream Banking
17 October 2016
199
ISIN LU0323134006 - Arcelormital Ord Reg securities only, settling via Euroclear Netherlands - SIS Euroclear UK & Ireland link
ISIN NL0009739424 - TNT EXPRESS N.V. ORD BR
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
NECINL2AXXX
trade date and time
BIC
NECINL2A
Euronext - BR,FR,NL
29910
Name and address
GB10054
CREST OOXJJ/CEDELULL xxxxxb
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo
XBDR
Name and Address
NECI/000000000641/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/NECINL2AXXX
//NECINL2AXXX
//EGSP/29910
//GB10054
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22XXX
//CRSTGB22XXX
/CRST/XBDR
//NECI/000000000641/xxxxx a
M :97A: :SAFE //CREST OOXJJ/CEDELULL xxxxxb
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
NECINL2AXXX
trade date and time
BIC
NECINL2A
Euronext - BR,FR,NL
29910
Name and address
GB10054
CREST 14XKL/CEDELULL xxxxxb
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo
XBDR
Name and Address
NECI/000000000641/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/NECINL2AXXX
//NECINL2AXXX
//EGSP/29910
//GB10054
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22XXX
//CRSTGB22XXX
/CRST/XBDR
//NECI/000000000641/xxxxx a
M :97A: :SAFE //CREST 14XKL/CEDELULL xxxxxb
17 October 2016
200
Clearstream Banking
Netherlands - U.S.A.
ISIN NL0000334118 - ASM INTERNATIONAL NV only, settling via ENL-DTCC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
M
M
M
NECINL2A
trade date and time
BIC
NECINL2A
BIC
ABNANL2A
28009
Name and Address
Conversion into DTC 908 ifo acc.
089154/CSCxxxxx a
616092830
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33XXX
DTC - US
3122
Seller
Party
BIC
PARBFRPP
M
Account
M
Narrative
EOC part No 641
acc 67449M/xxxxx a
/DWAC deposit/Citibank NA ADR DTC953
Attn.: Z.Thornton/ PH. 212 657 7476
M
M
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/28009
//DTC 908 for acc 089154/CSCxxxxx a
//616092830
MT540 Receive Free
Seq
M :70E: :SPRO ///DWAC deposit/Citibank NA ADR DTC953 Attn.:
Z.Thornton/Ph. 212 657 7476
M :95P: :PSET //DTCYUS33[XXX]
M :95P: :SELL //PARBFRPP
M :97A: :SAFE //EOC part No 641
acc 67449M/xxxxx a
Eligible U.S. equities only, settling via ENL-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Yes
C
C
C
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
EOC 24180
C
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
Narrative
Creation via SWIFT
MT542 Deliver Free
Seq
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STCO
:PSET
:REAG
:BUYR
:SAFE
//NCSD/NECINL2A
//DLWM
//NECINL2A
/EGSP/9919
//EOC 24180
MT540 Receive Free
C :94F: :SAFE //NCSD/DTCYUS33
Clearstream Banking
17 October 2016
201
New Zealand - Australia
New Zealand and Australian equities settling via AUSTRACLEAR - CHESS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
RBNZNZ22
trade date and time
BIC
RBNZNZ22
BIC
CHASAU2XDCC
BIC
CEDELULL
2312-0001-11-06
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CHASNZ2ACCS
BIC
CEDELULL
1783-0001-11-05
AU No Change In Beneficial Ownership
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
B
C
E
E1
//RBNZNZ22
//CHASAU2XDCC
//CEDELULL
//2312-0001-11-06
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CAETAU21
/XASX/XNCB/
//CAETAU21
//CHASNZ2ACCS
//CEDELULL
//1783-0001-11-05
Fees: Standard transaction fee for New Zealand, as published in the CBL Fee Schedule.
Cross-border transfers for delivery trades out of New Zealand will incur an additional fee. Please see the
table below, documenting the new fees and applicable securities. Fees will be calculated on the day of
processing and authority to debit fees from customer accounts will be required prior to the processing of
the transfer.
Market Value of Securities
(NZD)
Fee (NZD)
Up to $60,000
$60,001 to $600,000
$600,001 to $3,000,000
$3,000,001 to $6,000,000
$6,000,000 plus
$58
$115
$288
$575
$805
17 October 2016
202
Clearstream Banking
New Zealand - Canada
ISIN CA37713P2035 Glass Earth Gold Limited Ord Reg
ISIN CA6752221037 OceanaGold Corporation
CreationOnline
M
M
M
M
M
M
Deliver Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Buyer
Party
Account
Narrative
M
M
trade date and time
BIC
RBNZNZ22XXX
Name and Address
The Share Registry
BIC
ROYCCAT2
080000630001/xxxxx a
Removal from New Zealand to Canada
Roytor and Co., RBC Dexia Investor
Services,
Securities Cage, 155 Wellington Street
West, 2nd
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Seller
Party
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
REGISTERED IN N/O ROYTOR & CO
Narrative
New Zealand to CANADA
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Removal from New Zealand to Canada
Roytor and Co., RBC Dexia Investor Services,
Securities Cage, 155 Wellington Street West, 2nd
M
M
M
M
:95P:
:95Q:
:95P:
:94F:
:PSET
:DEAG
:BUYR
:SAFE
//RBNZNZ22XXX
//The Share Registry
//ROYCCAT2
//080000630001/xxxxx a
Seq
B
E
E1
MT540 Receive Free
M :70E: :SPRO //New Zealand to CANADA
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:SETR
:PSET
:REAG
:SELL
//TRAD
//CDSLCATT
/CDSL/OTCB
//REGISTERED IN N/O ROYTOR & CO
Fees: Standard transaction fee for New Zealand, as published in the CBL Fee Schedule.
Cross-border transfers for delivery trades out of New Zealand will incur an additional fee. Please see the
table below, documenting the new fees and applicable securities. Fees will be calculated on the day of
processing and authority to debit fees from customer accounts will be required prior to the processing of
the transfer.
Market value of securities (NZD) Fee (NZD)
Up to $60,000
$60,001 to $600,000
$600,001 to $3,000,000
$3,000,001 to $6,000,000
$6,000,000 plus
Clearstream Banking
$58
$115
$288
$575
$805
17 October 2016
203
New Zealand - Singapore
BMG4210D1020 SHS GUOCOLEISURE LTD ORD REG
CreationOnline
Deliver Free
M
Receive Free
Additional Places
M
M
Trade Date/Time
RBNZNZ22
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
RBNZNZ22
Name and Address
The Share Registry
BIC
DBSSSGSGIBD
M
M
Narrative
M
Indicator
Removal from New Zealand to Singapore
Kindly assist to execute the transfer form.
Charges accepted and to be debited.
CDP account name: DBS Nominees Pte Ltd
Clearstream Banking
CDP account number: 5611-1813-7519
Beneficial Owner
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
M
M
M
M
M
M
M
Indicator
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
CHASNZ2ACCS
1783-0001-11-05
Removal from New Zealand to Singapore
Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO //Removal from New Zealand to Singapore
Clearstream Banking
M :22F: :PSET //YBEN or //NBEN
B
C
E
E1
M :95P: :PSET //RBNZNZ22
M :95Q: :REAG //The Share Registry
M :95P: :BUYR //DBSSSGSGIBD
MT540 Receive Free
M :70E: :SPRO //Removal from New Zealand to Singapore
M :95P: :SELL //CHASNZ2ACCS
M :97A: :SAFE //1783-0001-11-05
Fees: The fees are payable are as follows:
Singapore CDP transfer fees
-
CDP transfer fees of $10.70 per request for quantity < 1000 (exclusive of GST);
-
CDP transfer fees of $25.00 per request for quantity > 1000 (exclusive of GST).
CDP fees of SGD 10.70 for withdrawal/deposit of shares
Cross border transfers for delivery trades out of New Zealand will incur below ad-hock fee.
Up to $60,000
$60,001 to $600,000
$600,001 to $3,000,000
$3,000,001 to $6,000,000
$6,000,000 plus
17 October 2016
204
$58
$115
$288
$575
$805
Clearstream Banking
New Zealand - UK
GB0003466074 SHS FOREIGN AND COLONIAL INVESTMENT TRUST ORD REG
GB0008710799 SHS HENDERSON ASIA GROWTH TRUST PLC
M
M
M
M
M
M
Deliver Free
M
M
M
M
Trade Date/Time
RBNZNZ22
trade date and time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
RBNZNZ22
Name and Address
The Share Registry
BIC
CITIGB2L
Narrative
Removal from New Zealand to UK
CREST Account 00XJJ
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
Account
C
Stamp Duty Status
CRSTGB22
trade date and time
YES
BIC
CRSTGB22
Name and Address
CRST/PHYSICAL
Name and Address
JPMorgan Chase Bank N.A. NZ, Level 13,
ASB Tower, 2 Hunter Street, Wellington,
New Zealand 6011
1783-0001-11-05
MT542 Deliver Free
M :70E: :SPRO //Removal from New Zealand to UK
CREST Account 00XJJ
VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup
Seq
B
C
E1
MT540 Receive Free
C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise,
blank)
:95P: :PSET //CRSTGB22
:95Q: :DEAG //CRST/PHYSICAL
:95Q: :SELL //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower
2 Hunter Street, Wellington, New Zealand 6011
:97A: :SAFE //1783-0001-11-05
Clearstream Banking
17 October 2016
205
M
M
M
M
M
M
Deliver Free
M
M
M
M
Trade Date/Time
RBNZNZ22
trade date and time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
RBNZNZ22
Name and Address
The Share Registry
BIC
CITIGB2L
Narrative
Removal from New Zealand to UK
CREST Account 14XKL
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
YES
BIC
CRSTGB22
Name and Address
CRST/PHYSICAL
Name and Address
New Zealand 6011
Account
J1783-0001-11-05
MT542 Deliver Free
M :70E: :SPRO //Removal from New Zealand to UK
CREST Account 14XKL
VIDACOS NOMINEES LIMITED CLRLUX2, Citigroup
Seq
B
C
E1
MT540 Receive Free
C :22F: :STAM /CRST/GBOX /(if the customer is the same; otherwise,
blank)
:95P: :PSET //CRSTGB22
:95Q: :DEAG //CRST/PHYSICAL
:95Q: :SELL //JPMorgan Chase Bank N.A. NZ, Level 13, ASB Tower
2 Hunter Street, Wellington, New Zealand 6011
Receiving account is 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts.
Cross border transfers for delivery trades out of New Zealand will incur below ad-hock fee.
Up to $60,000
$60,001 to $600,000
$600,001 to $3,000,000
$3,000,001 to $6,000,000
$6,000,000 plus
$58
$115
$288
$575
$805
17 October 2016
206
Clearstream Banking
Norway - Australia
ISIN AU000000AOQ0 - African Petroleum Ord Reg via VPS - CITI - CHESS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKK
BIC
CHASAU2XDCC
2312-0001-11-06
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CITIAU3X
BIC
CITIGB2L
2099000369
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKK
//CHASAU2XDCC
//2312-0001-11-06
B
C
E
E1
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//CAETAU21
//CITIAU3X
//CITIGB2L
//2099000369
Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per transaction.
Clearstream Banking
17 October 2016
207
Norway - Canada
ISIN CA74836K1003 - Questerre Energycorp.
ISIN CA8936516043 - Transeuro Energy Corp. only, settling via VPS - CDS link.
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
ROYCCAT2
M
M
M
O
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
CITC
BIC
DNBANOKC
6211986060
CONVERSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//ROYCCAT2
//RBCT/080000630001/xxxxx a
MT540 Receive Free
Seq
O :70E: :SPRO //CONVERSION
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//CDSLCATT
/CDSL/CITC
//DNBANOKC
//6211986060
ISIN LU0488722801 - Northland Resources ORD REG only, settling via VPS - CDS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
ROYCCAT2
M
M
O
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
COMO
BIC
NDEANOKK
NONF1002002
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//ROYCCAT2
//RBCT/080000630001/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
O
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//CDSLCATT
/CDSL/COMO
//NDEANOKK
//NONF1002002
17 October 2016
208
Clearstream Banking
Norway - France
ISIN NO0005052605 - NORSK HYDRO A/S only, settling via VPS-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
MGTCBEBEECL
22429/641/CEDELULL/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
BIC
NDEANOKK
EOC22429/CEDELULL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//MGTCBEBEECL
//22429/00000641/CEDELULL/xxxxx a
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//NDEANOKK
//EOC22429/CEDELULL/xxxxx a
ISIN FR0000120164 - CIE.DE Geophysique ORD BR only, settling via VPS-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
MGTCBEBEECL
22429/EGSP641/CEDELULL/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
EGSP/0030
BIC
DNBANOKC
49673V
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//MGTCBEBEECL
//22429/EGSP641/CEDELULL/xxxxx a
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/0030
//DNBANOKC
//49673V
Clearstream Banking
17 October 2016
209
Norway - Netherlands
ISIN NL0000389096 - UNIT 4, settling via ENL-VPS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
NECINL2A
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
186
BIC
DNBANOKC
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//NECINL2A
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//NECINL2A
/EGSP/186
//DNBANOKC
Fees: Standard transaction fee for The Netherlands, as published in the CBL Fee Schedule plus NOK 900 per
transaction.
17 October 2016
210
Clearstream Banking
Norway - Sweden
ISIN SE0005569100 - IGE Resources AB
ISIN SE0000673907 - SKANDINAVIA ONLINE AB
ISIN SE0000818569 - PA RESOURCES AB only, settling via VPS-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
DNBASESX
ESSESESS/01001604997/CEDELULL/xxxxx a
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
DNBASESX
BIC
DNBANOKC
125484.1/CEDELULL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//DNBASESX
//ESSESESS/01001604997/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M :94F: :SAFE //NCSD/VPCSSESS
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//VPCSSESS
//DNBASESX
//DNBANOKC
//125484.1/CEDELULL/xxxxx a
A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden.
Clearstream Banking
17 October 2016
211
ISIN SE0000805574 - SAS AB only, settling via VPC-VPS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKKXXX
BIC
ARSCSES1
ESSESESS/01001604997/CBL/xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
NDEASESSXXX
BIC
NDEANOKK
CONVERSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKKXXX
//ARSCSES1
//ESSESESS/01001604997/CBL/xxxxx a
MT540 Receive Free
Seq
M :70E: :SPRO //CONVERSION
M :94F: :SAFE /NCSD/VPCSSESS
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//VPCSSESS
//NDEASESSXXX
//NDEANOKK
A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden.
ISIN NO0010098247 - PSI Group ASA only, settling via VPS-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKKXXX
BIC
DNBANOKCXXX
BIC
INSECHZZXXX
xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
VPCSSESSXXX
trade date and time
BIC
VPCSSESSXXX
BIC
ARSCSES1XXX
BIC
DNBANOKCXXX
xxxxx a
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKKXXX
//CONV
//VPSNNOKKXXX
//DNBANOKCXXX
//INSECHZZXXX
//xxxxx a
MT540 Receive Free
Seq
M :94F: :SAFE //NCSD/VPCSSESSXXX
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//VPCSSESSXXX
//ARSCSES1XXX
//DNBANOKCXXX
//xxxxx a
Fees: Standard transaction fee for Norway, as published in the CBL Fee schedule, plus NOK 900 per transaction,
plus SEK 1500. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with
Sweden.
17 October 2016
212
Clearstream Banking
Norway - UK
ISIN NO0010096985 - Statoil Asa ORD REG
ISIN SE0000378119 - IGE Resources only, settling via Euroclear UK & Ireland - SIS - VPS link
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
INSECHZZ
50050057004
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
VPSN.DNBANOKC.CEDELULL.xxxxxa
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//INSECHZZ
//50050057004
Seq
B
C
E
E1
MT540 Receive Free
M :95Q: :SELL //VPSN.DNBANOKC.CEDELULL.xxxxxa
Note: Customers must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
Clearstream Banking
17 October 2016
213
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
INSECHZZ
50050057004
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//INSECHZZ
//50050057004
Seq
B
C
E
E1
MT540 Receive Free
ATTN: PSG
17 October 2016
214
Clearstream Banking
ISIN CA9506771042 - Wentworth Resources only, settling via VPS - Euroclear UK link
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
CITIGB2L
00XJJ
M
M
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
1MKAV
Name and Address
Stamp Duty Status
UK No Change in Beneficial Ownership (if
MT542 Deliver Free
Seq
M :94F: :SAFE //NCSD/VPSNNOKK
M :22F: :SETR //CONV
B
C
E
M
M
M
M
E1
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPSNNOKK
//NDEANOKK
//CITIGB2L
//00XJJ
MT540 Receive Free
C :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)
M :95R: :DEAG /CRST/1MKAV
ATTN: PSG
Clearstream Banking
17 October 2016
215
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
CITIGB2L
14XKL
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
1MKAV
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//CITIGB2L
//14XKL
Seq
B
C
E
E1
MT540 Receive Free
M :95R: :DEAG /CRST/1MKAV
ATTN: PSG
17 October 2016
216
Clearstream Banking
ISIN GB0000663038 - Avocet Mining plc
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKK
BIC
CITIGB2L
00XJJ
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Repetitive Amount
C
Stamp Duty Status
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
BA01F
BIC
DNBANOKK
6432139723
Type: Trade Amount
Amount: 15d
Currency: GBP - Pound Sterling
UK Delivering party accountable
MT542 Deliver Free
B
C
E
M
M
M
M
E1
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPSNNOKK
//DNBANOKK
//CITIGB2L
//00XJJ
MT540 Receive Free
Seq
E3
C
M
M
M
M
M
:22F:
:95P:
:95R:
:95P:
:97A:
:19A:
:STAM
:PSET
:DEAG
:SELL
:SAFE
:DEAL
/CRST/GBPX
//CRSTGB22
/CRST/BA01F
//DNBANOKC
//6432139723
//GBP15d
Note: Customers must send MT599 as follows (with cross-border details):
ATTN: PSG
Clearstream Banking
17 October 2016
217
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKK
BIC
CITIGB2L
14XKL
M
M
C
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
BA01F
BIC
DNBANOKK
6432139723
Stamp Duty Status
UK transfer between CSP or ADR accounts
accountable
MT542 Deliver Free
B
C
E
M
M
M
M
E1
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPSNNOKK
//DNBANOKK
//CITIGB2L
//14XKL
MT540 Receive Free
Seq
E3
C
M
M
M
M
M
:22F:
:95P:
:95R:
:95P:
:97A:
:19A:
:STAM
:PSET
:DEAG
:SELL
:SAFE
:DEAL
/CRST/GBTX
//CRSTGB22
/CRST/BA01F
//DNBANOKC
//6432139723
//GBP15d
Note: Customers must send MT599 as follows (with cross-border details):
ATTN: PSG
Crossb-order Norway-UK, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
17 October 2016
218
Clearstream Banking
Norway - U.S.A.
BMG3682E1921 - FRONTLINE LIMITED ORD REG. only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
DTC0010/CONV TO DTC0908
F/O 089154 CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510014/050050032346/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//DTC0010/CONV TO DTC0908
//F/O 089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510014/050050032346/xxxxx a
ISIN BMG810751062 - SHIP FIN. INTL. LTD only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510154/050050032346/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510154/050050032346/xxxxx a
Clearstream Banking
17 October 2016
219
ISIN BMG9108L1081 - TSAKOS ENERGY NAVIGATION only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
3291564/050050032346/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
/DTC0010/CONV TO DTC0908
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//3291564/050050032346/xxxxx a
ISIN LR0008862868 - ROYAL CARIBBEAN CRUISES LTD only, settling via VPS-DTClink
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
089154 CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510006/050050032346/xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
//DTCYID/0010
//BBHCUS33
//2510006/050050032346/xxxxxa
17 October 2016
220
Clearstream Banking
ISIN US1372251082 - CANARGO ENERGY CORP.
ISIN US45665B1061 - INFOCUS CORP. only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
3291564/050050032346/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
/DTC0010/CONV TO DTC0908
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//3291564/050050032346/xxxxx a
ISIN BMG396371061 GOLDEN OCEAN GROUP LIMITED
ISIN BMG9456A1009 - GOLAR LNG Ltd only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510105/050050032346/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510105/050050032346/xxxxx a
Clearstream Banking
17 October 2016
221
ISIN BMG7945E1057 - Seadrill Ltd only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
Conversion
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510204/050050032346/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510204/050050032346/xxxxxa
ISIN BMG6613P2022 - NORTH ATLANTIC ORD REG only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
DTCYUS33
trade date and time
BIC
DTCYUS33XXX - DTC
DTC
0908
BIC
0908
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/VPSNNOKK
//VPSNNOKK
//NDEANOKK
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0908
///DTCYID/0908
17 October 2016
222
Clearstream Banking
ISIN MHY2106R1100 - Dorian LPG ORD REG only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Receive Free
CONVERSION
M
M
M
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
CITIUS33
215982
Name and Address
DTC0908
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
908
Seller
Party
Account
DTC
908
215982
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:97A:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//CITIUS33
//215982
//DTC0908
MT540 Receive Free
Seq
B
C
E
E1
M :95Q: :SELL ///DTCYID/908
M :97A: :SAFE //215982
ISIN US8293552050 - SINO AGR FOODS INC ORD REG, settling via VPC-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
CONVERSION
M
M
M
VPSNNOKKXXX
trade date and time
BIC
VPSNNOKKXXX
BIC
NDEANOKKXXX
Name and Address
CONVERSION FROM DTC0010/DTC0908
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33XXX
trade date and time
BIC
DTCYUS33XXX
DTC
10
BIC
BBHCUS33XXX
2510246/050050032346/xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:TRAD
:SAFE
:SETR
:PSET
:REAG
:BUYR
//NCSD/VPSNNOKKXXX
//CONV
//VPSNNOKKXXX
//NDEANOKKXXX
//CONVERSION FROM DTC0010/DTC0908
M :97A: :SAFE //089154/CEDELULL/xxxxx a
Seq
MT540 Receive Free
M :95P: :PSET //DTCYUS33XXX
M :95R: :DEAG //DTCYID/0010
M :95P: :SELL //BBHCUS33XXX
M :97A: :SAFE //2510246/050050032346/xxxxxa
Clearstream Banking
17 October 2016
223
Poland - Austria
ISIN AT0000995006 only, settling via KDPW-OeKB CSD link
ISIN AT0000827209
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
M
M
M
Trade Date/Time
Place of Settlement
OCSDATWW
trade date and time
OCSDATWW
M
M
M
Delivering Agent
Account
Seller
KDPWPLPW
CEDELULL/xxxxx a
CITIPLPX
M
M
Account
Indicator
924 0000
//NBEN
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //CROSSBORDER
M :94F: :SAFE //NCSD/KDPWPLPW
M :95P: :PSET //KDPWPLPW
M :97R: :REAG /KDPW/000
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:BENE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/OCSDATWW
//NBEN
//OCSDATWW
//KDPWPLPW
//CEDELULL/xxxxx a
//CITIPLPX
//924 0000
Fees: Standard transaction fee for Poland, as published in the CBL Fee Schedule.
17 October 2016
224
Clearstream Banking
Poland - Canada
ISIN CA5012401058 - Kulczyk Oil Ven Ord Br only, settling via KDPW-CBL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CDSLCATT
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
//KDPW/000
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
///9240000/CBL/xxxxx a
//NCSD/CDSLCATT
//CEDELULL
//CEDE/72457
Clearstream Banking
17 October 2016
225
Poland - Czech Republic
ISIN CZ0005112300 - CEZ II only, settling via KDPW-Clearstream link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
UNIYCZPP
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//9240000/CBL/xxxxxa
//NCSD/UNIYCZPP
//CEDELULL
//CEDE/72457
17 October 2016
226
Clearstream Banking
Poland - France
ISIN LU0122624777 - Orco Property Group SA only, settling via KDPW-CBL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CONVCRED
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
SICVFRPP
trade date and time
BIC
CEDELULL
Cleasrstream Banking Luxembourg
72457
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVCRED
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
Seq
MT540 Receive Free
B
C
E1
M :95P: :PSET //CEDELULL
M :95R: :DEAG /CEDE/72457
Clearstream Banking
17 October 2016
227
Poland - Germany
ISIN DE0003304200 - BMP AG only, settling via KDPW-CBL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//NCSD/DAKVDEFF
//CEDELULL
/CEDE/72457
a. xxxxx =The Clearstream Banking customer’s 5-digit account number.
17 October 2016
228
Clearstream Banking
Poland - Italy
ISIN IT0004781412 - shs Unicredito Italiano SPA only, settling via KDPW-CBL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
ReceivingAgent
Party
Buyer
Party
Account
Narrative
Receive Freeyment
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxxa
CONVCRED
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
MOTIITMM
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxxF
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVCRED
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//9240000/CBL/xxxxxF
//NCSD/MOTIITMM
//CEDELULL
/CEDE/72457
Fees: Transfers are via KDPW account (72457) with CBL: internal transaction fees are charged.
Clearstream Banking
17 October 2016
229
Poland - Sweden
ISIN PLARTPR00012 - ARCTIC PAPER KOSTR, settling via Euroclear Sweden
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Receive Freeyment
Trade Date/Time
Place of Settlement
Party
Indicator
ReceivingAgent
Party
KDPWPLPW
trade date and time
BIC
KDPWPLPW
M
M
M
BIC
CITIPLPX
M
Buyer
Party
Account
BIC
MGTCBEBE
0071588001
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Indicator
Delivering Agent
Party
Account
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
KDPWPLPW
BIC
CITIPLPX
0502343001
BIC
BIC of customer
xxxxxa
CONVERSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95P:
:SAFE
:BENE
:PSET
:REAG
//NCSD/KDPWPLPW
//NBEN
//KDPWPLPW
//CITIPLPX
M :95P: :BUYR //MGTCBEBE
M :97A: :SAFE //0071588001
MT540 Receive Free
Seq
M
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//NBEN
//KDPWPLPW
//CITIPLPX
//0502343001
//BIC of customer
//xxxxxa
Fees: Standard transaction fee for Poland, as published in the CBL Fee Schedule plus fee SEK 1500. A
17 October 2016
230
Clearstream Banking
Poland - UK
ISIN GB00B42CTW68 - New World only, settling via NDS-CBL link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxxa
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
NDS acc. 11358
Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged.
Clearstream Banking
17 October 2016
231
Poland - U.S.A.
ISIN US1534351028 - shs Central Euro. Distr ORD BR only, settling via KDPW-CBL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
a.
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
CEDELULL
Clearstream
72457
xxxxx a
CONVCRED
xxxxx=The Clearstream Banking customer’s 5-digit account number
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVCRED
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
B
C
E1
M :95R: :DEAG /CEDE/72457
Fees: Standard transaction fee for Poland, as published in the CBL Fee Schedule.
17 October 2016
232
Clearstream Banking
Portugal - Spain
ISIN ES0113900J37 - Banco Santander securities only, settling via Interbolsa - Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IBLSPTPPXXX
trade date and time
BIC
IBLSPTPPXXX
BIC
TOTAPTPLXXX
Buyer
Party
BIC
TOTAPTPLXXX
Narrative
BBVAESMMXXX/CEDELULLXXX xxxxx a
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
Indicator
Narrative
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
0038
BIC
TOTAPTPLXXX
CEDELULLXXX xxxxx a
REGI TOTAPTPLXXX
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //BBVAESMMXXX/CEDELULLXXX xxxxx a
M :94F: :SAFE //NCSD/IBLSPTPPXXX
M :95P: :PSET //IBLSPTPPXXX
M :97P: :REAG //TOTAPTPLXXX
M :95P: :BUYR //TOTAPTPLXXX
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:97A:
:97P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//REGI TOTAPTPLXXX
//NCSD/IBRCESMMXXX
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
//0038
//TOTAPTPLXXX
Clearstream Banking
17 October 2016
233
Singapore - BNY London
ISIN BMG2624N1535 CC6033300 RC10588324 - Dairy Farm Intl. Holdings Ltd.
ISIN BMG4587L1090 CC6033423 RC2767589 - Hongkong Land Holdings Ltd.
ISIN BMG507361001 CC5963508 RC2019566 - Jardine Matheson Holdings Ltd.
ISIN BMG507641022 CC6033431 RC2774119 - Jardine Strategic Holdings Ltd.
ISIN BMG578481068 CC6033261 RC 2767783 - Mandarin Oriental Intl. Ltd. only, settling via removal
between local registrars
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Beneficial Owner
Indicator
Receiving Agent
Party
Narrative
M
M
M
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
No change of beneficial owner (if applicable,
otherwise change of beneficial owner)
BIC
DBSSSGSGIBD
Cross-border transfer from SG to UK.
Transferee: The Bank of New York
Depository Nominees Limited, One
Canada Square, London E14 5AL, UK
Charges accepted and to be debited
Not required
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO //CROSS-BORDER TRANSFER FROM SG TO UK.
Transferee: The Bank of New York Depository
Nominees Limited, One Canada Square, London
E14 5AL, UK
M :22F: :BENE //NBEN (if applicable, otherwise CBO)
M :95P: :REAG //DBSSSGSGIBD
B
MT540 Receive Free
Not required
C
E
E1
Fees: Standard transaction fee for Singapore, as published in the CBL Fee Schedule
-
CDP withdrawal fee:
Number of securities
1,000 shares or less
Above 1,000 shares
-
Registration fee: S$2.00
-
Stamp Duty:
Transfer type
NCBO transfer
Above 1,000 shares
Amount
S$10.00
S$25.00
Amount
S$10.00
0.2% of market value
Note: The cross-border transfer takes 4-6 weeks to be completed.
17 October 2016
234
Clearstream Banking
Singapore - Germany
LU0494592974 SHS DB X-TR.II-AUS.SSA BDS UCITS ETF 1C, transfer not possible
Transfer of this security is not possible from Singapore to Germany.
Clearstream Banking
17 October 2016
235
Singapore - Hong Kong
BMG8063F1068 SHS SHANGRI-LA ASIA LTD settling via CDP-CCASS link
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
M
Account
Narrative
Indicator
Receive Free
Code: OTC Trades
CDPLSGSG
Trade date and time
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
CITIHKHXXXX
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
XHKCHKH1
BIC
CITIHKHXXXX
Name and Address
Citibank NA Singapore s/a The Central
Depository Pte Ltd
9497060000
CROSS BORFER TRANSFER FROM
SINGAPORE TO HONG KONG
M
M
8457910000
SINGAPORE TO HONG KONG BY
WITHDRAWING THE SHARES. KINDLY
ARRANGE TO EXECUTE THE TRANSFER
FORM AND SUBMIT ALL REQUIRED
DOCUMENTS TO THE CDP AND
REGISTRARS FOR THIS REQUEST.
CHARGES ACCEPTED AND TO BE
DEBITED.
Beneficial Owner
M
M
Account
Narrative
Indicator
Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
BORDER TRANSFER FROM SINGAPORE TO
HONGKONG BY WITHDRAWING THE SHARES.
KINDLY ARRANGE TO EXECUTE THE TRANSFER
DOCUMENTS TO THE CDP AND REGISTRARS
FOR THIS REQUEST. CHARGES ACCEPTED AND
TO BE DEBITED.
M :95P: :REAG //CDPLSGSG
M :95P: :BUYR //CITIHKHXXXX
M :97A: :SAFE //8457910000
Seq
B
MT540 Receive Free
CROSS BORFER TRANSFER FROM SINGAPORE TO
HONG KONG CDP ACCOUNT NAME: DBS
NOMINEES PTE LTD CLEARSTREAM BANKING
C
E
E1
M :95P: :DEAG //CITIHKHXXXX
M :95Q: :SELL //Citibank NA Singapore s/a The Central Depository
Pte Ltd
M :97A: :SAFE //9497060000
CDP fees
Transfer fee of SGD 53.50 (inclusive of 7% GST) per request.
Hong Kong stamp duty
0.1% of the value of the securities being transferred, based on the last closing price of securities, if the
investor has notified that the transfer involves a change in beneficial ownership of the securities.
17 October 2016
236
Clearstream Banking
BMG135981188 - SHS BLUE SKY POWER HOLDINGS LTD ORD REG
BMG2110F1023 - CHINA KANGDA FOOD CO LTD ORD REG
BMG2535T1099 - COURAGE MARINE GROUP LTD ORD REG
KYG3932J1572 - GLOBAL TECH HLDGS LTD
SG1O33912138 - FORTUNE REAL ESTATE INVESTMENT TRUST ORD REG
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
Narrative
M
Indicator
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITIHKHXXXX
BIC
CEDELULL
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
BIC
XHKCHKH1
Name and Address
900031
BIC
DBSSSGSGIBD
5611-1813-7519
Indicator
Beneficial Owner
M
M
M
DEBITED.
Beneficial Owner
M
Creation via SWIFT
MT542 Deliver Free
TO BE DEBITED.
MT540 Receive Free
Seq
B
HONG KONG
CLEARSTREAM BANKING
C
E
E1
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//XHKCHKH1
//900031
//DBSSSGSGIBD
//5611-1813-7519
Note: A standard transfer takes approximately 20 business days for SG1O33912138 and KYG3932J1572; 30 days
for BMG135981188, BMG2110F1023 and BMG2535T1099.
For SG1O33912138
Singapore CDP fees
SGD 10.70 for CDP deposit fee.
- For NCBO No charges;
- For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
- HKD 25 for removal fees;
- HKD 2.50 for each unit certificate issued on the Hong Kong Unit Register.
Clearstream Banking
17 October 2016
237
Hong Kong express service registration (9 business days)1
0.05% on market value or HKD 20.00 for each share cert issued (whichever the higher).
For KYG3932J1572
• CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for a quantity of less than 1,000 or SGD
26.75 per request for a quantity of more than1000.
• Singapore Share Registrar (inclusive of 7% GST) removal fees of SGD 32.10 plus SGD 2.14 for each share
certificate issued
• For NCBO - stamp duty of (inclusive of 7% GST) SGD 10.70 per transfer form plus SGD 3.00 as handling
fees
• For CBO - stamp duty 0.02% of the market value of the shares X quantity of shares plus 7% GST plus SGD
3.00 as handling charges
• Removal fee: HKD 78.00 payable to RBC Corporate Services Hong Kong Limited
• HKD 2.50 for each share certificate to be issued by the Hong Kong branch registrar plus HKD 20.00 for
postage within Hong Kong
For BMG2110F1023
-
For NCBO No charges;
-
For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
Registrar charges
-
HKD 78.00 for removal fees;
-
HKD 39.00 for each share certificate rendered for cancellation;
-
HKD 172.50 for each share certificate to be issued by the Hong Kong branch registrar.
For BMG135981188 and BMG2535T1099
(A) TRICOR INVESTOR SERVICES LIMITED
Removal Fee: HKD 300.00 plus HKD 2.50 for each share certificate rendered for cancellation
Postage (Registered mail if required): HKD20.00
(B) BOARDROOM CORPORATE & ADVISORY SERVICES PTE. LTD.
Removal and Transfer Fee: SGD 32.10 plus SGD 2.14 for each share certificate issued (inclusive of the prevailing
7% Goods and Services Tax)
1. The availability of the Express Service is subject to the discretion of the Hong Kong Unit Registrar and is not available during peak
operation seasons of the Hong Kong Unit Registrar.
17 October 2016
238
Clearstream Banking
ISIN BMG8984D1074 - SHS TPV TECHNOLOGY LTD only - settling removal between local registrars
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
Narrative
M
Indicator
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITIHKHXXXX
BIC
CEDELULL
MT542 Deliver Free
Trade Date/Time
XHKCHKH1
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
BIC
XHKCHKH1
Name and Address or Other
900031
BIC
DBSSSGSGIBD
5611-1813-7519
Indicator
of Beneficial Owner
M
M
M
M
DEBITED.
of Beneficial Owner
HONG KONG BY WITHDRAWING THE SHARES.
TO BE DEBITED.
M
M
M
Seq
B
MT540 Receive Free
CROSS BORDER TRANSFER FROM SINGAPORE TO
HONG KONG
C
E
E1 M :95P: :PSET //XHKCHKH1
M :95Q: :DEAG //900031
M :95P: :SELL //DBSSSGSGIBD
M :97A: :SAFE //5611-1813-7519
Note: A standard transfer takes approximately 20 market days.
-
CDP Withdrawal fees (inclusive of GST): SGD 10.70 per request for quantity < 1,000 or SGD 26.75 per
request for quantity > 1000.
-
Singapore Share Registrar removal fees of SGD 12.84 per certificate (inclusive of 7% GST)
-
A nominal stamp duty of SGD 10.00 per transfer form for NCBO
-
Removal fee and postage of HKD 172.50 payable to Tricor (HK Registrar)
-
CBO Stamp duty: Market Value of Shares X Quantity of shares X 0.2% (HKD)
-
Hong Kong Stamp Duty for deposit of certificate: HKD 5.00
-
Hong Kong Scrip Fee: HKD 2.50
Clearstream Banking
17 October 2016
239
VGG2156N1006 SHS CHINA NEW TOWN DEVELOPMENT COMPORATION LIMITED ORD REG
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
Narrative
M
Indicator
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITIHKHXXXX
BIC
CEDELULL
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
BIC
XHKCHKH1
Name and Address
900031
BIC
DBSSSGSGIBD
5611-1813-7519
CDP ACCOUNT NAME: DBS NOMINEES
PTE LTD CLEARSTREAM BANKING
Indicator
Beneficial Owner
M
M
M
DEBITED.
Beneficial Owner
M
Creation via SWIFT
MT542 Deliver Free
TO BE DEBITED.
MT540 Receive Free
Seq
B
HONG KONG
CLEARSTREAM BANKING
C
E
E1
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//XHKCHKH1
//900031
//DBSSSGSGIBD
//5611-1813-7519
Singapore Registrar
-
SGD 26.75 handling and removal fees;
-
SGD 2.14 Scrip fee for every transfer form submitted.
CDP would charge SGD 10.70 for withdrawal of shares
-
-
For CBO, 0.02% of the market value of the shares plus SGD 3 for handling fees and plus 7% GST.
HK registrars charges
-
HKD 300 for removal fees;
-
HKD 20 for postage;
-
HKD 2.50 per certificate issued by Hong Kong Branch registrar.
17 October 2016
240
Clearstream Banking
.
Singapore - New Zealand
BMG4210D1020 SHS GUOCOLEISURE LTD ORD REG
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
M
M
Indicator
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
CHASNZ2ACCS
1783-0001-11-05
Removal from Singapore to New Zealand.
M
M
Trade Date/Time
RBNZNZ22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
RBNZNZ22
Name and Address
The Share Registry
BIC
DBSSSGSGIBD
M
Narrative
M
Indicator
Removal from Singapore to New Zealand.
Clearstream Banking
Beneficial Owner
M
M
Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
Seq
MT540 Receive Free
M :70E: :SPRO //Removal from Singapore to New Zealand.
B
M :95P: :BUYR //CHASNZ2ACCS
M :97A: :SAFE //1783-0001-11-05
C
E
M :70E: :SPRO //Removal from Singapore to New Zealand.
Clearstream Banking
E1
Singapore CDP Transfer Fees
-
CDP Transfer Fees of S$10.70 per request for quantity > 1000 (exclusive of GST);
-
CDP Transfer Fees of S$25.00 per request for quantity > 1000 (exclusive of GST).
CDP fees of SGD 10.70 for withdrawal/deposit of shares
Clearstream Banking
17 October 2016
241
Singapore
South Korea
KR7028670008 SHS STX PAN OCEAN CO LTD ORD REG
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
M
M
Indicator
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
HSBCKRSEXXX
(INVESTOR IRC ACCOUNT)
BO NAME (IF NCBO)
This is a migration of shares from Singapore
to South Korea.
Beneficial Owner
M
M
Trade Date/Time
KSDCKRSEXXX
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
BIC
KSDCKRSEXXX
BIC
KSDCKRSEXXX
BIC
DBSSSGSGIBD
Narrative
aa
This is a migration of shares from South
Korea to Singapore.
M
M
M
a. The first line must include the beneficiary's (on receipts) or ordering party's (on deliveries) account number at CBL's depository, preceded by /SAFE/.
The account number format is 002-nnnnnn-421 (where nnnnnn is 6 digits).
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //BO NAME (IF NCBO)
This is a migration of shares from Singapore to
South Korea.
M :95P: :BUYR //HSBCKRSEXXX
M :97A: :SAFE //(INVESTOR IRC ACCOUNT)
MT540 Receive Free
Seq
B
C
E
M :70E: :SPRO // aa
This is a migration of shares from Singapore to South
Korea.
M :94F: :SAFE //NCSD/KSDCKRSEXXX
E1
M :95P: :PSET //KSDCKRSEXXX
M :95P: :DEAG //KSDCKRSEXXX
Please contact the Settlement Department in Singapore for guidelines for completing the appendices.
CDP fees
Certificate fee of SGD 10.00 +7% (prevailing GST fees).
Withdrawal fees
-
SGD 10.00 + 7% GST for 1000 shares and below;
-
SGD 25.00 + 7% GST for more than 1000 shares.
Registration fees
SGD 2.00 + 7% GST per certificate issued.
-
For NCBO SGD 10.00 + 7% (prevailing GST fees);
-
For CBO market value of shares x quantity of shares x 0.2% plus 7% GST.
South Korea charges USD 100 per transaction
17 October 2016
242
Clearstream Banking
Appendices
Appendix 2. Application Form for Share Migration from Singapore to Korea
Section 2 to be completed by end client;
Section 3, under name of Receiver (custodian) please put: HSBC Korea Tel: 82 2 2004 0966 (Jessica Shim);
-
End client to sign off this appendix form.
Appendix 3. Transfer Form Singapore to South Korea - CBO or Appendix 4. Transfer Form Singapore to
South Korea - NCBO: end client to complete this form (depending NCBO or CBO, to complete the correct
transfer form)
All documents to be sent to:
Attn: Jolene Ho / Norrul
Address: 60 Alexandra Terrace
The Comtech, Lobby C
#05-27
Singapore 118502
Clearstream Banking
17 October 2016
243
.
Singapore - Thailand
ISIN TH0554010Z14 - Total Comm PCL only, settling via CDP - TSD link
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Beneficial Owner
Indicator
Receiving Agent
Party
Account
Buyer
Party
Account
Narrative
M
M
M
M
M
M
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
M
M
Trade Date/Time
TSDCTHBK
trade date and time
M
Place of Settlement
Party
Beneficial Owner
Indicator
Delivering Agent
Party
Account
Seller
Party
BIC
TSDCTHBK
M
M
BIC
HSBCTHBK
304-0000000-159
Name and Address
Clearstream Nominees Ltd UK (NRBS)
001-245042-390
Crossbdr SG-TH/SDC No. 304/BO
Clearstream Nominees Ltd
M
M
M
Narrative
BIC
CITITHBX
8005450002
Name and Address
CROSS BORDER
Cross border from SG to TH
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //Crossbdr SG-TH/SDC No. 304/BO Clearstream
Nominees Ltd
M :22F: BENE //NBEN
M :95P: :REAG //HSBCTHBK
M :97A: :SAFE //304-0000000-159
M :95Q: :BUYR //Clearstream Nominees Ltd UK (NRBS)
M :97A: :SAFE //001-245042-390
MT540 Receive Free
Seq
B
M :70E: :SPRO //Cross border from SG to TH
C
E
E1
M :94F: :SAFE //NCSD/TSDCTHBK
M :22F: BENE //NBEN
M
M
M
M
:95P:
:95P:
:97A:
:95Q:
:PSET
:DEAG
:SAFE
:SELL
//TSDCTHBK
//CITITHBX
//8005450002
//CROSS BORDER
Fees: On request or standard transaction fee for Singapore, as published in the CBL Fee Schedule.
17 October 2016
244
Clearstream Banking
Singapore - UK
ISIN SG2E91982768 - Global Invacom Group Ltd Ord Reg
Transfer of this security is not possible from Singapore to the United Kingdom.
Clearstream Banking
17 October 2016
245
Singapore - U.S.A.
Singapore equities only, settling via CDP - DTC link
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
M
Receive Free
Code: OTC Trades
CDPLSGSG
Trade date and time
owner)
BIC
CDPLSGSG
BIC
DBSSSGSGIBD
BIC
CITIUS33
DTC 908 acc.089154/CSCxxxxx a
Cross border transfer
M
M
Trade Date/Time
DTCYUS33
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
BIC
DTCYUS33
DTC-US
5700
BIC
DBSSSGSGIBD
CBL xxxxx a
M
M
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
C
:98a:
:94B:
:70E:
:94F:
:22F:
:TRAD
:TRAD
:SPRO
:SAFE
:SETR
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//Place of trade
//CROSS BORDER TRANSFER
//NCSD/CDPLSGSG
//OWNI (if no change in beneficial owner)
//CDPLSGSG
//DBSSSGSGIBD
//CITIUS33
//DTC 908 acc. 089154/CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
//DTCYID/5700
//DBSSSGSGIBD
//CBL xxxxx a
Fees: Standard transaction fee for Singapore, as published in the CBL Fee Schedule.
17 October 2016
246
Clearstream Banking
ISIN US16937R1041 - China Eastern Airlines ADR
ISIN US1694091091 - China Soutern Airlines ADR
ISIN US16945R1041 - ADR China Unicom Limited Reg
ISIN US22943F1003 - ADR Ctrip.com International LTD Reg
ISIN US64110W1027 - ADR Netease Incorporation Reg
ISIN US78463V1070 - SHS SPDR GOLD TRUST
ISIN US86800C1045 - ADR Suntech Power Hldgs Co Reg (1ADR/1SHS)
ISIN US89628E1047 - ADR Trina Solar Ltd Reg (1ADR/50SHS)
CreationOnline
Deliver Free
M
Additional Places
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
M
Receive Free
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITIUS33XXX
BIC
CITIUS33
CROSS BORDER TRANSFER
DTC 5700 PLEASE SEND FORM 57B TO
CDP BY 10AM ON SETTLEMENT DATE
M
M
Trade Date/Time
DTCYUS33
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
BIC
DTCYUS33
DTC-US
5700
BIC
DBSSSGSGIBD
xxxxx a
M
M
M
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //CROSS BORDER TRANSFER
DTC 5700 PLEASE SEND FORM 57A TO CDP BY
10AM ON SETTLEMENT DATE
M :95P: :REAG //CITIUS33XXX
M :95P: :BUYR //CITIUS33
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//DTCYUS33
//DTCYID/5700
//DBSSSGSGIBD
//CBL xxxxx a
Fees: Standard transaction fee for the Singapore, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
247
South Africa - Australia
ISIN AU000000FSE6 - Firestone Energy Ord Reg
ISIN AU000000GDO5 - Gold One Intl Ltd
ISIN AU000000S320 - SHS SOUTH32 LTD ORD REG
ISIN AU000000TAW7 - Tawana Resources Ord Reg
ISIN AU000000WCC9 - The Waterberg Coal Company Ltd Ord Reg
ISIN BMG0440M1284 - Aquarius Platinum Ltd only, settling via removal between local registrars
ISIN AU000000FCR2SHS - FERRUM CRESCENT LTD(FORMERLY KNOWN AS WASHINGTON
RESOURCES LTD) ORD BR
CreationOnline
Deliver Free
Receive Free
M
STRAZAJJ
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
trade date and time
BIC
STRAZAJJ
BIC
SCBLZAJ2
BIC
CHASAU2XDCC
M
Account
CBL 2312-0001-11-06 /xxxxx a
M
Narrative
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
M
M
Narrative
Removal from South Africa to Australia,
J.P. Morgan Nominees Australia Ltd
Locked Bag 20049, Melbourne VIC 3001
Australia PID: 20104
a. xxxxx = The Clearstream Banking customer’s 5-digit account number.
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
Name and Address
STANDARD CHARTERED NOMINEES
SOUTH AFRICA (PTY) LTD, 5TH FLOOR, 4
SANDOWN VALLEY CRESCENT,
SANDTON 2196, SOUTH AFRICA
Removal from South Africa to Australia
Creation via SWIFT
MT542 Deliver Free
M :98a: :TRAD
M :70E: :SPRO
M
M
M
M
M
:94F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
//Removal from South Africa to Australia,
J.P. Morgan Nominees Australia Ltd Locked Bag
20049, Melbourne VIC 3001 Australia PID: 20104
//NCSD/STRAZAJJ
//STRAZAJJ
//SCBLZAJ2
//CHASAU2XDCC
//CBL 2312-0001-11-06/xxxxx a
B
M :70E: :SPRO //Removal from South Africa to Australia
C
E1
M
M
M
M
:94F:
:95P:
:95Q:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CAETAU21
//CAETAU21
//Share Registry
//STANDARD CHARTERED NOMINEES SOUTH
AFRICA (PTY) LTD, 5TH FLOOR, 4 SANDOWN
VALLEY CRESCENT, SANDTON 2196, SOUTH
AFRICA
Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule.
Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged
by the local CSD (STRATE) and removal and dematerialisation fees charged by Computershare Investor
Services as follows:
Removal fee
Value of securities (ZAR)
Standard process (ZAR)
1 - 50,000
50,001 - 2,000,000
Over 2,000,000
435.00
870.00
1,740.00
Fast track process (urgent) (ZAR)
870.00
1,740.00
3,480.00
Dematerialisation fees
Urgent dematerialisation fees
ZAR 362.80
Computershare will endeavour to facilitate fast track removal via other Registrars, however they cannot
guarantee response times on behalf of the other Registrars.
Rematerialisation fees
ZAR 500.00
Note: The customer can instruct the trade as a T+1 trade.
17 October 2016
248
Clearstream Banking
South Africa - Canada
ISIN CA0494771029 - Atlatsa Resources
ISIN CA2768551038 - Eastern Platinum Ltd
ISIN CA2768555096 - Eastern Platinum ORD REG
ISIN CA3901241057 - Great Basin Gold Ltd.
ISIN CA91701P1053 - Uranium One Inc. only, settling via removal between local registrars
CreationOnline
Deliver Free
Receive Free
M
M
Trade Date/Time
STRAZAJJ
trade date and time (Note SD-1 is possible)
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative b
BIC
STRAZAJJ
BIC
M
SCBLZAJ2
Name and address
M
RBC
080000630001/xxxxx a
Removal from SA to Canada RBC Investor
M
Canada
of beneficial owner; otherwise blank)
ZA. Exempt (if no change of beneficial
owner; otherwise blank)
M
M
M
M
M
C
C
Indicator
Stamp Duty Status
M
M
O
M
Trade Date
Deal Price
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CDSLCATT
Narrative
South Africa - STRATE to Canada (plus
beneficial ownership information if
required)
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
registered in N/O ROYTOR & CO
b. If required “URGENT REMOVAL” also needs to be mentioned.
Creation via SWIFT
MT542 Deliver Free
M :98a: :TRAD
M :70E: :SPRO
M :94F: :SAFE
C :22F: :BENE
C :22F: :STAM
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
a
MT540 Receive Free
Seq
//trade date and time (Note SD-1 is possible)
//Removal from SA to Canada RBC Investor
//NCSD/STRAZAJJ
//NBEN (if no change of beneficial owner;
otherwise omit)
/STRA/USTN (if no change of beneficial owner;
otherwise omit)
B
M :70E: :SPRO //South Africa - STRATE to Canada (plus beneficial
ownership information if required)
C
E
//STRAZAJJ
//SCBLZAJ2
//RBC
//080000630001/xxxxx b
E1
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:SETR
:PSET
:DEAG
:SELL
//TRAD
//CDSLCATT
/CDSL/OTCB
//registered in N/O ROYTOR & CO
a. If required “URGENT REMOVAL” also needs to be mentioned.
Clearstream Banking
17 October 2016
249
ISIN ZAE000079703 - Witwatersrand Con Gold Ltd. only, settling via removal between local
registrars
CreationOnline
Deliver Free
Receive Free
M
M
Trade Date/Time
STRAZAJJ
trade date and time (Note SD-1 is possible)
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative b
BIC
STRAZAJJ
BIC
M
SCBLZAJJSSU
Name and address
M
RBC
080000630001/xxxxx a
Removal from SA to Canada RBC Investor
M
Canada
of beneficial owner; otherwise blank)
owner; otherwise blank)
M
M
M
M
M
C
C
Indicator
Stamp Duty Status
M
M
O
M
Trade Date
Deal Price
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CDSLCATT
Narrative
South Africa - STRATE to Canada (plus
beneficial ownership information if
required)
Country Code
CA
CDS-CA
OTCO
Name and Address
Creation via SWIFT
MT542 Deliver Free
M :98a: :TRAD
M :70E: :SPRO
a
M :94F: :SAFE
C :22F: :BENE
C :22F: :STAM
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
//trade date and time (Note SD-1 is possible)
//Removal from SA to Canada RBC Investor
//NCSD/STRAZAJJ
//NBEN (if no change of beneficial owner;
otherwise omit)
/STRA/USTN (if no change of beneficial owner;
otherwise omit)
B
M :70E: :SPRO //South Africa - STRATE to Canada (plus beneficial
ownership information if required)
C
E
E1
//STRAZAJJ
//SCBLZAJJSSU
//RBC
//080000630001/xxxxx b
M
M
M
M
M
:22F:
:22F:
:95C:
:95R:
:95Q:
:STCO
:SETR
:PSET
:DEAG
:SELL
//PHYS
//TRAD
//CA
/CDSL/OTCO
Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule, plus ZAR 250.00 charged
Removal fee
1 - 50,000
50,001 - 2,000,000
Over 2,000,000
435.00
870.00
1,740.00
870.00
1,740.00
3,480.00
ZAR 362.80
ZAR 500.00
Note: The customer can instruct the trade as a T+1 trade.
17 October 2016
250
Clearstream Banking
South Africa - France
ISIN BMG988431240 - SHS ZAMBIA COPPER INV
ISIN BMG9887P1068 - ZCI LIMITED ORD
ISIN ZAE000015228 - HARMONY GOLD MINING COMPANY LTD
ISIN ZAE000018123 - GOLD FIELDS
ISIN ZAE000043485 - ANGLOGOLD ASHANTI LTD
ISIN ZAE000058723 - DRD Gold Mines Limited only, settling via EF - STRATE-link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Benificial Ownership
Indicator
Receive Free
M
M
M
STRAZAJJ
trade date and time
BIC
STRAZAJJ
BIC
SBZAZAJJ
Name and Address
SICVFRPP/641/CEDELULL/xxxxx a
ZA0400636492
NCBO/ACCOUNT TRANSFER
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9930
BIC
SCBLZAJJSSU
ZA0000323394 CEDELULL xxxxx a
NCBO/ACCOUNT TRANSFER
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
:BUYR
:SAFE
///NCBO/ACCOUNT TRANSFER
//STRAZAJJ
//NBEN
//STRAZAJJ
//SBZAZAJJ
//SICVFRPP/641/CEDELULL/xxxxx a
//ZA0400636492
MT540 Receive Free
Seq
B
C
E
E1
M :70E: :SPRO ///NCBO/ACCOUNT TRANSFER
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9930
//SCBLZAJJSSU
//ZA0000323394 CEDELULL xxxxx a
Fees: Standard transaction fee for South Africa, as published in the CBL Fee Schedule.
Note: The customer must send a free-format message to OEU.
Clearstream Banking
17 October 2016
251
South Africa - Ireland
ISIN IE00B97C0C31 - Kibo Mining PLC ORD REG only
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
STRAZAJJ
trade date and time
BIC
STRAZAJJ
BIC
SBZAZAJJSSU
Name and Address
Citibank Nominees (Ireland) Limited
A/C CLRLUX 08XMV
Narrative
NCBO/Removal/Citibank NA
Attn: Residual Centre, Mail Drop CGC B301,Citigroup Centre, Canada Square,
London E14 5LB
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R009
Stamp Duty Status
IE No Change In Beneficial Ownership (if
Creation via SWIFT
MT542 Deliver Free
Seq
MT540 Receive Free
M :70E: :SPRO //NCBO/Removal/Citibank NA
Attn: Residual Centre, Mail Drop CGC B301,Citigroup Centre, Canada Square, London
E14 5LB
M :94F: :SAFE //NCSD/STRAZAJJ
B
C
E
M :95P: :PSET //STRAZAJJSSU
M :95P: :REAG //SBZAZAJJ
M :95Q: :BUYR //Citibank Nominees (Ireland) Limited
A/C CLRLUX 08XMV
E1
M :22F: :STAM //CRST/IEYX if customer the same; otherwise,
blank)
Removal fee
1 - 50,000
50,001 - 2,000,000
Over 2,000,000
435.00
870.00
1,740.00
870.00
1,740.00
3,480.00
ZAR 362.80
ZAR 500.00
17 October 2016
252
Clearstream Banking
South Africa - UK
Limited UK equities
ISIN GB0000566504 - BHP Billiton plc
ISIN GB0003394813 - African Eagle Resources plc
ISIN GB00B1CRLC47 - Mondi plc
ISIN GB00B1XZS820 - Anglo American plc
ISIN GG00B24HM601 - CTL Gold Rand Org Reg
ISIN ZAE000017745 - Datatec
ISIN ZAE000043485 - Anglogold Ashanti Ltd
ISIN ZAE000076014 - Petmin Ltd.
ISIN ZAE000127460 -Sacoil Holdings Ord Reg only, settling via removal between local registrars
Deliver Free
Receive Free
M
M
Trade Date/Time
STRAZAJJ
trade date and time
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
M
STRAZAJJ
BIC
M
SCBLZAJ2
Name and Address
VIDACOS NOMINEES LIMITED
A/C CLRLUX2 00XJJa
NCBO/Removalb/Citibank NA
Attn: Residual Centre, Mail Drop CGC B3-01,
Citigroup Centre, Canada Square, London
E14 5LB
M
M
M
M
Narrative
M
M
Trade Date/Time
CRSTGB22
trade date and time
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
R009
Stamp Duty Status
a. A/C CLRLUX2 00XJJ must be in the second line of the Buyer field.
MT542 Deliver Free
M :98a: :TRAD
M :70E: :SPRO
M :94F: :SAFE
M :95P: :PSET
M :95P: :REAG
M :95Q: :BUYR
Seq
B
//NCBO/Removal a/Citibank NA
Citigroup Centre, Canada Square, London E14 5LB
//NCSD/STRAZAJJ
C
E
E1
//STRAZAJJ
//SCBLZAJ2
//VIDACOS NOMINEES LIMITED
A/C CLRLUX2 00XJJ b
MT540 Receive Free
M :22F: :STAM /CRST/GBOX (if customer the same; otherwise,
blank)
b. A/C CLRLUX2 00XJJ must be in the second line of the Buyer field.
Removal fee
1 - 50,000
50,001 - 2,000,000
Over 2,000,000
435.00
870.00
1,740.00
870.00
1,740.00
3,480.00
ZAR 362.80
ZAR 500.00
Clearstream Banking
17 October 2016
253
Note: The customer can instruct the trade as a T+1 trade. Customers must provide the instruction reference via a
free-format message or MT599 to the Settlement team in charge of the UK market. In case of CBO
transfers the SDRT payment obligation is with the receiving party and must be as such initiated by the
SDRT obligations will not be debited by CREST automatically.
17 October 2016
254
Clearstream Banking
Deliver Free
Receive Free
M
M
Trade Date/Time
STRAZAJJ
trade date and time
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
M
STRAZAJJ
BIC
M
SCBLZAJ2
Name and Address
A/C CLRLUX 14XKL a
NCBO/Removal b/Citibank NA
Citigroup Centre, Canada Square, London
E14 5LB
M
M
M
Narrative
M
M
Trade Date/Time
CRSTGB22
trade date and time
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
R009
a. A/C CLRLUX 14XKL must be in the second line of the Buyer field.
MT542 Deliver Free
M :98a: :TRAD
M :70E: :SPRO
M
M
M
M
:94F:
:95P:
:95P:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
Seq
B
//NCBO/Removal a/Citibank NA
Citigroup Centre, Canada Square, London E14 5LB
//NCSD/STRAZAJJ
C
//STRAZAJJ
E1
//SCBLZAJ2
//VIDACOS NOMINEES LIMITED
A/C CLRLUX 14XKL b
MT540 Receive Free
b. A/C CLRLUX 14XKL must be in the second line of the Buyer field.
Removal fee
1 - 50,000
50,001 - 2,000,000
Over 2,000,000
435.00
870.00
1,740.00
870.00
1,740.00
3,480.00
ZAR 362.80
ZAR 500.00
Note: The customer can instruct the trade as a T+1 trade. The SDRT payment obligation is with the 1.5%
receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT
underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST
automatically. Customers must provide the instruction reference via a free-format message or MT599 to
the Settlement team in charge of the UK market.
Clearstream Banking
17 October 2016
255
Limited South African equities only, settling physically
Deliver Free
Receive Free
M
M
Trade Date/Time
STRAZAJJ
trade date and time
M
Place of Settlement
Party
Receiving Agent
Party
BIC
STRAZAJJ
Name and Address
Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1,
Ireland
M
C
C
Indicator
Stamp Duty Status
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
Yes
Country Code
GB - United Kingdom Physical
Name and Address
Physical
M
Seller
Party
Name and Address
Standard Chartered Nominees South Africa
(Pty) Ltd, 5th Floor, 4 Sandown Valley
Crescent, Sandton 2196
M
Stamp Duty Status
UK No change of beneficial Ownership (if
M
owner); otherwise blank
Vidacos Nominees Limited a/c CLRLUX2
MT542 Deliver Free
Seq
MT540 Receive Free
M :70E: :SPRO //Vidacos Nominees Limited a/c CLRLUX2
M :22F: :BENE //NBEN/(if no change of beneficial owner);
otherwise omit
M :22F: :STAM /STRA/USTN (if no change of beneficial owner);
otherwise omit
B
C
E
M :95P: :PSET //STRAZAJJ
E1
M :95C: :PSET //GB
M :95Q: :DEAG //Physical
M :95Q: :SELL //Standard Chartered Nominees South Africa (Pty)
Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton
2196
by the local CSD (STRATE) and ZAR 250.00 depending on the package weight and shipment distance.
17 October 2016
256
Clearstream Banking
Deliver Free
Receive Free
M
M
Trade Date/Time
STRAZAJJ
trade date and time
M
Place of Settlement
Party
Receiving Agent
Party
BIC
STRAZAJJ
Name and Address
Citibank N.A., Attn. Citigroup residuals,
1st Floor, 1 North Wall Quay, Dublin 1,
Ireland
M
M
M
M
M
M
M
C
C
Indicator
Stamp Duty Status
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
Physical
Seller
Name and Address
Party
Standard Chartered Nominees South Africa (Pty) Ltd, 5th Floor, 4
Sandown Valley Crescent, Sandton 2196
owner); otherwise, blank
Vidacos Nominees Limited a/c CLRLUX
MT542 Deliver Free
M :22F: :BENE //NBEN/(if no change of beneficial owner);
otherwise omit
M :22F: :STAM /STRA/USTN (if no change of beneficial owner);
otherwise, omit
M :95P: :PSET //STRAZAJJ
M :95Q: :REAG // Citibank N.A., Attn. Citigroup residuals,
MT540 Receive Free
Seq
B
C
E
E1
M :95C: :PSET //GB
M :95Q: :DEAG //Physical
M :95Q: :SELL //Standard Chartered Nominees South Africa (Pty)
Ltd, 5th Floor, 4 Sandown Valley Crescent, Sandton
2196
M :70D: :REGI //Vidacos Nominees Limited a/c CLRLUX
Citigroup Centre, Canada Square, Canary Wharf, London
by the local CSD (STRATE) and ZAR 250.00 depending on the package weight and shipment distance.
Clearstream Banking
17 October 2016
257
South Korea
Singapore
KR7028670008 SHS STX PAN OCEAN CO LTD ORD REG
CreationOnline
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
KSDCKRSEXXX
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
BIC
KSDCKRSEXXX
BIC
KSDCKRSEXXX
BIC
DBSSSGSGIBD
aa
Korea to Singapore.
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Narrative
M
M
M
M
M
M
M
Indicator
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
HSBCKRSEXXX
BO NAME (IF NCBO)
Korea to Singapore.
Beneficial Owner
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO // aa
This is a migration of shares from South Korea to
Singapore.
B
M :94F: :SAFE //NCSD/KSDCKRSEXXX
C
E
M :95P: :PSET //KSDCKRSEXXX
M :95P: :REAG //KSDCKRSEXXX
M :95P: :BUYR //DBSSSGSGIBD
E1
MT540 Receive Free
M :70E: :SPRO //BO NAME (IF NCBO)
This is a migration of shares from South Korea to
Singapore.
M :95P: :SELL //HSBCKRSEXXX
M :97A: :SAFE //(INVESTOR IRC ACCOUNT)
Please contact the Settlement Department in Singapore for guidelines for completing the appendices.
CDP fees
Certificate fee of SGD 10.00 +7% (prevailing GST fees).
Registration fees
SGD 2.00 + 7% GST per certificate issued.
CDP deposit fees
SGD 10.00 + 7% GST .
- For NCBO SGD 10.00 + 7% (prevailing GST fees);
- For CBO market value of shares x quantity of shares x 0.2% plus 7% GST.
South Korea charges USD 100 per transaction
17 October 2016
258
Clearstream Banking
Appendices
Appendix 5. Application Form for Share Migration from Korea to Singapore
- Part A to be completed by end client
- End client to sign off this appendix form
Appendix 6. Transfer Form South Korea to Singapore - CBO or Appendix 7. Transfer Form South Korea
to Singapore - NCBO: end client to complete this form (depending NCBO or CBO, to complete the correct
transfer form)
All documents to be sent to:
Attn: Jolene Ho / Norrul
Address: 60 Alexandra Terrace
The Comtech, Lobby C
#05-27
Singapore 118502
Clearstream Banking
17 October 2016
259
Spain
Fees
Foreign securities
Foreign securities listed in the Spanish Stock Market may be subject to inclusion/exclusion orders between the
Spanish and the other Market.
Agent banks handling the inclusion/exclusion of Exchange Traded Funds (ETFs) may charge additional fees,
independently from the below local CSD fees.
Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and an
additional charge for the number of securities transferred, charged as follows by the local CSD:
Fee (not including VAT)
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 30.00 per transactionq
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
EUR 2,500.00 per transaction
As a general rule, the securities subject to the above charges are those with an ISIN that does not start with ES.
Foreign securities listed in several markets
Whenever a securities transfer with a foreign Central Depository (that SCLV maintains a direct connection with)
takes place, a standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fee of EUR 6 for
delivery and EUR 3 for receipt and an additional charge for the number of securities transferred, charged as
follows by the local CSD:
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
Spanish registered securities listed in several markets
Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fee of EUR 6 for delivery and
EUR 3 for receipt whenever a securities transfer with a foreign Central Depository (that SCLV maintains a direct
connection with) takes place.
Note: All additional fees mentioned above will be charged as an out-of-pocket expense.
17 October 2016
260
Clearstream Banking
Spain - Argentina
ISIN ARP125991090 - BBVA BANCO FRANCES SA only, settling via Iberclear-CDV link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMMXXX
BIC
CAVLARBA
Name and Address
8500
0004
EXCLUSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CAVLARBA
trade date and time
BIC
CAVLARBA
Caja de Valores
4000
BIC
BBVAESMM
0004
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//EXCLUSION
//IBRCESMM
//IBRCESMMMXXX
//CAVLARBA
//8500
//0004
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CAVLARBA
//CAVLARBA
/CALV/4000
//BBVAESMM
//0004
Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus a fixed fee of EUR 1.20 and
an additional charge for the number of securities transferred, charged as follows by the local CSD:
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
Clearstream Banking
17 October 2016
261
Spain - France
ISIN NL0000235190 - EADS only, settling via Iberclear-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMSCL
BIC
ESESFRPPINT
Name and Address
EGSP 641 CEDELULL
CEDELULL xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
609
BIC
BBVAESMM
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
B
C
E1
//NCSD/IBRCESMM
//IBRCESMMSCL
//ESESFRPPINT
//EGSP 641 CEDELULL
//CEDELULL xxxxx a
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/609
//BBVAESMM
//CEDELULL xxxxx a
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
17 October 2016
262
Clearstream Banking
Eligible Spanish equities only, settling via Euroclear France-EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
YES
M
M
M
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
M
M
M
/SICV/00000641/CED xxxxx a
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
BIC
MGTCBEBEECL
Euroclear codification code of CBL account
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
///SICV/00000641/CED xxxxx a
//NCSD/IBRCESMM
//DLWM
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//MGTCBEBEECL
//Euroclear codification code of CBL account
Clearstream Banking
17 October 2016
263
ISIN FR0010251744 - LYXOR ETF IBEX 35 ORD BR
ISIN FR0010429068 - LYXOR ETF MSCI EMERG.MKTS A
ISIN FR0010762492 - LYXOR ETF IBEX 35 INVERSO (FCP) securities only, settling via EF-Iberclear
link
CreationOnline
Deliver Free
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
SOGEESMMAGM
BIC
SOGEFRPPXXX
M
Narrative
M
Indicator
REGI SOGEFRPPXXX
EXCLUSION TO EGSP 641
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
042
BIC
SOGEESMMAGM
0108
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO //REGI SOGEFRPPXXX
EXCLUSION TO EGSP 641
M :94F: :SAFE //NCSD/IBRCESMM
M :95P: :REAG //SOGEESMMAGM
M :95P: :BUYR //SOGEFRPPXXX
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/042
//SOGEESMMAGM
//0108
Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule.
Note: Please send a free-format message authorising CBL to debit an additional service fee charged by transfer
agent Société Générale. Minimum fee is EUR 100 plus EUR 0.05 per share.
17 October 2016
264
Clearstream Banking
Spain - Germany
Spanish bonds settling via Iberclear (CADE)-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Deal Price
Receive Free
IBRCESMM
trade date and time
BIC
IBRCESMMCDE
ESPB - ES
1870
BIC
CEDELULLXXX
7201
acquisition price
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
SETTL-PARTY - Lieferer
P1: 0182T
P2: BIC CEDELULLXXX
P3: KTO xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:90A:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:DEAL
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//acquisition price
//NCSD/IBRCESMM
//IBRCESMMCDE
/ESPB/1870
//CEDELULLXXX
//7201
Seq
B
C
E1
MT540 Receive Free
In place of a MT542 instruction, please send a free-format message
with the following details:
Quantity:
ISIN:
Security Name:
CBL Account:
Trade Date:
Value Date:
SETTL-PARTY - Lieferer
P1: 0182T
P2: BIC CEDELULLXXX
P3: KTO xxxxx a
Clearstream Banking
17 October 2016
265
DB X-TRACKERS, ISIN DE000BAY0017 - BAYER AG settling via ARCO - Deutsche Bank - DAKV link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Narrative
Indicator
Receive Free
M
M
M
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
DEUTESBBXXX
BIC
DEUTGB22EEQ
7201 CEDELULL xxxxx a
Receiving Custodian
M
M
M
BIC
DEUTGB22EEQ
REGI DEUTGB22EEQ EXCLUSION FROMTHE
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DAKVDEFFXXX
trade date and time
BIC
DAKVDEFFXXX
81290000
BIC
DEUTGB22EEQ
100925815302
Narrative
INCLUSION FROM SPANISH DOMESTIC
MARKET VIA ARCO 0019
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO //REGI DEUTGB22EEQ EXCLUSION FROMTHE
M :95P: :REAG //DEUTESBBXXX
M :95P: :RECU //DEUTGB22EEQ
M :95Q: :BUYR //DEUTGB22EEQ
M :97A: :SAFE //7201 CEDELULL xxxxx a
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //INCLUSION FROM SPANISH DOMESTIC MARKET
VIA ARCO 0019
M :95P: :PSET //DAKVDEFFXXX
M :95R: :DEAG /DAKV/81290000
M :95P: :SELL //DEUTGB22EEQ
M :97A: :SAFE //100925815302
Fees: Standard transaction fee for Germany, as published in the CBL Fee Schedule, plus additional fees from the
agent, that are unknown beforehand.
Note: The customer must send a free-format message to the Settlement team in charge of Spain, providing the
instruction reference and authorising debit of additional fees by the agent.
17 October 2016
266
Clearstream Banking
Spain - Italy
Spanish equities settling via Iberclear-MT link
CreationOnline
Deliver Free
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
MOTIITMMXXX
M
Buyer
Party
BIC
CEDELULL
M
M
Account
Narrative
12932.CEDELULL.xxxxx a
EXCLUSION
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMM
trade date and time
BIC
IBRCESMMSCL
BIC
BBVAESMMXXX
IBRCBBVAESMMXXX000000007T0EX0000004
BIC
CEDELULLXXX
CLEARSTREAM BANKING S.A
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//EXCLUSION
//NCSD/IBRCESMM
//IBRCESMMXXX
//MOTIITMMXXX
M :97A: :SAFE //12932.CEDELULL.xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//NCSD/MOTIITMM
//IBRCESMMSCL
//BBVAESMMXXX
//IBRCBBVAESMMXXX000000007T0EX0000004
//CEDELULLXXX
//CLEARSTREAM BANKING S.A
team in charge of the Italian market
Clearstream Banking
17 October 2016
267
Italian equities settling via MT-T2S link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
IBRCESMMSCL
trade date and time
BIC
IBRCESMMXXX
BIC
MOTIITMMXXX
BIC
CEDELULLXXX
12932.CEDELULLXXXxxxxa
Narrative
Indicator
no change of beneficial owner
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
IBRCESMMXXX
0182
BIC
BBVAESMMXXX
Clearstream Banking S.A
INCLUSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
:BUYR
:SAFE
//INCLUSION
//CUST/IBRCESMM
//NBEN
//IBRCESMMXXX
//MOTIITMMXXX
//CEDELULLXXX
//12932.CEDELULLXXX.xxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//IBRCESMMXXX
//0182
//BBVAESMMXXX
//Clearstream Banking S.A
instruction references.
17 October 2016
268
Clearstream Banking
ISIN IT0001178299 Reno Di Medici only, settling via Iberclear-Monte Titoli link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
BSCHESMMXXX
BIC
BCITITMMXXX
M
M
M
Narrative
Indicator
ENCLUSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXXX
BIC
BCITITMMXXX
BIC
BSCHESMMXXX
Narrative
INCLUSION FROM SPAIN
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
:BUYR
//ENCLUSION
//NCSD/IBRCESMMXXX
//NBEN
//IBRCESMMXXX
//BSCHESMMXXX
//BCITITMMXXX
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //INCLUSION FROM SPAIN
M :94F: :SAFE //NCSD/MOTIITMMXXX
M :95P: :PSET //MOTIITMMXXX
M :95P: :DEAG //BCITITMMXXX
M :95P: :SELL //BSCHESMMXXX
Fees: Standard transaction fee for Spain, as published in the CBL Fee Schedule, plus additional fees by the agent
which are unknown at forehand.
Note: The customer must send a free-format message to the Settlement team in charge of Spain providing the
instruction references and authorising debit of additional fees by the agent.
Clearstream Banking
17 October 2016
269
Spain - Mexico
ISIN MX01EL000003 - Grupo Elektra SA DE CV
ISIN MXP740471117 - TV AZTECA SA only, settling via Iberclear-Indeval link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMMVL
BIC
BVALESMM
BIC
GBMSMXM1
CITIUS33MER
/O/NCBO/EXCLUSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5008
BIC
BVALESMM
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
///O/NCBO/EXCLUSION
//NCSD/IBRCESMM
//IBRCESMMMVL
//BVALESMM
//GBMSMXM1
//CITIUS33MER
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5008
//BVALESMM
//CEDELULL xxxxx a
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
17 October 2016
270
Clearstream Banking
ISIN MXP001691213 - AMERICA MOVIL SA DE CV (AMXL)
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMMVL
BIC
BSCHESMMXXX
BIC
INBUMXMM
CITIUS33MER
EXCLUSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5057
BIC
BBVAESMM
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
//EXCLUSION
//NCSD/IBRCESMM
//IBRCESMMMVL
//BSCHESMMXXX
//INBUMXMM
//CITIUS33MER
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5057
//BBVAESMM
//CEDELULL xxxxx a
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
Clearstream Banking
17 October 2016
271
ISIN MXP4833F1044 - Grupo Modelo only, settling via Indeval-Iberclear link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMMVL
BIC
BSCHESMMXXX
BIC
BMSXMXMMSSSX
CITIUS33MER ffc 000054/xxxxx a
EXCLUSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5110
BIC
BSCHESMMXXX
CEDELULL xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
//EXCLUSION
//NCSD/IBRCESMM
//IBRCESMMMVL
//BSCHESMMXXX
//BMSXMXMMSSSX
//CITIUS33MER ffc 000054/xxxxx a
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5110
//BSCHESMMXXX
//CEDELULL xxxxxa
Up to 1,000
1,001 to 10,000
10,001 to 100,000
EUR 0.02 per share
EUR 0.01 per share
100,001 to 500,000
above 500,000
EUR 0.005 per share
17 October 2016
272
Clearstream Banking
ISIN ES0113900J37 Banco Santander settling via Iberclear-Indeval link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Narrative
Indicator
Receive Free
M
M
M
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
0038
BIC
INDEMXMMXXX
REGI INDEMXMMXXX
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
INDEMXMM
trade date and time
BIC
INDEMXMM
BIC
BBVAESMMXXX
Seller
Party
Account
BIC
CEDELULLXXX
xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:97A:
95P
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
:SAFE
:BUYR
//REGI INDEMXMXXX
//NCSD/IBRCESMMXXX
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
//038
//INDEMXMMXXX
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INDEMXMM
//INDEMXMM
//BBVAESMMXXX
//CEDELULLXXX
xxxxx a
details.
Clearstream Banking
17 October 2016
273
Spain - NASDAQ
Jazztel shares settling via Santander-EB link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
BSCHESMMXXX
BIC
MGTCBEBE
22781
EXCLUSION
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DEUTGB22
trade date and time
BIC
MGTCBEBE
Euroclear
22781
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//EXCLUSION
//NCSD/IBRCESMM
//IBRCESMMXXX
//BSCHESMMXXX
//MGTCBEBE
//22781
Seq
MT540 Receive Free
B
C
E1
M :94F: :SAFE //NCSD/DEUTGB22
M :95P: :PSET //MGTCBEBE
M :95R: :DEAG /ECLR/22781
Fees: On request.
Note: NASDAQ indicates Germany (NASDAQ Europe).
17 October 2016
274
Clearstream Banking
Spain - Netherlands
ISIN LU0323134006 - Arcelor Ord only, settling via Iberclear-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
ESESNL2A
BIC
PARBFRPP
641 CED xxxxx a
EXCLUSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
627
BIC
BBVAESMM
0182
/BNF/Clearstream Banking S.A.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//EXCLUSION
/NCSD/IBRCESMM
//IBRCESMMXXX
//ESESNL2A
//PARBFRPP
//641 CED xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
///BNF/Clearstream Banking S.A.
//NCSD/NECINL2A
//NECINL2A
/EGSP/627
//BBVAESMM
//0182
Eligible Spanish equities only, settling via EOC-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery Without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
Yes
M
M
M
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
EOC 24180
CEDELULL.xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
/NCSD/IBRCESMM
//DLWM
//MGTCBEBEECL
/ECLR/24180
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/9919
//EOC 24180
//CEDELULL.xxxxxa
Fees: Standard transaction fee for the Bridge as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
275
Spain - Portugal
ISIN ES0113900J37 - Banco Santander S.A. only, settling via Iberclear-Interbolsa link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Account
Buyer
Party
Account
Narrative
Indicator
Receive Free
M
M
M
IBRCESMMXXX
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
0038
BIC
TOTAPTPLXXX
CEDELULLXXX xxxxxa
REGI TOTAPTPLXXX
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBLSPTPPXXX
trade date and time
BIC
IBLSPTPPXXX
BIC
TOTAPTPLXXX
Seller
Party
Account
Narrative
BIC
BBVAESMMXXX
CEDELULLXXX xxxxx a
Crossborder from Spain
M
M
M
M
M
M
M
M
M
MT542 Deliver Free
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:97A:
:97P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//REGI TOTAPTPLXXX
//NCSD/IBRCESMMXXX
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
//0038
//TOTAPTPLXXX
Seq
B
C
E
E1
M
M
M
M
M
M
MT540 Receive Free
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
//Crossborder from Spain
//NCSD/IBLSPTPPXXX
//YBEN
//IBLSPTPPXXX
//TOTAPTPLXXX
M :95Q: :SELL //BBVAESMMXXX
M :97A: :SAFE //CEDELULLXXX xxxxx a
details.
17 October 2016
276
Clearstream Banking
Spain - UK
Limited Spanish securities only, settling via BBVA-SIS-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
Indicator
Change of beneficial owner
Narrative
REGI/INSECHZZXXX EXCLUSION
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSECHZZ for BBVAESMM ifo CBL acc.
xxxxx a
Stamp Duty Status
MT542 Deliver Free
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:BENE
//REGI/INSECHZZXXX EXCLUSION
/NCSD/IBRCESMM
//YBEN
M :95P: :REAG //BSSSESM2XXX
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:STAM
:PSET
:DEAG
:SELL
//CRSTGB22
/CRST/XBDR
//INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
Indicator
Narrative
Change of beneficial owner
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSECHZZ for BBVAESMM ifo CBL acc.
xxxxx a
REGI/INSECHZZXXX EXCLUSION
MT542 Deliver Free
M :98a:
:70E:
M :94F:
M :22F:
M :95P:
M :95P:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
//REGI/INSECHZZXXX EXCLUSION
/NCSD/IBRCESMM
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
Seq
MT540 Receive Free
B
C
E
E1
M :95Q: :SELL //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
Clearstream Banking
17 October 2016
277
ISIN ES0113900J37 - Banco Santander Central Hispano
ISIN ES0144580Y14 - Iberdrola SA
ISIN ES0177542018 - Intl Cons Airline Ord
ISIN ES0613900945 - Banco Santander Right 11/08 only, settling via BBVA-ECLR-Euroclear UK &
Ireland link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
M
M
M
Narrative
CREST 00XJJ
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE
xxxxx a
MT542 Deliver Free
M :70E: :SPRO //CREST 00XJJ
M :94F: :SAFE /NCSD/IBRCESMM
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE
//xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
M
M
M
Narrative
CREST 14XKL
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE
xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//CREST 14XKL
/NCSD/IBRCESMM
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE
//xxxxx a
17 October 2016
278
Clearstream Banking
Sweden - Canada
ISIN CA5503711080 - Lundin Gold Inc Ord Reg
ISIN CA00829Q1019 - Africa Oil Corp. Ord Reg
ISIN CA19044R1082 - COASTAL CONTACTS INC.
ISIN CA29786T1057 - Etrion Corp Ord Reg
ISIN CA54928Q1081 - Lucara Diamond Corp
ISIN CA8169221089 - Semafo Inc
ISIN CA8193201024 - Shamaran Petroleum securities only, settling via VPC-CDS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
BBHCUS33
CONVERSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
COMO
BIC
MELNUS3PGSS
BBRF6288002
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//BBHCUS33
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/COMO
//MELNUS3PGSS
//BBRF6288002
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
279
ISIN GB00B635TG28 - Enquest PLC
ISIN SE0000825820 - Lundin Petroleum AB only, settling via VPC-CDS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
CDSLCATT
CONVERSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
SEBS
BIC
ESSESESS
Conversion
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//CDSLCATT
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//Conversion
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/SEBS
//ESSESESS
//01001604997/CBL/xxxxxa
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500. A cancellation
fee of SEK 1000 applies to each cancelled cross-border transaction with Sweden.
17 October 2016
280
Clearstream Banking
Sweden - Denmark
ISIN DK0060083566 Trigon Agri AS / DK ORD BR
ISIN SE0003366871 - SAS
ISIN SE0000427361 - NORDEA only, settling via VPC-VP link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
NDEADKKK
BIC
NDEADKKK
CONVERSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
NDEASESS
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
/NCSD/VPCSSESS
//VPCSSESS
//NDEADKKK
//NDEADKKK
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPDKDKKK
//VPDKDKKK
//NDEADKKK
//NDEASESS
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00 per Skandia
shares transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with
Sweden.
Clearstream Banking
17 October 2016
281
Sweden - Finland
ISIN SE0000667925 - TELIASONERA AB ORD.
ISIN SE0000108656 - ERICSSON TEL. SERIES B (FREE)
ISIN SE0000120669 - SSAB AB-B-Ord Reg
ISIN SE0001803131 - ENDOMINES AB ORD REG
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Buyer
Party
Account
Narrative
Receive Free
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
CEDELULL
BIC
BIC
unpublished BIC)
4410001000089/CBL/xxxxxa
CONVERSION
M
M
M
M
M
or
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Buyer
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
APKEFIHH
BIC
ESSESESS
Account
Narrative
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
or
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//CEDELULL
//CEDELULL (if the customer has an unpublished
BIC)
M :97A: :SAFE 4410001000089/CBL/xxxxxa
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:BUYR
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//CONVERSION
//NCSD/APKEFIHH
//APKEFIHH
//APKEFIHH
//ESSESESS
M :97A: :SAFE //01001604997/CBL/xxxxxa
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule plus fee SEK 1500. A
17 October 2016
282
Clearstream Banking
ISIN FI0009000277 - TIETOENATOR Corporation
ISIN FI4000123096 - SAVO-SOLAR LTD ORD REG
CreationOnline
Deliver Free
M
M
M
M
M
or
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Buyer
Party
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
CEDELULL
BIC
BIC
unpublished BIC)
4410001000089.xxxxxa
CONVERSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
NDEAFIHH
BIC
VPCSSESS
Account
Narrative
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
or
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//CEDELULL
//CEDELULL (if the customer has an unpublished
BIC)
M :97A: :SAFE 4410001000089.xxxxxa
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:BUYR
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//CONVERSION
//NCSD/APKEFIHH
//APKEFIHH
//NDEAFIHH
//VPCSSESS
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule plus SEK 1500. A cancellation
Clearstream Banking
17 October 2016
283
Sweden - France
Swedish and French equities settling via VPC -EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
MGTCBEBEECL
22429/EGSP/00000641/CBL/xxxxx a
CONVERSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
BIC
ESSESESS
AC 01001604997/CEDELULL/xxxxx a
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
/NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//MGTCBEBEECL
//22429/EGSP/00000641/CBL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/SICVFRPP
//SICVFRPP
//ESSESESS
//AC 01001604997/CEDELULL/xxxxx a
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule. A cancellation fee of SEK 1000
applies to each cancelled cross-border transaction with Sweden.
17 October 2016
284
Clearstream Banking
Sweden - Ireland
ISIN JE00B1YBMP41 - International Marketing & Sales Group PLC securities only, settling via VPC Euroclear UK & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSES
trade date and time
BIC
VPCSSES
BIC
ESSESESS
Name and Address
CONVERSION FROM CREST 08XMV
CEDELULL/xxxxx a
CONVERSION
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XUJ
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//CONVERSION FROM CREST 08XMV
//CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/75XUJ
//IESSESESS for CEDELULL AC xxxxx a
Note: Customers must send a free-format message containing the instruction reference to the Irish market
settlement team.
Clearstream Banking
17 October 2016
285
Sweden - Netherlands
ISIN NL0009508720 - LBI INTERNATIONAL ORD via VPC-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSES
trade date and time
BIC
NECINL2A
641
BIC
CEDELULL
xxxxx a
CONVERSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
611
BIC
MGTCBEBEECL
15862
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//NECINL2A
/EGSP/641
//CEDELULL
///xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/611
//MGTCBEBEECL
//15862
17 October 2016
286
Clearstream Banking
Sweden - Norway
ISIN SE0000805574 - SAS AB only, settling via VPC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
NDEASESSXXX
BIC
NDEANOKK
CONVERSION
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKKXXX
BIC
ARSCSES1
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPCSSESS
//NDEASESSXXX
//NDEANOKK
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKKXXX
//ARSCSES1
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500 and NOK 900
per transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with
Sweden.
Clearstream Banking
17 October 2016
287
ISIN SE0005569100 - IGE Resources AB
ISIN SE0000673907 - Skandinavia Online AG
ISIN SE0000818569 - PA Resources AB only, settling via VPC-VPS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
DNBASESX
BIC
DNBANOKC
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Type of Settlement
Transaction
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
ESSESESS
Conversion
Creation via SWIFT
MT542 Deliver Free
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPCSSESS
//DNBASESX
//DNBANOKC
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//ESSESESS
per transaction. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with
Sweden.
NO0010098247 - PSI Group ASA only, settling via VPS-VPC link
CreationOnline
Deliver Free
Receive Free
XXX
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
VPCSSESSXXX
trade date and time
BIC
VPCSSESSXXX
BIC
ARSCSES1XXX
BIC
DNBANOKCXXX
xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKKXXX
trade date and time
BIC
VPSNNOKKXXX
BIC
DNBANOKCXXX
BIC
INSECHZZXXX
xxxxx a
Creation via SWIFT
MT542 Deliver Free
M :94F: :SAFE /NCSD/VPCSSESSXXX
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPCSSESSXXX
//ARSCSES1XXX
//DNBANOKCXXX
//xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKKXXX
//CONV
//VPSNNOKKXXX
//DNBANOKCXXX
//INSECHZZXXX
//xxxxx a
per transaction.. A cancellation fee of SEK 1000 applies to each cancelled cross-border transaction with
Sweden.
17 October 2016
288
Clearstream Banking
Sweden - Poland
ISIN PLARTPR00012 - ARCTIC PAPER KOSTR, settling via Euroclear Sweden
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Indicator
Receiving Agent
Party
Buyer
Party
Account
Receive Freeyment
VPCSSESS
trade date and time
BIC
KDPWPLPW
M
M
M
BIC
CITIPLPX
0502343001
BIC
BIC of customer
xxxxxa
CONVERSION
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Indicator
Delivering Agent
Party
Account
Seller
Party
Account
Narrative
KDPWPLPW
trade date and time
BIC
KDPWPLPW
BIC
CITIPLPX
BIC
MGTCBEBE
0071588001
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:REAG
:SAFE
:BUYR
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//NBEN
//KDPWPLPW
//CITIPLPX
//0502343001
//BIC of customer
//xxxxxa
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:94F:
:22F:
:95P:
:95P:
:SAFE
:BENE
:PSET
:DEAG
//NCSD/KDPWPLPW
//NBEN
//KDPWPLPW
//CITIPLPX
M :95P: :SELL //MGTCBEBE
M :97A: :SAFE //0071588001
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule plus fee SEK 1500. A
Clearstream Banking
17 October 2016
289
Sweden - Switzerland
Swiss equities only, settling via VPC-SIX SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
INSECHZZ
CH100025/CEDELULL/xxxxx a
CONVERSION
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
INSECHZZ
trade date and time
BIC
INSECHZZ
SE100041
BIC
ESSESESS
CEDELULL/xxxxx a
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
/NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//INSECHZZ
//CH100025/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION - cross-border
/NCSD/INSECHZZ
//INSECHZZ
/SCOM/SE100041
//ESSESESS
//CEDELULL/xxxxx a
17 October 2016
290
Clearstream Banking
Sweden - UK
ISIN GB0007389926 - Old Mutual PLC
ISIN GB00B635TG28 - Enquest PLC only, settling via VPC-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
CONVERSION TO CREST 00XJJ
CEDELULL/xxxxx a
CONVERSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XUJ
Name and Address
Stamp Duty Status
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPCSSESS
//ESSESESS
//CONVERSION TO CREST 00XJJ
//CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
/NCSD/CRSTGB22
//CRSTGB22
/CRST/75XUJ
//ESSESESS for CEDELULL AC xxxxx a
Fees: Standard transaction fee for Sweden, as published in the CBL Fee Schedule, plus SEK 1500.00. A
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
CONVERSION TO CREST 14XKL
CEDELULL/xxxxx a
CONVERSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XUJ
Name and Address
UK Transfer between CSP or ADR accounts
MT542 Deliver Free
MT540 Receive Free
Seq
B
C
M
M
M
M
E1
M
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPCSSESS
//ESSESESS
//CONVERSION TO CREST 14XKL
//CEDELULL/xxxxx a
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
/NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/75XUJ
Clearstream Banking
17 October 2016
291
ISIN GB0009895292 - ASTRAZENECA PLC only, settling via VPC-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
CONVERSION TO CREST 00XJJ
CEDELULL/xxxxx a
CONVERSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
69XYS
Name and Address
Stamp Duty Status
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//VPCSSESS
//ESSESESS
//CONVERSION TO CREST 00XJJ
//CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
/NCSD/CRSTGB22
//CRST/GBOX (if customer the same; otherwise, blank)
//CRSTGB22
/CRST/69XYS
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
CONVERSION TO CREST 14XKL
CEDELULL/xxxxx a
CONVERSION
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
69XYS
Name and Address
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
/NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//CONVERSION TO CREST 14XKL
//CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
/NCSD/CRSTGB22
//CRSTGB22
/CRST/69XYS
17 October 2016
292
Clearstream Banking
Limited Swedish securities only, settling via VPC-SIS-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
INSECHZZ
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
Stamp Duty Status
UK No Change of Beneficial Ownership (if customer
the same; otherwise, blank)
MT542 Deliver Free
M
M
M
M
:95P:
:95P:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
MT540 Receive Free
Seq
B
C
E
E1
//VPCSSESS
//ESSESESS
//INSECHZZ
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
/NCSD/CRSTGB22
//CRST/GBOX (if customer the same; otherwise, blank)
//CRSTGB22
/CRST/XBDR
//VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
INSECHZZ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
VPCS/ESSESESS.01001604997/CEDELULL/xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
/NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//INSECHZZ
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
/NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts
Clearstream Banking
17 October 2016
293
Sweden - U.S.A.
ISIN US2942643048 - Epicept Corp.
ISIN US52078P1021- Lawson Software Inc
ISIN US57772M1071 - Maxim Pharmaceuticals
ISIN US6918281071 - Oxigene
ISIN US7170811035 - Pfizer Inc
ISIN US7393631095 - Powerwave Technologies Inc.
ISIN US7393633075 - Powerwave Tech ORD REG only, settling via VPC-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
BBH NY DTC010 CONVERSION/DTC908
089154/CSCxxxxx a
CONVERSION
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
CONV SEB/CBL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
/NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//BBH NY DTC010 CONVERSION/DTC908
//089154/CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
/NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//CONV SEB/CBL/xxxxx a
17 October 2016
294
Clearstream Banking
Switzerland - Austria
Swiss equities settling via SIS-OeKB CSD link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
INSECHZZ
AT100042
Name and Address
CEDELULL.xxxxx a
243900
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
OCSDATWW
trade date and time
BIC
OCSDATWW
BIC
INSECHZZ
Name and Address
CH100025/CEDELULL.xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/AT100042
//CEDELULL.xxxxx a
//243900
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/OCSDATWW
//OCSDATWW
//INSECHZZ
//CH100025/CEDELULL.xxxxx a
Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule. For ISOTIS shares ISIN
CH0012572522, a conversion fee of CHF 0,02 per share is charged
Clearstream Banking
17 October 2016
295
Switzerland - Canada
ISIN CH0024899483 UBS AG settling via SECOM-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
DTCYUS33XXX
DTC - US
06000
BIC
ROYCCAT2XXX
RBCT 080000630001/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
DTCC
DTC
0010
4945317/CH100025/xxxxx a
a.xxxxx=The Clearstream Banking customer’s 5-digit account number.
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//DTCYUS33XXX
//DTCYID/06000
//ROYCCAT2XXX
//RBCT 080000630001/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95R:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/DTCC
/DTCYID/0010
//4945317/CH100025/xxxxx a
17 October 2016
296
Clearstream Banking
L
Switzerland - France
Eligible Swiss equities, settling via SIS-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
Yes
M
M
M
INSECHZZ
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
M
M
M
/SICV/00000641/49584W/xxxxx a
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//SICV/00000641/49584W/xxxxx a
//NCSD/INSECHZZ
//DLWM
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//EOC 22429
//CEDELULL xxxxxa
Clearstream Banking
17 October 2016
297
Switzerland - Germany
German and Swiss equities only, settling via SIS-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
DAKVDEFF
72010000
BIC
CEDELULL
xxxxx a
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFF
trade date and time
BIC
DAKVDEFF
71210000
BIC
CEDELULL
xxxxxa
Name and Address
UBS AG
CH100025
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/INSECHZZ
//DAKVDEFF
/DAKV/72010000
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/71210000
//UBS AG
//CH100025
//CEDELULL
//xxxxxa
CH0012572522, a conversion fee of CHF 0.02 per share is charged.
Note: The customer must send a free-format message to the Settlement team in charge of Switzerland,
providing the instruction reference. For transfers in Powershare Funds additional third party fees might be
charged.
17 October 2016
298
Clearstream Banking
Switzerland - Greece
ISIN CH0198251305 - COCA-COLA HBC AG ORD REG securities only, settling via SIS-Helex link
CreationOnline
Deliver Free
Receive Free
M
INSECHZZXXX
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
trade date and time
BIC
INSECHZZXXX
GB103098
BIC
CEDELULLXXX
xxxxxa
M
M
M
M
M
M
M
M
M
Place of trade
Narrative
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
HCSDGRAAXXX
OTC Trades
OTC
trade date and time
BIC
INSECHZZXXX
Name and Address
SIX SIS DEPO
BIC
CEDELULLXXX
xxxxxa
SEGA/INTERSETTLE-CH
CH100025
Creation via SWIFT
MT542 Deliver Free
M :94F: :SAFE //NCSD/INSECHZZXXX
M :95P: :PSET //INSECHZZXXX
M :95R: :REAG /SCOM/GB103098
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
M
:98a:
:94F:
:94B:
:95P:
:95Q:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:TRAD
:PSET
:DEAG
:DECU
:SELL
:SAFE
//NCSD/HCSDGRAAXXX
//OTCO/OTC
//INSECHZZXXX
//SIX SIS DEPO
/SCOM/CH100025
//CEDELULLXXX
//xxxxxa
Fees: Standard transaction fee for Greece, as published in the CBL Fee Schedule, plus EUR 8.
A cancellation fee of EUR 16 applies to each cancelled cross-border transaction with Switzerland.
Note: On the Greek market, the settlement date cannot be in the past.
Clearstream Banking
17 October 2016
299
Switzerland - Ireland
Limited Irish securities only, settling via Euroclear UK & Ireland-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
INSECHZZ
IE110192
BIC
CEDELULL
xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
Ac xxxxx a
IE Exempt (if customer the same; otherwise,
blank)
Creation via SWIFT
MT542 Deliver Free
M :94F: :SAFE //NCSD/INSECHZZ
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//INSECHZZ
/SCOM/IE110192
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/IEYX (if customer the same; otherwise, blank)
//CRSTGB22
/CRST/XBDR
//INSE/CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a
Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule.For ISOTIS shares ISIN
Note: All instructions must be received at CBL by 14:00 on SD-1. For transfers in Powershare Funds additional
third party fees might be charged.
17 October 2016
300
Clearstream Banking
Switzerland - Italy
Swiss Equites only, settling via SIS-MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
INSECHZZXXX
trade date and time
BIC
MOTIITMMXXX
Agent BIC
CEDELULLXXX
SAFE/CUST/INSECHZZXXX PLEASE SETTLE
VIA T2S
BIC
bbbbbbbbbbba
xxxxxb
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
MOTIITMM
trade date and time
BIC
INSECHZZ
BIC
UBSWCHZH80A
CH100025
Seller
Party
Account
BIC
CEDELULL
xxxxxb
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:70E:
:TRAD
:SAFE
:PSET
:REAG
:SPRO
//NCSD/INSECHZZXXX
//MOTIITMMXXX
//CEDELULLXXX
//SAFE/CUST/INSECHZZXXX PLEASE SETTLE VIA
T2S
M :95P: :BUYR //bbbbbbbbbbba
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
//NCSD/MOTIITMM
//INSECHZZ
//IUBSWCHZH80A
//CH100025
Note: The customer must send a free-format message to the Settlement team in charge of Switzerland,
providing the instruction reference and details.
Clearstream Banking
17 October 2016
301
Switzerland - Sweden
Swiss equities only, settling via SIX SIS-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
INSECHZZ
SE100041
ESSESESS
CEDELULL/xxxxx
CONVERSION
M
M
a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
INSECHZZ
CH100025/CEDELULL/xxxxx a
CONVERSION
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//CONVERSION
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/SE100041
//ESSESESS
//CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//INSECHZZ
//CH100025/CEDELULL/xxxxx a
Fees: Standard transaction fee for Switzerland, as published in the CBL Fee Schedule, plus SEK 1500. For ISOTIS
shares ISIN CH0012572522, a conversion fee of CHF 0.02 per share is charged. A cancellation fee of
SEK 1000 applies to each cancelled cross-border transaction with Sweden.
17 October 2016
302
Clearstream Banking
Switzerland - UK
Limited Swiss securities only, settling via SIS-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
INSECHZZ
GB151521
BIC
CEDELULL
xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
Ac xxxxx a
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//INSECHZZ
/SCOM/GB151521
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
Note: All instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the
Immediate Release flag set.
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
INSECHZZ
GB153558
BIC
CEDELULL
xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
Ac xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/GB153558
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on receipts. All
instructions must be received at CBL by 14:00 on SD-1. Instructions for Switzerland must have the
Clearstream Banking
17 October 2016
303
ISIN JE00B2NFTP34 - ETFS Leveraged Live Cattle (LLCT), settling via SIS-Euroclear UK & Ireland
link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
CRSTGB22
CRESTCo
00XJJ
BIC
CEDELULLXXX
xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
0PMAY
Name and Address
CH100025 UBSWCHZH80A FBO CBL Ac
xxxxx a
MT542 Deliver Free
blank)
M :95R: :REAG /CRST/00XJJ
MT540 Receive Free
Seq
B
C
E
E1
M :95R: :DEAG /CRST/0PMAY
M :95Q: :SELL //CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
CRSTGB22
CRESTTCO
14XKL
BIC
CEDELULL
xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
0PMAY
Name and Address
Ac xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//CRSTGB22
/CRST/14XKL
//CEDELULL
//xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/0PMAY
17 October 2016
304
Clearstream Banking
UK Guilts only, settling via INSE - Euroclear UK & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
M
a.
b.
c.
Receive Free
M
M
M
INSECHZZ
Trade Date/Time
trade date and time
Place of Settlement
BIC
Party
INSECHZZ
Receiving Agent
Party
LU110032
Buyer
BIC
Party
CEDELULL
Account
xxxxxc
bbbbbbbb = BIC of SIS Participant
iiiiiiii = Business Partner ID of SIS Participant
xxxxx=The Clearstream Banking customer’s 5-digit account number.
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSE/bbbbbbbba.iiiiiiiib
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/LU110032
//CEDELULL
//xxxxxc
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//INSE/bbbbbbbba.iiiiiiiib
a. bbbbbbbb = BIC of SIS Participant
b. iiiiiiii = Business Partner ID of SIS Participant
Clearstream Banking
17 October 2016
305
Switzerland - U.S.A.
ISIN CH0024899483 - UBS AG
ISIN CH0025751329 - Logitech only, settling via SIS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
INSECHZZ
US150253
BIC
CEDELULLXXX
089154 CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
6950
Name and Address
CSCxxxxxa
CH100025
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/US150253
//CEDELULLXXX
//089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/6950
//CSCxxxxxa
//CH100025
CH0012572522, a conversion fee of CHF 0,02 per share is charged.
Note: The deadline for all instructions is 14:00 SD with Trade Date and Settlement Date = SD.
Swiss and U.S. securities only settling via SIS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
INSECHZZ
trade date and time
BIC
DTCYUS33
DTC - US
0908
BIC
CITIUS33XXX
089154 CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
0908
BIC
CITIUS33XXX
217217/CH100025/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/INSECHZZ
//DTCYUS33
/DTCYID/0908
//CITIUS33XXX
//089154 CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/00908
//CITIUS33XXX
//217217/CH100025/xxxxx a
17 October 2016
306
Clearstream Banking
Thailand - Singapore
ISIN TH0554010Z14 - Total Comm PCL only, settling via TSD - CDP link
CreationOnline
Deliver Free
Receive Free
M
Additional Places
M
TSDCTHBK
M
C
Type of Settlement
Transaction
M
M
Trade Date/Time
Place of Settlement
Party
Beneficial Owner
Indicator
Receiving Agent
Party
Account
Buyer
Party
trade date and time
BIC
TSDCTHBK
M
M
BIC
CITITHBX
8005450002
Name and Address
CROSS BORDER
M
cross border from TH to SG
M
Trade Date/Time
Place of Settlement
Party
Beneficial Owner
Indicator
Delivering Agent
Party
Account
Seller
Party
Account
Narrative
M
M
M
M
M
Narrative
M
M
M
Code: OTC Trades
CDPLSGSG
owner)
trade date and time
BIC
CDPLSGSG
BIC
TSDCTHBK
304-0000000-159
BIC
HSBCTHBK
001-245042-390
Crossbdr SG-TH/SDC No. 304 BO
Clearstream Nominees Ltd
Creation via SWIFT
MT542 Deliver Free
Seq
B
M :70E: :SPRO //Cross border from TH to SG
M :94F: :SAFE //NCSD/TSDCTHBK
M :22F: BENE //NBEN
M
M
M
M
:95P:
:95P:
:97A:
:95Q:
:PSET
:REAG
:SAFE
:BUYR
//TSDCTHBK
//CITITHBX
//8005450002
//CROSS BORDER
C
E
E1
MT540 Receive Free
M :70E: :SPRO //Crossbdr SG-TH/SDC No. 304 BO Clearstream
Nominees Ltd
M :22F: :BENE //NBEN
M :95P: :DEAG //TSDCTHBK
M :97A: :SAFE //304-0000000-159
M :95P: :SELL //HSBCTHBK
M :97A: :SAFE //001-245042-390
Fees: On request or standard transaction fee for Thailand, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
307
UK - Australia
Fees: Standard transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities
are physical. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload on HMRC and the
registrars, settlement via removal between local registrars may take several weeks.
ISIN AU000000ALB8 - Albidon Ltd
ISIN AU000000BAB9 - Bullabulling Gold Ltd Ord
Reg
ISIN AU000000MNC7 - Metminco Ltd
ISIN AU000000NYO7 - Nyota Minerals Ltd Ord Reg
ISIN AU000000OEX8 - Oilex Ltd
ISIN AU000000POH7 - Phosphagenics Ltd
ISIN AU000000BKY0 - Berkeley Resources
ISIN AU000000PRU3 - SHS PERSEUS MINING
ISIN AU000000BTR5 - Blackthorn
ISIN AU000000RIA0 - Rialto Energy Ltd
ISIN AU000000CCC1 - Continental Coal Ltd
ISIN AU000000RML9 - Rusina Mining
(Formerly known as Continental Capital Limited) ISIN AU000000RMP0 - SHS Red Emperor
Ord Reg
Resources NL ORD REG
ISIN AU000000CCD9 - Caledon Resources Ord Reg ISIN AU000000ROC4 - ROC Oil Company Ltd
ISIN AU000000CFU6 - Ceramic Fuel Cells Ltd
ISIN AU000000RRS3 - Range Resources Ltd
ISIN AU000000CSM6 - Consolidated Minerals Ltd ISIN AU000000SGZ9 - Scotgold Resources Ltd
ISIN AU000000SLV8 - Sylvania Resources Ltd
ISIN AU000000DML9 - Discovery Metals Ord Reg ISIN AU000000S320 SHS SOUTH32 LTD ORD REG
ISIN AU000000DWY1 - Dwyka Diamonds Ltd
ISIN AU000000TPT1 -Tangiers Petroleum
ISIN AU000000FND9 - Finders Resources Ord Reg Limited
ISIN AU000000GBP6 - Global Petroleum Ltd
ISIN AU000000GIP1 - Gippsland Ltd
ISIN AU000000JPR6 - SHS Jupiter Energy Ltd
ISIN AU000000VMT4 - Vmoto Ltd
ISIN AU000000WAS9 - Wasabi Energy Limited
(Formerly known as Insurance My Way Ltd) ORD
REG
ISIN AU000000LRL1 - Leyshon Resources Ltd
ISIN AU000000WLF3 - Wolf Minerals Ltd
ISIN AU000000LRS6 - Latin Resources Ltd Ord
ISIN AU000000YAJ4 - New Millennium Resources
Reg
ISIN AU0000XINAK8 - International Ferro Metals
ISIN AU000000MML0 - Medusa Mining Ltd
ISIN AU0000XINAS1 - CAP-XX Ltd
only, settling via removal between local registrars ISIN BMG0440M1284 - Aquarius Platinum Ltd
ISIN AU000000SO44 SHS SALT LAKE POTASH LTD ISIN BMG864081044 - Sylvania Platinum Ltd
ORD REG
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
M
trade date and time
M
BIC
M
CRSTGB22
CRESTCO
M
CREST
Name and Address
M
Removal to Australia, J.P. Morgan Nominees
Australia Ltd Locked Bag 20049, Melbourne VIC
3001 Australia PID: 20104
/STCO/PHYS/
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
Name and Address
Narrative
Removal from UK to Australia
17 October 2016
308
Clearstream Banking
MT542 Deliver Free
B
///STCO/PHYS/
//NCSD/CRSTGB22
C
//CRST/GBOX (If customer is the same;
E
otherwise, blank)
E1
M :95Q: :BUYR //Australia, J.P. Morgan Nominees Australia Ltd
Locked Bag 20049, Melbourne VIC 3001 Australia
PID: 20104
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
M :70E: :SPRO //Removal from UK to Australia
M :95Q: :SELL //VIDACOS NOMINEES LIMITED
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
M
trade date and time
M
BIC
M
CRSTGB22
CRESTCO
M
CREST
Name and Address
M
Removal to Australia, J.P. Morgan Nominees
/STCO/PHYS/
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Share Registry
Name and Address
Narrative
Removal from UK to Australia
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:REAG
:BUYR
B
///STCO/PHYS/
//NCSD/CRSTGB22
C
//CRST/GBTX
E
//CRSTGB22
E1
/CRST/CREST
//Removal to Australia, J.P. Morgan Nominees
M :70E: :SPRO //Removal from UK to Australia
M :95Q: :SELL //VIDACOS NOMINEES LIMITED
Clearstream Banking
17 October 2016
309
ISIN AU000000IBA4 - IBA Health Group Limited only, settling via Euroclear UK & Ireland-SIS-CHESS link
Note: Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will
imply a 1.5% SDRT charge on CBL customer deliveries.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
CEDELULL/xxxxx a
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CHASAU2XDCC
BIC
INSECHZZ
248300021109
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
B
C
E1
//CHESS/CHASAU2XDCC.231200011106/
CEDELULL/xxxxx a
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CAETAU21
//CAETAU21
//CHASAU2XDCC
//INSECHZZ
//248300021109
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
CEDELULL/xxxxx a
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CAETAU21
trade date and time
BIC
CAETAU21
BIC
CHASAU2XDCC
BIC
INSECHZZ
248300021109
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
B
C
E1
//CHESS/CHASAU2XDCC.231200011106/
CEDELULL/xxxxx a
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CAETAU21
//CAETAU21
//CHASAU2XDCC
//INSECHZZ
//248300021109
17 October 2016
310
Clearstream Banking
S
UK - Belgium
ISIN BE0003818359 Galapagos Genomics NV securities only, settling via Euroclear UK & Ireland-SISCIK link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Buyer
Party
Name and Address
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
CIKBBEBB
trade date and time
BIC
CIKBBEBB
BIC
INSECHZZ
29910
Name and Address
GB100554
CREST 00XJJ/CEDELULL/xxxxx a
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
MT540 Receive Free
Seq
B
C
E1
M :95Q: :BUYR //EGSP/PARBFRPP/CEDELULL/xxxxx a
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/CIKBBEBB
//CIKBBEBB
//INSECHZZ
//29910
//GB100554
//CREST 00XJJ/CEDELULL/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Buyer
Party
Name and Address
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
CIKBBEBB
trade date and time
BIC
CIKBBEBB
BIC
INSECHZZ
29910
Name and Address
GB100554
CREST 14XKL/CEDELULL/xxxxx a
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
M :95Q: :BUYR //EGSP/PARBFRPP/CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/CIKBBEBB
//CIKBBEBB
//INSECHZZ
//29910
//GB100554
//CREST 14XKL/CEDELULL/xxxxx a
Clearstream Banking
17 October 2016
311
UK - BNP Paribas Luxembourg
ISIN KYG9361Y1026 - Vinacapital Opportunities
ISIN VGG308591053 - Equest Balkans Fd. only, settling via Euroclear UK & Ireland-EB link
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CEDELULLXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//00XJJ
//CUST/CEDELULLXXX
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CEDELULLXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//14XKL
//CUST/CEDELULLXXX
//MGTCBEBEECL
/ECLR/22111
17 October 2016
312
Clearstream Banking
ISIN US45822B2051 - Integra GRP REG (20DR/1SHS) securities only, settling via Euroclear UK &
Ireland - EB Link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
MT542 Deliver Free
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//00XJJ
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
MT542 Deliver Free
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//14XKL
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/22111
Clearstream Banking
17 October 2016
313
UK - BNY London
ISIN GB0004601430 - GBP 10,50 Italy 89-2014
ISIN US0885792061 - Beximco Pharmaceuticals Ltd.
ISIN US48667H1059 - Kazakhgold Group Ltd.
ISIN US68554N1063 - Orascom Constrution Ind. Reg.
ISIN US98387E2054 - X5 Retail Reg
ISIN USX607461166 - OTP Bank GDR only, settling via Euroclear UK & Ireland-EB Link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IRVTGB2XGPT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
MT542 Deliver Free
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//00XJJ
//CUST/IRVTGB2XGPT
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IRVTGB2XGPT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
MT542 Deliver Free
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//14XKL
//CUST/IRVTGB2XGPT
//MGTCBEBEECL
/ECLR/22111
17 October 2016
314
Clearstream Banking
ISIN NL0006282204 - New World Resources only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Removal to BoNY Depository Nominees Limited
ifo CBL acc. xxxxx a, register into Vidacos
Nominees Limited acc. CLRLUX2
/STCO/PHYS/
Not required
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
Seq
B
///STCO/PHYS/
//NCSD/CRSTGB22
C
//CRSTGB22
E1
/CRST/CREST
//Removal to BoNY Depository Nominees Limited iifo CBL
acc. xxxxx a Register into Vidacos Nominees Limited
acc. CLRLUX2
MT540 Receive Free
Not required
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Removal to BoNY Depository Nominees Limited
ifo CBL acc. xxxxx a, register into Vidacos
Nominees Limited acc. CLRLUX
/STCO/PHYS/
Not required
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
Seq
B
///STCO/PHYS/
//NCSD/CRSTGB22
C
//CRSTGB22
E1
/CRST/CREST
//Removal to BoNY Depository Nominees Limited ifo CBL
acc. xxxxx a, register into Vidacos Nominees Limited
acc. CLRLUX
MT540 Receive Free
Not required
Clearstream Banking
17 October 2016
315
UK - Canada
UK and limited Canadian equities only settling via Euroclear UK & Ireland-DTC link
Note: As not all Canadian securities can be transferred between UK and Canada because of a chilled status
please contact Clearstream Banking Customer Service to ensure transferability before instructing
Clearstream Banking.
Securities that are not exempt from SDRT and are withdrawn from a 0.5% or 1.5% SDRT Crest account will
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC5099/RBCT/080000630001/xxxxx a
M
M
O
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
ACSI
DTC
00002012
00XJJ CLRLUX2
UK CREST to Canada
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC5099/RBCT/080000630001/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
O
:98a:
:70E:
:94F:
:95P:
:95R:
:95R:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//UK CREST to Canada
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/ACSI
/DTCYID/00002012
//00XJJ CLRLUX2
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC5099/RBCT/080000630001/xxxxx a
M
M
O
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
ACSI
DTC
00002012
14XKL CLRLUX
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC5099/RBCT/080000630001/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
O
:98a:
:94F:
:95P:
:95R:
:95R:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/ACSI
/DTCYID/00002012
//14XKL CLRLUX
17 October 2016
316
Clearstream Banking
ISIN BM4834061049 - Kalimantan Gold Corp.,
ISIN CA0080H1082 - African Aura Corp
ISIN CA0515471070 - Aureus Mining Inc Ord Reg
ISIN CA36315W1032 - Galantas Gold Corp
ISIN CA4656761042 - Ithaca Energy Inc.
ISIN CA5640071026 - Mano River Resources
ISIN CA61534J1057 Mood Media Corp Ord Reg
ISIN CA61981U1084 - Moto Goldmines Ltd.
ISIN CA6390971043 - Nautilus Minerals Inc
ISIN CA6871961059 - Orosur Mining Inc Ord Reg
ISIN CA6779091033 - Oilexco Inc.
ISIN CA77277R2037 - Rock Well Petroleum Inc.
ISIN CA8629281087 - Stratic Energy Corp.
ISIN CA8849031056 - Thomson Reuters Corp.
ISIN CA8999101030 - Turbo Power Sys. Inc
ISIN CA9169091043 - Uruguay Mineral Exploration1
ISIN CA9170171057 - Uranium Particip Ord
ISIN CA95801T1075 - Western Coal Corporation
ISIN CA9842381050 - YM Biosciences Inc.
ISIN GB0034246743 – Oriel Resources plc
ISIN GB00B03TH577 - African Copper plc
ISIN GB00B06K1665 - Alexander Mining Ltd
ISIN GB00B0CY5V57 - Serica Energy plc
ISIN GB00B44QDS07 Allied Gold Mining ORD
ISIN GG00B1W7FC20 - Crytologic Ltd Ord Reg
ISIN GG00B779P585 - Platmin Ltd Ord Reg
ISIN JE00B1HNYF12 - Minera Irl Ltd
ISIN JE00B2QY9G86 - Arawak Energy Limited Shares
ISIN KYG224041189 - Coastal Energy Co Ord Reg
ISIN KYG876361091 - Tethys Petroleum Ltd
ISIN VGG0472G1147 – Arian Silver Corp.
ISIN VGG9828A1194 - Xcite Energy Ltd only
The customer must send a free-format message to the Settlement team in charge of UK, providing
instruction references and stating that it is a transfer between Canada and the UK.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
CREST
Name and Address
Canada
/STCO/PHYS
/080000630001/xxxxxa
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
080000630001
Narrative
STCO/PHYS/UK CREST to Canada/NCBO (if
no change of beneficial ownership)
1. Cross border transfers in ISIN CA9169091043 from UK to U.S.A. and visa versa must be executed via Canada. Please use this link to
transfer the holdings from UK to Canada.
Clearstream Banking
17 October 2016
317
MT542 Deliver Free
///080000630001/xxxxxa
blank)
MT540 Receive Free
Seq
B
C
E
E1
M :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West, 2nd Floor,
M :70E: :SPRO //STCO/PHYS/UK CREST to Canada/NCBO (if no
M
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:97A:
:SETR
:PSET
:DEAG
:SELL
:SAFE
//TRAD
//CDSLCATT
/CDSL/OTCB
//080000630001
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
CREST
Name and Address
Canada
/STCO/PHYS
/080000630001/xxxxxa
UK transfer between CSP or ADR accounts)
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS-CA
OTCB
Name and Address
080000630001
Narrative
STCO/PHYS/UK CREST TO CANADA/NCBO
(if no change of beneficial ownership)
MT542 Deliver Free
///080000630001/xxxxxa
M :22F: :STAM /CRST/GBTX
MT540 Receive Free
Seq
B
C
E
E1
M :95Q: :BUYR //Removal to Roytor and Co., RBC Investor Services,
Securities Cage, 155 Wellington Street West, 2nd Floor,
M :70E: :SPRO //STCO/PHYS/UK CREST TO CANADA/NCBO (if no
M
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:97A:
:SETR
:PSET
:DEAG
:SELL
:SAFE
//TRAD
//CDSLCATT
/CDSL/OTCB
//080000630001
17 October 2016
318
Clearstream Banking
UK - Citibank, London
ISIN US4380902019 - Hon Hai Precision securities only, settling via Euroclear UK & Ireland - EB link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
Crestco
XBDR
Name and Address
CEDE/xxxxxa
M
CITIGB2L
M
Place of Settlement
Party
Delivering Agent
Party
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
M
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//00XJJ
//CUST/CITIGB2L
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
Crestco
XBDR
Name and Address
CEDE/xxxxxa
M
CITIGB2L
M
Place of Settlement
Party
Delivering Agent
Party
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
M
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//14XKL
//CUST/CITIGB2L
//MGTCBEBEECL
/ECLR/22111
Clearstream Banking
17 October 2016
319
UK equities only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
Crestco
CREST
Name and Address
REMOVAL to CBL account xxxxxa,
Deliver to Computershare Investor
Services (Jersey) Limited, 31 Pier Road,
St Helier, Jersey, JE4 8PW
/STCO/PHYS
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:REAG
:BUYR
///STCO/PHYS/
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/CREST
//REMOVAL to CBL account xxxxxa,
Deliver to Computershare Investor
Services (Jersey) Limited, 31 Pier Road,
St Helier, Jersey, JE4 8PW
Seq
B
C
E
E1
17 October 2016
320
Clearstream Banking
UK - Czech Republic
ISIN GB00B42CTW68 - New World Resources
ISIN GB00BF5SDZ96 - Stock Spirits Group only, settling via CDCP link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
14XKL
BIC
CEDELULL
84473
Cross-border UK to CZ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Indicator
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CRSTGB22
BIC
CEDELULL
xxxxxa
Beneficial Owner
MT542 Deliver Free
M :70E: :SPRO //Cross-border UK to CZ
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//CRSTGB22
/CRST/14XKL
//CEDELULL
//84473
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//Cross-border UK to CZ
//NCSD/UNIYCZPP
//YBEN or NBEN
//UNIYCZPP
//CRSTGB22
//CEDELULL
//xxxxxa
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CEDELULL
84473
BIC
xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BIC
CEDELULL
xxxxxa
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CRSTGB22
//CEDELULL
//CEDE/84473
//xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULL
//xxxxxa
Note: Customers must send a free-format message to the Settlement team in charge of Czech domestic
settlement providing the details of the instructed cross-border trade.
Clearstream Banking
17 October 2016
321
UK - Denmark
ISIN GB00B01FLG62 - GROUP SECURICOR only, settling via Euroclear UK & Ireland-VP link
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and address
NDEADKKK/04444/CEDELULL/xxxxxa
Narrative
/STCO/PHYS/
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
CITIGB2L
020001003195097
Computershare acc. 6011405748 CREST
00XJJ acc. CLRLUX2
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/BH014
//NDEADKKK/04444/CEDELULLxxxxxa
MT540 Receive Free
Seq
M :70E: :SPRO ///STCO/PHYS/
M :70E: :SPRO //Computershare acc. 6011405748 CREST 00XJJ acc.
CLRLUX2
M :95P: :DEAG //NDEADKKK
M :95P: :SELL //CITIGB2L
M :97A: :SAFE //020001003195097
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and address
Narrative
/STCO/PHYS/
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
CITIGB2L
020001003195097
14XKL acc. CLRLUX2
MT542 Deliver Free
Seq
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
//NDEADKKK/04444/CEDELULLxxxxxa
MT540 Receive Free
M :70E: :SPRO //Computershare acc. 6011405748 CREST 14XKL acc.
CLRLUX2
M :97A: :SAFE //020001003195097
17 October 2016
322
Clearstream Banking
ISIN DK0060005684- Eurotrust A/S securities only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
Narrative
/STCO/PHYS/
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
CITIGB2L
020001003195097
00XJJ acc. CLRLUX2
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
//NDEADKKK/04444/CEDELULL/xxxxxa
MT540 Receive Free
Seq
M :70E: :SPRO //Computershare acc. 6011405748 CREST 00XJJ acc.
CLRLUX2
M :97A: :SAFE //020001003195097
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Narrative
///STCO/PHYS/
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPDKDKKK
trade date and time
BIC
VPDKDKKK
BIC
NDEADKKK
BIC
CITIGB2L
020001003195097
14XKL acc. CLRLUX
MT542 Deliver Free
Seq
M :70E: :SPRO /STCO/PHYS/
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
//NDEADKKK/04444/CEDELULL/xxxxxa
MT540 Receive Free
M :70E: :SPRO //Computershare acc. 6011405748 lfo CREST 14XKL
acc. CLRLUX
M :97A: :SAFE //020001003195097
Clearstream Banking
17 October 2016
323
UK - Deutsche Bank London
ISIN US39032T1060 - Great Eastern Energy Ltd
ISIN US6698881090 - JOINT STOCK Co. NOVATEK (REGS)(1DR/10SHS)
settling via EB-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DEUTGB22
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
MT542 Deliver Free
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//00XJJ
//CUST/DEUTGB22
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DEUTGB22
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
MT542 Deliver Free
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//14XKL
//CUST/DEUTGB22
//MGTCBEBEECL
/ECLR/22111
17 October 2016
324
Clearstream Banking
UK - Finland
ISIN FI0009014716 - Talv Mining Co NPV only, settling via Euroclear UK&Ireland-SIS-APK link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
SCOM/APKE/CEDELULL.4410001000089/
CEDELULL/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
NDEAFIHH
BIC
INSECHZZ
GB151521
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//SCOM/APKE/CEDELULL.4410001000089/
CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/APKEFIHH
//APKEFIHH
//NDEAFIHH
//INSECHZZ
//GB151521
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
SCOM/APKE/CEDELULL.4410001000089/
CEDELULL/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
NDEAFIHH
BIC
INSECHZZ
GB153558
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//SCOM/APKE/CEDELULL.4410001000089/
CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/APKEFIHH
//APKEFIHH
//NDEAFIHH
//INSECHZZ
//GB153558
Clearstream Banking
17 October 2016
325
ISIN FI0009015291 - Powerflute OYJ securities only, settling via removal by local registrar
Note: Customers must send a free-format message to the OUI Unit providing the instruction reference.
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
Vidacos Nominees Ltd
Citigroup Centre, Canada Square
Canary Wharf, London E14 5LB, UK
Narrative
Stamp Duty Status
/STCO/PHYS
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
Account
02200015494010
MT542 Deliver Free
M
M
M
M
MT540 Receive Free
Seq
///STCO/PHYS
//NCSD/CRSTGB22
//CRST/GBOX (if customer is the same; otherwise
blank)
M :95P: :REAG /CRST/CREST
M :95Q: :BUYR //Vidacos Nominees Ltd
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
B
C
E
E1
M :95P: :PSET //APKEFIHH
M :95P: :DEAG //ESSEFIHX
M :95P: :SELL //IRVTBEBB
M :97A: :SAFE //02200015494010
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
Narrative
Stamp Duty Status
/STCO/PHYS
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
Account
02200015494010
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95Q:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:REAG
:BUYR
///STCO/PHYS
//NCSD/CRSTGB22
//CRST/GBTX
//CRSTGB22
/CRST/CREST
//Vidacos Nominees Ltd
Seq
MT540 Receive Free
B
C
E
E1
M :97A: :SAFE //02200015494010
17 October 2016
326
Clearstream Banking
ISIN FI0009800098 - Ruukki Group OYJ securities only, settling via removal by local registrar
Note: Customers must send a free-format message to the OAA Unit with the instruction reference and
beneficiary details (name, account, BIC, contact person and telephone number).
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
Narrative
Stamp Duty Status
/STCO/PHYS/
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
Account
10-100 033 386
MT542 Deliver Free
M
M
M
M
MT540 Receive Free
Seq
///STCO/PHYS
//NCSD/CRSTGB22
//CRST/GBOX (if customer is the same; otherwise
blank)
M :95P: :REAG /CRST/CREST
M :95Q: :BUYR //Vidacos Nominees Ltd
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
B
C
E
E1
M :97A: :SAFE //10-100 033 386
Deliver Free
M
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
Narrative
Stamp Duty Status
/STCO/PHYS
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
APKEFIHH
trade date and time
BIC
APKEFIHH
BIC
ESSEFIHX
BIC
IRVTBEBB
Account
02200015494010
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95Q:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:REAG
:BUYR
///STCO/PHYS
//NCSD/CRSTGB22
//CRST/GBTX
//CRSTGB22
/CRST/CREST
//Vidacos Nominees Ltd
Seq
MT540 Receive Free
B
C
E
E1
M :97A: :SAFE //02200015494010
Clearstream Banking
17 October 2016
327
UK - France
Limited French securities only, settling via Euroclear UK & Ireland-EF link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
SICV/00000641/49584W/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
29910
Name and Address
GB100554
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//SICV/00000641/49584W/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/29910
//GB100554
//CREST 00XJJ/CEDELULL xxxxx a
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
SICV/00000641/49584W/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
29910
Name and Address
GB100554
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//SICV/00000641/49584W/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/29910
//GB100554
17 October 2016
328
Clearstream Banking
UK equities only, settling via Euroclear UK & Ireland-EF link
Note: Due to restrictions in the French market, 1.5% SDRT will be charged but is reclaimable.
Not applicable for 0.5% SDRT1.
Deliver Free
M
M
M
M
M
M
Receive Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
nnnnna
Name and Address
EGSP/641/49584W/xxxxx b
Stamp Duty Status
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
91632
CEDELULL xxxxx b
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/nnnnna
//EGSP/641/49584W/xxxxx b
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPP
/EGSP/9913
//91632
//CEDELULL xxxxx b
Clearstream Banking
17 October 2016
329
ISIN ZM0000000037 - ZCCM, settling physically
instruction reference and details of the receipt.
With the increasing number of cross-border transfers and the resulting workload on HMRC and the
registrars, physical settlement may take several weeks.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
Reg. To Euroclear France, 115 Rue Reaumur,
75081 Paris
Name and Address
Del. To BNP Paribas Securities Services, Les
Grands Moulins de Pantin, 9, rue du
Débarcadère, 93500 Pantin, France
Not required
MT542 Deliver Free
Seq
B
C
E
blank)
M :95C: :PSET //GB
E1
M :95Q: :REAG //Reg. To Euroclear France, 115 Rue Reaumur,
75081 Paris
M :95Q: :BUYR //BNP Paribas Securities Services, 0254C Stock
Dénouement, Les Grands Moulins de Pantin, 9, rue du
Débarcadère, 93500 Pantin, France
MT540 Receive Free
Not required
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
Reg. To Euroclear France, 115 Rue Reaumur,
75081 Paris
Name and Address
//BNP Paribas Securities Services, 0254C Stock
Dénouement, Les Grands Moulins de Pantin,
9, rue du Débarcadère, 93500 Pantin, France
Not required
MT542 Deliver Free
Seq
B
//NCSD/CRSTGB22
C
//PHYS
E
//GB
E1
//Reg. To Euroclear France, 115 Rue Reaumur,
75081 Paris
M :95Q: :BUYR //Del. To BNP Paribas Securities Services, Les Grands
Moulins de Pantin, 9, rue du Débarcadère, 93500
Pantin, France
M
M
M
M
M
:98a:
:94F:
:22F:
:95C:
:95Q:
:TRAD
:SAFE
:STCO
:PSET
:REAG
MT540 Receive Free
Not required
17 October 2016
330
Clearstream Banking
ISIN GB00B00FHZ82 - Gold Bullion Sec. only, settling via Euroclear UK & Ireland-EF link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
EOC
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
52023
CEDELULL xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/EOC
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//52023
//CEDELULL xxxxx a
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
EOC
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
91632
CEDELULL xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/EOC
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//91632
//CEDELULL xxxxx a
Clearstream Banking
17 October 2016
331
UK Stamp exempt ETFS securities only, settling via Euroclear UK & Ireland-EF link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKK
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
52023
CEDELULL xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//52023
//CEDELULL xxxxx a
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
56XKK
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
9913
Name and Address
91632
CEDELULL xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/56XKK
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//91632
//CEDELULL xxxxx a
17 October 2016
332
Clearstream Banking
UK - Germany
Limited German securities only, settling via Euroclear UK & Ireland-SIS-CBF link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSECHZZ for DAKV.7201000 ifo xxxxxa
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFF
trade date and time
BIC
DAKVDEFF
71210000
BIC
CEDELULL
00XJJ
Name and Address
CREST International
GB100554
a. xxxxx=The CBL customer’s 5-digit account number
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
M :95Q: :BUYR //INSECHZZ for DAKV.7201000 ifo xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/71210000
//CREST International
//GB100554
//CEDELULL
//00XJJ
Clearstream Banking
17 October 2016
333
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFF
trade date and time
BIC
DAKVDEFF
71210000
BIC
CEDELULL
14XKL
Name and Address
CREST International
GB100554
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
M :95Q: :BUYR //INSECHZZ for DAKV.7201000 ifo xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/71210000
//CREST International
//GB100554
//CEDELULL
//14XKL
17 October 2016
334
Clearstream Banking
ISIN DE000A1C9YW6 - Ecommerce Alliance Ord Br
ISIN LU0274209237 - DB X-Tracker Eur. ETF
ISIN LU0274208692 - DB X-Trackers MSCI World TRN Index RTF 1C
ISIN LU0274209740 - DB X-Trackers MSCI Japan
ISIN LU0274210672 - DB X-Trackers MSCI USA TRN Index ETF 1C
ISIN LU0292096186 - DB X-Trackers DJ St.Gl.Sel.Div.100 ETF 1D
ISIN LU0292101796 - DB X-Trackers DJ STOXX 600 Oil & Gas
ISIN LU0292103651 - DB X-Trackers DJ STOXX 600 Banks
ISIN LU0292106241 - DB X-Trackers SHORTDAX ETF 1C
ISIN LU0292106753 - DB X-Trackers DJ ETF
ISIN LU0292107645 - DB X-Trackers MSCI Emerging Market
ISIN LU0292108619 - DB X-Trackers LATAM ETF
ISIN LU0292109005 - DB X-Trackers MSCI EM EMEA
ISIN LU0292109344 - DB X-Trackers MSCI Brazil
ISIN LU0292109690 - DB X-Trackers S+P CNX NIFTY ETF 1C
ISIN LU0292109856 - DB X-Trackers FTSE/XINHUA CHINA 25 ETF 1C
ISIN LU0322251520 - DB X-Trackers S&P 500 Short ETF
ISIN LU0322252924 - DB X-Trackers FTSE Vietnam ETF securities
ISIN LU0328476410 - DB X-Trackers S+P Select Frontier ETF 1C
ISIN LU0356591882 - DB X-Trackers USD Money Mkt ETF 1C
ISIN LU0476289623 - DB X-Trackers MSCI INfo. Trn In. ETF 1C only, settling via EB - Euroclear UK &
Ireland link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo UK, IE
XBDR
Name and Address
CEDE/xxxxxa
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//00XJJ
//NCSD/DAKVDEFF
//MGTCBEBEECL
/ECLR/22111
Clearstream Banking
17 October 2016
335
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo UK, IE
XBDR
Name and Address
CEDE/xxxxxa
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DAKVDEFF
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRSTGB22
/CRST/XBDR
//CEDE/xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//14XKL
//NCSD/DAKVDEFF
//MGTCBEBEECL
/ECLR/22111
17 October 2016
336
Clearstream Banking
ISIN GB00B03MLX29 - ROYAL DUTCH SHELL A
The Euroclear UK & Ireland - ENL - CBF link no longer exists following the implementation of ESES.
The transfer of this security from the UK to Germany must be processed in two steps. Please refer to:
1. UK - Netherlands see page 348
2. Netherlands - Germany see page 193
ISIN DE000A0B65S3 - Paion AG, settling via removal by local registrar
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Vidacos Nominees Ltd, Citigroup Centre,
Canada Square, Canary Wharf, London
M
M
M
Narrative
/STCO/PHYS/
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
DAKVDEFF
trade date and time
BIC
DAKVDEFF
70150000
Name and Address
Capita IRG
Account
Narrative
10961636800
CEDELULL ifo CBL acc. xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
///STCO/PHYS/
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
//Vidacos Nominees Ltd, Citigroup Centre, Canada
Square, Canary Wharf, London E14 5LB, UK
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//CEDELULL ifo CBL acc. xxxxxa
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/70150000
//Capita IRG
M :97A: :SAFE //10961636800
Registrar fees on request.
Note: Customers must send a free-format message to the OUI Unit with the following details: Instruction
reference and benificiary details (name, account, BIC, contact person and telephone number).
Clearstream Banking
17 October 2016
337
ISIN DE000TUAG000 - TUI AG only, settling via local agents
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
CRSTGB22XXX
M
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
E14 5LB, UK
STCO/PHYS
M
Place of Settlement
Party
Delivering Agent
Party
M
M
Narrative
DAKVDEFF
trade date and time
BIC
CEDELULLXXX
Clearstream
20813
Transfer from CREST 00XJJ
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
///STCO/PHYS
//NCSD/CRSTGB22
//CRSTGB22XXX
/CRST/CREST
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//Transfer from CREST 00XJJ
//NCSD/DAKVDEFFXXX
//CEDELULLXXX
/CEDE/20813
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
CRSTGB22XXX
M
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
E14 5LB, UK
STCO/PHYS
M
Place of Settlement
Party
Delivering Agent
Party
M
M
Narrative
DAKVDEFFXXX
trade date and time
BIC
CEDELULLXXX
Clearstream
20813
Transfer from CREST 14XKL
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
///STCO/PHYS
//NCSD/CRSTGB22
//CRSTGB22
/CRST/CREST
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//Transfer from CREST 14XKL
//NCSD/DAKVDEFFXXX
//CEDELULLXXX
/CEDE/20813
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule.
17 October 2016
338
Clearstream Banking
UK - Hong Kong
ISIN BMG0620W2019 - Asian Citrius Hldg Ord Reg
ISIN GB0004082847 - Standard Chartered Plc
ISIN GB0005405286 - HSBC HOLD PLC only, settling physically
ISIN GB00B0HZPV38 - SHS Kazakhmys plc Ord Reg
ISIN JE00B4T3BW64 - SHS Glencore Xstrata plc (formerly known as Glencore International plc) Ord
Reg
Hong Kong Registrar’s normal fee is HKD 2.50 per certificate for a removal from the UK to Hong Kong.
To calculate the express removal fee, please use the formula:
Closing price of share X No. of shares X 0.05% (minimum fee is HKD 500)
Deliver Free
M
M
M
M
M
M
C
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
CREST
Name and Address
M
M
Trade Date/Time
XHKCHKH1
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
BIC
XHKCHKH1
Name and Address
900031
BIC
CITIGB2L
00XJJ CLRLUX2
Indicator
Narrative
M
M
M
M
a
a. Include “Express Services” for transfer via Express Services.
MT542 Deliver Free
B
C
E
C :22F: :STAM /CRST/GBOX (if the customer is the same;
otherwise, blank)
M :95C: :PSET //GB
M :95Q: :REAG //CREST
MT540 Receive Free
Seq
E1
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:BENE
// a
//XHKCHKH1
//NBEN (if no change of beneficial ownership); or
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//XHKCHKH1
//900031
//CITIGB2L
//00XJJ CLRLUX2
Clearstream Banking
17 October 2016
339
Deliver Free
M
M
M
M
M
M
C
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
Receive Free
M
M
M
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
CREST
Name and Address
UK transfer between CSP or ADR accountsa
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
BIC
CITIGB2L
14XKL CLRLUX
Indicator
Narrative
b
a. Any SDRT arising from missing or incorrect codewords cannot be reclaimed.
b. Include “Express Services” for transfer via Express Services.
MT542 Deliver Free
B
C
E
C :22F: :STAM /CRST/GBTX b
M :95C: :PSET //GB
M :95Q: :REAG //CREST
MT540 Receive Free
Seq
E1
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:BENE
// a
//XHKCHKH1
//NBEN (if no change of beneficial ownership); or
//CBO (if change of beneficial ownership
M
M
M
M
:95P:
:95Q:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//XHKCHKH1
//900031
//CITIGB2L
//14XKL CLRLUX
b. Any SDRT arising from missing or incorrect codewords cannot be reclaimed.
For BMG0620W2019
Normal Service
-
6 business days
-
-
HKD2.50 per certificate issued
Rush Service
-
2 business days
-
-
HKD20.00 per certificate issued whichever is higher (subject to a minimum of HKD200.00)
For GB0004082847
Normal Service
-
6 business days
-
Rush Service
-
2 business days
-
-
HKD20.00 per certificate issued whichever is higher
17 October 2016
340
Clearstream Banking
For GB0005405286
Normal Service
-
-
Rush Service
-
1 business day (24 hours) by 10:00am on next morning
-
0.05% on market value with minimum of HKD500.00 per transaction
For GB00B0HZPV38 and JE00B4T3BW64
Normal Service
-
6 business days
-
-
Rush Service
-
2 business days
-
0.05% on market value (subject to a minimum of HKD5,000.00)
Clearstream Banking
17 October 2016
341
UK - HSBC Bank Plc London
ISIN GB0055007982 Autonomy Corp. PLC. only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
CREST
Name and Address
REMOVAL TO HSBC IN FAVOUR OF CBL ACC
xxxxxa REGISTER INTO VIDACOS
NOMINEES LIMITED A/C CLRLUX2
Not required
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95C:
:95Q:
:95Q:
:TRAD
:SAFE
:STCO
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//PHYS
//GB
//CREST
//REMOVAL TO HSBC IN FAVOUR OF CBL ACC
xxxxxa REGISTER INTO VIDACOS NOMINEES
LIMITED A/C CLRLUX2
Seq
B
C
E
E1
MT540 Receive Free
Not required
Note: Receiving account is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
CREST
Name and Address
REMOVAL TO HSBC IN FAVOUR OF CBL ACC
xxxxxa REGISTER INTO VIDACOS
NOMINEES LIMITED A/C CLRLUX
Not required
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:22F:
:95C:
:95Q:
:95Q:
:TRAD
:SAFE
:STAM
:STCO
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRST/GBTX
//PHYS
//GB
//CREST
//REMOVAL TO HSBC IN FAVOUR OF CBL ACC
xxxxxa REGISTER INTO VIDACOS NOMINEES
LIMITED A/C CLRLUX
Seq
B
C
E
MT540 Receive Free
Not required
E1
17 October 2016
342
Clearstream Banking
ISIN GB00B063YS85 - Opportunity Investment Management
ISIN GB0059337583 - Deltex Medical Group plc only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Reg into HSBC Issuer Services Common
Depository Nominee (UK) Limited. FFC
a/c xxxxxa
/STCO/PHYS/
Not required
UK no change in beneficial ownership (if
MT542 Deliver Free
M
M
M
M
///STCO/PHYS/
//NCSD/CRSTGB22
/CRST/GBOX (if customer the same; otherwise,
blank)
M :95Q: :BUYR //Reg into HSBC Issuer Services Common
Depository Nominee (UK) Limited. FFC a/c
xxxxxa
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
Seq
B
MT540 Receive Free
Not required
C
E1
With the increasing number of cross-border transfers and the resulting workload on HMRC and the
Clearstream Banking
17 October 2016
343
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Reg into HSBC Issuer Services Common
Depository Nominee (UK) Limited. FFC
a/c xxxxxa
/STCO/PHYS/
Not required
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:REAG
:BUYR
///STCO/PHYS/
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/CREST
//Reg into HSBC Issuer Services Common
Depository Nominee (UK) Limited. FFC a/c
xxxxxa
Seq
B
MT540 Receive Free
Not required
C
E1
17 October 2016
344
Clearstream Banking
GB0004829437 ACORN Income Fund Limited securities only, settling via removal between local
registrars
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Physical
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
CREST
Name and Address
Removal to HSBC in favour of CBL ACC
xxxxxa Register into Vidacos Nominees
Limited A/C CLRLUX2
Not required
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95C:
:95Q:
:95Q:
:TRAD
:SAFE
:STCO
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//PHYS
//GB
//CREST
//Removal to HSBC in favour of CBL ACC xxxxxa
Register into Vidacos Nominees Limited A/C
CLRLUX2
Seq
B
C
E
E1
MT540 Receive Free
Not required
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
CREST
Name and Address
Removal to HSBC in favour of CBL ACC
xxxxxa Register into Vidacos Nominees
Limited A/C CLRLUX
Not required
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:22F:
:95C:
:95Q:
:95Q:
:TRAD
:SAFE
:STAM
:STCO
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRST/GBTX
//PHYS
//GB
//CREST
//Removal to HSBC in favour of CBL ACC xxxxxa
Register into Vidacos Nominees Limited A/C
CLRLUX
Seq
B
C
E
MT540 Receive Free
Not required
E1
Clearstream Banking
17 October 2016
345
UK - Italy
Italian and UK equities, settling via Euroclear UK & Ireland-SIS-MT link
Note: It is recommended to instruct all instructions by using the "Immediate Release Flag" latest until 14:00
CET.
ISIN IT0001976403 - Fiat, IT0000072618- BANCA INTESA SANPAOLO SPA, ISIN IT0003128367 - Enel, ISIN
IT0003132476 - ENI and ISIN IT0003497168 - Telecom Italia are SDRT-exempt. For all other securities, the
customer must indicate no change in beneficial ownership in the free-format message to CBL as
appropriate.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
MOTIITMM
trade date and time
BIC
CRSTGB22XXX
BIC
PARBITMM080
BIC
INSECHZZ
891500/CREST 00XJJ
a. The Clearstream Banking 5-digit account number of the receiving party.
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//PARBITMM080
//INSECHZZ
//891500/CREST 00XJJ
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
PARBITMM080
BIC
INSECHZZ
891500/CREST 14XKL
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//PARBITMM080
//INSECHZZ
//891500/CREST 14XKL
17 October 2016
346
Clearstream Banking
UK ETFS Securities only, settling via MT-Euroclear UK & Ireland Link
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
FIQAQ
Buyer
Party
Account
BIC
MOTIITMMXXX
21891
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMMXXX
trade date and time
BIC
CRSTGB22XXX
BIC
CRSTGB22XXX
00XJJ
BIC
CRSTGB22XXX
CREST 00XJJ / CBL xxxxxa
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/FIQAQ
MT540 Receive Free
Seq
B
C
E1
M :97A: :SAFE //21891
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMMXXX
//CRSTGB22XXX
//CRSTGB22XXX
//00XJJ
//CRSTGB22XXX
//CREST 00XJJ / CBL xxxxxa
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
FIQAQ
Buyer
Party
Account
BIC
MOTIITMMXXX
21891
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMMXXX
trade date and time
BIC
//CRSTGB22XXX
BIC
CRSTGB22XXX
14XKL
BIC
CRSTGB22XXX
CREST 14XKL / CBL xxxxxa
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/FIQAQ
M :97A: :SAFE //21891
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMMXXX
////CRSTGB22XXX
//CRSTGB22XXX
//14XKL
//CRSTGB22XXX
//CREST 14XKL / CBL xxxxxa
Clearstream Banking
17 October 2016
347
R
UK - Netherlands
UK equities settling via Euroclear UK & Ireland-ENL link
Note: Transfer of ISIN NL0000687465 is not possible between the two countries.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
nnnnna
Name and Address
EGSP/641/67449M/xxxxxb
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
52023
CEDELULL xxxxxb
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/nnnnna
//EGSP/641/67449M/xxxxxb
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/9919
//52023
//CEDELULL xxxxxb
Note: Receiving account 56XKJ is a 1.5% Clearance Service Provider account and so 1.5% SDRT is due on deliveries.
17 October 2016
348
Clearstream Banking
Deliver Free
M
M
M
M
M
M
Receive Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
nnnnna
Name and Address
EGSP/641/67449M/xxxxxb
Stamp Duty Status
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
Narrative
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
91632
CEDELULL xxxxxb
NL1/SSTA/T
MT542 Deliver Free
B
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/nnnnna
//EGSP/641/67449M/xxxxxb
MT540 Receive Free
Seq
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NL1/SSTA/T
//NCSD/NECINL2A
//GBTX
//NECINL2A
/EGSP/9919
//91632
//CEDELULL xxxxxb
Clearstream Banking
17 October 2016
349
ISIN LU0323134006 - Arcelormital Ord Reg securities only, settling via Euroclear UK & Ireland- SIS Euroclear Netherlands link
ISIN NL0009739424 - TNT EXPRESS N.V. ORD BR
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo
XBDR
Name and Address
NECI/000000000641/xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
Euronext - BE,FR,NL
29910
Name and Address
GB100554
CREST 00XJJ/CEDELULL xxxxxa
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22XXX
//CRSTGB22XXX
/CRST/XBDR
//NECI/000000000641/xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2AXXX
//NECINL2AXXX
/EGSP/29910
//GB100554
//CREST 00XJJ/CEDELULL xxxxxa
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo
XBDR
Name and Address
NECI/000000000641/xxxxxa
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2AXXX
trade date and time
BIC
NECINL2AXXX
Euronext - BE,FR,NL
29910
Name and Address
GB100554
CREST 14XKL/CEDELULL xxxxxa
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22XXX
//CRSTGB22XXX
/CRST/XBDR
//NECI/000000000641/xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2AXXX
//NECINL2AXXX
/EGSP/29910
//GB100554
//CREST 14XKL/CEDELULL xxxxxa
17 October 2016
350
Clearstream Banking
UK - New Zealand
GB0003466074 SHS FOREIGN AND COLONIAL INVESTMENT TRUST ORD REG
GB0008710799 SHS HENDERSON ASIA GROWTH TRUST PLC
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Account
C
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
YES
BIC
CRSTGB22
Name and Address
New Zealand 6011
Name and Address
DEL TO (Postal address of where certificates
are to be sent if different from registration
details)
1783-0001-11-05
M
M
Trade Date/Time
RBNZNZ22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
RBNZNZ22
Name and Address
The Share Registry
M
Seller
Party
Name and Address
Vidacos Nominees Limited
M
Narrative
Removal from UK to New Zealand
M
MT542 Deliver Free
Seq
B
C :22F: :STAM /CRST/GBOX /(if the customer is the same;
otherwise, blank)
M :95Q: :REAG //JPMorgan Chase Bank N.A. NZ, Level 13, ASB
Tower, 2 Hunter Street, Wellington, New
Zealand 6011
M :95Q: :BUYR //DEL TO (Postal address of where certificates
are to be sent if different from registration details)
M :97A: :SAFE //1783-0001-11-05
C
E1
MT540 Receive Free
M :70E: :SPRO //Removal from UK to New Zealand
M :95Q: :SELL //Vidacos Nominees Limited
Clearstream Banking
17 October 2016
351
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Account
C
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
YES
BIC
CRSTGB22
Name and Address
New Zealand 6011
Name and Address
DEL TO (Postal address of where certificates
are to be sent if different from registration
details)
1783-0001-11-05
M
M
Trade Date/Time
RBNZNZ22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
RBNZNZ22
Name and Address
The Share Registry
M
Seller
Party
Name and Address
Vidacos Nominees Limited
M
Narrative
Removal from UK to New Zealand
M
MT542 Deliver Free
M
M
M
C
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
M :22F: :STCO
M :95P: :PSET
M :95Q: :REAG
M :95Q: :BUYR
M :97A: :SAFE
///STCO/PHYS/
//NCSD/CRSTGB22
/CRST/GBOX /(if the customer is the same;
otherwise, blank)
//PHYS
//CRSTGB22
//JPMorgan Chase Bank N.A. NZ, Level 13, ASB
Tower, 2 Hunter Street, Wellington, New
Zealand 6011
//DEL TO (Postal address of where certificates
are to be sent if different from registration details)
//1783-0001-11-05
Seq
B
C
E1
MT540 Receive Free
M :70E: :SPRO //Removal from UK to New Zealand
M :95Q: :SELL //Vidacos Nominees Limited
17 October 2016
352
Clearstream Banking
UK - Norway
ISIN SE0000378119 - IGE Resources only, settling via Euroclear UK & Ireland - SIS - VPS link
Note: Customer must send an MT599 as follows (with cross-border details):
ATTN: PSG
Cross-border UK-NORWAY, ISIN, QUANTITY, SETTLEMENT DATE, CBL account.
Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per delivery
transaction and plus GBP50 when these securities are physical. Registrar fees on request.
Deliver Free
Receive Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
INSECHZZ
50050057004
MT542 Deliver Free
M :95R: :REAG /CRST/XBDR
M :95Q: :BUYR //VPSN.DNBANOKC.CEDELULL.xxxxxa
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//INSECHZZ
//50050057004
Deliver Free
Receive Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
INSECHZZ
50050057004
MT542 Deliver Free
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
//INSECHZZ
//50050057004
Clearstream Banking
17 October 2016
353
ISIN CA9506771042 - Wentworth Resources only, settling via Euroclear UK - VPS link
Deliver Free
Receive Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
1MKAV
Name and Address
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
CITIGB2L
00XJJ
MT542 Deliver Free
M :95R: :REAG /CRST/1MKAV
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//CITIGB2L
//00XJJ
Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule, plus NOK 900 per delivery
ATTN: PSG
17 October 2016
354
Clearstream Banking
Deliver Free
Receive Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
1MKAV
Name and Address
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
CITIGB2L
14XKL
MT542 Deliver Free
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//CITIGB2L
//14XKL
Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per transaction
and plus GBP50 when these securities are physical. Registrar fees on request.
Note: Customer must send MT599 as follows (with cross-border details):
ATTN: PSG
Clearstream Banking
17 October 2016
355
ISIN GB0000663038 - Avocet Mining plc
Deliver Free
Receive Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Repetitive Amount
M
Stamp Duty Status
M
M
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XYH
BIC
DNBANOKC
6432139723
Type: Trade Amount
Amount: 15d
Currency: GBP - Pound Sterling
UK Delivering party accountable
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
BIC
CITIGB2L
00XJJ
MT542 Deliver Free
M
M
M
M
M
:22F:
:95P:
:95R:
:95P:
:97A:
:STAM
:PSET
:REAG
:BUYR
:SAFE
/CRST/GBRX
//CRSTGB22
/CRST/75XYH
//DNBANOKC
//6432139723
M :19A: :DEAL //GBP15d
Seq
MT540 Receive Free
B
C
E
E1
M :95P: :PSET //VPSNNOKK
M :95P: :DEAG //NDEANOKK
E3
M :97A: :SAFE //00XJJ
Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule, plus NOK 900 per delivery
Note: Customer must send MT599 as follows (with cross-border details):
ATTN: PSG
17 October 2016
356
Clearstream Banking
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCO
1MKAV
Name and Address
accountable
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
BIC
CITIGB2L
14XKL
MT542 Deliver Free
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
//CITIGB2L
//14XKL
Fees: Standard transaction fee for Norway, as published in the CBL Fee Schedule, plus NOK 900 per transaction
and plus GBP50 when these securities are physical. Registrar fees on request.
ATTN: PSG
Clearstream Banking
17 October 2016
357
UK - Poland
ISIN GB00B42CTW68 - New World only, settling via NDS-CBL link
Fees: Transfers are done via KDPW account 72457 with CBL. Internal transaction fees are charged. Standard
transaction fee for UK, as published in the CBL Fee Schedule, plus GBP50 when these securities are
physical. Registrar fees on request.
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CRSTGB22
trade date and time
BIC
CEDELULL
72457
Narrative
9240000/CBL/xxxxxa
M
KDPWPLPW
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CROSSBORDER
M
M
M
M
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//NCSD/CRSTGB22
//CEDELULL
/CEDE/72457
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CROSSBORDER
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
17 October 2016
358
Clearstream Banking
UK - Singapore
ISIN SG2E91982768 - Global Invacom Group Ltd Ord Reg settling via removal between local
registrars
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
REMOVAL TO DBS NOMINEES PTE
LTD#CBL ACC: 5611-1813-7519# FINAL
BO NAME TO BE DECLARED
/STCO/PHYS/
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
M
M
M
Narrative
Stamp Duty Status
M
M
customer is the same)
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CDPLSGSG
BIC
CITIGB2L
M
Narrative
M
Indicator
MT542 Deliver Free
Seq
MT540 Receive Free
M :70E: :SPRO ///STCO/PHYS/Singapore dep. DBS Bank Ltd.
DBSSSGSGIBD / PSET CDPLSGSG / Central
depository PTE Ltd
M :22F: :STAM //CRST/GBOX (if customer is the same)
B
M :70E: :SPRO //BO NAME TO BE DECLARED
C
E1
M :95Q: :BUYR //REMOVAL TO DBS NOMINEES PTE LTD#CBL
ACC: 5611-1813-7519#FINAL BO NAME TO BE
DECLARED
M :95P: :DEAG //CITISGSG
Clearstream Banking
17 October 2016
359
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
CRSTGB22
CRESTCo.
CREST
Name and Address
REMOVAL TO DBS NOMINEES PTE
LTD#CBL ACC: 5611-1813-7519#FINAL
/STCO/PHYS/Singapore dep. DBS Bank Ltd.
DBSSSGSGIBD / PSET CDPLSGSG /
Central depository PTE Ltd
UK transfer between CSP or ADR acc.
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
M
M
M
Narrative
M
Stamp Duty Status
M
M
Code: OTC Trades
KDPWPLPW
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITISGSG
BIC
CITIGB2L
M
Narrative
M
Beneficial Owner
SDRT1
MT542 Deliver Free
M :70E: :SPRO ///STCO/PHYS/Singapore dep. DBS Bank Ltd.
DBSSSGSGIBD / PSET CDPLSGSG / Central
depository PTE Ltd
M :22F: :STAM //CRST/GBTX
M :95Q: :BUYR //REMOVAL TO DBS NOMINEES PTE LTD#CBL
ACC: 5611-1813-7519#FINAL BO NAME TO BE
DECLARED
Seq
MT540 Receive Free
B
M :70E: :SPRO //BO NAME TO BE DECLARED
C
E
M :95P: :DEAG //CITISGSG
E1
Note: A standard transfer takes approximately 10 business days. Only NCBO cross border is allowed.
Transfer of this security from Singapore to the UK is not possible.
17 October 2016
360
Clearstream Banking
UK - South Africa
Limited UK equities
ISIN GB0000566504 - BHP Billiton plc
ISIN GB0003394813 - African Eagle Resources plc
ISIN GB00B1CRLC47 - Mondi plc
ISIN GB00B1XZS820 - Anglo American plc
ISIN GG00B24HM601 - CTL Gold Rand Org Reg
ISIN ZAE000017745 - Datatec
ISIN ZAE000043485 - Anglogold Ashanti Ltd
ISIN ZAE000076014 - Petmin Ltd
ISIN ZAE000127460 -Sacoil Holdings Ord Reg only, settling via removal between local registrars
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule plus GBP50 when
these securities are physical. Registrar fees on request.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
M
Stamp Duty Status
M
Narrative
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
South Africa (Pty) Ltd, 5th floor, 4 Sandown
Valley Crescent, Sandton 2196, CSCxxxxxa,
SCB ZA0000323394
/STCO/PHYS/
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Indicator
Stamp Duty Status
Narrative
STRAZAJJ
trade date and time
BIC
STRAZAJJ
BIC
SCBLZAJ2
Name and Address
CREST 00XJJ
ZA exempt
Removal from UK
MT542 Deliver Free
M
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:STAM
:PSET
:REAG
:BUYR
Seq
B M
M
C M
E M
/CRST/GBOX
M
//CRSTGB22
E1 M
/CRST/CREST
M
//Removal to Standard Chartered Nominees South Africa M
(Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton
2196, CSCxxxxxa, SCB ZA0000323394
MT540 Receive Free
:98a:
:70E:
:94F:
:22F:
:22F:
:95P:
:95P:
:95Q:
:TRAD
:SPRO
:SAFE
:BENE
:STAM
:PSET
:DEAG
:SELL
//Removal from UK
//NCSD/STRAZAJJ
//NBEN
/STRA/USTN
//STRAZAJJ
//SCBLZAJ2
//CREST 00XJJ
Clearstream Banking
17 October 2016
361
Deliver Free
Receive Free
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
M
Trade Date/Time
STRAZAJJ
trade date and time
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
South Africa (Pty) Ltd, 5th floor, 4 Sandown
Valley Crescent, Sandton 2196, CSCxxxxxa,
SCB ZA0000323394
/STCO/PHYS/
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Indicator
BIC
STRAZAJJ
BIC
SCBLZAJ2
Name and Address
CREST 14XKL
Stamp Duty Status
Narrative
ZA exempt
Removal from UK
M
M
M
M
Stamp Duty Status
Narrative
M
M
M
M
M
MT542 Deliver Free
M
M
M
M
:22F:
:95P:
:95R:
:95Q:
:STAM
:PSET
:REAG
:BUYR
Seq
B
M
M
C M
E M
/CRST/GBTX
M
//CRSTGB22
E1 M
/CRST/CREST
M
//Removal to Standard Chartered Nominees South Africa M
(Pty) Ltd, 5th floor, 4 Sandown Valley Crescent, Sandton
2196, CSCxxxxxa, SCB ZA0000323394
MT540 Receive Free
:98a:
:70E:
:94F:
:22F:
:22F:
:95P:
:95P:
:95Q:
:TRAD
:SPRO
:SAFE
:BENE
:STAM
:PSET
:DEAG
:SELL
//Removal from UK
//NCSD/STRAZAJJ
//NBEN
/STRA/USTN
//STRAZAJJ
//SCBLZAJ2
//CREST 14XKL
17 October 2016
362
Clearstream Banking
UK - Spain
Limited Spanish securities only, settling via the Euroclear UK & Ireland-SIS-BBVA link
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
BIC
INSECHZZ
DIN-CH100791
Indicator
Narrative
REGI/INSECHZZXXX INCLUSION
MT542 Deliver Free
B
C
E
E1
M :95Q: :BUYR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
/NCSD/IBRCESMM
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
//INSECHZZ
//DIN-CH100791
Clearstream Banking
17 October 2016
363
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
BSSSESM2XXX
BIC
INSECHZZ
DIN-CH100791
Indicator
Narrative
MT542 Deliver Free
B
C
E
E1
M :95Q: :BUYR //INSECHZZ for BBVAESMM ifo CBL acc. xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:BENE
:PSET
:DEAG
:SELL
:SAFE
//REGI/INSECHZZXXX INCLUSION
/NCSD/IBRCESMM
//YBEN
//IBRCESMMXXX
//BSSSESM2XXX
//INSECHZZ
//DIN-CH100791
17 October 2016
364
Clearstream Banking
ISIN ES0113900J37 - Banco Santander Central Hispano
ISIN ES0144580Y14 - Iberdrola SA
ISIN ES0177542018 - Intl Cons Airline Ord
ISIN ES0613900945 - Banco Santander Right 11/08 only, settling via Euroclear UK & Ireland-ECLRBBVA link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE
xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
CREST 00XJJ
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE
//xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CREST 00XJJ
/NCSD/IBRCESMM
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE
xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
IBRCESMM
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
CREST 14XKL
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE
//xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CREST 14XKL
/NCSD/IBRCESMM
//MGTCBEBEECL
/ECLR/22111
Clearstream Banking
17 October 2016
365
17 October 2016
366
Clearstream Banking
UK - Sweden
ISIN SE0000378119 - IGE Resources
The transfer of this security from the UK to Sweden must be processed in two steps. Please refer to UK-Sweden
and Norway - UK.
ISIN GB0007389926 - Old Mutual PLC
ISIN GB0009895292 - ASTRAZENECA PLC
ISIN GB00B635TG28 - Enquest PLC only, settling via Euroclear UK & Ireland-VPC link
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus SEK 1500
and plus GBP50 when these securities are physical. Registrar fees on request. A cancellation fee of SEK
1000 applies to each cancelled cross-border transaction with Sweden.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XUJ
Name and Address
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
CONVERSION FROM CREST 00XJJ
CEDELULL/xxxxx a
CONVERSION
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/75XUJ
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//CONVERSION FROM CREST 00XJJ
//CEDELULL/xxxxx a
Clearstream Banking
17 October 2016
367
Deliver Free
M
M
M
M
M
M
Receive Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
75XUJ
Name and Address
ESSESESS for CEDELULL xxxxx a
Stamp Duty Status
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
CONVERSION FROM CREST 14XKL
CEDELULL/xxxxx a
CONVERSION
MT542 Deliver Free
B
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/75XUJ
MT540 Receive Free
Seq
M :94F: :SAFE //NCSD/VPCSSESS
M
M
M
M
:95P:
:95P:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//VPCSSESS
//ESSESESS
//CONVERSION FROM CREST 14XKL
//CEDELULL/xxxxx a
17 October 2016
368
Clearstream Banking
Limited Swedish securities only, settling via settling via Euroclear UK & Ireland-SIS-VPC link
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule, plus SEK 1500
and plus GBP50 when these securities are physical. Registrar fees on request. A cancellation fee of SEK
1000 applies to each cancelled cross-border transaction with Sweden.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
VPCS/ESSESESS.01001604997
CEDELULL/xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
INSECHZZ
Account
Narrative
CONVERSION
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//VPCS/ESSESESS.01001604997
CEDELULL/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//INSECHZZ
M :97A: :SAFE //01002862159/CEDELULL/xxxxx a
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
VPCS/ESSESESS.01001604997/CEDELULL/
xxxxx a
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
BIC
INSECHZZ
Account
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//INSECHZZ
Clearstream Banking
17 October 2016
369
UK - Switzerland
Limited Swiss securities only, settling via Euroclear UK & Ireland-SIS link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
Ac xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
INSECHZZ
trade date and time
BIC
INSECHZZ
GB151521
BIC
CEDELULL
xxxxx a
MT542 Deliver Free
MT540 Receive Free
Seq
blank)
M :95Q: :BUYR //INSE/CH100025 UBSWCHZH80A FBO CBL Ac
xxxxx a
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//INSECHZZ
/SCOM/GB151521
//CEDELULL
//xxxxx a
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Stamp Duty Status
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
Ac xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
INSECHZZ
trade date and time
BIC
INSECHZZ
GB153558
BIC
CEDELULL
xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:STAM
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/XBDR
xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
/CRST/GBOX
//INSECHZZ
/SCOM/GB153558
//CEDELULL
//xxxxx a
17 October 2016
370
Clearstream Banking
ISIN JE00B2NFTP34 - ETFS Leveraged Live Cattle (LLCT), settling via SIS-Euroclear UK & Ireland
link
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Stamp Duty Status
Receive Free
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
0PMAY
Name and Address
CH100025 UBSWCHZH80A FBO CBL xxxxx a
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
INSECHZZ
trade date and time
BIC
CRSTGB22
CRESTCo
00XJJ
BIC
CEDELULLXXX
xxxxx a
MT542 Deliver Free
blank)
M :95R: :REAG /CRST/0PMAY
M :95P: :BUYR //CH100025 UBSWCHZH80A FBO CBL Ac xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:70C:
:PSET
:DEAG
:SELL
:PACO
//CRSTGB22
/CRST/00XJJ
//CEDELULL
//xxxxx a
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule Standard, plus
GBP50 when these securities are physical. Registrar fees on request.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTTCO
0PMAY
Name and Address
Ac xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Narrative
INSECHZZ
trade date and time
BIC
CRSTGB22
CRESTTCO
14XKL
BIC
CEDELULL
xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/0PMAY
xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:70C:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:PACO
//NCSD/INSECHZZ
//CRSTGB22
/CRST/14XKL
//CEDELULL
//xxxxx a
Fees: Standard transaction fee for United Kingdom, as published in the CBL Fee Schedule, plus GBP50 when
Clearstream Banking
17 October 2016
371
UK Guilts only, settling via INSE - Euroclear UK & Ireland link
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
INSE/bbbbbbbba.iiiiiiiib
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
INSECHZZ
LU110032
BIC
CEDELULL
xxxxxc
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//INSE/bbbbbbbba.iiiiiiiib
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/LU110032
//CEDELULL
//xxxxxc
17 October 2016
372
Clearstream Banking
UK - U.S.A.
Limited UK and U.S. equities only, settling via Euroclear UK & Ireland-DTC link
Note: As not all US securities can be transferred between UK and USA because of a chilled status, please contact
Clearstream Banking Customer Service to ensure transferability before instructing Clearstream Banking.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC0908 089154/CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2012
BIC
CRSTGB22
00XJJ CLRLUX2
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC0908 089154/CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2012
//CRSTGB22
//00XJJ CLRLUX2
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC0908 089154/CSCxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2012
BIC
CRSTGB22
14XKL CLRLUX
MT542 Deliver Free
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC0908 089154/CSCxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2012
//CRSTGB22
//14XKL CLRLUX
Clearstream Banking
17 October 2016
373
ISIN US4491877076 - Hyundai Motor Co.
ISIN US50186Q2021 - LG Electron. Invest
ISIN US68554W2052 - Orascom Telecom Reg. S
ISIN US74762X4079 - Quanta Computer Inc.
ISIN US7960502018 - Samsung Electronics Co.
ISIN US7960508882 - Samsung Electronics
ISIN USY5217N1183 - Larsen Toubro Ltd only, settling via Euroclear UK & Ireland - EB link
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo. UK, IE
XBDR
Name and Address
CEDE/xxxxx a
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
CREST 00XJJ
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CREST 00XJJ
//NCSD/DTCYUS33
//MGTCBEBEECL
/ECLR/22111
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
CRSTGB22
trade date and time
BIC
CRSTGB22
CrestCo. UK, IE
XBDR
Name and Address
CEDE/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
CREST 14XKL
MT542 Deliver Free
B
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:REAG
:BUYR
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//CREST 14XKL
//NCSD/DTCYUS33
//MGTCBEBEECL
/ECLR/22111
17 October 2016
374
Clearstream Banking
ISIN CA9169091043 - Uruguay Mineral Exploration
Note: Cross border transfers in ISIN CA9169091043 from UK to U.S.A and visa versa must be executed via
Canada. Please see page 317 for transfer from UK to Canada and page 55 for transfer from Canada to
U.S.A.
ISIN US3590446098 - Frontera Resources Corp.
ISIN US6748703088 - Ocean Power Technologies Inc. only, settling physically
registrars, physical settlement may take several weeks.
team in charge of the US market.
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Narrative
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
Reg. to Gerlach and Co., c/o Citibank
NA/Custody IC&D Lockbox,
PO Box 7247-7057, Philidelphia,
PA 19170-7057
Name and Address
Del. to
Citibank N.A. - Citibank Vault, Att. Mr. Keith
Whyte, 399 Park Ave, Level B Vault, New
York, NY 10022, USA, DTC 908
Acc. 089154 ifo CSCxxxxx a
M
M
Trade Date/Time
DTCYUS33
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
DTCYUS33XXX
DTC - US
7807
Narrative
/DRS deposit DTC 7807 Computershare
Investor SVCS, LLC/ r/n/o Gerlach and
Co.
M
M
MT542 Deliver Free
M :70E: :SPRO //acc. 089154 ifo CSCxxxxx a
Seq
B
MT540 Receive Free
M :70E: :SPRO ///DRS deposit DTC 7807 Computershare Investor
SVCS, LLC/ r/n/o Gerlach and Co
//NCSD/CRSTGB22
C
//PHYS
E
//GB
E1 M :95P: :PSET //DTCYUS33XXX
//Reg. to Gerlach and Co., c/o Citibank NA/Custody IC&D M :95R: :DEAG /DTCYID/7807
Lockbox, PO Box 7247-7057, Philidelphia,
PA 19170-7057
M :95Q: :BUYR //Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith
Whyte, 399 Park Ave, Level B Vault, New York, NY
10022, USA, DTC 908
M
M
M
M
:94F:
:22F:
:95C:
:95Q:
:SAFE
:STCO
:PSET
:REAG
Clearstream Banking
17 October 2016
375
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
Narrative
Receive Free
CRSTGB22
trade date and time
Yes
Country Code
Name and Address
Reg. to Gerlach and Co., c/o Citibank
NA/Custody IC&D Lockbox,
PO Box 7247-7057, Philidelphia,
PA 19170-7057
Name and Address
Del. to Citibank N.A. - Citibank Vault, Att. Mr.
Keith Whyte, 399 Park Ave, Level B Vault,
New York, NY 10022, USA, DTC 908
Acc. 089154 ifo CSCxxxxx a
M
M
Trade Date/Time
DTCYUS33
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
DTCYUS33XXX
DTC - US
3135
Narrative
/DRS deposit DTC 7807 Computershare
Investor SVCS, LLC/ r/n/o Gerlach and
Co.
M
M
MT542 Deliver Free
M :70E: :SPRO //acc. 089154 ifo CSCxxxxx a
Seq
B
//NCSD/CRSTGB22
C
//PHYS
E
//GB
E1
//Reg. to Gerlach and Co., c/o Citibank NA/Custody
IC&D Lockbox, PO Box 7247-7057, Philidelphia,
PA 19170-7057
M :95Q: :BUYR //Del. to Citibank N.A. - Citibank Vault, Att. Mr. Keith
Whyte, 399 Park Ave, Level B Vault, New York, NY
10022, USA, DTC 908
M
M
M
M
:94F:
:22F:
:95C:
:95Q:
:SAFE
:STCO
:PSET
:REAG
MT540 Receive Free
M :70E: :SPRO ///DRS deposit DTC 7807 Computershare Investor
SVCS, LLC/ r/n/o Gerlach and Co
M :95P: :PSET //DTCYUS33XXX
17 October 2016
376
Clearstream Banking
ISIN US0584981064 - BALL CORP
ISIN B00BVVBC028 - STERIS PLS ORD REG
ISIN GB00BYMT0J19 - Livanova PLC ORD REG
ISIN CA8849031056 - Thomson Corp.
ISIN IE00B5LRLL25 - XL GROUP PLC
ISIN JE00B41PDC45 - VELTI PLC ORD REG
ISIN US7434651060 - Prophotonix Ltd Ord Reg securities only, settling via removal between local
registrars
Deliver Free
M Place of Safekeeping
M Trade Date/Time
M Place of Settlement
Party
M Receiving Agent
Party
M Buyer
Party
M Settlement Processing
Narrative
M Stamp Duty Status
Receive Free
M Trade Date/Time
Party
M Delivering Agent
Party
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo.
CREST
Name and Address
Removal DTC0908 Citibank N.A., ifo 089154
CSCxxxxxa, 399 Park Ave., New York NY
10022
/STCO/PHYS/
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC-US
2415
customer the same; otherwhise, blank)
MT542 Deliver Free
M
M
M
M
///STCO/PHYS/
//NCSD/CRSTGB22XXX
/CRST/GBOX (if customer the same; otherwhise,
blank)
M :95P: :PSET //CRSTGB22XXX
M :95Q: :BUYR //Removal DTC0908 Citibank N.A., ifo 089154
CSCxxxxxa, 399 Park Ave., New York NY 10022
:98a:
:70E:
:94F:
:22F:
:TRAD
:SPRO
:SAFE
:STAM
MT540 Receive Free
Seq
B
C
E
E1
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
CRESTGB22
M
trade date and time
M
BIC
M
CRESTGB22
CRESTCo.
M
CREST
Name and Address
Removal DTC0908 Citibank N.A., ifo 089154
/STCO/PHYS/
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC-US
2415
MT542 Deliver Free
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
///STCO/PHYS/
//NCSD/CRSTGB22
//CRSTGB22
M :95Q: :BUYR //Removal DTC0908 Citibank N.A., ifo 089154
Seq
MT540 Receive Free
B
C
E1
Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the UK
providing the instruction reference and the information that it is a transfer between the UK and the U.S.A.
Clearstream Banking
17 October 2016
377
U.S.A. - Australia
ISIN AU000000PGL5 - Progen Pharmaceuticals only, settling via removal between local registrars
Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the U.S.A.,
providing the instruction references.
Fees: Standard transaction fee for U.S.A., as published in the CBL Fee Schedule.
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2415
BIC
CHASAU2XDCC
UKCPM01/CBL 2312-0001-1106/xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
CAETAU21
trade date and time
BIC
CAETAU21
Name and Address
Computershare Australia
BIC
CITIUS33
DTC908 089154/xxxxx a
Removal from USA to Australia
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2415
//CHASAU2XDCC
//UKCPM01/CBL 2312-0001-1106/xxxxx a
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95Q:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//Removal from USA to Australia
//NCSD/CAETAU21
//CAETAU21
//Computershare Australia
//CITIUS33
//DTC908 089154/xxxxx a
17 October 2016
378
Clearstream Banking
U.S.A. - Belgium
ISIN BE0003816338 - EURONAV SA, settling via local Agents
CreationOnline
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
2415
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CIKBBEBB
trade date and time
BIC
CIKBBEBB
Euronext - BE,FR,NL
12
Creation via SWIFT
MT542 Deliver Free
M :95R: :REAG /DTCYID/2415
B
C
E1
M :95R: :DEAG //EGSP/12
Note: Customers must send a free-format message to the U.S.A. settlement team, providing the instruction
reference, accepting the debit of applicable transfer agent fees via SPO and stating that it is a transfer
between the U.S.A. and Belgium. Further to this customers must send a free-format message to the
Belgium settlement team, providing the instruction reference, and stating that it is a transfer between the
U.S.A. and Belgium.
Fees: Standard transaction fees for the U.S.A., as published in the CBL Fee Schedule plus applicable transfer
fees as per the agents fee table.
Clearstream Banking
17 October 2016
379
U.S.A. - Canada
Canadian and U.S. equities settling via DTCC-CDS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
5099
BIC
ROYCCAT2
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CDSLCATT
trade date and time
BIC
CDSLCATT
CDS - CA
ACSI
DTC
00000908
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/5099
//ROYCCAT2
//RBCT/080000630001/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95R:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CDSLCATT
//CDSLCATT
/CDSL/ACSI
/DTCYID/00000908
Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule.
Note: Cross border transfers in ISIN CA9169091043 from UK to USA and visa versa must be executed via Canada.
Please use this link to transfer the holdings from USA to Canada.
17 October 2016
380
Clearstream Banking
U.S.A. - Czech Republic
ISIN BMG200452024 - Central Europe Media shs only, settling via CDCP-CBL link
CreationOnline
Deliver Free
M
M
M
M
a
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
CEDELULL
84473
BICb
beneficiary’s BIC
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxx c
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//NCSD/DTCYUS33
//CEDELULL
/CEDE/84473
B
C
E1
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxx c
Fees: On request.
Clearstream Banking
17 October 2016
381
U.S.A. - France
Eligible U.S. equities only, settling via EOC EFR link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
YES
M
M
M
DTCYUS33XXX
trade date and time
BIC or Country Code
MGTCBEBEECL
Euroclear
22429
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC 22429
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:SETR
:PSET
:REAG
//NCSD/DTCYUS33XXX
//DLWM
//DTCYUS33
/DTCYID/0902
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPPXXX
/EGSP/9913
//EOC 22429
//CEDELULL xxxxx a
ISIN NL0000233427 - COMPLETEL EUROPE NV only, settling via DTC-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
923
BIC
MGTCJES1
81626/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
Euronext - BE,FR,NL
Name and Address
DTC0923/81626
CEDELULL/xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0923
//MGTCJES1
//81626/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
//DTC0923/81626
//CEDELULL/xxxxx a
17 October 2016
382
Clearstream Banking
ISIN NL0010489522 - CONSTELLIUM N.V. ORD only, settling via DTC-EF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
902
BIC
CHASUS33
G54115EURO22429/EGSP641/CBLxxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPP
trade date and time
BIC
SICVFRPP
EGSP
9913
BIC
CITIUS33
DTC 908/089154 CBLxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/902
//CHASUS33
//G54115EURO22429/EGSP641/CLBxxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/SICVFRPP
//SICVFRPP
/EGSP/9913
//CITIUS33
//DTC 908/089154 CBLxxxxx a
Fees: Standard transaction fees for U.S.A., as published in the CBL Fee Schedule.
instruction reference and details of the receipt.
Clearstream Banking
17 October 2016
383
U.S.A. - Germany
German equities settling via DTC-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2000
BIC
DAKVDEFF
7201/xxxxx a
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
DAKVDEFF
trade date and time
BIC
DAKVDEFF
72110000
BIC
CEDELULL
089154 CSCxxxxxa
Name and Address
CITIBANK N.A:
00908
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2000
MT540 Receive Free
Seq
B
C
E1
M :95P: :BUYR //DAKVDEFF
M
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:DECU
:SAFE
:SELL
:SAFE
//NCSD/DAKVDEFF
//DAKVDEFF
/DAKV/72110000
//CITIBANK N.A.
//00908
//CEDELULL
//089154 CSCxxxxxa
U.S. equities and bonds settling via DTC-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2000
BIC
DAKVDEFF
7201/xxxxx a
Not required
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2000
//DAKVDEFF
//7201/xxxxx a
Seq
B
C
E1
MT540 Receive Free
Not required
17 October 2016
384
Clearstream Banking
ISIN NL0000268456 - IFCO Systems NV only, settling via DTCC-CBF link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
Not required a
DTCYUS33
trade date and time
BIC
DTCYUS33XXX
DTC - US
3122
Name and Address
Deutsche Bank FFM ifo acc.xxxx b
/DWAC withdrawal/Mellon Trust Attn.
Beverly George/Ph. 212 250 1504
a. Customer accounts with an active matching profile in CASCADE must enter a matching instruction (R-FoP) against special clearing account 7310000
either online in CASCADE or send a new MT540 to CBF via the DFÜ interface.
b. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
Creation via SWIFT
MT542 Deliver Free
M :70E: :SPRO ///DWAC withdrawal/Mellon Trust Attn. Beverly
George/Ph. 212 250 1504
M :95Q: :BUYR //Deutsche Bank FFM ifo acc. xxxx b
Seq
B
MT540 Receive Free
Not required a
C
E1
a. Customer accounts with an active matching profile in CASCADE must enter a matching instruction (R-FoP) against special clearing account 7310000
either online in CASCADE or send a new MT540 to CBF via the DFÜ interface.
b. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
Note: The customer must send a free-format message to the Settlement team in charge of the U.S.A.
These transfers are carried out on the German market via Deutsche Bank Frankfurt’s special clearing
account 7310000.
Clearstream Banking
17 October 2016
385
U.S.A. - Hong Kong
US0311621009 SHS AMGEN INC. ORD REG
US0382221051 SHS APPLIED MATERIALS INC. ORD REG
US17275R1023 SHS CISCO SYSTEMS INC ORD REG
US24702R1014 SHS DELL INC ORD REG
US4581401001 SHS INTEL CORPORATION ORD REG
US4642867729 SHS ISHARES MSCI SOUTH KOREA CAPPED IN.FD
US4642867315 SHS ISHARES INC MSCI TAIWAN IDEX FUND
US5949181045 SHS MICROSOFT CORP ORD REG
US78463V1070 SHS SPDR GOLD TRUST
US8552441094 SHS STARBUCKS CORP ORD REG
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
2338
BIC
CITIHKHX
CBL xxxxxa
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
Indicator
XHKCHKH1
trade date and time
BIC
XHKCHKH1
Name and Address
900031
BIC
CITIUS33
KONG TO USA.
NAME OF DTC PARTICIPANT: CITIBANK
New York, DTC ID 908
DTC ACCOUNT NUMBER: 0809154
(Clearstream)
CUSIP: XXX
Beneficial Owner
a. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
C
E
E1
:94F:
:22F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:BENE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//YBEN or //NBEN
//DTCYUS33
/DTCYID/2338
//CITIHKHX
//CBL xxxxxa
MT540 Receive Free
Seq
M :70E: :SPRO //CROSS BORDER TRANSFER FROM HONG KONG TO
USA.
NAME OF DTC PARTICIPANT: CITIBANK New York,
DTC ID 908
DTC ACCOUNT NUMBER: 0809154 (Clearstream)
CUSIP: XXX
M :95Q: :DEAG //900031
M :95P: :SELL //CITIUS33
a. xxxx=The Clearstream Banking Frankfurt customer’s 4-digit account number.
Charge per transfer is HKD 200 (no matter failed or succeeded)
17 October 2016
386
Clearstream Banking
U.S.A. - Israel
Israel securities only, settling via TASECH - DTCC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC-US
2015
BIC
CITIILIT
2550 CBL xxxxxa
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
XTAEILIT
trade date and time
BIC
XTAEILIT
XTAE
2015
Name and Address
0908 089154CSCxxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2015
//CITIILIT
//2550 CBL xxxxxa
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
//NCSD/XTAEILIT
//XTAEILIT
/XTAE/2015
/DTCYID/0908 089154CSCxxxxxa
Fees: Standard transaction fee for U.S.A, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
387
U.S.A. - Italy
U.S. and Italian equities securities only, settling via DTCC-MT link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2008
Buyer
Party
Account
BIC
MOTIITMM
12932/xxxxx a
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMM
trade date and time
BIC
DTCCUS33XXX
BIC
DTCCUS33
908
BIC
CITIUS33XXX
089154 CSCxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:TRAD
:SAFE
:PSET
:REAG
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2008
M :95P: :BUYR //MOTIITMM
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMM
//DTCCUS33XXX
//DTCCUS33
//908
//CITIUS33XXX
//089154 CSCxxxxx a
17 October 2016
388
Clearstream Banking
U.S.A. - Mexico
ISIN US1729671016 - CITIGROUP INC only, settling via DTC-Indeval link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
901
BIC
IRVTUS3N
230600FFC8409/CBL
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5200
BIC
BIC of customer
00054
Cross-border Transfer
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0901
//IRVTUS3N
//230600FFC8409/CBL
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//Cross-border Transfer
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5200
//BIC of customer
//00054
ISIN US5178341070 - Las Vegas Sands Corp securities only, settling via DTC-Indeval link
ISIN US4642874576 ISHARES 1-3Y TREASURY BOND ETF
CreationOnline
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2690
BTC - US
2690
1530219813
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
INDEMXMM
trade date and time
BIC
INDEMXMM
Indeval
5200
Name and Address
DTC908 acc. 089154
Narrative
CONVERSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95R:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2690
/DTCYID/2690
//1530219813
MT540 Receive Free
Seq
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95Q:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
//CONVERSION
//NCSD/INDEMXMM
//INDEMXMM
/INDE/5200
//DTC908 acc. 089154
Clearstream Banking
17 October 2016
389
U.S.A. - Netherlands
ISIN NL0000334118 ASM INTERNATIONAL NV only, settling via DTCC-ENL link
CreationOnline
Deliver Free
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33XXX
DTC - US
3122
M
Buyer
Party
BIC
PARBFRPP
M
Account
M
Narrative
EOC part No 641
ac 67449M/xxxxx a
/DWAC withdrawal/Citibank NA ADR
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
M
M
M
M
Account
NECINL2A
trade date and time
BIC
NECINL2A
BIC
ABNANL2A
28009
Name and Address
Conversion from DTC 908
089154/CSCxxxxx a
616092830
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
:BUYR
:SAFE
///trade date and time
//DWAC withdrawal/Citibank NA ADR
//NCSD/DTCYUS33
//DTCYUS33(XXX)
/DTCYID/3122
//PARBFRPP
//EOC part No 641
ac 67449M/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/NECINL2A
//NECINL2A
/EGSP/28009
//Conversion from DTC 908 /089154.cscxxxxx a
//616092830
Note: The customer must send a free-format message to the OAA Settlement team in charge of the US market
Eligible U.S. equities only, settling via EOC-ENL link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
Yes
M
M
M
DTCYUS33
trade date and time
BIC
MGTCBEBEECL
Euroclear
24180
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
NECINL2A
trade date and time
BIC
NECINL2A
Euronext - BE,FR,NL
9919
Name and Address
EOC 24180
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//NCSD/DTCYUS33
//DLWM
//MGTCBEBEECL
/ECLR/24180
Seq
MT540 Receive Free
B
C
E
E1
M :95Q: :SELL //EOC 24180
M :97A: :SAFE //CEDELULL xxxxx a
17 October 2016
390
Clearstream Banking
U.S.A. - Norway
BMG3682E1921 - FRONTLINE LIMITED ORD REG. only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510014/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510014/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus NOK 900 per
transaction.
Note: Customers are strongly recommended to send their instructions on SD-1 or before deadline for receipt of
valid instruction for Norway at the latest.
ISIN BMG810751062 - SHIP FIN. INTL. LTD only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510154/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510154/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
transaction.
Clearstream Banking
17 October 2016
391
ISIN BMG9108L1081 - TSAKOS ENERGY NAVIGATION only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
3294246/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//3294246/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
transaction.
ISIN LR0008862868 - ROYAL CARIBBEAN CRUISES LTD only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510006/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510006/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
transaction.
17 October 2016
392
Clearstream Banking
ISIN US1372251082 - CANARGO ENERGY CORP.
ISIN US45665B1061 - INFOCUS CORP. only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
0010
BIC
BBHCUS33
3291564/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
DNBANOKC
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//3291564/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//DNBANOKC
transaction.
ISIN BMG396371061 GOLDEN OCEAN GROUP LIMITED
ISIN BMG9456A1009 - GOLAR LNG Ltd. only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510105/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510105/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
transaction.
Clearstream Banking
17 October 2016
393
ISIN BMG7945E1057 - Seadrill Ltd. only, settling via DTC-VPS link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
2510204/050050032346/xxxxx a
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Conversion
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//2510204/050050032346/xxxxx a
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//NDEANOKK
transaction.
ISIN BMG6613P2022 - NORTH ATLANTIC ORD REG only, settling via VPS-DTC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33XXX - DTC
DTC
0908
BIC
0908
215036
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
NDEANOKK
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0908
///DTCYID/0908
//215036
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKK
//VPSNNOKK
//NDEANOKK
transaction.
17 October 2016
394
Clearstream Banking
ISIN MHY2106R1100 - Dorian LPG ORD REG only, settling via VPS-DTC link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC
908
Buyer
Party
Account
DTC
908
215982
M
M
M
M
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
CONVERSION
VPSNNOKK
trade date and time
BIC
VPSNNOKK
BIC
CITIUS33
215982
Name and Address
DTC0908
Creation via SWIFT
MT542 Deliver Free
M :95P: :REAG /DTCYID/908
MT540 Receive Free
Seq
B
C
E
E1
M :95Q: :BUYR ///DTCYID/908
M :97A: :SAFE //215982
M
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:97A:
:95Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/VPSNNOKK
//CONV
//VPSNNOKK
//CITIUS33
//215982
//DTC0908
transaction.
ISIN US8293552050 - SINO AGR FOODS INC ORD REG, settling via VPC-DTC link
CreationOnline
Deliver Free
Receive Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
M
M
DTCYUS33XXX
trade date and time
BIC
DTCYUS33XXX
DTC
10
BIC
BBHCUS33XXX
2510246/050050032346/xxxxxa
M
M
M
Type of Settlement
Transaction
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CONVERSION
VPSNNOKKXXX
trade date and time
BIC
VPSNNOKKXXX
BIC
NDEANOKKXXX
Name and Address
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33XXX
/DTCYID/0010
//BBHCUS33XXX
//2510246/050050032346/xxxxxa
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95P:
:97Q:
:97A:
:TRAD
:SAFE
:SETR
:PSET
:DEAG
:SELL
:SAFE
//NCSD/VPSNNOKKXXX
//CONV
//VPSNNOKKXXX
//NDEANOKKXXX
a. xxxx=The Clearstream Banking customer’s 5-digit account number.
transaction.
Clearstream Banking
17 October 2016
395
17 October 2016
396
Clearstream Banking
U.S.A. - Poland
ISIN US1534351028 shs Central Euro. Distr ORD BR only, settling via KDPW-CBL link
CreationOnline
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
CEDELULL
Clearstream
72457
M
M
M
M
a.
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
KDPWPLPW
trade date and time
BIC
KDPWPLPW
NDS
000
BIC
CEDELULL
xxxxx a
CONVCRED
xxxxx=The Clearstream Banking customer’s 5-digit account number
Creation via SWIFT
MT542 Deliver Free
M :95R: :REAG /CEDE/72457
B
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVCRED
//NCSD/KDPWPLPW
//KDPWPLPW
/KDPW/000
//CEDELULL
//xxxxx a
Fees: Standard transaction fee for U.S.A., as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
397
U.S.A. - Singapore
Singapore equities only, settling via CDP - DTC link
CreationOnline
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
DTCYUS33
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
BIC
DTCYUS33XXX
M
Receiving Agent
Party
Buyer
Party
DTC - US
3122
Name and Address
Chase Mellon ifo CBL xxxxx a
M
Place of Settlement
Party
Beneficial Owner
Indicator
Delivering Agent
Party
Narrative
/DWAC withdrawal/Citibank/Cory tel 201
2964 121
M
M
M
M
M
Narrative
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITIUS33
Cross Border transfer from USA
Creation via SWIFT
MT542 Deliver Free
Seq
M :70E: :SPRO ///DWAC withdrawal/Citibank/Cory tel 201 2964
121
B
M :95Q: :BUYR //Chase Mellon ifo CBL xxxxx a
E1
C
E
MT540 Receive Free
M :70E: :SPRO //Cross Border transfer from USA
M :95P: :DEAG //CITIUS33
Note: Transfer of these securities is not possible from Singapore to U.S.A.
17 October 2016
398
Clearstream Banking
ISIN US16937R1041 - China Eastern Airlines ADR
ISIN US1694091091 - China Soutern Airlines ADR
ISIN US16945R1041 - ADR China Unicom Limited Reg
ISIN US22943F1003 - ADR Ctrip.com International LTD Reg
ISIN US64110W1027 - ADR Netease Incorporation Reg
ISIN US78463V1070 - SHS SPDR GOLD TRUST
ISIN US86800C1045 - ADR Suntech Power Hldgs Co Reg (1ADR/1SHS)
ISIN US89628E1047 - ADR Trina Solar Ltd Reg (1ADR/50SHS)
CreationOnline
Deliver Free
Receive Free
M
Additional Places
M
M
Trade Date/Time
DTCYUS33
trade date and time
M
M
C
Trade Date/Time
Type of Settlement
Transaction
M
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
BIC
DTCYUS33
DTC-US
5700
BIC
DBSSSGSGIBD
000561/5611-1813-7519/xxxxx a
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
M
M
M
M
M
M
M
Code: OTC Trades
CDPLSGSG
trade date and time
owner)
BIC
CDPLSGSG
BIC
CITIUS33XXX
BIC
CITIUS33
CROSS BORDER TRANSFER
DTC 5700 PLEASE SEND FORM 57A TO
CDP BY 10AM ON SETTLEMENT DATE
Creation via SWIFT
MT542 Deliver Free
Seq
B
C
E
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
//DTCYID/5700
//DBSSSGSGIBD
//000561/5611-1813-7519/xxxxx a
E1
MT540 Receive Free
M :70E: :SPRO //CROSS BORDER TRANSFER
DTC 5700 PLEASE SEND FORM 57A TO CDP BY
10AM ON SETTLEMENT DATE
M :95P: :DEAG //CITIUS33XXX
M :95P: :SELL //CITIUS33
Clearstream Banking
17 October 2016
399
U.S.A. - Sweden
ISIN US2942643048 - Epicept Corp.
ISIN US52078P1021- Lawson Software Inc
ISIN US57772M1071 - Maxim Pharmaceuticals
ISIN US6918281071 - Oxigene
ISIN US7393631095 - Powerwave Technologies Inc.
ISIN US7393633075 - Powerwave Tech ORD REG only, settling via DTC-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
9000100/SEB/CBL/xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
BBH NY DTC0010 CONV FROM DTC 0908
CONVERSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//9000100/SEB/CBL/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//BBH NY DTC0010 CONV FROM DTC 0908
Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus SEK 1500. A
ISIN US7170811035 - Pfizer Inc only, settling via DTC-VPC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
10
BIC
BBHCUS33
9000282/SEB/CBL/xxxxx a
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
VPCSSESS
trade date and time
BIC
VPCSSESS
BIC
ESSESESS
Name and Address
BBH NY DTC0010 CONV FROM DTC 0908
CONVERSION
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95P:
:97A:
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/0010
//BBHCUS33
//9000282/SEB/CBL/xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95Q:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//CONVERSION
//NCSD/VPCSSESS
//VPCSSESS
//ESSESESS
//BBH NY DTC0010 CONV FROM DTC 0908
Fees: Standard transaction fee for the U.S.A., as published in the CBL Fee Schedule, plus SEK 1500. A
17 October 2016
400
Clearstream Banking
U.S.A. - Switzerland
Swiss and U.S. securities only settling via DTC-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
0908
BIC
CITIUS33XXX
217217/CH100025/ xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
DTCYUS33
DTC-US
0908
BIC
CITIUS33XXX
089154 CSCxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/00908
//CITIUS33XXX
//217217/CH100025/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
//DTCYUS33
/DTCYID/0908
//CITIUS33XXX
//089154 CSCxxxxx a
ISIN CH0024899483 - UBS AG
ISIN CH0025751329 LOGITECH only, settling via DTC-SIS link
CreationOnline
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2050
BIC
MTBCUS33XXX
100025/xxxxx a
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
INSECHZZ
trade date and time
BIC
INSECHZZ
US150253
BIC
CEDELULLXXX
089154 CSCxxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2050
//MTBCUS33XXX
//100025/xxxxx a
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/INSECHZZ
//INSECHZZ
/SCOM/US150253
//CEDELULLXXX
//089154 CSCxxxxx a
Note: The deadline for all instructions is 14:00 SD with Trade Date and Settlement Date = SD.
Clearstream Banking
17 October 2016
401
U.S.A. - UK
U.S. and UK equities only, settling via DTC-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2012
BIC
CRSTGB22
00XJJ CLRLUX2
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC0908
089154/xxxxx a
MT542 Deliver Free
M
M
M
M
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/2012
//CRSTGB22
//00XJJ CLRLUX2
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:STAM
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC0908
//089154/xxxxx a
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Receive Free
M
M
M
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC - US
2012
BIC
CRSTGB22
14XKL CLRLUX
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
DTC0908
089154/xxxxx a
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
:SAFE
//NCSD/DTCYUS33
//DTCYUS33
/DTCYID/2012
//CRSTGB22
/14XKL CLRLUX
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:98a:
:94F:
:95P:
:95R:
:95Q:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//DTC0908
//089154/xxxxx a
17 October 2016
402
Clearstream Banking
ISIN US4491877076 - Hyundai Motor Co.
ISIN US50186Q2021 - LG Electron. Invest
ISIN US68554W2052 - Orascom Telecom Reg. S
ISIN US74762X4079 - Quanta Computer Inc.
ISIN US7960502018 - Samsung Electronics Co.
ISIN US7960508882 - Samsung Electronics
ISIN USY5217N1183 - Larsen Toubro Ltd only, settling via EB - Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DTCYUS33
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
M
M
M
Narrative
CREST 00XJJ
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Stamp Duty Status
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo. UK, IE
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
MT540 Receive Free
Seq
M :70E: :SPRO //CREST 00XJJ
B
C
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/GBOX
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DTCYUS33
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
CREST 14XKL
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo. UK, IE
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//CREST 14XKL
//NCSD/DTCYUS33
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Clearstream Banking
17 October 2016
403
ISIN CA9169091043 - Uruguay Mineral Exploration
Note: Cross border transfers in ISIN CA9169091043 from U.S.A to UK and visa versa must be executed via
Canada. Please see page 380 for transfer from U.S.A to Canada and page 53 for transfer from Canada to
UK.
ISIN GB00B1C88S24 - Blackgold Natl. Res.
ISIN JE00B41PDC45 - Velti plc ORD REG
ISIN US18449C3025 - Clean Diesel Technologies Inc.
ISIN US3590446098 - Frontera Resources Corp.
ISIN US6748703088 - Ocean Power Technologies Inc. only, settling physically
Deliver Free
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Narrative
Receive Free
DTCYUS33
trade date and time
Yes
Country Code
US - Physical
Name and Address
3199a
Name and Address
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Citibank N.A./Att. Residual Settlements/
Mail Drop CGC B3-01, Citigroup Centre,
Canada Square/London E14 5LB/United
Kingdom b
Vidacos Nom. CLRLUX2/Citigroup Centre,
Canada Square, Canary Wharf/London
E14 5LB/United Kingdomb
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Narrative
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Gerlach and Co.
/STCO/PHYS/
Stamp Duty Status
customer the same, otherwise, blank)
M
M
M
a. DTC withdrawal.
b. The slash "/" must be present between each item, otherwise the instruction will be rejected.
MT542 Deliver Free
B
M :70E: :SPRO //Citibank N.A./Att. Residual Settlements/ Mail Drop CGC
B3-01, Citigroup Centre, Canada Square/London E14
5LB/United Kingdom a
C
E
M :95C: :PSET //US
E1
M :95Q: :REAG //3199b
M :70D: :REGI //Vidacos Nom. CLRLUX2/Citigroup Centre,
Canada Square, Canary Wharf/London E14
MT540 Receive Free
Seq
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
/CRST/GBOX (if customer the same, otherwise, blank)
//CRSTGB22
/CRST/CREST
//Gerlach and Co
a. The slash "/" must be present between each item, otherwise the instruction will be rejected.
b. DTC withdrawal.
17 October 2016
404
Clearstream Banking
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DTCYUS33
trade date and time
Yes
Country Code
US - Physical
Name and Address
3199a
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Narrative
Citibank N.A./Att. Residual Settlements/
Mail Drop CGC B3-01, Citigroup Centre,
Canada Square/London E14 LB/United
Kingdom b
Vidacos Nom. CLRLUX/Citigroup Centre,
Canada Square, Canary Wharf/London
E14 5LB/United Kingdom b
M
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Narrative
BIC
CRSTGB22
CRESTCo
CREST
Name and Address
Gerlach and Co.
/STCO/PHYS/
M
M
a. DTC withdrawal.
b. The slash "/" must be present between each item, otherwise the instruction will be rejected.
MT542 Deliver Free
Seq
B
M :70E: :SPRO //Citibank N.A./Att. Residual Settlements/ Mail Drop CGC
B3-01, Citigroup Centre, Canada Square/London E14
C
E
M :95C: :PSET //US
E1
b
M :95Q: :REAG //3199
M :95Q: :BUYR
M :70D: :REGI //Vidacos Nom. CLRLUX/Citigroup Centre, Canada
Square, Canary Wharf/London E14 5LB/United
Kingdom a
MT540 Receive Free
M :95R: :DEAG /CRST/CREST
M :95Q: :SELL //Gerlach and Co
a. The slash "/" must be present between each item, otherwise the instruction will be rejected.
b. DTC withdrawal.
Note: Receiving account is a 1.5% Clearing Service Provider account and so 1.5% SDRT is due on receipts.
Customer instruction reference numbers for physical transactions must commence with 'PHY'.
Clearstream Banking
17 October 2016
405
ISIN US0584981064 - BALL CORP
ISIN GB00BVVBC028 - STERIS PLS ORD REG
ISIN GB00BYMT0J19 - Livanova PLC ORD REG
ISIN CA8849031056 - Thomson Corp.
ISIN IE00B5LRLL25 - XL GROUP PLC
ISIN US7434651060 - Prophotonix Ltd Ord Reg securities only, settling via removal between local
registrars
Deliver Free
M Trade Date/Time
Party
M Receiving Agent
Party
M Buyer
Party
M Account
Narrative
Receive Free
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC-US
2415
BIC
CRSTGB22XXX
00XJJ CLRLUX2
/Vidacos Nominees Ltd./Citibank
N.A./Citigroup Centre/Canada
Square/Canary Wharf /London E14
5LB/United Kingdom
M Trade Date/Time
Party
M Delivering Agent
Party
M Seller
Party
M Account
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo.
R009
Name and Address
DTC0908
089154/xxxxxa
M Stamp Duty Status
customer the same; otherwhise, blank)
MT542 Deliver Free
Seq
MT540 Receive Free
M :70E: :SPRO //Vidacos Nominees Ltd./Citibank N.A./Citigroup
Centre/Canada Square/Canary Wharf /London
E14 5LB/United Kingdom
B
C
E
M
M
M
M
E1
M :94F: :SAFE //NCSD/CRSTGB22XXX
M :22F: :STAM /CRST/GBOX (if customer the same; otherwhise,
blank)
M :95P: :PSET //CRSTGB22XXX
M :95Q: :SELL //DTC0908
M :97A: :SAFE //089154/xxxxxa
:95P:
:95R:
:95P:
:97A:
:PSET
:REAG
:BUYR
:SAFE
//DTCYUS33
/DTCYID/2415
//CRSTGB22XXX
//00XJJ CLRLUX2
17 October 2016
406
Clearstream Banking
Deliver Free
M Trade Date/Time
Party
M Receiving Agent
Party
M Buyer
Party
M Account
Narrative
Receive Free
M Trade Date/Time
Party
M Delivering Agent
Party
M Seller
Party
M Account
DTCYUS33
trade date and time
BIC
DTCYUS33
DTC-US
2415
BIC
CRSTGB22XXX
14XKL CLRLUX
/Vidacos Nominees Ltd./Citibank
N.A./Citigroup Centre/Canada
Square/Canary Wharf /London E14
5LB/United Kingdom
CRSTGB22XXX
trade date and time
BIC
CRSTGB22XXX
CRESTCo.
R009
Name and Address
DTC0908
089154/xxxxxa
MT542 Deliver Free
M :70E: :SPRO //Vidacos Nominees Ltd./Citibank N.A./Citigroup
Centre/Canada Square/Canary Wharf /London
E14 5LB/United Kingdom
M :95P: :BUYR //CRSTGB22XXX
M :97A: :SAFE //14XKL CLRLUX
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CRSTGB22XXX
//CRSTGB22XXX
/CRST/R009
//DTC0908
//089154/xxxxxa
Note: On SD-1 the customer must send a free-format message to the Settlement team in charge of the UK
providing the instruction reference and the information that it is a transfer between the UK and the U.S.A.
The customer can instruct the trade as a T+1 trade. The SDRT payment obligation is with the 1.5%
receiving party and must be as such initiated by the receiving party in order to avoid potential SDRT
underpayments and consequent late payment penalties. SDRT obligations will not be debited by CREST
automatically.
Fees: Standard transaction fee for the United Kingdom, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
407
Common and Specialised depositories
BNP Paribas, Luxembourg - Czech Republic
ISIN LU0275164910 - Pegas Nonwovens S.A. ORD. shs only, settling via CDCP-CBL link
CreationOnline
Deliver Free
M
M
M
M
Ma
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Receive Free
M
M
M
PARBLULL
trade date and time
BIC
CEDELULL
84473
BICb
beneficiary’s BIC
M
Ma
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
UNIYCZPP
trade date and time
BIC
UNIYCZPP
BIC
CEDELULL
BICb
CEDELULL
xxxxxc
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
Ma
:98a:
:94F:
:95P:
:95R:
:95P:
:TRAD
:SAFE
:PSET
:REAG
:BUYR
//CUST/PARBLULL
//CEDELULL
/CEDE/84473
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
Ma
M
:98a:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/UNIYCZPP
//UNIYCZPP
//CEDELULL
//CEDELULLb
//xxxxxc
Fees: On request.
17 October 2016
408
Clearstream Banking
BNP Paribas, Luxembourg - France
ISIN CY0105562116 AROUNDTOWN PROPER. ORD BR, settling via Euroclear France - EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Receive Free
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
YES
PARBLULL
trade date and time
BIC or Country Code
MGTCBEBEECL
Euroclear
22429
Settlement
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
9913
Name and Address
EOC 22429
CEDELULL xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:SETR
:PSET
:BUYR
///SICV/00000641/CEDxxxxxa
//CUST/PARBLULLXXX
//DLWM
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPPXXX
///EGSP/9913
//EOC 22429
//CEDELULL xxxxxa
Fees: Standard transaction fee for BNP Paribas, Luxembourg, as published in the CBL Fee Schedule.
SD-1.
Clearstream Banking
17 October 2016
409
BNP Paribas, Luxembourg - Italy
ISIN LU0156801721 Tenaris shares only, settling via CBL-MT link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
21891
Narrative
CEDELULL xxxxxa
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
MGTCBEBE
12934
BIC
CEDELULLXXX
CEDELULL xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//CEDELULL xxxxxa
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/21891
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:94F:
:95P:
:95P:
:97A:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMM
//MOTIITMM
//MGTCBEBE
//12934
//CEDELULLXXX
//CEDELULL xxxxxa
Fees: Standard transaction fee for Luxembourg Market, as published in the CBL International Fee Schedule.
17 October 2016
410
Clearstream Banking
BNP Paribas Luxembourg - UK
ISIN KYG9361Y1026 - Vinacapital Opportunities
ISIN VGG308591053 - Equest Balkans Fd. only, settling via EB-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CEDELULLXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
Stamp Duty Status
MT542 Deliver Free
MT540 Receive Free
Seq
M :70E: :SPRO //00XJJ
M :94F: :SAFE //CUST/CEDELULLXXX
B
C
E
E1
M :22F: :STAM //CRST/GBOX (if customer the same; otherwise,
blank)
M :95Q: :SELL //CEDE/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CEDELULLXXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//14XKL
//CUST/CEDELULLXXX
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Fees: On request.
Clearstream Banking
17 October 2016
411
ISIN US45822B2051 - Integra GRP REG (20DR/1SHS) securities only, settling via EB - Euroclear UK &
Ireland Link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//00XJJ
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
PARBLULL
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//14XKL
//CUST/PARBLULL
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Fees: On request.
17 October 2016
412
Clearstream Banking
BNY London - France
ISIN US9098832093 United Company Rusual PLC only, settling via Euroclear France - EOC link
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery without
Matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
Yes
M
M
M
IRVTGB2XGPT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22429
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
SICVFRPPXXX
trade date and time
BIC
SICVFRPPXXX
Euronext - BE,FR,NL
9913
Name and Address
EOC22429
CEDELULL xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:94F:
:22F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:STCO
:PSET
:REAG
//CUST/IRVTGB2XGPT
//DLWM
//MGTCBEBEECL
/ECLR/22429
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:95P:
:95R:
:95Q:
:97A:
:PSET
:DEAG
:SELL
:SAFE
//SICVFRPPXXX
/EGSP/9913
//EOC22429
CEDELULL xxxxxa
Clearstream Banking
17 October 2016
413
BNY London - Singapore
ISIN BMG2624N1535 CC6033300 RC10588324 - Dairy Farm Intl. Holdings Ltd
ISIN BMG4587L1090 CC6033423 RC2767589 - Hongkong Land Holdings Ltd
ISIN BMG507361001 CC5963508 RC2019566 - Jardine Matheson Holdings Ltd
ISIN BMG507641022 CC6033431 RC2774119 - Jardine Strategic Holdings Ltd
ISIN BMG578481068 CC6033261 RC 2767783 - Mandarin Oriental Intl. Ltd only, settling via removal
between local registrars
CreationOnline
Deliver Free
Receive Free
Not required
M
Additional Places
M
C
Type of Settlement
Transaction
M
Place of Settlement
Party
Beneficial Owner
Indicator
Delivering Agent
Party
Narrative
M
M
Code: OTC Trades
CDPLSGSG
owner)
BIC
CDPLSGSG
BIC
DBSSSGSGIBD
Cross-border transfer from UK to SG.
Transferor: The Bank of New York
Depository Nominees Limited, One
Canada Square, London E14 5AL, UK
PLS ARRANGE FOR REGISTRATION AND
SCRIPLESS DEPOSITION INTO CDP.
Charges accepted and to be debited
Creation via SWIFT
MT542 Deliver Free
Not required
Seq
B
C
E
E1
MT540 Receive Free
M :70E: :SPRO //CROSS BORDER TRANSFER FROM UK TO SG.
Transferee: The Bank of New York Depository
Nominees Limited, One Canada Square, London
E14 5AL, UK
PLS ARRANGE FOR REGISTRATION AND
SCRIPLESS DEPOSITION INTO CDP.
Fees: On request.
Note: The customer must send a free-format message to the settlement team in charge of common and
specialised depositories providing all details. The cross-border transfer takes 4-6 weeks to be completed.
17 October 2016
414
Clearstream Banking
BNY London - UK
ISIN GB0004601430 - GBP 10,50 Italy 89-2014
ISIN US0885792061 BEXIMCO PHARMACEUTICALS LTD.
ISIN US48667H1059 - KAZAKHGOLD GROUP LTD.
ISIN US68554N1063 - Orascom Constrution Ind. Reg.
ISIN US98387E2054 - X5 Retail Reg
ISIN USX607461166 - OTP Bank GDR only, settling via Euroclear UK & Ireland-EB Link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IRVTGB2XGPT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//00XJJ
//CUST/IRVTGB2XGPT
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
IRVTGB2XGPT
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//14XKL
//CUST/IRVTGB2XGPT
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Fees: On request.
Clearstream Banking
17 October 2016
415
ISIN NL0006282204 - New World Resources only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IRVTGB2XGPT
trade date and time
Country Code
Name and Address
Vidacos Nominees acc. CLRLUX2, Citigroup
London E14 5LB
Name and Address
CREST ID 00XJJ
Agent ID CLRLUX2
/MKDW/ (1st line)
/NCBO/ (2nd line)
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R002
MT542 Deliver Free
M :70E: :SPRO ///MKDW/ (1st line)
/NCBO/ (2nd line)
M :94F: :SAFE //CUST/IRVTGB2XGPT
M :95C: :PSET //GB
M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup
E14 5LB
M :95Q: :BUYR //CREST ID 00XJJ
M :97A: :SAFE //Agent ID CLRLUX2
MT540 Receive Free
Seq
B
C
E1
Deliver Free
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
IRVTGB2XGPT
trade date and time
Country Code
Name and Address
Vidacos Nominees acc. CLRLUX, Citigroup
Name and Address
CREST ID 14XKL
Agent ID CLRLUX
/MKDW/ (1st line)
/NCBO/ (2nd line)
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R002
MT542 Deliver Free
Seq
B
/NCBO/ (2nd line)
M :94F: :SAFE //CUST/IRVTGB2XGPT
C
M :95C: :PSET //GB
E1
M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup Centre,
Canada Square, Canary Wharf, London E14 5LB, UK
M :95Q: :BUYR //CREST ID 14XKL
M :97A: :SAFE //Agent ID CLRLUX
MT540 Receive Free
Fees: On request.
17 October 2016
416
Clearstream Banking
CBF Vault - Belgium
ISIN LU0006067663 - ARCELORMITTAL
ISIN LU0061462528 - RTL Group
ISIN LU0092846210 - LUX AIRPORT (CERT IMMOB ) SA
ISIN LU0111311071 - ARTEMIS FINE ARTS
ISIN LU0112960504 - FOYER SA only, settling physically
Transfer of these securities is not possible from Belgium to the CBF Vault
CreationOnline
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receive Free
M
M
M
M
trade date and time
Yes
BIC
DAKVDEFFDOM
Name and Address
BNP Paribas Securities Services
Attn: Jihan El Hajjiti
Central Plaza Building, 7th floor
Rue de Loxum 25 - 1000 Brussels-Belgium
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
CIKBBEBBXXX
trade date and time
Yes
Country Code
BE
BIC
DAKVDEFFXXX
CEDELULL/xxxxx a
BIC
DAKVDEFFXXX
Creation via SWIFT
MT542 Deliver Free
M :95P: :PSET //DAKVDEFFDOM
M :95Q: :REAG //BNP Paribas Securities Services
Attn: Jihan El Hajjiti
Central Plaza Building, 7th floor
Rue de Loxum 25 - 1000 Brussels-Belgium
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
M
M
:98a:
:94F:
:22F:
:95C:
:95P:
:97A:
:95P:
:TRAD
:SAFE
:STCO
:PSET
:DEAG
:SAFE
:SELL
//NCSD/CIKBBEBBXXX
//PHYS
//BE
//DAKVDEFFXXX
//CEDELULL/xxxxx a
//DAKVDEFFXXX
Fees: On request.
Clearstream Banking
17 October 2016
417
CBF Vault - Italy
ISIN LU0556041001 - IVS Group S.A. Ord Reg securities only, settling via CBF Vault link - CBL - MT
CreationOnline
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Other Settlement
Parties: Type
Format
Party
Account
Receive Free
M
M
M
DAKVDEFFDOM
trade date and time
BIC
CEDELULLXXX
Clearstream
85077
BIC
CEDELULLXXX
xxxxx b
Receiving Custodian
M
M
M
Name and Address
Clearstream
12932
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
MOTIITMMXXX
trade date and time
BIC
MOTIITMMXX
BIC
CEDELULLXXX
BIC
bbbbbbbbbbba
xxxxxb
Narrative
XBDR Clearstream acc. xxxxx b
a. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
Creation via SWIFT
MT542 Deliver Free
B
M
M
M
M
M
M
M
C
E1
:94F:
:95P:
:95R:
:95Q:
:97A:
:95P:
:97A:
:SAFE
:PSET
:REAG
:RECU
:SAFE
:BUYR
:SAFE
//NCSD/DAKVDEFFDOM
//CEDELULLXXX
/CEDE/85077
//12932
//CEDELULLXXXX
// xxxxx a
MT540 Receive Free
Seq
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
//XBDR Clearstream acc. xxxxxa
//NCSD/MOTIITMMXXX
//MOTIITMMXXX
//CEDELULLXXX
M :95P: :SELL //bbbbbbbbbbbb
M :97A: :SAFE // xxxxx a
b. bbbbbbbbbbb = The Clearstream Banking customer's BIC (including branch code)
Note: The customer must send a free-format message to the Settlement Frankfurt team providing the
17 October 2016
418
Clearstream Banking
Citbank London - Italy
Securities held at Citibank London as Common Depository only, settling via CBL-MT link
CreationOnline
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CITIGB2LMAG
trade date and time
BIC
MGTCBEBEECL
Euroclear
21891
Narrative
CEDELULLXXX xxxxxa
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Account
Seller
Party
Account
MOTIITMM
trade date and time
BIC
MOTIITMM
BIC
MGTCBEBE
12934
BIC
CEDELULLXXX
CEDELULLXXX xxxxxa
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//CUST/CITIGB2LMAG
//MGTCBEBEECL
/ECLR/21891
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
M
:94F:
:95P:
:95R:
:97A:
:95P:
:97A:
:SAFE
:PSET
:DEAG
:SAFE
:SELL
:SAFE
//NCSD/MOTIITMM
//MOTIITMMXXX
//MGTCBEBE
//12934
//CEDELULLXXX
instruction reference.
Clearstream Banking
17 October 2016
419
Citbank London - UK
ISIN US4380902019 - Hon Hai Precision securities only, settling via EB-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CITIGB2L
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//00XJJ
//CUST/CITIGB2L
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R009
//CEDE/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
CITIGB2L
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//14XKL
//CUST/CITIGB2L
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule.
In case of CBO transfers the SDRT payment obligation is with the receiving party and must be as such
17 October 2016
420
Clearstream Banking
UK equities only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Physical Transation
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
CITIGB2L
trade date and time
Yes
Country Code
GB
Name and Address
Name and Address
CREST ID 00XJJ
Agent ID CLRLUX2
/MKDW/ (1st line)
/NCBO/ (2nd line)
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
R009
M
Seller
Party
Name and Address
Removal from Citivic Nominees Limited
M
Stamp Duty Status
customer the same; otherwise blank)
M
MT542 Deliver Free
/NCBO/ (2nd line)
M :94F: :SAFE //NCSD/CITIGB2L
M :95C: :PSET //GB
Seq
MT540 Receive Free
B
C
E
E1
M :95Q: :SELL //Removal from Citivic Nominees Limited
Clearstream Banking
17 October 2016
421
Deliver Free
M
M
M
M
M
M
M
M
Trade Date/Time
Physical Transation
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
CITIGB2L
trade date and time
Yes
Country Code
GB
Name and Address
Name and Address
CREST ID 14XKL
Agent ID CLRLUX
/MKDW/ (1st line)
/NCBO/ (2nd line)
M
M
Trade Date/Time
CRSTGB22
trade date and time
M
Place of Settlement
Party
Delivering Agent
Party
BIC
CRSTGB22
CRESTCo
R009
Seller
Party
Name and Address
Removal from Citivic Nominees Limited
M
M
MT542 Deliver Free
/NCBO/ (2nd line)
M :94F: :SAFE //NCSD/CITIGB2L
M :95C: :PSET //GB
M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup
Seq
MT540 Receive Free
B
C
E
E1
M :22F: :STAM /CRST/GBTX
M :95Q: :SELL //Removal from Citivic Nominees Limited
Fees: Standard transaction fee for the common depository Citibank London, as published in the CBL Fee
Schedule. Registrar fees on request.
Note: With the increasing number of cross-border transfers and the resulting workload at the registrars,
settlement via removal between local registrars may take several weeks. The SDRT payment obligation is
with the 1.5% receiving party and must be as such initiated by the receiving party in order to avoid potential
SDRT underpayments and consequent late payment penalties. SDRT obligations will not be debited by
CREST automatically.
17 October 2016
422
Clearstream Banking
Deutsche Bank London - UK
ISIN US39032T1060 - Great Eastern Energy Ltd
ISIN US6698881090 - JOINT STOCK Co. NOVATEK (REGS)(1DR/10SHS)
settling via EB-Euroclear UK & Ireland link
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DEUTGB22
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
00XJJ
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
MT542 Deliver Free
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:SAFE
:PSET
:REAG
//00XJJ
//CUST/DEUTGB22
//MGTCBEBEECL
/ECLR/22111
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:SAFE
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Deliver Free
M
M
M
M
M
Receive Free
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
DEUTGB22
trade date and time
BIC
MGTCBEBEECL
Euroclear
22111
Narrative
14XKL
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
XBDR
Name and Address
CEDE/xxxxx a
Stamp Duty Status
MT542 Deliver Free
M :70E: :SPRO //14XKL
M :94F: :SAFE //CUST/DEUTGB22
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:95Q:
:SAFE
:STAM
:PSET
:DEAG
:SELL
//NCSD/CRSTGB22
//CRSTGB22
/CRST/XBDR
//CEDE/xxxxx a
Fees: Standard transaction fee for the UK, as published in the CBL Fee Schedule.
Clearstream Banking
17 October 2016
423
HSBC Bank Plc London - Belgium
CreationOnline
Deliver Free
M
M
M
M
M
M
Delivery without
matching
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Narrative
Receive Free
YES
M
M
M
MIDLGB22XXX
trade date and time
BIC
MGTCBEBEECL
Euroclear
22152
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
CIKBBEBBXXX
trade date and time
BIC
CIKBBEBBXXX
Euronext - BE,FR,NL
9914
Name and Address
EOC 22152
CEDELULL xxxxx a
Creation via SWIFT
MT542 Deliver Free
M
M
M
M
M
M
:98a:
:70E:
:22F:
:94F:
:95P:
:95R:
:TRAD
:SPRO
:STCO
:SAFE
:PSET
:REAG
//DWLM
//CUST/MIDLGB22XXX
//MGTCBEBEECL
/ECLR/22152
MT540 Receive Free
Seq
B
C
E1
M
M
M
M
M
:94F:
:95P:
:95R:
:95Q:
:97A:
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//NCSD/CIKBBEBBXXX
//CIKBBEBBXXX
/EGSP/9914
//EOC 22152
//CEDELULL xxxxx a
17 October 2016
424
Clearstream Banking
HSBC Bank Plc London - UK
ISIN GB0055007982 Autonomy Corp. PLC. only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
MIDLGB22
trade date and time
Country Code
Name and Address
London E14 5LB, Unnited Kingdom
Name and Address
CREST ID 00XJJ
Agent ID CLRLUX2
/MKDW/ (1st line)
/NCBO/ (2nd line)
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R045
M
Seller
Party
Name and Address
HSBC Issuer Services Common dep.
Nominee UK-Ltd
M
Stamp Duty Status
M
MT542 Deliver Free
/NCBO/ (2nd line)
M :94F: :SAFE //CUST/MIDLGB22
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M :95C: :PSET //GB
M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre,
:94F:
:22F:
:95P:
:95R:
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R045
M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee
UK-Ltd
Fees: On request.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
MIDLGB22
trade date and time
Country Code
Name and Address
London E14 5LB, Unnited Kingdom
Name and Address
CREST ID 14XKL
Agent ID CLRLUX
/MKDW/ (1st line)
/NCBO/ (2nd line)
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R045
Seller
Party
Name and Address
Nominee UK-Ltd
MT542 Deliver Free
/NCBO/ (2nd line)
M :94F: :SAFE //CUST/MIDLGB22
Seq
MT540 Receive Free
B
C
E
E1
M :95C: :PSET //GB
M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee
UK-Ltd
Clearstream Banking
17 October 2016
425
ISIN GB00B063YS85 - Opportunity Investment Management
ISIN GB0059337583 - Deltex Medical Group Plc only, settling via removal between local registrars
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
MIDLGB22
trade date and time
Country Code
GB
Name and Address
Name and Address
CREST ID 00XJJ
Agent ID CLRLUX2
/MKDW/ (1st line)
/NCBO/ (2nd line)
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R055
M
Seller
Party
Name and Address
HSBC Issuer Services Common depository
Nominee UK-Ltd
M
Stamp Duty Status
M
MT542 Deliver Free
MT540 Receive Free
Seq
/NCBO/ (2nd line)
M :94C: :SAFE //NCSD/MIDLGB22
B
C
E
E1
M
M
M
M
M :95C: :PSET //GB
M :95Q: :REAG //Vidacos Nominees acc. CLRLUX2, Citigroup Centre,
:94F:
:22F:
:95P:
:95R:
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R055
M :95Q: :SELL //HSBC Issuer Services Common depository.
Nominee UK-Ltd
Fees: On request.
Deliver Free
M
M
M
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Buyer
Party
Account
Narrative
Receive Free
M
M
M
MIDLGB22
trade date and time
Country Code
Name and Address
Name and Address
CREST ID 14XKL
Agent ID CLRLUX
/MKDW/ (1st line)
/NCBO/ (2nd line)
MT542 Deliver Free
/NCBO/ (2nd line)
M :94C: :SAFE //NCSD/MIDLGB22
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R055
M
Seller
Party
Name and Address
HSBC Issuer Services Common depository
Nominee UK-Ltd
M
Stamp Duty Status
M
SDRT1
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
M :95C: :PSET //GB
:94F:
:22F:
:95P:
:95R:
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
/CRST/GBTX
//CRSTGB22
/CRST/R055
M :95Q: :SELL //HSBC Issuer Services Common depository Nominee
UK-Ltd
Fees: On request.
17 October 2016
426
Clearstream Banking
GB0004829437 ACORN Income Fund Limited securities only, settling via removal between local
registrars
Fees: On request.
Note: For details of UK stamp duty reserve tax (SDRT), please consult the Creation Link Guide - United Kingdom
II.
Deliver Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
M
Account
Narrative
Indicator
M
Receive Free
M
M
M
trade date and time
Country Code
Name and Address
London E14 5LB, UK
Name and Address
CREST ID 00XJJ
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R009
M
Seller
Party
Name and Address
Nominee UK-Ltd
M
Stamp Duty Status
M
Agent ID CLRLUX2
/MKDW/
MT542 Deliver Free
M :70E: :SPRO ///MKDW/
M :95C: :PSET //GB
E14 5LB, UK
MT540 Receive Free
Seq
B
C
E
E1
M
M
M
M
:94F:
:22F:
:95P:
:95R:
:SAFE
:STAM
:PSET
:DEAG
//NCSD/CRSTGB22
//CRSTGB22
/CRST/R009
M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee UKLtd
Clearstream Banking
17 October 2016
427
Deliver Free
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
M
Buyer
Party
M
M
Account
Narrative
Indicator
M
Receive Free
M
M
M
trade date and time
Country Code
Name and Address
London E14 5LB, UK
Name and Address
CREST ID 14XKL
M
M
Agent ID CLRLUX
/MKDW/
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
CRSTGB22
trade date and time
BIC
CRSTGB22
CRESTCo
R009
Seller
Party
Name and Address
Nominee UK-Ltd
MT542 Deliver Free
M :70E: :SPRO ///MKDW/
M :95C: :PSET //GB
M :95Q: :REAG //Vidacos Nominees acc. CLRLUX, Citigroup
E14 5LB, UK
Seq
B
C
E
E1
MT540 Receive Free
M :95Q: :SELL //HSBC Issuer Services Common dep. Nominee UKLtd
Note: The SDRT payment obligation is with the 1.5% receiving party and must be as such initiated by the
SDRT obligations will not be debited by CREST automatically.
17 October 2016
428
Clearstream Banking
NASDAQ - Spain
Jazztel shares settling via EB-Santander link
CreationOnline
Deliver Free
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Receiving Agent
Party
Receive Free
M
M
M
DEUTGB22
trade date and time
BIC
MGTCBEBE
Euroclear
22781
M
M
M
M
Trade Date/Time
Place of Settlement
Party
Delivering Agent
Party
Seller
Party
Account
Narrative
IBRCESMM
trade date and time
BIC
IBRCESMMXXX
BIC
BSCHESMMXXX
BIC
MGTCBEBE
22781
INCLUSION
Creation via SWIFT
MT542 Deliver Free
MT540 Receive Free
Seq
B
M :94F: :SAFE //CUST/DEUTGB22
M :95P: :PSET //MGTCBEBE
C
E1
M
M
M
M
M
M
M
:98a:
:70E:
:94F:
:95P:
:95P:
:95P:
:97A:
:TRAD
:SPRO
:SAFE
:PSET
:DEAG
:SELL
:SAFE
//INCLUSION
//NCSD/IBRCESMM
//IBRCESMMXXX
//BSCHESMMXXX
//MGTCBEBE
//22781
Note: NASDAQ here indicates Germany (NASDAQ Europe).
Clearstream Banking
17 October 2016
429
17 October 2016
430
Clearstream Banking
Appendices
The following appendices are provided in connection with the procedures for instructing in multimarket securities.
Australia - Canada
Appendix 1.Computershare Canada declaration
Clearstream Banking
17 October 2016
1
Appendices
Appendix 1. Computershare Canada declaration
17 October 2016
2
Clearstream Banking
Appendices
Clearstream Banking
17 October 2016
3
Appendices
17 October 2016
4
Clearstream Banking
Appendices
Appendix 2. Application Form for Share Migration from Singapore to Korea
STX Pan Ocean Co., Ltd
Application Form for Share Migration from Singapore to Korea
Please read notes overleaf before completing this form.
1. Application
z Issuer: STX Pan Ocean Co., Ltd.
z ISIN: KR7028670008
z Number of shares to be migrated:
2. Information on Shareholder
Name:
_________________________
(Family Name)
______________________
(First Name)
Identification Number
Tel.:
Mobile phone:
E-mail :
Address:
3. Receiver of Stock Certificates
Relationship with Principal: Principal / agent
Name of Receiver (Custodian):
Tel:
(Available contact number in Korea)
I/We hereby confirm that the above information given by me is both true and accurate and we/I accept full
responsibility for any loss or damage or problems caused by an error, inaccuracy of such information.
I/We hereby request the Migration of share certificate(s) representing the above-mentioned common shares of
STX Pan Ocean Co., Ltd. issued in Singapore to share certificates representing the same number of shares issued
in Korea.
Comprised in share certificate(s) no
Signature(s) of Shareholder(s) and Seal of Corporate Shareholder
For Official Use Only
To: Korea Securities Depository
Transfer agent of STX Pan Ocean Co., Ltd. in Korea
We have duly received the application for a share migration and the relevant share certificate(s) from the shareholder as set
out above, and we hereby confirm and notify you that on the date we agreed upon with you (the “Migration Date”), we will
cancel or discard those share certificate(s) and record the change in the shareholder registry in Singapore.
Authorised Signatories
Boardroom Corporate & Advisory Services Pte. Ltd.
Transfer agent of STX Pan Ocean Co., Ltd. in Singapore
Date of Notice
/
dd
'DWHRI0LJUDWLRQ
/
mm
Clearstream Banking
yyyy
/
dd
/
mm
yyyy
17 October 2016
5
Appendices
Notes:
1. The Application Form must be completed in English and must be signed by the Shareholder or
his/its attorney duly authorised in writing or if the Shareholder is a corporation, executed under its
common seal or under the hand of its attorney duly authorised in writing. The power of attorney
or other authority appointing the attorney or a notarially/duly certified copy thereof must be
attached to this Application Form if it is signed by an attorney.
2. The Application Form must be submitted with the relevant original share certificate(s) to STX Pan
Ocean Co., Ltd., c/o Singapore Share Transfer Agent, Boardroom Corporate & Advisory Services
Pte. Ltd., 3 Church Street, #08-01 Samsung Hub, Singapore 049483.
3. No receipt will be issued to the person or agent lodging the Application Form.
4. With regard to ଴2. information on Shareholderଵ, the following Identification Numbers of
Shareholders shall be accepted in Korea
a. Korean Residents
- Individual Shareholder: Resident registration number
- Institutional (Company) Shareholder: Business registry number
b. Non – Korean Residents
-Individual Shareholder: IRC number (Investment Registration Certificate number),
Passport number
- Institutional (Company) Shareholder: IRC number, Certificate of Incorporation
number
GENERAL
STX Pan Ocean Co., Ltd. shall be entitled to reject an Application Form which is incomplete,
improperly completed or illegible.
17 October 2016
6
Clearstream Banking
Appendices
Appendix 3. Transfer Form Singapore to South Korea - CBO
TRANSFER
Stock forwarded to the Company's Office by
I/WE
[client's name]
in consideration of the Sum of
See Note
at foot
paid by
hereinafter called the said Transferee
Do hereby bargain, sell,assign,and transfer to the said Transferee
(in numbers) (in words) (certificate number)
of and in the undertaking called the
Coupon for
(name of shares)
To hold
unto the said Transferee
to several conditions on which
and
Executors, Administrators, and Assign, subject
held the same immediately before the execution hereof,
the said Transferee, do hereby agree to accept the said
subject to the conditions aforesaid.
As Witness
our Hands this
day of
in the year of
Signed, sealed, and delivered by the above named
* Witness's
in the presence of :
sign here
Name
Signature*
witness sign here
Address
Occupation
* Witness's
sign here
Name
Signature*
witness sign here
Address
Occupation
* Witness's
Name
Signature*
Address
Occupation
* Witness's
Name
Signature*
Address
Occupation
Note:-The consideration money set forth in a transfer may differ from that the which first seller will receive, owing to sub-sales by the original Buyer: the Stamp
Act requires that in such cases the consideration money paid by the Sub-purchaser shall be the one inserted in Deed, as regulating the ad voleram Duty, the following
is the Clause in question:- "Where a person, having contracted for the purchase of any Property, but not having obtained a Conveyance thereof, contracts to sell the
same to any other person and property is in consequence, conveyed immediately to the Sub-purchaser, the Conveyance is to be charged with ad valorem Duty in
respect of the consideration moving from the Sub-purchaser."
(54 & 55 Vict. Cap. 39(1891), Section 58, Sub-section 4).
*When a Transfer is executed out of Great Britain, it is recommended the Signatures be attested by H.M. Cousul, a Clergyman, Magistrate, Notary Public,or by some
other Person holding a public position-as most Companies refuse to recognise Signatures not so attested. * When a Witness is Female she must state whether she is
a Spinster, Wife or Widow, and if a Wife she must give her Husband's Name, Address and Quality, Profession or Occupation. Th Date must be inserted in Words
and not in Figures.
A HUSBAND MUST NOT WITNESS THE SIGNATURE OF HIS WIFE OR VICE-VERSA.
PLEASE HAVE THE STOCKS/SHARES TO WHICH THIS TRANSFER RELATES REGISTERED INTO YOUR NAME AS SOON AS POSSIBLE AS WE CANNOT
ACCEPT ANY RESPONSIBILITY FOR COLLECTING ANY DIVIDEND, BONUS OR OTHER RIGHTS WHICH MAY ARISE ON THEM.
Clearstream Banking
17 October 2016
7
Appendices
Appendix 4. Transfer Form Singapore to South Korea - NCBO
TRANSFER
I/WE
(clients name)
We hereby certify that no consideration was passed in the transfer
of the above shares, it being a transfer from a nominee/beneficial owner(s)
to the beneficial owner(s)/nominee
See Note
at foot
paid by
transferee to state name here
(in numbers) (in words)
(certificate number)
Coupon for
(name of shares)
To hold
and
As Witness
our Hands this
day of
in the year of
* Witness's
transferor sign here
Name
Signature*
witness sign here
Address
Occupation
* Witness's
Name
Signature*
witness sign here
Address
Occupation
* Witness's
transferee sign here
Name
Signature*
witness sign here
Address
Occupation
* Witness's
Name
Signature*
witness sign here
Address
Occupation
and not in Figures.
17 October 2016
8
Clearstream Banking
Appendices
Appendix 5. Application Form for Share Migration from Korea to Singapore
STX Pan Ocean Co., Ltd
Application Form for Share Migration from Korea to SingaporePlease read notes
overleaf before completing this form.
Part A - Information on Shareholder
Classification and code (ISIN) common share
KR7028670008
Number of shares to be migrated (Figures)
Name of Shareholder
National Registration Identification Card/Passport Number (NRIC/PP No.)
Address
Postal Code
Telephone Number
Part B – Information of Authorized Person collecting the new share certificate(s).
This section is not applicable to individual Shareholder collecting the share certificate in person.
Name of Authorized Person
National Registration Identification Card/Passport Number (NRIC/PP No.)
Telephone Number
I/We hereby confirm that the above information given is both true and accurate and we/I accept full responsibility
for any loss or damage or problems caused by an error, inaccuracy of such information.
I/We hereby request the Migration of share certificate(s) representing the above-mentioned common shares of
STX Pan Ocean Co., Ltd. issued in Korea to share certificates representing the same number of shares issued in
Singapore.
Signature(s) of Shareholder(s) and Seal of Corporate Shareholder
For Official Use Only
To: Boardroom Corporate & Advisory Services Pte. Ltd.
Transfer agent of STX Pan Ocean Co., Ltd. in Singapore
We have duly received the application for a share migration and the relevant share certificates from the
shareholder as set out above, and we hereby confirm and notify you that on the date we agreed upon with you
(the “Migration Date”), we will cancel or discard those stock certificates and record the change in the shareholder
registry in Korea.
Authorized Signatories
Korea Securities Depository
Transfer agent of STX Pan Ocean Co., Ltd. in Korea
Date of Notice
/
dd
Clearstream Banking
Date of Migration
/
/
mm
yyyy
dd
/
mm
yyyy
17 October 2016
9
Appendices
Notes:
1.
The Application Form must be completed in English and must be signed by the
Shareholder or his/its attorney duly authorised in writing or if the Shareholder is a
corporation, executed under its common seal or under the hand of its attorney duly
authorised in writing. The power of attorney or other authority appointing the
attorney or a notarially/duly certified copy thereof must be attached to this Application
Form if it is signed by an attorney.
2.
The nominee of the share certificate submitted to KSD for migration from Korea to
Singapore shall be the shareholder who applies for migration.
3.
Please be noted that KSD does not independently verify the truth or accuracy of any
information you give.
4.
The share certificate(s) issued in Singapore may ONLY be collected by the individual
Shareholder(s) or the person(s) appointed in Section B.
GENERAL
STX Pan Ocean Co., Ltd. shall be entitled to reject an Application Form that is incomplete,
improperly completed or illegible.
17 October 2016
10
Clearstream Banking
Appendices
Appendix 6. Transfer Form South Korea to Singapore - CBO
TRANSFER
I/WE
(clients name)
See Note
at foot
paid by
transferee to state name here
(in numbers) (in words)
(certificate number)
Coupon for
(name of shares)
To hold
and
As Witness
our Hands this
day of
in the year of
* Witness's
Name
Signature*
witness sign here
Address
Occupation
* Witness's
Name
Signature*
witness sign here
Address
Occupation
* Witness's
Name
Signature*
witness sign here
Address
Occupation
* Witness's
Name
Signature*
witness sign here
Address
Occupation
and not in Figures.
Clearstream Banking
17 October 2016
11
Appendices
Appendix 7. Transfer Form South Korea to Singapore - NCBO
TRANSFER
I/WE
The Central Depository (Pte) Ltd
See Note
at foot
[Transferee signs here xx]
paid by
[transferee insert name
here]
[Quantity in numbers] [Quantity in words], Ordinary Shares, Fully Paid
Coupon for
[name of security]
To hold
and
As Witness
our Hands this
day of
in the year of
* Witness's
Name
Signature*
Address
Occupation
* Witness's
Name
Signature*
Address
Occupation
* Witness's
Name
witness to sign
transferee signs here
Signature*
Address
Occupation
* Witness's
Name
transferee signs here
witness to sign
Signature*
Address
Occupation
and not in Figures.
17 October 2016
12
Clearstream Banking
Address details
Contact
Published by
www.clearstream.com
Registered address
42 Avenue JF Kennedy
L-1855 Luxembourg
Postal address
Clearstream Banking
L-2967 Luxembourg
Document number: 6201

Multi-Market Securities Guide

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