Institute of Solid State Physics Institut für Festkörperphysik 2007-2008
Transcription
Institute of Solid State Physics Institut für Festkörperphysik 2007-2008
Technische Universität Berlin Institute of Solid State Physics Institut für Festkörperphysik 2007-2008 Technische Universität Berlin Institute of Solid State Physics Institut für Festkörperphysik 2007 – 2008 Hardenbergstr. 36 D-10623 Berlin Germany Phone: Fax: E-Mail: (30) 314-220 01 (30) 314-220 64 ifkp@physik.tu-berlin.de Front Cover The front cover shows steps important for the development of single photon (q-bit) emitters. Top left: SEM image of etched mesa structures. Bottom left: SEM image of the completely processed device. Top right: Measured photon correlation function, demonstrating true single photon emission. Bottom right: 3D simulation of the device. Center: Photo of an array of ten single photon emitters ready for measurement. Design of cover: Dipl.-Phys. Erik Stock und Dipl.-Phys. Anatol Lochmann, AG Bimberg Back Cover Some of the larger projects and agencies funding our work, 2007 - 2008. Layout: Dipl.-Phys. K. Pötschke, AG Bimberg Explanation of the Acronyms on the Back Cover: NATAL: „Nano-Photonics Materials and Technologies for Multicolor High-Power Sources“ is an EU FP 6 STREP TRIUMPH: „Transparent Ring Interconnection Using Multiwavelength Photonic Switches“ is an EU FP6 STREP RAINBOW: "High quality material and intrinsic properties of InN and indium rich nitride Alloys" is an EU Marie Curie Initial Training Network (ITN) VISIT: “Vertically Integrated Systems for Information Transfer” is an EU FP7 STREP SFB 787: “Semiconductor NanoPhotonics” is the Collaborative Research Center 787 of German Science Foundation – DFG AGeNT: “Arbeitsgemeinschaft der Nanotechnologie-Kompetenzzentren Deutschlands” The “Association of the Nanotechnology Centers of Competence in Germany” is funded by the BMBF 100 x 100 Optics: “100 Mbit/sec for 100 Million Users” is a project of the “Fund for Future Development of the State of Berlin” MuLF : “Multimedia Center for Teaching and Research” is funded by BMBF. PolarCon: “Polarization Field Control in Nitride Light Emitters" is a German Science Foundation - DFG - Transregional Research Group 1 2 CONTENTS 1. PREFACE 5 2. PRIZES AND AWARDS 9 3. STRUCTURE AND STAFF OF THE INSTITUTE 3.1 3.2 3.3 3.4 3.5 3.6 3.7 4. Office of the executive director (01.01.2008) Departments of the institute Workshops Center of NanoPhotonics Affiliated scientific units External and retired faculty members of the institute Honorary, adjunct and guest professors, Humboldt awardees and fellows FOREIGN GUESTS 4.1 5. Talks by Guests PARTICIPATION IN COMMITEES 5.1 5.2 Program and Advisory Committee Editorial duties / Boards of institutes and companies 11 11 11 11 13 15 19 19 21 25 29 29 33 6. EXTERNAL COLLABORATIONS 35 7. TEACHING 39 8. PATENTS 43 3 9. SCIENTIFIC ACTIVITIES 9.1 Department I 9.1.0 Staff 9.1.1 Summary of activities 9.1.2 Books 9.1.3 Publications 9.1.4 Invited talks 9.1.5 PhD theses 9.1.6 Diploma theses 9.1.7 Abstracts of selected papers of department I 45 45 45 47 51 51 63 67 67 69 9.2. Department II 9.2.a Department IIa 9.2a.0 Staff 9.2a.1 Summary of activities 9.2a.2 Publications 9.2a.3 Invited talks 9.2a.4 PhD theses 9.2a.5 Diploma theses 9.2a.6 Abstracts of selected papers of department IIa 9.2.b Department IIb 9.2b.0 Staff 9.2b.1 Summary of activities 9.2b.2 Publications 9.2b.3 Invited talks 9.2b.4 PhD theses 9.2b.5 Diploma theses 9.2b.6 Abstracts of selected papers of department IIb 87 87 87 89 91 97 99 99 101 111 111 113 115 121 123 123 125 9.3 Department III 9.3.0 Staff 9.3.1 Summary of activities 9.3.2 Publications 9.3.3 Invited talks 9.3.4 PhD theses 9.3.5 Diploma theses 9.3.6 Abstracts of selected papers of department III 135 135 137 139 141 143 143 145 9.4 Department IV 9.4.0 Staff 9.4.1 Summary of activities 9.4.2 Publications 9.4.3 Invited talks 9.4.4 PhD theses 9.4.5 Diploma theses 9.4.6 Abstracts of selected papers of department IV 149 149 151 153 157 159 161 163 4 5 1. PREFACE The Institute of Solid State Physics presents its tenth biannual progress report. Founded in 1974 the Institute is located since 1985 at its site in Hardenbergstraße next to the center of Berlin, where it disposes of spacious lecture halls, seminar rooms and state-of-the-art laboratories. Our scientific work is focussed on epitaxial growth of narrow and wide-gap semiconductor hetero- and nanostructures, physics of nanostructures, novel materials research as well as physics and technology of nano-photonic devices and systems. In addition, development of nanoscopic measurement techniques, like cathodoluminescence, cross-section scanning tunneling microscopy, near field scanning optical microscopy, microphotoluminescence, and micro-Raman are common subjects of the research activities of our four scientific departments. In the “Center of NanoPhotonics” CNP of the institute novel devices like Single Photon Emitters, Quantum Dot Vertical Surface Emitting Lasers, QD High Speed Emitters, QD Semiconductor Optical Amplifiers, QD VECSELs, Nanoflash memories, ultraviolet LEDs, and high brilliance green laser diodes… are developed based on materials like InGaAsSb/GaAs or InAlGaN. Most modern education and research on devices and their technology are offered here to our students and PhD candidates. In addition, the CNP provides assistance to small and medium size companies and acts as incubator for three startups: VI Systems in Berlin, PBC Lasers in Berlin and Azzurro Semiconductors in Magdeburg. Our epitaxial growth facilities were decisively extended by the installation of a new CloseCoupled-Showerhead Thomas Swan GaN MOCVD system purchased from Aixtron, which is now fully operationell. An additional faculty member was appointed in 2008: Prof. Janina Maultzsch, formerly at Columbia University in New York, returned to the institute and is working closely with the research group of Christian Thomsen. A new chair in “Optoelectronics” was created and the appointment procedures were initiated. The success of the institute and its large number of students, PhD candidates and postdocs it employs depends now since more than a decade mostly on external financial resources. The funding from TUB and our state government in Berlin covers less than 20 % of cost of consumables and equipment. Our most important funding agency continued to be the German Research Foundation (DFG). Our proposal for a new Collaborative Research Center “Semiconductor Nanophotonics” (Sfb 787), initiated by Prof. Dieter Bimberg and headed now by Prof. Michael Kneissl found the acceptance both of the reviewers, and the deciding bodies of DFG. The Collaborative Research Center is funded since January 1st, 2008 for four years with two possible prolongations until end of 2019. Cooperation on nanostructure and photonic device research with colleagues from five other institutions in Berlin (Humboldt University, Ferdinand-Braun-Institute, Heinrich-Hertz-Institute, Weierstraß-Institute, KonradZuse-Center) presents the basics of the Sfb 787. In addition, smaller projects focussing on Nanomemories, on GaN-based Semiconductor Disk Lasers as well as silicide nanowires were funded by DFG. Complementary important funding comes from the government of the State of Berlin in the frame work of its “Zukunftsfonds” and ProFIT Programs, the European Union within its FP 6 and 7 Programs and the NATO Program Science for Peace. 6 The BMBF national competence center CC NanOp (Nano-Optoelectronics), established in October 1998, presented again a very effective and successful means for initiating important European programs on nano devices like NATAL, TRIUMPH, RAINBOW, and VISIT. Many of these projects emerged from small scale projects, so called “Machbarkeitsstudien”, financed via NanOp. TUB therefore decided to continue its support of CC NanOp until end of 2010. Based on this decision the Federal Ministry of Education and Research (BMBF) decided to entrust TUB with the coordination of all National Centers of Competence in Nanotechnology within a new body called AGeNT, funded until beginning of 2011. We are particularly proud of being initiator and member of the European Union Center of Excellence SANDiE in the field of semiconductor nanostructures which continues its operation for four more years until 2012. Strong links to leading international optoelectronic and communication companies like Aixtron, Bookham, INTEL, OSRAM Opto Semiconductors, Sentech and Jenoptik have been established within the framework of the above mentioned and bilateral programs. In order to protect our intellectual property better than in the past and to have a better basis for cooperation with the industry, we filed and obtained an appreciable number of patents. The support by our local patent agency IPAL proved to be of outmost importance. We are very grateful to all our funding agencies, their administrators and cooperating industry for their continuous help and encouragement. The scientific part of the present report will certainly provide sufficient evidence that the funding we received carried excellent results. Particular appreciation of our scientific achievements was expressed by the bestowal of a number of awards listed in part 2 of the report and particularly. We are particularly proud on the bestowal of an Alexander von Humboldt Award in 2008 to Professor Shin-Lien Chuang from University of Illinois at Urbana- Champaign, who joined us since the beginning of 2009, focussing his activities on nanophotonic devices. Professor Gadi Eisenstein, Technion Haifa, Humboldt Awardee 2006 continues to be in Berlin on a regular basis. Dr. Jungho Kim from South Korea received not only a Marie Curie Stipend, but was receiving in summer 2008 an appointment to a professorship in Soeul. Scientific contacts with institutions at many different locations in Europe, Japan or USA continued to flourish. Especially strong collaborations and links developed or continued to exist to research institutions and universities in St. Petersburg, Novosibirsk, Cambridge, Göteborg, Cork, South Carolina … to mention only a few. Physics is a science not bound to a country or to borders. This ”discovery” led to an increasing number of our students and scientists in the past to pursue their research at foreign universities in Tokyo, St. Petersburg, Glasgow, Texas, Berkeley, … to mention only a few. We would like to thank particularly their local hosts. We will further encourage our coworkers to combine the challenge of different cultures and languages with high productivity in their scientific work. Additional and particularly large burdens were taken over by all of the faculty staff of the institute in order to serve TUB and the scientific community as members or chairmen of committees on the local, national and international scale, e.g., within advisory or program committees. 7 The reelection of Prof. Christian Thomsen as Dean of the Faculty of Mathematics and Science in spring 2007 and his devotion for developing multimedia eLearning and eResearch should be particularly mentioned here. Finally, the enthusiasm and the dedication of our collaborators at the institute should be honoured, being fundamental to our success. The key element for future progress of the institute continues to be their motivation to generate new ideas and to work hard. This report will - give an overview of the formal structure of the institute and list staff and students - summarize our teaching activities in order to provide information on our involvement in the education of young students and scientists - summarize the scientific activities of our research groups, including lists of the approximately 200 scientific papers we published or which have been accepted for publication within the past 24 months, and of the numerous invited lectures we gave. Dieter Bimberg Executive Director January 2009 8 9 2. PRIZES AND AWARDS Particular appreciation of our scientific achievements was expressed by the bestowal of a number of important awards and prizes: Dipl.-Phys. Christian Meuer CHORAFAS-Preis 2007 ”Quantum Dot Semiconductor Optical Amplifiers” The Dimitris N. Chorafas Foundation Luzern, Switzerland, August 2007 Dipl.-Phys. Robert Seguin LEOPOLDINA-Preis für junge Wissenschaftler ”Wegweisende Weiterentwicklung der Methode der ortsaufgelösten Kathodo-Lumineszenz zur Einzelquantenpunkt-Spektroskopie” Halle/Saale, Germany, Oktober 2007 Dr. Martin Geller Carl-Ramsauer-Preis 2007 ”Ein quantenpunktbasierter Halbleiterspeicher” Physikalische Gesellschaft zu Berlin e.V. Berlin, Germany, November 2007 Dr. Matthias Lämmlin SANDiE-PhD-Preis 2008 SANDiE-Network of Excellence, Berlin, Germany, June 2008 Karolin Löser W.E. Heraeus-Prize 2008 for her excellent and timely diploma, Berlin, Germany, July 2008 Dipl.-Phys. Tim D. Germann Best Poster Award ”Quantum-Dot Semiconductor Disk-Lasers” at International Nano-Optoelectronics Workshop 2008 Tokyo, Japan, August 2008 Dipl.-Phys. Thomas Bruhn Dipl.-Phys. Regine Paßmann Posterpreis der FH Südwestfalen, Deutsche Vakuum Gesellschaft (DVG) auf der AOFA15 – Arbeitstagung "Angewandte Oberflächenanalytik", 08.-10.09.2008, Soest, Germany, October 2008 Dipl.-Phys. Enno Malguth Feodor Lynen Research Fellowship of the Alexander von Humboldt foundation, Berlin, Germany, October 2008 10 11 3. STRUCTURE AND STAFF OF THE INSTITUTE 3.1 Office of the executive director (01.01.2008) Prof. Dr. phil. nat. Dieter Bimberg (executive director) Prof. Dr. rer. nat. Christian Thomsen (deputy executive director) Prof. Dr. rer. nat. Mario Dähne (deputy executive director) Prof. Dr. rer. nat. Michael Kneissl (deputy executive director) Priv.-Doz. Dr. rer. nat. Axel Hoffmann (chief operating officer) Ines Rudolph (administrative assistant) 3.2 Departments of the institute Department I: Prof. Dr. phil. nat. Dieter Bimberg Department IIa: Prof. Dr. rer. nat. Christian Thomsen Prof. Dr. rer. nat. Janina Maultzsch Department IIb: Prof. em. Dr.-Ing. Dr. h.c. mult. Immanuel Broser Priv.-Doz. Dr. Axel Hoffmann Department III: Prof. Dr. rer. nat. Mario Dähne Prof. em. Dr.-Ing. Hans-Eckhart Gumlich Department IV: Prof. Dr. rer. nat. Michael Kneissl Prof. Dr. rer. nat. Wolfgang Richter (retired since 01.04.2005) 3.3 Workshops Chief operating officer Priv.-Doz. Dr. Axel Hoffmann 3.4.1 Mechanical workshop Werner Kaczmarek (head) Rainer Noethen Wolfgang Pieper Lothar Kroll Daniela Beiße 3.4.2 Electronic workshop Norbert Lindner 3.4.3 Glasstechnical workshop Norbert Zielinski 12 13 3.4 Center of NanoPhotonics Executive director Prof. Dr. phil. nat. Dieter Bimberg Chief operating officer Priv.-Doz. Dr. Udo W. Pohl Chief technology officers Dr. Friedhelm Hopfer (processing, department I) Dr. André Strittmatter (epitaxy, department I) Technical staff Ilona Gründler (department I) Dipl.-Krist. Kathrin Schatke (department I) Dipl.-Ing. Bernhard Tierock (department I) The Center of Nano-Photonics provides support to the institute departments by growth, processing, and analysis of materials and structures. Growth facilities are based on metalorganic vapor phase epitaxy (MOCVD). Processing facilities include dry etching, plasma deposition, and optical lithography. Growth mainly focused on novel quantum dot based heterostructures. Process development of novel edge and surface emitting devices is pursued. MOCVD particularly aimed on developping InGaAs-based dots with high areal density for edge- and surface-emitting lasers. In addition to Stranski-Krastanow growth the novel approach of cycled sub-monolayer deposition was employed to realize highly efficient gain media. Both approaches were used to fabricate the first semiconductor disk-lasers (VECSELs) based on quantum-dots. Devices with features typical for quantum dots like low threshold and high temperature stability, and a cw output power up to 1.4 W were demonstrated. Device processing comprised fabrication of VCSELs with oxide mirrors and intracavity contacts, and narrow ridge-waveguide lasers. Wafers with InGaAs sub-monolayer dots were processed to efficient VCSELs, which operated at 20 Gb/s between 0°C and 120°C without current adjustment. Output power exceeding 10 mW was achieved. The concept of photonicband crystal lasers was applied for fabricating ridge-waveguide lasers yielding AlGaAs-based broad-area quantum-well devices with record high brighness of 3×108 Wcm-2sr-1 and cw output power of 1.9 W. 14 15 3.5 Affiliated scientific units 3.5.1 Collaborative Research Centre (Sfb 787) of the National Science Foundation DFG “Semiconductor Nanophotonics: Materials, Models, Devices” Chairman Prof. Dr. Michael Kneissl, Institute of Solid State Physics, TU Berlin Vice chairman Prof. Dr. Dieter Bimberg, Institute of Solid State Physics, TU Berlin Board of directors Prof. Dr. Andreas Knorr, Institute for Theoretical Physics, TU Berlin Prof. Dr. Klaus Petermann, Department of Electrical Engineering, TU Berlin Prof. Dr. Jürgen Sprekels, Weierstraß Institut for Applied Analysis and Stochastic Chief operating officer Dipl.-Phys. Tim Germann (until 01.08.2008) Dipl.-Phys. Ronny Kirste Administrative assistant Doreen Nitzsche Starting in 2008 the new Collaborative Research Centre 787 (Sonderforschungsbereich/SFB 787) "Semiconductor Nanophotonics: Materials, Models, Devices" with an integrated graduate school was established. Covering the first four years (2008-2011), the Deutsche Forschungsgemeinschaft (DFG) will support this network with more than 11 million Euros. Within the planned duration of 12 years the total amount of funding is estimated to be up to 35 million Euros. The SFB 787 combines three complementary research areas: materials, models and devices to develop novel photonic and nanophotonic devices. In the area of materials, the research activities are focusing on the material systems GaAs, InP, and GaN which are the most relevant for photonic devices. Thereby the main objectives are the investigation of new growth mechanisms as well as the fabrication of integrated nanostructures like quantum wells, quantum dots and sub-monolayer structures. Based on the development of new materials and the expertise on the physics of nanostructures we will investigate, fabricate and characterize a number of novel nanophotonic devices. These include, e.g. the development of electrically driven, quantum-dot based single photon sources for quantum cryptography, ultra-fast VCSELs for terabit data communication and high brilliance lasers from the infrared to the green spectral range. Additionally, edge emitter lasers and amplifiers for the generation and amplification of ultra-short optical pulses at highest frequencies will be developed. The interdisciplinary character and the strong educational networking between the different project partners are important features of the integrated graduate school. Currently more than 60 Ph.D. students with various scientific backgrounds ranging from mathematics, physics to electrical engineering are members of the graduate school. Another goal of the integrated graduate school is to encourage the participation of female students in the area nanophotonics and to support them in their scientific careers. The SFB 787 is comprised of a total of 16 projects from six institutions: The Technische Universität Berlin (Chair University), the Humboldt Universität zu Berlin, the Otto-von- 16 Guericke-Universität Magdeburg as well as the Ferdinand-Braun-Institut für Höchstfrequenztechnik, the Fraunhofer Institut für Nachrichtentechnik (Heinrich-HertzInstitut), the Weierstraß-Institut für Angewandte Analysis und Stochastik and the KonradZuse-Zentrum für Informationstechnik. 3.5.2 Association of German Nanotechnology Centers of Competence - AGeNT-D: Arbeitsgemeinschaft der Nanotechnologie-Kompetenzzentren Deutschlands Chairman Prof. Dr. Dieter Bimberg Steering committee Dr. Andreas Baar (NMN e.V.) Hr. Alexander Bracht (Hessen NT) Prof. Harald Fuchs (CeNTech) Prof. Wolfgang Heckl (ENNaB) Dr. Regine Hedderich (NanoMat) Dr. Andreas Leson (UFS) Prof. Frank Löffler (UPOB e.V.) Prof. Michael Veith (NanoChem e.V.) Prof. Roland Wiesendanger (INCH) Prof. Christiane Ziegler (NanoBioNet e.V.) Chief operating officer Dr. Sven Rodt Administrative assistant Doreen Nitzsche AGeNT-D is the German network of nanotech clusters. It comprises nine competence centres and two nanotech networks from all over Germany to cover the whole spectrum of nanotechnology. AGeNT-D promotes R&D, creates synergies and increases national and international visibility of nanotechnology in Germany. 3.5.3 National Competence Center on NanoOptoelectronics of the Federal Ministry of Education and Research (bmb+f) - NanOp Chairman Prof. Dr. Dieter Bimberg Steering committee Prof. Alfred Forchel (U Würzburg) Dr. Norbert Grote (HHI FhG) Dr. Klaus Schulz (Merge Optics) 17 Chief operating officer Dr. Sven Rodt Administrative assistant Doreen Nitzsche NanOp is the German national network for the application of lateral nanostructures, nanoanalytical techniques and optoelectronics. It unites 44 nationally and internationally leading research and development groups, technical and venture capital companies from Germany and the A. F. Ioffe Institute from St. Petersburg, Russia. NanOp has two goals: to speed up research and development in the field of nanotechnologies for Optoelectronics and to transfer the results to production. 3.5.4 Multimedia Center for eLearning and eResearch (MuLF) Executive director Prof. Dr. rer. nat. Christian Thomsen Prof. Dr. rer. nat. Sabina Jeschke Staff Dr. Lars Knipping Dipl.-Phys. Mark Wilke Dipl.-Phys. Dirk Heinrich Dipl.-Math.Olivier Pfeiffer Dipl.-Math. Gerald Lach Dipl.-Math. Robert Luce Dipl.- Inf. (FH) Michael Jeschke Dipl.-Inf. Uwe Sinhar Dipl.-Chem. Tilman Rassy cand. Dipl.-Phys. Carola Nisse cand. Dipl.-Inf. Mario Wegner Sabine Morgner The Multimedia Center for Eteaching and Eresearch (MuLF) as a center in our faculty is responsible for central tasks in the area of information technology-based support of teaching. Achievements are, e.g., the information system for students (ISIS), the introduction of electronic chalk, the management system for examinations (MOSES), the electronic eprint server, or the electronic management system for the "Lange Nacht der Wissenschaften". Severeal thousand of students across the university are using these services. MuLF advises newcomers to Eteaching and offers training for the optimal use of the new media at university. Furthermore, MuLF coordinated the multimedia equipment in the lecture rooms at the university. Scientifically the center coordinates projects, like, e.g., Nemesis, a large university-wide teaching and research project. 18 19 3.6 External and retired faculty members of the institute S-Prof. Dr. Norbert Esser, Institute for Analytical Sciences (ISAS) Berlin apl. Prof. Dr. Rudolf Germer, University of Applied Sciences (FHTW) Berlin apl. Prof. Dr. Holger Grahn, Paul-Drude-Institute (PDI) Berlin Priv.-Doz. Dr. Thorsten U. Kampen, Fritz-Haber-Institute (FHI) Berlin S-Prof. Dr. Bella Lake, Hahn-Meitner-Institute (HZB) Berlin (since 01.08.2006) apl. Prof. Dr. Hans-Joachim Lewerenz, Hahn-Meitner-Institute (HZB) Berlin apl. Prof. Dr. Michael Meißner, Hahn-Meitner-Institute (HZB) Berlin Priv.-Doz. Dr. Norbert Nickel, Hahn-Meitner-Institute (HZB) Berlin Priv.-Doz. Dr. Harm-Hinrich Rotermund, Fritz-Haber-Institute (FHI) Berlin Priv.-Doz. Dr. Konrad Siemensmeyer, Hahn-Meitner-Institute (HZB) Berlin S-Prof. Dr. Michael Steiner, Hahn-Meitner-Institute (HZB), Berlin S-Prof. Dr. Alan Tennant, Hahn-Meitner-Institute (HZB) Berlin apl. Prof. Dr. Wolfgang Treimer, University of Applied Sciences (TFH) Berlin 3.7 Honorary, adjunct and guest professors, Humboldt awardees and fellows Prof. Dr. Alexander M. Bradshaw, executive director, Max-Planck-Institut für Plasmaphysik München, Germany, Honorary Professor Prof. Dr. Gadi Eisenstein, Technion – Israel Institute of Technology, Haifa, Israel, Humboldt Awardee Prof. Dr. Vladimir Gaysler, Russian Academy of Sciences, Novosibirsk, Russia, Guest Professor Dr. Leonid Karachinsky, A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia, Humboldt Fellow Dr. Jungho Kim, National University, Seoul, Republic of Korea, Marie Curie Fellow Prof. Dr. Nicolai N. Ledentsov, A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia, Guest Professor Dr. Vitali A. Shchukin, A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia, DLR Fellow, Humboldt Fellow 20 21 4. FOREIGN GUESTS Department I Esma Ahlatcioglu, Istanbul University, Turkey 19.06.-30.09.2008 M.Sc. Namik Akçay, Istanbul University, Turkey 16.02.-15.11.2007 M.Sc. Amélia Ankiewicz, University of Aveiro, Portugal 28.08. -14.09.2007 and 13.-26.01.2008 Yvonne Beyer, University of Cambridge, U.K. 09.07.-07.09.2007 Dr. Sergey Blokhin, A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia 23.10.-20.12.2008 Prof. Dr. Alexei L. Efros, University of Utah, Salt Lake City, USA 30.07.-05.08.2007 Dr. Leonid Karachinsky, A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia 01.01.-31.12.2007 and 11.08.-25.10.2008 Hadrien Lepage, Engineering Physics School, Grenoble, France 01.10.-10.12.2007 Dr. Innokenty Novikov, A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia 07.04.-28.06.2008 Prof. Dr. Nurten Öncan, Istanbul University, Turkey 15.02.-02.03.2007 and 15.06.–16.07.2007 Erwan Varene, Université de Rennes 1, France 04.02.-30.06.2008 Department II M. Sc. Sofia Theodoropoulou, National Technical University of Athens, Greece 15.-30.04.2006 Dr. Detlev Hofmann, Justus-Liebig-Universität Gießen, Germany 06.-07.02.2007 Dr. Jos Haverkort, Eindhoven University of Technology, Eindhoven, The Netherlands 24.-28.04.2007 Prof. Dr. Sergey Maksimenko, Belarusian State University, Minsk, Belarus 01.06.-31.07.2007, 03.-24.12.2007, 01.06.-31.07.2008, 08.-31.12.2008 Dr. Gregory Slepyan, Belarusn State University, Minsk, Belarus 01.06.-31.07.2007, 03.-24.12.2007, 01.-31.07.2008 22 Prof. Dr. Oleg Kibis, State Technical University, Novosibirsk, Russia 01.06.-31.07.2007, 01.06.-31.07.2008 Prof. Dr. Matthew Philips, University of Technology, Sydney, Australia 24.-28.09.2007 Prof. Dr. Herbert Willi Kunert, University of Pretoria, South Africa 01.-31.12.2007, 01.-24.06.2008, 17.-30.11.2008 Prof. Dr. Nikolaus Dietz, Georgia State University, Atlanta, USA 14.-30.12.2007, 25.05.-05.06.2008 Prof. Dr. Zlatko Sitar, North Carolina State University, Raleigh, USA 18.-22.12.2007 Dr. Ian Ferguson, Georgia Institute of Technology, Atlanta, USA 28.-31.05.2008 Prof. Dr. Bruno K. Meyer, Justus-Liebig-Universität Gießen, Germany 05.-08.06.2008 Prof. Dr. Shigefusa Chichibu, Tohoku University, Minsk, Belarus 01.-31.07.2008 Dr. Anna Rodina, Ioffe Physical Technical Institute, St. Petersburg, Russia 06.-26.08.2008 Prof. Dr. Tadeusz Suski, Unipress, Warschau, Poland 03.-04.11.2008 Prof. Dr. John Robertson, University of Cambridge, United Kingdom 09.-16.11.2008 Lucas R. Muniz, Institut de Ciencia de Materials de Barcelona, Spain 19.-28.11.2008 Juan S. Reparaz, Institut de Ciencia de Materials de Barcelona, Spain 19.11.-03.12.2008 Department III Eric Huwald, LaTrobe University, Australia 23.07.-12.08.2007 Petar Stojanov, LaTrobe University, Australia 16.07.-11.08.2007, 04.-16.10.2007, 20.07.-03.08.2008, 03.-16.11.2008 Pablo Sanchez Bodega, Fritz-Haber-Institut, Berlin, Germany 20.12.2007 Prof. Dr. John D. Riley, LaTrobe University, Australia 04.-16.02.2008 PD Dr. Philipp Ebert, Forschungszentrum Jülich, Germany 31.03.-04.04.2008, 17.-20.06.2008, 31.08.-05.09.2008, 12.-17.10.2008, 09.-12.12.2008 23 Svetlana Borisova, Forschungszentrum Jülich, Germany 31.03.-04.04.2008 Stefan Ulrich, Fritz-Haber-Institut, Berlin, Germany 19.06.2008 Department IV Dr. Sandhya Chandola, Trinity College, Dublin, Irland 01.01. -31.12.2008 Dr. Peter Kiesel, Palo Alto Research Center (PARC), Palo Alto, USA 19.04. -21.04.2007 Ph.D. Dott. Roberto Jakomin, Unitersitá degli studi di Parma, Italy 01.01.2007-31.10.2007 Prof. Dimitra Papadimitriou, National Technical University of Athens (Ethniko Metsovio Polytechnio), Athinai (Athen), Greece, 01. -21.02.2007, 29.07.-25.08.2007 Prof. Dr. Arnab Bhattacharya, Tata Institute of Fundamental Research, Mumbai, India 07. -15.06.2007 Dr. Eugen Speiser, Roma II (Tor Vergata), Dipartimento di Fisica, Rome, Italy, 11.-23.02.2008 Prof. Dr. Dimitra Papadimitriou, National Technical University of Athens (Ethniko Metsovio Polytechnio), Athinai (Athen), Greece, 16.02. -01.03.2008 Prof. Ilias Zouboulis, National Technical University of Athens, Greece, 17.03.2008 Prof. Shiro Tsukamoto, Anan National College of Technology, Tokushima, Japan, 29.-31.05.2008 Prof. Tomoya Konishi, Anan National College of Technology, Tokushima, Japan, 29.-31.05.2008 Silvano Dell Gobbo, Roma II (Tor Vergata), Dipartimento di Fisica, Rome, Italy, 24.05. -05.06.2008 Dr. Eugen Speiser, Roma II (Tor Vergata), Dipartimento di Fisica, Rome, Italy, 24.05. -05.06.2008 Prof. Dr. Arnab Bhattacharya, Tata Institute of Fundamental Research, Mumbai, India, 25.05. -08.06.2008 M.Sc. Abdul Kadir, Tata Institute of Fundamental Research, Mumbai, India, 24.05. -15.07.2008 M.Sc. Neysha Lobo, Tata Institute of Fundamental Research, Mumbai, India, 24.06. -04.07.2008 24 Prof. Dimitra Papadimitriou, National Technical University of Athens (Ethniko Metsovio Polytechnio), Athinai (Athen), Griechenland, 10.-31.08.2008 Dr. Eugen Speiser, Roma II (Tor Vergata), Dipartimento di Fisica, Rome, Italy, 11.-24.08.2008 Prof. Ali Saeed Al-Ghamdi, King Saud University, Riyadh, Saudi Arabia, 14.01.2008 Ph.D. Abdullah A. Al-Othman, King Saud University, Riyadh, Saudi Arabia, 14.01.2008 Dr. Yussuf M. Al-Jindan, King Faisal University, Al-Ahsa, Saudi Arabia, 14.01.2008 Prof. Dr. rer. Nat Agus Rubiyanto, Education Attaché, Embassy of the Republic of Indonesia, Berlin, 04.11.2008 Dr.-Ing. Yul Y. Nazaruddin, Education Attaché, Embassy of the Republic of Indonesia, Berlin, 04.11.2008 Ph.D. Hermawan K. Dipojono, Institut Teknologi Bandung, Bandung, Indonesia, 04.11.2008 Dr. Nurul Taufiqu Rochman, Indonesian Institute of Sciences, Puspiptek, Indonesia, 04.11.2008 Dr. Ariel Felipe, Scientific Advisor Office, Council of The State Republic of Cuba, Habana, Cuba, 22.09.2008 Roberto Infante, Commercial Council, Embassy of the Republic of Cuba, Berlin, 22.09.2008 Prof. Weng Chow, Sandia National Laboratories, Albuquerque, USA, 12.09.-11.10.2008 Dr. Eugen Speiser, Roma II (Tor Vergata), Dipartimento di Fisica, Rome, Italy, 17.-27.11.2008 M.Sc. Dinh van Duc, SKKU Advanced Institute of Nanotechnology (SAINT), Sungkyunkwan University, Cheoncheon-dong, Korea, 13.-21.12.2008 25 4.1 Talks by Guests Department I Dr. Tomoyuki Akiyama Recent progress in quantum dot semiconductor amplifiers at long wavelength 18.09.2007 Fujitsu, Tokyo, Japan Dr. Paola Atkinson Site control of InAs quantum dots 13.07.2007 Max-Planck-Institut für Festkörperforschung, Stuttgart, Germany Kambiz Behfar Vertical external cavity surface emitting lasers for the MIR 04.07.2008 Philips Research Labs, Aachen, Germany Prof. Dr. Jozef T. Devreese Polarons and the optical spectra of quantum dots: Effects of non-adiabaticity 26.05.2008 Laboratorium Theoretische Fysica van de Vaste Stoffen, Universiteit Antwerpen, Belgium Prof. Russell D. Dupuis High-brightness green light-emitting diodes for solid-state lighting applications 25.10.2007 Georgia Institute of Technology, Atlanta, USA Prof. Alexei L. Efros Problem of subwavelength imaging by Veselago lens 02.08.2007 University of Utah, Salt Lake City, USA Dr. Thomas Hannappel Grenzflächenuntersuchungen für hocheffiziente Solarzellen 22.10.2007 Hahn-Meitner-Institut, Berlin, Germany Prof. James Harris Progress and challenges of GalnNAsSb for optical communication 18.09.2007 University Stanford, USA Christian Junge Photonenkorrelation bei der optischen parametrischen Oszillation - Konzept für eine Zwei-Photonenquelle 19.12.2008 Technische Universität Darmstadt, Germany 26 Dr. Vladimir Kalosha High-power lasers with ultra-narrow vertical beam divergence based on longitudinal photonic bandgap crystal: Concept, design, and performance characterization 12.08.2008 University of Ottawa, Canada Prof. Dr. Ruben P. Seisyan Extreme ultra violet & soft X-ray lithography as an universal instrument of nanotechnologies and nanoelectronics 24.11.2008 A.F. Ioffe Physico-Technical Institute St. Petersburg, Russia Department II Prof. Dr. Ian Ferguson Understanding GaN-based Room Temperature Spintronics 29.05.2008 Georgia Institute of Technology, Atlanta, USA Prof. Dr. Andreas Hirsch Synthese und supramolekulare Organistion von kohlenstoffreichen Architekturen 03.12.2008 Universität Erlangen-Nürnberg, Germany Lucas Cerioni Grundlagen und Anwendung der NMR-Spetroskopie 16.12.2008 Univerisidad National de Córdoba, Argentina Prof. Dr. Shigefusa F. Chichibu Growth issues and optical properties of nonpolar (Al,In,Ga)N films and quantum wells 16.12.2008 Tohoku University, Japan Department III Eric Huwald The LaTrobe Toroidal Analyzer 26.07.2007 LaTrobe University, Australia Pablo Sanchez Bodega Imaging and Control of Surface Reactions 20.12.2007 Fritz-Haber-Institut, Berlin, Germany Stefan Ulrich Pd and Au atoms on SiO2/Mo(112) 19.06.2008 Fritz-Haber-Institut, Berlin, Germany 27 Petar Stojanov Gold overlayers on silicon carbide - a novel system for low-dimensional structures 13.11.2008 LaTrobe University, Australia Department IV Dr. Peter Kiesel Native fluorescence spectroscopy on-a-chip 19.04.2007 Palo Alto Research Center, USA Prof. Dr. Arnab Bhattacharya MOVPE growth of InN materials 07.06.2007 Tata Institute of Fundamental Research, Mumbai, India Prof. Dr. Joachim Wagner Halbleiterlaser und Leuchtdioden auf der Basis der Gruppe III-Nitride und –Antimonide 31.10.2007 Fraunhofer Institut für Angewandte Festkörperphysik, Freiburg, Germany Heiko Schäfer Komponenten und Anwendungen für applikationsspezifische Lab-on-Microchips 07.01.2008 Institut für Mikrosystemtechnik, Universität Siegen, Germany Dr. Neelima Paul Fabrication and characterization of Si/Ge nanostructures using STM 09.04.2008 Forschungszentrum Jülich, Germany Prof. Dr. Arnab Bhattacharya From Nitrides to Nanowires: III-Vs research at TIFR 28.05.2008 Tata Institute of Fundamental Research, Mumbai, India Prof. Shiro Tsukamoto InAs quantum dot evolution observed by in-situ scanning tunnelling microscopy during molecular beam epitaxy growth 30.05.2008 Anan National College of Technology, Tokushima, Japan Prof. Tomoya Konishi Investigation on high catalytic activity mechanism of organopalladium catalyst on S-terminated GaAs(001)(2x6) surface 30.05.2008 Anan National College of Technology, Tokushima, Japan 28 Dipl.-Phys. Abdul Kadir MOVPE-grown InN: structural and low temperature transport properties 25.06.2008 Tata Institute of Fundamental Research, Mumbai, India M. Sc. Neysha Lobo Photothermal Deflection Spectroscopy of MOVPE-grown GaN epilayers 27.06.2008 Tata Institute of Fundamental Research, Mumbai, India Prof. Weng Chow Microscopic theory and is application in semiconductor laser development 25.09.2008 Sandia National Laboratories, Albuquerque, USA M. Sc. Dinh van Duc Synthesis, structural analysis and field emission properties of GaN nanostructures 17.12.2008 SKKU Advanced Institute of Nanotechnology (SAINT), Sungkyunkwan University, Cheoncheon-dong, Korea 29 5. PARTICIPATION IN COMMITEES 5.1 Program and Advisory Committee Dieter Bimberg Member of the Steering Committee of the “6th Int. Conf. on Low Dimensional Structures and Devices” (LDSD 2007) San Andrés, Columbia, April 16 - 20, 2007 Member of the AIXTRON Young Scientist Award Committee at the “15th Int. Symp.: Nanostructures: Physics and Technology”, Novosibirsk, Russia, June 25 - 29, 2007 Member of the International Advisory Committee of the “Int. Conf. on Electronic Properties of Two-dimensional Systems and Modulated Semiconductor Structures”, Genova, July 15 - 20, 2007 Member of Program Committee of the “7th IEEE Int. Conf. on Nanotechnology”, Hong Kong, SAR, China, August 2 - 5, 2007 Member of the International Advisory Committee of “11th Int. Conf. on the Formation of Semiconductor Interfaces” (ICFSI-11), Manaus, Amazonas, Brazil, August 19 - 24, 2007 Member of the Program Committee of the “Int. Symp. on Compound Semiconductors” (ISCS), Kyoto, Japan, October 14 - 20, 2007 Member of the International Advisory Committee of “2007 Virtual Conf. on Nanoscale Science and Technology” (C-NST), Fayetteville, Arkansas, USA, October 21 - 25, 2007 Member of the Steering Committee of “Aus- und Weiterbildung in Hochtechnologiefeldern”(AWNET), Berlin, Germany, November 29 - 30, 2007 Member of the International Advisory Committee of the “Workshop on Recent Advances in Low Dimensional Structures and Devices”, Nottingham, UK, April 7 - 9, 2008 Member of the Program Committee of the conference “Semiconductor Lasers and Laser Dynamics III” at “Photonics Europe 2008”, Strasbourg, France, April 7 - 11, 2008 Member of the International Advisory Committee of the “Int. Conf. on Superlattice, Nanostructure and Nanodevices” (ICSNN-2008), Natal, Brazil, August 3 - 8, 2008 Member of the Technical Program Committee of the “IEEE Nano 2008 Conference”, Arlington, TX, USA, August 18 - 21, 2008 Member of the International Program Committee of “Nanotechnology and Applications ((NANA 2008) Crete, Greece, September 29 - October 1, 2008 Member of the International Advisory Committee of “Rusnanotech: Nanotechnology International Forum”, Moscow, Russia, December 3 - 5, 2008 30 Axel Hoffmann Member of the Program Committee of the “SPIE Photonics West”, San Diego, California, USA, January 2007 Member of the Organisation Committee of the “SANDiE Optics Task Force Meeting”, Berlin, Germany, January 2007 Member of the Program Committee of the “Frühjahrstagung der Deutschen Physikalischen Gesellschaft (DPG)”, Dresden, Germany, March 2007 Member of the Program Chair of the “ICNS-7 The Seven’th International Conference On Nitride Semiconductors”, Las Vegas, USA, August 2007 Member of the Organisation Committee of the “SANDiE Optics Task Force Meeting”, Berlin, Germany, January 2008 Member of the Program Committee of the “SPIE Photonics West”, San Jose, California, USA, January 2008 Member of the Program Committee of the “Frühjahrstagung der Deutschen Physikalischen Gesellschaft (DPG)”, Berlin, Germany, March 2008 Advisory Committee of the “7’th International Symposium on Semiconductor Light Emitting Devices (ISSLED)”, Phoenix, USA, April 2008 Member of the Advisory Committee of the “International Workshop on Nitride Semiconductors (IWN)”, Montreux, Switzerland., October 2008 Michael Kneissl Member of the Program Committee of the “SPIE Photonics West Conference 2007”, Symposium on “Novel in-plane semiconductor lasers”, San Jose, USA, January 2007 Member of the Program Committee of the “International Workshop on Nitride Semiconductors” & Chairman of Workshop 6 “Technology and Devices”, IWN 2008, Montreux, Switzerland, September 2008 Member of the Program Committee of the “SPIE Photonics West Conference 2008”, Symposium on “Novel in-plane semiconductor lasers”, San Jose, USA, January 2008 Member of the Organizing Committee of the “E-MRS Fall Meeting 2009”, Symposium on “InN material and alloys”, Warsaw, Poland, September 2009 Chairman of the Organizing Committee, DGKK Workshop "Epitaxie von III/V Halbleitern", 2009, Berlin, Germany, December 2009 Nikolai Ledentsov Member of the Program Committee of the conference “Physics and Simulation of Optoelectronic Devices XV”, OPTO 2007, Photonics West, San José, California, USA, January 20 - 25, 2007 31 Udo Pohl Member of the Program Committee of the “Int. Workshop on Long Wavelength Quantum Dots”, Rennes, France, July 5 - 6, 2007. Sven Rodt Chair of the session: ‘Excitons & Plasmons’ at the “8th Int. Conference on Physics of LightMatter Coupling in Nanostructures” (PLMCN8), Tokyo. Japan, April 7 - 11, 2008 Christian Thomsen Organiser and member of the committee: “Electronic Properties of Novel Materials”, Kirchberg, Austria, March 10 - 17 2007 Organiser and member of the committee: “Electronic Properties of Novel Materials”, Kirchberg, Austria, February 29 - March 8 2008 32 33 5.2 Editorial duties / Boards of institutes and companies Dieter Bimberg Scientific Advisory Board, PBC Lasers Ltd., Kibbutz Einat, Israel International Editorial Advisory Board "Opto-Electronics Review" (O-ER) Warsaw, Poland Editorial Board, IET Optoelectronics Journal, U.K. Editorial Board, “Research Letters in Physics”, USA/Egypt International Board of Editors, “Semiconductor News”, Pakistan Member of the 2007 and 2008 LEOS “William Streifer Scientific Achievement Award” Committee Chairman Scientific Advisory Board, V. I. Systems GmbH, Berlin, Germany Chairman of the Board, PBC Lasers GmbH, Berlin, Germany Axel Hoffmann Editorial Board of “physica status solidi (c)”, WILEY-VCH, Weinheim, Germany Markus Pristovsek Guest editor for the IC MOVPE Proceedings 2008, Journal of Crystal Growth, Elsevier Christian Thomsen Editorial board of physica status solidi (b) and (c) President of the Physikalische Gesellschaft zu Berlin e.V. (2006-2008) Editor Solid State Communications 34 35 6. EXTERNAL COLLABORATIONS Department I Universiteit Antwerpen, Belgium, Prof. J.T. Devreese, Prof. F. Peeters, Prof. V.M. Fomin National Technical University, Athens, Greece, Prof. D. Papadimitriou Universidad de Aveiro, Portugal, Prof. N. Sobolev Humboldt Universität zu Berlin, Germany, Prof. O. Benson, Prof. R. Zimmermann University of Cambridge, U.K., Prof. I. White, Prof. R. Penty University of Cardiff, U.K., Dr. P. Borri Bookham Ltd., Caswell, U.K., Dr. M. Wall University of Cincinnati, Ohio, USA, Prof. H.-P. Wagner University of Cork, Tyndall Center, Ireland, Prof. E. O’Reilly, Prof. P. Townsend Universität Dortmund, Germany, Prof. U. Woggon, Qimonda GmbH, Dresden, Germany, Dr. C. Ludwig Technische Universiteit Eindhoven, The Netherlands, Prof. M. Kœnrad University of Central Florida, USA, Prof. D.G. Deppe Technische Universität Bergakademie Freiberg, Germany, Prof. T. Mikolajick Universität Karlsruhe, Germany, Prof. D. Gerthsen University of Lancaster, U.K., Prof. M. Hayne Universität Leipzig, Germany, Prof. M. Grundmann Katholieke Universiteit Leuven, The Netherlands, Prof. V. Moshchalkov Universität Linz, Austria, Prof. G. Bauer, Dr. A. Darhuber Lund University, Sweden, Prof. L. Samuelson Universität Magdeburg, Germany, Prof. J. Christen, Prof. A. Krost University of Michigan, USA, Prof. P.K. Bhattacharya University of Nottingham, U.K., Prof. L. Eaves, Dr. M. Henini Institute of Semiconductor Physics, Novosibirsk, Russia, Prof. V.A. Gaysler Osram Opto Semiconductor GmbH, Regensburg, Germany, Dr. C. Fricke University of Ottawa, Canada, Dr. M.V.P. Kalosha INTEL, Santa Clara, USA, Dr. B. Caparo, Dr. I. Young, Dr. C. Krautschik University of Sheffield, U.K., Prof. M. Skolnick, Prof. D. Mowbray A.F. Ioffe Physico-Technical Institute and St. Petersburg Center of Research and Education of RAS, St. Petersburg, Russia, Prof. Zh. I. Alferov, Prof. V.M. Ustinov KTH Stockholm, Sweden, Prof. L. Thylen University of Tampere, Finland, Prof. O. Okhotnikov, Prof. M. Pessa The University of Tokyo, Japan, Prof. Y. Arakawa Tokyo Institute of Technology, Japan, Prof. T. Kamiya 36 Department II Max-Planck-Institut für Festkörperforschung, Stuttgart, Germany, Dr. Siegmar Roth Centro Atomico, Bariloche, Argentinia, Prof. Dr. Alex Fainstein Forschungszentrum Karlsruhe, Dr. Frank Hennrich Forschungszentrum Karlsruhe, Dr. Ralph Krupke University of Cambridge, Prof. Dr. John Robertson Freie Universität Berlin, Prof. Dr. Stephanie Reich University of Technology Sydney, Australia, Dr. Matthew Phillips Belarus State University, Minsk, Belarus, Dr. M. V. P. Kalosha Institute for Nuclear Problems, Minsk, Belarus, Prof. S. Maksimenko, Dr. G. Ya. Slepyan CNRS Université Montpellier, France, Prof. B. Gil, Dr. B. Daudin Aixtron AG, Aachen, Germany, Priv. Doz. Dr. M. Heuken Universität Gießen, Germany, Prof. B.K. Meyer Otto-von-Guericke Universität, Magdeburg, Germany, Prof. J. Christen OSRAM Opto Semiconductors GmbH, Regensburg, Germany, Dr. C. Fricke Walter Schottky Institut München, Germany, Prof. M. Stutzmann University of Tokyo, Japan, Prof. Yasuhiko Arakawa Mie University, Japan, Prof. K. Hiramatsu A.F. Ioffe Physico-Technical Institute, St. Petersburg, Russia, Prof. Zh.I. Alferov Novosibirsk State Technical University, Russia, Prof. O. V. Kibis Universidade de Aveiro, Portugal, Prof. Nikolaus Sobolev Instituto de Cienca de materiales, Consejo, Barcelona, Spain, Prof. Dr. Alejandro Goñi, Prof. Dr. Pablo Ordejón University of Pretoria, South Africa, Prof. Dr. Herbert Willi Kunert University of Exceter, United Kingdom, Dr. A. Plaut, Dr. M. E. Portnoi National Center for Electron Microscopy, Berkley, California, USA, Dr. Christian Kieselowski Georgia State University, Atlanta, USA, Prof. Dr. Nikolaus Dietz School of Materials Science and Engineering, Georgia Institute of Technology Atlanta, USA, Prof. I. T. Ferguson North Carolina State University, Raleigh, USA, Dr. James L. Oblinger Massachusetts Institute of Technology, Cambridge, USA, Prof. Dr. Stephanie Reich North Carolina State University, Raleigh, USA, Prof. Dr. Zlatko Sitar 37 Department III Carnegie-Mellon University, Pittsburgh, USA, Prof. R.M. Feenstra Ferdinand-Braun-Institut für Hochfrequenztechnik, Berlin, Germany, PD Dr. M. Weyers, Dr. P. Crump Forschungszentrum Jülich, Germany, PD Dr. P. Ebert Fraunhofer-Institut für Nachrichtentechnik - Heinrich-Hertz-Institut, Berlin, Germany, Dr. H. Künzel Freie Universität Berlin, Germany, Prof. G. Kaindl Fritz-Haber-Institut, Berlin, Germany, Prof. K. Horn, Prof. K. Jacobi, Prof. M. Scheffler Helmholtz-Zentrum Berlin für Materialien und Energie, Germany, Dr. S. Sadewasser LaTrobe University, Australia, Prof. J.D. Riley, E. Huwald, P. Stojanov Max-Planck-Institut für Fertkörperforschung, Stuttgart, Germany, Dr. O.G. Schmidt, Prof. K. Kern Paul-Drude-Institut, Berlin, Germany, Dr. L. Geelhaar, Prof. H. Riechert Technische Universität Dresden, Germany, Prof. C. Laubschat, Dr. S.L. Molodtsov, Dr. D. Vyalikh Universität Magdeburg, Germany, Prof. A. Krost Universität Marburg, Germany, PD Dr. K. Volz, Prof. W. Stolz University of Cambridge, United Kingdom, I. Farrer, Prof. D. A. Ritchie University of New Mexico, USA, Prof. D. Huffaker, Dr. G. Balakrishnan University of Sheffield, United Kingdom, Prof. M. Hopkinson University of Texas, Austin, USA, Prof. C.K. Shih Department IV Aixtron AG, Aachen, Germany, Prof. Dr. M Heuken, Alcatel Thales III-V Lab, Marcoussis, France, Dr. Marie Antoinette di Forte Poisson Anan National College of Technology, Tokushima, Japan, Prof. Tomoya Konishi BESSY Berlin, Germany, Dr. Walter Braun, CNRS, Délégation de Normandie, France, Dr. Pierre Ruterana DELTA (Dortmunder ELekTronenspeicherring-Anlage), Zentrum für Synchrotronstrahlung, Technische Universität Dortmund, Germany, Prof. Dr. Karsten Westphal Ecole Polytechnique Fédérale de Lausanne, Switzerland, Prof. Dr. N. Grandjean ETH Zürich, Integrated Systems Laboratory, Switzerland, Prof. Dr, Bernd Witzigmann Ferdinan-Braun-Institut für Höchstfrequenztechnik, Berlin, Germany, Prof. Dr. G. Tränkle Fraunhofer Instite for Applied Solid State Physics (IAF), Freiburg, Germany, Prof. Dr. Wagner Friedrich-Schiller-Universität, Jena, Germany, Prof. Dr. Friedhelm Bechstedt Institute for Analytical Sciences, Berlin and Dortmud, Germany, Prof. Dr. N. Esser Kompetenzzentrum Wasser Berlin, Berlin, Germany, Dr. Boris Lesjean LayTec GmbH, Berlin, Germany, Dr. T. Zettler National Technical University, Athens, Greece, Prof. Dr. Papadimitriou 38 Norwegian University of Science and Technology, Trondheim, Norway, Prof. B.O. Fimland NUSOD Institute LLC, Newark, USA, Prof. Dr. J. Pipirek Osram Opto Semiconductors GmbH, Regensburg, Germany, Dr. H.-J. Lugauer Otto-von-Guericke University Magdeburg, Institute of Experimental Physics, Magdeburg, Germany, Prof. Dr. J. Christen & Prof. Dr. A. Krost Palo Alto Research Center, Califonia, USA, Dr. Noble M. Johnson Philips Research, Eindhoven, The Netherlands, Dr. Ruud Balkenende Sandia National Laboratories, Albuquerque, New Mexcio, USA, Prof. Weng Chow Semiconductor Technology Research, Inc. (STR), Richmond, USA, Dr. S.U. Karpov Sungkyunkwan Universtiy, Suwon Korea, Rep. Südkorea, Duc van Dinh Tata Institute of Fundamental Research, Tokushima, India, Prof. Dr. Bhattacharya Technische Universität Ilmenau, Germany, Dr. Ruediger Goldhahn Thomas Swan Scientific Equipment Ltd., Consett, UK, Dr. Bernd Schulte Trinity College, The University of Dublin, Irland, Prof. John Mc Gilp TU Braunschweig. Institute of Applied Physics, Prof. Dr. A. Hangleiter Ulm University, Institute of Optoelectronics, Prof. Dr. F. Scholz Universidade Federal do ABC, Santo Andre, Brazil, Prof. Dr. Ronei Mioto Università degli studi di Parma, Italy, Prof. L. Tarricone Università degli Studi di Roma II "Tor Vergata", Italy, Prof. Dr. Wolfgang Richter Universitad Politecnica de Madrid, Spain, Dr. M.A. Sanchez-García Universität Göttingen, IV. Physikalisches Insitut, Germany, Dr. Martin Wenderoth Universität Paderborn, Germany, Prof. Dr. Gero Schmidt Universität Stuttgart, Institut für Halbleiteroptik und Funktionelle Grenzflächen, Germany, Prof. Dr. P. Michler, Dr. M. Jetter Universität Stuttgart, Institut für Strahlwerkzeuge (IFSW), Dr. U. Brauch University of Bologna, Italy, Prof. Anna Cavallini University of Liverpool, UK, Prof. Dr. Peter Weightman, Dr. D. Martin University of Strathclyde, Glasgow, UK, Dr. Carol Trager-Cowan University of Warwick, UK, Prof. Chris McConville University Regensburg, Inst. of Experimental and Applied Physics, Germany, Dr. U. Schwarz Yale University, New Haven, USA, Prof. Dr. Richard K. Chang Veolia Water, Anjou Recherche, Drinking Water & Membranes Technologies Dept., Maisons-Laffitte, France, Florencio Martin 39 7. TEACHING Internal faculty members Selected Topics of Solid State Physics D. Bimberg, C. Thomsen, M. Kneissl Applied Physics I + II D. Bimberg, U.W. Pohl, A. Hoffmann, M. Weyers Seminar on Photonics: Materials, Devices, Systems D. Bimberg, A. Hoffmann, F. Hopfer, U.W. Pohl, A. Strittmatter Lab Course in Methods of Applied Physics I and II D. Bimberg Lab Course in Advanced Experimental Physics D. Bimberg, M. Dähne, A. Hoffmann, C. Thomsen, M. Kneissl Semiconductor Epitaxy U. W. Pohl Experimental Physics I + II M. Dähne Experimental Physics V M. Dähne Seminar on Surfaces, Interfaces and Nanostructures M. Dähne, H. Eisele, J. Grabowski, L. Ivanova, A. Lenz, R. Timm, M. Wanke Physics for Chemists and Food Chemists R. Timm Introduction to the Basics of Magnetic Resonance Spectroscopy W. Gehlhoff Macroscopic Quantum Phenomena in Solid State Physics A. Hoffmann Modern Methods of Solid State Physics A. Hoffmann Solid State Physics I + II M. Kneissl, P. Vogt, M. Pristovsek Lab Course in Solid State Physics I + II M. Kneissl, P. Vogt, M. Pristovsek Seminar series “Physics of Semiconductor Interfaces and Heterostructures” M. Kneissl, W.Richter, P .Vogt Seminar series “Modern concepts in optoelectronics” M. Kneissl, M. Pristovsek Lab Course in Advanced Experimental Physics M. Kneissl, D. Bimberg, M. Dähne, C. Thomsen 40 Introduction to Physics for Engineering Students I + II C. Thomsen Introduction to Physics: Problems Solving for Graduate Students and Advanced Diploma Students C. Thomsen Special Topics in Physics for Engineering Students C. Thomsen Special Topics in Semiconductor and Nanotube Research C. Thomsen External faculty members Physics for Chemists and Food Chemists I + II N. Esser, N. Nickel Physics of Electronic Devices R. Germer Physics of Organs of Perception R. Germer Ultrasonics and Phonons R. Germer Organic Semiconductors T. Kampen Electrochemical Nanotechnology H.-J. Lewerenz Photovoltaic Solar Cells H.-J. Lewerenz Surface Physical Research on Energy Converted Semiconductor Structures H.-J. Lewerenz Basic principles of photovoltaic solar cells N. Nickel Hydrogen in Solid States N. Nickel Applied Surface Physic: Electron- and Photo-Optical Surface Analysis and Application in Non-Linear Dynamic H.-H. Rotermund, C. Punct Neutrons as an Efficient Tool to Investigate Condensed Matter K. Siemensmeyer, B. Lake Neutron Scattering and Dynamics of Condensed Matter K. Siemensmeyer, B. Lake Advanced Magnetism A. Tennant Selective Sections of Neutron Scattering (Magnetism, Phase Transformations) A. Tennant 41 Introduction to Physics for Engineering Students C. Thomsen, H. Grahn Introduction to X-ray- and Neutron Computed Tomography W. Treimer 42 43 8. PATENTS Data transmission optoelectronic device Europäische Patentanmeldung: AZ: 07 000 661.4 (13.01.2007) US Patentanmeldung: AZ: 12/118.327 (09.05.2008) Japanische Patentanmeldung Nr. 2008-162441 (18.08.2008) Nicolai N. Ledentsov, Vitaly A. Shchukin, Dieter Bimberg Verfahren und Anordnung zum Abtasten optischer Signale und zum Bilden entsprechender Abtastwerte Internationale Patentanmeldung Nr. PCT/DE2007/001662 (19.09.2007) Holger Quast, Dieter Bimberg Speicherzelle und Verfahren zum Speichern von Daten Internationale Patentanmeldung Nr. PCT/DE2007/002182 (03.12.2007) Martin Geller, Andreas Marent, Dieter Bimberg Single-photon source and method for production and operation thereof US Patentanmeldung: AZ: FIS-IP103 (03.07.2008) Anatol Lochmann, Robert Seguin, Dieter Bimberg, Sven Rodt Photonenpaarquelle und Verfahren zu deren Herstellung Deutsche Patentanmeldung Nr. 10 2008 036 400.2-33 (01.08.2008) Andrei Schliwa, Momme Winkelnkemper, Dieter Bimberg 44 45 9. 9.1 SCIENTIFIC ACTIVITIES Department I Prof. Dr. phil. nat. Dieter Bimberg 9.1.0 Staff Secretary Ulrike Grupe Technical staff Jörg Döhring Ilona Gründler Dipl.-Ing. Bernd Ludwig Dipl.-Krist. Kathrin Schatke Dipl.-Ing. Bernhard Tierock Permanent guest scientists Prof. Dr. Jürgen Christen Priv.-Doz. Dr. Armin Dadgar Prof. Dr. Gadi Eisenstein Dr. Jungho Kim (until 31.07.2008) Prof. Dr. Alois Krost Prof. Dr. Nicolai N. Ledentsov Dr. Vitali A. Shchukin Principal scientists Prof. Dr. Wolfgang Gehlhoff Dr. Friedhelm Hopfer Priv.-Doz. Dr. Udo Pohl Dr. André Strittmatter Senior scientists Dr. Martin Geller (until 31.12.2007) Dr. Matthias Kuntz (until 30.09.2007) Dr. Matthias Lämmlin (until 31.03.2008) Dr. Holger Quast (until 31.03.2007) Dr. Sven Rodt Dr. Andrei Schliwa Dr. Robert Seguin (until 31.03.2008) Dr. Momme Winkelnkemper 46 PhD candidates Dipl.-Phys. Gerrit Fiol Dipl.-Phys. Martin Geller (until 12.04.2007) Dipl.-Phys. Tim Germann Dipl.-Phys. Thorsten Kettler Dipl.-Phys. Anatol Lochmann Dipl.-Phys. Andreas Marent Dipl.-Phys. Christian Meuer Dipl.-Phys. Philip Moser Dipl.-Phys. Alex Mutig Dipl.-Phys. Tobias Nowozin Dipl.-Phys. Irina Ostapenko Dipl.-Phys. Kristijan Posilovic Dipl.-Phys. Konstantin Pötschke Dipl.-Phys. Andrei Schliwa (until 27.04.2007) Dipl.-Phys. Oliver Schulz (until 05.06.2007) Dipl.-Phys. Robert Seguin (until 28.01.2008) Dipl.-Phys. Elisabeth Siebert (until 31.12.2008) Dipl.-Phys. Erik Stock Dipl.-Phys. Gernot Stracke Dipl.-Phys. Mirko Stubenrauch Dipl.-Phys. Waldemar Unrau Dipl.-Phys. Till Warming Dipl.-Phys. Momme Winkelnkemper (until 07.11.2008) Diploma students Dejan Arsenijevic Max Feucker (until 30.09.2007) Johannes Gelze Tim Germann (until 11.02.2007) Gerald Hönig Sven Liebich (until 26.02.2008) Gang Lou Franziska Luckert (until 26.09.2008) Philip Moser (until 17.07.2008) Michael Christopher Münnix (until 16.06.2008) Tobias Nowozin (until 09.05.2008) Johannes Pohl (until 19.12.2008) Holger Schmeckebier Daniel Seidlitz Elisabeth Siebert (until 01.07.2008) Mirko Stubenrauch (until 03.07.2008) Jan Amaru Töfflinger Philip Wolf Clemens Wündisch (until 11.01.2007) 47 9.1.1 Summary of activities The activities of the department are grouped into five mutually connected research areas with complementary objectives: epitaxy of novel nano- and heterostructures, physics of nanostructures, nanophotonics, high-frequency photonics, and paramagnetic and cyclotron resonance. The Center of Nanophotonics was expanded by the aquisistion of one of the finest electron microscopes which is presently on the world market: the Zeiss Ultra 55. Now instantaneous and precise control after each single processing-step is possible. Based on our own design our workshop constructed a novel set-up for fabricating the oxide apertures of our VCSELs and single/Entangled Photon Emitters – including in-situ control, another decisive step towards better process control. Addition of a sensor-system measuring the surface temperature of a wafer during MOCVDgrowth allows much more controlled and reproducible development of novel nanostructures and wafers for devices based there-upon. The sensor-system was developed by our start-up company LayTec GmbH, headed by Dr. Th. Zettler, which commemorated recently its 10th birthday. Improved homogenity across the wafer and run-to-run reproducibility presents a permanent challenge and is decisive for rapid tests of novel device ideas, having limited resources of researchers and consumables. Acquisition of one of the most powerful bit pattern generators, the SHF 12100, and bit error analyzers, the SHF 11100, was made possible by DFG, TUB and SHF, whose CEO, Dr. F. Hieronymi, received his Ph.D. in 1994 at TUB for his research on high speed MSM detectors. The physics of formation of nanostructures at surfaces of varying orientations still presents a major theoretical challenge. An important step towards a better understanding was obtained by studying the time-evolution of the island-size distribution-function, using an approach based on the Fokker-Planck equation. The competion between chemical potential drift and thermal diffusion broadening of the island-size distribution results in Gaussian-like metastable states. Fabrication of uniformly sized quantum-dot arrays with size selectivity can be achived as a result of this study. Optically pumped semiconductor disk lasers for wavelengths ranging from 950 to 1210 nm were grown for the first time based on quantum dots and investigated in detail. Both, the submonolayer (SML) growth-mode and the Stranski-Krastanow growth-mode were employed for the active layers. An output-power of up to 1.4 W at continuous wave-operation was achieved for InAs/GaAs-SML active layers emitting at 1040 nm. The results were obtained within the European FP 6 “NATAL”-consortium and may lead to novel generations of disk lasers. The „New Scientist“ hailed results of our nanoflash research program as the potential “holy grail” of future semiconductor nano-memories 106 years hole storage time were extrapolated for GaSb/AlAs quantum dot memory structures. For GaSb/GaAs and InAs/GaAs quantum dot structures write-times between 6 and 14 ns were demonstrated, being independent of the storage time of the carriers. Piezo-electric effects in both, InGaAs/GaAs and InGaN/GaN quantum dots, were in the center of our research on electronics states of quantum dots in the past two years. The balance of linear and quadratic parts of the piezo-electric fields was found to depend strongly on the quantum dot’s shape and composition for the InGaAs/GaAs material system. 48 After deriving a consistent set of band-parameters for the group-III-nitrides, AlN, GaN and InN, we use them as input for performing realistic eight-band k•p electronic structure calculations for InGaN/GaN quantum dots. The polarization of excitonic recombination lines from these quantum dots, as observed by us for the first time, could be consistently explained by these calculations relating them to transistions connected with the A- or the B-valencebands in these wurtzite materials. Discovery and theoretical understanding of single q-bit emission from InGaN quantum dots might well lead to the development of electrically-driven single-photon emitters (q-bit emitters) at room temperature some day. Such a q-bit emitter operating at low temperatures was demonstrated for single InAsquantum dots, inserted in an electrically driven LED, using an oxide aperture for current confinement. To facilitate the future development of resonant cavity LEDs, using the Purcelleffect for enhancing emission intensity and modulation speed, a detailed study of exchange interaction was performed. It showed that the fine-structure splitting is a function of QD size and led to precise predictions, which size and composition of quantum dots are to be used in the future for such devices. Realization of complete temperature independence of the resonance transparency wavelength in a planar multi-layer tilted-cavity wave-guide is decisive for future semiconductor lasers. We discovered that temperature independence can be achieved, if the first derivative of the refractive index with respect to temperature is positive and a non-linear function of the alloycomposition. Design predictions were derived and applied to the development of high-power wavelength-stabilized tilted-cavity lasers emitting at 970 nm and showing side-mode suppression ratios of more than 40 dB. The small-signal modulation band-width of these devices was found at 3.5 GHz. S-parameter measurements indicate much higher frequencies for more advanced processing and/or shorter cavity wavelength. One-dimensional photonic-crystal lasers emitting in the 850 nm range were developed and showed extremely high internal quantum efficiency of 93 % and a narrow vertical beam divergence of 7.1°. Their brightness of 3 x 108 cm–2 /sr –1 is considered as being recordbreaking. Ultra-high-speed edge-emitting lasers and amplifiers for future 100 Gbit Ethernet systems stood in the center of other research. The ultra-low relative intensity noise observed for InAs/GaAs quantum dot lasers was found to be correlated with the highly damped modulation response we observered previously. This work, which was done in collaboraton with Technion, Haifa, led to the bestowal of the Israeli Wolf-Prize for young scientists to Amir Capua. The damping was explained and understood theoretically at the same time, based on microscopic calculations of Coulomb scattering rates, describing Auger transistions between quantum dots and the wetting layer. These investigations were performed in collaboration with scientists of our Institute of Theoretical Physics. Hybride and passive mode-locking of quantum-dot lasers, presently with repetition rates up to 80 GHz, might present another essential device for the 100 G Ethernet. We discovered and studied the possibility of obtaining sub-picosecond pulse-width and ultra-low timing jitter below 200 fs. Quantum-dot based amplifiers probed by our own mode-locked lasers for O-band optical fibre applications, exhibited close-to-ideal noise figures of 4 dB and multi-wavelength amplification according to CWDM standards. Pulse-broadening of a few hundred femtoseconds only was observed for such amplifiers. Most recently cross-gain modulation at 40 GHz was demonstrated by us for QD-SOAs and theoretically modelled. This work was done in the framework of the European FP 6-programs “TRIUMPH” and “SANDiE”, in collaboration with our partners. Optical interconnects for short distances, ranging from local area networks and computermemory to board-to-board interconnects, present another center of research of our group. Our modelling shows that open-eyes beyond 20 Gbit/s operation with bit-error rates better 49 than 10-12 can be achieved up to very high temperatures. In fact, we recently reported such operation of 980 nm-VCSELs up to 120 °C and observed operation up to 32 Gbit/s at 25 °C. Still higher large signal modulation should be obtained using a novel patented concept, based on VCSELs coupled to an electro-optical modulator, if this modulator is placed in the resonant cavity. We have presently obtained 60 GHz electrical and about 35 GHz optical bandwidth, limited by photo-detector response. The further development of these ideas will be in the center of the work for the next years. 50 51 9.1.2 Books Semiconductor Nanostructures D. Bimberg (Ed.) Nanoscience and Technology, Springer Verlag, Berlin, Heidelberg, 2008 (ISBN 978-3-540-77898-1) 9.1.3 Publications The abstracts of papers marked by* are reprinted in section 9.1.7 a) Novel Nano- and Heterostructures 1.* Epitaxy of multimodal InAs/GaAs quantum dot ensembles K. Pötschke, U.W. Pohl , D. Feise, and D. Bimberg Proc. of ICMOVPE-XIII, Miyazaki, Japan, May 2006, Special issue of Journal of Crystal Growth (K. Onabe, A. Usui, and N. Kobayashi, Eds.) 298, 567 (2007) 2. InAs/InP quantum dots (QD): From fundamental understanding to coupled QD 1.55 µm laser applications C. Cornet, M. Hayne, A. Schliwa, F. Doré, J. Even, D. Bimberg, V.V. Moshchalkov, and S. Loualiche Phys. Stat. Sol. (c) 4 (2), 458 (2007) 3. MBE-grown metamorphic lasers for applications at telecom wavelengths N.N. Ledentsov, V.A. Shchukin, T. Kettler, K. Posilovic, D. Bimberg, L.Ya. Karachinsky, A.Yu. Gladyshev, M.V. Maximov, I.I. Novikov, Yu.M. Shernyakov, A.E. Zhukov, V.M. Ustinov, A.R. Kovsh Proc. of MBE-14, Tokyo, Japan, September 2006, Special issue of Journal of Crystal Growth (J. Yoshino, H. Akinaga, and H. Asahi, Eds.) 301-2, 914 (2007) 4. MBE-grown ultra-large aperture single mode single-wavelength vertical-cavity surface-emitting laser with all-epitaxial filter section S. Blokhin, L. Karachinsky, I. Novikov, S. Kuznetsov, Yu. Shernyakov, M. Maximov, A. Mutig, F. Hopfer, A. Kovsh, S. Mikhrin, I. Krestnikov, D. Livshits, V. Ustinov, N. Ledentsov, and D. Bimberg Proc. of MBE-14, Tokyo, Japan, September 2006, Special issue of Journal of Crystal Growth (J. Yoshino, H. Akinaga, and H. Asahi, Eds.) 301-2, 945 (2007) 5. Merging nanoepitaxy and nanophotonics N.N. Ledentsov, V.A. Shchukin, D. Bimberg Future Trends in Microelectronics, Up to the Nanocreek (S. Luryi, J. Xu, A.Zaslavsky, Eds.), pp. 401 (2007) 6.* Metastable states of surface nanostructure arrays studied using a Fokker-Planck equation T.P. Munt, D.E. Jesson, V.A. Shchukin, and D. Bimberg Physical Review B 75, 85422 (2007) 7. MOCVD of InGaAs/GaAs quantum dots for lasers emitting close to 1.3 µm T.D. Germann, A. Strittmatter, T. Kettler, K. Posilovic, U.W. Pohl, and D. Bimberg Proc. of ICMOVPE-XIII, Miyazaki, Japan, May 2006, Special issue of Journal of Crystal Growth (K. Onabe, A. Usui, and N. Kobayashi, Eds.) 298, 591 (2007) 52 8. Recombination characteristics of the proton and neutron irradiated semiinsulating GaN structures E. Gaubas, J. Vaitkus, K. Kazlauskas, A. Žukauskas, J. Grant, R. Bates, V. O'shea, A. Strittmatter, D. Bimberg, and P. Gibart Proc. of RESMDD-6, Florence, Italy, October 2006, Nuclear Instruments and Methods in Physics Research Section A: Accelerators, Spectrometers, Detectors and Associated Equipment 583 (1), 181 (2007) 9. Submonolayer quantum dots for high speed surface emitting lasers N.N. Ledentsov, D. Bimberg, F. Hopfer, A. Mutig, V.A. Shchukin, A.V. Savel’ev, G. Fiol, E. Stock, H. Eisele, M. Dähne, D. Gerthsen, U. Fischer, D. Litvinov, A. Rosenauer, S.S. Mikhrin, A.R. Kovsh, N.D. Zakharov, and P. Werner Nanoscale Research Letters 2, 417 (2007) 10. 1040 nm vertical external cavity surface emitting laser based on InGaAs quantum dots grown in Stranski-Krastanow regime A. Strittmatter, T.D. Germann, J. Pohl, U.W. Pohl, D. Bimberg, J. Rautiainen, M. Guina, and O.G. Okhotnikov Electr. Lett. 44 (4), 290 (2008) 11. Effect of excitation level on the optical properties of GaAs/AlGaO microdisks with an active region containing InAs quantum dots A.M. Nadtochiy, S.A. Blokhin, A.V. Sakharov, M.M. Kulagina, Y.M. Zadiranov, N.Y. Gordeev, M.V. Maksimov, V.M. Ustinov, N.N. Ledentsov, E. Stock, T. Warming, and D. Bimberg Semiconductors 42 (10), 1228 (2008) 12. InAs/GaAs quantum qots with multimodal size distribution U.W. Pohl Chapter 3 in “Self-assembled quantum dots” (Z. M. Wang, Ed.) pp. 43 – 66, Springer, New York (2008) 13.* Progress in epitaxial growth and performance of quantum dot and quantum wire lasers N.N. Ledentsov, D. Bimberg, and Z.I. Alferov Journal of Lightwave Technology 26 (9-12), 1540 (2008) 14.* Quantum-dot semiconductor disk lasers T.D. Germann, A. Strittmatter, U.W. Pohl, D. Bimberg, J. Rautiainen, M. Guina, O.G. Okhotnikov Proc. of ICMOVPE-XIV, Metz, France, June 2008, Special issue of Journal of Crystal Growth (F. Scholz, S. Irvine, and B. Mullin, Eds.) 310 (23), 5182 (2008) 15. Structural investigation of InAs /GaAs dots-in-a-well nanostructures A. Lenz, H. Eisele, R. Timm, L. Ivanova, H.-Y. Liu, M. Hopkinson, U. W. Pohl, M. Dähne Physica E 40, 1988 (2008) 53 16. Suppression of the wavelength blue shift during overgrowth of InGaAs-based quantum dots A. Strittmatter, T.D. Germann, T. Kettler, K. Posilovic, J. Pohl, U.W. Pohl, and D. Bimberg Proc. of ICMOVPE-XIV, Metz, France, June 2008, Special issue of Journal of Crystal Growth (F. Scholz, S. Irvine, and B. Mullin, Eds.) 310 (23), 5066 (2008) 17. Temperature-stable operation of a quantum dot semiconductor disk laser T.D. Germann, A. Strittmatter, J. Pohl, U.W. Pohl, D. Bimberg, J. Rautiainen, M. Guina, and O.G. Okhotnikov Appl. Phys. Lett. 93, 51104 (2008) b) Physics of Nanostructures 18.* 106 years extrapolated hole storage time in GaSb/AlAs quantum dots A. Marent, M. Geller, A. Schliwa, D. Feise, K. Pötschke, D. Bimberg, N. Akçay, and N. Öncan Appl. Phys. Lett. 91, 242109 (2007) 19. Complete ground state gain recovery after ultrashort double pulses in quantum dot based semiconductor optical amplifier S. Dommers, V.V. Temnov, U. Woggon, J. Gomis, J. Martinez-Pastor, M. Lämmlin, D. Bimberg Appl. Phys. Lett. 90, 33508 (2007) 20. Dependence of the band-gap pressure coefficients of self-assembled InAs/GaAs quantum dots on the quantum dot size C. Kristukat, A.R. Goñi, K. Pötschke, D. Bimberg, and C. Thomsen Phys. Stat. Sol. (b) 244 (1), 53 (2007) 21. Determination of quantum dot morphology from magnetooptical properties V. Křapek, A. Schliwa, and D. Bimberg Acta Physica Polonica A 112 (2), 339 (2007) 22. Direct observation of charge-carrier capture in an array of self-assembled InAs/GaAs quantum dots V.I. Zubkov, I.S. Shulgunova, A.V. Solomonov, M. Geller, A. Marent, D. Bimberg, A.E. Zhukov, E.S. Semenova, and V.M. Ustinov Bulletin of the Russian Academy of Sciences: Physics 71 (1), 106 (2007) 23.* Impact of size, shape, and composition on piezoelectric effects and electronic properties of In(Ga)As/GaAs quantum dots A. Schliwa, M. Winkelnkemper, and D. Bimberg Physical Review B 76, 205324 (2007) 24. Magnetooptical properties of quantum dots: Influence of the piezoelectric field V. Křápek, A. Schliwa, and D. Bimberg Proc. of EP2DS-17, Genova, Italy, July 2007, Special issue of Physica E: Low-Dimensional Systems & Nanostructures (G. Goldoni and L. Sorba, Eds.) 40 (5), 1163 (2007) 54 25. Nanostructures for nanoelectronics: No potential for room temperature applications ? M. Geller, F. Hopfer, D. Bimberg Proc. of LDSD 2007, San Andres, Columbia, April 2007, Special issue of Microelectronics Journal (M. Henini, I. Hernández-Calderón, Eds.) 39 (3-4), 302 (2007) 26.* Polarized emission lines from A- and B-type excitonic complexes in single InGaN/GaN quantum dots M. Winkelnkemper, R. Seguin, S. Rodt, A. Schliwa, L. Reissmann, A. Strittmatter, A. Hoffmann, D. Bimberg J. Appl. Phys. 101, 113708 (2007) 27. Relaxation dynamics of bimodally distributed CdSe quantum dots P. Bajracharya, T.A. Nguyen, S. Mackowski, L.M. Smith, H.P. Wagner, U.W. Pohl, D. Bimberg, M. Strassburg Physical Review B 75, 35321 (2007) 28. Semianalytical evaluation of linear and nonlinear piezoelectric potentials for quantum nanostructures with axial symmetry J. Even, F. Dore, C. Cornet, L. Pedesseau, A. Schliwa, and D. Bimberg Appl. Phys. Lett. 91, 122112 (2007) 29. Size-dependent binding energies and fine-structure splitting of excitonic complexes in single InAs/GaAs quantum dots S. Rodt, R. Seguin, A. Schliwa, F. Guffarth, K. Pötschke, U.W. Pohl, D. Bimberg J. of Luminescence 122, 735 (2007) 30. Theoretical study of electronic and optical properties of inverted GaAs/AlxGa1-xAs quantum dots with smoothed interfaces in an external magnetic field V. Mlinar, A. Schliwa, D. Bimberg, and F.M. Peeters Physical Review B 75, 205308 (2007) 31. Towards a universal memory based on self-organized quantum dots A. Marent, M. Geller, D. Feise, K. Pötschke, and D. Bimberg Proc. of MSS-13, Genova, Italy, July 2007, Special issue of Physica E: Low-Dimensional Systems & Nanostructures (G. Goldoni and L. Sorba, Eds.) 40 (6), 1811 (2007) 32.* A write time of 6 ns for quantum dot–based memory structures M. Geller, A. Marent, T. Nowozin, D. Bimberg, N. Akçay, and N. Öncan Appl. Phys. Lett. 92, 92108 (2008) 33.* Consistent set of band parameters for the group-III nitrides AlN, GaN, and InN P. Rinke, M. Winkelnkemper, A. Qteish, D. Bimberg, J. Neugebauer, and M. Scheffler Physical Review B 77, 075202 (2008) 34.* Decay dynamics of neutral and charged excitonic complexes in single InAs/GaAs quantum dots M. Feucker, R. Seguin, S. Rodt, A. Hoffmann, and D. Bimberg Appl. Phys. Lett. 92, 63116 (2008) 55 35. Excitonic Mott transition in type-II quantum dots B. Bansal, M. Hayne, M. Geller, D. Bimberg, V.V. Moshchalkov Physical Review B 77, 241304 (2008) 36. From k•p to atomic calculations applied to semiconductor heterostructures L. Pedesseau, C. Cornet, F. Doré, J. Even, A. Schliwa, and D. Bimberg Journal of Physics.: Conf. Ser. 107, 12009 (2008) 37.* GaN/AlN quantum dots for single qubit emitters M. Winkelnkemper, R. Seguin, S. Rodt, A. Hoffmann, and D. Bimberg Journal of Physics: Condensed Matter 20, 454211 (2008) 38.* Impact of Coulomb scattering on the ultrafast gain recovery in InGaAs quantum dots J. Gomis-Bresco, S. Dommers, V.V. Temnov, and U. Woggon, M. Laemmlin, D. Bimberg, E. Malić, M. Richter, E. Schöll, and A. Knorr Physical Review Letters 101, 256803 (2008) 39. InGaAs quantum dot population and polarisation dynamics for ultrafast pulse train amplification J. Gomis-Bresco, S. Dommers, V. Temnov, U. Woggon, M. Laemmlin, D. Bimberg, E. Malić, M. Richter, E. Schöll, A. Knorr IEEE Proc. of CLEO/QELSC, San Jose, USA, May 2008, Vol. 1-9, 3599 (2008) 40. Model of Raman scattering in self-assembled InAs/GaAs quantum dots S.N. Klimin, V.M. Fomin, J.T. Devreese, and D. Bimberg Physical Review B 77, 45307 (2008) 41.* Onion-like growth and inverted many-particle energies in quantum dots D. Bimberg Applied Surface Science 255, 799 (2008) 42. Origin of the broad lifetime distribution of localized excitons in InGaN/GaN quantum dots M. Winkelnkemper, M. Dworzak, T.P. Bartel, A. Strittmatter, A. Hoffmann, and D. Bimberg Phys. Stat. Sol. (b) 245 (12), 2766 (2008) 43. Polarized emission lines from single InGaN/GaN quantum dots: Role of the valence band structure of Wurtzite group-III nitrides M. Winkelnkemper, R. Seguin, S. Rodt, A. Schliwa, L. Reissmann, A. Strittmatter, A. Hoffmann, D. Bimberg Proc. of MSS-13, Genova, Italy, July 2007, Special issue of Physica E: LowDimensional Systems & Nanostructures (G. Goldoni and L. Sorba, Eds.) 40 (6), 2217 (2008) 44. Self-organized quantum dots for future semiconductor memories M. Geller, A. Marent, T. Nowozin, and D. Bimberg Journal of Physics: Condensed Matter 20, 454202 (2008) 45.* Size-tunable exchange interaction in InAs/GaAs quantum dots U.W. Pohl, A. Schliwa, R. Seguin, S. Rodt, K. Pötschke, D. Bimberg Adv. in Sol. State Phys. (R. Haug, Ed.) 46, 45 (2008) 56 46. A novel nonvolatile memory based on self-organized quantum dots A. Marent, M. Geller, D. Bimberg Microelectronics Journal , in press (2009) c) Nanophotonics 47. A high-power 975 nm tilted cavity laser with a 0.13 nm K-1 thermal shift of the lasing wavelength V.A. Shchukin, N.N. Ledentsov, L.Ya. Karachinsky, I.I. Novikov, Yu.M. Shernyakov, N.Yu. Gordeev, M.V. Maximov, M.B. Lifshits, A.V. Savelyev, A.R. Kovsh, I.L. Krestnikov, S.S. Mikhrin, and D. Bimberg Semiconductor Science and Technology 22, 1061 (2007) 48.* Electrically driven quantum dot single photon source A. Lochmann, E. Stock, O. Schulz, F. Hopfer, D. Bimberg, V.A. Haisler, A.I. Toropov, A.K. Bakarov, M. Scholz, S. Büttner, and O. Benson Phys. Stat. Sol. (c) 4 (2), 547 (2007) 49.* High-power wavelength stabilized 970 nm tilted cavity laser with a 41.3 dB side mode suppression ratio L.Ya. Karachinsky, M. Kuntz, G. Fiol, V.A. Shchukin, N.N. Ledentsov, D. Bimberg, A.R. Kovsh, S.S. Mikhrin, I.I. Novikov, Yu.M. Shernyakov, M.V. Maximov Appl. Phys. Lett. 91, 241112 (2007) 50. Non-classical light emission from a single electrically driven quantum dot M. Scholz, S. Buttner, O. Benson, A.I. Toropov, A.K. Bakarov, A.K. Kalagin, A. Lochmann, E. Stock, O. Schulz, F. Hopfer, V.A. Haisler, and D. Bimberg Optics Express 15 (15), 9107 (2007) 51.* Resonance wavelength in planar multilayer waveguides: Control and complete suppression of temperature sensitivity M.B. Lifshits, V.A. Shchukin, N.N. Ledentsov, and D. Bimberg Semicond. Sci. and Technology 22, 380 (2007) 52. Special issue on Optoelectronic Devices based on Quantum Dots P. Bhattacharya, D. Bimberg, and Y. Arakawa Proc. of the IEEE, Special Issue: Optoelectronic Devices Based on Quantum Dots (R.J. Trew, J.E. Brittain, Eds.) 95 (9), 1718 (2007) 53. The impact of thermal effects on emission characteristics of asymmetrical AlGaOwaveguide microdisks based on quantum dots S.A. Blokhin, A.V. Sakharov, A.M. Nadtochy, M.M. Kulagina, Yu.M. Zadiranov, N.Yu. Gordeev, M.V. Maximov, V.M. Ustinov, N.N. Ledentsov, E. Stock, T. Warming, and D. Bimberg Appl. Phys. Lett. 91, 121108 (2007) 54. Characterisation of an InAs quantum dot semiconductor disk laser P. Schlosser, S. Calvez, J.E. Hastie, S. Jin, T.D. Germann, A. Strittmatter, U.W. Pohl, D. Bimberg, and M.D. Dawson IEEE Proc. of CLEO/QELSC, San Jose, USA, May 2008, Vol. 1-9, 1810 (2008) 57 55. High brightness and ultra-narrow beam 850 nm GaAs/AlGaAs photonic band crystal lasers and first uncoupled PBC single-mode arrays T. Kettler, K. Posilovic, J. Fricke, P. Ressel, A. Ginolas, U.W. Pohl, V.A. Shchukin, N.N. Ledentsov, D. Bimberg, J. Jönsson, M. Weyers, G. Erbert, and G. Tränkle IEEE Proc. of ISLC, Sorrento, Italy, September 2008, CFP08SLC-CDR, ThC6 (2008) 56.* High-power low-beam divergence edge-emitting semiconductor lasers with 1- and 2-D photonic bandgap crystal waveguide M.V. Maximov, Y.M. Shernyakov, I.I. Novikov, N.Yu. Gordeev,L.Ya. Karachinsky, U. Ben-Ami, D. Bortman-Arbiv, A. Sharon, V.A. Shchukin, N.N. Ledentsov, T. Kettler, K. Posilovic, and D. Bimberg IEEE Journal of Selected Topics in Quantum Electronics 14 (4), 1113 (2008) 57. High-power one-, two-, and three-dimensional photonic crystal edge-emitting laser diodes for ultrahigh brightness applications N.Yu. Gordeev, M.V. Maximov, Y.M. Shernyakov, I.I. Novikov, L.Ya. Karachinsky, V.A. Shchukin, T. Kettler, K. Posilovic, N.N. Ledentsov, D. Bimberg, R. Duboc, A. Sharon, D.B. Arbiv, U. Ben-Ami Proc. of OPTO 2008 at Photonics West, San Jose, USA, January 2008, SPIE: Physics and Simulation of Optoelectronic Devices XVI (M. Osinski, F. Henneberger, K. Edamatsu, Eds.) 6889, OW-1 (2008) 58. High-power semiconductor disk laser based on InAs/GaAs submonolayer quantum dots T.D. Germann, A. Strittmatter, J. Pohl, U.W. Pohl, D. Bimberg, J. Rautiainen, M. Guina, and O.G. Okhotnikov Appl. Phys. Lett. 92, 101123 (2008) 59. Improved optical confinement 1.55 µm InAs/GaInAsP quantum dot lasers grown by MOVPE D. Franke, P. Harde, J. Kreissl, M. Moehrle, W. Rehbein, H. Kuenzel, U.W. Pohl, and D. Bimberg IEEE Proc. of IPRM-20, Versailles, France, May 2008, CFP08IIP-CDR, (2008) 60.* Quantum dot based nanophotonics and nanoelectronics D. Bimberg Electr. Lett. 44 (3), 168 (2008) 61. Single-lobe single-wavelength lasing in ultrabroad-area vertical-cavity surface-emitting lasers based on the integrated filter concept S.A. Blokhin, L.Y. Karachinsky, I.I. Novikov, N.Y. Gordeev, A.V. Sakharov, N.A. Maleev, A.G. Kuzmenkov, Y.M. Shernyakov, M.V. Maximov, A.R. Kovsh, S.S. Mikhrin, V.A. Shchukin, N.N. Ledentsov, V.M. Ustinov, and D. Bimberg IEEE Journal of Quantum Electronics 44 (8), 724 (2008) 62. Tilted cavity concept for the high-power wavelength stabilized diode lasers L.Ya. Karachinsky, I.I. Novikov, G. Fiol, M. Kuntz, Yu.M. Shernyakov, N.Yu. Gordeev, M.V. Maximov, M.B. Lifshits, T. Kettler, K. Posilovic, V.A. Shchukin, N.N. Ledentsov, S.S. Mikhrin, D. Bimberg Proc. of SPIE: 6th Int. Conf. on Photonics, Devices, and Systems IV, Prague, August 2008 (P. Tománek, D. Senderáková, M. Hrabovský, Eds.) 7138, 713804 (2008) 58 63.* Ultrahigh-brightness 850 nm GaAs/AlGaAs photonic crystal laser diodes K. Posilovic, T. Kettler, V.A. Shchukin, N.N. Ledentsov, U.W. Pohl, D. Bimberg, J. Fricke, A. Ginolas, G. Erbert, G. Tränkle, J. Jönsson, and M. Weyers Appl. Phys. Lett. 93, 221102 (2008) d) High Frequency Photonics 64. 20 Gb/s 85 °C error-free operation of VCSELs based on submonolayer deposition of quantum dots F. Hopfer, A. Mutig, G. Fiol, M. Kuntz, V.A. Shchukin, V.A. Haisler, T. Warming, E. Stock, S.S. Mikhrin, I.L. Krestnikov, D.A. Livshits, A.R. Kovsh, C. Bornholdt, A. Lenz, H. Eisele, M. Dähne, N.N. Ledentsov, and D. Bimberg IEEE Journal of Selected Topics in Quantum Electronics 13 (5), 1302 (2007) 65.* Coulomb damped relaxation oscillations in semiconductor quantum dot lasers E. Malić, M.J.P. Bormann, P. Hövel, M. Kuntz, D. Bimberg, A. Knorr, and E. Schöll IEEE Journal of Selected Topics in Quantum Electronics 13 (5), 1242 (2007) 66.* Direct correlation between a highly damped modulation response and ultra low relative intensity noise in an InAs/GaAs quantum dot laser A. Capua, L. Rozenfeld, V. Mikhelashvili, G. Eisenstein, M. Kuntz, M. Laemmlin, and D. Bimberg Optics Express 15 (9), 5388 (2007) 67. High frequency nanophotonic devices D. Bimberg, G. Fiol, C. Meuer, M. Laemmlin, and M. Kuntz Proc. of Photonics West, San José, USA, January 2007, SPIE: Novel In-Plane Semiconductor Lasers VI (C. Mermelstein, D.P. Bour, Eds.) 6485, 64850X (2007) 68.* High speed quantum dot vertical cavity surface emitting lasers N.N. Ledentsov, F. Hopfer, and D. Bimberg Proc. of the IEEE, Special Issue: Optoelectronic Devices Based on Quantum Dots (R.J. Trew, J.E. Brittain, Eds.) 95 (9), 1741 (2007) 69.* High-speed mode-locked quantum-dot lasers and optical amplifiers M. Kuntz, G. Fiol, M. Laemmlin, C. Meuer, and D. Bimberg Proc. of the IEEE, Special Issue: Optoelectronic Devices Based on Quantum Dots (R.J. Trew, J.E. Brittain, Eds.) 95 (9), 1767 (2007) 70. Novel concepts for ultrahigh-speed quantum-dot VCSELs and edge-emitters N.N. Ledentsov, F. Hopfer, A. Mutig, V.A. Shchukin, A.V. Savel’ev, G. Fiol, M. Kuntz, V.A. Haisler, T. Warming, E. Stock, S.S. Mikhrin, A.R. Kovsh, C. Bornholdt, A. Lenz, H. Eisele, M. Dähne, N.D. Zakharov, P. Werner, and D. Bimberg Proc. of OPTO 2007 at Photonics West, San José, USA, January 2007, SPIE: Physics and simulation of optoelectronic devices XV, (M. Osinski,F. Henneberger, Y. Arakawa, Eds.) 6468, 646810 (2007) 71. Stability of the mode-locked regime in quantum dot lasers E.A. Viktorov, P. Mandel, M. Kuntz, G. Fiol, D. Bimberg, A.G. Vladimirov, and M. Wolfrum Appl. Phys. Lett. 91, 231116 (2007) 59 72. 120 °C 20 Gbit/s Operation of 980 nm Single Mode VCSEL A. Mutig, G. Fiol, P. Moser, F. Hopfer, M. Kuntz V.A. Shchukin, N.N. Ledentsov, D. Bimberg, S.S. Mikhrin, I.L. Krestnikov, D.A. Livshits, and A.R. Kovsh IEEE Proc. of ISLC, Sorrento, Italy, September 2008, CFP08SLC-CDR, MB2 (2008) 73.* 120 °C 20 Gbit/s operation of 980 nm VCSEL A. Mutig, G. Fiol, P. Moser, D. Arsenijevic, V.A. Shchukin, N.N. Ledentsov, S.S. Mikhrin, I.L. Krestnikov, D.A. Livshits, A.R. Kovsh, F. Hopfer, and D. Bimberg Electr. Lett. 44 (22), 1305 (2008) 74.* 40 GHz small-signal cross-gain modulation in 1.3 µm quantum dot semiconductor optical amplifiers C. Meuer, J. Kim, M. Laemmlin, S. Liebich, D. Bimberg, A. Capua, G. Eisenstein, R. Bonk, T. Vallaitis, J. Leuthold, A.R. Kovsh, and I.L. Krestnikov Appl. Phys. Lett. 93, 51110 (2008) 75. A wavelength conversion scheme based on a quantum-dot semiconductor optical amplifier and a delay interferometer S. Sygletos, R. Bonk, P. Vorreau, T. Vallaitis, J. Wang, W. Freude, J. Leuthold, C. Meuer, D. Bimberg, R. Brenot, F. Lelarge, G. H. Duan IEEE Proc. of ICTON, Athens, Greece, June 2008, Vol. 2, 149 (2008) 76. An interferometric configuration for performing cross-gain modulation with improved signal quality R. Bonk, P. Vorreau, S. Sygletos, T. Vallaitis, J. Wang, W. Freude, J. Leuthold, R. Brenot, F. Lelarge, G.H. Duan, C. Meuer, S. Liebich, M. Laemmlin, D. Bimberg Proc. of OFC/NFOEC 2008, San Diego, USA, February 2008 (Optical Society of America), JWA70 (2008) 77. Decoupled electron and hole dynamics in the turn-on behavior of quantum-dot lasers K. Lüdge, E. Malić, M. Kuntz, D. Bimberg, E. Schöll IEEE Proc. of ISLC, Sorrento, Italy, September 2008, CFP08SLC-CDR, MC4 (2008) 78. Dynamic response of quantum dot lasers – Influence of nonlinear electron-electron scattering K. Lüdge, E. Malić, M. Kuntz, D. Bimberg, A. Knorr, E. Schöll IEEE Proc. of CLEO/QELSC, San Jose, USA, May 2008, Vol. 1-9, 981 (2008) 79. Enhancing small-signal cross-gain modulation of quantum-dot optical amplifiers by injecting carriers to excited states J. Kim, M. Laemmlin, C. Meuer, S. Liebich, D. Bimberg, and G. Eisenstein Proc. of OFC/NFOEC 2008, San Diego, USA, February 2008 (Optical Society of America), OTuC3 (2008) 80. High speed cross gain modulation using quantum dot semiconductor optical amplifiers at 1.3 µm C. Meuer, M. Laemmlin, S. Liebich, J. Kim, D. Bimberg, A. Capua, G. Eisenstein, R. Bonk, T. Vallaitis, and J. Leuthold IEEE Proc. of CLEO/QELSC, San Jose, USA, May 2008, Vol. 1-9, 1445 (2008) 60 81. High-speed directly and indirectly modulated VCSELs F. Hopfer, A. Mutig, A. Strittmatter, G. Fiol, P. Moser, D. Bimberg, V.A. Shchukin, N.N. Ledentsov, J.A. Lott, H. Quast, M. Kuntz, S.S. Mikhrin, I.L. Krestnikov, D.A. Livshits, A.R. Kovsh, C. Bornholdt IEEE Proc. of IPRM-20, Versailles, France, May 2008, CFP08IIP-CDR (2008) 82. Multi-wavelength all-optical regeneration I. Tomkos, J. Leuthold, P. Petropoulos, D. Bimberg, A. Ellis Digest of the LEOS Summer Topical Meeting , Acapulco, Mexico, July 2008, p. 167 (2008) 83. Nonlinear properties of quantum dot semiconductor optical amplifiers at 1.3 µm D. Bimberg, C. Meuer, M. Laemmlin, S. Liebich, J. Kim, A. Kovsh, I. Krestnikov, G. Eisenstein Chinese Optics Letters 6 (10), 724 (2008) 84. Quantum dot photonics: Edge emitter, amplifier and VCSEL F. Hopfer, M. Kuntz, M. Lämmlin, G. Fiol, N.N. Ledentsov, A.R. Kovsh, S.S. Mikrin, I. Kaiander, V. Haisler, A. Lochmann, A. Mutig, C. Schubert, A. Umbach, V.M. Ustinov, U.W. Pohl, and D. Bimberg Proc. of SPIE: CAOL 2005, Yalta, Ukraine, September 2005, Photonics Active Devices (I.A. Sukhoivanov, V.A. Svich, Y.S. Shmaliy, Eds.) 7009, 700902 (2008) 85. Quantum dot semiconductor optical amplifiers for wavelength conversion using cross-gain modulation D. Bimberg, C. Meuer, M. Laemmlin, S. Liebich, J. Kim, G. Eisenstein, and A. R. Kovsh IEEE Proc. of ICTON, Athens, Greece, 2008, Vol. 2, 141 (2008) 86. Semiconductor quantum dots D. Bimberg Chapter 2 in ‘Optical Fiber Telecommunications V A: Components and Subsystems’ (I. Kaminow, T. Li, A. Willner, Eds.), p. 23, Academic Press, Elsevier (2008) 87. Slow and fast gain and phase dynamics in a quantum dot semiconductor optical amplifier T. Vallaitis, C. Koos, R. Bonk, W. Freude, M. Lämmlin, C. Meuer, D. Bimberg, J. Leuthold Optics Express 16 (1), 170 (2008) 88.* Static gain saturation in quantum dot semiconductor optical amplifiers C. Meuer, J. Kim, M. Laemmlin, S. Liebich, A. Capua, G. Eisenstein, A.R. Kovsh, S.S. Mikhrin, I.L. Krestnikov, and D. Bimberg Optics Express 16 (11), 8269 (2008) 89. Static gain saturation model of quantum-dot semiconductor optical amplifiers J. Kim, M. Laemmlin, C. Meuer, D. Bimberg, and G. Eisenstein IEEE Journal of Quantum Electronics 44 (7), 658 (2008) 61 90. Turn-on dynamics and modulation response in semiconductor quantum dot lasers K. Lüdge, M.J.P. Bormann, E. Malić, P. Hövel, M. Kuntz, D. Bimberg, A. Knorr, and E. Schöll Physical Review B 78 (3), 35316 (2008) 91.* Ultrahigh–speed electrooptically–modulated VCSELs: Modeling and experimental results V.A. Shchukin, N.N. Ledentsov, J.A. Lott, H. Quast, F. Hopfer, L.Ya. Karachinsky, M. Kuntz, P. Moser, A. Mutig, A. Strittmatter, V.P. Kalosha, and D. Bimberg Proc. of OPTO 2008 at Photonics West, San Jose, USA, January 2008, SPIE: Physics and Simulation of Optoelectronic Devices XVI (M. Osinski, F. Henneberger, K. Edamatsu, Eds.) 6889, OH-1 (2008) e) Magnetic Resonance Investigations 92. Electron paramagnetic resonance characterization of Mn- and Co-doped ZnO nanowires A. Ankiewicz, W. Gehlhoff, A. Rahm, M. Lorenz, M. Grundmann, M.C. Carmo, and N.A. Sobolev AIP Conf. Proceedings Vol. 893, 63 (2007) 93. Electron paramagnetic resonance characterization in TM-doped ZnO nanowires A. Ankiewicz, W. Gehlhoff, E. M. Kaidashev, A. Rahm, M. Lorenz, M. Grundmann M.C. Carmo, and N.A. Sobolev J. Appl. Phys. 101, 024324 (2007) 94. Local order in ZnGeP2:Mn crystals R. Bacewicz, A. Pitnoczka, W. Gehlhoff, V. G. Voevodin Phys. Stat. Sol. (a) 204, 2296 (2007) 95. Spin interference in silicon one-dimensional rings N.T. Bagraev, N.G. Galkin, W. Gehlhoff, L.E. Klyachkin, A.M. Malyarenko, and I.A. Shelykh AIP Conf. Proceedings Vol. 893, 693 (2007) 96. ODMR of impurity centers embedded in silicon microcavities N.T. Bagraev, N.G. Galkin, W. Gehlhoff, L.E. Klyachkin, A.M. Malyarenko, V.A. Maskov, V.V. Romanov, T.N. Shelykh Physica E 40, 1627 (2008) 97.* Phase and amplitude response of ‘0.7 feature’ caused by holes in silicon onedimensional wires and rings N.T. Bagraev, N.G. Galkin, W. Gehlhoff, L.E. Klyachkin, and A.M. Malyarenko J. Phys.: Condens. Matter 20, 164202 (2008) 98. Spin-dependent transport of holes in quantum wells confined by superconductor barriers N.T. Bagraev, W. Gehlhoff, L.E. Klyachkin, A.A. Kudravtsev, A.M. Malyarenko, G.A. Oganesyan, D.S. Polskin, V.V. Romanov Physica C 468, 840 (2008) 62 99. Spin interference of holes in silicon one-dimensional rings N.T. Bagraev, N.G. Galkin, W. Gehlhoff, L.E. Klyachkin, A.M. Malyarenko, I.A. Shelykh, Physica E 40, 1338 (2008) 100.* Surface modification of Co-doped ZnO nanocrystals and its effects on the magnetic properties A.S Pereira, A.O. Ankiewicz, W. Gehlhoff, A. Hoffmann, S. Pereira, T. Trindade, M. Grundmann, M.C. Carmo, and N.A. Sobolev Journal of Applied Physics 103, 07D140 (2008). 101. Magnetic and structural properties of transition metal doped zinc-oxide nanostructures A.O. Ankiewicz, W. Gehlhoff, J.S. Martins, A.S. Pereira, S. Pereira, A. Hoffmann, E.M. Kaidashev, A. Rahm, M. Lorenz, M. Grundmann, M.C. Carmo, T. Trindade, and N.A. Sobolev Phys. Stat. Sol. (b) accepted (2009) 63 9.1.4 Invited talks D. Bimberg High frequency nanophotonic devices Photonics West, San José, California, USA, January 2007 D. Bimberg Nanostructures for nanoelectronics: No potential for room temperature applications ? Colloquium at University of California, Berkeley, USA, January 2007 D. Bimberg Quantum dot lasers & new device concepts for high-brightness applications Workshop at the World Photonics Congress and Laser 2007 Fair, Munich, Germany, June 2007 D. Bimberg Nanostructures for nanoelectronics: No potential for room temperature applications ? 15th Int. Symp. "Nanostructures: Physics and Technology", Novosibirsk, Russia, June 2007 D. Bimberg Quantum dots: Genesis, the excitonic zoo, and its applications Int. Nano-Optoelectronic Workshop (INOW 2007), Beijing, China, July/August 2007 D. Bimberg Onion-like growth and inverted many-particle energies in quantum dots 11th Int. Conf. on the Formation of Semiconductor Interfaces, Manaus, Brazil, August 2007 D. Bimberg Quantum dots: Genesis, the excitonic zoo, and its applications Symposium on Vacuum based Science and Technology, Greifswald, Germany, September 2007 D. Bimberg Merging VCSELs and nanostructures for future ultrafast data communication Int. Symp. on VCSEL and Integrated Photonics, Tokyo, Japan, December 2007 D. Bimberg Nanophotonics and -electronics: Joint research for future communication and information systems Russian-German Workshop on Nanotechnology: "New Prospects for Co-operation in Nanotechnologies", Moscow, Russia, December 2007 D. Bimberg Quantenpunkte: Genesis, der exzitonische Zoo, fliegende q-bits und nanoflash Speicher First Scientific Symposium of the Graduate School BuildMoNa, Leipzig, Germany, February 2008 64 D. Bimberg Small is beautiful: Nanos for photonics and medicine Netzwerktagung für Stipendiaten der Alexander von HumboldtStiftung, Berlin, Germany, April 2008 D. Bimberg Quantum structures for quantum communication and quantum memories St. Petersburg Scientific Forum “Science and Society” Research and Education, St. Petersburg, Russia, June 2008 D. Bimberg Quantum dot semiconductor optical amplifiers for wavelength conversion using cross-gain modulation 10th Anniversary Int. Conf. on Transparent Optical Networks (ICTON 2008), Athens, Greece, June 2008 D. Bimberg Flying Q-bits and entangled photons for quantum cryptography Int. Nano-Optoelectronic Workshop (INOW 2008), Tokyo, Japan, August 2008 D. Bimberg Controlled variation of excitonic fine structure splitting in single quantum dots for future single Q-bit and entangled photon emitters The 22nd General Conference of the Condensed Matter Division of the European Physical Society (CMD-22), Rome, Italy, August 2008 D. Bimberg Low dimensional photonic devices Asia-Pacific Optical Communications (APOC), Hangzhou, China, October 2008 D. Bimberg Semiconductor nanostructures for photonics systems of the future Rusnanotech: Nanotechnology International Forum, Moscow, Russia, December 2008 M. Geller Nanostructures for nanoelectronics: No potential for room temperature applications ? Low Dimensional Semiconductor Devices (LDSD), San Andres, Columbia, April 2007 M. Geller Novel nano-flash memories based on quantum dots 15th Int. Winterschool on New Developments in Solid State Physics, Bad Hofgastein, Austria, February 2008 F. Hopfer High-speed directly and indirectly modulated VCSELs 20th Int. Conf. on Indium Phosphide and Related Materials (IPRM 2008), Versailles, France, May 2008 J. Kim Role of carrier reserviors on the slow phase recovery of quantum dot semiconductor optical amplifiers Int. Workshop on Semiconductor Quantum Dot Devices and Applications, Rennes, France, July 2008 65 M. Laemmlin High speed optical amplification based on quantum dots for the 100 G Ethernet Nonlinear Photonics (NP 2007) OSA-Topical Meeting, Quebec, Canada, September 2007 N.N. Ledentsov Novel concepts for ultrahigh-speed quantum-dot VCSELs and edge-emitters Photonics West 2007, San José, California, USA, January 2007 N.N. Ledentsov Submonolayer quantum dots for high speed surface emitting lasers 14th Semiconducting and Insulating Materials Conference, Fayetteville, Arkansas, USA, May 2007 N.N. Ledentsov Quantum dot lasers & new device concepts for high-brightness applications Workshop at the World Photonics Congress and Laser 2007 Fair, Munich, Germany, June 2007 N.N. Ledentsov Ultrahigh–speed electrooptically–modulated VCSELs: Modeling and experimental results Photonics West 2008 (OPTO 2008), San José, California, USA, January 2008 N.N. Ledentsov Ultrahigh speed surface emitting quantum dot lasers Int. Semiconductor Laser Conference (ISLC 2008), Sorrent, Italy, September 2008 C. Meuer Multi wavelength ultrahigh frequency amplification by quantum dot semiconductor optical amplifiers 9th Int. Conference on Transparent Optical Networks (ICTON 2007), Rome, Italy, July 2007 C. Meuer Nonlinear properties of quantum dot semiconductor optical amplifiers at 1.3 μm Frontiers in Optics 2008, Laser Science XXIV, Rochester, New York, USA, October 2008 U.W. Pohl InGaAs/GaAs quantum dots for 1.3 µm applications Long Wavelength Quantum Dots Conference (LWQD 2007) – Growth and Applications, Rennes, France, July 2007 U.W. Pohl Quantum dots for single-photon sources Tyndall Photonics Seminar, University College Cork, Cork, Ireland, October 2007 66 U.W. Pohl Epitaxy of self-organized quantum dots Post Graduate School “Semiconductor-Nanophotonics”, Berlin, Germany, May 2008 U.W. Pohl InGaAs quantum dots for electrically driven single-photon sources Seminar of the Optoelectronics Research Centre, Tampere University, Finland, May 2008 S. Rodt Flying Q-bits from single quantum dots for future quantum cryptography 8th Int. Conference on Physics of Light-Matter Coupling in Nanostructures (PLMCN8), Tokyo, Japan, April 2008 A. Schliwa Inter-sublevel transitions as fingerprints of structural and chemical properties of InGaAs QDs Intersublevel studies in self-assembled semiconductor quantum dots (ISL 2008), Paris, France, April 2008 A. Strittmatter Quantum dot semiconductor disk lasers 2nd Workshop on Low-Dimensional Structures: Properties and Applications, Aveiro, Portugal, January - February 2008 M. Winkelnkemper Strain engineering to control the optical polarization in nitride quantum dots Int. Workshop on Nitride Semiconductors (IWN 2008), Montreux, France, October 2008 67 9.1.5 PhD theses Geller, Martin Investigation of Carrier Dynamics in Self-Organized Quantum Dots for Memory Devices 12.04.2007 Schliwa, Andrei Electronic Properties of Self-Organized Quantum Dots 25.04.2007 Schulz, Oliver Einfluss lokaler Materialmodifikationen auf die Eigenschaften von Halbleiterlasern 05.06.2007 Seguin, Robert Electronic Fine Structure and Recombination Dynamics in Single InAs Quantum Dots 28.01.2008 Winkelnkemper, Momme Electronic Structure of Nitride-based Quantum Dots 07.11. 2008 9.1.6 Diploma theses Wündisch, Clemens Entwicklung eines optischen Samplingsystems 11.01.2007 Germann, Tim Quantenpunktstrukturen mittels Alternativ Precursor MOCVD für kohärente Lichtemitter 11.02.2007 Feucker, Max Zeitaufgelöste Kathodolumineszenz an einzelnen In(Ga)As/GaAs Quantenpunkten 28.09.2007 Liebich, Sven Optische Halbleiterverstärker mit Quantenpunkten 26.02.2008 Nowozin, Tobias Schreib- und Löschzeiten in quantenpunktbasierten Speicherbausteinen 09.05.2008 Münnix, Michael Christopher Quantenpunktbasierte Einzelphotonenquellen 16.06.2008 Siebert, Elisabeth Anregungsspektroskopie an einzelnen Quantenpunkten 01.07.2008 Stubenrauch, Mirko Modellierung photonischer Quantenpunktbauelemente 03.07.2008 68 Moser, Philip Dynamische Eigenschaften von oberflächenemittierenden Lasern und Modulatoren 17.08.2008 Luckert, Franziska MOCVD-Wachstum von Sub-Monolagen-Quantenpunkten 26.09.2008 Pohl, Johannes MOCVD-Wachstum von Quantenpunkt-basierten Oberflächenemittern 19.12.2008 69 9.1.7 Abstracts of selected papers of department I 1. Journal of Crystal Growth 298, 567 (2007) Epitaxy of multimodal InAs/GaAs quantum dot ensembles K. Pötschke, D. Feise, U.W. Pohl, D. Bimberg Technische Universität Berlin, Institut für Festkörperphysik, Sekr. EW 5-2, Hardenbergstr. 36, D-10623 Berlin, Germany Formation of a multimodal quantum dot (QD) ensemble by strained-layer epitaxy of InAs on GaAs with a thickness slightly exceeding the critical value for the onset of the 2D–3D transition is studied. Various growth parameters such as growth rate, growth temperature and duration of growth interruption after InAs deposition and prior to GaAs cap layer growth were varied systematically to investigate the effect on the multimodal QD ensemble. Multimodal features of the QD ensemble are not affected by a change of the InAs growth rate as long as QD formation starts after deposition. Increase of growth temperature well above 500 °C leads to a disappearance of multimodal features of the QD ensemble. Tuning of the emission energy of QD subensembles for fixed QD height is demonstrated by proper adjustment of growth conditions. Addition of small amounts of antimony supplied during QD growth leads to a more explicit multimodal structure of the QD ensemble. 6. Physical Review B 75, 085422 (2007) Metastable states of surface nanostructure arrays studied using a Fokker-Planck equation T.P. Munt1, D.E. Jesson2 V.A. Shchukin3, and D. Bimberg3 1 Department of Physics, School of Engineering and Physical Sciences, Heriot-Watt University, Edinburgh EH14 4AS, United Kingdom 2 School of Physics, Monash University, Victoria 3800, Australia 3 Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany We consider the coarsening of surface nanostructures which possess a minimum in formation energy per atom as a function of island size. The time evolution of the island size distribution function is evaluated using an approach based on a Fokker-Planck equation. Competition between chemical potential driven drift and thermal diffusive broadening of the island size distribution results in narrow Gaussian-like metastable states. The existence of these states, which allow the possibility of tuning the mean island size through the incorporation of a deposition flux, depends only upon the presence of a positive gradient in island chemical potential with respect to island size. Such behavior has important implications for the fabrication of uniformly sized quantum dot arrays with size selectivity. 70 13. Journal of Lightwave Technology 26 (9-12), 1540 (2008) Progress in epitaxial growth and performance of quantum dot and quantum wire lasers N.N. Ledentsova, D. Bimbergb, and Z.I. Alferova a Abraham Ioffe Physical Technical Institute, Politekhnicheskaya 26, 194021 St. Petersburg, Russia b Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany We report on interplay of epitaxial growth phenomena and device performance in quantum dot (QD) and quantum wire (QWW) lasers based on self-organized nanostructutres. InAs QDs are the most explored model system for basic understanding of “near-ideal” QD devices. Vertically-coupled growth of QDs and activated phase separation allow ultimate QD wavefunction engineering enabling GaAs lasers beyond 1400 nm and polarization-insensitive optical amplification. A feasibility of QD semiconductor optical amplifiers at terabit frequencies using InAs QDs is manifested at 1300 and 1500 nm. 1250–1300 nm QD GaAs edge emitters and VCSELs operate beyond 10 Gb/s with ultimate temperature robustness. Furthermore, temperature-insensitive operation without current or modulation voltage adjustment at >20 Gb/s is demonstrated up to ~90 °C. Light-emitting devices based on InGaN-QDs cover ultraviolet (UV) and visible blue-green spectral ranges. In these applications, InN-rich nanodomains prevent diffusion of nonequilibrium carries towards crystal defects and result in advanced degradation robustness of the devices. All the features characteristic to QDs are unambiguously confirmed for InGaN structures. For the red spectral range InGaAlP lasers are used. Growth on misoriented surfaces, characteristic to these devices, leads to nano-periodically-step-bunched epitaxial surfaces resulting in two principal effects: 1) step-bunch-assisted alloy phase separation, leading to a spontaneous formation of ordered natural superlattices; 2) formation of quantum wire-like structures in the active region of the device. A high degree of polarization is revealed in the luminescence recorded from the top surface of the structures, in agreement with the QWW nature of the gain medium. QD and QWW lasers are remaining at the frontier of the modern optoelectronics penetrating into the mainstream applications in key industries. 71 14. Journal of Crystal Growth 310, 5182 (2008) Quantum-dot semiconductor disk lasers T.D. Germanna, A. Strittmattera, U.W. Pohla, D. Bimberga, J. Rautiainenb, M. Guinab, O.G. Okhotnikovb a Institut für Festkörperphysik, Technische Universität Berlin, Germany b Optoelectronics Research Centre, Tampere University of Technology, Finland We demonstrate quantum-dot (QD)-based, optically pumped semiconductor disk lasers (SDLs) for wavelengths ranging from 950 to 1210 nm. QDs grown either in the submonolayer (SML) or in the Stranski–Krastanow (SK) regime are employed as active layers of the SDLs which are based on two different design concepts. Output power of up to 1.4W continuous wave (CW) is achieved with an InAs/ GaAs-SML SDL at 1040 nm. Up to 21 InGaAs SK-QD layers within a single SDL gain structure are used to realize the ground-state CW lasing with 0.3W at 1210 nm. The SK-QD-based SDL shows temperature and pump-power stable emission. Threshold and differential efficiency do not depend on heat-sink temperature. 18. Appl. Phys. Lett. 91, 242109 (2007) 106 years extrapolated hole storage time in GaSb/AlAs quantum dots A. Marent, M. Geller, A. Schliwa, D. Feise, K. Pötschke, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany N. Akçay and N. Öncan Department of Physics, Faculty of Science, Istanbul University, Vezneciler, 34134 Istanbul, Turkey A thermal activation energy of 710 meV for hole emission from InAs/GaAs quantum dots (QDs) across an Al0.9Ga0.1As barrier is determined by using time-resolved capacitance spectroscopy. A hole storage time of 1.6 s at room temperature is directly measured, being three orders of magnitude longer than a typical dynamic random access memory (DRAM) refresh time. The dependence of the hole storage time in different III–V QDs on their localization energy is determined and the localization energies in GaSb-based QDs are calculated using eight-band k·p theory. A storage time of about 106 years in GaSb/AlAs QDs is extrapolated, sufficient for a QD-based nonvolatile (flash) memory. 72 23. Physical Review B 76, 205324 (2007) Impact of size, shape, and composition on piezoelectric effects and electronic properties of In(Ga)As/GaAs quantum dots A. Schliwa, M. Winkelnkemper, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany The strain fields in and around self-organized In(Ga)As/GaAs quantum dots (QDs) sensitively depend on QD geometry, average InGaAs composition, and the In/Ga distribution profile. Piezoelectric fields of varying sizes are one result of these strain fields. We study systematically a large variety of realistic QD geometries andcomposition profiles, and calculate the linear and quadratic parts of the piezoelectric field. The balance of the two orders depends strongly on the QD shape and composition. For pyramidal InAs QDs with sharp interfaces, a strong dominance of the second-order fields is found. Upon annealing, the first-order terms become dominant, resulting in a reordering of the electron p and d states and a reorientation of the hole wave functions. 26. Journal of Applied Physics 101, 113708 (2007) Polarized emission lines from A- and B-type excitonic complexes in single InGaN/GaN quantum dots M. Winkelnkemper Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany and Fritz-Haber-Institut der Max-Planck-Gesellschaft, D-14195 Berlin, Germany R. Seguin, S. Rodt, A. Schliwa, L. Reißmann, A. Strittmatter, A. Hoffmann, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany Cathodoluminescence measurements on single InGaN/GaN quantum dots (QDs) are reported. Complex spectra with up to five emission lines per QD are observed. The lines are polarized along the orthogonal crystal directions [11-20] and [-1100]. Realistic eight-band k•p electronic structure calculations show that the polarization of the lines can be explained by excitonic recombinations involving hole states which are formed either by the A or the B valence band. 73 32. Appl. Phys. Lett. 92, 092108 (2008) A write time of 6 ns for quantum dot–based memory structures M. Gellera, A. Marenta, T. Nowozina, D. Bimberga , N. Akçayb, and N. Öncanb a Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany b Department of Physics, Faculty of Science, Istanbul University, 34134 Vezneciler, Istanbul, Turkey The concept of a memory device based on self-organized quantum dots (QDs) is presented, enabling extremely fast write times, limited only by the charge carrier relaxation time being in the picosecond range. For a first device structure with embedded InAs/GaAs QDs, a write time of 6 ns is demonstrated. A similar structure containing GaSb/GaAs QDs shows a write time of 14 ns. These write times are independent of the localization energy (e.g., storage time) of the charge carriers and at the moment are limited only by the experimental setup and the parasitic cutoff frequency of the RC low pass of the device. 33. Physical Review B 77, 075202 (2008) Consistent set of band parameters for the group-III nitrides AlN, GaN, and InN P. Rinke1, M. Winkelnkemper1, 2, A. Qteish3, D. Bimberg2, J. Neugebauer4, and M. Scheffler1 1 Fritz-Haber-Institut der Max-Planck-Gesellschaft, Faradayweg 4-6, D-14195 Berlin, Germany 2 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, D-10623 Berlin, Germany 3 Department of Physics, Yarmouk University, 21163-Irbid, Jordan 4 Department of Computational Materials Design, Max-Planck-Institut fur Eisenforschung, D-40237 Düsseldorf, Germany We have derived consistent sets of band parameters (band gaps, crystal field splittings, bandgap deformation potentials, effective masses, and Luttinger and EP parameters) for AlN, GaN, and InN in the zinc-blende and wurtzite phases employing many-body perturbation theory in the G0W0 approximation. The G0W0 method has been combined with density-functional theory (DFT) calculations in the exact-exchange optimized effective potential approach to overcome the limitations of local-density or gradient-corrected DFT functionals. The band structures in the vicinity of the Г point have been used to directly parametrize a 4 X 4 k•p Hamiltonian to capture nonparabolicities in the conduction bands and the more complex valence-band structure of the wurtzite phases. We demonstrate that the band parameters derived in this fashion are in very good agreement with the available experimental data and provide reliable predictions for all parameters, which have not been determined experimentally so far. 74 34. Appl. Phys. Lett. 92, 063116 (2008) Decay dynamics of neutral and charged excitonic complexes in single InAs/GaAs quantum dots M. Feucker, R. Seguin, S. Rodt, A. Hoffmann, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany Systematic time-resolved measurements on neutral and charged excitonic complexes (X, XX, X+, and XX+) of 26 different single InAs/GaAs quantum dots are reported. The ratios of the decay times are discussed in terms of the number of transition channels determined by the excitonic fine structure and a specific transition time for each channel. The measured ratio for the neutral complexes is 1.7 deviating from the theoretically predicted value of 2. A ratio of 1.5 for the positively charged exciton and biexciton decay time is predicted and exactly matched by the measured ratio indicating identical specific transition times for the transition channels involved. 37. J. Phys.: Condens. Matter 20, 454211 (2008) GaN/AlN quantum dots for single qubit emitters M. Winkelnkemper, R. Seguin, S. Rodt, A. Hoffmann, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, D-10623 Berlin, Germany We study theoretically the electronic properties of c-plane GaN/AlN quantum dots (QDs) with the focus on their potential as sources of single polarized photons for future quantum communication systems. Within the framework of eight-band k•p theory we calculate the optical interband transitions of the QDs and their polarization properties. We show that an anisotropy of the QD confinement potential in the basal plane (e.g. QD elongation or strain anisotropy) leads to a pronounced linear polarization of the ground-state and excited-state transitions. An externally applied uniaxial stress can be used to either induce a linear polarization of the ground-state transition for emission of single polarized photons or even to compensate the polarization induced by the structural elongation. 75 38. Physical Review Letters 101, 256803 (2008) Impact of Coulomb scattering on the ultrafast gain recovery in InGaAs quantum dots J. Gomis-Bresco, S. Dommers, V.V. Temnov, and U. Woggon Institut für Optik und Atomare Physik, Technische Universität Berlin, 10623 Berlin, Germany M. Laemmlin and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany E. Malić, M. Richter, E. Schöll, and A. Knorr Institut für Theoretische Physik, Technische Universität Berlin, 10623 Berlin, Germany The application of quantum dot (QD) semiconductor optical amplifiers (SOAs) in above 100Gbit Ethernet networks demands an ultrafast gain recovery on time scales similar to that of the input pulse ~100 GHz repetition frequency. Microscopic scattering processes have to act at shortest possible time scales and mechanisms speeding up the Coulomb scattering have to be explored, controlled, and exploited. We present a microscopic description of the gain recovery by coupled polarization- and population dynamics in a thermal nonequilibrium situation going beyond rate-equation models and discuss the limitations of Coulomb scattering between 0D and 2D-confined quantum states. An experiment is designed which demonstrates the control of gain recovery for THz pulse trains in InGaAs QD-based SOAs under powerful electrical injection. 41. Applied Surface Science 225, 799 (2008) Onion-like growth and inverted many-particle energies in quantum dots D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany Use of surfactants like antimony in MOCVD growth enables novel growth regimes for quantum dots (QDs). The quantum dot ensemble luminescence no longer appears as a single inhomogeneously broadened peak but shows a multimodal structure. Quantum dot subensembles are forming which differ in height by exactly one monolayer. For the first time the systematic dependence of excitonic properties on quantum dot size and shape can be investigated in detail. Both biexcitonic binding energy and excitonic fine-structure splitting vary from large positive through zero to negative values. Correlation and piezoelectric effects explain the observations. 76 Adances in Solid State Physics 46, 45 (2008) 45. Size-tunable exchange interaction in InAs/GaAs quantum dots U.W. Pohl, A. Schliwa, R. Seguin, S. Rodt, K. Pötschke, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany Single epitaxial quantum dots are promising candidates for the realization of quantum information schemes due to their atom-like electronic properties and the ease of integration into optoelectronic devices. Prerequisite for realistic applications is the ability to control the excitonic energies of the dot. A major step in this direction was recently reached by advanced self-organized quantum-dot growth, yielding ensembles of equally shaped InAs/GaAs dots with a multimodal size distribution. The well-defined sizes of spectrally well separated subensembles enable a direct correlation of structural and excitonic properties, representing an ideal model system to unravel the complex interplay of Coulomb interaction and the quantum dot’s confining potential that depends on size, shape, and composition. In this paper we focus on the exciton-biexciton system with emphasis on the excitonic fine-structure splitting. Across the whole range of size variations within our multimodal quantum dot distribution a systematic trend from +520 μeV to −80 μeV is found for decreasing dot size. To identify the underlying effects calculations of the fine-structure splitting are performed. A systematic variation of the structural and piezoelectric properties of the modeled quantum dots excludes shape anisotropy and tags piezoelectricity as a key parameter controlling the fine-structure splitting in our quantum dots. Phys. Stat. Sol. (c) 4 (2), 547 (2007) 48. Electrically driven quantum dot single photon source A. Lochmann1, E. Stock1, O. Schulz1, F. Hopfer1, D. Bimberg1, V.A. Haisler1, 2, A.I. Toropov2, A.K. Bakarov2, M. Scholz3, S. Büttner3, and O. Benson3 1 Technische Universität Berlin, Institut für Festkörperphysik and Center for NanoPhotonics, Sekr. EW 5-2, Hardenbergstr. 36, 10623 Berlin, Germany 2 Institute of Semiconductor Physics, Lavrenteva avenue 13, 630090 Novosibirsk, Russia 3 Institut für Physik, Humboldt Universität zu Berlin, Hausvogteiplatz 5-7, 10117 Berlin, Germany We report on a miniature solid state emitter structure, which allows electrical pumping of only one single InAs quantum dot (QD) grown in the Stranski-Krastanow mode. The emitter demonstrates a strongly monochromatic polarized emission of a single QD exciton. Correlation measurements of the emitted photons show a clear antibunching behavior. The structure is thus attractive for practical implementation as effective single photon source for quantum cryptography. 77 49. Appl. Phys. Lett. 91, 241112 (2007) High-power wavelength stabilized 970 nm tilted cavity laser with a 41.3 dB side mode suppression ratio L.Ya. Karachinsky, M. Kuntz, G. Fiol, V.A. Shchukin, N.N. Ledentsov, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, EW 5-2, Hardenbergstr. 36, D-10623 Berlin, Germany A.R. Kovsh and S.S. Mikhrin Innolume GmbH, Konrad-Adenauer-Allee 11, 44263 Dortmund, Germany I.I. Novikov, Yu.M. Shernyakov, and M.V. Maximov A.F.Ioffe Physico-Technical Institute, Politekhnicheskaya 26, 194021 St. Petersburg, Russia We studied wavelength stabilized all-epitaxial 970 nm spectral range GaAs/GaAlAs tilted cavity lasers (TCLs). Single transverse mode edge-emitting 4-µm-wide ridge lasers demonstrated spatial and spectral single mode continuous wave operation with a longitudinal side mode suppression ratio up to 41.3 dB. Small signal modulation bandwidth of 3 GHz with a resonance peak of 6 dB at the relaxation oscillation frequency was measured for a 870 µm long device. TCL modulation efficiency is 0.36 GHz/ (mA)1/2. S-parameter measurements indicate that much higher frequencies may be expected in case of more advanced processing and/or shorter cavity lengths. 51. Semicond. Sci. Technol. 22, 380 (2007) Resonance wavelength in planar multilayer waveguides: Control and complete suppression of temperature sensitivity M.B. Lifshits1,2, V.A. Shchukin1,3, N.N. Ledentsov1,3, and D. Bimberg1 1 Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany 2 Abraham Ioffe Physical Technical Institute, 194021 St. Petersburg, Russia 3 on leave from Abraham Ioffe Physical Technical Institute We report the possibility of realizing complete thermal stabilization of the resonance transparency wavelength λchar in a planar multilayer tilted cavity waveguide. When the positive temperature coefficient of the refractive index dn/dT is a nonlinear function of the alloy composition, which is the case in most semiconductor alloys, there exists the possibility of achieving complete control of the resonance transparency wavelength. The thermal shift dλchar/dT can be positive, zero or negative. Our result applies quite generally to optical waveguides, etalons, filters, semiconductor lasers and optical amplifiers, potentially extending the performance of the devices and their application range. 78 56. IEEE Journal of Selected Topics in Quantum Electronics 14 (4), 1113 (2008) High-power low-beam divergence edge-emitting semiconductor lasers with 1- and 2-D photonic bandgap crystal waveguide M.V. Maximov1, 2, Y.M. Shernyakov1, 2, I.I. Novikov2, N.Yu. Gordeev2, L.Ya. Karachinsky2, 3 , U. Ben-Ami4, D. Bortman-Arbiv4, A. Sharon4, V.A. Shchukin3, 5, N.N. Ledentsov3, 5, T. Kettler3, K. Posilovic3, and D. Bimberg3 1 St. Petersburg Physics and Technology Center for Research and Education, Russian Academy of Sciences, St. Petersburg 195220, Russia 2 A. F. Ioffe Physico-Technical Institute, Russian Academy of Sciences, St. Petersburg, 194021, Russia 3 Institute for Solid State Physics, Technical University of Berlin, D-10623 Berlin, Germany 4 Photonic Bandgap Crystal (PBC) Lasers, Ltd., P.O. Box 186, Kibbutz Einat 49910, Israel 5 VI Systems GmbH, Hardenbergstr. 7, D-10623 Berlin We report on edge-emitting lasers based on the 1- and 2-D longitudinal photonic bandgap crystal concept. The longitudinal photonic bandgap crystal (PBC) design allows a robust and controllable extension of the fundamental mode over a thick multilayer waveguide to obtain a very large vertical mode spot size and a narrow vertical beam divergence. We focus on highperformance PBC lasers in different material systems. Ridge 658 nm GaInP–AlGaInP singlemode PBC lasers demonstrate vertical beam divergence of 8° and continuous-wave (CW) output power above 115 mW. Multimode CW power of 500 mW is achieved at 635 nm in 50-μm-wide lasers. GaAs/AlGaAs PBC lasers emitting at 850 nm show a vertical far-field divergence of 9°, differential quantum efficiency of 95%, and maximum CW single mode power of 270 mW. InGaAs/AlGaAs PBC lasers emitting at 980 nm show a vertical far-field of 4° and single-mode output power of 1.2 W. Two-dimensional PBClasers based on fieldcoupled multiridge arrays show stable single lateral mode operation with narrow lateral farfield of 0.6 and output power in pulsed mode of 20 W. Maximal CW output power in single lateral mode operation is 2.7 W. 60. Electr. Lett. 44 (3), 168 (2008) Quantum dot based nanophotonics and nanoelectronics D. Bimberg Institute of Solid State Physics and Center of NanoPhotonics, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany Invention of non-disruptive fabrication technologies for semiconductor quantum dots presented a dream for generations of semiconductor device engineers. Today such technologies exist. A wealth of completely novel devices and such with dramatically improved properties based either on a single/few or a large density of quantum dots appears. Among them are single q-bit emitters, nano-flash memories, ultrafast lasers and amplifiers enabling a wealth of advanced systems. 79 63. Appl. Phys. Lett. 93, 221102 (2008) Ultrahigh-brightness 850 nm GaAs/AlGaAs photonic crystal laser diodes K. Posilovic1, T. Kettler1, V.A. Shchukin1, N.N. Ledentsov1, U.W. Pohl1, D. Bimberg1, J. Fricke2, A. Ginolas2, G. Erbert2, G. Tränkle2, J. Jönsson3, and M. Weyers3 1 Institut für Festkörperphysik, Technische Universität Berlin, EW5-2, Hardenbergstr. 36, 10623 Berlin, Germany 2 Ferdinand-Braun-Institut für Höchstfrequenztechnik, Gustav-Kirchhoff-Str. 4, 12489 Berlin, Germany 3 TESAG, Three-Five Epitaxial Services AG, Kekulé-Str. 2-4, 12489 Berlin, Germany One-dimensional photonic crystal lasers emitting in the 850 nm range show high internal quantum efficiencies of 93% and very narrow vertical beam divergence of 7.1° (full width at half maximum) 50 µm broad area lasers with unpassivated facets exhibit a high total output power of nearly 20 W in pulsed mode with a divergence of 9.5 x 11.3° leading to a record brightness of 3 x 108 W cm-2 sr-1, being presently the best value ever reported for a single broad area laser diode. 100 µm broad devices with unpassivated facets show continuous wave operation with an output power of 1.9 W. 65. IEEE Journal of Selected Topics in Quantum Electronics 13 (5), 1242 (2007) Coulomb damped relaxation oscillations in semiconductor quantum dot lasers E. Malić1, M.J.P. Bormann1, P. Hövel1, M. Kuntz2 D. Bimberg2, A. Knorr1, and E. Schöll1 1 Institut für Theoretische Physik, Technische Universität Berlin, 10623 Berlin, Germany 2 Institut für Festkörperphysik and Center of Nanophotonics, Technische Universität Berlin, 10623 Berlin, Germany We present a theoretical simulation of the turn-on dynamics of InAs/GaAs quantum dot semiconductor lasers driven by electrical current pulses. Our approach goes beyond standard phenomenological rate equations. It contains microscopically calculated Coulomb scattering rates, which describe Auger transitions between quantum dots and the wetting layer. In agreement with the experimental results, we predict a strong damping of relaxation oscillations on a nanosecond time scale. We find a complex dependence of the Coulomb scattering rates on the wetting layer electron and hole densities, and we show their crucial importance for the understanding of the turn-on dynamics of quantum dot lasers. 80 66. Optics Express 15 (9), 5388 (2007) Direct correlation between a highly damped modulation response and ultra low relative intensity noise in an InAs/GaAs quantum dot laser A. Capua1, L. Rozenfeld1, V. Mikhelashvili1, and G. Eisenstein1, M. Kuntz2, M. Laemmlin2, and D. Bimberg2 1 Electrical Engineering Department, Technion, Haifa 32000, Israel 2 Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany We describe modulation responses and relative intensity noise (RIN) spectra of an InAs/GaAs quantum dot laser operating near 1300 nm. A very large nonlinear gain compression coefficient yields a highly damped modulation response with a maximum 3 dB bandwidth of ~6.5 GHz and flat RIN spectra which reach as low a level as –158÷–160 dB/Hz at frequencies up to 10 GHz. 68. Proc. of the IEEE, Optoelectronic Devices based on Quantum Dots 95 (9), 1741 (2007) High-speed quantum-dot vertical-cavity surface-emitting lasers N.N. Ledentsov1, 2, F. Hopfer1, and D. Bimberg1 1 Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany 2 on leave from Abraham Ioffe Physical Technical Institute We report on recent progress in high-speed quantum-dot (QD) vertical-cavity surfaceemitting lasers (VCSELs). Advanced types of QD media allow an ultrahigh modal gain, avoid temperature depletion, and gain saturation effects. Temperature robustness up to 100 °C for 0.96 – 1.25 µm range devices is realized in the continuous wave (cw) regime. An open eye 20 Gb/s operation with bit error rates better than 10-12 has been achieved in a temperature range 25 °C – 85 °C without current adjustment. A different approach for ultrahigh-speed operation is based on a combination of the VCSEL section, operating in the CW mode with an additional section of the device, which is electrooptically modulated under a reverse bias. The tuning of a resonance wavelength of the second section, caused by the electrooptic effect, affects the transmission of the system. The approach enables ultrahighspeed signal modulation. 60 GHz electrical and ~35 GHz optical (limited by the photodetector response) bandwidths are realized. 81 69. Proc. of the IEEE, Optoelectronic Devices based on Quantum Dots 95 (9), 1767 (2007) High-speed mode-locked quantum-dot lasers and optical mplifiers M. Kuntz, G. Fiol, M. Laemmlin, C. Meuer, and D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany Recent results on GaAs-based high-speed mode-locked quantum-dot (QD) lasers and optical amplifiers with an operation wavelength centered at 1290 nm are reviewed and their complex dependence on device and operating parameters is discussed on the basis of experimental data obtained with integrated fiber-based QD device modules. Hybrid and passive mode locking of QD lasers with repetition frequencies between 5 and 80 GHz, sub-ps pulse widths, ultralow timing jitter down to 190 fs, high output peak power beyond 1 W, and suppression of Q-switching are reported, showing the large potential of this class of devices for O-band optical fiber applications. Results on cw and dynamical characterization of QD semiconductor optical amplifiers (SOAs) are presented. QD amplifiers exhibit a close-to-ideal noise figure of 4 dB and demonstrate multiwavelength amplification of three coarse wavelength division multiplexing (CWDM) wavelengths simultaneously. Modelling of QD polarization dependence shows that it should be possible to achieve polarization insensitive SOAs using vertically coupled QD stacks. Amplification of ultrafast 80 GHz optical combs and bit-errorfree data signal amplification at 40 Gb/s with QD SOAs show the potential for their application in future 100 Gb Ethernet networks. 73. Electr. Lett. 44 (22),1305 (2008) 120 °C 20 Gbit/s operation of 980 nm VCSEL A. Mutig1, G. Fiol1, P. Moser1, D. Arsenijevic1, V.A. Shchukin1, 3, N.N. Ledentsov1, 3, S.S. Mikhrin2, I.L. Krestnikov2, D.A. Livshits2, A.R. Kovsh2, F. Hopfer1 , and D. Bimberg1 1 Institute of Solid State Physics and Center for NanoPhotonics, Technische Universität Berlin, Hardenbergstr. 36, Berlin 10623, Germany 2 Innolume GmbH, Konrad-Adenauer-Allee 11, Dortmund 44263, Germany 3 VI Systems GmbH, Hardenbergstr. 7, Berlin, D-10623, Germany 980 nm VCSELs show under 20 Gbit/s large signal modulation clearly open eyes without adjustment of the driving conditions between 0 and 120°C. 82 74. Appl. Phys. Lett. 93, 051110 (2008) 40 GHz small-signal cross-gain modulation in 1.3 µm quantum dot semiconductor optical amplifiers C. Meuer1, J. Kim1, M. Laemmlin1, S. Liebich1, D. Bimberg1, A. Capua2, G. Eisenstein2, R. Bonk3, T. Vallaitis3, J. Leuthold3, A.R. Kovsh4, and I.L. Krestnikov4 1 Institut für Festkörperphysik, Technische Universität Berlin, EW 5-2, Hardenbergstr. 36, 10623 Berlin, Germany 2 Electrical Engineering Department, Technion, Haifa 32000, Israel 3 Institut für Hochfrequenztechnik und Quantenelektronik, Universität Karlsruhe, Engesserstr. 5, 76131 Karlsruhe, Germany 4 Innolume GmbH, Konrad-Adenauer-Allee 11, 44263 Dortmund, Germany Small-signal cross-gain modulation of quantum dot based semiconductor optical amplifiers (QD SOAs), having a dot-in-a-well structure, is presented, demonstrating superiority for ultrahigh bit rate wavelength conversion. Optimization of the QD SOA high speed characteristics via bias current and optical pump power is presented and a small-signal 3 dB bandwidth exceeding 40 GHz is demonstrated. The p-doped samples investigated here enable small-signal wavelength conversion within a range of 30 nm, limited mainly by the gain bandwidth. 88. Optics Express 16 (11), 8269 (2008) Static gain saturation in quantum dot semiconductor optical amplifiers C. Meuer1, J. Kim1, M. Laemmlin1, S. Liebich1, A. Capua2, G. Eisenstein1,2, A.R. Kovsh3, S.S. Mikhrin3, I.L. Krestnikov3, and D. Bimberg1 1 Institut für Festkörperphysik, Technische Universität Berlin, EW 5-2, Hardenbergstr. 36, 10623 Berlin, Germany 2 Electrical Engineering Department, Technion, Haifa 32000 Israel 3 Innolume GmbH, Konrad-Adenauer-Allee 11, 44263 Dortmund Measurements of saturated amplified spontaneous emissionspectra of quantum dot semiconductor optical amplifiers demonstrate efficient replenishment of the quantum-dot ground state population from excited states. This saturation behavior is perfectly modeled by a rate equation model. We examined experimentally the dependence of saturation on the drive current and the saturating optical pump power as well as on the pump wavelength. A coherent noise spectral hole is observed with which we assess dynamical properties and propose optimization of the SOA operating parameters for high speed applications. 83 91. Proc. of SPIE: Physics and Simulation of Optoelectronic Devices 6889, OH-1 (2008) Ultrahigh–speed electrooptically–modulated VCSELs: Modeling and experimental results V.A. Shchukin1, 2, 3, N.N. Ledentsov1, 2, 3, J.A. Lott1, H. Quast1, F. Hopfer2, L.Ya. Karachinsky 2, 3, M. Kuntz2 , P. Moser2, A. Mutig2, A. Strittmatter2, V.P. Kalosha4, and D. Bimberg2 1 VI Systems GmbH, Hardenbergstr. 7, D–10623 Berlin, Germany 2 Institut für Festkörperphysik and Center of NanoPhotonics, Technische Universität Berlin, EW 5–2, Hardenbergstr. 36, D–10623 Berlin, Germany 3 Abraham Ioffe Physical Technical Institute, Politekhnicheskaya 26, 194021 St. Petersburg, Russia 4 Department of Physics, University of Ottawa, 150 Louis Pasteur, Ottawa ON K1N6N5, Canada We have studied the modulation properties of a vertical cavity surface–emitting laser (VCSEL) coupled to an electrooptical modulator. It is shown that, if the modulator is placed in a resonant cavity, the modulation of the light output power is governed predominantly by electrooptic, or electrorefraction effect rather than by electroabsorption. A novel concept of electrooptically modulated (EOM) VCSEL based on the stopband edge–tunable distributed Bragg reflector (DBR) is proposed which allows overcoming the limitations of the first– generation EOM VCSEL based on resonantly coupled cavities. A new class of electrooptic (EO) media is proposed based on type–II heterostructures, in which the exciton oscillator strength increases from a zero or a small value at zero bias to a large value at an applied bias. A EOM VCSEL based on a stopband–edge tunable DBR including a type–II EO medium is to show the most temperature–robust operation. Modeling of a high–frequency response of a VCSEL light output against large signal modulation of the mirror transmittance has demonstrated the feasibility to reach 40 Gb/s operation at low bit error rate. EOM VCSEL showing 60 GHz electrical and ~35 GHz optical (limited by the photodetector response) bandwidths is realized. 84 97. J. of Phys.: Condens. Matter 20, 164202 (2008) Phase and amplitude response of the ‘0.7 feature’ caused by holes in silicon one-dimensional wires and rings N.T. Bagraev1, N.G. Galkin1,W. Gehlhoff2, L.E. Klyachkin1, and A.M. Malyarenko1 1 Ioffe Physico-Technical Institute, RAS, 194021 St Petersburg, Russia 2 Institut für Festkörperphysik, TU Berlin, D-10623 Berlin, Germany We present findings for the 0.7(2e2/h) feature in the hole quantum conductance staircase that is caused by silicon one-dimensional channels prepared by the split-gate method inside the ptype silicon quantum well (SQW) on the n-type Si(100) surface. Firstly, the interplay of the spin depolarization with the evolution of the 0.7(2e2/h) feature from the e2/h to 3/2 e2/h values as a function of the sheet density of holes is revealed by the quantum point contact connecting two 2D reservoirs in the p-type SQW. The 1D holes are demonstrated to be spin polarized at low sheet density, because the 0.7(2e2/h) feature is close to the value of 0.5(2e2/h) that indicates the spin degeneracy lifting for the first step of the quantum conductance staircase. The 0.7(2e2/h) feature is found to take, however, the value of 0.75(2e2/h) when the sheet density increases, thereby giving rise to the spin depolarization of the 1D holes. Secondly, the amplitude and phase sensitivity of the 0.7(2e2/h) feature are studied by varying the value of the external magnetic field and the top-gate voltage that are applied perpendicularly to the plane of the double-slit ring embedded in the p-type SQW, with the extra quantum point contact inserted in the one of its arms. The Aharonov–Bohm and the Aharonov–Casher conductance oscillations obtained are evidence of the interplay of the spontaneous spin polarization and the Rashba spin–orbit interaction (SOI) in the formation of the 0.7(2e2/h) feature. Finally, the variations of the 0.7(2e2/h) feature caused by the Rashba SOI are found to take in the fractional form with both the plateaus and steps as a function of the top-gate voltage. 85 100. Journal of Applied Physics 103, 07D140 (2008) Surface modification of Co-doped ZnO nanocrystals and its effects on the magnetic properties A.S. Pereira Departamento de Química and CICECO, Universidade de Aveiro, P-3810-193 Aveiro, Portugal A.O. Ankiewicz I3 N-Institute for Nanostructures, Nanomodelling and Nanomanufacturing and Departamento de Física, Universidade de Aveiro, P-3810-193 Aveiro, Portugal and Institut für Experimentelle Physik II, Universität Leipzig, D-04103 Leipzig, Germany W. Gehlhoff and A. Hoffmann Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany S. Pereira and T. Trindade CICECO, Universidade de Aveiro, P-3810-193 Aveiro, Portugal M. Grundmann Institut für Experimentelle Physik II, Universität Leipzig, D-04103 Leipzig, Germany M.C. Carmo and N.A. Sobolev I3 N-Institute for Nanostructures, Nanomodelling and Nanomanufacturing and Departamento de Física, Universidade de Aveiro, P-3810-193 Aveiro, Portugal A series of chemically prepared Co2+-doped ZnO colloids has been surface modified either by growing shells of ZnSe or by the in situ encapsulation in poly(styrene). The surface modification effects using these two distinct chemical strategies on the magnetic properties of the nanocrystals were probed by electron paramagnetic resonance (EPR). Structural characterization by means of x-ray diffraction and transmission electron microscopy gave no evidence of second phase formation within the detection limits of the used equipment. The EPR analysis was carried out by simulations of the powderlike EPR spectra. The results confirm that in the core of these nanocrystals Co was incorporated as Co2+, occupying the Zn2+ sites in the wurtzite structure of ZnO. Additionally we identify two Co signals stemming from the nanocrystals’ shell. The performed surface modifications clearly change the relative intensity of the EPR spectrum components, revealing the core and shell signals. 86 87 9.2. Department II Prof. Dr. rer. nat. Christian Thomsen (Dept. IIa) Prof. Dr. rer. nat. Janina Maultzsch (Dept. IIa) Prof. em. Dr.-Ing. Dr. h.c. mult. Immanuel Broser (Dept. IIb) Priv.-Doz. Dr. Axel Hoffmann (Dept. IIb) 9.2.a Department IIa Prof. Dr. rer. nat. Christian Thomsen Prof. Dr. rer. nat. Janina Maultzsch 9.2a.0 Staff Secretary Marianne Heinold (until 08.12.2008) Mandy Neumann (from 08.12.2008) Technical staff Sabine Morgner Ing.grad. Heiner Perls Michael Mayer Senior scientists Dr. Paula Giudici Dr. Niculina Peica Dr. Peter Rafailov Dr. Harald Scheel PhD candidates Dipl.-Phys. Katharina Brose Dipl.-Phys. Dirk Heinrich Dipl.-Phys. Sevak Khachadorian Dipl.-Phys. Holger Lange Dipl.-Phys. Jan Laudenbach Dipl.-Phys. Patrick May Dipl.-Phys. Marcel Mohr Dipl.-Phys. Matthias Müller Dipl.-Phys. Grit Petschick Dipl.-Phys. Nils Rosenkranz Dipl.-Phys. Hagen Telg Dipl.-Phys. Norman Tschirner 88 Diploma students (status of 31.12.2008 - thesis completed = c) Katharina Brose (c) Max Bügler (c) David Eckhardt (c) Martin Fouquet (c) Roland Gillen Lars Houpt (c) Martin Kaiser Sevak Khachadorian (c) Ronny Kirste (c) Martin Kreutzer (c) Reinhard Meinke Carola Nisse (c) Jörg Polte (c) Nils Rosenkranz (c) Martin Weiß Stefan Werner (c) 89 9.2a.1 Summary of activities The activity of this group is centered around optical spectroscopy of carbon nanotubes, wide and narrow-gap semiconductors nanostructures, 2D electron gases, quantum and related systems dots, superconductor-semiconductor-hybrid structures, ferrofluids, and high-Tc superconductors. Emphasis in the work on carbon nanotubes and related system was to extend on expertise in understanding fundamental properties of functionalized carbon nanotube systems and of graphenes. The full phonon dispersion relations were determined for graphite at the ESRF, a result that became of vital importance for the renewed interest in single-layer graphite: graphene. In the semiconductor nanosystems we focused on theoretical and experimental properties of CdSe nanorods and Si nanowires. In the Centre of Excellence we worked on carotene and the photosystems II which contains carotene. Strength of our group continues to be the close work on theory and experiment. In 2008 Prof. Dr. Janina Maultzsch joined in Berlin after a prolonged stay at Columbia University. She now leads a group of several scientists with a research focus on tip- enhanced Raman spectroscopy. There are close collaborations on several topics between our groups. 90 91 9.2a.2 Publications The abstracts of papers marked by * are reprinted in section 9.2a.6. 1. XRD and Raman spectroscopic study of Ru and Os doped Bi12 SiO20 crystals P.M. Rafailov, A.V. Egorysheva, V.M. Skorikov, R. Petrova, M.N. Veleva, T.D. Dudkina, C. Thomsen, A.Ya.Vasilev, and M.M. Gospodinov Journal of Optoelectronics and Advanced Materials 9, 293-295 (2007). 2.* Evidence of breakdown of the spin symmetry in diluted 2D electron gases P. Giudici, A.R. Goni, P.G. Bolcatto, C.R. Proetto, C. Thomsen, K. Eberl, and M. Hauser Europhysics Letters 77, 37003 (2007) 3.* Dynamics of magnetic-field-induced clustering in ionic ferrofluides from Raman scattering D. Heinrich, A.R. Goni, and C. Thomsen J. Chem. Phys. 126, 124701 (2007) 4.* Characterization of Carbon Nanotubes by Optical Spectroscopy J. Maultzsch and C. Thomsen Advanced Micro and Nanosystems, Vol. 8: CNT-based Nanosystems; eds. Baltes, Hierold, (WILEY-VCH, Weinheim, 2008), ISBN: 978-3-527-31720-2 5. On remote and virtual experiments in eLearning S. Jeschke, H. Scheel, T. Richter, and C. Thomsen Journal of Software (JSW) 2, 76-85 (2007) 6. Dependence of the band-gap pressure coefficients of self-assembled InAs/GaAs quantum dots on the quantum dot size C. Kristukat, A.R. Goni, K. Potschke, D. Bimberg, and C. Thomsen phys. stat. sol. (b) 244, 53-58 (2007) 7.* Elasticity of single-crystalline graphite: Inelastic x-ray scattering study A.Bosak, M. Krisch, M. Mohr, J. Maultzsch, and C. Thomsen Phys. Rev. B 75, 153408 (2007) 8.* Mixing of the fully symmetric vibrational modes in carbon nanotubes M. Mohr, M. Machón, C. Thomsen, I. Milovsevic, and M. Damnjanovic Phys. Rev. B 75, 195401 (2007) 9.* The phonon dispersion of graphite by inelastic X-ray scattering M. Mohr, J. Maultzsch, E. Dobardvzic, S. Reich, I. Milovsevic, M. Damnjanovic, A. Bosak, M. Krisch, and C. Thomsen Phys. Rev. B 76, 035439 (2007) 10. Raman spectroscopy of pentyl-functionalized carbon nanotubes M. Müller, J. Maultzsch, D. Wunderlich, A. Hirsch, and C. Thomsen phys. stat. sol. (RRL) 1, No 4, 144-146 (2007) 92 11. Dependence of the Raman Spectrum of Silicon Nanowires on the Wire Environment H. Scheel, S. Reich, and C. Thomsen in Nanowires and Carbon Nanotubes -- Science and Applications, edited by P. Bandaru, M. Endo, I.A.Kinloch, A.M. Rao (Mater. Res. Soc. Symp. Proc. 963E, Warrendale, PA, 2007) 12. First and second optical transitions in single-walled carbon nanotubes: a resonant Raman study H. Telg, J. Maultzsch, S. Reich, and C. Thomsen phys. stat. sol. (b) 244, 4006-4010 (2007) 13. Detail study of the Raman-active modes in carbon nanotubes M. Mohr, M. Machón, C. Thomsen, I. Milovsevic, and M. Damnjanovic phys. stat. sol. (b) 244, 4275-4278 (2007) 14. Raman spectroelectrochemistry on SWNTs at higher doping levels: evidence for a transition to intercalative doping P. M. Rafailov, C. Thomsen, U. Dettlaf-Weglikowska, B. Hornbostel, and S. Roth phys. stat. sol. (b) 244, 4060-4063 (2007) 15. * Raman spectroscopy on chemically functionalized carbon nanotubes M. Müller, J. Maultzsch, D. Wunderlich, A. Hirsch, and C. Thomsen\\ phys. stat. sol. (b) 244, 4056-4059 (2007) 16. Resonant Raman scattering at exciton intermediate states in ZnO M.R. Wagner, P. Zimmer, A. Hoffmann, and C. Thomsen phys. stat. sol. (RRL) 1, No. 5, 169-171 (2007) 17. Effect of ZnS shell on the Raman spectra from CdSe nanorods H. Lange, M. Machón, M. Artemyev, U. Woggon, and C. Thomsen phys. stat. sol. (RRL) 1, No. 6, 274-276 (2007) 18. * Vibrational properties of semitrimer picotubes N. Rosenkranz, M. Machón, R. Herges, and C. Thomsen Chem. Phys. Lett. 451, 249 (2008) 19. * High Levels of Electrochemical Doping of Carbon Nanotubes: Evidence for a Transition from Double-Layer Charging to Intercalation and Functionalization P. M. Rafailov, C. Thomsen, U. Dettlaff-Weglikowska, and S. Roth J. Phys. Chem. B 112, 5368 (2008) 20. Carbon-nanotube bloch equations: A many body approach to nonlinear and ultrafast optical properties M. Hirtschulz, F. Milde, E. Malic, S. Butscher, C. Thomsen, S. Reich, and A. Knorr Phys. Rev. B 77, 035403 (2008) 93 21. Zn interstitial related donors in ammonia-treated ZnO powders J. Sann, J. Stehr, A. Hofstaetter, D.M. Hofmann, A. Neumann, M. Lerch, U. Haboeck, A. Hoffmann, and C. Thomsen Phys. Rev. B 76, 195203 (2007) 22. Preface: Electronic Properties of Novel Nanostructures Hans Kuzmany, Peter Dinse, Siegmar Roth, Christian Thomsen phys. stat. sol. (b) 244, Issue 11, 3841-3844 (2007) 23. Special issue: Electronic Properties of Novel Nanostructures Hans Kuzmany, Peter Dinse, Siegmar Roth, Christian Thomsen phys. stat. sol. (b) 244, Issue 11, 3829-4360 (2007) 24. * Experimental investigation of exciton-LO-phonon couplings in CdSe/ZnS core/shell nanorods H. Lange, M. Artemyev, U. Woggon, T. Niermann, and C. Thomsen Phys. Rev B. 77, 193303 (2008) 25. G- and G+ in the Raman spectrum of isolated nanotube: a study on resonance conditions and lineshape H. Telg, M. Fouquet, J. Maultzsch, Y. Wu, B. Chandra, J. Hone, T. F. Heinz, C. Thomsen phys. stat. sol. (b) 245, Issue 10, 2189-2192 (2008) 26. * Silicon nanowire optical Raman line shapes at cryogenic and elevated temperatures H. Scheel, S. Khachadorian, M. Cantoro, A. Colli, A. C. Ferrari, C. Thomsen phys. stat. sol. (b) 245, Issue 10, 2090-2093 (2008) 27. Carbon nanotubes for interconnects in VLSI integrated circuits J. Robertson, G. Zhong, H. Telg, C. Thomsen, J. M. Warner, G. A. D. Briggs, U. Detlaff, S. Roth, J. Dijon phys. stat. sol. (b) 245, Issue 10, 2303-2307 (2008) 28. Electrochemical functionalization of SWNT bundles in acid and salt media as observed by Raman and X-ray photoelectron spectroscopy Peter M. Rafailov, Christian Thomsen, Milko Monev, Urszula Dettlaff-Weglikowska, Siegmar Roth phys. stat. sol. (b) 245, Issue 10, 1967-1970 (2008) 29. Theory of ultrafast intraband relaxation in carbon nanotubes Matthias Hirtschulz, Frank Milde, Ermin Malic, Christian Thomsen, Stephanie Reich, Andreas Knorr phys. stat. sol. (b) 245, Issue 10, 2164-2168 (2008) 30. Diameter dependence of addition reactions to carbon nanotubes M. Müller, J. Maultzsch, D. Wunderlich, A. Hirsch, C. Thomsen phys. stat. sol. (b) 245, Issue 10, 1957-1960 (2008) 94 31. Effects of a ZnS-shell on the structural and electronic properties of CdSe-nanorods M. Mohr, C. Thomsen phys. stat. sol. (b) 245, Issue 10, 2111-2114 (2008) 32. Vibrational properties of four consecutive carbon picotubes Nils Rosenkranz, María Machón, Rainer Herges, Christian Thomsen phys. stat. sol. (b) 245, Issue 10, 2145-2148 (2008) 33. Raman excitation profiles of β-carotene - novel insights into the nature of the ν1band Norman Tschirner, Matthias Schenderlein, Katharina Brose, Eberhard Schlodder, Maria Andrea Mroginski, Peter Hildebrandt, Christian Thomsen phys. stat. sol. (b) 245, Issue 10, 2225-2228 (2008) 34. Preface: Electronic Properties of Novel Nanostructures Christian Thomsen, Peter Dinse, Hans Kuzmany, Siegmar Roth, phys. stat. sol. (b) 245, Issue 10, 1913-1914 (2008) 35. * Growth and characterisation of high-density mats of single-walled carbon nanotubes for interconnects J. Robertson, G. Zhong, H. Telg, C. Thomsen, J. H. Warner, G. A. D. Briggs, U. Detlaff-Weglikoswka, S. Roth Appl. Phys. Lett., 93, 163111 (2008) 36. * Direct observation of the radial breathing mode in CdSe nanorods Holger Lange, Marcel Mohr, Christian Thomsen, Mikhail Artemyev, Ulrike Woggon Nanoletters 8, 4614-4617 (2008) 37. Analysis of multiwalled carbon nanotubes as waveguides and antennas in the infrared and the visible regimes M. V. Shuba, G. Ya.Slepyan, S. A. Maksimenko, C. Thomsen, A. Lakhtakia submitted (06/08) 38. Carbon nanotube as a nanoscale Cherenkov-type light emitter -- nanoFEL K. G. Batrakov, S.A. Maksimenko, P.P. Kuzhir, C. Thomsen submitted (08/08) 39. * Phonons in bulk CdSe and CdSe nanowires M. Mohr, C. Thomsen Nanotechnology, in print (2009) 40. The ground state in hydrogen passivated Si nanowire reconstructions H. Scheel, S. Reich, C. Thomsen submitted (10/08) 41. Geometry dependence of the phonon modes in CdSe nanorods Holger Lange, Mikhail Artemyev, Ulrike Woggon, Christian Thomsen Nanotechnology 20, 045705 (2009) 95 42. * Longitudinal optical phonons in metallic and semiconducting carbon nanotubes M. Fouquet, H. Telg, J. Maultzsch, Y. Wu, B. Chandra, J. Hone, T. F. Heinz, and C. Thomsen Phys. Rev. Lett., in print (2009) 43. Chemical vapor deposition of carbon layers on Si001 substrates T.I. Milenov, P.M. Rafailov, G.V. Avdeev, C. Thomsen J. Optoelectronics and Advanced Materials xxx, yyy (2009) 44. Spectroscopic studies on electrochemically doped and functionalized singel-walled carbon nanotubes P. M. Rafailov, T. I. Milenov, M. Monev, G. V. Avdeev, C. Thomsen, U. DettlaffWeglikowska, S. Roth J. Optoelectronics and Advanced Materials xxx, yyy (2009) 45. * Raman spectra and DFT calculations of the vibrational modes of hexahelicene C. Thomsen, M. Machón, and S. Bahrs Chemical Physics Letters, submitted (2008) 46. * Vibrational properties of graphene nanoribbons by first-principles calculations Roland Gillen, Marcel Mohr, Janina Maultzsch, Christian Thomsen Phys. Rev. B, submitted (2009) 47. * Raman spectra of β-carotene N. Tschirner in preparation 96 97 9.2a.3 Invited talks Christian Thomsen Von eLearning bis eResearch: Virtuelle Labore & RmoteExperimente in den Naturwissenschaften Grundfragen Multimedialen Lehrens und Lernens, GML2, Berlin, Germany, March 2007 Janina Maultzsch Fano Lineshape in the high-energy Raman modes of isolated metallic carbon nanotubes 21th International Winterschool/Euroconference on Electronic Properties of Novel Materials, Electronic Properties of Novel Nanostructures, Kirchberg, Austria, March 2007 Sevak Khachadorian Remote experiments eLearning with remote experiments, Isfahan, Iran, March 2007 Christian Thomsen Raman scattering in carbon nanotubes Workshop on Nanotubes, Zürich, Switzerland, May 2007 Christian Thomsen Vibrational Spectroscopy of Carbon Nanotubes 106the Bunsentagung, Graz, Austria, May 2007 Janina Maultzsch Electron-phonon coupling in metallic carbon nanotubes observed by Raman scattering E-MRS Spring Meeting 2007 (European Materials Research Society, Strasbourg, France, May 2007 Christian Thomsen Rabi oscillations in a quantum dot exposed to quantum light E-MRS Spring Meeting 2007, Strasbourg, France, June 2007 Christian Thomsen Raman spectroskopy of carbon nanotubes 2nd International Workshop on Nanotube Optics & Nanospectroscopy, Wonton 2007, Ottawa, Canada, June 2007 Christian Thomsen Raman spectroscopy of carbon nanotubes 57. Jahrestagung der Österreichischen Physikalischen Gesellschaft, Krems, Austria, September 2007 Janina Maultzsch Tutorial on Micro and Nano-Raman spectroscopy First International Conference on Micro/Nano-Reliability , Berlin, Germany, September 2007 Janina Maultzsch Electron-phonon coupling in metallic carbon nanotubes observed by Raman scattering XVII Symposium on Condensed Matter Physics, Vrsac, Serbia, September 2007 Christian Thomsen Optische Eigenschaften von Kohlenstoffnanoröhren Workshop: Moderne Nanomaterialien, Greifswald, Germany, October 2007 98 Holger Lange Interface phonons in CdSe/ZnS core/shell-nanorods DPG Frühjahrstagung 2008 , Berlin, Germany, February 2008 Sevak Khachadorian Rotverschiebung der Ramanpeaks von SiNWs:thermische Einflüsse DPG Frühjahrstagung 2008 , Berlin, Germany, February 2008 Marcel Mohr First principles calculations of CdSe nanowires DPG Frühjahrstagung 2008 , Berlin, Germany, February 2008 Christian Thomsen Optische Eigenschaften von Kohlenstoffnanoröhren Nanomaterialien, Braunschweig, Germany, May 2008 Marcel Mohr First-principles calculations of CdSe nanowires Nanomaterials, Belgrad, Serbia, June 2008 Hagen Telg Raman Spectroscopy on single walled carbon nanotubes Nanosystems and -materials, Rehovot, Israel/ Weizmann Institute of Science, Rehovot, Israel, June 2008 Christian Thomsen Raman Spectroscopy of Nanotubes and Nanorods NT 08 (Nanotubes 2008), Montpellier, France, July 2008 Janina Maultsch Vibrational Properties of graphene and graphene nanoribbons Graphene Rundgespräch, Banz, Germany, September 2008 Holger Lange Raman scattering study of CdSe nanorods E-MRS Fall Meeting 2008, Poland, September 2008 Matthias Müller Resonant Raman Scattering on Chemically Functionalized Carbon Nanotubes Raman Spetroscopy in Nanomaterials, Jülich, Germany, November 2008 99 9.2a.4 PhD theses Harald Scheel Silicon Nanowire Properties from Theory and Experiment 10.09.2007 Roodenko, Ecatherina Surface and interface structure of electrochemically grafted ultra- thin organic films on metallic and semiconducting materials 14.12.2007 Gründer, Yvonne X-ray in-situ study of copper electrodesposition on UHV preparedGaAs(001) surfaces 02.06.2008 Anhalt, Klaus Radio metric measurement of thermodynamic temperatures during the phase transformation of metal-carbon eutectic alloys for a new high-temperature scale above 1000° C 25.07.2008 9.2a.5 Diploma theses Polte, Jörg One-dimensional Arrangement of endohedral Fullerences 24.05.2007 Bügler, Max Untersuchungen des optischen Gewinns in Gruppe-III Nitriden 14.06.2007 Fouquet, Martin Resonant Raman Spetroscopy in isolated singlewalled carbon nanotubes 10.09.2007 Rosenkranz, Nils Vibrational properties of carbon picotubes: experiment and theory 08.10.2007 Khachadorian, Sevak Thermische Effekte in Sizilium Nanondrähten 23.10.2007 Nisse, Carola Ramanresonanzen defektinduzierter Moden in GdBa2Cu3O7-O und (Y/Pr) Ba2 Cu3O7-O 15.11.2007 Kreutzer, Martin Wechselwirkung zwischen Glutamat und Polypyrrol 21.12.2007 Kirste, Ronny Ramanspektroskopie an Gruppe-III-Nitriden 03.01.2008 100 Eckhard, David Untersuchungen der indirekten Lumineszenz in selbstorganisierten InAs/GaAs-Quantenpunkten unter hohem hydrostatischen Druck 22.01.2008 Werner, Stefan Exziton-Phonon Wechselwirkung in InAs Quantenpunkten 18.02.2008 Brose, Katharina Ramanstreuung an Biomolekülen 07.04.2008 Houpt, Lars Neue elektromagnetische Untersuchungen zur norddeutschen Leitfähigkeitsanomalie 14.05.2008 101 9.2a.6 Abstracts of selected papers of department IIa Europhysics Letters77 37003 (2007) 2. Evidence of breakdown of the spin symmetry in diluted 2D electron gases P. Giudici1, A. R. Goni2, P. G. Bolcatto3, C. R. Proetto4, C. Thomsen1, K. Eberl5 and M. Hauser5 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany 2 ICREA Research Professor, Institut de Ciència de Materials de Barcelona, Campus de la UAB - 08193 Bellaterra, Spain 3 Facultad de Ingeniería Química and Facultad de Humanidades y Ciencias, Universidad Nacional del Litoral – 3000 Santa Fe, Argentina 4 Centro Atómico Bariloche and Instituto Balseiro - 8400 S. C. de Bariloche, Río Negro, Argentina 5 MPI für Festkörperforschung - Heisenbergstr. 1, 70569 Stuttgart, Germany Abstract – Direct evidence of spin polarisation in dilute two-dimensional electron gases formed in modulation-doped single quantum wells has been obtained from resonant inelastic light scattering. The abrupt enhancement of the exchange-correlation energy of collective intersubband spin and charge excitations observed at very low occupations of the second subband is the signature of the breakdown of the spin symmetry. Calculations of the elementary excitations within the timedependent local spin-density approximation provide an explanation for the striking behaviour of the different terms of the Coulomb interaction and predict the existence of a ferromagnetic ground state in the very diluted regime. 102 THE JOURNAL OF CHEMICAL PHYSICS 126, 124701 (2007) 3. Dynamics of magnetic-field-induced clustering in ionic ferrofluids from Raman scattering D. Heinrich1, C. Thomsen1, A. R. Goñi2 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany 2 ICREA, Institut de Ciència de Materials de Barcelona, Campus de la UAB, 08193 Bellaterra, Spain Using Raman spectroscopy, the authors have investigated the aggregation/disgregation of magnetic nanoparticles in dense ionic ferrofluids _IFF_ into clusters due to the action of an inhomogeneous external magnetic field. Evidence for changes in particle density and/or effective cluster size were obtained from the variation of the Raman intensity in a time window from 10 s to 10 min for magnetic fields up to 350 mT and at a temperature of 28 °C. Clustering sets in already at very low fields __15 mT_ and the IFF samples exhibit a clear hysteresis in the Raman spectra after releasing the magnetic field, which lasts for many hours at room temperature. The authors determined the characteristic times of the two competing processes, that of field-induced cluster formation and, at room temperature, that of thermalactivated dissociation, to range from 100 to 150 s. 4. Hierold, WILEY-VCH, Weinheim, 2008 ISBN: 978-3-527-31720-2 (2008) Characterization of Carbon Nanotubes by Optical Spectroscopy Janina Maultzsch and Christian Thomsen Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany Characterization of carbon nanotubes for applications in electronic, nanomechanical or sensing devices can be performed by various methods including optical spectroscopy, scanning probe techniques or electron diffraction. The method of choice depends on the required level of characterization, for instance whether it is sufficient to distinguish metallic from semiconducting nanotubes or whether the chiral index must be determined. Furthermore, it depends on the sample conditions such as its environment, and whether one is interested in a single nanotube or in nanotube ensembles. For example, an individual nanotube as part of a single-molecule electronic devicemight need to be characterized. On the other hand, after nanotube synthesis large quantities of nanotubes might require analysis regarding their diameter and purity, or chemical treatment of nanotube suspensions is to be monitored. Optical spectroscopy is a versatile, non-destructive method which can be applied under many different conditions and which ranges from detecting the presence of carbon nanotubes to identifying the chiral index (n,m). Here we give a review on how to use optical spectroscopy for characterizing carbon nanotubes. 103 Phys. Rev. B 75, 153408 (2007) 7. Elasticity of single-crystalline graphite: Inelastic x-ray scattering study Alexey Bosak2, Michael Krisch2, Marcel Mohr1, Janina Maultzsch1, and Christian Thomsen1 1 2 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany European Synchrotron Radiation Facility, BP 220, F-38043 Grenoble Cedex, France The five independent elastic moduli of single-crystalline graphite are determined using inelastic x-ray scattering. At room temperature the elastic moduli are, in units of GPa, C11=1109, C12=139, C13=0, C33=38.7 and C44=4.95. Our experimental results are compared with predictions of ab initio calculations and previously reported incomplete and contradictory data sets. We obtain an upper limit of 1.1 TPa for the on-axis Young’s modulus of homogeneous carbon nanotube, thus providing important constraints for further theoretical advancesand quantitative input to model elasticity in graphite nanotubes. Phys. Rev. B. 75, 195401(2007) 8. Mixing of the fully symmetric vibrational modes in carbon nanotubes M. Mohr1, M. Machón1, C. Thomsen1, I. Milošević2 and M. Damnjanović2 1 2 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany Faculty of Physics, University of Belgrade, P.O. Box 368, 11011 Belgrade, Serbia We study the mixing of the fully symmetric modes in single-walled carbon nanotubes with ab initio calculations. With a variational model, we confirm the results from finite-difference calculations. We further analyze the effect of the mixing on the calculation of phonon frequencies and electron-phonon coupling matrix elementsMe-ph. We find that neglecting the mixing leads to errors of up to 60% forMe-ph for the radial breathing mode and up to 50 cm−1 difference for the high-energy mode frequency. 104 Phys. Rev. B 76, 035439 (2007) 9. The Phonon dispersion of graphite by inelastic x-ray scattering M. Mohr1, J. Maultzsch1, E. Dobardžić 2 , S. Reich3 , I. Milošević2, M. Damnjanović2, A. Bosak4, M. Krisch4 and C. Thomsen1 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany 2 3 Faculty of Physics, University of Belgrade, POB 368, 11011 Belgrade, Serbia Department of Materials Science and Engineering, Massachusetts Institute of Technology, 77 Massachusetts Avenue,Cambridge, Massachusetts 02139-4307, USA 4 European Synchrotron Radiation Facility (ESRF), BP 220, F-38043 Grenoble Cedex, France We present the full in-plane phonon dispersion of graphite obtained from inelastic x-ray scattering, including the optical and acoustic branches, as well as the midfrequency range between the K and M points in the Brillouin zone, where the experimental data have been unavailable so far. The existence of a Kohn anomaly at the K point is further supported. We fit a fifth-nearest neighbor force-constant model to the experimental data, making improved force-constant calculations of the phonon dispersion in both graphite and carbon nanotubes available. phys. stat. sol. (b) 244, No. 11, 4056–4059 (2007) 15. Raman spectroscopy on chemically functionalized carbon nanotubes M. Müller1, J. Maultzsch2, D. Wunderlich3, 4, A. Hirsch3, 4 and C. Thomsen1 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany 2 Departments of Electrical Engineering and Physics, Columbia University, New York, NY 10027, USA 3 Zentralinstitut für Neue Materialien und Prozeßtechnik, Universität Erlangen-Nürnberg, Dr.-Mack-Str. 81, 90762 Fürth, Germany 4 Institut für Organische Chemie, Universität Erlangen-Nürnberg, Henkestr. 42, 91054 Erlangen,Germany We present Raman spectroscopy on carbon nanotubes, functionalized with alkyl groups to different degrees and with different addition reactions. We observe effects in particular on the intensities of the radial breathing mode (RBM). From the RBM we can assign the diameter and chiral indices of the tubes and study the influence of functionalization on different tubes, their transition energies, Raman shifts and RBM intensities.We observe a diameter dependence of the chemical reaction under certain reaction conditions. 105 18. Chemical Physics Letters 451, 249251 (2008) Vibrational properties of semitrimer picotubes N. Rosenkranz1, M. Machón1, R. Herges2 and C. Thomsen1 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany 2 Institut für Organische Chemie, Christian-Albrechts-Universität Kiel, Otto-Hahn-Platz 4, 24098 Kiel, Germany The semitrimer picotube is a ring-shaped hydrocarbon closely related to a very short (3,3) carbon nanotube. We study the vibrational properties of the semitrimer by means of Raman spectroscopy and find the structural similarity to nanotubes to be reflected also in the vibrational spectra. In particular, combining polarization-dependent Raman measurements and ab inito calculations we can identify a fully symmetric vibration corresponding to theradial breathing mode in nanotubes. 19. J. Phys. Chem. B 112, 5368-5373(2008) High Levels of Electrochemical Doping of Carbon Nanotubes: Evidence for a Transition from Double-Layer Charging to Intercalation and Functionalization Peter M. Rafailov1, Christian Thomsen2, Urszula Dettlaff-Weglikowsk1 and Siegmar Roth3 1 Georgi NadjakoV Institute of Solid State Physics, Bulgarian Academy of Sciences, 72 Tzarigradsko Chaussee BlVd., 1784 Sofia, Bulgaria 2 Institut für Festkörperphysik, Technische Universität Berlin Hardenbergstrasse 36, 10623 Berlin, Germany 3 Max-Planck-Institut für Festkörperforschung, Heisenbergstrasse 1, 70569 Stuttgart, Germany We studied the transition from the electrochemical double-layer charging regime to intercalative doping of bundled single-walled carbon nanotubes (SWNT) in KCl and HCl aqueous solution. For this purpose we used high doping levels by applying constant potentials above 1000 mV approaching and slightly exceeding the oxidation potential for Cl- ions. At each potential in situ Raman measurements of the radial breathing mode (RBM), the highenergy tangential mode (HEM), and the disorder-induced (D) mode were performed. Furthermore, the conductivity and reflectivity of a set of SWNT samples were measured as a function of doping and subsequently the samples were examined by X-ray photoelectron spectroscopy (XPS). From a comparative analysis of the results we conclude that above 1000 mV a significant penetration of chlorine species into the interstitial channels of the SWNT bundles and possible covalent functionalization take place. 106 24. PHYSICAL REVIEW B 77, 193303 (2008) Experimental investigation of exciton-LO-phonon couplings in CdSe/ZnS core/shell nanorods Holger Lange1, Mikhail Artemyev2, Ulrike Woggon3, Tore Niermann4 and Christian Thomsen1 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany 2 Institute for Physico-Chemical Problems, Belarusian State University, 14 Leningradskaya Str., Minsk 220080, Belarus 3 Fachbereich Physik, Universität Dortmund, Otto-Hahn-Str. 4, 44227 Dortmund, Germany 4 Institut für Optik und Atomare Physik, Technische Universität Berlin, Straße des 17. Juni 135, 10623 Berlin, Germany We investigate the size dependence of the exciton-LO-phonon coupling strength in colloidal CdSe nanorods coated with an epitaxial ZnS shell. We find an increase in the coupling strength with decreasing nanorod diameter. The growth of a ZnS shell on the nanorod surface much more strongly reduces the exciton-phonon coupling strength than expected from geometry considerations. The determined radius dependence of the Huang-Rhys factor is similar to that observed for spherical CdSe nanocrystals. 26. phys. stat. sol. (b) 245, No. 10, 2090–2093 (2008) Silicon nanowire optical Raman line shapes at cryogenic and elevated temperatures H. Scheel1, S. Khachadorian1, M. Cantoro2, A. Colli2, A. C. Ferrari2 and C. Thomsen1 1 Institut f¨ur Festk¨orperphysik, Technische Universit¨at Berlin, Berlin, Germany 2 Department of Engineering, University of Cambridge, Cambridge CB3 OFA, UK We report the Raman spectra of silicon nanowires (SiNWs) in a wide temperature range, between 2 K and 850 K. At room temperature we find a strong influence on the spectrum from applied laser excitation powers. These effects can be attributed a laser heated sample, leading to an inhomogeneous temperature distribution within the laser-spot. If the laser excitation power is small (below 100 μW) such effects are negligible, and we find a temperature dependence governed by threephonon decay processes. The results from temperature dependent measurements indicate a change of sample morphology due to heating. Raman measurements on SiNWs immersed in superfluid helium at ≈ 2 K show very strong red-shifts, even though they still have the perfect thermal contact via the superfluid helium. Considering anharmonic effects we find massively increased Si core temperatures. 107 35. APPLIED PHYSICS LETTERS 93, 163111 (2008) Growth and characterization of high-density mats of single-walled carbon nanotubes for interconnects J. Robertson1, G. Zhong1, H. Telg2, C. Thomsen2, J. H. Warner3, G. A. D. Briggs3, U. Dettlaff-Weglikowska4 and S. Roth4 1 Department of Engineering, University of Cambridge, Cambridge CB3 0FA, United Kingdom 2 Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany 3 Department of Materials, University of Oxford, Oxford OX1 3PH, United Kingdom 4 Max Planck Institut für Festkörperphysik, D-70569 Stuttgart, Germany We grow high-density, aligned single wall carbon nanotube mats for use as interconnects in integrated circuits by remote plasma chemical vapor deposition from a Fe–Al2O3 thin film catalyst.We carry out extensive Raman characterization of the resulting mats, and find that this catalyst system gives rise to a broad range of nanotube diameters, with no preferential selectivity of semiconducting tubes, but with at least 13 of metallic tubes. 36. Nano Lett., 8 (12), 4614-4617 (2008) Direct Observation of the Radial Breathing Mode in CdSe Nanorods Holger Lange1, Marcel Mohr1, Mikhail Artemyev2, Ulrike Woggon3, and Christian Thomsen1 1 Institut für Festkörperphysik, Technische Universität Berlin, Germany 2 Institute forPhysico-Chemical Problems of Belorussian State University, Minsk, Belarus 3 Institut für Optik und Atomare Physik, Technische Universität Berlin, Germany We experimentally confirm the existence of the radial breathing mode in CdSe nanorods by Raman spectroscopy, which was deduced from ab initio calculations of the vibrational properties of bare CdSe nanowires and CdSe/ZnS core-shell nanowires. We calculated the modes’frequency for various diameters and measured a set of bare CdSe nanorods and CdSe/ZnS core-shell nanorods to determine the diameter dependence of the modes’ frequency. The frequency of this mode is strongly diameter dependent and it can be used to estimate the nanorod diameter from a Raman measurement alone. 108 39. Nanotechnology, in print (2009) Phonons in bulk CdSe and CdSe nanowires Marcel Mohr and Christian Thomsen Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany We present first-principles calculations on bulk CdSe and CdSe nanowires with diameters of up to 22\,\AA. Their electronic and structural properties are presented and discussed. The vibrational properties of bulk CdSe and the zone-center vibrations of the nanowires are calculated and analyzed. An iterative, symmetry-based relaxation method is used that yields improved results for phonon frequencies.We find that the band gap varies with the surface termination and that strongly size-dependent and nearly constant vibrational modes exist in the nanowires, depending on the displacement directions. A strong shift in frequency for specific modes is found, stemming from surface contributions to the polarization, similar to that reported for thin slabs. A comparison with experimental data from Raman measurements is given. 42. Physical Review Letters, in print (2009) Longitudinal optical phonons in metallic and semiconducting carbon nanotubes Martin Fouquet1, Hagen Telg1, Janina Maultzsch1, 2, Yang Wu2, Bhupesh Chandra3, J. Hone3, Tony F. Heinz2 and Christian Thomsen1 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany 2 Departments of Electrical Engineering and Physics, Columbia University, New York 10027 USA 3 Department of Mechanical Engineering, Columbia University, New York 10027 USA We analyze the high-energy Raman modes, G+ and G-, in a pair of one metallic and one semiconducting nanotube. By combining Rayleigh scattering with Raman resonance profiles of the radial breathing mode and the high-energy modes, we show that the observed G- and G+ peaks can originate from longitudinal optical phonons of different tubes. The G- peak is the longitudinal mode of the metallic tube; it is broadened and downshifted due to strong electron-phonon coupling in the metallic nanotube. The G+ peak is due to the longitudinal mode in the semiconducting tube. This result resolves an ongoing debate in the literature. 109 45. Chemical Physics Letters, submitted (2008) Raman spectra and DFT calculations of the vibrational modes of hexahelicene C. Thomsen, M. Machón, and S. Bahrs Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany We performed Raman spectra of the polycyclic aromatic molecule hexahelicene and compared the about 50 identified vibrational modes with those of coronene. Hexahelicene has a similar structure as coronene but lower symmetry due to a cut of the molecule in radial direction. Correspondingly, there are many more modes in the spectra. We calculated the eigenfrequencies and eigenvectors of both molecules with ab-initio- methods and compared experiment and calculation, together with an assignment of the vibrational modes of hexahelicene. 46. Phys. Rev. B, submitted (2009) Vibrational properties of graphene nanoribbons by first-principles calculations Roland Gillen, Marcel Mohr, Janina Maultzsch and Christian Thomsen Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin We investigated the vibrational properties of graphene nanoribbons by means of firstprinciples calculations on the basis of density functional theory. We confirm that the phonon modes of graphene nanoribbons with armchair and zigzag type edges can be interpreted as fundamental oscillations and overtones. These show a characteristic dependence on the nanoribbon width. Furthermore, we demonstrate that a mapping of the calculated Γ-point phonon frequencies of nanoribbons onto the phonon dispersion of graphene corresponds to an “unfolding” of nanoribbons onto graphene. We consider the influence of spin states with respect to the phonon spectra of zigzag nanoribbons and provide comparisons of our results with past studies. 47. in preparation (2009) Raman spectra of β-carotene Norman Tschirner, Peter Hildebrandt and Christian Thomsen Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany In the present work we have studied β-carotene dissolved in dichloromethane by means of resonance Raman spectroscopy. To obtain the Raman excitation profiles Raman spectra of carotene have been acquired at various wavelengths throughout the visible region. It was found that the position of the prominent peak at ca. 1524 cm-1 varies with the excitation wavelength indicating the involvement of two different modes. Possible origins of the different enhancement pattern of the two modes are discussed. 110 111 9.2.b Department IIb Prof. em. Dr.-Ing. Dr. h.c. mult. Immanuel Broser Priv.-Doz. Dr. Axel Hoffmann 9.2b.0 Staff Secretary Kathrin Haberland (part time) Senior scientists Dr. Til Bartel (until 28.02 2008) Dr. Matthias Dworzak (until 31.03.2007) Dr. Enno Malguth (until 30.06.2008) PhD candidates (status of 31.12.2008: thesis completed = c) Dipl.-Phys. Max Bügler Dipl.-Phys. Munise Cobet Dipl.-Phys. Ute Haboeck Dipl.-Phys. Ronny Kirste Dipl.-Phys. Christian Kindl Dipl.-Phys. Tobias Schulze Dipl.-Phys. Markus Wagner Dipl.-Phys. Stefan Werner Dipl.-Phys. Patrick Zimmer Diploma students (status of 31.12.2008: thesis completed = c) Miran Alic Max Bügler (c) Gordon Callson Ole Hitzmann Martin Kaiser Ronny Kirste (c) Christian Nenstiel Christian Rauch (c) Jan Hindrik Schulze Stefan Werner (c) Thomas Switaiski 112 113 9.2b.1 Summary of activities The main research activities concentrate on the optical properties of wide-band gap II-VI and III-V semiconductors with special emphasis on ZnO- and GaN-based structures. The investigations are carried out on single crystals, epitaxially grown heterostructures and, especially, low-dimensional structures like quantum wells and quantum dots. In the last years new activities were started like studies of the magneto-optical investigations for spintronic application, investigations of the energy transfer in organic light-emitting diodes and non-linear optics in chalcopyrites. Cooperations have been established with many research groups in Germany, France, Russia, Belarus, United Kingdom, USA and Japan. The essential physical topics include: excitonic polaritons and bound excitons in bulk crystals and excitonic complexes in low dimensional structures based on InGaN, AlGaN, InGaAs and InGaAsN, shallow and deep centers, recombination dynamics and non-radiative processes, non-linear optical effects of pure and doped wide-gap semiconductors, coherent dynamics, optical gain mechanisms, analysis of doping and dopant compensation mechanisms, and electro-optical effects in polymers. Excitonic complexes, their excitation and relaxation mechanisms and the dynamics of these processes are in our center of interest. Knowledge about the energetic structure and relaxation mechanisms of free and bound excitons allows a precise analysis of defects created during growth and doping procedures. These investigations are carried out in close cooperation with other groups aiming for the development and optimization of new optoelectronic devices like blue light-emitting diodes and lasers. Both wide-gap II-VI and III-V semiconductors are studied. Our work on binary and ternary group-III nitrides has been concentrated to the experimental determination of basic band structure parameters of this as yet poorly known material. Many papers of the last two years have led to a complete understanding of the measured optical properties. Also, gain mechanisms in epitaxial group-III nitride layers and quantum wells were studied. All these investigations are of great interest for the development of blue emitting semiconductor laser diodes. For AlGaN- and ZnO-based structures the problem of p-dopant compensation attracts a lot of interest. Intensive studies were dedicated to the behavior of donor-acceptor pair emissions of highly doped ZnO-layers. Our observation, that the broad luminescence band usually observed in highly doped material becomes much sharper at higher excitation levels, finally turning into the normal, low doping spectrum has triggered intensive investigations using optical spectroscopy as a function of intensity and temperature. Currently, two different models for this effect are discussed, in highly compensated specimens the formation of high electric fields or the existence of an exponentially structured continuum of low lying donors or acceptors. Calculations have been performed to distinguish between the two different methods. The study of coherent processes especially at localized excitations is a further issue in our research. Coherent lifetimes react very sensitively to defect structures and can thus help to optimize growth techniques for blue light-emitting devices. Four-wave mixing techniques could be applied to epitaxial layers of different II-VI compounds to receive non-linear quantum beats. We have shown that they originate either from zero-field split excited states of one complex or from interference between two different bound excitons. Coherent lifetimes of some hundred fs were observed. 114 The purpose of the Sfb 787 project headed by Axel Hoffmann and Christian Thomsen is to study the influence of the electron-phonon interaction in low-dimensional semiconductor systems. Here, our main focus is the investigation of the dynamical properties of excitonic states in II-VI and III-V quantum dots. In cooperation with the Siemens AG experiments to measure the electro-optical coefficients of polymers and the electro-optical properties of organic light-emitting diodes and bio-chip readers were continued. The results are important to create new optical communication and signal processing systems on the basis of organic materials. 115 9.2b.2 Publications The abstracts of papers marked by* are reprinted in section 9.2.6 1. Group I elements in ZnO B.K. Meyer, N. Volbers, A. Zeuner, S. Lautenschläger, J. Sann, A.Hoffmann, U. Haboeck Mater. Res. Soc. Symp. Proc. Vol. 891 (2007) 0891-EE10-24.1 2.* Polarized emission lines from A- and B-type excitonic complexes in single InGaN/GaN quantum dots M. Winkelnkemper, R. Seguin, S. Rodt, A. Schliewa, L. Reißmann, A. Strittmatter, A. Hoffmann, D. Bimberg J. Appl. Phys. 101 (2007), 113708 3. Properties of InN layers grown by high pressure chemical vapour deposition M. Alevli, G. Durkaya, R. Kirste, A. Weesekara, W. E. Fenwick, V. T. Woods, I.T. Ferguson, A. Hoffmann, A.G. Perera and N. Dietz Mat. Res. Soc. Symp. Proc. 955; Symposium I: Advances in III-V Nitride Semiconductor, Materials and Devices, Boston, MA, USA, Nov.-Dec. 2006, I8.4, pp. 16, (2007). 4.* On the Origin of the unexpected annealing behavior of GaInNAs quantum wells M. Dworzak, R. Hildebrant, A. Hoffmann, L. Geelhaar, M. Galluppi, H. Riechert, T. Remmle, M. Albrecht Jap. J. Appl. Phys. 46 (2007), L 614 5. Gain mechanisms in field-free InGaN layers grown on sapphire and bulk GaN substrate M. Dworzak, T. Stempel Pereira, M. Bügler, A. Hoffmann, G. Franssen, S. Grzanka, T. Suski, R. Czernecki, M. Leszczynski, I. Grzegory phys. stat. sol. (RRL) 1, 141– 143 (2007) / DOI 10.1002/pssr.200701037 6. Photonic properties of ZnO epilayer M.R. Wagner, U. Haboeck, P. Zimmer, A. Hoffmann, S. Lautenschläger, C. Neumann, J. Sann, B.K. Meyer Proc. SPIE 6474, 64740x (2007) 7. Structure-property-function relationships in nanoscaled oxide sensors: A case study based on zinc oxide. S. Polarz, A. Roy, M. Lehmann, M. Driess, F. E. Kruis, A. Hoffmann, P. Zimmer Advance Functional Materials 17, 1385 (2007) 8.* Fabry-Perot effects in InGaN/GaN heterostructures on Si substrates C. Hums, T. Finger, T. Hempel, J. Christen, A. Dadgar, A. Hoffmann, A. Krost J. Appl. Phys. 101, 033113 (2007) 9. Resonant Raman scattering at exciton intermediate states in ZnO M. R. Wagner, P. Zimmer, A. Hoffmann, C. Thomsen phys. stat. sol. (RRL) 1, 169– 171 (2007) / DOI 10.1002/pssr. 200701106 116 10. Workshop on ZnO Axel Hoffmann, Bruno. K. Meyer phys.stat. sol (RRL), A 41 (2007) 11. Phonons in sapphire Al2O3 for ZnO and GaN H.W. Kunert, A.G.J. Machatine, A. Hoffmann, G. Kaczmarczyk, U. Haboeck, J. Malherbe, J. Barnas, M.R. Wagner, J.D. Brink Mat. Science and Engineering C 27, 1222 (2007) 12. Rabi oscillations in a quantum dot exposed to quantum light A. Magyarov, G. Ya. Slepyan, S.A. Maksimenko, A. Hoffmann Mat. Science and Engineering C 27, 1030 (2007) 13. Effects of time reversal symmetry on phonons in sapphire substrates for ZnO and GaN H.W. Kunert, A. Hoffmann, A.G.J. Machatine, J. Malherbe, J. Barnas, G. Kaczmarczyk, U. Haboeck, R. Seguin Superlattices and Microstructures, Volume 42, 278 (2007) 14.* Zn interstitial related donors in ammonia treated ZnO powders J. Sann, J. Stehr, A. Hofstaetter, D. M. Hofmann, A. Neumann, M. Plana, M. Lerch U.Haboeck, A. Hoffmann, C. Thomsen Phys. Rev. B 76, 195203 (2007) 15. Ionized and neutral donor bound excitons in ZnO B.K. Meyer, J. Sann, S. Lautenschläger, M. R. Wagner, and A. Hoffmann Phys. Rev. B 76, 184120 (2007) 16.* Microscopic theory of quantum dot interactions with quantum lights: local field effects G.Ya. Slepyan, A. Magyarov, S.A. Maksimenko, A. Hoffmann Phys. Rev. B 76, 195328 (2007) 17.* Surface modification of Co-doped ZnO nanocrystals and its effects on magnetic properties A.S Pereira, S. Pereira, T. Trindade, A.O. Ankiewicz, M.C. Carmo, N.A. Sobolev, W. Gehlhoff, A. Hoffmann, M. Grundmann J. Appl. Phys. 103 07D 140 (2008) 18. Optical properties of III-V quantum dots Udo W. Pohl, Sven Rodt, Axel Hoffmann Semiconductor Nanostructures, ed. D. Bimberg, Springer Verlag Berlin Heidelberg New York 2008, ISBN 978-3-540-77898, p 269-300 19. Polarized Emission Lines fromSingle InGaN/GaN Quantum Dots: Role of the Valence-band Structure of WurtziteGroup-III Nitrides M.Winkelnkemper, R. Seguin, S. Rodt, A. Schliwa, L. Reißmann, A. Strittmatter, A. Hoffmann, D. Bimberg Physica E 40: Low-dimensional Systems and Nanostructures, (2008), 2217-2219 117 20.* Energy transfer in close packed PbS nanocrystal films V. Rinnerbauer, H.-J. Egelhaaf, K. Hingerl, P. Zimmer, S. Werner, T. Warming, A. Hoffmann, M. Kovalenko, W. Heiss, G. Hesser, F. Schaffler Phys. Rev. B 77, 085322 (2008) 21. Fe in III-V and II-VI compounds Enno Malguth, Axel Hoffmann, Matthew Phillips phys. stat. sol. (b) 245, 455 (2008) / DOI 10.1002/pssb.200743315 22.* Decay dynamics of neutral and charged excitonic complexes in single InAs/GaAs quantum dots M. Feucker, R. Seguin, S. Rodt, A. Hoffmann, D. Bimberg Appl. Phys. Lett. 92, 063116 (2008) 23. Origin of the broad lifetime distribution of localized excitons in InxGa1-xN/GaN quantum dots M. Winkelnkemper, M. Dworzak, T. P. Bartel, A. Strittmatter, A. Hoffmann, D. Bimberg phys. stat. sol. (b), 245 (2008), 2766 24. Phonon interaction in InGaAs/GaAs quantum dots S. Werner, P. Zimmer, A. Strittmatter, A. Hoffmann Mat. Res. Soc. Symp. Proc. 1053, Warrendale,PA, USA, ISBN: 1-55899-846-2, EE0303 (2008) 25.* Mn- and Fe-doped GaN for spintronic applications E. Malguth, A. Hoffmann, M. H. Kanes, I. T. Ferguson Mat. Res. Soc. Symp. Proc. 1040, Warrendale,PA, USA, ISBN: 1-55899-846-2, Q06-09 (2008) 26. Mn charge states in GaMnN as a function of Mn concentration and co-doping E. Malguth, A. Hoffmann, W. Gehlhoff, M. H. Kanes, I. T. Ferguson Mat. Res. Soc. Symp. Proc. 1040, Warrendale,PA, USA, ISBN: 1-55899-846-2, Q09-18 (2008) 27. Optical and structural properties of homoepitaxial ZnO T. P. Bartel, M. R. Wagner, U. Haboeck, A. Hoffmann, C. Neumann, S. Lautenschläger, J. Sann, B. K. Meyer Proc. SPIE 6895, 689502 (2008) 28. Asymmetry in the excitonic recombinations and impurity incorporation of the two polar faces of homoepitaxially grown ZnO films S. Lautenschlaeger, J. Sann, N. Volbers, B. K. Meyer, A. Hoffmann, U. Haboeck, M. R. Wagner Phys. Rev. B 77 (2008), 144188 29.* GaN/AlN quantum dots for single qubit emitters M. Winkelnkemper, R. Seguin, S. Rodt, A. Hoffmann, D. Bimberg JPCM 20 (2008), 454211 118 30.* Influence of substrate surface polarity on homoepitaxial growth of ZnO layers by chemical vapour deposition M. R. Wagner, T.P. Bartel, R. Kirste, A. Hoffmann, J. Sann, S. Lautenschläger, B. K. Meyer, C. Kieselowski Phys. Rev. B 79(2009), 035307 31. Bound and free excitons in ZnO: optical selection rules in the absence and presence of time reversal symmetry M.R. Wagner, H.W. Kunert, A.G.J. Machatine, A. Hoffmann, P. Niyongabo, J. Malherbe, J. Barnas Superlattices and Microstructures, Volume xx, xxx (2009) 32. Structural and optical inhomogeneities of Fe doped GaN grown by HVPE E. Malguth, A. Hoffmann, M.R. Phillips J. Appl. Phys. 104 (2008), 123712 33. Strong coupling of light with one-dimensional quantum dot chain from Rabi oscillations to Rabi waves G. Ya Slepyan, Y.D. Yerchak, S.A. Maksimenko, A. Hoffmann Phys. Rev.. B xxx (2008), xxx 34.* Field-matter strong coupling in two-level quantum systems with broken inversion symmetry O.V. Kibis, G. Ya Slepyan, S.A. Maksimenko, A. Hoffmann Phys. Rev. Lett. 102 (2009), 023601 35. Magnetic and structural properties of transition metal doped zinc-oxide nanostructures A.O. Ankiewicz, W. Gehlhoff, J.S. Martins, A. S. Pereira, S. Pereira, A. Hoffmann, E. M. Kaidashev, A. Rahm, M. Lorenz, M. Grundmann, M. C. Carmo, T. Trindade, N. A. Sobolev phys.stat.sol. (b) 200880581(2009), 1 36. Infrared absorption, multiphonon processes and time reversal effect on Si and Ge band structure H.W. Kunert, A.G.J. Machatine, J. Malherbe, J. Barnas, A. Hoffmann, M.R. Wagner Thin Solid Films 517, 134 (2008) 37. Elementary excitation in Si, Ge band and diamond time reversal affected H.W. Kunert, A.G.J. Machatine, J. Malherbe, J. Barnas, A. Hoffmann, M.R. Wagner Thin Solid Films 517, 372 (2008) 38. Spectral identification of impurities and native defects in ZnO B.K. Meyer, D.M. Meyer, J. Stehr, A. Hoffmann Springer Buch über ZnO (C. Litton) 2009 39.* Nitrogen incorporation in homoepitaxial ZnO CVD epilayers S. Lautenschlaeger, S. Eisermann, B.K. Meyer, G. Callsen, A. Hoffmann phys. stat. sol (RRL), A 3 (2009), 16 119 40. Effects of Li doping in ZnO nanocrystals C. Rauch, W. Gelhoff, M.R. Wagner, E. Malguth, B. Salameh, A. Hoffmann, S. Polarz, Y. Aksu, M. Driess Phys. Rev. B xxx (2009), xxx 41.* Optical characterization of InN layers grown by high-pressure chemical vapour deposition M. Alevli, R. Ataley, G. Durkaya, A. Weesekara, G.U. Perera and N. Dietz, R. Kirste, A. Hoffmann J. Vac. Sci. Technol. A 26 (2008), 1023 120 121 9.2b.3 Invited talks Axel Hoffmann Photonic properties of ZnO SPIE Photonic West 2007, San Jose, USA, January 2007 Axel Hoffmann On the mechanism of Quantum dot formation in InGaN layers grown by MOVPE TMS Meeting Services, Las Vegas, USA, September 2007 Axel Hoffmann Micro-Raman and resonant Raman scattering in homoepitaxialgrown ZnO Materials Research Society (MRS), Boston, USA, November 2007 Axel Hoffmann Mn charge states in GaMnN as a function of Mn concentration and co-doping Materials Research Society (MRS), Boston, USA, November 2007 Axel Hoffmann Lattice dynamics of homoepitaxial grown ZnO SPIE Photonic West 2008, San Jose, USA, January 2008 Axel Hoffmann Single photon emitter for quantum-cryptography application 2nd workshop on low dimensional structures, Aveiro, Portugal, January 2008 Axel Hoffmann Single photon spectroscopy for quantum cryptography application TU Eindhoven, Netherland, March 2008 Axel Hoffmann Single photon spectroscopy for quantum cryptography application University Autonoma of Barcelona, Spain, September 2008 122 123 9.2b.4 PhD theses Anhalt, Klaus Radiometric measurement of thermometric temperatures during the phase transformation of metal-carbon eutectic alloys for a new high-temperature scale above 1000 C 25.07.2008 Bartel, Til Pierre Chemical Inhomogeneity in InxGa1-xN and ZnO - a HRTEM Study on Atomic Scale Clustering 11.03.2008 Bügler, Max Growth and Characterization of InN- and InGaN-layers with high In-concentration and basic optical characterization of these layers 07.11.2007 Dworzak, Matthias Concepts for increasing the light efficiency in semiconductor light emitters 11.06.2007 Johnson, Benjamin Analysis of CU (In,Ga)S2-absorbers using XES, XPS and IPES 03.07.2007 9.2b.5 Diploma theses Bügler, Max Untersuchung des optischen Gewinns an Gruppe-III-Nitriden 04.05.2007 Kirste, Ronny Ramanspektroskopie an Gruppe-III Nitriden 26.02.2008 Rauch, Christian Magneto-Optik von Exzitonen im ZnO 27.10.2007 Werner, Stefan Exziton-Phonon Wechselwirkung in InAs Quantenpunkten 01.03.2007 124 125 9.2b.6 Abstracts of selected papers of department IIb 2. JOURNAL OF APPLIED PHYSICS 101, 113708 (2007) Polarized emission lines from A- and B-type excitonic complexes in single InGaN/GaN quantum dots M. Winkelnkemper Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany and Fritz-Haber-Institut der Max-Planck-Gesellschaft, D-14195 Berlin, Germany R. Seguin, S. Rodt, A. Schliwa, L. Reißmann, A. Strittmatter, A. Hoffmann, D. Bimberg Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany Cathodoluminescence measurements on single InGaN/GaN quantum dots _QDs_ are reported. Complex spectra with up to five emission lines per QD are observed. The lines are polarized along the orthogonal crystal directions [1120] and [100]. Realistic eight-band k ·p electronic structure calculations show that the polarization of the lines can be explained by excitonic recombinations involving hole states which are formed either by the A or the B valence band. 4. JAPANESE JOURNAL OF APPLIED PHYSICS 46, L 614 (2007) On the Origin of the Unexpected Annealing Behavior of GaInNAs Quantum Wells Matthias Dworzak, Radowan Hildebrandt, Axel Hoffmann, Lutz Geehaar1, Massimo Galuppi1, Henning Riechert1, Thilo Remmele2, Martin Albrecht2 Institute of Solid State Physics, Technical University Berlin, Hardenbergstr. 36, D-10623 Berlin, Germany 1Qimonda (formerly Infineon Technologies), D-81730 Munich, Germany 2Institute of Crystal Growth, Max-Born-Str. 2, D-12489 Berlin, Germany Studies of the annealing of GaInNAs quantum wells under argon or hydrogen atmosphere revealed a significant dependency of the annealing behavior on the growth temperature. Structural investigation by means of transmission electron microscopy reveals the formation of vacancy type dislocation loops after argon annealing only for quantum wells grown at low temperature. This was not observed for hydrogen annealing. The formation of these loops leads to enhanced nonradiative recombination reducing the luminescence efficiency. In contrast, samples grown at high temperatures show improved luminescence efficiency upon both annealing atmospheres. This is attributed to the growth-induced formation of different kinds of defects. 126 8. JOURNAL OF APPLIED PHYSICS 101, 033113 (2007) Fabry-Perot effects in InGaN/GaN heterostructures on Si-substrate C. Hums, T. Finger, T. Hempel, J. Christen, and A. Dadgar Fakultät für Naturwissenschaften, Institut für Experimentelle Physik, Otto-von-GuerickeUniversität Magdeburg, Universitätsplatz 2, 39016 Magdeburg, Germany A. Hoffmann Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany A. Krost Fakultät für Naturwissenschaften, Institut für Experimentelle Physik, Otto-von-GuerickeUniversität Magdeburg, Universitätsplatz 2, 39016 Magdeburg, Germany A strong intensity modulation is found in spatially and angular resolved photoluminescence spectra of InGaN/GaN heterostructures and quantum wells epitaxially grown on Si (111) substrates. This Fabry-Perot effect results from the high refractive index contrasts at the GaN/Si and the Air/InGaN interfaces. It can be used for a wavelength stabilization of the sample upon temperature change and, e.g., in the case of light emitting diodes, to additionally reduce the blueshift at increasing injection currents. A simple geometric approach has been chosen to calculate the influence of layer thickness, absorption and refractive indices, as well as detection angle. The cavity can be described quantitatively by a simple three layer FabryPerot model. An analytical expression is derived for the external luminescence line shape. Microphotoluminescence measurements at samples with the silicon substrate locally removed corroborate the model. 127 14. PHYSICAL REVIEW B 76, 195203 (2007) Zn interstitial related donors in ammonia-treated ZnO powders J. Sann, J. Stehr, A. Hofstaetter, and D. M. Hofmann* I. Physikalisches Institut, Justus-Liebig-Universität-Giessen, Heinrich-Buff-Ring 16, 35392 Giessen, Germany A. Neumann and M. Lerch Institut für Chemie, Technische Universität Berlin, Straße des 17, Juni 135, 10623 Berlin, Germany U. Haboeck, A. Hoffmann, and C. Thomsen Institut für Festkörperphysik, Technische Universität Berlin, Hardenberg Strasse 36, 10623 Berlin, Germany Received 5 June 2007; revised manuscript received 23 August 2007; published 8 November 2007 ZnO powder heat treated in NH3 atmosphere was investigated by electron paramagnetic resonance, photoluminescence, and Raman spectroscopy. We find that the treatment creates Zn interstitials (Zni) and complexesof Zn interstitials and nitrogen atoms substituting oxygen (Zni-NO). A correlation between the Zni and an exciton at 3.366 eV (I3) can be stated by a comparison with the PL results; furthermore, the (Zni-NO) complex seems to be related to a recombination at 3.193 eV. 128 16. Physical Review B 76, 195328 (2007) Microscopic theory of quantum dot interactions with quantum light: local field effect G.Ya. Slepyan, A. Magyarov, and S.A. Maksimenko Institute for Nuclear Problems, Belarus State University, Bobruiskaya 11, 220050 Minsk, Belarus A. Hoffmann Institut für Festkörperphysik, TU Berlin, Hardenbergstr. 36, 10623 Berlin, Germany A theory of both linear and nonlinear electromagnetic response of a single QD exposed to quantum light, accounting the depolarization induced local-field has been developed. Based on the microscopic Hamiltonian accounting for the electron-hole exchange interaction, an effective two-body Hamiltonian has been derived and expressed in terms of the incident electric fieeld, with a separate term describing the QD depolarization. The quantum equations of motion have been formulated and solved with the Hamiltonian for various types of the QD excitation, such as Fock qubit, coherent fields, vacuum state of electromagnetic field and light with arbitrary photonic state distribution. For a QD exposed to coherent light, we predict the appearance of two oscillatory regimes in the Rabi effect separated by the bifurcation. In the first regime, the standard collapse-revivals phenomenon do not reveal itself and the QD population inversion is found to be negative, while in the second one, the collapse{revivals picture is found to be strongly distorted as compared with that predicted by the standard Jaynes-Cummings model. For the case of QD interaction with arbitrary quantum light state in the linear regime, it has been shown that the local field induce a fine structure of the absorption spectrum. Instead of a single line with frequency corresponding to which the exciton transition frequency, a duplet is appeared with one component shifted by the amount of the local field coupling parameter. It has been demonstrated that the strong light-matter coupling regime arises in the weak-field limit. A physical interpretation of the predicted effects has been proposed. 129 17. Journal of Applied Physics 103 07D 140 (2008), Surface modification of Co-doped ZnO nanocrystals and its effects on the magnetic properties A. S. Pereira Departamento de Química and CICECO, Universidade de Aveiro, P-3810-193 Aveiro, Portugal A. O. Ankiewicz I3 N-Institute for Nanostructures, Nanomodelling and Nanomanufacturing and Departamento de Física, W. Gehlhoff and A. Hoffmann Institut für Festkörperphysik, Technische Universität Berlin, D-10623 Berlin, Germany S. Pereira and T. Trindade CICECO, Universidade de Aveiro, P-3810-193 Aveiro, Portugal M. Grundmann Institut für Experimentelle Physik II, Universität Leipzig, D-04103 Leipzig, Germany M. C. Carmo and N. A. Sobolev I3 N-Institute for Nanostructures, Nanomodelling and Nanomanufacturing, Aveiro , Portugal A series of chemically prepared Co2+-doped ZnO colloids has been surface modified either by growing shells of ZnSe or by the in situ encapsulation in poly (styrene). The surface modification effects using these two distinct chemical strategies on the magnetic properties of the nanocrystals were probed by electron paramagnetic resonance (EPR). Structural characterization by means of x-ray diffraction and transmission electron microscopy gave no evidence of second phase formation within the detection limits of the used equipment. The EPR analysis was carried out by simulations of the powderlike EPR spectra. The results confirm that in the core of these nanocrystals Co was incorporated as Co2+, occupying the Zn2+ sites in the wurtzite structure of ZnO. Additionally we identify two Co signals stemming from the nanocrystals’ shell. The performed surface modifications clearly change the relative intensity of the EPR spectrum components, revealing the core and shell signals. 130 20. Physical Review B 77, 085322 (2008) Energy transfer in close-packed PbS nanocrystal films V. Rinnerbauer, H.-J. Egelhaaf, and K. Hingerl Christian Doppler Laboratory of Surface Optics, Institute of Semiconductor and Solid State Physics, University Linz,Altenbergerstrasse 69, A-4040 Linz, Austria P. Zimmer, S. Werner, T. Warming, and A. Hoffmann Institute of Solid State Physics, Technical University Berlin, Hardenbergstrasse 36, D-10623 Berlin, Germany M. Kovalenko, W. Heiss, G. Hesser, and F. Schaffler Institute of Semiconductor and Solid State Physics, University Linz, Altenbergerstrasse 69, A4040 Linz, Austria We study the emission properties of close-packed films of PbS nanocrystals that show emission in theinfrared. In time resolved photoluminescence measurements, we observe a fast decay time of 400 ps and a slow component between 20 and 80 ns, depending on the temperature, which are attributed to decay from core and surface states, respectively. Photoluminescence excitation and temperature-dependent photoluminescence measurements show that these states are coupled by thermal activation and energy transfer. These transfer processes efficiently replenish the core states with charge carriers from the surface states, increasing the photoluminescence yield. 22. Applied Physics Letters 92, 063116 (2008) Decay dynamics of neutral and charged excitonic complexes in single InAs/GaAs quantum dots M. Feucker, R. Seguin, S. Rodt, A. Hoffmann, D. Bimberg Institute of Solid State Physics, Technical University Berlin, Hardenbergstrasse 36, D-10623 Berlin, Germany Systematic time-resolved measurements on neutral and charged excitonic complexes (X, XX, X+, and XX+) of 26 different single InAs/GaAs quantum dots are reported. The ratios of the decay times are discussed in terms of the number of transition channels determined by the excitonic fine structure and a specific transition time for each channel. The measured ratio for the neutral complexes is 1.7 deviating from the theoretically predicted value of 2. A ratio of 1.5 for the positively charged exciton and biexciton decay time is predicted and exactly matched by the measured ratio indicating identical specific transition times for the transition channels involved. 131 25. Material. Research Society Symposium 1040, Q06-09 (2008) Mn- and Fe-doped GaN for spintronic applications Enno Malguth1,2, Axel Hoffmann1, Stefan Werner1, Matthew H. Kane3, Ian T. Ferguson3 1Institut für Festkörperphysik, Technische Universität Berlin, Berlin, 10623, Germany 2Microstructural Analysis Unit, University of Technology Sydney, Sydney, 2007, Australia 3School of Materials Science and Engineering, Georgia Institute of Technology, Atlanta, GA, 30332-0245 In the context of ferromagnetic spin-coupling in dilute magnetic semiconductors, we present optical investigations on Mg co-doped GaMnN and Fe doped GaN. A complex luminescence feature occurring in Mg co-doped GaMnN around 1 eV was previously attributed to the internal 4T2(F) -4T1(F) transition of Mn4+ involved in different complexes. Selective excitation studies indicate the presence of at least three different complexes. Photoluminescence excitation spectra suggest that the internal Mn3+ transition may represent an excitation mechanism. Magneto photoluminescence spectra indicate equal g values for the ground and excited state. Low temperature infrared absorption spectra of Fe doped GaN allow to unambiguously establish the electronic structure of the Fe2+ center in GaN. Our results suggest that the Fe2+ (5T2) state is stabilized against Jahn-Teller coupling by the reduced site-symmetry of the hexagonal lattice. 29. Journal of Physics Condenced MAtter 20 (2008), 454211 GaN/AlN quantum dots for single qubit emitters M. Winkelnkemper, R. Seguin, S. Rodt, A. Hoffmann, D. Bimberg Institute of Solid State Physics, Technical University Berlin, Hardenbergstrasse 36, D-10623 Berlin, Germany We study theoretically the electronic properties of c-plane GaN/AlN quantum dots (QDs) with the focus on their potential as sources of single polarized photons for future quantum communication systems. Within the framework of eight-band k · p theory we calculate the optical interband transitions of the QDs and their polarization properties. We show that an anisotropy of the QD confinement potential in the basal plane (e.g. QD elongation or strain anisotropy) leads to a pronounced linear polarization of the ground-state and excited-state transitions. An externally applied uniaxial stress can be used to either induce a linear polarization of the ground-state transition for emission of single polarized photons or even to compensate the polarization induced by the structural elongation. 132 30. Physical Review B 79 (2009), 035307 Influence of substrate surface polarity on homoepitaxial growth of ZnO layers by chemical vapour deposition Markus R. Wagner, Til P. Bartel, Ronny Kirste, and Axel Hoffmann Institute of Solid State Physics, TU Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany Joachim Sann, Stefan Lautenschläger, and Bruno K. Meyer I. Physics Institute, Justus Liebig University, Heinrich-Buff-Ring 16, 35592 Giessen, Germany C. Kisielowski National Center for Electron Microscopy, Material Science Division,Lawrence Berkeley National Laboratory, One cyclotron road, Berkeley, 94720, USA The influence of the substrate polarity (Zn-polar or O-polar) on the structural and optical properties of homoepitaxial ZnO epilayers grown by chemical vapor deposition is investigated. High resolution TEM images clearly demonstrate the control of the epilayer’s polarity by the substrate. A small compressive strain of cc = 3 · 10−4 is observed in both epilayers and XRD measurements indicate a superior structural quality of the epilayers compared to the substrate. Cross-sectional Raman scattering also demonstrates the growth of high quality epilayers, although high strain is present within the substrate. The phonon deformation potential parameters of the strain sensitive E2(high) Raman mode are determined to a = −730 cm−1 and b = −1000 cm−1. Differences in the excitonic luminescence including the appearance of new emission lines and an increased full width at half maximum in O-face epilayers are observed. It is suggested that the impurity diffusion from the substrate to the layer is affected by the substrate surface polarity with lower impurity concentrations in the Zn-polar film, compared to the O-polar epilayer. 133 34. Physical Review Letters 102 (2009), 023601 Field-matter strong coupling in two-level quantum systems with broken inversion symmetry O.V. Kibis1, G.Ya. Slepyan2, S.A. Maksimenko2, and A. Hoffmann3 1Department of Applied and Theoretical Physics, Novosibirsk State Technical University, Karl Marx Avenue 20, 630092 Novosibirsk, Russia 2Institute for Nuclear Problems, Belarus State University, Bobruyskaya St. 11, 220050 Minsk, Belarus 3 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, D10623 Berlin, Germany We demonstrate theoretically the parametric oscillator behavior of a two-level quantum system with broken inversion symmetry exposed to a strong electromagnetic field. A multitude of resonance frequencies and additional harmonics in the scattered light spectrum as well as altered Rabi frequency are predicted to be inherent to such systems. In particular, dipole radiation at the Rabi frequency appears to be possible. Since the Rabi frequency is controlled by the strength of coupling electromagnetic field, the effect can serve for the frequency-tuned parametric amplification and generation of electromagnetic waves. Manifestation of the effect is discussed for III-nitride quantum dots with strong build-in electric field breaking the inversion symmetry. Terahertz emission from arrays of such quantum dots is shown to be experimentally observable. 39. physica status solidi (RRL), A 3 (2009), 16 Nitrogen incorporation in homoepitaxial ZnO CVD epilayers S. Lautenschlaeger, S. Eisermann, B.K. Meyer I. Physics Institute, Justus Liebig University, Heinrich-Buff-Ring 16, 35592 Giessen, Germany G. Callsen, M.R. Wagner, A. Hoffmann Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, D-10623 Berlin, Germany ZnO:N thin films have been deposited on oxygen and zinc terminated polar surfaces of ZnO. The nitrogen incorporation in the epilayers using NH3 as doping source was investigated as a function of the growth temperature in the range between 380°C and 580°C. We used Raman spectroscopy and low temperature photoluminescence to investigate the doping properties. It turned out that the nitrogen incorporation strongly depends on both the surface polarity of the epitaxial films and the applied growth temperatures. In our CVD process low growth temperatures and Zn-terminated substrate surfaces clearly favour the nitrogen incorporation of ZnO. 134 41. J. Vac. Sci. Technol. A 26 (2008), 1023 Optical characterization of InN layers grown by high-pressure chemical vapour deposition M. Alevli,a_ R. Atalay, G. Durkaya, A. Weesekara, A. G. U. Perera, and N. Dietz Department of Physics and Astronomy, Georgia State University, Atlanta, Georgia 30303 R. Kirste and A. Hoffmann Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, D-10623 Berlin, Germany The optical properties of InN layers grown by high-pressure chemical vapor deposition have been studied. Raman, infrared reflection, and transmission spectroscopy studies have been carried out to investigate the structural and optical properties of InN films grown on sapphire and GaN/sapphire templates. Results obtained from Raman and IR reflectance measurements are used to estimate the free carrier concentrations, which were found to be varying from mid 1018 to low 1020 cm−3. The values for free carrier concentrations are compared to optical absorption edge estimates obtained from optical transmission spectra analysis. The analysis shows that optical absorption edge for InN shifts below 1.1 eV as the free carrier concentration decreases to low 1018 cm−3. 135 9.3 Department III Prof. Dr. rer. nat. Mario Dähne Prof. em. Dr.-Ing. Hans-Eckhart Gumlich 9.3.0 Staff Secretary Angela Berner (part time) Technical staff Gerhard Pruskil Senior Scientists Dr. Holger Eisele Dr. Andrea Lenz Dr. Rainer Timm Dr. Martina Wanke (until 30.11.2008) PhD candidates (status of 31.12.2008 - thesis completed = c) Dipl.-Phys. Jan Grabowski Dipl.-Phys. Kai Hodeck Dipl.-Phys. Lena Ivanova Dipl.-Phys. Andrea Lenz (c) Dipl.-Phys. Rainer Timm (c) Dipl.-Phys. Martina Wanke (c) Diploma students (status of 31.12.2008 – thesis completed = c) Martin Franz Florian Genz Sylvia Hagedorn (c) Britta Höpfner Karolin Löser (c) Nadine Oswald Grit Petschick (c) Christopher Prohl Matthias Vetterlein 136 137 9.3.1 Summary of activities The main research subject of the group of Prof. M. Dähne is the investigation of the structural and electronical properties of semiconductor surfaces, interfaces and nanostructures. This includes in-situ sample preparation by molecular beam epitaxy (MBE) or reactive epitaxy. In the experiments, special emphasis lies on the use of local probes, such as scanning-tunneling microscopy (STM) and spectroscopy (STS), also in cross-sectional mode (XSTM and XSTS). Complementary information is obtained from angle-resolvel photoelectron spectroscopy (ARPES) with synchrotron radiation at the Berlin storage ring BESSY. All experiments are performed in ultra-high vacuum (UHV). There are mainly three experimental setups: 1. An STM/STS chamber with an attached multi-purpose preparation chamber containing LEED, sputter gun, sample heating, and effusion cells 2. A chamber designed especially for XSTM/XSTS experiments, including in-situ sample cleavage and lateral tip positioning 3. An MBE chamber with RHEED and an attached STM for in-situ preparation and structural studies of III-V surfaces and nanostructures For ARPES experiments, chambers from Prof. Kaindl at the Freie Universität Berlin, from Prof. Laubschat at the Technische Universität Dresden, and from Prof. Riley, LaTrobe University are used. Recent results are listed in the following: 1. Atomic structure of capped nanostructures. Using XSTM and XSTS, the atomic structure, local chemical composition and local electronic properties of semiconductor nanostructures were investigated. For this purpose, a cross-sectional (110) surface is prepared in-situ by sample cleavage and then studied by the STM tip. The samples were provided by department I, Qimonda, Osram, the Ioffe Institute in St. Petersburg, the Fritz-Haber-Institut in Berlin, the University of Sheffield, the University of Cambridge, and the University of New Mexico. The following results were obtained: (a) The first atomically resolved XSTM data of non-polar GaN (1 1 00) surfaces could be taken and the nature of the surface states could be determined [10]. Also the nature of dislocations in GaN was studied. (b) The influence of small amounts of nitrogen on the InAs quantum dot growth was studied, resulting in remarkably strong dissolution effects and subsurface intermixing [7]. (c) Novel concepts of large InAs quantum dot growth using a dots-in-a-well structure were tested, which, however, can easily lead to defective dots containing nanovoids [5] (d) The first XSTM data on submonolayer quantum dots were taken [1-3]. (e) The astonishing self-organized formation of GaSb quantum rings instead of compact quantum dots was observed [9,11]. In this type-II system, also a novel contrast mechanism was found based on tip-induced band bending, and the type-II behavior could be observed directly in the spectroscopy data. (f) The structure of InAs quantum dots was found to be strongly modified upon capping [8,12]. 2. Rare earth silicide nanostructures. With STM and ARPES, the atomic structure and electronic dispersion of epitaxial rare earth silicide layers and self-organized nanowires were studied. For the first time, a toroidal analyzer was used allowing to directly image the constant energy surfaces in k||-space. It was found that nanowires form on (111) terraces of the Si(557) surface, which show both structural properties and the two-dimensional electronic dispersion from disilicides found on Si(111) [6]. Interestingly, nanowires from the same disilicides on Si(001) are characterized by a one-dimensional electronic structure, which is 138 related to the different c-axis orientation of the silicide and its strongly anisotropic electronic properties. Furthermore, interesting sub-monolayer nanowire structures could be found. 3. InAs wetting layer and quantum dot growth. With MBE and in-situ STM, the different stages of InAs quantum dot growth were studied, starting with submonolayer InAs coverages up to the development of quantum dots. Here, structures on both the c(4x4) and the β2(2x4) growth surfaces were studied. Preliminary results show that dislocations in the surface reconstruction of the substrate are formed, where the wetting layer starts to grow. The quantum dots show similar structural features as observed previously. More detailed studies are under way. 139 9.3.2 Publications The abstracts of papers marked by* are reprinted in section 9.3.6 1. Novel concepts for ultrahigh-speed quantum-dot VCSELs and edge-emitters N.N. Ledentsov, F. Hopfer, A. Mutig, V.A. Shchukin, A.V. Sava’lev, G. Fiol, M. Kuntz, V.A. Haisler, T. Warming, E. Stock, S.S. Mikhrin, A.R. Kovsh, C. Bornholdt, A. Lenz, H. Eisele, M. Dähne, N.D. Zakharov, P. Werner, and D. Bimberg Physics and Simulation of Optoelectronic Devices XV, edited by M. Osinski, F. Henneberger, and Y. Arakawa, Proc. SPIE 6468, 646810 (2007) 2. 20 Gb/s 85°C error-free operation of VCSELs based on submonolayer deposition of quantum dots F. Hopfer, A. Mutig, G. Fiol, M. Kuntz, V.A. Shchukin, V.A. Haisler, T. Warming, E. Stock, S.S. Mikhrin, I.L. Krestnikov, D.A. Livshits, A.R. Kovsh, C. Bornholdt, A. Lenz, H. Eisele, M. Dähne, N.N. Ledentsov, and D. Bimberg IEEE Journal of Selected Topics in Quantum Electronics 13, 1302 (2007) 3. Submonolayer quantum dots for high speed surface emitting lasers N.N. Ledentsov, D. Bimberg, F. Hopfer, A. Mutig, V.A. Shchukin, A.V. Sava’lev, G. Fiol, E. Stock, H. Eisele, M. Dähne, D. Gerthsen, U. Fischer, D. Litvinov, A. Rosenauer, S.S. Mikhrin, A.R. Kovsh, N.D. Zakharov, and P. Werner Nanoscale Research Letters 2, 417 (2007) 4. Erratum: “Atomically resolved structure of InAs quantum dots” [Appl. Phys. Lett. 78, 2309 (2001)] H. Eisele and K. Jacobi Applied Physics Letters 90, 129902 (2007) 5*. Structure of InAs quantum dots-in-a-well nanostructures A. Lenz, H. Eisele, R. Timm, L. Ivanova, H.-Y. Liu, M. Hopkinson, U.W. Pohl, and M. Dähne Physica E 40, 1988 (2008) 6*. Formation of dysprosium silicide nanowires on Si(557) with two-dimensional electronic structure M. Wanke, K. Löser, G. Pruskil, and M. Dähne Journal of Applied Physics 103, 094319 (2008) 7*. Nitrogen-induced intermixing of InAsN quantum dots with the GaAs matrix L. Ivanova, H. Eisele, A. Lenz, R. Timm, M. Dähne, O. Schumann, L. Geelhaar, and H. Riechert Applied Physics Letters 92, 203101 (2008) 8*. The atomic structure of quantum dots Mario Dähne, Holger Eisele, and Karl Jacobi Semiconductor Nanostructures, ed. by D. Bimberg (Springer, Berlin, Heidelberg, 2008), p. 123 9*. Quantum ring formation and antimony segregation in GaSb/GaAs nanostructures R. Timm, A. Lenz, H. Eisele, L. Ivanova, M. Dähne, G. Balakrishnan, D.L. Huffaker, I. Farrer, and D.A. Ritchie Journal of Vacuum Science and Technology B 26, 1492 (2008) 140 10*. Surface states and origin of the Fermi level pinning on non-polar GaN (1 1 00) surfaces L. Ivanova, S. Borisova, H. Eisele, M. Dähne, A. Laubsch, and Ph. Ebert Applied Physics Letters 93, 192110 (2008) 11*. Self-organized formation of GaSb/GaAs quantum rings R. Timm, H. Eisele, A. Lenz, L. Ivanova, G. Balakrishnan, D.L. Huffaker, and M. Dähne Physical Review Letters 101, 256101 (2008) 12*. Change of InAs/GaAs quantum dot shape and composition during capping H. Eisele, A. Lenz, R. Heitz, R. Timm, M. Dähne, Y. Temko, T. Suzuki, and K. Jacobi Journal of Applied Physics 104, 124301 (2008) 13. Das Phänomen der Zeit in der Physik Hans-Eckhardt Gumlich in “Was ist Zeit?“, A. Groh (Hrsg.), Weidler-Verlag Berlin 141 9.3.3 Invited talks Eisele, Holger Electronic and structural properties of the GaN (1 1 00) surface Univ. Magdeburg, Germany, November 2008 Gumlich, Hans-Eckhart Wissenschaft und Widerspruch. Rationalität als Bildungsziel? Podiumsdiskussion beim Triangelkolloquium der Guardini-Stiftung, Wittenberg, Germany, November 2007 Gumlich, Hans-Eckhart Die Zeiten der Physiker Kongress Wissen, Kreativität und Transformation von Gesellschaften, Wien, Austria, December 2007 Gumlich, Hans-Eckhart Die Physik der Farben Ringvorlesung der Arbeitsstelle für „Semiotik and Structural Analysis“, Technischen Universität Berlin, Germany, November 2008 Timm, Rainer Formation, atomic structure, and electronic properties of GaSb quantum dots in GaAs IBM Almaden Research Center, San Jose, USA, January 2008 Timm, Rainer Growth, atomic structure, and electronic properties of GaSb/GaAs nanostructures studied by cross-sectional STM Lund University, Sweden, January 2008 Wanke, Martina Formation of rare earth silicide nanowires on silicon surfaces with one- and two-dimensional band structure Univ. Hannover, Germany, September 2008 142 143 9.3.4 PhD theses Lenz, Andrea Atomic structure of capped In(Ga)As and GaAs quantum dots for optoelectronic devices January 2008 Timm, Rainer Formation, atomic structure, and electronic properties of GaSb quantum dots in GaAs December 2007 Wanke, Martina Rare earth silicide nanowires on silicon surfaces November 2008 9.3.5 Diploma theses Hagedorn, Sylvia Aufbau und Inbetriebnahme einer MBE-STM-Apparatur für die Untersuchung von Quantenpunkten March 2007 Löser, Karolin Strukturelle und elektronische Eigenschaften von SilizidNanodrähten auf Si(557) June 2007 Petschick, Grit Realisierung eines Rastertunnelmikroskops für die Ausbildung January 2007 144 145 9.3.6 Abstracts of selected papers of department III 5. Physica E 40, 1988 (2008) Structure of InAs quantum dots-in-a-well nanostructures A. Lenza, H. Eiselea,b, R. Timma, L. Ivanovaa, H.-Y. Liuc, M. Hopkinsonc, U.W. Pohla, and M. Dähne a Institut für Festkörperphysik, EW 4-1, Technische Universität Berlin, 10623 Berlin, Germany b Department of Physics, University of Texas at Austin, Austin, Texas 78712, USA c Department of Electronic and Electrical Engineering, University of Sheffield, Sheffield S1 3JD, UK InAs/InGaAs quantum dots-in-a-well nanostructures based on GaAs are a promising candidate for optoelectronic devices with the important emission wavelength of 1.3 µm. We present cross-sectional scanning tunneling microscopy data, showing material reorganization depending on the process of GaAs cap layer growth on top of the quantum dot (QD) nanostructures. QDs capped with 2 nm GaAs prior to an extended growth interruption have a truncated pyramidal shape, typical base lengths of 20–25 nm, and 5–7 nm height. Those capped by a thicker GaAs layer show identical shapes, but their sizes are generally larger with about 30 nm base length and 6–9 nm height. Furthermore, some of these large QDs contain nanovoids, which form during the capping process and can be avoided in the case of a thin GaAs cap layer. 6. Journal of Applied Physics 103, 094319 (2008) Formation of dysprosium silicide nanowires on Si(557) with twodimensional electronic structure M. Wanke, K. Löser, G. Pruskil, and M. Dähne Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany The self-organized growth of dysprosium silicide nanowires on Si(557) has been studied using scanning tunneling microcopy and angle-resolved photoelectron spectroscopy. The nanowires grow on the (111) facets of the Si(557) surface with lengths exceeding 1000 nm and widths of 3–5 nm. Their metallic electronic structure shows a two-dimensional behavior with a strong dispersion, which is both parallel and perpendicular to the nanowires. For Dy coverages of around 2 Å, it is demonstrated that the nanowires consist of hexagonal DySi2 monolayers, while at higher coverages they are predominantly formed from Dy3Si5 multilayers. 146 7. Applied Physics Letters 92, 203101 (2008) Nitrogen-induced intermixing of InAsN quantum dots with the GaAs matrix L. Ivanova,1 H. Eisele,1 A. Lenz,1 R. Timm,1 M. Dähne,1 O. Schumann,2 L. Geelhaar,2 and H. Riechert2 1 Technische Universität Berlin, Institut für Festkörperphysik, Hardenbergstr. 36, 10623 Berlin, Germany 2 Qimonda (formerly Infineon Technologies), 81730 München, Germany We investigated the influence of nitrogen incorporation on the growth of InAsN/GaAs quantum dots (QDs) using cross-sectional scanning tunneling microscopy. Nitrogen exposure during InAs growth leads to a rather strong dissolution and the formation of extended almost spherical InGaAs QDs with a very low nitrogen content. Nitrogen atoms are instead observed in the surrounding GaAs matrix, and indium atoms are even found underneath the nominal base plane of the QDs. These effects are related to a rather low solubility of nitrogen within InAs, leading to high strain between indium-rich QDs and the surrounding nitrogen-rich matrix. 8. Semiconductor Nanostructures, ed. by D. Bimberg (Springer, Berlin, Heidelberg, 2008), p. 123 The atomic structure of quantum dots Mario Dähne1, Holger Eisele2, and Karl Jacobi3 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany daehne@physik.tu-berlin.de 2 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany ak@physik.tu-berlin.de 3 Fritz-Haber-Institut der Max-Planck-Gesellschaft, Faradayweg 4-6, 14195 Berlin, Germany jacobi@fhi-berlin.mpg.de 1 In this chapter, the atomic structure of both uncapped and buried quantum dots is described as derived from scanning tunneling microscopy in both top-view and cross-sectional geometry. Important conclusions are drawn also on the growth processes during quantum dot formation as well as during overgrowth. It is demonstrated that uncapped InAs quantum dots on GaAs(001) have a pyramidal shape with dominating {137} side facets and – in the case of larger dots – also {101} and {111} side facets. Buried InAs and InGaAs quantum dots, in contrast, are characterized by a truncated pyramidal shape with a (001) top facet and rather steep side facets. In addition, segregation processes during capping lead to strong intermixing and – under special overgrowth conditions – even to concave top facets or to the formation of nanovoids. Buried GaSb quantum dots are found to be much smaller, but also show a truncated pyramidal shape and strong intermixing effects. The experimental results will be discussed in the framework of the strain-induced segregation processes occurring during the different stages of quantum dot formation and overgrowth. 147 9. Journal of Vacuum Science and Technology B 26, 1492 (2008) Quantum ring formation and antimony segregation in GaSb/GaAs nanostructures R. Timm, A. Lenz, H. Eisele, L. Ivanova, and M. Dähne Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany G. Balakrishnan and D. L. Huffaker Center for High Technology Materials, University of New Mexico, Albuquerque, New Mexico 87106 I. Farrer and D. A. Ritchie Cavendish Laboratory, University of Cambridge, Cambridge CB3 0HE, United Kingdom GaSb quantum rings in GaAs were studied by cross-sectional scanning tunneling microscopy. The quantum rings have an outer shape of a truncated pyramid with typical lateral extensions between 10 and 30 nm and heights between 1 and 3 nm, depending on the molecular beam epitaxy growth conditions. A clear central opening of varying diameter and more or less conical shape, filled with GaAs, is characteristic for the GaSb rings. The self-organized formation of quantum rings during the growth and subsequent fast overgrowth of GaSb quantum dots is attributed to a combination of large strain with strong Sb segregation. The latter is enabled by extensive group-V atomic exchange reactions at the GaSb/GaAs interfaces, which are quantitatively evaluated from the atomically resolved microscopy data. 10. Applied Physics Letters 93, 192110 (2008) Surface states and origin of the Fermi level pinning on non-polar GaN (1 1 00) surfaces L. Ivanova,1 S. Borisova,2 H. Eisele,1 M. Dähne,1 A. Laubsch,3 and Ph. Ebert2 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany 2 Institut für Festkörperforschung, Forschungszentrum Jülich GmbH, 52425 Jülich, Germany 3 OSRAM Opto-Semiconductors GmbH, Leibnizstrasse 4, 93055 Regensburg, Germany GaN (1 1 00) cleavage surfaces were investigated by cross-sectional scanning tunneling microscopy and spectroscopy. It is found that both the N and Ga derived intrinsic dangling bond surface states are outside of the fundamental band gap. Their band edges are both located at the Γ point of the surface Brillouin zone. The observed Fermi level pinning at 1.0 eV below the conduction band edge is attributed to the high step and defect density at the surface but not to intrinsic surface states. 148 11. Physical Review Letters 101, 256101 (2008) Self-organized formation of GaSb/GaAs quantum rings R. Timm,1 H. Eisele,1,2 A. Lenz,1 L. Ivanova,1 G. Balakrishnan,3 D. L. Huffaker,3 and M. Dähne1 1 Institut für Festkörperphysik, Technische Universität Berlin, 10623 Berlin, Germany 2 Department of Physics, University of Texas at Austin, Austin, Texas 78712, USA 3 Center for High Technology Materials, University of New Mexico, Albuquerque, New Mexico 87106, USA Ring-shaped GaSb/GaAs quantum dots, grown by molecular beam epitaxy, were studied using cross-sectional scanning tunneling microscopy. These quantum rings have an outer shape of a truncated pyramid with baselengths around 15 nm and heights of about 2 nm but are characterized by a clear central opening extending over about 40% of the outer baselength. They form spontaneously during the growth and subsequent continuous capping of GaSb/GaAs quantum dots due to the large strain and substantial As-for-Sb exchange reactions leading to strong Sb segregation. 12. Journal of Applied Physics 104, 124301 (2008) Change of InAs/GaAs quantum dot shape and composition during capping H. Eisele,1,2 A. Lenz,1 R. Heitz,1 R. Timm,1 M. Dähne,1 Y. Temko,3, T. Suzuki,3 and K. Jacobi3 1 Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany 2 Department of Physics, The University of Texas at Austin, Austin, Texas 78712, USA 3 Abteilung für Physikalische Chemie, Fritz-Haber-Institut der Max-Planck-Gesellschaft, Faradayweg 4-6,14195 Berlin, Germany Using plan-view and cross-sectional scanning tunneling microscopy, the shape and composition of InAs/GaAs quantum dots are investigated before and after capping by GaAs. During capping, the original pyramidally shaped quantum dots become truncated, resulting in a flat (001) top facet and steeper side facets. The InAs quantum dots are found to be intermixed at their top with GaAs due to material rearrangement. Since the bottom interface of quantum dots and wetting layer is always sharp, this intermixing occurs during capping and not during quantum dot growth. Considering strain energies, a model for the capping is presented. 149 9.4 Department IV Prof. Dr. rer. nat. Michael Kneissl Prof. Dr. rer. nat. Wolfgang Richter (retired) Prof. Dr. rer. nat. Norbert Esser (S-professorship with ISAS) 9.4.0 Staff Secretary Claudia Hinrichs (part time) Angela Berner (part time) Technical staff Matthias Dreier (since 23.1.2008) Engelbert Eder Christof Maerker (until 31.1.2008) Senior scientists Dr. Patrick Vogt Dr. Markus Pristovsek Dr. Sandhya Chandola Dr. Simona Silaghi (until 28.2.07) PhD Yang Minghong (until 31.7.07) PhD candidates (status of 31.12.2008 – thesis completed = c) Dipl.-Phys. Thomas Bruhn Dipl.-Phys. Ralph Debusmann Dipl.-Phys. Marcel Ewald Dipl.-Phys. Christian Friedrich Dipl.-Phys. Tim Kolbe Dipl.-Phys. Raimund Kremzow Dipl.-Phys. Martin Leyer Ms. Sci. Neysha Lobo Dipl.-Phys. Jan-Robert van Look Dipl.-Phys. Christian Meißner Dipl.-Phys. Regina Paßmann (until 31.12.08) (c) Dipl.-Phys. Simon Ploch Dipl.-Phys. Jessica Schlegel Dipl.-Phys. Joachim Stellmach Dipl.-Phys. Jens Raß 150 Diploma students (status of 31.12.2008 – thesis completed = c) Tobias Arlt (c) Thomas Bruhn (c) Marcel Ewald (c) Martin Frentrup Christian Friedrich (c) Matthias Guderian (c) Marc Hoffmann Michael Högele Tim Kolbe (c) André Kruse Viola Küller (c) Simon Ploch (c) Vanessa Rackwitz (c) Linda Riele Marc-Antonius Rothe Özgür Savas Lars-Peter Scheller (c) Jessica Schlegel (c) Matthias Schmies Toni Sembdner Joachim Stellmach (c) Marek Warzecha (c) 151 9.4.1 Summary of activities The “Experimental Nanophysics and Photonics” research group is exploring a wide range of topics including metalorganic vapor phase epitaxy (MOVPE) of group III-nitride compounds and nanostructures, the study of optical and electronic properties of semiconductor surfaces and interfaces, and the development of novel optoelectronic devices. The material system AlN-GaN-InN covers an extraordinarily wide wavelength range, that includes the entire visible spectrum and ranges from the deep ultraviolet (UV) to the near infrared. This exceptional versatility makes InAlGaN heterostructures exceedingly interesting for numerous new device applications. These include near and deep ultraviolet (UV) InAlGaN light emitting diodes (LEDs), high power and high brilliance blue and green laser diodes, GaN-based semiconductor disk lasers (SCDL), vertical cavity surface emitting lasers (VCSELs) and single photon emitter (SPE). These new devices are a key enabler for a number of applications, including e.g. the purification of drinking water, biomedical diagnostics, laser projection displays, and secure data communication. The research activities in the “Experimental Nanophysics and Photonics” group are conducted in close collaboration with the GaN Optoelectronics BUSINESS AREA at the Ferdinand-Braun-Institut für Höchstfrequenztechnik (FBH) located on the Science and Technology Campus in BerlinAdlershof. By combining competencies in both basic and applied research, our mission is to establish a European center of excellence in the field of GaN materials growth and devices. In the last two years we were able to secure third-party funding for a number of research activities. At the beginning of 2008 the project “Materials for high brilliance green laser diodes” was launched as part of the newly established Collaborative Research Center (SFB 787) “Semiconductor Nanophotonics”. In May of 2008 we started the development of InGaN quantum well laser heterostructures on semipolar growth surfaces in connection with the new DFG research group “Polarisation field control in nitride light emitters” (FOR 957). Funded by the German Federal Ministry of Education and Research (BMBF) the joint research project „Deep UV LEDs“ was established in July 2008 targeting the development of highly efficient light emitting diodes in the UVB and UVC spectral range. September 2008 marked the launch of the “RAINBOW” Initial Training Network (ITN) funded by the European Union (EU), with the goal to develop high quality InN layers and heterostructures for applications in solar cells and high frequency electronics. In the past two years we have also obtained a number of individual grants from the German Research Foundation (DFG). These include the development of GaN-based semiconductor disk lasers (SCDL) for emission in the blue-violet wavelength range and the investigation of nanostructure growth during metalorganic vapour phase epitaxy using in-situ scanning tunnelling microscopy. This new in-situ technique allows time resolved measurements of the growth surface in a MOVPE reactor on an atomic scale. Time resolved Oswald ripening of InAs quantum dots was measured in-situ for the first time. Close collaboration have been also established on the topic of modelling and simulation of GaN devices with Prof. Weng Chow at Sandia National Laboratory (USA), Dr. Joachim Piprek at the NUSOD Institute (USA), and Prof. Bernd Witzigmann (ETH Zürich/University of Kassel). In joint cooperation with the Ferdinand-Braun-Institute (FBH) we were able to establish a technology base for InAlGaN materials growth and device fabrication that yielded GaN-based violet laser diodes with state-of-the-art performance. InGaN MQW lasers diodes grown on low dislocation density GaN substrate were demonstrated with threshold current densities as low as 3.5 kA/cm2 for an emission wavelength near 405 nm and a light output power of more than 500 mW per facet. We were able to demonstrate optically pumped violet and blue wavelength lasers with emission between 390 nm and 445 nm. Growth studies on non- and 152 semipolar GaN yielded InGaN MQW LEDs on m-plane GaN substrates with mW output power emitting near 410 nm. Just recently we were also able to realize first UV LEDs emitting near 350 nm and 320 nm respectively. In 2007 a new Thomas Swan Close-Coupled Showerhead MOVPE reactor was installed at TU Berlins Nanophotonic Center. The MOVPE systems features in-situ reflectometer and curvature sensors as well and windows for in-situ straylight and absorption measurements in the gas phase and is dedicated to the growth of GaN-based nanostructures and devices. The new reactor will be critical for the investigation of high pressure growth of p-doped AlGaN layers and high efficiency InGa(Al)N quantum wells. Our expertise on in-situ growth monitoring was used to determine the growth modes of InN and InGaN. We reported for the first time InN quantum dots on GaN with a density of 1011cm-2 and a size of less than 20 nm. We were able to show that InN quantum dots grow in the Vollmer-Weber growth mode, while InGaN layers with less than 50% of indium content were found to grow in the Stranski-Krastanov mode. From in-situ ellipsometry measurements and ex-situ X-ray diffraction studies the InGaN critical thickness was determined for a range of indium mole fractions and a correlation with theoretical models was established. In close collaboration with the University of Parma the manganese incorporation into InP and InAsP films by MOVPE was investigated. InAsP alloys constitute a very promising material system for the realization of magnetic semiconductors. We were able to demonstrate that the depth of the Mn acceptor level can be tailored over a wide range by varying the arsenic mole fraction in the InAsP layers. The technological development in the field of optoelectronic devices like laser diodes or solar cells as well as for novel sensor concepts focuses strongly on group-III nitrides. Such devices very often consist of multi layer structures with individual layer thickness in the range of a few nm. The structural and electronic properties of these surfaces and interfaces play a crucial role for the design and functionality of the device structures. In the field of surface analysis we have focused on group-III nitrides such as InN, GaN and InGaN. For these investigations the surface preparation of clean III-nitride surfaces is still a puzzling problem. For InN and InGaN we could demonstrate strategies of such preparation methods by annealing and we were able to demonstrate the first reconstructions observed on an InGaN surface. Another important direction of our work is the functionalization of III-V surfaces by organic molecules. Organic molecules are capable to functionalize semiconductor surfaces thus enabling the combination of the selective and electronic properties of the organic molecules with the technological applications of semiconductor devices. This combination is considered to play a key role for future developments in the field of sensors and biotechnology. Our work, concerning this issue, is focused on the interface formation between small organic (ring) molecules and III-V surfaces. Changes of structural aspects on an atomic scale and the related changes of the electronic surface properties upon deposition of organic molecules are crucial for the technological application. The surface analysis is part of the close cooperation with Prof. Norbert Esser and Prof. Wolfgang Richter. Prof. Norbert Esser, Director of the Institute for Analytical Sciences (ISAS) in Berlin and Dortmund, is associated with our group holding an S-professorship at the TU Berlin. Prof. Wolfgang Richter, now at the physics department of the University of Rome “Tor Vergata”, continued to serve his scientific responsibilities at the department IV such as leading his ongoing projects at TU Berlin, advising PhD students and collaborating in new projects. 153 9.4.2 Publications The abstracts of papers marked by* are reprinted in section 9.4.6 1. Nitride emitters go nonpolar Ulrich T. Schwarz & M. Kneissl phys. stat. sol. (rapid research letters) 1, A44 (2007). 2.* Influence of quantum-well-barrier composition on gain and threshold current in AlGaN lasers W. W. Chow, M. Kneissl, J. E. Northrup, N. M. Johnson Appl. Phys. Lett. 90, 101116 (2007) 3. High-Q-preserving coupling between a spiral and a semicircle μ-cavity G.D. Chern, G.E Fernandes, R.K. Chang, Q. Song, L. Xu, M. Kneissl, N.M. Johnson Optics Letters 32, 1093 (2007), 9, 1093 4.* Ultraviolet semiconductor laser diodes on bulk AlN Michael Kneissl, Zhihong Yang, Mark Teepe, Cliff Knollenberg, Oliver Schmidt, Peter Kiesel, Noble M. Johnson, Sandra Schujman and Leo J. Schowalter J Appl. Phys. 101,123103 (2007) 5. Homoepitaxial growth rate measurements using in-situ Reflectance Anisotropy Spectroscopy Kaspari Christian; Pristovsek M.; Richter W. Journal of Crystal Growth, Elsevier, 298 (2007), 46 6. Optical anisotropy of cyclopentene terminated GaAs(001) surfaces Passmann, Regina; Kropp, M.; Bruhn, T.; Fimland, B. O.; Gossard, A. C.; Richter, W.; Esser, N.; Vogt, P. Applied Physics A, Springer, 87 (2007), Nr. 3, S.469-473 7. In-situ Scanning Tunnelling Microscopy during Metal-Organic Vapour Phase Epitaxy Pristovsek, Markus; Rähmer, Bert; C, Markus; Kremzow, Raimund; Richter, Wolfgang Journal of Crystal Growth, Elsevier Science, 298 (2007), S.8-11 8. Segregation and desorption of antimony in InP in MOVPE Weeke, Stephan; Leyer, Martin; Pristovsek, Markus; Brunner, Frank; Weyers, Markus; Richter, Wolfgang Journal of Crystal Growth, Elsevier Science, 298 (2007), S.159-162 9. Varying the Overlap of Direct-Coupling between Spiral and Semicircle Semiconductor Microdisk Lasers Fernandes, Gustavo E.; Chern, Grace D.; Song, QingHai; Xu, Lei; Kneissl, Michael; Johnson, Noble M.; Chang, Richard K. Proc. of the 9th. Int. Conf. on Transparent Optical Networks. 4. New York: IEEE, 2007, S. 212 - 215 10. Influence of the barrier composition on the light output of InGaN multiplequantum-well ultraviolet light emitting diods Knauer, A.; Kueller, V.; Einfeldt, S.; Hoffmann, V.; Kolbe, T.; van Look, J.-R.; Piprek, J.; Weyers, M.; Kneissl, M. SPIE Photonics East. 6797. Bellingham, USA: SPIE, 2007, S. 67970x-1 154 11. Analysis of Wavelength-Dependent Performance Variations of GaN-Based Ultraviolet Laser Piprek, Joachim; Wenzel, Hans; Kneissl, Michael SPIE Proceedings. 6766. Bellingham, USA: SPIE, 2007, S. 67660H 12. Optimization of InGaN/(In,Al,Ga)N based near UV-LEDs by MQW strain balancing with in-situ wafer bow sensor A. Knauer, T. Kolbe, S. Einfeldt, M. Weyers, M. Kneissl, and T. Zettler phys. stat .sol. (a) (2008) 13. Interplay of screening and band gap renormalization effects in near UV InGaN light emitting diodes H. Wenzel, A. Knauer, T. Kolbe and M. Kneissl IEEE Proceedings 8th International Conference on Numerical Simulation of Optoelectronic Devices, 5 (2008) 14.* Influence of the growth temperature on the structural and optical properties of InGaN multi-quantum-wells for 405 nm laser diodes V. Hoffmann, A. Knauer, F. Brunner, U. Zeimer, S. Einfeldt, M. Weyers, M. Kneissl, G. Tränkle, J.R. van Look, K. Kazlauskas, S. Jursenas J. Cryst. Growth 310, 4525 (2008) 15. Properties of InMnP (001) grown by MOVPE M. Pristovsek, A. Philippou, B. Rähmer, W. Richter J. Crystal Growth 310, 4046 (2008) 16. Effect of the AlN nucleation layer growth on AlN material quality O. Reentilä, F. Brunner, A. Knauer, A. Mogilatenko, W. Neumann, H. Protzmann, M. Heuken, M. Kneissl, M. Weyers, G. Tränkle J. Cryst. Growth 310 (23), 4932 (2008) 17. Growth and characterization of manganese-doped InAsP M. Pristovsek, Ch. Meißner, and M. Kneissl, R. Jakomin, S. Vantaggio, and T. Tarricone J. Cryst. Growth 310, 5028 (2008) 18.* Ripening of InAs Quantum Dots on GaAs (001) investigated with in-situ Scanning Tunneling Microscopy in Metal-Organic Vapor Phase Epitaxy Raimund Kremzow, M. Pristovsek, M. Kneissl J. Cryst. Growth 310, 4751 (2008) 19.* The critical thickness of InGaN on (0001) GaN Martin Leyer, Joachim Stellmach, Christian Meissner, Markus Pristovsek, Michael Kneissl J. Cryst. Growth 310, 4913 (2008) 20. Ultraviolet light-emitting diodes promise new solutions for water purification Michael Kneissl World Water & Environmental Engineering, Vol. 31 (3), 35 (2008) 21. Structural and optical properties of non-polar GaN thin films Z. H. Wu, A. M. Fischer, F. A. Ponce, B. Bastek, J. Christen, T. Wernicke, M. Weyers, M. Kneissl Appl. Phys. Lett. 92, 171904 (2008) 155 22.* A-plane GaN ELO structures: growth domains, morphological defects, and impurity incorporation directly imaged by scanning cathodoluminescence microscopy B. Bastek, F. Bertram, J. Christen, T. Wernicke, M. Weyers, M. Kneissl Appl. Phys. Lett. 92, 212111 (2008) 23.* Effect of the barrier composition on the polarization fields in near UV InGaN light emitting diodes A. Knauer, H. Wenzel, T. Kolbe, S. Einfeldt, M. Weyers, M. Kneissl, G. Tränkle Appl. Phys. Lett. 92, 191912 (2008)* 24.* Indium Nitride Quantum Dot growth modes in Metal-Organic Vapour Phase Epitaxy Christian Meissner, Simon Ploch, Martin Leyer, Markus Pristovsek and Michael Kneissl J. Cryst. Growth 310, 4959 (2008) 25. Microstructure of a-plane (2-1-10) GaN ELOG stripe patterns with different inplane orientation Tim Wernicke, Ute Zeimer, Martin Herms, Markus Weyers, M. Kneissl, Gert Irmer Journal of Materials Science: Materials in Electronics (2008), DOI 10.1007/s10854-0089638-9 26. Anisotropic strain on phonons in a-plane GaN layers studied by Raman scattering G. Irmer, T. Brumme, M. Herms, T. Wernicke, M. Kneissl, M. Weyers Journal of Materials Science: Materials in Electronics (2008) DOI 10.1007/s10854-0079557-1 27.* High-temperature growth of AlN in a Production Scale 11x2” MOVPE reactor F. Brunner, H. Protzmann, M. Heuken, A. Knauer, M. Weyers, and M. Kneissl phys. stat. sol. (c), 1 (2008) 28. Wavelength and intensity switching in directly coupled semiconductor microdisk lasers Gustavo E. Fernandes, Laurent Guyot, Grace D. Chern, Michael Kneissl, Noble M. Johnson, QingHai Song, Lei Xu, and Richard K. Chang Optics Letters 33, 605 (2008) 29.* Semipolar GaN grown on m-plane sapphire using MOVPE Tim Wernicke, Carsten Netzel, Markus Weyers, Michael Kneissl phys. stat. sol. (c) 5, 1815 (2008) 30. Near band edge and defect emissions from epitaxial lateral overgrown a-plane GaN with different stripe orientations C. Netzel, T. Wernicke, U. Zeimer, F. Brunner, M. Weyers, and M. Kneissl J. Cryst. Growth 310, 8 (2008) 31. In-situ monitoring for nano-structure growth in MOVPE Markus Pristovsek, Wolfgang Richter in Semiconductor Nanostructures, Ed. by D. Bimberg, Springer Berlin-Heidelberg-New York (2008) , Chapter 3, 67-86 32. Volmer-Weber growth mode on InN quantum dots on GaN by MOVPE Christian Meissner, Simon Ploch, Markus Pristovsek, Michael Kneissl phys. stat .sol. (c) (2008), in print 156 33. Shape of InN Quantum Dots and Nanostructures grown by Metal Organic Vapour Phase Epitaxy S. Ploch, C. Meissner, M. Leyer, M. Pristovsek, M. Kneissl phys. stat .sol. (c), 1– 4 (2009) / DOI 10.1002/pssc.200880938 34. Critical Thickness of InGaN M. Pristovsek, M. Leyer, J. Stellmach, C. Meißner, M. Kneissl phys. stat .sol. (c) (2008), in print 35. Bonding configuration of cyclopentene on InP(001)(2x4) surface Regina Paßmann, Priscila Favero, Wolf Gero Schmidt, Ronei Miotto Walter Braun , Wolfgang Richter,Michael Kneissl, Norbert Esser, Patrick Vogt, Phys. Rev. B (2008), submitted 36. Strategy of structure analysis of polar and nonpolar GaN layers W. Neumann, A. Mogilatenko, T. Wernicke, E. Richter, M. Weyers, M. Kneissl Journal of Microscopy (2008), submitted 37. Adsorption of cyclopentene on GaAs(001) and InP(001), a comparative study by synchrotron-based core level spectroscopy R. Paßmann, T. Bruhn, B. O. Fimland, W. Richter, M. Kneissl, N. Esser, P. Vogt, WSPC (2008), accepted. 38. C=C bonds and their influence on the binding geometry on the on theGaAs(001)c(4 × 4) surface R. Paßmann, M. Ewald, T. Bruhn, B. O. Fimland, M. Kneissl, N. Esser, P.Vogt phys. stat .sol. (b) (2009), submitted 39. Growth mode of InGaN on GaN (0001) in MOVPE M. Pristovsek, J. Stellmach, M. Leyer, M. Kneissl phys. stat .sol. (c), 1– 5 (2009) / DOI 10.1002/pssc.200880915 40.* Emission characteristics of InGaN multi quantum well light emitting diodes with differently strained InAlGaN barriers T. Kolbe, A. Knauer, H. Wenzel, S. Einfeldt, V. Küller, P. Vogt, M. Weyers, M. Kneissl phys. stat .sol. (c), 1–4 (2009) / DOI 10.1002/pssc.200880895 41. Optimization of InGaN/(In,Al,Ga)N based near UV-LEDs by MQW strain balancing with in-situ wafer bow sensor A. Knauer, T. Kolbe, S. Einfeldt, M. Weyers, M. Kneissl, and T. Zettler phys. stat .sol. (a) 206, 211-214 (2009). 42. Epitaxial Lateral Overgrowth on (2-1-10) a-Plane GaN with [0-111] Oriented Stripes T. Wernicke, U. Zeimer, C. Netzel, F. Brunner, A. Knauer, M. Weyers, M. Kneissl J. Crys. Growth, (2009), doi:10.1016/j.jcrysgro.2009.01.0 43. MOVPE growth for UV-LEDs A. Knauer, F. Brunner, T. Kolbe V. Küller, H. Rodriguez. S. Einfeldt, M. Weyers and M. Kneissl Proc. SPIE 7231, 72310G (2009). 44. Ultraviolet laser diodes on AlN and sapphire substrates Michael Kneissl, Zhihong Yang, Mark Teepe, Noble M. Johnson Proc. SPIE 7230, 7230-13 (2009). 157 9.4.3 Invited talks Kneissl, Michael InAlGaN-based UV Light Emitters - Applications and Material Challenges Semiconductor and Insulating Materials Conference SIMC-XIV, Fayettville, USA, May 2007 Kneissl, Michael Semiconductor-based light emitters in the near and deep UV Status and Challenges, Materials Valley Workshop “Cleaning of Drinking Water with UV-Radiation”, Hanau, Germany, Feb. 2007 Kneissl, Michael Deep UV LEDs: Statuts and Challenges, VDI Meeting "Innovative Beleuchtung mit LED", Düsseldorf, Deutschland, May 2007 Kneissl, Michael GaN-based UV light emitter - Applications and Materials Challenges, Techneau Workshop, Germany, Sept. 2007 Kneissl, Michael GaN-basierte LEDs für den ultravioletten Spektralbereich, Beirat Meeting FBH, Berlin, Germany, Okt. 2007 Kneissl, Michael Von ultravioletten Leuchtdioden bis zu grünen LasernHerausforderungen und Fortschritte bei der Entwicklung GaNbasierter Lichtemitter, Seminar at the Fraunhofer Institut für Lasertechnik, Aachen, Germany, Feb. 2008 Kneissl, Michael From UV LEDs to green lasers – Challenges and progress in the development of GaN based light emitters, Seminar HMI, Berlin, Germany, Feb. 2008, Kneissl, Michael The optoelectronic chameleon – GaN-based light emitters from the UV to green, DPG Spring Meeting, Berlin, Germany, Feb. 2008 Kneissl, Michael Nitridhalbleiter: Nanostrukturen für Trinkwasserreinigung und Laserprojektion, MONA: Think Tank Innovation of the TU Berlin, Feb. 2008 Kneissl, Michael GaN Optoelectronic Research in Berlin - Statuts and Qutlook, Seminar at Palo Alto Research Center , Palo Alto, USA, March 2008 Kneissl, Michael Von UV LEDs bis zu grünen Lasern - Herausforderungen und Fortschritte bei der Entwicklung GaN-basierter Lichtemitter, ZEMI Summer School, Berlin, Sept. 2008 Kneissl, Michael GaN based laser diodes for the blue and green spectral range, (Optecc BB) Summer School International, Berlin, Aug. 2008 Kneissl, Michael InAlGaN-basierte Lichtemitter für das nahe und ferne UV: Anwendungen und Herausforderungen, Werkstoffwissenschaftliches Kolloquium, Universität Erlangen, Nov. 2008 158 Pristovsek, Markus Surface and thin film analysis during vapour phase epitaxial growth, 13th International Summer School on Crystal Growth, Salt Lake City, USA, Aug. 2007 Pristovsek, Markus State of the Art of in-situ Monitoring in Metal Organic Vapour Phase Epitaxy, 2007 International Seminar, Anan, Japan, Sept. 2007 Pristovsek, Markus Growth and characterization of manganese-doped InAsP 14th International Conference of Metalorganic Vapor Phase Epitaxy, Metz, France, June 2008 Pristovsek, Markus Growth mode of InGaN on GaN (0001) in MOVPE International Workshop on Nitride semiconductors, Lausannes, Switzerland, Oct. 2008 Vogt, Patrick Interface formation between small organic molecules and IIIV(001) surfaces, Seminar, Liverpool, Großbritannien und Nordirland, Apr. 2007 Vogt, Patrick Self-assembled films of Lead Phthalocyanine on GaAs(001) surfaces, International Seminar at the Universita Tor Vergata, Rome, Italy, 04.2008. Vogt, Patrick Bonding con_guration and optical properties of interfaces between organic molecules and III-V (001) surfaces International Summershool in Epioptics, Erice Sicily, Italy, 06.2008: Vogt, Patrick Molecule-Semiconductor Linkage: From Structure Formation to Sensors, ISAS - Institute for analytical Sciences, Dortmund, Germany, Sept. 2008 Vogt, Patrick Molecule-Semiconductor Interfaces: From Initial Structure Formation to Technological Application, Wokshop "Organometallics and Materials Chemistry - a happy marriage", Berlin, Okt. 2008 159 9.4.4 PhD theses Roberto Jakomin MOVPE Growth of InP-Based III-V Compounds Doped with Transition Metals (Fe, Mn) Universitá degli studi di Parma, Parma, Italy 26.03.2008 Regina Paßmann Interface Formation between Hydrocarbon Ring Molecules and III-V Semiconductor Surfaces 15.08.2008 Mirko Prezioso Study of electrically active defects in structures with InAs Quantum Dots in a GaAs matrix Universitá degli studi di Parma; Parma, Italy 26.03.2008 Sami Suihkonen Fabrication of InGaN Quantum Wells for LED Application Helsinki University of Technology, Helsinki, Finland 11.04.2008 Moshe Weizman Properties of laser-crystallized polycrystalline SiGe thin films 06.06.2008 Stefan Weeke Segregation of Antimony in InP In MOVPE 30.05.2008 160 161 9.4.5 Diploma theses Tobias Arlt Ohmsche Kontakte für Halbleitermaterialien auf der Basis von GaNund ZnO 02.04.2008 Thomas Bruhn Elektronische Eigenschaften von Grenzflächen zwischen III-VHalbleitern und organischen Ringmolekülen 13.04.2007 Marcel Ewald Strukturanalyse von molekülterminierten GaAs Oberflächen 16.06.2008 Christian Friedrich Präparation und atomare Struktur von III-IV Halbleiteroberflächen 29.11.2007 Matthias Guderian Nano Strukturentstehung in der MOVPE - Untersuchung mit der in-situ Rastertunnelmikroskopie 09.05.2008 Tim Kolbe Analyse der Lumineszens und Strom-Spannungs-Charkteristik von GaN-basierten Lichtemittern 31.01.2008 Viola Küller Charakterisierung von GaN-basierten VielfachquantentopfStrukturen für die Emission im ultravioletten Spektralbereich 21.03.2008 Simon Ploch MOVPE-Wachstum und Charakterisierung von InN basierten Nanostrukturen 01.02.2008 Vanessa Rackwitz Untersuchung geordneter Phthalocyanine-Strukturen auf verschieden rekonstruierten GaAs(001) Oberflächen 26.02.2008 Lars Peter Scheller Transportuntersuchungen an laserkristallisierten SiliziumGermanium-Legierungen 01.06.2007 Jessica Schlegel Untersuchung der Emissions- und Gewinncharakteristik nitridbasierter Laserheterostrukturen 06.09.2008 Joachim Stellmach Epitaxie und Eigenschaften von InGaN Schichten und Quantentöpfen 27.03.2008 Marek Warzecha Strukturelle und optische Charakterisierung von ZnMgO Schichten 18.08.2008 162 163 9.4.6 Abstracts of selected papers of department IV 2* Appl. Phys. Lett. 90, 101116 (2007) Influence of quantum-well-barrier composition on gain and threshold current in AlGaN lasers W. W. Chow Semiconductor Material and Device Sciences Department, Sandia National Laboratories, Albuquerque, New Mexico 87185-1086 M. Kneissl Institut of Solid State Physics, Technische Universitat Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany J. E. Northrup and N. M. Johnson Electronic Materials and Devices Laboratory, Palo Alto Research Center, 3333 Coyote Hill Road, Palo Alto, California 94304 In an AlGaN quantum-well laser, the presence of Al affects the optical properties of the gaingenerating active region partly because of the distinct difference in the band structure between AlN and GaN or InN. The intricate connection between band structure and internal-electricfield effects leads to a noticeably stronger influence of barrier composition on optical gain, lasing polarization, and threshold current than in conventional near-infrared III-V lasers. 4* J. Appl. Phys. 101, 123103 (2007) Ultraviolet semiconductor laser diodes on bulk AlN Michael Kneissl, Zhihong Yang, Mark Teepe, Cliff Knollenberg, Oliver Schmidt, Peter Kiesel, and Noble M. Johnson Palo Alto Research Center, Inc., 3333 Coyote Hill Road, Palo Alto, California 94304 Sandra Schujman and Leo J. Schowalter Crystal IS, Incorporated, 70 Cohoes Avenue, Green Island, New York 12183 Current-injection ultraviolet lasers are demonstrated on low-dislocation-density bulk AlN substrates. The AlGaInN heterostructures were grown by metal organic chemical vapor deposition. Requisite smooth surface morphologies were obtained by growing on near-c-plane AlN substrates, with a nominal off-axis orientation of less than 0.5 degree. Lasing was obtained from gain-guided laser diodes with uncoated facets and cavity lengths ranging from 200 m to 1500 m. Threshold current densities as low as 13 kA/cm2 were achieved for laser emission wavelengths as short as 368 nm, under pulsed operation. The maximum light output power was near 300 mW with a differential quantum efficiency of 6.7%. This (first) demonstration of nitride laser diodes on bulk AlN substrates suggests the feasibility of using such substrates to realize nitride laser diodes emitting from the near to deep ultraviolet spectral regions. 164 14* J. Cryst. Growth 310, 4525 (2008) Influence of MOVPE growth temperature on the structural and optical properties of InGaN MQW laser diodes V. Hoffmanna, A. Knauera, F. Brunnera, C. Netzela, U. Zeimera, S. Einfeldta, M. Weyersa, G. Tränklea, J.M. Karaliunasb, K. Kazlauskasb, S. Jursenasb, U. Jahnc, J.R. van Lookd and M. Kneissla,d a Ferdinand-Braun-Institut für Höchstfrequenztechnik, Gustav-Kirchhoff-Straße 4, D-12489 Berlin, Germany b Institute of Materials Science and Applied Research, Vilnius University, LT-10222 Vilnius, Lithuania c Paul-Drude-Institut für Festkörperelektronik, Hausvogteiplatz 5-7, 10117 Berlin, Germany d Institute of Solid State Physics, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany The morphological and optical properties of InGaN multiple quantum wells (MQWs) emitting at 405 nm are studied with respect to the MQW growth temperature. The latter was varied between 760 and 840 °C in structures grown on c-plane sapphire substrates by metal-organic vapor-phase epitaxy (MOVPE). The indium content in the quantum well was kept constant for all temperatures by adjusting the trimethylindium supply. The MQWs were inserted as active region in both optically pumped laser heterostructures and laser diodes (LDs). We found that low growth temperatures result in a reduced spatial uniformity of the luminescence emission wavelength due to well thickness variations, whereas at higher temperatures it is difficult to obtain a spatially homogeneous indium concentration. A minimum threshold power density for optically pumped lasing was found for growth temperatures of the active region between 780 and 820 °C. LDs with an MQW grown at these conditions showed an onset of lasing at a current density of 6.5 kA/cm2 with output powers of more than 350 mW. 18* J. Cryst. Growth 310, 4751 (2008) Ripening of InAs quantum dots on GaAs (0 0 1) investigated with in situ scanning tunneling microscopy in metal–organic vapor phase epitaxy Raimund Kremzow, Markus Pristovsek and Michael Kneissl Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstraße 36, D-10623 Berlin, Germany We report on the first in situ scanning tunneling microscopy (STM) measurements showing Ostwald ripening of InAs quantum dots (QDs) grown on Si-doped (0 0 1) GaAs by metal– organic vapor phase epitaxy (MOVPE). During an annealing step in the reactor under arsenic overpressure immediately after QD growth at the change in QD density and size distribution could be observed directly in a sequence of in situ STM images over 50 min. The density of the InAs QDs decreases reciprocally during the annealing step, which agrees well with Ostwald ripening limited by indium attachment/detachment. 165 19* J. Cryst. Growth 310, 4913 (2008) The critical thickness of InGaN on (0 0 0 1)GaN M. Leyera, J. Stellmacha, Ch. Meissnera, b, M. Pristovseka and M. Kneissla a Technische Universität Berlin, EW 6-1, Institut für Festkörperphysik, Hardenbergstraße 36, D-10623 Berlin, Germany b ISAS - Institute for Analytical Sciences, Albert-Einstein-Straße 9, 12489 Berlin, Germany The critical thickness for the relaxation of InGaN layers grown on (0 0 0 1)GaN on sapphire for an indium content between 10% and 20% has been determined experimentally. The layers were grown by metal-organic vapour phase epitaxy (MOVPE). The indium content was varied by changing growth temperature between 700 and 750 °C. In-situ ellipsometry could identify a growth mode transition during layer growth, from relatively smooth InGaN layer to a rougher layer with higher indium content. X-ray diffraction found a completely strained layer with lower indium content and a completely relaxed layer with higher indium content. These findings were consistent with absorption and photoluminescence measurements. 22* Appl. Phys. Lett. 92, 212111 (2008) A-plane GaN epitaxial lateral overgrowth structures: Growth domains, morphological defects, and impurity incorporation directly imaged by cathodoluminescence microscopy B. Bastek,1 F. Bertram,1 J. Christen,1 T. Wernicke,2 M. Weyers,2 and M. Kneissl2,3 1 Institute of Experimental Physics, Otto-von-Guericke-University Magdeburg, P.O. Box 4120, 39160 Magdeburg, Germany 2 Ferdinand-Braun-Institut für Höchstfrequenztechnik, Gustav-Kirchhof-Staße 4, 12489 Berlin, Germany 3 Institute for Solid State Physics, Technical University Berlin, Berlin, Hardenbergstraße 36, 10623 Berlin, Germany The distinctly different growth domains of a-plane epitaxial lateral overgrown GaN on stripe masks oriented along [01 0] direction were directly visualized by highly spatially and spectrally resolved cathodoluminescence microscopy. Clear cut microscopic regions dominated by differing individual peak wavelengths originating from either basal plane stacking faults, prismatic stacking faults, impurity related donor-acceptor pair or (D0,X) emission are explicitly correlated to the different growth domains. The luminescence in the domains grown in [0001] direction over the mask [epitaxial lateral overgrown wings] is dominated by the intense and sharp (D0,X) emission at 3.471 eV. Here, no luminescence originating from morphological defects is found over several micrometers. This evidences the excellent material quality of the a-plane GaN, which is fully relaxed at the surface of the wings. ©2008 American Institute of Physics 166 23* Appl. Phys. Lett. 92, 191912 (2008) Effect of the barrier composition on the polarization fields in near UV InGaN light emitting diodes A. Knauer,1 H. Wenzel,1 T. Kolbe,2 S. Einfeldt,1 M. Weyers,1 M. Kneissl,1,2 and G. Tränkle1 1 Ferdinand-Braun-Institut für Höchstfrequenztechnik, Gustav-Kirchoff-Straße 4, 12489 Berlin, Germany 2Institute of Solid State Physics, Technische Universität Berlin, Hardenbergstr. 36, 10623 Berlin, Germany The electroluminescence from near ultraviolet (UV) light emitting diodes containing InGaN multiple quantum wells (MQWs) with GaN, AlGaN, and InAlGaN barriers was investigated. Based on band-structure calculations the observed wavelength shift in the peak emission with increasing injection current is attributed to the screening of the polarization fields and to band gap renormalization. InGaN MQWs with almost zero net polarization have been realized. No blueshift in the emission spectra of these devices was observed over the entire current range. 24* J. Cryst. Growth 310, 4959 (2008) Indium nitride quantum dot growth modes in metalorganic vapour phase epitaxy Christian Meissnera, b, Simon Plocha, Martin Leyera, Markus Pristovseka and Michael Kneissla a Institut für Festkörperphysik, Technische Universität Berlin, EW 6-1, Hardenbergstraße 36, 10623 Berlin, Germany b ISAS - Institute for Analytical Sciences, Albert-Einstein-Straße 9, 12489 Berlin, Germany We have investigated growth of InN quantum dots (QDs) on GaN (0 0 0 1) in metalorganic vapour phase epitaxy as a function of growth temperature, trimethylindium partial pressure, and growth time. The growth was analysed in situ by spectroscopic ellipsometry and ex situ by X-ray diffraction and atomic force microscopy. The QDs were found for all growth temperatures between 480 °C and 600 °C and for all growth times. The density increased exponentially with decreasing growth temperature, up to for 500 °C. By changing the amount of deposited material it was possible to control the size of the QDs. Above 530 °C a reduction of the effective growth rate was also observed. Reducing the V/III ratio by trimethylindium partial pressure from 15,000 to 5000 led to an increase in the growth rate. Both effects are due to reduced etching of the InN QDs by ammonia. 167 27* p hys. stat. sol. (c) 5, No. 6, 1799 (2008) High-temperature growth of AlN in a production scale 11x2” MOVPE reactor F. Brunner1, H. Protzmann2, M. Heuken2, A. Knauer1, M. Weyers1, and M. Kneissl1 1 Ferdinand-Braun-Institut für Höchstfrequenztechnik, Gustav-Kirchhoff-Str. 4, 12489 Berlin, Germany 2 AIXTRON AG, Kackertstr. 15-17, 52072 Aachen, Germany We report on the growth of high quality AlN films on sapphire by MOVPE in an AIX2400G3-HT planetary reactor. Specific reactor hardware modifications were conducted to facilitate growth temperatures of up to 1600 °C and to obtain reduced parasitic gas phase reactions. Growth was optimized regarding growth rate and surface morphology as well as optical and structural properties of the AlN layers on sapphire. With increasing growth temperature we observe a transition from an AlN surface with a high density of large pits to a smooth pit-free morphology. The improvement in material quality with growth temperature is confirmed by X-ray diffraction, AFM, SIMS and Raman measurements. The impact of residual or intentionally introduced Ga during growth on AlN material properties is discussed 29* phys. stat. sol. (c) 5, No. 6, 1815 (2008) Semipolar GaN grown on m-plane sapphire using MOVPE Tim Wernicke1, Carsten Netzel1, Markus Weyers1, and Michael Kneissl1,2 1 2 Ferdinand-Braun-Institut f¨ur H¨ochstfrequenztechnik, Berlin, Germany Institute of Solid State Physics, Technical University of Berlin, Berlin, Germany We have investigated the MOVPE growth of semipolar gallium nitride (GaN) films on (10 0) m-plane sapphire substrates. Specular GaN films with a RMS roughness (10 × 10 m2) of 15.2 nm were obtained and an arrowhead like structure aligned along [ 113] is prevailing. The orientation relationship was determined by XRD and yielded (2 2)GaN (10 0)sapphire and [ 113]GaN [0001]sapphire as well as [ 113]GaN [000 ]sapphire.PL spectra exhibited near band edge emission accompanied by a strong basal plane stacking fault emission. In addition lower energy peaks attributed to prismatic plane stacking faults and donor acceptor pair emission appeared in the spectrum. With similar growth conditions also (10 ) GaN films on m-plane sapphire were obtained. In the later case we found that the layer was twinned, crystallites with 168 40* Phys. Status Solidi C, 1–4 (2009) / DOI 10.1002/pssc.200880895 Emission characteristics of InGaN multi quantum well light emitting diodes with differently strained InAlGaN barriers T. Kolbe1, A. Knauer2, H. Wenzel2, S. Einfeldt2, V. Kueller2, P. Vogt1, M. Weyers2, and M. Kneissl1,2 1 Institute of Solid State Physics, Technische Universität Berlin, Hardenbergstraße 36, 10623 Berlin, Germany 2 Ferdinand-Braun-Institut für Höchstfrequenztechnik, Gustav-Kirchhoff-Straße 4, 12489 Berlin, Germany In this paper we report on the emission characteristics of InGaN multi quantum well light emitting diodes (LEDs) in the near ultra-violet (UV) spectral range. GaN, AlGaN and InAlGaN with various indium contents were compared as barrier material in the InGaN quantum well active region of the device heterostructure. It was found that the emission wavelength decreases with increasing drive current. This blue shift with an increasing indium content in the quaternary barriers can be attributed to the screening of the polarization fields and band gap renormalization. Light emitting diodes with a constant emission wavelength over a wide current range were realized by using nearly lattice matched InAlGaN barriers. These devices also showed the highest light output power even though the band offset between the quantum wells and the barriers is smaller in comparison to the LEDs with the AlGaN barriers. These effects can be explained by the interplay of a reduction defect density at the quantum well/barrier interface and a improved overlap of the electron and hole wave functions due to the reduction of quantum confined Stark effect. Transparent Ring Interconnection Using Multiwavelength PHotonic Nano-Photonics Materials and Technologies for Multicolor High-Power Sources switches VS Halbleiter - Nanophotonik SFB 787 Arbeitsgemeinschaft der Nanotechnologie-Kompetenzzentren Deutschlands