14 Adjuvant Therapy for Gastric Cancer
Transcription
14 Adjuvant Therapy for Gastric Cancer
14 Adjuvant Therapy for Gastric Cancer DANIEL G. HALLER, MD In 2001, Approximately 21,700 Americans will be diagnosed with gastric cancer, and gastric cancer will cause over 12,800 deaths.1 Worldwide, gastric cancer is the third most common cancer, with 798,000 new cases in 1999.2 The prognosis for gastric cancer depends on the disease stage at diagnosis; cure rates exceed 70 percent after surgery alone for early-stage disease (T1 N0 or shallow-penetrating T2 N0 M0 tumors). Postoperatively, patients with locally advanced cancers (T3 N0 M0) have a 50 percent or greater chance of dying within 5 years, and those with lymph node metastases fare much worse. In the United States, 80 to 90 percent of patients fall into these high-risk groups, and only 40 percent of patients are eligible to undergo potentially curative surgery. Even for those patients who undergo a complete resection, the rate of recurrence is very high. Conversely, in other countries, such as Japan, the presentation (and even the biology) of gastric cancer may be different, so that it becomes difficult to compare the results of surgery or postoperative treatment programs. As methods for potentially increasing the rate of cure after surgery for gastric cancer, multidisciplinary approaches using postoperative adjuvant and preoperative neoadjuvant therapies are receiving increasing attention, particularly in light of evidence of benefit from such therapies in cases of other common tumors of the gastrointestinal tract, such as colon and rectal cancer. Many of these approaches have been investigated for many years, but no obvious survival benefit has been shown in any large-scale well-controlled trial until recently. 278 ADJUVANT CHEMOTHERAPY Postoperative chemotherapy alone for gastric cancer has been extensively evaluated, with generally equivocal results. A number of prospective randomized trials have been performed by different groups, but few studies have demonstrated any statistically significant benefit. It is difficult to perform a post hoc analysis of why these trials failed, but it may be that some of the same problems that were present in the early trials of colon cancer could also be found in these trials of postoperative treatment of gastric cancer. Many of these trials used relatively inactive chemotherapy regimens or were underpowered to detect small but clinically relevant survival benefits. In the Gastrointestinal Tumor Study Group (GITSG) study, 142 patients were randomized to receive adjuvant chemotherapy of semustine (methyl CCNU) and 5-fluorouracil (5-FU) or to be followed with no further treatment after curative-intent resection.3 At a median follow-up of 4 years, a statistically significant survival advantage appeared in favor of the chemotherapy arm. However, an identical study performed by the Eastern Cooperative Oncology Group (ECOG) during the same time period and using the same dose schedule of the identical drugs did not show benefit.4 Mitomycin-C has been studied in a series of trials in Europe and Japan. Although a small Spanish trial (in which 33 patients received mitomycin after surgery and 37 had surgery alone) showed a survival benefit for mitomycin treatment (at 10 years of follow-up, 31 of the 37 patients in the Adjuvant Therapy for Gastric Cancer control arm and 16 of the 33 patients in the treatment arm were dead because of relapse of disease, [p < .01]),5 this has not been confirmed by larger multicenter studies that have used mitomycin either as a single agent or in combination.6,7 Several anthracycline-containing regimens used as adjuvant treatment of gastric cancer have also been reported. No significant difference in diseasefree survival or overall survival has been reported, although there have been trends in favor of adjuvant chemotherapy. The International Collaborative Cancer Group conducted a randomized study in 315 gastric cancer patients after curative resection.8 Patients were randomized to receive either a combination of 5-FU, doxorubicin, and mitomycin (FAM) or no treatment. The final analysis included 181 patients. There was no difference noted in disease-free or overall survival (p = .21) with a median follow-up of 68 months, although a retrospective subset analysis suggested that the patients with more advanced disease (T3 or T4) may have benefited from treatment. Indeed, few adjuvant trials for gastric cancer have entered enough patients within discrete disease stages to allow for more than a hypothesis-generating analysis of which patients within a trial may have benefited or not. A different study of doxorubicin randomized 125 patients who had undergone potential curative resection to treatment with 5-FU plus doxorubicin or to observation alone. The two groups showed almost identical 5-year survival rates (32% in the treatment arm and 33% in the control arm).9 In a small study combining epirubicin with 5FU/leucovorin as adjuvant treatment for patients with node-positive gastric cancer,10 48 patients were randomized to the chemotherapy arm, and 55 patients were randomized to the observation arm. The median survival rate was 20.4 months for patients in the chemotherapy arm but only 13.6 months for the patients having only surgery (p = .01). However, this study had a small sample size, and larger trials would be required to confirm the benefit observed. An Italian Trials in Medical Oncology (ITMO) study suggested a small benefit from postoperative adjuvant chemotherapy with etoposide, doxorubicin, and cisplatin followed by 5-FU and leucovorin in the subset of gastric cancer patients with widespread node involvement. For those patients with 7 or more 279 involved nodes, 5-year overall survival rates were 42 percent in the treatment arm and 22 percent in the observation arm.11 Several meta-analyses of adjuvant chemotherapy for gastric cancer have been undertaken. A metaanalysis of randomized trials (published since 1980) of adjuvant 5-FU–based chemotherapy following curative resection for localized gastric cancer did not demonstrate a survival benefit, with an odds ratio of 0.88 (95% confidence interval [CI], 0.78 to 1.08).12 This meta-analysis has been criticized for lacking sufficient power to detect a clinically relevant difference in survival.13 A second meta-analysis (including 13 randomized controlled trials of adjuvant chemotherapy versus observation following curative resection for gastric cancer in non-Asian patients) has also been performed.14 These results suggest that adjuvant chemotherapy may produce a small survival benefit of borderline statistical significance in patients with curatively resected gastric cancer (Figure 14–1). The odds ratio for death in the treated group was 0.80 (95% CI, 0.66 to 0.97), corresponding to a relative risk of 0.94 (95% CI, 0.89 to 1.00). A larger magnitude of the effect appeared when the analysis was restricted to trials in which at least two-thirds of patients had node-positive disease (odds ratio of 0.74 [95% CI, 0.59 to 0.95]). A small survival benefit of adjuvant chemotherapy after curative resection for gastric cancer has been demonstrated from a recently published third meta-analysis, which included 20 randomized trials (3 trials of a single agent, 7 trials of 5-FU with an anthracycline, and 10 trials of 5-FU combinations without an anthracycline).15 The study collected information on 3,658 patients and 2,180 deaths, using death from any cause as the end point. The result showed that chemotherapy reduced the risk of death by 18 percent (a hazard ratio of 0.82 [95% CI, 0.75 to 0.89, p < .001]), which translates to an absolute survival advantage of 2 to 4 percent, depending on the stage of the disease. The use of chemotherapy alone in a routine fashion cannot be supported by the results of single trials or from these meta-analyses. The meta-analyses do, however, suggest that chemotherapy could play a role in adjuvant treatment. This seems quite reasonable, given the activity of chemotherapy in gastric cancer and given the benefits of adjuvant chemotherapy in other solid 280 CANCER OF THE UPPER GASTROINTESTINAL TRACT Figure 14–1. Forrest plot of a meta-analysis of randomized trials comparing adjuvant chemotherapy with observation after curative resection of gastric cancer. (z = degree of freedom; 2P = two-sided p value; nPts = number of patients.) (Reproduced with permission from Earle CC, Maroun JA. Adjuvant chemotherapy after curative resection for gastric cancer in non-Asian patients: revisiting a meta-analysis of randomized trials. Eur J Cancer 1999;35:1059–64.) tumors. Appropriately designed and statistically powered studies will be required to accomplish this. ADJUVANT RADIATION THERAPY Based on the high likelihood of local and regional recurrence after surgery for gastric cancer, there may be a role for adjuvant radiation. However, the position of the stomach limits the radiation dose that can be safely delivered, owing to the location of the spinal cord, kidneys, small bowel, and liver. After partial gastrectomy, the residual stomach is also a radiation-sensitive organ; thus, adjuvant radiation may result in significant ulceration and bleeding. Acute side effects including nausea, fatigue, and weight loss may occur when the upper abdomen is irradiated, which may make postoperative treatment difficult in a recovering patient. Most reports of adjuvant radiation as a single modality have been of intraoperative radiation used alone or in combination with external beam radiation. A phase II study reported by the Radiation Therapy Oncology Group combined intraoperative radiation (12.5 to 16.5 Gy) and postoperative 45-Gy external beam radiation.16 Twenty-seven patients received intraoperative radiation, and 23 of those also received external beam radiation. Eighty-three percent of the patients had serosal involvement, and 70 percent had lymph node metastases. The actuarial 2-year survival was 47 percent, and there was local recurrence of disease in 15 percent of patients. Three small phase III trials using intraoperative radiation and/or external beam radiation postoperatively have also been reported. A survival advantage of a single dose of intraoperative radiation (20 to 25 Gy) after resection for patients with stages II, III, and IV disease (gross residual disease without metastases) was reported by Japanese researchers.17 Unfortunately, these patients were randomized without regard to stratification criteria. A small randomized trial conducted by the National Cancer Institute compared external beam radiation (45 Gy) alone to intraoperative radiation plus external beam radiation following gastrectomy.18 No survival difference was demonstrated, but the group that received intraoperative radiation plus external beam radiation had a lower local recurrence rate. A three-arm randomized Adjuvant Therapy for Gastric Cancer trial from Britain compared gastrectomy alone to gastrectomy followed by 5-FU, doxorubicin, and methotrexate or postoperative radiation (45 Gy in 25 fractions).20 There was no survival benefit for either adjuvant chemotherapy or the radiation. The second prospective randomized trial by the British Stomach Cancer Group also failed to demonstrate a survival benefit for postoperative adjuvant radiation; however, there was an apparent decrease in the rate of locoregional failure, from 27 to 10 percent.20 ADJUVANT CHEMORADIATION THERAPY In a series of early trials at the Mayo Clinic, there was evidence of the superiority of 5-FU plus external beam radiation over radiation alone in a small randomized controlled trial involving patients with unresectable gastric cancer.21 Based on these encouraging results, clinical investigators have considered the use of such therapy (which has been applied in patients with pancreatic, esophageal, and rectal tumors) in patients with resectable disease as well. Several single-institution phase II studies have suggested an improved survival for patients given postoperative adjuvant chemoradiation (Table 14–1).22–25 A study done at the Massachusetts General Hospital reported a 4-year survival rate of 43 percent for 14 patients with poorly differentiated disease (80% of Table 14–1. PHASE II TRIALS OF ADJUVANT CHEMORADIATION No. of Patients Median Survival (mo) 5-Year Survival (%) 110 NR Surgery → 5-FU + XRT 14 24 38 (node –); 15 (node +) 43* Gez et al (24) Surgery → 5-FU + XRT 25 33 40 Regine et al (25) Surgery alone Surgery → chemo + XRT 70 20 12 19 13 21 Whittington et al (26) Surgery alone Surgery → XRT Surgery → chemo + XRT 40 17 20 16 15 21 31 50 55 Study (Reference No.) Gunderson et al (23) Surgery alone chemo = chemotherapy; NR = not recorded; 5-FU = 5-fluorouracil; XRT = radiation therapy. *4-year survival rate. 281 them with lymph node metastases) who received adjuvant chemoradiation, a rate that was better than that expected in patients who underwent surgery only (38% survival for patients with negative lymph nodes, 15% survival for patients with positive lymph nodes).22 Similar results were reported from another study with 25 patients who had locally advanced gastric cancer and who received postresection 5-FU–based chemoradiation.23 A few phase III studies have been performed to evaluate the benefit of adjuvant chemoradiation therapy for locally advanced gastric cancer.26,27 Dent and colleagues conducted an early study comparing surgery alone in 31 patients to adjuvant chemoradiation with 20 Gy of external beam radiation and 5-FU in 35 patients.26 There was no significant difference noted between the control and the treatment arms. However, the Mayo Clinic conducted a prospective randomized trial comparing gastrectomy alone with gastrectomy followed by adjuvant external beam radiation (37.5 Gy in 24 fractions) plus 5-FU (15 mg/kg bolus on days 1 through 3).27 The patients, including those with scirrhous carcinomas, regional lymph node metastases, or adjacent organ involvement, were all considered to have poor prognoses. The 5-year survival rate in the adjuvant chemoradiation group was 23 percent, versus 4 percent in the surgery-only group (p = .05). Fifty-five percent of those patients who were treated by surgery alone had locoregional relapse as the first clinical recurrence, compared to 39 percent of those who had with adjuvant chemoradiation. However, the results of this trial are confounded by the fact that the study was done with a technique known as prerandomization. Ultimately, 10 patients who were randomized to adjuvant treatment refused chemoradiation, and these patients did as well as those patients who received adjuvant treatment. In an attempt to clarify whether combinedmodality chemoradiotherapy following curativeintent resection may benefit patients with locally advanced gastric cancer, a phase III intergroup study (INT-0116) was conducted in the United States.28 For the first time, both disease-free survival (DFS) and overall survival (OS) in high-risk resected locally advanced adenocarcinoma of the stomach and gastroesophageal (GE) junction were demonstrated by this well-designed prospective phase III 282 CANCER OF THE UPPER GASTROINTESTINAL TRACT Figure 14–2. Radiation field for gastric cancer in an adjuvant setting. The areas enclosed by the proposed radiation fields encompass the majority of locoregional failure sites. (Reproduced with permission from Gunderson LL, Sosin H. Adenocarcinoma of the stomach: areas of failure in a re-operation series [second or symptomatic look] clinicopathologic correlation and implications for adjuvant therapy. Int J Radiol Biol Phys 1982;8:1–11.) trial. In INT-0116, patients with complete resections (ie, R0 resections), negative margins, and no evidence of residual disease were randomized to receive surgery alone or surgery plus postoperative chemotherapy with 5-FU and leucovorin and concurrent radiation therapy (Figure 14–2). The type of lymphadenectomy was not mandated by the study protocol although D2 resection was recommended. From the analysis, it was observed that only 54 patients (9.9%) underwent formal D2 dissections, 199 patients (36%) underwent D1 dissections (removal of all N1 nodes), and the rest of the patients (54%) underwent D0 dissections (ie, less than complete dissection of the N1 nodal stations). This has prompted the criticism that more complete surgery should have been performed and that the results of the study would not be applicable if more D2 dissections had been done. Randomization was performed between 20 and 40 days after surgery, with stratification based on tumor stage (T1 to T2 vs T3 vs T4) and nodal sta- tus (none vs 1 to 3 vs 4 or more positive). The treatment consisted of one cycle of 5-FU (425 mg/m2) and leucovorin (20 mg/m2) in a 5-times-daily regimen (the Mayo Clinic regimen), followed by 45 Gy (180 cGy/d) of radiation 28 days later, given with 5FU (400 mg/m2) and leucovorin (20 mg/m2) on days 1 through 4 and on the last 3 days of radiation. One month after completion of radiation therapy, two cycles of 5-FU (425 mg/m2) and leucovorin (20 mg/m2) daily for 5 days were given at monthly intervals. Doses of 5-FU were reduced in patients experiencing grade 3 and grade 4 toxicity. Modified schedules of 5-FU/leucovorin were given with radiation therapy. Based on the knowledge and experience from previous studies in gastrointestinal tumors, specific attention was given to the designation and monitoring of radiation, to allow for optimal quality control. The therapy was designed in a “sandwich” fashion to allow for the delayed start of radiation and to allow for a prospective external review of radiation Adjuvant Therapy for Gastric Cancer 283 Figure 14–3. Radiation port for treatment of gastric cancer. A, Anteroposterior view. B, lateral view. (Courtesy of Dr Richard Whittington, Professor of Medicine, Radiation Oncology, University of Pennsylvania.) ports before treatment commenced. Radiotherapy consisted of 45 Gy in 25 fractions, 5 days per week, to the original tumor bed, regional nodes, and proximal and distal resection margins plus 2 cm. The designed size and coverage area for radiation were based on the results of early studies of the locoregional patterns of recurrence of gastric cancer (Figure 14–3).29 The original tumor bed was defined on the basis of preoperative computed tomographic imaging, barium studies, and surgical clips. The Japanese Research Society for the Study of Gastric Cancer (JRSGC) definition of the extent of the regional lymph node involvement was used.30 Perigastric, celiac, local para-aortic, splenic, hepatoduodenal, portahepatic, and pancreaticoduodenal lymph nodes were included in the radiation fields (Figure 14–4). Patients with GE-junction tumors had the additional inclusion of paracardial and paraesophageal nodes in radiation fields, but pancreaticodudenal radiation was not required. Splenic nodes were excluded in patients with antral lesions if doing so was necessary to spare volumes of the left kidney. Dose limiting of radiation to structures was defined as follows: for the liver, < 60 percent of hepatic volume exposed to > 30 Gy; for the kidneys, the equiv- alent of at least two-thirds of one kidney spared from the radiotherapy field; for the heart, < 30 percent of the cardiac silhouette exposed to > 40 Gy. At the initial radiotherapy quality control review, prior to treatment implementation, 35 percent of treatment plans were found to contain major or minor deviations due either to critical-organ toxicity or to failure to treat protocol-defined target volumes. The overwhelming majority of these errors were corrected prior to the initiation of radiotherapy. The final radiotherapy quality assurance review (following the delivery of radiation) for those with complete documentation revealed 6.5 percent major deviations. The importance of nutrition was emphasized in the study, and careful attention was paid to the patient’s nutritional status. Most of the patients had appropriate nutritional support before and during treatment. Between August 1991 and July 1998, 603 patients were accrued, and 556 patients were eligible for the study. The surgery-alone observation arm included 275 patients; 281 patients were in the combined-modality arm. For all eligible patients, the median follow-up was 5 years. The median survival was 36 months for patients in the adjuvant-chemoradiation arm versus 26 months for patients in the 284 CANCER OF THE UPPER GASTROINTESTINAL TRACT surgery-only arm (a hazard ratio of 1.35) (p = .005; 95% CI, 1.09 to 1.66) (Figure 14–5). The 3-year OS rates were 50 percent for the treatment group and 40 percent for the observation group. The 3-year DFS rates were 48 percent for the treatment group and 31 percent for the observation group. The median DFS rates were 30 months for treated patients and 19 months for surgery-only patients, with a hazard ratio of 1.52 (p < .001; 95% CI, 1.23 to 1.86) (Figure 14–6). The toxicities of the chemoradiation appeared acceptable, with hematologic and gastrointestinal toxicities being the predominant adverse events. Grade 3 and grade 4 toxicity occurred in 41 percent and 32 percent of cases, respectively, and three patients (1%) died due to toxicities. This study was the first large well-controlled study demonstrating a significant survival advan- S U R G E R Y * Pathology staging Stage IB to IV (M0) with nagative margins (stratification: tumor stage nodal status) *Surgery must have been done with curative intent. tage to adjuvant therapy for gastric cancer. Combined-modality treatment should therefore be considered the new standard of care in gastric cancer when gastric resection has been performed with curative intent. Although this therapy may be safely delivered, it is important to emphasize that radiation oncologists must be familiar with the proper techniques of delivering upper-abdominal radiation in postgastrectomy patients, and care must be paid to the maintenance of adequate nutrition during therapy. In this study, there was no compelling evidence that more extensive surgery (ie, D2 dissection) obviated the need for radiation and chemotherapy postoperatively. However, some investigators have questioned whether the more aggressive D2 dissection could eliminate the need for radiation therapy in future trials. R A N D O M I Z A T I O N Arm I (Observation) Arm II Treatment Chemotherapy: 5-FU (425 mg/m2) and LV (20 mg/m2) on days 1–5 28 days Radiation: 45 Gy in 25 fractions Chemotherapy: 5-FU (400 mg/m2/d) infusion on the first 4 days and the last 3 days of radiation 28–35 days Chemotherapy: 5-FU (425 mg/m2/d) and LV (20 mg/m2) on days 1–5 Repeat in 4 weeks Figure 14–4. Schema of the INT-0116 study of adjuvant chemotherapy for gastric cancer. (5-FU = 5-fluorouracil; LV = leucovorin.) Adjuvant Therapy for Gastric Cancer 285 Figure 14–5. Overall survival rates in the INT-0116 study, by treatment arm. (Obs = observation arm; RX = radiation arm; N = population size). (Data from Dr. John S. Macdonald.) NEOADJUVANT CHEMORADIATION AND CHEMOTHERAPY It has been shown that neoadjuvant chemoradiation therapy can down-stage gastric cancer and the pathologic complete responses can be achieved, but no obvious long-term survival benefit has yet been proven in a randomized trial.31–33 Down-staging of the tumor may benefit a subgroup of patients with favorable tumor characteristics, but this has been difficult to prove clinically. Obvious down-staging benefits have been shown in several phase II studies. In one study, three cycles of docetaxel (75 mg/m2 on day 1) and cisplatin (75 mg/m2 on day 1) were given as induction chemotherapy, with the support of prophylactic granulocyte colony–stimulating factor (G- Figure 14–6. Relapse-free survival rates in the INT-0116 study, by treatment arm. (Obs = observation arm; RX = radiation arm; N = population size.) (Data from Dr. John S. Macdonald.) 286 CANCER OF THE UPPER GASTROINTESTINAL TRACT CSF).34 Radiation therapy (200 cGy/d, to a total of 50 Gy) with concurrent weekly docetaxel (20 mg/m2) was given 3 to 4 weeks before surgery. Thirty-two patients underwent surgical resection. Of these, 14 had pathologic complete responses and 10 had only microscopic residual disease. In another study, induction therapy of irinotecan (CPT-11) and cisplatin (75 mg/m2 and 25 mg/m2, respectively, four times weekly every 6 weeks, delivered in two courses) was given, followed by R0 gastric resection in 10 patients.35 Out of 10 patients, 8 had objective partial responses to the neoadjuvant therapy. With a median follow-up of 6.8 months (5 to 12 months), all 10 patients were free of the disease. In a third study, continuous-infusion 5-FU (300 mg/m2) and 45 Gy of external beam radiation were given to patients with gastric cancer, followed by a D2 gastrectomy with 10 Gy of intraoperative radiation.36 Of 34 patients who underwent resection, 5 had pathologic complete responses while 18 had partial responses with evidence of down-staging. It is therefore clear that preoperative chemoradiation can down-stage patients, but no data as to whether such Table 14–2. Trial No. of Patients treatment affects the ultimate curability of such patients are yet available. To further explore the contribution of perioperative chemotherapy, a large randomized study of neoadjuvant chemotherapy for esophageal cancer was conducted by the United Kingdom Medical Research Council (MRC) Upper GI Tract Cancer Group and has shown encouraging results. These results may also apply to patients with gastric cancer, since 67 percent of the patients had adenocarcinomas and 64 percent had lower-third esophageal tumors.37 Eight hundred and two patients were randomized to two cycles of neoadjuvant chemotherapy before surgery (cisplatin, 80 mg/m2 for 4 hours; 5-FU, 1 g/m2 by continuous infusion for 4 days) or to surgery alone. Resectability was significantly higher in the treatment arm (78% vs 70% [p < .001]), as was the overall survival (p = .003). The European Organization for the Research and Treatment of Cancer (EORTC) initiated a phase III randomized multicenter study to compare surgery alone to preoperative chemotherapy with cisplatin, leucovorin, and 5-FU followed by surgery in patients with locally advanced gastric carcinoma PHASE III NEOADJUVANT CHEMOTHERAPY TRIALS Neoadjuvant Treatment Arm Control Arm Postsurgery Treatment Other Tests EORTC 40954 360 Cisplatin IV over 1 h on days 1, 15, 29 Leucovorin IV over 2 h, followed by 5-FU IV over 24 h on days 1, 8, 15, 22, 29, 36 Repeat the treatment in 2 wk — See “Other Tests” QOL is assessed before randomization, every 3 mo for 1 yr, and at 2 yr FRE-FNCLCC9012 250 5-FU CI IV on days 1–5 Cisplatin IV on days 1, 2, for 2 cycles 3 cycles (for patients with response and without serious toxicity) — 3–4 courses of same chemotherapy to patients who responded to neoadjuvant chemotherapy R2 resection with at least 8 nodal groups recommended MRCST02 500 5-FU CI IV for 3 wk Cisplatin IV over 4 h (4 h after 5-FU initiated) on day 1 Epirubicin IV on day 1 (ECF) for 3 cycles — 3 additional ECF cycles for patients in neoadjuvant arm QOL is assessed at baseline, at completion of study therapy, then every 6 mo for 2 y EORTC = European Organization for Research and Treatment of Cancer; FRE-FNCLCC = French-Federation Nationale des Centres de Lutte Contre le Cancer; MRC = Medical Research Council; CI = continuous infusion; 5-FU = 5-fluorouracil; QOL = quality of life; IV = intravenous; ECF = epirubicin/cisplatin [CDDP]/5FU; wk = weeks. Adjuvant Therapy for Gastric Cancer (Table 14–2). A similar phase III study (surgery alone vs neoadjuvant fluorouracil/cisplatin plus surgery for the lower third of esophagus or cardia adenocarcinoma) is now being performed by the French-Federation Nationale des Centres de Lutte Contre le Cancer (FRE-FNCLCC). The MRC is currently conducting a phase III randomized study of perioperative chemotherapy with epirubicin/cisplatin/5-FU (ECF) versus surgery alone for resectable gastric adenocarcinoma. OTHER TREATMENTS IN THE ADJUVANT SETTING Intraperitoneal Chemotherapy and Intraperitoneal Hyperthermic Chemoperfusion The rationale of intraperitoneal chemotherapy is that locoregional failure occurs in 40 to 65 percent of patients who relapse after curative gastric resections.29,38 Reports from autopsy and second-look laparotomy have revealed that up to 50 percent of patients have peritoneal carcinomatosis as a site of failure. Significantly higher drug concentrations within the peritoneal cavity can be achieved by intraperitoneal delivery than by intravenous or oral administration. Results of intraperitoneal chemotherapy in other cancers, such as ovarian cancer, support its use in gastric cancer. Intraperitoneal chemotherapy may be delivered intraoperatively or after surgery; the most commonly used procedure involves intraperitoneal treatment (with or without hyperthermia) following surgery. Mitomycin-C, 5FU, floxuridine (FUDR), and cisplatin have all been used, but no difference in overall survival is apparent among these agents.39,40 Most of the studies of intraperitoneal hyperthermic chemoperfusion (IHCP) have been conducted by Japanese investigators. For those patients with peritoneal disease or a high risk of developing carcinomatosis, IHCP has been administered during exploratory laparotomy.41,42 The efficacy of prophylactic or therapeutic IHCP with mitomycin-C (with or without cisplatin) administered immediately after resection for gastric cancer has been evaluated in several multiarm studies, mainly in Japan.43–45 Suggestions of survival benefit have been reported from 287 these relatively small trials.46 The feasibility of IHCP is currently being evaluated at several centers in the United States and Europe. Immunochemotherapy Immunochemotherapy has also been used as adjuvant treatment following the resection of gastric cancer; most trials of such treatment have been conducted in Japan and Korea. Japanese investigators conducted studies of the administration of proteinbound polysaccharide (PSK) in the adjuvant setting, either alone or combined with 5-FU and/or mitomycin-C after gastrectomy.47 One study randomized postresection gastric cancer patients to weekly chemotherapy with mitomycin and 5-FU or to PSK plus the same chemotherapy. The 5-year DFS rate was 70.7 percent in the PSK-plus-chemotherapy group versus 59.4 percent in the standard-treatment group (p = .047). The 5-year survival rates were 73 percent and 60 percent, respectively (p = .044).48 Korean investigators reported a trial that compared FAM to intradermally administered OK-432 (a Streptococcus progenes preparation) plus the standard FAM regimen in patients with gastric carcinoma who underwent curative resection.49 Fifty patients received chemotherapy only, and 49 patients had chemotherapy with OK-432 as an immunostimulant. A significant improvement in survival with chemotherapy plus immunotherapy over chemotherapy alone was reported (respective 5-year survival rates of 62 percent and 52 percent [p = .04]). The prognostic advantage of preoperative intratumoral injection of OK-432 for patients with gastric cancer has also been suggested by a Japanese study.50 These data suggest that it is possible that immunotherapy or immunochemotherapy may benefit the outcome for those gastric cancer patients who have had potentially curative gastrectomy. However, these trials were small and were without sufficient statistical power to convincingly demonstrate a clinical benefit. CONCLUSION The use of adjuvant treatment in gastric cancer is dictated by the high rate of recurrence in optimally resected patients. The risk of recurrence is even 288 CANCER OF THE UPPER GASTROINTESTINAL TRACT higher in patients with serosal extension, positive lymph nodes, or positive surgical margins. The result of the large and well-controlled intergroup INT-0116 study demonstrated a survival advantage for chemoradiation therapy with acceptable toxicity; in the United States, this therapy is the standard adjuvant treatment today for gastric cancer, following curative intent-resection. From the conduct of the study, it must be stressed that radiation oncologists must be well trained in the proper techniques of delivering upper-abdominal radiation in postgastrectomy patients, and attention must also be paid to the maintenance of adequate nutrition during therapy. Whether such treatment is appropriate in other countries, where surgical treatments and tumor biology may be different, is open to question. Of particular interest is the question of whether a large properly controlled program of adjuvant chemotherapy would be as effective as the chemoradiation administered in the INT-0116 study, particularly when a D2 dissection is performed. Neoadjuvant chemotherapy or chemoradiation is under active study to ascertain whether an increase in the number of patients undergoing potentially curative operations will translate into a survival benefit. More information from large well-controlled studies is necessary to evaluate intraperitoneal chemotherapy (including IHCP), immunochemotherapy, and other biologic treatments. More studies are also needed to assess molecular prognostic risk factors for gastric cancer (eg, loss of heterozygosity of chromosome 5q, p53, ras, E-cadherin, microsatellite instability, HER-2/neu, epidermal growth factor receptor [EGFR], and cyclooxgenase-2 [COX-2]) and to assess target-oriented treatments for these molecular alterations. ACKNOWLEDGMENT The author would like to thank Dr. Richard Whittington, Dr. John S. Macdonald, Dr. Leonard Gunderson, and Dr. Craig Earle for their support. REFERENCES 1. Greenlee RT, Hill-Harmon MB, Murray T, et al. Cancer statistics, 2001. CA Cancer J Clin 2001;51:15–36. 2. Parkin D, Pisani P, Ferlay J. Global cancer statistics. CA Cancer J Clin 1999;49:33–64. 3. Gastrointestinal Tumor Study Group. Controlled trial of adjuvant chemotherapy following curative resection for gastric cancer. Cancer 1982;49:1116-22. 4. Engstrom P, Lavin P, Douglass H. Postoperative adjuvant 5fluorouracil plus methyl CCNU therapy for gastric cancer. Cancer 1985;55:1868–73. 5. Estape J, Grau JJ, Alcobends F, et al. Mitomycin C as an adjuvant treatment to resected gastric cancer. A 10-year follow-up. Ann Surg 1991;213:219–21. 6. Carrato A, Diaz-Rubio E, Medrano J, et al. Phase III trial of surgery versus adjuvant chemotherapy with mitomycin C and tegafur plus uracil, starting within the first week after surgery, for gastric adenocarcinoma. Proc Am Soc Clin Oncol 1995;14:A198. 7. Allum WH, Hallissey MT, Kelly KA. Adjuvant chemotherapy in operable gastric cancer: 5-year follow-up of first British Stomach Cancer Group trial. Lancet 1989;1:571–4. 8. Coombes RC, Schein PS, Chilvers CE, et al. A randomized trial comparing adjuvant fluorouracil, doxorubicin, and mitomycin with no treatment in operable gastric cancer. International Collaborative Cancer Group. J Clin Oncol 1990;8:1362–9. 9. Krook JE, O’Connell MJ, Wieand HS, et al. A prospective, randomized evaluation of intensive-course 5-fluorouracil plus doxorubicin as surgical adjuvant chemotherapy for resected gastric cancer. Cancer 1991;67:2454–8. 10. Neri B, de Leonardis V, Romano S, et al. Adjuvant chemotherapy after gastric resection in node-positive cancer patients: a multicenter randomized study. Br J Cancer 1996;73:549–52. 11. Bartolomeo MD, Bajetta E, Bordogna G, et al. Improved adjuvant therapy outcome in resected gastric cancer patients (Pts) according to node involvement. 5-year results of randomized study by the Italian Trials in Medical Oncology (ITMO) Group. Proc Am Soc Clin Oncol 2000;19:A934. 12. Hermans J, Bonenkamp JJ, Boon MC, et al. Adjuvant therapy after curative resection for gastric cancer: meta-analysis of randomized trials. J Clin Oncol 1993;11:1441–7. 13. Pignon JP, Ducreux M, Rougier P. Meta-analysis of adjuvant chemotherapy in gastric cancer: a critical reappraisal. J Clin Oncol 1994;12:877–8. 14. Earle CC, Maroun JA. Adjuvant chemotherapy after curative resection for gastric cancer in non-Asian patients: revisiting a meta-analysis of randomized trials. Eur J Cancer 1999;35:1059–64. 15. Mari E, Floriani I, Tinazzi A, et al. Efficacy of adjuvant chemotherapy after curative resection for gastric cancer: a meta-analysis of published randomized trials. A study of the GISCAD. Ann Oncol 2000;11:837–43. 16. Avizonis VN, Buzydlowski J, Lanciano R, et al. Treatment of adenocarcinoma of the stomach with resection, intraoperative radiotherapy, and adjuvant external beam radiation: a phase II study from Radiation Therapy Oncology Group 85-01. Ann Surg Oncol 1995;2:295–302. 17. Abe M, Takahashi M. Intraoperative radiotherapy: the Japanese experience. Int J Radiat Oncol Biol Phys 1981;7:863–8. 18. Sindelar WF, Kinsella TJ, Tepper JE, et al. Randomized trial of intraoperative radiation in carcinoma of the stomach. Am J Surg 1993;165:178–87. Adjuvant Therapy for Gastric Cancer 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Allum WH, Hallissey MT, Ward LC, et al. A controlled, prospective, randomized trial of adjuvant chemotherapy or radiotherapy in respectable gastric cancer: interim report: British Stomach Cancer Group. Br J Cancer 1989; 60:739–44. Hallissey MT, Dunn JA, Ward LC, et al. The second British Stomach Cancer Group trial of adjuvant radiotherapy or chemotherapy in resectable gastric cancer: five-year follow-up. Lancet 1994;343:1309–12. Moertel CG, Childs DS Jr, Reitemeier RJ, et al. Combined 5FU and supervoltage radiation therapy of locally unresectable gastrointestinal cancer. Lancet 1969;2:865–7. Gunderson LL, Hoskins RB, Cohen AC. Combined modality treatment of gastric cancer. Int J Radiat Oncol Biol Phys 1983;9:965–75. Gez E, Sulkes A, Yablonsky-Peretz T, et al. Combined 5-fluorouracil (5-FU) and radiation therapy following resection of locally advanced gastric carcinoma of the stomach. J Surg Oncol 1986;31:139–42. Regine WF, Mohiuddin M. Impact of adjuvant therapy on locally advanced adenocarcinoma of the stomach. Int J Radiat Oncol Biol Phys 1992;24:921–7. Whittington R, Coia LR, Haller DG, et al. Adenocarcinoma of the esophagus and esophagogastric junction: the effects of single and combined modalities on the survival and patterns of failure following treatment. Int J Radiat Oncol Biol Phys 1990;19:593–603. Dent DM, Werner ID, Novis B, et al. Prospective randomized trial of combined oncological therapy for gastric carcinoma. Cancer 1979;44:385–91. Moertel CG, Childs DS, O’Fallon JR, et al. Combined 5-fluorouracil and radiation therapy as a surgical adjuvant for poor prognosis gastric carcinoma. J Clin Oncol 1984;2: 1249–54. Macdonald JS, Smalley SR, Benedetti J, et al. chemoradiotherapy after surgery compared with surgery alone for adenocarcinoma of the stomach or gastroesophageal junction. N Engl J Med 2001;345:725–30. Gunderson LL, Sosin H. Adenocarcinoma of the stomach: areas of failure in a re-operation series (second or symptomatic look). Clinicopathologic correlation and implications for adjuvant therapy. Int J Radiat Biol Phys 1982; 8:1–11. Nishi M, Omori Y, Miwa K, editors. Japanese classification of gastric carcinoma. 1st English ed. Japanese Research Society for Gastric Cancer. Tokyo: Kanehara and Co. Ltd.; 1995. Kelsen DP. Adjuvant and neoadjuvant therapy for gastric cancer. Semin Oncol 1996;23:379–489. Lowy AM, Mansfield PF, Leach SD, et al. Response to neoadjuvant chemotherapy best predicts survival after curative resection of gastric cancer. Ann Surg 1999;229:303–8. Stein HJ, Sendler A, Fink U, et al. Multidisciplinary approach to esophageal and gastric cancer. Surg Clin North Am 2000;80:659–82. Mauer AM, Haraf DC, Ferguson MK, et al. Docetaxel-based combined modality therapy for locally advanced carcinoma of the esophagus and gastric carcinoma. Proc Am Soc Clin Oncol 2000;19:A954. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 289 Potmesil M, Newman E, Yee H, et al. Neoadjuvant therapy of gastric adenocarcinoma by CPT-11 (camptosar) and cisplatin: preliminary surgical and histopathologic finding. Proc Am Clin Oncol 2000;19:A1209. Mansfield PF, Lowy AM, Feig BW, et al. Preoperative chemoradiation for potentially resectable gastric cancer. Proc Am Clin Oncol 2000;19:A955. Clark P, MRC Clinic Trials Unit. Surgical resection with or without pre-operative chemotherapy in oesophageal cancer: an updated analysis of a randomized controlled trial conducted by the UK Medical Research Council upper GI tract cancer group. Proc Am Clin Oncol 2001;20:A502. Landry J, Tepper J, Wood W, et al. Analysis of survival and local control following surgery for gastric cancer. Int J Radiat Oncol Biol Phys 1990;191:1357–62. Yu W, Whang I, Suh I, et al. Prospective randomized trial of early postoperative intraperitoneal chemotherapy as an adjuvant to respectable gastric cancer. Ann Surg 1998; 228:347–54. Sautner T, Hofbauer F, Dipisch D, et al. Adjuvant intraperitoneal cisplatin chemotherapy dose not improve longterm survival after surgery for advanced gastric cancer. J Clin Oncol 1994;12:970–4. Dedrick RL. Theoretical and experimental bases of intraperitoneal chemotherapy. Semin Oncol 1985;12 Suppl 4:1–6. Los G, Smals OA, van Vugt MJ, et al. A rationale for carboplatin treatment and abdominal hyperthemia in cancers restricted to the peritoneal cavity. Cancer Res 1992;52: 1252–8. Fujimura T, Yonemura Y, Fushida S, et al. Continuous hyperthermic peritoneal perfusion for the treatment of peritoneal dissemination in gastric cancer and subsequent second-look operation. Cancer 1990;65:65–71. Koga S, Hamazoe R, Maeta M, et al. Prophylactic peritoneal perfusion with mitomycin C. Cancer 1988;61:232–7. Hamazoe R, Maeta M, Kaibara N. Intraperitoneal thermochemotherapy for prevention of peritoneal recurrence of gastric cancer. Cancer 1994;73:2048–52. Fujimoto S, Takahashi M, Mutou T, et al. Successful intraperitoneal hyperhermic chemoperfusion for the prevention of postoperative peritoneal recurrence in patients with advanced gastric carcinoma. Cancer 1999;85:529–34. Iguchi C, Nio Y Takeda H, et al. Plant polysaccharide PSK: cytostatic effects on growth and invasion; modulating effect on the expression of HLA and adhesion molecules on human gastric and colonic tumor cell surface. Anticancer Res 2001;21(2A):1007–13. Nakazato H, Koike A, Saji S, et al. Efficacy of immunochemotherapy as adjuvant treatment after curative resection of gastric cancer. Lancet 1994;343:1122–6. Kim SY, Park HC, Yoon C, et al. OK-432 and 5-fluorouracil, doxorubicin, and mitomycin C (FAM-P) versus FAM chemotherapy in patients with curatively resected gastric carcinoma: a randomized phase III trial. Cancer 1998;83: 2054–9. Gochi A, Orita K, Fuchimoto S, et al. The prognostic advantage of preoperative intratumoral injection of OK-432 for gastric cancer patients. Br J Cancer 2001;84:443–51.