Document 6431482
Transcription
Document 6431482
To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. CHAPTER 112 Phage Therapy: Bacteriophages as Natural, Self-Limiting Antibiotics Elizabeth Kutter, PhD; Sarah Kuhl, MD, PhD; Zemphira Alavidze, PhD; and Bob Blasdel, BS INTRODUCTION Phage therapy involves the use of bacteriophages—viruses that only attack bacteria and are very host specific —to kill pathogenic microorganisms. The art was first developed at the Pasteur Institute in Paris early in the twentieth century, but since the advent of chemical antibiotics in the 1940s, it has been little used in the West. Today, however, the increased prevalence of bacteria that are resistant to most or all available antibiotics is precipitating a major health crisis, as was again passionately stressed by the World Health Organization in their call to action on World Health Day, 2011.1 Here, we summarize the evidence that the available data strongly support expedited evaluation of phage therapy to help address this serious menace.2-14 Extensively documented results of French and Eastern European therapeutic phage applications are encouraging, but most involved individualized applications to infections recalcitrant to all other available treatments rather than double-blind clinical trials. There have also been encouraging recent developments. In 2006, the U.S. Food and Drug Administration (FDA) and the European Union (EU) both approved phage preparations targeting Listeria monocytogenes on ready-to-eat foods. The Nestlé Corporation is currently carrying out an extensive project in Dhaka, Bangladesh, to study the safety and efficacy of phage therapy in treating enterotoxigenic Escherichia coli and enteropathogenic E. coli induced diarrhea in children.15 Either of two preparations, a novel cocktail of T4-like phages used in earlier safety trials as well as a commercially available Russian anti-E. coli phage cocktail (Microgen), or a placebo is being added to the standard oral rehydration solution currently in use in double-blind fashion. This work demonstrates all the key elements of modern clinical trials. The phages being used for the main experimental arm of the trial were isolated from the stools of pediatric diarrhea patients in Bangladesh, with the broad-spectrum ones applicable for phage therapy all turning out to be members of the highly studied T4 family (see the following).16 They have also reported the details of their very extensive genomic, mouse and human safety studies of representative phages in their set.17 This chapter was written to put phage therapy into historical and ecologic perspective and to explore very interesting early research in France, the United States, and Eastern Europe, as well as growing recent studies worldwide, with the hope that this modality will soon be available for external applications while researchers deal with the challenges of getting funding for full-scale clinical trials of more invasive approaches. CHAPTER CONTENTS Introduction, 1 Historical Context, 1 Discovery and Early Research, 1 Initial Attempts at Commercialization, 3 Specific Problems of Early Phage Therapy Work, 3 Properties of Bacteriophages, 3 Obligatorily Lytic Phages and the Development of Molecular Biology, 4 Phage Interactions in the Body, 5 Clinical Application, 6 Clinical Research at the Institute of Immunology and Experimental Medicine, Polish Academy of Sciences, 7 Clinical Research at the Bacteriophage Institute, Tbilisi, 7 Staphylococcus Aureus Infections, Whether or Not Methicillin-Resistant, 8 Urogenital Tract Infections, 9 Gastrointestinal Infections, 9 Respiratory Tract Infections, 9 Ear Infections, 9 Toxicology, 9 Drug Interactions, 10 Dosing Strategy, 10 Conclusion, 10 Acknowledgments, 10 HISTORICAL CONTEXT Discovery and Early Research Edward Twort and Felix d’Herelle independently reported the isolation of filterable entities capable of lysing bacterial cultures and of producing multiple small cleared areas on bacterial cultures when diluted, rather than showing a minimum inhibitory concentration, implying that discrete particles were involved. They are jointly given credit for the discovery of bacteriophages. It was d’Herelle, a Canadian working at the Pasteur Institute in Paris, who gave the name bacteriophage to these entities he discovered in the stools of soldiers recovering from dysentery—using the suffix phage “not in its strict sense of to eat, but in that of developing at the expense of.”18 He soon also isolated phages targeting avian typhosis and tested their application during an outbreak in French chickens, showing that three quarters of the 112-1 To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. 112-2 SECTION 5 | PHARMACOLOGY OF NATURAL MEDICINES untreated chickens died, but all of the infected chickens treated with phages survived. He then accepted a request to treat several children battling dysentery at the Paris Hospital des EnfantesMalades; the day before treating the first child, he and several assistants swallowed far more phages than they would be administering, thus carrying out the first known Phase I clinical trial. This trial was fully successful, but d’Herelle turned to intense study of phages before publishing the results or carrying out further therapeutic applications. Thus, the first-known publication discussing successful phage therapy was published in 1921 from Belgians Bruynoghe and Maisin,19 who used phages to treat staphylococcal skin infections. In a 300-page 1922 book, The Bacteriophage: Its Role in Immunity,18 d’Herelle wrote the original, classic descriptions of plaque formation and composition, infective centers, the lysis process, host specificity of adsorption and multiplication, the dependence of phage production on the precise state of the host, isolation of phages from various sources, and the factors controlling stability of the free phage. He quickly became fascinated with the apparent role of phages in the natural control of microbial infections, and noted the frequent specificities of the phages isolated from recuperating patients for disease organisms infecting them and the rather rapid variations over time of the phage populations. Throughout his life, he worked to develop the therapeutic potential of properly selected phages against the most devastating health problems of the day, traveling to many parts of the world, teaching at Yale from 1928 to 1933, and establishing his own Laboratoire du Bactériophage in Paris, run by his son-in-law, Theodore Mazure, which produced the first commercial phage cocktails—Bacté-Coli-Phage, Bacté-Intesti-Phage, Bacté-Dysentérie-Phage, Bacté-Pyo-Phage, and Bacté-Rhino-Phage. Although France is clearly a western country, most of the literature reviews of phage therapy have ignored the successful continuation of phage therapy in France until the early 1990s, which largely used well-made phage preparations produced by d’Herelle’s laboratory or by the Bacteriophage Service of the Lyon and Paris branches of the Institut Pasteur. Key to d’Herelle’s many successes was that he focused intensely on understanding phage biology and on applying that knowledge in his production and application of phages, including careful ongoing quality control, close work with physicians, and development of appropriate treatment modalities. He wrote several more detailed books on phage and phage therapy, two of which were also translated into English (1926 and 1930). The depth of his insights into the practice of phage therapy became more accessible via the recent publication of a translation of the appendix of his book.18 Through much of the time, he worked closely with George Eliava, director of the Georgian Institute of Microbiology, who had seen bacteriocidal action of the water of the Koura River in Tbilisi (Tiflis) that he could not explain until he became familiar with d’Herelle’s work while spending 1920 to 1921 at the Pasteur Institute.18 Over the years, the two developed plans to found an Institute of Bacteriophage Research in Tbilisi as a world center of phage therapy, including scientific and industrial facilities and supplied with its own experimental clinics. A large campus on the river Mtkvari was allotted for the project in 1926. D’Herelle sent supplies, equipment, and library materials. In 1934 to 1935, he visited Tbilisi for 6 months, set up his laboratory, and wrote a book, The Bacteriophage and the Phenomenon of Recovery,20 which was translated into Russian by Eliava and had a very strong impact on Stalin, and thus on the implementation of phage therapy in the Soviet Union. D’Herelle intended to move to Georgia; his cottage still stands on the institute’s grounds. However, in 1937, Eliava was arrested as a “people’s enemy” by Beria, then head of the Georgian NKVD and soon to direct the Soviet NKVD as Stalin’s much-feared henchman. Eliava was executed, sharing the tragic fate of many Georgian and Russian progressive intellectuals of the time, and d’Herelle, disillusioned, never returned to Georgia. However, their Bacteriophage Institute survived under the leadership of a group of women well trained by Eliava and d’Herelle. The Institute was put under the People’s Commissary of Health of Georgia in 1938 and was transferred to the All-Union Ministry of Health in 1951, taking on the leadership role in providing bacteriophages for therapy and bacterial typing throughout the Soviet Union. Hundreds of thousands of pathogenic bacterial samples were sent to the Institute from throughout the Soviet Union to isolate and produce more effective phage strains and to better characterize their usefulness. A new fivestory building provided facilities for making two tons of phage products two or more times a week, with 80% of the product going to the Soviet military. These included tablets against dysentery, pyophage cocktails targeting wound and other purulent infections, as well as intestiphage intended for a wide range of enteric pathogens. Much of the main building held research laboratories continually isolating new phages, upgrading therapeutic cocktails, working on anaerobes and defenses against potential biowarfare, and collaborating closely with military and civilian physicians to test the phage preparations and ways of administering them. These were the golden years of the Institute, when its employees were among the best paid in Tbilisi, and there were no shortages of supplies, new research targets, or potential customers. In 1988, an official Scientific Industrial Union “Bacteriophage” was formed, centered in Tbilisi with branches in Ufa, Habarovsk, and Gorki. After the 1991 break-up of the Soviet Union, the Russian sites were gradually pulled into the developing pharmaceutical giant, Microgen (eng.microgen.ru) whose products include a wide range of phage preparations available in pharmacies, online, and in hospitals throughout the Soviet Union. What is now the Eliava Institute lost most of its markets and funding and struggled for survival as the factory portions were stripped away and privatized. Phages for Georgian use were made in 30-L batches packaged by hand in small 5-mL ampules, 10 to a box, and sold in the diagnostic clinic on the Eliava campus in laboratories that had once focused on researchscale preparations, and where laboratory leaders did the actual testing and diagnosis, supporting the laboratories while continuing to acquire all the newest pathogenic strains for research and production purposes. Often, the power and/or gas went out, and no new young people were being trained. By 1996, help became available from the International Science and Technology Centers and the Civilian Research and Development Fund, set up by North Atlantic Treaty Organization (NATO) and the United States, the EU, the Phage Biotics Foundation, and other sources to fund civilian research by scientists formerly supported by the military. With hard work and outside help, the institute is again thriving at its original site on the Mtkvari. Their work is further discussed in the following. Initial Attempts at Commercialization Phage therapy has been explored extensively, with successes being reported for a variety of diseases, including dysentery, typhoid and paratyphoid fevers, pyogenic and urinary tract infections, and cholera.4 Phages have been given orally, through colon infusion, and as aerosols as well as infused directly into lesions. They have also been given as injections: intradermal, intramuscular, intraduodenal, intraperitoneal, into the pericardium and arteries leading to infected areas, as well as intravenously. The early strong interest in phage therapy is reflected in some 800 papers published on the topic between 1917 and 1956. The reported results were To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. CHAPTER 112 | Phage Therapy: Bacteriophages as Natural, Self-Limiting Antibiotics quite variable. Many of the physicians, entrepreneurs, and pharmaceutical firms who initially became very excited by the potential clinical implications, especially in the pre-antibiotic era, jumped into application efforts with very little understanding of phages, microbiology in general, or the basic scientific process. Thus, many of the studies were anecdotal and/or poorly controlled; many of the failures were predictable; and some of the reported successes did not make sense in light of current knowledge. Too often, uncharacterized phages at unknown concentrations were given to patients without previous specific bacteriologic diagnosis, and there is no mention of follow-up, controls, or placebos. Much of the understanding gained by d’Herelle was ignored in this early work, and inappropriate methods of preparation, “preservatives,” and storage procedures were often used. On one occasion, d’Herelle reported testing 20 preparations from various companies and finding that not one of them contained active phages! Not surprisingly, a check of the product showed that one phage had out-competed all the others, and this was not a polyvalent preparation. In general, there was little essential quality control except in a few research centers. Large clinical studies were rare, and the results of those few that were carried out were largely inaccessible outside of what was then the Soviet Union. 112-3 eukaryotic viruses, most phages have tails, the tips of which have the ability to bind to specific molecules on the surfaces of their target bacteria (Figure 112-2). The viral DNA is then ejected through the tail into the host cell, where it directs the production of progeny phages; often more than 100 are produced in just half an hour from each bacterial cell. Each strain of bacteria has characteristic protein, carbohydrate, and lipopolysaccharide molecules present in very large quantities on its surface. These molecules are involved in forming pores, motility, and binding of the bacteria to particular surfaces. Each such molecule can act as a receptor for particular phages. Development of resistance to a particular phage generally reflects mutational alteration or loss of its specific receptor; this loss frequently has negative effects on the bacterium, often making such mutants less virulent, and does not confer protection against the many other phages that use different receptors. Each kind of bacterium has its own phages, which can generally be isolated wherever that bacterium grows: from sewage, feces, soil, even ocean depths and hot springs, but finding phages suitable for therapeutic applications is much easier for some species than for others; this relates significantly to the ability to grow the host in the laboratory. The process of isolation is straightforward for phages targeting many of our best-studied pathogens. An environmental sample is combined with an appropriate nutrient-fortified Specific Problems of Early Phage Therapy Work Some still believe (erroneously) that phage therapy was proven not to work; however, it simply was never adequately researched for a variety of reasons, and the work that was done well is not widely enough known. It is thus important to carefully consider the reasons for the early problems and for the questioning of efficacy: • Paucity of understanding of the heterogeneity and ecology of the phages and the bacteria involved • Lack of availability or reliability of bacterial laboratories for carefully identifying the pathogens involved (important considering the relative specificity of phage therapy) • Use of too few phages in infections that involved mixtures of different bacterial species and strains • Failure to select obligatorily lytic phages against the target bacteria before using them in patients • Emergence of phage-resistant bacterial strains, through selection of resistant mutants (especially if only one phage strain was used against a particular bacterium) or through lysogenization (if temperate phages were used, as discussed later) • Failure to appropriately characterize or titer phage preparations, many of which, even from major companies, were shown to be totally inactive.21,21a • Failure to neutralize gastric pH before oral phage administration • Inactivation of phages by both specific and nonspecific factors in bodily fluids All of these factors need to be taken into consideration as we now work to formally document phage efficacy and integrate phages into medical practice worldwide. FIGURE 112-1 Phage diagram (bacteriophage T4). PROPERTIES OF BACTERIOPHAGES Viral particles are like spaceships that are able to transfer their genomes between susceptible cells where they can reproduce. In the case of bacteriophages, the targets are specific kinds of bacterial cells, specific to varying degrees for each phage; they cannot infect the cells of more complex organisms. Each virus consists of a long nucleic acid polymer (DNA or RNA) containing the genetic information that determines all of the properties of the virus, which is carried around packaged in a protein coat (Figure 112-1). Unlike FIGURE 112-2 Electron micrograph of phage infecting a bacterium. To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. 112-4 SECTION 5 | PHARMACOLOGY OF NATURAL MEDICINES solution and several targeted bacteria, incubated over night, and 10 μL each of a series of 10-fold dilutions spotted on a nutrient-agar plate prepared with a single strain of target bacteria. The next day, a dense bacterial lawn is seen, hopefully with cleared spots and, at some dilution, dotted with small, cleared plaques. Each plaque contains about a billion phages, all of them progeny of a single initial phage. Individual plaques are plucked and cultured to give a homogeneous stock of that particular phage, whose host ranges and other properties can then be studied. One major source of confusion in the early phage work was that new phages were often isolated by each laboratory, so there was little continuity or basis for comparison. Key technical developments in the 1930s to 1940s that helped clarify the general nature and properties of bacteriophages were (1) the concentration and purification of some large phages by means of very high-speed centrifugation and the demonstration that they contained equal amounts of DNA and protein; and (2) visualization of phages by the electron microscope (EM).22,23 Phages specific for virtually every well-studied bacterial species have now been isolated, and increasingly, many are becoming well classified. This EM work also helped resolve the major disputed question as to whether the lytic principle termed bacteriophage simply reflected an inherent property of the specific bacteria or required regular reinfection by an external agent, as claimed by d’Herelle. During the 1930s and 1940s, it gradually became clear that in some senses both were true—that there were two quite fundamentally different groups of bacteriophages. Obligatorily lytic phages always have to infect from outside, reprogram the host cell, and release a burst of phage through breaking open, or lysing, the cell after a relatively fixed short interval. Temperate phages, in contrast, have another option; they can actually integrate their DNA into the host DNA, much as HIV can integrate the DNA copy of its RNA. For several reasons, such temperate phages are not appropriate for therapeutic applications. They generally make the host resistant to related phages, blocking treatment efficacy, and also may carry genes that actually increase the pathogenicity of the host; very specific prophages are a key factor in such diseases as cholera and diptheria. Using the EM, each phage family was found to have its own specific shape and size, from “lunar lander”–style complexity with a contractile tail and long tail fibers attached to a baseplate, to globular heads with long or short tails, to the small filamentous phages that looked much like bacterial pili (Figure 112-3). With recent advances in DNA sequencing techniques, our understanding of various phages is exploding in powerful and important ways; the genomes of several hundred phages, infecting a variety of organisms, have now been sequenced, revealing a remarkable variety of types and properties that can be very important when considering potential therapeutic applications. In general appearance, 95% of the studied phages belong to one of the three general tailed morphotypes: the short-tailed podoviridae, the siphoviridae with long, often flexible tails; and the myoviridae, with tails composed of an inner tube and an outer contractile sheath attached to complex baseplate. There are both obligatorily lytic and temperate phage families with each of these three general morphotypes, so other kinds of data are also needed to tell whether a newly isolated phage is temperate or lytic. Obligatorily Lytic Phages and the Development of Molecular Biology A much better understanding of the interactions between the lytic lifecycle of phages and bacteria began with one-step growth curve experiments. These demonstrated an eclipse period, during which P lp M S Mi C T L PI Cy SSVI II LI FIGURE 112-3 Various phages. the DNA began replicating and there were no free phages in the cell; a latent period of accumulation of intracellular phages; and a precisely timed lysis process that released the phage to go in search of new hosts. This phage infection cycle is illustrated in Figure 112-4 for coliphagephage T4, which does a particularly effective job of shutting off all host functions and whose family is very widespread in nature and in therapeutic phage preparations for enteric bacteria. In 1943, an event occurred that had a major impact on the orientation of phage research in the United States and much of western Europe, strongly shifting the emphasis from practical applications to basic science. Physicist-turned–phage biologist Max Delbruck met with Alfred Hershey and Salvador Luria to form the “Phage Group” and establish the long-time annual phage course and meeting at Cold Spring Harbor, Long Island. A major element of the success of phages as model systems for working out fundamental biologic principles at the molecular level was that Delbruck persuaded most U.S. phage biologists to focus on one bacterial host (E. coli B) and seven of its highly lytic phages, arbitrarily named types T1 through T7. Fortuitously, T2, T4, and T6 are quite similar to one another, defining a family of myoviridae now called the T-even phages, which were key in demonstrating that DNA is the genetic material, that viruses can encode enzymes, that gene expression is mediated through special “messenger RNA,” that the genetic code is triplet in nature, and other fundamental concepts. The negative side of this focus on a few phages growing on one host under rich laboratory conditions was that there was very little study or awareness of the ranges, roles, and properties of bacteriophages in the natural environment, or of potential applications. On the positive side, most of the strongly lytic phages selected for therapeutic applications targeting enteric phages have turned out to belong to one or another of these three very well-studied families of phages (as confirmed by sequencing data as well as morphologic details), which is very useful as we work to assure their safety and to understand the physiologic properties involved. The temperate phages generally encode repressors to turn off most of their own genes when they are in the temperate pro-phage state, integrases to let them insert themselves into the DNA of To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. | CHAPTER 112 Phage Therapy: Bacteriophages as Natural, Self-Limiting Antibiotics 112-5 Head precursors DNA Replication DNA Late mRNAs Early mRNAs Early proteins DNA precursors Late proteins Nucleases Host chromosome 0 5 Membrane components 10 15 20 25 Minutes after Infection FIGURE 112-4 Bacteriophage intracellular growth cycle. Noteworthy features: both nucleolytic action on host chromosome and new phage enzymes furnish DNA precursors; replicating DNA is much longer than virion DNA; a number of phage-coded proteins become associated with the host membrane to alter host functions and to facilitate phage assembly and maturation. their hosts, and excision enzymes to cut their DNA back out to enter a lytic cycle. Obligately lytic phages generally have more extensive mechanisms for shutting off the host, often involving nucleases and transcription factors, as well as a variety of small proteins made under the control of strong promoters very early in infection to re-direct cellular metabolism; T4, for example, encodes at least 50 such proteins. PHAGE INTERACTIONS IN THE BODY A number of early experiments involving phage injection into animals led to widespread belief that phage therapy could not succeed because the phages were too rapidly cleared by the immune system. Early experiments in rabbits, rats, and mice showed rapid disappearance of phage from the blood and organs, but long-term survival in the spleen.24,25 However, these experiments were done in the absence of host bacteria in which the phage could multiply and were carried out by the unnatural mode of intravenous injection, exposing the phage almost immediately to the reticuloendothelial system. Many later studies made it clear that phages are seen in the mammalian circulatory system for prolonged periods when they are entering it from some sort of reservoir in other tissues, and the host is dealing with infection by a bacterium in which they can replicate —precisely the sort of situation seen in phage therapy as currently practiced. This pattern is particularly clear in research published in 1943 by noted Harvard bacteriologist René Dubos26 (Figure 112-5). Dubos et al26 injected mice intracerebrally with a dose of a smooth Shigella dysenteriae strain that was sufficient to kill more than 95% of the mice in 2 to 5 days and treated them with intraperitoneal injection of a mixture of phages that had been isolated from New York City sewage, grown in the same bacteria, and purified only by sterile filtration. With no treatment or when treated with filtrates of bacterial cultures or with heat-killed phage, only 3 of 84 mice (3.6%) survived; in contrast, 46 of 64 (72%) of the mice given 107 to 109 phages survived. Pharmacokinetic studies on the mice showed that when phages were given to uninfected mice, they appeared in the bloodstream almost immediately, but the levels started to drop within hours and very few were seen in the brain, as shown in Figure 112-5. However, in infected animals, brain levels of viable phage appropriate to those bacteria soon far exceeded blood levels; around 107 to 109 phages/g were often seen between 8 and 114 hours after administration, with the level dropping between 75 and 138 hours after phage addition. After the first 18 hours, blood levels were far lower than brain levels, but phages were still present in blood at 104 to 105 phages/mL in those animals in which the brain levels were still high. Equally well-controlled experiments performedby Henry Morton and Enrique Perez-Otero from 1943 to 1945 at the University of Pennsylvania supported those of Dubos et al26 and further showed the lack of any protection when phages with inappropriate host specificities were used. These results clearly established that (1) the phages themselves were responsible, not something in the lysate that just stimulated normal immune mechanisms; (2) phages could rapidly find and multiply in foci of infection anywhere in the body, including crossing the blood–brain barrier; and (3) phages could be maintained in the circulation as long as there was a privileged reservoir of infection where phages were continually being produced. A final review authorized by the Council on Pharmacy and Chemistry discussed the major advantages of phages, such as their ability to replicate into problem areas and treat localized infections that are relatively inaccessible via the circulatory system, and the fact that their high specificity greatly aided in reducing later resistance problems.27 The review also emphasized that most of the earlier phage research had been so poorly conceived and/or carried out that it offered no proof either for or against the promise of phages as antibiotics; therefore, the negative conclusions of the earlier American Medical Association reviews were neither unexpected nor very relevant to the potential for eventual success. To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. 112-6 SECTION 5 | PHARMACOLOGY OF NATURAL MEDICINES 1010 109 Infected brain 108 PFUmL–1 107 106 Infected blood 105 104 103 Normal blood Normal brain 102 10 20 30 40 50 60 70 80 90 100 110 120 130 140 Time (hr) FIGURE 112-5 This figure, based on the data in the 1943 mouse studies of Dubos et al,26 provides significant insight into why phage therapy works well even in treating infections that antibiotics cannot treat. When the mice were injected intraperitoneally with 109 phage, they quickly appeared in the bloodstream and some even crossed the blood−brain barrier, but they were rapidly cleared. However, when the mice were also injected intracerebrally with Shigella dysenteriae, the host for these phages, 46 of 64 of the mice survived (compared with 3 of 84 in the absence of appropriate viable phage), and the brain level of phage climbed to over 109/g. Once the bacteria cleared, the level of phage dropped below detection limits. The context of these studies sheds enlightening insights into the historical course of phage therapy in the United States.28 In 1942, both The Lancet and the British Medical Journal published editorials about the apparently successful use of antidysentery phages by the Soviet military in the Middle and Far East. By November 1942, the U.S. National Research Council Committee on Medical Research began supporting research possibilities offered by antidysentary phages for dealing with this perpetual scourge of armies (including the previous studies) in top U.S. bacteriology laboratories new to phage work, initially requiring them to keep the results secret. This promising work ended in 1944, when the end of World War II made penicillin generally available. The military secrecy, the end of the war emergency funding, the rapid rise in antibiotic availability and their broad-spectra “wonder-drug” status, and Max Delbruck’s success in persuading the phage community to shift its focus to basic molecular research involving a few model systems, all contributed to the fact that there was little U.S. follow-up to these interesting and successful results. Although the results were published in major journals, few people even knew about them, or about highly successful ongoing human applications, until they were recently rediscovered by Thomas Häusler.2 Penicillin works only against gram-positive bacteria, so it cannot treat typhoid fever, and early phage efforts against typhoid had very mixed success. It was then found that the major pathogenic strains of Salmonella typhi all carried one particular antigen, named Vi (for “virulence”). In 1936, a pair of Canadians identified a number of phages specific against the Vi antigen; these are still used as “typing phages” in rapidly identifying and following outbreaks. In the late 1930s and early 1940s, physicians at the Los Angeles County Hospital used phage treatments to help deal with repeated serious outbreaks of typhoid that were killing one in five of those afflicted.29 Walter Ward tested the Vi-specific phages against mouse typhus and found that the death rate fell to 6% versus 93% in controls.29 When these phages were then used to treat patients with typhoid, only 3 of 56 treated patients died compared with the 20% mortality for the other treatments available at the time.30 Most impressively, this study reported that the patients who received phage therapy rapidly changed from being largely comatose to full of vigor, with renewed appetite, in 24 to 48 hours. In 1948 to 1949, near Montreal, Desranleau treated nearly 100 patients with dysentery by giving them a cocktail of six different Vi-specific phages, and the death rate dropped from 20% to 2%.30a By then, however, chloramphenicol had been shown to work well against typhoid, and it was much easier for pharmaceutical companies to deal with, so that seems to have been the end of phage clinical trials in the Western hemisphere. The high specificity of phages still plays a strong role in the phage typing sets used for detecting and following problem strains of such bacteria as Shigella, Salmonella, and E. coli, but phage therapy itself is only beginning to stage a comeback. CLINICAL APPLICATION The growing understanding of phage biology has the potential to facilitate more rational thinking about the therapeutic process and the selection of therapeutic phages. However, there was generally little interaction between those who were so effectively using phages as tools to understand molecular biology and those working on phage ecology and therapeutic applications. Many in the latter group were spurred on by a concern about the rising incidence of nosocomial infections and of bacteria resistance against most or all known antibiotics, as well as by the fact that phages are far more effective than antibiotics in areas of the body where circulation is poor and does not disrupt normal flora. This strong sense of the potential importance of phages was particularly seen in Poland, France, Switzerland, and the former Soviet Union, where use of To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. CHAPTER 112 | Phage Therapy: Bacteriophages as Natural, Self-Limiting Antibiotics therapeutic phages never died out and where there has been ongoing research and clinical experience. In France, Dr. Jean-François Vieu led the therapeutic phage efforts until his retirement 15 years ago. He worked in the Service des Entérobactéries of the Pasteur Institute in Paris and, for example, prepared Pseudomonas phages on a case-by-case basis for patients. His experience there is discussed in two articles.31,32 In Vevey, Switzerland, the small pharmaceutical firm Saphal made “Coliphagine,” “Intestiphagine,” “Pyophagine,” and “Staphagine” in drinkable and injectable forms, salves, and sprays into the 1960s.28 The owner, Harrmann Glauser, had been encouraged and trained by d’Herelle’s old colleague Paul Hauduroy, who had become a professor of microbiology at the University of Lausanne during the second World War. These phage preparations were officially approved and were paid for by insurance. Phage therapy was used extensively in many parts of eastern Europe as a regular part of clinical practice, and companies in Russia now make phages for this purpose. However, most of the research and much of the phage preparation came under the direction of key centers in Tbilisi, Georgia, and Wroclaw, Poland. In both cases, the close interactions between research scientists and physicians played an important role in the high degree of success obtained, just as was the case for d’Herelle’s early work. Clinical Research at the Institute of Immunology and Experimental Medicine, Polish Academy of Sciences Some of the most detailed publications documenting phage therapy are from the group led by Stefan Slopek, a long-time director of the Wroclaw Institute of Immunology and Experimental Medicine, as well as his successors there. Slopek’s initial series of papers described work completed in 1981-1986 with 550 patients in 10 Polish medical centers.33-35 The patients ranged in age from 1 week to 86 years and venues included the Wroclaw Medical Academy Institute of Surgery Cardiosurgery Clinic, Children’s Surgery Clinic and Orthopedic Clinic; the Institute of Internal Diseases Nephrology Clinic; and the Clinic of Pulmonary Diseases. In 518 cases, phage use followed unsuccessful treatment with all available methods, including antibiotics. The major categories of infections included long-persisting suppurative fistulas and abscesses, septicemia, respiratory tract suppurative infections, pneumonia, and purulent peritonitis. In a final summary article, the results were carefully analyzed with regard to such factors as nature and severity of the infection and monoinfection versus infection with multiple bacteria.35 Rates of success ranged from 75% to 100% (92% overall), as measured by marked improvement in relevant physical condition, wound healing, and disappearance of titratable bacteria; 84% of subjects demonstrated full elimination of the suppurative process and healing of local wounds. Infants and children did particularly well. Not surprisingly, the poorest results occurred in elderly patients and those in the final stages of extended serious illnesses. Appropriate individual highly-virulent phages were selected from their extensive collection. In the first study alone, 259 different phages were tested (116 for Staphylococcus, 42 for Klebsiella, 11 for Proteus, 39 for Escherichia, 30 for Shigella, 20 for Pseudomonas, and 1 for Salmonella); 40% of them were selected to be used directly for therapy. All of the treatments were conducted in research mode, with the phage prepared at the institute by standard methods and tested for sterility. Treatment generally involved 10 mL of sterile phage lysate given orally half an hour before each meal, with gastric juices neutralized by ingesting (basic) Vichy water, baking soda, or gelatin. In addition, phage-soaked compresses were generally applied three times a day where dictated by localized infection. 112-7 Treatment ran for 1.5 to 14 weeks (mean, 5.3 weeks). For intestinal problems, short treatment sufficed, whereas long-term use was necessary for such problems as pneumonia with pleural fistula and pyogenic arthritis. Bacterial levels and phage sensitivity were continually monitored, and the phage(s) were changed if the bacteria lost their sensitivity. Therapy was generally continued for 2 weeks beyond the last positive test result for the bacteria. Few side effects were observed; those that were seen seemed to be directly associated with the therapeutic process.33 Various methods of administration were successfully used, including oral, aerosols, and infusion, either rectally or in surgical wounds. Intravenous administration was not recommended for fear of possible toxic shock from bacterial debris in the lysates.33 However, it was clear that the phages readily entered the body from the digestive tract and multiplied internally wherever appropriate bacteria were present, as measured by their presence in blood and urine as well as by therapeutic effects.36 This interesting and rather unexpected finding has been replicated in many studies and systems.37-40 Detailed notes were kept throughout on each patient. The final evaluating therapist also filled out a special inquiry form that was sent to the Polish Academy of Science research team along with the notes. The Computer Center at Wroclaw Technical University carried out extensive analyses of the data. These researchers used the categories established in the World Health Organization’s (1977) International Classification of Diseases in assessing results. They also looked at the effects of age, severity of initial condition, type(s) of bacteria involved, length of treatment, and other concomitant treatments. After Slopek’s retirement, Dr. Beatta Weber-Dabrowska carried on with the treatment work, publishing a summary in English of the results for the next 16 patients.41 In 1998, immunologist A. Górski took over as Institute director and revived a strong focus on phage work, with special emphasis on the immunologic consequences of phage treatment. These researchers are also now working with the basic phage group of Dr. M. Lobocka in Warsaw to sequence and further characterize key phages—an important step in eventually making them available to the outside world. Clinical Research at the Bacteriophage Institute, Tbilisi Particularly extensive efforts for phage therapy were carried out over many decades by scientists at the Bacteriophage Institute in Tbilisi, Georgia, working closely with local physicians. Phage therapy is an accepted component of the general standard of care in Georgia, used extensively in pediatric, burn, and surgical hospital settings. Phage preparation was carried out on an enormous scale before the breakup of the Soviet Union, employing 700 people in the factory and several hundred more in the research arm of the Institute, making 2 tons of phage products weekly to ship throughout the former Soviet Union. They were available both over the counter and through physicians; 80% went to the military for wound and burn infections and for preventing debilitating gastrointestinal epidemics. In hospitals, they were used to treat both primary and nosocomial infections, alone or in conjunction with other antimicrobials. The International Science and Technology Centers program, set up jointly by the United States, Europe, and Japan to give constructive opportunities to scientists formerly working with Soviet military projects, is now one of the strongest supporters of basic and applied research in this area in Tbilisi. From the Bacteriophage Institute’s inception, the industrial part was run on a self-supporting basis, whereas its scientific branch was government supported. The Institute carried out the extensive studies needed for approval by the Ministry of Health in Moscow To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. 112-8 SECTION 5 | PHARMACOLOGY OF NATURAL MEDICINES of each new strain, therapeutic cocktail, and means of delivery. This careful study of the host range, lytic spectrum, cross resistance, and other fundamental properties of the phages being used was a major factor in the reported successes of their phage therapy work, as were their methods for selecting highly virulent phages from among the many available against any given host. Where necessary, new cocktails were prepared with broader host ranges. The depth and extent of the work involved are impressive. For example, in 1983 to 1985, the Institute’s Laboratory of Morphology and Biology of Bacteriophages carried out studies of growth, biochemical features, and phage sensitivity on 2038 strains of Staphylococcus, 1128 of Streptococcus, 328 of Proteus, 373 of P. aeruginosa, and 622 of Clostridium received from clinics and hospitals in towns across the former Soviet Union. New broader acting phage strains were isolated and were included in a reformulation of their extensively used Pyophage preparation. A good deal of work went into developing the documentation for Ministry of Health approval of specialized new delivery systems, such as a spray for use in respiratory tract infections, in treating the incision area before surgery, and in sanitation of hospital problem areas. An enteric-coated pill was also developed, using phage strains that could survive the drying process, and accounted for the bulk of the shipments to other parts of the former Soviet Union. Much work focused on combating nosocomial infections, in which multidrug-resistant organisms have become a particularly lethal problem. An exciting new product was licensed in 2000 by the Georgian Ministry of Health. PhagoBioDerm is a biodegradable, nontoxic polymer composite that allows the sustained release of the Pyophage cocktail of phages.42,43 One study on PhagoBioDerm involved 107 patients with ulcers that had failed to respond to conventional therapy—systemic antibiotics, antibiotic-containing ointments, and various phlebotonic and vascular protecting agents. The ulcers were treated with PhagoBioDerm alone or in combination with other interventions during 1999 and 2000. The wounds or ulcers healed completely in 70% of the 96 patients for whom there was follow-up data. In the 22 cases for which complete microbiologic analyses were available, healing was associated with the concomitant elimination or very marked reduction of the pathogenic bacteria in the ulcers. A newly formulated version of PhagoBioDerm should soon be on the market; it is much less expensive to produce and has other advantages. Staphylococcus Aureus Infections, Whether or Not Methicillin-Resistant Methicillin-resistant S. Aureus (MRSA) is a particular concern given its reduced susceptibility to antibiotic treatment, wide prevalence in hospital-acquired infections and in the community, and potentially lethal and otherwise serious consequences. These pathogens are targeted by the anti-S. aureus activity of phage preparations such as Pyophage (which include potent anti-Staphylococcus phages of the broad-spectrum Sb1-staph phage K family; Kutter EM, unpublished results). Here as elsewhere, there is no cross resistance between phages and antibiotics. Furthermore, very little development of resistance to this family of phages has been observed, presumably implying that the still unidentified primary receptor is a molecule of significant importance to the bacteria. Thus, so far as phages are concerned, MRSA is simply another strain of Staphylococcus. Treatment of MRSA using phages can be accomplished by local application for local infections or, if necessary, and with substantially more caution, more systemic dosing such as intraperitoneally for systemic infections.44 The use of phage treatment for local infections, including particularly those due to Staphylococcus, has the distinction of being one of only two phage therapy strategies that were deemed to be convincingly efficacious by the Eaton and Bayne-Jones report in 1934,45-47 and an otherwise phage therapy skeptical publication.48 The first human phage therapy publication reported on treatment of S. aureus skin infections.6,49,50 Phage preparations for systemic application were developed at the Eliava Institute during the 1980s, including safety studies in human volunteers without adverse effects. Phages were particularly effective in infants and in immune-compromised patients, and for infusion into the urethra in cases of pelvic inflammatory disease. The preparation subsequently was used to treat 653 patients.6 Historically, questions have been raised as to whether the apparent efficacy documented in these classic articles was due to the phage itself giving rise to bacterial lysis in situ. It was suggested that the debris in the phage lysate, stimulating the host immune system, could be a major factor in bacterial clearance.6 See Sulakvelidze and Barrow 51 and Kutter et al5 for discussion of what is known as Staph Phage Lysate or simply SPL, produced by Delmont Laboratories. This product is marketed as a veterinary vaccine conferring resistance to staph through immune stimulation by its staphylococcal phage induced bacterial lysis products, which is advertised as the major active ingredient. It also contains viable phages, often at approximately 108 plaque forming units (PFU)/mL (Kutter EM, unpublished data; Kuhl SJ, unpublished data), a level as high as the total phage in Pyophage as determined by direct fluorescent microscopic count.51a These staph phage lysates initially were produced for human as well as animal use against chronic infections.6 However, in 1994, they were limited by the FDA to animal use pending further human efficacy trials, for which no funding has yet been found; no questions have been raised as to their safety. Phage use to prevent Staphylococcus infections has been both proposed and employed. Phages have been used for disinfection in Georgia to sanitize operating rooms and medical equipment and prevent nosocomial infections.49 A complementary approach proposed by the company Novoltyics is to use “an aqueous suspension to treat nasal carriage of MRSA, thus significantly reducing the incidence of MRSA transmission” (see www.novolytics.co.uk/ technology.html, see also Mann51b). O’Flaherty et al51c described removal of S. aureus via experimental hand washing with a phagecontaining Ringers solution. Approximately 100-fold reductions in bacterial densities were observed after washing with a solution containing 108 phages/mL versus the phage-less control solution. Leszczynski et al51d described the use of oral phage therapy for targeting MRSA in a nurse who was a carrier. This individual had MRSA colonized in her GI tract and also had a urinary tract infection. The result was complete elimination of culturable MRSA. In an earlier publication, the same group argued that MRSA treatment using phages could be economically preferable to MRSA treatment using antibiotics52; in contrast, see the discussion in Abdul-Hassan, et al.53 Jikia et al53a described phage treatment of MRSA infecting radiation burns (see further discussion following). Slopek et al35 reported 92.4% positive cases for phage treatment of 550 single- and mixed-etiology infections involving S. aureus. Slopek et al34 specifically used phage treatment for suppurative staphylococcal infections, with a reported 93% “effective” rate “based on case history and data contained in a special questionnaire,” while also using this treatment of various kinds of Staphylococcus infections in children (95.5% positive results for the 90 children treated). Urogenital Tract Infections Phages have been applied to treat various infections of the urogenital systems either systemically, via direct injection into the bladder To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. CHAPTER 112 | Phage Therapy: Bacteriophages as Natural, Self-Limiting Antibiotics or via topical application. Phage treatment of urogenital tract infections could potentially be complimented by current naturopathic protocols involving alkalinization of the urine with citrates and minerals. Eaton and Bayne-Jones45-47 in their 1934 report were convinced of the efficacious use of phage therapy against cystitis. Letwiewicz et al54 described phage application rectally to target Enterococcus faecalis infection of the prostate, with substantial success in eliminating the target bacteria. In this case, the phages were presumed to be taken up through the rectal wall. Letarov et al55 noted that rectal phage suppositories are available on the Russian market. Slopek et al35 reported 92.9% positive results for phage treatment of 42 “diseases of the genitourinary tract.” Chanishvili’s and Sharp’s56 book has chapters on “Phage Therapy in Urology” and “Phage Therapy in Gynecology.” They summarize the results there as follows: “In cases of acute cystitis a therapeutic effect was observed within 4–5 hours of the first administration and resulted in relief of pain, a decrease in the frequency of urination and a normalization of the composition of the urine. Full recovery was achieved within 1–3 days in all 13 cases (100%) however treatment of chronic forms of cystitis was less successful, with only a moderate improvement observed.” Supported by a 3-year grant from the International Science and Technology Centers, the Eliava Institute developed a new phage cocktail specifically targeted against a large pool of bacteria from prostatitis and urinary tract infections. At the 2009 Evergreen International Phage Biology Meeting, Alavidze reported on its production and on very successful preliminary trials involving over 100 patients. A western-style double blind, placebo-controlled trial involving addition of this phage to the standard treatment at one of the major clinics in Tbilisi is currently in the planning stage.56a Gastrointestinal Infections From the beginning, acute diarrheal infections were a major and very successful part of phage therapy practice, as discussed previously, and the major clinical trial currently under way involves work by Nestle in Bangladesh to stem the death toll caused by infant diarrhea. However, most GI problems, such as irritable bowel syndrome, diverticulitis, and Crohn’s disease, may involve long-term chronic infections and immune system challenges. Although there is no body of literature to build on from Tbilisi or from Poland on the latter application, this would appear to be an area well worth exploration. Respiratory Tract Infections Respiratory infections can be differentiated into numerous types; however, phage therapy is limited in efficacy to those with a bacterial etiology. Weber-Dabrowska et al57 reported successful treatment of pneumonia in six cancer patients. Similarly, Slopek et al58 reported 86.7% positive results for phage treatment in 180 “diseases of the respiratory system” (see also Slopek et al33). The first case studies of phages used to treat people for chronic infections of S. aureus and P. aeruginosa in Tbilisi were recently published; these studies used Pyophage and a fully sequenced S. aureus phage delivered by standard cystic fibrosis nebulizers.59,60 The latter study included a detailed description of the successful treatment of P. aeruginosa infection in the lungs of a 7-year-old patient (using Pyophage) along with treatment of a S. aureus co-infection in the same patient using phage Sb-1. The company previously known as Biocontrol reported an interest in expanding its anti-Pseudomonas phage therapy efforts to include treatment of children with cystic fibrosis.61 Success in treating infections in animal models of cystic fibrosis associated 112-9 infection was also reported by Debarbieux et al62 and Carmody et al63 in addition to the exploration of using nebulization as a phage delivery strategy. Phage treatments of lung infections, however, can also be used effectively, in at least some circumstances from systemic circulation, as animal models have shown.63 Ear Infections Chronic otitis externa, known less formally as swimmer’s ear, is often caused by a P. aeruginosa ear infection that resists antibiotic treatment. Otitis media is often caused by Streptococcus pneumoniae, and is the leading cause of physician visits from children. The company, Biocontrol (recently acquired by Targeted Genetics of Seattle to form a new joint company, AmpliPhi Biosciences) has been developing anti-P. aeruginosa phages targeting otitis externa, after publishing similar studies on dogs.64,65 In 2009, they published the results of their double-blinded phase 1/2a (safety and small-number efficacy) trial in human patients with this condition.66 Increases in phage numbers in situ, microbiological improvements (reductions in bacterial presence), and reduction in disease symptoms in the phage-treated cohort, but not the phage-negative controls, were observed. No side effects were seen. Complete bacterial eradication was not observed, but the extent of success was particularly notable considering that only a single phage dose was administered. WeberDabrowska et al57 also reported phage therapy success in treated purulent otitis media, and Slopek et al58 reported 93.8% positive results for phage treatment of 16 cases of conjunctivitis, blepharoconjunctivitis, and otitis media. TOXICOLOGY From a clinical standpoint, all indications are that phages are very safe. This feature is not surprising, given that humans are exposed to phages from birth. Bergh et al67 reported that nonpolluted water contains about 108 phages/mL. Phages are normally found in the GI tract, skin, urine, and mouth, where they are harbored in saliva and dental plaque.68-70 They have also been shown to be unintentional contaminants of sera and therefore of commercially available vaccines,71-74 which were given dispensation to be sold despite this discovery, because of the general consensus that phages are safe for humans. Extensive preclinical animal testing was required for approving new phage formulations in the former Soviet Union, but few of these studies were published. For example, Bogovazova et al75,76 evaluated the safety and efficacy of Klebsiella phages produced by the Russian company Immunopreparat. Pharmacokinetic and toxicologic studies using intramuscular, intraperitoneal, or intravenous administration of phages were carried out in mice and guinea pigs. The researchers found no signs of acute toxicity or histologic changes, even using a dose 3500-fold higher than the projected human dose. They then evaluated the safety and efficacy of the phages in treating 109 patients. The phage preparation was reported to be nontoxic to humans and to be effective in treating Klebsiella infections, as manifested by marked clinical improvements and bacterial clearance in the phage-treated patients. Occasional mild side effects such as liver pain and fever reported in the early days of Western phage therapy may have been due to bacterial by-products in preparations used intravenously.77-79 Concerned about this possibility, the Polish group does not administer their phages intravenously. The same is true for almost all of the therapeutic work carried out in Tbilisi, and perhaps helps to explain the virtually total lack of significant problems in both places; their many years of experience, careful attention to To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. 112-10 SECTION 5 | PHARMACOLOGY OF NATURAL MEDICINES detail, and supportive infrastructure are presumably also important factors. Because phages readily enter the bloodstream after infusion in or near wounds and other sites of localized infection and travel to sites of infection throughout the body,80 there generally seems to be no reason for undergoing the extra risks of intravenous administration. Drug Interactions No negative effects on the efficacy or safety of other drugs have been reported anywhere as a result of phage administration. No systematic studies have been carried out in this regard, but phages are so specific in their actions that it is hard to determine where such interactions might occur. In contrast, at least some antibiotics can interfere with phage treatment of localized infections by killing off the most accessible of the bacteria in which the phages need to multiply as they work their way deeper into the lesion; this would be a particular problem in cases in which the phages can still attach and infect but cannot complete their replication cycle. Georgian physicians generally believe that antibiotics should never be used topically for wounds and deep-seated infections, because the decrease in antibiotic concentration below the surface provides a strong selection for antibiotic resistance; this problem does not occur with phages. DOSING STRATEGY Phage cocktails can be designed in two distinctly different ways. The major style currently used in Georgia, Russia, and Poland, termed active treatment, uses a “low” concentration of phages so as to rely on in situ phage replication to achieve a therapeutically relevant concentration of phage. Titers of individual phages are typically approximately 106 to 107 PFU/mL and in general 5 to 10 mL is used per dose. This approach is preferred particularly when antibiotics fail due to poor circulation or surgical inaccessibility. The other style, passive treatment, ignores the self-replicating nature of phages in favor of a more conventional dosing strategy, in which the infected area is directly accessible and a sufficient number of particles are applied to treat the infection in a single dose.81 CONCLUSION Phages have many potential advantages: • They are self-replicating but also self-limiting, because they multiply only in the presence of sensitive bacteria. • They can be targeted much more specifically than most antibiotics to the problem bacteria, causing far less of the bacterial imbalance or “dysbiosis” that are major problems with antibiotics, often leading to serious secondary infections involving relatively resistant bacteria that can increase hospitalization time, expense, and mortality (see Chapters 10 and 27). Particular resultant problems are Pseudomonads, which are especially difficult to treat, and Clostridium difficile, the cause of serious diarrhea and membranous colitis.82 • Phages can often be targeted to receptors on the bacterial surface that are involved in pathogenesis, so any resistant mutants are less problematic. • No serious side effects have been reported for phage therapy. • Phage therapy could be particularly useful for people with allergies to antibiotics. • Appropriately selected phages can easily be used prophylactically to help prevent bacterial disease at times of exposure or to sanitize hospitals and help protect against hospital-acquired (nosocomial) infections. • Especially for external applications, phages can be prepared fairly inexpensively and locally, facilitating their potential applications to underserved populations. • Phages can be used either independently or in conjunction with other antibiotics to help reduce the development of bacterial resistance. The time has come to look more carefully at the potential of phage therapy for future practice, both by strongly supporting new research and by scrutinizing the research already available, such as the very interesting human antityphoid phage research carried out in this country in the 1940s,30 as well as the extensive earlier work in France, the United States,Georgia, Poland, and Russia.4,5 With the enormous possibilities and decreasing costs of genomic analysis, it is now possible to perform genomic sequencing of the phages included in cocktails to ascertain more about the phage families involved and exclude phages from temperate families, because they are likely to carry or acquire genes related to pathogenicity or toxin production. This is now standard procedure for therapeutic phages being developed in the West. Such modern techniques are beginning to be applied to some of the Georgian phage preparations with help from grants from the International Science and Technology Centers and Civilian Research and Development Foundation programs, both of which were set up to support civilian applications of science formerly funded by the Soviet military. This is an important step in considering the importation of such phages for topical use in the Western world. Although it seems premature to broadly introduce injectable phage preparations in the West without further extensive research, their carefully implemented use in external applications and for a variety of agricultural purposes could potentially help reduce the emergence of antibiotic-resistant strains and deal with problems we have difficulty handling today. Furthermore, compassionate use of appropriate phages seems warranted in cases in which bacteria resistant to all available antibiotics are causing life-threatening illness. Phages are especially useful in dealing with recalcitrant nosocomial infections, in which large numbers of particularly vulnerable people are being exposed to the same strains of bacteria in a closed hospital setting. In these cases especially, the environment as well as the patients, can be effectively treated with phage preparations. ACKNOWLEDGMENTS Special thanks to Drs. Liana Gachechiladze, Amiran Meipariani, Guram Gvasalia, Ramaz Katsarava, Mzia Kutateladze, Rezo Adamia, Teona Danelia, Naomi Hoyle, and their colleagues in Tbilisi, and to Beata Weber-Dabrowski and Andre Gorski in Wroclaw for their hospitality, hard work on phage therapy, and efforts through the years to help us understand the extensive therapeutic work carried out there. We also express our thanks to the many phage biologists and health care personnel now working to bring phage therapy back into the Western World, particularly Harald Brüssow. To protect the rights of the author(s) and publisher we inform you that this PDF is an uncorrected proof for internal business use only by the author(s), editor(s), reviewer(s), Elsevier and typesetter TNQ Books and Journals Pvt Ltd. It is not allowed to publish this proof online or in print. This proof copy is the copyright property of the publisher and is confidential until formal publication. CHAPTER 112 | Phage Therapy: Bacteriophages as Natural, Self-Limiting Antibiotics 112-11 REFERENCES 1. “World Health Day- 7 April 2011, Bacterial resistance: no action today, no cure tomorrow.” www.who.int/world-healthday/2011/en. Accessed 9/19/2011. 2. Häusler T. Viruses vs. Superbugs: A Solution to the Antibiotic Crisis. New York: Macmillan; 2006. 3. Kutter E. Bacteriophage Therapy: Past and Present. In: Schaechter M, ed. Encyclopedia of Microbiology. New York: Elsevier; 2009:258-266. 4. Abedon S, Kuhl S, Blasdel B, et al. Phage Treatment of Human Infections. Bacteriophage. 2011;1:66-85. 5. Kutter E, De Vos D, Gvasalia G, et al. Phage therapy in clinical practice: treatment of human infections. Curr Pharm Biotechnol. 2010;11:69-86. 6. Sulakvelidze A, Kutter E. Bacteriophage therapy in humans. In: Kutter E, Sulakvelidze A, eds. Bacteriophages: Biology and Application. Boca Raton, Florida: CRC Press; 2005:381-436. 7. Brüssow H. Phage therapy: the Western perspective. In: Mc Grath S, van Sinderen D, eds. Bacteriophage: Genetics and Microbiology. Norfolk, UK: Caister Academic Press; 2007:159-192. 8. Górski A, Borysowski J, Miedzybrodzki R, et al. Bacteriophages in medicine. In: Mc Grath S, van Sinderen D, eds. Bacteriophage: Genetics and Microbiology. Norfolk, UK: Caister Academic Press; 2007:125-158. 9. Harper DR, Kutter E. Bacteriophage: therapeutic use. Encyclopedia of Life Sciences. Hoboken, NJ: John Wiley & Sons, Ltd.; 2009:1-724. 10. Górski A, Miedzybrodzki R, Borysowski J, et al. Bacteriophage therapy for the treatment of infections. 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The cause of local reactions following the administration of Staphylococcus bacteriophage. Am J Clin Pathol. 1934;4:336-345. 80. Górski A, Ważna E, Weber-Dąbrowska B, et al. Bacteriophage translocation. FEMS Immunol Med Microbiol. 2006;46: 313-319. 81. Abedon ST, Thomas-Abedon C. Phage therapy pharmacology. Curr Pharm Biotechnol. 2010;11:28-47. 82. Fekety R. Antibiotic-associated diarrhea and colitis. Cur Opin Infect Dis. 1995; 8:391-397. Our reference: Chapter 112 P-authorquery-v3 AUTHOR QUERY FORM Chapter: 112 Please e-mail or fax your responses and any corrections to: Dear Author, During the preparation of your manuscript for typesetting, some questions may have arisen. These are listed below. Please check your typeset proof carefully and mark any corrections in the margin of the proof or compile them as a separate list*. Disk use Sometimes we are unable to process the electronic file of your article and/or artwork. 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