1 - Hamza Gábor - ELTE Állam

Transcription

THE CLASSIFICATION (DIVISIO) INTO ‘BRANCHES’
OF MODERN LEGAL SYSTEMS (ORDERS)
AND ROMAN LAW TRADITIONS*
GÁBOR HAMZA
Department of Roman Law
Telephone number: (36-1) 411-6506
e-mail: gabor.hamza@ajk.elte.hu
TABLE of CONTENTS
I. The classification of Roman law — public law (jus publicum) and private law (jus privatum) — in the classical period
II. Civil law (jus civile) and praetorian law (jus praetorium—jus honorarium) in the post-classical period
III. The question of classification of the legal system at the Glossators
IV. The question of classification of the legal system at the Commentators
V. The problem of classification of the legal system in Humanist jurisprudence
VI. The classification of the legal system at Scottish institutional writers
VII. The question of classification of the legal system in common law jurisprudence
VIII. The question of classification of the legal system in Continental jurisprudence
IX. The classification of the legal system and legal education at faculties of
law in the Middle Ages and in Modern Times
X. The question of classification of the legal system in legal theory and in
international law
XI. Conclusions
*
This study is based on the inaugural lecture presented on October 6th, 2004 on the occasion of
the author’s admission to the Hungarian Academy of Sciences as a corresponding member.
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GÁBOR HAMZA
I. The classification of Roman law — public law (jus publicum)
and private law (jus privatum) — in the classical period
From the beginning of the imperial period, the legal system of the Roman Empire (Reichsrecht) shows certain signs of differentiation, and it could be divided
into jus publicum and jus privatum rather than civil law and praetorian law. The
designations publicus—privatus (meaning public and private [spheres]) existed
as early as the late republican period. The appearance of jus publicum and jus
privatum as categories of classification can only be demonstrated with certainty
at the beginning of the era of principate.
The jurisconsult Ulpianus says the area governed by jus publicum is as follows:
“Public law covers religious affairs, the priesthood, and offices of state.”
(“Publicum jus in sacris, in sacerdotibus, in magistratibus consistit.” [D. 1, 1,
1, 2]). According to the definition given by Ulpianus in the Digest, Roman
public law (jus publicum) regulates the organization of the state, and that included ecclesiastic organization. Questions of private life, i.e., relationships of
citizens in the family and in business were therefore regulated by Roman private law (jus privatum).
Late classical and post-classical jurisprudence separated jus publicum from jus
privatum with the introduction of the terms “public interest” (utilitas publica)
and “private interest” (utilitas privata). It derives from a statement by Ulpianus: “There are two branches of legal study: public and private law. Public
law is that which respects the establishment of the Roman commonwealth,
private that which respects individuals’ interests, some matters being of public
and others of private interest.” (“Huius studii duae sunt positiones, publicum et
privatum. publicum jus est quod ad statum rei Romanae spectat, privatum quod
ad singulorum utilitatem: sunt enim quaedam publice utilia, quaedam privatim.” [D. 1, 1, 1, 2].)1 The major part of the relevant literature2 says these two
“branches of law” were in existence throughout the whole era of the principate
and of the dominate. However, some legal scholars state that the Roman jurists
only used the terms jus publicum—jus privatum to describe the two areas of
legal science or jurisprudence (jurisprudentia). According to that latter point of
view, we cannot speak about the division of Roman law into two branches.
Note that even in the above passage of Ulpianus the term studium and not jus is
used.
1
2
Regarding the interpretation of the text of Ulpianus, see: FÖLDI A. — HAMZA G.: A római jog
története és institúciói (History and Institutes of Roman Law), Budapest, 200611 51 f.
For a summary from earlier works, see: E. BETTI: Diritto romano. I. Padova, 1935, 62 ff.
THE CLASSIFICATION (DIVISIO)…
7
Occasionally public law may cover both the organization of the state and private matters. The jurisconsult Papinianus says that making a will is a legal institution (Rechtsinstitut) regulated by public law (D. 28, 1, 3).
To this dual division of Roman law belongs the following thesis of Papinianus:
“Public law cannot be changed by private pacts.” (“Jus publicum privatorum
pactis mutari non potest” [D. 2, 14, 38]). Hence it follows that a rule of law
may either be compulsory (jus cogens) or concessive (jus dispositivum). The
latter shall apply if the parties have not agreed otherwise. The rules of public
law are of a compulsory character, e.g. the rules of elections. The rules of private law on the other hand are concessive, e.g. the provisions of the law of
contract (leges contractus). It is true, however, that some of the rules of private
law are of compulsory nature, e.g. the age limit of adulthood or the rules limiting the rate of interest.
In accordance with some sources, certain norms of jus privatum may not be
changed similarly to those of jus publicum. On the topic of adverse possession
(usucapio) one passage in the Digest, the author of which is jurisconsult Paulus, provides an Edictum commentary making a reference to Pomponius.
(“Quod opere facto consecutus sit dominii capione promissor, non teneri eum
eo nomine Pomponius ait, quia nec loci nec operis vitio, sed publico iure id
consecutus sit” [D. 39, 2, 18, 1]). When writing about manumission of slaves
(manumissio servi or servorum), Papinianus refers to the invariable nature of
jus privatum (“Cerdonem servum meum manumitti volo ita, ut operas heredi
promittat. non cogitur manumissus promittere: sed etsi promiserit, in eum actio
non dabitur: nam iuri publico derogare non potuit, qui fideicommissariam
libertatem dedit” [D. 38, 1, 42]). Ulpianus describes the invariable character of
the rules of private law in connection with the provisions of guardianship (tutela)
(“Patronus quoque tutor liberti sui fidem exhibere debet, et si qua in fraudem
debitorum quamvis pupilli liberti gesta sunt, revocari jus publicum permittit” [D.
26, 1, 8]). In the area of making a testament, the prohibition of free stipulations
of private persons shall also apply. Papinianus justifies the prohibition related to
the testamenti factio by saying that in this domain jus publicum applies
(“Testamenti factio non privati, sed publici juris est” [D. 28, 1, 3]).
In our view Ulpianus’ distinction (“Huius studii duae sunt positiones…”) is not
of a technical character, instead, it is a form of general classification. It has its
roots in Greek thought. This opinion was pointed out by H. F. Jolowicz, author
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GÁBOR HAMZA
of “Roman Foundations of Modern Law”, published in 1957, a treatise of significance down to our days.3
Although that is merely a description (descriptio) and not a definition (definitio), nevertheless it is adequate with the realities of the Roman legal system. A
good example from substantive law can be the acquisition of ownership. If the
party concerned is the state (res publica), the acquisition of ownership is different from the one in the case of private persons, that is, Roman citizens (cives
Romani). It is also important to underline that in case of acquiring ownership
from the state neither mancipatio nor traditio is necessary. Quoting an example
from procedural rules, a dispute can be taken between the state and a citizen
which will be tried outside of the so-called ordinary private procedure. This
specific character is also clear from the missing formula and that the decision
(sententia) is made — both in theory and in practice — by a person who defends the interest of the state (iudex).
The main reason for the lack of separation or distinction between the areas of
public law (jus publicum) and private law (jus privatum) is that Romans in
general, and Roman jurists, in particular, showed little interest in either abstract
academic theories or definitions.
It is worth observing from the point of view of our topic the following source
by Ulpianus: “Private law is tripartite, being derived from principles of jus
naturale, jus gentium, or jus civile.” (“Privatum jus tripertitum est: collectum
etenim est ex naturalibus praeceptis aut gentium aut civilibus”). (D. 1, 1, 1, 2).
It is difficult to establish the exact meaning of this description on the division
of private law (jus privatum). It is highly questionable what motivated Ulpianus
to make that statement. It is most likely that it was not his purpose to define
subdivisions of private law (jus privatum).
The following interpretation of jus civile originating from Pomponius is important also from the aspect of the subdivision of the legal system. According
to Pomponius, jus civile is equal to the law “…which is grounded without formal writing in nothing more than interpretation by learned jurists…” (“…quod
sine scripto in sola prudentium interpretatione consistit…”) (D. 1, 2, 2, 12). In
this statement about jus civile as put forward by Pomponius there is some kind
of similarity to the distinction between positive law (jus positivum) and statute
law (satutary law) conceived in modern legal systems. The interpretation by
Pomponius in connection with jus civile does not contain any idea of subdivi3
H. F. JOLOWICZ: “Public Law and Private Law”, in: H. F. Jolowicz: Lectures on Jurisprudence. London, 1963, 320-327.
9
sion. In our view it is attributable also to the fact that the term jus civile can be
interpreted in a number of ways, i.e. it can be the subject of a kind of interpretatio multiplex.
Cicero’s statement has also great significance from the point of view of the
division of jus civile. In Cicero’s opinion “…jus civile, quod nunc diffusum et
dissipatum esset, in certa genera coacturum et ad artem facilem redacturum.”
(De oratore 2. 33. 142.). The question is what does Cicero mean by in certa
genera division, or, to be even more accurate, what genus means to him. In our
view the outstanding orator, philosopher and statesman, who had profound
knowledge of law as well, used interpreting the jus civile the terminology of
Greek logic, metaphysics, geometry and grammar when he made an attempt to
describe the law applicable to Roman citizens.4 Again what we have here is by
no means an attempt to classify jus civile. It is simply a description (descriptio).5
II. Civil law (jus civile) and praetorian law
(jus praetorium—jus honorarium) in the post-classical period
The distinction between civil law (jus civile) and praetorian law (jus praetorium) — the original division between archaic and “developed” law — had
practically disappeared by the end of the first century B.C. Yet the classical
jurisconsults made a distinction between civil law and praetorian law and their
institutions. As a result of a gradual amalgamation, the rules of praetorian law
are more and more closely connected to those of civil law (jus civile). In the
classical period the difference between the two streams of the already merged
law remained only in terms of their source. Civil law originated from the legislative authorities (popular assembly, senatus, the emperor, the jurists provided with jus respondendi) of the state (res publica), whereas praetorian law
came from magistrates (praetor, aedilis curulis, proconsul of provinces), who
had no formal powers to legislate.
4
5
Cicero provides a detailed discussion to the questions of res publica (in a modern sense: the
state) in his work The State (De re publica). In this dialogue — which only survived in fragments — Cicero analyses the state and numerous institutions of (public) law. The author of
this treatise has translated The State into Hungarian. The volume includes his introductory essay, and notes. Somnium Scipionis has been translated by L. HAVAS. (Budapest, 1995, second
reprint: 2002)
We cannot rule out the possibility that Cicero adhered to the idea of preserving the unity of
the legal system as motivated by his view about jus naturale. See A. D’AMATO: “Lon Fuller
and Substantive Natural Law”, American Journal of Jurisprudence, 26 (1981) 202 ff.
10
GÁBOR HAMZA
The fusion of civil law and praetorian law or “magistrates’ law” (jus honorarium) is described by the jurisconsult Marcianus. As he put it: “For indeed the
jus honorarium itself is the living voice of the jus civile.” (“Nam et ipsum ius
honorarium viva vox est iuris civilis” [D. 1, 1, 8]). For Marcianus jus honorarium is a kind of law that is created in the first place by office holders i.e.
magistrates (magistratus), mainly by praetors.
Jus civile means the body of law as crystallized in the works of the Roman
jurisconsults or, to use a modern term, jurisprudence as well. Law as applied in
daily life can be studied best (in addition to the law contained in the decrees of
emperors [constitutiones, edicta, called also leges]) — on the basis of jus
civile. Jus civile can be considered as a synonym for private law (jus privatum).
The reason for it is that the major part of law as formed and interpreted by the
Roman jurists is made up of civil law (jus privatum). Jus civile cannot be considered as a branch of law. In this context it is worth emphasising that jus honorarium and jus praetorium, which do not qualify as a branch of law either, are
bound to lose their reforming effect on civil law. The distinction based on the
dual categories jus civile and jus praetorium (jus honorarium) is gradually
replaced by the distinction between public law (jus publicum) and private law
(jus privatum).
The idea of the division of the legal system — which is different from splitting
the legal system into branches — goes back to Greek, Hellenistic antecedents.
It applies to the appearance of the paired categories of jus civile and jus praetorium as well as in the division to jus publicum and jus privatum. The distinction
appearing at notable representatives of Hellenistic philosophy and rhetoric —
first of all, Aristotle and Demosthenes — forms the basis for the distinction
used for the classification of law or legal system appearing in the works of
Roman jurisconsults.
III. The question of classification of the legal system
at the Glossators
The question of classification of the legal system occurs already at some representatives of Glossator School, initiated by Irnerius6 in the beginning of medieval science of law.7 In this context the famous dispute (disputa)8 between the
6
7
For the connection between state and law in Irnerius’s approach, see: A. ROTA: Lo stato e il
diritto nella concezione di Irnerio. Milan, 1959.
For the significance of Glossator school, see: H. FITTING: Die Anfänge der Rechtsschule zu
Bologna. Berlin, 1888; E. BESTA: L’opera d’Irnerio. I, Torino, 1896; P. S. LEICHT: Il diritto
privato preirneriano. Bologna, 1933; P. TORELLI: “La codificazione e la glossa: questioni e
propositi,”in: Atti congresso Internazionale di diritto romano. Bologna-Rome, I. Pavia, 1934,
329 ff.; B. BRUGI: “Il metodo dei glossatori,” in: Studi in onore di S. Riccobono. I, Palermo,
1936; W. ENGELMANN: Die Wiedergeburt der Rechtskultur in Italien durch die wissenschaftli-
11
notable jurisconsult, Placentinus9 (d. 1192), a follower of Bulgarus, and Azo
Portius10 (d. 1230) has an outstanding significance. According to Placentinus,
who gave the first formulation of the idea of the division (dichotomy) of the
system of law (ordo juris) into branches: jus publicum and jus privatum, must
be considered “duae res,” i.e. existing categories. Consequently, these two
categories form two independent, autonomous subjects of studium juris. Contrary to that approach Azo11, who insisted on maintaining the unity of the legal
system, refused the thesis of diversitas rerum vel personarum and considered
the distinction between jus publicum and jus privatum to be merely an issue of
methodology. In the opinion of Azo, the distinction between the above categories is of relative character, consequently, it is always necessary in distinguishing between them to add the word ”principaliter”.12
The rejection on a theoretical level of the classification of the legal system by
Roman jurisconsults13 did not block the development of public law. This is why
the claim made by some of the representatives of the German Pandectist School
8
9
10
11
12
13
che Lehre. Leipzig, 1938; H. U. KANTOROWICZ: Studies in the Glossators of Roman Law.
Cambridge, 1938; F. CALASSO: Medioevo del diritto I. Le fonti. Milan, 1954. P.
VINOGRADOFF: Roman Law in Medieval Europe. Oxford, 19613; P. KOSCHAKER: Europa und
das römische Recht. Munich — Berlin, 19664; E. J. H. SCHRAGE: Utrumque jus. Eine Einführung in das Studium der Quellen des mittelalterlichen gelehrten Rechts. Berlin, 1992; J. M.
SAINZ-EZQUERRA: “La glosa y el texto jurídico: un análisis de historia y método,” in: Estudios
F. Hernández-Tejero. II. Madrid, 1994, 505 ff.; HAMZA G.: “Accursius és az európai jogtudomány kezdetei” (Accursius and the Beginnings of European Legal Science), Jogtudományi
Közlöny, 54 (1999) 171-175; M. ASCHERI: I diritti del medioevo italiano, Secoli XI—XV. Rome, 2000.
For the connection between law (private law) and public law in the approach of Azo, see: J.
W. PERRIN: “Azo, Roman Law and Sovereign European States”, Studia Gratiana, 15 (1972)
89-101.
For a Hungarian commentary on Placentinus, see G. HAMZA: Az európai magánjog fejlődése.
A modern magánjogi rendszerek kialakulása a római jogi hagyományok alapján. (Trends in
the Development of Private Law in Europe. The Role of the Civilian Tradition in the Shaping
of Modern Systems of Private Law), Budapest, 2002, 56.
The exceptional prestige Azo had can be illustrated by a late-medieval saying: “Chi non ha
Azo, non vada a palazzo”.
Let us stress that Azo is the author of Summa Codicis, an analysis on Codex Iustinianus (also
known as Summa super Codicem), which was used as an indispensable handbook of legal
practice for a long time.
On how the general legal principles appear in the works of Glossators and Commentators,
see: P. STEIN: “Principi generali nel pensiero dei glossatori e commentatori medievali”, in:
Principi generali del diritto. Atti dei convegni Lincei, 96 (1992) 129 ff.
Pomponius wrote: “quod sine ullo scripto in sola prudentium interpretatione consistit”, D. 1,
2, 2, 12. Interpretatio in this case does not involve a clear distinction. That sheds light on the
empirical phase of jus civile. (For the definition of interpretatio in the latest Hungarian
literature, see T. NÓTÁRI: ”Summum ius summa iniuria - Comments on the Historical
Background of a Legal Maxim of Interpretation”, Acta Juridica Hungarica 44 (2004) 301321.)
12
GÁBOR HAMZA
is incorrect which says that jurists of private law were insensitive towards the
problems and questions of public life. It should be underlined in this context
that the last three volumes of Codex Iustinianus, called Tres libri (Tres libri
Codicis), contained exclusively public law rules that came into the focus of
interest of the notable representatives of the Bolognese School, called Glossators.14 It was an outstanding student of the Bolognese School, Andrea Bonello
da Barletta (approx. 1190-1273), professor at the University of Naples, who
wrote a commentary to the Tres libri. This Studium (Generale), founded by
Emperor Frederick II in 1224, was the first state university in Europe. In our
opinion it cannot be a coincidence that the outstanding interest shown in the
committed study of jus publicum occurred at this particular state university,
where the education — using a modern term — of state office holders was a
priority. The commentary made by Bonello da Barletta by genre stood between
the glossa and summa.
Liber constitutionum, passed by the Parliament of Melfi in 1231, is a significant source also from the point of view of the classification of the legal system.
This work can be regarded to be the most significant one dealing with the
question of jus proprium in that era. Liber constitutionum deals with real legal
questions of its age (quaestiones de facto) instead of simply describing jus
commune. It also addressed the problem of the classification of law i.e. legal
system.
The glossa, written by the notable jurisconsult Marino da Caramanico between
1270 and 1280, is also worth mentioning. Its author followed the example provided by the Glossa ordinaria of Accursius.15 The author used the method of
Accursius in his work in which the questions of the classification of law (legal
system) also have a role.
14
15
We have to mention here that Irnerius in his glossae took into consideration the entire
codification of Justinian (Corpus Juris Civilis). He gave no glossae to Tres libri (Tres libri
Codicis), however, because he probably was not aware of them. Thus there was no way for
Irnerius to write glossae on public law.
For the career of Accursius, see: E. GENZMER: “Zur Lebensgeschichte des Accursius”, in:
Festschrift für L. Wenger. II. Munich, 1945, and F. CAMACHO: “A propósito del VII centenario
de la muerte de Acursio,” Anales Cátedra Francisco Suárez, 3. Madrid, 1963, 131 ff. See also
A. GARCÍA Y GARCÍA: “Accurse et Jacques Balduin”, Studia Gratiani, 29 (1988) 795-814, and A.
FERNÁNDEZ DE BUJÁN: “Sistemática y jus civile en las obras de Quintus Mucius Scaevola y de
Acursio”, Revista Jurídica. Universidad Autónoma de Madrid, 2002. 57-80.
13
IV. The question of classification
of the legal system at the Commentators
From the point of view of the classification of the legal system, the oeuvre of
Bartolus de Saxoferrato16 (1313-1357) is outstanding. He wrote comments on
all parts of Justinian’s Corpus Juris Civilis.17 He is writing about several questions in his commentaries that are connected to public law. His attention was
focused on the — even legally problematic —relationship of secular and ecclesiastical power, imperium and sacerdotium. Bartolus is the author of the following works on public law: Tractatus repraesaliarum, Tractatus de Guelphis
et Ghibellinis, Tractatus de tyrannia, Tractatus de regimine civitatis, Tractatus
de statutis and Tractatus de insignis et armis. In the tractatus listed above
Bartolus dwells on important problems of public law: among other issues, the
relationship between secular and ecclesiastical power, between imperium and
sacerdotium is widely discussed, as well as the relationship between the sovereign (king or emperor) and their subjects.
We have to mention here the same topics were of high importance in works by
St. Thomas Aquinas, Dante, Marsilio da Padova and Coluccio Salutati.
Baldus (1327-1400) also made commentaries on the Tres libri. The most extensive commentary on the Tres libri is made by Luca da Penne (1343-1382). We
have to mention here that, according to Friedrich Carl von Savigny (17791861), beside Bartolus in the 14th century, the most outstanding expert of public law and at the same time a notable European scholar of jurisprudence, scientia legum, is Luca da Penne.
16
17
For Bartolus from earlier literature, see W. RATTINGAN: Bartolus, in: Great Jurists of the
World. (Ed. by Sir J. Macdonell and E. Manson.) Boston, 1914 (reprint: New Jersey, 1997)
45-57. From recent literature, see: Bartolo da Sassoferrato. Studi e documenti per il VI
centenario. I-II, Milan, 1962.
For the significance of the Commentators, see: M. SMITH: The Development of European
Law. New York, 1928; W. KUNKEL: “Das römische Recht am Vorabend der Rezeption”, in:
L’Europa e il Diritto Romano. Studi in memoria di P. Koschaker, I. Milan, 1954.; G. ERMINI:
Corso di diritto comune. Milan, 19893; M. BELLOMO: L’Europa del diritto commune, Rome,
19947.; A. PADOA-SCHIOPPA: Il diritto nella storia d’Europa. Il medioevo. I. Padova, 1995.; P.
GROSSI: L’ordine giuridico medievale. Rome-Bari, 19962.
14
GÁBOR HAMZA
V. The problem of classification
of the legal system in Humanist jurisprudence
The question of the classification of the legal system kept occupied the minds
of most of the representatives of Humanist jurisprudence.18 In the 16th and 17th
centuries we come across the principle of jus universum at most of the authors.
The title of one of Jean Bodin’s (1529/30-1596) works, Juris universi distributio, the first edition (editio princeps) of which was published in 1578, is of
outstanding significance. Representatives of the Humanist jurisprudence —
though examining the legal system in its unity and entirety — dealt also with
the classification of ordo juris, also called systema juris. Such classification has
its roots in Greek and Roman tradition. Their approach to classification of the
legal system is influenced undoubtedly to a considerable extent by their education in classical studies.
Bodin himself refers to the system of Justinian’s Institutiones several times. He
criticizes the system of the Institutiones stating that its acceptance would result
in dividing the legal system into branches, which in his view is not desirable.
One of the tendencies in Humanist jurisprudence advocated the ideal of law as
proposed by Cicero. The representatives of that camp state that law, as a form
of ars, forms an organic whole, and it is created by the state. The creation of
law therefore is inseparably connected to the sovereignty of the state. That
view can be demonstrated, in addition to Bodin, by works of Guillaume Budé
(Budaeus), [1467/68-1540]19 François Connan (Connanus) [1508-1551]20,
François Le Duaren (Duarenus) [1509-1559], Jean de Coras (Corasius) [1515-
18
19
20
For the Humanist School, see: H. D. HAZELTINE: The Renaissance and the Laws of Europe.
Cambridge, 1926.; G. KISCH: Humanismus und Jurisprudenz. Basel, 1955; D. MAFFEI: Gli
inizi dell’umanesimo giuridico. Milan, 1956.; G. KISCH: Erasmus und die Jurisprudenz seiner
Zeit. Basel, 1960; H. E. TROJE: Humanistische Jurisprudenz. Studien zur europäischen
Rechtswissenschaft unter dem Einfluß des Humanismus. Goldbach, 1993; H. HÜBNER:
Jurisprudenz als Wissenschaft im Zeitalter des Humanismus, in: Festschrift für K. Larenz zum
90. Geburtstag. Munich, 1993; P. THOMAS: “A Theoretical Foundation for Juridical Humanism”, Zeitschrift für Neuere Rechtsgeschichte, 16 (1994).
For the significance of Roman law in the oeuvre of Budé, see: M. L. MONHEIT: “Guillaume
Budé, Andrea Alciato, Pierre de l’Estoile: Renaissance Interpreters of Roman Law”, Journal
of the History of Ideas, 58 (1997).
For the significance of the oeuvre of François Le Douaren or Franciscus Duarenus, see: E.
JOBBÉ-DUVAL: “François Le Douaren (Duarenus s.v. “Duarenus”), 1509-1559,” in: Mélanges
P. F. Girard. I. Paris, 1912. (réimpression: Paris, 1979) 573 ff. and W. VOGT: Franciscus
Duarenus, 1509-1559: sein didaktisches Reformprogramm und seine Bedeutung für die
Entwicklung der Zivilrechtsdogmatik. Stuttgart, 1971.
15
1572],21 François Baudouin (Balduinus) [1520-1573]22, Hugo Doneau (Donellus) [1527-1591]23 and Loys Le Caron (Charondas) [1536-1614]24.
Connan in his “Commentariorum juris civilis libri X” (1553) and Doneau in his
“Commentarii juris civilis” (1587-1597) describes the legal system (jus civile)
as arranged in a certain system. The purpose of the two legal scholars is a systematic description of the whole Corpus Juris Civilis. This systematisation
apart, they fall short of drawing theoretical conclusions or setting up branches
of law. That is a far cry from the Pandectist movement, though Friedrich Carl
von Savigny and other German Pandectists respected it.
Inleidinge tot de Hollandsche Rechtsgeleerdheid, the famous work by Hugo
Grotius (de Groot) [1583-1645], published in Dutch in 1631, over ten years
after it had been written and based on the system of Justinian’s Institutiones,
was a coursebook (tractatus) describing and analysing the private law of the
province of Holland, which contained several elements and ideas of natural
law. Regarding the systematic description of divisions of law, the relevant
work by Grotius is De iure belli ac pacis libri tres, first published in Paris in
1625. Though it is a tractatus dealing mainly with natural law (jus naturale or
jus naturae), Grotius offers an analysis of international law (jus gentium) in the
modern sense and an analysis of several institutions of private and criminal
law. In the second volume of that work (which was published in several editions) he separates law existing in the “world” (“magna generis humani societas”) into private and public law.25 That classification anticipates the modern
division of legal systems.
21
22
23
24
25
The author of De iure civili in artem redigendo is Jean Coras. It forms a part of his work,
entitled: Tractatus universi juris.
For the scholarly oeuvre of François Baudouin, see: M. TURCHETTI: Concordanza o
tolleranza. François Baudouin e i «moyenneur». Genova, 1984 and H. E. TROJE: “« Peccatum
Triboniani ». Zur Dialektik der «interpretatio duplex» bei François Baudouin”, Studia et
Documenta Historiae et Juris, 36 (1970) 341-358.
For the connection between Donellus and private law in the modern sense, see: P. STEIN:
“Donellus and the Origins of the Modern Civil Law”, in: Mélanges F. Wubbe, Fribourg, 1993.
439-452.
For the connection between Loys Le Caron and French law (jus patrium), see: G. LEYTE:
“Charondas et le droit français”, DROITS, 39 (2004) 17-33.
Grotius probably borrowed his idea of “universal law” from Francisco de Vitoria (1483/931546). Since it was Vitoria who wrote about “totus orbis aliquo est una republica”. See: A.
EYFFINGER: “Europe in the Balance: An Appraisal of the Westphalien System”, Netherlands
International Law Review, 45 (1998) 186.
16
GÁBOR HAMZA
In his work of basic significance Jean Domat (1625-1696), entitled Les loix
(lois) civiles dans leur ordre naturel, le droit public et le legum delectus, also
provides an introduction to the legal system undoubtedly with an intent of classification. Domat, who cannot be treated merely as a kind of “French institutional writer,” complemented his work by writing four books on public law
(droit public). Those latter works were published only posthumously in 1697.
Domat uses the term ordre in the meaning of the Latin ordo, ars or systema.
The term loix (lois) civiles means Roman law. The use of the term ordre
naturel (in Latin: ordo naturalis) is a novelty in the title of Domat’s work. Earlier representatives of Humanist jurisprudence did not use the term “naturel”
(naturalis) in the text or title of their works.
VI. The classification of the legal system
at Scottish institutional writers
In Scotland the authors of legal textbooks (institutional writers) were consistent
in maintaining the unity of the legal system. In a similar way to England and
other common law countries, Scottish writers of textbooks (manuals) present
the legal system as an undivided unity or “seamless web”.
James Dalrymple (First Viscount Stair) [1619-1695], who is Lord President of
the Scottish Court of Session (i.e. Supreme Court) from 1671, expounds Scottish civil law (which is based on Roman law) without dividing it into branches.
His Institutions of the Law of Scotland was first published in 1681.
That work of Stair served as an example and basis for the work of Sir George
Mackenzie of Rosehaugh (1636-1691), entitled Institutions of the Law of Scotland, which was published three years later in 1684. Mackenzie does not describe the Scottish legal system as divided into branches either. The same is
true for the work of John Erskine of Carnock (1695-1768), published in 1754,
in which the author takes the system of the work of Sir Mackenzie of Rosehaugh as its example.
It is worth mentioning that the works of the Scottish institutional writers are
regarded as sources of law (fontes juris) by Scottish courts down to our days.
17
VII. The question of classification of the legal system
in common law jurisprudence
The renowned and largely used work of the first English institutional writer, Sir
Henry Finch (1558-1625), Nomotechnia, published in England in 1613 (in Law
French), describes the whole legal system without any distinction of private
and public law.26 In the first part of Nomotechnia, Finch deals with jurisprudence pointing out the difference between the natural law and positive law (jus
positivum). The second part of Nomotechnia provides an analysis of the questions of common law, customs, royal privileges, prerogatives and statute law.
The third part deals with procedural law. The fourth part analyses the law on
special jurisdictions, in particular the law of the Court of Admiralty and church
courts. This work of Sir Henry Finch was later, in 1627 i.e. two years after his
death, published in English in an abridged version under the title Law, or a
Discourse thereof in Four Books. Being a thorough exposition of the English
common law, Nomotechnia had been the basic source of learning English law
not having been superseded until the works of William Blackstone and John
Austin.
John Cowell (1554-1611), professor of civil law at Cambridge University, who
described English law in his Institutiones juris Anglicani ad methodum et
seriem Institutionum imperialium compositae et digestae, published in 1605,
within the system exposed in the Institutiones of Justinianus, made an attempt
to construct a “bridge” between civil law and common law. Cowell makes no
distinction between public law (jus publicum) and private law (jus privatum).
The first outstanding scholar of common law in Modern Times, Sir Matthew
Hale (1609-1676) also considered Roman law suitable for systematizing English common law. In his An Analysis of the Laws, published in 1705, which to
some extent follows the system exposed in Justinian’s Institutiones, he did not
separate public from private law similarly to Sir Robert Finch and John Cowell.
Sir William Blackstone (1723-1780) — the first Vinerian Professor of English
law in Oxford, who utilised a considerable amount out of Sir Matthew Hale’s
above-mentioned work — described the English legal system in detail by providing historical background to various legal institutions in his four volume
The Commentaries on the Laws of England.27 The first volume of the Commen26
27
Regarding the appreciation of the oeuvre of Sir Henry Finch, see: F. H. Lawson:”Institutes”.
in: Festschrift für I. Zajtay – Mélanges en l’honneur d’I. Zajtay, Tübingen, 1982. 341 ff.
This work of Blackstone was thoroughly revised in 1841 and published with the title New
Commentaries on the Laws of England. Another edition of the Commentaries came out as recently as the 20th century (lastly in 1938). For the significance of this work of Blackstone,
see: J. CLITHEROW: Preface to the Reports of William Blackstone. London, 18282 and G.
18
GÁBOR HAMZA
taries analyses the law on persons (Rights of Persons). The famous introductory part of this volume, Study Nature and Extent of the Laws of England, provides an analysis of special features of English law (and legal system). The
second volume introduces property law (Rights of Things) in which law of
property is explained with particular attention to law of immovable pieces of
property (land law). The third volume (Of Private Wrongs) analyses wrongdoing against citizens and possibilities of their judicial remedy. In the fourth volume (Of Public Wrongs) Blackstone deals with various criminal offences and
their punishment. At the end of that volume we can find a part entitled Rise,
Progress and Gradual Improvements of the Laws of England, in which the
author provides an overall picture on the historical development and formation
of English legal system. The author of the Commentaries expounds the institutions of both public and private law without differentiating between them.
Blackstone does not consider public and private law as separate i.e. autonomous branches of law.28
Sir Henry Sumner Maine (1822-1888), Regius Professor of Civil (Roman) law
at Cambridge, considered institutions of Roman law to be of fundamental significance in the comparative analysis of English law in his work: Ancient Law:
Its Connection with the Early History of Society, and Its Relation to Modern
Ideas, published in 1861.29 As an adherent of the German Historical School,
Maine based jurisprudence on historical grounds. In Ancient Law Maine, as a
pioneer of Historical Jurisprudence provides a historical overview on the development of law. In his view in early societies law gradually crystallizes from
decisions into custom and then is formulated into early codes, of which –
among others – the Twelve Tables are examples. Maine does not deem necessary making a distinction between various parts (branches) of law, i.e. making
a division between public and private law within the legal system.
Frederic William Maitland (1850-1906), the creator of English legal history,
professor at Cambridge, in his Constitutional History of England, which was
published after his death in 1908, considered public law or constitutional law in
many cases though not always as a kind of appendix to a basic institution of
English law namely law of real property. As he put it: “Our whole constitutional law seems at times to be but an appendix to the law of real property”.30
28
29
30
JONES: The Sovereignty of the Law. London, 1973. Clitherow’s work provides a good overview on the sources of Blackstone’s principal work.
In a shorter piece of work, published in 1756 with the title An Analysis of the Law of England,
Blackstone, in a similar way to the Commentaries, introduces English law according to its
sources and not its classification.
For the oeuvre of Maine, in the Hungarian literature see: G. HAMZA: “Sir Henry Maine et le
droit comparé”, Orbis Iuris Romani, 10 (2005) 7-21.
F. W. MAITLAND: Constitutional History of England. Cambridge, 1908, 538.
19
Maitland does not consider constitutional law to be an autonomous branch of
law when describing the English constitutional system.31
Sir Thomas Erskine Holland (1835-1926), professor at Oxford, in his Elements
of Jurisprudence, first published in 1880 and used as a textbook for half a century, emphasises the priority of private law.32 In his view private law is “the
only typically perfect law”. The highlighting of the dominant role of private
law, however, does not prevent the notable English jurist from appreciating the
significance of public law, which is based on hierarchical relationships. In his
view the separation of private and public law is merely of relative character.
Albert Venn Dicey (1835-1922), a highly reputed author on English constitutional law emphasised the inseparability of constitutional law and private law in
his works. Dicey is still a devotee of the necessity of maintaining the unity of the
legal system even at the beginning of the 20th century.33 In his view the dividing
into subcategories of the legal system is unnecessary or even dangerous.34
Born in England, Sir John Salmond (1862-1924) moved to New Zealand at an
early age. He was professor at the University of Adelaide then at the Victoria
University of Wellington. In his Jurisprudence, first published in 1902, and
Torts, first published in 1907, he deals with New Zealand common law.35 In
both of his works, similarly to the English authors mentioned above, he does
not accept the distinction between private and public law. He stresses the advantages of a private law approach. Referring to Roman (Civil) law several
times, his approach is similar to that of Ulpianus. In Salmond’s view public law
covers mostly those rules and norms that relate to the organization and authority of the state, the rights due to the state and activity of the state in general.
31
32
33
34
35
This approach is reflected in the oeuvre of Maitland and others. The same is relevant to his
work History of English Law, which he wrote as a co-author with Frederick Pollock, and first
published in 1895. For the scholarly activity of Maitland, see: H. A. L. FISHER: Frederic
William Maitland. Cambridge 1910; T. F. T. P LUCKNETT: “Frederic William Maitland”, Law
Quarterly Review, 67 (1951) and H. E. BELL: Maitland. Cambridge, 1965.
Other significant works of Sir Thomas Erskine Holland: Essay on Composition Deeds (1864)
and Essays of the Form of the Law (1870). He was the editor of Justinianus’s Institutiones in
English in 1873 (Institutes of Justinian). A significant part of his scholarly oeuvre is editing
the works of great figures of international law. He published De Jure Belli by GENTILI in
1877, Juris et Judicii Fecialis by ZOUCHE in 1911 and De bello by LEGNANO in 1917.
See: A. V. DICEY: “The Development of Administrative Law in England”, Law Quarterly
Review, 31 (1915) 148 ff.
For the oeuvre of Albert Venn Dicey, see: R. A. COSGROVE: The Rule of Law: Albert Venn
Dicey. Victorian Jurist. London, 1980.
Sir John Salmond’s work, Jurisprudence, has been so far published in twelve editions (the
most recent one in 1976); his other work Torts in eighteen editions (the most recent in 1981).
Beside his activity as a university professor, his activity in public life is remarkable. In 1910,
for instance, he was appointed Solicitor General of New Zealand.
20
GÁBOR HAMZA
VIII. The question of classification of the legal system
in Continental jurisprudence
In his work Pandectae Justinianeae in novum ordinem redactae (1748-1752)
Robert-Joseph Pothier (1699-1772) expounds the Pandects of Justinianus in a
“new” rational and logical order (novus ordo), adapting them to the circumstances of his time.36 The highly esteemed royal professor of French law in the
University of Orléans and holder of a number of honorary offices in the same
town, whose oeuvre juridique was a significant contribution to the preparation
of the French Code civil, described private law following the scheme of the
Institutiones of Gaius and Justinianus. In the description of the various legal
institutions he further developed the concepts elaborated in the works of Gaius
and the compilers of the codification of Justinianus. He insisted fiercely on
maintaining the unity of the legal system. The term Novus ordo did not mean
that Pothier separated private law (droit privé) from public law (droit public)
within the legal system.
Karl Friedrich Wilhelm Gerber (1823-1891), professor of the University of
Erlangen, Tübingen and Leipzig, was an outstanding representative of the
German Public Law Jurisprudence of the 19th century. In his outstanding
Grundzüge eines Systems des deutschen Staatsrechts, published first in 1865,
he dealt with public law by availing himself of categories and concepts of the
Pandektensystem.37 In Berlin Gerber was a disciple of Georg Friedrich Puchta
(1798-1846) — Puchta was considered as the most outstanding adherent of the
German Historical School (Historische Rechtsschule) after Savigny — considered the state as a legal person in analogy with private law. Gerber did not
separate private from public law conceptually. His theory had great influence
on outstanding representatives of German public law scholarship. In particular
Paul Laband and partly Georg Jellinek were drew upon his ideas.
36
37
For the oeuvre in jurisprudence of Robert-Joseph Pothier, see: P. BERHARDEAU: Vies,
portraits et parallèles des jurisconsultes Domat, Furgole et Pothier. Paris, 1789; P. A. FENET:
Pothier analysé dans ses rapports avec le Code Civil. Paris, 1826; L. H. DUNOYER: Blackstone
et Pothier. Paris, 1827; L. THÉZARD: De l’influence des travaux de Pothier et du chancelier
d’Aguesseau sur le droit civil moderne. Paris, 1866; A. PIRET: La rencontre chez Pothier des
conceptions romaine et féodale de la propriété foncière. Diss. Paris, 1937; U. JAHN: Die
“subtilité du droit romain” bei Jean Domat und Robert-Joseph Pothier. Diss. Frankfurt am
Main, 1971; H. J. KÖNIG: Pothier und das römische Recht. Diss. Frankfurt am Main, 1976.
Gerber’s work, System des deutschen Privatrechts, first published in 1848-1849, then altogether in 17 editions partly after the author’s death, has outstanding significance in the field of
private law. For the oeuvre of Gerber, see: W. WILHELM: Zur juristischen Methodenlehre im
19. Jahrhundert. Frankfurt am Main, 1958. 88 ff.; P. VON OERTZEN: Die soziale Funktion des
staatsrechtlichen Positivismus. Berlin, 1974, 163 ff. and M. G. LOSANO: “Der Begriff
„System” bei Gerber”, in: Objektivierung des Rechtsdenkens. Gedächtnisschrift für I.
Tammelo. Munich, 1984, 647-665.
21
Paul Laband (1838-1918), professor at the University of Königsberg, then of
Strasbourg, described public law institutions of the German Empire (Deutsches
Reich, “Wilhelminisches Reich”) with private law notions and categories in his
three-volume work Das Staatsrecht des deutschen Reiches, first published between 1876 and 1882. Laband, who is considered as the founder of the trend of
“Reichsstaatsrecht”, did not treat state law (Staatsrecht) as an autonomous
branch of law (Rechtszweig). In his view strict separation of state law (public
law) from private law is by no means practical. The serious counterargument
against such distinction is firstly the private law origin of a number of public
law institutions and secondly the striking similarity between the terminology
and notions of the two branches of law.38
In several works that are still quoted, Georg Jellinek (1851-1911), professor of
the University of Vienna, Basel, then Heidelberg, did not deem it practical to
divide the legal system. This view is in harmony with his idea related to the
closed character of the legal system (Rechtsordnung). In his Allgemeine Staatslehre,39 first published in 1900, he did not separate the various branches of law
from one another. In this approach does not play any role the relationship between law (Recht) or state (Staat) and ethics. The emphasis of the significance
of private law may theoretically result from an ethical approach to law.40 We
refer here to the fact that Georg Jellinek formulated his view about law as an
ethical minimum (ethisches Minimum) in this explicit form only in an early
work (Die sozialethische Bedeutung von Recht, Unrecht und Strafe), published
in 1878. In his seminal Allgemeine Staatslehre and its various later editions
explaining his views on the state he did not emphasize that idea any more.
38
39
40
Paul Laband was an excellent expert on Roman law and private law of his age. His name is
connected e.g. with the separation of Vollmacht as an abstract fiction from mandate in the
contractual representation. See P. LABAND: “Die Stellvertretung bei dem Abschluss von
Rechstgeschäften nach dem Allgemeinen Deutschen Handelsgesetzbuche”, Zeitschrift für das
gesamte Handelsrecht, 10 (1866). See also: G. HAMZA: Az ügyleti képviselet (Contractual
Agency). Budapest, 19972, 18-20.
Georg Jellinek’s work, Allgemeine Staatslehre, was published twice during his life and
several times after his death in unchanged editions.
For Jellinek’s concept on state, see: R. HOLUBEK: Allgemeine Staatslehre als empirische
Wissenschaft. Eine Untersuchung am Beispiel von Georg Jellinek. Bonn, 1961; I. STAFF:
Lehren vom Staat. Baden-Baden, 1981. 291-306; M. STOLLEIS: Geschichte des öffentlichen
Rechts in Deutschland. Zweiter Band. Staatsrechtslehre und Verwaltungswissenschaft, 18001914. Munich, 1992, 450-455. and J. KERSTEN: Georg Jellinek und die klassische Staatslehre.
Tübingen, 2000.
22
GÁBOR HAMZA
German authors of the second half of the 19th century and the first decades of
the 20th century considered the difference between state law (public law) or
constitutional law (Verfassungsrecht) and private law in that private law regulates the relationship between persons who are equal. According to their view
public law is based on hierarchical relationship pursuant to auctoritas of the
state (Staat or by a different term: Gemeinwesen). This authority (auctoritas) of
the state, however, is no reason for the separation of public law (öffentliches
Recht) and private law (Privatrecht) from each other, i.e. the separation within
the legal system. The spread of the idea of rule of law (Rechtsstaat) also played
a certain role in it. According to the widespread view in the German public law
dogma the essence of Rechtsstaat is closely related to self-restraint of the state.
One of the notable adherents of the 19th century Pandectist School, Ludwig
Enneccerus (1843-1928) in his work Lehrbuch des Bürgerlichen Rechts, published in two editions,41 refers to the relative character of the distinction between private and public law. Enneccerus, who taught Roman law in Göttingen
and Marburg, presented the first two volumes of the second draft (Zweiter
Entwurf) of the German Civil Code (Bürgerliches Gesetzbuch) in the German
National Assembly. His accomplishments are outstanding also from the aspect
of civil law codification in Germany. His view on the classification of the legal
system deserves particular attention for this reason as well.
In the 20th century Hans Carl Nipperdey (1895-1968), a disciple of Lehmann
and Hedemann, also emphasised the relative nature of the separation of public
and private law.42 Nipperdey, who elaborated the doctrine of the Drittwirkung
der Grundrechte i.e. the doctrine of the influence of the Constitution
(Grundgesetz) of the Federal Republic of Germany on the implementation of
private law related rules, pointed to the relative character of such separation in
his famous work: Grundrechte und Privatrecht, which was published in 1961.
41
42
Lehrbuch des Bürgerlichen Rechts was first published in 1900. The second edition, on which
Enneccerus worked for three years, was published in two parts (Abteilung). The first part.
published in 1928, in the year of the author’s death, deals with the Introduction and General
Part (Einleitung. Allgemeiner Teil) of BGB, the second part published in 1927, a year earlier,
deals with Contract Law Part (Recht der Schuldverhältnisse) of BGB. None of the editions of
Lehrbuch des Bürgerlichen Rechts embrace the entire civil law or the complete material of
BGB because the introduction of property law, matrimonial law and the law of inheritance is
missing.
For the oeuvre of Nipperdey in jurisprudence and for its significance, see: TH. MAYER-MALY:
Gedenkrede auf H. C. Nipperdey. Krefeld, 1970, H. STUMPF: “Hans Carl Nipperdey” in:
Juristen im Portrait. Festschrift zum 225 jährigen Jubiläum des Verlages C. H. Beck, Munich,
1988, 608 ff. and K. ADOMEIT: “Hans Carl Nipperdey als Anreger für eine Neubegründung
des juristischen Denkens”, JuristenZeitung, 61 (2006)) 745-751.
23
According to Levin Goldschmidt (1829-1897), professor at Heidelberg, then
Berlin, at least 17 theories are known to exist in relation to the separation between private and public law. In the opinion of Goldschmidt, who is regarded
as the founder of the science of commercial law in the modern sense, the great
number of frequently diametrically different theories per se point to the fact
that separation of the two branches of law is extremely problematic.
Professor Erwin Riezler (1873-1953), in his study Oblitération des frontières
entre le droit privé et le droit public,43 published in 1938, analyses the question
of the separation of private and public law in 20th century legal systems. He
points out that in Germany after the National Socialists seized power,44 the
politically influenced public law became prevailing. In his view the emphasis
and particularly the exaggerated emphasis of the difference between the two
branches of law in the past was inappropriate for both historical and legal doctrine related reasons. He considers, however, the dominant theory making no
difference between public and private law at all in English jurisprudence as
anachronistic. Public law — he points out — must not be subordinated neither
to political nor to ideological considerations. This means that considerations of
contemporary politics are not allowed to make an end to the unity of the legal
system.
Léon Duguit (1859-1928), who is author, among other works, of the five-volume Traité de droit constitutionnel, is of the opinion that public law (droit
public) cannot be treated as “perfect” law in other terms as area of law or
branch of law. Therefore the correctness of the division (dichotomy) between
public and private law is highly disputable. According to Duguit — who follows the Greek-Roman model — distinction between public and private law is
having only classifying character.
Other French authors also highlight the relative nature of the difference between public and private law for which the reason should be found in the different historical traditions and the special characteristics of the development of
law. Raymond Guillien, a professor of the University of Lyon, finds it necessary to emphasise that no “demarcation line” can be found between droit public
and droit privé. Consequently, the elimination of the difference between the
43
44
E. RIEZLER: “Oblitération des frontières entre le droit privé et le droit public”, in: Recueil
d’études en l’honneur d’E. Lambert. Cinquième Partie — Le droit comparé comme science
sociale, Paris, 1938, 117-136.
For the political and public law changes following the era of the National Socialist takeover
(Machtergreifung), see: G. HAMZA: “Die Idee des „Dritten Reichs” im deutschen philosophischen und politischen Denken des 20. Jahrhunderts”, Zeitschrift der Savigny-Stiftung für
Rechtsgeschichte (Germanistische Abteilung), 118 (2001) 321-336.
24
GÁBOR HAMZA
two branches of law — at least in the second half of the 20th century — cannot
be expected.45
It is worth mentioning from the point of view of the relationship between private and public law in the field of legislation the section 6 of the Swiss Civil
Code under which federal private law does not limit the competence of the
cantons in the area of public law. (“1. Die Kantone werden in ihren öffentlichrechtlichen Befugnissen durch das Bundeszivilrecht nicht beschränkt. 2. Sie
können in den Schranken ihrer Hoheit den Verkehr mit gewissen Arten von
Sachen beschränken oder untersagen oder die Rechtsgeschäfte über solche
Sachen als ungültig bezeichnen.”) It would be inappropriate, however, to overemphasise the separation between private and public law solely on the basis of
the section quoted above. This legislative provision is in relation exclusively
with the competence of the cantons and the federal (central) state due to the
federal (confederal) structure of the Switzerland.
The doctrinal problems of separating public and private law can be clearly seen
in the French dominant doctrine under which the law of civil procedure (droit
de procédure civile) in France is a part of private law (droit privé). On the other
hand the prevailing doctrine in Italy classifies the law of civil procedure (diritto
di procedura civile) as a part of public law (diritto pubblico).
There is no doubt that the summa divisio between public and private law, the
logical and dogmatic basis of which is more than doubtful, is not implemented
uniformally in judicial practice in some countries of the European continent. As
an example we can refer to the variety in the field of implementation of law in
the practice of high courts in France. In this regard, in particular, it deserves
mentioning that while the application of law by the Cour de Cassation is primarily based on private law, the implementation of law by the Conseil d’Etat is
mainly based on public law.
45
As the French legal scholar puts it: “La distinction du droit public et du droit privé n’est donc
pas sûrement en voie de véritable disparition. Si elle ne comporte aucune ligne de démarcation,
elle correspond à des élans juridiques bien distincts qui sont en lutte permanente (sic! G. H.).
Elle nous vient d’un immense héritage historique et juridique.” R. GUILLIEN: “Droit public et
droit privé”, in: Mélanges offerts à J. Brèthe de la Gressaye. Bordeaux, 1967, 323.
25
IX. Classification of the legal system and legal education
at faculties of law in the Middle Ages and in Modern Times
We have to mention that the division of the legal system into branches of law
played no role in the teaching of law neither in the Middle Ages nor in Modern
Times. It is important to emphasise that the University of Halle (Alma mater
Halensis), founded on 12th July, 1694 by Frederick III Elector of Brandenburg,
who became Emperor of Prussia (König in Preussen) in 1701 as Frederick I,
was considered to be the most modern and prestigious German university at the
time.
The University of Halle had such notable professors as Christian Thomasius
(1655-1728), Christian Wolff (1679-1754) and Johann Gottlieb Heineccius
(1681-1741). All of them are outstanding representatives of the School of Natural Law and early German Enlightenment. Christian Thomasius — who in 1690
was forced to leave the University of Leipzig (which had been founded in
1409) — was considered as the “spiritual father” of the University of Halle. It
is primarily the merit of Thomasius that all faculties of the kurbrandenburgische Landesuniversität — the university was namely founded by Frederick
III, Prince-elector (Kurfürst) of Brandenburg — became institutions in which
reform ideas were prevailing. Moreover we have to mention that Thomasius
received a mandate in 1713 from the Frederick I, king in Prussia, to start and
complete the work of codification of law in the kingdom.
In spite of the fact that the University of Halle enjoyed outstanding reputation
throughout Europe and was considered to be an exemplary reform university
(Reformuniversität), that quality did not mean any change in legal education.
The four professors at the Faculty of Law of the University exposed the legal
system in a traditional scheme developed throughout the centuries. This
scheme was characterised by the fact that law was taught following its sources
(fontes juris) and not along the lines of its “branches”.46 This scheme was
clearly reflected in the structure of chairs (cathedrae) of the law school. In the
year of the foundation of the university the following professorships were set
up: Decretalis, Codex, Pandectae and Institutiones. In this regard we could refer
to Erich Genzmer, the notable legal historian, who emphasised the importance of
the structure of faculties of law in European universities in his work entitled Das
römische Recht als Mitgestalter gemeineuropäischer Kultur47.
46
47
For the legal education method prevailing at the age of the Glossators, see: P. WEIMAR: “Die
legistische Literatur und die Methode des Rechtsunterrichts der Glossatorenzeit”, in: Jus
Commune, 2 (1969) 47 ff.
E. GENZMER: “Das römische Recht als Mitgestalter gemeineuropäischer Kultur”, in: Gegenwartsprobleme des internationalen Rechts und der Rechtsphilosophie. Festschrift für R. Laun
zu seinem 70. Geburtstag, Hamburg, 1953, 516 ff.
26
GÁBOR HAMZA
X. The question of classification of the legal system
in legal theory and in international law
It has to be stressed that jurists (jurisperiti or jurisconsulti) of ancient Rome
and of the Middle Ages had their own particular approach to law which was
different from the view of Hans Kelsen.48 One of the most important characteristics of Kelsen’s concept regarding law is that there is a close relationship
between law (jus) and the state (res publica). Consequently, law and state are
essentially inseparable categories from each other and cannot be analysed separately. However, it is proper to say that the validity of the general rules of law
does not directly depend on the decisions of the state (res publica). For the
Romans the following things belonged to the area of law: the customs of a legal
community, resolutions passed by popular assemblies (comitia), legal acts issued by monarchs (kings and emperors), so-called jus positivum, and the legal
principles (maxims) and ideas elaborated in the works of jurisconsults, chiefly
in their responsa. The latter, however, unlike the sources of law having the
legal force by virtue of legislation, took effect imperio rationis rather than ratione imperii.
Anton Friedrich Justus Thibaut (1772-1840)49 pointed out the aimlessness of
the differentiation between public and private law in his essay Über unnöthige
Unterscheidungen und Eintheilungen,50 published in 1798. The famous German legal scholar of Heidelberg did not deal with the question of separating
public law (öffentliches Recht) and private law (Privatrecht) from each other
48
49
50
See H. KELSEN: Allgemeine Staatslehre. Berlin, 1925. For Kelsen’s concept of state and law
from recent literature, see H. DREIER: Rechtslehre, Staatssoziologie und Demokratietheorie
bei Hans Kelsen. Baden-Baden, 19992.
For the significance of Thibaut within German and European legal science, see: H. DORN: Die
Rechtslehre von Anton Friedrich Justus Thibaut. Diss. Tübingen, 1958.; H. KIEFNER: Geschichte und Philosophie bei A.F.J. Thibaut. Diss. Munich, 1959; H.-U. STÜHLER: Die Diskussion um die Erneuerung der Rechtswissenschaft von 1780-1815. Berlin, 1978, 177-196; D.
TRIPP: Der Einfluß des naturwissenschaftlichen, philosophischen und historischen
Positivismus auf die deutsche Rechtslehre im 19 Jahrhundert. Munich, 1983, 168-201; A
KITZLER: Die Auslegungslehre des Anton Friedrich Justus Thibaut. Frankfurt am Main, 1986.;
R. OGOREK: Richterkönig oder Subsumtionsautomat? Zur Justiztheorie im 19. Jahrhundert.
Frankfurt am Main, 1986, 126-144; J. RÜCKERT: “Heidelberg um 1804 oder: die erfolgreiche
Modernisierung der Jurisprudenz durch Thibaut, Savigny, Heise, Martin, Zachariä,” in:
Heidelberg im säkularen Umbruch, (Hrsg. von F. Strack) Heidelberg, 1987. 83-116; H.
HATTENHAUER: “Anton Friedrich Justus Thibaut und die Reinheit der Jurisprudenz”, in:
Heidelberger Jahrbücher, 34 (1990) 20-35.
A. F. J. THIBAUT: “Über unnöthige Unterscheidungen und Eintheilungen”, in: Versuche über
einzelne Teile der Theorie des Rechts, I. Jena, 1798, 79 ff. The two-volume Versuche über
einzelne Teile der Theorie des Rechts (the second volume of which was first published in
1801) came out in second edition in 1817.
27
even in his System des Pandekten-Rechts,51 first published in Jena in 1803.
Thibaut’s concept deserves special attention also because he dealt with theoretical questions of law several times in his works.52
Fritz Schulz (1879-1957)53 states in his work Prinzipien des römischen
Rechts,54 published in 1934, that a kind of “imperialistic sense of mission”
(Sendungsbewusstsein) was typical of the Romans. He based his view on the
works of Cicero (first of all the theories expounded in dialogues De oratore
and De re publica). Cicero emphasised that Rome, unlike other states in Antiquity, established both a legal system and a global empire. Schulz, who was
professor of Roman law and civil law at the University of Innsbruck, Kiel,
Göttingen, Bonn, Berlin and then, after his emigration in 1939, in Oxford, did
not deal in his above-mentioned work with the division of Roman legal system
(ordo juris). The way he saw it, the Roman legal system remained in essence
unchanged throughout the various periods of the development of the Roman
state.55
In the context of international (public) law we refer to the fact that according to
the above-mentioned Sir Henry Sumner Maine, international law equals “private law writ large”. In his view the terminology of international law is historically based on private law related notions. That is why the renowned English
legal scholar approaches several institutions of international law from the aspect of private law related institutions. Maine writes in his work Ancient Law,
its Connection with the Early History of Society and its Relation to Modern
Ideas as follows: „…there are entire departments of international jurisprudence
which consist of the Roman law of Property”. Hence it follows that the doctrine
of international law is in close connection with the Roman law of property,
51
52
53
54
55
System des Pandekten-Rechts served as a basis of teaching Roman law or heutiges römisches
Recht at several German universities through decades. Its last, eighth edition was published in
1834.
His most significant works on the questions of legal theory, apart from the above-mentioned
Versuche über einzelne Teile der Theorie des Rechts are Juristische Enzyclopädie und
Methodologie published in 1797 and Theorie der logischen Auslegung des Römischen Rechts
first published in 1799 (second edition published in 1806).
For the scholarly oeuvre of Fritz Schulz, see: W. FLUME: “Fritz Schulz (1879-1957)”,
Zeitschrift der Savigny-Stiftung für Rechtsgeschichte (Romanistische Abteilung), 75 (1958)
496-507. and M. BRETONE: “Postulati e aporie nella „History” di Schulz”, in: Festschrift für
F. Wieacker zum 70. Geburstag, Göttingen, 1978. 37-49.
This work of Fritz Schulz was published in English, Spanish and Italian translations.
Fritz Schulz in his work History of Roman Legal Science published in 1946, also published in
German in 1961 entitled Geschichte der römischen Rechtswissenschaft, took no notice of the
problem of classification of Roman law. The same is true for his work Classical Roman Law,
published in 1951.
28
GÁBOR HAMZA
which is a basic institution of the Roman legal system.56 In Maine’s opinion,
the separation of public law from private law is not practical in relation to international (public) law either.57
Hersch Lauterpacht (1897-1960), in his famous work Private Law Sources and
Analogies of International Law, published in 1927, emphasises the paramount
role of private law and private law based analogies in international (public) law
in the field of international arbitration. According to Kelsen’s famous disciple,
private law and private law analogies form sources of international (public)
law. Hersch Lauterpacht, who was a disciple of Lord Arnold Duncan McNair
in England, was a committed opponent of legal positivism.58 For him justice
(iustitia) and equity (aequitas) constitute to a great extent the pillars of the enforcement of law.59 This concept of Lauterpacht, which is rooted in an ideal
perception of law, explains his emphasis on the outstanding role of private law
among the sources of international (public) law. Stressing the dominant role of
private law therefore makes the distinction between public law — in this case
international (public) law — and private law relative. In the 20th century and
also in the first decade of the 21st century, the problem of the classification of
the legal system, often for political reasons, is connected to the question of
56
57
58
59
For the significance of Roman law in the scholarly oeuvre of Maine, see: G. HAMZA: Jogöszszehasonlítás és az antik jogrendszerek (Comparative Law and Legal Systems of Antiquity.
Budapest, 1998, 48 ff. Regarding Maine’s view on comparative law, see: G. HAMZA: ”Sir
Henry Sumner Maine et le droit comparé”, Orbis Iuris Romani, 10 (2005) 7-21.
Maine was not only a theoretician of law; he had close connection with politics and jus in
praxi as well. Maine’s contact with legal practice is analysed in detail by G. FEAVER: From
Status to Contract. A Biography of Sir Henry Maine 1822-1888. London, 1969, and R. C. J.
COCKS: Sir Henry Maine. A Study in Victorian Jurisprudence. Cambridge—New York, 1988,
39-51.
Hersch Lauterpacht explains his views on functions of international (public) law in The
Function of Law in the International Community (Oxford, 1933).
For the role of equity (aequitas, equity, Billigkeit, etc.) in the development of the legal system,
see: V. MICELI: “Sul principio di equità”, in: Studi in onore di V. Scialoja. II. Milan, 1905, 84
ff.; F. PRINGSHEIM: “Jus aequum und jus strictum”, Zeitschrift der Savigny-Stiftung für
Rechtsgeschichte (Romanistische Abteilung), 42 (1921); M. RÜMELIN: Die Billigkeit im Recht.
Tübingen, 1921; E. OSILIA: L’equità nel diritto privato. Rome, 1923; C. TOBEÑAS: La
Equidad y sus tipos históricos en la cultura occidental europea. Madrid, 1950; H. MAZEAUD:
“La notion de «droit», de «justice» et d’ «equité»”, in: Aequitas und bona fides. Festgabe zum
70. Geburtstag von A. Simonius, Basel, 1955, 229-233; G. ALPA: “Modern Equity (spunti sul
nuovo significato di equity nella evoluzione attuale del Common law,” in: L’Equità, Atti del
VII Convegno di Studio organizzato dal Centro Nazionale di Prevenzione e Difesa Sociale,
Milan, 1975, 263 ff.; M. ROTONDI: “Considerazioni sulla funzione dell’equità in un sistema di
diritto positivo scritto”, in: Rivista Internazionale di Filosofia del Diritto, 1977, 666 ff; V.
PIANO MORTARI: “Aequitas e jus nell’umanesimo giuridico francese”, in: Atti della
Accademia Nazionale dei Lincei Anno CCCXCIV — 1997. Classe di Scienze Morali Storiche
e Filologiche Memoria Serie IX — volume IX – fasc. 2. Rome, 1997. 143-279.
29
public law attaining private law features, on the one hand, and private law attaining public law features, on the other.60
XI. Conclusions
We can draw the general conclusion that it would be inappropriate to identify
the Roman term of jus publicum with the notion of public law in modern legal
systems. The same is holding true for the Roman term of jus privatum which is
by no means identical with the notion of private law in modern legal systems.
The explanation for this difference is primarily to be found in the fact that these
two “branches of law” in ancient Rome were in relation to specific economic,
social and legal circumstances. In addition to that we have to mention that in
contemporary legal systems the state may be, with almost no limitation, party
in a private law relationship having no hiererchical nature.
For instance, if damage is caused by state agencies, the aggrieved party may
sue the state treasury [fiscus]). In contrast to that in ancient Rome jus privatum
based on the equal status of both parties of the legal dispute did not exist in
general. This particular phenomenon was due to the fact that Roman citizens
(cives Romani) were subordinated to the state (res publica) due to the basically
hierarchical relationship between state and citizen.61
Another example can be Roman “criminal law” (though no such branch of law
was known to Romans). One of its areas, the so-called public offences (crimina
or delicta publica) belonged to jus publicum, whereas the other sphere of Roman “criminal law”, the so-called private offences (delicta privata) belonged to
jus privatum. It has broad consensus that modern criminal law is part of public
law governed by public law related principles.
Furthermore in Roman law the rules of civil procedure — mainly in family and
property affairs — form part of jus privatum. In modern legal systems, however, civil procedure belongs to public law (öffentliches Recht, public law, droit
60
61
From earlier literature, see H. HUBER: Recht, Staat und Gesellschaft. Bern, 1954. 32 ff. More
recently, Jean Carbonnier is justified writing about the growing role of ideology, which is a
fact to be taken into account from the aspect of the division of the legal system. See J.
CARBONNIER: Droit et passion du droit sous la Ve République. Paris, 1996, 121 ff.
For the specialization of Roman law based private law (jus privatum), see e.g. the study of
Robert Feenstra. R. FEENSTRA: “Dominium and jus in re aliena: the origins of a civil law
distinction”, in: New Perspectives in the Roman Law of Property. Essays for B. Nicholas (Ed.
by P. Birks), Oxford, 1989, 111-112.
30
GÁBOR HAMZA
public, diritto pubblico, derecho público, direito público etc.) as interpreted
broadly — except for the doctrine that is prevalent in France.62
The above analysis makes clear that the idea of division of public and private
law in the modern sense was alien to Roman jurisprudence. In medieval jurisprudence the Glossators — Azo in particular — pointed out the disadvantages
of the division of the legal system (ordo juris or systema juris). They claimed
that “breaking down” the uniform legal system according to artificial criteria
might detrimentally influence the interpretation of legal rules, their enforcement, and even the development of law in general. The classification of the
legal system, into “branches of law” might evoke the danger of undermining
the unity of the legal system. The Commentators, namely Bartolus, Baldus and
Luca da Penne,63 paid particular attention to the problems arising from the division of the legal system. Analysing various institutions of jus publicum in their
writings (tractatus) they did not consider public law as an autonomous branch
of law. An important role in their approach may have played the fact that they
explained and interpreted concepts and institutions of jus publicum by using the
terminology of jus privatum.
That approach of Glossators characterises European jurisprudence both in the
Middle Ages and in Modern Times.64 This statement is true in our view despite
the fact that in common law jurisdiction(s) in recent decades, the opinion is
gaining ground that the separation of public law from private law may be advantageous to the development of law.65
62
63
64
65
In their textbooks the French civil law specialists e.g. Jean Carbonnier (1909-2003), Phillippe
Malaurie and François Terré handle the law on civil procedure (droit de procédure civile) as
part of private law (droit civil).
We refer here to the fact that the commentary written by Luca da Penne to the Tres libri was
published in France only in 1509 in which the author uses the historico-philological method
contrary to the traditional dialectic-scholastic one.
With regard to recent view about the distinction between private law and public law in
German literature see the paper of Walter Leisner. W. LEISNER: „Unterscheidung zwischen
privatem und öffentlichem Recht”, JuristenZeitung, 61 (2006) 869-875. See also D. GRIMM:
„Die Trennung von öffentichem und privatem Recht”, in: Jus-Didaktik Heft 6. Sozialwissenschaften im Studium des Rechts Bd. IV, Rechtsgeschichte, München, 1977, 55-66.
In our view it is a mistake to present public law without finding time to speak also of Roman
public and private law. Such an error occurs, for instance, in the work of Hermann Conrad:
Deutsche Rechtsgeschichte (I-II. Karlsruhe, 1962-19662 ) which is still occasionally quoted. In
that book Conrad introduces the development of German public law without regard to its
antecedents in Roman law and the relativity of the separation between public and private law.
31
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W. HOFACKER: “Der logische Aufbau des deutschen Rechts,” in: Beiträge zur
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A. P. HIGGINS: “The Work of Grotius and of the Modern International Lawyer,” in: Cambridge Legal Essays written in honour of and presented to
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H. LAUTERPACHT: Private Law Sources and Analogies of International Law
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W. BURCKHARDT: Methode und System des Rechts. Zürich, 1936.
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GÁBOR HAMZA
H. COING: Zur Geschichte des Privatrechtsystems. Frankfurt am Main, 1962.
F. DE VISSCHER: “Bürgerrecht und Kultureinheit im Imperium Romanum,”
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R. GUILLIEN: “Droit public et droit privé,” in: Mélanges offerts à J. Brèthe de
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J. BENEYTO: “El pensamiento jurídico en el humanismo español del siglo
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H. COING: Die ursprüngliche Einheit der europäischen Rechtswissenschaft.
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J.-P. NÉGRIN: Le Conseil d’Etat et la vie publique en France depuis 1958.
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S. JØRGENSEN: Grotius’s Doctrine of Contract. Scandinavian Studies in Law
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P. WEIMAR: “Die legistische Literatur und die Methode des Rechtsunterrichts
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F. GJIDARA: La fonction administrative contentieuse, Paris, 1972.
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Le Conseil d’Etat. (sous la direction de L. Fougère) Paris, 1975.
W. ULLMANN: Law and Politics in the Middle Ages. London, 1975.
W. ULLMANN: Medieval Foundations of Renaissance Humanism. London,
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A. GUARINO: L’ordinamento giuridico romano. Napoli, 19804.
J. GAUDEMET: “La contribution des romanistes et des canonistes médiévaux à
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W. ULLMANN: “Public Law as an Instrument of Government in Historical Perspective: New Rome and Old Rome in the Light of Historical Jurisprudence,” in: Diritto e potere nella storia europea. Atti in onore di B. Paradisi
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W. WOŁODKIEWICZ: “Humanisme juridique et systématisation du droit (à
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R. ORESTANO: Introduzione allo studio del diritto romano. Bologna, 1987.
PH. S. JAMES: Introduction to English Law. London, 198912.
B. PACTEAU: Contentieux administratif. Paris, 19892.
D. CHABANOL: Code annoté et commenté des tribunaux administratifs et des
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C. GABOLDE: Procédure des tribunaux administratifs et des cours administratives d’appel. Paris, 1991.
B. STIRN: Le Conseil d’Etat, son rôle, sa jurisprudence. Paris, 1991.
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HAMZA G.: Jogösszehasonlítás és az antik jogrendszerek (Comparative Law
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35
SUMMARY
The Classification (divisio) into ‘Branches’ of Modern
Legal Systems (Orders) and Roman Law Traditons
GÁBOR HAMZA
Professor Gábor Hamza delivered his inaugural lecture on “The Classification
(divisio) into ‘Branches’ of Modern Legal Systems (Orders) and Roman Law
Traditions” at the Hungarian Academy of Sciences on 6th October 2004. The
present paper is based on this inaugural lecture.
The author emphasizes in the initial part of his study the contemporary significance of Roman law traditions. He points out that the idea of classification
(divisio) of the Roman legal system originated in ancient Greek philosophical
thinking. He also emphasizes that the classification or partition (divisio) of ius
civile is in no way related to the present-day classification of the legal order
(system) into various ‘branches’ of law, particularly in civil law jurisdictions.
The notion of the ius civile, comprising originally the entire legal order of the
Roman State, had multiple meanings since the ius civile regulated all areas of
the legal order of the Roman State and all legal relations arising between its
citizens (cives Romani). In the later period of the Roman res publica, the ius
praetorium (ius honorarium) appeared as a counterpart of the ius civile.
The author further points out that the notion of the Roman ius privatum was not
identical with the notion of the private law known in contemporary legal orders. The same holds true for the notion of the Roman ius publicum in relation
to the modern comprehension of public law in contemporary legal orders. This
difference is due to the fact that the Roman notions of the ius privatum and the
ius publicum originated in totally different social and economic circumstances.
He draws attention to the fact that this divisio was not merely a theoretical one
but instead adequately reflected Roman reality.
The author refers to the fact that for the Roman jurisconsults the divisio of the
legal system into ‘branches’ was merely a form of scientific classification without any practical significance. The distinction made by Ulpianus is by no
means one of a theoretical nature. He placed particular emphasis on analyzing
the famous late 12th century dispute between the two outstanding Glossators,
Placentinus and Azo Portius. Placentinus († 1192) first clearly separated the
legal system into ius privatum and ius publicum, considering these two
‘branches’ of law as duae res or real existing things. Azo heavily opposed this
36
GÁBOR HAMZA
idea, insisting on the necessity of keeping the unity (unitas iuris) of the legal
order. Since Azo was convinced of the necessity of the unity of the legal order,
he rejected the diversitas rerum vel personarum, pointing out that the separation of the ius publicum from the ius privatum could exclusively assume the
function of orienting lawyers.
Gábor Hamza draws attention to the structure of the Codex Iustinianus, emphasizing that the last three books (Tres libri) of this Code contained exclusively
public law related edicta (constitutiones) of the Roman emperors. Of particular
significance from the viewpoint of the development of public law is the subsequent interest towards the Tres libri expressed both by the Glossators and Commentators.
The author next emphasizes that the non-existent divisio into ‘branches’ of the
legal order in ancient Rome did not hinder the development of the ius publicum. He also points out that, particularly in Germany, the representatives of the
public law (öffentliches Recht) availed themselves of the concepts and terminology of the ius privatum (Privatrecht). Indeed, the outstanding specialists of
the public law (öffentliches Recht), pertaining to the German Pandectist legal
science (Pandektenwissenschaft) during the 19th century, also availed themselves of this terminology. It deserves mentioning that Paul Laband and Georg
Jellinek were equally well-versed in both private and public law.
Next turning to English jurisprudence, the author notes that Sir Thomas Erskine
Holland considered private law as ‘the only typically perfect law’ in his work
Elements of Jurisprudence which was published in 1880. It is worthy to mention the ideas of Sir John Salmond, the highly-reputed New Zealand lawyer.
His view relating to the divisio of the legal order was similar to that of Ulpianus, since he also regarded public law (ius publicum) relating to the res sacrae, sacerdotes and magistratus. Salmond, furthermore, like Ulpianus, did not
attribute any practical importance to the divisio into ‘branches’ of the legal
order.
In the French legal doctrine, Léon Duguit, followed Ulpianus’ concept, underlining in his work Traité de droit constitutionnel, the relative nature of the
divisio of the legal system into public law (droit public) and private law (droit
privé) and emphasizing that the idea lying behind this divisio served exclusively the purpose of classification.
In the last part of his study the author makes some reflections upon the divisio
into ’branches’ of the legal order in the field of legal education. He emphasizes
that legal education both in Middle Ages and modern times was based upon the
sources of law (fontes iuris), rather than on the “branches” of the legal system.
37
He refers in this regard to the Faculty of Law of the University of Halle,
founded by the Prussian State as a Reformuniversität in 1694. At the University
of Halle, the four Chairs (professorships) were based on the fontes iuris (Decretalis, Codex, Pandectae, Institutiones).
Referring to a number of examples, the author of the paper proves that Roman
law did not recognize a separation between public and private law as it is recognized today in many jurisdictions. He points out, in compliance with the
thoughts of Azo, the ‘danger’ of this separation. The division is hardly able to
provide any contribution to an adequate interpretation and development of law,
since it evokes the ‘danger’ i.e. the negative consequences of disintegration of
the legal system.
RESÜMEE
Die Untergliederung der modernen nationalen
Rechtsordnungen in Rechtsgebiete (bzw. Rechtszweige)
im Lichte der römischrechtlichen Tradition
GÁBOR HAMZA
Die Abhandlung, die auf dem am 6. Oktober 2004 an der Ungarischen Akademie der Wissenschaften gehaltenen Antrittsvortrag basiert, behandelt ein überaus weitverzweigtes Thema, das auch heute in der Rechtswissenschaft höchst
aktuell ist und sowohl vom rechtshistorischen wie vom rechtsdogmatischen
Standpunkt her einer wissenschaftlich und auch praktisch bedeutenden Analyse
unterzogen werden kann. Der Autor schneidet das Thema überwiegend aus der
Sichtweise des römischen Rechts und der Rechtsvergleichung an. Er weist darauf hin, dass die divisio bzw. distinctio des ius Romanum d.h. der Rechtsordnung des römischen Staates mit der Untergliederung der modernen nationalen
Rechtsordnungen keinesfalls gleichgestellt werden darf. Sogar das ius civile
selbst hatte nämlich im Laufe der Geschichte des römischen Rechts keine einheitliche Bedeutung gehabt. Sowohl im archaischen als auch im vorklassischen
römischen Recht bedeutete das ius civile das Recht der römischen Bürger (cives Romani), und zwar ohne Unterscheidung zwischen dem ius privatum und
ius publicum. Es war folglich nicht mit dem Privatrecht im modernen Sinne
identisch. Das ius civile bedeutete das Recht von Rom als Stadtstaat (polis).
Später wurde das ius civile dem der aequitas große Bedeutung beimessenden
38
GÁBOR HAMZA
ius praetorium gegenübergestellt. Lediglich das klassische Recht (d.h. die
Rechtsordnung der Prinzipatszeit) war dasjenige gewesen, das den Begriff des
ius publicum von dem des ius privatum (und selbst da nicht immer konsequent)
unterschieden hat.
Die bekannte, von Ulpianus stammende Definition – „Publicum ius in sacris,
in sacerdotibus, in magistratibus consistit. (D. 1.1.1.2.) – betrachtet das öffentliche Recht als das Recht der religiösen Institutionen, der geistlichen und staatlichen Ämter. Die mit gewissem Vorbehalt auch bis heute anwendbare Unterscheidung, demgemäß das ius publicum die utilitas publica, d.h. das Interesse
des Gemeinwesens, während das ius privatum die utilitas privata, d.h. das private Interesse zur Geltung bringt, stammt ebenfalls von Ulpianus. Natürlich
kann diese Unterscheidung nicht vollends mit dem modernen Begriff des öffentlichen Rechts oder mit dem des Privatrechts identifiziert werden.
Für diese Unterscheidung (divisio bzw. distinctio) werden zahlreiche Beispiele
angeführt. Im Hinblick auf diese Beispiele unterstreicht der Verfasser, dass
während der Staat im modernen Privatrecht auch durchaus als Subjekt im Bereich der privatrechtlichen Verhältnisse auftreten kann, das römische ius privatum diejenigen Rechtsverhältnisse, an denen sich auch der Staat beteiligt,
lange Zeit gar nicht regelte. In der Rechtsordnung der Römer wurde der
Rechtsstreit zwischen dem Bürger (civis Romanus) und dem Staat nicht im
Rahmen des ordentlichen (privatrechtlichen) Prozesses geregelt (es fehlte die
formula, und die Entscheidung wurde von einem Vertreter des Staates, der die
Interessen des Staates wahrnahm, gefällt). Das römische Prozeßrecht gehörte
nämlich überwiegend zur Sphäre des Privatrechts. Das Zivilprozeßrecht wird
heute dagegen in vielen nationalen Rechtsordnungen als Bestandteil des öffentlichen Rechts betrachtet. Dies ist z. B. der Fall in Italien, wo das Zivilprozeßrecht (diritto di procedura civile) zum öffentlichen Recht (diritto pubblico)
gehört. (Gleichwohl wird das Zivilprozeßrecht (droit de procédure civile) z. B.
in Frankreich als Teil des Privatrechts (droit privé) betrachtet.)
Weiterhin analysiert der Autor den berühmten Disput zwischen Placentinus
und Azo. Er führt aus, daß nach Placentinus das ius publicum und das ius privatum „duae res“, d.h. zwei unterschiedliche „in der Wirklichkeit existierende
Sachen“ sind. Nach Azos Meinung hingegen gefährdet die Anerkennung des
ius publicum und des ius privatum als „real existierende” Rechtszweige (positiones) des studium iuris die Einheitlichkeit der Rechtsordnung. Nach Azo sollte
das Wort principaliter den beiden Definitionen hinzugefügt werden, um die
Bedeutung dieser diversitas abzuschwächen. Azo lehnt die Anerkennung der
diversitas rerum vel personarum ab. Seiner Auffassung nach bietet diese Unterscheidung lediglich eine Orientierungsmöglichkeit.
39
Der Verfasser erörtert anschließend die Frage der Untergliederung der nationalen Rechtsordnungen in Rechtsgebiete bzw. Rechtszweige in der Humanistischen Jurisprudenz im Zusammenhang mit dem Weiterleben des römischen
Rechts.
Es werden noch weitere Theorien dargestellt, deren Vertreter die (angeblich)
bestehenden Unterschiede zwischen dem öffentlichen Recht und dem Privatrecht betonen. Hier sei unter anderem auf eine Feststellung in Maitlands Werk
Constitutional History of England hingewiesen, die die Bedeutung des Privatrechts unterstreicht („our whole constitutional law seems at times to be but an
appendix to the law of real property”).
Erwähnenswert ist auch die in Léon Duguits Werk Traité de droit constitutionnel ausgeführte Theorie, demgemäß das öffentliche Recht nicht als perfektes
Recht (d.h. Rechtsgebiet bzw. Rechtszweig) angesehen werden kann. Deswegen ist die Richtigkeit der Trennung des öffentlichen Rechts vom Privatrecht
umstritten. Nach Duguit kann diese Distinktion höchstens die Funktion einer
Klassifizierung wahrnehmen.
Erwähnenswert ist auch die meistens von deutschen Autoren im 19. Jahrhundert ausgearbeitete Doktrin, nach der das Privatrecht die Verhältnisse unter
derartigen Personen regelt, die gleichgestellt sind. Der prägende Charakter des
öffentlichen Rechts dagegen besteht darin, dass die Regelungsweise dieses
Rechtsgebietes bzw. Rechtszweiges auf engste mit den hierarchischen Verhältnissen verwoben ist. In diesem Zusammenhang wird Art. 6 des schweizerischen ZGB zitiert, demgemäß das Bundeszivilrecht die Befugnisse der Kantone
im Gebiet des öffentlichen Rechts nicht betrifft. („1. Die Kantone werden in
ihren öffentlichrechtlichen Befugnissen durch das Bundeszivilrecht nicht beschränkt. 2. Sie können in den Schranken ihrer Hoheit den Verkehr mit gewissem Arten von Sachen beschränken oder untersagen oder die Rechtsgeschäfte
über solche Sachen als ungültig bezeichnen.”)
Eine wissenschaftlich fundierte Systematisierung (Untergliederung) des Rechts
kann nach Meinung des Verfassers nicht an das römische Recht geknüpft werden, da dieses ja den abstrakten Definitionen grundsätzlich abgeneigt ist. Er
betont, dass diese Systematisierung zeitlich mit der Humanistischen Rechtswissenschaft zusammenfällt. Er weist des weiteren auch darauf hin, dass sich in
den Werken von Jean Bodin eine Art Verehrung den antiken Traditionen gegenüber erkennen lässt. Im Hinblick auf Hugo Grotius’ Werk ist das zweite
Buch des De iure belli ac pacis von dem Gesichtspunkt der Systematisierung
des Rechts her von großer Bedeutung.
40
GÁBOR HAMZA
Der Verfasser stellt noch fest, dass die Untergliederung der modernen nationalen Rechtsordnungen in Rechtsgebiete bzw. Rechtszweige in der Juristenausbildung jahrhundertelang gar keine Bedeutung hatte. In diesem Zusammenhang
weist er darauf hin, dass z.B. an der juristischen Fakultät der im Jahre 1694
gegründeten Reformuniversität zu Halle der Rechtsunterricht der vier Professoren der Fakultät nicht nach den Rechtsgebieten bzw. Rechtszweigen, sondern
nach den Rechtsquellen (fontes iuris) ausgerichtet war.
Als Leitfaden zieht sich der Gedanke durch die Abhandlung, dass sich die Untergliederung (divisio) des Rechtssystems in Rechtszweige – wie dies bereits
aus dem Standpunkt Azos in seinem berühmten Disput mit Placentinus hervorgeht – nachteilig sowohl auf die Interpretation als auch auf die Anwendung der
Rechtsnormen, ja sogar auf die Entwicklung des Rechts an sich auswirken
kann.

1 - Hamza Gábor - ELTE Állam

Transcription

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