2015 BSA/AML Seminar - Mississippi Bankers Association

Mississippi Bankers Association presents
2015 BSA/AML Seminar
Date:
February 24, 2015
Time:
8:30 a.m. Registration; 9:00-4:30 Program
Location:
Marriott Hotel, 200 E. Amite Street, Jackson
Seminar
Description:
This is our flagship BSA/AML training event. The program is the
annual review everyone needs to remember their
critical duties. The seminar addresses all key BSA responsibilities
from CTR & SAR filing to record retention. It also reviews the
required elements of your AML program from CIP to enhanced due
diligence.
Program content incorporates recent changes and major proposed
changes. There have been plenty in the last 12 months!
Who Should Attend:
What You Will Learn:
This seminar is appropriate for anyone who is responsible for your bank’s BSA/AML program,
especially those designated BSA officers and staff; security/risk managers; compliance, operations,
and administration personnel; legal counsel; trainers; and auditors.
Why Attend This Seminar?
 BSA is one of the few regulations where
compliance is so critical it is classified as
a “safety and soundness” issue.
 Regulations require every bank to have
an ongoing Bank Secrecy Act training
program and examiners routinely ask for
evidence of recent training – even from
experienced BSA personnel.
 SAR filing requirements are one of the
most difficult compliance responsibilities
your institution has
Recent Developments
 Possible “due Diligence” regulations
requiring banks to identify beneficial
owners are still pending
 “IT modernization” is fully
implemented and all depository
institutions are filing electronically
 Guidance on SAR and CTR
completion has been published
 Notable trends in BSA related
enforcement actions are apparent
Topics Covered
This presentation is a comprehensive overview of
BSA/AML compliance issues. The program
includes coverage of:
 Anti-Money Laundering programs
 Customer Identification Programs (CIPs)
 Due Diligence and Enhanced Due
Diligence
 Currency Transaction Reporting (CTRs)
 314 (a) Queries
 Record Retention
 Official Checks
 Wire Transfers
 Suspicious Activity Reporting (SARs)
Seminar Speaker:
Ken Golliher is a principal with Pegasus Educational Services, LLC, a training firm
headquartered in Louisville, Kentucky. For more than 30 years he has given his audiences
plain, workable explanations for complex topics. You will learn what you need to know and
you will enjoy the process, a promise not often made in connection with compliance seminars.
What are the costs?
$255 for first registrant (Parking is included in the Registration fee)
$240 for each additional registrant
$510 for non-members
Mississippi Bankers Association presents
2015 BSA/AML Seminar
REGISTRATION FORM
Bank Name:_______________________________________________________________________________________
Bank Address: ____________________________________________________________________________________
City, State, ZIP: ____________________________________________________________________________________
Phone: _______________________________________ Fax: ______________________________________________
Registrant Name: ______________________________
City Name (for badge): ______________________________
Registrant Name: ______________________________
City Name (for badge): ______________________________
Registrant Name: ______________________________
City Name (for badge): ______________________________
Registrant Name: ______________________________
City Name (for badge): ______________________________
E-mail Address: ___________________________________________________________________________________
Fee to be Billed: ____ $255 First Registrant _____ $240 Each Additional Registrant _____ $510 Non-Member
Please fax in your registration and the MBA will invoice you. Each individual registrant will receive a
confirmation of registration via email or fax. Please contact the MBA at (601) 948-6366 if you do not receive a
confirmation within 48 hours.
To register, please SCAN & EMAIL the form to lrichardson@msbankers.com or
by FAX to 601-355-6461, attn: Lori Richardson
You may mail your registration to: Mississippi Bankers Association, PO Box 37, Jackson, MS 39205