Tax Agent Services Act 2009 and the

Tax Agent Services Act 2009 and the
TPB Code of Professional Conduct
Building futures one success story at a time
The TASA 2009 and TPB Code of Professional Conduct course is designed
for financial advisers who provide tax (financial) advice services and are
registered with the Tax Practitioners Board (TPB) as a tax (financial)
adviser.
It is delivered in cooperation with The Tax Institute in order to meet the
TPB requirements under TPB (I) 10/2011.
Students are provided with background and information on TASA 2009
and how it applies to financial advisers. Also covered are registration
requirements, transitional provisions, the Code of Professional Conduct
and administrative sanctions and penalties available to the TPB.
Enrolment date
Start anytime.
Entry requirements
There are no entry requirements for this course.
Course delivery
Online module: self-study access to a virtual
classroom.
Duration
4 weeks
Learning outcomes
After successful completion of this course, students should be able to:
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Demonstrate an understanding of TASA 2009
Quantify the Board’s power to apply to the Federal Court for an
injunction
List their obligations to notify the Board of a change of circumstances
Recall the eligibility requirements for registration and any transitional
provisions available
Recognise the criteria for determining whether an individual is a fit
and proper person
Understand their obligations to comply with the standards and
principles of the Code
Link the administrative sanctions that may be imposed for specific
breaches of the Code
Relate civil penalty provisions to contraventions of conduct of
registered and unregistered agents
Contact us on 1300 662 203 or via email at mail@kaplan.edu.au or
alternatively speak to your Business Development Manager.
Assessment
The subject includes one (1) online exam. The exam
consists of multiple choice questions.
Resubmission and resit
Students are permitted two (2) resits of the exam.
Exemption
There are no exemptions for this subject.
Completion
Students who successfully complete this subject will
receive a Certificate of Completion.