National Building Professionals Register Manual
Transcription
National Building Professionals Register Manual
THE AUSTRALIAN INSTITUTE OF BUILDING THE NATIONAL BUILDING PROFESSIONALS REGISTER (NBPR) MANUAL PUBLISHED APRIL 1997 Revised October 1998, November 1999, August 2000, September 2000, June 2004 THE NATIONAL BUILDING PROFESSIONALS REGISTER (NBPR) established by THE AUSTRALIAN INSTITUTE OF BUILDING (AIB) ISBN 0 9586614 6 4 Correspondence and queries to: The Registrar NBPR AIB Office GPO Box 1467 CANBERRA ACT 2601 Phone: Fax: Email: (02) 6247 7433 (02) 6248 9030 nbpr@nbpr.com.au CONTENTS PAGE FOREWORD 2 INTRODUCTION 3 THE NATIONAL BUILDING PROFESSIONALS REGISTER 3 General 3 AIB Certification 4 NBPR Uses 4 Application Kit 4 ADMINISTRATION OF THE REGISTER 5 Data Contained in the NBPR 5 Data Available to NBPR Users 5 Registration Year 5 Fees 5 National Building Professionals Register (NBPR) Committee 6 REQUIREMENTS FOR REGISTRATION 6 Eligibility 6 Academic Qualifications/Competencies 6 Building Experience/Competence 7 Continuing Professional Development 7 Finance 7 Insurance 7 APPLICATIONS FOR REGISTRATION 8 General 8 Information Required for Registration or Re-registration 8 Processing Applications 8 ENTITLEMENTS FOR, OBLIGATIONS OF, AND SANCTIONS AGAINST REGISTRANTS 9 Entitlements 9 Obligations 9 Sanctions 9 ANNEXES 10 A Category Descriptions 10 B Code of Ethics for Registrants 14 C Code of Practice for Registrants 14 D Certificate of Registration 15 E Registration Card 15 F Procedures Required by the Building and Construction Industry Security of Payment Act for Authorised Nominating Authorities 16 NBPR MANUAL 1 FOREWORD FOREWORD Over the last few years there has been considerable discussion about the quality of service provided by the Australian construction industry to its public and private sector clients. Unless there is a permanent change to a culture of co-operation, the industry is likely to revert back to a costly and adversarial culture in order to attempt to manage risks and survive. It is not the responsibility of clients to bring about that change, or to learn new skills, but the responsibility of the construction industry itself to take the initiative. The industry is made up of people with very diverse skills and attitudes. The prevailing attitudes of a group of people are usually their perception of the attitudes of their leaders. In other words, they are usually reflected attitudes that can be modified, and it is the responsibility of every senior manager or union leader in the construction industry today, starting with the CEOs, to modify those attitudes in order to create a cooperative culture that delivers an efficient and reliable service to their clients. Out of the deliberations, and included in the recommendations, of the Construction Industry Development Agency has evolved a need for a national database of building professionals who are committed to a permanent cultural change. A change that sees individuals agreeing to conform to stringent standards of personal conduct, maintaining current qualifications and experience, adhering to a Code of Ethics and a Code of Practice and committing themselves to Continuing Professional Development. The National Building Professionals Register is a database of those people. In recent years Federal and State governments have developed policies of deregulation in order to encourage increased competition and use our limited resources in more efficient and productive ways. As a consequence, professional associations have had to assume a greater role in self regulation to maintain the standards of competence of their members and to protect the health and safety of the community at large. Together with other major associations in the Australian construction industry, The Australian Institute of Building (AIB) accepts that challenge and will be responsible for maintaining the National Building Professionals Register. The National Building Professionals Register is open to members and non members of the AIB, at no direct cost to governments or the community at large. This database will be made available (on hardcopy or disk) to any person or organisation that has a need for utilising the services of highly skilled practitioners involved in building construction. Code of Practice and Continuing Professional Development. Individual building practitioners benefit by having their names on a National Building Professionals Register that is available to both public and private organisations, and by having their status and professionalism recognised by being granted the use of post nominals. This recognition will also assist in a beneficial risk assessment by insurance companies. John D Thomas Chairman National Building Professionals Register Committee The acceptance of individual building practitioners registered on the National Building Professionals Register for the purpose of pre-qualification and building licensing will offer a very substantial degree of quality assurance in building activity through cooperative attitudes, informed decisions, good industrial relations and individual commitment to a Code of Ethics, NBPR MANUAL 2 INTRODUCTION INTRODUCTION 1. 2. The National Building Professionals Register is reserved for building practitioners with appropriate levels of academic qualifications and experience and a commitment to a program of Continuing Professional Development. This manual provides information on: a. the levels and categories under which registration is available b. data which is available in the register, and c. administration of the register. NBPR THE NATIONAL BUILDING PROFESSIONALS REGISTER Categories In order to be registered, a person must demonstrate that he or she has achieved competence in one or more of the following categories (which are described at Annex A) a. Dispute Resolution b. Building Construction (either Unrestricted or Restricted) c. Building Control d. Building Economics e. Building Industry Services f. Building Project Management g. Education and Training h. Property Management i. Research and Development. 6. Registrants For the purposes of this register: a. a Level 1 (Building Professional) registrant is a person engaged in the building industry with professional level academic qualifications or equivalent, and relevant competence in one or more related categories. A professional qualification would normally be a bachelor degree in the building or construction field. GENERAL 3. This register is a reference for those seeking to identify practitioners in building construction and management. Applicants need not be a member of the AIB or other institutes. 4. NBPR MANUAL 3 5. Mission The mission of the National Building Professionals Register (NBPR) is to: a. encourage the highest level of professionalism in the building industry b. contribute towards consumer protection c. assist in government registration requirements, and d. nominate dispute adjudicators (in NSW) by listing those practitioners who are competent, have appropriate academic qualifications for and experience in the construction of buildings, are appropriately insured and are committed to a code of ethics, code of practice and Continuing Professional Development. Levels To be eligible for registration a person must have a satisfactory level of qualifications for one of the three following levels: a. Level 1 (Building Professional) b. Level 2 (Building Associate Professional) c. Level 3 (Building Technician). NBPR b. a Level 2 (Building Associate Professional) registrant is a person engaged in the building industry with paraprofessional level academic qualifications or equivalent, and relevant competence in one or more related categories. A paraprofessional qualification would normally be at Australian Qualifications Framework (AQF) level 5 in the building or construction field. c. a Level 3 (Building Technician) registrant is a person engaged in the building industry with technician level academic qualifications and relevant competence in one or more related categories. A technician qualification would normally be at AQF level 4 in the building or construction field. 7. AIB CERTIFICATION NBPR USES 8. 9. The AIB cannot guarantee the competence of each individual to carry out specific building tasks. However, It does certify the following: a. registrants of the NBPR have met stringent criteria as to their qualifications and experience. They have committed themselves to a Continuing Professional Development (CPD) program in order to maintain and enhance their competence in the particular category or categories of registration. b. taken as a group, registrants can be expected to have more advanced knowledge and skills than others who have not met the entry standards or have not committed themselves to ongoing study and professional development. The AIB considers that the NBPR provides a benchmark for authorities, organisations, companies, businesses and the general public to judge the suitability of persons: a. in pre-selection for the procurement of building services b. for licensing and accreditation of building practitioners, and c. to carry out particular services related to the construction of buildings. APPLICATION KIT 10. A registrant at Levels 2 or 3 may advance to Levels 1 or 2 as applicable by upgrading his/her qualifications by either completing appropriate courses or by undertaking a competency based assessment. NBPR MANUAL 4 This manual forms part of the NBPR Application Kit. Additional copies of the manual or kit may be obtained from the AIB Office (see front page for address). ADMINISTRATION ADMINISTRATION OF THE REGISTER DATA AVAILABLE TO NBPR USERS 12. DATA CONTAINED IN THE NBPR 11. The register is maintained as a computer data base at AIB National Office, and contains the name and following data on each registrant: a. postal address b. telephone and facsimile numbers c. email address d. level of registration (NBPR-1, NBPR-2, NBPR-3) e. category (ies) of registration f. qualifications, experience and assessment details g. employer h. position held i. type and level of insurance cover j. any sanctions applied 13. 14. Any person or organisation may: a. enquire whether a particular practitioner is on the register, or b. get access to the register data by purchasing the register, either in hardcopy or on disk, at a price determined by the NBPR Committee. The following data is optional and will be made available at a registrant’s request: a. phone and facsimile numbers and email address b. qualifications c. employer details and position held Registration is for a period of three years. The registration year is from 1 July to 30 June. FEES 16. Enrolment and registration fees are set each year. Annual renewals will be sent out prior to 30 June each year. All members are to pay their renewal no later than 31 July of each year to remain on the NBPR Register. 18. Registration Fee (1) AIB Member: Application fee: $99 (inc. GST) includes the first year of subscription The following data on each registrant will be made available: a. name b. address c. level of registration d. category (ies) of registration e. type and level of insurance cover f. any sanctions applied REGISTRATION 15. 17. Annual subscription renewal: $55 (inc. GST) (2)Non AIB Member: Application Fee: $99.00 Annual subscription: Level 1 is equal to the current AIB Corporate Member grade fee*– $305pa Level 2 is equal to the current AIB Associate Member grade fee*– $197pa Level 3 is equal to the current AIB Licentiate Member grade fee*– $155pa 19. All relevant and supporting information is required to be returned with your annual subscription renewal each year. 20. Late payment will cause the member to be removed from the register. If a membership has lapsed for more than three months he/she will be required to submit supporting information as required by the registrar to gain re-registration. * all prices inclusive of GST. Prices subject to change at any time NBPR MANUAL 5 REQUIREMENTS NATIONAL BUILDING PROFESSIONALS REGISTER (NBPR) COMMITTEE 21. Management of the register is the responsibility of the NBPR Committee. 22. The NBPR Committee is responsible to the AIB Council and is authorised to: a. admit persons to the register b. set enrolment, annual registration, competency assessment and access fees c. develop and apply procedures for: (1) processing membership applications (2) competency assessments, and (3) CPD audits, and d. decide on and apply sanctions to registrants as necessary. REQUIREMENTS FOR REGISTRATION ACADEMIC QUALIFICATIONS/COMPETENCIES ELIGIBILITY 26. To meet the academic requirements for registration at Level 1 (Building Professional), an applicant must: a. possess relevant academic qualifications equivalent to AQF level 7 or above, or b. demonstrate an acceptable level of competency (see paragraph 29). 27. To meet the academic requirements for registration at Level 2 (Building Associate Professional) an applicant must: a. possess relevant academic qualifications equivalent to AQF level 5 or 6, or b. demonstrate an acceptable level of competency (see paragraph 29). 28. To meet the academic requirements for registration at Level 3 (Building Technician) an applicant must: a. possess relevant academic qualifications equivalent to AQF level 4, or b. demonstrate an acceptable level of competency (see paragraph 29). 29. An applicant who does not meet the academic requirement for registration may be assessed as eligible for registration by demonstrating that he or she has the competencies relevant to that qualification. 23. The NBPR is reserved for building practitioners who: a. conform to standards for qualifications, competence and experience b. adhere to a code of ethics c. adhere to a code of practice, and d. have a commitment to a CPD program. 24. A person need not be a member of the AIB. 25. To be eligible for registration a person must meet the requirements for one of the three NBPR Levels and at least one speciality category. These requirements are: a. an appropriate academic qualification or the required competencies (see paragraphs 26 to 29) b. at least the equivalent of four full years experience in building activities (see paragraph 30) c. competence in one or more category fields of activity (see paragraphs 31 and 32), and d. sufficient CPD activity during the previous 12 months (see paragraphs 34 to 40). NBPR MANUAL 6 REQUIREMENTS BUILDING EXPERIENCE/COMPETENCE CONTINUING PROFESSIONAL DEVELOPMENT (CPD) 30. 34. To meet the CPD requirement for registration, an applicant must provide details of having completed at least 20 hours of CPD activities in the preceding 12 months. 35. For re-registration, a registrant must self certify, subject to random audit, as having completed at least 20 hours of CPD activities in the preceding 12 months. 31. To meet the experience requirement for initial registration at one of the three levels, an applicant must provide evidence of having the equivalent of at least four years experience in building activities under limited guidance. To meet the experience requirement for initial registration in a particular category, an applicant must provide evidence of competency in the field covered by that category. 32. For re-registration, a person must have retained competence in the field covered by the relevant category(ies) during the previous 12 months. 33. The details of experience provided in an application may be used, as appropriate, to determine if a registrant is in breach of the Code of Ethics by practising outside his or her areas of expertise. NBPR MANUAL 36. 7 An acceptable CPD program includes private study (maximum of 10 hours), completion of short courses and attendance at seminars, conferences, workshops and industry related meetings. 37. A registrant must keep a record of the CPD activities and submit it for audit on request. 38. A proportion of registrants selected at random will be subjected to an audit of their CPD activities when they apply for re-registration. 39. Following an audit, the registrant concerned will be advised whether their submitted records were satisfactory or whether further information is required. If necessary, interviews will be arranged. 40. If the information provided appears to have been false then the NBPR Committee could consider that a breach of ethics has occurred and may determine that disciplinary action be taken. This may result in sanctions being applied. (see paragraphs 58 to 60) FINANCE 41. To be eligible for registration a person must always be financial. (see paragraphs 16 to 20) INSURANCE 42. A person applying for registration or re-registration must provide details of any personal insurance cover or insurance cover provided by his/her employer. This information will be passed on to a user of the NBPR. 43. Under the Code of Practice, registrants must: a. ascertain that they do have any relevant insurance cover required by a particular State or Territory, and b. ensure that the cover is maintained throughout the register year. APPLICATIONS APPLICATIONS FOR REGISTRATION GENERAL 44. 45. 46. INFORMATION REQUIRED FOR REGISTRATION OR RE-REGISTRATION 47. An application for registration must nominate: a. one of the three levels, and b. at least one, but not more than four, categories (see paragraph 5). Applicants who have been accepted will be advised accordingly and sent an invoice for the required fees (see paragraph 16 to 18). They will then be referred to as registrants. When payment is received, the registrant's details will be entered into the register and a Certificate of Registration (see Annex D) and an annual Registration Card (see Annex E) will be forwarded to the registrant. Unsuccessful applicants will be informed of the reasons why they were not considered suitable for registration. 48. Application for initial registration must be made on the Registration Application Form R-1 and be accompanied by details of: a. AIB membership or membership of a similar organisation (see paragraphs 26 and 27) b. academic qualifications held (see paragraphs 26 to 29) c. work experience, including evidence of competence, (see paragraphs 30 and 31) d. CPD activities during the past 12 months (see paragraphs 34 and 36), and e. insurance cover (see paragraphs 42 and 43). Application for re-registration must be made on the Re-registration Application form R2 and be accompanied by: a. details of how competence was retained over the previous 12 months (see paragraph 32) b. self-certification of CPD activities over the previous 12 months (see paragraphs 35 and 36), and c. details of insurance cover (see paragraphs 42 and 43). 49. A person without appropriate academic qualifications wishing to apply for initial registration, or wishing to apply for re-registration at a higher level, under a competency based option must submit a Recognition of Prior Learning (RPL) assessment form. 50. Attachments to an application for registration or re-registration must be copies of original documents and verified by a statutory declaration. PROCESSING APPLICATIONS 51. In certain instances applicants may be requested to provide additional information and/or attend an interview. 52. Where an application for entry at a particular level is based on an RPL assessment, the documentation will be reviewed by a panel containing at least one accredited assessor. An interview may also be required. 53. RPL assessments and/or any required interviews may incur an additional cost. An applicant will be advised of the cost involved and be requested to confirm continuation of the process. NBPR MANUAL 8 RESTRAINTS ENTITLEMENTS FOR, OBLIGATIONS OF AND SANCTIONS AGAINST REGISTRANTS ENTITLEMENTS 54. Registrants of the NBPR are entitled to: a. where the NBPR is accepted for licensing or registration in a particular State or Territory, carry out work as defined by government regulations for their level and category(ies) of registration b. publicise the fact that they are registered on the NBPR c. display a Certificate of Registration (see paragraph 55 and Annex D) d. carry an annual Registration Card (see paragraph 55 and Annex E) e. have their details in the register (see paragraph 11), and f. use appropriate post nominals (see paragraph 56). 55. An annual Certificate of Registration and Registration Card will be issued when a person is first placed on the register (see paragraph 18). 56. Registrants may use the postnominals NBPR-1, NBPR-2 or NBPR-3 as appropriate. NBPR MANUAL 9 OBLIGATIONS SANCTIONS 57. 58. Registrants have obligations to: a. abide by the Code of Ethics (see Annex B) b. abide by the Code of Practice (see Annex C) c. arrange and undergo a CPD program (see paragraphs 34 to 40) d. remain financial (see paragraph 41), and e. be appropriately insured (see paragraphs 42 and 43). 59. 60. The NBPR Committee may sanction a registrant for: a. failure to pay the required fees on time b. failure to abide by the Code of Ethics c. failure to abide by the Code of Practice, or d. failure to provide evidence of satisfactory CPD. Sanctions that may be imposed by the Committee include: a. a requirement to undergo a specific CPD program b. a requirement to refer certain decisions to a mentor for a specific time period c. a requirement to operate under the supervision of a mentor for a specified time period d. suspension of registration for a specified time period or until certain actions have been completed e. removal from the register f. publication of details of the breach, and g. provision of details to NBPR enquirers of any sanctions applied against a registrant or former registrant. Any sanction imposed by the NBPR Committee does not preclude criminal or civil action being taken against a registrant. ANNEX A CATEGORY DESCRIPTIONS A.1 The categories available for registration are given below. The description of activities associated with each is provided to assist applicants nominate the appropriate category. 1. DISPUTE RESOLUTION Pre-requisites for accreditation in the sub-categories of Dispute Resolution (1) General A. The Dispute Resolution category is divided into six subcategories. These are: (i) Security of payment adjudication NBPR 1 (ii) Arbitration NBPR 1 (iii) Mediation NBPR 1 (iv) Expert determination NBPR 1 (v) Expert witness NBPR 1, 2, 3 The minimum requirements for these sub-categories at NBPR 1 level are expressed below. (2) Dispute Resolution sub-category requirements A. Adjudicator (i) Pre-requisite (a) expert determiner NBPR 1 or equivalent (ii) Competency (a) accredited as adjudicator by IAMA or equivalent (b) successful training to AQF 7 to include quantities, estimating, contract administration and contract law (c) capable of achieving chartered membership of AIB. B. Arbitrator NBPR 1 (i) Pre-requisite (a) expert determiner NBPR 1 (ii) Competency (a) graded as arbitrator by IAMA or equivalent (b) capable of achieving chartered membership of AIB. C. Mediator NBPR 1 (i) Pre-requisite (a) expert witness NBPR 1 (ii) Competency (a) accredited as mediator by IAMA or equivalent (b) capable of achieving chartered membership of AIB. D. Expert Determiner NBPR 1 (i) Pre-requisite (a) expert witness NBPR 1 (ii) Competency (a) successful completion of Professional Certificate In Arbitration & Mediation (IAMA and Uni. Of Adelaide) or equivalent (b) AQF 7 law qualification (c) two years experience as expert witness (d) capable of achieving chartered membership of AIB. E. Expert Witness NBPR 1 (i) Pre-requisite (a) Building Consultant NBPR 1 (ii) Competency (a) two years experience as an unsupervised building consultant (b) AIB or equivalent short expert witness course (c) capable of achieving chartered membership of AIB. 2. BUILDING CONSTRUCTION Restricted: covers light commercial/industrial buildings and residential buildings up to three storeys in height. Unrestricted: covers Building Construction Restricted plus major commercial/industrial buildings and residential buildings more than three storeys in height. For practitioners concerned with building construction activities including: (1) preparation and evaluation of tenders by analysing the number of tenders needed, assessing market forces and estimating costs (2) determination of strategies, resources and operational requirements for the workforce, materials and equipment (3) provision of temporary structures and facilities by identifying site requirements, coordinating tenders and approvals, and arranging for the supply, erection, maintenance and final removal (4) preparation of project schedules using standard procedures, updating progress schedules, preparing status reports and implementing measures to overcome delays NBPR MANUAL 10 ANNEX A (5) managing on-site construction including administering subcontracts and progress payments, supply and installation of materials and equipment, administering quality assurance systems, and monitoring compliance with occupational health and safety provisions and any other statutory provisions. 3. BUILDING CONTROL For practitioners concerned with the management of the building control process including: (1) development of building legislation and regulations (2) advice on the interpretation and application of building legislation and regulations (3) assessment of building proposals for compliance with building regulations (4) administration of building control processes (5) on-site inspections (6) final certification of building compliance. 4. BUILDING ECONOMICS For practitioners concerned with the provision of services associated with the costing of building work including: (1) preparing building quantities and preparing estimates by measuring site overheads, office overheads and other cost items, analysing subcontract quotations and evaluating implications of appended conditions, evaluating the implications of rise and fall provisions, preparing variations to contract and evaluating tenders (2) establishing and operating costing systems by identifying and classifying costs, preparing a cost control system and relating it to network analysis, preparing project budgets and recording, analysing and reporting project costs (3) monitoring and reporting on economic impacts on the building industry by assessing government policies, assessing changes in building regulations and standards, and assessing national and local economic conditions (4) conducting feasibility studies for a building project and applying principles of life cycle costing (5) implementing value engineering principles to the analysis of building projects. 5. BUILDING INDUSTRY SERVICES For practitioners concerned with the provision of services associated with the construction, installation, commissioning, maintenance and functioning of buildings including: (1) provision of technical drawings and calculations suitable for building approval, tender documents or construction documents (2) inspection of installation, commissioning and operation of building services NBPR MANUAL 11 (3) reporting on building condition in terms of safety, health and amenity, compliance with building regulations and corrective actions. 6. BUILDING PROJECT MANAGEMENT For practitioners concerned with the management of building activities including: (1) the preparation and administration of project briefs by liaising with clients and specialists, establishing concepts and objectives, assembling information and assessing risks, and developing and administering procedures to optimise time, cost and quality (2) negotiation of project approvals by liaising with associated authorities and managing the approvals and appeals process (3) the preparation and advice on contracts by recommending the appropriate forms of contract, advising on insurance needs and recommending appointment of consultants and contractors (4) the management of the design, construction and commissioning of a project by establishing a management team, maintaining appropriate relationships between persons and organisations, monitoring programs and implementing corrective actions as necessary, administering contracts, controlling risks, costs and quality, controlling human resources and coordinating project commissioning. ANNEX A 7. EDUCATION AND TRAINING For practitioners concerned with the education of building practitioners including: (1) development of courses and practical experience programs (2) delivering lectures and managing training programs (3) assessment of student performance. 8. PROPERTY MANAGEMENT For practitioners concerned with the management of property including: (1) effective property utilisation by evaluating property in terms of current versus optimum utilisation and conducting feasibility analysis on development and change of use (2) managing the ongoing life cycle of building stock by implementing a systematic maintenance strategy (3) developing and enhancing building stock by advising on property acquisition and disposal, recommending refurbishment, advising on buildability and cost of enhancement proposals. 9. RESEARCH AND DEVELOPMENT For practitioners concerned with research and development of materials, systems and practices associated with building construction including: (1) identification of areas needing research and/or development (2) performing research, assessing technical and commercial viability of outcomes and communicating results (3) appraisal of materials and systems for compliance with building regulations. 10. BUILDING CONSULTANT This is a ‘shell’ category for all those on the National Building Professionals Register (NBPR) who wish to undertake paid consultancy work in any one of the other existing categories. (1) General Requirements (regardless of category): (a) one cannot be registered as a consultant in an area of expertise unless he/she is already a registrant in that area of the NBPR at Level 1 as indicated below: (i) Dispute Resolution (ii) Building Economics (iii) Building Construction (iv) Building Control (v) Building Industry Services (vi) Building Project Management (vii) Education (viii) Property Management (ix) Research and Development (b) registration in this category is not included as one (1) of maximum four (4) categories permitted to be held by a registrant of the NBPR. (c) all registrants as a building consultant must provide evidence of professional indemnity insurance as a consultant in his/her particular area of expertise. (d) all registrants as a building consultant must indemnify The Australian Institute of Building and the NBPR against any and all claims by their clients in their role as a consultant or any other category of registrant and advise their clients accordingly. (e) regardless of category all registrants as a building consultant category must demonstrate to the NBPR’s Independent Assessment Panel that they can prepare reports in accordance with the Australian Standard. (f) regardless of what category of the NBPR an applicant is already a registrant he/she must satisfy the NBPR’s Independent Assessment Panel of their superior expertise, skills and reputation acquired since the time of that original registration in that specific category. (2) Requirements Specific to Particular Areas of Expertise: (a) Adjudication: By definition all registrants in this category (which can only be at Level 1 in any case) are building consultants in this area of expertise. (b) Building Economics: As per general requirements (see above) no added specific requirements as at March 14, 2004. NBPR MANUAL 12 ANNEX A (c) Building Construction: All applicants must satisfy the NBPR’s Independent Assessment Panel of their ability to carry out prepurchase inspections for all forms of residential accommodation. (d) Building Control: All applicants must satisfy the NBPR’s Independent Assessment Panel of their ability to carry out prepurchase inspections for all forms of residential accommodation. (e) Building Industry Services: As per general requirements (see above) no added specific requirements as at March 14, 2004. NBPR MANUAL 13 (f) Building Project Management: As per general requirements (see above) no added specific requirements as at March 14, 2004. (g) Education: As per general requirements (see above) no added specific requirements as at March 14, 2004. (h) Property Management: As per general requirements (see above) no added specific requirements as at March 14, 2004. (i) Research and Development: As per general requirements (see above) no added specific requirements as at March 14, 2004. (j) Identification of Consultants (1) On the NBPR Registration Card and Certificate the word ‘Consultant’ will be included in brackets after those areas of expertise that the individual is registered/ accredited on the NBPR to be able to consult. A.2 An applicant could nominate one or more categories as part of his/her registration and could identify activities in addition to those listed. Registrants are not expected to have all the skills necessary to practise in all activities described and registrants must practise only in their areas of competence in accordance with the Code of Ethics. ANNEX B CODE OF ETHICS FOR REGISTRANTS B.1 The Code of Ethics applicable to registrants of the NBPR is based on the AIB Code of Ethics which incorporates the following guiding principles: 1. to respect the inherent dignity of the individual 2. to place the welfare, health and safety of the community before sectional or private interests 3. to act in accordance with the spirit as well as the letter of the law. B.2 Registrants of the NBPR must: 1. act in accordance with the guiding principles 2. act fairly and honestly in all dealings 3. undertake professional practice in a responsible, careful and diligent manner at all times and only in their relevant areas of expertise 4. not disclose any confidential information acquired in the course of professional practice unless required to do so by law 5. act faithfully as agent of their client or employer and disclose any potential conflict of interest that may arise 6. respect the privileges, rights and reputation of other registrants 7. only make public statements, express opinions or give evidence based on adequate knowledge, and 8. continue to develop relevant knowledge, skill and expertise throughout their careers. ANNEX C CODE OF PRACTICE FOR REGISTRANTS C.1 The Code of Practice is applicable to registrants of the NBPR. A registrant of the NBPR must: 1. abide by: (a) Code of Tendering (AS 4120) (b) Code of Ethics and Procedures for the Selection of Consultants (AS 4121) (c) AIB Policy (see AIB Information Publication No 12) or relevant legislation for the Security of Payment in the Building and Construction Industry, and (d) General Conditions for Engagement of Consultants (AS 4122) 2. maintain appropriate levels of insurance cover throughout the full period of registration applicable in the particular State or Territory of practice 3. be able to demonstrate that he/she has the technical capacity to perform the work for which he/she may seek pre-qualification, registration or employment for specific projects 4. enable a client or subcontractor to reach an informed opinion regarding his/her overall capacity in order to assess risk 5. be committed to improving the quality and performance of the products and processes in the construction industry NBPR MANUAL 14 6. be able to demonstrate his/her ability to manage and deliver projects within the specified time 7. encourage the establishment and maintenance of effective systems to manage the risks to the health and safety of all personnel, arising from the nature of the work performed 8. encourage best human resource management and industrial relations practice as a means of minimising industrial disputation and maximising work force productivity 9. ensure that the skill levels in the construction industry are continuously improved, and 10.abide by and endeavour to secure the widest possible acceptance of this Code of Practice. ANNEX D CERTIFICATE CERTIFICATE OF REGISTRATION CERTIFICATE - NO. 1234 (valid to 30 June 1998) This is to certify that John William Brown MAIB, NBPR-1 has been registered as a Building Professional Level 1 in the categories of: Building Project Management Building Construction Unrestricted Issued this .…..... day of ................................. 19...... …………………….. Registrar ANNEX E REGISTRATION CARD John William Brown MAIB, NBPR-1 is registered on the National Building Professionals Register (NBPR) as a Building Professional Level 1 in Building Project Management Building Construction Unrestricted No. 1234 Valid to 30/6/98 FRONT OF CARD NBPR MANUAL 15 Being on the NBPR, the registrant has agreed to: • abide by the Register's Code of Ethics • abide by the Register's Code of Practice • maintain a high level of competence through a program of Continuing Professional Development The NBPR is established by The Australian Institute of Building BACK OF CARD ANNEX F PROCEDURES REQUIRED BY STATE BUILDING AND CONSTRUCTION INDUSTRY SECURITY OF PAYMENT ACTS FOR AUTHORISED NOMINATING AUTHORITIES F.1 F.2 State* NBPR committees are responsible to the natinoal NBPR Committee for: 1. maintaining a list of Adjudication Category NBPR registrants 2. maintaining a State office that will be open during normal business hours to receive requests for adjudication, and 3. submitting for NBPR Committee approval a business plan of income and expenditure for the following year. Membership of the committee will be by recommendation of the relevant AIB Chapter Committee and will be confirmed annually by the national NBPR Committee. The NBPR Committee Chair must ensure that the Minister is advised of contact details and membership of the committee. F.3 F.4 In response to a request, a member of the committee will be delegated to select an adjudicator from the list in 1a, contact that adjudicator, obtain his or her assent to hear the case and advise the applicant, within four (4) days of the request being received, either by fax or in writing conveyed by courier. Selection from the list of adjudicators will be based on the following criteria: 1. A nominee must have no conflict of interest with the dispute in question. 2. Any dispute in relation to a Building Code of Australia (BCA) Class 1, 2 or 10 building up to three storeys may be heard by a NBPR Level 2 Adjudicator 3. A NBPR Level Adjudicator may hear disputes relating to all BCA classes of building F.5 F.6 F.7 F.8 * This is currently applicable to NSW, Victoria and Western Australia only, August 2004 NBPR MANUAL 16 The nomination of an adjudicator will be unconditional and no conditions of any sort will be placed on the applicant submitting a request for an adjudicator. The applicant for adjudication will not be charged a fee for requesting an adjudicator. A nominated adjudicator who is accepted by all parties will be required to pay a fee of $100 to the NBPR. The NBPR Committee is authorised to advertise: 1. as applicable, for persons who wish to apply for NBPR registration in the category of Adjudicator and are willing to determine adjudication applications, and 2. that the committee is an Authorised Nominating Authority which maintains a list of adjudicators who are willing to determine adjudication applications. NBPR MANUAL