West Fork Tuckasegee River Hydroelectric Projects FERC # 2686
Transcription
West Fork Tuckasegee River Hydroelectric Projects FERC # 2686
West Fork Tuckasegee River Hydroelectric Projects FERC # 2686 Draft License Application Volume I Copyright© 2003 Duke Energy Corporation. All Rights Reserved. No portion of this publication may be reprinted without permission of Duke Energy Corporation Table of Contents EXECUTIVE SUMMARY .................................................................................................................... ES-1 TERMS, ABBREVIATIONS AND ACRONYMS ................................................................................... .a INITIAL STATEMENT ............................................................................................................................... I EXHIBIT A: DESCRIPTION OF PROJECT ....................................................................................... A-1 A1.0 PROJECT LOCATION........................................................................................................... A-1 A2.0 PROJECT HISTORY.............................................................................................................. A-1 A2.1 Tuckasegee.......................................................................................................................... A-1 A2.2 Thorpe ................................................................................................................................. A-1 A3.0 EXISTING PROJECT FACILITIES..................................................................................... A-1 A3.1 Dams and Spillways ............................................................................................................ A-1 A3.1.1 Tuckasegee Dam and Spillway .................................................................................... A-1 A3.1.2 Thorpe Dam and Spillway ........................................................................................... A-3 A3.2 Reservoirs............................................................................................................................ A-3 A3.2.1 Tuckasegee Reservoir .................................................................................................. A-3 A3.2.2 Lake Glenville.............................................................................................................. A-3 A3.3 Powerhouse, Generator and Turbine Data........................................................................... A-4 A3.3.1 Tuckasegee Powerhouse, Generator and Turbine Data................................................ A-4 A3.3.2 Thorpe Powerhouse, Generator and Turbine Data ....................................................... A-4 A3.4 Transformers ....................................................................................................................... A-4 A4.0 TRANSMISSION LINES AND ADDITIONAL EQUIPMENT .......................................... A-5 A5.0 FEDERAL LANDS .................................................................................................................. A-5 EXHIBIT B: PROJECT OPERATION & RESOURCE UTILIZATION .......................................... B-1 B1.0 PROJECT OPERATION ........................................................................................................ B-1 B1.1 Overview ............................................................................................................................. B-1 B1.1.1 Thorpe Development.................................................................................................... B-1 B1.1.2 Tuckasegee Development ............................................................................................ B-1 B1.2 Annual Plant Factor............................................................................................................. B-2 B1.3 Operation During Adverse, Mean, and High Water Years.................................................. B-2 B2.0 B1.3.1 Thorpe Development.................................................................................................... B-3 B1.3.2 Tuckasegee Development ............................................................................................ B-3 ENERGY PRODUCTION....................................................................................................... B-3 B2.1 Dependable Capacity and Average Energy Production...................................................... B-3 B2.2 Supporting Data .................................................................................................................. B-4 B2.2.1 B2.2.2 Historical Flow Data .................................................................................................... B-4 B2.2.1.1. Thorpe Flow Duration Curves ....................................................................... B-4 B2.2.1.2 Tuckasegee Flow Duration Curves ...............................................................B-11 Period of Critical Streamflow .....................................................................................B-18 i Table of Contents B2.2.4 Hydraulic Capacity ....................................................................................................B-21 B2.2.5 Curves Tailwater Rating ............................................................................................B-21 B2.2.6 Power Plant Capability................................................................................................B-21 B3.0 POWER UTILIZATION............................................................................................................B-23 B4.0 FUTURE DEVELOPMENT ......................................................................................................B-23 EXHIBIT C: CONSTRUCTION HISTORY ....................................................................................... C1-1 C1.0 THORPE DEVELOPMENT................................................................................................. C1-1 C1.1 Construction History ..........................................................................................................C1-1 C1.2 Proposed Development ......................................................................................................C1-1 C2.0 TUCKASEGEE DEVELOPMENT ...................................................................................... C2-1 C2.1 Construction History ..........................................................................................................C2-1 EXHIBIT D: COSTS AND FINANCING .............................................................................................. D-1 D1.0 ORIGINAL COST OF PROJECT ......................................................................................... D-1 D2.0 AMOUNT PAYABLE IN EVENT OF PROJECT TAKEOVER – FAIR VALUE, NET INVESTMENT, AND SEVERANCE DAMAGES................................................................ D-1 D2.1 Fair Value............................................................................................................................ D-1 D2.2 Net Investment .................................................................................................................... D-1 D2.3 Severance Damages............................................................................................................. D-1 D3.0 ESTIMATED COST OF NEW DEVELOPMENT ............................................................... D-4 D4.0 ESTIMATED AVERAGE ANNUAL COST OF THE PROJECT...................................... D-4 D5.0 ESTIMATED ANNUAL VALUE OF THE PROJECT POWER........................................ D-5 D6.0 SOURCES OF FINANCING AND ANNUAL REVENUES ................................................ D-6 EXHIBIT E: ENVIRONMENTAL REPORT .....................................................................................E1-1 E1.0 GENERAL DESCRIPTION OF THE ENVIRONMENT ...................................................E1-1 E1.1 Location .............................................................................................................................E1-1 E1.2 Drainage Basin Hydrology.................................................................................................E1-3 E1.2.1 Thorpe Development...................................................................................................E1-3 E1.2.2 Tuckasegee Development ...........................................................................................E1-3 E1.3 Climate ...............................................................................................................................E1-3 E1.4 Topography ........................................................................................................................E1-3 E1.5 Geology..............................................................................................................................E1-4 E1.6 Soils....................................................................................................................................E1-4 E1.7 Botanical and Wetland Resources......................................................................................E1-4 E1.7.1 Thorpe Development...................................................................................................E1-5 E1.7.2 Tuckasegee Development ...........................................................................................E1-5 E1.8 Vegetative Cover................................................................................................................E1-5 ii Table of Contents E1.8.1 Thorpe Development...................................................................................................E1-5 E1.8.2 Tuckasegee Development ...........................................................................................E1-6 E1.9 Wildlife and Fisheries ........................................................................................................E1-6 Rare, Threatened and Endangered Species .................................................................E1-6 E1.9.1 E1.10 Land Development .............................................................................................................E1-7 E1.11 Demographics ....................................................................................................................E1-7 E1.12 Floodplains and Flood Events ............................................................................................E1-7 E1.13 Proposed Protection, Mitigation, and Enhancement Measures in this Exhibit E ...............E1-8 E1.14 Relicensing Consultation..................................................................................................E1-28 E1.14.1 Stage One Consultation............................................................................................E1-28 E1.14.2 Stage Two Consultation ............................................................................................E1-28 E2.0 WATER QUANTITY AND QUALITY ................................................................................E2-1 E2.1 Introduction ........................................................................................................................E2-1 E2.2 Water Quantity ...................................................................................................................E2-2 E2.2.1 Surface Water..............................................................................................................E2-2 E2.2.2 Groundwater................................................................................................................E2-3 E2.3 Applicable Water Quality Standards ..................................................................................E2-6 E2.3.1 Use Support Status of the West Fork Project and Adjacent Waters............................E2-6 E2.3.2 Compliance with Applicable Standards ......................................................................E2-7 E2.4 Existing and Proposed Use of Project Waters ....................................................................E2-8 E2.4.1 E2.5 Water Discharges .............................................................................................................E2-10 E2.5.1 E2.6 Existing Minimum and Maximum Flow Releases ......................................................E2-8 Point Sources.............................................................................................................E2-10 Historical and Current Water Quality...............................................................................E2-11 E2.6.1 Summary of Previous Studies ...................................................................................E2-11 E2.6.2 Water Chemistry and Other Parameters....................................................................E2-11 E2.6.2.1 Temperature................................................................................................E2-14 E2.6.2.2 Conductivity ...............................................................................................E2-14 E2.6.2.3 Dissolved Oxygen......................................................................................E2-15 E2.6.2.4 pH ...............................................................................................................E2-15 E2.6.2.5 Turbidity .....................................................................................................E2-15 E2.6.2.6 Bacteria .......................................................................................................E2-16 E2.6.2.7 Nutrients .....................................................................................................E2-16 E2.7.1 State and Federal Agencies .......................................................................................E2-17 E2.7.2 Existing Resource Management Plans ......................................................................E2-18 E2.7.2.1 Little Tennessee River Basinwide Assessment Plan...................................E2-18 E2.7.2.2 Nantahala National Forest Management Plan.............................................E2-18 iii Table of Contents E2.7.3 E2.8 Compliance with FERC Approved Comprehensive Plans ........................................E2-19 Summary of Consultation on Water Quantity/Quality .....................................................E2-21 E2.8.1 E2.9 Summary of Comments Associated with Agency Requested Study Plans ...............E2-25 Water Quality and Quantity Studies.................................................................................E2-29 E2.9.1 Previous Studies........................................................................................................E2-29 E2.9.2 Relicensing Studies ...................................................................................................E2-29 E2.9.2.1 Temperature and Dissolved Oxygen Study ................................................E2-29 E2.10 Proposed Studies ..............................................................................................................E2-54 E2.11 Project Effects on Water Quality......................................................................................E2-54 E2.12 Existing Protection, Mitigation, and Enhancement Measures..........................................E2-55 E2.13 Proposed Water Quality Protection, Mitigation, and Enhancement Measures.................E2-55 E2.13.1 Monitoring ...............................................................................................................E2-59 E2.13.2 Spill Containment and Emergency Response Plan ...................................................E2-59 E2.14 E3.0 List of Literature ..............................................................................................................E2-60 REPORT ON FISH, WILDLIFE, AND BOTANICAL RESOURCES..............................E3-1 E3.1 Fishery Resources ..............................................................................................................E3-1 E3.1.1 General Overview of Fishery Resources in the Basin.................................................E3-1 E3.1.2 Description of Current Fishery Resources of the Project and Its Vicinity ..................E3-2 E3.1.3 E3.1.4 E3.1.2.1 Existing Fisheries Upstream of the Project...................................................E3-5 E3.1.2.2 Existing Fisheries in the Project Area Bypass Reach ...................................E3-5 E3.1.2.3 Historical Fisheries within Project Reservoirs............................................E3-11 E3.1.2.4 Existing Fisheries Downstream of the Project ............................................E3-12 E3.1.2.5 Rare Threatened and Endangered Species ..................................................E3-18 Fisheries Management Framework ...........................................................................E3-19 E3.1.3.1 Little Tennessee River Basinwide Assessment Plan...................................E3-20 E3.1.3.2 Spotfin Chub Recovery Plan.......................................................................E3-20 E3.1.3.3 Nantahala National Forest Management Plan.............................................E3-21 Summary of Consultation on Fishery Resources ......................................................E3-24 E3.1.4.1 Summary of Comments Associated with Agency Requested Study ................... Plans............................................................................................................E3-26 E3.1.5 Fishery Resource Studies ..........................................................................................E3-31 E3.1.5.1 Previous Studies..........................................................................................E3-31 E3.1.5.2 Studies Currently Underway.......................................................................E3-31 E3.1.5.3 Relicensing Studies.....................................................................................E3-31 E3.1.6 Project Effects on Fisheries Resources from Continued Project Operation ..............E3-44 E3.1.7 Existing Protection, Mitigation, and Enhancement Measures...................................E3-45 E3.1.8 Proposed Fishery Protection, Mitigation, and Enhancement Measures ....................E3-45 iv Table of Contents E3.1.9 E3.2 List of Literature .......................................................................................................E3-50 Report on Aquatic Macroinvertebrates ............................................................................E3-51 E3.2.1 General Overview of Macroinvertebrate Resources in the Basin .............................E3-51 E3.2.2 Description of Historic and Current Macroinvertebrate Resources of the Project ............ and Its Vicinity..........................................................................................................E3-52 E3.2.3 E3.2.4 E3.2.2.1 Existing Macroinvertebrate Community Upstream of the Project..............E3-52 E3.2.2.2 Existing Macroinvertebrate Community in the Project Area......................E3-52 E3.2.2.3 Existing Macroinvertebrate Downstream of the Project .............................E3-59 E3.2.2.4 Rare, Threatened and Endangered Species .................................................E3-59 Existing Macroinvertebrate Resource Management .................................................E3-62 E3.2.3.1 Little Tennessee River Basinwide Assessment Plan...................................E3-62 E3.2.3.2 Appalachian Elktoe Recovery Plan.............................................................E3-63 E3.2.3.3 Nantahala National Forest Management Plan.............................................E3-63 E3.2.3.4 Compliance with FERC Approved Comprehensive Plans..........................E3-64 Summary of Consultation on Macroinvertebrate Resources.....................................E3-66 E3.2.4.1 E3.2.5 E3.2.6 Summary of Comments Associated with Agency Requested Study Plans E3-68 Macroinvertebrate Resource Studies.........................................................................E3-69 E3.2.5.1 Previous Studies..........................................................................................E3-69 E3.2.5.2 Studies Currently Underway.......................................................................E3-69 E3.2.5.3 Relicensing Studies.....................................................................................E3-69 E3.2.5.4 Proposed Studies.........................................................................................E3-70 Project Effects on Macroinvertebrates Resources from Continued Project Operation...................................................................................................................E3-70 E3.2.7 Existing Macroinvertebrate Protection, Mitigation, and Enhancement Measures ....E3-72 E3.2.8 Proposed Protection, Mitigation, and Enhancement Measures .................................E3-72 E3.2.9 List of Literature .......................................................................................................E3-76 E3.3 Report on Botanical Resources ........................................................................................E3-78 E3.3.1 Description of Existing Resources ............................................................................E3-78 E3.3.1.1 General Features .........................................................................................E3-78 E3.3.1.1.1 Thorpe Development............................................................................E3-78 E3.3.1.1.2 Tuckasegee Development ....................................................................E3-80 E3.3.1.2 Vegetation Cover Type Mapping................................................................E3-82 E3.3.1.3 Wetlands .....................................................................................................E3-87 E3.3.1.3.1 Thorpe Development............................................................................E3-87 E3.3.1.3.2 Tuckasegee Development ....................................................................E3-88 E3.3.1.4 Rare, Threatened and Endangered Species .................................................E3-91 E3.3.1.5 Habitats of Special Concern........................................................................E3-91 v Table of Contents E3.3.1.6 E3.3.2 E3.3.3 Other Plant Species of Special Interest .......................................................E3-91 Botanical Resource Management Framework ..........................................................E3-91 E3.3.2.1 Federal Management...................................................................................E3-91 E3.3.2.2 State Management.......................................................................................E3-93 E3.3.2.3 Compliance with FERC-Approved Comprehensive Plans .........................E3-93 Consultation on Botanical Resources........................................................................E3-94 E3.3.3.1 Summary of Comments Associated with Agency Requested Study Plans .................................................................................................E3-96 E3.3.4 Botanical Resource Studies.......................................................................................E3-97 E3.3.4.1 Previous Studies..........................................................................................E3-97 E3.3.4.2 Studies Currently Underway.......................................................................E3-97 E3.3.4.3 Relicensing Studies.....................................................................................E3-97 E3.3.4.4 Proposed Studies.........................................................................................E3-99 E3.3.5 Project Effects on Botanical Resources from Continued Project Operation .............E3-99 E3.3.6 Existing Botanical resource Protection, Mitigation, and Enhancement Measures ....E3-99 E3.3.7 Proposed Protection, Mitigation, and Enhancement Measures ...............................E3-100 E3.3.9 List of Literature .....................................................................................................E3-108 E3.4 Report on Wildlife Resources ........................................................................................E3-110 E3.4.1 Introduction.............................................................................................................E3-110 E3.4.2 Description of Existing Resources ..........................................................................E3-110 E3.4.3 E3.4.4 E3.4.2.1 Priority Habitats........................................................................................E3-110 E3.4.2.2 Big Game ..................................................................................................E3-111 E3.4.2.3 Other Mammals ........................................................................................E3-111 E3.4.2.4 Avian Species ...........................................................................................E3-112 E3.4.2.5 Reptiles and Amphibians ..........................................................................E3-114 E3.4.2.6 Rare, Threatened and Endangered Species ...............................................E3-115 Wildlife Resource Management Framework ..........................................................E3-117 E3.4.3.1 Federal Management................................................................................E3-117 E3.4.3.2 State Management.....................................................................................E3-119 E3.4.3.3 Tribal Management...................................................................................E3-119 E3.4.3.4 Compliance with FERC-Approved Comprehensive Plans .......................E3-119 Summary of Consultation on Wildlife Resources ...................................................E3-120 E3.4.4.1 Summary of Comments Associated with Agency Requested Study Plans ...............................................................................................E3-123 E3.4.5 Wildlife Studies.......................................................................................................E3-124 E3.4.5.1 Previous Studies........................................................................................E3-124 E3.4.5.2 Studies Currently Underway....................................................................E3-124 vi Table of Contents E4.0 E3.4.5.3 Relicensing Studies...................................................................................E3-124 E3.4.5.4 Proposed Studies.......................................................................................E3-132 E3.4.6 Project Effects on Wildlife Resources from Continued Project Operation .............E3-133 E3.4.7 Existing Wildlife Resource Protection, Mitigation, and Enhancement Measures...E3-133 E3.4.8 Proposed Protection, Mitigation, and Enhancement Measures ...............................E3-133 E3.4.9 List of Literature .....................................................................................................E3-143 REPORT ON HISTORICAL AND ARCHAEOLOGICAL RESOURCES ......................E4-1 E4.1 General Overview of Historical and Archaeological Resources in the Basin ....................E4-1 E4.1.1 E4.1.2 E4.2 Prehistoric Ethnography..............................................................................................E4-1 E4.1.1.1 Paleoindian Period (ca. 10,000–8,000 b.c.) ..................................................E4-1 E4.1.1.2 Archaic Period (ca. 8,000–1,000 b.c.)...........................................................E4-2 E4.1.1.3 Woodland Period (ca. 1,000 b.c.–a.d. 1000).................................................E4-2 E4.1.1.4 Mississippian Period (ca. a.d. 1000–1540) ...................................................E4-3 Historic Native American and Euro-American Occupation........................................E4-3 National Register of Historic Places Eligibility .................................................................E4-5 E4.2.1 Archaeological Resources...........................................................................................E4-5 E4.2.2 Historical Resources ...................................................................................................E4-6 E4.3 Cultural Resources Management Framework ....................................................................E4-7 E4.3.1 Federal Management...................................................................................................E4-7 E4.3.2 State Management.......................................................................................................E4-9 E4.3.3 Tribal Management .....................................................................................................E4-9 E4.3.4 Compliance with FERC-Approved Comprehensive Plans..........................................E4-9 E4.4 Summary of Agency Consultation ...................................................................................E4-10 E4.4.1 Section 106 Consultation ..........................................................................................E4-10 E4.4.2 Summary of Comments Associated with Agency Requested Study Plans ...............E4-12 E4.5 Cultural Resource Studies ................................................................................................E4-12 E4.5.1 Previous Cultural Resource Studies ..........................................................................E4-12 E4.5.2 Relicensing Studies ...................................................................................................E4-13 E4.5.3 E4.5.2.1 NRHP Assessment......................................................................................E4-13 E4.5.2.2 Phase I Archeological Survey.....................................................................E4-13 Proposed Studies .......................................................................................................E4-16 E4.6 Project Effects on Cultural Resources from Continued Project Operation.......................E4-16 E4.7 Existing Protection, Mitigation, and Enhancement Measures..........................................E4-17 E4.8 Proposed Protection, Mitigation, and Enhancement Measures ........................................E4-17 E4.8 List of Literature ..............................................................................................................E4-20 E5.0 RECREATIONAL RESOURCES .........................................................................................E5-1 E5.1 Introduction ........................................................................................................................E5-1 vii Table of Contents E5.1.1 National Forests, Parks and Reservations in the Vicinity of the Project .....................E5-2 E5.1.2 Other Regional Recreation Opportunities .................................................................E5-10 E5.2 Existing Recreational Resources and Facilities within the Project Area..........................E5-11 E5.3 Existing Recreational Use ................................................................................................E5-12 E5.3.1 Recreation Use at Project Area Recreation Sites ......................................................E5-12 E5.3.2 Perceptions of Recreationists ....................................................................................E5-15 E5.3.3 Perceptions of Agencies, Outfitters, and NGOs........................................................E5-19 E5.3.4 Future Use Assessment .............................................................................................E5-20 E5.3.5 Carrying Capacity .....................................................................................................E5-20 E5.4 Existing Resource Management Framework....................................................................E5-22 E5.4.1 E5.4.2 E5.5 State and Federal Agencies .......................................................................................E5-22 E5.4.1.1 Federal Management...................................................................................E5-23 E5.4.1.2 State Management.......................................................................................E5-26 Compliance with FERC Approved Comprehensive Plans ........................................E5-28 Summary of Consultation Regarding Recreational Resources.........................................E5-30 E5.5.1 Consultation Summary..............................................................................................E5-30 E5.5.1.1 Summary of Comments Associated with Agency Requested Study Plans .................................................................................................E5-33 E5.6 Recreational Resource Studies .........................................................................................E5-35 E5.6.1 Studies Previously Conducted...................................................................................E5-35 E5.6.2 Studies Currently Underway .....................................................................................E5-35 E5.6.3 Relicensing Studies ...................................................................................................E5-35 E5.6.4 Proposed Studies .......................................................................................................E5-79 E5.7 Impacts to Recreational Resources from Continued Project Operation ...........................E5-79 E5.8 Existing Recreation Resource Protection, Mitigation and Enhancement Measures.........E5-80 E5.9 Proposed Recreation Resource Protection, Mitigation and Enhancement Measures .......E5-80 E5.10 List of Literature ..............................................................................................................E5-90 E6.0 LAND USE AND MANAGEMENT ......................................................................................E6-1 E6.1 Regional Land Use .............................................................................................................E6-1 E6.2 Project Area Land Use and Ownership ..............................................................................E6-2 E6.2.1 E6.3 Project Area Land Use ................................................................................................E6-2 Description of Wetlands and Floodplains ..........................................................................E6-3 E6.3.1 Wetlands .....................................................................................................................E6-3 E6.3.2 Floodplains..................................................................................................................E6-3 E6.4 Land Management Framework ..........................................................................................E6-7 E6.4.1 Federal Management...................................................................................................E6-7 E6.4.2 State Management.......................................................................................................E6-9 viii Table of Contents E6.4.3 E6.5 Compliance with FERC Approved Comprehensive Plans ........................................E6-10 Consultation Regarding Land Use ...................................................................................E6-11 E6.5.1 Consultation Summary..............................................................................................E6-11 E6.5.1.1 E6.5.2 Summary of Comments Associated with Agency Requested Study Plans .E6-14 Land Use Studies ......................................................................................................E6-15 E6.5.2.1 Previous Studies..........................................................................................E6-15 E6.5.2.2 Studies Currently Underway.......................................................................E6-15 E6.5.2.3 Relicensing Studies.....................................................................................E6-15 E6.5.2.4 Proposed Studies.........................................................................................E6-15 E6.6 Project Effects on Land Resources from Continued Project Operation ...........................E6-15 E6.7 Existing Land Resource Protection, Mitigation, and Enhancement Measures.................E6-15 E6.8 Proposed Land Resource Protection, Mitigation, and Enhancement Measures ...............E6-15 E7.0 AESTHETIC RESOURCES ..................................................................................................E7-1 E7.1 Existing Resources .............................................................................................................E7-1 E7.1.1 Regional Landscape Character....................................................................................E7-1 E7.1.2 Project Features and Setting........................................................................................E7-1 E7.1.2.1 Thorpe Development ....................................................................................E7-2 E7.1.2.2 Tuckasegee Development .............................................................................E7-2 E7.1.3 Viewpoints and Viewing Conditions ..........................................................................E7-3 E7.1.4 USFS Viewsheds.........................................................................................................E7-3 E7.2 Existing Resource Management.........................................................................................E7-3 E7.2.1 Federal Management...................................................................................................E7-3 E7.2.2 Compliance with FERC Approved Comprehensive Plans ..........................................E7-5 E7.3 Consultation Regarding Aesthetic Resources ....................................................................E7-6 E7.3.1 Consultation Summary................................................................................................E7-6 E7.3.2 Summary of Comments Associated with Agency Requested Study Plans .................E7-8 E7.4 Aesthetic Resource Studies ................................................................................................E7-9 E7.4.1 Previous Studies..........................................................................................................E7-9 E7.4.2 Studies Currently Underway .......................................................................................E7-9 E7.4.3 Relicensing Studies .....................................................................................................E7-9 E7.4.4 Proposed Studies .........................................................................................................E7-9 E7.5 Project Effects on Aesthetic Resources from Continued Project Operation.......................E7-9 E7.6 Existing Aesthetic Resource Protection, Mitigation, and Enhancement Measures ............E7-9 E7.7 Proposed Aesthetic Resource Protection, Mitigation and Enhancement Measures..........E7-10 E7.8 List of Literature ..............................................................................................................E7-19 E8.0 REPORT ON GEOLOGICAL AND SOIL RESOURCES .................................................E8-1 E8.1 Description of Geological and Soil Resources ...................................................................E8-1 ix Table of Contents E8.1.1 Physiographic Setting..................................................................................................E8-1 E8.1.2 Geologic Setting..........................................................................................................E8-1 E8.1.3 Site Geology................................................................................................................E8-3 E8.1.4 Mineral Resources and Occurrences ...........................................................................E8-4 E8.1.5 Seismicity....................................................................................................................E8-4 E8.1.6 Description of Existing Soil Resources.......................................................................E8-5 E8.1.7 Soil Liquefaction Potential..........................................................................................E8-5 E8.2 Geological and Soil Resources Management Framework..................................................E8-6 E8.2.1 Federal Management...................................................................................................E8-6 E8.2.2 State Management.......................................................................................................E8-7 E8.2.3 Compliance with FERC-Approved Comprehensive Plans..........................................E8-8 E8.3 Summary of Consultation on Geologic/Soil Resources .....................................................E8-9 E8.3.1 E8.4 Summary of Comments Associated with Agency Requested Study Plans .................E8-9 Geological and Soil Resource Studies................................................................................E8-9 E8.4.1 Previous Studies..........................................................................................................E8-9 E8.4.2 Studies Currently Underway .......................................................................................E8-9 E8.4.3 Relicensing Studies ...................................................................................................E8-10 E8.4.4 Proposed Studies .......................................................................................................E8-10 E8.5 Project Effects on Geological and Soil Resources from Continued Project Operation ....E8-10 E8.6 Existing Geological and Soil Resources Protection, Mitigation, and Enhancement Measures ..........................................................................................................................E8-10 E8.6 Proposed Geological and Soil Resources Protection, Mitigation, and Enhancement Measures ..........................................................................................................................E8-10 E8.8 E9.0 List of Literature ..............................................................................................................E8-12 SOCIOECONOMIC RESOURCES ......................................................................................E9-1 E9.1 Current Economics and Demographic Conditions .............................................................E9-1 E9.1.1 Demographics .............................................................................................................E9-1 E9.1.2 Employment ................................................................................................................E9-1 E9.1.3 Income.........................................................................................................................E9-2 E9.2 Consultation Regarding Socioeconomic Resources ...........................................................E9-2 E9.2.1 Consultation Summary................................................................................................E9-2 E9.2.2 Summary of Comments Associated with Agency Requested Study Plans .................E9-3 E9.3 Socioeconomic Studies ......................................................................................................E9-3 E9.3.1 Previous Studies..........................................................................................................E9-3 E9.3.2 Studies Currently Underway .......................................................................................E9-3 E9.3.3 Relicensing Studies .....................................................................................................E9-3 E9.3.4 Proposed Studies .......................................................................................................E9-12 x Table of Contents E9.4 Effects of Continued Project Operation ...........................................................................E9-13 E9.4.1 Population .................................................................................................................E9-13 E9.4.2 Employment ..............................................................................................................E9-13 E9.4.3 Housing .....................................................................................................................E9-13 E9.4.4 Recreation .................................................................................................................E9-13 E9.5 Existing Socioeconomic Resource Protection, Mitigation, and Enhancement ......................... Measures ..........................................................................................................................E9-13 E9.6 Proposed Socioeconomic Resource Protection, Mitigation and Enhancement ........................ Measures ..........................................................................................................................E9-13 E9.7 List of Literature ..............................................................................................................E9-15 EXHIBIT F: PROJECT DRAWINGS AND SUPPORTING DESIGN REPORT .............................F-1 EXHIBIT G: MAPS ................................................................................................................................. G-1 EXHIBIT H SUPPLEMENTAL INFORMATION............................................................................. H-1 H1.0 EFFICIENCY AND RELIABILITY ...................................................................................... H-1 H1.1 Applicant’s Efforts and Plans to Increase Generation at the Project................................... H-1 H1.2 Coordination of the Plant Operation with Upstream or Downstream Projects.................... H-1 H1.3 Coordination of the Plant Operation with Applicant’s (or other) Electrical System to Minimize Cost..................................................................................................................... H-1 H2.0 SHORT AND LONG TERM NEED FOR ELECTRICITY FROM THE PROJECT...... H-2 H2.1 Costs and Availability of Alternate Resources if a License is Not Granted........................ H-2 H2.2 Discussion of Increased Costs to Applicant or Customers if a License is Not Granted ...... H-2 H2.3 Effect of Alternate Sources of Power ................................................................................. H-3 H3.0 ASSESSMENT OF PROJECT NEED, PRICE AND AVAILABILITY OF ............................ ALTERNATE SOURCES OF ELECTRICITY .................................................................... H-3 H3.1 Cost of Power Produced by the Projects ............................................................................. H-3 H3.2 Resources to Meet Applicant’s Capacity and Energy Requirements .................................. H-4 H4.0 POWER CONSUMPTION FOR APPLICANT’S INDUSTRIAL OPERATIONS ........... H-6 H5.0 ANALYSIS FOR PROJECTS LOCATED ON TRIBAL RESERVATION....................... H-6 H6.0 IMPACT OF PROJECT ON APPLICANT TRANSMISSION SYSTEM.......................... H-6 H7.0 ANTICIPATED MODIFICATIONS TO PROJECT FACILITIES, IMPACT TO WATERWAYS......................................................................................................................... H-6 H8.0 CONFORMANCE OF THE PROJECT WITH EXISTING PLANS.................................. H-7 H9.0 APPLICANT’S FINANCIAL AND PERSONNEL RESOURCES TO MEET LICENSE OBLIGATIONS...................................................................................................................... H-11 H9.1 Financial Resources........................................................................................................... H-12 H9.2 Personnel Resources.......................................................................................................... H-12 H10.0 APPLICANTS INTENTIONS TO EXPAND PROJECT WITH ADDITIONAL xi Table of Contents LANDS .................................................................................................................................... H-13 H11.0 APPLICANT’S ELECTRICITY CONSUMPTION IMPROVEMENT PROGRAM............................................................................................................................. H-13 H12.0 INFORMATION ON INDIAN TRIBES LOCATED WITHIN PROJECT BOUNDARY........................................................................................................................... H-15 H13.0 APPLICANT’S PLANS FOR SAFETY, OPERATIONS AND MAINTENANCE.......... H-15 H13.1 A Description of Existing and Planned Operation of the Project during Flood Conditions ......................................................................................................................... H-15 H13.2 A Discussion of Any Warning Signs Used to Ensure Downstream Safety....................... H-16 H13.3 A Discussion of Any Proposed Changes to the Operation of the Project or Downstream Development That Might Affect the Existing Emergency Action Plan (EAP) On File with the Commission............................................................................................ H-18 H13.4 A Discussion Of Any Existing And Planned Monitoring Devices To Detect Structural Movement Or Stress, Seepage, Uplift, Equipment Failure, Or Water Conduit Failure, Including A Description Of The Monitoring Programs Used Or Planned In Conjunction With The Devices..................................................................................... H-18 H13.5 A Discussion Of The Project’s Employee Safety And Public Safety Record, Including The Number Of Lost-Time Accidents Involving Employees And The Record Of Injury Or Death To The Public Within The Project Boundary........................ H-18 H14.0 DESCRIPTION OF CURRENT PROJECT OPERATIONS ............................................ H-18 H15.0 DESCRIPTION OF PROJECT IMPROVEMENTS.......................................................... H-18 H16.0 DESCRIPTION OF LOST GENERATION AND FORCED OUTAGES ........................ H-19 H17.0 DISCUSSION OF APPLICANT’S COMPLIANCE WITH THE EXISTING LICENSE ................................................................................................................................ H-19 H18.0 DISCUSSION OF ACTIONS TAKEN BY APPLICANT WHICH IMPACT THE PUBLIC ......................................................................................................................... H-19 H19.0 SUMMARY OF APPLICANT’S REDUCED EXPENSES IF LICENSE IS TRANSFERRED .................................................................................................................... H-19 H20.0 STATEMENT OF ANNUAL FEES PAID BY APPLICANT FOR FEDERAL OR TRIBAL LANDS ............................................................................................................. H-19 xii List of Tables Table A1-1. Description of the various physical features for the Tuckasegee ........................................... Hydroelectric Project ..................................................................................................... A1-6 Table A1-2. Description of the various physical features for the Thorpe Hydroelectric Project ....... A1-7 Table C1.1-1. Chronological History of the Thorpe Development .......................................................C1-1 Table C2.1-1. Chronological History of the Tuckasegee Development ................................................C2-2 Table E1.1-1. Jackson County Population Trends 1990-2010 .............................................................. E1-7 Table E2.4-2. Historical Stream Flow Data (cfs) Associated with the Tuckasegee Development ............... by Month for the Period 1945 through 2000 for the USGS Gage at Bryson City ................. (03513000) ................................................................................................................... E2-10 Table E2.5-1. List of Sources to Obtain NPDES Permit Information ................................................. E2-11 Table E2.6-1. Summary of Water Quality Parameters Collected from the Tuckasegee River- .................... 40.6 miles Downstream of the Tuckasegee Development near Bryson City During the Period 9/1/94 to 8/31/99 (NCDENR-DWQ 2000)........................................................ E2-12 Table E2.6-1. (continued) Summary of Water Quality Parameters Collected from the .............................. Tuckasegee River- 40.6 miles Downstream of the Tuckasegee Development near .............. Bryson City During the Period 9/1/94 to 8/31/99 (NCDENR-DWQ 2000) ................. E2-13 Table E2.7-1. Water Quality Management Responsibilities of State and Federal ........................................ Regulatory Agencies..................................................................................................... E2-17 Table E2.9-1. Temperature and Dissolved Oxygen Sampling Locations Associated with the .................... West Fork Tuckasegee Hydroelectric Projects - Period of Deployments, Stream Classifications, and Available Historical Data ............................................................. E2-31 Table E2.9-2. Morphometric Characteristics of the West Fork Tuckasegee River Reservoirs ........... E2-34 Table E3.1-1. Catch per unit effort (number per hour and number per 100 m of stream) for ...................... Locations WF-1 and WF-2, West Fork Tuckasegee River bypass during August and September 2001 .............................................................................................................. E3-7 Table E3.1-2. Fish species occurrence by year for the West Fork Tuckasegee River bypass ...................... reaches during 1988, 1997 through 1999, and 2001 ......................................... E3-8 Table E3.1-4. Fish species historically collected by the NCWRC from Lake Glenville..................... E3-11 Table E3.1-5. Fish species collected from Lake Glenville in 1998 and 1999 ..................................... E3-11 Table E3.1-6. Fish species collected during sampling of the Tuckasegee River (T-4 and T-5) and The West Fork bypass (WF-1 and WF-2)............................................................................ E3-15 Table E3.1-7. Total number of fish collected at Station T-4 within the Tuckasegee River downstream of the West Fork Project ................................................................................................... E3-15 Table E3.1-8. Total number of fish collected at Station T-5 downstream of the Tuckasegee River downstream of the West Fork Project........................................................................... E3-17 Table E3.1-9. Summary of wounded darter collections from the Tuckasegee River .......................... E3-18 Table E3.1-10. Aquatic Resource and Water Quality Management Responsibilities of State and .................. xiii List of Tables Federal Regulatory Agencies........................................................................................ E3-19 Table E3.1-11. Shoreline habitat survey results by habitat type for Lake Glenville ............................. E3-36 Table E3.1-12. Elevation (feet) and slope (°) associated with major littoral habitat types found .................. in Lake Glenville .......................................................................................................... E3-42 Table E3.1-14. Percent reduction of total habitat acreage, by habitat type, associated with each .................. 5-foot incremental decrease in reservoir level on Lake Glenville ................................ E3-44 Table E3.2-1. Procedure for developing bioclassification (from SOP NCDENR 2001)..................... E3-54 Table E3.2-2. Qualitative Bioassessment of the West Fork Tuckasegee River downstream of Thorpe Table E3.2-3. Aquatic Resource and Water Quality Management Responsibilities of State and ................ Federal Regulatory Agencies........................................................................................ E3-62 Table E3.2-4. Macroinvertebrate Sampling Information Associated with the West Fork Project ...... E3-71 Table E3.4-1. Rare, Threatened, and Endangered Species documented in Jackson County ............. E3-115 Table E5.1-1. National Forests, Parks, and Reservations Located Within a 50-Mile Radius of the ............ West Fork Project ........................................................................................................... E5-2 Table E5.1-2. Recreation Facilities within the Nantahala National Forest............................................ E5-8 Table E5.1-3. Recreation Facilities within the Southern Portion of Pisgah National Forest................. E5-8 Table E5.1-4. Recreation Facilities within the Great Smoky Mountains National Park ....................... E5-9 Table E5.1-5. Recreational Facilities within the Eastern Band of the Cherokee Indians Reservation E5-10 Table E5.2-1. Public (Non-Commercial) Recreation Sites at the West Fork Project .......................... E5-12 Table E5.3-1. Estimated Daytime Recreation Days at the West Fork Project..................................... E5-13 Table E5.3-2. Estimated Nighttime Angler Use at the West Fork Project (Lake Glenville) ............... E5-13 Table E5.3-3. Average Expenditures of Contact Survey Respondents (Access Site Users) and .................. Commercial Patrons at the West Fork Project .............................................................. E5-15 Table E5.3-5. Opinions on Crowding at the West Fork Project .......................................................... E5-18 Table E5.3-6. Adequacy of Existing Recreation Facilities at the West Fork Project .......................... E5-18 Table E5.3-6. (continued) Adequacy of Existing Recreation Facilities at the West Fork Project....... E5-19 Table E5.3-7. Carrying Capacity Estimates for Lake Glenville .......................................................... E5-21 Table E5.3-8. Recreation Site Carrying Capacity Estimates for Sites on Lake Glenville ................... E5-22 Table E5.6-1. River sections assessed during the Tuckasegee River Angling Flow Study................. E5-36 Table E5.6-2. Actual flows assessed during the Tuckasegee River Angling Flow Study ................... E5-40 Table E5.6-3. River sections assessed during the Tuckasegee River Paddling Flow Study................ E5-47 Table E5.6-4. Measured Study Flows in the Dillsboro Section........................................................... E5-52 Table E5.6-5. Participant Information for the Dillsboro Section......................................................... E5-53 Table E5.6-6. Summary of Participant Preferences for Possible Paddling Experiences ..................... E5-53 Table E5.6-7. Summary of Participant Ratings for Paddling Characteristics...................................... E5-54 Table E5.6-8. Summary Rating of Factors that Can Affect Satisfaction with a Whitewater Trip....... E5-55 xiv List of Tables Table E5.6-9. Number of Participants Selecting the Skill Level Needed to Safely Paddle .......................... each Flow...................................................................................................................... E5-55 Table E5.6-10. Number of Participants Rating the Whitewater Difficulty at the Four Flows................ E5-56 Table E5.6-11. Summary of the Number of Hits, Acceptable Hits, Stops, Drags, and Portages ................... at the Four Flows .......................................................................................................... E5-56 Table E5.6-12. Summary Ratings for Overall Experience, Flow Preference, and Whether ........................... Participants Would Paddle Flows Again ...................................................................... E5-57 Table E5.6-13. Mean and Median Flows designated by Participants for Specific Experiences............ E5-59 Table E5.6-14. Comparison to Other Rivers on a Local, Regional, and National Level....................... E5-61 Table E5.6-15. Measured Study Flows in the Whittier Section ............................................................ E5-63 Table E5.6-16. Participant Information for the Whittier Section .......................................................... E5-64 Table E5.6-17. Summary of Participant Preferences for Possible Paddling Experiences ..................... E5-64 Table E5.6-18. Summary of Participant Ratings for Paddling Characteristics...................................... E5-65 Table E5.6-19. Summary Ratings of Factors that Can Affect Satisfaction with a Whitewater Trip ..... E5-66 Table E5.6-20. Number of Participants Selecting the Skill Level Needed to Safely Paddle each .................. Flow.............................................................................................................................. E5-62 Table E5.6-21. Number of Participants Rating the Whitewater Difficulty at each Flow ...................... E5-62 Table E5.6-22. Summary of the Number of Hits, Acceptable Hits, Stops, Drags, and Portages at ................ each Flow...................................................................................................................... E5-63 Table E5.6-23. Summary Ratings for Overall Experience, Flow Preference, and Whether Participants Would Paddle Flows Again .......................................................................................... E5-63 Table E5.6-24. Mean and Median Flows designated by Participants for Specific Experiences.......... E5-659 Table E5.6-25. Comparision to other rivers on a Local, Regional, and National Level........................ E5-70 Table E5.6-26. Measured Flows in the West Fork By-Pass Section ..................................................... E5-73 Table E5.6-27. Summary of Participant Ratings1 for Paddling Characteristics.................................... E5-74 Table E5.6-28. Summary Ratings of Factors that Can Affect Satisfaction with a Whitewater Trip ..... E5-74 Table E5.6-29. Number of Participants Selecting the Skill Level Needed to Safely Paddle .......................... each Flow...................................................................................................................... E5-75 Table E5.6-30. Number of Participants Rating the Whitewater Difficulty at the Two Flows................ E5-75 Table E5.6-31. Summary Ratings for Overall Experience, Flow Preference, and Whether ............................ Participants Would Paddle Flows Again ...................................................................... E5-75 Table E5.6-32. Mean and Median Flows Designated by Participants for Specific Experiences ........... E5-76 Table E5.6-33. Comparison to Other Rivers on a Local, Regional, and National Level....................... E5-76 Table E9.1-1. Jackson County Population Trends 1990-2010 .............................................................. E9-1 Table E9.3-1. Data Sources Associated with the Project ...................................................................... E9-9 xv List of Figures Figure A1.0-1 Project Location Map ...................................................................................................... A-2 Figure B2.2-1 Annual Flow Duration Curve – Thorpe ...........................................................................B-5 Figure B2.2-2 January Flow Duration Curve – Thorpe ..........................................................................B-5 Figure B2.2-3 February Flow Duration Curve – Thorpe ........................................................................B-6 Figure B2.2-4 March Flow Duration Curve – Thorpe ............................................................................B-6 Figure B2.2-5 April Flow Duration Curve – Thorpe ..............................................................................B-7 Figure B2.2-6 May Flow Duration Curve – Thorpe ...............................................................................B-7 Figure B2.2-7 June Flow Duration Curve – Thorpe ...............................................................................B-8 Figure B2.2-8 July Flow Duration Curve – Thorpe ................................................................................B-8 Figure B2.2-9 August Flow Duration Curve – Thorpe ...........................................................................B-9 Figure B2.2-10 September Flow Duration Curve – Thorpe .......................................................................B-9 Figure B2.2-11 October Flow Duration Curve – Thorpe .........................................................................B-10 Figure B2.2-12 November Flow Duration Curve – Thorpe .....................................................................B-10 Figure B2.2-13 December Flow Duration Curve – Thorpe......................................................................B-11 Figure B2.2-14 Annual Flow Duration Curve – Tuckasegee ...................................................................B-12 Figure B2.2-15 January Flow Duration Curve – Tuckasegee...................................................................B-12 Figure B2.2-16 February Flow Duration Curve – Tuckasegee.................................................................B-13 Figure B2.2-17 March Flow Duration Curve – Tuckasegee.....................................................................B-13 Figure B2.2-18 April Flow Duration Curve – Tuckasegee.......................................................................B-14 Figure B2.2-19 May Flow Duration Curve – Tuckasegee........................................................................B-14 Figure B2.2-20 June Flow Duration Curve – Tuckasegee........................................................................B-15 Figure B2.2-21 July Flow Duration Curve – Tuckasegee ........................................................................B-15 Figure B2.2-22 August Flow Duration Curve – Tuckasegee ...................................................................B-16 Figure B2.2-23 September Flow Duration Curve – Tuckasegee ..............................................................B-16 Figure B2.2-24 October Flow Duration Curve – Tuckasegee ..................................................................B-17 Figure B2.2-25 November Flow Duration Curve – Tuckasegee ..............................................................B-17 Figure B2.2-26 December Flow Duration Curve – Tuckasegee...............................................................B-18 Figure B2.2-27 Lake Glenville Reservoir Storage Curve.........................................................................B-19 Figure B2.2-28 Lake Glenville Rule Curve..............................................................................................B-19 Figure B2.2-29 Tuckasegee Rule Curve...................................................................................................B-20 Figure B2.2-30 Tuckasegee Tailwater Rating Curve ...............................................................................B-21 Figure B2.2-31 Thorpe Generator Output versus Net Head .....................................................................B-22 Figure B2.2-32 Tuckasegee Generator Output versus Net Head..............................................................B-22 Figure E1.1-1. Project Location Map ...................................................................................................... E1-2 Figure E2.9-2. 1983 Temperature Isopleths in Lake Glenville ............................................................. E2-39 Figure E2.9-3. August Temperature Profiles in Lake Glenville -.......................................................... E2-40 Figure E2.9-4. 1999 Summer Temperature Profiles in Lake Glenville ......................................................... xvi List of Figures 1988, 1990, 1995, 1999, 2000, and 2001...................................................................... E2-40 Figure E2.9-5. Regression Analysis of the August Depth of the 12º, 16º, and 20º Isotherms in Lake ....... Glenville as a Function of the Mean Daily Summer Outflow ...................................... E2-40 Figure E2.9-6. Lake Glenville Storage Curve .............................................................................. E2-44 Figure E2.9-7. Potential Days of 20ºC (or less) Water Released from Thorpe Hydroelectric ............. E2-44 Station at Various Summer Tributary Inflows Figure E2.9-8. Mean, Minimum, and Maximum Daily Water Temperatures, Thorpe By-Pass West Fork, Tuckasegee River........................................................................................ E2-45 Figure E2.9-9. Mean, Minimum, and Maximum Daily Water Temperatures, West Fork, ............................. Tuckasegee River RM 1.1, 100 meters downstream of Tuckasegee Powerhouse .......... E2-4 Figure E2.9-9. Mean, Minimum, and Maximum Daily Water Temperatures, West Fork, Tuckasegee River RM 1.1, 100 meters downstream of Tuckasegee Powerhouse ........ E2-44 Figure E2.9-10. Comparison of the June 15 minute Water Temperatures, West Fork Tuckasegee ................ River (RM 1.1), Thorpe By-Pass, and Air Temperatures to Tuckasegee Hydro .................. Generation Flow ........................................................................................................... E2-45 Figure E2.9-11. Comparison of the July 15 minute Water Temperatures, West Fork Tuckasegee ................. River (RM 1.1), Thorpe By-Pass, and Air Temperatures to Tuckasegee Hydro .................. Generation Flow ........................................................................................................... E2-45 Figure E2.9-12. August Dissolved Oxygen Profiles in Lake Glenville - ......................................................... Figure E2.9-13. 1999 Summer Dissolved Oxygen Profiles in Lake Glenville ...................................... E2-48 Figure E2.9-14 Comparison of the observed 5 minute Dissolved Oxygen Concentrations, Calculated ... Oxygen Saturation Concentrations, and Generation Flow, August, 2001, West Fork, Tuckasegee River (downstream of Tuckasegee Hydro) ............................................... E2-50 Figure E3.1-1. Location of fish sampling stations WF-1 and WF-2....................................................... E3-4 Figure E3.1-2. Location map showing Stations T-4 and T-5 ................................................................ E3-14 Figure E3.1-3. West Fork Project Shoreline Habitat Map (sheet 1 of 3)............................................... E3-39 Figure E3.1-3. West Fork Project Shoreline Habitat Map (sheet 2 of 3)............................................... E3-40 Figure E3.1-3. West Fork Project Shoreline Habitat Map (sheet 3 of 3)............................................... E3-41 Figure E3.2-1. Location of Macroinvertebrate sampling locations for the West Fork Project.............. E3-56 Figure E3.3-1. West Fork Development Covertype Map (Sheet 1 of 3) ............................................... E3-84 Figure E3.3-1. West Fork Development Covertype Map (Sheet 2 of 3) ............................................... E3-85 Figure E3.3-1. West Fork Development Covertype Map (Sheet 3 of 3) ............................................... E3-86 Figure E3.3-2. Lake Glenville Wetland Locations (sheet 1 of 2) .......................................................... E3-89 Figure E3.3-2. Lake Glenville Wetland Locations (sheet 2 of 2) .......................................................... E3-90 Figure E3.4-1. Location of amphibian sampling locations for the West Fork Project ........................ E3-129 Figure E5.1-1. Regional Recreation Opportunities Map ........................................................................ E5-3 Figure E5.1-1. (continued) Rec figure..................................................................................................... E5-4 xviii List of Figures Figure E5.1-1. (continued) Rec figure..................................................................................................... E5-5 Figure E5.1-1. (continued) Rec figure..................................................................................................... E5-6 Figure E5.1-1. (continued) Rec figure..................................................................................................... E5-7 Figure E5.1-1. (continued) Rec figure..................................................................................................... E5-8 Figure E5.3-1. Estimated Daytime Recreation Use at Lake Glenville by User Group.......................... E5-14 Figure E5.3-2. Estimated Daytime Recreation Use at Lake Glenville by Season ............................... E5-14 Figure E5.3-3. Distribution of Estimated Daytime Use of Public Access Site Users at ............................... Lake Glenville ............................................................................................................. E5-15 Figure E5.3-4. Estimated Future Daytime Recreation Use at the West Fork Project .......................... E5-20 Figure E5.6-1. Tuckasegee River Angling Flow Study Location Map................................................ E5-37 Figure E5.6-2. Tuckasegee River Paddling Flow Study Location Map............................................... E5-48 Figure E5.6-3 Tuckasegee River Recreational Flow Study Dillsboro Section - Overall ............................. Evaluation of Flows..................................................................................................... E5-55 Figure E5.6-4 Tuckasegee River Recreational Flow study - Dillsboro Section - Flow Level ..................... Choices for Four Different Trip Experiences .............................................................. E5-57 Figure E5.6.5. Tuckasegee River Recreational Flow Study - Whittier Section - Overall ............................ Evluation of Flows....................................................................................................... E5-63 Figure E5.6.6. Tuckasegee River Reacreationl Flow Study - Whittier Section - Flow Level ...................... Choices for Three Different Trip Experiences............................................................. E5-64 Figure E.6.3-1. Floodplain Map of West Fork Project (sheet 1 of 3) ...................................................... E6-4 Figure E.6.3-2. Floodplain Map of West fork Project (sheet 2 of 3). ...................................................... E6-5 Figure E.6.3-3. Floodplain Map of West Fork Project (sheet 3 of 3). ..................................................... E6-6 xviii Duke Power West Fork Project Draft FERC License Application TERMS, ABBREVIATIONS AND ACRONYMS A APE A Area of Potential Effect as pertaining to Ampere Section 106 of the National Historic Preservation Act AA Federal Antiquities Act Apr April ACHP Advisory Council on Historic Preservation AR American Rivers ADA Americans with Disabilities Act Aug August ac-ft acre-foot, the amount of water needed to Automatic/semi-automatic/manual cover one acre to a depth of one foot powerhouses An automatic powerhouse can be started, stopped, and have its load and voltage Afterbay A reservoir immediately changed from a remote or master station, powerhouse, via supervisory control. A semi-automatic sometimes used to re-regulate flows to the powerhouse with SCADA may allow a river or stream remote station to change load and/or downstream located from a voltage, and may allow a remote AGC shutdown, but must be started manually. Automatic Generation Control, the ability A semi-automatic powerhouse without to control the megawatt output of a given SCADA will send alarms to a remote or powerhouse from a remote site. master station. A manual powerhouse must have all its functions performed at the powerhouse a Duke Power West Fork Project Draft FERC License Application AW cf American Whitewater cubic foot B cfs Before Christ Conduit cubic feet per second BC A pipe, flume or canal used for diverting BI or moving water from one point to Biotic Index another, usually used when there is no existing streambed or waterway Black Start Capability The ability of a unit to start up without the CWA use Federal Clean Water Act of an external transmission or distribution voltage power source D BMP Best Management Practice D Day BOD Biological oxygen demand DBH Diameter at Breast Height C DEA Draft environmental assessment C Celsius Dec December CFR Code of Federal Regulations b Duke Power West Fork Project Draft FERC License Application DEIR EPT Draft Environmental Impact Report Ephemeroptera, Plecoptera and Trichoptera Distribution System The substations, transformers and lines ESA that convey electricity from high-power Endangered Species Act transmission lines to the consumer etc. DO et cetera Dissolved oxygen Eutrophication Duke In waterbodies such as lakes it is a Duke Power, A Division of Duke Energy condition of being nutrient rich. Corporation, Nantahala Area F E ˚F EA Degrees Fahrenheit Environmental Assessment FAC EAP Federal Advisory Committee Emergency Action Plan FACA EIR Federal Advisory Committee Act Environmental Impact Report FE EIS A Environmental Impact Statement species or subspecies listed as endangered under the Federal Endangered Species Act c Duke Power West Fork Project Draft FERC License Application FEMA Forebay Federal Emergency Management Agency A reservoir upstream from the powerhouse, from which water is drawn FEPD into a tunnel or penstock for delivery to A federally-listed endangered species the powerhouse currently proposed for delisting under the ESA FPA Federal Power Act FERC Federal Energy Regulatory Commission Francis Turbine A radial-inflow reaction turbine, where FERC Project Boundary flow through the runner is radial to the The area surrounding Project facilities and turbine shaft features as delineated in Exhibit G or K and described in the FERC license. FSC Special Concern Species, an Flashboards administrative designation by USFWS Removable boards installed in reservoir (former category 2 species) spillways to increase storage capacity FSCD FLPMA First Stage Consultation Document, also Federal Land Policy and Management Act known as Initial Consultation Document or ICD Flume A lined structure, commonly made of FSS wood, A species or subspecies designated as metal or concrete, used for conveyance of water, usually where no “sensitive” by the USFS streambed exists or the topography is not suitable for a canal or tunnel d Duke Power West Fork Project Draft FERC License Application gpm FT A species or subspecies listed Gallons per minute as threatened under the Federal Endangered Species Act Generator A machine powered by a turbine that produces electric current Ft Foot GPS Global Positioning System FTPD A federally listed, threatened species currently proposed for delisting under the GWh ESA Gigawatt hour (equals one million kilowatt hours) Full Pond Elevation The elevation, expressed in feet above H Mean Sea Level, of the spillway crest or top of the flood control gates, whichever is HABTAT higher. IFIM simulation mode FWCA Head Fish and Wildlife Coordination Act Hydraulic head is the vertical distance between the water surface elevation of a reservoir and the water surface elevation at G the tailrace. g gram Hp Horsepower GIS Geographic Information System hr Hour e Duke Power West Fork Project Draft FERC License Application HSI kg Habitat Suitability Indices kilograms: 1,000 grams Hydrograph kg/day Characteristics of flow volume, velocity, kilograms per day and other hydrologic characteristics of a stream over a period of time, or a graph kg/ha showing these characteristics. kilograms per hectare Hz kg/yr. Hertz cycles per second kilograms per year I kV kilovolts: 1,000 volts ICD Initial Consultation Document, see FSCD kVA kilovolt amperes IFIM USFWS Instream Flow Incremental kW Methodology kilowatts: 1,000 watts in kWh inch kilowatt-hour: 1,000 watt hours J K L l liter k kilometer: 1,000 meters f Duke Power West Fork Project Draft FERC License Application min M minute MA Millions of years ago mills/kWh cents per kilowatt hour MADF Minimum average daily flow MIR Minimal implementation requirement, a USFS system m meter MIS USFS Management Indicator Species µ micro mm Millimeters mgC/m2 milligrams of carbon per square meter MMI Modified Mercalli Intensity µg/l Micrograms per liter Must-Run µmho/cm Energy or ancillary services necessary to Micromohos per centimeter, a maintain system reliability measurement of conductivity mVA megavolt-ampere mg/l Milligrams per liter MW Megawatt mi. Mile g Duke Power West Fork Project Draft FERC License Application MWh NGOS megawatt-hours Non-Governmental Organizations N NHI Natural Heritage Institute NCDWQ NC Division of Water Quality NHPA National Historic Preservation Act NCDWR NC Division of Water Resources NMFS National Marine Fisheries Service NCDSWC NC Division of Soil and Water NOI Conservation Notice of Intent NCEMC NPDES NC Environmental Management National Pollution Discharge Elimination System NCWF North Carolina Wildlife Federation NPL Nantahala Power & Light NCWRC North Carolina Wildlife Resources NRHP Commission National Register of Historic Places ND NTU no data available Nephelometric turbidity unit NEPA NWI National Environmental Policy Act National Wetlands Inventory h Duke Power West Fork Project Draft FERC License Application NWS PH National Weather Service Powerhouse O PLC P PM&E Operation of generating facilities to meet PMF maximum Probable maximum flood Programmable Project Controller Protective Mitigation and Enhancement Peaking instantaneous electrical demands Project Penstock Term describing the pertinent Duke An inclined pressurized pipe through Power–Nantahala which water flows from a forebay or and associated project boundaries hydroelectric facility tunnel to the powerhouse turbine Project Area Area within the FERC Project Boundary PETS Protected, Endangered, Threatened, Species Protection All of the relays and other equipment pf which are used to open the necessary power factor, the ratio of actual power to circuit breakers to separate pieces of apparent power. equipment from each other when trouble Power factor is the cosine of the phase angle difference develops between the current and voltage of a given phase. Unity power factor exists when the Protective Relay voltage and current are in phase A device whose function is to detect defective lines or apparatus, or other i Duke Power West Fork Project Draft FERC License Application power system conditions of an abnormal Riparian or dangerous nature, and to initiate Relating to the bank of a natural course of appropriate control circuit action water PURPA RMS Public Utilities Regulatory Policies Act River management system Q RM River mile as measured along the river course QF A qualifying facility, a co-generator or small power producer that sells its excess rpm power to a public utility revolutions per minute R RTE Ramping used in this document as a catch- all term The act of increasing or decreasing stream for flows from a powerhouse, dam or division species, regional sensitive species, Forest structure Service concern species, and species of Rare, Threatened, and Endangered. RTE is proposed/ concern threatened/ regardless of endangered the specific Relicensing administrative listings used by the US The process of acquiring a new or Forest Service, US Fish and Wildlife subsequent license for a project that has an Service, and NC Natural Heritage. existing license from FERC RTU Reservoir Useable Capacity Remote terminal unit. A remotely located A volume measurement of the amount of piece of equipment used for collecting water that can be stored for generation, data and/or for operating equipment via down to a minimum level SCADA j Duke Power West Fork Project Draft FERC License Application Run-of-the-River Spillway A hydro project that uses the flow of a A passage for releasing surplus water from stream with little or no reservoir capacity a reservoir for storing water sq. ft square foot S SCADA sq. mi. Supervisory Control And Data Acquisition square mile system Station Use SCDHEC Energy used to operate the generating South Carolina Department of Health and facility’s auxiliary equipment Environmental Control Study Area SCDNR The geographic area covered by a specific South Carolina Department of Natural study Resources T Sluice An artificial channel for conducting water, Tailrace with a valve or floodgate to regulate the Channel flow through which water is discharged from the powerhouse turbines SOP Three-winding Transformer Standard Operation Procedures A transformer with a primary, secondary and tertiary winding which may be used to SPCC Spill connect generation with two different Prevention and & Control voltage transmission circuits, or with both Countermeasures k Duke Power West Fork Project Draft FERC License Application distribution and transmission circuits, USBIA without the use of additional transformers U.S. Department of Interior, Bureau of Indian Affairs TLT Technical Leadership Team USBLM U.S. Department of Interior, Bureau of Land Management Trash Rack A mechanism, found on a dam or intake structure, which clears the water of debris USBR before the water passes through the U.S. Department of Interior, Bureau of structure Reclamation TSS USC Total suspended solids United States Code Turbine USCOE A machine that converts the energy of a U.S. Army Corps of Engineers stream of water into the mechanical energy of rotation. This energy is then USDA used to turn an electrical generator or other U.S. Department of Agriculture device. Also called a “water wheel” USDI U.S. Department of Interior TVA Tennessee Valley Authority USEPA U U. S. Environmental Protection Agency US USFS United States U.S. Department of Agriculture l Duke Power West Fork Project Draft FERC License Application USFWS U.S. Department of Interior, Fish and X Wildlife Services USGS Y U.S. Geologic Survey USNPS Z U.S. Department of Interior, U.S National Park Service V V volts W W Watts WPCOG Western Piedmont Council of Governments WSEL Water surface elevation WUA Weighted Usable Area m West Fork INITIAL STATEMENT BEFORE THE FEDERAL ENERGY REGULATORY COMMISSION Application For License For Major Project - Existing Dam (18 C.F.R. Subpart F) (1) Duke Power, a division of Duke Energy Corporation, Nantahala Area, applies to the Federal Energy Regulatory Commission for a new license for the West Fork Project No. 2686, as described hereinafter. (2) The location of the Project is: State or Territory: Counties: Township or nearby town: Stream or other body of water: (3)(i) North Carolina Jackson Cashiers, North Carolina West Fork of the Tuckasegee River The exact name and telephone number of the applicant, are: Duke Power, a division of Duke Energy Corporation, Nantahala Area 301 NP&L Loop Road Franklin, NC 28734 Tel: (828) 369-4500 (3)(ii) The exact name, address, and telephone number of each person authorized to act as agent for the applicant in this application, are: Jeffrey G. Lineberger, P.E. Manager, Hydro Licensing Duke Power 526 South Church St. PO Box 1006 Charlotte, NC 28201-1006 Tel: (704) 382-5942 jglinebe@duke-energy.com John A. Whittaker, IV Winston & Strawn 1400 L Street, N.W. Washington, DC 20005 Tel: (202) 371-5766 Fax: (202) 371-5950 jwhittak@winston.com John C. Wishon Nantahala Area Relicensing Project Manager Duke Power 301 NP&L Loop Franklin, NC 28734 Tel: (828) 369-4604 Fax: (828) 321-3535 jcwishon@duke-energy.com (4) The applicant is a domestic corporation and is not claiming preference under section 7(a) of the Federal Power Act. See 16 U.S.C. § 796. (5)(i) The statutory or regulatory requirements of the state(s) in which the Project would be located that affect the Project as proposed with respect to bed and banks and the appropriation, diversion, and use of water for power purposes, and with respect to the right to engage in the business of developing, transmitting, and distributing power and in any other business necessary to accomplish the purposes of the license under the Federal Power Act, are: (a) North Carolina law gives a riparian owner the right to make reasonable use of water in a stream as it passes through its land. In Dunlap v. Carolina Power & Light Co., 212 N.C. 814, 195 S.E. 43 (1938), the Supreme Court of North Carolina held that reasonable use includes the right to erect and maintain dams for power purposes. Applicant has fee title, flooding rights and/or easements to and over all lands within the Project boundary and thus has the right to operate and maintain Project facilities. (b) In order for the Commission to issue a subsequent license for the Project, the State of North Carolina must issue a water quality certification for the Project pursuant to § 401(a)(1) of the Clean Water Act (CWA), 33 U.S.C. § 1341(a)(1), or waive compliance therewith. (c) Applicant is a corporation duly organized and existing under the laws of the State of North Carolina and is duly authorized by its Articles of Incorporation to engage in the business of generating, transmitting, and distributing power to the public. (5)(ii) The steps which the applicant has taken or plans to take to comply with each of the laws cited above, are: Applicant has fully complied with all applicable requirements of the laws of the State of North Carolina except for obtaining § 401(a)(1) CWA water quality certification; applicant is applying to the State of North Carolina for such certification. (6) The Applicant owns all existing Project facilities. 2 VERIFICATION This application is executed in the STATE OF NORTH CAROLINA COUNTY OF ____________________ By: Duke Power, a division of Duke Energy Corporation, Nantahala Area 301 NP&L Loop Road Franklin, NC 28734 ________________, being duly sworn, deposes and says that the contents of this application are true to the best of his knowledge or belief. The undersigned applicant has signed this application this __ day of _______, _____. Duke Power, a division of Duke Energy Corporation, Nantahala Area By: ____________________________ Subscribed and sworn to before me, a Notary Public, of the State of North Carolina, this __, day of ________, ____. _______________________________________ Notary Public My Commission Expires: __________________ 3 Duke Power West Fork Project Draft FERC License Application EXHIBIT A: DESCRIPTION OF PROJECT A1.0 PROJECT LOCATION The West Fork Project (FERC # 2686) is located on the west fork of the Tuckasegee River in Jackson County, North Carolina (see Exhibit G and Figure A1.0-1). The West Fork Project consists of two developments: Thorpe and Tuckasegee. A2.0 A2.1 PROJECT HISTORY Tuckasegee Construction of the Tuckasegee Development began in April 1949 and the first electricity was generated from the facility in May 1950. Initially operated by the Aluminum Company of America (Alcoa) and its subsidiary, Nantahala Power & Light (NP&L), all assets of NP&L were purchased by Duke Power in November 1988. A2.2 Thorpe Construction of the Thorpe Development began in September 1940 and the first electricity was generated from the facility in October 1941. Initially operated by the Aluminum Company of America (Alcoa) and its subsidiary, Nantahala Power & Light (NP&L), all assets of NP&L were purchased by Duke Power in November 1988. A3.0 EXISTING PROJECT FACILITIES Each development consists of a reservoir, dam, intake, water conveyance and a concrete powerhouse containing a single generating unit. A3.1 Dams and Spillways A3.1.1 Tuckasegee Dam and Spillway The Tuckasegee Dam (also referred to herein as the project Dam) is a concrete arch structure 254 feet in length with a maximum height of 61 feet. It is located on the west fork of the Tuckasegee at River Mile 3.1, immediately downstream of the Thorpe Powerhouse. Twenty-four steel flashboards and one trashgate, all three feet in height, are located along the crest of the dam. One flashboard is manually operated while the remainder are breaking-link type. The trashgate is 7.54 feet wide; the manual flashboard is 18.28 feet wide and remaining flashboards are 9.03 feet wide. The total spillway length is 233.5 feet. A-1 CARROLL CO. VIRGINIA TENNESSEE PATRICK CO. GRAYSON CO. ASHE CO. DAN SURRY CO. WILKES CO. WATAUGA CO. KIN YAD RIVE R FORSYTH CO. A AT TO OG TY UNION CO. R EN RIV ER OR CH EE ED RIV RIVER ER FAIRFIELD CO. GEORGIA RABUN CO. R NORTH CAROLINA SO GE UT OR H C GI A R A OL IN LEGEND A CEDAR CLIFF BEAR CREEK TUCKASEGEE MACON CO. RIV ER RIVE CLAY CO. CO NG AR EE WATEREE NANTAHALA LAKE LEXINGTON CO. EDGEFIELD CO. STROM THURMOND LAKE JACKSON CO. - HYDRO PLANTS - NANTAHALA SERVICE AREA THORPE FRANKLIN MISSION ER RICHLAND CO. LAKE MURRAY CO. SYLVA FRANKLIN RIV BUZZARD'S ROOST SALUDA CO. DILLSBORO WHITE OAK KERSHAW CO. WATEREE LAKE N SO OR U TH TH C C AR A O R L O IN LI A N A GREENWOOD CO. LINCOLN LAKE EMORY CEDAR CREEK Y NANTAHALA ROCKY CREEK ROCKY CREEK LAKE WATEREE ELBERT CO. QUEENS CREEK DEARBORN NEWBERRY CO. McCORMICK CO. GRAHAM CO. CHESTERFIELD CO. FISHING CREEK GREAT FALLS LAKE ABBEVILLE CO. CHEROKEE ROBBINSVILLE FISHING CREEK LAKE GREAT FALLS DEE RE R.B. RUSSELL LAKE LAKE SANTEELAH LANCASTER CO. CHESTER CO. RIVER ER LAURENS CO. LAKE GREENWOOD HART CO. BRYSON GE RIV HARTWELL RESERVOIR SWAIN CO. RICHMOND CO. ANSON CO. E PE GREENVILLE CO. ANDERSON CO. STEPHENS CO. ER KEOWEE RIVER MOORE CO. R RIVE UNION CO. YORK CO. BROAD O DA LO WYLIE 99 ISLANDS R STANLY CO. SPARTANBURG CO. SALU GA CO. MONTGOMERY CO. LAKE TILLERY RIV RIVE LAKE KEOWEE TU RIV ER LAKE WYLIE GASTON SHOALS 99 ISLANDS RESERVOIR T LE CO PA JOCASSEE OCONEE CO. HABERSHAM CO. ROCKY MECKLENBURG LEE CO. BADIN LAKE CABARRUS CO. MTN. ISLAND LAKE MTN. ISLAND RIVER CHEROKEE CO. PICKENS CO. ER RIV COWANS FORD GASTON CO. ROCKY FRANKLIN CO. FONTANA LAKE BR OA D S. PACOLET RESERVOIR LAKE JOCASSEE BAD CREEK RABUN CO. WAKE CO. FEAR POLK CO. LAKE SUMMIT CLEVELAND CO. TRANSYLVANIA CO. LAKE TOXAWAY HIGHLANDS PE CA RUTHERFORD CO. LAKE ADGER TUXEDO TENNESSEE CREEK LAKE GLENVILLE ROWAN CO. LAKE LURE HENDERSON CO. CEDAR CLIFF BEAR CREEK FRANKLIN THORPE FRANKLIN MACON CO. CHATHAM CO. RANDOLPH CO. LINCOLN CO. FORK WHITE OAK NANTAHALA LAKE CLAY CO. DEEP HIGH ROCK LAKE CATAWBA CO. R SYLVIA DURHAM CO. VE DILLSBORO TUCKASEGEE LAKE EMORY ORANGE CO. DAVIDSON CO. FO RK BRIDGEWATER LAKE NORMAN JACKSON CO. QUEENS CREEK DAVIE CO. LOOKOUT McDOWELL CO. VANCE CO. IDOLS RESERVOIR UT H LOOKOUT SHOALS LAKE LAKE HICKORY RHODHISS LAKE JAMES ALAMANCE CO. GUILFORD CO. RI NANTAHALA MISSION MURPHY LAKE RHODHISS LAKE TAHOMA BUNCOMBE CO. SO OXFORD BURKE CO. D CHEROKEE ROBBINSVILLE R NO BRYSON LAKE SANTEELAH CHEROKEE CO. OA IREDELL CO. HAYWOOD CO. FONTANA LAKE GRAHAM CO. BR RIVER EE SS E NN NA TE LI RO A C TH SWAIN CO. MADISON CO. H UT SO NORTH E A SE LIN ES RO NN A TE TH C R NO ALEXANDER CO. CALDWELL CO. YANCEY CO. GRANVILLE CO. PERSON CO. BELEWS LAKE RIVER YADKIN CO. FR EN CH CASWELL CO. ROCKINGHAM CO. STOKES CO. HALIFAX CO. VIRGINIA NORTH CAROLINA W. KERR SCOTT RESERVOIR AVERY CO. MITCHELL CO. PITTSYLVANIA CO. HENRY CO. ALLEGHANY CO. LAKE GLENVILLE - RIVERS TENNESSEE CREEK HIGHLANDS DUKE POWER, A DIVISION OF DUKE ENERGY CORP., NANTAHALA AREA SYSTEM MAP Figure A1.0-1 5 0 5 10 15 20 SCALE - MILES 25 30 35 40 45 Duke Power West Fork Project Draft FERC License Application A3.1.2 Thorpe Dam and Spillway The Thorpe Dam (also referred to herein as the project Dam) is a rockfill dam with a sloping earth core 900 feet in length with a maximum height of 150 feet. It is located at River Mile 9.7 on the west fork of the Tuckasegee River. An earth and rockfill saddle dam, 410 feet in length with a maximum height of 122 feet is located approximately 500 feet from the main dam left abutment. The spillway for Thorpe is located at the right abutment and consists of two radial Tainter gates and six erodible fuse plug sections. The float controlled radial gates are 25 feet wide and 12 feet high. Concrete walls separate the six fuse plugs. Two fuse plugs each are at elevations 3,493.8 feet, 3494.8 feet and 3495.8 feet. The total length of the six fuse plugs is approximately 224 feet. Four of the six fuse plugs were re-built in 2003 as part of a new state highway bridge structure being constructed across the spillway. A3.2 Reservoirs A3.2.1 Tuckasegee Reservoir The reservoir, referred to herein as the Project reservoir, has a surface area of 7.9 acres at maximum normal pool Elevation 22778.75 feet. The reservoir useful storage at maximum normal pool is 35 acre-feet. The drainage area of Tuckasegee Reservoir is 54.7 square miles and the average annual flow is approximately 158 cfs. The intake to the water conduit leading to the powerhouse is located at the left side of the dam. Steel trash racks protect the intake and a Tainter gate allows water to be shut off. The intake directs water to the water conveyance system consisting of 3,246 feet of pressure tunnel, the majority of which is unlined. Lined sections are 9 feet in diameter. The tunnel leads to the surge tank that is 15 feet in diameter. A steel penstock, 198 feet long leads from the surge tank to the turbine scroll case. A3.2.2 Lake Glenville The reservoir, referred to herein as the Lake Glenville, has a surface area of 1,462 acres at maximum normal pool Elevation 3491.8 feet. The reservoir volume at maximum normal pool is 72,000 acre-feet. The drainage area of Lake Glenville is 36.7 square miles and the average annual flow is approximately 115 cfs. The intake to the water conduit leading to the powerhouse is located in the right abutment. Two motor operated sluice gates provide a means of closure at the intake that is protected by steel trashracks. The intake directs water to the water conveyance system consisting of three sections A-3 Duke Power West Fork Project Draft FERC License Application of tunnel, two sections of steel pipe and a steel penstock section. The tunnel varies in size from 12 feet by 12 feet unlined to 7 feet in diameter steel lined. Penstock diameter varies form 8 feet to 6 feet and terminates at the two nozzles directing water to the turbine. The total length of the water conveyance is 16,287 feet. A bypass tunnel, 9 feet in diameter is located in the right abutment of the main dam and was used as a diversion during construction. Two motor operated sluice gates control flow at the diversion that is not utilized as part of normal operations. A3.3 Powerhouse, Generator and Turbine Data A3.3.1 Tuckasegee Powerhouse, Generator and Turbine Data Tuckasegee powerhouse is constructed of reinforced concrete founded on rock with a steel frame roof system. The principal dimensions of the structure are 32 feet long by 26.5 feet wide. The powerhouse contains one generating unit on a vertical shaft. The generating unit consists of an S. Morgan Smith Francis-type turbine producing 3,915 H.P. at best efficiency gate position under 118 feet design head and 360 revolutions per minute connected to a Electric Machinery Manufacturing Company generator rated 3,333 kVA at 0.90 power factor, 6,600 volts, 3 phase, 60 cycle. The current turbine runner was installed as part of original construction in 1950. A3.3.2 Thorpe Powerhouse, Generator and Turbine Data Thorpe powerhouse is constructed of reinforced concrete founded on rock with a brick superstructure and steel truss roof system. The principal dimensions of the structure are 102 feet long by 50 feet wide by 84 feet high. The powerhouse contains one generating unit on a horizontal shaft. The generating unit consists of an Allis-Chalmers Horizontal Impulse-type turbine producing 30,000 H.P. at best efficiency gate position under 1,150 feet design head and 257 revolutions per minute connected to an Allis-Chalmers generator rated 27,000 kVA at 0.80 power factor, 6,600 volts, 3 phase, 60 cycle. The current turbine runner was installed as part of original construction in 1941. A3.4 Transformers The Tuckasegee Development does not have a step-up transformer and power is transmitted at generator voltage to the Thorpe switchyard. The Thorpe Development has four single-phase step-up transformers; three in service and one spare rated 6.6 kV primary / 161.25 kV secondary. A-4 Duke Power A4.0 West Fork Project Draft FERC License Application TRANSMISSION LINES AND ADDITIONAL EQUIPMENT The power from the West Fork Projects is connected to the applicant’s transmission system at the Thorpe substation. No primary transmission lines are included as part of the project. A5.0 FEDERAL LANDS There are no federal lands enclosed within the project boundaries of the East Fork Project. A-5 Duke Power West Fork Project Draft FERC License Application Table A1-1: Description of the various physical features for the Tuckasegee Hydroelectric Project Location: River County State Tuckasegee (West Fork) Jackson North Carolina Date of Completion: Dam Powerhouse 1950 1950 Reservoir: Drainage Area Full Pond Elevation Useful Storage Average Annual Inflow Surface Area at Full Pond Elevation 54.7 square miles 2278.75 feet 35 acre-feet 158 cfs 7.9 acres Dams: Main Type Total Length Height Concrete Arch 254 feet 61 feet Powerhouse: Structure Installed Capacity at 0.90 p.f. Average Annual Generation Turbine Number Design Head Rating Reinforced concrete building 3,000 kW 10,669,000 kWh 1 118 feet 3,915 hp A-6 Duke Power West Fork Project Draft FERC License Application Table A1-2: Description of the various physical features for the Thorpe Hydroelectric Project Location: River County State Tuckasegee (West Fork) Jackson North Carolina Date of Completion: Dam Powerhouse 1941 1941 Reservoir (Total): Drainage Area Full Pond Elevation Useful Storage Average Annual Inflow Surface Area at Full Pond Elevation 36.7 square miles 3,491.8 feet 67,100 acre-feet 115 cfs 1,462 acres Dams: Main Dam Type Total Length Height Earth and Rock fill 900 feet 150 feet Saddle Dam Type Total Length Height Earth and Rock fill 410 feet 122 feet Powerhouse: Structure Installed Capacity at 0.80 p.f. Average Annual Generation Turbine Number Design Head Rating Reinforced concrete building 21,600 kW 84,805,000 kWh 1 1,150 feet 30,000 hp A-7 Duke Power West Fork Project Draft FERC License Application EXHIBIT B: PROJECT OPERATION & RESOURCE UTILIZATION B1.0 B1.1 PROJECT OPERATION Overview The West Fork Hydroelectric Project is located on the West Fork of the Tuckasegee River and its tributaries in Jackson County, North Carolina. The project includes two developments: Thorpe and Tuckasegee. B1.1.1 Thorpe Development The Thorpe Development, originally named Glenville, consists of a reservoir (Lake Glenville), earth and rock fill dam, tunnel, penstock, and powerhouse with a single generating unit. The reservoir encompasses an area of 1,462 acres and is utilized for production of hydroelectric power, recreational fishing, swimming, and boating. The watershed covers approximately 36.7 square miles. The plant has been in commercial operation since 1941. Power is generated by a horizontal impulse turbine rated at 30,000 HP at a design head of 1,150 ft. The generator is rated at 21,600 KW. The plant is staffed Monday through Thursday during the day shift and is unattended during other hours. The plant is remotely monitored and automatically controlled at the Nantahala Operations center in Franklin, North Carolina. B1.1.2 Tuckasegee Development The Tuckasegee Development consists of a reservoir, concrete arch dam, tunnel, steel penstock and powerhouse with a single generating unit. The Tuckasegee Dam impounds a small (7.9 acres) reservoir, utilized for production of hydroelectric power and recreational fishing. The watershed covers approximately 54.7 square miles. The plant has been in commercial operation since 1950. Power is generated by a vertical Francis type turbine rated at 3,915 HP at a head of 118 feet. The Generator is rated at 3,000 KW. The project is unattended during normal operating conditions, with remote monitoring and automatic control at the Nantahala Operations center in Franklin, North Carolina. Operating personnel from the Nantahala or Thorpe plants normally check the Tuckasegee Development on a weekly basis. B-1 Duke Power B1.2 West Fork Project Draft FERC License Application Annual Plant Factor The annual plant factor (APF) is calculated based on the following formula: APF = Average Annual Energy Production × 100 Rated Capacity × 8760 For the two developments in the West Fork Project, the estimated annual plant factors are: B1.3 Development Generation Period APF Thorpe 1946-2002 44.8% Tuckasegee 1951-2002 40.6% Operation During Adverse, Mean, and High Water Years Due to the small storage capacity of the Tuckasegee reservoir, Lake Glenville is the storage reservoir for both developments. The Tuckasegee plant operates (except for maintenance outages) whenever the Thorpe unit is operating or if there is a discharge from the Thorpe spillway. Both of the plants are operated in accordance with seasonal water availability and rule curve guides, which are based on long-term historical records. Operating ranges are modified to accommodate actual seasonal conditions such as drought or high inflow. These deviations are based on information obtained from national meteorological sources and local rainfall and reservoir elevation gages. Day to day operations are based on estimated inflows, current rule curve, local recreational needs, and system load and voltage support needs. Both of the generating stations are operated as peaking units under normal flow and water conditions. If peaking does not maintain the reservoir elevation within the normal operating range, the plants are operated for an additional time period at a reduced load to lower the reservoir elevation. During periods of high inflow and high reservoir elevation, the plants are operated at maximum load, 24 hours a day to prevent spilling. In general, during periods of normal inflow, the plants will generate a prescribed number of hours per day to support electric customer needs and the downstream flow needs in the main stem of the Tuckasegee River, typically during different periods each day. In addition, minimum flows are provided from the Tuckasegee Dam and Tainter gate releases from Lake Glenville are scheduled to enhance downstream recreational activities and to maintain lake levels above certain prescribed minimum levels. During adverse water conditions and low inflow periods, generation is reduced on a weekly basis, along with corresponding weekly reductions in bypass flows, Tainter gate releases for recreation, and minimum reservoir levels in accordance with a Low Inflow Protocol (LIP) agreement. The incremental reduction of all water demands on the system will continue B-2 Duke Power West Fork Project Draft FERC License Application until inflows are restored to a point where the reservoir returns to its normal operating range. Sitespecific operations follow. B1.3.1 Thorpe Development The reservoir is maintained at a constant elevation of 3,489.75 ft. (USGS) from June 1 to October 31. During the months of November, December, and January, the reservoir is drawn down to elevation 3,477.75 ft. (USGS). During February, the reservoir is refilled. On a daily basis, the reservoir is maintained with a normal operating range as shown in Fig B2.2-28. Full reservoir elevation is elevation 3491.75 ft. (USGS)> B1.3.2 Tuckasegee Development The Tuckasegee Development is operated according to seasonal water availability while maintaining a relatively constant water elevation of 2,276.5 ft. (USGS) annually. Full reservoir elevation is 2278.75 ft. (USGS). Because of the 1998 Agreement between Duke Power and the various resource agencies, Duke Power maintains a downstream instantaneous flow into the West Fork of the Tuckasegee River. This instantaneous flow is 20 cfs or the stream flow entering the Tuckasegee Reservoir from the West Fork of the Tuckasegee River, whichever is less. Currently this water is bypassed directly through a gate in the Tuckasegee spillway. Daily operation of the Tuckasegee Development is such that the reservoir elevation is essentially constant and varies within a normal operating range as shown in Figure 2.2-29. B2.0 B2.1 ENERGY PRODUCTION Dependable Capacity and Average Energy Production The estimated annual energy production for each development is: Development Generation Period Avg. Annual Energy -MWH Thorpe 1946-2002 84,805 Tuckasegee 1951-2002 10,669 The dependable capacity for each development is estimated to be: Development Dependable Capacity (MW) Thorpe Tuckasegee 5 0.6 B-3 Duke Power B2.2 West Fork Project Draft FERC License Application Supporting Data B2.2.1 Historical Flow Data The minimum, mean and maximum recorded flows in cfs at the power plant intake for each development are: Flow Thorpe Tuckasegee Minimum 1 20 Mean 116 181 Maximum 3,458 3,939 Inflow statistics and the flow duration curves for the West Fork Project were computed from a calculated daily inflow series for the project. No upstream gaging stations are available for determining inflow to the project. Daily project inflows were calculated from reservoir level and generation records from the years 1956 to 1999. These daily flows were processed using SAS Institute analytical analysis programs provided by NC WRC to compute the summary statistics and flow-duration curves presented in this application. No adjustments were made for evaporation, leakage, minimum flow releases, or other reductions in available flow. B2.2.1.1. Thorpe Flow Duration Curves Annual and monthly flow duration curves for the Thorpe Development are presented in Figures B2.2-1 to B2.2-13. B-4 Duke Power West Fork Project Draft FERC License Application Figure B2.2-1 Annual Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-2 January Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-5 Duke Power West Fork Project Draft FERC License Application Figure B2.2-3 February Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-4 March Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-6 Duke Power West Fork Project Draft FERC License Application Figure B2.2-5 April Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-6 May Flow Duration Curve – Thorpe May flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-7 Duke Power West Fork Project Draft FERC License Application Figure B2.2-7 June Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-8 July Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-8 Duke Power West Fork Project Draft FERC License Application Figure B2.2-9 August Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-10 September Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-9 Duke Power West Fork Project Draft FERC License Application Figure B2.2-11 October Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-12 November Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-10 Duke Power West Fork Project Draft FERC License Application Figure B2.2-13 December Flow Duration Curve – Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% Percent of time flow is equalled or exceeded B2.2.1.2 Tuckasegee Flow Duration Curves Annual and monthly flow duration curves for the Tuckasegee Development are presented in Figures B2.2-14 to B2.2-26 B-11 100% Duke Power West Fork Project Draft FERC License Application Figure B2.2-14 Annual Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-15 January Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-12 Duke Power West Fork Project Draft FERC License Application Figure B2.2-16 February Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-17 March Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-13 Duke Power West Fork Project Draft FERC License Application Figure B2.2-18 April Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-19 May Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-14 Duke Power West Fork Project Draft FERC License Application Figure B2.2-20 June Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-21 July Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-15 Duke Power West Fork Project Draft FERC License Application Figure B2.2-22 August Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-23 September Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-16 Duke Power West Fork Project Draft FERC License Application Figure B2.2-24 October Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded Figure B2.2-25 November Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded B-17 Duke Power West Fork Project Draft FERC License Application Figure B2.2-26 December Flow Duration Curve – Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% Percent of time flow is equalled or exceeded B2.2.2 Period of Critical Streamflow Low inflow years were reviewed and ranked to determine the period of critical streamflow experienced during the life of the project. Two low inflow years, 1986 and 2000, have been experienced during the life of the project. The dependable capacity was calculated based on the total generation for the year 2000. B2.2.3 Storage Capacities and Rule Curves Lake Glenville has a gross storage of 72,000 acre-feet at full reservoir elevation and a usable storage capacity of 20,100 acre-feet between elevation 3,491.750 ft. and elevation 3,476.8 ft. as shown on the area-capacity curve in Figure B2.2-27 B-18 Duke Power West Fork Project Draft FERC License Application Figure B2.2-27 Lake Glenville Reservoir Storage Curve Lake Glenville (Thorpe) Reservoir Storage Curve 3,520 El. 3491.75 3,500 Reservoir Elevation (ft - USGS Datum) 3,480 El. 3476.8 3,460 3,440 20,100 Acre Ft. Useable Stroage 3,420 3,400 3,380 3,360 0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 Storage (acre ft) Figure B2.2-28 Lake Glenville Rule Curve Thorpe (Lake Glenville)Rule Curve 3,495 3,485 3,480 3,475 Normal Operating Range 3,470 ec -0 1 D ov -0 1 N ct -0 1 O Se p01 Au g01 Ju l-0 1 Ju n01 01 M ay - 01 Ap r- 01 M ar - Fe b01 3,465 Ja n01 Reservoir Elevation (ft - USGS Datum) 3,490 Month of Year HISTORIC RULE CURVE NORMAL TARGET ELEVATION NORMAL MAX. ELEV NORMAL MIN. ELEVATION B-19 Duke Power West Fork Project Draft FERC License Application The Tuckasegee project maintains a constant reservoir elevation throughout the year. The reservoir is small in size and does not provide significant storage (35 acre ft) and therefore no reservoir storage curve is provided. Figure B2.2-29 Tuckasegee Rule Curve Tuckasegee Lake Rule Curve 2,279 2,278 2,277 2,276 Month of Year HISTORIC RULE CURVE B-20 ec -0 1 D ov -0 1 N ct -0 1 O Se p01 Au g01 Ju l-0 1 Ju n01 01 M ay - 01 Ap r- 01 M ar - Fe b01 2,275 Ja n01 Reservoir Elevation (ft - USGS Datum) 2,280 Duke Power West Fork Project Draft FERC License Application B2.2.4 Hydraulic Capacity The estimated hydraulic capacities of the power plants (maximum flow through the power plant) for each development are: Development Hydraulic Capacity (cfs) Thorpe 270 Tuckasegee 360 B2.2.5 Curves Tailwater Rating There is no tailwater rating information available for the Thorpe Development because the generating unit at the Thorpe Development is a Pelton unit. The Thorpe tailwater elevation is basically the reservoir elevation of the Tuckasegee reservoir. The tailwater rating curve for the Tuckasegee Development is presented in Figure B2.2-30. Figure B2.2-30 Tuckasegee Tailwater Rating Curve Tuckasegee Tailwater Rating Curve 2,185 Tailwater Elevation (ft - USGS Datum) 2,180 2,175 2,170 2,165 2,160 2,155 0 5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000 45,000 Discharge (cfs) B2.2.6 Power Plant Capability Power plant capability curves are presented in Figures B2.2-31 and B2.2-32. B-21 50,000 Duke Power West Fork Project Draft FERC License Application Figure B2.2-31 Thorpe Generator Output versus Net Head Thorpe Hydro Station Power Plant Capability Curve 1,205 1,201 Ft. Max. 1,200 Net Head ( Ft. ) 1,195 1,191 Ft. Norm. 1,190 1,185 1,181 Ft. Min. 1,180 1,175 16,400 16,450 16,500 16,550 16,600 16,650 16,700 16,750 16,800 Generator Output ( kW ) @ Peak Turbine Efficiency Figure B2.2-32 Tuckasegee Generator Output versus Net Head Tuckaseegee Hydro Station Power Plant Capability Curve 120 119 118.5 Ft. Max Net Head ( Ft. ) 118 117 116.5 Ft. Norm. 116 115 114.5 Ft. Min. 114 113 2,350 2,375 2,400 2,425 2,450 Generator Output ( kW ) @ Peak Turbine Efficiency B-22 2,475 2,500 Duke Power West Fork Project Draft FERC License Application B3.0 POWER UTILIZATION The Nantahala Project is utilized to generate electricity for use by retail customers living in the Duke Power-Nantahala area. Approximately 0.25 percent of the energy generated by the West Fork Project is utilized on-site. The remaining energy is used to supply a portion of the system requirements of the Applicant. B4.0 FUTURE DEVELOPMENT There are no plans for future development at the West Fork Project at this time. B-23 Duke Power West Fork Project Draft FERC License Application EXHIBIT C: CONSTRUCTION HISTORY C1.0 C1.1 THORPE DEVELOPMENT Construction History Construction of the Thorpe Development began in September 1940 and the first electricity was generated from the Thorpe Powerhouse in October 1941. The development was one of a series of hydroelectric projects constructed in the mountains of western North Carolina by the Aluminum Company of America (Alcoa) and its subsidiary, Nantahala Power and Light Company (NP&L). In November, 1988 Duke Power Company purchased NP&L from Alcoa. Duke connected the NP&L system to its electric transmission grid and in 1998; NP&L became a division of Duke Power Company. Table C1.1-1 lists a chronological summary of major events in the history of the Thorpe Development. Table C1.1-1 Date Chronological History of the Thorpe Development Event September, 1940 Construction of the Thorpe (originally named Glenville) Development began February 12, 1941 Closure of the dam is completed and the filling of the reservoir commences. October 14, 1941 Facility dedication and commissioning date of generating unit with first power generation. 1942 “New Fontana Agreement” signed with TVA gave the Tennessee Valley Authority dispatch control over NP&L hydroelectric stations until December 31, 1982 July 14, 1951 Renamed Thorpe Development 1966 NP&L submits license application for the West Fork Project January 28, 1981 FERC issues license for project No. 2686 with a term of twenty-five years 1995 Generator rewound 1997 Station controls are automated and operations are transferred to remote operations center. October 10, 2002 C1.2 Thorpe Reservoir is renamed Lake Glenville Proposed Development There is no new construction planned for the Thorpe Development of the West Fork Project at this time. C1-1 Duke Power C2.0 C2.1 West Fork Project Draft FERC License Application TUCKASEGEE DEVELOPMENT Construction History Construction of the Tuckasegee Development began in April 1949 and the first electricity was generated from the Tuckasegee Powerhouse in May, 1950. The development was one of a series of hydroelectric projects constructed in the mountains of western North Carolina by the Aluminum Company of America (Alcoa) and its subsidiary, Nantahala Power and Light Company (NP&L). In November, 1988 Duke Power Company purchased NP&L from Alcoa. Duke connected the NP&L system to its electric transmission grid and in 1998 NP&L became a division of Duke Power Company. Table C2.1-1 Date Chronological History of the Tuckasegee Development Event April, 1949 May 24, 1950 May 26, 1950 Construction of the Tuckasegee Development began Closure of the dam is completed and the filling of the reservoir commences. Facility dedication and commissioning date of generating unit with first power generation. 1964 1966 January 28, 1981 1997 Rewound generator NP&L submits license application for the West Fork Project FERC issues license for project No. 2686 with a term of twenty-five years Station controls are automated and operations are transferred to remote operations center. C2.2 Proposed Development There is no new construction planned for the Tuckasegee Development of the West Fork Project at this time. C2-1 C1-1 Duke Power West Fork Project Draft FERC License Application EXHIBIT D: COSTS AND FINANCING D1.0 ORIGINAL COST OF PROJECT This is not an application for an original license. Therefore, a tabulated statement of original cost of Project land or water rights, structures, or facilities is not applicable. D2.0 AMOUNT PAYABLE IN EVENT OF PROJECT TAKEOVER – FAIR VALUE, NET INVESTMENT, AND SEVERANCE DAMAGES The Applicant would be entitled to receive the net investment or a fair market value plus severance damages in the event of a project takeover pursuant to Section 14 of the Federal Power Act. This amount is estimated to be $35,471,116 in 2003 dollars. The following information regarding fair value, net investment, and severance damages provides detail for this estimate. D2.1 Fair Value A definition of fair value could be assumed to be, either a fair market value for the Project with its associated generation and power delivery assets, or the current net investment plus severance damages. Due to uncertainty in the generation market and a very limited number of recent hydro facility divestitures, it would be difficult to support a determination of the market value of this Project. Therefore, the basis for a fair value estimate has been assumed to be the net investment plus severance damages. D2.2 Net Investment Net investment is assumed original cost plus the cost of additions and betterments minus the accumulated depreciation balance for the Project assets. The net investment value as of the end of 2002 is $2,177,764. This is the asset value listed in the Uniform System of Accounts for the Thorpe and Tuckasegee Hydroelectric Stations as of December 31, 2002 and is on file with the Federal Energy Regulatory Commission. D2.3 Severance Damages Loss of the Project due to a takeover would impact the Applicant, its customers, and its investors in many ways. Since the Project is a component of a power system mix that consists of multiple types of generation with various fuel sources, impacts extend beyond the value of the firm capacity and energy contribution from the Project itself. The full extent of actual severance damages would be dependent upon the details of the system separation, assets involved, the characteristics of the replacement power resource, and the compensation mechanism used to reimburse the Applicant for the system value lost due to removing the power and reliability provided by the Project. Since many of these details are unknown, some simplification and D1-1 Duke Power West Fork Project Draft FERC License Application assumptions must be made in preparing an estimate. For purposes of this application, the severance damage calculation has been limited to estimates of the value lost and additional costs incurred by severing the Project from the system and by replacing it with an alternative hydro generation resource. Severance damages are estimated to be $33,293,352 in 2003 dollars. Project Severance Costs for Project Generation The Applicant would incur various costs in replacing the power output from the licensed project with alternative generation and/or purchased power. Actual replacement costs would depend on many factors including the replacement source, location, fuel type, and availability. For purposes of a severance damage calculation, the alternative has been assumed to be replacement with a storage hydro project that is connected to the transmission grid and is being compensated at current SCHEDULE PP-H (NC) 15-year fixed rates. The generation characteristics of the West Fork Hydroelectric Project were used to define the generation profile for the alternative resource to duplicate a replacement in kind. The methodology used to estimate replacement cost uses two cost components, energy cost and capacity cost. The SCHEDULE PP-H (NC) rate structure is designed to provide compensation for both of these components on a generation profile basis. Historical generation projections and profiles for the Project have been used to calculate an annual value of Project power estimate of $3,084,333 in 2003 dollars for a typical year. The average annual cost of power produced by the West Fork Hydroelectric Project is $866,624 as shown in the calculation within section H3.1 of Exhibit H and section D4 within this Exhibit. The difference between the annual replacement cost and cost of power produced is $2,217,710. This is considered the annual cost of replacing the Project generation. The estimated net present value of this additional cost for the period 2003-2042 is $29,839,512. This is the generation component of severance damages. Project Severance Costs for Transmission Facilities The West Fork Project consists of the Thorpe Hydro (nominally rated 27 MVA) and the Tuckasegee Hydro (nominally rated 3.3 MVA) Facilities which interconnect at an electrical substation located immediately adjacent to the Thorpe Power House. Tuckasegee ties directly to the 6.6 kV Thorpe Hydro generator bus. The West Fork Project interconnects to the transmission system at 161 kV through the Generator Step-Up (GSU) Transformers. For the purposes of generation interconnection the Interconnection Point shall be defined as the terminal pad on the D1-2 Duke Power West Fork Project Draft FERC License Application transformer side of the transformer isolating disconnect switch located on the 161 kV side of the GSU transformer. This device utilizes a reference number of 9507 for identification purposes. Significant transmission facilities are contained within the boundaries of the existing project. The Thorpe Switchyard serves as a major bussing point for 1 (one) 161 kV transmission line, 3 (three) 66 kV transmission lines, 1 (one) 66 kV bus line supporting the East Fork Project, 1 (one) 161-66 kV transformer bank, 1 (one) 66-12 kV transformer bank, and 2 (two) 12 kV distribution lines. In the event the West Fork Project would be severed from the Applicant’s Transmission System certain system modifications would be required to maintain reliable and functional service. It is assumed, that those properties currently allocated for substation application, would be retained for such purposes even for those extreme cases where the existing generation facilities would be removed in totality. The severance damages that would be incurred by the Applicant due to the separation of the project are estimated to be $2,728,600 based on 2003 dollars (including provisions for tax gross). The following assumptions were made for compiling this estimate: Title to all electrical equipment found in the substation yard between the power house wall and the interconnection point shall be sold with the project. This shall include GSU transformers, breakers, potential transformers, station service transformers, switches, fuses, steel structures, bus, and wiring. All station components such as control cables, cable trays, conduit, foundations, etc will be abandoned in place. All relay and control equipment associated with the operation of the transmission equipment shall be removed from the power house control room. A new relay control building shall be required for the exclusive use of the transmission system owner in support of all transmission facilities terminating at Thorpe Switchyard. The house will contain all required relay and control equipment, station DC system, station telemetry systems, station communication systems etc. Substation fence shall be modified to assure compliance with all applicable codes and standards. The substation auxiliary service shall be upgraded to accommodate all required electrical loads associated with the substation and new control building. New relay and control systems replacing those previously located in the power house will be installed in the new control building. D1-3 Duke Power West Fork Project Draft FERC License Application Transmission System thermal and voltage studies have been performed for the purpose of evaluating whether any additional network improvement may be required remote to the Project. Those studies indicate no system improvements are required based on known system conditions and loadings at the time of the study (April 2, 2003). Power flow cases used in the study were developed from the internal 2006 summer peak and the 2006-2007 winter peak cases. The results of the Applicant’s annual internal screenings were used as a baseline to identify the impact of Project severance. Interconnection of the West Fork Project by New Applican Any new applicant, seeking to interconnect the West Fork Project subsequent to severance from the Applicant’s transmission system, will be required to make application for interconnection as prescribed by FERC policy and Duke Power’s Transmission Open Access Tariff procedures in affect at the time of the application. Interconnection voltage shall be 161 kV. The new applicant will be responsible for installation of all necessary equipment between the facility generation and the Interconnection Point (Transmission Owner’s Isolating Disconnects). The new applicant must comply with all requirements as defined by the Transmission Owners Facility Interconnection Requirements document. The Interconnection cost, which would be incurred by the Applicant, is estimated to be $725,240 (includes tax gross-up provisions). This cost represents those efforts necessary to establish a terminal position complete with all required protective devices, switches, bus, wiring, support structures, relaying, controls, metering & telemetry to reliably accommodate interconnection and monitor energy delivered to the transmission system. The total transmission severance damages that would be incurred by the Applicant due to Project separation and reconnection to a new applicant are estimated to be $3,453,840 in 2003 dollars. D3.0 ESTIMATED COST OF NEW DEVELOPMENT No new development is proposed for this project, therefore, a statement of estimated costs is not applicable. D4.0 ESTIMATED AVERAGE ANNUAL COST OF THE PROJECT The average annual cost of the West Fork Hydroelectric Project is $866,623 as calculated below. This information is also provided in Section H3.1 of Exhibit H. D1-4 Duke Power West Fork Project Draft FERC License Application Thorpe Hydroelectric Station A. Last two year average annual O&M cost $ 404,491 B. Estimate of Fringe Benefit & Tax cost on O&M labor $ 25,285 C. Property Taxes $ 21,836 D. Estimate of depreciation using plant values & depreciation rates $ 63,955 E. Cost of Capital 1. Original Cost of Plant $8,246,081 2. Estimated Accumulated Depreciation $6,309,844 3. Net Plant Investment $1,936,237 4. Annual Capital Cost Rate from last rate case 12.6 % Annual Cost of Capital $ 243,966 Total Annual Cost $ 759,533 Tuckasegee Hydroelectric Station A. Last two year average annual O&M cost $ 57,425 B. Estimate of Fringe Benefit & Tax cost on O&M labor $ 2,922 C. Property Taxes $ 3,030 D. Estimate of depreciation using plant values & depreciation rates $ 13,281 Annual Cost of Capital $ 30,432 Total Annual Cost $ 107,090 West Fork Project Total Annual Cost $ 866,623 E. Cost of Capital 1. Original Cost of Plant $1,120,920 2. Estimated Accumulated Depreciation $ 879,393 3. Net Plant Investment $ 241,527 4. Annual Capital Cost Rate from last rate case D5.0 12.6 % ESTIMATED ANNUAL VALUE OF THE PROJECT POWER The same methodology used to estimate the generation component of the severance damages in section D2.3 is appropriate for an estimate of the annual value of the Project power. This calculation uses a replacement with a storage hydro project that is connected to the transmission grid and is being compensated at current SCHEDULE PP-H (NC) 15-year fixed rates. This is a close approximation to a replacement in kind for the Project energy and capacity. D1-5 The Duke Power West Fork Project Draft FERC License Application SCHEDULE PP-H (NC) rate structure is designed to provide compensation for both of these components on a generation profile basis. Historical generation projections and profiles for the Project have been used to calculate an annual replacement cost estimate of $3,084,333 in 2003 dollars for a typical year. D6.0 SOURCES OF FINANCING AND ANNUAL REVENUES The Applicant would expect the annual costs identified in D4 of this section to be recovered through average annual revenues noted in D5 of this section. As estimated in these calculations, overall revenues should exceed costs. In the event of the occurrence of certain investment requirements or costs that may not be recoverable through annual revenues, the Applicant would rely on corporate financing sources to cover the difference. The Applicant has established a record of financially successful operation of generation facilities as noted in the financial statements submitted annually to the Commission in FERC Form 1 reports. D1-6 Duke Power West Fork Project Draft FERC License Application EXHIBIT E: ENVIRONMENTAL REPORT E1.0 GENERAL DESCRIPTION OF THE ENVIRONMENT Pursuant to 18 CFR 4.51(f), Duke Power-Nantahala Area (Duke) has prepared this general description of the West Fork Project (Project) environment. This section contains the following information: General location and Project description; General description of the drainage basin hydrology; General description of the Project area climate; General description of the Project area topography; General description of the Project area geology and soils; General description of the Project area wetlands, botanical resources, aquatic resources, and wildlife resources; General description of the Project are land use and demographics; General description of the Project area floodplains; Proposed PM&E measures for the Project; and A brief description on the development of relicensing studies for the Project. The Project consists of two developments, the Thorpe Development and the Tuckasegee Development. When substantial differences occur between the two developments for a specific topic or resource they will be discussed separately. Where differences between the two developments are minor or nonexistent the Project will be discussed as a whole. E1.1 Location The Project is located in southwestern North Carolina on the West Fork of the Tuckasegee River in Jackson County (Figure E1.1-1). The Project consists of two developments, the Thorpe Development, and the Tuckasegee Development. These facilities are located southeast of the town of Sylva, NC. Thorpe Dam is located on the West Fork Tuckasegee River at approximately River Mile (RM) 9.7, and Tuckasegee Dam is located on the West Fork Tuckasegee River at approximately RM 3.1. E1-1 Duke Power E1.2 West Fork Project Draft FERC License Application Drainage Basin Hydrology E1.2.1 Thorpe Development The Thorpe Development drains a 36.7 square mile watershed. The West Fork Tuckasegee River and its many tributaries drain the entire development area. The West Fork Tuckasegee River, unlike most rivers in the southeast, flows northward. It originates in the Nantahala National Forest and flows into Fontana Lake in Swain County and then into the Tennessee River. The Thorpe Dam forms an impoundment (Lake Glenville) of approximately 1,462 acres (full pool) at a surface elevation of approximately 3,491 feet mean sea level (MSL) (See Exhibit G). The average annual runoff (river inflow) into the Thorpe Development is 103 cfs with highly variable seasonal flows. E1.2.2 Tuckasegee Development The Tuckasegee Development drains a 54.7 square mile watershed, which like the Thorpe Development is drained by the West Fork Tuckasegee River and its many tributaries. The Tuckasegee Dam forms an impoundment (Tuckasegee Reservoir) of approximately 7.9 acres (full pool) at a surface elevation of approximately 2,278 feet MSL (See Exhibit G). The average annual runoff (river inflow) into the Tuckasegee Development is 158 cfs with highly variable seasonal flows like the Thorpe Development. E1.3 Climate The climate of the Project area is typical of the mountainous region of western North Carolina with mild summers, cold winters, and a growing season limited to 141 days on average. Average temperatures for winter and summer are 39o Fahrenheit (F) (4o Celsius) and 72o Fahrenheit (F) (22o C), respectively (USDA 1997). The total annual precipitation averages 50 inches, including an average snowfall of 12 inches (USDA 1997). E1.4 Topography The Project area is located in the Appalachian Mountains within the Blue Ridge Physiographic Province (Schafale and Weakley 1990), which is characterized by its generally steep, mountainous topography. Elevations in this area typically range from 2,400 to 4,000 feet MSL with some higher peaks over 4,500 feet MSL. The topography of the area varies from relatively flat basins to narrow valleys and from rolling hills to very steep mountains (USDA 1997). Streams flow through coves, narrow and moderately wide floodplains, and small areas of rock outcrops. The Project vicinity is also generally mountainous and contains large tracts of forest with few population centers (i.e., Glenville, Sylva). Human developments generally occur in E1-3 Duke Power West Fork Project Draft FERC License Application stream and river valleys and are widely scattered due to the lack of suitable low gradient building sites. E1.5 Geology The landscape around the Project area is very diverse geologically. The Appalachian Mountains, including the Blue Ridge Physiographic Province are suggested to be some of the oldest mountains in the world. Ancient tectonic plate and volcanic activity formed these mountains, which were once as tall and rugged as the Sierra-Nevada range, but time and the erosive forces of nature have reduced them to their current condition. However, the underlying material has not been changed, and consists of material weathered from high-grade, metamorphic rocks such as gneiss, and granite (USDA 1997). There are no known active faults in the Project vicinity. Gold, silver, gems, and many semi-precious stones and minerals can be found in this area. Commercial mining operations have utilized these resources in the past, but most areas are currently used only recreationally. E1.6 Soils The soils of the Project area are composed primarily of the Plott-Edneyville-Chestnut-Cullasaja general mapping unit (USDA 1997). This soil association has a loamy surface layer and subsoil and is formed in material weathered from high-grade metamorphic rocks, colluvium, or alluvium, and it includes areas of rock outcrop. Soils are moderately deep to very deep and well drained and are developed on a landscape that consist of rugged, dissected intermediate mountains that have long side slopes and narrow, winding ridge tops and drainage ways Minor soils in the Project area include Cleveland soils near areas of rock outcrops, Chandler, Fannin, and Cashiers soils on low to intermediate mountains, Evard, Cowee, and Trimont soils on low mountains, Tuckasegee, Whiteside, and Sylva soils in coves, and Cullowhee, Dellwood, Nikwasi, and Reddies soils along narrow flood plains. E1.7 Botanical and Wetland Resources There are several natural communities with many types of botanical resources located within the Project area. These natural communities include Pine-Oak Heath, Acidic Cove Forest, Canada Hemlock Forest, Spray Cliff, Sand, and Mud Bar, and Southern Appalachian Bog (Southern Subtype) as described in Schafale and Weakley (1990). No state or federally listed plant species E1-4 Duke Power West Fork Project Draft FERC License Application are currently known to occur within the Project area. A more detailed description of the botanical and wetland resources associated with the Project is provided in Section E3.3. Wetlands are those areas intermittently or permanently covered by surface water or saturated by groundwater. Army Corps of Engineers’ (ACOE) criteria for jurisdictional wetlands requires that the three-parameter criteria be met that includes the presence of hydrophytic vegetation, hydrology, and hydric soils (Environmental Laboratory 1987). Wetlands are important habitats for many species of wildlife, including avian, mammalian, reptilian, and amphibian species and often contribute disproportionately to the wildlife species diversity of an area. Wetland development within the Project area is limited to shoreline areas, coves and stream confluences by the relatively steep topography of the surrounding landscape. E1.7.1 Thorpe Development Fish and Wildlife Associates (FWA) identified 40 wetland areas adjacent to the Thorpe Development during a July and August 1999 field survey. An additional 3 wetlands, (43 total), were identified by Framatome ANP (FANP) during a September 2002 field survey. These wetland areas consist of palustrine forested, palustrine scrub/shrub and palustrine emergent wetland types. E1.7.2 Tuckasegee Development FWA identified four relatively small wetland areas adjacent to the Tuckasegee Development during an August 1999 field survey. These wetland areas consist of palustrine scrub/shrub and palustrine emergent wetland types. E1.8 Vegetative Cover E1.8.1 Thorpe Development Most of the area near the Thorpe Development was previously forest, but a portion has been cleared and a considerable amount of private development has occurred. Riparian vegetation has been largely removed in many areas. The remaining wooded areas are still quite extensive and consist primarily of white pine, and several species of oaks and hickory. Yellow birch, hemlock, and red maple with an under story of rhododendron are common in the cove areas. All of the original forest bordering the Project area has been cut at least once. Open and fallow fields are also present E1-5 Duke Power West Fork Project Draft FERC License Application E1.8.2 Tuckasegee Development Most of the area near the Tuckasegee Development is currently forested, however a small portion has been cleared, and a limited amount of private development has occurred. Riparian vegetation has been left largely intact, except where NC 107 borders the development. In this area a narrow corridor of herbaceous vegetation with a few screening trees is all that remains. The forested areas surrounding the Project consist primarily of several species of oaks, hickories, and pines with rhododendron and laurel along the edge of the reservoir. Many other species are also associated with this area and include tulip poplar, red maple, black locust and sourwood. E1.9 Wildlife and Fisheries The various habitats in the Project vicinity support a diversity of wildlife species. Many mammals have been reported in the area and include white-tailed deer, gray squirrel, raccoon, and white-footed mouse. Avian species observed in the area include Canada goose, wood duck, redtailed hawk, indigo bunting, and Carolina chickadee. Several reptile and amphibian species have also been reported from the area and include eastern box turtle, five-lined skink, northern water snake, corn snake, northern dusky salamander, gray tree frog, and American toad. Based on existing information, the Little Tennessee River Basin and specifically the Tuckasegee River exhibits a wide variety of warmwater and coolwater fish species. These species include bass and panfish, shiners and dace, suckers, darters, and trout. During the relicensing studies on the Tuckasegee River, 42 species of fish were identified. The Project area and the surrounding basin include some of the highest quality waters in North Carolina. Benthic macroinvertebrate indices are characterized by Good to Excellent ratings. E1.9.1 Rare, Threatened and Endangered Species In addition to the partial list of species common to the Project area listed above several Rare, Threatened and Endangered (RTE), species potentially occur in the Project vicinity as well. During relicensing studies magnolia warbler was documented within the Project area and eastern hellbender the wounded darter were documented in the Tuckasegee River downstream of the Project. No other RTE species are currently known from the Project area. A more detailed description of fish, macroinvertebrate, and wildlife resources associated with the Project are given in Sections E3.1, E3.2, and E3.4. E1-6 Duke Power West Fork Project Draft FERC License Application E1.10 Land Development Lands in the vicinity of the Project area are mostly rural with large areas of forest, mountains, valleys, and some small scale farming operations. Few population centers exist with the majority of homes being widely scattered. Land use within the vicinity of the Project area includes timber harvesting, agriculture, industry, residential and urban developments, and recreation. Highlands, Glenville, and Sylva, NC are located in the vicinity of the Project area. Several residential developments and a few commercial developments are located along the West Fork Tuckasegee River. E1.11 Demographics Jackson County is generally rural in nature and has a population density of 67.5 people per square mile. Only 33,121 permanent residents were in Jackson County in 2000 (NC State Demographics 2002). Caucasians are by far the largest racial group representing 50.1 percent of the population. By gender, the population is nearly equal, with slightly more males. Jackson County experienced a population increase of approximately 6,200 people over the last 10 years, and is projected to continue to do so through at least 2010 (Table E1.1-1). This translates into a 17.9 percent growth rate (NC State Demographics 2002), which is slightly higher than the state average of 17.6 percent growth. Jackson County’s industrial base has demonstrated a slow but steady growth and its economy is stable with an unemployment rate of 5.6 percent. Additionally, Jackson County has a higher per capita income than the state average. Table E1.1-1. Jackson County Population Trends 1990-2010 1990 1995 2000 JACKSON COUNTY 26,860 29,242 33,121 2010 (projected) 39,053 E1.12 Floodplains and Flood Events Due to the relatively steep topography of the Project area associated with the Thorpe and Tuckasegee Developments, floodplains are generally narrow and limited to the Projectwaterbodies and adjacent lands. Floodplains along the West Branch Tuckasegee River are mapped on Federal Emergency Management Agency (FEMA) maps. One hundred-year flood areas (Zone A) include essentially the entire Project area and some adjacent lands. Flood events have occurred both prior to and after construction of the Project developments. E1-7 Duke Power West Fork Project Draft FERC License Application E1.13 Proposed Protection, Mitigation, and Enhancement Measures in this Exhibit E The following protection, mitigation, and enhancement measures (PM&E’s) have been proposed for the West Fork Project. A Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team, (TCST), on May 16, 2003. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes the following measures in association with the West Fork Project: RECREATION FACILITIES 1. Lake Glenville Duke will provide a toilet, a public land based bank fishing area with trail (if the site is suitable), lighting, and waste collection at each of the two existing access sites (Note: NCWRC to also provide a barrier-free dock at each of the two existing public access areas). a. Provided the necessary property rights are held or can be secured by Duke or the American Whitewater Affiliation (AW), construct facilities to provide adequate access to the Glenville Bypass, including any necessary parking and trail facilities (Note that since initiating whitewater releases in the Glenville Bypass are contingent upon having adequate access facilities, this item will be a top priority in scheduling construction of the Tier 1 projects). b. Partner with NCWRC to reconfigure the entrance road and remove a boulder in the lake at one of the access areas. 2. Tuckasegee Lake a. Construct a bank fishing trail and a gravel parking area on Duke property at the headwaters of the reservoir. Provided the necessary property rights are held or can be secured by Duke or AW to allow adequate access for a boating put-in point on the Glenville Bypass, also construct a boating take-out at this location (Note that since E1-8 Duke Power West Fork Project Draft FERC License Application initiating whitewater releases in the Glenville Bypass are contingent upon having adequate access facilities, this item will be a top priority in scheduling construction of the Tier 1 projects). 3. Main Stem of Tuckasegee River below Tuckasegee Hydros a. Develop a public boat launch and gravel parking area at the Tuckasegee Powerhouse, provided suitable agreements can be reached with the property owners. 4. Wildlife Viewing Platforms on Reservoirs a. Work with the NCWRC, the USFS, the United States Fish & Wildlife Service (USFWS) and Jackson County Government to evaluate wildlife viewing opportunities on the West Fork project reservoirs at the following locations: (1) the public recreation areas adjoining the reservoirs, (2) property owned by the USFS adjoining the reservoirs or (3) Andrews Park on Lake Glenville. Provide a summary by 8/1/03 of any significant viewing opportunities and the need, practicality and cost of providing one viewing platform per reservoir at one of these three locations. b. If such a viewing platform is needed and can cost-effectively be constructed, then it will be added to the construction plans identified above (if it will be located at one of the Duke-owned access areas) or Duke will pay for its construction once construction is completed (if it will be located on USFS-owned property or at Andrews Park). 5. Public Swimming Area a. Work with the NCWRC, the USFS, the North Carolina Division of Water Resources (NCDWR) and stakeholder team representatives from the Adjoining Property Owner primary interest category to evaluate the West Fork project reservoirs and determine if a public swimming area that meets accepted design standards can be incorporated at any of the following places: (1) the public recreation areas or other Duke-owned properties adjoining the reservoirs, (2) Andrews Park on Lake Glenville, or (3) property owned by the USFS that adjoins a Duke reservoir. The public swimming area will consist of a beach, marked boundaries within the lake and a gravel parking area. Provide a summary by 8/1/03 of the most feasible location, an estimate of the construction and operational costs and identify the entity that would maintain the public swimming area. E1-9 Duke Power b. West Fork Project Draft FERC License Application If a site that meets the accepted design standards can be located, a single public swimming area will be added to the applicable site construction plan identified above (if it will be located at one of the public recreation areas, or on Duke-owned land) or Duke will pay for its construction once construction is completed (if it will be located on USFS-owned property or at Andrews Park). 6. Other Recreation Planning & Facilities Improvements a. Work with stakeholder team members from the local governments in Jackson County to prioritize other known recreation initiatives, particularly those that enhance use of the Tuckasegee River either on or downstream of a Duke hydro reservoir or that highlight the area’s cultural heritage. As a minimum, the following items must be considered and prioritized accordingly: i. Greenway facilities that include river access ii. The Andrews Park Master Plan. b. Review the prioritized list and select initiatives from the list to receive funding support from Duke. c. Contribute a total of $350,000 toward implementation of the Duke-selected initiatives. d. Contributions will be made during the project timeframes. PUBLIC INFORMATION Reservoir information a. Add the following to the Duke website - actual lake level readings, the Normal Operating Ranges, recent lake level histories, near-term lake level projections and special messages for all West Fork project reservoirs except Tuckasegee Lake. b. Actual lake levels for all West Fork project reservoirs, except Tuckasegee Lake and special messages, will be provided by the Duke telephone information line. c. Special messages concerning modifications to lake level operating bands will be communicated per the Low Inflow and Hydro Project Maintenance and Emergency Protocols. d. The above lake level information will be provided beginning in 2004. E1-10 Duke Power West Fork Project Draft FERC License Application Recreational flow information a. Generation and bypass release flow schedules for the West Fork projects will be maintained by the Duke telephone information line and website. b. Special messages concerning modifications to the generation and bypass release schedules will be communicated per the Low Inflow and Hydro Project Maintenance and Emergency Protocols. c. Establish a hotlink on the Duke website to access the real-time surface water gages on the United States Geologic Survey (USGS) website that takes the user directly to the realtime data for USGS Gage # 03510500 at Dillsboro, NC and USGS Gage # 03508000 at Tuckasegee, NC. d. The above recreational flow information will be provided beginning in 2004. Gage reactivation a. Upon completion by the USGS, pay for reactivation and ongoing maintenance of USGS Gage # 03510500 at Dillsboro, NC and USGS Gage # 03508000 at Tuckasegee, NC (Potential additional partners – NCDWR, USFWS). b. Gages operational by 2004 provided USGS, could complete reactivation by then. Communications Technology Improvements a. Duke will follow improvements in communication technology and infrastructure that may occur over the life of the next hydro project licenses and will make cost-effective enhancements to the delivery of reservoir and recreational flow information. Other Recreation Information Improvements a. Establish a Communications Working Group from interested members of the TCST to evaluate the audiences and needs for additional recreation information relative to the West Fork Projects and the access points on the main stem of the Tuckasegee River and to prepare the necessary communications tools. Potential examples include but are not limited to: 1) Signage at points of public access (e.g. show USFS and Duke property boundaries, provide web addresses and telephone numbers, provide appropriate warnings, wildlife interpretive information, etc.) 2) A recreation brochure E1-11 Duke Power West Fork Project Draft FERC License Application 3) A staff gage at the put-in point on the West Fork Bypass to provide boaters and Duke operators with field indications of flow rates in the West Fork Bypass. 4) A wildlife checklist or poster. b. Focus effort primarily on improving existing communications tools and better public access to information that already exists. c. Working Group will conduct the evaluation and propose a schedule and cost-sharing plan by August 15, 2003. LAKE LEVELS Conventions and Definitions - All elevations listed below are relative to the top of the dam (including the flood gates, fuse plugs and flashboards where applicable), with 100.0 ft = Full Pond. Normal Minimum, Normal Maximum, and Normal Target Elevations change on a daily basis. The elevations shown are for the 1st day of the given month. Elevations for other days of the month are determined by linear interpolation. The Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro Project Maintenance & Emergency Protocol. Since inflows vary significantly and outflow demands also vary, Duke will not always be able to maintain actual lake levels at the Normal Target Elevations. As long as actual lake levels are within the Normal Operating Range and Duke is not operating under the Low Inflow or Hydro Project Maintenance and Emergency Protocols, Duke will be in compliance with any future settlement agreement, 401 Water Quality Certification and license requirements with regard to lake levels. 1. Lake Glenville – Maintain the following Normal Operating Range: Month Normal Target Elevation (ft) Jan Normal Minimum Elevation (ft) 85 90 Normal Maximum Elevation (ft) 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 E1-12 Duke Power West Fork Project Draft FERC License Application Month Normal Target Elevation (ft) Jul Normal Minimum Elevation (ft) 95 97 Normal Maximum Elevation (ft) 99 Aug 93 95 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 2. Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. 3. Any changes from current operation to begin in 2004. MINIMUM FLOW AND BYPASS FLOW Main Stem below Tuckasegee a. 30 cfs combined minimum flow from December 1 through June 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by the same means as the existing provision: 1) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less). b. 55 cfs combined minimum flow from July 1 through November 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by: 1) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less). a) Implement new and additional minimum and bypass flows in 2006, or within 1 year following receipt of FERC approval to modify project facilities, whichever comes last. ANGLING AND BOATING RECREATION FLOWS Primary Angling Periods in the Main Stem Tuckasegee River a. The first weekend after Labor Day through the last weekend of October and April 1st through the first weekend of June are defined as primary angling periods with actual E1-13 Duke Power West Fork Project Draft FERC License Application flows at or below about 500 cfs being preferred (as measured at the reactivated USGS gage at Dillsboro). b. During part of this time-period, boating release schedules overlap. During this overlap period (the Saturday that occurs nine days before Memorial Day through the first weekend of June and Saturdays in September and October) the Normal Generation Schedule to Support Recreation will be: 1) West Fork Release: Saturday and Sunday one week prior to Memorial Day Weekend, Saturday and Monday of Memorial Day weekend and 3 of 4 Saturdays in September and October plus Tuesday, Friday, Saturday for the period between Memorial Day weekend through the first weekend in June for 6 hours, timed to arrive at the reactivated USGS gage at Dillsboro at approximately 10:30 AM. Primary Boating periods in the Main Stem Tuckasegee River a. Primary boating periods = Period after the first weekend of June through Labor Day, with actual flows at about 800 cfs (as measured at the reactivated USGS gage at Dillsboro) being preferred. b. During this time period, the Normal Generation Schedule to Support Recreation for 3 out of 4 weeks will be: 1) West Fork Release: Tuesday, Friday, Sunday for 6 hours, timed to arrive at the reactivated USGS gage at Dillsboro at approximately 10:30 AM. c. During this time period, the Normal Generation Schedule to Support Recreation for 1 out of 4 weeks will be: 1) West Fork Release: Tuesday, Friday, Saturday for 6 hours, timed to arrive at the reactivated USGS gage at Dillsboro at approximately 10:30 AM. d. Adjusting for Significant Baseline Flows - Duke will check the river flow daily at the reactivated Dillsboro USGS Gage #03510500 and by doing so, Duke can project the expected river flow at the Dillsboro Gage during the next scheduled generation release to support recreation. When projected baseline river flow (i.e. the flow rate at the Dillsboro USGS gage without Duke making the scheduled generation release to support recreation) is expected to average more than 500 cfs over the period from 10:30 AM to 4:30 PM, specific recreation flow releases from the Duke hydropower stations can be reduced or stopped. E1-14 Duke Power West Fork Project Draft FERC License Application e. All main stem recreational releases are at or above the best efficiency flow for the applicable hydro units. Provided the necessary property rights are held or can be secured by Duke or AW to allow adequate access, establish recreation flows in the Glenville Bypass using a Tainter Gate at Glenville Dam according to the following schedule: a. Release water for 6 hours per day for one weekend (Saturday and Sunday) per year in April. Target flow rate will be approximately 250 cfs each day and will begin at 10:00 AM. b. Provide five total afternoon releases per year for 6 hrs each, scheduled on days in the months of May through September. Target flow rate will be approximately 250 cfs each day and will begin at 10:00 AM. c. Target Flow rates - The target flow rates stated above are for flow rates at the put-in point. Actual release amounts from the Tainter gate needs to be large enough that when combined with other tributary and accretion flows, the total is as close as possible to the target flow rates. Special Events – Requests for special generation releases that require additional generation hours beyond the total number of hours as noted in Items 1 and 2 above will be handled on a case-bycase basis. To the maximum practical extent, releases will be integrated with the normal release schedule so that additional release hours beyond the normal release schedule are not needed. The requesting organization is required to consult with the Tuckasegee Gorge Association (TGA) President to coordinate their activities as much as possible prior to making a special request to Duke. Alterations to the Normal Generation Schedule to Support Recreation - Duke will consider requests on a case-by-case basis to temporarily alter the Normal Generation Schedule to Support Recreation as noted in Items 1 and 2 above. Such alteration requests may shift the hours around or reduce the total hours of releases to conserve the available water supply, but will not add additional hours to the normal total number of hours scheduled for the given month. The requesting organization is required to consult with the TGA President to coordinate their activities as much as possible prior to making a request to Duke. E1-15 Duke Power West Fork Project Draft FERC License Application Annual Recreation Planning Meeting - each October beginning in 2004, Duke will convene a meeting of the following parties to discuss recreation flow planning for the next calendar year: NCWRC, NCDWR, USFWS, USFS, AW, TGA, Carolina Canoe Club (CCC), Trout Unlimited (TU) and any other known entities desiring special releases from the West Fork Project during the coming year, plus the Friends of Lake Glenville (FLG) and the Glenville Community Development Club (GCDC). Ongoing Duke Contact for Recreation Flow Issues – Duke will continue to provide an employee, preferably with an office located in the Duke service area, to serve as a primary point of contact for day-to-day, recreation flow-related issues. The employee will have additional duties, but one of the employee’s priorities will be ensuring continued effective communications with businesses and the general public that use the river sections that have flows affected by Duke hydro stations. Evaluation of First 5 Years - in October immediately following the first 5 full recreation seasons of operation under the requirements of the new FERC license for the West Fork Projects, Duke will convene a meeting of the following parties to discuss any lessons-learned from the previous 5 years of operation and to identify any potential improvements that all the parties can agree upon: NCWRC, NCDWR, USFWS, USFS, AW, TGA, CCC, TU and any other known entities desiring special releases from the West Fork Project, plus the Friends of Lake Glenville (FLG) and the Glenville Community Development Club (GCDC). Implement the new recreation flow schedule on the main stem of the Tuckasegee River in 2006, with Duke continuing voluntary recreation flow releases from its hydro stations until then in coordination with the Tuckasegee Gorge Association. Implement the recreation flow releases in the Glenville Bypass in 2006, or upon completion of the following, whichever comes last: a. Duke verifies that it holds the necessary property rights or it or AW acquires the necessary property rights to allow adequate access to the Glenville Bypass. b. Construction of the parking areas and any portage trails at a suitable put-in point and take-out point are complete. E1-16 Duke Power West Fork Project Draft FERC License Application RESOURCE ENHANCEMENT INITIATIVES Unique Fishery Identification a. Provide support when requested, but not before the final FERC order concerning Dillsboro Project license surrender is received and the closure of all legal challenge periods has occurred, to the USFWS and the NCWRC on studies to determine the range and distribution of the sicklefin redhorse sucker in the Little Tennessee, Hiwassee and Tuckasegee Rivers. b. Duke’s contribution may be in the form of a one-time funding contribution, in-kind services or a combination of the two, not to exceed a total cost of $40,000. Soil & Water Conservation Enhancement a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between DNPA hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiative list will be requested from each board by 7/1/05. b. Review each board’s prioritized list and select initiatives from the list to receive funding support from Duke. c. Contribute $40,000 in Jackson County toward implementation of the Duke-selected initiatives. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Duke service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to E1-17 Duke Power West Fork Project Draft FERC License Application any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives. c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Provide Conservation Land a. Purchase a selected tract of land and convey its interest in the land to a governmental entity or a non-profit conservation organization. b. If the tract that is currently being considered cannot be obtained at an acceptable cost to Duke, then a replacement tract(s) of similar conservation value that can be obtained at an acceptable cost to Duke, will be pursued. c. Purchase of the selected tract or replacement tract(s) will be pursued in 2003 and 2004 by Duke. d. Conveyance of Duke’s interest in the property will occur in 2006 or within 1 year following issuance of the new FERC license for the West Fork Project and the closure of all legal challenge periods, whichever is longer. e. If conservation lands cannot be purchased at an acceptable cost to Duke, then Duke will meet with the USFS, USFWS, NCDWR, the NCWRC, and other interested parties to any future settlement agreement to consider other mitigation possibilities. SHORELINE MANAGEMENT Interim Procedures - Until the new requirements identified in Item 4 below are implemented, continue enforcing shoreline protection measures for environmentally sensitive areas (e.g. Dukedesignated wetlands) and continue limiting cutting of trees within the FERC project boundaries. Maps - Develop shoreline classification maps for Lake Glenville, identifying any unique areas that need protection for environmental, recreational, cultural or operational reasons and provide the associated lake use restrictions. E1-18 Duke Power West Fork Project Draft FERC License Application Lake & River Clean Up - Beginning in 2004, work with others to support an annual “Lake Wide Clean Up” on Lake Glenville and an annual “River Clean Up” on the main stem of the Tuckasegee River. Duke’s contribution will be to remove trash during the week following the clean-up from pre-designated disposal sites around these 4 lakes and the river. 1. Implement the final version of the lake use restrictions, vegetation management requirements and the shoreline management guidelines on 7/1/03. 2. Duke will continue reviewing and addressing lake security issues. CULTURAL RESOURCES 1. HPMP - Develop a Historic Properties Management Plan (HPMP) for the West Fork Project to ensure that significant cultural resources within the FERC Project boundary are documented and protected to the extent required by state and tribal historic preservation offices. 2. Historic Properties Management Plan to be developed and implemented within 2 years following FERC issuance of the new license and the closure of all legal challenge periods. SEDIMENT MANAGEMENT Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. SHARING THE BENEFITS OF OTHER PARTNERSHIPS 1. Duke will share the benefits of any additional cost share funding it receives, beyond any cost share funding that is already specifically accounted for herein, to help reduce its costs associated with Recreation Facilities construction and also the USGS Gage Reactivation and Other Recreation Information Improvements activities identified herein. 2. Provided all the local government stakeholder team members from Jackson County are parties to any future settlement agreement, Duke will contribute an amount equal in total to the cost share funding it receives on the activities identified in 1 as follows: a. 50% to the Other Recreation Planning and Facilities Improvements activity b. 30% to the Riparian Habitat Enhancement activity c. 20% to the Soil and Water Conservation Enhancement activity E1-19 Duke Power West Fork Project Draft FERC License Application 3. If any of the local government stakeholder team members from Jackson County are not parties to any future settlement agreement, Duke will contribute an amount equal in total to the cost share funding it receives on the activities identified in 1 as follows: a. 70% to the Riparian Habitat Enhancement activity b. 30% to the Soil and Water Conservation Enhancement activity 4. Duke contributions will be made between 1 and 15 years following FERC issuance of the new license for the West Fork Project and the closure of all legal challenge periods. 5. By 8/1/03, Duke will also investigate if there are any other potential additional cost savings that it can achieve (e.g. is there a potential for tax credits associated with any of the property conveyances or other activities noted herein). If so, Duke will determine if it can share some of those savings in a manner similar to that noted in Items 2 through 4 above. The Tuckasegee Cooperative Stakeholder Team agrees in consensus to the following for the relicensing process and the terms of the next FERC license periods for the West Fork Project license: Support continued operational flexibility for Duke’s West Fork Project Flow Prescriptions – Provided Dillsboro Dam is removed, there will be no requests or support for prescribed flows of any kind (minimum flows, bypass flows, recreation flows, channel maintenance flows, etc.) other than the prescribed flows proposed herein, except for emergency requests to support human health, environmental health, human safety or to avoid property damage. Lake Level Limitations – There will be no requests or support for lake level restrictions of any kind other than those identified herein, except for emergency requests to support human health, environmental health, human safety or to avoid property damage. Operational Restrictions – There will be no requests or support for other hydro operational restrictions of any kind, except for emergency requests to support human health, environmental health, human safety or to avoid property damage. E1-20 Duke Power West Fork Project Draft FERC License Application Low Inflow Protocol – Agree to share the burden of low water availability in accordance with the attached Low Inflow Protocol. Hydro Project Maintenance & Emergency Protocol – Agree to the approach for temporary deviation from certain license conditions to handle specific abnormal situations in accordance with the attached Hydro Project Maintenance & Emergency Protocol. Actively participate with Duke in recreation area construction and/or management. Access Area Operation and Maintenance a. NCWRC will enter into a cooperative maintenance agreement with Duke similar to the existing agreement on other Duke Power lakes for the access areas located on property owned by Duke at Lake Glenville (2), Tuckasegee Lake (1) and the access areas on the mainstem of the Tuckasegee where Duke holds the public access property rights (up to 6). b. AW will enter into a cooperative maintenance agreement for any portage trail providing access to the Glenville Bypass. c. Jackson County Parks Department will operate and maintain any facilities to be located on property the county owns. Access Area Construction a. NCWRC will provide any cost-share funding and construction support as noted herein and will repair / rebuild the facilities that they maintain as needed, including getting any prior approvals from Duke as may be required by the maintenance agreement. b. Jackson County Parks Department will repair / rebuild any facilities located on property the county owns as needed. Consideration of Additional Public Recreation Facilities in the Future a. No additional public recreation facilities associated with the West Fork Project beyond those noted herein will be requested by TCST members or the organizations they represent within the first 15 years of the new FERC licenses. b. Established mechanisms for monitoring growth in recreation facility demand (e.g. FERC Form 80, NC State Comprehensive Outdoor Recreation Plan, USFS recreation use E1-21 Duke Power West Fork Project Draft FERC License Application monitoring, etc.) will be utilized as indicators of any potential need for additional facilities or facility expansions in the future. c. Duke may also choose to undertake recreation use and needs studies if it desires to evaluate any future recreation needs that may be directly related to its hydro projects. d. After the first 15 years of operation under the new FERC licenses, additional recreation facilities can be requested by TCST members or the organizations they represent. All such requests should be justified by the requester with the necessary supporting data. e. If Duke agrees that additional recreation facilities that are directly related to its hydro projects are needed, it will endeavor in good faith to budget funds and make the necessary improvements. Preference will be given to upgrades of existing facilities that require no additional property rights and for which substantial cost-share funds are made available from other sources. Low Inflow Protocol The Low Inflow Protocol (LIP) provides trigger points and procedures for how the West Fork Project will be operated by the Licensee during periods of low inflow (i.e. periods when there is not enough water flowing into West Fork Lakes to meet the normal needs for power generation, recreation flows, minimum flows, any on-reservoir water withdrawals and lake level maintenance). The protocol was developed on the basis that all parties with interests in water quantity will share the impact of low inflow. In general during periods of normal inflow, the Licensee will provide at least a prescribed number of hours per day of generation to support electric customer needs and the downstream flow needs in the main stem of the Tuckasegee River (typically during different periods each day), in addition to scheduled Tainter gate releases from Glenville Dam for recreation and maintaining lake levels above certain prescribed minimum levels. During low inflow periods when the Licensee cannot meet all of the above conditions, it will reduce generation by prescribed amounts per generation or recreation period per day on a weekly basis, along with corresponding weekly reductions in bypass flows, Tainter gate releases for recreation and minimum reservoir levels. In addition, any large (i.e. greater than or equal to 1 Million Gallons per Day (MGD) maximum instantaneous capacity) water intakes that are authorized on the West Fork Lakes in the future will also have a reduction protocol incorporated into the easement documents that the Licensee uses to approve of such intakes. The incremental reduction of all water demands on the system will continue until inflows are restored to a point where the West Fork lake levels return to their E1-22 Duke Power West Fork Project Draft FERC License Application Normal Operating Ranges. See Volume III for the specific LIP assumptions associated with the West Fork Project. Maintenance and Emergency Protocol for the West Fork Hydro Projects Under some emergency and equipment failure and maintenance situations, certain license conditions may be impractical to meet or may need to be suspended or modified to avoid taking unnecessary risks. The purpose of this protocol is to define the most likely situations of this type, identify the potentially impacted license conditions, and outline the general approach that the Licensee will take to mitigate the impacts to license conditions and to communicate with the resource agencies and affected parties. Specific details associated with the Maintenance and Emergency Protocols for the West Fork Project are provided in Volume III. Shoreline Management Guidelines Duke Power-Nantahala Area’s Shoreline Management Guidelines (SMG) applies to all reservoirs owned by Duke Power in the Nantahala area, with the following exception. On Tuckasegee Lake (as well as several other small reservoirs), pier/docking regulations will not apply. Due to their small size and/or environmental concerns, pier/docks will not be permitted on these reservoirs. In general, property owned by Duke includes the lakes, dams, power plants, substations, all land below the full pool elevation of the reservoir and in most cases the land extending ten (10) vertical feet above the full pool elevation of the reservoir. All Duke property lines above full pool elevation extend vertically. See Volume III for specifics associated with the Shoreline Management guidelines. These Shoreline Management Guidelines set forth the rights and limitations as to the use of Duke’s shoreline properties. These guidelines are designed to: Meet Duke’s regulatory requirements. Protect Duke’s generation interests. Protect the scenic and environmental value of Duke’s shoreline property. Provide recreational benefits to the general public. Provide a guide to adjacent property owners on permitted uses of Duke properties. E1-23 Duke Power West Fork Project Draft FERC License Application CLASSIFICATIONS AND LAKE USE RESTRICTIONS FOR THE NANTAHALA AREA Duke also has developed new classifications and lake use restrictions for the Nantahala area lakes. These requirements include restrictions on piers/docks, shoreline stabilization measures, and excavation in certain vegetated and shoreline areas. The lake use classifications and restrictions are provided below and in Volume III. Vegetated Areas/Coves with Stream Confluence - This habitat type exists where stable, emergent, native vegetation (rooted within the normal operating range of lake levels and having a minimum lakeward width of 5 feet) composes > 50% of the area for a minimum distance of 100 linear feet or where intermittent or permanent streams enter the upper ends of coves (with or without vegetation). Where cove heads with a stream confluence exist but lack vegetation, this classification will extend to 50 feet beyond the edge of an established sedimentation delta. In the absence of an existing delta, this classification will extend 50 feet beyond each side of the intersection of the stream centerline and the full pond contour. The following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No piers, clearing, excavation, or shoreline stabilization inside the project boundary. Appeals for Piers/Docks Having No Practicable Alternative - Property owners may request to have special consideration given to their proposal under the LAKE USE RESTRICTIONS to place a pier/dock in vegetated areas within the Vegetated Areas/Coves with Steam Confluence classification by providing compelling information that supports a contention that no practicable alternative to the requested pier/dock access exists. Mitigation - Successful appeals should be expected to include reasonable mitigation requirements recommended by the natural resource agencies. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal. Mitigation considerations include: 1) contribution to enhancement comparable to the impact; 2) maintenance of the mitigation activities as long as the facility exists; 3) implementation of the mitigation prior to facility construction; 4) allowance for out- of- kind replacement involving different habitat types provided the recommended replacement is greater than or equal to the total value of the habitat impacted, 5) in-kind replacement as the preferred method although out-of-kind habitat enhancements can be deemed acceptable, and; 6) a premise of no net loss of habitat important for fish and wildlife. E1-24 Duke Power West Fork Project Draft FERC License Application Construction Limitations - Individual simple piers/docks (serving single individual project front property owners) that completely bridge by elevated pile or pole-supported walkway over the vegetated area may be allowed, along with clearing of access corridors needed for such docks, no clearing except for access corridors, no excavation or shoreline stabilization inside the project boundary. Piers/docks cannot be placed within 50 feet of a stream confluence. The total number of piers/docks that can potentially be constructed in an area > 100 feet classified as Vegetated Areas/Coves with Stream Confluence is limited to one pier per 100 feet of shoreline within the classification. This pier/dock per linear footage of shoreline limitation applies regardless of the number of individual lots that adjoin the project boundary adjacent to areas with this classification. Consequences for Violations - Destruction of native emergent vegetation within the full pond contour or unauthorized removal of vegetation within the project boundary may result in one or more of the following: 1) restoration of the impacted area at the owner’s expense; 2) revocation of a previously issued pier permit; 3) loss of consideration of any future lake use permitting activities for up to five years or until vegetation is satisfactorily re-established; and/or 4) further legal action being taken by Duke Power. Duke Power reserves the right to modify the lake use restrictions associated with vegetated areas/coves with stream confluence to eliminate the opportunity for future pier/dock construction within these areas if wholesale destruction of vegetation within these areas becomes widespread. Fractured Rock, Woody Debris and Sand/Cobble - These types of habitat exists where: 1) the shallow-water substrate is composed primarily (> 50%) of medium to large broken boulders for a minimum distance of 100 linear feet; or 2) 4 or more felled trees (> 10 inches in diameter at breast height) extending from the shoreline into the water per 100 linear feet of shoreline are present; or 3) the shallow-water substrate is composed primarily (> 50%) of stable sand or sand and cobble for a minimum distance of 100 linear feet. Isolated boulders and gravel may also be present, but are minor components (< 50%) of the substrate. These areas consist of Project lands and waters that have specifically-identified importance from an environmental standpoint but protection of those important values does not necessarily preclude private, commercial, or other access to the lake. Applicants must first try to avoid these habitat types, but if complete avoidance is not a practicable alternative, then the following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No commercial piers E1-25 Duke Power West Fork Project Draft FERC License Application except True Public Marinas (Note 2), no boat ramps except those required for Public Recreation and no excavation except the minimum amount necessary and approved as part of installation of a dry-stacked boulder wall. Applicants should expect to have specific reasonable mitigation requirements imposed by the federal, and state wildlife resource agencies for construction within areas classified as Woody Debris and/or Sand/Cobble. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal within an area classified as Woody Debris or Sand/Cobble. Downed trees within the full pond contour should be allowed to remain as fish and/or wildlife habitat when possible. Silt, Bedrock and Clay/Weathered Rock - These types of habitat exist where: 1) the shallowwater substrate is composed mostly (> 50 %) of silt from a nearby tributary stream for a minimum linear distance of 100 feet; or 2) the shallow-water substrate is composed primarily (> 50%) of solid rock outcrops for a minimum distance of 100 linear feet; or 3) the shallow-water substrate is composed mostly (> 50%) of clay or a combination of clay and weathered rock (e.g., gneiss and schist) for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Rip Rap/Dry-Stacked Boulders - This type of habitat exists where these man-made structures have been placed within the project boundary of the lake for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – No concrete, grout, or rock veneer utilized as part of drystack boulder wall construction. Rip rap must be placed along the base of all dry-stack boulder walls. Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Pier/Dock- This type of habitat notes the presence of a pier and/or dock supporting various public or private recreational amenities. Examples of the public recreation classification include Duke-owned public access areas, True Public Marinas, and state, district, county, and city parks. Examples of private recreational amenities include private piers and private marinas. LAKE USE RESTRICTIONS - Construction activities in accordance with federal, state, local, and Duke guidelines. No new construction without written authorization from Duke. E1-26 Duke Power West Fork Project Draft FERC License Application Notes Public-need projects where the applicant has the power of eminent domain can be exempted from the listed lake use restrictions provided there is no other acceptable alternative (similar to practicable alternative (Note 3), except it allows more consideration for economics of alternatives and desires of the applicant). Also note that the shoreline classifications and associated lake use restrictions are considered to apply to the project boundary line and the area extending lakeward and perpendicular to the shoreline for a minimum distance of one-third the cove width. Where restrictive classifications (e.g. Vegetated areas/coves with stream confluence, Fractured Rock, Woody Debris and Sand/Cobble) wrap around the heads of coves, the lake use restrictions will also apply to the entire cove width in the wrapped area. True Public Marinas provide public recreational opportunities with no predetermination of user groups for any of the existing or proposed land or water based facilities. a. No commercial/residential (existing or proposed) b. No membership requirements c. Transient services do not require wet or dry storage rental Existing and/or proposed facilities will provide land and water based recreation services for transient users at less than or equal to a reasonable and customary fee. a. Services are available for transient users b. Offers services for lake and land based users An alternative is not considered practicable if choosing it over the desired option would result in any of the following: a) Violation of any applicable permitting criteria or lake use restriction. b) Requiring the applicant to dredge the lakebed in order to use the requested facility, whereas dredging would not be required if some allowance were made for crossing into the restricted area. c) Modification of the desired facility to the point that the resulting structure would be of very limited usefulness. The provisions of these requirements shall not apply to Duke-approved maintenance activities or activities (e.g. piers, stabilization, mowing) which were allowed and/or approved by Duke before E1-27 Duke Power West Fork Project Draft FERC License Application the adoption of these requirements. When a facility currently located within the Vegetated Areas/Coves with Stream Confluence must be rebuilt, the owner must relocate the facility outside the classified area to the maximum practical extent. This provision, however, does not eliminate the opportunity to rebuild a previously existing facility if there is no means of avoidance. The Shoreline Management Plan Maps were generated from a Geographic Information System (GIS) and are not intended to be survey quality. Actual start and stop points for transition between classifications are subject to interpretation by Duke. E1.14 Relicensing Consultation As required by 18CFR16.8 (Procedures Relating to Relicensing of Licensed Projects), Duke Power must consult with the relevant Federal, State, Interstate, and Tribal agencies that may be affected by the Project. The following section summarizes the three-stage process used by Duke in association with this project relicensing. E1.14.1 Stage One Consultation In the year 2000, a preliminary assessment of the resources within and adjacent to the Project area was presented as part of the First Stage Consultation Document (FSCD). The FSCD was distributed to the pertinent agencies, Eastern Band of the Cherokee Indians (EBCI), nongovernmental organizations (NGOs) and other interested parties in March 2000. An onsite joint meeting was held on April 25 and 26, 2000 to allow the interested parties to tour the Project facilities. First Stage consultation letters from the interested parties are provided in Volume II of the Draft License Application. E1.14.2 Stage Two Consultation The Stage Two consultation associated with this Project consists of the information-gathering phase, development of the necessary study plans, preparation of the application and presentation of the relicensing studies. In association with the review of the FSCD, resource study plans were developed by Duke based on initial Technical Leadership Team, (TLT), and agency comments (Table E1.14-1). The TLT´s are comprised of representatives from the North Carolina Department of Environment and Natural Resources (NCDENR), North Carolina Wildlife Resources Commission (NCWRC), the United States Fish and Wildlife Service (USFWS), the United States Forest Service (USFS), the Eastern Band of the Cherokee Indians (EBCI), as well as Duke. These study plans include E1-28 Duke Power West Fork Project Draft FERC License Application information on the targeted resource (e.g., mussels and water quality), study location specifics, study methods, and report requirements. The TLT’s and the pertinent agencies were consulted and briefed on study schedules and findings throughout the process through individual meetings and monthly stakeholder meetings. The various Project studies are summarized in the associated resource sections of this Exhibit. All the completed resource studies can be found in their entirety on the Duke relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. Duke has entered into Consensus Agreements with the agencies as well numerous other stakeholders (see Volume IV for the Agreement in its entirety). The details of cooperative activities that need to occur in the future (e.g., fish passage prescriptions) will be defined during discussions among the stakeholders. These discussions will convert the existing Consensus Agreements into legally binding Settlement Agreements by the fall of 2003. E1-29 Duke Power West Fork Project Draft FERC License Application Table E1.14-1. West Fork Relicensing Studies Recommended by the Resource Agencies and Conducted by Duke Power-Nantahala Area - page 1 of 6 ORIGINAL STUDY NAME NPLAES1 REVISED STUDY NAME AESTHETICS EVALUATION ACTION DESCRIPTION DEVELOPMENT Thorpe Development (2686) Tuckasegee Development (2686) x x x x YEAR(S) OF ACTIVITY 2001 2002 Assess the current visual conditions of the project facilities and their operations. x Inventory, classify, and map plant communities, including RTE NPLGWB1 & BOTANICAL SURVEY PETS2 plant species, within the project boundary or potentially affected by project operations. Inventory, classify, and map riparian habitat in x the project boundary. Conduct a Phase I archeological survey of the Lake Glenville's NPLCULT1 PHASE I ARCHAEOLOGICAL SURVEY shoreline, including assessing impacts of shoreline erosion and assessing potential for sites in flood pool and plans for future x x surveys during drawdowns. NPLCULT2 NPLCULT3 POWER PLANT Evaluate National Historic Register eligibility for project structures. HISTORIC ASSESSMENT Develop a cultural resources management plan for projects with CULTURAL RESOURCES MANAGEMENT PLAN significant archeological and National Historic Register Sites. NPLGWB2 & FISH SURVEY NPLPETS1 Characterize the fish communities upstream and downstream of the dams, in project reservoirs, and in applicable bypasses. E1-30 x x x x x x x x Duke Power West Fork Project Draft FERC License Application Table E1.14-1. West Fork Relicensing Studies Recommended by the Resource Agencies and Conducted by Duke Power-Nantahala Area - page 1 of 6 ORIGINAL STUDY NAME REVISED STUDY NAME ACTION DESCRIPTION DEVELOPMENT YEAR(S) OF ACTIVITY Thorpe Development (2686) Tuckasegee Development (2686) x x x x x x x x x x 2001 2002 Fish passage feasibility study - Phase 1: determination of need for NPLFPASS1 FISH PASSAGE FEASIBILITY STUDY fish passage, Phase 2: determination of feasibility of fish passage relative to cost/benefit, at any stations with a substantiated need TBA from Phase 1. NPLGWB3 SMP PROTECTION OF RIPARIAN HABITAT FOR WILDLIFE Determine if any shoreline management policy changes are needed to adequately protect riparian wildlife corridors, focusing on undeveloped shoreline only. Conduct new streamflow studies in three specific reaches: (Tennessee Creek bypass, Tuckasegee River downstream of Caney Fork Creek). Rerun streamflow analyses for: West Fork (Thorpe NPLFLOW1 & NPLFLOW2 FISH INSTREAM FLOW STUDY Bypass, West Fork between Tuckasegee Powerhouse and confluence with East Fork and West Fork/East Fork confluence to Caney Fork Creek). Rerun IFIM analysis using existing physical habitat models and additional preference curves (i.e., mottled sculpin and macroinvertebrates). E1-31 Duke Power West Fork Project Draft FERC License Application Table E1.14-1. West Fork Relicensing Studies Recommended by the Resource Agencies and Conducted by Duke Power-Nantahala Area - page 1 of 6 ORIGINAL STUDY NAME REVISED STUDY NAME RECREATIONAL NPLFLOWR1 INSTREAM FLOW & NPLREC3 STUDY NPLLLM1 SHORELINE HABITAT SURVEY NPLLLM3 RULE CURVE EVALUATION ACTION DESCRIPTION DEVELOPMENT Thorpe Development (2686) Tuckasegee Development (2686) x x YEAR(S) OF ACTIVITY 2001 2002 Conduct recreational instream flow study in the West Fork Tuckasegee River below Tuckasegee Powerhouse, and the x Tuckasegee River below Dillsboro. Conduct survey of shoreline habitat to determine impacts, if any, of x drawdowns on aquatic habitats. Maintain current minimal fluctuations on the West Fork Projects. x x x x x x x x x x x x x x x x Characterization of the aquatic macrobenthos using the Standard Qualitative Method as described in the state of NC Standard NPLFLOW3 MACROINVERTEBRATE & NPLGWB2 SURVEY Operating Procedures upstream and downstream of the project dams and in applicable bypasses, and conduct a mussel survey. NPLOOP1 NPLOOP2 NPLOOP4 ZONE OF PEAKING INFLUENCE STUDY HISTORICAL STREAMFLOW SERIES EVALUATION FLOW COMMUNICATION PLAN Conduct a study to determine zone of peaking influence. Determine current flow regime in bypass, including high, low, 7Q10, mean and median flows. Develop a system to provide information to the public disclosing instream flows and generation schedules for Tuckasegee sub-basin. E1-32 Duke Power West Fork Project Draft FERC License Application Table E1.14-1. West Fork Relicensing Studies Recommended by the Resource Agencies and Conducted by Duke Power-Nantahala Area - page 1 of 6 ORIGINAL STUDY NAME REVISED STUDY NAME ACTION DESCRIPTION DEVELOPMENT YEAR(S) OF ACTIVITY Thorpe Development (2686) Tuckasegee Development (2686) x x x x x x x x x x 2001 2002 Provide basic project and resource information per attachments A NPLOTH1 BASIC PROJECT INFORMATION (Project Information Form) and B (Resource Information Checklist) of NCWRC's letter requesting generic information for all NPL projects. NPLOTH2 TRASH REMOVAL PLAN Develop Trash Removal Plan for general litter and trashrack debris. NPLOTH3 INTERNET WEBSITE NPLOTH4 ENERGY CONSERVATION EVALUATION NPLOTH5 RENAME THORPE RESERVOIR NPLOTH6 HYDROLOGICAL SIMULATION MODEL NPLOTH7 GIS DATABASE NPLREC1 RECREATIONAL USE AND NEEDS STUDY Establish internet site to provide public with relicensing information. x Review NPL's present record of energy conservation measures and alternatives for new conservation programs. x Rename Thorpe Lake: Change all references to reservoir to Lake x Glenville. x Develop economic information to describe relative revenue impacts to the generating assets of various operating schemes. x x x x x x x x x Develop a GIS-based mapping system to support cataloging and data presentation and analysis for several other studies. Conduct a recreation needs study to determine present and projected future recreational demand and any additional public E1-33 x Duke Power West Fork Project Draft FERC License Application Table E1.14-1. West Fork Relicensing Studies Recommended by the Resource Agencies and Conducted by Duke Power-Nantahala Area - page 1 of 6 ORIGINAL STUDY NAME REVISED STUDY NAME ACTION DESCRIPTION DEVELOPMENT YEAR(S) OF ACTIVITY Thorpe Development (2686) Tuckasegee Development (2686) x x x x x x x x x x x x x x x 2001 2002 access needs. Evaluate the effect of varying water release levels and schedules on IMPACTS OF WATER NPLREC2 & RELEASES ON NPLREC3 RECREATIONAL EVALUATION NPLREC4 NPLREC5 NPLSED1 NPLWQ1 NPLWQ2 RECREATIONAL OPPORTUNITY STUDY recreational uses both on the reservoirs and downstream of the reservoirs. Determine impact of peaking flow on Boating and x Angling Opportunities. Provide project-related data for recreational opportunity determination. EVALUATION OF HIGH Evaluate ability to provide weekend recreational flow releases WATER AVAILABILITY during higher flow periods. FOR RECREATION RELEASES Development a sediment management plan to include rate of SEDIMENT sediment accumulation in reservoirs, project effects on bed-load MANAGEMENT PLAN transport and determination of downstream bank stability. TEMPERATURE AND DISSOLVED OXYGEN SURVEY POINT SOURCE DISCHARGE INVENTORY x Monitor and characterize Water Temperature and Dissolved Oxygen above and within reservoirs, tailrace, and downstream. x Inventory point source discharges upstream, downstream and within project waters. E1-34 x Duke Power West Fork Project Draft FERC License Application Table E1.14-1. West Fork Relicensing Studies Recommended by the Resource Agencies and Conducted by Duke Power-Nantahala Area - page 1 of 6 ORIGINAL STUDY NAME REVISED STUDY NAME DEVELOPMENT ACTION DESCRIPTION Thorpe Development (2686) Tuckasegee Development (2686) x x YEAR(S) OF ACTIVITY 2001 2002 Conduct terrestrial surveys for RTE species within the project boundary and areas potentially affected by project operations. RTE is used in this document as a catch- all term for proposed/ threatened/ endangered species, regional sensitive species, Forest Service concern species, and species of concern regardless of the NPLPETS3 & WILDLIFE SURVEY NPLPETS1 specific administrative listings used by the US Forest Service, US Fish and Wildlife Service, and NC Natural Heritage. Evaluate wetlands and floodplains as potential habitat for cerulean warblers, blue-winged warblers, longtail salamanders, and other species of concern. Inventory wetlands and floodplains as appropriate to determine the current status of these species. E1-35 x x Duke Power E2.0 West Fork Project Draft FERC License Application WATER QUANTITY AND QUALITY Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the water quantity and quality associated with the West Fork Project. This section contains the following information: Resource introduction and background; Description of surface water and groundwater quantity; Description of applicable water quality standards; Description of Project compliance with the water quality standards; Description of historical and current water quality; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed PM&E measures E2.1 Introduction This section summarizes water quantity and quality information including river hydrology, water use and monitoring data within the Project area and the associated waterbodies. The West Fork Project is located on the West Fork Tuckasegee River and associated tributaries in Jackson County, North Carolina. The total drainage area of the project is 91.4 square miles. The Project includes approximately 1,470 acres of reservoir surface area within the two developments. The average annual inflow for the Project as a whole is 261 cfs. The Tuckasegee River is located in the Little Tennessee River Basin within the Blue Ridge Province of the Appalachian Mountains (NCDENR-DWQ 2000). This major North Carolina river basin covers approximately 1,800 mi2 in Swain, Macon, Clay, Graham, Cherokee, and Jackson counties. Much of the land within this basin is federally owned, forested, and within the Nantahala National Forest (NCDENR-DWQ 2000). Landholdings associated with the Eastern Band of the Cherokee Indians are also located within the Little Tennessee River basin. According to NCDENR-DWQ (2000), three sub basins make up the large river basin. These include the Upper Little Tennessee River, Middle, and Lower Little Tennessee River. The Tuckasegee River is a major tributary within the Middle Little Tennessee River and drains the eastern portions of the Nantahala National Forest. The Middle Little Tennessee River, including E2-1 Duke Power West Fork Project Draft FERC License Application the Project area, contains some of the most pristine and best water quality waters in North Carolina (NCDENR-DWQ 2000). The quality of water in the West Fork Project area and adjacent waterbodies has been monitored by Duke, U.S. Geological Survey (USGS), and the North Carolina Department of Environment and Natural Resource-Division of Water Quality (NCDENR-DWQ). Although the USGS and NCDENR-DWQ gage and monitoring stations are located near Bryson City, approximately 40.6 miles downstream of the West Fork Project. A comprehensive assessment of water quality and descriptions of water monitoring programs for the Tuckasegee River and the associated Little Tennessee River Basin has been recently published by the NCDENR-DWQ in April 2000 (NCDENR-DWQ 2000). In general, ambient water quality monitoring data from the Tuckasegee River at Bryson City had no indications of any water quality problems (NCDENR-DWQ 2000). Fecal coliform concentrations at this site have declined over time. In addition, the bioclassification (i.e., use of macroinvertebrates as an indicator) of the river has varied between Good and Excellent with few between-year changes in water quality (NCDENR-DWQ 2000). The bioclassification site, from which this information is derived, is located approximately 18.6 miles downstream of the Tuckasegee Dam. Detailed information concerning the status and health of aquatic macroinvertebrates in the West Fork Project vicinity can be found in Section E3.2 E2.2 Water Quantity In general, hydrologic records are maintained by the USGS with data published yearly. The nearest active flow gaging station (03513000) in the Project area is located approximately 40.6 miles downstream of the Tuckasegee Development on the Tuckasegee River at Bryson City (Figure E2.2-1). The Bryson City location also includes an ambient water quality monitoring site maintained by the NCDENR-DWQ (G8600000). Groundwater information is also based on proximity site records and information by the USGS. E2.2.1 Surface Water The West Fork Tuckasegee River originates in Jackson County in southwestern North Carolina on the northern slopes of the Eastern Continental Divide. The Project reservoirs are located in the upper portion of the West Fork Tuckasegee River and have a significant influence on the water of the West Fork Tuckasegee River (Figure E2.2-1). E2-2 Duke Power West Fork Project Draft FERC License Application The total drainage area of the West Fork Project, which is situated in the upper portion of the Tuckasegee River, is 91.4 square miles. The Project includes approximately 1,470 acres of reservoir surface area within the two developments at full pond. The average annual inflow of the river at the Project is 261 cfs. Tributaries into the Project include streams such as Norton Creek, Hurricane Creek, Cedar Creek, Mill Creek, Pine Creek, Coggins Creek, Hunter Jim Creek, Trout Creek, and Grassy Creek. E2.2.2 Groundwater The predominant and most wide spread aquifer in the Blue Ridge Physiographic Province of North Carolina, including the Project area, consists of crystalline-rock and undifferentiated sedimentary rock aquifers (USGS 2002). Most of the crystalline rocks are coarse-grained gneisses and schists. Unconsolidated material called regoliths overlies the crystalline-rock and sedimentary rock aquifers. This regolith consists of saprolite, colluvium, alluvium, and soil (USGS 2002). The regolith is more permeable than the underlying rock. Groundwater stored in the bedrock moves through the rock fractures, which form the only effective porosity in the region (USGS 2002). Groundwater recharge is highly variable in this aquifer because it is determined by local precipitation and runoff. Both of these sources are influenced by topography and the capacity of the land surface to accept infiltrating water (USGS 2002). The greatest annual runoff and precipitation in the Blue Ridge area is found in southwestern North Carolina. Most of the recharge in this area is from precipitation, which enters the aquifers through the porous regolith. The recharge water moves laterally and slowly through this porous substrate and discharges to a nearby stream shortly after a precipitation event (USGS 2002). Well yields in the crystalline rock aquifer of the region are generally small with an average of 18 gallons per minute (USGS 2002). Wells in valleys and depressions generally have higher than average yields due to commonly found rock fractures, reduced seasonal fluctuations, and a water table that generally slopes down to the valley floor (USGS 2002). The groundwater quality in this region is suitable for drinking and other uses; however, iron, manganese, and sulfate may be high in certain locations (USGS 2002). According to the USGS, the chemical composition of the groundwater in the Project area typically consists of calcium (26.5 percent); magnesium (16.7 percent); sodium and potassium (10.4 percent); bicarbonate E2-3 Duke Power West Fork Project Draft FERC License Application (26.0 percent); sulfate (8.2 percent); chloride (7.5 percent); and nitrate and iron (4.7 percent). Groundwater resources are not affected by this project. E2-4 Duke Power West Fork Project Draft FERC License Application Figure E2.2-1. Map of Temperature and Dissolved Oxygen Sampling Locations in the Tuckasegee River - River Miles and Historical Data Collection Sites E2-5 Duke Power E2.3 West Fork Project Draft FERC License Application Applicable Water Quality Standards Temperature and dissolved oxygen are the primary water quality parameters used to assess the suitability for many aquatic organisms. The NCDENR-DWQ has established water quality standards for these parameters, as well as others, for all waters of the State. The standards involve two primary considerations: 1) the designated water uses for each reach of stream (see Section E.2.3.1) and, 2) water quality limits required to protect those uses. The applicable water quality limits are summarized as follows in Section E2.3.1 and in Appendix 1 (NCDENR-DWQ 2002). E2.3.1 Use Support Status of the West Fork Project and Adjacent Waters The NCDENR-DWQ has assigned primary water quality use classifications and water quality limits to all surface waters within North Carolina based on designated best uses. These standards are pursuant to NC Administrative Code 15A NCAC .02B.0100 & .0200, effective January 1, 2002. The NCDENR assigns use support ratings based on a variety of chemical and biological water quality assessments including trophic and biotic integrity indices, biological ratings based on analysis of benthic macroinvertebrate communities, and water quality standards. Specific water quality standards are associated with each classification. All waters must at least meet the standards for Class C waters. The other primary classifications provide another level of protection for the waterbodies. The complete state water quality standards for the Tuckasegee River can be found in Appendix 1. NCDENR-DWQ classifies the Tuckasegee River within the West Fork Project area as Water Supply III (WS-III), Primary Recreation (B), Trout Water (TR) and Outstanding Resource Waters (ORW) (NCDENR-DWQ 2002b). Use classifications assigned to the West Fork Project area are defined as the following: Water Supply III (WS-III): Waters used as sources of water supply for drinking, culinary, or food processing purposes for those users where a more protective WS-I or II classification is not feasible, WS-III waters are generally in low to moderately developed watersheds (NCDENRDWQ 2002b). Class B: Waters used for primary recreation and other uses suitable for Class C. Primary recreational activities include swimming, skin diving, water skiing, and similar uses involving human body contact with water where such activities take place in an organized manner or on a frequent basis. There are no restrictions on watershed development activities. Discharges must E2-6 Duke Power West Fork Project Draft FERC License Application meet treatment reliability requirements such as backup power supplies and dual train design (NCDENR-DWQ 2002b). Class C: Waters protected for secondary recreation, fishing, wildlife, fish and aquatic life propagation and survival, agriculture and other uses suitable for Class C. It includes other uses involving human body contact with water where such activities take place in an infrequent, unorganized, or incidental manner. There are no restrictions on watershed development or types of discharges (NCDENR-DWQ 2002b). Trout Waters (TR): This is a supplemental classification intended to protect freshwaters for natural trout propagation and survival of stocked trout. This designation affects wastewater quality but not the type of discharges, and there are no watershed development restrictions except stream buffer zone requirements of the Division of Land Resources (NCDENR-DWQ 2002b). Outstanding Resource Waters (ORW): This is a Supplemental classification intended to protect unique and special waters having excellent water quality and being of exceptional state or national ecological or recreational significance. To qualify, waters must be rated Excellent by DWQ and have on of the following outstanding resource values: Outstanding fish habitat or fisheries, Unusually high level of waterbased recreation, Some special designation such as NC or National Wild and Scenic Rivers, National Wildlife Refuge, etc. Important component of state or national park or forest, Special ecological or scientific significance (rare or endangered species habitat, research or educational areas). No new or expanded wastewater discharges are allowed, and there are associated watershed stormwater controls enforced by DWQ (NCDENR-DWQ 2002b). E2.3.2 Compliance with Applicable Standards As water is released from the upstream Tuckasegee River (i.e., West Fork) impoundments travels downstream, water temperatures in the Tuckasegee River respond rapidly to changing meteorological conditions. As the water was released from the upstream projects, the hypolimnetic water warms as it travels downstream during the spring and summer, and cools E2-7 Duke Power West Fork Project Draft FERC License Application during the fall and winter. The local meteorological conditions drive the heating and cooling of the Tuckasegee River as the river temperatures respond to the meteorological equilibrium conditions. Thus, the West Fork Project has measurable impact on downstream temperatures. Based upon dissolved oxygen data collected in 2001 and the NCDENR-DWQ historical data, oxygen concentrations consistently exceeded the minimum concentrations established by State water quality standards for the Tuckasegee River. As water travels downstream in the Tuckasegee River, the dissolved oxygen concentrations decrease commensurate with the warming that occurs. The oxygen concentrations were at or near atmospheric saturation throughout the entire river, with aquatic plant metabolism more pronounced in the downstream reaches. As with temperature, a measurable impact on dissolved oxygen was detected from the West Fork Project. The Project is in compliance and in support of all other applicable water quality standards and designated uses. See Section E2.9 for a detailed study on temperature and dissolved oxygen in the West Fork Project area. E2.4 Existing and Proposed Use of Project Waters E2.4.1 Existing Minimum and Maximum Flow Releases The flow at the West Fork Projects was calculated by applying the method used to compute the flows used for the IFIM studies on the Tuckasegee River. This method is based on knowing the daily flow series at the three upper-most hydro projects at the top of the basin and the daily flow series at the Bryson City gage at the bottom of the basin. The arithmetic difference between the daily flow at the top and at the bottom of the basin is the accretion flow that comes into the river. This accretion flow can be apportioned to any point on the river by using the methods based on the equations presented in USGS WSP 2403 (1993). In addition to the equations, this paper publishes mean annual runoff rates (cfs/sq mi) for the state of North Carolina in map form. Using GIS tools, the average mean annual runoff rate can be computed for any defined area. The relative proportion of the accretion flow can be computed for a drainage area by using the product of the runoff rate and the drainage area (sq mi). This proportion, used in conjunction with the daily time series, produces a daily time series for the intermediate point of interest on the river -in this case the West Fork Projects. This time series for the West Fork was then used with SAS programs provided by NCWRC to compute the summary statistics and flow-duration curves presented in this application for the Project locations (See Appendix 2 for the flow duration curves). E2-8 Duke Power West Fork Project Draft FERC License Application The following information is pertinent to the historical stream flow data associated with the West Fork projects: Thorpe Development Drainage Area (sq mi): 36.7 USGS Gage Number: 0351055 (1993-1981) and 03513000 (1897-2000); USGS Gage Description: Tuckasegee River at Dillsboro, NC and Bryson City, NC Gage Drain Area (sq mi): 347; Period of Record: 1993 to 1981 and Oct. 1897 to Sept. 2000 (w/o Jan. 1 to Oct. 1983), (w/o Feb 1995 to Apr 1996); Minimal Flow Recorded: 1 cfs; Median Flow: 87 cfs; Maximum Flow Recorded: 3,458 cfs; Mean Flow: 116 cfs; 7Q10: 8 cfs Min. Median Max. Mean 7Q10 JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV DEC 2 7 22 9 1 1 1 1 1 1 2 1 121 133 148 137 100 75 53 42 38 45 67 95 1,819 2,214 2,759 1,328 3,458 1,691 898 1,395 1,875 3,061 1,464 1,608 148 170 190 166 127 98 69 67 64 78 99 125 41 52 67 60 48 31 20 14 10 10 17 28 Tuckasegee Development Drainage Area (sq mi): 54.7 USGS Gage Number: 0351055 (1993-1981) and 03513000 (1897-2000); USGS Gage Description: Tuckasegee River at Dillsboro, NC and Bryson City, NC Gage Drain Area (sq mi): 347; Period of Record: 1993 to 1981 and Oct. 1897 to Sept. 2000 (w/o Jan. 1 to Oct. 1983), (w/o Feb 1995 to Apr 1996); Minimal Flow Recorded: 20 cfs; Median Flow: 140 cfs; Maximum Flow Recorded: 3,939 cfs; Mean Flow: 181 cfs; E2-9 Duke Power West Fork Project Draft FERC License Application 7Q10: 30 cfs Table E2.4-2. Historical Stream Flow Data (cfs) Associated with the Tuckasegee Development by Month for the Period 1945 through 2000 for the USGS Gage at Bryson City (03513000) JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV Min. Median Max. Mean 24 48 69 48 31 28 26 22 20 20 20 29 191 211 239 221 167 130 99 82 71 77 106 153 2,173 2,813 3,173 1,713 3,939 2,116 1,197 1,699 1,905 3,400 1,539 1,806 226 261 295 258 200 157 119 112 101 116 144 191 73 86 110 104 88 65 53 40 31 31 38 55 7Q10 E2.5 DEC Water Discharges E2.5.1 Point Sources NCDENR-DWQ is responsible for managing the water quality of the state’s freshwater resources. The NCDENR-DWQ relies on the basinwide management plan developed for each river basin. Each plan is evaluated and, based upon water quality monitoring, revised every 5-years. The goals of the plan are to identify and restore full use to impaired waters, protect highly valued resource waters, and manage problem pollutants. The primary component of a basinwide plan is the process of permitting point source, wastewater treatment facilities through the National Pollutant Discharge Elimination System (NPDES). A portion of the water quality issues addressed by various agencies in the FERC relicensing process was the identification and inventory of the point source discharges upstream, downstream and within project waters. Therefore, the objective of this study is to provide an inventory of the NPDES discharges for the entire watershed of the Tuckasegee River basin, including upstream of the West Fork projects. An inventory of the NPDES permits for the respective river basins was collated in January 2002. Duke had in its GIS database a list of the NPDES permits on record as of November 1997. In order to update the inventory, a data request from the NCDENR -DWQ for the NPDES permits on record as of December 2001 was requested. Upon obtaining these records, a comparison with the 1997 records revealed numerous point source discharges listed in the 1997 records were not listed in the 2002 database. A complete record of the NPDES permits since 1997 was obtained from the various sources listed in Table E2.5-1. Duplicate records between databases were deleted. No known point sources discharges were documented upstream or within the West Fork Project area. E2-10 Duke Power West Fork Project Draft FERC License Application Table E2.5-1. List of Sources to Obtain NPDES Permit Information Data Source Data acquired Download from agency website http://www.ncmapnet.com/ 08/24/00 North Carolina Center for Geographic Information and Analysis Download from agency website http://www.ncmapnet.com/ 01/16/02 North Carolina Department of Environment and Natural Resources Division of Water Quality Attachment to email from Charles Weaver responding to request for data 1994 11/06/97 E2.6 Internet URL http://www.ganet.org//dnr/environ/ techguide_files/gsb/dr0021.zip 01/17/02 2001 Georgia Department of Natural Resources Environmental Protection Division North Carolina Center for Geographic Information and Analysis Obtained via Download from agency website 1999 2000 Source Historical and Current Water Quality The Tuckasegee River contains some of the most pristine areas and the cleanest waters in North Carolina (NCDENR-DWQ 2000). E2.6.1 Summary of Previous Studies Prior to 1999, no water quality monitoring had been conducted on the West Fork by any governmental resource agency or the Applicant. However, water quality data had been collected on the Tuckasegee River by the NCDENR-DWQ at the monitoring station 40.6 miles downstream of the Tuckasegee Development on the Tuckasegee River. This monitoring station is one of a total of seven within the Little Tennessee River Basin (NCDENR-DWQ 2000). This existing water quality information is discussed below. E2.6.2 Water Chemistry and Other Parameters Water quality data collected and analyzed as part of NCDENR-DWQ studies have been compiled from previously reported data (NCDENR-DWQ 2000). The NCDENR collects ambient water quality information from seven active monitoring stations in the Little Tennessee River Basin. E2-11 Duke Power West Fork Project Draft FERC License Application These stations are sampled monthly. The various parameters presented below are associated with the monitoring station on the Tuckasegee River (Station G8600000). More recent water quality data (i.e., dissolved oxygen and temperature) compiled and analyzed by Duke in association with this relicensing study can be found in Section E2.9 of this Exhibit. A summary of water quality parameters collected from the Tuckasegee River (Station G8600000) approximately 40.6 miles downstream of the Tuckasegee Development from 1994 through 1999 is presented in the following table (NCDENR-DWQ 2000) (Table E2.6-1). This is the nearest active water quality monitoring station to the West Fork Project and it provides the best available data. This station does not exhibit any indication of water quality problems. Table E2.6-1. Summary of Water Quality Parameters Collected from the Tuckasegee River- 40.6 miles Downstream of the Tuckasegee Development near Bryson City During the Period 9/1/94 to 8/31/99 (NCDENR-DWQ 2000) Percentiles Parameter N N<RL Ref. N>Ref. %>Ref. Min. Max. 10 25 50 75 90 Temp. (oC) 56 - - - - 3 24 6 9 14 19 22 Conductivity 56 - - - - 15 37 21 22 24 26 28 Disslvd.Oxygen 56 - 5 0 - 8.1 14.0 8.4 9.2 10.1 11.0 11.8 pH (s.u.) 54 6-9 0 - 6.6 8.9 6.8 7.0 7.2 7.6 8.2 Field - Other Tot. Residue 0 0 0 0 - - - - - - - - Tot. Sus. Solids 50 1 - - - 1 130 2 3 4 14 44 Hardness 50 0 - - - 2 14 4 5 7 8 9 Chloride 0 0 230 - - - - - - - - - Turbidity (NTU)50 0 50 4 8.0 1.3 110.0 1.9 2.2 3.2 6.9 28.5 Bacteria Tot. Coliform 0 0 - - - - - - - - - - Fecal Coliform 50 13 200 4 8.0 1 690 1 1 5 17 89 E2-12 Duke Power West Fork Project Draft FERC License Application Table E2.6-1. (continued) Summary of Water Quality Parameters Collected from the Tuckasegee River- 40.6 miles Downstream of the Tuckasegee Development near Bryson City During the Period 9/1/94 to 8/31/99 (NCDENR-DWQ 2000) Percentiles Parameter N N<RL Ref. N>Ref. %>Ref. Min. Max. 10 25 50 75 90 NH3 as N 58 14 - - - 0.01 0.19 0.01 0.01 0.03 0.05 0.08 TKN as N 58 3 - - - 0.1 0.5 0.1 0.1 0.1 0.2 0.3 NO2+NO3 as N 58 0 10 0 - 0.01 1.80 0.06 0.12 0.16 0.20 0.23 7 - - - 0.01 0.25 0.01 0.01 0.02 0.03 0.10 Nutrients Tot. Phosphorus58 Metals (total) Arsenic 54 54 50 0 - 10 10 10 10 10 10 10 Cadmium 54 54 2.0 N/A - 2 2 2 2 2 2 2 Chromium 54 54 50 0 - 25 25 25 25 25 25 25 Copper 54 19 7 11 20.4 2 17 2.0 2.0 3.0 6.0 9.0 Iron 54 0 1000 9 16.7 130 7400 169 200 315 710 3530 Lead 54 52 25 1 1.9 10 26 10 10 10 10 10 Manganese 2 1 - - - 10 10 - 10 10 10 - Nickel 54 54 88 0 - 10 10 10 10 10 10 10 Aluminum 54 0 - - - 77 9200 100 150 210 530 2900 Mercury 54 54 0.012 N/A - 0.2 0.2 0.2 0.2 0.2 0.2 0.2 Abbreviations: N Total number of samples N<RL Number of samples less than the Division analytical reporting level (RL) Ref Water quality reference (standard or action level); see NC Administrative Code 15A NCAC 2B.0200 N>Ref Number of samples greater than (or less than) the reference %>Ref Proportion (%) of samples greater than the reference Min Minimum Max Maximum N/A Not Applicable because all samples were less than the reporting level Units of measurement Conductivity =umhos/cm; bacteria=no. colonies/100ml; metals=ug/l; all others=mg/l E2-13 Duke Power West Fork Project Draft FERC License Application E2.6.2.1 Temperature Temperature is one of the primary water quality parameters used to assess the habitability and suitability for aquatic organisms. The NCDENR temperature standard for designated trout waters is an upper limit of 20o C. However, in much of the United States, ambient water temperatures often exceed 20o C, even in natural trout streams (Ruane 2002). The storage reservoirs associated with the West Fork Project on the upper Tuckasegee River system exhibited characteristics of warm, monomictic reservoirs. The reservoirs experience a prolonged mixing period during the fall and winter months, whereby temperatures decrease and dissolved oxygen increased throughout the reservoir depths. As springtime conditions warmed the surface layers, the reservoirs thermally stratified preventing additional atmospheric cooling or atmospheric oxygen exchange with the deeper water. As the deep, cold water was progressively released downstream via the deep water penstocks, the deeper water was subsequently replaced by warmer, less oxygenated water. Since the reservoirs have limited storage, this process is delayed with minimum volumes used for electrical generation and accelerated with larger volumes released downstream. This process continued until the meteorological conditions cooled enough to initiate the fall mixing period. The seasonal management, i.e. use of the deep, cold water resource, is the key issue in maintaining desired temperatures downstream. As the water released from the upstream storage impoundments traveled downstream, water temperatures in the Tuckasegee River responded rapidly to changing meteorological conditions. As the water was released from the upstream projects, the hypolimnetic water warmed as it traveled downstream during the spring and summer, and cooled during the fall and winter. The local meteorology forced the heating and cooling of the Tuckasegee River as the river temperatures responded to the meteorological equilibrium conditions. Thus, the West Fork Project had measurable impact on downstream temperatures. E2.6.2.2 Conductivity Conductivity is a useful physical measurement of aquatic habitats and the associated water quality. As a rule, the greater the conductivity, the greater the amount of ions in the water. Thus, conductivity is an indirect measure of salinity that reflects the osmotic concentration of solutes and the salt balance of organisms. Since polluted waters have a higher conductivity than natural waters, this parameter is often used as a pollution index. E2-14 Duke Power West Fork Project Draft FERC License Application Conductivity measurements are relatively low and within the typical measurements for this region (Table E2.6-1). No water quality issues associated with this parameter are apparent. E2.6.2.3 Dissolved Oxygen Dissolved oxygen is an important determinant of aquatic health and one of the primary parameters used to assess the suitability for many aquatic organisms. The 20-year historical monthly data presented in Table E2.6.1, and in Section E2.9.2.1, for the downstream station, indicate that the area consistently had oxygen concentrations greater than State water quality minimum in 2001 and 2002. Even though dissolved oxygen concentrations in the deeper depths of the upstream storage reservoirs decreased throughout the stratified period, the deep water released from the reservoirs were at least three (3) mg/l greater than the minimum standard for North Carolina trout waters. Based upon dissolved oxygen data collected in 2001 and the NCDENR-DWQ historical data, oxygen concentrations consistently exceeded the minimum concentrations established by State water quality standards for the Tuckasegee River. As with temperature, a measurable impact on dissolved oxygen was detected from the West Fork Project. E2.6.2.4 pH The term pH is a measure of the acidity or alkalinity of the water. Acidic waterbodies have a lower pH and alkaline waters have a higher pH. A pH of seven is neutral. Aquatic plants, pollutants, local and regional geology, and biological activity can affect the pH of a system. Most of the Project area is characterized by a pH measurement that is slightly alkaline (Table E2.6-1) and within the state standard of 6.0 to 9.0. The NCDENR-DWQ (2000) did report that low pH values (near 6.0) were observed in the Tuckasegee River and other mountainous river basins in the early 1900’s. After 1994, pH values increased to the present values. The values associated with pH are well within the state standard and no project effects on this parameter are apparent. E2.6.2.5 Turbidity Turbidity is a function of at least three variables including dissolved chemicals such as acids and tannins; suspended particles such as silt and organic matter; and the density of microbial life. Water transparency, as measured by turbidity, affects the occurrence and intensity of photosynthesis in the water body. E2-15 Duke Power West Fork Project Draft FERC License Application As with the other water quality parameters, turbidity measurements at the station were well below the established standard throughout the period as sampled by the NCDENR-DWQ (2000) (Table E2.6-1). Periodically, turbidity measurements above the standard of 50 NTU were recorded (i.e., increased turbidity). However, these episodes were infrequent and most likely the result of high flows and rain events. E2.6.2.6 Bacteria Fecal coliform bacteria are relatively harmless microorganisms that live in large numbers in the intestines of humans and warm-blooded animals. These bacteria, the most common member being Escherichia coli, aid in the digestion of food. These organisms may be separated from the total coliform group by their ability to grow at elevated temperatures and are associated only with the fecal material of warm-blooded animals. The presence of fecal coliform bacteria in aquatic environments indicates that the water have been contaminated with the fecal material of humans or other animals. The presence of fecal contamination is an indicator that a potential health risk exists for individuals exposed to this water. Fecal coliform bacteria may occur in ambient water because of the overflow of domestic sewage or non-point sources of human and animal waste such as farms and kennels. As in most of the Little Tennessee River Basin, fecal coliform bacteria concentrations have decreased considerably in the Project area from samples collected before 1989 and only occasionally have they exceeded the reference level (NCDENR-DWQ 2000). Fecal coliform measurements as recorded from the downstream Bryson station were typically well below the standard 200 colonies/100 ml (Table E2.6-1). Few samples in this record period exceeded the reference levels. Where they did exceed reference levels, these values corresponded to high flows, increased turbidity and recent runoff (NCDENR-DWQ 2000). The Project has no effect on the bacteria levels downstream of the Project. E2.6.2.7 Nutrients Nutrient values in a waterbody are associated with phosphorus and nitrogen compounds. Phosphorus is usually present in river water as phosphates, and is in very small amounts unless there has been human caused enrichment of the water. The natural scarcity of phosphorus can be explained by its attraction to organic matter in soil particles. Generally the lower the total phosphorus value in the water, the better. Total phosphorus includes organic and inorganic phosphate. Organic phosphate is a part of living plants and animals. Inorganic phosphates comprise the ions bonded to soil particles, and phosphates present in laundry detergents E2-16 Duke Power West Fork Project Draft FERC License Application (polyphosphates). Phosphorus is considered a limiting factor in aquatic systems, meaning that it is not freely available for easy consumption by aquatic organisms. Nitrogen is a much more abundant element in nature than phosphorus. Nitrogen is known to be an important plant nutrient, thus it is used often as a fertilizer and is found in high concentrations in agricultural runoff. Nitrogen can be in the form of nitrate, ammonia, and organic nitrogen. Organic nitrogen and ammonia can be measured together as total Kjeldahl nitrogen (TKN). Nitrate is typically the most common inorganic form of nitrogen in surface waters. The concentrations of nitrates are associated with surrounding land use activities such as farming. As with phosphorus, too much nitrogen also contributes to eutrophication of lakes and streams. Overall, nutrient levels at the downstream Bryson station were low and well within typical regional levels (NCDNR-DWQ 2000) (Table E2.6-1). The Project has no effect on the nutrient levels downstream of the dam. E2.7 Existing Resource Management E2.7.1 State and Federal Agencies State and federal agencies have management responsibilities affecting water quality along the Tuckasegee River and associated headwaters. Their responsibilities upstream, downstream and within the West Fork Project area are summarized in the following table. Table E2.7-1. Water Quality Management Responsibilities of State and Federal Regulatory Agencies Agency Management Responsibilities Area1 Administers statewide water quality regulations. Establishes, regulates, NCDENRUS; DS; PA DWQ and implements water quality management plan in the Little Tennessee River Basin. Regulates point and non-point source issues as well NPDES permit. Reviews and issues Section 401 Water Quality Certification USACOE US; DS; PA Reviews and issues Section 404/10 permits for dredge and fill permits, and navigable waters, including wetlands USNRCS US: DS; PA The Natural Resource Conservation Service provides leadership in a partnership effort the help people conserve, maintain, and improve our natural resources and environment. Administers water quality related programs such as the soil and water conservation service, the soil survey, watershed protection, watershed rehabilitation, wetlands reserve E2-17 Duke Power Agency West Fork Project Draft FERC License Application Management Area1 Responsibilities program, and agricultural management assistance. USFS US; DS; PA Administers the Nantahala National Forest Plan. Owns and manages land both upstream and downstream of project area 1 US – Upstream of Project area; DS – Downstream of Project area; PA - In the Project area E2.7.2 Existing Resource Management Plans E2.7.2.1 Little Tennessee River Basinwide Assessment Plan The DWQ uses a basinwide approach to water quality management (NCDENR-DWQ 2000). The DWQ is responsible for permitting, monitoring, modeling, non-point source assessments, and planning for each of the 17 river basins in North Carolina (NCDENR-DWQ 2000). All basins are assessed every five years with the last assessment taken place in 1999. The primary program areas associated with the Little Tennessee River Basin plan, as well as the others, includes benthic invertebrates, lake assessment, ambient monitoring, and aquatic toxicity monitoring. Most of the water quality information associated with the Tuckasegee River and the Project area, as presented in this section is derived from the basinwide assessment report. The Little Tennessee River Basinwide Plan is listed by FERC as a state comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E2.7.2.2 Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDAUSFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals and standards in the protection of water quality within Forest Service lands (USDA-USFS 1994). These include: Manage all areas within riparian areas; Emphasize the protection of all developed stream channels and protect the integrity of intermittent and ephemeral stream channels; Manage activities occurring in specifically listed watersheds to meet water resource objectives; E2-18 Duke Power West Fork Project Draft FERC License Application Maintain appropriate stream temperatures and bank protections; Protect water quality by applying mitigation measures wherever there is construction within 300 feet of a perennial or intermittent stream or lake; Set priorities for watershed restoration; and Minimize soil damage. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E2.7.3 Compliance with FERC Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, list several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the FERC approved water quality related comprehensive plans relevant to the Project. Little Tennessee River Basinwide Assessment Plan Information provided in this assessment plan indicates that there is good water quality in the Project area and the overall river basin. Ambient water quality data for the West Fork Tuckasegee River had no indications of water quality problems. The Projects are currently in compliance with and will continue to be in support of all applicable state water quality standards and designated uses for the Tuckasegee River. Thus, continued operations of the Projects are consistent with the spirit, objectives, planning concepts, and conclusions outlined in this comprehensive plan. Proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program and enhancement of a shoreline habitat protection program will ensure continued support of the comprehensive plan. 2B-Surface Water and Wetland Standards The surface water and wetland standards, NC Administrative Code 15A NCAC 02B.0100 & .0200 (so called “Redbook”) have been implemented and are regulated by the NCDENR-DWQ (2000). These rules provide the procedures, use classifications, and water quality standards for surface waters and wetlands in North Carolina. E2-19 These rules also provide protection and Duke Power West Fork Project Draft FERC License Application maintenance management strategies for existing riparian buffers along certain waterbodies in North Carolina. The “Redbook” has been revised for 2002. As mentioned above, the basinwide assessment plan indicates that there is good to excellent water quality in the Project area and the overall river basin. Ambient water quality data for the West Fork Tuckasegee River had no indications of water quality problems. The Projects are currently in compliance with and will continue to be in support of all applicable state water quality standards and classifications for the Tuckasegee River including dissolved oxygen and temperature (see section E2.9.2). Thus, continued operations of the Project are consistent with the spirit, procedures, classifications, and standards provided for surface waters and wetlands associated with the Projects. Water Quality Progress in North Carolina 1998-1999 305(b) Report Section 305(b) of the Clean Water Act requires states to report biennially to the US Environmental Protection Agency on water quality in their state (NCDENR-DWQ 2000). The 2000 305(b) report provides updates on water quality information for streams, lakes, estuaries, and groundwater, as well as summarizes the status of the wetlands in the state. The updated water quality information is provided by the 17 river basins within the state; however, specific Project waterbodies are not mentioned by name. For the most part, streams within the Little Tennessee River Basin are fully supporting their designated uses such as Class C and/or Trout (TR) waters. Urban runoff is the major source of stream impairment within this river basin. The Project is currently in compliance with and will continue to be in support of all applicable state water quality standards and classifications for the Tuckasegee River including dissolved oxygen and temperature (see section E2.9.2). The Project does not contribute to any water quality degradation or impairment in the river basin. Thus, continued operations of the Project are consistent with the spirit, status, and designated uses provided for surface waters and wetlands associated with the Project. Proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program and enhancement of a shoreline habitat protection program will ensure continued support of the comprehensive plan. E2-20 Duke Power West Fork Project Draft FERC License Application Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. In association with water quality, the management plan outlines objectives and measures to protect and maintain water quality conditions within forestlands. The Project does not contribute to any water quality degradation or impairment in the river basin. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the water quality management portion of the Plan. E2.8 Summary of Consultation on Water Quantity/Quality A preliminary assessment of the water resources within the Project area was presented as part of the First Stage Consultation Document (FSCD) (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following agencies were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; North Carolina Department of Environment and Natural Resources, Division of Water Resources; and North Carolina Wildlife Resources Commission. Federal United States Fish and Wildlife Service; and United States Forest Service. Non-governmental Organizations Eastern Band of the Cherokee Indians; American Rivers; Western North Carolina Alliance; and American Whitewater E2-21 Duke Power West Fork Project Draft FERC License Application In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke action is as follows: 1-a) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC recommended that NP&L determine the quantity and composition of sediment inputs into the Project, as well as chemical composition of any sediment that may be released by flushing or removal. The NCWRC recommended that NP&L should remove all non-biodegradable materials caught on the trash rack or dam from the stream system. Additionally the NCWRC recommended a management plan for disbursement of debris. Duke Response: Duke conducted a sediment assessment within the Project area and is proposing sediment management as a PM&E (see Section E2.13). A trash management plan (i.e., Trash Removal Plan) was also prepared for the Project. This plan is summarized in Section E7.7 of this application. 1-b) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC recommended that NP&L should conduct studies concerning instream flows for the bypass and tailrace sections of the Project to determine if the present flows are adequate for the aquatic community. The NCWRC recommended that NP&L should conduct studies concerning temperature and dissolved oxygen. Duke Response: Instream Flow studies were conducted for several of the Nantahala relicensing Projects including the West Fork Project (see Section E3.1.5). Temperature and dissolved oxygen studies were also conducted for this Project. These studies are summarized in this water quality section (see Section E2.9.2). E2-22 Duke Power 2) West Fork Project Draft FERC License Application United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 The USFWS recommended NP&L determine how far downstream peaking operations of the West Fork Project alone and in conjunction with those of the East Fork Project influence the integrity of the Tuckasegee River. The USFWS recommended collection of temperature and dissolved oxygen variations associated with the Project for three full years. The study plan should include a schedule of data collection and locations of data points. The USFWS recommended conducting a site-specific habitat-based instream flow study to determine the appropriate instream flows necessary to restore and maintain the natural aquatic ecosystem of the river. The USFWS recommended a study to determine the Project effects on bed load transport, and should include a determination of the rate of accumulation within the reservoirs and a determination of bank stability downstream. Duke Response: A water quality assessment of the Project waters was conducted by Duke (i.e., Temperature and Dissolved Oxygen Survey) and is found in Section E2.9.2 of this application. Instream Flow studies were conducted on the West Fork Projects within the Tuckasegee River (see Section E3.1.5). Duke conducted a sediment assessment within the Project area and is proposing sediment management as a PM&E (see Section E2.13). 3) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. John N. Morris, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The NCDENR recommended conducting an IFIM analysis using the existing models of physical habitat so that the habitat part of the procedure uses Habitat Suitability Indices for macroinvertebrates and mottled sculpin. The NCDENR recommended conducting additional studies using hydrologic flow records and habitat data to evaluate the effect of the Project on downstream hydrology and aquatic habitat. The NCDENR recommended conducting new site-specific instream flow studies in several reaches to determine the relationship between flow and aquatic habitat for the species of interest. E2-23 Duke Power West Fork Project Draft FERC License Application The NCDENR recommended conducting an inventory of point and non-point source discharges upstream and downstream of the Project, and the collection of water temperature data including upstream, impoundment, and downstream temperatures. The NCDENR recommended conducting studies to evaluate existing and alternative lake level management options in terms of their effects on recreational use, littoral zone habitat, aesthetics, and power generation. Duke Response: Instream Flow studies were conducted on the West Fork Projects within the Tuckasegee River (see Section E3.1.5). A water quality assessment of the Project waters was conducted by Duke (i.e., Temperature and Dissolved Oxygen Survey) and is found in Section E2.9.2 of this application. The requested Point Source Discharge Inventory is summarized in Section E2.5. 4) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. Kevin Barnett, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 5, 2001 The NCDENR would like to see an ongoing sediment removal plan, and within this plan, a feasibility study in relation to sediment releases during high flow storm events to reduce the need for dredging. Duke Response: Duke conducted a sediment assessment within the Project area and is proposing sediment management as a PM&E (see Section E2.13). 5) United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 The USFS recommended establishing a sediment management agreement for the Project that has solutions to sediment accumulation other than downstream releases. Duke Response: A sediment assessment was conducted by Duke within the Project area and is proposing sediment management as a PM&E (see Section E2.13). E2-24 Duke Power West Fork Project Draft FERC License Application E2.8.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the water resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency/NGO comments. In association with the review of the study plans, additional comments were received from various interested parties. Copies of this correspondence can be found in Volume II of this Application. A summary of the comments and the Duke action is as follows: 1) American Whitewater, Mr. John T. Gangemi (Conservation Director), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated, January 12, 2001 American Whitewater suggests that Duke conduct a recreational instream flow study using the controlled flow methodology described by Whittaker et al. This controlled flow study should be documented with photographs and video cameras. American Whitewater also encourages Duke to undertake robust physical and biological studies of the stream channel concurrently with the controlled flow studies in each reach. These studies should be developed in consultation with stakeholders focusing on aquatic organisms. American Whitewater recommends that Duke provide current and historical hydrologic data for the project. This data should include instream flows above project impoundments, storage capacity of respective impoundments, bypass reach flows and flows below powerhouses. The hydrologic component should include comparative analysis between unimpaired and regulated flows using Richter et al. Index of Hydrologic Alteration. American Whitewater suggests that Duke develop a system to provide information to the public disclosing instream flows and generation for the Nantahala and Tuckasegee subbasins. Duke Response: The study plans recommended were conducted as agreed upon by the TLT and can be found in this Exhibit. Recreational Instream Flow studies were conducted on the West Fork Projects within the Tuckasegee River (see Section E5.6). Current and historic flow data can be found in this section of the Application and in Appendix 2 (flow duration curves). 2) North Carolina Department of Environment and Natural Resources-Division of Water Resources, Mr. Tom Fransen, letter to Mr. Ed Bruce, Duke Energy, dated January 25, 2001 E2-25 Duke Power West Fork Project Draft FERC License Application The NCDENR made several suggestions/comments concerning study plan NPLOTH6 – Reservoir Operations Model. These include: a) Model nodes- Model nodes are needed at each of the instream flow study sites (both aquatic habitat and recreational) are needed to supplement all nodes previously discussed. b) Output at Instream Flow Model Nodes- The types of output that are needed at each node include: a flow time series data set in the format needed for instream flow analyses; basic descriptive statistics; duration curves both annual and monthly and graphical and tabular; 7Q10 and 30Q2 log-pearson and can select which starting month for annual analysis or just select part of a year; capability to display modeled water elevations, inflows, outflows, etc.; longitudinal river profiles showing flow statistics such as minimum, maximum, 7Q10, or discharges at a specified time-step; all graphical output have the capability to superimpose multiple simulations for comparison. c) One vs. Two Tuckasegee Models- The Tuckasegee needs to be modeled as a single system. d) Nantahala Excel Spreadsheet Model- after reviewing the instream flow issues, an Excel spreadsheet will not be adequate. In addition, for review consistency using the same model package for both basins makes it easier and quicker for everyone involved. (No alternative programs were suggested.) e) Constant Travel Time- NCDENR cannot support a model approach with a constant time of travel relative to recreational flow releases. A channel routing routine will need to be included. f) Economic Analysis- More information about the approach Duke proposed using for the economic analysis is needed before an agreement can be reached. Duke Response: The study plan was revised as necessary to reflect the above recommendations. 3) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. Steven Reed, letter to Mr. Ed Bruce, Duke Energy, dated March 7, 2001 It was suggested that an additional two Leveloggers should be added to the Zone of Peaking Influence Study and velocity profiles at selected Levelogger placement sites under a range of flow conditions should be collected to better determine the “zone of peaking influence” from E2-26 Duke Power West Fork Project Draft FERC License Application an environmental perspective. Also, it was suggested that the study be repeated in the fall; stating “A week in October should be selected and reserved now for this activity.” Additionally, some wording clarification and changes were suggested. Duke Response: The study plan was revised as necessary to reflect the above recommendations. 4) United States Department of the Interior; Fish and Wildlife Service, Mr. Brian P. Cole (State Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 16, 2001 The USFWS recommended the use of a habitat based flow study in each bypassed reach and those reach affected by peaking operations. Additionally, the USFWS encouraged Duke to use a combination of IFIM, flow demonstration, expert opinion and adaptive management, especially in the bypassed reaches. Duke Response: The study plans were revised as necessary to reflect the above recommendations. A summary of Instream Flow studies will be provided in Section E3.1.5 of the Final Exhibit E. 5) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested that the various plan names be revised from the original acronyms to a more descriptive name. Additionally, the NCWRC stated that they strongly recommend that the temperature probes be deployed prior to any controlled water releases in the bypass sections as part of any instream flow studies, and the controlled releases will also provide an opportunity to collect spot checks of dissolved oxygen in the bypass section. Duke Response: The study plan names were revised by Duke and are provided in Table E1.14-1. The requested water quality information can be found in Section E2.9.2. 6) North Carolina Department of Environment and Natural Resources-Division of Water Resources, Mr. Jim Mead, letter to Mr. Stephen R. Gaffney, Duke Energy, dated March 20, 2001 E2-27 Duke Power West Fork Project Draft FERC License Application The NCDENR suggested that the historical streamflow series or NPLOOP2 study should include the approach of using lake level and generation records to back-calculate inflows to the projects as well as stream gauge information. Duke Response: These recommended methods were applied to the associated plan and study. E2-28 Duke Power E2.9 West Fork Project Draft FERC License Application Water Quality and Quantity Studies E2.9.1 Previous Studies Previous water quality and quantity studies conducted in the Project vicinity are summarized in Sections E2.4 and E2.6. E2.9.2 Relicensing Studies In association with the West Fork Project, several relicensing studies were recommended by the various resource agencies and these studies are summarized in Table E1.14-1. The studies represented in this summary include all the studies recommended not just those associated with water quality issues. Water quality specific studies are discussed in the following section. During the relicensing process, several agencies recommended that several water quality related issues be studied and analyzed in association with this project. This section provides the requested water quality information. These studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. See study items Temperature and Dissolved Oxygen Survey, Point Source Discharge Inventory and Sediment management agreement in association with these studies. The sediment management agreement is discussed in the Section E2.13 (Proposed PM&E Measures) of this application. The point source discharge inventory has been previously discussed in Section E2.5. E2.9.2.1 Temperature and Dissolved Oxygen Study Even though the North Carolina Department of Environment and Natural Resources, Division of Water Quality (NCDENR-DWQ) has reported that the water quality in the Tuckasegee River supported its designated use, the measurement of water quality is a portion of the basic information requirement of 18CFR4.51 and 18CFR4.61. Pursuant to obtaining a Federal Energy Regulatory Commission (FERC) license, a State 401 water quality certification (maintenance of water quality standards associated with a project) is required for the project. Traditionally, temperature and dissolved oxygen are the primary water quality parameters used to assess the habitability and suitability for many aquatic organisms. The NCDENR-DWQ has established water quality standards for these parameters for all waters of the State. The standards involve two primary considerations: first, the designated water uses for each reach of stream and, E2-29 Duke Power West Fork Project Draft FERC License Application second, water quality limits required protecting those uses. The applicable water quality limits are summarized as follows (NCDENR-DWQ, 2002a): (a) Dissolved oxygen: not less than 6.0 mg/l daily average for trout waters; for non-trout waters, not less than a daily average of 5.0 mg/l with an instantaneous minimum value of not less than 4.0 mg/l. Swamp waters, lake coves, or backwaters, and lake bottom waters may have lower values if caused by natural conditions; (b) Temperature: not to exceed 2.8 degrees C (5.04 degrees F) above the natural water temperature, and in no case to exceed 29 degrees C (84.2 degrees F) for mountain and upper piedmont waters and 32 degrees C (89.6 degrees F) for lower piedmont and coastal plain waters. The temperature for trout waters shall not be increased by more than 0.5 degrees C (0.9 degrees F) due to the discharge of heated liquids, but in no case to exceed 20 degrees C (68 degrees F); The NCDENR water quality temperature standard for designated trout waters is an upper limit of 20°C. However, in much of the United States, ambient water temperatures often exceed 20º C, even in natural trout streams (Ruane, 2002). Wildlife resource agencies (most notably the North Carolina Wildlife Resources Commission and the United States Fish and Wildlife Service) have requested the characterization of the water temperature and dissolved oxygen regimes in the Tuckasegee River system to provide information regarding the management of aquatic wildlife. The objectives of this report are to describe the temperature, dissolved oxygen concentrations in the West Fork impoundments and the subsequent use of that water for power generation on the downstream temperatures, and dissolved oxygen concentrations in the Tuckasegee River. Methods In May 2001, recording thermistors (StowAwayTidbit, Onset Computer Corp.) were programmed by Duke Power Company (DPC) to record temperatures at 15-minute intervals. The temperature loggers were deployed in the Tuckasegee River system at ten locations (Figure E2.21 and Table E2.9-1). The thermistors were deployed beginning on 11 May 2001 and recorded temperatures for a period of 370 days. The loggers were attached to a loop of ⅛” wire rope cable. The loop was crimped with stainless steel sleeves. The tethered loggers were usually placed in a deep pool. The shore end of the E2-30 Duke Power West Fork Project Draft FERC License Application cable was looped around an inconspicuous tree (or other permanent object), and again crimped with stainless steel sleeves. Two temperature loggers were deployed at each location (Figure E2.2-1 and Table E2.9-1) to provide redundancy in the event of logger failure and to minimize the loss of data due to vandalism (most loggers were deployed on individual tethers). Data were downloaded from the loggers at approximately monthly intervals. For each deployment period, data editing involved plotting and comparing the data from individual loggers from each site and then comparing the similarity in trends and magnitude of differences to data from the nearest upstream or downstream location. Data that were obviously erroneous were discarded. The process of double deployment and monthly data retrieval resulted in a temperature data recovery of 100 % from all West Fork Tuckasegee River sites (Table E2.9-1). The 15-minute temperature data from each location were averaged from midnight to midnight resulting in the daily average temperatures for each river location. Daily minimum and maximum values represent the range of individual readings during the given 24-hr period. Table E2.9-1. Temperature and Dissolved Oxygen Sampling Locations Associated with the West Fork Tuckasegee Hydroelectric Projects - Period of Deployments, Stream Classifications, and Available Historical Data Current Study Site Location River Historical Data Period of Deployment Period of Record (% Data Recovery) (Stream Classification) Fish and Mile Temperature Hydrolabs NCDENR- Wildlife Loggers 2001 DWQ Associates, Inc. Tennessee Valley Authority Lake Profiles 1988 - 1990 West Fork Tuckasegee River - Lake Glenville N/A N/A N/A Forebay 1993 - 1995 Lake Profiles Lake Profiles 1999 1999 - 2000 1983 N/A N/A (B;WS-III; HQW) West Fork 11 May, 2001 Tuckasegee River - Thorpe By-Pass upstream of Thorpe Powerhouse 3.8 to 14 May, 2002 N/A (100%) E2-31 N/A (B;WS-III; Tr) Duke Power West Fork Project Draft FERC License Application 6 Aug - 10 Aug West Fork 11 May, 2001 Tuckasegee River - downstream of Tuckasegee 1.1 (100 %) to & N/A 14 May, 2002 16 Sep - 20 (B;WS-III; Tr) (100%) Powerhouse N/A N/A Sep (100 %) Stream Classification Water Quality Standards Symbol Designated Use Temperature B Primary Recreation Less than 29 C Tr Trout Water Less than or equal to 20 C HQW High Quality Water N/A N/A N/A N/A WS-III Dissolved Oxygen 5 mg/l daily mean, o 4 mg/l minimum o Water Supply - Low to Moderately Developed 6 mg/l daily mean, 5 mg/l minimum Dissolved oxygen measurements (as well as conductivity, temperature, and depth) were collected with programmable Hydrolab DataSondes. The DataSondes were suspended off the bottom by an anchored float (Knight, 1998) at the locations in the Tuckasegee River (Table E2.9-1). The Hydrolabs were programmed to record data at 5-minute intervals during a 4-day period in August and September 2001. These deployments were conducted during times when baseflow was low (minimum rainfall) but with normal project operations. August and September were the warmest months and were used to represent the lowest dissolved oxygen concentrations exhibited during the year. Even though the North Carolina Certified Laboratory Procedures only require calibration of in situ monitors according to the manufacturer’s recommendation, additional quality control procedures designed to measure the accuracy and precision of the instruments were employed prior to and after the river deployments. The recording thermistors were placed in a controlled temperature oil bath (traceable to NBS standards). The oil bath was adjusted in ~5C° increments while the instruments recorded the temperature at minute intervals. These data were within the manufacturer’s specifications. The Hydrolab DataSondes were calibrated for dissolved oxygen, conductivity, and depth prior to each deployment. After initial calibration, the instruments were placed in a circulating water bath. The oxygen concentrations in the water bath were lowered by bubbling nitrogen or E2-32 Duke Power West Fork Project Draft FERC License Application increased by bubbling oxygen. The DataSondes recorded the changes at one-minute intervals. After each change of oxygen concentration, a Winkler determination was made from the water bath. The dissolved oxygen concentrations recorded by the Hydrolabs and the Winkler method were compared over the range of dissolved oxygen concentrations. Results showed that the Hydrolab DataSonde dissolved oxygen concentrations were within the manufacturer’s specifications prior to deployment; but, after deployment, the oxygen concentrations recorded by the Hydrolabs were slightly lower than the concentrations determined by the Winkler method. This instrument drift indicated slight membrane fouling during the time the instruments were in the river. No attempt was made to adjust the data recorded during the river deployments for this fouling. Therefore, the oxygen concentrations reported would represent slight underestimates of the actual river concentrations. Reservoir temperature and dissolved oxygen profiles were obtained from TVA (stored files), Fish and Wildlife Associates, Inc., and the NCDENR-DWQ (Table E2.9-1). Reservoir morphometry (elevations, storage, structures, etc.) were obtained from the original drawings associated with the various projects (Nantahala Power and Light, 2002a) and the various metrics were calculated according to Hakanson (1981). Hourly generation data was provided by Duke Power Company, Hydro Operations (Holland, 2002). Bryson City meteorological data was obtained from the NCDENR - Division of Air Quality (Mullur, 2002). Historical records of water quality (temperature and dissolved oxygen, monthly grab samples) collected at Tuckasegee (1974 -1980) were obtained from NCDENR-DWQ (Sauber, 2002). Historical records of the West Fork flows were obtained from Nantahala Power and Light operational data. Mean (or median) daily summer flows (June - September) were calculated for each year for the period of record (1955 - 2001). Summer flows within ±25% of the ‘grand’ mean summer flow for the period of record were designated as normal flow years. The years where mean summer flows were greater than 25% of the ‘grand’ mean were designated as high flow, conversely, those years with summer flows less than 25% of the ‘grand’ mean were considered low flow years. Mean daily incremental flows at various sections throughout the Tuckasegee River system were calculated by the method described by Giese and Mason (1993). E2-33 Duke Power West Fork Project Draft FERC License Application SITE DESCRIPTION West Fork - Tuckasegee River Five major tributaries that drain the northern slope of the eastern continental divide flow directly into Lake Glenville, the reservoir associated with the Thorpe Development. From Lake Glenville, a penstock supplies water to the Thorpe Powerhouse. The 5.8 mile long river channel from the Lake Glenville dam to the Thorpe Powerhouse is referred to as the Thorpe By-Pass. The by-pass channel receives leakage and/or spill from Lake Glenville as well as flow from the immediate drainage area. Water from the Thorpe Powerhouse and the Thorpe By-pass flows directly into the Tuckasegee Reservoir. A penstock from this reservoir supplies water to the Tuckasegee Powerhouse. Approximately 1 mile of river channel below Tuckasegee Reservoir is by-passed by the Tuckasegee Penstock, however a 20 cfs supplemental flow is passed from the Tuckasegee Dam to the by-passed channel. Due to the very limited storage of Tuckasegee Reservoir, both Thorpe and Tuckasegee hydroelectric facilities are usually operated in tandem. Water from the Tuckasegee facility and from the Tuckasegee By-pass flows approximately 1.54 miles to the confluence with the East Fork Tuckasegee River. Morphometric characteristics of the West Fork Tuckasegee River reservoirs are summarized in Table E2.9-2. The NCDENR-DWQ (2002b) has classified Lake Glenville as High Quality Waters. The NCWRC (Yow, 2002) manages Lake Glenville as a warm water fishery with its tributaries managed as ‘Wild Trout Waters’. The Thorpe By-Pass is managed as a Hatchery Supported trout fishery from Shoal Creek to the head of Tuckasegee Reservoir. From that point downstream to the confluence with the East Fork of the Tuckasegee River, the fishery is undesignated by the NCWRC. Table E2.9-2. Morphometric Characteristics of the West Fork Tuckasegee River Reservoirs Development Reservoir Parameter Lake Glenville Tuckasegee Reservoir Full Pond Elevation (m-msl) 1064.3 694.6 (ft-msl) 3491.7 2278.8 Tainter Gate Bottom Elevation (m-msl) 1061.1 693.6 (ft-msl) 3481.3 2275.8 Penstock Center Elevation (m-msl) 1040.6 692.4 (ft-msl) 3414.1 2271.5 E2-34 Duke Power Penstock Invert Elevation West Fork Project Draft FERC License Application (m-msl) 1036.9 690.4 (ft-msl) 3401.8 2265.1 (m ) 8.91E+07 4.32E+04 (acre-ft) 72193.0 35.0 (m ) 5.84E+06 3.20E+04 (acre) 1444.0 7.9 3 Volume 2 Area (m) 39.6 10 (ft) 130.0 32.8 (m) 15.2 1.4 (ft) 49.9 4.4 Relative Depth (%) 1.5 0.5 Mean Daily Inflow+ (cms) 2.8 5.0 (cfs) 100.0 175.9 (days) 363.7 0.1 Maximum Depth Mean Depth Mean Retention Time + calculated by the method described by Giese and Mason (1993) RESULTS Temperature The daily average temperatures calculated from the West Fork (WF RM 1.1) and East Fork (RM 51.6) sites revealed significant colder temperatures from April through September compared to sites on the lower Tuckasegee River (Nantahala Power and Light, 2002b), Hiwassee River (Nantahala Power and Light, 2002c), and the Cullasaja River (Nantahala Power and Light, 2002d) (Figure E2.9-1). Water temperatures at those latter three sites were clearly in response to the prevailing meteorological conditions (evidenced by the changes in water temperature to changes of the daily mean air temperature1). In addition, the water temperatures measured at those latter sites represent the probable water temperatures of the upper Tuckasegee River without the hypolimnetic withdrawal from the West Fork and East Fork hydroelectric projects. This hypolimnetic use by the hydroelectric projects, and subsequent release of the cool water downstream, has permitted the NCWRC (and the NCDENR-DWQ) to manage a trout fishery, albeit hatchery supported, in the Tuckasegee River during the summer months. This report addresses the availability of the hypolimnetic cold water resource and its rate of heating as the water travels downstream in the Tuckasegee River. 1 Air Temperature is used in this report as a surrogate for equilibrium temperature (the theoretical temperature that the water would achieve under the prevailing meteorological conditions) E2-35 Duke Power West Fork Project Draft FERC License Application West Fork - Lake Glenville As with most reservoirs in the Southeastern United States, Lake Glenville exhibited characteristics of a warm, monomictic lake (Figure E2.9-2). The reservoir exhibited one mixing period during the winter and a prolonged, thermally stratified period during the spring-summerfall months. The minimum water temperature (and the time of occurrence of the minimum temperature) was a function of the severity of the winter weather conditions. The temperatures at the bottom of the lake did not change during the stratified period (Figure E2.9-4) indicating that the bottom temperatures recorded from the various years (Figure E2.9-3) were indicative of the severity of the winter meteorological conditions. Lake Glenville’s large relative depth (measure of the resistance to deep water mixing), long retention time (Table E2.9-2), and summer/fall heat storage greatly impacted the extent of mixing and the minimum water column temperatures. As the weather warmed and solar radiation increased during the spring, the surface heating of the reservoir initiated thermal stratification. The timing of the vernal stratification was dependent upon the late winter/early spring meteorology. As Lake Glenville’s surface water continued to warm, water density gradients were formed, isolating the lower depths from atmospheric heat exchange (Figures E2.9-2 and E2.9-4). Thus, the amount of heat dissipated from the lake to the atmosphere during the winter dictated the amount of cold water stored in Lake Glenville for the proceeding stratified period. E2-36 Duke Power West Fork Project Draft FERC License Application Tuckasegee at Whittier East Fork Powerhouse West Fork Powerhouse Hiwassee at Murphy Cullasaja River at Franklin Air Temp 28 26 24 22 Temperature (C) 20 18 16 14 12 10 8 6 4 2 0 5/1/01 6/1/01 7/1/01 8/1/01 9/1/01 10/1/01 11/1/01 12/1/01 1/1/02 2/1/02 3/1/02 4/1/02 5/1/02 Date Figure E2.9-1. Comparison of the West Fork and East Fork Tuckasegee Powerhouse Flow Temperatures to the Temperatures Measured in the Tuckasegee River at Whittier (RM 19.2), Hiwassee River (RM 99.1), and Cullasaja River (RM 1.2) Maximum summer surface temperature usually occurred in August (Figure E2.9-4). Although the patterns of heating and cooling were unique for each summer, the summer surface water temperatures were similar between the various years (Figure E2.9-3) since the summer meteorological conditions between the years were also similar. Since the surface water temperatures were a function of the atmospheric heat exchange across the air/water interface, diel heating and cooling during the summer (as well as the limited wind fetch) contributed to the depth of the epilimnion (upper mixed layer). Similar to the initiation of thermal stratification in the spring, the meteorological conditions in the fall and winter determined the timing and the extent of reservoir cooling and subsequent mixing. For example, by the middle of September 1999 (Figure E2.9-4), the loss of heat to the atmosphere had mixed the water column to a depth of 15 meters. In 1983, (Figure E2.9-2) mixing began in late September and continued through December. Complete water column mixing had not occurred by the end of that year. Evidence of Lake Glenville mixing was also apparent from the temperatures recorded from the location in the West Fork-Tuckasegee River downstream of the E2-37 Duke Power Tuckasegee Powerhouse (Figure E2.9-1). West Fork Project Draft FERC License Application As air temperatures rapidly decreased from mid- December to mid-January, a similar decrease was observed in the stream temperatures (Figure E2.9-1). These data indicate that Lake Glenville was mixed to at least the depth of the penstock opening by mid-December when the stream temperatures began to decrease significantly. This trend of decreasing temperatures continued until mid-January, indicating the lake was still cooling and mixing until weather conditions warmed to prevent further cooling The most notable differences in water column temperatures during all of the stratified periods were observed in the metalimnetic region (region of increased thermal gradients) (Figures E2.9-2, E2.9-3 and E2.9-4). Unlike natural lakes where the formation of the metalimnion is solely a function of wind fetch and diel convection2, thermal stratification patterns in reservoirs are also strongly influenced by advection. In the case of Lake Glenville, cold water was removed from the lake via the deep water penstock thereby deepening the metalimnion and warming the successive layers. As long as water was removed during the stratified period, this warming would continue to the depths of the penstock (Figure E2.9-2). The rate of heating of the metalimnion was a function of the rate of deep water removal from Lake Glenville (Figure E2.95). The average daily penstock flow to Thorpe Powerhouse (calculated from June through August for each year) removed the cooler water from the lake at the penstock depth, this cooler water was ‘replaced’ by warmer water from above. Of all of the summers where data was available (Figure E2.9-3), the rate of the hypolimnetic loss was most pronounced in 1988, where the average flow through the penstock was 262 cfs. In contrast, 2001 exhibited minimal hypolimnetic loss since only an average of 43 cfs was used by Thorpe hydro. Coincidentally, the y-intercept of the depths of the isotherms (Figure E2.9-5 at zero flow) corresponded to the theoretical thermocline depth2 calculated for natural lakes (Lerman, 1978). 2 Since natural lakes do not have a deep water withdrawal, the thermocline depth is a function of the wind fetch of a lake, Lake Glenville’s average fetch was estimated at 2.4 km. E2-38 DukePower West Fork Project Draft FERC License Application Figure E2.9-2. 1983 Temperature Isopleths in Lake Glenville E2-39 DukePower West Fork Project Draft FERC License Application Lake Glenville Forebay - August 1988 1999 Penstock 5 Temperature (°C) 10 15 20 1995 2001 max depth 25 0 30 0 0 5 5 10 10 15 15 20 20 25 30 35 40 Depth from Full Pond (m) Depth from Full Pond (m) 0 1990 2000 Tainter Gate Lake Glenville Forebay - 1999 August Sept Penstock Tainter Gate max depth 5 Temperature (°C) 10 15 20 25 30 25 30 35 40 45 45 50 50 55 55 60 60 Figure E2.9-3. August Temperature Profiles in Lake Glenville 1988, 1990, 1995, 1999, 2000, and 2001 June Figure E2.9-4. 1999 Summer Temperature Profiles in Lake Glenville E2-40 Duke Power West Fork Project Draft FERC License Application Depth of 12 deg-C Poly. (Depth of 12 deg-C) Depth of 16 deg-C) Poly. (Depth of 16 deg-C)) Depth of 20 deg-C Poly. (Depth of 20 deg-C) Depth of August Isotherm (m below full pond) 30 25 2 y = -0.0004x + 0.165x + 7.7618 2 R = 0.9439 20 2 y = -0.0003x + 0.1268x + 6.138 2 R = 0.9889 15 2 y = -0.0002x + 0.0817x + 6.1286 2 R = 0.9942 10 5 0 0 50 100 150 200 250 Mean Daily Outflow (June - Aug, cfs) Figure E2.9-5. Regression Analysis of the August Depth of the 12º, 16º, and 20º Isotherms in Lake Glenville as a Function of the Mean Daily Summer Outflow Since the amount of cold water stored in Lake Glenville was determined at the beginning of the stratified period and since this cold water is supplied to the Tuckasegee River via Thorpe hydro, the management of the rate of warming in the deeper depths of Lake Glenville becomes very significant to the water quality objectives in the Tuckasegee River. Unlike the empirical relationship (Figure E2.9-5), which used the arbitrary time frame of June - August, the availability of cold water3 throughout the stratified period was calculated based upon the amount of water stored in Lake Glenville (Figure E2.9-6). Using the 20ºC temperature standard for trout as an example4, the number of days that water equal to or less than 20ºC that may be released from Lake Glenville was calculated for various flow rates (Figure E2.9-7). The flow rates used for the calculations were derived from the historical inflows5 to Lake Glenville. The results of 3 The actual temperature of the water was a function of the winter meteorological severity. The same calculation may be made for any desired temperature. 5 The use of the statistically derived inflows (1955-1999) for the calculation was based upon keeping the lake level constant during the stratified period, if the outflows exceed the inflows (as in Figure E2.9-5), the lake level would drop, but the prediction in Figure E2.9-7 would remain the same. 4 E2-41 Duke Power West Fork Project Draft FERC License Application the calculations revealed that the total amount of water used from the penstock must be considered for both lake level and downstream temperature management. West Fork - Thorpe By-Pass The daily average, minimum, and maximum temperatures calculated from the 15-minute temperature recordings from the Thorpe By-Pass, upstream of the Thorpe Powerhouse flow, (Figure E2.9-8) paralleled the mean daily air temperatures. Within the general seasonal trends of temperature, shorter intervals of heating and cooling periods were observed, indicating a rapid response of river temperatures to the prevailing meteorological conditions. Temperatures in the by-pass exhibited warmest temperatures during July and August with coolest temperatures in late January and early February. Even though the by-pass temperatures were a function of the meteorological trends, the by-pass temperatures were cooler than those measured from other river sites (Figure E2.9-1). This was not surprising since the Thorpe By-pass was at a greater altitude (cooler meteorological conditions) and was shaded from solar radiation by the extensive tree canopy much more than the other river sites. Although the by-pass was cooler, maximum daily temperatures routinely exceeded the state water quality standard of 20°C for trout waters from June through August. West Fork - Tuckasegee River (Downstream of Tuckasegee Hydro) The daily average, minimum, and maximum temperatures calculated from the 15-minute temperature data recorded from the West Fork - Tuckasegee River (Figure E2.9-9), 50 meters downstream of the confluence with the Tuckasegee Powerhouse flow and Tuckasegee Hydro Bypass flow, were a function of the operation of Thorpe Hydroelectric Station 6. The minimum water temperatures recorded during the spring, summer, and fall were indicative of the temperatures of the hypolimnion of Lake Glenville. Whereas the maximum temperatures recorded in spring, summer, and fall were a result of the relative contribution of water originating from the Thorpe By-Pass as it passed through Tuckasegee Reservoir. The situation was reversed in the winter when the water originating from Lake Glenville was warmer than the water from the Thorpe By-Pass. The temperatures recorded downstream of Tuckasegee Powerhouse flow were a function of the relative contribution to the total West Fork flow from either the Thorpe By-Pass or Thorpe hydro generation (with very small incremental flow directly into Tuckasegee Reservoir). The Thorpe 6 Since the storage in Tuckasegee reservoir was minimal, Tuckasegee Hydro was operated in tandem with Thorpe Hydro E2-42 Duke Power West Fork Project Draft FERC License Application By-pass flows continuously into the headwaters of Tuckasegee. When Thorpe Hydro generated power, the water from Thorpe Hydro flowed into Tuckasegee Reservoir about 50 meters downstream of the Thorpe By-Pass inflow 7. During generation, the large amount of cold water from Thorpe Hydro replaced the water in Tuckasegee Reservoir as the Tuckasegee Hydro released water downstream into the West Fork. Cooler temperatures measured downstream of Tuckasegee Hydro during generation (Figures E2.9-10 and E2.9-11) were the result of the Thorpe release of the deep water from Lake Glenville. Each successive generation period continually replaced the Tuckasegee Reservoir water with the water released by Thorpe Hydro. The resultant temperatures downstream of Tuckasegee Hydro remained consistently cool (Figure E2.9-11). However, during longer periods of non-generation (Figures E2.9-10 and E2.9-11), the warmer water from the Thorpe By-pass overflowed the colder water stored in Tuckasegee7. If the period of non-generation was long enough (about 3 days, Figure E2.9-10), the downstream temperatures began to increase as the surface water from Tuckasegee was released from the surface gate into the Tuckasegee By-pass. 7 Based upon historical records from Nantahala Power and Light, the mean daily flow of the Thorpe Bypass was 44 cfs. However, since the normal summer flow for 2001 was 83% of mean flow (based upon the Bryson USGS gage), the Thorpe By-pass flow averaged 36 cfs during the summer of 2001. Using this figure, during generation, the Thorpe Hydro contributed 5.6 times as much water to Tuckasegee Reservoir as did the Thorpe By-pass. E2-43 Duke Power West Fork Project Draft FERC License Application Lake Glenville Lake Glenville Storage 0 20000 Penstock Tainter Gate Storage (acre-feet) 40000 60000 max depth 80000 0 0 5 5 15 20 25 30 35 40 45 Depth from Full Pond of 20 deg-C Temperature (m) 0 10 Depth from Full Pond (m) 73 cfs (Average Flow) 38 cfs (25 % less than median) Penstock 150 cfs Days of 20-deg Water 200 300 400 500 600 10 15 20 25 30 35 40 45 50 50 55 55 60 60 Figure E2.9-6. Lake Glenville Storage Curve 100 51 cfs (Median flow) 64 cfs (25 % greater than median) Tainter Gate max depth Figure E2.9-7. Potential Days of 20ºC (or less) Water Released from Thorpe Hydroelectric Station at Various Summer Tributary Inflows E2-44 Duke Power West Fork Project Draft FERC License Application Thorpe Bypass Mean Thorpe Bypass Max Thorpe Bypass Min Daily Mean Air Temperature 28 26 24 22 Temperature (C) 20 18 16 14 12 10 8 6 4 2 0 5/1/01 6/1/01 7/1/01 8/1/01 9/1/01 10/1/01 11/1/01 12/1/01 1/1/02 2/1/02 3/1/02 4/1/02 5/1/02 6/1/02 Date Figure E2.9-8. Mean, Minimum, and Maximum Daily Water Temperatures, Thorpe By-Pass West Fork, Tuckasegee River West Fork Mean West Fork Max West Fork Min Daily Mean Air Temperature 28 26 24 22 Temperature (C) 20 18 16 14 12 10 8 6 4 2 0 5/1/01 6/1/01 7/1/01 8/1/01 9/1/01 10/1/01 11/1/01 12/1/01 1/1/02 2/1/02 3/1/02 4/1/02 5/1/02 Date Figure E2.9-9. Mean, Minimum, and Maximum Daily Water Temperatures, West Fork, Tuckasegee River RM 1.1, 100 meters downstream of Tuckasegee Powerhouse E2-45 Duke Power West Fork Project Draft FERC License Application Thorpe Bypass West Fork Air Temps Generation flow 28 700 26 24 600 22 500 18 16 400 14 12 300 10 8 Generation Flow (cfs) Temperature (C) 20 200 6 4 100 2 0 6-Jun 0 7-Jun 8-Jun 9-Jun 10-Jun 11-Jun 12-Jun 13-Jun 14-Jun 15-Jun 16-Jun 2001 Figure E2.9-10. Comparison of the June 15 minute Water Temperatures, West Fork Tuckasegee River (RM 1.1), Thorpe By-Pass, and Air Temperatures to Tuckasegee Hydro Generation Flow Thorpe Bypass West Fork 28 Air Temps Generation flow 700 26 24 600 22 500 18 16 400 14 12 300 10 8 Generation Flow (cfs) Temperature (C) 20 200 6 4 100 2 0 5-Jul 0 6-Jul 7-Jul 8-Jul 9-Jul 10-Jul 11-Jul 12-Jul 13-Jul 14-Jul 15-Jul 2001 Figure E2.9-11. Comparison of the July 15 minute Water Temperatures, West Fork Tuckasegee River (RM 1.1), Thorpe By-Pass, and Air Temperatures to Tuckasegee Hydro Generation Flow The periodic thermal stratification reported in Tuckasegee Reservoir (Nantahala Power and Light, 2001) was probably the result of this overflow of the warmer water from Thorpe ByE2-46 Duke Power pass. West Fork Project Draft FERC License Application As the period of non-generation from the West Fork projects increased, the temperatures downstream of Tuckasegee Hydro also increased as they approached the temperatures of the Thorpe By-pass (Figures E2.9-10 and E2.9-11). However, as with any inflow to a reservoir, as the warmer water flowed over the underlying cooler water, turbulent mixing occurred in the boundary layers which slowed the process of intensifying thermal stratification which delayed the warming downstream. When the West Fork projects commenced generation, the high flow from Tuckasegee Hydro rapidly released the warmer water that had accumulated in Tuckasegee Reservoir, resulting in a short lived temperature spike’ downstream of the Tuckasegee Hydro. The dial, meterologically induced temperature changes were most notable in the Thorpe Bypass, with daily temperature changes routinely exceeding 3.5ºC. In contrast, the water temperatures downstream of Tuckasegee Hydro exhibited one very small incremental temperature increase and subsequent decrease around noon each day irrespective of generation flow (Figures E2.9-10 and E2.9-11). Dissolved Oxygen The dissolved oxygen concentrations in an aquatic system are a function of the interrelationships and relative rates of physical, chemical, and biological processes. The construction of deep reservoirs on the West and East Forks of the Tuckasegee River has slowed and deepened the ‘old’ river. This combination resulted in increased retention times and incomplete vertical mixing (stratification) of the reservoir. As a rule, the shorter time the water is in the reservoir, the greater the similarity of water quality coming into the reservoir and the water going out of the reservoir. Conversely, with increased retention times, the amount and type of dissolved or particulate material is progressively altered within the reservoir, by chemical or biological activity. The oxygen concentrations within a reservoir are a function of allochthanous (externally derived, from either point or non-point sources) organic loading and the autochthonous (internal) organic production. As the reservoir receives organic compounds from the watershed (external), these materials oxidize (consume oxygen) by bacterial decomposition. Additionally, inorganic nutrients (primarily phosphorus and nitrogen) are also transported from the watershed. These nutrients stimulate algal growth within the reservoir (internal); which, while growing, produce oxygen, but as they sink and decompose, consume oxygen. The E2-47 Duke Power West Fork Project Draft FERC License Application relative rates of the ‘BOD’ from either source are a function of how much material was added to the reservoir and over what period of time the organic material decomposes. In reservoirs, different layers of water form as a result of reduced vertical mixing (thermal stratification). Complete vertical mixing (water in contact with the atmosphere) is reduced or eliminated with the onset of vernal warming of the surface water. This warmer water, exhibiting less specific gravity due to increased temperatures, floats over the cooler, denser water (hypolimnion). As radiant energy and air temperatures increase, the top layer (epilimnion) is further warmed, thereby creating a stronger vertical temperature gradient. As the thermal gradient intensifies, the cool, lower layers become increasingly isolated from the atmosphere. Dissolved oxygen progressively decreases in the lower layers due to the bacterial decomposition of organic material derived from the watershed or from the ‘algal rain’ from the upper layer where the algae were produced. The downstream release of this deep, cool, low oxygenated water via the powerhouse penstocks typically results in the concern for depressed oxygen concentrations in the tailwaters of the hydroelectric facilities. West Fork - Lake Glenville The dissolved oxygen concentrations in Lake Glenville (Figures E2.9-12 and E2.9-13) were typical for warm, monomictic southeastern reservoirs. Dissolved oxygen concentrations were highest in the spring due to the mixing of the water column and subsequent atmospheric reaeration throughout the winter. The maximum water column concentration achieved in the spring was a function of the extent and duration of the mixing period. As reservoir stratification became more pronounced (Figure E2.9-4), the dissolved oxygen concentrations in the deeper depths (Figure E2.9-13) decreased due to microbial respiration. The decomposition of organic material (either supplied by the inflow and/or algal production within the reservoir) was centered in the metalimnetic region (layer of maximum thermal gradients). The changes of the dissolved oxygen distribution in the water column from August to September (Figure E2.9-13) indicate that as deep water was withdrawn from the penstocks, the metalimnetic water, with lower dissolved oxygen concentrations, was ‘pulled’ deeper in the reservoir. E2-48 Duke Power West Fork Project Draft FERC License Application Lake Glenville Forebay - August 1988 1990 1995 June August Sept 1999 2000 2001 Penstock Tainter Gate max depth Penstock Tainter Gate max depth Dissolved Oxygen (mg/l) 2 4 6 8 10 0 12 0 0 5 5 10 10 15 15 20 20 25 30 35 40 Depth from Full Pond (m) Depth from Full Pond (m) 0 Lake Glenville Forebay - 1999 12 25 30 35 40 45 45 50 50 55 55 60 60 Figure E2.9-12. August Dissolved Oxygen Profiles in Lake Glenville 1988, 1990, 1995, 1999, 2000, and 2001. Dissolved Oxygen (mg/l) 2 4 6 8 10 Figure E2.9-13. 1999 Summer Dissolved Oxygen Profiles in Lake Glenville E2-49 Duke Power West Fork Project Draft FERC License Application However, in some years, the reservoir also experienced metalimnetic oxygen maximum with enhanced rates of oxygen loss in the deeper layers (Figure E2.9-12). Metalimnetic oxygen increases are usually attributed to high oxygen concentrations in the tributary inflow as that cooler, high oxygenated water would flow under the warm epilimnion, or, if metalimnetic light intensity was sufficient to sustain algal contribution of oxygen by photosynthesis. In either case, the extent of the deep water dissolved oxygen deficits were lower in 2000 and 2001 (low flow years) than in the previous years. This difference in the yearly deep water oxygen concentrations, analogous to increased heating in the hypolimnion, would indicate that the deep water oxygen concentrations at the level of the penstocks were a function of the total amount of water withdrawn from the penstocks. Even though the deep water layers in Lake Glenville experienced oxygen deficits, the amount of oxygen lost by microbial decomposition was not sufficient to create anoxic water. This observation, coupled with the high retention time of Lake Glenville (Table E2.9-2) and the very low conductivity values and primary nutrient concentrations reported by NCDENR-DWQ (2002b) suggest that Lake Glenville exhibited very low algal productivity. The lowest dissolved oxygen concentrations were observed at depths greater than the penstock opening. These deep water minimum oxygen concentrations were a result of either incomplete winter mixing due to the high relative depth or significant sediment oxygen demand. West Fork - Tuckasegee River (Downstream of Tuckasegee Hydro) Even though Lake Glenville experienced oxygen concentrations of approximately 6 mg/l in the vicinity of the penstock opening in 2001, the oxygen concentrations measured downstream of Tuckasegee Hydro were not less than 9 mg/l (Figures E2.9-14 and E2.9-15). These values represented concentrations when the hydros (Thorpe and Tuckasegee) were not generating. As soon as generation began, the oxygen concentrations increased to 9.5 to over 10 mg/L downstream of Tuckasegee Hydro. The double Pelton type turbine used by Thorpe Hydro sufficiently aerated the water as the water struck the runner buckets on the turbine. This turbine design effectively maintained high oxygen concentrations in the water released to the West Fork Tuckasegee River. In August 2001 (Figure E2.9-14) the difference between generation and non-generation times of the concentration of water at atmospheric concentrations was the result of the temperature difference of the Tuckasegee By-pass water and water from Thorpe Hydro. This difference was E2-50 Duke Power West Fork Project Draft FERC License Application not realized in September (Figure E2.9-15) since generation was sufficiently longer, particularly in the morning, to minimize heating of the by-pass water (see temperature section). Tuckasegee Reservoir may have exerted an oxygen demand on the water during non-generation times (longer retention time) as evidenced by the very slight decrease in oxygen during those times. Oxygen concentrations did not correspond to solar radiation, which indicated very little aquatic plant metabolism in Tuckasegee Reservoir. Solar Radiation 12 3000 11 2750 10 2500 9 2250 8 2000 7 1750 6 1500 5 1250 4 1000 3 750 2 500 1 250 0 08/06/01 Generation (cfs) West Fork Generation 2 mg Saturation - West Fork Solar Radiaton (W/m ) Dissolved Oxygen (mg/l) mg observed West Fork 0 08/07/01 08/08/01 08/09/01 08/10/01 08/11/01 Date Figure E2.9-14. Comparison of the observed 5 minute Dissolved Oxygen Concentrations, Calculated Oxygen Saturation Concentrations, and Generation Flow, August, 2001, West Fork, Tuckasegee River (downstream of Tuckasegee Hydro) E2-51 West Fork Project Draft FERC License Application West Fork Generation Solar Radiation 12 3000 11 2750 10 2500 9 2250 8 2000 7 1750 6 1500 5 1250 4 1000 3 750 2 500 1 250 0 09/16/01 Generation (cfs) mg Saturation - West Fork 2 Dissolved Oxygen (mg/l) mg observed West Fork Solar Radiaton (W/m ) Duke Power 0 09/17/01 09/18/01 09/19/01 09/20/01 09/21/01 Date Figure E2.9-15. Comparison of the observed 5 minute Dissolved Oxygen Concentrations, Calculated Oxygen Saturation Concentrations, and Generation Flow, September, 2001, West Fork, Tuckasegee River (downstream of Tuckasegee Hydro) Historical Dissolved Oxygen Concentrations The fourteen years of monthly ‘grab’ dissolved oxygen data collected by the NCDENR-DWQ at Dillsboro (Figure E2.9-16) revealed dissolved oxygen concentrations that were consistently greater than the state water quality standard of 6 mg/l for trout waters. Given the variability of the dissolved oxygen concentrations in the source water (hypolimnions of the upper Tuckasegee Reservoirs), the monthly ‘grab’ samples illustrated a remarkable similarity between the various years in the Tuckasegee River. The dissolved oxygen concentrations were at or near saturation with the atmosphere throughout the seasons. E2-52 Duke Power West Fork Project Draft FERC License Application 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 18 17 16 15 Dissolved Oxygen (mg/l) 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0 J F M A M J J A S O N D Month Figure E2.9-16. Monthly ‘grab’ Dissolved Oxygen Concentrations Collected by NCDENR-DWQ at RM 31.5, Tuckasegee River at Dillsboro (flows at USGS gage in Bryson City: blue = summer flow > 1485, green = 891 < summer flow > 1485, and red = summer flow < 891) CONCLUSIONS The Tuckasegee River originates on the northern slopes of the eastern continental divide in Southwestern North Carolina. Both the West and East Forks of the Tuckasegee River have relatively large storage impoundments, which provide water to the Nantahala Power and Light Hydroelectric Projects via penstocks. The diversion of the majority of the water through the long penstocks that supply water to the Thorpe and Tennessee Creek Powerhouses has minimized the flow in the river channels by-passing the penstocks. The West and East Forks combine to form the Tuckasegee River, which travels approximately 35 miles northwesterly to Lake Fontana (a large TVA storage reservoir). Approximately 20 miles downstream of the East and West Fork confluence, Dillsboro Dam provides a low head, non-storage water supply to Dillsboro Hydroelectric Station. Since the upper reaches of the West and East Forks have water temperatures suitable for trout, the NCWRC manages those sections for wild trout. However, since the storage reservoirs on both forks have deep water penstocks, cold water is also supplied to the downstream reaches of the E2-53 Duke Power West Fork Project Draft FERC License Application Tuckasegee River providing additional sections of the river suitable for a hatchery supported trout fishery. Wildlife resource agencies (most notably the NCWRC and USFWS) have requested the characterization of the water temperature and dissolved oxygen regimes in the Tuckasegee River system (including the by-pass reaches) to provide information regarding the management of aquatic wildlife. The objectives of this report are to describe the temperature, dissolved oxygen concentrations in the West Fork impoundments and the subsequent use of that water for power generation on the downstream temperatures, and dissolved oxygen concentrations in the Tuckasegee River. The storage reservoirs on the Tuckasegee system exhibited characteristics of warm, monomictic reservoirs. The reservoirs experience a prolonged mixing period during the fall and winter months whereby temperatures decrease and dissolved oxygen increased throughout the reservoir depths. As springtime conditions warmed the surface layers, the reservoirs thermally stratified preventing additional atmospheric cooling or atmospheric oxygen exchange with the deeper water. As the deep, cold water was progressively released downstream via the deep water penstocks, the deeper water was subsequently replaced by warmer, less oxygenated water. Since the reservoirs have limited storage, this process is delayed with minimum volumes used for electrical generation and accelerated with larger volumes released downstream. This process continued until the meteorological conditions cooled enough to initiate the fall mixing period. The seasonal management, i.e. use of the deep, cold water resource, is the key issue in maintaining desired temperatures downstream. As the water released from the impoundments traveled downstream, water temperatures in the Tuckasegee River responded rapidly to changing meteorological conditions. Dillsboro pond had no discernable effect on downstream temperatures. As the water was released from the upstream projects, the hypolimnetic water warmed as it traveled downstream during the spring and summer, and cooled during the fall and winter. The local meteorology forced the heating and cooling of the Tuckasegee River as the river temperatures responded to the meteorological equilibrium conditions. At low flows, the water warms at a greater rate over a shorter distance as it travels downstream and approaches meteorological equilibrium. At higher flow rates, the warming rate was E2-54 Duke Power West Fork Project Draft FERC License Application decreased which resulted in cooler water at further distances downstream. At flows less than 80 cfs, the majority of the heating took place prior to the water reaching the Webster area. However, periodic generation releases from the upstream projects maintained a cooler minimum temperature, which, with the same amount of heating, would keep the maximum daily temperatures cooler. The temperatures of the Wolf Creek By-Pass, Bonas Defeat By-Pass, and the Thorpe By-Pass were a function of the meteorological heat exchange at all times during the year. All three bypasses exhibited remarkably similar temperatures, with Bonas Defeat slightly warmer due to the open canopy and exposed rocks in the river channel. Even though dissolved oxygen concentrations in the deeper depths of the storage reservoirs decreased throughout the stratified period, the deep water released from the reservoirs were at least 3 mg/l greater than the minimum standard for North Carolina trout waters. Based upon dissolved oxygen data collected in 2001 and the NCDENR-DWQ historical data, oxygen concentrations consistently exceeded the minimum concentrations established by State water quality standards for the Tuckasegee River. As the water traveled downstream in the Tuckasegee River, the dissolved oxygen concentrations decreased commensurate with the warming that occurred. The oxygen concentrations were at or near atmospheric saturation throughout the entire river, with aquatic plant metabolism more pronounced in the downstream reaches. As with temperature, no discernable effect on dissolved oxygen was detected from the Dillsboro project. E2.10 Proposed Studies The Applicant proposes no additional water quality or quantity studies in association with the West Fork Project. However, as part of the Consensus Agreement Duke proposes that annual recreation planning meetings be held to discuss flow planning for the upcoming calendar year and also that an evaluation meeting will be held 5-years after the new license is granted to discuss the results of the proposed recreation PM&E measures related to flow releases (see Sections E1.13 and E5.9). E2.11 Project Effects on Water Quality As water is released from the upstream Tuckasegee River (i.e., West Fork) impoundments travels downstream, water temperatures in the Tuckasegee River respond rapidly to changing E2-55 Duke Power West Fork Project Draft FERC License Application meteorological conditions. As the water was released from the upstream projects, the hypolimnetic water warms as it travels downstream during the spring and summer, and cools during the fall and winter. The local meteorological conditions drive the heating and cooling of the Tuckasegee River as the river temperatures respond to the meteorological equilibrium conditions. Thus, the West Fork Project has measurable impact on downstream temperatures. Based upon dissolved oxygen data collected in 2001 and the NCDENR-DWQ historical data, oxygen concentrations consistently exceeded the minimum concentrations established by state water quality standards for the Tuckasegee River. As water travels downstream in the Tuckasegee River, the dissolved oxygen concentrations decrease commensurate with the warming that occurs. The oxygen concentrations were at or near atmospheric saturation throughout the entire river, with aquatic plant metabolism more pronounced in the downstream reaches. As with temperature, a measurable impact on dissolved oxygen was detected from the West Fork Project. The Project is in compliance and in support of all other applicable water quality standards and designated uses. E2.12 Existing Protection, Mitigation, and Enhancement Measures The existing license and the May 5, 1999 Order approving settlement (Article 32) currently states that the licensee release a minimum instantaneous flow of 20 cfs or the stream flow entering Little Glenville Lake from the West Fork of the Tuckasegee River. This is to provide a continuous flow in the two miles of stream between the Tuckasegee Development powerhouse and the confluence with the East Fork of the Tuckasegee River. E2.13 Proposed Water Quality Protection, Mitigation, and Enhancement Measures The following water quality and quantity PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team (TCST). The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes the following measures in association with the West Fork Projects (Note: Any changes from current Project operation to begin in 2004): E2-56 Duke Power West Fork Project Draft FERC License Application Reservoir information a. Add the following to the Duke website - actual lake level readings, the Normal Operating Ranges, recent lake level histories, near-term lake level projections and special messages for all West Fork project reservoirs except Tuckasegee Lake. b. Actual lake levels for all West Fork project reservoirs except Tuckasegee Lake and special messages will be provided by the Duke telephone information line. c. Special messages concerning modifications to lake level operating bands will be communicated per the Low Inflow and Hydro Project Maintenance and Emergency Protocols. d. The above lake level information will be provided beginning in 2004. Gage reactivation a. Upon completion by the USGS, pay for reactivation and ongoing maintenance of USGS Gage # 03510500 at Dillsboro, NC (Potential additional partners – NCDWR, USFWS) b. Gages operational by 2004 provided USGS could complete reactivation by then. Soil & Water Conservation Enhancement a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiative list will be requested from each board by 7/1/05. b. Review each board’s prioritized list and select initiatives from the list to receive funding support from Duke. c. Contribute $40,000 per county in Jackson County toward implementation of the Dukeselected initiatives. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. E2-57 Duke Power West Fork Project Draft FERC License Application Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives. c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Lake Glenville – Maintain the following Normal Operating Range: Month Normal Target Elevation (ft) Jan Normal Minimum Elevation (ft) 85 90 Normal Maximum Elevation (ft) 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 Jul 95 97 99 Aug 93 95 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. E2-58 Duke Power West Fork Project Draft FERC License Application Minimum Flow and Bypass Flow Main Stem below Tuckasegee a) 30 cfs combined minimum flow from December 1 through June 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by the same means as the existing provision. b) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less). c) 55 cfs combined minimum flow from July 1 through November 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by: d) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less). e) Implement new and additional minimum and bypass flows in 2006, or within 1 year following receipt of FERC approval to modify project facilities, whichever comes last. Sediment Management Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. Low Inflow Protocol The Low Inflow Protocol (LIP) provides trigger points and procedures for how the West Fork Projects will be operated by the Licensee during periods of low inflow (i.e. periods when there is not enough water flowing into West Fork Lakes to meet the normal needs for power generation, recreation flows, minimum flows, any on-reservoir water withdrawals and lake level maintenance). The protocol was developed on the basis that all parties with interests in water quantity will share the impact of low inflow. In general during periods of normal inflow, the Licensee will provide at least a prescribed number of hours per day of generation to support electric customer needs and the downstream flow needs in the main stem of the Tuckasegee River (typically during different periods each day), in addition to scheduled Tainter gate releases from Glenville Dam for recreation and maintaining lake levels above certain prescribed minimum levels. During low inflow periods when the Licensee cannot meet all of the above conditions, it will reduce generation by prescribed amounts per generation or recreation period per day on a weekly basis, along with corresponding weekly reductions in bypass flows, Tainter gate releases for recreation and minimum reservoir levels. In addition, any large (i.e. greater than or equal to 1 Million Gallons per Day (MGD) maximum instantaneous capacity) water intakes that are authorized on the West Fork Lakes in the future will also have a reduction protocol incorporated into the easement documents that the Licensee E2-59 Duke Power West Fork Project Draft FERC License Application uses to approve of such intakes. The incremental reduction of all water demands on the system will continue until inflows are restored to a point where the West Fork lake levels return to their Normal Operating Ranges. Maintenance and Emergency Protocol for the West Fork Hydro Projects Under some emergency and equipment failure and maintenance situations, certain license conditions may be impractical to meet or may need to be suspended or modified to avoid taking unnecessary risks. The purpose of this protocol is to define the most likely situations of this type, identify the potentially impacted license conditions and outline the general approach that the Licensee will take to mitigate the impacts to license conditions and to communicate with the resource agencies and affected parties. Specific details associated with the Maintenance and Emergency Protocols for the West Fork Projects are provided in Volume III. E2.13.1 Monitoring Duke proposes no additional water quality monitoring in association with the West Fork Project. The NCDENR-DWQ and the USGS will continue the monitoring at the established stations on the Tuckasegee River downstream of the project. E2.13.2 Spill Containment and Emergency Response Plan Duke has established and implemented a comprehensive Spill Containment and Emergency Response Plan (SPCC) guide to minimizing hazards to human health and the environment through the prevention and control of oil spills at the West Fork Project and associated facilities. This plan is intended to satisfy the requirements of 40 CFR Part 112 (Oil Pollution Prevention). This plan outlines the general responsibilities of the facility personnel and coordinators, sources and controls of potential oil spills, cleanup procedures, spill reporting, and SPCC training. This plan is maintained at the West Fork Project Powerhouses. Duke has established an Automated Environmental and Spill Reporting Hot Line at: 1-800-527-3853 (specify Nantahala Zone). E2-60 Duke Power West Fork Project Draft FERC License Application E2.14 List of Literature FERC. 2002. List of Revised Comprehensive Plans. Office of Energy Projects. Washington, D.C. April. Fish and Wildlife Associates, Inc (FWA). 2000. FERC Relicensing First Stage Consultation Package – West Fork Hydroelectric Project FERC Project No. 2686-NC. Whittier, North Carolina. 92 pp. Prepared for Duke Power. Giese, G.L. and R.R. Mason, Jr. 1993. Low-Flow Characteristics of Streams in North Carolina. U.S. Geological Survey Water-Supply Paper 2403. U.S. Geological Survey, Map Distribution, Denver, Co. Hakanson, L. 1981. A Manual of Lake Morphometry. Springer-Verlag, New York. Holland, S. 2002. Duke Power Company, Operations Department, Charlotte, NC. Knight, Jonathan C. 1998. Evaluation of the Dissolved Oxygen Concentrations in the Tailrace of Buzzards Roost Hydroelectric Station. Submitted to FERC, Project No. 1267-000, by Duke Power Company, Charlotte, NC. Lineberger, J.G. 2002. East Fork Project (2698-016) – Cedar Cliff Minimum Flow Release Valve Maintenance, January 2, 2002, Letter to FERC. Duke Power Company, Charlotte, NC. Mullur, P. 2002. North Carolina Department of Environment and Natural Resources - Division of Air Quality, Asheville Regional Office, Asheville, NC. Nantahala Power and Light. 2002a. FERC files, Exhibit F drawings. Duke Energy Corporation, 301 NP&L Loop, Franklin, NC 28734. Nantahala Power and Light. 2002b. Bryson Final Report - Temperature and Dissolved Oxygen. http://nantahalapower.com/relicensing/hydro.htm Duke Energy Corporation, 301 NP&L Loop, Franklin, NC 28734. E2-61 Duke Power West Fork Project Draft FERC License Application Nantahala Power and Light. 2002c. Mission Final Report - Temperature and Dissolved Oxygen. http://nantahalapower.com/relicensing/hydro.htm Duke Energy Corporation, 301 NP&L Loop, Franklin, NC 28734. Nantahala Power and Light. 2002d. Franklin Final Report - Temperature and Dissolved Oxygen. http://nantahalapower.com/relicensing/hydro.htm Duke Energy Corporation, 301 NP&L Loop, Franklin, NC 28734. Nantahala Power and Light. 2003. Tuckasegee Final Report - Temperature and Dissolved Oxygen. http://nantahalapower.com/relicensing/hydro.htm Duke Energy Corporation, 301 NP&L Loop, Franklin, NC 28734. North Carolina Department of Environment and Natural Resources – Division of Water Quality. 2000. Basinwide Assessment Report-Little Tennessee River. Raleigh, North Carolina. April 2000. 83 pp. North Carolina Department of Environment and Natural Resources – Division of Water Quality. 2000. Water Quality Progress Report in North Carolina 1998-1999 305(b). Raleigh, North Carolina. April 2000. 34 pp. North Carolina Department of Environment and Natural Resources - Division Of Water Quality. 2002a. "Redbook" Surface Water and Wetland Standards, NC Administrative Code 15a NCAC 02b .0100 & .0200, Amended, Effective: Jan 1, 2002, Raleigh, NC North Carolina Department of Environment and Natural Resources - Division Of Water Quality. 2002b. Basinwide Information Management System (BIMS). Online Document. North Carolina Waterbodies Report. Jackson County. http://h2o.enr.state.nc.us/bims/Reports/reportsWB.html Ruane, Richard J. 2002. Reservoir Environmental Management, Inc., Chattanooga, TN. Sauber, J. 2002. North Carolina Department of Environment and Natural Resources - Division of Water Quality, Raleigh, NC. USDA-USFS. 1987. Land and Resource Management Plan – Nantahala and Pisgah National Forests: 1986-2000. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. E2-62 Duke Power West Fork Project Draft FERC License Application USDA-USFS. 1994. Land and Resource Management Plan – Nantahala and Pisgah National Forests: Amendment 5. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. March 1994. United States Geological Service (USGS). 2002. Groundwater Atlas of the United StatesDelaware, Maryland, New Jersey, North Carolina, Pennsylvania, Virginia, West Virginia: Piedmont and Blue Ridge Aquifers. Online Document: http://capp.water.usgs.gov/gwa/ch_1/L-text4.html Yow, D. 2002. North Carolina Wildlife Resources Commission, Asheville, NC. E2-63 Duke Power E3.0 West Fork Project Draft FERC License Application REPORT ON FISH, WILDLIFE, AND BOTANICAL RESOURCES Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the fish, wildlife, and botanical resources associated with the West Fork Project. This section contains the following information: Description of the general fish, macroinvertebrate, wildlife, and botanical resources; Description of the resources found upstream, downstream, and within the Project boundaries; Description of rare, threatened, and endangered species associated with the Project area; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed protection, mitigation, and enhancement measures E3.1 Fishery Resources E3.1.1 General Overview of Fishery Resources in the Basin Based on existing information, the Little Tennessee River Basin and specifically the Tuckasegee River exhibits a wide variety of warmwater and coolwater fish species. These species include bass and panfish, minnows, suckers, darters, and trout. During the relicensing studies on the Tuckasegee River, 42 species of fish were identified. The Project area, and the surrounding basin include some of the highest quality waters in North Carolina. Benthic macroinvertebrate indices are characterized by Good to Excellent ratings. During the relicensing fishery study, 1,348 fish representing 13 species were collected from the two sampling stations within the West Fork Tuckasegee River bypass. Fish abundance and species diversity varied by location and increased from upstream to downstream within the bypass. Within the Tuckasegee River downstream of the West Fork Project, fish abundance and diversity was generally higher than in the Project bypass and increased from upstream to downstream (Duke Power-Nantahala Area 2003). Minnows, suckers, darters and sculpins were the most common species captured in the Tuckasegee River downstream of the Project and minnows and sculpin were the most abundant species captured within the Project bypass. The NCWRC has designated the West Fork Tuckasegee River from Shoal Creek to Tuckasegee Lake as Hatchery Supported trout waters. In Hatchery Supported Waters there is no size limit or E3-1 Duke Power West Fork Project Draft FERC License Application bait restriction and the creel limit is seven trout per day. Hatchery Supported Trout Waters are marked with green and white signs that are posted conspicuously along the watercourses. Additionally, the NCWRC has designated Delayed-Harvest trout waters (i.e., artificial lures with single hook only and no harvesting between October 1 and June 6) in the Tuckasegee River from the NC Highway 107 bridge at Love Field downstream to the Dillsboro Dam. These waters are marked with black and white signs. The DWQ has classified the project waters as High Quality (HQW) from Lake Glenville to the Thorpe Dam and as Trout Water (TR) from Thorpe Dam to the Tuckasegee River. These are supplemental water quality classifications intended to protect waters with quality higher than state water standards and for natural trout propagation and survival of stocked trout, respectively. E3.1.2 Description of Current Fishery Resources of the Project and Its Vicinity During the biological studies consultation process subsequent to the issuance of the First Stage Consultation Package for the West Fork Hydroelectric Project, state and federal resource agencies identified the need for additional fisheries data in the vicinity of the project. Accordingly, a Technical Leadership Team (TLT) comprised of representatives from the North Carolina Wildlife Resources Commission (NCWRC), the United States Fish and Wildlife Service (USFWS), the United States Forest Service (USFS), the Land Trust for the Little Tennessee and the applicant was established to develop fisheries studies for the various Nantahala Area hydro projects. The study for the West Fork Project consisted of qualitative fisheries surveys in the bypassed reach of the West Fork of the Tuckasegee River between the Project dam and powerhouse. The objectives of the study were to: (1) Describe the fishery resources in the West Fork Tuckasegee River bypass, and (2) Determine any potential project-related impacts to the fishery resources present in the bypass. The fisheries study consisted of a review of historical data collected by the NCWRC during 1988 (unpublished data) and Fish and Wildlife Associates (FWA) during 1997, 1998 and 1999 (FWA 2000) at two locations in the West Fork Tuckasegee River bypass and additional sampling at the same locations during the Summer and Fall 2001. The historical NCWRC survey consisted of qualitative sampling, and no population data were calculated. However, for comparative purposes, total sample area (ha) and catch numbers and biomass by species were used to estimate fish density and standing crop. The historical FWA data and the current study consisted of population estimates derived utilizing the depletion sampling methodology. Field sampling and E3-2 Duke Power West Fork Project Draft FERC License Application data analyses for the current study were conducted according to the protocols outlined in the NCWRC’s Trout Stream Management Standardized Sampling and Data Analysis Methods (Borawa 1996). Depletion population estimates were conducted at two locations in the West Fork Tuckasegee River bypass. Both locations were selected to generally coincide with locations sampled by the NCWRC during 1988. The most downstream site, WF-1, was located approximately 50 m upstream of a small bridge that crosses the bypass channel at it’s confluence with the Tuckasegee Project reservoir (Figure E3.1-1). The sample reach was 100 m in length and averaged 8.9 m in width. Sampling at WF-1 was conducted on September 11, 2001. Prior to sampling, block nets were placed across the stream at the upstream and downstream ends of the study reach to ensure that fish did not move into or out of the study reach during sampling. Three backpack electro fishing units were used to conduct a standard three-pass depletion sample. The second site, WF-2, was located upstream of WF-1 and immediately downstream of Rough Run Falls (Figure E3.1-1). This sample reach was 100 m in length and averaged 4.8 m in width. Sampling at WF-2 was conducted on August 8, 2001. At this location, the sample reach was bounded on the upstream end by Rough Run Falls and on the downstream end by a block net. As with Location WF-1, a standard three-pass depletion sample was conducted, however, due to the narrower channel width, only two backpack electro fishing units were required to sample Location WF-2. The specific methods associated with the Fishery Survey can be found at the Duke relicensing website: http://www.nantahalapower.com/relicensing/hydro.htm The following descriptions are summaries from the fisheries surveys conducted by Duke. E3-3 WF-1 WF-2 Area Sampled 1,000 0 1,000 2,000 Feet Figure E3.1-1 West Fork Project FERC No. 2686 Fish Sampling Locations West Fork Tuckasegee River Duke Power West Fork Project Draft FERC License Application E3.1.2.1 Existing Fisheries Upstream of the Project Due to the high gradient nature and remoteness of the upstream areas, logistical and safety concerns necessitated that no specific fish sampling was conducted upstream of the Project. E3.1.2.2 Existing Fisheries in the Project Area Bypass Reach The fisheries study for the West Fork Project consisted of qualitative fisheries surveys in the West Fork Tuckasegee River bypass between the Tuckasegee Dam and powerhouse. Location WF-1 Depletion sampling at Location WF-1 in 2001 yielded, 1,186 fish representing 13 species (Table E3.1-1). The overall catch was representative of a relatively diverse assemblage of coolwater/coldwater species. In terms of abundance, minnows and mottled sculpin comprised the majority of the catch. Both rainbow and brown trout were also collected from this site. This diverse assemblage of species at Location WF-1 is likely related to its proximity to the Tuckasegee Reservoir and the movement of fishes from the reservoir to the lower reaches of the bypass channel. Fish species diversity (13 species), density (14,367 fish/ha), and standing crop (89.9 kg/ha) at Location WF-1 during 2001 were within the range of data collected during previous years (Tables E3.1-2 and E3.1-3). Species diversity ranged from a low of 10 species in 1988 to a high of 16 species in 1997. Density ranged from a low of 4,215 fish/ha in 1999 to a high of 23,370 fish/ha in 1988. Standing crop ranged from a low of 55.75 kg/ha in 1999 to a high of 277.68 kg/ha in 1997. Overall, minnows and mottled sculpin tended to dominate the catch during all years. Brown trout were collected during all years. The brown trout population in 2001 was estimated to range from 13 to 15 fish, yielding density and standing crop estimates of 156 fish/ha and 6.5 kg/ha, respectively (Table E3.1-3). Brown trout density ranged from a low of 12 fish/ha in 1988 to a high of 1,459 fish/ha in 1997. The extremely high catch during 1997 was attributable to the collection of large numbers of yearling trout. Rainbow trout were collected during all years, except 1988. The rainbow trout population in this 100-m reach of stream during 2001 was estimated to range from 27 to 29 fish, yielding density and standing crop estimates of 311 fish/ha and 4.6 kg/ha, respectively (Table E3.1-3). Rainbow trout densities ranged from a low of 35 fish/ha in 1998 to a high of 311 fish/ha in 2001. E3-5 Duke Power West Fork Project Draft FERC License Application Location WF-2 Depletion sampling at Location WF-2 yielded an overall catch that was low in both total abundance and species diversity (Table E3.1-1). Only 162 fish representing two species were collected in this 100 m reach of stream. The only species collected from this site were brown trout and blacknose dace. Fish species diversity (2 species) and total standing crop (20.50 kg/ha) at Location WF-2 during 2001 were lower than for any previous sample year (Tables E3.1-2 and E3.1-3). Total fish density (3,340 fish/ha) during 2001 was the second lowest recorded for this location. Species diversity ranged from a low of 2 species in 2001 to a high of 10 species in 1997 and 1999. Density ranged from a low of 1,371 fish/ha in 1988 to a high of 10,711 fish/ha in 1997. Standing crop ranged from a low of 20.50 kg/ha in 2001 to a high of 100.11 kg/ha in 1997. Brown trout were collected during all years at Location WF-2. The brown trout population at this site in 2001 was estimated to range from 52 to 54 fish, yielding density and standing crop estimates of 1,060 fish/ha and 15.5 kg/ha, respectively (Table E3.1-3). Brown trout density ranged from a low of 61 fish/ha in 1998 to a high of 1,060 fish/ha in 2001. Although the overall population of fishes at WF-2 was substantially lower than that at WF-1, the brown trout standing crop at WF-2 was 2.4 times higher than the brown trout standing crop at WF-1. Rainbow trout were collected at location WF-2 during all years except 2001. Rainbow trout density ranged from a low of 20 fish/ha in 1998 to a high of 201 fish/ha in 1988. A notable observation about historical species diversity at Location WF-2 is the very low diversity during 1988 and 2001 (3 species and 2 species, respectively), as compared to diversity during 1997 through 1999 (Table E3.1-2). During 1988, blacknose dace, brown trout and rainbow trout were the only species collected, while 2001 sampling produced only blacknose dace and brown trout. Although total standing crop estimates during 1988 and 2001 were similar (24.58 kg/ha and 20.50 kg/ha, respectively), total fish density in 2001 was almost 2.5 times higher than density in 1988 (Table E3.1-3). E3-6 Duke Power West Fork Project Draft FERC License Application Table E3.1-1. Catch per unit effort (number per hour and number per 100 m of stream) for Locations WF-1 and WF-2, West Fork Tuckasegee River bypass during August and September 2001 Common Name Scientific Name WF-1 WF-2 WF-1 WF-2 Total Catch No./hr. Total Catch No./hr. No./100 m No./100 m 28 18 --28 -Rainbow trout (wild) Salmo trutta 14 9 53 29 14 53 Brown trout (wild) Salmo trutta 322 201 --322 -Central stoneroller Campostoma anomalum 161 101 --161 -River chub Nocomis micropogon 120 75 --120 -Warpaint shiner Luxilus coccogenis 53 33 --53 -Tennessee shiner Notropis leuciodus 104 65 --104 -Mirror shiner Notropis spectrunculus 10 6 109 61 10 109 Blacknose dace Rhinichthys atratulus 10 6 --10 -Longnose dace Rhinichthys cataractae 33 21 --33 -Northern hog sucker Hypentelium nigricans 5 3 --5 -Rock bass Ambloplites rupestris 5 3 --5 -Greenside darter Etheostoma blennoiides 321 201 --321 -Mottled sculpin Cottus bairdi Total 1,186 735 E3-7 162 90 1,186 162 Duke Power West Fork Project Draft FERC License Application Table E3.1-2. Fish species occurrence by year for the West Fork Tuckasegee River bypass reaches during 1988, 1997 through 1999, and 2001 Location WF-1 Species 1 2 2 Location WF-2 2 1988 1997 1998 1999 2001 3 1 1988 1997 2 1998 2 1999 2 2001 3 Central stoneroller Campostoma anomalum X X X X X X X X X X X X X X Warpaint shiner Luxilus coccogenis X X River chub Nocomis micropogon X X X X X Tennessee shiner Notropis leuciodus X X Mirror shiner Notropis spectrunculus X X X Fatlips minnow Phenacobius crassilabrum X X Blacknose dace Rhinichthys atratulus X X X X X X X X X X X X X X X X X X X X X X X X Longnose dace Rhinichthys cataractae X White sucker Catostomus commersoni Northern hog sucker Hypentelium nigricans X X X Black redhorse Moxostoma duquesnei Golden redhorse Moxostoma erythrurum X Rainbow trout Oncorhynchus mykiss X X X X X X X X X X X X X X X X X X X Brown trout Salmo trutta X Brook trout Salvelinus fontinalis X Mottled sculpin Cottus bairdi X X X X X X X X X X Rockbass Ambloplites rupestris E3-8 X X Duke Power West Fork Project Draft FERC License Application Location WF-1 Species 1 Location WF-2 2 2 2 1988 1997 1998 1999 2001 3 1988 1 1997 2 1998 2 1999 2 2001 3 Redbreast sunfish Lepomis auritus X X Greenside darter Etheostoma blennioides X X X Greenfin darter Et. hlorobranchium X X X Unidentified darters Etheostoma spp. X Gilt darter Percina evides Total Number of Species 1 NCWRC data 2 FWA data 3 Current Study X 12 16 15 E3-9 10 13 3 10 9 10 2 Duke Power Table E3.1-3. West Fork Project Draft FERC License Application Fish density (no/ha) and standing crop (kg/ha) estimates for the West Fork Tuckasegee River bypass reaches during 1988, 1997 through 1999 and 2001. Location WF-1 1988 Species Central stoneroller Campostoma anomalum Warpaint shiner Luxilus coccogenis River chub Nocomis micropogon Tennessee shiner Notropis leuciodus Mirror shiner Notropis spectrunculus Fatlips minnow Phenacobius crassilabrum Blacknose dace Rhinichthys atratulus Longnose dace Rhinichthys cataractae White sucker Catostomus commersoni Northern hog sucker Hypentelium nigricans Black redhorse Moxostoma duquesnei Golden redhorse Moxostoma erythrurum Rainbow trout Oncorhynchus mykiss Brown trout Salmo trutta Brook trout Salvelinus fontinalis Mottled sculpin Cottus bairdi Rockbass Ambloplites rupestris Redbreast sunfish Lepomis auritus Greenside darter Etheostoma blennioides Greenfin darter Et. chlorobranchium Unidentified darters Etheostoma spp. Gilt darter Percina evides Total 1 2 3 1 1997 2 1998 Location WF-2 2 1999 2 3 2001 1988 No/ha Kg/ha No/ha Kg/ha No/ha Kg/ha No/ha Kg/ha No/ha Kg/ha No/ha 794 11.16 222 2.73 222 3.34 211 2.60 3,856 21.90 -- 1,306 5.19 292 0.20 23 0.07 -- -- 1,389 5.50 1,856 17.11 2,077 35.59 1,050 22.24 794 11.26 1,911 916 1.45 -- -- -- -- -- -- 15,189 34.51 -- -- 82 0.88 -- -- 1 1997 Kg/ha 2 1998 2 1999 2 2001 No/ha 3 No/ha Kg/ha No/ha Kg/ha No/ha Kg/ha Kg/ha -- 142 1.14 92 0.49 261 2.27 -- -- -- -- -- -- 122 0.14 -- -- -- -- 16.00 -- -- 61 1.09 153 8.61 54 0.95 -- -- 611 1.40 -- -- -- -- -- -- -- -- -- -- 1,211 1.70 -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- 17 0.08 -- -- -- -- -- -- -- -- 9 0.04 317 0.94 292 0.49 117 0.24 211 0.29 111 0.30 591 1.52 356 1.09 234 0.19 144 0.51 73 0.50 82 0.16 12 0.07 -- -- 111 0.40 -- -- 722 5.53 122 0.61 90 0.09 -- -- -- -- 58 16.48 35 9.10 -- -- -- -- -- -- -- -- -- -- -- -- -- -- 175 24.80 93 24.91 25 2.72 433 -- -- -- -- 102 27 2.67 -- -- 10.29 47 6.49 -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- 17 7.33 -- -- -- -- -- -- -- -- -- -- -- -- -- -- 635 13.63 10.60 10.80 2,280 5.00 -- -- 23 -- -- -- -- -- 187 22.31 35 6.35 101 8.03 311 4.60 201 4.43 51 2.05 20 0.22 27 0.43 12 1.22 1,459 111.12 490 49.11 101 9.99 156 6.50 579 18.63 529 18.57 61 4.94 63 4.56 -- -- 12 1.84 -- -- -- -- -- -- -- -- -- -- -- -- -- 1,661 7.41 6,056 23.98 2,415 13.14 2,628 8.98 4,067 19.10 -- -- 15.92 -- -- 147 6.65 315 22.89 58 5.28 110 4.46 144 1.50 -- -- -- -- -- -- 9 0.25 -- -- -- -- 117 4.74 35 0.98 -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- 12 0.05 -- -- -- -- 56 0.40 -- -- 10 0.01 -- -- -- -- -- -- -- -- 12 0.01 23 0.02 -- -- -- -- -- -- 10 0.04 -- -- -- -- -- -- 464 2.28 -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- -- 10 0.02 -- -- -- -- -- -- 23,370 102.05 11,391 -- 277.68 4,737 -- 142.22 4,215 55.75 14,367 89.90 NCWRC data FWA data Current Study E3-10 1,371 24.58 -8,820 10,711 -70.56 100.11 3,683 4,589 15.16 41.17 3,046 3,730 27.70 1,060 3,340 15.50 20.50 Duke Power West Fork Project Draft FERC License Application E3.1.2.3 Historical Fisheries within Project Reservoirs Lake Glenville is managed by the NCWRC as a warm water fishery. Historically, the reservoir supported a diverse fishery consisting of trout, bass, sunfish, walleye, suckers and minnows (Nantahala Power and Light Company 1972, FWA 2000) (Table E3.1-4). Fishery surveys conducted within the reservoir by FWA in coordination with the NCWRC during 1998 and 1999 resulted in the collection of 12 species (Table E3.1-5). A diverse prey base is present and includes gizzard shad, threadfin shad, alewife, and golden shiner. Game fish present include walleye, largemouth bass, small mouth bass, black crappie, rainbow trout, and bluegill. No previous fishery surveys have been conducted on Tuckasegee Reservoir by Duke. No current studies were conducted within the Project impoundments during relicensing. Table E3.1-4. Fish species historically collected by the NCWRC from Lake Glenville Species Common Name Scientific Name Rainbow Trout Oncorhynchus mykiss Brown Trout Salmo trutta Gizzard Shad Dorosoma cepedianum River Chub Nocomis micropogon Whitetail Shiner Notropis galacturus Golden Shiner White Sucker Notemigonus crysoleucas Catostomus commersoni Northern Hogsucker Hypertilium nigricans Redhorse Moxostoma sp. Walleye Stizostedion vitreum Green Sunfish Lepomis cyanellus Pumpkinseed Lepomis gibbosus Redbreast Sunfish Lepomis auritus Bluegill Lepomis macrochirus Small mouth Bass Micropterus dolomieui Large mouth Bass Micropterus salmoides White Crappie Pomoxis annularis Table E3.1-5. Fish species collected from Lake Glenville in 1998 and 1999 October 1998 April 1999 Species No. CPUE1 No. CPUE1 Alewife Alosa pseudoharengus Black Crappie 1 0.04 2 0.08 Pomoxis nigromaculatus E3-11 September 1999 No. CPUE1 47 1.96 2 0.08 Duke Power Bluegill Lepomis macrochirus Gizzard Shad 94 Dorosoma cepedianum Golden Shiner 15 Notemigonus crysoleucas Largemouth Bass 2 Micropterus salmoides Rainbow Trout Oncorhynchus mykiss Smallmouth Bass 4 Micropterus dolomieui Threadfin Shad 8 Dorosoma petenense Walleye 10 Stizostedion vitreum White Sucker Catostomus commersoni Whitetail Shiner Notropis galacturus 1 Captures per unit effort (No./net-night). West Fork Project Draft FERC License Application - - - 2 0.08 3.92 - - 70 2.92 0.63 8 0.33 28 1.17 0.08 1 0.04 13 0.54 - 2 0.08 1 0.04 0.17 3 0.13 5 0.21 0.33 - - - - 0.42 3 0.13 11 0.46 - 27 1.13 5 0.21 - 1 0.04 5 0.21 E3.1.2.4 Existing Fisheries Downstream of the Project Fish sampling was conducted within the Tuckasegee River downstream of the West Fork Project during 2001 and 2002 in association with the Dillsboro Project relicensing studies (Duke PowerNantahala Area 2003). Two sampling stations (T-4 and T-5) were located on the Tuckasegee River downstream of the West Fork Project and upstream of the Dillsboro Project (Figure E3.12). Station T-4 is located off Old Settlement Road. Downstream river sampling was also conducted upstream of the confluence with the Caney Fork Creek at Station T-5. Most of the fish habitat in this section of the river consists of riffle and pool complex with a substrate varying from bedrock, boulder, cobble, gravel, to sand. Riparian vegetation along the riverbanks includes large canopy trees and shrubs. Twenty-four species of fish were documented in the Tuckasegee River downstream of the West Fork Project at each of the sample locations (Stations T-4 and T-5) (Table E3.1-6). These species included both warm water and cool water fish and minnows, suckers, darters and sculpins were among the most abundant species. All three species of trout (i.e., brook, brown, and rainbow) were collected in this reach of the river. Fewer species were documented at both Station WF-1 (13) and WF-2 (2). A wide range of size classes, indicative of multiple year classes, was observed for the most frequently collected species. Overall, the size distributions for these species appeared to be similar throughout the Project area sampled. The downstream reach also E3-12 Duke Power West Fork Project Draft FERC License Application had more total fish captures, 2,467 at T-4 and 1,435 at T-5 (Tables E3.1-7 and E3.1-8), than WF1 (1,186) and WF-2 (162) (Table E3.1-1). E3-13 T-4 Area Sampled 2,000 0 2,000 Feet T-5 Figure E3.1-2 West Fork Project FERC No. 2686 Fish Sampling Locations Tuckasegee River Duke Power West Fork Project Draft FERC License Application Table E3.1-6. Fish species collected during sampling of the Tuckasegee River (T-4 and T-5) and The West Fork bypass (WF-1 and WF-2) Station Common Name Mountain brook lamprey Rainbow trout (stocked) Rainbow trout (wild) Brown trout (stocked) Brown trout (wild) Brook trout (stocked) Central stoneroller Whitetail shiner Warpaint shiner River chub Creek chub Tennessee shiner Mirror shiner Telescope shiner Fatlips minnow Blacknose dace Longnose dace White sucker Northern hog sucker Black redhorse Mottled sculpin Rock bass Redbreast sunfish Bluegill Smallmouth bass Spotted bass Largemouth bass Greenside darter Greenfin darter Wounded darter Banded darter Gilt darter Total Fish Species Scientific Name Ichthyomyzon greeleyi Oncorhynchus mykiss Oncorhynchus mykiss Salmo trutta Salmo trutta Salvelinus fontinalis Campostoma anomalum Cyprinella galacturus Luxilus coccogenis Nocomis micropogon Semotilus atromaculatus Notropis leuciodus Notropis spectrunculus Notropis telescopus Phenacobius crassilabrum Rhinichthys atratulus Rhinichthys cataractae Catostomus commersoni Hypentelium nigricans Moxostoma duquesnei Cottus bairdi Ambloplites rupestris Lepomis auritus Lepomis macrochirus Micropterus dolomieui Micropterus punctulatus Micropterus salmoides Etheostoma blennioides Etheostoma chlorobranchium Etheostoma vulneratum Etheostoma zonale Percina evides WF-1 WF-2 T-4 x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x 13 2 T-5 x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x x 24 x x x x x 24 Table E3.1-7. Total number of fish collected at Station T-4 within the Tuckasegee River downstream of the West Fork Project Station T-4 Mar Common Name Scientific Name May July Sept Mar Seine Mountain brook lamprey Ichthyomyzon greeleyi 7 4 1 14 -Rainbow trout (stocked) Oncorhynchus mykiss 1 1 -2 -Rainbow trout (wild) Oncorhynchus mykiss --1 3 -Brown trout (stocked) Salmo trutta -2 -4 -Brown trout (wild) Salmo trutta 2 --4 -Brook trout (stocked) Salvelinus fontinalis 3 --11 1 E3-15 Duke Power West Fork Project Draft FERC License Application Station T-4 Common Name Central stoneroller Whitetail shiner Common carp Warpaint shiner River chub Golden shiner Tennessee shiner Silver shiner Mirror shiner Telescope shiner Fatlips minnow Blacknose dace Longnose dace White sucker Northern hog sucker River redhorse Black redhorse Golden redhorse Shorthead redhorse Black bullhead Brown bullhead Mottled sculpin Rock bass Redbreast sunfish Green sunfish Bluegill Smallmouth bass Spotted bass Largemouth bass Greenside darter Greenfin darter Wounded darter Banded darter Yellow perch Tangerine darter Gilt darter Olive darter Walleye Scientific Name Campostoma anomalum Cyprinella galacturus Cyprinus carpio Luxilus coccogenis Nocomis micropogon Notemigonus crysoleucas Notropis leuciodus Notropis photogenis Notropis spectrunculus Notropis telescopus Phenacobius crassilabrum Rhinichthys atratulus Rhinichthys cataractae Catostomus commersoni Hypentelium nigricans Moxostoma carinatum Moxostoma duquesnei Moxostoma erythrurum Moxostoma macrolepidotum Ameiurus melas Ameiurus nebulosus Cottus bairdi Ambloplites rupestris Lepomis auritus Lepomis cyanellus Lepomis macrochirus Micropterus dolomieui Micropterus punctulatus Micropterus salmoides Etheostoma blennioides Etheostoma chlorobranchium Etheostoma vulneratum Etheostoma zonale Perca flavescens Percina aurantiaca Percina evides Percina squamata Stizostedion vitreum Total Fish Collected Total Fish Species Mar May July Sept Mar Seine 16 27 43 25 -10 15 19 7 -------7 21 29 -31 52 65 64 4 -----25 56 69 64 1 -----22 42 51 50 -------4 16 26 --1 ---3 1 1 -------2 6 9 5 ------3 2 2 5 ---------------------108 155 169 120 10 9 7 6 7 ----1 -----------1 3 5 1 -----------32 32 29 28 -88 163 151 63 8 54 48 47 10 -7 10 9 8 -----------29 25 33 27 2 -------453 20 E3-16 663 22 747 20 578 22 26 6 Duke Power West Fork Project Draft FERC License Application Table E3.1-8. Total number of fish collected at Station T-5 downstream of the Tuckasegee River downstream of the West Fork Project. Station T-5 Common Name Mountain brook lamprey Rainbow trout (stocked) Rainbow trout (wild) Brown trout (stocked) Brown trout (wild) Brook trout (stocked) Central stoneroller Whitetail shiner Common carp Warpaint shiner River chub Golden shiner Tennessee shiner Silver shiner Mirror shiner Telescope shiner Fatlips minnow Blacknose dace Longnose dace White sucker Northern hog sucker River redhorse Black redhorse Golden redhorse Shorthead redhorse Black bullhead Brown bullhead Mottled sculpin Rock bass Redbreast sunfish Green sunfish Bluegill Smallmouth bass Spotted bass Largemouth bass Greenside darter Greenfin darter Wounded darter Banded darter Yellow perch Tangerine darter Gilt darter Olive darter Walleye Total Fish Collected Total Fish Species Scientific Name Ichthyomyzon greeleyi Oncorhynchus mykiss Oncorhynchus mykiss Salmo trutta Salmo trutta Salvelinus fontinalis Campostoma anomalum Cyprinella galacturus Cyprinus carpio Luxilus coccogenis Nocomis micropogon Notemigonus crysoleucas Notropis leuciodus Notropis photogenis Notropis spectrunculus Notropis telescopus Phenacobius crassilabrum Rhinichthys atratulus Rhinichthys cataractae Catostomus commersoni Hypentelium nigricans Moxostoma carinatum Moxostoma duquesnei Moxostoma erythrurum Moxostoma macrolepidotum Ameiurus melas Ameiurus nebulosus Cottus bairdi Ambloplites rupestris Lepomis auritus Lepomis cyanellus Lepomis macrochirus Micropterus dolomieui Micropterus punctulatus Micropterus salmoides Etheostoma blennioides Etheostoma chlorobranchium Etheostoma vulneratum Etheostoma zonale Perca flavescens Percina aurantiaca Percina evides Percina squamata Stizostedion vitreum E3-17 May 12 -6 -4 -8 5 -2 56 -2 --1 --2 9 5 -84 ----100 13 2 ----1 1 7 5 ---1 -- July --2 -7 -5 ---58 -2 -----14 3 -6 ----176 5 ------6 4 4 ------ Sept Mar 1 1 --3 7 1 -4 1 -1 4 24 -----20 108 81 --4 2 -------5 --1 -7 -5 8 --10 18 --------230 112 4 7 -------1 ----16 10 12 1 --------2 6 --- 326 21 292 13 412 15 305 17 Mar Seine ----2 -1 ---------1 -1 --------84 -------5 -----6 -100 7 Duke Power West Fork Project Draft FERC License Application E3.1.2.5 Rare Threatened and Endangered Species The North Carolina Special Concern species, wounded darter, was collected downstream of the West Fork Project at sample stations T-4 and T-5 on the Tuckasegee River (Table E3.1-9). No other species listed as state and/or federal RTE or on the USFS list of sensitive species was documented in the Project area during relicensing studies. Table E3.1-9. Summary of wounded darter collections from the Tuckasegee River Date 5/21/2001 Total Length Total Weight (mm) (g) 25-49 20 50-74 7 25-49 13 50-74 37 77 Station T-4 Method BP BP BP BP Number 19 4 19 12 54 T-4 BP BP 39 9 48 25-49 50-74 42 20 62 T-4 BP BP 26 21 47 25-49 50-74 26 44 70 T-4 BP BP 9 1 25-49 60 18 2 Subtotal 7/11/2001 Subtotal 9/6/2001 Subtotal 4/4/2002 Subtotal 5/18/2001 10 7/10/2001 Subtotal Total fish collected 20 T-5 BP BP BP BP BP 1 1 1 1 1 5 62 52 60 56 51 3 1 3 3 1 11 T-5 BP Boat 3 1 4 25-49 34 <1 <1 Subtotal Spawning Condition Mature Mature Ripe Ripe 400 Ripe Ripe Ripe Ripe Ripe 686 Wounded Darter (Etheostoma vulneratum) The wounded darter is a member of the Family Percidae (the perches) in the Order Perciformes and of the Etheostoma maculatum species group of the subgenus Nothonotus. information associated with the wounded darter is provided below. E3-18 General Duke Power West Fork Project Draft FERC License Application Protection Status: The wounded darter is listed as a species of concern by the NCWRC and as a sensitive species by the USFS. The wounded darter is not listed by the USFWS. Distribution: The wounded darter is confined to the upper Tennessee River downstream through Whites Creek and the Little Tennessee River. The wounded darter occurs in the Little Tennessee River drainage in North Carolina (abundant above Fontana Reservoir) in the Appalachian Mountain Province. This species was found in the Tuckasegee River at Stations T-1 through T-5. Habitat Preference: Wounded darter habitat includes moderate to large rivers in areas of gentle to moderate current. They seem to prefer boulder or coarse cobble substrates; and overhanging ledges or rocks piled on top of each other are necessary to provide optimum nesting and resting areas. E3.1.3 Fisheries Management Framework State and federal agencies, as well as the Eastern Band of the Cherokee Nation, have management responsibilities for aquatic resources, including fish and water quality along the Tuckasegee River and associated headwaters. Their responsibilities upstream, downstream and within the West Fork Project area are summarized in Table E3.1-10. Table E3.1-10. Aquatic Resource and Water Quality Management Responsibilities of State and Federal Regulatory Agencies Agency Management Responsibilities Area1 Administers statewide water quality regulations. Establishes, regulates, NCDENRDWQ and implements water quality management plan in the Little Tennessee US; DS; PA River Basin. Samples and monitors benthic macroinvertebrate populations in association with bioclassification Establishes, lists, monitors, and protects endangered, threatened, and species of concern including fish through the Endangered Species Act NCWRC US; DS; PA (Article 25 of Chapter 113 of the Gen. Statutes). The NCWRC also has the management responsibility for all other fish and wildlife, and freshwater crustaceans (crayfish), and mollusks (snails and mussels). Establishes, lists, monitors, and protects federally listed endangered, threatened, and species of concern including fish through the Endangered USFWS US; DS; PA Species Act of 1973. Also prepares and enacts various federally listed species recovery plans such as the Spotfin Chub E3-19 Duke Power Agency West Fork Project Draft FERC License Application Management Area Responsibilities 1 Administers the Nantahala National Forest Plan. Owns and manages USFS land both upstream and downstream of project area. US; DS; PA Monitors and manages federally listed species. 1 US – Upstream of Project area; DS – Downstream of Project area; PA - In the Project area E3.1.3.1 Little Tennessee River Basinwide Assessment Plan The Division of Water Quality uses a basinwide approach to water quality management (NCDENR-DWQ 2000). The Division is responsible for water quality issues regarding permitting, monitoring, modeling, nonpoint source assessments, and planning for each of the 17 river basins in North Carolina (NCDENR-DWQ 2000). All basins are assessed every five years with the last assessment occurring in 1999. The primary assessments associated with the Little Tennessee River plan (includes the Oconaluftee and Tuckasegee rivers), as well as the other river basins, includes benthic invertebrates, lake assessment, ambient monitoring, and aquatic toxicity monitoring. The use of benthic macroinvertebrates sampling data has proven to be a reliable monitoring tool to monitor water quality changes (NCDNR-DWQ 2000). Macroinvertebrate sampling criteria and methods have been developed to assign bioclassification ratings to benthic samples (NCDENR-DWQ 2000). These bioclassifications reflect the influence of pollutants on a waterbodies water quality. E3.1.3.2 Spotfin Chub Recovery Plan In association with the Endangered Species Act of 1973, the USFWS has prepared and enacted a species recovery plan for the federally threatened spotfin chub (USFWS 1983 [as updated in 1996]). The actions for the recovery of the spotfin chub include: Continue to utilize existing legal mechanisms to protect the species and its habitat; Conduct population and habitat surveys to determine the status and range of the species; Determine present and foreseeable threats to the species. Potential threats include sediments from farming and mining, pollution, dredging, herbicides, pesticides, road maintenance actions, and development; Investigate the use of Scenic River status and/or other designations to protect the species; Determine the feasibility of reestablishing the species into its historic range. Determine the best methods of reintroduction; and E3-20 Duke Power West Fork Project Draft FERC License Application Investigate the necessity for habitat improvement and implement where needed to obtain recovery. Except for utilizing the above-mentioned existing legal mechanisms, there are no ongoing recovery efforts for this species. However, as with all listed species the goals for the spotfin chub are to maintain known surviving populations and to protect the remaining habitat from present and future threats as well as recover the species to a point where it can be removed from the Federal List of Endangered and Threatened Wildlife (USFWS 1983). E3.1.3.3 Nantahala National Forest Management Plan The USFS Land and Resource Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDA-USFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5, the most recent update, was published in 1994. The plan includes specific goals and standards for the protection of certain listed species such as the spotfin chub, and water quality within Forest Service Lands (USDA-USFS 1994). These include: Species Based Management Goals and Standards Use Management Indicator Species (MIS) for monitoring populations and habitat conditions for all existing native vertebrates; Coordinate fish management activities with the North Carolina Wildlife Resources Commission (NCWRC) and provide an opportunity for early input to all proposed projects; Maintain viable populations of existing native and desired non-native vertebrate species; Provide site specific analysis of occurrence and effects on RTE species (including the spotfin chub); Use vegetative management practices, including commercial and noncommercial timber harvest to accomplish fish habitat objectives; Protect and improve fisheries habitat for self-sustaining fish populations where appropriate; and E3-21 Duke Power West Fork Project Draft FERC License Application Utilize interpretive and educational materials to increase the public’s awareness of the importance of habitat quality to fisheries resources. Habitat Based Management Goals and Standards Manage all areas within riparian areas; Emphasize the protection of all developed stream channels and protect the integrity of intermittent and ephemeral stream channels; Manage activities occurring in specifically listed watersheds to meet water resource objectives; Maintain appropriate stream temperatures and bank protections; Protect water quality by applying mitigation measures wherever there is construction within 300 feet of a perennial or intermittent stream or lake; Set priorities for watershed restoration; Minimize soil damage; and Develop conservation strategies that address the management needs of National Forest listed species, including the spotfin chub. E3.1.3.4 Compliance with FERC Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, list several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the FERC approved fishery related comprehensive plans relevant to the project. Little Tennessee River Basinwide Assessment Plan Information provided in this assessment plan indicates that there is good water quality in the Project area and the overall river basin. Ambient water quality data for the Tuckasegee River below Dillsboro Dam (nearest station) had no indications of water quality problems. The Project is currently in compliance with and will continue to be in support of all applicable state water quality standards and designated uses for the Tuckasegee River. Thus, continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions outlined in this comprehensive plan. E3-22 Proposed PM&E measures such as Duke Power West Fork Project Draft FERC License Application implementation of a sediment management agreement, implementation of a future shoreline management program and enhancement of a shoreline habitat protection program will ensure continued support of the comprehensive plan. Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. In association with water quality, the management plan outlines objectives and measures to protect and maintain water quality conditions within forestlands. The Project does not contribute to any water quality degradation or overall fishery resource impairment such as impact of RTE species. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the fishery management portion of the Plan. Protection of Aquatic Biodiversity in the Southern Appalachians Plan The purpose of this plan is to list and prioritize stream reaches and their watersheds in order to develop strategies to protect aquatic biodiversity in and around the southern Appalachian National Forests (SAFC 1999). This objective is important for project-level planning in preparation of timber removal, building, road construction activities, and carrying out other activities that can impact aquatic communities. According to the SAFC, the report is intended to be a rapid assessment tool to aid the protection of aquatic diversity in the region. In this report, key watersheds are classified as Aquatic Diversity Areas (ADA’s) based on a synthesis of information regarding diversity and imperilment of native aquatic organisms (SAFC 1999). The report prioritizes the ADA’s based on the number of imperiled aquatic species and on the presence of critical refugia for the species. Sites classified as critical refugia serve as a benchmark or reference waters that would capture the full range of diversity characteristics of the regional aquatic ecosystems (SAFC 1999). The report summarizes the imperiled aquatic species and their distribution in each watershed. The recommendations of this plan include the following: Identify the areas that are the best examples of intact aquatic systems on public lands or functional portions of intact watersheds; E3-23 Duke Power West Fork Project Draft FERC License Application Restoration of the priority areas that recover the natural processes that support the imperiled species where the likelihood of success is the greatest; Continued work on improving riparian protection, using a meaningful definition of riparian areas, and improvements in the protection of roadless areas, and the restoration of poorly constructed roads. The Tuckasegee River (ADA 28) and tributaries, a priority ADA, are mentioned as having improved water quality and high Biotic Index scores. The Project does not contribute to any water quality degradation or overall fishery resource impairment such as impact of RTE species. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program and enhancement of a shoreline habitat protection program, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the Plan. E3.1.4 Summary of Consultation on Fishery Resources A preliminary assessment of the fishery resources within the Project area was presented as part of the First Stage Consultation Document (FSCD) (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following agencies were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; and North Carolina Wildlife Resources Commission Federal United States Fish and Wildlife Service; Bureau of Indian Affairs; and United States Forest Service E3-24 Duke Power West Fork Project Draft FERC License Application Non-governmental Organizations American Rivers; Western North Carolina Alliance; and American Whitewater Indian Tribes Eastern Band of Cherokee Indians In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of the Interior; Bureau of Indian Affairs, Malka Pattison, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The BIA recommended that NP&L provide an assessment of the cumulative impacts of the Project on fish species, particularly on species of interest to or utilized by the Eastern Cherokee. Duke Response: A relicensing Fishery Study was conducted by Duke in 2001 and 2002. A summary of this study has been provided in Section E3.1 2) United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 The USFWS recommended an historical literature and records search to determine what species, if any, historically occurring in the Tuckasegee River are no longer present either upstream or downstream of the Project. The USFWS recommended an impingement and entrainment study to document mortality rates of fish species. Duke Response: A relicensing Fishery Study, including a historical literature search, was conducted by Duke in 2001 and 2002. A summary of this study has been provided in Section E3.1. E3-25 Duke Power 3) North West Fork Project Draft FERC License Application Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC recommended conducting studies to determine the fish community present within the Project. It is recommended that boat electrofishing occur in representative habitats during spring, summer, and fall. In addition, backpack electrofishing should be conducted in shallow riffles to sample for darter species. The NCWRC recommended conducting studies at full pond and at full drawdown to determine the amount of fish habitat present at the two extreme lake levels. Duke Response: A relicensing Fishery Study, using the methods described above was conducted by Duke in 2001 and 2002. A summary of this study has been provided in Section E3.1. 4) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. John N. Morris, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The NCDENR recommended that NP&L coordinate with the NCWRC and the USFWS to determine the impacts of Project operations on fish impingement and entrainment at intakes. The NCDENR recommended that NP&L inventory fish and other aquatic organisms following sampling protocols acceptable to the NCWRC and Division of Water Quality – Biological Assessment Unit. Duke Response: A Fishery Study was conducted for the Project and a summary is provided in this application (Section E3.1). Information on macroinvertebrates (including mussels) is provided in Section E3.2 of this application. E3.1.4.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the fishery resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency/NGO comments. In association with the review of the study plans, additional comments were received from various interested parties. Copies of this correspondence can be found in Volume II. A summary of the comments and the Duke action is as follows: E3-26 Duke Power 1) North West Fork Project Draft FERC License Application Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated March 5, 2001 The NCWRC suggested that qualitative surveys conducted in streams or riverine reaches should be done so as to sample representative habitat (i.e., at least on riffle-run-pool sequence). This may require more than a 200-m reach of river. The NCWRC suggested depletion (quantitative) surveys conducted in trout streams should follow the protocols used by the NCWRC to enable comparisons with our long-term trout database. Additionally, the NCWRC stated “Specific surveys or techniques may need to be expended to adequately sample PETS species such as spotfin chub, olive darter and sicklefin redhorse. Duke Response: Duke has made the necessary study revisions based on the NCWRC comments where applicable. 2) United States Forest Service, Mr. Donley M. Hill (Forest Fisheries Biologist), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated March 6, 2001 The USFS stated that “…, sampling methods should be designed to produce objective, defensible, reliable data that best addresses the resource issues at a particular project. If historical or existing information is to be used for an area, it should be of recent origin (generally less than five years) and should have been collected according to protocols that best facilitate comparisons with information from other waters of the same type.” The USFS stated that the American Fisheries Society depletion sampling protocol should be used for all stream fish sampling wherever conditions permit and existing information is not adequate. Duke Response: Duke has included the study revisions/suggestions based on the USFS comments where applicable. 3) United States Department of the Interior; Fish and Wildlife Service, Mr. Brian P. Cole (State Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 16, 2001 The USFWS stated that “…we recommend including not only historical data but actual sampling to describe the fish communities. In general, even though individual reaches should E3-27 Duke Power West Fork Project Draft FERC License Application be sampled according to site-specific conditions, we recommend collection of data in a standard format, with standard methods to allow for comparisons among and between sites.” The USFWS further recommended that, to adequately describe the fish stocks and if these populations have not previously been typed, present samples should be collected for genetic analysis of brook trout wherever they are encountered at higher elevation streams. Duke Response: Duke has made the necessary study revisions based on the USFWS comments where applicable. However, upon further consultation with the TLT Duke decided not to pursue genetic sampling to describe the strain(s) of brook trout present. 4) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested that several of the studies be renamed from the original acronyms to descriptive text. Also, the existing objective of the study should be replaced with the following: 1) To quantify and evaluate the relationship between flow rate and habitat for aquatic biological communities in stream reaches affected by the Project; 2) To provide a basis for reaching agreement on site-specific, habitat-based, seasonal instream flow requirements; 3) To identify and evaluate a range of specific flow management options and alternatives (e.g., minimum flows, maximum flows) that will be analyzed; 4) Address flow needs for critical biological periods, such as spawning and rearing periods, which may be particularly susceptible to the effects of fluctuating flows. Additionally, the NCWRC stated that the following tasks should be completed prior to selecting transects: 1) Review of aerial photography to confirm initial study reaches and determine transect weighting and number of transects required; 2) Additional field habitat mapping if necessary; 3) List of fish species collected in each river reach during the first fish data collection; 4) Review or development of HSI’s (habitat suitability indices) for species or functional fish guilds to be modeled; E3-28 Duke Power West Fork Project Draft FERC License Application 5) In addition, the record of historical unregulated daily flows needs to be developed prior to data collection so that maximum and minimum monthly median flows can be calculated, and in turn the target flows for data collection can be determined for each of the stream reaches. Also the NCWRC stated “Although this is listed as a fish passage feasibility study, a number of details and decision criteria need to be included before proceeding any further. First, the list of migratory and native species needs to be determined. Second, the definitions of ‘preclusion of some portion of that species life cycle’ and ‘resulting in a definable and demonstrated population impact’ need to be agreed upon. These two issues may likely require a very different set of aquatic biota sampling than is currently envisioned in the Fish Survey and Invert Survey. Also, inadequate sampling of the various river reaches may overlook rare species in the first place. We recommend that the study participants meet soon to work on this plan further.” Duke Response: Duke has renamed the appropriate study plans and made the necessary study revisions based on the NCWRC comments. 5) United States Forest Service, Mr. Donley M. Hill (Forest Fisheries Biologist), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 22, 2001 The USFS suggested that the existing objective of the study should be replaced with the following: 1) To quantify and evaluate the relationship between flow rate and habitat for aquatic biological communities in stream reaches affected by the Project; 2) To provide a basis for reaching agreement on site-specific, habitat-based, seasonal instream flow requirements; 3) To identify and evaluate a range of specific flow management options and alternatives (e.g., minimum flows, maximum flows) that will be analyzed; 4) Address flow needs for critical biological periods, such as spawning and rearing periods, which may be particularly susceptible to the effects of fluctuating flows. Additionally the USFS suggested that Duke: 1) Modify the proposed fish sampling study plans to include habitat-based sampling or sub-sampling. The habitat units for fish sampling and habitat measurements should be consistent with the habitat classifications being used for the instream E3-29 Duke Power West Fork Project Draft FERC License Application flow studies. The fieldwork should include habitat characterizations and measurements within the sampled habitat unit, and should at a minimum include measurements of water column depth, mean water column velocity, substrate classification, and cover rating or classification; 2) Modify the proposed habitat suitability criteria (HSC) to more clearly outline the details of the process proposed; reflect the discussions of the TLT and propose a process by which the needs for these rare species criteria can be assessed and the criteria developed; 3) Utilize an alternative method to identify breaks in habitat types for the placement of reach boundaries and transects associated with the flow study if the aerial photographs are not of high enough quality to achieve this goal; 4) Modify the proposed study plans to address the use of variable flow habitatmodeling methodologies, outline the proposed methodologies and the details of the analysis, and include references to studies that have used this approach in the Southeast United States. The USFS also requests that Duke consider and use as appropriate, information and approaches now being used elsewhere in the Little Tennessee River basin (e.g., Tapoco Relicensing studies); 5) Develop for review by the TLT a substrate and cover protocol that would cover all eventualities in terms of target species/guilds/associations and modeling. The USFS also emphasized that even if this is done, it is not out of the question that a deficiency in the field data might be identified if there is an inconsistency between the HSC and the field data. Duke Response: The study plans and associated studies, especially the agreed upon IFIM studies, incorporated the above mentioned recommendations. 6) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. Raymond D. Harrell, Duke Energy, dated May 16, 2001 Donley Hill with the USFS and Mark Cantrell with the USFWS agreed with the fish sampling sites and methodology selected by Chris Goudreau and Stephen Brown for the Tuckasegee River Fish Survey Study Plan. E3-30 Duke Power West Fork Project Draft FERC License Application Duke Response: Duke has revised the Fish Survey Study Plan to reflect the selected sites and methodology. E3.1.5 Fishery Resource Studies E3.1.5.1 Previous Studies Other than the studies summarized in Section E3.1.2 there are no other known previous fishery studies for the West Fork Project. E3.1.5.2 Studies Currently Underway There are no fisheries studies currently underway for the relicensing of the West Fork Project. E3.1.5.3 Relicensing Studies Several fisheries studies were recommended by the agencies during the consultation process. Several of these studies are summarized in Section E3.1.2 and the Shoreline Habitat Survey is summarized below. Summaries of the Entrainment Study and Instream Flow Study will be provided in the Final Applications. All fisheries study reports can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. E3-31 Duke Power West Fork Project Draft FERC License Application SHORELINE HABITAT SURVEY Introduction During the biological studies consultation process subsequent to the issuance of the First Stage Consultation Package for the West Fork Hydroelectric Project, the state and federal resource agencies identified the need for shoreline habitat data for the projects’ reservoirs. A Technical Leadership Team (TLT) comprised of representatives from the North Carolina Wildlife Resources Commission (NCWRC), the United States Fish and Wildlife Service (USFWS), the United States Forest Service (USFS), the North Carolina Department of Environment and Natural Resources, Division of Water Resources, Friends of Lake Glenville and the applicant was established to develop a study plan for shoreline habitat surveys of the projects’ reservoirs. The shoreline habitat surveys were conducted primarily to identify critical spawning and nursery habitat for reservoir fishes. The objectives of this study were: (1) develop shoreline habitat classifications for Lake Glenville, (2) map the littoral shoreline habitat of Lake Glenville, based upon the classifications developed in objective 1, and (3) evaluate any project-related impacts on aquatic habitat identified in mapping study. Methods The study plan called for the aquatic habitat surveys to be conducted through a two-phase approach. The first phase involved an initial identification of shoreline features and exposed lakebed from an examination of aerial photography. The second phase involved ground surveys for actual mapping and quantification of the various habitat types. The aerial photography that was to be used for the initial phase was generated for the GIS Database study. Shoreline Habitat Mapping During the initial phase of the study, the TLT determined that the resolution of the aerial photographs was insufficient to delineate shoreline habitat as the basis for identifying areas of focus for the ground surveys. Consequently, the TLT conducted site visits to Lake Glenville to develop the habitat classifications. A pontoon boat was used to tour the shoreline of the reservoir. Based on the site tour, the TLT developed the shoreline habitat classifications that were used in the habitat mapping conducted during the second phase of the study. Standard criteria were established for each habitat classification to ensure consistent habitat mapping. The habitat classifications and associated criteria were: (1) bedrock - greater than 50% solid rock outcrops for a distance of 100 linear feet, (2) clay/weathered rock - greater than 50% clay or a combination E3-32 Duke Power West Fork Project Draft FERC License Application of clay and weathered rock (e.g., gneiss and schist) for a distance of 100 linear feet, (3) fractured rock - greater than 50% medium to large broken boulders for a distance of 100 linear feet, (4) riprap/stacked rock - man-induced structures within the project boundary for a distance of 100 linear feet, (5) sand/cobble - greater than 50% sand or sand and cobble for a distance of 100 linear feet, (6) silt - greater than 50% silt (primarily organic in origin) for a distance of 100 linear feet, (7) woody debris - four or more felled trees (>10 inches in diameter at breast height) extending from the shoreline within a distance of 100 linear feet and (8) vegetated areas/coves with stream confluences - greater than 50% of the area composed of stable, emergent vegetation (minimum width of 5 feet) for a minimum distance of 100 linear feet or where intermittent or permanent streams enter the upper ends of coves (may or may not contain vegetation). The delineation of the shallow water habitats developed above was conducted in Lake Glenville during the summer 2002. Habitat mapping was conducted at water elevations that generally ranged from two to three feet below full pool. The habitat delineations were made by two observers and were conducted in all areas of the reservoir that were accessible by boat. The field maps and data were provided to Orbis GIS, Inc., Charlotte, NC, for incorporation into a GIS database for each reservoir. The databases were then used to produce habitat distribution maps for Lake Glenville. Additionally, a tabular summary of habitat types and respective percentages of overall lake shoreline was prepared. Slope and Elevation Evaluations of Lake Glenville In addition to identifying and mapping the shallow water habitat of Lake Glenville, the resource agencies were interested in lakebed slope as a function of habitat changes with lake elevation changes. The agencies were concerned about the potential loss of shoreline habitat as reservoir elevation decreased. To address this concern, a subsample of each of the shoreline habitats within Lake Glenville was selected for evaluation of lakebed slope and elevation during the fall 2002. Generally, five transects were selected from each of the habitat types; bedrock, clay/weathered rock, fractured rock, riprap, sand, woody debris, and vegetated/stream confluence. Transects were selected to be representative of that habitat type and were distributed throughout the reservoir. Each transect was perpendicular to the shoreline and extended along the lakebed from the normal pool elevation (i.e., about one foot below maximum full pool elevation) to the water E3-33 Duke Power West Fork Project Draft FERC License Application level at the time of the field survey. The slope determinations were conducted at lake levels that were at or near the lowest annual lake level target for Lake Glenville. The lower water elevations afforded excellent visual observation of the vertical distribution of the various habitat types. An Abney™ level and surveyor’s stadia rod were used to measure the range in elevation and overall slope of the habitats along each transect. All measurements began at the elevation of the reservoir on the day of the survey and ranged up to the normal pool elevation. Data were summarized by habitat type and transect as the elevation range, and overall transect slope. Additionally, mean elevation range and slope were calculated for each habitat type. To address concerns about habitat losses associated with lake level decreases, the slope and elevation data for Lake Glenville were used to calculate the approximate lakewide habitat losses (both shoreline distance and acreage) associated with 5-foot incremental decreases in lake elevation. Although the lowest lake elevation observed on Lake Glenville during this study was elevation 86 feet (Lake Glenville minimum lake elevation target), the habitat loss evaluation for Lake Glenville was conducted for lake elevations down to elevation 70 feet. This decision was based on observations of habitat on Nantahala Lake, where clay/weathered rock, fractured rock and bedrock habitat were observed to extend down to and, in some cases, well below elevation 70 feet. On Lake Glenville, these same habitat types were observed to extend below elevation 86 feet, but limited visibility prohibited the direct observation of the full extent of these habitats. Accordingly, for the habitat loss evaluation on Lake Glenville, it was assumed that these habitats in Lake Glenville exhibited vertical distributions similar to those in Nantahala Lake. To estimate shoreline distance and habitat area at lake elevations less than full pool, it was necessary to assume that Lake Glenville is essentially a cone-shaped basin that exhibits uniform changes in shoreline distance and lakebed area with decreasing lake elevations. A direct relationship between lake elevation and shoreline distance was not available; however, equations relating lake elevation and lake storage volume were available. These equations were used to calculate the storage volumes of the two reservoirs at 5-foot increment lake elevations, from the full pool elevation, 100 feet, to elevation 70 feet. Since shoreline distances and corresponding storage volumes at full pool elevation were available and were used to establish a simple ratio between shoreline distance and storage volume. Those ratios were then applied to the storage volume calculated from the lake elevation/storage volume equations mentioned above, to estimate E3-34 Duke Power West Fork Project Draft FERC License Application the shoreline distances associated with storage volumes at each of the 5-foot increment lake elevations (i.e., 95 feet, 90 feet, 85 feet, etc.) The next step was to calculate, for each habitat type, the maximum lakebed distance. This is the distance that a habitat type extended within the 30-foot fluctuation range between full pool elevation 100 feet and elevation 70 feet (i.e., the length of a straight line perpendicular to the shoreline, parallel to the lakebed and terminating at the end of the habitat type). The maximum lakebed distance represents the maximum habitat available at that transect at full pool elevation. For example, since bedrock substrate extended over the entire 30-foot range of fluctuation, the maximum lakebed distance for bedrock habitat would be the entire lakebed distance between full pool elevation and elevation 70 feet. To calculate this maximum lakebed distance, the lakebed slope (measured during field survey) and maximum depth of habitat (determined based on habitat elevation range from field survey) were used to construct a right triangle, in which the right angle (∠ C) was formed by the intersection of the lake surface (side b) with a perpendicular line extending from the lake surface to the lakebed (side a) at the point of maximum habitat depth. The hypotenuse of this right triangle (side c) was the unknown maximum lakebed distance. Since the angle formed by the intersection of the lake surface with the lakebed (∠ A) was known (the measured lakebed slope) and the vertical distance from the lake surface to the maximum habitat depth (side a) was known (the difference between the elevations at which a habitat type began and ended), the maximum lakebed distance (side c) could be calculated using the sine function for ∠ A, where sin A = a/c. Since decreases in lake elevation result in dewatering of a portion of the lakebed, habitats in the dewatered zone are eliminated. To account for those habitat losses and to estimate the remaining habitat at the lower lake elevations, the lakebed habitat distances had to be recalculated for each 5-foot decrease in lake elevation. These calculations were performed using the same sine function and equation described above, but decreasing the maximum habitat depth (side a) by 5 feet for each successive 5-foot drop in lake elevation. The resulting dataset contained lakebed habitat in linear feet for each habitat type at full pool elevation and at every 5-foot decrease in lake elevation down to elevation 70 feet. With estimates of shoreline distances and lakebed habitat for all lake elevations from full pool to elevation 70 feet, the next step was to determine shoreline mileages and total lake acreages for each habitat type at each lake elevation. To determine the shoreline mileage for each habitat type E3-35 Duke Power West Fork Project Draft FERC License Application at each lake elevation, the habitat percentages determined from the field surveys were applied to the recalculated shoreline distances for each of the elevations below full pool (i.e., 95 feet, 90 feet, 85 feet, 80 feet, 75 feet and 70 feet) to yield the total lake shoreline distance for each habitat type at each lake elevation. To determine the total acreage for each habitat type at each lake elevation, the shoreline mileages calculated above were converted to distances in feet. Those shoreline distances were then multiplied by the corresponding lakebed habitat distances in feet to yield habitat areas in square feet. Those areas were then converted to acreages by dividing by 43,560, the number of square feet in one acre. The resulting shoreline miles and lake acreages for each habitat type at each lake elevation were tabulated for easy comparison and evaluation of habitat changes associated with lake elevation changes. RESULTS AND DISCUSSION Shoreline Habitat Mapping The most abundant habitat type in Lake Glenville is clay/fractured rock, which comprises 56.8% of the shoreline habitat (Table E3.1-11). The majority of the remaining habitat consists of the other three “rock” habitats (riprap/stacked rock, fractured rock and bedrock), which, collectively, comprise 31.4% of the shoreline habitat. Woody debris (1.6%), sand/cobble (6.1%) and vegetated/stream confluence (4.2%) habitats collectively comprise only 11.9% of the Lake Glenville shoreline habitat. Shoreline habitat mapping for Lake Glenville is shown in Figure E3.1-3. Table E3.1-11. Shoreline habitat survey results by habitat type for Lake Glenville Habitat Type Vegetated/Stream Confluence Sand/Cobble Woody Debris Clay/Weathered Rock Bedrock Fractured Rock Riprap/Stacked Rock Silt Not Surveyed Total No. of Segments 54 57 24 209 56 57 64 0 0 521 Total Length (feet) 6,119.7 8,900.8 2,372.6 83,204.6 10,853.4 16,958.7 18,103.9 0.0 0.0 146,513.7 Effect of Reservoir Level Decreases on Shoreline Habitat E3-36 Mean Segment Length 113.3 156.2 98.9 398.1 193.8 298.2 282.9 NA NA 281.2 Percent of Shoreline 4.2 6.1 1.6 56.8 7.4 11.6 12.4 0.0 0.0 100.1 Duke Power West Fork Project Draft FERC License Application Average lakebed slopes and elevation ranges in Lake Glenville varied by habitat type (Table E3.1-12) and exhibited trends similar to those in Nantahala Lake. The habitat types associated with the steepest average lakebed slopes are the natural “rock” habitats, bedrock (22° slope) and fractured rock (21° slope), and the man-made “rock” habitat riprap (27° slope). The habitat types associated with moderate lakebed slopes are woody debris (14° slope) and clay/weathered rock (10° slope). The sand (8° slope) and vegetated/stream confluence (4° slope) habitat types are found in areas of the reservoir with marginal lakebed slopes. All habitat types except the vegetated/stream confluence and riprap habitats extend over the entire normal operating range of target reservoir levels (elevation 100 feet to elevation 86 feet). The riprap habitat is generally limited to the upper ten feet of the reservoir, while the vegetated/stream confluence habitat is limited to the upper five feet of the reservoir. The effect of reservoir level decreases on habitat in Lake Glenville varies by habitat type and is a function of the vertical distribution of a particular habitat. A comparison of the estimated total lake habitat area (acres) at full pool to the total lake habitat area (acres) at various lower elevations (Table E3.1.13) shows the relative changes in habitat with changes in reservoir elevation. It should be noted that habitat estimates may not represent absolute lake-wide habitat quantities. Additionally, the estimates of available habitat in Lake Glenville at various reservoir elevations are the result of extrapolating beyond the surveyed reservoir elevation 86 feet, based on the distribution of the same habitat types in Nantahala Lake. As with Nantahala Lake, the most abundant habitat types, the natural “rock” habitats, were distributed from full pool elevation to below the minimum reservoir level target (elevation 86 feet). The percentages of shoreline habitat reductions resulting from reservoir level decreases in Lake Glenville vary by habitat type (Table E3.1-14). Although substantially reduced in total area, four of the six identified natural habitats in Lake Glenville (woody debris, clay/weathered rock, bedrock and fractured rock) are still available at reservoir elevations down to and below the normal minimum reservoir target elevation 86 feet. Sand habitat disappears at the minimum reservoir target elevation. Because of its association with very low gradient shoreline, vegetated/stream confluence habitat is the most severely impacted habitat and generally disappears at reservoir elevations between 100 and 95 feet. E3-37 Duke Power West Fork Project Draft FERC License Application Concerning any potential adverse impacts of reservoir level decreases and associated habitat reductions on the Lake Glenville fishery, the period of the year when reservoir levels are the lowest (November - February) is generally the period when fish are the least active. As fish activity increases in the early spring, reservoir levels are rising. On Lake Glenville, the vegetated/stream confluence habitat is only present at reservoir elevations at or above elevation 95 feet. Reservoir elevations in Lake Glenville generally reach this level around the first of April, so the vegetated/stream confluence habitat is available for most of the spawning season. Even if the vegetated/stream confluence habitat was unavailable during a portion of the spawning season this habitat type comprises a small percentage of the total shoreline in Lake Glenville (4.2 %), and it is likely that the spawning/nursery habitat function in Lake Glenville is also being provided by other more abundant and more widely available habitats. In considering potential impacts to fish spawning, reservoir level changes after spawning activities have begun can be critically important, especially for nest-building fish species. If reservoir levels decrease appreciably after nests have been constructed and eggs deposited, nests and eggs can be dewatered. Since the reservoir level targets and operating guidelines for Lake Glenville provide for rising reservoir levels from early spring through mid summer, the risk of reservoir level decreases during the spring/early summer spawning season are minimal. E3-38 Ar an Rd. eek Tea r dr op Ln. d ia oa W . Rd Pine Rd . 7 a Sh o NC 10 Cr eek Sm ok yR id g k ree eR d. lC Pin e ek R T ra il NC 10 7 ek R ek re w n C re Pine Tr in M ou nt a in Rd . e nd r d. od s R Wo Rd . hA il l ta H ou n ws P a rk re e k ry And re Ralp ra wb er Ga p Rd. ws P uM Ralph St Sh ep he rd s S ho al C ail d. Ar ro T o R ar k d. Ralph Andrews Par k ne Pi e ek Cr . Rd G C ne Pi n ra yL re Shepherds Gap Rd. Tr a il a in ou ee kR 10 7 d. il L n. No H ry rto n R d. St ra wb er rt h Wo o ds i ll r G ne vi ap Rd . Tr a k ree No ou M in n ta lC Quie t a Sh o Lake Glenville Wa te r C n. NC . Rd . r k Rd C ee W S ll Hi ry be r tr aw r yso n Rd. Cr ne Pi cl e ir oo M ds n. ine L B rt Pin e ek C re v Gra p be Ro k ee ek C re Pi ne nt ne Pi d. Cr . Rd kR re e eC tle P ine ek Pi n L it 3 r. Sheperd D Sheperd Dr. . n ai ai nt Rd M nt ou a rk Rd. n ai ad he th Pa ou tP ou Woo ds M il ra Low Water Access Area eB M Pi ne C W hit e Roc k l if . nt r ib Ca Macon County d. u Rd . ek Rd C re il d R d. o ib ar C re Pi ne W C a in nt . Rd r Robert B Rd . Lak NC 11 56 esid eC irc l e Dr . oo n R d. Lag r. Trai l rt 27.8 Public Parks (e.g. city, regional, etc.) n do no K bR d. d. Glen vi lle Sch o ol R r. D Public Access Area Project Waters Piers ke sid e n Ra d. dR . . Dr No TOTAL: Project Structures Feet La 500 ool Rd 0% 0% 0 Cir e S ch 12% 0.0 0.0 Un d 3.4 Silt Not Surveyed Pipe Lo n Riprap/Stacked Rock 500 c le Disclaimer: Dr . This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. Gl en v i ll Norto n Rd. 12% Rd . 3.2 Full Pond Tunnel Pipe rt o n Fractured Rock r. Project Boundary Line No 57% 7% ree k 15.8 2.1 h Mi ll C 2% a al 07 NC 1 0.4 n t. 4% 6% Clay/WeatheredNorRock to nR d. Bedrock irc aM iv pt 1.2 1.7 . Rd ill dH Lakes id e C t on Rd. Vegetated/Stream Confluence Mi ll C Sand/Cobble ree kR d. Woody Debris Miles Percent Rd . N or C a Habitat Thorpe Development Shoreline ll P oin t h No rt Figure E3.1-3. West Fork Project Shoreline Habitat Map. West Fork Project Jackson County, North Carolina FERC No. 2686 Ra n le Sheet 1 of 3 D S ti l Wild C h e r ry Way La k e W ke T r ai La Bl u eBer y r 6 . Hil l Rd ry be r aw ay 5 11 S tr La ke si NC . Rd de C irc to n or le D hN Adm N ort i r al Dr . Hare Ho l low R d. ys o n Lakesi de Circle Dr. ou ree k Jackson County 1 Lake Glenville 2 Rd. he e M C Pine Pine Creek Access Area Wo o ds Cullo w Tuckasegee Reservoir un k Slo an R ee ay Cr ne Pi e Be Tr C ee re ek . Rd Tuckasegee Reservoir r. re ek 3 . Rd e Sc ho S ti eC Gl en v il l r. 66 KV R d. tO ff ice R Old Po st O ff ice R d. d. 07 NC 1 Lo n ir c le D re eT Be rd va . Ln cone d. Tr l in R S te n. d Rd ar e Bee Tree Cre R id ge R d. n. Wis te ri a Wa y Cr i tt er Hill Rd . Kn ob b . NC 10 7 s on r est Tr k ai l re st Tr a NC il d. a r Cr e Bee T ek R re e d. 7 10 k Ced a rC Ced ar C reek . Rd ek re W Figure E3.1-3. West Fork Project Shoreline Habitat Map. West Fork Project Jackson County, North Carolina FERC No. 2686 Sheet 2 of 3 l n ut a Jolly H ill s R d. Tob y B ryson Rd. . Dr eek d. t. R ht M Br i Sc e nic L n. esho La k d. R at tM gh t. Rd . ne A l bu r y R id Project Boundary Line i t h D r. Pipe Wh eat s T ra il NC 107 Ln . eD r. Public Access Area Project Waters Piers Fe n le yF 0 500 Feet Project Structures ton Public Parks (e.g. city, regional, etc.) sy Dai sy Up 500 Tunnel Pipe . ge R d Fenl ey F o re s t Brig ht M t. W Rd. l il 12% 12% 0% 0% il tH asa n ra 3.2 3.4 0.0 0.0 27.8 Ple ll T Fa 2% 57% 7% er 0.4 15.8 2.1 Full Pond ig Br o No NC 1148 La ke sho re Dr. 4% 6% M r th TOTAL: re o 1.2 sh ke La 1.7 re D r . Cr No Vegetated/Stream Confluence Sand/Cobble rt o nR Woody Debris d. Clay/Weathered Rock Cr eek Bedrock t on N or Fractured Rock Riprap/Stacked Rock Kn obSilt Cr e NotekSurveyed 7 10 Thorpe Development Shoreline Habitat Miles Percent NC Rd . D Norto r. n n eC r ee Ced Fo d. y Fo ley k ac or to T re re e k Rd. re eC eT Be Fe n Fe n le o rest Trail yF N . Rd 66 KV Fe pp i ng S t on e iev e r Ln . Re tr ne ss T W id er n. 7 11 4 NC d. n le Fe Nort h k ee Cr R d. R tain ou n en M Bl Co v Ow l n s Trai as o Se by B ry Rd. ur To R H ill Fo t es or Fa l ls in g Fen ley F eR K nob b d. il Rd . ov Sho be r r y L tr es d Ln Woo d Fern T ra re esh o La k Ln . Hill Fall s C n. B ir p py Ha eR Br i ar v Ri ai l mi ng Tr ail Prism Ln . Rd Do e T r Lake Glenville . d. ai n R Lake Glenville Hu m r La ke B r ee z e D t oun i ay aW re st Tra il Fo L mi oca Riv a rd Ab be yL en NC 10 7 W is t er tL r on Wa t er f D M il ra y nl e Fe Rd . T le rc Ci il ra ng a ge T st i L n. So o unt Sa re Fo m ca m me r nM O we Ow d le y Fen To Su R ar d R iv e Dr. Ma ry Tra il nl ey P in e r. Hickory Ln . Bee Rd . Ll oy 07 NC 1 dH oop er Ri W a yside L n. Old P o s Rd shor Glen 2 . Rd ol Rd. ll P oin t Rd . Un d D nd Ra La ke sid eC b no K Jackson County 1 Lake Glenville e Macon County 07 NC 1 . Rd Glen vi lle Sch o ol R i ll dH rc r. a al re d. Ra n le D n do ee k Rd. C r Ci Lakesid e T Bee Disclaimer: This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. e sh or . y Fo r e st Tr ail Fa l ls Jolly Hi lls Rd. Toby Bryso n R d. Cr eek n. ht M t. R d. o re D Sc e La nic L k e sh d. A lbu ry Fenley F or ll Fa a Tr il Cr ee k sy Up Da isy Ln es t R d. W h eat s T ra il . wT Ne o re s t Tra il n. W sy ium i wT rill Da k Cr ee d. No rto n ay il Tr a W m No i r t h N o r t o n R d. Sw . Ln iss hi te . New W Rd. v en R d. i rr White S qu ir el R Rd No rt re en h a r el Rd. d. d. NC er Shiv 10 7 Ridg ra il on k T No d. ay um W Chipm nR r to on R illi Tr u k st Sq C ree u Gu ise Ln . No rto n re T rill G N or on or t th N . Rd Fo ley No rth id ge R . t nu st he Fe n C N ew d Mac Lake Dr. Rd ee B en Cha pel H ill R d. d. h No rt on ey B R Ch est n H on . Rd 10 7 ut R i dge R l rai No rt NC st T Fen ley F or e NC 114 8 Ne sy Up D r. ay L n. Dr a ke 66 KV d. L Upsy D ais y 07 NC1 .R Mt Lake Glenville Whit e Duc kW ay 8 nR rt o d. No 11 4 ht r. m Way rt h No NC nle yF iu ri ll Fe B r ig ton eD NC 107 Brig ht M t. er at ne i th Dr . Hi l lt op W R id g e o rn n C reek Rd. Rd . Br i R rH D rN ort . on r. t. tM o gh ll t Hi as a n Ple . 3 g Br i M nR d. Macon County 7 10 . Jackson County 1 Lake Glenville 2 NC rt o Rd . Dr La k esh ore Dr re ho Tuckasegee Reservoir Ceda rC Ced ar C reek a s ke o No k l nut Ma tte Co v To b . Rd Fo res t Trail N rth La rto 7 10 k ree ve W o Fa ll s C Rd . NC 1148 NC il ck eR No Kn ob st Tr a C eda r Cre B e e ek R Tre e d . y nl e rt on re Fe No Fo Bla Prism Ln . Nort h ley d. y Br ys on F enle ee Cr R d. Fe n Rd . La ke B r ee r. ze D . e Rd North d. 7 10 R d. NC Do m in i Norton R on No rt o nR d. No rto n Cr ee k Figure E3.1-3. West Fork Project Shoreline Habitat Map. West Fork Project Jackson County, North Carolina FERC No. 2686 Sheet 3 of 3 Thorpe Development Shoreline Habitat Miles Percent Project Boundary Line rt h No Hur rica ne Creek no b el ur 0 500 Feet Pipe d. La nR rt o n Rd . ch an Br 500 Tunnel Pipe No Norto el K Creek Laur Cam p ssy Gra . Rd 0% d. 0.0 27.8 eR TOTAL: 12% 12% 0% i dg 0.0 2% 57% 7% Full Pond il R Silt Not Surveyed 4% 6% a Qu Vegetated/Stream Confluence 1.2 Sand/Cobble 1.7 Woody Debris 0.4 ek C re 15.8 Clay/Weathered Rock tr on No Bedrock 2.1 Rd. to n Fractured Rock 3.2 Nor Riprap/Stacked Rock 3.4 Project Structures Public Access Area Public Parks (e.g. Project Waters Piers city, regional, 66 KV etc.) Disclaimer: This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. Duke Power West Fork Project Draft FERC License Application Table E3.1-12. Elevation (feet) and slope (°) associated with major littoral habitat types found in Lake Glenville Bedrock Transect Clay/weathered rock Fractured rock Riprap Sand Woody debris Vegetation Elevation Slope Elevation Slope Elevation Slope Elevation Slope Elevation Slope Elevation Slope Elevation Slope 1 99.0-86.1 16 99.0-86.1 7 99.0-86.1 24 99.0-88.9 27 99.0-86.1 8 99.0-78.2 14 99.0-94.1 2 2 99.0-86.1 13 99.0-86.1 12 99.0-86.1 17 99.0-94.0 38 99.0-86.1 6 99.0-80.1 12 99.0-94.1 2 3 99.0-86.1 23 99.0-85.9 10 99.0-86.1 24 99.0-93.0 20 99.0-85.9 9 99.0-78.9 13 99.0-97.5 6 4 99.0-86.1 39 99.0-89.1 15 99.0-85.9 19 99.0-96.3 32 99.0-85.9 7 99.0-78.9 16 99.0-96.5 7 5 99.0-85.9 21 99.0-85.9 8 99.0-85.9 20 99.0-93.2 18 99.0-85.9 8 99.0-80.4 15 99.0-93.9 1 Mean 99.0-86.0 22 99.0-86.6 10 99.0-86.0 21 99.0-93.1 27 99.0-86.0 8 99.0-79.3 14 99.0-95.2 4 E3-42 Duke Power West Fork Project Draft FERC License Application Table E3.1-13. Lake Glenville shoreline habitat distance (mi.) and area (ac.) at various lake levels below full pool LAKE GLENVILLE SHORELINE HABITAT DISTANCE (MI.) AT VARIOUS LAKE LEVELS Habitat Type Vegetated/Stream Confluence Sand/Cobble Woody Debris Clay/Weathered Rock Bedrock Fractured Rock Riprap/Stacked Rock Silt Total Full Pool Miles Percentage 1.2 4.2% 1.7 6.1% 0.4 1.6% 15.8 56.8% 2.1 7.4% 3.2 11.6% 3.4 12.4% 0.0 0.0% 27.7 100.0% 100 95 1.2 1.7 0.4 15.8 2.1 3.2 3.4 N/A 27.7 0.0 1.5 0.4 14.1 1.8 2.9 3.1 N/A 23.9 Lake Level 85 0.0 0.0 1.4 0.0 0.4 0.3 12.7 11.3 1.7 1.5 2.6 2.3 0.0 0.0 N/A N/A 18.6 15.4 90 80 0.0 0.0 0.3 9.9 1.3 2.0 0.0 N/A 13.5 75 0.0 0.0 0.0 8.7 1.1 1.8 0.0 N/A 11.7 70 0.0 0.0 0.0 7.6 1.0 1.5 0.0 N/A 10.1 LAKE GLENVILLE SHORELINE HABITAT AREA (AC.) AT VARIOUS LAKE LEVELS Habitat Type Vegetated/Stream Confluence Sand/Cobble Woody Debris Clay/Weathered Rock Bedrock Fractured Rock Riprap/Stacked Rock Silt Total Full Pool Feet Percentage 6,120 4.2% 8,901 6.1% 2,373 1.6% 83,205 56.8% 10,853 7.4% 16,959 11.6% 18,104 12.4% 0 0.0% 146,514 100.0% 100 9.7 20.6 4.7 446.6 22.0 37.5 6.3 N/A 547.3 95 0.0 11.8 3.2 351.4 16.8 28.8 1.6 N/A 413.5 Lake Level 90 85 0.0 0.0 4.7 0.0 1.9 0.9 270.2 201.9 12.4 8.6 21.4 15.2 0.0 0.0 N/A N/A 310.6 226.7 * Assumes habitat extends beyond surveyed lake level of 86.0, based on Nantahala Lake E3-43 80 0.0 0.0 0.1 142.9 5.5 9.9 0.0 N/A 158.4 75 0.0 0.0 0.0 95.2 3.0 5.7 0.0 N/A 103.9 70 0.0 0.0 0.0 55.9 * 1.0 * 2.4 * 0.0 N/A 59.2 Duke Power West Fork Project Draft FERC License Application Table E3.1-14. Percent reduction of total habitat acreage, by habitat type, associated with each 5foot incremental decrease in reservoir level on Lake Glenville Habitat Type Vegetated/Stream Confluence Sand/Cobble Woody Debris Clay/Weathered Rock Bedrock Fractured Rock Riprap/Stacked Rock Silt Percent Habitat Reduction for Reservoir Level Decreases 100 to 95 95 to 90 90 to 85 85 to 80 80 to 75 75 to 70 100.0% 42.5% 77.0% 100.0% 32.5% 58.8% 80.4% 97.9% 100.0% 21.3% 39.5% 54.8% 68.0% 78.7% 87.5% * 23.8% 43.8% 60.8% 75.0% 86.4% 95.5% * 23.2% 42.9% 59.5% 73.5% 84.7% 93.7% * 75.1% 100.0% N/A N/A N/A N/A N/A N/A * Assumes habitat extends beyond surveyed lake level of 86.0, based on Nantahala Lake FISH ENTRAINMENT STUDY A summary of this study will be provided in the Final Application. INSTREAM FLOW STUDY A summary of this study will be provided in the Final Application. E3.1.5.4 Proposed Studies There are no additional proposed fishery studies associated with the relicensing of the West Fork Project. E3.1.6 Project Effects on Fisheries Resources from Continued Project Operation Fisheries surveys conducted in the Project bypass documented fewer species and numbers of individuals than within the mainstem Tuckasegee River downstream of the Project. The bypass sites also were dominated by coolwater/coldwater species while the mainstem sites included mainly warmwater and coolwater species. These differences in observed fish communities are likely the result of habitat changes associated with the original construction of the Project and differences in meteorological conditions. The bypass reaches receive water from dam leakage, spills, and the immediate drainage area, but receive lower volumes than non-bypassed reaches. The Thorpe bypass also generally has colder water temperatures than downstream reaches (see Section E2.9). This reduced water volume limits the available habitat and the colder water temperatures limit use to coolwater/coldwater species. As water travels downstream of the West Fork Project both water volumes, due to releases for generation and drainage basin additions, and temperatures due to meteorological conditions, increase resulting in more available structural habitat and water temperatures that are suitable for a wider range of fish species (e.g. warmwater E3-44 Duke Power West Fork Project Draft FERC License Application and coolwater species). These differences are a result of the original Project construction and prevailing meteorological conditions and continued operation will maintain this community structure. Concerning any potential adverse impacts of reservoir level decreases and associated habitat reductions on the Lake Glenville fishery, the period of the year when reservoir levels are the lowest (November - February) is generally the period when fish are the least active. As fish activity increases in the early spring, reservoir levels are rising. On Lake Glenville, the vegetated/stream confluence habitat is only present at reservoir elevations at or above elevation 95 feet. Reservoir elevations in Lake Glenville generally reach this level around the first of April, so the vegetated/stream confluence habitat is available for most of the spawning season. Even if the vegetated/stream confluence habitat was unavailable during a portion of the spawning season this habitat type comprises a small percentage of the total shoreline in Lake Glenville (4.2 %), and it is likely that the spawning/nursery habitat function in Lake Glenville is also being provided by other more abundant and more widely available habitats. In considering potential impacts to fish spawning, reservoir level changes after spawning activities have begun can be critically important, especially for nest-building fish species. If reservoir levels decrease appreciably after nests have been constructed and eggs deposited, nests and eggs can be dewatered. Since the reservoir level targets and operating guidelines for Lake Glenville provide for rising reservoir levels from early spring through mid summer, the risk of reservoir level decreases during the spring/early summer spawning season are minimal. E3.1.7 Existing Protection, Mitigation, and Enhancement Measures The existing license and the May 5 1999 Order approving settlement (Article 32) currently states that the licensee release a minimum instantaneous flow of 20 cfs or the stream flow entering Little Glenville Lake from the West Fork of the Tuckasegee River. This is to provide a continuous flow in the two miles of stream between the Tuckasegee Development powerhouse and the confluence with the East Fork of the Tuckasegee River. This continuous minimum flow has enhanced the quality of the fishery in this stretch of river, particularily during periods of 0 cfs discharge. E3.1.8 Proposed Fishery Protection, Mitigation, and Enhancement Measures The following fishery PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee E3-45 Duke Power West Fork Project Draft FERC License Application Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: LAKE LEVELS Conventions and Definitions - All elevations listed below are relative to the top of the dam (including the flood gates, fuse plugs and flashboards where applicable), with 100.0 ft = Full Pond. Normal Minimum, Normal Maximum and Normal Target Elevations change on a daily basis. The elevations shown are for the 1st day of the given month. Elevations for other days of the month are determined by linear interpolation. The Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro Project Maintenance & Emergency Protocol. Since inflows vary significantly and outflow demands vary, Duke will not always be able to maintain actual lake levels at the Normal Target Elevations. As long as actual lake levels are within the Normal Operating Range and Duke is not operating under the Low Inflow or Hydro Project Maintenance and Emergency Protocols, Duke will be in compliance with any future settlement agreement, 401 Water Quality Certification and license requirements with regard to lake levels. Lake Glenville – Maintain the following Normal Operating Range: Month Normal Target Elevation (ft) Jan Normal Minimum Elevation (ft) 85 90 Normal Maximum Elevation (ft) 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 Jul 95 97 99 E3-46 Duke Power West Fork Project Draft FERC License Application Month Normal Target Elevation (ft) Aug Normal Minimum Elevation (ft) 93 95 Normal Maximum Elevation (ft) 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 Any changes from current operation to begin in 2004. Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. Minimum Flow and Bypass Flow Main Stem below Tuckasegee a) 30 cfs combined minimum flow from December 1 through June 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by the same means as the existing provision b) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less) c) 55 cfs combined minimum flow from July 1 through November 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by d) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less) e) Implement new and additional minimum and bypass flows in 2006, or within 1 year following receipt of FERC approval to modify project facilities, whichever comes last. Resource Enhancement Initiatives Unique Fishery Identification a. Provide support when requested, but not before the final FERC order concerning Dillsboro Project license surrender is received and the closure of all legal challenge periods has occurred, to the USFWS and the NCWRC on studies to determine the range and distribution of the sicklefin redhorse sucker in the Tuckasegee Rivers b. Duke’s contribution may be in the form of a one-time funding contribution, in-kind services or a combination of the two, not to exceed a total cost of $40,000 E3-47 Duke Power West Fork Project Draft FERC License Application Soil & Water Conservation Enhancement a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiatives list will be requested from each board by 7/1/05 b. Review each board’s prioritized list and select initiatives from the list to receive funding support from Duke c. Contribute $40,000 per county in Jackson County toward implementation of the Dukeselected initiatives d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA) b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000 d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods E3-48 Duke Power West Fork Project Draft FERC License Application Sediment Management Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. E3-49 Duke Power West Fork Project Draft FERC License Application E3.1.9 Borawa, J. C. methods. List of Literature 1996. Trout stream management standardized sampling and data analysis North Carolina Wildlife Resources Commission, Division of Boating and Inland Fisheries. 8 pp. Duke Power-Nantahala Area. 2003. Dillsboro Hydroelectric Project (FERC #2602) Draft License Application. Duke Energy Corporation, Charlotte, NC. FERC. 2002. List of Revised Comprehensive Plans. Office of Energy Projects. Washington, D.C. April. Fish and Wildlife Associates, Inc (FWA). 2000. FERC Relicensing First Stage Consultation Package – West Fork Hydroelectric Project FERC Project No. 2698-NC. Whittier, North Carolina. 128 pp. Prepared for Duke Power. Nantahala Power and Light Company. 1972. Environmental Statement: West Fork Project No. 2686, North Carolina. North Carolina Department of Environment and Natural Resources – Division of Water Quality. 2000. Basinwide Assessment Report-Little Tennessee River. Raleigh, North Carolina. April 2000. 83 pp. Southern Appalachian Forest Coalition and Pacific Rivers Council (SAFC). 1999. Protection of Aquatic Biodiversity in the Southern Appalachian National Forests and their Watersheds. Compiled by Dr. William O. McLarney. 27 pp. USDA-USFS. 1987. Land and Resource Management Plan – Nantahala and Pisgah National Forests: 1986-2000. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. USDA-USFS. 1994. Land and Resource Management Plan – Nantahala and Pisgah National Forests: Amendment 5. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. March 1994. E3-50 Duke Power E3.2 West Fork Project Draft FERC License Application Report on Aquatic Macroinvertebrates E3.2.1 General Overview of Macroinvertebrate Resources in the Basin Water quality in the Little Tennessee River basin, as assessed using benthic invertebrate indices, is generally Good or Excellent (NCDENR-DWQ 2000). Two hundred seven ratable samples representing 112 sites have been collected since 1983. Good or Excellent ratings have been assigned for 77 percent of these samples. The remaining 23 percent of the samples are rated Good-Fair, Fair, and Poor. Overall, the water quality in the basin has improved slightly since the last monitoring cycle. However, many of these short-term changes were more related to differences in flow rather than actual improvements in water quality. One short-term decline in water quality was found at the uppermost site on the Little Tennessee River in Macon County. A decrease in bioclassification was accompanied by a sharp increase in conductivity. This problem seemed to be associated with an upstream discharger in Georgia. The distribution of ratings was very similar for the 1999 collections and for all collections made since 1983. This suggested there has been little overall change in water quality within the basin. Individual sites, however, sometimes showed distinct long-term or short-term changes in water quality. The Little Tennessee River in Subbasin 02, which includes the West Fork Project area, is critical habitat for two federally and state listed endangered species of mussels: the Appalachian elktoe (Alasmidonta raveneliana) and the little-wing pearly mussel (Pegias fabula). Other listed mussel species in this subbasin include the slippershell mussel (Alasmidonta viridis) and the Tennessee pigtoe (Fusconaia barnesiana), which are listed as endangered in North Carolina. The wavyrayed lampmussel (Lampsilis fasciola), a species of Special Concern in North Carolina, is also found in this area. In addition to the endangered species listed above several other notable macroinvertebrates occur in the Little Tennessee River Basin. These species include Baetopus sp. nov. (a mayfly), Heterocloeon sp. nov. (a mayfly), Serratella spiculosa (a mayfly), Agapetus spp. (a caddisfly), Micrasema sprulesi (a caddisfly), Cambarus sp. nov. (a crayfish), Megaleuctra willamsae and Zapada chila (stoneflies). E3-51 Duke Power West Fork Project Draft FERC License Application E3.2.2 Description of Historic and Current Macroinvertebrate Resources of the Project and Its Vicinity A literature survey was conducted by Fish and Wildlife Associates (FWA) to assist in providing macroinvertebrate community information and identifies RTE species, which might occur in the project area. The literature survey identified one source of macroinvertebrate data in the general vicinity of the West Fork Project: The North Carolina Department of Environment and Natural Resources’ (NCDENR) Basinwide Assessment Report-Little Tennessee River (NCDENR 2000). The studies identified in the FWA survey have been incorporated into the discussion of the results of the benthic field surveys conducted by Duke at the West Fork Project. E3.2.2.1 Existing Macroinvertebrate Community Upstream of the Project No existing macroinvertebrate information is available upstream of the West Fork Project. E3.2.2.2 Existing Macroinvertebrate Community in the Project Area The Tuckasegee River watershed, located in the Little Tennessee River Subbasin 02, “contains some of the highest quality waters of the state” (NCDENR 2000). Clean water indicators of the EPT insect orders (Ephemeroptera [mayflies], Plecoptera [stoneflies] and Trichoptera [caddisflies]) tend to dominate the benthic community. The Environmental Science Branch of the NC Division of Water Quality (ESB) monitored a location near the confluence of the West and East Forks of the Tuckasegee River about 2.5 mi downstream of Cedar Cliff dam, in 1999. This site was assigned a water quality rating (bioclassification) of Good. The ESB also sampled a site in Panthertown Valley, approximately 8 mi upstream of Tennessee Creek development, and assigned a rating of Excellent. Field sampling associated with Project relicensing was conducted downstream of the Thorpe Powerhouse and below Glenville Dam in August 2001, using the Standard Operating Procedures for Benthic Macroinvertebrates (SOP) developed by the ESB (NCDENR 2001). The SOP uses a bioclassification system of data analysis based on the sensitivity of aquatic insects to pollution. The system is based on two metrics; one based on the total number of EPT taxa and one based on relative tolerance of each species to water pollution. The most sensitive species are those of the EPT taxa. In terms of species tolerance, the classification system uses a rating called the Biotic Index (BI). The BI is derived by assigning tolerance values to aquatic insect species and then summing the individual species tolerance value times that species abundance and then dividing the overall sum E3-52 Duke Power West Fork Project Draft FERC License Application by the sum of all abundance values. Species with a low tolerance for pollution have a low score and more tolerant species have a higher score, so that the lower the BI the better the water quality. The two metrics, EPT taxa and BI are used to derive the bioclassification for a particular stretch of a river or stream and are scored as Excellent-5, Good-4, Good-Fair-3, Fair-2, and Poor-1. The details of BI index calculations, EPT taxa, and BI index values and their scores, and the assigning of a bioclassification were taken from the SOP and are presented in Table E3.2-1. E3-53 Duke Power West Fork Project Draft FERC License Application Table E3.2-1. Procedure for developing bioclassification (from SOP NCDENR 2001) The Biotic Index for a sample is a summary measure of the tolerance values of organisms found in the sample, relative to their abundance. Biotic Index (BI) = Sum (TVi) (ni) /N TVi = ith taxa's tolerance value ni = ith taxa's abundance value (1, 3 or 10) N = sum of all abundance values Table of values used to determine the scores for EPT taxa richness values and Biotic Index values for all standard qualitative samples: Score BI Values Mt* 5 P** EPT Values CA*** <4.00 <5.14 <5.42 4.6 4.00-4.04 5.14-5.18 4.4 4.05-4.09 4 MT* P** CA*** >43 >33 >29 5.42-5.46 42-43 32-33 28 5.19-5.23 5.47-5.51 40-41 30-31 27 4.10-4.83 5.24-5.73 5.52-6.00 34-39 26-29 22-26 3.6 4.84-4.88 5.74-5.78 6.01-6.05 32-33 24-25 21 3.4 4.89-4.93 5.79-5.83 6.06-6.10 30-31 22-23 20 3 4.94-5.69 5.84-6.43 6.11-6.67 24-29 18-21 15-19 2.6 5.70-5.74 6.44-6.48 6.68-6.72 22-23 16-17 14 2.4 5.75-5.79 6.49-6.53 6.73-6.77 20-21 14-15 13 2 5.80-6.95 6.54-7.43 6.78-7.68 14-19 10-13 8-12 1.6 6.96-7.00 7.44-7.48 7.69-7.73 12-13 8-9 7 1.4 7.01-7.05 7.49-7.53 7.74-7.79 10-11 6-7 6 >7.05 >7.53 >7.79 0-9 0-5 0-5 1 * Mountain **Piedmont *** Coastal A Derivation of Final Bioclassification for Standard Qualitative Samples For most mountain streams, equal weight is given to both the NC Biotic Index value and EPT taxa richness value in assigning bioclassifications. For these metrics, bioclassifications are assigned from the following scores: Excellent: 5 Good: 4 Good-Fair: 3 Fair: 2 Poor: 1. E3-54 Duke Power West Fork Project Draft FERC License Application Aquatic macroinvertebrate sampling was conducted in representative reaches at a location downstream of Thorpe Powerhouse (WFTR-1) and a location downstream of Glenville Dam (WFTR-2) (Figure E3.2-1). The use of the SOP resulted in a representative inventory of the macroinvertebrate fauna at each site. Field sampling consisted of two kick net samples, three sweep net samples, one leaf pack sample, two fine-mesh rock wash samples, one sand sample, and visual collections. The samples were field sorted and the insects transferred to glass vials containing 95% ethanol preservative. The samples were returned to the Duke Energy Environmental Laboratory for processing and identification. In some instances identification to the species level was not possible because the animal was immature, damaged during collection, and/or a recently described species that have not been incorporated into taxonomic identification keys or are undescribed species. All first form male crayfish, the adult morphological stage required for identification, were sent to Dr. Guenter Schuster of Eastern Kentucky University for positive identification. All crayfish that were collected by Duke were Cambarus bartonii, a species that is not in the RTE listing. The data were then entered in the computerized database and analyzed according to SOP procedures. Data were tabulated by location for total taxa, number of EPT taxa, BI value, and bioclassification. The Duke sampling of the two West Fork locations yielded water quality bioclassifications of Good and Excellent (Table E3.2-2). Location WFTR-1, the reach of the West Fork downstream of the Thorpe Powerhouse, was sampled on August 29, 2001and a total of 35 EPT taxa (score 4.0) were collected and a BI value of 3.60 (score 5.0) was calculated for the sample. This yielded a bioclassification of Good but was “rounded up” to Excellent based on guidance provided in the SOP. Location WFTR-2, downstream of the Glenville dam, was sampled on August 30, 2001and a total of 29 EPT taxa (score 3.0) were collected and a BI value of 3.40 (score 5.0) was calculated for the sample (Table E3.2-2). The difference in EPT taxa (fewer at Location WFTR-2 than at WFTR-1) seems to be due to habitat differences. The sampling field notes indicate that the location downstream of the powerhouse had bank habitat and more leaf packs than did the location downstream of Glenville dam. The ESB sampling at their Location B-16, approximately 5.5 mi downstream of the Glenville dam, resulted in assigned a rating of Good in 1999 (NCDENR 2000). The ESB and Duke sampling results are in general agreement. E3-55 WFTR-2 WFTR-1 Area Sampled 1,000 0 1,000 Feet Figure E3.2-1 West Fork Project FERC No. 2686 Macroinvertebrate Sampling Locations West Fork Tuckasegee River Duke Power West Fork Project Draft FERC License Application Table E3.2-2. Qualitative Bioassessment of the West Fork Tuckasegee River downstream of Thorpe Powerhouse (WFTR-1) and downstream of Glenville dam (WFTR-2) 2001 TAXON WFTR 1 Annelida Oligochaeta Branchiobdellida Branchiobdellidae Branchiobdellidae Haplotaxida Enchytraeidae Enchytraeidae Lumbriculida Lumbriculidae Lumbriculidae Arthropoda Crustacea Decapoda Cambaridae Cambarus spp. Insecta Coleoptera Dryopidae Helichus lithophilus Elmidae Promoresia elegans Promoresia tardella Psephenidae Ectopria nervosa Psephenus herricki Diptera Athericidae Atherix lantha Ceratopogonidae Palpomyia-Bezzia complex Chironomidae-Chironominae Cladotanytarsus spp. Cryptochironmus spp. Demicryptochironomus cuneatus Microtendipes pedellus gp. Microtendipes rydalensis gp. Paracladopelma spp. Paralauterborniella spp. Polypedilum flavum Polypedilum laetum Polypedilum scalaenum Robackia demeijerei Tanytarsus spp. Chironomidae-Diamesinae Pagastia spp. Chironomidae-Orthocladiinae Cardiocladius spp. Corynoneura spp. Cricotopus annulator Cricotopus bicinctus Cricotopus cylindraceus Cricotopus politus Eukiefferiella brehmi Eukiefferiella gracei Lopescladius spp. Parakiefferiella spp. Parametriocnemus spp. Platysmittia fimbriata Thienemanniella spp. Xylotopus spp. Zalutschia zalutschicola Chironomidae-Tanypodinae Ablabesmyia mallochi Brundiniella spp. Conchapelopia gp. Nilotanypus spp. Zavrelimyia gp. Dixidae Dixa spp. Simuliidae Simulium spp. Tipulidae E3-57 WFTR 2 A A . R R C R R R . R C . R . A C A . R R R A R R R . R R R R R C A . . . . R . . C . . . C A . . . . C . . R . . R . . A . . R R R R R R . R C . C R C C R R R . R R . A C R C . R A R Duke Power West Fork Project Draft FERC License Application Antocha spp. Dicranota spp. Hexatoma spp. Limonia spp. Tipula spp. Ephemeroptera Baetidae Baetis anoka Baetis bimaculatus Baetis brunneicolor Baetis flavistriga Baetis frondalis Baetis pluto Baetis punctiventris Baetis spp. Heterocloeon curiosum Pseudocentroptiloides spp. Baetiscidae Baetisca carolina Caenidae Caenis spp. Ephemerellidae Drunella allegheniensis Drunella tuberculata Ephemerella catawba Serratella serratoides Timpanoga simplex Ephemeridae Ephemera blanda Ephemera spp. Hexagenia spp. Heptageniidae Epeorus rubidus A R R . . C Heptagenia marginalis Heptagenia spp. Stenonema meririvulanum Stenonema modestum Leptophlebiidae Paraleptophlebia spp. Oligoneuriidae Isonychia spp. Megaloptera Corydalidae Nigronia serricornis Odonata-Anisoptera Aeshnidae Boyeria grafiana Boyeria vinosa Cordulegastridae Cordulegaster maculata Gomphidae Hylogomphus spp. Lanthus vernalis Stylurus laurae Odonata-Zygoptera Calopterygidae Calopteryx spp. Plecoptera Leuctridae Leuctra spp. Peltoperlidae Tallaperla spp. Perlidae Acroneuria abnormis Paragnetina immarginata Pteronarcyidae Pteronarcys dorsata Pteronarcys spp. Glossosoma spp. Hydropsychidae Cheumatopsyche spp. Diplectrona modesta Hydropsyche betteni Hydropsyche sparna Leptoceridae Nectopsyche exquisita E3-58 . R C A . C R . C A . . R C C C R . R C . R . C . C C . . C R . C . R . A . A C . C . A . . C A R R C C A R C . C R . R C . . C R C . C . C A A A C A A . C . C R . . . C C . . A R A R A R . C Trichoptera Brachycentridae Micrasema rusticum Micrasema wataga Glossosomatidae . R C R R . Duke Power West Fork Project Draft FERC License Application Triaenodes marginatus Limnephilidae Goera spp. Hydatophylax argus Pycnopsyche spp. Philopotamidae Dolophilodes spp. Polycentropodidae Cyrnellus fraternus Rhyacophilidae Rhyacophila spp. Uenoidae Neophylax consimilis Mollusca Gastropoda Limnophila Ancylidae Ferrissia spp. Pelecypoda Veneroida Sphaeriidae Pisidium spp. DATE 29AUG2001 30AUG2001 LOCATION WFTR-1 WFTR-2 Total Taxa 74 70 No. EPT 35 29 Biotic Index Value . R R C . C . C C C . R R . R . R R R . EPT Score 3.60 3.40 4 3 Biotic Index Score 5 5 Bioclassif. Excellent Good E3.2.2.3 Existing Macroinvertebrate Downstream of the Project No existing macroinvertebrate information is available downstream of the Project on the West Fork Tuckasegee River. E3.2.2.4 Rare, Threatened and Endangered Species To evaluate the potential presence of RTE species for the West Fork Project, listings of RTE species were obtained from the North Carolina Natural Heritage Program and the US Fish and Wildlife Service (Nantahala Power and Light 2000). The only federal endangered species listed for the Project area were two species of mussel, the Appalachian elktoe, Alasmidonta raveneliana and the littlewing pearlymussel, Pegias fabula. A relicensing study reconnaissance of the stretch of the West Fork Tuckasegee River between the Thorpe Powerhouse and the Glenville dam revealed that there was “No promising habitat or other evidence of mussel occurrence”; therefore, no further instream surveys were conducted (Fraley 2002). No species in the RTE listing were found within the Project area. All first form male crayfish, the stage that is capable of breeding, were sent to Dr. Guenter Schuster of Eastern Kentucky University for positive identification. All crayfish that were collected by Duke were Cambarus bartonii, a species that is not in the RTE listing. Several individuals of the caddisfly genus Goera were found at both locations and are mentioned here only since Goera fuscula is listed as “SR” …”exists in the state in small numbers and has E3-59 Duke Power West Fork Project Draft FERC License Application been determined by the NC Natural Heritage Program to need monitoring.” It is possible that this single specimen might be G. fuscula. A single individual of the caddisfly genus Rhyacophila was found at WFTR-1 and is mentioned here because it might be any one of the following species which are listed “SR”: R. amicus, R. melita, R. mycata, and R. vibox. Appalachian Elktoe, Alasmidonta raveneliana (I. Lea, 1834) Protection Status: Federal Endangered and North Carolina Endangered Species. The USFWS has proposed critical habitat for this species (Fridell 2001), includes: 24 river miles (38.5 km) of the Little Tennessee River from Franklin Dam downstream to the backwaters of Fontana Reservoir, Swain and Macon counties, North Carolina; and 26 river miles (41.6 km) of the Tuckasegee River from the N.C. State Route 1002 Bridge in Cullowhee, downstream to the N.C. Highway 19 Bridge, north of Bryson City, Jackson and Swain counties, North Carolina. These areas are not within the West Fork Project area. Distribution: The known range of the Appalachian elktoe is restricted to tributaries of the Tennessee River in East Tennessee and western North Carolina. In Tennessee, the species is known only from a short reach of the Nolichucky River. In North Carolina, it is now known to occur in short reaches of the Nolichucky, North Toe, South Toe, Cane, Pigeon, and Little rivers (French Broad River system); and the Little Tennessee, Tuckasegee, and Cheoah rivers (Little Tennessee River system). Historically, it was also found in Tulula Creek (Little Tennessee River system), the mainstem of the French Broad River, and the Swannanoa River (French Broad River system), but has apparently been eliminated from those streams. The Appalachian elktoe has never been recorded from the Hiwassee River system. Habitat Preferences: Relatively little is known about the micro-habitat requirements of this animal. The Appalachian elktoe is known to inhabit relatively shallow, medium-sized rivers and large creeks with cool, well-oxygenated and moderate to fast-flowing water, generally at depths of less than three feet. It is found in a variety of substrate types including gravel mixed with cobble and boulders; in cracks in bedrock; and in relatively silt-free, coarse sand. Substrate stability appears to be critical to the Appalachian elktoe, and it is seldom found in stream reaches with excessive accumulations of silt or other shifting substrata. E3-60 Duke Power West Fork Project Draft FERC License Application Life History: The Appalachian elktoe is generally identified as a long-term brooder. Ortmann (1921) reported that the breeding season ended in May, based on four gravid females collected from the Pigeon River in May 1914. Gravid Appalachian elktoes have been found in the Little Tennessee River in October through January. Both the banded sculpin (Cottus carolinae) and the mottled sculpin (C. bairdi) have been identified as fish hosts for this mussel. Based on current sculpin taxonomy and distributions, the mottled sculpin most likely serves as a host in North Carolina streams. The life span and many other aspects of this mussel’s life history are presently unknown. Anecdotal observations suggest that it is relatively fast-growing and short-lived (~10 years). Littlewing Pearlymussel, Pegias fabula (I. Lea, 1838) Protection Status: Federal and North Carolina Endangered Species. Distribution: The littlewing pearlymussel once inhabited tributaries of the Tennessee and Cumberland River systems in Alabama, Tennessee, Kentucky, Virginia and North Carolina. Historical records are known from 24 stream reaches in these states, but it is presently known from only six stream reaches. In the Nantahala area, it is known from recent collections (19901995) from the Little Tennessee River (LTRM 90-95-- within the reach between Franklin Dam and Fontana Reservoir) and an historical collection (date unknown) from “Valley Creek” in the Hiwassee River drainage in Cherokee County (exact locality unknown-- probably Valley River). Habitat Preferences: This small mussel inhabits cool, clear, small creeks to medium-sized rivers. Individuals have been found in the transition zone between pools and riffles, buried under large flat rocks, and in sand and gravel substrata adjacent to waterwillow (Justicia americana) beds, generally in water less than 2 feet deep. During spawning, it is often found lying on the substrate surface. Life History: Relatively little is known about the life history requirements of this now extremely rare animal. Ortmann (1914, cited in Parmalee and Bogan 1998) collected a gravid female littlewing pearlymussel in mid-September, suggesting that it is a long-term brooder. The greenside darter (Etheostoma blennioides) and emerald darter (E. baileyi) [does not occur in the Tennessee River system] have been identified as hosts for this species. The banded sculpin, redline darter (E. rufilineatum), and wounded darter (E. vulneratum) have been su E3-61 Duke Power West Fork Project Draft FERC License Application E3.2.3 Existing Macroinvertebrate Resource Management State and federal agencies, as well as the Eastern Band of the Cherokee Nation, have management responsibilities for aquatic resources, including macroinvertebrates, and water quality along the Tuckasegee River and associated headwaters. Their responsibilities upstream, downstream and within the West Fork Project area are summarized in the Table E3.2-3. Table E3.2-3. Aquatic Resource and Water Quality Management Responsibilities of State and Federal Regulatory Agencies Agency Management Responsibilities Area1 NCDENRDWQ US; DS; PA Administers statewide water quality regulations. Establishes, regulates, and implements water quality management plan in the Little Tennessee River Basin. Samples and monitors benthic macroinvertebrate populations in association with bioclassification NCWRC US; DS; PA Establishes, lists, monitors, and protects endangered, threatened, and species of concern including macroinvert crayfish, and mussels through the Endangered Species Act (Article 25 of Chapter 113 of the Gen. Statutes). The NCWRC also has the management responsibility for all other fish and wildlife, and freshwater crustaceans (crayfish), and mollusks (snails and mussels). USFWS US; DS; PA Establishes, lists, monitors, and protects federally listed endangered, threatened, and species of concern including macroinvert crayfish, and mussels through the Endangered Species Act of 1973. Also prepares and enacts various federally listed species recovery plans such as the Appalachian elktoe U.S Forest Service US; DS; PA Administers the Nantahala National Forest Plan. Owns and manages land both upstream and downstream of project area. Monitors and manages federally listed species. 1 US – Upstream of Project area; DS – Downstream of Project area; PA - In the Project area E3.2.3.1 Little Tennessee River Basinwide Assessment Plan The Division of Water Quality uses a basinwide approach to water quality management (NCDENR-DWQ 2000). The Division is responsible for water quality issues regarding permitting, monitoring, modeling, nonpoint source assessments, and planning for each of the 17 river basins in North Carolina (NCDENR-DWQ 2000). All basins are assessed every five years with the last assessment occurring in 1999. The primary assessments associated with the Little Tennessee River plan (includes the Oconaluftee and Tuckasegee rivers), as well as the other river E3-62 Duke Power West Fork Project Draft FERC License Application basins, includes benthic invertebrates, lake assessment, ambient monitoring, and aquatic toxicity monitoring. The use of benthic macroinvertebrates sampling data has proven to be a reliable monitoring tool to monitor water quality changes (NCDNR-DWQ 2000). Macroinvertebrate sampling criteria and methods have been developed to assign bioclassification ratings to benthic samples (NCDENR-DWQ 2000). These bioclassifications reflect the influence of pollutants on a waterbodies water quality. E3.2.3.2 Appalachian Elktoe Recovery Plan In association with the Endangered Species Act of 1973, the USFWS has prepared and enacted a species recovery plan for the federally endangered Appalachian elktoe mussel (USFWS 1996). The immediate goal of this plan is to maintain the only known surviving populations and to protect the remaining habitat from present and future threats (USFWS 1996). According to the USFWS, the intermediate goal of the plan is to restore and maintain the species throughout a significant portion of its historic range in the Little Tennessee, French Broad, and Nolichucky River systems and to downlist the species from endangered to threatened. The ultimate goal of the recovery plan is to recover the species to a point where it can be removed from the Federal List of Endangered and Threatened Wildlife (USFWS 1996). Although, this may not be possible due to the restricted distribution of the mussel and the lack of suitable habitat remaining in the historic range. E3.2.3.3 Nantahala National Forest Management Plan The USFS Land and Resource Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the Plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDA-USFS 1987). The Plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The Plan includes specific goals and standards in the protection of certain listed species such as the Appalachian elktoe and the associated water quality within Forest Service Lands (USDAUSFS 1994). These include: Manage all areas within riparian areas; E3-63 Duke Power West Fork Project Draft FERC License Application Emphasize the protection of all developed stream channels and protect the integrity of intermittent and ephemeral stream channels; Manage activities occurring in specifically listed watersheds to meet water resource objectives; Maintain appropriate stream temperatures and bank protections; Protect water quality by applying mitigation measures wherever there is construction within 300 feet of a perennial or intermittent stream or lake; Set priorities for watershed restoration; Minimize soil damage; and Develop conservation strategies that address the management needs of National Forest listed species including the Appalachian elktoe. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E3.2.3.4 Compliance with FERC Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, list several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the FERC approved aquatic resource related comprehensive plans relevant to the project. Little Tennessee River Basinwide Assessment Plan Information provided in this assessment plan indicates that there is good water quality in the Project area and the overall river basin. Ambient water quality data for the Tuckasegee River below Dillsboro Dam (nearest station) had no indications of water quality problems. The Project is currently in compliance with and will continue to be in support of all applicable state water quality standards and designated uses for the Tuckasegee River. Thus, continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions outlined in this comprehensive plan. Proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline E3-64 Duke Power West Fork Project Draft FERC License Application management program and enhancement of a shoreline habitat protection program will ensure continued support of the comprehensive plan. Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. In association with aquatic resources, the management plan outlines objectives and measures to protect and maintain water quality conditions within forestlands. The Project does not contribute to any water quality degradation or overall aquatic resource impairment such as impact of RTE species. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the aquatic resources management portion of the Plan. Protection of Aquatic Biodiversity in the Southern Appalachians Plan The purpose of this plan is to list and prioritize stream reaches and their watersheds in order to develop strategies to protect aquatic biodiversity in and around the southern Appalachian National Forests (SAFC 1999). This objective is important for project-level planning in preparation of timber removal, building, road construction activities, and carrying out other activities that can impact aquatic communities. According to the SAFC, the report is intended to be a rapid assessment tool to aid the protection of aquatic diversity in the region. In this report, key watersheds are classified as Aquatic Diversity Areas (ADA’s) based on a synthesis of information regarding diversity and imperilment of native aquatic organisms (SAFC 1999). The report prioritizes the ADA’s based on the number of imperiled aquatic species and on the presence of critical refugia for the species. Sites classified as critical refugia serve as a benchmark or reference waters that would capture the full range of diversity characteristics of the regional aquatic ecosystems (SAFC 1999). The report summarizes the imperiled aquatic species and their distribution in each watershed. The recommendations of this plan include the following: E3-65 Duke Power West Fork Project Draft FERC License Application Identify the areas that are the best examples of intact aquatic systems on public lands or functional portions of intact watersheds; Restoration of the priority areas that recover the natural processes that support the imperiled species where the likelihood of success is the greatest; Continued work on improving riparian protection, using a meaningful definition of riparian areas, and improvements in the protection of roadless areas, and the restoration of poorly constructed roads. Within the project area, the Tuckasegee River (ADA 28) and tributaries, a priority ADA, are mentioned as having improved water quality and high Biotic Index scores. Two listed mussel species are also found in this stretch. The Project does not contribute to any water quality degradation or overall aquatic resource impairment such as impact of RTE species. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the Plan. E3.2.4 Summary of Consultation on Macroinvertebrate Resources A preliminary assessment of the macroinvertebrate resources within the Project area was presented as part of the First Stage Consultation Document (FSCD) (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following agencies were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; and North Carolina Wildlife Resources Commission. Federal United States Fish and Wildlife Service; United States Forest Service E3-66 Duke Power West Fork Project Draft FERC License Application In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 The USFWS recommended that aquatic sampling should not be limited to fish, but should also include aquatic macroinvertebrates and other components of the aquatic community. Sampling sites should include the areas above, within, and below the reservoir, and samples should be collected during spring, summer, and fall. The USFWS recommended that the reservoir shoreline should be surveyed to determine the amount of habitat available to aquatic organisms at various reservoir levels. Duke Response: Duke conducted a macroinvertebrate survey upstream, downstream, and within the Project area. However, mussel surveys were only conducted downstream of the Project area due to the presence of cold water releases and lack of suitable habitat. Duke also conducted a shoreline habitat survey of Lake Glenville (see Section E3.1.5) 2) United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 The USFS recommended that Duke compare existing and historical aquatic species distribution records for the West Fork Tuckasegee River and assess the Project effects on aquatic species habitat fragmentation and community composition. The USFS recommended that Duke survey for the presence of threatened, endangered, and sensitive aquatic species in waters within or affected by the Project and determine the Project effects on those species. Duke Response: Duke reviewed available macroinvertebrate data from the Project vicinity and conducted a macroinvertebrate survey upstream, downstream, and within the Project area. However, mussel surveys were only conducted downstream of the Project area due to the presence of cold water releases and lack of suitable habitat. E3-67 Duke Power West Fork Project Draft FERC License Application E3.2.4.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the macroinvertebrate resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency comments. In association with the review of the study plans, additional comments were received from various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Forest Service, Mr. Donley M. Hill (Forest Fisheries Biologist), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated March 6, 2001 The USFS stated that every effort should be expended to collect sound, objective data according to standard methodologies and that historical data or extrapolations from similar upstream or downstream reaches should be used as a supplement to the collected data. Duke Response: Duke has incorporated this suggestion in the appropriate study plan as appropriate and collected data according to the Standard Operating Procedures for Benthic Macroinvertebrates (SOP) developed by the Environmental Sciences Branch (ESB) of the NC Division of Water Quality. 2) United States Department of the Interior; Fish and Wildlife Service, Mr. Brian P. Cole (State Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 16, 2001 The USFWS recommended treatment of macroinvertebrates, rather than just aquatic insects in the study. Additionally, the USFWS recommended visual searches for adult life stages of Odonata, and light trapping for adult caddis flies. Duke Response: Duke has incorporated this suggestion in the appropriate study plan as appropriate. No surveys for Odonates or caddisflies were conducted by Duke 3) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated March 5, 2001 E3-68 Duke Power West Fork Project Draft FERC License Application The NCWRC suggested more specific information related to the survey locations for mussel species (i.e. immediately above impounded water and immediately below dams, etc.) Duke Response: Duke has incorporated this suggestion in the appropriate study plan. 4) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested renaming INVERT SURVEY to “Invertebrate Survey”. Duke Response: Duke has renamed all of the pertinent study plans. E3.2.5 Macroinvertebrate Resource Studies E3.2.5.1 Previous Studies Information concerning macroinvertebrate studies previously conducted by the NCDENR-DWQ in the Project area is presented in Section E3.2.2. There are no previous macroinvertebrate studies associated specifically with the West Fork Reservoirs. E3.2.5.2 Studies Currently Underway In association with macroinvertebrates and mussels, there are no studies currently underway. E3.2.5.3 Relicensing Studies Based on information in the FSCD (Nantahala Power and Light 2000) the TLT identified a need to provide basic information about macroinvertebrate communities and RTE species and evaluate any potential project-related effects on macroinvertebrate resources at the Project. Section E3.2.2 summarizes the results of a literature survey and a field survey conducted at the West Fork Project. These studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. See study items Macroinvertebrate Survey and the Mussel Survey, in association with these studies. A summary of the Mussel Survey is provided below. As a part of the relicensing process, the USFWS and the NCWRC requested that surveys for the federal and state endangered Appalachian elktoe mussel and other mussel resources be conducted E3-69 Duke Power West Fork Project Draft FERC License Application at localities near Duke Hydropower facilities. Duke agreed to conduct mussel surveys in stream reaches associated with four riverine hydropower facilities on the Hiwassee, Little Tennessee, Oconaluftee, and Tuckasegee rivers (Mission, Franklin, Bryson, and Dillsboro); and peaking hydropower projects on the Nantahala River, and the East and West Forks (and other tributaries) of the Tuckasegee River (Nantahala Project, East Fork Project, and West Fork Project) (Fraley 2002). A reconnaissance of the West Fork Tuckasegee River, similar to the East Fork, was conducted to determine if any suitable mussel habitat exists. No promising habitat or other evidence of mussel occurrence was discovered and no further instream surveys were conducted (Fraley 2002). Previous surveys conducted in the Tuckasegee River indicate that Appalachian elktoe mussels were not found upstream of Cullowhee; Fraley (2002) found no Appalachian elktoe mussels beyond RM 42.5. Based on this information no mussel survey was conducted in the West Fork Tuckasegee River. MACROINVERTEBRATE STUDY (excluding mussels) Based on agency consultation, a study of macroinvertebrates in the Project area was also conducted by Duke. The methods and results of this study are summarized in Section E3.2.2. E3.2.5.4 Proposed Studies No additional macroinvertebrate or mussel studies are proposed for the West Fork Project. E3.2.6 Project Effects on Macroinvertebrates Resources from Continued Project Operation As discussed in Section E3.2.2 there were two macroinvertebrate sampling locations within the West Fork Project area. The locations of the sampling sites and the overall results of the surveys are provided in Table E3.2-4. E3-70 Duke Power West Fork Project Draft FERC License Application Table E3.2-4. Macroinvertebrate Sampling Information Associated with the West Fork Project Sample Site Location Bioclassification Total No. of No. of EPT Biotic Index Taxa Taxa Value Downstream of Excellent 74 35 3.60 WFTR-1 Thorpe Powerhouse Downstream of Good 70 29 3.40 WFTR-2 Glenville Dam The bioclassifications for the two stations in the West Fork Project area were Good and Excellent. Location WFTR-1, the reach of the West Fork downstream of the Thorpe Powerhouse, had a total of 35 EPT taxa (score 4.0) and a BI value of 3.60 (score 5.0) was calculated for the sample. This yielded a bioclassification of Good that was “rounded up” to Excellent based on guidance provided in the SOP. Location WFTR-2, downstream of the Glenville dam, had a total of 29 EPT taxa (score 3.0) and a BI value of 3.40 (score 5.0) was calculated for the sample. The difference in EPT taxa (fewer at Location WFTR-2 than at WFTR-1) seems to be due to habitat differences. The sampling field notes indicate that the location downstream of the Thorpe Powerhouse had bank habitat and more leaf packs than did the location downstream of Glenville Dam. The survey results indicate that the water quality in the West Fork Tuckasegee is not limiting the EPT taxa and the number of EPT taxa present at a site is related to the availability of suitable habitat. Nantahala area storage-peaking projects on upper Tuckasegee River tributaries (East and West Fork projects) release cold, hypolimnetic water into the Tuckasegee River. This results in a fish community that is dominated by cold water species downstream to the vicinity of the Dillsboro impoundment (TVA unpublished data). Both Appalachian elktoes and wavyrayed lampmussels are present within this reach; however, their densities were considerably lower immediately upstream from the Dillsboro impoundment than they were downstream from Dillsboro Dam (Fraley 2002). By all indications, mussels become scarcer as you move upstream from the Dillsboro area toward Webster, where Appalachian elktoes reach their known upstream limit. While determination of specific limiting factors and their relative importance was beyond the scope of the Fraley (2002) report, some reasonable conclusions can be drawn from his observations. Cold water releases appear to be the primary factor limiting the present upstream distribution of both Appalachian elktoes and wavyrayed lampmussels. Whatever effects the other potential limiting factors may be having on potential mussel habitat within this reach, they are likely masked by the overriding influence of cold water conditions. E3-71 Duke Power West Fork Project Draft FERC License Application As water temperatures are ameliorated farther downstream, effects from peaking discharge may have some limiting effect on mussel distributions (Fraley 2002). Some small areas of shallow habitat may be degraded by dewatering. Alterations in seasonal flow patterns may have some effect on mussel recruitment and distribution. Habitat may also be degraded by siltation and water quality resulting from local runoff along this reach of the Tuckasegee River and its tributaries. The relative importance of these various factors in limiting the potential for mussel resources in the lower Tuckasegee River is unclear. E3.2.7 Existing Macroinvertebrate Protection, Mitigation, and Enhancement Measures The existing license and the May 5 1999 Order approving settlement (Article 32) currently states that the licensee release a minimum instantaneous flow of 20 cfs or the stream flow entering Little Glenville Lake from the West Fork of the Tuckasegee River. This is to provide a continuous flow in the two miles of stream between the Tuckasegee Development powerhouse and the confluence with the East Fork of the Tuckasegee River. E3.2.8 Proposed Protection, Mitigation, and Enhancement Measures The following aquatic resource PM&E’s have been proposed for the West Fork Projects. A Consensus Agreement was signed May 16, 2003 by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: LAKE LEVELS Conventions and Definitions - All elevations listed below are relative to the top of the dam (including the flood gates, fuse plugs and flashboards where applicable), with 100.0 ft = Full Pond. Normal Minimum, Normal Maximum and Normal Target Elevations change on a daily basis. The elevations shown are for the 1st day of the given month. Elevations for other days of the month are determined by linear interpolation. The Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro E3-72 Duke Power West Fork Project Draft FERC License Application Project Maintenance & Emergency Protocol. Since inflows vary significantly and outflow demands vary, Duke will not always be able to maintain actual lake levels at the Normal Target Elevations. As long as actual lake levels are within the Normal Operating Range and Duke is not operating under the Low Inflow or Hydro Project Maintenance and Emergency Protocols, Duke will be in compliance with any future settlement agreement, 401 Water Quality Certification and license requirements with regard to lake levels. 1. Lake Glenville – Maintain the following Normal Operating Range: Month Normal Target Elevation (ft) Jan Normal Minimum Elevation (ft) 85 90 Normal Maximum Elevation (ft) 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 Jul 95 97 99 Aug 93 95 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 2. Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. 3. Any changes from current operation to begin in 2004. MINIMUM FLOW AND BYPASS FLOW Main Stem below Tuckasegee a) 30 cfs combined minimum flow from December 1 through June 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by the same means as the existing provision b) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less). E3-73 Duke Power West Fork Project Draft FERC License Application c) 55 cfs combined minimum flow from July 1 through November 30 (assuming inflow to Tuckasegee Lake is greater than or equal to 20 cfs) and provided by: d) Continue existing minimum flow at Tuckasegee (20 cfs or inflow, whichever is less) e) Implement new and additional minimum and bypass flows in 2006, or within 1 year following receipt of FERC approval to modify project facilities, whichever comes last RESOURCE ENHANCEMENT INITIATIVE Soil & Water Conservation Enhancement a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiative list will be requested from each board by 7/1/05. b. Review each board’s prioritized list and select initiatives from the list to receive funding support from Duke. c. Contribute $40,000 per county in Jackson County toward implementation of the Dukeselected initiatives. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives. E3-74 Duke Power West Fork Project Draft FERC License Application c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. SEDIMENT MANAGEMENT Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. E3-75 Duke Power E3.2.9 West Fork Project Draft FERC License Application List of Literature Federal Energy Regulatory Commission (FERC). 2002. Revised List of Comprehensive Plans. Office of Energy Projects. Washington, DC. 78 pp. Fish and Wildlife Associates, Inc (FWA). 2000. FERC Relicensing First Stage Consultation Package – West Fork Hydroelectric Project FERC Project No. 2686-NC. Whittier, North Carolina. 92 pp. Prepared for Duke Power. Fraley, S.J. 2002. Mussel surveys associated with Duke Power Nantahala area projects in the Little Tennessee and Hiwassee River Systems. Unpublished report to Duke Power Company, Charlotte, North Carolina. 37 pp. Fridell, J.A. 2001. Endangered and Threatened Wildlife and Plants; Proposed Designation of Critical Habitat for the Appalachian Elktoe. 50 CFR Part 17, RIN 1018-AH33. Federal Register 66(27): 9540-9555. Nantahala Power and Light. 2000. FERC Relicensing First Stage Consultation Package. West Fork Hydroelectric Project. Nantahala Power and Light, Division of Duke Energy, Franklin, NC. NCDENR-DWQ. 2000. Basinwide Assessment Report – Little Tennessee River. North Carolina Department of Environment and Natural Resources. Division of Water Quality. Water Quality Section. Raleigh, NC. NCDENR. 2001. Standard Operating Procedures for Benthic Macroinvertebrates. Biological Assessment Unit. North Carolina Department of Environment and Natural Resources. Division of Water Quality. Water Quality Section. Raleigh, NC. Ortmann, A.E. 1921. The Anatomy of Certain Mussels from the Upper Tennessee. The Nautilus 34(3):81-91. Parmalee, P.W. and A.E. Bogan. 1998. The Freshwater Mussels of Tennessee. University of Tennessee Press, Knoxville. 328p. E3-76 Duke Power West Fork Project Draft FERC License Application Southern Appalachian Forest Coalition and Pacific Rivers Council (SAFC). 1999. Protection of Aquatic Biodiversity in the Southern Appalachian National Forests and their Watersheds. Compiled by Dr. William O. McLarney. 27 pp. Turgeon, D. D., J. F. Quinn, A. E. Bogan, E. V. Coan, F. G. Hochberg, W. G. Lyons, P.M. Mikkelson, C. F. E. Roper, G. Rosenberg, B. Roth, A. Scheltema, M. J. Sweeney, F. G. Thompson, M. Vecchione, and J. D. Williams. 1998. Common and scientific names of aquatic invertebrates from the United States and Canada: Mollusks. American Fisheries Society Special Publication 16, 2nd ed. 277p. Tennessee Valley Authority. 1990. Final Environmental Impact Statement: Tennessee River and reservoir system operation and planning review. Unpublished report TVA/RDG/EQS-91/1, Knoxville, TN. USDA-USFS. 1987. Land and Resource Management Plan – Nantahala and Pisgah National Forests: 1986-2000. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. USDA-USFS. 1994. Land and Resource Management Plan – Nantahala and Pisgah National Forests: Amendment 5. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. March 1994. USFWS. 1996. Recovery Plan for the Appalachian Elktoe (Alasmidonta raveneliana). USFWS, Southeast Region. Atlanta, Georgia. 44 pp. E3-77 Duke Power E3.3 West Fork Project Draft FERC License Application Report on Botanical Resources E3.3.1 Description of Existing Resources The existing botanical resources associated with the West Fork Project (Project) are comprised of the predominate vegetation that is characteristic of the area and also rare plant species and communities. Unique and rare plant species, communities include federally, and state listed plants, high quality native plant communities, and other plant species of special interest. In addition, the presence of noxious or invasive weeds is of concern and will be addressed. Known information about existing botanical resources within the Project area includes a plant species list for Jackson County and documented rare plant species occurring in the vicinity of the Project area (North Carolina Natural Heritage Program 2001). The North Carolina Natural Heritage Program (NCNHP) maintains information on the status and location of rare plant occurrences. Additional information on rare plants and other species of special interest within the Project area was obtained from field surveys conducted by a regional botanist contracted by Duke Power. E3.3.1.1 General Features The Project is located in the Blue Ridge Physiographic Province (Schafale and Weakley 1990), and contains a wide variety of natural communities. Six separate natural communities are present within and adjacent to the two developments within the Project area. These natural communities include Pine-Oak Heath, Acidic Cove Forest, Canada Hemlock Forest, Spray Cliff, Sand and Mud Bar, and Southern Appalachian Bog (Southern Subtype) as described in Schafale and Weakley (1990). These natural communities are described below for the development where they occur. E3.3.1.1.1 Thorpe Development Pine-Oak Heath (S4/G5) – This natural community is typically found on sites positioned on exposed sharp ridges, knobs, low elevation peaks and steep southern slopes (Schafale and Weakley 1990). The vegetation is often variable with an open to nearly closed canopy that is commonly stunted or gnarled due to periodic severe fires and a shrub layer that is generally very dense. The canopy is typically dominated by combinations of Virginia pine (Pinus virginiana); table mountain pine (Pinus pungens); pitch pine (Pinus rigida); and scarlet oak (Quercus coccinea). Some other trees present may include chestnut oak (Quercus montana), sassafras (Sassafras albidum); black gum (Nyssa sylvatica); red maple (Acer rubrum); Carolina hemlock (Tsuga caroliniana); and sourwood (Oxydendrum arboreum). E3-78 The shrub layer is generally Duke Power West Fork Project Draft FERC License Application dominated by ericaceous species, most commonly mountain laurel (Kalmia latifolia); huckleberries (Gaylussacia spp.); blueberries (Vaccinium spp.); Catawba rhododendron (Rododendron catawbiense); great rhododendron (Rhododendron maximum); sweetleaf (Symplocos tinctoria;, sweetfern (Comptonia peregrina); and mountain doghobble (Leucothoe recurva). Greenbriers (Smilax spp.) are sometimes abundant. The herb layer is generally sparse with trailing arbutus (Epigaeea repens); pipsissewa (Chimaphila maculata); galax (Galax urceolata); little bluestem (Schizachyrium scoparium); cow-wheat (Melampyrum lineare); greater coreopsis (Coreopsis major); bracken (Pteridium aquilinum); teaberry (Gaultheria procumbens); and beargrass (Xerophyllum asphodeloides) being characteristic. Acidic Cove Forest (S5/G5) – This natural community is typically found on sheltered low and moderate elevation sites, primarily within narrow, rocky gorges; steep ravines; and low, gentle ridges within coves (Schafale and Weakley 1990). Vegetation typical of this natural community includes a dense forest canopy with a limited number of mesophytic tree species present. These species include tulip popular (Liriodendron tulipifera); sweet birch (Betula lenta); yellow birch (Betula alleghaniensis); Canada hemlock (Tsuga canadensis); red maple (Acer rubrum); and red oak (Quercus rubra). The open understory may include Fraser’s magnolia (Magnolia fraseri); silverbell (Halesia tetraptera), and saplings of canopy species. The shrub layer is often well developed and includes great rhododendron and highland doghobble (Leucothoe fontanesiana). The herb layer is typically not well developed and consists of a few acid loving plants such as galax, Christmas fern (Polystichum acrostichoides); trailing arbutus, partridgeberry (Mitchella repens); New York fern (Thelypteris noveboracensis); jack-in-the-pulpit (Arisaema triphyllum); violets (Viola spp.); sedges (Carex spp.) and others. Canada Hemlock Forest (S5/G5) – This natural community is typically found on sites slightly less mesic than Cove Forest sites, including open valley flats, slopes above Cove Forests, sheltered low ridges, narrow ravines, and open north-facing slopes at fairly high elevations (Schafale and Weakley 1990). This community type as its name implies is dominated by Canada hemlock with few other trees present. The undergrowth is generally a dense thicket of great rhododendron, sometimes with mountain laurel, and highland doghobble. Typical herb species include partridgeberry, roundleaf violet (Viola rotundifolia); foamflower (Tiarella cordifolia); common blue wood aster (Aster cordifolius); Indian cucumber root (Medeola virginica); mountain bugbane (Cimicifuga racemosa); mountain meadowrue (Thalictrum clavatum); Christmas fern, New York fern, and sessile leaf bellwort (Uvularia sessilifolia). E3-79 Duke Power West Fork Project Draft FERC License Application Spray Cliff (S2/G2) - This natural community is typically found on sites described as vertical to gently sloping rock faces, constantly wet from the spray of waterfalls (Schafale and Weakley 1990). The Spray Cliff natural community is comprised of a variable collection of mosses, liverworts, algae, vascular herbs, and an occasional shrub, most of them requiring constantly moist substrate and very high relative humidity. Many of the typical species of this community are bryophytes and ferns disjunct from tropical regions. There are also many endemic bryophytes. Vascular species in this community include rock clubmoss (Huperzia porophila); mountain spleenwort (Asplenium montanum); maidenhair spleenwort (A. trichomanes); walking fern (A. rhizophyllum), single-sorus spleenwort (A. monanthes); cove bladder-fern (Cystopteris protrusa); rockcap fern (Polypodium virginianum); Appalachian filmy-fern (Trichomanes boschianum); dwarf polypody (Grammitis nimbata); Appalachian gametophyte (Vittaria sp.) (gametophyte only); filmy-fern gametophyte (Hymenophyllum sp.) (gametophyte only); filmyfern gametophyte (Trichomanes sp.) (gametophyte only); northern beech fern (Phegopteris connectilis); maidenhair fern (Adiantum pedatum); Carey’s saxifrage (Saxifraga careyana); Canada hemlock, great rhododendron, mountain laurel, and many others. In addition to the vascular plants listed above several bryophyte species are found in this community. Many of these bryophytes are nearly or entirely limited to this community and include a peatmoss (Sphagnum quinquefarium); a peatmoss (S. girgensohnii); Carolina mnium (Mnium carolinianum); a mnium (M. affine); a mnium (M. marginatum); a moss (Isopterygium distichaceum); gorge moss (Bryocrumia vivicolor); Hooker’s moss (Hookeria acutifolia); a moss (Oncophorus raui); liverworts (Radula spp.); a pocket moss (Fissidens osmundioides); and an aquatic liverwort (Riccardia multifida) to name a few representative species. E3.3.1.1.2 Tuckasegee Development Sand and Mud Bar (S5/G5) – This natural community is typically found on sites comprised of sand and mud deposits in and adjacent to streams and rivers, which are too wet, too young, or too severely flooded to support a forest canopy (Schafale and Weakley 1990). The vegetation structure is quite variable, ranging from dense to sparse shrubs or herbs, with or without sparse trees. Typical shrubs include buttonbush (Cephalanthus occidentalis); swamp rose (Rosa palustris); elderberry (Sambucus canadensis); and stiff dogwood (Cornus stricta). Some common herbs include sedges (Carex spp.); rushes (Juncus spp.), common cattail (Typha latifolia); and dotted smartweed (Polygonum punctatum). A few small trees may also be present including river birch (Betula nigra); black willow (Salix nigra); and sycamore (Platanus occidentalis) (Schafale and Weakley 1990). E3-80 Duke Power West Fork Project Draft FERC License Application Southern Appalachian Bog (Southern Subtype) (S1/G1T1) – This natural community is typically found on flat or gently sloping areas, generally in valley bottoms that are not subject to flooding (Schafale and Weakley 1990). Species composition is often a mosaic or zoned pattern of shrub thickets and herb-dominated areas, much of it underlain by Sphagnum mats (Schafale and Weakley 1990). Some trees may also be present within the bog itself, but are more often found on the edges. These species include red maple, white pine (Pinus strobus), and hemlock. Some common shrubs may include tag alder (Alnus serrulata), swamp rose (Rosa palustris), silky willow (Salix sericea), great rhododendron, and many others. The herb layer may include sedges, bullrushes (Scirpus spp.), cinnamon fern (Osmunda cinnamomea), regal fern (Osmunda regalis), soft rush (Juncus effusus), chainferns (Woodwardia spp.), and numerous others all underlain by sphagnum mosses (Sphagnum spp.) (Schafale and Weakley 1990). State Rank (NCNHP 2002 Website): S1: Critically imperiled in North Carolina because of extreme rarity or otherwise very vulnerable to extirpation in the state S2: Imperiled in North Carolina because of rarity or otherwise vulnerable to extirpation in the state S3: Rare or uncommon in North Carolina S4: Apparently secure in North Carolina, with many occurrences S5: Demonstrably secure in North Carolina and essentially ineradicable under present conditions Global Rank (NCNHP 2002 Website): G1: Critically imperiled globally because of extreme rarity or otherwise very vulnerable to extinction throughout its range G2: Imperiled globally because of rarity or otherwise vulnerable to extinction throughout its range G3: Either very rare or local throughout its range, or found locally in a restricted area G4: Apparently secure globally, although it may be quite rare in parts of its range (especially at the periphery) G5: Demonstrably secure globally, although it may be quite rare in parts of its range (especially at the periphery) G?: Unranked, or rank uncertain G1T1: Status of subspecies or variety; the G-rank refers to the species as a whole, the T-rank to the subspecies. Source: NCNHP 2002 Website E3-81 Duke Power West Fork Project Draft FERC License Application E3.3.1.2 Vegetation Cover Type Mapping Duke conducted vegetation cover type mapping within the general Project vicinity. The existing general vegetation/land cover types are depicted in Figure E3.3-1. Vegetative and other cover types were delineated using color aerial photographs (1:500 scale) and USGS 7.5 minute series topographic quadrangles. Cover types selected for this mapping were generally comparable to the USGS Land Use and Land Cover Classification System (Anderson et al. 1976). Duke utilized a covertype mapping area much larger than the designated FERC Project boundary. The defined area for the vegetation cover type mapping includes an area large enough to accurately depict all major cover types within and adjacent to the Project. Generally, the area extends several hundred feet beyond the Project boundary. Duke identified a cover type unit as an area of homogenous vegetation bordered by different types of vegetation on all sides. Cover type units were identified on aerial photographs and transferred to geographic information system (GIS) base maps. Individual cover type units were assigned identification numbers and then digitized and stored in a GIS database along with attribute data specific to each cover type. GIS based cover type maps were then generated; however, no field verification of data was conducted. Eight cover types were identified within the general Project area and each type is described briefly below. Grass/Pasture: This type consisted of areas dominated by grasses or other herbaceous species with little or no trees or shrubs. Grass/Pasture habitats are located primarily near developed areas such as residential dwellings. Many of these areas are actively maintained in an herbaceous state by human activities or grazing. Typical species of this habitat unit include fescue (Festuca spp.), broomsedge (Andropogon virginicus) and numerous other herbaceous species. Hardwood Forest: This type consisted of areas dominated by deciduous trees. Hardwood forest habitats are located primarily away from roads and residential dwellings. Typical species of this habitat unit include tulip tree, red maple, oaks (Quercus spp.) and hickories (Carya spp.). Mixed Hardwood/Pine Forest: This type consisted of forested areas dominated by neither hardwoods nor pines. Mixed Hardwood/Pine Forest habitats are located throughout the study area, typically away from roads and residential dwellings. Typical species of this habitat unit E3-82 Duke Power West Fork Project Draft FERC License Application include red maple, oaks, hickories, tulip tree, white pine, pitch pine (Pinus rigida) and Virginia pine. Pine Forest: This type consisted of forested areas dominated by evergreen trees, both naturally occurring and pine plantations. Pine Forest habitats are generally located on ridge tops and along undisturbed drainage ways. Typical species of this habitat unit include white pine, pitch pine, Virginia pine and hemlock. Scrub/Shrub: This type consisted of areas dominated by shrubby vegetation. Typically, these areas are former crop or pasture lands (cleared from original forestland) that have grown up in brush in transition back to forestland (Anderson et al. 1976). Scrub/Shrub habitats are generally located near roads and residential dwellings, especially current or former farms and along maintained rights-of-way. Typical species of this habitat unit include dogwoods (Cornus spp.), alders (Alnus spp.), multiflora rose (Rosa multiflora), blackberries (Rubus spp.) and elderberry. Barren: This type consisted of areas devoid of vegetation or so sparsely vegetated that it could not be included in another category. This lack of vegetation could be natural or due to human related activities. Water: This type consisted of areas covered by surface water. This habitat type consisted of the Project Reservoirs. Agriculture: This type consists of cultivated trees, shrubs, and crops (corn and wheat). E3-83 Figure E3.3-1 West Fork Development FERC No. 2686 Covertype Map Sheet 1 of 3 Land Cover Legend Barren Pine Forest Public Roads Grass/Pasture Scrub/Shrub Streams Hardwood Forest Water Mixed Hardwood/Pine Forest Agriculture Designated Project Boundary The covertypes depicted include areas adjacent to the designated project boundary. 00 500 1,000 2,000 3,000 500 1,000 2,000 3,000 Feet Feet le vil en Gl Reservoir Figure E3.3-1 West Fork Development FERC No. 2686 Covertype Map Sheet 2 of 3 Land Cover Legend Barren Pine Forest Public Roads Grass/Pasture Scrub/Shrub Streams Hardwood Forest Water Mixed Hardwood/Pine Forest Agriculture Designated Project Boundary The covertypes depicted include areas adjacent to the designated project boundary. 0 500 1,000 2,000 Feet 3,000 Gl en vil le Res erv oir Figure E3.3-1 West Fork Development FERC No. 2686 Covertype Map Sheet 3 of 3 Land Cover Legend Barren Pine Forest Public Roads Grass/Pasture Scrub/Shrub Streams Hardwood Forest Water Mixed Hardwood/Pine Forest Agriculture Designated Project Boundary The covertypes depicted include areas adjacent to the designated project boundary. 00 500 500 1,000 1,000 2,000 2,000 Feet Feet 3,000 3,000 Duke Power West Fork Project Draft FERC License Application E3.3.1.3 Wetlands Wetlands are those areas intermittently or permanently covered by surface water or saturated by groundwater. Army Corps of Engineers’ (ACOE) criteria for jurisdictional wetlands requires that the three-parameter criteria be met that includes the presence of hydrophytic vegetation, hydrology, and hydric soils (Environmental Laboratory 1987). Wetland development within the Project area is mainly limited to areas with relatively level topography, such as tributary confluences, coves, and gentle slopes and hillsides. Forty wetland areas were delineated along the shoreline of Lake Glenville (Figure E3.3-2) in a 1999 field survey (FWA 2000). A follow-up survey along the shoreline of Lake Glenville in September 2002 documented an additional three wetlands (43 total, see Figure E3.3-2). Wetland types delineated include palustrine emergent, palustrine scrub/shrub, and palustrine forested. E3.3.1.3.1 Thorpe Development Emergent Wetlands Emergent wetlands are characterized by erect, rooted, herbaceous hydrophytes (Cowardin et al. 1979). There were six wetland areas of this type present along Lake Glenville. Common species of emergent wetlands in the Project area include spotted touch-me-not (Impatiens capensis), Canada wood-nettle (Laportea canadensis), hemlock water-parsnip (Sium suave), reed canary grass (Phalaris arundinacea), soft rush (Juncus effusus), sedges (Carex spp.), spotted joe-pye weed (Eupatorium maculatum), and asters (Aster spp.). Scrub/Shrub Wetlands Scrub-Shrub wetlands are characterized by woody vegetation (shrubs or trees) less than 6-meters tall (Cowardin et al. 1979). There were thirty-seven wetland areas of predominantly this type present along Lake Glenville. Common species of scrub/shrub wetlands in the Project area include silky dogwood (Cornus ammomum), red maple (Acer rubrum), smooth alder (Alnus serrulata), black willow (Salix nigra), silky willow (Salix sericea), multiflora rose (Rosa multiflora), swamp rose (Rosa palustris), Viburnum spp., river birch (Betula nigra), and steeplebush spirea (Spiraea tomentosa). These wetlands also contain species common to emergent wetlands. E3-87 Duke Power West Fork Project Draft FERC License Application Forested Wetlands Forested wetlands are characterized by woody vegetation that is 6-meters tall or taller (Cowardin et al. 1979). No wetlands along Lake Glenville were predominantly of this type but several scrub-shrub wetlands had a forested component. Common species of forested wetlands in the Project area include black willow (Salix nigra), red maple, and river birch. These wetlands also contain species common to emergent and scrub/shrub wetlands. E3.3.1.3.2 Tuckasegee Development Emergent Wetlands Emergent wetlands are characterized by erect, rooted, herbaceous hydrophytes (Cowardin et al. 1979). There were two wetland areas of this type present along the Tuckasegee Reservoir. Common species of emergent wetlands in the Project area include soft rush (Juncus effusus), sedges (Carex spp.); woolgrass (Scirpus cyperinus); cattail (Typha latifolia); arrow-leaf tearthumb (Polygonum sagittatum); square-stemmed monkey-flower (Mimulus ringens); false nettle (Boehmeria cylindrica); spotted touch-me-not; fowl manna grass (Glyceria striata), and St. Johnswort (Hypericum sp.) Scrub/Shrub Wetlands Scrub/Shrub wetlands are characterized by woody vegetation (shrubs or trees) less than 6-meters tall (Cowardin et al. 1979). There were two wetland areas of this type along the Tuckasegee Reservoir. Common species of scrub-shrub wetlands in the development area include silky dogwood (Cornus ammomum); smooth alder (Alnus serrulata); and elderberry (Sambucus canadensis). These wetlands also contain species common to emergent wetlands. E3-88 Wetland 40 Palustrine Scrub-Shrub Wetland 1 Palustrine Emergent Wetland 39 Palustrine Scrub-Shrub Wetland 4 Palustrine Scrub-Shrub Wetland 38 Palustrine Scrub-Shrub Wetland 41 Palustrine Scrub-Shrub Wetland 36 Palsutrine Scrub-Shrub le Wetland 43 Palustrine Emergent vil l en G Wetland 3 Palustrine Scrub-Shrub Wetland 5 Palustrine Scrub-Shrub Wetland 10 Palustrine Scrub-Shrub Reservoior Wetland 2 Palustrine Emergent Wetland 9 Palustrine Scrub-Shrub Wetland 37 Palustrine Scrub-Shrub Wetland 33 Palustrine Scrub-Shrub Wetland 42 Palustrine Scrub-Shrub Wetland 11 Palustrine Scrub-Shrub Wetland 12 Palustrine Emergent Wetland 32 Palustrine Scrub-Shrub Wetland 35 Palustrine Scrub-Shrub Wetland 28 Palustrine Scrub-Shrub Wetland 34 Palustrine Scrub-Shrub Wetland 8 Palustrine Scrub-Shrub Wetland 7 Palustrine Scrub-Shrub Wetland 30 Palustrine Scrub-Shrub Wetland 27 Palustrine Scrub-Shrub/Emergent Wetland Locations 1,0 00 0 1,0 00 Fe et 2,0 00 Wetland 29 Palustrine Scrub-Shrub Wetland 26 Palustrine Scrub-Shrub Figure E3.3-2 Lake Glenville FERC No. 2686 Wetland Locations Sheet 1 of 2 Wetland 14 Palustrine Scrub-Shrub Wetland 25 Palustrine Scrub-Shrub/Emergent Wetland 15 Palustrine Scrub-Shrub Wetland 31 Palustrine Scrub-Shrub Wetland 24 Palustrine Scrub-Shrub Wetland 16 Palustrine Scrub-Shrub Wetland 44 Palustrine Scrub-Shrub Wetland 17 Palustrine Scrub-Shrub Wetland 13 Palustrine Scrub-Shrub Wetland 18 Palustrine Scrub-Shrub Gl en vi l le Wetland 20 Palustrine Scrub-Shrub Wetland 23 Palustrine Scrub-Shrub Reserv Wetland 21 Palustrine Emergent oir Wetland 19 Palustrine Emergent Wetland 22 Palustrine Scrub-Shrub Wetland Locations 1,0 00 0 1,0 00 Fe et 2,0 00 Figure E3.3-2 Lake Glenville FERC No. 2686 Wetland Locations Sheet 2 of 2 Duke Power West Fork Project Draft FERC License Application E3.3.1.4 Rare, Threatened and Endangered Species One plant species with Federal and/or State status was documented as having occurred within the Project area during a NCNHP database search conducted prior to botanical field surveys conducted within the Project area in 2001. This record is an historical occurrence for the Blue Ridge bindweed (Calystegia catesbeiana ssp. sericata), which is not listed by the Forest Service (Personal Communication Gary Kaufman, United Stated Forest Service, 2001), however it has a NCNHP status of SR-T, Significantly Rare-Throughout (NCNHP 2002). However, neither this population nor any other plant species with Federal and/or State Status were documented within or adjacent to the Project area during the 2001 field searches conducted by a regional botanist (Gaddy 2002). E3.3.1.5 Habitats of Special Concern The NCNHP maintains a list of outstanding natural communities occurring in the state. These are natural communities that meet a strict set of requirements necessary for inclusion, such as minimal human disturbance, high species diversity and minimal invasion by weedy species. All state habitats of special concern are included in this list. Based on a NCNHP records review and field surveys conducted from April to October 2001 no habitats of special concern occur within or adjacent to the Project area. E3.3.1.6 Other Plant Species of Special Interest Based on a NCNHP records review and field surveys conducted from April to October 2001 no other plant species of special interest are known to occur within or adjacent to the Project area. E3.3.2 Botanical Resource Management Framework The Project area is bordered by numerous private landowners. The Project is in the vicinity of lands owned and managed by the USFS, Jackson County and the town of Glenville. As a result many individuals and agencies have management responsibilities related to botanical resources in the Project vicinity. Agency management objectives in the Project vicinity are summarized below. E3.3.2.1 Federal Management Federal agencies responsible for managing botanical resources in the Project vicinity include the USFWS and the USFS. E3-91 Duke Power West Fork Project Draft FERC License Application US Fish and Wildlife Service (USFWS) The USFWS administers the Endangered Species Act (ESA) of 1973, which provides protection for federally listed endangered and threatened species by prohibiting harming or trading in federally listed species. It utilizes agreements between federal and state governments to develop programs for the conservation of federally listed species. In addition, all federal departments and agencies are directed to utilize their authorities to carry out programs for the conservation of listed species and “. . . by taking such action necessary to insure that actions authorized, funded, or carried out by them do not jeopardize the continued existence of such endangered species or threatened species or result in the destruction or modification of habitats of such species. . . .” There are no known, federally listed plant species within the West Fork Project area. US Forest Service (USFS) The USFS has the responsibility under the Endangered Species Act to ensure that no action they authorize, fund or carry out is likely to jeopardize the continued existence of a species listed as threatened or endangered. The Project area, and all of North Carolina, is located in USFS Region 8. The USFS maintains a list of sensitive plant species known or suspected to occur on USFS managed lands. However, no sensitive plants are known to occur on or adjacent to Project controlled lands. The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDAUSFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals, recovery objectives, and standards in the protection of certain listed plant species and the associated habitats within Forest Service lands (USDA-USFS 1994). These include in general: The documentation of species occurrence on Forest Service lands through continued surveys; The identification of site specific current and future threats to existing populations; Cooperation with the USFWS in developing a management plan with specific USFS tasks in support of conservation or in recovery; E3-92 Duke Power West Fork Project Draft FERC License Application Monitor population trends for all known populations and associated habitats; and Manage recreation use such that the species are protected. The plan also provides general direction and standards concerning issues such as habitat and vegetation management, soil and water management, and recreation management. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E3.3.2.2 State Management State management of botanical resources is controlled by the NCNHP. The NCNHP is a part of the Division of Parks and Recreation within the Department of Environment and Natural Resources. The program inventories, catalogues, and facilitates protection of the rarest and the most outstanding elements of the natural diversity of North Carolina. These elements of natural diversity include plants, which are so rare that they merit special consideration as land-use decisions are made (NCNHP Website 2002). However, no plant species listed by the NCNHP are currently known to occur on or adjacent to Project controlled lands. E3.3.2.3 Compliance with FERC-Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, lists several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the pertinent FERC approved botanical related comprehensive plans relevant to the project. Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. In association with botanical resources, the management plan outlines objectives and measures to protect and maintain habitat conditions within forestlands. These measures include maintenance, protection, and improvement of habitat, analysis and monitoring of the occurrence and effects to listed species, and the management of recreation use for species protection. E3-93 Duke Power West Fork Project Draft FERC License Application The Project does not include any National Forest lands within or immediately adjacent the project boundary. The Project does not contribute to any overall botanical resource impairment such as impact of RTE species or habitats. Through proposed PM&E measures such as implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, and the future purchase of conservation lands, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the botanical management portion of the Plan. E3.3.3 Consultation on Botanical Resources A preliminary assessment of the botanical resources within the Project area was presented as part of the FSCD (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following agencies were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; and North Carolina Wildlife Resources Commission Federal United States Fish and Wildlife Service; and United States Forest Service Non-governmental Organizations American Rivers; Western North Carolina Alliance; and American Whitewater Indian Tribes Eastern Band of Cherokee Indians In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. summary of the comments and the associated Duke actions is as follows: E3-94 A Duke Power 1) West Fork Project Draft FERC License Application North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. John N. Morris, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The NCDENR requested that NP&L collect baseline data to characterize the existing environment. Surveys for state and federal rare, threatened, and endangered species should be conducted. Duke Response: In association with this comment, Duke conducted a rare plant survey for the Project area. 2) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC requested that NP&L conduct surveys for state and federal rare, threatened, and endangered species including candidate species. Duke Response: In association with this comment, Duke conducted a rare plant survey for the Project area. 3) United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 The USFS requested that NP&L conduct site-specific inventories for all protected, endangered, threatened, sensitive (PETS) and Forest Service Concern species within the Project area and adjacent lands. NP&L was requested to determine if the transmission lines adjacent to Forest Service lands are currently being maintained through the aerial application of herbicides and if so what effect this management may have on PETS species occupying adjacent Forest Service lands. NP&L was requested to list the current vegetation management practices under Project transmission lines, transmission lines along river corridors and transmission lines rights-ofway. NP&L was requested to evaluate potential changes to vegetation management practices (including comparison to Forest Service practices), and to inventory and evaluate occurrences of exotic/invasive vegetation and develop control measures. E3-95 Duke Power West Fork Project Draft FERC License Application NP&L was also requested to determine if any exotic/evasive species pose a threat to habitat management initiatives located on lands adjoining the Project and evaluate measures for controlling these species in conjunction with adjoining land managers. Duke Response: Duke conducted a rare plant survey for the Project area. Duke also has an agreement that covers the operation and maintenance of the company rights-of-way. This agreement covers herbicide spraying. However, the majority of the area transmission lines are outside of the Project boundaries and are not associated with the relicensing process. An exotic/invasive plant survey was also conducted concurrently with Duke’s rare plant survey. 4) United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 The USFWS recommended surveys for threatened and endangered species. The USFWS also recommended protecting the area around the reservoir by maintaining a natural vegetated buffer with limited clearing. Duke Response: Duke has prepared a shoreline management plan for the project that includes protective buffers. The requested botanical studies were conducted in the Spring and Summer of 2001. E3.3.3.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the botanical resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency comments. In association with the review of the study plans, additional comments were received from various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of the Interior; Fish and Wildlife Service, Mr. Brian P. Cole (State Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 16, 2001 The USFWS recommended that the geographic scope of the project include all project lands, as well as those potentially affected by project operations. E3-96 Duke Power West Fork Project Draft FERC License Application Duke Response: Duke included this comment in the pertinent study plans and study methods. 2) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested that several of the studies be renamed from the original acronyms to descriptive text. Additionally, the NCWRC stated that “While the surveys may focus on riparian areas around storage reservoirs, the plan should explicitly state that all Project lands and those potentially impacted by Project operations will be evaluated to identify critical habitats. There could be significant wetlands, plant communities and their associated wildlife species at any of the Projects.” Additionally, the NCWRC stated that this information will be useful for targeted species surveys listed in the Wildlife Survey plan. Duke Response: Duke has renamed the appropriate study plans and has included this comment in the pertinent study plans and study methods. No critical habitats were identified during the studies. E3.3.4 Botanical Resource Studies E3.3.4.1 Previous Studies Information from previous botanical surveys in the Project vicinity is summarized in the Vascular Plant Study (see Section E3.3.4.3). E3.3.4.2 Studies Currently Underway No botanical studies are currently underway in the Project area. E3.3.4.3 Relicensing Studies During the relicensing consultation process, several agencies recommended that botanical surveys be conducted in association with the Project. These studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. See study item Botanical Surveys in association with these relicensing studies. A summary of these studies is as follows: E3-97 Duke Power West Fork Project Draft FERC License Application VASCULAR PLANT STUDY A detailed field investigation, including a rare plant survey, was conducted in the Project area by a regional botanist from April through October 2001 to identify plant populations, to assess the effects of Project operation, and determine possible protection, enhancement and mitigation measures. In the winter of 2001, the NCNHP was contacted with the request to provide all element occurrence data (field records) for state- and federally-listed vascular and non-vascular (mosses, lichens, and liverworts) plants and plant communities from the Project area. The NCNHP provided the file in late winter of 2001. From the NCNHP data, infrared photographs of the Project area, and general knowledge of southern Appalachian ecology, a table of community types [using community terminology from Schafale and Weakley (1990)] occurring within the Project area was compiled. From the NCNHP data, U.S. Fish and Wildlife Service county lists, and the principal investigator’s knowledge of species/community relationships, a list of potentially occurring endangered, threatened, and otherwise noteworthy plant species was compiled in the spring of 2001. During the endangered species fieldwork, habitat/community data was used to determine which listed species could potentially occur in a given plant community or habitat type. Fieldwork began in early April of 2001 and continued into October of 2001. All habitats within the Project area suitable for the listed species were searched. Gorges and coves were inventoried on foot; lake margins, dams, and river channels were surveyed by canoe and motorboat. An inventory of disturbed penstock areas within the nearby Nantahala Project area and the West Fork Project area were conducted to determine the potential occurrence of exotic species on the Project penstock. Finally, a master species list was compiled for the Project area. No RTE plant species were located within the Project boundaries. FLUCTUATION ZONE STUDY The fluctuation zone study was undertaken to assess the effects of fluctuating water levels on shoreline wetland communities. This study was conducted on the Thorpe Development, but the results can be extrapolated to the Tuckasegee Development. Thorpe Development The majority of wetlands along Lake Glenville are small elliptical wetlands along the shore associated with other sources of water (perennial streams, intermittent streams, and seeps) or wetlands perched on shallow shelves along the lake. These drainage-associated wetlands often E3-98 Duke Power West Fork Project Draft FERC License Application extend up the drainage a short distance, but this is limited by the steep topography and coarse substrates of the shoreline area. The wetlands on shallow shelves along the shoreline receive moisture form the lake and typically do not extend upslope. The vast majority of the substrates within the fluctuation zone of Lake Glenville are coarse; consisting of sands, gravel, cobbles, boulders, and bedrock. There are some small pockets of finer substrates and organic material typically associated with drainages and seeps. A small portion of the wetlands along Lake Glenville exhibited some emergent vegetation within the fluctuation zone. These wetlands were limited to those fed by water sources other than just the lake (perennial streams, intermittent streams, and seeps). These wetlands also generally had pockets of finer substrates and organic materials conducive to plant growth. Overall, the substrates are too coarse and slopes to steep to support wetland vegetation in the fluctuation zone of Lake Glenville. Vegetation within the fluctuation zone is largely limited to small areas with alternate water sources and finer substrates. Because wetlands within the fluctuation zone often have alternative water sources, continued operation of the Project is expected to result in no new impacts to the wetland resources located within the fluctuation zone. E3.3.4.4 Proposed Studies No additional botanical studies are proposed for the Project area. E3.3.5 Project Effects on Botanical Resources from Continued Project Operation The botanical resources associated with the Project have developed under the current operation regime and are stable, mature, and well established. No ongoing effects of Project operation on existing botanical communities or RTE species were documented. Changes in Project operations have been proposed as part of the PM&E measures associated with the Consensus Agreement (see Section E1.13 and Volume III). These changes are designed to enhance and/or protect existing resources and are unlikely to negatively affect botanical resources. Because of this no new impacts to these resources are expected from continued Project operation. E3.3.6 Existing Botanical resource Protection, Mitigation, and Enhancement Measures There are currently no botanical PM&E measures for the West Fork Projects. E3-99 Duke Power West Fork Project Draft FERC License Application E3.3.7 Proposed Protection, Mitigation, and Enhancement Measures The following botanical, vegetation management and wetland PM&E’s have been proposed for the West Fork Projects. A Consensus Agreement was signed on May 16, 2003 by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: LAKE LEVELS Conventions and Definitions - All elevations listed below are relative to the top of the dam (including the flood gates, fuse plugs and flashboards where applicable), with 100.0 ft = Full Pond. Normal Minimum, Normal Maximum and Normal Target Elevations change on a daily basis. The elevations shown are for the 1st day of the given month. Elevations for other days of the month are determined by linear interpolation. The Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro Project Maintenance & Emergency Protocol. Since inflows vary significantly and outflow demands vary, Duke will not always be able to maintain actual lake levels at the Normal Target Elevations. As long as actual lake levels are within the Normal Operating Range and Duke is not operating under the Low Inflow or Hydro Project Maintenance and Emergency Protocols, Duke will be in compliance with any future settlement agreement, 401 Water Quality Certification and license requirements with regard to lake levels. E3-100 Duke Power 1. West Fork Project Draft FERC License Application Lake Glenville – Maintain the following Normal Operating Range: Month Normal Target Elevation (ft) Jan Normal Minimum Elevation (ft) 85 90 Normal Maximum Elevation (ft) 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 Jul 95 97 99 Aug 93 95 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 2. Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. 3. Any changes from current operation to begin in 2004. RESOURCE ENHANCEMENT INITIATIVES Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives. E3-101 Duke Power West Fork Project Draft FERC License Application c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Provide Conservation Land a. Purchase a selected tract of land and convey its interest in the land to a governmental entity or a non-profit conservation organization. b. If the tract that is currently being considered cannot be obtained at an acceptable cost to Duke, then a replacement tract(s) of similar conservation value that can be obtained at an acceptable cost to Duke, will be pursued. c. Purchase of the selected tract or replacement tract(s) will be pursued in 2003 and 2004 by Duke. d. Conveyance of Duke’s interest in the property will occur in 2006 or within 1 year following issuance of the new FERC license for the West Fork Project and the closure of all legal challenge periods, whichever is longer. e. If conservation lands cannot be purchased at an acceptable cost to Duke, then Duke will meet with the USFS, USFWS, NCDWR, the NCWRC and other interested parties to any future settlement agreement to consider other mitigation possibilities. SHORELINE MANAGEMENT Interim Procedures - Until the new requirements identified in Item 4 below are implemented, continue enforcing shoreline protection measures for environmentally sensitive areas (e.g. Dukedesignated wetlands) and continue limiting cutting of trees within the FERC project boundaries. Maps - Develop shoreline classification maps for Lake Glenville, identifying any unique areas that need protection for environmental, recreational, cultural or operational reasons and provide the associated lake use restrictions. Lake & River Clean Up - Beginning in 2004, work with others to support an annual “Lake Wide Clean Up” on Lake Glenville and an annual “River Clean Up” on the main stem of the E3-102 Duke Power West Fork Project Draft FERC License Application Tuckasegee River. Duke’s contribution will be to remove trash during the week following the clean-up from pre-designated disposal sites around these 4 lakes and the river. Implement the final version of the lake use restrictions, vegetation management requirements and the shoreline management guidelines on 7/1/03. SHORELINE MANAGEMENT GUIDELINES Duke Power-Nantahala Area’s Shoreline Management Guidelines (SMG) applies to all reservoirs owned by Duke Power in the Nantahala area, with the following exception. On Tuckasegee Reservoir (as well as several other small reservoirs), pier/docking regulations will not apply. Due to their small size and/or environmental concerns, pier/docks will not be permitted on this reservoir. In general, property owned by Duke includes the lakes, dams, power plants, substations, all land below the full pool elevation of the reservoir and in most cases the land extending ten (10) vertical feet above the full pool elevation of the reservoir. All Duke property lines above full pool elevation extend vertically. See Volume III for specifics associated with the Shoreline Management guidelines. These Shoreline Management Guidelines set forth the rights and limitations as to the use of Duke’s shoreline properties. These guidelines are designed to: Meet Duke’s regulatory requirements Protect Duke’s generation interests Protect the scenic and environmental value of Duke’s shoreline property Provide recreational benefits to the general public Provide a guide to adjacent property owners on permitted uses of Duke properties CLASSIFICATIONS AND LAKE USE RESTRICTIONS FOR THE NANTAHALA AREA Duke also has developed new classifications and lake use restrictions for the Nantahala area lakes. These requirements include restrictions on piers/docks, shoreline stabilization measures and excavation in certain vegetated and shoreline areas. The lake use classifications and restrictions are provided below and in Volume III. Vegetated Areas/Coves with Stream Confluence - This habitat type exists where stable, emergent, native vegetation (rooted within the normal operating range of lake levels and having a minimum lakeward width of 5 feet) composes > 50% of the area for a minimum distance of 100 E3-103 Duke Power West Fork Project Draft FERC License Application linear feet or where intermittent or permanent streams enter the upper ends of coves (with or without vegetation). Where cove heads with a stream confluence exist but lack vegetation, this classification will extend to 50 feet beyond the edge of an established sedimentation delta. In the absence of an existing delta, this classification will extend 50 feet beyond each side of the intersection of the stream centerline and the full pond contour. The following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No piers, clearing, excavation, or shoreline stabilization inside the project boundary. Appeals for Piers/Docks Having No Practicable Alternative-Property owners may request to have special consideration given to their proposal under the LAKE USE RESTRICTIONS to place a pier/dock in vegetated areas within the Vegetated Areas/Coves with Steam Confluence classification by providing compelling information that supports a contention that no practicable alternative to the requested pier/dock access exists. Mitigation-Successful appeals should be expected to include reasonable mitigation requirements recommended by the natural resource agencies. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal. Mitigation considerations include: 1) contribution to enhancement comparable to the impact; 2) maintenance of the mitigation activities as long as the facility exists; 3) implementation of the mitigation prior to facility construction; 4) allowance for out- of- kind replacement involving different habitat types provided the recommended replacement is greater than or equal to the total value of the habitat impacted, 5) in-kind replacement as the preferred method although out-of-kind habitat enhancements can be deemed acceptable, and; 6) a premise of no net loss of habitat important for fish and wildlife. Construction Limitations-Individual simple piers/docks (serving single individual projectfront property owners) that completely bridge by elevated pile or pole-supported walkway over the vegetated area may be allowed, along with clearing of access corridors needed for such docks, no clearing except for access corridors, no excavation or shoreline stabilization inside the project boundary. Piers/docks are not to be placed within 50 feet of a stream confluence. The total number of piers/docks that can potentially be constructed in an area > 100 feet classified as Vegetated Areas/Coves with Stream Confluence is limited to one pier per 100 feet of shoreline within the classification. This pier/dock per linear footage of shoreline limitation applies E3-104 Duke Power West Fork Project Draft FERC License Application regardless of the number of individual lots that adjoin the project boundary adjacent to areas with this classification. Consequences for Violations-Destruction of native emergent vegetation within the full pond contour or unauthorized removal of vegetation within the project boundary may result in one or more of the following: 1) restoration of the impacted area at the owner’s expense; 2) revocation of a previously issued pier permit; 3) loss of consideration of any future lake use permitting activities for up to five years or until vegetation is satisfactorily re-established; and/or 4) further legal action being taken by Duke Power. Duke Power reserves the right to modify the lake use restrictions associated with vegetated areas/coves with stream confluence to eliminate the opportunity for future pier/dock construction within these areas if wholesale destruction of vegetation within these areas becomes widespread. Fractured Rock, Woody Debris and Sand/Cobble - These types of habitat exists where: 1) the shallow-water substrate is composed primarily (> 50%) of medium to large broken boulders for a minimum distance of 100 linear feet; or 2) 4 or more felled trees (> 10 inches in diameter at breast height) extending from the shoreline into the water per 100 linear feet of shoreline are present; or 3) the shallow-water substrate is composed primarily (> 50%) of stable sand or sand and cobble for a minimum distance of 100 linear feet. Isolated boulders and gravel may also be present, but are minor components (< 50%) of the substrate. These areas consist of Project lands and waters that have specifically-identified importance from an environmental standpoint but protection of those important values does not necessarily preclude private, commercial, or other access to the lake. Applicants must first try to avoid these habitat types, but if complete avoidance is not a practicable alternative, then the following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No commercial piers except True Public Marinas (Note 2), no boat ramps except those required for Public Recreation and no excavation except the minimum amount necessary and approved as part of installation of a dry-stacked boulder wall. Applicants should expect to have specific reasonable mitigation requirements imposed by the federal and state wildlife resource agencies for construction within areas classified as Woody Debris and/or Sand/Cobble. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal within an area classified as Woody Debris or Sand/Cobble. Downed trees within the full pond contour should be allowed to remain as fish and/or wildlife habitat when possible. E3-105 Duke Power West Fork Project Draft FERC License Application Silt, Bedrock and Clay/Weathered Rock - These types of habitat exist where: 1) the shallowwater substrate is composed mostly (> 50 %) of silt from a nearby tributary stream for a minimum linear distance of 100 feet; or 2) the shallow-water substrate is composed primarily (> 50%) of solid rock outcrops for a minimum distance of 100 linear feet; or 3) the shallow-water substrate is composed mostly (> 50%) of clay or a combination of clay and weathered rock (e.g., gneiss and schist) for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Rip Rap/Dry-Stacked Boulders - This type of habitat exists where these man-made structures have been placed within the project boundary of the lake for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – No concrete, grout or rock veneer utilized as part of drystack boulder wall construction. Rip rap must be placed along the base of all dry-stack boulder walls. Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Pier/Dock - This type of habitat notes the presence of a pier and/or dock supporting various public or private recreational amenities. Examples of the public recreation classification include Duke-owned public access areas, True Public Marinas, and state, district, county, and city parks. Examples of private recreational amenities include private piers and private marinas. LAKE USE RESTRICTIONS - Construction activities in accordance with federal, state, local, and DPNA guidelines. No new construction without the written authorization from DPNA. Notes 1. Public-need projects where the applicant has the power of eminent domain can be exempted from the listed lake use restrictions provided there is no other acceptable alternative (similar to practicable alternative (Note 3), except it allows more consideration for economics of alternatives and desires of the applicant). Also note that the shoreline classifications and associated lake use restrictions are considered to apply to the project boundary line and the area extending lakeward and perpendicular to the shoreline for a minimum distance of onethird the cove width. Where restrictive classifications (e.g. Vegetated areas/coves with stream confluence, Fractured Rock, Woody Debris and Sand/Cobble) wrap around the heads of coves, the lake use restrictions will also apply to the entire cove width in the wrapped area. E3-106 Duke Power West Fork Project Draft FERC License Application 2. True Public Marinas provide public recreational opportunities with no predetermination of user groups for any of the existing or proposed land or water based facilities. a. No commercial/residential (existing or proposed) b. No membership requirements c. Transient services do not require wet or dry storage rental Existing and/or proposed facilities will provide land and water based recreation services for transient users at less than or equal to a reasonable and customary fee. a. Services are available for transient users b. Offers services for lake and land based users 3. An alternative is not considered practicable if choosing it over the desired option would result in any of the following: a. Violation of any applicable permitting criteria or lake use restriction b. Requiring the applicant to dredge the lake bed in order to use the requested facility, whereas dredging would not be required if some allowance were made for crossing into the restricted area. c. Modification of the desired facility to the point that the resulting structure would be of very limited usefulness 4. The provisions of these requirements shall not apply to Duke-approved maintenance activities or activities (e.g. piers, stabilization, mowing) which were allowed and/or approved by Duke prior to the adoption of these requirements. When a facility currently located within the Vegetated Areas/Coves with Stream Confluence must be rebuilt, the owner must relocate the facility outside the classified area to the maximum practical extent. This provision, however, does not eliminate the opportunity to rebuild a previously existing facility if there is no means of avoidance. 5. The Shoreline Management Plan Maps were generated from a Geographic Information System (GIS) and are not intended to be survey quality. Actual start and stop points for transition between classifications are subject to interpretation by Duke. E3-107 Duke Power E3.3.9 West Fork Project Draft FERC License Application List of Literature Amoroso, J.L., Editor. 2002. Natural Heritage Program List of Rare Plant Species of North Carolina. North Carolina Natural Heritage Program. North Carolina Department of Environment and Natural Resources. Raleigh, North Carolina. 109 pp. Amoroso, J.L., Editor. 1999. Natural Heritage Program List of Rare Plant Species of North Carolina. North Carolina Natural Heritage Program. North Carolina Department of Environment, Health, and Natural Resources. Raleigh, North Carolina. 85 pp. Cowardin, L.M., V. Carter, F.C. Golet, and E.T. LaRoe. 1979. Classification of Wetlands and Deepwater Habitats of the United States. United States Fish and Wildlife Service. Biological Services Program: FWS/OBS-79/31. 104 pp. Environmental Laboratory. 1987. Corps of Engineers Wetlands Delineation Manual. Department of Army Waterways Experiment Station, Corps of Engineers. Technical Report Y87-1. Vicksburg, Mississippi. 100 pp. Fish and Wildlife Associates, Inc (FWA). 2000. FERC Relicensing First Stage Consultation Package – West Fork Hydroelectric Project FERC Project No. 2686-NC. Whittier, North Carolina. 92 pp. Prepared for Duke Power. Gaddy, L.L. 2002. Plant Communities, Wetlands, and Rare Plants of Thirteen Nantahala Power Company Project Areas. Unpublished Report Prepared for Duke Power. Columbia, South Carolina. 15 pp. Kaufman, G. 2001. Personal Communication, Gary Kaufman, United States Forest Service (USFS). Transylvania and Jackson County Rare Plants. May 02, 2001 North Carolina Natural Heritage Program (NCNHP). 2002. The North Carolina Natural Heritage Program: Element of Occurrence Search Page: Online Document, http://www.ncsparks.net/nhp/county.html Radford, A.E., H.E. Ahles, and C.R. Bell. 1968. Manual of the Vascular Flora of the Carolinas. University of North Carolina Press. Chapel Hill, North Carolina. 1184 pp. E3-108 Duke Power West Fork Project Draft FERC License Application Schafale, M.P. and A.S. Weakley. 1990. Classification of the Natural Communities of North Carolina. Third Approximation. North Carolina Natural Heritage Program. North Carolina Department of Environment, Health, and Natural Resources. Raleigh, North Carolina. 325 pp. E3-109 Duke Power E3.4 West Fork Project Draft FERC License Application Report on Wildlife Resources E3.4.1 Introduction The West Fork Project (Project) is located in the Blue Ridge Physiographic Province (Schafale and Weakley 1990), in which forested conditions are common. All or nearly all of the original forests in the vicinity of the Project have been logged or burned at least once, or permanently cleared for agriculture or residential development. A large part of the landscape in the vicinity of the Project is currently in second growth forest, and only a small percentage is now in fields and or urban development. However, much of the forested areas have clearings containing scattered home sites and roads, resulting in relatively few areas of unbroken forest in the Project area. Wetland habitats also occur in the Project area. Wetlands are important habitats for many species of wildlife within the Project area, and often contribute disproportionately to the wildlife species diversity of an area. Wetland development within the Project area is mainly limited to areas with relatively level topography, such as tributary confluences, coves, and gentle slopes and hillsides. Wetland types present include palustrine emergent, palustrine scrub-shrub, and palustrine forested (FWA 2000). Overall, 47 wetland areas were identified within the Project boundaries during recent field surveys (see Section 3.3.1.1). E3.4.2 Description of Existing Resources The study area for general wildlife observations was defined as Lake Glenville, Tuckasegee Reservoir, major tributaries, the associated shorelines, and adjacent uplands. Although some specific wildlife surveys were conducted for avian, bat and amphibian species, opportunistic sightings of other animals and sign were noted as well. These specific as well as general observations provide species occurrence data and information on habitat use. In addition to these observations, a review of existing information from the North Carolina Wildlife Resources Commission (NCWRC) and the North Carolina Natural Heritage Program (NCNHP) databases, and other literature was conducted to identify any species that could potentially occur within the defined Project area. E3.4.2.1 Priority Habitats Priority habitats are those habitats deemed important by the various natural resource agencies. No priority habitats have been designated within the Project area; however, one priority habitat has been designated in the vicinity of the Project area. This priority habitat has been designated as critical habitat for the spotfin chub (Hybopsis monacha) (NCNHP 2000). The critical habitat consists of the main channel of the Little Tennessee River from the backwaters of Fontana Lake E3-110 Duke Power West Fork Project Draft FERC License Application upstream to the North Carolina-Georgia state line. This critical habitat is well out of the Project area. E3.4.2.2 Big Game Due to the relatively limited land area associated with the Project very few if any big game species permanently reside within the Project boundaries. However, white-tailed deer (Odocoileus virginianus) is the most common big-game species in the general Project area. It occurs in a wide variety of habitats ranging from dense forests to agricultural land. The species is most prevalent along forest edges characterized by brushy and woody vegetation that is essential for concealment and food (Merritt 1987). Black bears (Ursus americanus) are also believed to be present as transients within the Project area and typically reside in heavily forested areas. Wild boars (Sus scrofa) are also known to reside in the area, and typically inhabit oak-hickory forests, occasionally visiting brushy and open areas. All three of the big game species discussed in this section can be found in the appropriate natural communities found within the Project area, as described by Schafale and Weakley 1990. E3.4.2.3 Other Mammals Mammals have not been systematically surveyed in the Project area, but opportunistic sightings and sign indicate a relatively diverse assemblage. Species common to wetland and riparian habitats as well as upland areas are well represented. In addition to the big game species discussed in the previous section, other mammals believed to be present include furbearers, small game species, rodents, insectivores and bats. These wildlife species inhabit many different habitat types such as woodland, scrub/shrub or early successional areas, grassland, and wetland areas. Use of these areas may shift during different life stages and/or times of year. These habitat types within and adjacent to the Project area are found within the six natural communities, as described by Schafale and Weakley (1990), identified within the Project area: Pine-Oak Heath, Acidic Cove Forest, Canada Hemlock Forest, Spray Cliff, Sand and Mud Bar, and Southern Appalachian Bog (Southern Subtype). For example, scrub/shrub habitat may be found within early successional forest and wetlands may be associated with bogs or adjacent to shoreline communities. Although grasslands were not identified as a natural community, small patches of grassy habitat may occur within forest openings or in association with bogs. A full description of these natural communities can be found in Exhibit E Section 3.3.1.1. Species typically found in wetland areas include beaver (Castor canadensis), muskrat (Ondatra zibethicus), and mink (Mustela vison). These semi-aquatic mammals are normally found in E3-111 Duke Power West Fork Project Draft FERC License Application wetland areas due to food and den requirements, however open water areas may be used by beaver and muskrats. Species typically found in woodland areas include Virginia opossum (Didelphis virginiana), raccoon (Procyon lotor), long-tailed weasel (Mustela frenata); gray squirrel (Sciurus carolinensis); eastern chipmunk (Tamias striatus); southern flying squirrel (Glaucomys volans); striped skunk (Mephitis mephitis); golden mouse (Ochrotomys nuttalli); white-footed mouse (Peromyscus leucopus); and masked shrew (Sorex cinereus). These mammals are normally found in woodland areas due to food requirements, predator/prey relationships as well as a preference for trees by several species as den or nest sites. Species typically found in scrub/shrub or early successional areas include coyote (Canis latrans), red fox (Vulpes vulpes), and eastern cottontail (Sylvilagus floridanus). These mammals are normally found in scrub/shrub areas due to food requirements, predator/prey relationships and in the case of the eastern cottontail escape cover. Species typically found in grassland areas include meadow-jumping mouse (Zapus hudsonius) and eastern mole (Scalopous aquaticus). Several species of bats also utilize these areas as well as man made structures associated with the Project. Additionally, several of these species can be found in multiple habitat types due to their generalized requirements. Coyotes for example use woodlands, wetlands and grasslands in addition to scrub/shrub areas for foraging, dens and travel corridors. E3.4.2.4 Avian Species Several species of waterfowl and water-related birds are known to use the Project reservoirs and the West Fork Tuckasegee River near the Project, especially during periods of migration. Additionally, twelve species of raptors are known or suspected to use the Project area and the upland areas immediately adjacent, and several other species of birds were observed during pointcounts conducted by DE&S scientists in 2001 (DE&S 2002). passerines. Most of these species were These avian species inhabit many different habitat types such as woodland, scrub/shrub or early successional areas, grassland, and wetland and open water areas. These habitat types within and adjacent to the Project area are found within the six natural communities, as described by Schafale and Weakley (1990), identified within the Project area: Pine-Oak Heath, Acidic Cove Forest, Canada Hemlock Forest, Spray Cliff, Sand and Mud Bar, and Southern E3-112 Duke Power West Fork Project Draft FERC License Application Appalachian Bog (Southern Subtype). For example, scrub/shrub habitat may be found within early successional forest and wetlands may be associated with bogs or adjacent to shoreline communities. Although grasslands were not identified as a natural community, small patches of grassy habitat may occur within forest openings or in association with bogs. A full description of these natural communities can be found in Exhibit E Section 3.3.1.1. Species typically found in wetland and open water areas include Canada goose (Branta canadensis); American black duck (Anas rubripes); mallard (Anas platyrhynchos); wood duck (Aix sponsa); ring-necked duck (Aythya collaris); hooded merganser (Lophodytes cucullatus); pied-billed grebe (Podilymbus podiceps); American coot (Fulica americana); great blue heron (Ardea herodias); and green heron (Butorides striatus). These waterfowl and water-related birds are normally found in wetland areas due to food requirements, however open water areas are often used as safe resting locations. Species typically found in woodland areas include red-shouldered hawk (Buteo lineatus); Cooper’s hawk (Accipiter cooperii); sharp-shinned hawk (Accipiter striatus); barred owl (Strix varia); red-eyed vireo (Vireo olivaceus); American redstart (Setophaga ruticilla); blue-headed vireo (Vireo solitarius); northern parula warbler (Parula americana); black-throated blue warbler (Dendroica caerulescens); ovenbird (Seiurus aurocapillus); and Carolina chickadee (Poecile carolinensis). These avian species are normally found in woodland areas, due to structural habitat requirements for activities such as feeding and nesting. Species typically found in scrub/shrub or early successional areas include indigo bunting (Passerina cyanea); yellow-breasted chat (Icteria virens); and field sparrow (Spizella pusilla). Often times these scrub/shrub areas border grasslands and/or woodlands. These avian species are normally found in scrub/shrub or early successional areas due to structural habitat requirements for activities such as feeding and nesting. Species typically found in grassland areas include red-tailed hawk (Buteo jamaicensis), American kestrel (Falco sparverius), and American goldfinch (Carduelis tristis). Additionally, several of these species can be found in multiple habitat types due to their generalized requirements. Redtailed hawks use woodlands and scrub/shrub areas in addition to grasslands for foraging and nesting. E3-113 Duke Power West Fork Project Draft FERC License Application This is not intended to be a comprehensive list of avian species found in the Project area, but rather a representation of species common to the area. E3.4.2.5 Reptiles and Amphibians Reptiles and amphibians are common and well represented in the Project area and include both aquatic and terrestrial species. These reptile and amphibian species inhabit many different habitat types such as woodland, scrub/shrub or early successional areas, grassland, and wetland areas. Use of these areas may shift during different life stages and/or times of year. These habitat types within and adjacent to the Project area are found within the six natural communities, as described by Schafale and Weakley (1990), identified within the Project area: Pine-Oak Heath, Acidic Cove Forest, Canada Hemlock Forest, Spray Cliff, Sand and Mud Bar, and Southern Appalachian Bog (Southern Subtype). For example, scrub/shrub habitat may be found within early successional forest and wetlands may be associated with bogs or adjacent to shoreline communities. Although grasslands were not identified as a natural community, small patches of grassy habitat may occur within forest openings or in association with bogs. A full description of these natural communities can be found in Exhibit E Section 3.3.1.1. Species typically found in wetland and open water areas include snapping turtle (Chelydra serpentina); eastern painted turtle (Chrysemys picta); northern water snake (Nerodia sipedon sipedon); queen snake (Regina septemvittata); red-spotted newt (Notophthalmus viridescens viridescens); blackbelly salamander (Desmognathus quadramaculatus); blue ridge two-lined salamander (Eurycea wilderae); three-lined salamander (Eurycea guttolineata); green frog (Rana clamitans melanota); bullfrog (Rana catesbeiana); and pickerel frog (Rana palustris). These reptiles and amphibians are normally found in wetland areas due to food and reproductive requirements. Species typically found in woodland areas include eastern box turtle (Terrapene carolina carolina), five-lined skink (Eumeces fasciatus); northern redbelly snake (Storeria occipitomaculata occipitomaculata); corn snake (Elaphe guttata guttata); northern copperhead (Agkistrodon contortrix mokasen); spotted salamander (Ambystoma maculatum); northern dusky salamander (Desmognathus fuscus fuscus); seal salamander (Desmognathus monticola); American toad (Bufo americanus); Fowler’s toad (Bufo woodhousii fowleri); gray treefrog (Hyla versicolor); and northern spring peeper (Pseudacris crucifer). These reptiles and amphibians are normally found in woodland areas due to food and reproductive requirements. E3-114 Duke Power West Fork Project Draft FERC License Application Species typically found in scrub/shrub or early successional areas include northern ringneck snake (Diadophis punctatus edwardsii); rough green snake (Opheodrys aestivus); northern black racer (Coluber constrictor constrictor); and black rat snake (Elaphe obsoleta obsoleta). These reptiles and amphibians are normally found in scrub/shrub areas due to food and reproductive requirements. Species typically found in grassland areas include northern fence lizard (Sceloporus undulatus) and eastern garter snake (Thamnopohis sirtalis sirtalis). Additionally, several of these species can be found in multiple habitat types due to their generalized requirements. For example American toads, Fowler’s toads and black rat snakes use most all habitat types present in the Project area during the course of a year or during different life stages. This is not intended to be a comprehensive list of reptile and amphibian species found in the Project area, but rather a representation of species common to the area. E3.4.2.6 Rare, Threatened and Endangered Species Based on lists of RTE species provided by the NCNHP (NCNHP 2002) and known species distributions and habitat requirements, no State or Federally listed threatened or endangered wildlife species are likely to occur in terrestrial or wetland habitats within the Project area. A list of all potentially occurring RTE species in Jackson County is given in Table E3.4-1. A North Carolina significantly rare species the magnolia warbler (Dendroica magnolia) is the only RTE species known to occur within the Project area (see Section E3.4.5.3). Table E3.4-1. Rare, Threatened, and Endangered Species documented in Jackson County Common Name Scientific Name State/ General Habitat Comments Federal Status Carolina Northern Glaucomys E/LE High elevation forests, Not found in Flying Squirrel sabrinus coloratus mainly spruce-fir Project area-found in high elevation areas Southern Rock Microtus SC/FSC Rocky areas at high Not found in Vole chrothrrhinus elevations, forests or fields Project area-found carolinensis in high elevation areas Least Weasel Mustela nivalis SR/-Fields and forests, mostly at high elevations Indiana Bat Myotis sodalis E/LE Roosts in hollow trees or under loose bark (warmer months), in caves (winter) E3-115 Duke Power West Fork Project Draft FERC License Application Common Name Scientific Name Eastern Woodrat (Southern Appalachian Population) Neotoma floridana haematoreia Southern Appalachian Northern Sawwhet Owl Aegolius acadius State/ Federal Status SC/FSC SC(PT)/F SC Brown Creeper Certhia americana SR/-- Black-billed Cuckoo Coccyzus erythropthalmus Magnolia Warbler Dendroica magnolia SR/-- Alder Flycatcher Empidonax alnorum SR/-- Peregrine Falcon Falco peregrinus E/LE SR/-- Southern Appalachian Red Crossbill Loxia curvirostra Southern Appalachian Black-capped Chickadee Poecile atricapilla practica SC/FSC Appalachian Yellow-bellied Sapsucker Sphyrapicus varius appalachiensis SR(PSC)/ FSC SR/FSC Appalachian Bewick’s Wren Thryomanes bewickii altus E/FSC Timber Rattlesnake Crotalus horridus SR/-- Northern Pine Snake Pituophis melanoleucus melanoleucus SC/FSC Green Salamander Aneides aeneus General Habitat Rocky places in deciduous or mixed forests, in southern mountains High elevation spruce-fir forests or mixed hardwood/spruce forests (for nesting) [breeding season only] High elevation forests, favoring spruce-fir mixed with hardwoods Deciduous forests, mainly at higher elevations [breeding season and habitat only] Spruce-fir forests, especially in immature stands [breeding season only] Spruce-fir forests, especially in immature stands [breeding season only] Cliffs (for nesting) High elevation coniferous forests, preferably sprucefir High elevation forests, mainly spruce-fir [breeding season only] Mature, open hardwoods with scattered dead trees [breeding season only] Woodland borders or openings, farmlands or brushy fields, at high elevations [breeding season only] Rocky, upland forests Dry and sandy woods E/FSC Comments Damp, shaded crevices of cliffs or rock outcrops in deciduous forests (southern mountains) E3-116 Not found in Project area-found in high elevation areas Not found in Project area-found in high elevation areas Documented in Project area during Avian Surveys. Not found in Project area-found in high elevation areas Not found in Project area-found in high elevation areas Not found in Project area-found in high elevation areas Duke Power West Fork Project Draft FERC License Application Common Name Scientific Name State/ Federal Status Hellbender Cryptobranchus alleganiensis SC/FSC Santeetlah Dusky Salamander Desmognathus santeetlah SR/-- Waterrock Knob Salamander Desmognathus sp. SR/-- General Habitat Comments Large and clear fastflowing streams Documented in mainstem Tuckasegee River Stream headwaters and seepage areas; southwestern mountains Forests in the vicinity of Waterrock Knob Source: North Carolina Natural Heritage Program (NCNHP): Element of Occurrence Search Page. 2002. NOTE: LE: Federal Endangered; LT: Federal Threatened; FSC: Federal Species of Concern; T/(SA): Threatened/Due to Similar Appearance; E: State Endangered; T: State Threatened; SC: State Special Concern; SR: Significantly Rare; P-: Proposed for Listing. E3.4.3 Wildlife Resource Management Framework State and federal agencies have management responsibilities for wildlife resources within and adjacent to the Project area. E3.4.3.1 Federal Management United States Fish & Wildlife Service (USFWS) The Endangered Species Act provides protection for the rare species by prohibiting the harming, trading in, or taking of federally listed threatened and endangered species. "Taking" has been interpreted by the Supreme Court to include the destruction or degradation of habitats critical to the survival of these species. All federal departments and agencies are directed to utilize their authorities to carry out programs for the conservation of listed species and not to authorize, fund, or directly take actions that jeopardize the continued existence of listed species. The Endangered Species Act is administered by the Department of Interior, USFWS, which seeks cooperative agreements with other federal and state agencies, and large private landowners. United States Forest Service (USFS) The Project area is not under the control of the USFS; however, it is within the sphere of lands administered by the Nantahala National Forest of the USFS. As a result, these lands are subject to the management guidelines and objectives of the National Forest Land and Resource Management Plan developed by the Nantahala National Forest. The forest plan was created to direct the management of the nearby Nantahala National Forest. The goal of the forest plan is to E3-117 Duke Power West Fork Project Draft FERC License Application provide a comprehensive, flexible management program that allows use and protection of the forest resources; fulfills legislative requirements; and addresses local, regional, and national issues and concerns (USFS 1987). In keeping with this plan, USFS policy has been to manage habitats of listed species to advance species recovery objectives consistent with USFWS Recovery Plans. Recovery is the process by which the decline of threatened or endangered species is arrested, or reversed, and threats to survival are neutralized, ensuring long-term survival in nature. The goal of recovery is the maintenance of secure, self-sustaining wild populations of species with the minimum necessary investment of resources. USFS lands are also managed for species of concern that are not federally listed or protected under the Endangered Species Act. The emphasis of the forest plan is not on site-specific decisions or specific resource outputs, but rather, on applying various management practices with standards and guidelines for areas of land. The USFS goal for wildlife is to continue to “manage to assure a diversity of habitats for viable populations of native animals” (USFS 1987). The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDAUSFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals, recovery objectives, and standards in the protection of certain listed wildlife species and the associated habitats within Forest Service lands (USDA-USFS 1994). These include in general: The documentation of species occurrence on Forest Service lands through continued surveys; The identification of site specific current and future threats to existing populations; Cooperation with the USFWS in developing a management plan with specific USFS tasks in support of conservation or in recovery; Monitor population trends for all known populations and associated habitats; and Manage recreation use such that the species are protected. The plan also provides general direction and standards concerning issues such as habitat and vegetation management, soil and water management, and recreation management. E3-118 Duke Power West Fork Project Draft FERC License Application The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E3.4.3.2 State Management The NCWRC is North Carolina’s lead agency responsible for the management of the state’s wildlife resources and enforcement of wildlife laws. The NCWRC is responsible for managing both game and non-game species. The NCWRC strives to prevent species from becoming endangered through maintaining viable, self-sustaining populations of all native wildlife, with an emphasis on species in decline. The agency also establishes, lists, monitors, and protects endangered, threatened, and species of concern including wildlife, fish and invertebrates through the Endangered Species Act (Article 25 of Chapter 113 of the Gen. Statutes). In addition to the NCWRC, the state through the NCNHP, governs the legal classification of species as Threatened or Endangered as well as other rare species including those classified as of “Special Concern”. E3.4.3.3 Tribal Management Because the Project is not located on or adjacent to tribal lands, no consultation with the regional Indian Tribes (Eastern Band of the Cherokee Indians) was necessary. E3.4.3.4 Compliance with FERC-Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed Project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, list several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the FERC approved wildlife related comprehensive plans relevant to the project. Nantahala National Forest Management Plan The Project does not include any National Forest lands within or immediately adjacent the project boundary. The Project does not contribute to any overall wildllife resource impairment such as impact of RTE species or habitats. Through proposed PM&E measures such as implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, and the future purchase of conservation lands, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the wildlife management portion of the Plan. E3-119 Duke Power West Fork Project Draft FERC License Application North American Waterfowl Management Plan The North American Waterfowl Management Plan-Atlantic Coast Joint Venture Plan was developed to describe what management strategies need to be implemented, where and by whom, and at what cost to protect and manage priority habitats within the Atlantic coast focus area from Maine to South Carolina (NAWMP undated). The Joint Venture goals and objectives include (NAWMP undated): Protecting 50,000 additional acres of migration and wintering waterfowl habitat on the east coast; Improving habitat quality of other areas in the region; and Affecting a 25 percent increase in carrying capacity on 382,500 acres of land managed for waterfowl use by wildlife agencies in the eastern United States. Overall, the plan identifies the wetland areas that are designated as high priority winter, migration, or production habitats for waterfowl and similar species. The only North Carolina Focus Areas listed in the Plan include the Roanoke River, Currituck Outer Banks, Currituck Sound, Pamlico Sound, Pamlico-Albemarle Peninsula, and the Pee Dee River area. The Nantahala area waterbodies, including those in the Project area are not classified as a focus area, according to the Plan. Thus, the guidelines and recommendations associated with this comprehensive plan are not pertinent to the Project area. E3.4.4 Summary of Consultation on Wildlife Resources A preliminary assessment of the wildlife resources within the Project area was presented as part of the FSCD (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following agencies were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; and North Carolina Wildlife Resources Commission. Federal United States Fish and Wildlife Service; and United States Forest Service. E3-120 Duke Power West Fork Project Draft FERC License Application In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. John N. Morris, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The NCDENR requested that NP&L collect baseline data to characterize the existing environment. Surveys for state and federal rare, threatened, and endangered species should be conducted. Duke Response: In association with this request, Duke conducted surveys for listed and rare wildlife species. 2) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC requested that NP&L conduct surveys for state and federal rare, threatened, and endangered species including candidate species. Duke Response: In association with this comment, Duke conducted surveys for the requested wildlife species. 3) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated March 7, 2001 The NCWRC requested that NP&L conduct mist net and ANABAT (vocalization surveys) surveys to determine whether Indiana bats occur on Project lands. Duke Response: In association with this comment, Duke conducted surveys for the requested wildlife species including listed bats. 4) United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 E3-121 Duke Power West Fork Project Draft FERC License Application NP&L was requested to conduct site-specific inventories for all protected, endangered, threatened, sensitive (PETS) and Forest Service Concern vertebrate species within the Project area and adjacent lands. Additionally, NP&L was requested to evaluate wetlands and floodplains as potential habitat for bog turtles, blue-winged warblers, longtail salamanders and other species of concern, and inventory wetlands and floodplains as appropriate to determine the present status of these species. NP&L was requested to determine the effects of current management on these species and evaluate potential changes to current management, which might enhance habitat for these species. Duke Response: In association with this comment, Duke conducted surveys for the requested wildlife species. These surveys also assessed the effect of Project operations on these species. NP&L was requested to determine if the transmission lines adjacent to Forest Service lands are currently being maintained through the aerial application of herbicides and if so what effect this management may have on PETS species occupying adjacent Forest Service lands. NP&L was requested to evaluate the impact of reservoir and transmission line operations on wildlife resources and their habitat, and include the effects of the current condition and continuing management of associated tunnels, penstocks, pipelines and primary distribution lines; especially where these exist as easements across the National Forest. The USFS recommended wildlife habitat management for the Project Reservoirs including erecting osprey nest platforms where this species is frequently seen, installing Canada goose nesting platforms, installing nest boxes that may benefit other species such as wood ducks, tree swallows, etc. and evaluate the potential to create predator-free spoil islands. NP&L was requested to identify any exotic species located within the Project and evaluate their potential impacts on native species. Duke Response: Duke currently has a right-of-way maintenance agreement with the USFS that covers the operation and maintenance of company rights-of-way including herbicide spraying. However, the majority of the transmission lines found in the area are outside of the Project boundary and are not included in this relicensing process. Rights-of-way associated with reservoir operator were assessed for wildlife impacts. Proposed Project enhancements that may affect wildlife resources are presented in Section E3.4.8. E3-122 Duke Power 5) West Fork Project Draft FERC License Application United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 The USFWS recommended surveys for threatened and endangered species. The USFWS also recommended protecting the area around the reservoir for wildlife by maintaining a natural vegetated buffer with limited clearing. Duke Response: In association with this comment, Duke conducted surveys for the requested wildlife species and also prepared a shoreline management plan for the project that includes management of all Project lands and vegetation. E3.4.4.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the wildlife resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency comments. In association with the review of the study plans, additional comments were received from various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of the Interior; Fish and Wildlife Service, Mr. Brian P. Cole (State Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 16, 2001 The USFWS recommended surveys if there is suitable habitat for any birds noted on our North Carolina County Species list and the Partners in Flight Plan for the Southern Blue Ridge Physiographic Province. Additionally, the USFWS recommended compilation of data from the Breeding Bird Survey routes and Christmas bird counts. Duke Response: Duke has incorporated these suggestions in the appropriate study plan. 2) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated March 5, 2001 E3-123 Duke Power West Fork Project Draft FERC License Application The NCWRC suggested that some combination of mist-netting and ANABAT will be required to determine the presence of Indiana bats. The NCWRC stated “The section on salamanders is quite vague and seems to be saying that surveys will only occur on the upper Nantahala. While that will be an important area to focus upon, there may be suitable habitats for these species on any of the projects. Particularly once the Botanical surveys are done, if any wetland habitats are identified that might be suitable, they should be surveyed for these species. Also, there is no distinction as to the different techniques which may be used for these very different species/habitats.” Duke Response: Duke has incorporated these suggestions in the appropriate study plans. E3.4.5 Wildlife Studies E3.4.5.1 Previous Studies There are no previous wildlife studies associated with the Project area. E3.4.5.2 Studies Currently Underway No wildlife studies are currently underway in the Project area. E3.4.5.3 Relicensing Studies During the relicensing consultation process, several agencies recommended that wildlife surveys be conducted in association with the Project. A summary of these studies is provided below and these studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. BAT HABITAT SURVEY Introduction Environmental Solutions and Innovations, LLC (ESI) was contracted to complete habitat surveys in the Project area including the reservoirs and in and around buildings for proposed, endangered, threatened, and species of concern (PETS) bat species, with an emphasis on the Federallyendangered Indiana bat (Myotis sodalis). Habitat surveys were conducted to determine the presence/absence of suitable habitat for this species. E3-124 Duke Power West Fork Project Draft FERC License Application Methods The Project facilities were visually inspected for potential use by bats or bat activity during July 2001. Bat activity is characterized as the presence of bat droppings (guano) and/or insect parts (i.e., wings, exoskeleton) within or outside of the facility. The inspection also included a search for live and dead bats. Special attention was paid to areas that might be warm in summer and provide an opportunity for nursery colonies, and areas that might be cold (but not freezing) in winter, providing a site for hibernation. Areas that were less exposed to human activity and/or less exposed to light were given special attention. A team of two biologists visually inspected the wooded and riparian habitat adjacent to the Project Reservoirs during July 2001. Habitat was surveyed along the two reservoirs for its potential to provide summer habitat for Indiana bats. Surveys of woodland habitat along the edges of the reservoirs were completed by boat and included the area from normal water level to 10 vertical feet above. Results Within the licensing perimeter, the Project did not provide potential habitat for a maternity colony of Indiana bats. This is based on the 1) lack of large potential roost trees and travel/foraging corridors, and 2) the presence of shoreline erosion. Facilities associated with the Project did not exhibit signs of bat use or presence. For these reasons netting surveys were not recommended for any of the West Fork Project reservoirs or facilities. AMPHIBIAN SURVEY Introduction Based on specific requirements of the FERC and other federal agencies such as the USFWS and USFS for relicensing hydroelectric generation projects, the identification of Project-related wildlife resources relative to any federally listed RTE species is required. In addition, other RTE species in the Project area were requested to be surveyed by certain Project stakeholders such as the USFWS, USFS, and the NCWRC. The 12 salamander and two frog RTE species proposed for survey were the eastern hellbender (Cryptobranchus a. alleganiensis)(FSC, NCSC); common mudpuppy (Necturus maculosus)(NCSC); mole salamander (Ambystoma talpoideum) (NCSC); green salamander (Aneides aeneus) (NCE, FSC); seepage salamander (Desmognathus aeneus) (FSC, NCSR); Santeetlah dusky salamander (Desmognathus santeetlah) (NCSR); pygmy salamander (Desmognathus wrighti) (FSC, NCW5); brownback salamander (Eurycea aquatica); longtail salamander (Eurycea l. longicauda)(NCSC); Junaluska salamander (Eurycea E3-125 Duke Power West Fork Project Draft FERC License Application junaluska)(FSC, NCSC); four-toed salamander (Hemidactylium scutatum)(NCSC); southern Appalachian salamander (Plethodon oconaluftee)(removed from NCW); mountain chorus frog (Pseudacris brachyphona) (NCSC); and Carolina gopher frog (Rana c. capito) (FSC, NCSC). After consultation, the brownback salamander and Carolina gopher frog were deleted from the list of RTE species because their geographic distributions are well outside the Project boundary, reducing the list of RTE species to 11 salamanders and one frog. The objective of this study was to characterize suitable habitat within Project boundary for use by eleven salamander and one frog species noted by the USFWS, USFS, and the NCWRC, document species occurrence, and evaluate the extent of any potential Project-related impacts on those species. Methods Survey locations were chosen based on a review of county and quadrangle databases and records and known habitat preferences. Based on this information, a review of aerial photography, land use classifications, and other large-scale mapping sources were used to determine the locations of suitable habitat types for the 11 salamander and one frog species in or immediately adjacent to the FERC Project boundary. Twelve sites were selected for the amphibian surveys in the Project area. Sites were chosen in such a way as to represent both the range of habitats within the FERC Project area and the specific habitats preferred by the 12 RTE species. Survey sites are generally grouped into two categories. One group focused on FERC Project areas associated with the reservoir. The second group of survey sites tended to focus on areas associated with above ground or below ground tunnels, power stations, power-line rights-of-way, and additional riverine habitats located below the dam. Locations of the sites and the approximate amount of area ground-truthed in the survey sites are shown in Figure E3.4-1. In order to survey adequately the amphibian fauna in the riparian habitats in the FERC Project areas, 32 full days were spent in the entire study region including the other Duke-Nantahala Area hydro projects. Field surveys consisted of traditional techniques in areas thought to harbor RTE species, focusing both on areas that provided the narrow habitat requirements used by stenotypic species, such as the green salamander, and on specific localities where specimens of RTE species had been reported previously. Daytime surveys were rotated among sites in close proximity and E3-126 Duke Power West Fork Project Draft FERC License Application typically involved spending 1 to 2 hours at each site. If the site was unusually large, they included 4 to 8 hours of survey for each site. Several 2- to 3-hour nocturnal surveys were conducted at the FERC Project area. Creeks and their adjacent slopes were canvassed on foot, turning over rocks and logs; crevices in rock walls were examined; and a limited amount of seining was conducted in aquatic sites conducive to those survey techniques, respectively. In general, survey effort was proportionate to the amount of area and suitable habitat at each site. The number of visits and amount of time in the Project area followed a similar trend. Results The most ubiquitous and numerically abundant species of salamanders encountered during the survey period were those commonly associated with clear fast-flowing brooks and streams or stagnant pools that had few, if any, predaceous fish (Table E3.4-2). Newts were abundant in stagnant pools and ditches, whereas the other salamanders were common to abundant in brooks and streams feeding the reservoir and lotic habitats immediately below the dam. These salamanders included the red-spotted newt (Notophthalmus v. viridescens); seal salamander (Desmognathus monticolus); and northern dusky salamander (Desmognathus fuscus). Newts were abundant in stagnant pools and ditches, whereas the other salamanders were common to abundant in brooks and streams feeding the reservoirs and lotic habitats immediately below dams. The largest concentration of salamanders was encountered in late September on the north-facing rock wall below Glenville Dam, where scores of red-spotted newts and four species of desmognaths were active. Slopes and seepages associated with the streams and pools mentioned above, also were surveyed. Surveys did extend beyond the FERC Project area boundaries on occasion because some species rely to some extent on the brooks, streams, and pools for part of their lives and these species may be affected by Project operations and maintenance measures. No amphibian species classified as RTE were encountered during the amphibian survey period; however, eastern hellbenders were encountered during macroinvertebrate surveys (Fraley, 2002) and fisheries surveys on the mainstem Tuckasegee River. The lengths and weights of these individuals indicate healthy populations in the Tuckasegee River system, with most individuals of sufficient size to be sexually mature or approaching sexual maturity. Some individuals were likely 20-25 years old given their sizes. In addition to the specimens reported here, there are museum voucher specimens from the vicinity of FERC Project areas on the Hiwassee River in E3-127 Duke Power West Fork Project Draft FERC License Application Cherokee County (N.C. State Museum of Natural Science and the University of Michigan Museum of Zoology) and the Little Tennessee River in Macon County, ostensibly near the Emory Reservoir (U.S. National Museum of Natural History). Moreover, there are NC Natural Heritage Program records from the last 20 years from all counties in the mountain physiographic province except Ashe, Avery, and Swain counties, and there are historic records (>20 years old) from Ashe and Avery counties. Given these records, it appears that the eastern hellbender is relatively ubiquitous in western North Carolina and that suitable habitat exists within the FERC Project areas in the Tuckasegee River drainages. It is believed that the continued operation of the Project will have no negative impacts to this documented amphibian RTE species. E3-128 G3 G1 G2 G4 G5 G7 G6 G12 G8 G9 G9 G10 G12 Area Surveyed Transect Surveyed 2,000 0 2,000 4,000 Feet G11 Figure E3.4-1 West Fork Project Project FERC No. 2686 Salamander Sampling Locations Tuckasegee River Duke Power SITE NAME West Fork Project Draft FERC License Application GENERAL LOCATION HABITAT DESCRIPTION SPECIES OBSERVED AND NUMBER FOUND G1 Tuckasegee Reservoir near Powerhouse Open water with submerged and emergent vegetation around perimeter, some greatly disturbed and sparsely vegetated, and one rock wall; Sand & Mud Bar and Spray Cliff Rana catesbeiana (Bullfrog) (2) G2 Wetlands along Tuckasegee Reservoir Greatly disturbed habitat with sparsely to densely vegetated areas; Rocky Bar & Shore and Sand and Mud Bar G3 West Fork Tuckasegee River at Mill Creek Small to large submerged and emergent rocks, shoreline sparsely vegetated; Rocky Bar & Shore and Rich Cove Forest G4 Thorpe Penstock near Trout Creek South-facing hardwood forests and north-facing cove forests sloping to rocky stream with rhododendron thickets and sparsely vegetated shoreline; Acidic Cove Forest, Rich Cove Forest, and Rocky Bar & Shore G5 Thorpe Penstock near Shoal Creek Small to large submerged and emergent rocks, shoreline sparsely vegetated; Rocky Bar & Shore and Rich Cove Forest G6 Below Thorpe Dam and along the West Fork Tuckasegee River Hardwood forests sloping to a variety of wetlands, including wet cliffs, stagnant pools, and lotic habitats; Rocky Bar & Shore, Spray Cliff, Rich Cove Forest, and Montane Alluvial Forest G7 Lake Glenville north shore Greatly disturbed habitat with sparsely vegetated shoreline; Sand & Mud Bar E3-130 Notophthalmus v. viridescens (Red-spotted Newt) (6) Thamnophis s. sirtalis (Eastern Garter Snake) (2) Desmognathus fuscus (N. Dusky Salamander) (3) Desmognathus monticolus (Seal Salamander) (3) Desmognathus quadramaculatus (Blackbelly Salamander)(1) Desmognathus fuscus (N. Dusky Salamander) (3) Desmognathus monticolus (Seal Salamander) (1) Desmognathus ocoee (Ocoee Salamander) (4) Desmognathus quadramaculatus (Blackbelly Salamander)(1) Elaphe o. obsoleta (Black Rat Snake) (1) Desmognathus monticolus (Seal Salamander) (2) Desmognathus fuscus (N. Dusky Salamander) (5) Desmognathus monticolus (Seal Salamander) (7) Desmognathus ocoee (Ocoee Salamander) (3) Desmognathus quadramaculatus (Blackbelly Salamander)(2) Eurycea guttolineata (Threelined Salamander)(2) Notopthalmus v. viridescens (Red-spotted Newt) (35) Rana catesbeiana (Bullfrog) (50) Sceloporus undulatus hyacinthinus (N. Fence Lizard) (6) Rana catesbeiana (Bullfrog) (calling) Duke Power SITE NAME West Fork Project Draft FERC License Application GENERAL LOCATION Pine Creek confluence with Lake Glenville Islands within Lake Glenville HABITAT DESCRIPTION SPECIES OBSERVED AND NUMBER FOUND Greatly disturbed habitat with sparsely vegetated shoreline; Sand & Mud Bar None observed Greatly disturbed habitat with sparsely vegetated shoreline; Sand & Mud Bar None observed G10 Cedar Creek confluence with Jenkins Lake Rocky creek bed and densely vegetated shoreline; Rocky Bar & Shore and Rich Cove Forest Desmognathus monticolus (Seal Salamander) (1) Desmognathus ocoee (Ocoee Salamander) (5) Rana catesbeiana (Bullfrog) (1) G11 Lake Glenville near Hurricane Creek Sparsely to densely vegetated shoreline in hardwood forest; Rocky Bar & Shore, Sand & Mud Bar, and Rich Cove Forest None observed G12 Lake Glenville near Pine and Norton creeks Greatly disturbed habitat with sparsely vegetated shoreline; Sand & Mud Bar None observed G8 G9 AVIAN SURVEY Introduction Duke Engineering & Services (DE&S) was requested by NP&L to conduct surveys for avian RTE species suspected to be present within Project boundaries. The objective of the avian study was to characterize suitable habitat within the Project boundaries, determine actual occurrence of avian RTE species, and evaluate any potential Project-related impacts to these species (DE&S 2002). Methods After consultation with the interested agencies, site selection was achieved by first reviewing existing information to determine if any avian RTE species were previously documented in the Project area. Three species were selected, the cerulean warbler (Dendroica cerulea) (Federal Species of Concern and NC Significantly Rare), the blue-winged warbler (Vermivora pinus) (NC Significantly Rare), and the golden-winged warbler (Vermivora chrysoptera) (NC Significantly Rare). Secondly, a review of aerial photographs, land use classifications, and other large-scale representations were used to determine the locations of suitable habitat types within or immediately adjacent to Project boundaries for the three avian RTE species selected. A field reconnaissance was then conducted on the various listed habitats in an effort to determine habitat suitability. E3-131 Duke Power West Fork Project Draft FERC License Application It was determined that suitable habitat existed for the blue-winged warbler and the golden-winged warbler within the Project area. The habitat type selected can be described generically as rightof-way or manipulated early succession or semi-permanent scrub/shrub areas due to the regular maintenance and periodic clearing. Three points within the Project area were sampled using the standard point count method (Ralph et al. 1993; Ralph et al. 1995). Standard point counts require a qualified observer to stand in a fixed position and record all the birds seen and heard over a time period of five minutes. All three-survey points were located along the transmission line right-ofway east of the Tuckasegee Power House. These points were selected based on the habitat preferences of the blue-winged warbler and golden-winged warbler. The altered community present at these points was composed of the same general vegetation within the two stratums present. The shrub layer was dominated by blackberry (Rubus allegheniensis); elderberry (Sambucus canadensis); fire cherry (Prunus pensylvanica); Viburnum spp., smooth sumac (Rhus glabra); and white oak (Quercus alba). The herbaceous layer was dominated by goldenrod (Solidago spp.); spotted joe-pye-weed (Eupatorium maculatum); common mullein (Verbascum thapsus); daisy fleabane (Erigeron spp.); bluestem broomsedge (Andropogon virginicus); and bullbrier greenbrier (Smilax bona-nox). These points were visited in June 2001 (i.e.; the breeding season) during the territorial males’ peak singing times. No targeted avian RTE species were encountered during the survey. The most common species recorded at the three sampling points were chestnut-sided warbler (Dendroica pensylvanica); redeyed vireo (Vireo olivaceus); American goldfinch (Carduelis tristis); indigo bunting (Passerina cyanea); American redstart (Setophaga ruticilla); yellow breasted chat (Icteria virens); field sparrow (Spizella pusilla); northern parula warbler (Parula americana); common yellow throat (Geothlypis trichas); and blue headed vireo (Vireo solitarius). In addition to the species common to this area a non-target avian RTE species was recorded. This RTE species, the magnolia warbler (Dendroica magnolia); was found at the extreme southern edge of its breeding range and is only located in the Project vicinity due to the elevation range (2,200 feet + MSL). The magnolia warbler is listed as Significantly Rare by the NCNHP. However, this species is not listed by the USFWS. This species is doing well across its entire range and may be increasing in numbers due to the maturing of abandoned farmland. E3.4.5.4 Proposed Studies No other studies concerning wildlife resources were requested and; therefore, no others are proposed. E3-132 Duke Power West Fork Project Draft FERC License Application E3.4.6 Project Effects on Wildlife Resources from Continued Project Operation No ongoing effects of Project operation on wildlife resources were documented. Changes in Project operations have been proposed as part of the PM&E measures associated with the Consensus Agreement (see Section E1.13 and Volume III). These changes are designed to enhance and/or protect existing resources and are unlikely to negatively affect wildlife resources. Because of this, no new impacts to wildlife or their habitats are expected from continued Project operation. E3.4.7 Existing Wildlife Resource Protection, Mitigation, and Enhancement Measures Due to the very small area controlled by the Applicant in association with this Project, wildlife enhancement measures were not cost effective and none have been initiated. E3.4.8 Proposed Protection, Mitigation, and Enhancement Measures The following wildlife and habitat related PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: WILDLIFE VIEWING PLATFORMS ON RESERVOIRS a. Work with the NCWRC, the USFS, the USFWS and Jackson County Government to evaluate wildlife viewing opportunities on the West Fork project reservoirs at the following locations: (1) the public recreation areas adjoining the reservoirs, (2) property owned by the USFS adjoining the reservoirs or (3) Andrews Park on Lake Glenville. Provide a summary by 8/1/03 of any significant viewing opportunities and the need, practicality and cost of providing one viewing platform per reservoir at one of these three locations. b. If such a viewing platform is needed and can cost-effectively be constructed, then it will be added to the construction plans identified above (if it will be located at one of the Dukeowned access areas) or Duke will pay for its construction once construction is completed (if it will be located on USFS-owned property or at Andrews Park). E3-133 Duke Power West Fork Project Draft FERC License Application LAKE LEVELS Conventions and Definitions - All elevations listed below are relative to the top of the dam (including the flood gates, fuse plugs and flashboards where applicable), with 100.0 ft = Full Pond. Normal Minimum, Normal Maximum and Normal Target Elevations change on a daily basis. The elevations shown are for the 1st day of the given month. Elevations for other days of the month are determined by linear interpolation. The Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro Project Maintenance & Emergency Protocol. Since inflows vary significantly and outflow demands vary, Duke will not always be able to maintain actual lake levels at the Normal Target Elevations. As long as actual lake levels are within the Normal Operating Range and Duke is not operating under the Low Inflow or Hydro Project Maintenance and Emergency Protocols, Duke will be in compliance with any future settlement agreement, 401 Water Quality Certification and license requirements with regard to lake levels. 1. Lake Glenville – Maintain the following Normal Operating Range: Normal Target Elevation (ft) Jan Normal Minimum Elevation (ft) 85 90 Normal Maximum Elevation (ft) 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 Jul 95 97 99 Aug 93 95 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 Month 2. Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. 3. Any changes from current operation to begin in 2004. E3-134 Duke Power West Fork Project Draft FERC License Application RESOURCE ENHANCEMENT MEASURES Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives. c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Provide Conservation Land a. Purchase a selected tract of land and convey its interest in the land to a governmental entity or a non-profit conservation organization. b. If the tract that is currently being considered cannot be obtained at an acceptable cost to Duke, then a replacement tract(s) of similar conservation value that can be obtained at an acceptable cost to Duke will be pursued. c. Purchase of the selected tract or replacement tract(s) will be pursued in 2003 and 2004 by Duke. d. Conveyance of Duke’s interest in the property will occur in 2006 or within 1 year following issuance of the new FERC license for the West Fork Project and the closure of all legal challenge periods, whichever is longer. e. If conservation lands cannot be purchased at an acceptable cost to Duke, then Duke will meet with the USFS, USFWS, NCDWR, the NCWRC and other interested parties to any future settlement agreement to consider other mitigation possibilities. E3-135 Duke Power West Fork Project Draft FERC License Application SHORELINE MANAGEMENT Interim Procedures - Until the new requirements identified in Item 4 below are implemented, continue enforcing shoreline protection measures for environmentally sensitive areas (e.g. Dukedesignated wetlands) and continue limiting cutting of trees within the FERC project boundaries. Maps - Develop shoreline classification maps for Lake Glenville, identifying any unique areas that need protection for environmental, recreational, cultural or operational reasons and provide the associated lake use restrictions. Lake & River Clean Up - Beginning in 2004, work with others to support an annual “Lake Wide Clean Up” on Lake Glenville and an annual “River Clean Up” on the main stem of the Tuckasegee River. Duke’s contribution will be to remove trash during the week following the clean-up from pre-designated disposal sites around these four lakes and the river. Implement the final version of the lake use restrictions, vegetation management requirements and the shoreline management guidelines on 7/1/03. SHORELINE MANAGEMENT GUIDELINES Duke Power-Nantahala Area’s Shoreline Management Guidelines (SMG) applies to all reservoirs owned by Duke Power in the Nantahala area, with the following exception. On Tuckasegee Reservoir (as well as several other small reservoirs), pier/docking regulations will not apply. Due to their small size and/or environmental concerns, pier/docks will not be permitted on this reservoir. In general, property owned by Duke includes the lakes, dams, power plants, substations, all land below the full pool elevation of the reservoir and in most cases the land extending ten (10) vertical feet above the full pool elevation of the reservoir. All Duke property lines above full pool elevation extend vertically. See Volume III for specifics associated with the Shoreline Management guidelines. These Shoreline Management Guidelines set forth the rights and limitations as to the use of Duke’s shoreline properties. These guidelines are designed to: Meet Duke’s regulatory requirements; Protect Duke’s generation interests; Protect the scenic and environmental value of Duke’s shoreline property; E3-136 Duke Power West Fork Project Draft FERC License Application Provide recreational benefits to the general public; Provide a guide to adjacent property owners on permitted uses of Duke properties. CLASSIFICATIONS AND LAKE USE RESTRICTIONS FOR THE NANTAHALA AREA Duke also has developed new classifications and lake use restrictions for the Nantahala area lakes. These requirements include restrictions on piers/docks, shoreline stabilization measures and excavation in certain vegetated and shoreline areas. The lake use classifications and restrictions are provided below and in Volume III. Vegetated Areas/Coves with Stream Confluence - This habitat type exists where stable, emergent, native vegetation (rooted within the normal operating range of lake levels and having a minimum lakeward width of 5 feet) composes > 50% of the area for a minimum distance of 100 linear feet or where intermittent or permanent streams enter the upper ends of coves (with or without vegetation). Where cove heads with a stream confluence exist but lack vegetation, this classification will extend to 50 feet beyond the edge of an established sedimentation delta. In the absence of an existing delta, this classification will extend 50 feet beyond each side of the intersection of the stream centerline and the full pond contour. The following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No piers, clearing, excavation, or shoreline stabilization inside the project boundary. Appeals for Piers/Docks Having No Practicable Alternative-Property owners may request to have special consideration given to their proposal under the LAKE USE RESTRICTIONS to place a pier/dock in vegetated areas within the Vegetated Areas/Coves with Steam Confluence classification by providing compelling information that supports a contention that no practicable alternative to the requested pier/dock access exists. Mitigation-Successful appeals should be expected to include reasonable mitigation requirements recommended by the natural resource agencies. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal. Mitigation considerations include: 1) contribution to enhancement comparable to the impact; 2) maintenance of the mitigation activities as long as the facility exists; 3) implementation of the mitigation prior to facility construction; 4) allowance for out- of- kind replacement involving different habitat types provided the recommended replacement is greater E3-137 Duke Power West Fork Project Draft FERC License Application than or equal to the total value of the habitat impacted, 5) in-kind replacement as the preferred method although out-of-kind habitat enhancements can be deemed acceptable, and; 6) a premise of no net loss of habitat important for fish and wildlife. Construction Limitations-Individual simple piers/docks (serving single individual projectfront property owners) that completely bridge by elevated pile or pole-supported walkway over the vegetated area may be allowed, along with clearing of access corridors needed for such docks, no clearing except for access corridors, no excavation or shoreline stabilization inside the project boundary. Piers/docks are not be placed within 50 feet of a stream confluence. The total number of piers/docks that can potentially be constructed in an area > 100 feet classified as Vegetated Areas/Coves with Stream Confluence is limited to one pier per 100 feet of shoreline within the classification. This pier/dock per linear footage of shoreline limitation applies regardless of the number of individual lots that adjoin the project boundary adjacent to areas with this classification. Consequences for Violations- Destruction of native emergent vegetation within the full pond contour or unauthorized removal of vegetation within the project boundary may result in one or more of the following: 1) restoration of the impacted area at the owner’s expense; 2) revocation of a previously issued pier permit; 3) loss of consideration of any future lake use permitting activities for up to five years or until vegetation is satisfactorily re-established; and/or 4) further legal action being taken by Duke Power. Duke Power reserves the right to modify the lake use restrictions associated with vegetated areas/coves with stream confluence to eliminate the opportunity for future pier/dock construction within these areas if wholesale destruction of vegetation within these areas becomes widespread. Fractured Rock, Woody Debris and Sand/Cobble - These types of habitat exists where: 1) the shallow-water substrate is composed primarily (> 50%) of medium to large broken boulders for a minimum distance of 100 linear feet; or 2) 4 or more felled trees (> 10 inches in diameter at breast height) extending from the shoreline into the water per 100 linear feet of shoreline are present; or 3) the shallow-water substrate is composed primarily (> 50%) of stable sand or sand and cobble for a minimum distance of 100 linear feet. Isolated boulders and gravel may also be present, but are minor components (< 50%) of the substrate. E3-138 Duke Power West Fork Project Draft FERC License Application These areas consist of Project lands and waters that have specifically-identified importance from an environmental standpoint but protection of those important values does not necessarily preclude private, commercial, or other access to the lake. Applicants must first try to avoid these habitat types, but if complete avoidance is not a practicable alternative, then the following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No commercial piers except True Public Marinas (Note 2), no boat ramps except those required for Public Recreation and no excavation except the minimum amount necessary and approved as part of installation of a dry-stacked boulder wall. Applicants should expect to have specific reasonable mitigation requirements imposed by the federal and state wildlife resource agencies for construction within areas classified as Woody Debris and/or Sand/Cobble. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal within an area classified as Woody Debris or Sand/Cobble. Downed trees within the full pond contour should be allowed to remain as fish and/or wildlife habitat when possible. Silt, Bedrock and Clay/Weathered Rock - These types of habitat exist where: 1) the shallowwater substrate is composed mostly (> 50 %) of silt from a nearby tributary stream for a minimum linear distance of 100 feet; or 2) the shallow-water substrate is composed primarily (> 50%) of solid rock outcrops for a minimum distance of 100 linear feet; or 3) the shallow-water substrate is composed mostly (> 50%) of clay or a combination of clay and weathered rock (e.g., gneiss and schist) for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Rip Rap/Dry-Stacked Boulders - This type of habitat exists where these man-made structures have been placed within the project boundary of the lake for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – No concrete, grout or rock veneer utilized as part of drystack boulder wall construction. Rip rap must be placed along the base of all dry-stack boulder walls. Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Pier/Dock - This type of habitat notes the presence of a pier and/or dock supporting various public or private recreational amenities. Examples of the public recreation classification include Duke-owned public access areas, True Public Marinas, and state, district, county, and city parks. Examples of private recreational amenities include private piers and private marinas. LAKE E3-139 Duke Power West Fork Project Draft FERC License Application USE RESTRICTIONS - Construction activities in accordance with federal, state, local, and DPNA guidelines. No new construction without written authorization from DPNA. Notes 1. Public-need projects where the applicant has the power of eminent domain can be exempted from the listed lake use restrictions provided there is no other acceptable alternative (similar to practicable alternative (Note 3), except it allows more consideration for economics of alternatives and desires of the applicant). Also note that the shoreline classifications and associated lake use restrictions are considered to apply to the project boundary line and the area extending lakeward and perpendicular to the shoreline for a minimum distance of onethird the cove width. Where restrictive classifications (e.g. Vegetated areas/coves with stream confluence, Fractured Rock, Woody Debris and Sand/Cobble) wrap around the heads of coves, the lake use restrictions will also apply to the entire cove width in the wrapped area. 2. True Public Marinas provide public recreational opportunities with no predetermination of user groups for any of the existing or proposed land or water based facilities. a. No commercial/residential (existing or proposed) b. No membership requirements c. Transient services do not require wet or dry storage rental Existing and/or proposed facilities will provide land and water based recreation services for transient users at less than or equal to a reasonable and customary fee. a. Services are available for transient users b. Offers services for lake and land based users 3. An alternative is not considered practicable if choosing it over the desired option would result in any of the following: a. Violation of any applicable permitting criteria or lake use restriction b. Requiring the applicant to dredge the lake bed in order to use the requested facility, whereas dredging would not be required if some allowance were made for crossing into the restricted area. c. Modification of the desired facility to the point that the resulting structure would be of very limited usefulness E3-140 Duke Power West Fork Project Draft FERC License Application 4. The provisions of these requirements shall not apply to Duke-approved maintenance activities or activities (e.g. piers, stabilization, mowing) which were allowed and/or approved by Duke prior to the adoption of these requirements. When a facility currently located within the Vegetated Areas/Coves with Stream Confluence must be rebuilt, the owner must relocate the facility outside the classified area to the maximum practical extent. This provision, however, does not eliminate the opportunity to rebuild a previously existing facility if there is no means of avoidance. 5. The Shoreline Management Plan Maps were generated from a Geographic Information System (GIS) and are not intended to be survey quality. Actual start and stop points for transition between classifications are subject to interpretation by Duke. E3-141 Duke Power West Fork Project Draft FERC License Application E3.4.9 List of Literature Duke Engineering & Services, Inc. 2002. A Biological Survey for Rare Avian Species Associated with the Nantahala Power & Light Relicensing Project Area – Clay, Macon, and Jackson Counties, North Carolina. Unpublished Report Prepared for Duke Power. Charlotte, North Carolina. 33 pp. Environmental Laboratory. 1987. Corps of Engineers Wetlands Delineation Manual. Department of Army Waterways Experiment Station, Corps of Engineers. Technical Report Y87-1. Vicksburg, Mississippi.100 pp. Fish and Wildlife Associates, Inc. (FWA). 2000. FERC Relicensing First Stage Consultation Package – West Fork Hydroelectric Project FERC Project No. 2686-NC. Whittier, North Carolina. 92 pp. Prepared for Duke Power. Merritt, J.F. 1987. White-tailed Deer. Pages 316-322. Matinko, R.A. Editor. Guide to the Mammals of Pennsylvania. North Carolina Natural Heritage Program (NCNHP). 2002. The North Carolina Natural Heritage Program: Element of Occurrence Search Page: Online Document, http://www.ncsparks.net/nhp/county.html North Carolina State Demographics (NCSD). 2002. Jackson County, NC Population by Age, Race, Sex and Hispanic Origin: Online Document, http://www.statelibrary.dcr.state.nc.us/iss/NC_data/Jackson.html Ralph, C.J., G.R. Geupel, P. Pyle, T.E. Martin, and D.F. DeSante. 1993. Handbook of Field Methods for Monitoring Landbirds. Gen. Tech. Rep. PSW-GTR-144. Albany, CA: Pacific Southwest Research Station, Forest Service, U.S. Department of Agriculture. 41 pp. Ralph, C.J., J.R.Sauer, and S. Droege, Technical Editors. 1995. Monitoring Bird Populations by Point Counts. Gen. Tech. Rep. PSW-GTR-149. Albany, CA: Pacific Southwest Research Station, Forest Service, U.S. Department of Agriculture. 187 pp. E3-142 Duke Power West Fork Project Draft FERC License Application Schafale, M.P. and A.S. Weakley. 1990. Classification of the Natural Communities of North Carolina. Third Approximation. North Carolina Natural Heritage Program. North Carolina Department of Environment, Health, and Natural Resources. Raleigh, North Carolina. 325 pp. Sherrill, M.L. 1997. Soil Survey of Jackson County, North Carolina. United States Department of Agriculture (USDA), Natural Resources Conservation Service (NRCS). Sylva, North Carolina. 322 pp. United States Department of Agriculture (USDA), United States Forest Service (USFS): Forest Service Southern Region. 1987. Final - Land and Resource Management Plan 1986-2000, Nantahala and Pisgah National Forests. Asheville, North Carolina. E3-143 Duke Power E4.0 West Fork Project Draft FERC License Application REPORT ON HISTORICAL AND ARCHAEOLOGICAL RESOURCES Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the historical and archaeological resources associated with the West Fork Project. This section contains the following information: Description of the general historical and archaeological resources; Description of the National Register of Historic Places Registry; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed protection, mitigation, and enhancement measures. E4.1 General Overview of Historical and Archaeological Resources in the Basin TRC Garrow Associates, Inc. (2002) prepared a detailed report on archeological surveys completed within the West Fork Project (Project) area. This report also summarized the prehistoric and historic background of the Project vicinity. This section presents a summary of this report. E4.1.1 Prehistoric Ethnography The prehistory of southwestern North Carolina can be divided into four basic time/cultural periods. These periods, Paleoindian, Archaic, Woodland, and Mississippian, relate to both social and technological factors. Several authors (e.g., Dickens 1976, Keel 1976, Ward and Davis 1999) divide some or all of these periods into phases, some of which overlap in time and name, but vary in precise definitions. E4.1.1.1 Paleoindian Period (ca. 10,000–8,000 B.C.) The Paleoindian period represents the earliest well-documented human occupation of the Southeast. Key diagnostic artifacts of this period are fluted and unfluted lanceolate projectile points. Formal flake tools, such as endscrapers, gravers, retouched blades, and burins; are also associated with the Paleoindian period. Almost all of the Paleoindian materials found to date in the region have come from surface contexts, and as a result few data are available concerning subsistence or social organization in the region (Anderson 1990). Hunting of late Pleistocene megafauna is inferred based on evidence from other regions, although direct evidence for use of animals of any kind is rare in the Southeast. Most if not all Paleoindian populations probably relied extensively on other animal and plant foods (Meltzer and Smith 1986, Purrington 1983). Paleoindian populations are believed to have been highly mobile, and settlements are thought to E4-1 Duke Power West Fork Project Draft FERC License Application have included small temporary camps and less common base camps that were occupied by loosely organized bands. Paleoindians selected high-quality lithic materials for tools, and many sites are linked to important source areas. E4.1.1.2 Archaic Period (ca. 8,000–1,000 B.C.) The Archaic period began with the onset of Holocene, post-glacial climatic conditions in the eastern U.S., and has been subdivided into three subperiods: the Early, Middle, and Late Archaic. Diagnostic projectile points form the primary criteria used to identify and date distinct Archaic manifestations. As a whole, the Archaic period may be seen as a relatively long and successful foraging adaptation, with subsistence based on hunting, fishing, and the collection of wild plant resources. The existence of formal residential base camps occupied seasonally or longer is inferred, together with a range of smaller resource-exploitation sites, such as hunting, fishing, or plant collecting stations (Claggett and Cable 1982, Mathis 1979, Ward 1983). Many sites from this period contain evidence of prepared floors, post molds from structures, and features such as storage pits, all of which indicate a more sedentary lifestyle than is suggested for earlier periods. Grinding implements, polished stone tools, and carved soapstone bowls become fairly common, suggesting increased use of plant resources, and possibly changes in subsistence strategies and cooking technologies. Although regional evidence is minimal, the first experiments with horticulture probably occurred at this time, with the cultivation of plants such as squash (Cucurbita pepo), sunflower (Helianthus sp.), and Chenopodium (Cowan 1985, Ford 1981, Smith 1989). The period is also marked by a general increase in the density and dispersal of archaeological remains. Group size gradually increased during this period, culminating in relatively large populations. E4.1.1.3 Woodland Period (ca. 1,000 b.c.–a.d. 1000) The Woodland period began about 1000 B.C. and continued until the appearance of the Mississippian period, around A.D. 1000. Across the eastern U.S. this period is marked by the appearance of widespread pottery use, a greatly increased role for horticulture in subsistence economies, intensified long distance trade, and an elaboration of mortuary ceremonialism, including the appearance of burial mounds (Griffin 1967). Large triangular projectile points are diagnostic of the Woodland period. In the greater southeastern U.S., the Woodland period began with a gradual transition from the Late Archaic period. Although this transition period is not well understood, Woodland E4-2 Duke Power West Fork Project Draft FERC License Application occupations appear to be marked by increased sedentariness and improvements in food storage and preparation technologies. Subsistence strategies represent a continuation of earlier hunterforager ways, but with an increased reliance on the cultivation of native plants (Yarnell and Black 1985). Religious expressions, as evidenced by increased ceremonialism and the development of burial mounds, seems to have become more complex during the Woodland period. Ceramics became more refined and regional differentiation of wares, particularly in temper, paste, and surface decoration, became evident during the period. The Late Woodland period (ca. A.D. 800– 1000) in much of the southeast saw the emergence of sedentary village life based on intensive maize (Zea mays) horticulture and the development of complex tribal and chiefdom-level political structures. E4.1.1.4 Mississippian Period (ca. A.D. 1000–1540) The Mississippian period in the southeast is marked primarily by the increasing intensification of maize horticulture, the establishment of increasingly hierarchical social structures and settlement systems (chiefdoms), and an increase in ceremonialism expressed architecturally in the construction of flat-topped substructure mounds. Evidence exists that territorial boundaries between chiefdoms were closely maintained during the Mississippian period, although individual chiefdoms rose and fell in cyclical patterns. Although maize and other crops were important sources of food, analyses of floral and faunal remains from Mississippian sites document the persistence of wild resources as a major component of the diet. Artifacts diagnostic of the Mississippian period in the southern Appalachians include small triangular projectile points and a variety of plain, complicated stamped and check-stamped ceramics. The Mississippian period represents the final centuries of Native American autonomy in the region. Although elements of the material culture, belief systems, place names, and social structure of Mississippian society lingered in the region well into the nineteenth century (and in some cases to the present day), this period is largely one of social change due to increasing EuroAmerican contact and settlement in the region. This part of the Native American occupation of the region is discussed below as part of the historic background of the region. E4.1.2 Historic Native American and Euro-American Occupation The first Cherokee contact with Europeans occurred in the mid sixteenth century when two Spanish expeditions passed through western North Carolina. These encounters were to have dramatic effects. The introduction of European diseases to which the native populations had little resistance caused a major reduction in Native American population levels and extensive changes E4-3 Duke Power in political organization. West Fork Project Draft FERC License Application Elsewhere in the southeast, the fragmentation and reformation of political groups resulted in a general decrease in social complexity and the total disappearance of some prehistoric societies (Smith 1987). Although the Cherokee underwent substantial disruption, they managed to retain control of portions of their homeland. The historic-period Cherokee occupation (ca. a.d. 1450–1838) of western North Carolina is known archaeologically as the Qualla phase. The material culture of the early Qualla phase represents to some extent a continuation of earlier cultures. The subsistence base was mixed, and included cultivation of maize, beans, and other foods as well as wild plant gathering, hunting, and fishing (Dickens 1976). The late Qualla phase (ca. a.d. 1650–1838) is marked by the increasing appearance of European goods at Cherokee sites, as well as shifts towards more European-style architecture (Dickens 1976). During most of the eighteenth century, the Cherokee were concentrated in towns and villages scattered throughout much of present-day western North Carolina, eastern Tennessee, and portions of Georgia and South Carolina. Although the late eighteenth century was marked by a general shift to a more dispersed settlement pattern (Dickens 1976), some nucleated settlements remained in the region into the nineteenth century. Although some Cherokees resisted changes to their traditional lifestyles, the early nineteenth century witnessed the increasing acculturation of many Cherokee, largely a result of increasing contact and intermarriage with white traders and settlers. The eighteenth century also brought the continuous arrival of Europeans and the resulting loss of Cherokee lands. With the signing of the Treaty of Hopewell in 1785, the Cherokee lost their lands east of the Blue Ridge (Mooney 1900). Subsequent treaties in 1791, 1798, 1817, and 1819 resulted in the ceding of much of the remainder of present-day western North Carolina to the U.S. Government. These treaties were intended to encourage the Cherokee to migrate west of the Mississippi River to Arkansas. Most of the remaining Cherokee land claims in North Carolina were abolished with the signing of the Treaty of New Echota in 1835, which set in motion the forced removal of most of the remaining Cherokee in 1838 to lands in present-day Oklahoma (Mooney 1900). There were few white settlers along the rugged mountainous Tuckasegee River and its tributaries. The earliest migrated to the area after the Cherokee removal in 1838. As with much of the E4-4 Duke Power West Fork Project Draft FERC License Application region, settlers in the Project vicinity were predominantly of Scotch-Irish descent, along with Pennsylvania Germans, Virginians, and North Carolinians. Jackson County was formed from portions of neighboring Macon and Haywood counties in 1851, and was named for former President Andrew Jackson. Sylva became the county seat in 1913. E4.2 National Register of Historic Places Eligibility Section 106 of the National Historic Preservation Act (NHPA) requires that FERC take into account the effects of its relicensing decision on historic properties, and to allow the Advisory Council on Historic Preservation (ACHP) a reasonable opportunity to comment on FERC's relicensing decision. To meet these requirements, a thorough review of the history and architecture of Project structures was required along with evaluations and recommendations for properties meeting the criteria of the National Register of Historic Places (NRHP). According to 36 CFR 60.4 sites are eligible for inclusion on the NRHP if “The quality of significance in American history, architecture, archeology, engineering and culture is present in districts, sites, buildings, structures, and objects that possess integrity of location, design, setting, materials, workmanship, feeling, and association.” Generally, only properties that are at least 50 years old are eligible for listing, although properties less than 50 years old, which are exceptionally important, may be considered. If a site meets the above standards, it must also meet one of the four criteria below to be eligible for the NRHP: A. Is associated with events that have made a significant contribution to the broad patterns of our history; or B. Is associated with the lives of persons significant in our past; or C. Embodies the distinctive characteristics of a type, period, or method of construction, or that represent the work of a master, or that possess high artistic values, or that represent a significant and distinguishable entity whose components may lack individual distinction; or D. Has yielded, or may be likely to yield, information important in prehistory or history.” E4.2.1 Archaeological Resources Only two previously recorded archaeological sites are located within a one-mile radius of Lake Glenville. One site is situated on a terrace above Mill Creek. This site has a prehistoric E4-5 Duke Power West Fork Project Draft FERC License Application component, but no site form could be located. The other site is situated on a terrace above the north side of Jenkins Lake near the confluence of Cedar Creek with Lake Glenville. Hiram Wilburn reported this site in 1937 as the location of a possible mound. No artifacts were recovered, but the possible mound was described as 18 ft tall with an ovoid base. A Phase I archeological survey was conducted within the Project study area in December 2001 (TRC Garrow Associates, Inc. 2002). Seven new archaeological sites and twelve isolated finds were identified within the Project study area. In general, the sites are represented by a low density of cultural material scattered across the ground surface, with no subsurface integrity. None of these sites contains intact subsurface deposits or represents a significant cultural resource. All 19 sites are recommended not eligible for the National Register of Historic Places (NRHP) and no further archaeological investigation of these resources is recommended in association with this project. E4.2.2 Historical Resources In 2001, the Project structures were assessed for their eligibility for inclusion on the NRHP (Thomason and Associates 2001). Each structure was field inspected to determine its components, to evaluate its architectural or engineering significance, and to assess its degree of integrity. Extensive historical research was conducted on these hydroelectric facilities and the overall history of hydropower in the state, at the archives of Duke Power in Franklin, North Carolina, and at the State Archives in Raleigh. Generally, hydroelectric power plants can be significant under NRHP criteria A, B, and C. These facilities will most often have the potential to be significant under NRHP criterion A in the categories of Commerce, Engineering, Military, Industry, and Social History. Under NRHP criterion B, hydroelectric power plants may be significant for their association with a master builder, architect, engineer, or person of particular influence or vision. Hydroelectric power plants may also be significant under criterion C for their architectural design or engineering components. The Project consists of the Thorpe Powerhouse, dam, and associated buildings and structures completed in 1942, and the Tuckasegee Dam and powerhouse built in 1949. In 1994, the Thorpe Powerhouse and the adjacent worker's housing were deemed potentially eligible for the NRHP, and placed on the Study List following a survey of Macon County. These properties were considered eligible under criterion A and C for their historical and architectural significance. In addition, the E4-6 Duke Power West Fork Project Draft FERC License Application Thorpe Dam Complex Historic District was determined eligible for the National Register in 1999. This complex includes the dam and associated gatehouses. The current assessment concurs with these assessments and concludes that the Thorpe Powerhouse, dam, pipelines, tunnels, and gatehouses meet NRHP criterion A and C. The Thorpe Dam is also significant in the category of Engineering for its overall design. This earth and rock dam was the first in the nation to utilize safety fuse plugs at its spillway entrance. The Thorpe Powerhouse is significant under criterion C as a notable example of an electrical powerhouse of its period. Designed with the influence of the Gothic Revival style, the building is similar to other powerhouses in the region. The Thorpe Worker's Housing, not located within the Thorpe Project boundary, also retains sufficient integrity to meet registration requirements. The water pipelines and tunnels connecting the powerhouse and dam also meet registration requirements for the NRHP. These structures are integral to the operation of the Project, and the steel pipeline and tunnels appear much as they did when they were built, and retain integrity of their original design. The Tuckasegee Development does not meet the criteria of the NRHP. This plant and dam lack any demonstrable significance under NRHP criteria A or C. The NRHP assessment report recommending the Thorpe structures as eligible was submitted to the North Carolina State Historic Preservation Office (NCSHPO) on November 8, 2001. If the Thorpe structures are ultimately determined to be eligible for the NRHP, a Historic Properties Management Plan will be developed for the Project. E4.3 Cultural Resources Management Framework E4.3.1 Federal Management The National Historic Preservation Act (NHPA) of 1966 established a comprehensive program to preserve the historical and cultural foundations of the United States as a living part of community life. Section 106 of the NHPA requires federal agencies to identify and assess the effects of their actions on historic resources. The responsible agency must consult with appropriate state and local officials, Indian tribes, applicants for federal assistance, and members of the public and consider their views and concerns about historic resource issues when making final project decisions. Concerns are resolved by mutual agreement, usually among the affected state’s State Historic Preservation Officer and/or the Tribal Historic Preservation Officer, the federal agency, E4-7 Duke Power West Fork Project Draft FERC License Application and any other involved parties. Section 106 applies when two criteria are met: there is a federal or federally licensed action, including grants, licenses, and permits, and that action has the potential to affect properties listed in or eligible for listing in the NRHP. The Advisory Council on Historic Preservation (ACHP), established by NHPA, is an independent federal agency that provides a forum for influencing federal activities, programs, and policies as they affect historic resources. ACHP oversees the Section 106 review process, and provides guidance on the process and mediates controversial cases as needed. The 20-member ACHP is made up of appointees from the general public, historic preservation experts, Native Americans, and state and local elected officials. In addition, federal agency heads are members of the ACHP, including the Secretary of Agriculture and Secretary of the Interior. The United States Forest Service and National Park Service have management guidelines for historic resources on lands they administer. The USFS Management Plan for the Nantahala and Pisgah National Forests guides all heritage resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDAUSFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals, recovery objectives, and standards in the protection of heritage resources (i.e., Native American religious sites, cultural areas) within Forest Service lands (USDA-USFS 1994). These include in general: The protection of heritage resources through inventory, disturbance avoidance, prescribed mitigation measures, permit issuance, protecting properties for ceremonial and religious purposes, maintaining the appropriate confidentiality of known cultural sites; and eliminating conflicts between Native Americans ceremonies and other forest uses; Fostering public use and enjoyment of heritage resources; Nominating significant heritage resources to the National Register of Historic Places; Protecting all listed or eligible for listing sites; Ensuring that all land permits, contracts, and other forest use authorizations contain adequate protection measures; and E4-8 Duke Power West Fork Project Draft FERC License Application Consulting with other federal, state, and Native American agencies for survey, evaluation, and protection measures. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E4.3.2 State Management State Historic Preservation Offices (SHPO), were established in response to the NHPA. The SHPO has the official responsibility for a number of functions aimed at the preservation of significant historic properties within individual states. Those functions include identifying and maintaining inventories of culturally significant properties, nominating properties to the NRHP, conducting Section 106 reviews of federal actions, and conducting educational programs on the importance of preserving historic properties. The NCSHPO is North Carolina’s lead agency responsible for the state’s historic resources. E4.3.3 Tribal Management In 1992 the U.S. Congress adopted amendments to the NHPA (P.L. 102-575) that allow federally recognized Indian tribes to take on more formal responsibility for the preservation of significant historic resources on tribal lands. Specifically, Section 101(d)(2) allows tribes to assume any or all of the functions of a State Historic Preservation Officer with respect to tribal land (see Section E4.3.2). The decision to participate or not rests with the tribe. The Eastern Band of Cherokee Indians has formally assumed the responsibilities of SHPO on their tribal lands. Federal agencies must also consult with Indian tribes that attach religious and cultural significance to historic properties, regardless of their location. E4.3.4 Compliance with FERC-Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, lists several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. There are no FERC approved cultural resource comprehensive plans listed for North Carolina or the general project area. E4-9 Duke Power E4.4 West Fork Project Draft FERC License Application Summary of Agency Consultation E4.4.1 Section 106 Consultation A preliminary assessment of the cultural resources within the Project area was presented as part of the FSCD (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. Duke Power consulted with the NCSHPO, United States Forest Service (USFS), the Eastern Band of Cherokee Indians (EBCI), the United Keetoowah Band of Cherokee Indians and the Cherokee Nation of Oklahoma concerning cultural resources potentially affected by the Project. In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) North Carolina Department of Cultural Resources; State Historic Preservation Office, Mr. David L. S. Brook (Administrator), letter to Ms. Pamela Boaze, President, Fish and Wildlife Associates, Inc., dated December 16, 1999. The NCSHPO stated that there may be unrecorded archeological sites present along the shoreline of Lake Glenville and recommended that Duke Power conduct a Phase I archeological survey along the shoreline of Lake Glenville. The NCSHPO also stated that there are no known archaeological sites located within the flood pool or shoreline of the other Project reservoir or likely to be found there. The NCSHPO also recommended that Duke Power assess the affects of erosion on any archeological sites found The NCSHPO also recommended that Duke Power assess the probability of additional archeological sites within the Project flood pool and make recommendations for future surveys should drawdowns occur. Duke Response: A Phase I archaeological assessment, that incorporates the above mentioned items, was conducted for the West Fork Project. A summary of that survey is provided in this section of the Exhibit E. 2) North Carolina Department of Cultural Resources; State Historic Preservation Office, Mr. David L. S. Brook (Administrator), letter to Ms. Pamela Boaze, President, Fish and Wildlife Associates, Inc., dated June 16, 2000 E4-10 Duke Power West Fork Project Draft FERC License Application The NCSHPO recommended that Duke Power assess the Project structures for NRHP eligibility. Duke Response: A Phase I archaeological assessment and Project structure NRHP eligibility survey, which incorporates the above mentioned items, was conducted for the West Fork Project. A summary of those surveys is provided in this section of the Exhibit E. 3) United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 The USFS requested that Duke Power complete a Cultural Resource Management Plan for the Project. Consult with NCSHPO, American Indians, and USFS to prepare these plans. Duke Power was requested to complete studies on the Project structures to determine eligibility for the NRHP. Duke Power was requested to complete heritage resource surveys and determinations of NRHP eligibility of sites along the shorelines and adjacent areas being used/impacted by recreationists/fishers. Complete surveys and determination of eligibility for areas that become exposed during times of lower water levels. Duke Power was requested to determine impacts to cultural resource sites from Project operation. Document effects from wave action and water level changes, as well as from recreational use and looting. Develop and implement mitigation plan for significant sites that are being adversely affected. Duke Power was requested to develop public interpretation for site protection and for visitor enjoyment. Duke Power was also requested to complete heritage resource surveys and determinations of eligibility along all access routes and power distribution lines to and from the Project. Duke Response: A Phase I archaeological assessment and Project structure NRHP eligibility survey (Power Plant Historic Assessment), which incorporates many of the above mentioned items, was conducted for the West Fork Project. A summary of those surveys is provided in this section of the Exhibit E. A Historic Properties Management Plan for the Project has been proposed as part of the Consensus Agreement (see Section E4.8). In addition, since the access roads and power distribution lines are largely outside the FERC Project boundary, surveys of those corridors were not conducted. E4-11 Duke Power 4) West Fork Project Draft FERC License Application United States Department of the Interior; Bureau of Indian Affairs, Ms. Malka Pattison, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000. The Bureau of Indian Affairs requested that Duke Power identify the appropriate “area of potential effect” for cultural resources in consultation with the Eastern Band of the Cherokee Indians. The Bureau of Indian affairs requested an opportunity to review and comment on a draft Programmatic Agreement or Cultural Resource Management Plan developed for the Project. The Bureau of Indian Affairs also suggested that Duke Power consult with the NPS when developing the required report on historic and archeological resources. Duke Response: A Phase I archaeological assessment and Project structure NRHP eligibility survey (Power Plant Historic Assessment), which incorporates many of the above mentioned items, was conducted for the West Fork Project. A summary of those surveys is provided in this section of the Exhibit E. A Historic Properties Management Plan for the Project has been proposed as part of the Consensus Agreement (see Section E4.8). E4.4.2 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the cultural resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency comments. In association with the review of the study plans, no additional comments were received from various agencies. E4.5 Cultural Resource Studies E4.5.1 Previous Cultural Resource Studies The University of North Carolina conducted extensive archeological surveys in the 1960s in the Appalachian Summit region during the Cherokee Project. These studies focused on developing a prehistoric cultural chronology and determining the origins of Cherokee culture in western North Carolina. These investigations included the Tuckasegee site (31Jk12) in Jackson County. In the 1970's and early 1980's, surveys and excavations were conducted in the area by archeologists from Western Carolina University, Appalachian State University, the University of E4-12 Duke Power West Fork Project Draft FERC License Application Tennessee, and the Archeology Branch of the North Carolina Division of Archives and History (see Legacy Associates, Inc. 2002 for citations). Archeological studies on USFS lands also represent a large portion of the published work for Jackson County (see Legacy Associates, Inc. 2002 for citations). E4.5.2 Relicensing Studies During the relicensing consultation process, several agencies recommended that cultural resource surveys be conducted in association with the Project. A summary of these studies is provided below and these studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. E4.5.2.1 NRHP Assessment The NCSHPO recommended in a letter dated 16 June 2000 that Duke Power assess the Project structures for eligibility for inclusion on the NRHP. Thomason and Associates (2001) conducted the draft NRHP assessment of the Project structures and recommended that Thorpe Powerhouse, dams, pipeline, tunnels, and associated gatehouses are eligible for the NRHP (see Section E4.2.2). The Tuckasegee Powerhouse and dam did not meet NRHP criteria. A report summarizing the NRHP Assessment was submitted to NCSHPO, USFS and EBCI on November 8, 2001. If the Thorpe Development structures are ultimately determined to be eligible for the NRHP, a Historic Properties Management Plan will be developed for the Project (see Section E4.8). E4.5.2.2 Phase I Archeological Survey A Phase I archeological survey was conducted along Lake Glenville in December 2001 (TRC Garrow Associates, Inc. 2002). This study is summarized below. Methods Background Research Background data on the environment, prehistory, and history of the tract and region, as well as on previous archeological investigations in the area were obtained from a variety of previously published environmental, archeological, and historical studies. In addition, various agencies, repositories, and individuals were contacted for relevant information. Agencies and repositories contacted included the North Carolina Office of State Archaeology, North Carolina State Archives and Library, and North Carolina Collection at the University of North Carolina–Chapel Hill. Consultations also were held with other archeologists familiar with the region, including Brett Riggs of UNC-Chapel Hill, David Moore of Warren Wilson College, and Rodney Snedeker E4-13 Duke Power West Fork Project Draft FERC License Application of the National Forests in North Carolina in Asheville. Pre-inundation maps were also examined to identify potential historic site locations (the former town of Glenville [Hamburg] lies submerged below the lake). Field Investigations The survey strategy was dictated by the ruggedness of terrain, the current lake level, and the boundaries of Duke Power’s property. Initially, a visual inspection was made of the entire length of the Lake Glenville shoreline by boat. The shoreline was divided into “Survey Areas” defined by physical characteristics such as slope, soil, and landform types. All areas characterized by 15 percent slope or greater were visually inspected by boat for habitable areas, possible rock shelters, or the remains of historic structures. Areas characterized by less than 15 percent slope and greater than 50 percent surface visibility were subject to intensive pedestrian survey. This consisted of walking systematic transects parallel to the shoreline, looking for prehistoric or historic period artifacts, structural remains, and other indications of archaeological sites. These transects were spaced no greater than 20 m apart and reduced to 3 m when sites were identified. The areas with less than 15 percent slope account for approximately seven miles (less than 27 percent) of the approximately 26-mile shoreline affected by the draw down. The field surveys were conducted from December 3rd through December 17th, 2001. Archaeological sites were defined as occurrences of three or more artifacts within a discrete locale, and/or localities that exhibited evidence of intact surface or subsurface cultural features. Occurrences of fewer than three artifacts were designated as isolated finds and sufficient investigation was made to verify the isolated nature of these occurrences. Limited shovel testing was conducted in select non-site areas where alluvial or colluvial deposits were evident. These tests were excavated in accordance with North Carolina guidelines; at intervals of 30 m, measuring about 35 cm in diameter, and excavated to sterile subsoil or a depth of at least 65 cm. Delineation and evaluation of archaeological sites with greater than 50 percent surface visibility was accomplished through the use of both visual inspection and the excavation of at least two shovel test pits (STPs) in order to determine the impact of erosion on the site. Each shovel test was excavated through the A horizon and at least 5 cm into the subsoil, or to a maximum depth of 65 cm, in potential alluvial or colluvial settings. The walls of each pit were inspected for artifacts, features, and other indications of an archeological site, and the soil removed was screened through one-quarter-inch mesh hardware cloth. Each test was described by depth, E4-14 Duke Power West Fork Project Draft FERC License Application stratigraphy, artifact recovery, and soil texture and Munsell color in field notebooks, and the locations of key shovel tests and sites were placed on detailed 1:500 scale plan sheets. Any artifacts recovered were placed in a clearly labeled plastic zippered bag. A site sketch map was prepared for each site showing the location of each shovel test and any other significant features, and the site and its limits were entered on the study map. Site and isolated find locations were recorded with the use of a Magellan™ MAP 330 GPS unit using the North Carolina State Plane NAD 83 datum. The error range of the receiver is estimated to be within 15 m. Most GPS points are centroids of smaller sites. Points were obtained for the center of each site. Each site was photographed, and general notes were taken concerning site condition and potential. Artifact Analysis Following completion of fieldwork, all artifacts were returned to TRC’s Columbia facility for cleaning and analysis. Initially, the artifacts were washed so that they could be further processed and analyzed. The artifacts then were classified and catalogued according to regionally appropriate typologies, and the collection from each site was analyzed to determine the prehistoric or historic components present and the range of materials and activities represented. Lithic debitage was categorized using the criteria set forth by Sullivan and Rozen (1985). Lithic tools were classified according to raw material and tool type based on morphology, and hafted bifaces were assigned to recognized types when possible. No functional or use-wear analysis was performed. Historic artifacts were classified according to published artifact descriptions such as Noël Hume (1969) and South (1977). Ceramic artifacts were classified according to type (i.e. pearlware, whiteware, ironstone), and any decoration present was described. Rim and base fragments were identified. Glass items were classified according to function or shape and color. Rim and base fragments were identified. Any additional detail evident was noted, such as embossing or labeling. Metal objects were classified by function where possible. Brick fragments were noted on the surface but did not appear to be associated with a feature and were not collected. Assessing Site Significance and Recommendations A final step in the analysis involved assessing the significance of the identified sites and developing recommendations for further work. Site significance was assessed in accordance with the National Register Criteria for Evaluation (36CFR 60.4). Several factors were considered in assessing site significance and research potential, including artifact variety and quantity, site E4-15 Duke Power West Fork Project Draft FERC License Application clarity and integrity, and environmental context (Glassow 1977), as well as potential for providing data concerning locally, regionally, or nationally relevant research topics. Curation All written records, photographs, and project materials are currently being stored on a temporary basis at the TRC facility in Durham, North Carolina. The permanent curation repository of all project materials and collections will be the Museum of the Cherokee Indian. Curation reparation will follow the guidelines of the OSA. Results Only two previously recorded archaeological sites are located within a one-mile radius of Lake Glenville. One site is situated on a terrace above Mill Creek. This site has a prehistoric component, but no site form could be located. The other site is situated on a terrace above the north side of Jenkins Lake near the confluence of Cedar Creek with Lake Glenville. This site was reported by Hiram Wilburn in 1937 as the location of a possible mound. No artifacts were recovered, but the possible mound was described as 18 ft tall with an ovoid base. Very little archaeological survey work has been conducted in the Project area, and no sites were previously recorded along the shoreline of Lake Glenville. During this survey, seven new archaeological sites (31JK385/385**, 31JK386/386**, 31JK387/387**, 31JK388**, 31JK389/389**, 31JK390**, 31JK391/391**) and twelve isolated finds (31JK394** and 31JK395–405) were identified within the study area. In general, the sites are represented by a low density of cultural material scattered across the ground surface, with no subsurface integrity. None of these sites contains intact subsurface deposits or represents a significant cultural resource. All 19 sites are recommended not eligible for the National Register of Historic Places (NRHP) and no further archaeological investigation of these resources is recommended in association with this project. The results of this survey are discussed in more detail in TRC Garrow Associates, Inc. 2002. E4.5.3 Proposed Studies No additional cultural resource studies are proposed for the Project. E4.6 Project Effects on Cultural Resources from Continued Project Operation Although there are several known archeological sites located within the Project area and several of the Project structures are considered eligible for the NRHP, continued Project operation is E4-16 Duke Power West Fork Project Draft FERC License Application unlikely to affect these cultural resources because no major changes in Project operation are proposed. However, future drawdowns that exceed the present level (ten vertical feet below full pool elevation) could expose additional archaeological sites. Land exposed at lower lake elevations could reveal more historic structures depicted on the NP&L West Fork property maps and associated artifact remains. Lower drawdowns could also expose landforms not examined during relicensing surveys that are conducive for prehistoric archaeological sites. Therefore, additional survey work is recommended if future planned drawdowns are five or more vertical feet below current drawdown levels. Changes in Project operations have been proposed as part of the PM&E measures associated with the Consensus Agreement (see Sections E1.13 and E4.8 and Volume III). These changes are designed to enhance and/or protect existing resources and are unlikely to negatively affect cultural resources. For example, based on the proposed Consensus Agreement, the Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro Project Maintenance & Emergency Protocol (see Section E1.13). These target operational lake levels will alleviate any lake drawdowns and the exposure of potential cultural resources. E4.7 Existing Protection, Mitigation, and Enhancement Measures In association with the Project, there are no existing protection, mitigation, and enhancement measures for cultural resources. E4.8 Proposed Protection, Mitigation, and Enhancement Measures The following cultural and historic resource related PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003, is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: E4-17 Duke Power West Fork Project Draft FERC License Application Cultural Resources 1. HPMP - Develop a Historic Properties Management Plan (HPMP) for the West Fork Project to ensure that significant cultural resources within the FERC Project boundary are documented and protected to the extent required by state and tribal historic preservation offices. 2. Historic Properties Management Plan to be developed and implemented within 2 years following FERC issuance of the new license and the closure of all legal challenge periods. Lake Levels Conventions and Definitions - All elevations listed below are relative to the top of the dam (including the flood gates, fuse plugs and flashboards where applicable), with 100.0 ft = Full Pond. Normal Minimum, Normal Maximum and Normal Target Elevations change on a daily basis. The elevations shown are for the 1st day of the given month. Elevations for other days of the month are determined by linear interpolation. The Normal Target Elevation = the lake level that Duke will endeavor in good faith to achieve, unless operating in the Low Inflow or Hydro Project Maintenance & Emergency Protocol. Since inflows vary significantly and outflow demands vary, Duke will not always be able to maintain actual lake levels at the Normal Target Elevations. As long as actual lake levels are within the Normal Operating Range and Duke is not operating under the Low Inflow or Hydro Project Maintenance and Emergency Protocols, Duke will be in compliance with any future settlement agreement, 401 Water Quality Certification and license requirements with regard to lake levels. E4-18 Duke Power 1. West Fork Project Draft FERC License Application Lake Glenville – Maintain the following Normal Operating Range: Month Normal Normal Target Normal Minimum Elevation (ft) Maximum Elevation (ft) Elevation (ft) Jan 85 90 94 Feb 85 90 94 Mar 88 91 94 Apr 90 93 96 May 95 97 99 Jun 95 97 99 Jul 95 97 99 Aug 93 95 98 Sep 90 93 94 Oct 90 93 94 Nov 86 90 94 Dec 85 90 94 2. Tuckasegee Lake – Maintain lake level as needed to provide minimum flow. 3. Any changes from current operation to begin in 2004. E4-19 Duke Power E4.8 West Fork Project Draft FERC License Application List of Literature Anderson, D.G. 1990. The Paleoindian Colonization of Eastern North America: A View from the Southeastern United States. In Research in Economic Anthropology, edited by JAI Press, Inc., pp. 163–216, Supplement 5. Greenwich, Connecticut. Claggett, S.R., and J.S. Cable. 1982. The Haw River Sites: Archaeological Investigations at Two Stratified Sites in the North Carolina Piedmont. Commonwealth Associates, Inc., Jackson, Michigan. Submitted to U.S. Army Corps of Engineers, Wilmington, North Carolina. Cowan, C.W. 1985. Understanding the Evolution of Plant Husbandry in Eastern North America: Lessons from Botany, Ethnography, and Archaeology. In Prehistoric Food Production in North America, edited by Richard I. Ford, pp. 205–243. Anthropological Papers No. 75. Museum of Anthropology, University of Michigan, Ann Arbor. Dickens, R.S. 1976. Cherokee Prehistory: The Pisgah Phase in the Appalachian Summit Region. University of Tennessee Press, Knoxville. Ford, R.I. 1981. Gathering and Farming before A.D. 1000: Patterns of Prehistoric Cultivation North of Mexico. Journal of Ethnobiology 1:6-27. Glassow, M. 1977. Issues in Evaluating the Significance of Archaeological Resources. American Antiquity 42:413-420. Griffin, J.B. 1967. Eastern North America Archaeology: A Summary. Science 156:175–191. Keel, B.C. 1976. Cherokee Archaeology: A Study of the Appalachian Summit. University of Tennessee Press, Knoxville. Legacy Research Associates, Inc. 2002. Archeological Survey and Evaluation for the West Fork Hydroelectric Project (Thorpe Lake): Jackson County, North Carolina. Unpublished report prepared for Duke Power, Charlotte, NC. Mathis, M. 1979. General Settlement Models. In North Carolina Statewide Archaeological Survey: Introduction and Application to Three Highway Projects in Hertford, Wilkes, and Ashe E4-20 Duke Power West Fork Project Draft FERC License Application Counties, North Carolina, assembled by Mark Mathis, pp. 24-37. North Carolina Archaeological Council, Raleigh. Meltzer, D.J., and B.D. Smith. 1986. Paleoindian and Early Archaic Subsistence Strategies in Eastern North America. In Foraging, Collecting, and Harvesting: Archaic Period Subsistence and Settlement in the Eastern Woodlands, edited by Sarah W. Neusius, pp. 3–31. Occasional Paper No. 6. Center for Archaeological Investigations, Southern Illinois University at Carbondale. Mooney, J. 1900. Myths of the Cherokee. Nineteenth Annual Report of the Bureau of American Ethnology, 1897–1898, Pt. 1. Smithsonian Institution, Washington, D.C. Noel Hume, I. 1969. A Guide to Artifacts of Colonial America. Vintage Books, New York, NY. Purrington, B.L. 1983. Ancient Mountaineers: An Overview of Prehistoric Archaeology of North Carolina’s Western Mountain Range. In The Prehistory of North Carolina: An Archaeological Symposium, edited by Mark A. Mathis and Jeffrey J. Crow, pp. 83–160. North Carolina Department of Cultural Resources, Division of Archives and History, Raleigh. Smith, B.D. 1989. Origins of Agriculture in Eastern North America. Science 246:1566–1571. Smith, M.T. 1987. Archaeology of Aboriginal Culture Change in the Interior Southeast. University of Florida Press, Gainesville. South, S. 1977. Method and Theory in Historical Archaeology. Academic Press, New York, NY. Sullivan, A.P., and K.C. Rozen. 1985. Debitage Analysis and Archaeological Interpretation. American Antiquity 50(4): 755-779. Thomason and Associates. 2001. National Register of Historic Places Eligibility Study of Seven Hydroelectric Projects in the Nantahala Area, North Carolina. Unpublished Report Prepared for Duke Power, Nashville, Tennessee. E4-21 Duke Power West Fork Project Draft FERC License Application TRC Garrow Associates, Inc. 2002. Phase I Archeological Survey of the Thorpe Lake (Lake Glenville) Shoreline for the West Fork Hydroelectric Project (FERC Project No. 2686): Jackson County, North Carolina. Unpublished report prepared for Duke Power, Charlotte, NC. Ward, H.T. 1983. A Review of Archaeology in the North Carolina Piedmont: A Study of Change. In The Prehistory of North Carolina: An Archaeological Symposium, edited by M. Mathis and J. Crow, pp. 53–81. North Carolina Division of Archives and History, Department of Cultural Resources, Raleigh. Ward, H.T., and R.P.S. Davis, Jr. 1999. Time before History: The Archaeology of North Carolina. University of North Carolina, Chapel Hill and London. Yarnell, R.A., and M.J. Black. 1985. Temporal Trends Indicated by a Survey of Archaic and Woodland Plant Food Remains from Southeastern North America. Southeastern Archaeology 4(2):93–102. E4-22 Duke Power E5.0 West Fork Project Draft FERC License Application RECREATIONAL RESOURCES Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the recreational resources associated with the West Fork Project. This section contains the following information: Description of the general recreational resources; Description of the existing recreation use in the Project area; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed protection, mitigation, and enhancement measures E5.1 Introduction The Nantahala Region of North Carolina is mountainous being near the southern extent of the Appalachian Mountain chain (i.e., Blue Ridge). The geographic area surrounding the Project area has limited numbers of year round residents, with an average county population of 67.5 people per square mile. Most of the population tends to be located in small village centers in valleys and other level areas of the region. While the study area is rural and mountainous in character, it is located within 200 miles of some major population centers (i.e., 175 miles from Chattanooga, TN; 160 miles from Atlanta, GA; 195 miles from Charlotte, NC). The Projects’ proximity to these population areas coupled with the resources available (e.g., lakes, whitewater) serve to attract recreational users, with the peak generally occurring during the summer months. Some portions of the region also provide seasonal retreats in which people locate during the summer and relocate to Florida and other warmer areas during the winter months. Recreational use by full-time residents appears to focus on fishing, swimming, sightseeing, and biking (NC Department of Environment, Health, and Natural Resources 1995). This introductory section details the regional recreation opportunities available, both land and water based, that are within approximately 50 miles of the Project area. Section E5.2 provides the available project area-specific resources. E5-1 Duke Power West Fork Project Draft FERC License Application E5.1.1 National Forests, Parks and Reservations in the Vicinity of the Project Two national forests, one national park, and Indian landholdings are located in close proximity to the West Fork Project area. Table E5.1-1 provides information on the proximity of these national forests or parks to the Project area. Figure E5.1-1 shows the location of national forests and parks in close proximity to the Project. Table E5.1-1.National Forests, Parks, and Reservations Located Within a 50-Mile Radius of the West Fork Project Approximate Distance National Forest, Park, or Reservation (in direct miles; not road miles) Nantahala National Forest 2 Pisgah National Forest Great Smoky Mountains National Park 10 22 Eastern Band of the Cherokee Indians Reservation 15 Nantahala National Forest Although the West Fork Project area is within the Nantahala National Forest, no National Forest lands are directly adjacent to Project facilities. The closest National Forest lands are within approximately 2-miles. The Nantahala National Forest was established in 1920 under the authority of the Weeks Act, the intent of which was to provide for timber production and to regulate the flow of navigable streams. Today, the Forest is managed under the design of sustainable natural resource management while promoting the interests of a multiple use ecosystem (http://www.franklin-chamber.com/nantahala.html). Nantahala National Forest is located in the western mountains of North Carolina. It stretches from the tri-state border of North Carolina, Tennessee and Georgia to Balsam, North Carolina in the northeast corner. Nantahala National Forest is home to approximately 30 formal recreation sites that provide a multitude of outdoor recreation opportunities such as camping, hiking, E5-2 1 Tuckasegee Reservoir 2 Jackson County 3 Lake Glenville Rd . ek R 4 5 d. Gr as sy Fr ed Cre Sm it h Macon County es tF o rk Tu c ka s e ge e Ri v er NC 10 Fr ed Sm i th Rd . W 7 Grassy Creek y a ss Gr R eek Cr d. 66 KV 66 KV 161 KV We st Fo rk Tuckasege e River NC 1 07 NC 1 G ra s s y Cree k 07 TU C K A S E GE i ll ag e Rd . IR VO ER F or V Th S RE es t or pe E W kT 10 ee r ve Ri NC eg as 7 k uc Dick son NC Dou 107 Thorp e Dr. Fortre ss M t. R Cree k d. ble HD NC 10 7 r. Th o d. rpe R Figure E5.1-1. Location of Features in the Vicinity of the Project Area. Tuc k as egee River West Fork Project Jackson County, North Carolina FERC No. 2686 Sheet 1 of 5 rk st Fo NC 10 66 KV We 7 Full Pond 500 0 500 Project Boundary Line Tunnel Pipe Feet Pipe Project Structures R iv rR il l Rd. B ridg e M e i d ge P rkwy. ve R r oo . Ln Public Access Area Public Parks (e.g. city, regional, etc.) Ri o To o G o D 7 ek Cre NC 10 ssy G ra id g e Prk w y. Granad a D r. Project Waters Disclaimer: This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. 1 i d ge ve R o To o G o D r w y. Granad a D r. Jackson County 3 k ree it D Lake Glenville r. kR re e Riv e r Ridg e Macon County P rkwy. Tr ou tC NC 107 . Ln id g e Pr k Su mm u ut C Tro s t Fo r k T We e gee River c k as oo Tuckasegee Reservoir 2 P rk wy. Ri NC 10 e 7 R iv rR i ll Rd. Brid ge M 4 d. d. Cul hee For Tr ou t C re est R d. r. Sta lo wh e e 5 re ek Rd . Trou tC Fi v e Cu l te D C reek Betsy Br anch Par ach u r. est Rd. rD d. kR Cul lowhee For NC 107 e Cr e Parachute Dr. F es or r ee eR iver k t 7 e seg 10 a West For k Tu c k NC ns C s t Fork Tu c k a gee R se iver d. tR Co ggi ts y Be 66 K V We Br c an h l Shoa k Cree gg Co ins Cr eek Bet s y Br an ch 7 58 10 11 NC NC W es t Fork Tu cka se gee River NC NC 11 11 58 58 t es W Fo r kT Ru n u ck a se iver oa ge e R Sh h Roug reek lC Figure E5.1-1. Location of Features in the Vicinity of the Project Area. Rough Run Rd. H o St h ep Sh se or 7 d er m H e ig p in g Br. d. ts R e ig h lH Re s tf u . s Rd ht We st F o rk West Fork Project Jackson County, North Carolina FERC No. 2686 Sheet 2 of 5 Tu ckas eg ra il ee Ri ve r Full Pond Tunnel Pipe di a oa Ar T ea rd ro p Ln. Sloan Rd. k ree al C Sho Project Structures Public Access Area Public Parks (e.g. city, regional, etc.) ay Pin d. 7 k ree al C Sho ree kR NC 1 0 eC n ek re 0 500 Feet Pipe W Pi C ne . Rd 500 Project Boundary Line Sloan Ru k y R id ge NC 10 Sm o Galloi ng Goph er T C oggi ns Cu ll low ar Dr. Fi ve St ow h ee tR t ou Tr ek r es Fo Project Waters Disclaimer: This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. u cka se ge eR ive Galloing G oph er T rai kT r k ree T ea rd d oa Ar ro p Ln. Sloan Rd. al C Sho 1 Tuckasegee Reservoir 2 W ia Pin d. Macon County Jackson County 3 Lake Glenville 4 Sm ok y k ree Rid ge Rd . 7 al C Sho ree kR NC 1 0 eC n . Rd Sloan Ru k ee ay n Pi r eC Pine Creek Access Area ou nt Pin R d. M re ek eC ou nt ai n Tr ail Ar . R u Pa r o rib e ws ndr d. Wo od sM Rd . ph A il l nt ain Rd ree k y S hoa l C rr A n dre ws Pa rk Ral ds wb e H ou 7 St ra Ga p Rd. M Shepe rd Dr. Rd. R al ph Sh ep he r NC 1 0 ods r ail reek ro w nT C Pine nt ou Low Water Access Area ou Sheperd Dr. . M Woods M il ai nt Rd h Pat ad he ain a Tr . ar k Rd ai n Pi n Whi te Roc k P Bt ou nt Ca d. e li f ou ib d. kR d. Ralph Andrews Park n Pi e Cr ee d. kR eC y an Gr n Pi Shepherds Gap Rd. il ra nT ai ee kR 7 ou . Rd ill 10 at e r C . Ln yH Cr err e W b raw d. ry s on Rd. e cl ir St n. B . Rd o od sM L vine rt be Ro il Tra n vi eL n. i ll G p ra Rd . in H rr y St r ton Rd. ra wb e No Wo rth ods No n ta ou M k ree Q uie tW Lake Glenville al C Sho e eek n Pi k ee Cr eek Pi n e Cr Grap NC d. ek Cre Pi ne nt n Pi R Cr . Rd k re e tle P in e ek re eC P in Ro ber t Bry s o n . Rd L ak NC 1 1 56 esid eC ircle D r. on Rd. La go d. le D r. Figure E5.1-1. Location of Features in the Vicinity of the Project Area. d. ool R ille Sch Glenv ool R d. e S ch Rd . oi n t Project Waters v il l r. D d Un R d. Public Parks (e.g. city, on nR d. . Rd k ee Disclaimer: Cr e e This map is for internal planning purposes only. The data conr eT tained herein was generated from a Geographic Information Be System (GIS) and is not intended to be survey quality. All inford. R and been checked with data made availaregional, etc.) mation on this map Rhas ble to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume La k es no legal liability or responsibility for the accuracy, and completeid e Cir ness represented herein. cle Dr . Gl en Norton Rd. k ree Mi ll C Public Access Area No rt rt o Project Structures Feet 07 r. No r. Pipe NC 1 D nt. h a 500 n R d. M rt No d. le Tunnel Pipe D al 0 Ra i ll dH iv a kR 500 Project Boundary Line irc pt ree La k l ke T r ai C Lakesi de n Rd. Full Pond ll P o rto th N Sheet 3 of 5 St i e N or Ca West Fork Project Jackson County, North Carolina FERC No. 2686 Wil d Ch e r r y Way La B l u e Be r y W l T rai 56 r Rd. 11 r y Hill be r aw ay esi . NC Rd Str Mi ll C de C ton irc N or Ad m N orth i ra l Dr . Hare Hol lo w R Lak L it Lake s ide Ci rcle Dr. Rd . ar ree k Cr e ek R i ld W C R ain eC Pine Rd. eM 5 . Rd Wo Cullo w he k C re e P ine 1 Ra 2 Dr d. Jackson County k ee Macon County 4 ool R d. Cr Lake Glenville 5 e S ch le . Rd e re . . v il l irc eT Be Rd no bR d. 66 KV Ways id e L n. d ar . M a ry r ai l D d. S te in n. dR d ar n. Bee Tree Cree R d. R id ge Rd . H ill Wa y Cr itte r Hill R d. Knob b Kn ob b W is t er ia en Ow Mo unt a in Rd . NC 10 7 eT Be 47 11 NC R d. re st Tr ai l Tr NC ai l 1 Ced ar C r B ee T e e k R r ee d. 07 k C eda Jolly H il l s Rd . Toby Bryson Rd. . ht M Ln Sc e ni c kesh La t. R d. or e D r. Cr e ek D rNor t . on Br i d. R d. R Al b u ry n ei t h D r. R d. R i dg e Full Pond 500 0 500 Rd . Project Boundary Line at l al t M t. Fen l ey For es Wh e ats t Tr a il ton eD Tunnel Pipe Feet r. Tr Pipe l ai D sy Up yL a is n. NC 107 Brig h W F er Cree k t. o ill M ht M H as a n t Ple n C reek r to No 7 10 No g d. West Fork Project Jackson County, North Carolina FERC No. 2686 Sheet 4 of 5 NC Fo res t Trail ig Br d. kR . Dr Figure E5.1-1. Location of Features in the Vicinity of the Project Area. y nle Lakes hor e Dr. rC eek ree r Cr a l n ut Fe r th No ke La nR Ced a W Fa lls C . Rd k ov d. B ry son Fo ee Cr ore s t ley ac Bl To by re il eC re ek n s T ra so Rd. a Se ur Fo Fe n F en le y F e or sh Cr e ek ra il Tre e Wood Fe r n T t es or o ve d. Bee Fenle y F Fall s C R Ln . Rd . eR k 66 KV T id W n. d. R ri Do e T r Bi rd e shor . Rd . NC 1148 Sh o be r r y L e Lak n. i ll L r. Lake B r e ez e D r to Kno b Br ia r v Ri ai l i ng yH on d g in ores t Trail Hu mm pp Ha Prism Ln rt ard R ay aW yF Lake Glenville Tr ai l No Riv L tr es t ro n W at e rf NC 107 nle Wi s te Lake Glenville Nor th R St on e ppi ng iev er Ln. Re tr er ne ss il ra Fe iL cam To d. a in R il ra . nt ou tT Rd M le rc Ci s re on g a ou nt ge Sa Fo er S Rd ey i Ln. m a rd nl Fe c am To Su m nM O we Ab be yL Ow en n. e Dr. R iv s hor Gl en T rl Fe nl ey Ln c on e T Pine Ln. r. Hickory 07 Ll oy NC 1 Rd dH oop Ol d P o s Riv er R d. tO Old Post Off ic e R d. ffi ce Rd . K 07 n do NC 1 Lon Gl en ide C ee ool R Rd . oi n t ll P St i nd Ra La k es Tr 3 07 Glenv ille Sch D r. a al NC 1 . Rd il l r. c dH C ir n le D Un d e ek Rd. C r Lakes ide B ee Tuckasegee Reservoir Project Structures Public Access Area Public Parks (e.g. city, regional, etc.) Project Waters w Ne Tr or e st Tra il No n rt o um Way yF illi rth No Fe n le Lake Glenville Disclaimer: This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. R Tr ra il ai l ov Fa ll s C sC To eR . Rd Ced a Ced a r r Cr l n ut eek C 1 Dr . Rd a Fa ll ove ek re . kW Prism Ln ac Bl d. by B rys on R rest T Jolly Hi ll s Rd. Toby Bryson Rd. . ni c ht M Ln . t. R d. kes h o re D r. Cr eek La Sc e ig Br . Rd Rd . W at a il Tr Cree k D sy Up y ais i t h D r. 5 es t Wh ea ts Tra i l L n. to n eD r. NC 107 Brig h ll Fa Ne w r e s t Tra il 8 t. R n. Upsy D ais y L k e Dr. sy L Wa y n. . Dr a 66 KV Rd M ht 07 NC1 n rt o d. No 114 B r ig Lake Glenville um Way Fo illi Tr NC rth No F en le y ai ril l ium D sy ton Cr ee k Fe nle y F ore Ne wT Up No r il Tr a ay W m te ir r Whit e Squ ir el R d. ay hi r e l Rd. d. pR r t h N o r to n R d. Whit e Du c kW No Sw i ss . Ln Hi ll t o No r th W d. h av en Rd. Ho r nR en tt er re Ma Ne w e id g Fe n i ut Ri dge R Ch es tn R or t d. ay N on R um W . 107 e Rd Ridg rail NC er Shiv onk T No Rd d. illi Tr Chipm n rto st u Sq Cr e e k or e New u T r ill nd Guise Ln. Norto n F ley Be G n r to h No No rt R ut stn he 107 C d. ee d. Mac Lake Dr. nR ey B Chape l Hill R d. N o rto R d. R N orth Ho n NC rail d. st T NC 1148 . North 07 C1 ee k Cr ton No r nR d. West Fork Project Jackson County, North Carolina FERC No. 2686 Sheet 5 of 5 rth No il R ur La rel K Cree k Lau Ca m p ssy no b ch an Br el Hur ricane Creek Rd . Gra ton Nor Rd . ton d. Nor nR e ek rt o Cr No n d. eR id g r to Do N n Rd . Figure E5.1-1. Location of Features in the Vicinity of the Project Area. a Qu No . Rd m in i Norto on No rto Kno b Fe n le y F or t M t. NC 1148 on Cr eek er rt No ll Hi as an t Ple ne 4 A l bu r d. y R i dg e R R d. Br i t. M o No t gh d. Macon County M rth r to nR Lake Glenville 7 10 No ke La Lake s hor e Dr. e or sh Jackson County 3 NC Rd . D rNo rt . on n orest Trail yF or to 2 n le Fe Nort h N Tuckasegee Reservoir Full Pond 500 0 500 Project Boundary Line Feet Tunnel Pipe Pipe 66 KV Project Structures . Rd Public Access Area Public Parks (e.g. city, regional, etc.) Project Waters Disclaimer: This map is for internal planning purposes only. The data contained herein was generated from a Geographic Information System (GIS) and is not intended to be survey quality. All information on this map has been checked with data made available to and generated by Orbis GIS, Inc. Duke Energy and Orbis GIS, Inc. make no warranty, expressed or implied and assume no legal liability or responsibility for the accuracy, and completeness represented herein. Duke Power West Fork Project Draft FERC License Application horseback riding, picnicking, sightseeing, fishing, boating, canoeing, kayaking, and biking. In addition to formal recreation facilities and amenities, Nantahala National Forest provides over 400 campsites along trails through such peaks as the Valley River Mountains, Snowbird Mountains, and Tusquittee Mountains (http://www.gorp.com/dow/southern/nantcmp.htm; Carolina Connections, April 2002). Table E5.1-2 provides a summary of the amenities that are available at the Nantahala National Forest. Table E5.1-2. Recreation Facilities within the Nantahala National Forest Type of Facilities Picnic Areas Approximate Quantity 17 Boat Launches 5 Formal Campgrounds 15 Number of Developed Campsites (including large group 406 sites) Pisgah National Forest Pisgah National Forest is comprised of two tracts of forestland separated by a major metropolitan area (Asheville, North Carolina), several smaller urban development areas and Interstate 40. The larger section of Pisgah National Forest is located north of Asheville (further away from the project) while the smaller section is located southwest of Asheville and is within approximately 10 miles of the West Fork Project. Pisgah National Forest is home to several scenic drives including the Forest Heritage Scenic Byway and the Blue Ridge Parkway and provides a multitude of recreation opportunities including horseback riding, biking, camping, hiking, fishing, and swimming on over 500,000 acres of forestland. There are 13 formal recreation sites within the southeast section of Pisgah National Forest, all within 30 miles of the West Fork Project (Carolina Connections, April 2002). Table E5.1-3 provides a summary of the amenities that are available in the southern section of Pisgah National Forest. Table E5.1-3. Recreation Facilities within the Southern Portion of Pisgah National Forest Type of Facilities Approximate Quantity Picnic Areas 7 Boat Launches 0 Formal Campgrounds 7 Number of Developed Campsites (including large group sites) E5-8 306 Duke Power West Fork Project Draft FERC License Application Great Smoky Mountains National Park Great Smoky Mountains National Park serves as the backdrop for a portion of the Appalachian Trail and is located on the border between Tennessee and North Carolina. The park covers approximately 800 square miles of which 95 percent is forested. Great Smoky Mountains National Park is one of the most popular in the National Park System, receiving over 9 million visitors annually, and charges no entrance fee for admittance (EDAW 2002). Recreational opportunities in the park include camping, hiking the park's more than 800 miles of trails, picnicking, sightseeing, fishing, and swimming. Guided horseback rides are also available in season at four horse stables in the park (http://www.nps.gov/grsm/). There are 10 formal campgrounds within park boundaries, each of which is within 50 miles of the West Fork Project (Great Smoky Mountains National Park Map; http://www.wildernet.com/). Table E5.1-4 provides a summary of the amenities that are available in that portion of the Great Smoky Mountains National Park. Table E5.1-4. Recreation Facilities within the Great Smoky Mountains National Park Type of Facilities Approximate Quantity 10 Picnic Areas Boat Launches 10 (Fontana Lake) Formal Campgrounds 10 Number of Developed Campsites (including large group sites) 1001 Eastern Band of the Cherokee Indians Reservation The Cherokee Indian Reservation is located in western North Carolina and is home to 12,500 enrolled members of the Eastern Band of the Cherokee Indians. There are multiple cultural and recreational attractions within the boundaries of the reservation. The Oconaluftee Indian Village is a re-creation of a 250-year old village and serves as the backdrop for the outdoor drama production “Unto These Hills,” shown nightly from mid-June through July. In addition, the Reservation is home to several museums and zoos and an arts and crafts cooperative. There are many recreational opportunities on the 56,000 acres of the Reservation. Among its offerings are opportunities for mountain biking, hiking, tubing and rafting, and fishing. The Cherokee landholdings are home to approximately 30 miles of regularly stocked trout streams and three trout ponds with an open season from the end of March through the end of the following February. The landholdings also provide camping opportunities at 24 formal campgrounds. E5-9 Duke Power West Fork Project Draft FERC License Application Table E5.1-5 provides a summary of the amenities that are available within the Eastern Band of the Cherokee Indians Reservation. Table E5.1-5. Reservation Recreational Facilities within the Eastern Band of the Cherokee Indians Type of Facilities Approximate Quantity Picnic Areas Unknown Boat Launches Unknown Formal Campgrounds 24 Number of Developed Campsites (including large group 2,283 sites) E5.1.2 Other Regional Recreation Opportunities In addition to the National Forests, Parks and Reservations described in Section E5.1.1, there are also several formal and undeveloped access sites along the 45 miles of the Tuckasegee River downstream of the West Fork Project below the confluence of the West and East Forks of the River. East LaPorte River Access is a formal access site located downstream of the confluence of the Tuckasegee River and Caney Fork Creek. It is a Jackson County-owned multiple-use county park and provides parking for approximately 30 vehicles, a put-in location for paddle boats, basketball and volleyball courts, and a picnic area. In addition, the East LaPorte site provides restroom facilities and a shelter. Lena Davis Landing is downstream of the East LaPorte River Access in the town of Cullowhee and provides parking for 8 – 10 vehicles, carry in access for paddle boats, and gates for whitewater slalom practice. There are three undeveloped river access sites downstream on the Tuckasegee River between the towns of Cullowhee and Dillsboro, NC. One undeveloped access site is located on the River Road near an ice cream parlor, Jack the Dipper. The site is used as informal access for drift boats and provides parking for only approximately five vehicles. Further downstream, there are various road-side, undeveloped access points along the river. There are several access points along the 1.3-mile stretch of River Road to Webster Bridge. Parking is road-side and access is walk-in only along the banks of the river. Likewise, there are several access points along the North River Road between Webster Bridge and the Town of Dillsboro. Again, parking is only provided along the road and access is walk-in only. E5-10 Duke Power West Fork Project Draft FERC License Application There are no Wild and Scenic Rivers, eligible for listing Wild and Scenic Rivers, or designated wilderness areas within or adjacent to the West Fork Project area. However, the Tuckasegee River is listed by the U.S. National Park Service on the Nationwide Rivers Inventory (NRI 2000). From river mile 15 at Bryson City to river mile 53 at Cedar Cliff Reservoir, this water body includes values such as diverse scenery and visual appeal, existing and significant potential for recreational opportunities, interesting geology, significant historical sites, and high quality fish and wildlife habitat. The NRI describes the Tuckasegee River as a scenic, natural flowing stream that flows through the ancestral home of the Cherokee Indians (NRI 2002). They also state that this river segment has significant potential for recreational activities (NRI 2002). E5.2 Existing Recreational Resources and Facilities within the Project Area There are three public access sites located within the West Fork Project boundary (Table E5.2-1). Two areas are owned by Duke and managed by the North Carolina Wildlife Resources Commission: Pine Creek Public Boat Access and a Low Water Wildlife Boating Access close to the dam. A third access area, Ralph Andrews Park, is a 56-acre site donated to Jackson County by Nantahala Power and Light for the development of a park. Lake Glenville provides public access points and marinas that provide recreation opportunities and amenities on the lake. The Pine Creek Boat Access has parking for approximately 40 – 50 vehicles with trailers. There are three ramps available for boat access, one single ramp and one double ramp. Low water precludes the use of this site as access to the main lake. The Low Water Wildlife Boating Access has one boat ramp with parking for approximately 30 – 45 vehicles with trailers. This site provides access to Lake Glenville in times of low water. Ralph Andrews Park offers full RV hookups, tent camping, picnicking, hot showers and trailered boat access to Lake Glenville. It is open from the second week in April until the last week in October and closes at 10:00 p.m. during the operating season. The boat ramp is paved and there are 49 campsites, a picnic area, shelter and an informal county park office. There are two sets of restrooms and showers in the camping areas. Peak visitation to this park occurs between May and July. E5-11 Duke Power West Fork Project Draft FERC License Application One marina on Lake Glenville also provides access to the water. Signal Ridge Marina is open from March to November and provides parking on site and across the street from the marina. Use of the boat ramp is free for members of the marina or boat rental customers. All others must pay a $5 use fee. There is a marina store and winter storage on site, as well as, restrooms inside the marina. There are no developed, formal public access sites on Tuckasegee Lake. Likewise, there are no marinas or commercial operators on Tuckasegee Lake. There are several recreation sites, access sites, and commercial facilities downstream of the West Fork Project on the Tuckasegee River (see Section E5.1.2). Table E5.2-1. Public (Non-Commercial) Recreation Sites at the West Fork Project Characteristics and Amenities Pine Creek Public Low Water Wildlife Jackson County Boat Access Boating Access Ralph Andrews Park Location Lake Glenville Lake Glenville Lake Glenville Owner/Operator Duke / NCWRC Duke / NCWRC Jackson County No No No 40-50 (with trailers) 30-45 (with trailers) 20 3 1 1 Swimming Area No No No Picnic Area No No Yes Restrooms No No Yes Camping No No Yes Fees Required Parking Capacity (Number of Vehicles) Boat Launch Lanes Other Facilities E5.3 County Park Office Existing Recreational Use Recreation surveys conducted for the Nantahala Area Recreation Use and Needs Study (Duke Power 2003) are summarized in this section for the West Fork Project. E5.3.1 Recreation Use at Project Area Recreation Sites Lake Glenville received approximately 245,200 recreation days during the period from November 2001 through October 2002 (Duke Power 2003) (Table E5.3-1). Some nighttime angler activity also occurs at Lake Glenville, distributed throughout the year (Table E5.3-2). E5-12 Duke Power West Fork Project Draft FERC License Application At the West Fork Project, a majority of recreation use is attributed to residents of adjacent properties (Duke Power 2003) (Figure E5.3-1). Recreators using public access sites typically have an average party size of 3.6 people. Individuals using the services of commercial operators have an average party size of 5.7 people. Shoreline residents living adjacent to the project area represent the primary users of the West Fork Project, using the project for recreational purposes year round, though mostly in the fair weather months (March through November) (Duke Power 2003) (Figure E5.3.2). Motor boating was listed as the primary activity within the project area (Figure E5.3-3). Average expenditures by recreators at the West Fork Project are provided in Table E5.3-3 (from Duke Power 2003). Public access site users reported an average of $96 in trip expenses, while commercial patrons reported substantially more, at $1,182 per trip. Assuming respondents' trip destinations were to the Western North Carolina Area, the total estimated recreation-related expenditures is $4.8 million [(7,621 access site recreators * $96 * 0.88 expenses incurred within a 30 mile radius of the destination /3.6 people) + (24,192 commercial patrons * 1,182 * 0.93 / 5.7 people)]. Access site users and commercial patrons reported expenses for average party sizes of 3.6 people and 5.7 people respectively. Table E5.3-1. Estimated Daytime Recreation Days at the West Fork Project Location Lake Glenville Public Access Sites 7,621 Commercial Use 24,192 Shoreline Property Owners 213,359 Table E5.3-2. Estimated Nighttime Angler Use at the West Fork Project (Lake Glenville) Season Winter Estimated Use 2 Spring weekends 39 Summer 79 Holiday 38 Fall weekends 42 Total 200 E5-13 Total 245,173 Duke Power West Fork Project Draft FERC License Application Figure E5.3-1. Estimated Daytime Recreation Use at Lake Glenville by User Group Figure E5.3-2. Estimated Daytime Recreation Use at Lake Glenville by Season E5-14 Duke Power West Fork Project Draft FERC License Application Figure E5.3-3. Distribution of Estimated Daytime Use of Public Access Site Users at Lake Glenville Table E5.3-3. Average Expenditures of Contact Survey Respondents (Access Site Users) and Commercial Patrons at the West Fork Project Average Expenditures Access Site Usersa Commercial Patronsa Food and Drink $26 $299 Hotel/Motel/Lodging/Rent $35 $461 Boating Rentals and Supplies $3 $194 Bait and Tackle $5 $13 Gasoline (Auto and Boat) $25 $80 Guide Fees or User Fees $1 $2 Other $1 $133 Total Average $96 $1,182 n = 142 n = 44 Expenditure Categories No.of Respondents a Weighted data. E5.3.2 Perceptions of Recreationists When asked about water levels with respect to the recreation activities they participate in, recreation users of the Project felt that overall water levels were adequate (Duke Power 2003) (Table E5.3-4). Commercial patrons indicated most often that lower water levels would have made their recreation experience worse while higher water levels would have had no impact on their recreational experience for the date during which they participated in recreational activities at the West Fork Project. Recreators intercepted at public access sites indicated that, on average, E5-15 Duke Power West Fork Project Draft FERC License Application lower water levels would have had no impact or made their recreational experience worse. When asked about the impact of higher water levels, public access site users indicated most often that higher water levels would have had no impact on their recreational experience. When asked about the crowdedness of the location of their trip, both public access site users and commercial patrons felt that crowding was relatively light at both the lake/river they visited and at the specific recreation site they recreated at (Table E5.3-5). All survey respondents, regardless of where they were interviewed, where they state that they recreate, or where they reside, were provided an opportunity to state whether they had encountered any problems at any projects in the Western North Carolina Area, and if so, where. Of recreational users reporting a negative experience at Nantahala Area Projects, two percent of commercial patrons, two percent of public access site users, and six percent of registered boaters reported experiencing a negative incident at the West Fork Project; specifically Lake Glenville. Seventeen percent of shoreline property owners reported a negative experience at Lake Glennville. The most often cited issues were reckless boaters and jet-ski operators. Essentially, none of the recreator groups reported a negative incident at Tuckasegee Lake. Additional facilities were cited as being needed at the West Fork Project (Lake Glenville) by approximately eight percent of shoreline property owners, seven percent of registered boaters, six percent of public access site users, and one percent of commercial patrons (Table E5.3-6). Of the facilities indicated as being needed, restrooms, swimming areas, and fishing piers were cited most often. Additionally, picnic shelters, boat docks, and trash cans were also indicated as being needed at Lake Glenville recreation sites. E5-16 Duke Power West Fork Project Draft FERC License Application Table E5.3-4. Opinions on Water Levels at the West Fork Project Percent Respondentsa Access Site Usersb Commercial Patronsb Water levels on the day of the interview or commercial trip were: Too low 14% 14% Adequate 77% 86% Too high 9% 0% n = 175 n = 21 No. Respondents Lower water levels on the day of the interview or commercial trip would have: Improved the 20% 5% 38% 27% 41% 68% 99% 100% n = 172 n = 22 experience Had no impact on the experience Made the experience worse Total No. Respondents Higher water levels on the day of the trip would have: Improved the 30% 32% 52% 64% 18% 5% 100% 101% n = 174 n = 22 experience Had no impact on the experience Made the experience worse Total No. Respondents a b Percentages may not sum to 100 due to rounding. Weighted data. E5-17 Duke Power West Fork Project Draft FERC License Application Table E5.3-5. Opinions on Crowding at the West Fork Project Percent Respondentsa Access Site Usersb Commercial Patronsb Crowding at the lake/river on the day of the interview on a scale of 1 to 5: (1) Light 33% 25% (2) 31% 40% (3) Moderate 23% 22% (4) 9% 13% (5) Heavy 5% 0% 101% 100% n = 173 n = 44 2.2 2.2 Total No. Respondents Average rating Crowding at the individual recreation site or location on the day of the interview on a scale of 1 to 5: (1) Light 33% 21% (2) 29% 40% (3) Moderate 17% 31% (4) 13% 4% (5) Heavy 8% 4% 100% 101% n = 174 n = 44 2.3 2.3 Total No. Respondents Average rating a b Percentages may not sum to 100 due to rounding. Weighted data. Table E5.3-6. Adequacy of Existing Recreation Facilities at the West Fork Project Percent of all survey respondents stating that additional facilities are needed at Lake Glenville Public Access Site Usersa Commercial Patronsa 6% 1% Shoreline Property Ownersa 8% E5-18 Registered Canoe and Boaters Kayak Club Members 7% 0% Duke Power West Fork Project Draft FERC License Application Table E5.3-6. (continued) Adequacy of Existing Recreation Facilities at the West Fork Project Shoreline Property Ownersa Public Access Site Usersa Commercial Patronsa n = 1,723 n = 289 n = 1,214 n = 230 n = 64 Restrooms 72% 50% 51% 80% N/A Trash cans 59% 0% 29% 47% N/A Camping area 54% 50% 8% 27% N/A Swimming area 32% 50% 30% 27% N/A Picnic shelter 32% 50% 15% 33% N/A Boat dock 23% 0% 18% 20% N/A Fishing pier 19% 50% 30% 27% N/A 18% 0% 19% 20% N/A Lighting 17% 0% 8% 27% N/A Boat launch 13% 0% 13% 20% N/A Paving/grading 10% 50% 0% 7% N/A Signs 8% 0% 0% 0% N/A Other 14% 0% 23% 7% N/A n = 96 n=4 n= 91 n = 15 Registered Canoe and Boaters Kayak Club Members No.of Respondents Additional facilities reportedb,c: Better lake/river access No. Respondents a Weighted data. Percentages may sum greater than 100 due to multiple responses. c Some user groups had a low number of respondents to this question. Caution should be used when interpreting results. b E5.3.3 Perceptions of Agencies, Outfitters, and NGOs Two commercial outfitter/marina and ten management agencies/NGOs indicated that they operate, use, and/or manage resources in the West Fork Project area (Duke Power 2003). The services indicated as being provided by commercial operators most often are pontoon boat rentals, boat supply sales, fishing supply sales, boat storage and launching, and a gas dock. Operators providing services at the West Fork Project indicated moderate to heavy use levels on weekends and moderate use levels during the week. E5-19 Duke Power West Fork Project Draft FERC License Application None of the commercial operators surveyed indicated that additional facilities were needed at the West Fork Project. Eighteen percent of management agencies/NGOs indicated that additional facilities are needed. Among the most mentioned additional facilities needed were a fishing pier, better lake/river access, a camping area, and trash cans. E5.3.4 Future Use Assessment It is estimated that the West Fork Project currently supports 245,100 recreation days within the Project area. Projections based on population growth in the area show that use will increase to approximately 690,000 recreation days by the year 2055 (Duke Power 2003) (Figure E5.3-4). Figure E5.3-4. Estimated Future Daytime Recreation Use at the West Fork Project E5.3.5 Carrying Capacity Carrying capacity estimates for Lake Glenville at the West Fork Project for peak weekday, weekend, and holiday boating use by public access site users are presented in Table E5.3-7 (Duke Power 2003). It is estimated that Lake Glenville could support approximately 134 boats at any one time. Further, based on estimates of use originating from public access sites, the lake is currently used at 7%, 14%, and 58% capacity on weekdays, weekend days, and holidays by public access site users. E5-20 Duke Power West Fork Project Draft FERC License Application Factor assessment ratings for Lake Glenville were: Multiple use of water area -1 Shoreline configuration -1 Amount of open water 1 Amount of facility development 1 Crowdedness -1 Total Factor Adjustment -1 Two developed access sites on Lake Glenville were monitored during the course of the recreation surveys: the Pine Creek Public Boat Access and the Low Water Wildlife Boating Access. Carrying capacity estimates for these sites and the percent capacity at which they were observed being used are reported in Table E5.3-8 (Duke Power 2003). Both sites were below carrying capacity during weekdays, weekends, and holidays. Table E5.3-7. Carrying Capacity Estimates for Lake Glenville Boat Activity Usable Use Max Percent Acreage a Factor b No. Usage d c Boats Power 1,256.8 10.8 116.4 0.8 Boat Activity Mix e 98.2 Persons per Boat f 4.4 Total Users g 428.3 Boating (Unlimited) Canoeing and 1,256.8 1.5 816.1 0.0 12.7 2.0 25.3 Water Skiing 1,256.8 5.4 231.0 0.1 16.4 5.2 84.9 Jet Skiing 1,256.8 13.6 92.4 0.1 6.6 2.0 12.9 134 3 453 Kayaking (flat water) Estimated Maximum Boating Use Average Peak 33 Weekday Use Average Peak Holiday 10 66 Average Number of 19 Boats (Weekend) 264 Average Number of Boats (Holiday) Percent Capacity 7% (weekday)h Boats (Weekday) Weekend Use Average Peak Average Number of Percent Capacity (weekend) 78 Percent Capacity (holiday) 14% h 58% h Use a Acreage of reservoir minus islands, secluded lake segments and - 50 ft. from all shoreline, computed from GPS files b The Boating Activity Use Factor for each activity comes from standards published by BOR, 1977. E5-21 Duke Power West Fork Project Draft FERC License Application c Usable Acreage/Use Factor per activity d Derived from use estimates e Maximum Number of Boats * Percent Usage per activity f Derived from survey data - Respondents seemed to provide the total number of individuals in their recreator group for each activity (as opposed to per boat). Because most jet skis, canoes, and kayaks have a maximum capacity of 2 people, the average persons/boat were adjusted for these activities to 2.00. g Boat Activity Mix * Average Persons/Boat per activity h (Average Peak Observed Use/Average Persons per Boat)/Estimated Maximum Boating Use Table E5.3-8. Recreation Site Carrying Capacity Estimates for Sites on Lake Glenville Pine Creek Public Boat Access Low Water Wildlife Boating Access Number of Available 45 40 Parking Spaces Weekday Use Average Number of 2 2 4% 4% 6 5 13% 13% 13 9 29% 20% Vehicles Percent Capacity Used Weekend Use Average Number of Vehicles Percent Capacity Used Holiday Use Average Number of Vehicles Percent Capacity Used E5.4 Existing Resource Management Framework E5.4.1 State and Federal Agencies Several state and federal agencies have management responsibilities affecting recreational resources along the Tuckasegee River and associated headwaters. E5-22 Duke Power West Fork Project Draft FERC License Application E5.4.1.1 Federal Management United States Forest Service (USFS) The Project area is not under the control of the USFS; however, it is within the sphere of lands administered by the USFS and the Nantahala National Forest. As a result, these lands are subject to the management guidelines and objectives of the National Forest Management Plan developed by the Nantahala National Forest. The forest plan was created to direct the management of the Nantahala National Forest. The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities, and land use and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDA-USFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals, objectives, and standards in the protection and regulation of forest lands and use within Forest Service lands (USDA-USFS 1994). These include in general: Assure a regular and sustained flow of habitats across the forest through various vegetative management measures; Require a permit for the collection of forest products for commercial or personal use; Manage all activities within riparian areas which include perennial streams, lakes, wetlands and floodplains; Utilize mineral resources only when forest-wide and management area direction and cultural resources can be protected. Also require an operating plan before a site can be developed; Prioritize Special Use permits relating to public safety, general public benefit, and private use. Also issue no new special use permits for domestic, agricultural, or fish production water uses; Acquire or exchange lands within proclamation boundaries to provide or improve protection of significant resources, access opportunities, recreation management, and fish and wildlife management. Also use plan amendments to designate management areas to new land acquisitions; and E5-23 Duke Power West Fork Project Draft FERC License Application Manage transportation systems such as roads, trails, and other travelways consistent with Management Area direction. In addition, designate roads open to specific uses such as vehicles, and non-motorized uses such as bikes, and horses. Specifically regarding recreational resources, the plan provides the following general direction (USDA-USFS 1994): Provide the opportunity for visitors to experience a variety of recreation activities with minimum regulation; manage use through information rather than regulation where possible. This will be accomplished through allowing specialized uses such as hang gliding, rock climbing, mountain biking where not in conflict with other recreation uses or management requirements; Implement the “no-trace” concept through public education; Allow recreational collection of minerals where minerals are loose and free on the surface, in federal ownership, and not restricted by permit; Allow primitive camping except in areas where such use is in conflict with other Forest uses or creates resource damage. Determine conflict and damage on a case-by-case basis; Design and manage the trail system to complement Forest-wide and management area objectives, provide a variety of opportunities, accommodate the intended type and level of use, and require minimal maintenance; Allow hiking use on all trails and allow other trail use only when compatible with the management area objectives; Emphasize development of existing trails into loop systems with the exception of existing long distance trails such as the Appalachian Trail; Consider additional long distance through trails when the public need is evident and appropriate planning has been completed; Design, build and maintain trails for their intended use and desired experience level; Provide appropriate maps, brochures, handouts, posters, and signage to facilitate public use; Require a permit for all commercial recreation use of Forest lands; Allow organized recreational events when they meet management direction; and Issue no new permits for recreational residences. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E5-24 Duke Power West Fork Project Draft FERC License Application United States Fish and Wildlife Service (USFWS) In 1988, the USFWS initiated a multilateral effort to establish a National Recreational Fisheries Policy that is structured to serve as a rallying point for agencies, organizations, and individuals to enhance the vitality of recreational fisheries at the local, state, and national level (USFWS 1989). This policy defines the USFWS stewardship role in the management of the Nation’s recreational fishery resources. Through this policy, the USFWS is committed to promote and enhance freshwater, anadromous, and coastal fishery resources for maximum long-term public benefit. The policy objectives are as follows (USFWS 1989): Preserve, restore, and enhance fish populations and their habitats; Promote recreational fishing on USFWS and other lands to provide the public with a high quality recreational experience; Ensure that recommendations concerning recreational fisheries potentials and opportunities are included as part of appropriate field studies and management assistance efforts performed by the USFWS on non-USFWS waters; Serve as an active partner with other Federal governmental agencies, States, Tribes, conservation groups, and the public in developing recreational fisheries programs; Promote conservation and enhancement of the nation’s recreational fisheries through the Service’s grants in aid programs; and Improve and expand quantifiable economic valuations of the nation’s recreational fisheries to demonstrate the importance of this resource to the health and welfare of our society and to the nation’s economy. This policy is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). United States National Park Service (NPS) Section 5(d) of the National Wild and Scenic Rivers Act (16 U.S.C. 1271-1287) requires that “in all planning for the use and development of water and related land resources, consideration shall be given by all Federal agencies involved to potential wild, scenic and recreational river areas.” Moreover, it states that “the Secretary of the Interior shall make specific studies and investigations to determine which additional wild, scenic, and recreational river areas… shall be evaluated in planning reports by all Federal agencies as potential alternative uses of water and related land resources involved” (NPS 1982). E5-25 Duke Power West Fork Project Draft FERC License Application In partial fulfillment of the Section 5(d) requirements, the NPS has compiled and maintains a Nationwide Rivers Inventory (NRI), a register of river segments that potentially qualify as national wild, scenic, or recreational river areas. A Presidential Directive requires that each federal agency, as part of its normal planning and environmental review processes, take care to avoid or mitigate adverse effects on rivers identified in the NRI compiled by the NPS. All agencies are required to consult with the NPS prior to taking actions that could effectively foreclose wild, scenic, or recreational status for rivers on the inventory (NPS 1982). In order for a river to be listed on the NRI, a river must be free-flowing and possess one or more Outstandingly Remarkable Values such scenery, recreation, geology, fish, wildlife and history (NRI 2002). In order to be assessed as Outstandingly Remarkable, a value must be unique, rare, or exemplary feature that is significant at a comparative regional or national scale (NRI 2002). The NRI is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E5.4.1.2 State Management Several divisions of the NC Department of Environment and Natural Resources have management responsibilities for recreational resources in the Project vicinity. These include the Division of Parks and Recreation (DPR), Division of Forest Resources (DFR), Office of Conservation and Community Affairs (OCCA), as well as the NCWRC. Division of Parks and Recreation (DPR) The North Carolina State Parks System exists for the enjoyment, education, health and inspiration of all citizens and visitors. The mission of the state parks system is to conserve and protect representative examples of the natural beauty, ecological features and recreational resources of statewide significance; to provide outdoor recreational opportunities in a safe and healthy environment; and to provide environmental education opportunities that promote stewardship of the state's natural heritage. The division has a systemwide plan that evaluates the state parks system's current standing, considers anticipated trends in parks and recreation needs, and details how the division plans to continue fulfilling its mission statement. Part of the systemwide plan details each state park's current and proposed facilities; personnel and land; recent visitation; and more. The plan can be found at the following address: http://ils.unc.edu/parkproject/swplan/home.html. E5-26 Duke Power West Fork Project Draft FERC License Application Also, this agency administers the Statewide Comprehensive Outdoor Recreation Plan (SCORP) (NCDNER 1984). The SCORP discusses recreational issues such as the supply, demand, and need for outdoor recreation in North Carolina, a countywide comparison of recreational resources and populations, results of an outdoor recreation participation survey, future recreational needs, and priorities for outdoor recreation funding (NCDNER 1984). The SCORP is listed by FERC as a state comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). Division of Forest Resources (DFR) The mission of the DFR is to promote the wise use and protection of the state’s forest resources through scientific investigations, wise management, stewardship, and protection programs. Public education in the forest sciences and technical assistance in regulatory programs and management practices are essential elements of this mission. Key programs of this division include the administration of Forest Practice Guidelines and Best Management Practices that include water quality and buffer protection, providing recreational opportunities in the state’s forests, management assistance and forest stewardship programs, fire control programs, pest management programs, law enforcement, and natural disaster assistance. North Carolina Wildlife Resources Commission (NCWRC) The NCWRC is North Carolina’s lead agency responsible for the management of the state’s wildlife and fishery resources, as well as the enforcement of wildlife laws. The NCWRC is responsible for managing both game and non-game species. The NCWRC’s management responsibilities also include providing and maintaining boating access areas, public fishing areas, and enforcement of boating safety laws. The mission of the Division of Wildlife Management is to monitor the health and status of wildlife populations, develop and administer programs for their management and wise recreational use, and when necessary help resolve human-wildlife interactions in a manner which will assure a diverse wildlife resource for future generations of North Carolinians. This division provides the following services: Provides 1.8 million acres of public hunting, fishing and trapping through the Game Lands Program Provides Special Hunting Opportunities through a lottery system Provides Technical Guidance to landowners wanting to manage wildlife on their lands E5-27 Duke Power West Fork Project Draft FERC License Application Monitors the health and status of wildlife populations to help secure a diverse wildlife resource for future generations As far as recreational fisheries, the agency conducts a variety of fishery management activities on reservoirs, rivers and streams across the state to improve sport fisheries. Other management activities include providing readily accessible fishing opportunities for young people, senior citizens and physically impaired anglers. The Division of Inland Fisheries operates six fish hatcheries, rearing a variety of fishes for stocking into the public waters of the state. Pisgah Forest Hatchery in Transylvania County, Armstrong Hatchery in McDowell County, and Marion Hatchery in McDowell County produce more than a half million brook, brown and rainbow trout annually for recreational use throughout the western part of the state. E5.4.2 Compliance with FERC Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, list several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the pertinent FERC approved recreational resource related comprehensive plans relevant to the project. Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. The Project does not contribute to any overall recreational resource impairment. Through proposed PM&E measures such as implementation of a future shoreline management program, implementation of a sediment management agreement, enhancement of a shoreline habitat protection program, the construction of additional recreational facilities and improvements, and the maintenance of lake levels and minimum flow enhancements, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the recreational management portion of the Plan. E5-28 Duke Power West Fork Project Draft FERC License Application National Recreational Fisheries Policy This policy defines the USFWS stewardship role in the management of the Nation’s recreational fishery resources. Through this policy, the USFWS is committed to promote and enhance freshwater, anadromous, and coastal fishery resources for maximum long-term public benefit. The major goals include restoring, preserving, and enhancing fish populations and habitats, promoting recreational fishing, ensuring that fishery recommendations are included in appropriate field studies and management activities, promoting conservation and enhancement of the recreational fisheries, and improving the economic valuations of the nation’s recreational fisheries (USFWS 1989). To meet these objectives the policy states that the increased demand for recreational fishing must be met through the following items (USFWS 1989): Ensuring that recreational fisheries are given full consideration in future water resource projects; Identifying and remediating the affects of contaminants on fisheries; Developing access to waters previously unavailable for fishing; Restoring or enhancing depleted or declining fisheries; Optimizing productivity of existing fisheries through habitat and water quality; and Utilizing angler education programs. The Project does not contribute to any water quality degradation or overall recreational fishery resource impairment such as affecting current fish populations. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, the construction of additional recreational facilities and improvements, and the maintenance of lake levels and minimum flow enhancements, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the Plan. Nationwide Rivers Inventory The Tuckasegee River is listed by the NPS on the Nationwide Rivers Inventory (NRI 2000). The NRI (2002) lists the eligibility criteria of this segment as scenery, recreation, geology, fish, wildlife, and history. The Project does not contribute to any water quality degradation, overall recreational impairment, or negatively affect any other attribute of the NRI plan. Through proposed PM&E measures such E5-29 Duke Power West Fork Project Draft FERC License Application as implementation of a sediment management agreement, implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, construction of additional recreational facilities and improvements, and maintenance of lake levels and minimum flow enhancements, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the NRI. Statewide Comprehensive Outdoor Recreation Plan The Statewide Comprehensive Outdoor Recreation Plan (SCORP) discusses recreational issues such as the supply, demand, and need for outdoor recreation in North Carolina (NCDENR 1984). It also includes a countywide comparison of recreational resources and populations, results of an outdoor recreational population survey, future recreational needs, and priorities for outdoor recreation funding. The Project does not contribute to any overall recreational resource impairment. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, the construction of additional recreational facilities and improvements, and maintenance of lake levels and minimum flow enhancements, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the SCORP. E5.5 Summary of Consultation Regarding Recreational Resources E5.5.1 Consultation Summary A preliminary assessment of the recreational resources within the Project area was presented as part of the FSCD (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following parties were contacted in association with this issue: State North Carolina Wildlife Resources Commission; North Carolina Department of Environment and Natural Resources-Division of Water Resources; and North Carolina Department of Environment and Natural Resources-Office of Conservation and Community Affairs E5-30 Duke Power West Fork Project Draft FERC License Application Federal United States Fish and Wildlife Service; and United States Forest Service Non-governmental Organizations and Other Interested Parties Western North Carolina Alliance; American Rivers; and American Whitewater Indian Tribes Eastern Band of the Cherokee Indians In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of Agriculture; Forest Service, Mr. Raymond M. Johns (Hydroelectric Program Manager), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 12, 2001 The Forest Service recommended that the recreational setting be evaluated in a regional context to determine the uniqueness of the area. Studies should consider the users preferred recreational experience level utilizing the Forest Service’s Recreational Opportunity Spectrum, and any data collected should include information regarding the type and condition of existing facilities and if they are in compliance with accessibility The Forest Service recommended utilizing the Outdoor Developed Area Guidelines developed by the Architectural and Transportation Barriers Compliance Board. Duke Response: Where pertinent, Duke conducted the requested relicensing studies using the guidelines mentioned above. A study following these guidelines was submitted to the USFS. 2) United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 E5-31 Duke Power West Fork Project Draft FERC License Application The USFWS recommended conducting a survey to identify and map current recreational uses, both formal and informal, at the Project. The study should include the frequency and volume of usage of the sites Duke Response: The recreational studies conducted by Duke included the above mentioned requests and are included in the recreation studies and summarized in Section E5.0. 3) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC recommended conducting recreational facility inventory and use study. The location of existing recreational facilities on the Tuckasegee River, both within and outside of the Project should be provided and use estimates of the sites should be determined by season, type of day and type of use The NCWRC recommended conducting studies to determine the impact of peaking flow on angling opportunities Duke Response: The recreational studies conducted by Duke included the above mentioned requests and are included in the recreation studies and summarized in Section E5.0. 4) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. John N. Morris, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The NCDENR recommended conducting a study of public access to the river above and below the Project, existing recreational facilities and recreational use in the reservoirs and river reaches to determine the potential for new or enhanced recreational access and facilities, and conducting a recreational instream flow study in several reaches Duke Response: The recreational studies conducted by Duke included the above mentioned requests and are included in the recreation studies and summarized in Section E5.0. E5-32 Duke Power West Fork Project Draft FERC License Application E5.5.1.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the recreational resources within the Project was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency/NGO comments. In association with the review of the study plans, additional comments were received from various interested parties. Copies of this correspondence can be found in Volume II. A summary of the comments and the Duke action is as follows: 1) American Whitewater, Mr. John T. Gangemi (Conservation Director), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated, January 12, 2001 American Whitewater suggests that Duke conduct a recreational use and needs study to determine present and projected future recreational demand and any additional public access needs. The objectives of this study are to provide data sufficient to indicate the present recreation use at the project reservoirs, to provide information sufficient to estimate the future potential development of the project reservoirs and river reaches for private facilities, service marinas and public access and to indicate the present and foreseeable intensity of public use in relation to the capacity of the project lands and waters to serve multiple uses without impairment to the natural resources and the satisfaction of users. Additonally, American Whitewater requests that Duke evaluate the ability to provide weekend recreational flow releases during higher flow periods. Duke should provide current and historical hydrologic data for the project. This data should include instream flows above project impoundments, storage capacity of respective impoundments, bypass reach flows and flows below powerhouses. The hydrologic component should include comparative analysis between unimpaired and regulated flows using Richter, et al’s. Index of Hydrologic Alteration. Duke Response: Where pertinent, Duke conducted the requested relicensing studies using guidelines mentioned above. 2) United States Department of Agriculture; Forest Service, Mr. Raymond M. Johns (Hydroelectric Program Manager), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 12, 2001 E5-33 Duke Power West Fork Project Draft FERC License Application The Forest Service stated “The geographic scope of the project should include not only the project areas and adjacent lands, but also the river reaches downstream of the powerhouses, tailwaters and bypass reaches.” In association with study plan NPLFLOWR1 the Forest Service requested video documentation at selected viewpoints along the study reach for each flow and recommended using a sequential approach for safety of the participants. Additionally, the Forest Service requested a second phase of this study be initiated that includes provisions for when a river is determined to be acceptable for boating under the controlled flow study and stated “In this situation, a recreational facility study should be initiated to determine public access and parking needs. This study should identify both existing and potential sites that may accommodate future increases in use in the area.” Duke Response: Where pertinent, Duke conducted the requested relicensing studies using guidelines mentioned above. 3) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. Steven Reed, letter to Mr. Chuck Borawa, Duke Power-Nantahala Power & Light Relicensing Recreation Specialist, dated March 6, 2001 The NCDENR in association with study plan NPLREC1 stated that “The geographic scope needs to be made clearer that it includes more than just the project areas and adjacent lands. The scope should include river reaches downstream of powerhouses, the tailwaters, and the bypassed reaches.” Additionally, the NCDENR suggested that estimates of present and future use will also need to be conduced for the bypassed reaches and tailwaters, and evaluations of carrying capacity and recreationist’s perception will also need to be conducted for the bypassed reaches and tailwaters. Duke Response: Where pertinent, Duke conducted the requested relicensing studies using guidelines mentioned above. 4) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested that several of the studies be renamed from the original acronyms to descriptive text. Additionally, the NCWRC stated, “We are familiar with the approach used E5-34 Duke Power West Fork Project Draft FERC License Application by Duke Power to determine recreational use and needs for the Catawba-Wateree project and draw your attention to… problems with statistical assumptions and analyses. In general, we suggest that the various user segments be surveyed in a statistically robust manner; these segments should not be combined unless statistically similar; and that sufficient seasonal data be collected for each reservoir to allow for appropriate statistical comparisons." Duke Response: Duke has renamed the appropriate study plans and made the necessary study revisions based on the NCWRC comments. E5.6 Recreational Resource Studies E5.6.1 Studies Previously Conducted There are no previous recreational studies associated with the West Fork Project. E5.6.2 Studies Currently Underway In association with recreational resources, no studies are currently underway. E5.6.3 Relicensing Studies During the relicensing consultation process, several agencies recommended that recreational surveys be conducted in association with this project. This section summarizes the requested studies. These studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. See Action Item NPLFLOW1, NPLREC2, NPLREC4 and NPLREC5 in association with these studies. TUCKASEGEE RIVER ANGLING FLOW STUDY Duke Power conducted an Angling Flow Study (Duke Power 2002) to assess the angling experience on five sections of the Tuckasegee River and determine how flows affect the angling experience. This study was requested by the NCWRC for both the West Fork and East Fork Projects. Duke Power worked closely with the NCWRC, Trout Unlimited, local government representatives and other organizations in this effort. This section summarizes the results of this study. E5-35 Duke Power West Fork Project Draft FERC License Application The overall goal of this study was to assess the angling experiences on five reaches of the Tuckasegee River and determine how flow levels affect various factors associated with the angling experience. Specific objectives of the study included: Describing the current public access to each section; Describing key angling areas; Developing associations between flow levels and the quality of angling experience and identification of flows acceptable for angling; and Identification other recreation opportunities and assessment of the relative impacts of angling flows on these activities. Study Area Both the East and West forks of the Tuckasegee River arise in the Blue Ridge Mountains of southwestern North Carolina in the area between Highlands and Brevard. The river flows through the cities of Cullowhee, Sylva, and Bryson City before it joins the Little Tennessee River in Fontana Reservoir almost fifty miles from the headwaters. Five river sections were assessed in this study (Table E5.6-1); their locations are shown in Figure E5.6-1. Reaches 2, 3, 4, and 5 are influenced by the operation of the West Fork Project. Table E5.6-1. River sections assessed during the Tuckasegee River Angling Flow Study Reach Study Location on River Length Dates 1 10/18/01 East Fork: Cedar Cliff Powerhouse to Main Stem 2.0 miles 2 10/18/01 West Fork: Tuckasegee Powerhouse to Main Stem 1.5 miles 3 10/19-20/01 Main Stem: East and West Forks confluence to Wayehutta 7.5 miles Creek (Cullowhee Dam backwater) 4 10/19-20/01 Main Stem: Cullowhee Dam to NC 116 bridge at Webster 6.0 miles 5 10/16-17/01 Main Stem: Barkers Creek to Camp Creek above Whittier 4.5 miles Reach 4 (“delayed harvest” section) is the most popular angling section with local, regional, and out-of-state anglers in the area around Webster, NC. Commercial fishing guides use this area frequently, using drift boats as well as wading. Both private and commercial anglers using drift boats and wading also use Reaches 3 and 5 regularly. Reaches 1 and 2 are primarily used by local anglers. E5-36 Cr ee k ee Reach 5 ott Tu c ka seg 1 44 Legend US 23 Lakes s Tuckasegee watershed boundary er k Bar ree k C Dillsboro Sylva Primary road NC 107 C re Webster ek Reach 4 River or stream County boundary R iv e r Municipality Western Carolina University k ey e ek Ca n r Fo Cr Sa v 41 an n ah Reach 3 3- 4 Cedar Cliff Res. Bear Creek Res. 1 We st 28 low h e e Reach 1 Reach 2 NC US Cul . kson C o Jac ai n Co. Sw Sc 2 Bryson City S For k U US 19 1 Wolf Creek Res. 10 NC East Fork Res. 0 1 2 3 Miles Tennessee Creek Lake 7 Lake Glenville Figure E5.6-1. Tuckasegee River Angling Flow Study Location Map Duke Power West Fork Project Draft FERC License Application Project Operations Five Duke Hydropower Developments (the East and West Fork Projects) are located on the Tuckasegee River approximately 20 miles above the Dillsboro Project. The Tuckasegee Plant and Thorpe Plant (FERC # 2686), located on the West Fork, are operated in tandem. The usual release from the Tuckasegee Plant (the downstream plant) is approximately 205 cfs plus a continuous release of 10 cfs from Cedar Cliff (when it is not generating) for a total of approximately 215-cfs in the riverbed at the confluence from power generation and continuous releases. Average annual runoff in the West Fork (at the Tuckasegee Reservoir) is approximately 158 cfs with significant seasonal variations. The Tennessee Creek, Bear Creek, and Cedar Cliff developments (FERC # 2698) on the East Fork are operationally linked to each other and are operated in synchronization. The usual release from the Cedar Cliff Plant (the downstream plant) is approximately 480 cfs plus a continuous release of 20 cfs from the West Fork for a total of approximately 500-cfs at the confluence from power generation and continuous releases. Average annual runoff in the East Fork (at Cedar Cliff Reservoir) is approximately 249 cfs with significant seasonal variations. The Dillsboro Project does not significantly affect flow levels in the Tuckasegee River. Water either flows through the generator(s) and back into the riverbed below the 12-foot high dam or it runs over the dam or both. The average annual runoff at Dillsboro is approximately 779 cfs with significant seasonal variations. Methods A controlled flow assessment technique (Whittaker, et al., 1993) was used to evaluate angling opportunities across a range of flow conditions. Study participants fished each reach at base flow (no water from hydro generation) and at one to three additional flow conditions. Participants completed two survey forms as a means of documenting the quality of the angling experience. A Single Flow Survey form was used to describe the quality of the angling experience specific to each flow. Anglers were asked to rate the flow with regard to: 1) specific angling experience characteristics, 2) their overall angling experience, 3) how well suited it was for different angling skill levels, 4) whether they would prefer a higher or lower flow level, 5) whether they would choose to fish the flow level again, and 6) the advantages and disadvantages of the flow. After fishing each section at all the test flows, anglers filled out a Comparative (Overall) Survey to evaluate the flows relative to one another. Specifically, they were asked to: 1) rank the importance of specific angling experience characteristics, 2) rank the flows in order of preference with regards to specific angling experience characteristics, and 3) make an overall evaluation of E5-38 Duke Power West Fork Project Draft FERC License Application the flows. The anglers were also asked to describe safety hazards or outstanding angling features for each flow and provide any other pertinent comments. Anglers were recruited with the assistance of the state and local Trout Unlimited organizations, newspaper articles about the study, state fish and game employees, Duke Power employees, regional angling outfitters, and non-affiliated private anglers. The study was extended over 5 days to allow for maximum participation with a reasonable time commitment. All participants signed a waiver and participated in a short orientation to the study that included an explanation of the questionnaires including definitions of terms used in the study, a safety briefing, and a briefing on the duration of each test flow for a given reach of the river. The gear options were fly, bait, and spin/lure. Anglers could access the river from the bank, by wading, by boat, or a combination of these. Two flow levels were assessed in Reaches 1 and 2, base flow and 60 cfs (targeted), with 1 to 1.5 hours to fish each flow level. On Reach 1 (East Fork), the targeted flow was obtained by opening the Tainter gate and spilling into the river channel. On Reach 2 (West Fork) the targeted flow was obtained by operating Thorpe Power Plant at a very low flow. This flow cannot be maintained for long periods of time because of harm to the equipment. The release target of 60 cfs was chosen based on the narrow river channel in each section. Four flow levels were assessed in Reaches 3, 4, and 5: 1. Base flow, 2. Base flow plus 205 cfs from generation at Thorpe Powerhouse plus 10 cfs continuous flow from Cedar Cliff, 3. Base flow plus 440 cfs from generation at Cedar Cliff Powerhouse plus 20 cfs continuous flow from the West Fork, and 4. Base flow plus 205 cfs from generation at Thorpe Powerhouse plus 440 cfs from generation at Cedar Cliff Powerhouse. Two to four hours were allotted to fish each of these flow levels. These flows are “best efficiency flows” for these facilities and it is difficult to maintain significantly different flows for long periods of time without harming the equipment. The flow duration was sufficient for participants to fish several locations within each reach or to fish the reach by means of a boat. In all sections, the flow progression was from the lowest flow (base flow) to the highest flow. E5-39 Duke Power West Fork Project Draft FERC License Application The actual flows assessed are provided in Table E5.6-2 and were measured at the following locations: Reach 1 – Approximately 1.0 mile downstream from Cedar Cliff Powerhouse; Reach 2 – Approximately 100 yards downstream of Tuckasegee Powerhouse; Reach 3 – Approximately 200 yards downstream of Moody Bridge; Reach 4 – Approximately 300 yards upstream of Webster Bridge; and Reach 5 – At the Barker’s Creek Bridge. Table E5.6-2. Actual flows assessed during the Tuckasegee River Angling Flow Study Reach Flow 1 Flow 2 Flow 3 Flow 4 Reach 1 13 cfs 105 cfs NA NA NA NA (60 cfs target) Reach 2 16 cfs 72 cfs (60 cfs target) Reach 3 75 cfs 285 cfs 656 cfs 769 cfs Reach 4 273 cfs 485 cfs 764 cfs 911 cfs Reach 5 316 cfs 468 cfs 812 cfs 993 cfs Results and Discussion Results from this study are presented for each reach in the following sections. Despite the considerable effort made to involve participants, the number of anglers in each study was relatively low and thus no detailed statistical analysis was done. However, participant responses were generally very similar and provide insight to angling flow preferences. Of equal importance, most of the anglers were intermediate to advanced in skill level, which also lends weight to the study since their responses are based on considerable experience. Reach 1 This 2-mile reach is located on the East Fork of the Tuckasegee River and begins at the Cedar Cliff Powerhouse and ends at the confluence with the West Fork. A fairly continuous gradient and a narrow rocky bedrock river channel with some shoals, small ledges, and pools characterize this reach. The banks are densely vegetated in spots with few easy entrances to the river channel. This section is relatively unknown compared to the main stem reaches and is mostly fished by local anglers. As with all sections of the Tuckasegee River, public access sites are limited and sites that provide easy access for small boats, particularly those with trailers, are practically unknown. Reach 1 has E5-40 Duke Power West Fork Project Draft FERC License Application access along the Highway 281 right-of-way on one side of the river and along Shook Cove Road on the other side. Parking is restricted to a few roadside pull-offs. Access across private property requires the permission of landowners. Three anglers participated in the assessment of this reach, two had never fished this reach and one was very familiar with it. The survey results indicate that the most acceptable angling flow is between Flow 1 (13 cfs) and Flow 2 (105 cfs). Although Flow 1 is easy to wade and fish are easily spotted; the angling opportunities were limited. There were a lot of shallow areas with little structure, and there was not enough water for a good fishery. Flow 2 was too high for a good fishing experience and the murky fast water made wading hazardous. Informal conversation between the participants indicated that the targeted flow of 50 to 60 cfs would probably provide acceptable angling. Two of three anglers surveyed said they would return to fish this reach again. Reach 2 This 1.5-mile reach is located on the West Fork of the Tuckasegee River, and begins at the Tuckasegee Powerhouse and ends at the confluence with the East Fork. A continuous gradient and a narrow rocky bedrock river channel with some shoals, small riffles, and pools characterize this reach. The channel is generally narrower than the East Fork with many riffle areas. The banks are densely vegetated in spots but there are several easy entrances to the channel. This section is relatively unknown compared to the main stem reaches and is fished mostly by local anglers. As with all sections of the Tuckasegee River, public access sites are limited and sites that provide access for small boats, particularly those with trailers, are practically unknown. Reach 2 has access to the river at the Tuckasegee Powerhouse and at the bridge crossings on Grassy Creek and Fred Smith Roads (both within 50 feet of Highway 107). There is a pull-off at the Sanctified Church of God and a few other establishments along Highway 107. There is a safety concern on Highway 107 due to many blind turns and vehicles traveling at high rates of speed relative to road conditions. There is a private dirt road on the other side of the river that can be accessed from Grassy Creek Road and Fred Smith Road that are utilized by local anglers. All of these access areas appear to be on private property. E5-41 Duke Power West Fork Project Draft FERC License Application Six anglers participated in the assessment of this reach; only one had fished this reach previously. All the anglers were intermediate in skill level with a variety of fishing experience on the Tuckasegee and other rivers. The survey results indicate that the most acceptable angling flow is between Flow 1 (16 cfs) and Flow 2 (72 cfs). Flow 1 was noted for several long glides and pools that were easy to wade/fish and it was characterized as good for beginners. Flow 2 had more surface ripples that made it easier to sneak up on fish, had bigger eddies, and there seemed to be larger fish. The only concern with Flow 2 was the ability to wade in parts of the channel due to the velocity of the water. Several participants noted that a flow between Flows 1 and 2 would probably have been the most fishable since Flow 1 was too low and Flow 2 was difficult to wade. Reach 3 This 7.5-mile river section is located on the main stem of the Tuckasegee River, and begins at the confluence of the East and West Forks and ends in the town of Cullowhee, NC above the pond formed by the Cullowhee Dam. A continuous average gradient of 8 feet per mile and a rocky bedrock river channel with some shoals, pools and deeper moving water characterize this reach. This reach flows through rural mountain farmland and the banks are generally vegetated with shrubs or small trees and are steep and high along several sections of the river. Some other sections provide relatively easy access to the river from short trails through sparse vegetation. This section is well known to local and regional anglers, but is generally not used as much as the better known delayed harvest area of Reach 4. As with all sections of the Tuckasegee River, public access sites are limited and sites that provide easy access for small boats, particularly those with trailers, are practically unknown. Roads parallel this reach and public access is mainly at bridge crossings and along road rights-of-way. Much of the land along the river is private property with access still possible for anglers with the permission of the landowner. Public access in this reach is available at: Moody Bridge. Located approximately 1.25 miles downstream from the confluence of the two forks, there are small dirt pull-offs on both sides of the bridge with parking for approximately 12 cars. E5-42 Duke Power West Fork Project Draft FERC License Application Jackson County Recreation Park at the confluence with Caney Fork Creek is approximately 2.25 miles downstream from Moody Bridge. Parking and rest rooms are available as well as a short trail to the river that can be used to launch small watercraft such as canoes and small fishing boats. Western Carolina University/Tennessee Valley Authority Access Area at the old Cullowhee powerhouse site in the ponded area approximately 100 feet above the dam. There is a small parking area and small boats could be taken out at this location. Small pull-offs along county roads 1002 (old Highway 107) and 1732 where these roads parallel the river for approximately 3.5 miles. Seven anglers participated in the assessment of this reach; four of the participants were familiar with the Tuckasegee River having fished it 11 or more days in the past. There was a mix of skill levels as well as frequency of fishing each year. The survey results indicate that acceptable flows for angling occur at Flow 1 (Base Flow) and Flow 2 (215 cfs) or somewhere in between these flows. At these two flows, wading is relatively easy for both novice and experienced anglers in most parts of the river, although the substrate can be slippery from sediment and some algae growth. Flow 1 was noted as a good angling resource for novices due to the ease of spotting fish and the many areas where the water flowed through narrows. At Flow 2, participants generally noted an increase in fishable spots due to the higher water. Several participants indicated that Flow 1 was too low for good fishing opportunities and for good fish habitat and that they would prefer a flow between Flows 1 and 2. Boat fishing, which appears to be increasing in popularity was noted as an advantage of Flow 2 but would be difficult or impossible at Flow 1. Flows 3 and 4 were too high to wade safely. Five of the six participants stated they would return to fish at Flows 1 and 2 but none of the participants would do so at Flows 3 and 4. Reach 4 This 6-mile reach is located on the main stem of the Tuckasegee River, and begins below the Cullowhee Dam and ends at the NC 116 Bridge in Webster, NC. From the dam downstream to the 4-lane Highway 107, this reach has a fairly continuous average gradient of approximately 7 feet per mile and a rocky bedrock river channel with some shoals, pools and deeper moving water. This section flows through the town of Cullowhee and associated residential areas with developments on both sides of the river. From Highway 107 to the backwaters of the Dillsboro E5-43 Duke Power West Fork Project Draft FERC License Application Dam the river drops over a series of small ledges, known as “Jack the Dipper”, which is one of the best angling areas on the river. This “delayed harvest” section of the Tuckasegee River is popular with local and regional anglers including outfitters. Scattered residential areas occur along this section of the river, which ends just outside the town of Dillsboro. As with all sections of the Tuckasegee River, public access sites are limited and sites that provide access for small boats, particularly those with trailers, are practically unknown. There is public access to the river above the Cullowhee Dam at the Western Carolina University/TVA Access Area. In the 3 miles below Cullowhee Dam the river is generally bordered by Old Highway 107 and by several trailer parks and housing developments as well as various commercial establishments that limit access to the river. The last mile of this section, though approximately 30 feet above the river, has several trails to the river and ample parking along the road. The river section along South River Road (a narrow 2-lane dirt road) is generally within 5 to 20 feet of the river and parking is available in small pull-offs along the road. At the upstream end of South River Road there is a small pull-off that can accommodate approximately four cars and provides access to the river for small boats. Eleven anglers participated in the assessment of this reach. While there was a mix of skill levels it was biased toward the advanced level and four anglers were quite familiar with the Tuckasegee having fished it over 30 times. The survey results indicate that the most acceptable flow for angling is Flow 2, particularly for intermediate and advanced anglers. Flow 1 was noted as the best level for wading and seeing fish, but would be difficult or impossible to fish by boat. Flow 2 was generally noted as the best fishing level in that it allows good fishing by either wading or boating and has the most fishable spots of any of the flows. Flow 3 was also rated highly for boat fishing, but both Flows 3 and 4 are too high to wade safely for most anglers. Flow 4 was noted as being too high for boat fishing due to the difficulty of navigating in the fast current. Participants would have preferred higher water at Flow 1, no change at Flow 2, lower water at Flow 3, and much lower water at Flow 4. All participants said they would return to fish Flow 2, six of eight and five of seven would return to fish Flows 1 and 3, respectively, and only one of six (fished from a boat) would return for Flow 4. Other general comments included the difficulty of getting accurate information about water flow, the need for increased public access, and the recreational and economic value of a good clean tailwater fishery. E5-44 Duke Power West Fork Project Draft FERC License Application Reach 5 This 4.5-mile reach begins at the Barker’s Creek Bridge and ends at the confluence of Camp Creek and the Tuckasegee River, which is near the Highway 441 interchange with US 74 between Dillsboro and Whittier, NC. A fairly continuous average gradient of approximately 7 feet per mile and a rocky bedrock river channel with some shoals, pools and deeper moving water characterize this reach. There is more deep moving water in this section than in Reaches 3 and 4. The banks are heavily vegetated with shrubs and small trees and access to the river is generally limited to small primitive trails in some sections. This section is relatively unknown compared to reaches 3 and 4 but is used often by local fishing guides, particularly those using drift boats to access the river. As with all sections of the Tuckasegee River, public access sites are limited and sites that provide access for small boats, particularly those with trailers, are practically unknown. Reach 5 has public access along the highway right-of-way between the Barker’s Creek Bridge and Cullowhee Outfitters and at the State Route 1534 Bridge. Parking is very limited in both areas. Cullowhee Outfitters currently allows parking and access on their property. The river closely parallels Highway 74 along most of the reach with short primitive trails to the river in four or five places. Again, parking in these areas is limited and traffic is relatively heavy in this four-lane section of highway. There is considerable commercial development along Highway 74, including vegetable farming, flea markets, and river outfitters, limits but does not currently preclude access. Ten anglers participated in the assessment of this reach. While there was a mix of skill levels, it was biased toward the intermediate/advanced level. The survey results indicate that the most generally acceptable flow for angling is Flow 2, followed by Flow 1 or somewhere in between these two flows. At these flows wading is relatively easy for the novice and experienced angler in most parts of the river although the substrate can be slippery from sediment and algae growth. Boat fishing was noted as an advantage of Flow 2 and is possible at Flow 1 with an experienced boatman. Both Flows 3 and 4 are too high to wade safely. All participants said that they would return to fish Flows 1 and 2 while only one would return for Flow 3 and none for Flow 4. Several participants mentioned the difficulty of accessing the river from Highway 74. TUCKASEGEE RIVER PADDLING FLOW STUDY Duke Power-Nantahala Area conducted a Paddling Flow Study (Duke Power 2002) to assess the paddling experience on two sections of the main stem Tuckasegee, a section of the West Fork ByPass, a section of the East Fork By-Pass (Bonas Defeat Section) and determined how flows affect E5-45 Duke Power West Fork Project Draft FERC License Application the paddling experience. Duke Power worked closely with American Whitewater, Western Carolina University, the Carolina Canoe Club, local outfitters, local government representatives and other organizations as well as the TLT in this effort. This section summarizes the results of this study. The complete study report can be viewed on the Duke Power-Nantahala Area website (DPNA 2002). Study Goals and Objectives The overall goal of this study was to assess the paddling experiences on four sections of the Tuckasegee River, identify minimum and optimal flow ranges for paddling, and determine how flow levels affect various factors associated with the paddling experience. Specific objectives of the study included: Describing the current access to each section; Describing key paddling areas; Developing associations between flow levels and the quality of paddling experience for the three study reaches that were paddled to identify minimum and optimum flow ranges for paddling; and Identifying other recreation opportunities and assess the relative impacts of paddling flows on these activities. Study Area Both the East and West forks of the Tuckasegee River arise in the Blue Ridge Mountains of southwestern North Carolina in the area between Highlands and Brevard. The river flows through the cities of Cullowhee, Sylva, and Bryson City before it joins the Little Tennessee River in Fontana Reservoir almost fifty miles from the headwaters. Four river sections were assessed in this study (Table E5.6-3); their locations are shown in Figure E5.6-2. The West Fork By-Pass, Dillsboro, and Whittier sections are influenced by the operation of the West Fork Project. E5-46 Duke Power West Fork Project Draft FERC License Application Table E5.6-3. River sections assessed during the Tuckasegee River Paddling Flow Study Section Study Location on River Dates Dillsboro July 2-3, Main Stem: Dillsboro to Barker’s Creek 2001 Whittier July 2-3, Length 4.5 miles Main Stem: Whittier to Ela 2001 3.0 miles West June 29, West Fork: By-pass between 4.5 Fork 2001 Lake Glenville and Thorpe Powerhouse miles East Fork July 9, 2002 East Fork: By-pass between East Fork Reservoir and confluence 1.5 with Wolf Creek miles The Dillsboro Section is the most popular of the four sections. Whitewater rafting outfitters, whitewater canoe/kayak outfitters, summer camps, schools, canoe clubs, and private paddlers all use this class II stretch of whitewater, primarily in the summer and on late spring and early fall weekends. The three local outfitters estimated 40,000 guests (numbers provided by Tuckasegee Outfitters Association) on the river in 2001. The Whittier Section is used occasionally by canoe clubs, summer camps, and private paddlers but is not generally well known. It is class II whitewater with a short section of fairly continuous ledges including one steep ledge (class II +) worthy of being named. Local paddlers have used the class III/IV West Fork By-Pass Section occasionally. This section requires substantial rainfall before it can be run. There have been five spills from the dam at Lake Glenville in the 60-year history of the project prior to the paddling study releases. The East Fork By-Pass (Bonas Defeat) section is popular with local and regional hikers who value it for the extremely rugged terrain, natural beauty, and remoteness. It is not known whether this reach has ever been paddled. Paddling information about all sections (except the Bonas Defeat Gorge) from the confluence to Bryson City is provided in “A Canoeing & Kayaking Guide to the Carolinas” (Benner and Benner, 2002). E5-47 US 19 U Whittier Section Take-Out Whittier Section Put-In Cr ee k ee ott Dillsboro Section Take-Out Legend US 23 Lakes s Tuckasegee watershed boundary er Dillsboro Primary road ek River or stream County boundary R iv e r Municipality r Fo Western Carolina University Ca n k ey e ek an n ah C re Webster Sa v 41 Sylva NC 107 Dillsboro Section Put-In Cr k Bar ree k C 3- 4 low h e e Cedar Cliff Res. Bear Creek Res. West Fork Section 1 West Fork Section Put-In 28 For k NC US Cul . kson C o Jac ai n Co. Sw Sc We st Tu c ka seg 1 44 2 Bryson City S Take-Out East Fork Section Take-Out 10 NC East Fork Section Put-In 1 Wolf Creek Res. East Fork Res. 0 1 2 3 Miles Tennessee Creek Lake 7 Lake Glenville Figure E5.6-2. Tuckasegee River Paddling Flow Study Location Map Duke Power West Fork Project Draft FERC License Application Project Operations Five Duke Hydropower Developments (the East and West Fork Projects) are located on the Tuckasegee River approximately 20 miles above the Dillsboro Project. The Tuckasegee Plant and Thorpe Plant (FERC # 2686), located on the West Fork, are operated in tandem. The usual release from the Tuckasegee Plant (the downstream plant) is approximately 205 cfs plus a continuous release of 10 cfs from Cedar Cliff (when it is not generating) for a total of approximately 215 cfs in the riverbed at the confluence from power generation and continuous releases. Average annual runoff in the West Fork (at the Tuckasegee Reservoir) is approximately 158 cfs with significant seasonal variations. The Tennessee Creek, Bear Creek, and Cedar Cliff developments (FERC # 2698) on the East Fork are operationally linked to each other and are operated in synchronization. The usual release from the Cedar Cliff Plant (the downstream plant) is approximately 480 cfs plus a continuous release of 20 cfs from the West Fork for a total of approximately 500 cfs at the confluence from power generation and continuous releases. Average annual runoff in the East Fork (at Cedar Cliff Reservoir) is approximately 249 cfs with significant seasonal variations. The Dillsboro Project does not significantly affect flow levels in the Tuckasegee River. Water either flows through the generator(s) and back into the riverbed below the 12-foot high dam or it runs over the dam or both. The average annual runoff at Dillsboro is approximately 779 cfs with significant seasonal variations. Methods A controlled flow assessment technique (Whittaker, et al., 1993) was used to evaluate paddling opportunities across a range of flow conditions. Study participants paddled the Dillsboro Section at four different flows, the Whittier Section at two different flows, and the West Fork By-Pass at two different flows. Participants completed two survey forms after each flow as a means of documenting the quality of the paddling experience. They also filled out a Pre-Run Information Survey. All survey forms can be viewed on the Duke Power-Nantahala Area website at: http://www.nantahalapower.com/relicensing/hydro.htm A Single Flow Survey form was used to describe the quality of the paddling experience specific to each flow. For each flow participants were asked to: 1) rate the flow based upon paddling experience characteristics, 2) indicate whether they would choose to paddle the level again in the future, 3) rate the whitewater difficulty of the flow, 4) rate how well suited it was for different skill levels, 5) indicate whether they would prefer a higher or lower flow level to define minimum acceptable and optimal flows, 6) identify particularly challenging rapids, 7) identify the number of boat hits, stops, drags, and portages, 8) identify portage areas, and 9) identify significant E5-49 Duke Power problems such as a swim, pin, etc. West Fork Project Draft FERC License Application They were also asked to provide other comments as warranted. After paddling each section at all the test flows, participants filled out a Comparative (Overall) Survey to evaluate the flows relative to one another. Specifically, they were asked to: 1) rank the importance of the paddling experience characteristics, 2) to rate the flows as to how well they contributed to a high quality trip, 3) make an overall evaluation of the flows, 4) suggest flow levels for minimum acceptable, optimum, “standard” trip optimum, high challenge trip optimum, highest safe flow, and a flow if only one flow could be provided, 5) make an opinion of whether a variety of flows was important, 6) whether they would recommend a standard trip or high challenge trip flow to other paddlers, 7) compare the section to other rivers locally, regionally, and nationally, and 8) compare the section to other rivers in the region with regard to paddling characteristics. They were also asked to provide any additional comments. Survey responses were compared across the different flow conditions to see how the flows affected the quality of the paddling experience and to determine minimal acceptable and optimal flow levels. All written comments made on the surveys were also compiled. Paddlers were recruited with the assistance of American Whitewater sources, Western Carolina University staff, local outfitters, Carolina Canoe Club members, local summer camp staff, Duke Power employees, newspaper articles about the study, and nonaffiliated private paddlers. All participants signed a waiver and participated in a short orientation to the study that included an explanation of why the study was being conducted, background on the questionnaires including an explanation of the American Whitewater International Scale of River Difficulty, a safety briefing, and the study schedule. The gear options were kayak (river, play, or creek), decked canoe, open canoe (solo or tandem), raft, and inflatable kayak (or “duckie”). Tuckasegee Outfitters provided the necessary shuttles and other logistical support. Four flow levels were studied in the Dillsboro Section: 1) base flow + “maximum flow” from generation at Thorpe Powerhouse, 2) base flow + “most efficient flow” from generation at Cedar Cliff Powerhouse, 3) base flow + “most efficient flow” from generation at Thorpe Powerhouse, and 4) base flow + “most efficient flow” from generation at both Thorpe and Cedar Cliff Powerhouses. Flow 1 is a maximum flow that is at the limit of the capability of the machinery. Flows 2, 3, and 4 are “best efficiency flows” for these facilities and it is difficult to maintain significantly different flows for long periods of time without harming the equipment. E5-50 Duke Power West Fork Project Draft FERC License Application The flow levels for the Whittier Section were Flows 2 and 4 from the Dillsboro study plus incremental flow from the intervening watershed; base flow + “most efficient flow” from generation at Cedar Cliff Powerhouse, and base flow + “most efficient flow” from generation at both Thorpe and Cedar Cliff Powerhouses. This study was conducted in the evening after the Dillsboro Study was completed and was possible due to the downstream travel times of the flows. Some participants also participated in the Dillsboro Study and others only participated in the Whittier Study. A four-phase approach was used in the West Fork By-Pass study (DPNA 2002, Appendix G – Description of Four Phase Approach). The initial flow level for the West Fork By-Pass Study was determined after a preliminary paddle at a lower flow level on May 9, 2001 to evaluate whether the resource values warranted further study (DPNA 2002, Appendix G – West Fork Results of Phases 1 and 2). The results indicated that further study was warranted and that the flow level on May 9 was below the minimum acceptable. The initial flow for the June 29, 2001 study was chosen as a best guess at the minimum acceptable flow range. The second flow on that day was determined after the completion of the first flow by the study team. All flows were obtained by raising the Tainter gates at Lake Glenville by an amount predicted from a gate opening/cfs chart. A four-phase approach was used in the East Fork By-Pass study (DPNA 2002, Appendix G – Description of Four Phase Approach). The visual assessment of flows in Phase 2 resulted in a decision to end the study at this point so no paddling flow study was done in the East Fork ByPass (DPNA 2002, Appendix G – East Fork Results of Phases 1 and 2). The flow progression was from the lowest flow (base flow) to the highest flow in the Whittier and West Fork By-Pass studies. The flow progression for each day of the Dillsboro study was low in the morning and higher in the afternoon however the progression from lowest flow to highest flow was Flow 3 (morning of July 3), Flow 1 (morning of July 2), Flow 2 (afternoon of July 2) and Flow 4 (afternoon of July 3). The flow duration was sufficient for all studies for participants to “play the river” at spots as well as paddle down the section. All flows were documented by video photography. The Dillsboro and West Fork By-Pass studies were also documented by still photography. E5-51 Duke Power West Fork Project Draft FERC License Application Results and Discussion Results from this paddling recreation flow study are presented in the following sections. These results are taken from the Pre-Run Information Form, the Single Flow Survey, filled out after each flow experience, and the Comparative Survey, filled out after the completion of the last flow condition. Actual flow was measured for each section at each flow during the paddling experience. Actual flow (in cfs) is provided in the data tables but discussion of flows, uses the Flow 1, Flow 2, etc. terminology. Each section is presented and discussed separately starting with Dillsboro, then Whittier, followed by the West Fork By-Pass and the East Fork By-Pass. Dillsboro Section This 4.5-mile river section starts at a public access area below the Dillsboro Dam, which is maintained by the town of Dillsboro. It ends at the Barker’s Creek Bridge that is just upstream of Tuckasegee Outfitters. As noted above, this is currently the most popular section for paddling on the Tuckasegee River. Public access is available at the Dillsboro put-in below the Dillsboro Dam. This site is maintained by the town of Dillsboro and has parking space for about 8 vehicles plus a small turn around area for vehicles with trailers. On peak summer days, the area is congested. Public access at the take-out is limited to the highway and bridge right of way areas at the Barker’s Creek Bridge. There is virtually no public parking. Tuckasegee Outfitters currently allows private and commercial paddling groups to park on its property just downstream of the Barker’s Creek Bridge. They also provide shuttles for a small fee. Measured flows within the Dillsboro Section during this study are provided in Table E5.6-4. Historically (about 40 years of measurements) the mean and median base flow in July at Dillsboro is about 576 cfs and 483 cfs respectively compared to the measured base flow in this study of about 315 cfs. This appears to be consistent with the drought conditions encountered in this area over the last three or so years. Table E5.6-4. Measured Study Flows in the Dillsboro Section Flow 1 Flow 2 Flow 3 Flow 4 Base Flow 315 315 315 315 Flow from Generation 239 506 170 698 Total cfs 554 821 485 1013 Participant information is summarized in Table E5.6-5. One participant paddled only on day one (raft) and another paddled only on day two (tandem “duckie”). A third participant missed Flow 3 E5-52 Duke Power West Fork Project Draft FERC License Application only. A variety of boat types were used in the study and there were a variety of skill levels represented although intermediate paddlers were the largest single group. While the mean days paddled per year was 33, almost 50% of the participants paddled 0 to 10 days per year. Table E5.6-5. Participant Information for the Dillsboro Section Kayak = 9; Decked C1 = 3; Solo Open Canoe = 6; Tandem Open Canoe = 10 Participants (5 Boats); Raft = 9 (2 Boats); Inflatable Kayak = 7 (6 Boats) Beginner = 7; Novice = 7; Intermediate = 20; Advanced = 8; Expert = 2 Skill Level Mean = 10; Median = 8; Range = 0 to 35 Years Using Craft Mean = 2.3; Median = 2.0; 8 Participants had never paddled it and 4 had Times Boated paddled it >30 times Dillsboro Section1 Mean = 33; Median = 15; 27 participants paddled 21 days/year; 18 Paddle Whitewater participants paddled >21 days/year; Range: 0 to 200 days/year – Days/Year Mean = 46; Median = 48; Range = 12 to 69 Age 1 Times Boated Score: 1 = 0 times; 2 = 1-10 times; 3 = 11-20 times; 4 = 21-30 times; 5 = >30 times Table E5.6-6 presents data from the Pre-Run Form concerning participant preferences for different kinds of paddling experiences. In general, this group preferred running easy (class II and III) whitewater, particularly if it was a unique or interesting place and they tolerated difficult access to rivers and/or portages if they could run a section with interesting whitewater. They also enjoyed running both easy and difficult rivers. They generally did not prefer paddling class IV/V whitewater, rivers with big waves and powerful hydraulics or steep technical rivers. They also would not usually choose to run a short section just for the challenging rapids. % I Prefer Running Rivers with Class II/III Rapids 0 0 2 5 5 42 46 6.3 I Prefer Running Rivers with difficult Class IV/V Rapids 30 14 20 7 7 11 11 3.2 Running Challenging Whitewater is Most Important Part of 9 14 20 14 25 11 7 3.9 Boating I Often Boat Short Sections (< 4 miles) for the “Play Areas” 18 11 14 9 16 23 9 4.0 I Often Boat a Section to Experience a Unique/Interesting 5 5 2 2 14 20 52 5.9 Place I Often Boat Short Sections to Run Challenging Rapids 23 11 18 7 18 18 5 3.6 I Boat Sections Based on Length/Experience Regardless of 29 6 18 18 18 6 6 3.3 Difficulty I tolerate difficult put-ins/portages to run interesting whitewater 0 11 11 6 22 39 11 5.0 I prefer rivers with large waves and powerful hydraulics 44 6 11 11 22 6 0 2.8 I prefer boating steep technical rivers 22 28 6 11 17 17 0 3.2 I enjoy boating both difficult and easy rivers 0 6 11 6 22 6 50 5.6 1 7-Point Scale: 1 = Strongly Disagree; 2 = Moderately Disagree; 3 = Slightly Disagree; 4 = No Opinion; 5 Slightly Agree; 6 = Moderately Agree; 7 = Strongly Agree. E5-53 Median Experience Preference 7 Mean Table E5.6-6. Summary of Participant Preferences for Possible Paddling Experiences Scale1 1 2 3 4 5 6 6.0 3.0 4.0 4.0 7.0 3.0 3.0 5.5 2.5 2.5 6.5 Duke Power West Fork Project Draft FERC License Application Participant ratings from the Single Flow Survey for paddling experience characteristics under the four different flow conditions are shown in Table E5.6-7. The mean rating for “Safety”, “Aesthetics”, “Length of Run”, and “Number of Portages” for all flows was between “Acceptable” (+1) and “Totally Acceptable (+2) with little variation in the numerical values between flows. For “Navigability”, “Availability of Challenging Technical Boating”, “Availability of Powerful Hydraulics”, and Availability of Whitewater Play Areas”, Flow 3 (485 cfs) with “Neutral” (0) ratings had the lowest ratings followed by Flow 1(554 cfs) with mostly “Neutral” ratings but slightly higher numerical values. Flows 2 (821 cfs) and 4 (1013 cfs) had “Acceptable” to “Totally Acceptable” ratings. Table E5.6-7. Summary of Participant Ratings1 for Paddling Characteristics Flow 1 Flow 2 Flow 3 554 cfs 821 cfs 485 cfs Characteristic Mean Median Mean Median Mean Median 1.0 1.0 1.7 2.0 0.5 1.0 Navigability 0.3 0.0 1.0 1.0 0.1 0.0 Availability of challenging technical boating -0.2 0.0 0.5 0.0 -0.4 0.0 Availability of powerful hydraulics 0.4 0.5 1.2 1.0 0.1 0.0 Availability of whitewater “play areas” 0.2 0.0 1.1 1.0 0.1 0.0 Overall whitewater challenge 1.5 2.0 1.7 2.0 1.5 2.0 Safety 1.2 1.0 1.5 2.0 1.2 1.0 Aesthetics 1.3 1.0 1.3 1.0 1.2 1.0 Length of Run 1.0 1.0 1.3 2.0 1.1 1.0 Number of Portages 0.9 1.0 1.4 1.0 0.5 1.0 Overall rating Flow 4 1013 cfs Mean Median 1.6 2.0 0.7 1.0 0.6 1.0 0.7 1.0 0.7 1.0 1.3 1.2 1.4 1.1 0.8 1.0 1.0 1.5 2.0 1.0 15-point scale: -2 = Totally Unacceptable; -1 = Unacceptable; 0 = Neutral; +1 = Acceptable; +2 = Totally Acceptable. Participants were asked in the Comparative Survey to rate the importance of some other factors that can affect participant satisfaction with a whitewater trip. These factors are shown in Table E5.6-8 in order of importance to the participants. The top five are “Safe Trip”, “Number of Rapids”, “Attractive Scenery”, “Water Quality”, and “Difficulty of Rapids”. E5-54 Duke Power West Fork Project Draft FERC License Application Table E5.6-8. Summary Rating of Factors that Can Affect Satisfaction with a Whitewater Trip Importance of Characteristic1 Characteristic Mean Median Safe Trip 4.1 5.0 1 Number of Rapids 3.8 4.0 Attractive Scenery 3.8 4.0 Water Quality 3.8 4.0 Difficulty of Rapids 3.8 4.0 Crowding 3.5 3.5 Accessibility 3.3 3.0 Driving Distance to River 3.1 3.0 Thrilling Experience 3.1 3.0 Good Guide 2.8 3.0 Weather 2.7 3.0 Shuttle Availability 2.6 2.5 Water Temperature 2.4 2.0 Importance Scale: 5-Point Scale where 1 = Not Important; 3 = Somewhat Important; 5 = Very Important A summary of participant responses to the skill level required to safely paddle each flow is provided in Table E5.6-9. Flows 1 (485cfs) and 3 (554 cfs) were noted as primarily “Beginner” and “Novice” levels. Flows 2 (821 cfs) and 4 (1013 cfs) were noted as mainly “novice” with a few participants indicating these flows required an intermediate skill level. Table E5.6-9. Number of Participants Selecting the Skill Level Needed to Safely Paddle each Flow Flow 1 Flow 2 Flow 3 Flow 4 Skill Level 554 cfs 821 cfs 485 cfs 1013 cfs Beginner 20 11 25 7 Novice 19 23 11 30 Intermediate 0 2 0 7 The majority of participants rated the Dillsboro Section as class II on the American Whitewater International Scale of River Difficulty at all flow levels (Table E5.6-10). Smaller numbers rated it at class I, particularly at the two lower flows (Flows 1 and 3). E5-55 Duke Power West Fork Project Draft FERC License Application Table E5.6-10. Number of Participants Rating the Whitewater Difficulty at the Four Flows Flow 1 Flow 2 Flow 3 Flow 4 Difficulty Rating 554 cfs 821 cfs 485 cfs 1013 cfs Class I 12 5 12 4 Class II 26 29 21 31 Class III 0 3 0 0 The number of “hits” (hit an obstacle but did not stop) was highest at Flows 3 (485 cfs) and 1 (554 cfs) with a median of 20 and 15 respectively (Table E5.6-11). At Flows 2 (821 cfs) and 4 (1013 cfs) the number of hits decreased to a median of 5. The median number of “hits” that would be acceptable to participants was 8-10 for all flows so Flows 3 and 1 exceeded the acceptable range of “hits” but Flows 2 and 4 did not. The number of “stops” (boat stopped but participant(s) did not have to get out of the boat to get it moving again) was 3 or less for all flows with Flow 4 having no “stops”. The total number of “drags” (boat stopped and participant(s) had to get out to drag the boat to get it moving again) ranged from 2-5. There were no portages at any of the flows. Table E5.6-11. Summary of the Number of Hits, Acceptable Hits, Stops, Drags, and Portages at the Four Flows Flow 1 Flow 2 Flow 3 Flow 4 554 cfs 821 cfs 485 cfs 1013 cfs Estimate of: Median Range Median Range Median Range Median Range No. of Hits 15 3-100 5 1- 29 20 4- 68 5 0- 20 No. of Hits 10 2-100 10 1-100 10 2-100 8 2-100 No. of Stops 2 0- 10 1 0- 3 3 0- 16 0 0- 4 No. of Drags 0 0- 0 0- 2 0 0- 4 0 0- 2 No. of Portages 0 Acceptable 5 0 0 0 The Overall Rating for the Dillsboro Section from the Single Flow Survey and the Overall Evaluation from the Comparative Survey show similar trends (Table E5.6-12) with Flow 2 (821 cfs) having the highest rating followed by Flows 1 and 4. Figure E5.6-3 shows the number of responses (as a %) for each rating on the comparative overall survey. For “Minimal” flow participants desired “No Change” at Flow 1 (554 cfs), a little “Higher” at Flow 3 (485 cfs), a little “Lower” at Flow 2 (821 cfs), and “Lower” at Flow 4 (1013 cfs). For “Optimal” flow participants wanted “Higher” to “Much Higher” levels at Flows 1 and 3, “No Change” at Flow 2 (821 cfs), and “Lower” at Flow 4. Participants would “Possibly” paddle Flow 3 again, “Probably” paddle Flows 1 and 4, and “Definitely” paddle Flow 2. E5-56 Duke Power West Fork Project Draft FERC License Application Table E5.6-12. Summary Ratings for Overall Experience1, Flow Preference2, and Whether Participants Would Paddle Flows Again3 Flow 1 Flow 2 Flow 3 Flow 4 Questions 554 cfs 821 cfs 485 cfs 1013 cfs Mean Median Mean Median Mean Median Mean Median Single Flow Overall Rating 0.9 1.0 1.4 1.0 0.5 1.0 0.8 1.0 Minimal Acceptable Flow 3.0 3.0 2.5 2.0 3.5 4.0 1.8 2.0 Optimum Flow Preference 4.4 4.0 3.3 3.0 4.0 4.0 2.3 2.0 Paddle Again? 2.8 3.0 3.5 4.0 2.3 2.0 3.3 3.0 Comparative Overall Rating 0.7 1.0 1.6 2.0 0.1 0.0 0.9 1.0 Preference 1 Overall Rating Scale: -2 = Totally Unacceptable; -1 = Unacceptable; 0 = Neutral; 1 = Acceptable; 2 = Totally Acceptable 2 Flow Preference Scale: 1 = Much Lower; 2 = Lower; 3 = No change; 4 = Higher; 5 = Much Higher 3 Paddle Again Scale: 1 = Definitely No; 2 = Possibly; 3 = Probably; 4 = Definitely Yes E5-57 Duke Power West Fork Project Draft FERC License Application Figure E5.6-3 Tuckasegee River Recreational Flow Study Dillsboro Section - Overall Evaluation of Flows 100% 90% 80% % Responses 70% 60% 50% 40% 30% 20% 10% 0% 485 554 821 1013 Measured Flow (cfs) Totally Acceptable Acceptable E5-58 Neutral Unacceptable Totally Unacceptable Duke Power West Fork Project Draft FERC License Application Table E5.6-13 shows participant responses when asked to specify flows for specific experiences. The minimal acceptable flow is between Flows 3 and 1 of the study. The flow with the highest ratings (Flow 2 of the study) is between the designated optimal and standard trip flows and close to the 803 cfs desired if there could be only one flow. The highest safe flow is estimated to be 1000 to 2000 cfs though a few participants would be willing to paddle at considerably higher levels. Figure E5.6-4 shows the number and distribution of participant choices for flows for minimal acceptable, optimum, high challenge, and safe flow trips. About 98% of the participants would recommend the standard trip to others while only 54% would recommend the high challenge trip to others. In general participants thought it was moderately to very important to have a variety of flows to provide “different types of boating experiences” and “opportunities for people with different skill levels and craft types”. The scale choices were “not at all important”, “slightly important”, “moderately important”, “very important”, and “extremely important”. Table E5.6-13. Mean and Median Flows designated by Participants for Specific Experiences Specify Flows For: Mean Median Comments cfs cfs 538 540 31 of 43 participants designated 485 and 554 cfs; 4 below & 8 Minimal Acceptable above 854 815 17 of 42 participants designated 815 cfs; 5 below & 20 above Optimum 746 815 18 of 43 participants designated 815 cfs; 17 below & 8 above; Standard Trip at 98% would recommend this trip to others Medium flows 1493 1015 16 of 39 participants designated 1015 & 1115 cfs; 19 below & 4 High Challenge Trip above including 1 at 8215 and 1 at 15215; 54% would at Higher flows recommend this trip to others 1828 1015 22 of 31 participants designated 1015 to 1215 cfs; 4 below & 5 Highest safe flow above including 1 at 10,215 and 1 at 12,215 803 815 30 of 44 participants designated 688 to 917; 7 below & 7 above Only One Flow E5-59 Duke Power West Fork Project Draft FERC License Application Figure E5.6-4 Tuckasegee River Recreational Flow study - Dillsboro Section - Flow Level Choices for Four Different Trip Experiences 35 25 20 15 10 5 Flow Range (cfs) Minimum Acceptable Optimum E5-60 High Challenge Safety >1200 1141-1200 1081-1140 1021-1080 961-1020 901-960 841-900 781-840 721-780 661-720 601-660 541-600 481-540 421-480 0 361-420 Number of Responses 30 Duke Power West Fork Project Draft FERC License Application When asked to rate the Dillsboro Section with regard to other boating opportunities, participants rated it average when compared to other rivers locally, regionally, and nationally (Table E5.6-14). Median Mean Table E5.6-14. Comparison1 to Other Rivers on a Local, Regional, and National Level % Rating and (No. Responses): The Tuckasegee River is: Compared to Worse Average Better Excellent Among Other Rivers In: than than the Very Average Average Best 1 Hour Drive 2.0 2.3 26 (10) 39 (15) 13 (5) 21 (8) 0 Western NC 2.0 2.1 32 (12) 41 (15) 14 (5) 14 (5) 0 Southeast 2.0 2.1 33 (10) 40 (12) 13 (4) 10 (3) 3 (1) USA 2.0 2.0 37 (10) 41 (11) 11 (3) 11 (3) 0 1 Rating Scale: 1 = Worse than Average; 2 = Average/ 3 = Better than Average; 4 = Excellent; 5 = Among the Very Best Participants were also asked to compare the boating opportunities at various regional rivers (Nantahala, Little Tennessee, Chattooga II, III, and IV, French Broad/Hot Springs section, Pigeon, Middle and Upper Ocoee, and Hiwassee) to those at the Dillsboro Section of the Tuckasegee. In general, Dillsboro was considered about equal to the Little Tennessee and Chattooga II for novice boaters and more desirable than the other rivers for this skill level boater. For intermediate paddlers, Dillsboro was considered equal to all the other rivers except the Nantahala and Section III of the Chattooga, which were rated more desirable. Most of the other rivers were considered more desirable for advanced boaters except for the Little Tennessee, Section II of the Chattooga and the Hiwassee Rivers. For boating characteristics such as size/difficulty of rapids, play boating, rafting, river running, eddy hopping, technical maneuvering, and river gradient most of the other rivers were considered more desirable than Dillsboro with the exception of the Hiwassee that was similar and the Little Tennessee which was less desirable. For logistical characteristics (driving distance to river, shuttles, and access to river), Dillsboro was considered similar to or more desirable than the rest of the rivers. For scenery, all the rivers were rated similar to Dillsboro except the Chattooga where all sections were rated more desirable. For water quality, the Nantahala and all sections of the Chattooga were rated more desirable, the Pigeon and Upper Ocoee were rated less desirable and the rest were considered equal to Dillsboro. For an overall rating, participants scored the Little Tennessee, Chattooga II, French Broad, and Hiwassee as similar to Dillsboro and the rest of the rivers as more desirable. E5-61 Duke Power West Fork Project Draft FERC License Application Summary of Written Comments from Single Flow Surveys and Comparative Surveys When asked to identify particularly challenging rapids or sections and rate their difficulty (using the International Whitewater Scale), the rapids most often named were “First Hole”, “Second Hole”, “Tanya’s Rock”, “Double Drop”, “Surprise”, and “Shark’s Tooth”. All were generally rated Class I-II+ at all flows. At all flows, many participants either did not answer the question or noted that none of the rapids/sections were particularly challenging. There were no portages made during the study. While several participants fell out of rafts, swam from their hard boats, or were pinned momentarily on rocks, these incidents are considered part of the sport of whitewater paddling and thus not significant for the purposes of this study. When asked for additional comments at the end of the Single Flow Surveys, participants noted that Flows 1 (554 cfs) and 3 (485 cfs) were minimal flows with many hits and stops, and many of them said they still had a good time. Several people noted that this section was very good for teaching people to paddle and for people renting rafts and “duckies”, particularly for a family outing where children would be present. After Flow 3 (821 cfs), participants noted the fast fun rapids with places to surf and play, the clear channels, and generally thought it was more fun with less work to get through the rapids, particularly in the shallower places. While several participants liked the bigger waves and faster current of Flow 4 (1013 cfs), many participants commented it was too fast, the river features were less distinct, and that they would prefer a lower level with more defined river features. Several participants noted that this flow would not be as good for teaching novice hard boaters or for family rafting. Comments from the Comparative Survey included the need for public access at the take-out and the value of this section for teaching people to paddle and for family recreation. CONCLUSIONS FOR THE DILLSBORO SECTION The Dillsboro Section of the Tuckasegee River is characterized by a continuous average gradient of about 15 feet per mile and a rocky bedrock river channel with rapids, shoals, and pools. The river is generally rated as class II on the International Whitewater Scale. The banks are generally vegetated with shrubs or small trees and are both steep and high along sections of the river. The put-in has public access courtesy of the Town of Dillsboro, but the area is congested and parking is inadequate for the number of people who utilize the area on busy summer days. The take-out at Barker’s Creek is along the highway and bridge right-of-ways with little or no parking available. Parking is currently available on private property courtesy of Tuckasegee Outfitters. E5-62 Duke Power West Fork Project Draft FERC License Application Land along the river in this section is in private ownership with business development on both sides of the river in Dillsboro and a trailer park and private homes along the remainder of the stretch on the river left side (left facing downstream). The results of the controlled flow study indicate that the minimum acceptable flow for paddling is between Flows 1 (554cfs) and 3 (485 cfs), the optimum flow was at Flow 2 (821 cfs), and if only one flow could be provided, participants would prefer it be around 800 cfs. Participants often noted the lower flows as being well suited to beginner/novice users both, in rafts and hard boats. Beginner/novice users probably make up a large percentage of the current use on this section of river as evidenced by the 40,000 or so participants in commercial raft trips and the extensive use of the river for canoe/kayak instruction by commercial outfitters, summer camps, county/city recreation departments, universities and paddling clubs. Whittier Section This 3-mile section begins in the town of Whittier at a small dirt pull-off about a quarter mile downstream of the Whittier Post Office on Old Highway 19. The put-in area is on private property, but has wooden steps to the river and anglers and boaters regularly access the river at this point. There is room for about eight cars in the area. The river parallels Old Highway 19 for about a mile where the river channel is about 300 feet wide with many small ledges. As the road separates from the river, the ledges become higher and more continuous, culminating in a beautiful ledge drop (class II+) about a quarter of a mile above the confluence with the Oconoluftee River. The publicly owned take-out at a TVA/Swain County Access Area in the Town of Ela has parking for about 6 cars, stairs to the river, a grill, and picnic table. Measured flows within the Whittier Section during this study are provided in Table E5.6-15. These flows correspond to Flows 2 and 4 of the Dillsboro Section. Table E5.6-15. Measured Study Flows in the Whittier Section Flow 1 Flow 2 Base Flow 410 410 Flow from Generation 403 575 Total cfs 813 985 Participant information is summarized in Table E5.6-16. Five participants paddled only on day one (1 tandem open canoe and 3 kayaks). A variety of boat types were used in the study and there were a variety of skill levels represented although intermediate paddlers were the largest single group. The mean days paddled per year were 49 compared to 33 for the Dillsboro Section. E5-63 Duke Power West Fork Project Draft FERC License Application Only two paddlers in this group paddled less than 20 days per year whereas 50% of the Dillsboro participants paddled 0 to 10 days per year. Table E5.6-16. Participant Information for the Whittier Section Participants Kayak = 9; Decked C1 = 1; Solo Open Canoe = 1; Tandem Open Canoe = 2 (1Boat); Raft = 3 (1 Boat); Sit-on-Top Kayak = 1 Skill Level Beginner = 1; Novice = 1; Intermediate = 10; Advanced = 4; Expert = 1 Years Using Craft Mean = 14; Median = 12; Range = 0 to 35 Times Boated Mean Score = 1.5; Median = 2.0; 6 Participants had never paddled it and 7 1 Whittier Section had paddled it 1-10 times Paddle Whitewater – Mean = 49; Median = 20; 9 participants paddled <21 days/year; 7 participants Days/Year paddled >21 days/year ; Range: 0 to 200 days/year Age Mean = 42; Median = 43; Range = 23 to 60 1Times Boated Score: 1 = 0 times; 2 = 1-10 times; 3 = 11-20 times; 4 = 21-30 times; 5 = >30 times Table E5.6-17 presents data from the Pre-Run Form concerning participant preferences for different kinds of paddling experiences. In general, this group preferred running easy (class II and III) whitewater, particularly if it was a unique or interesting place and they tolerated difficult access to rivers and/or portages if they could run a section with interesting whitewater. They also enjoyed running both easy and difficult rivers. They generally did not prefer rivers with big waves and powerful hydraulics and were generally more neutral about the other types of paddling Median Scale1 Table E5.6-17. Summary of Participant Preferences for Possible Paddling Experiences 1 2 3 4 5 6 7 % Experience Preference Mean experiences. I Prefer Running Rivers with Class II/III Rapids 0 0 6 0 0 50 44 6.3 6.0 I Prefer Running Rivers with difficult Class IV/V 19 6 12 0 25 19 19 4.4 5.0 18 24 12 0 35 12 0 3.5 3.0 6 18 18 6 18 23 12 4.3 5.0 0 6 0 0 12 12 70 6.4 7.0 12 6 12 12 29 23 6 4.4 5.0 Rapids Running Challenging Whitewater is Most Important Part of Boating I Often Boat Short Sections (< 4 miles) for the “Play Areas” I Often Boat a Section to Experience a Unique/Interesting Place I Often Boat Short Sections to Run Challenging Rapids E5-64 West Fork Project Draft FERC License Application 2 3 4 % 5 6 7 Experience Preference I Boat Sections Based on Length/Experience Mean 1 Scale1 Median Duke Power 17 0 17 33 17 0 17 4.0 4.0 0 0 0 0 33 33 33 6.0 6.0 33 17 0 17 33 0 0 3.0 3.0 I prefer boating steep technical rivers 17 17 0 17 17 33 0 4.0 4.5 I enjoy boating both difficult and easy rivers 0 17 0 0 0 0 83 6.2 7.0 Regardless of Difficulty I tolerate difficult put-ins/portages to run interesting whitewater I prefer rivers with large waves and powerful hydraulics 1 7-Point Scale: 1 = Strongly Disagree; 2 = Moderately Disagree; 3 = Slightly Disagree; 4 = No Opinion; 5 = Slightly Agree; 6 = Moderately Agree; 7 = Strongly Agree. Participant ratings from the Single Flow Survey for paddling experience characteristics under the two different flow conditions are shown in Table E5.6-18. There is some slight preference for Flow 1 for most characteristics and they all score in the acceptable range except for “availability of powerful hydraulics” and “aesthetics” (neutral at Flow 2). The overall rating is generally “acceptable” for both flows. Table E5.6-18. Summary of Participant Ratings1 for Paddling Characteristics Flow 1 Flow 2 Characteristic 813 cfs 985 cfs Mean Median Mean Median Navigability 0.9 1.0 1.1 1.o Availability of challenging technical boating 0.9 1.0 0.6 1.0 Availability of powerful hydraulics 0.4 0.0 0.3 0.0 Availability of whitewater “play areas” 0.9 1.0 0.6 0.5 Overall whitewater challenge 0.9 1.0 0.6 1.0 Safety 1.1 1.0 1.0 1.0 Aesthetics 0.5 1.0 0.0 0.0 Length of Run 1.4 1.0 0.7 1.0 Number of Portages 1.0 2.0 1.1 1.0 Overall rating 1.1 1.0 0.7 1.0 1 5-point scale: -2 = Totally Unacceptable; -1 = Unacceptable; 0 = Neutral; +1 = Acceptable; +2 = Totally Acceptable. Flow values are in cfs. Participants were asked in the Comparative Survey to rate the importance of some other factors that can affect participant satisfaction with a whitewater trip. These factors are shown in Table E5-65 Duke Power West Fork Project Draft FERC License Application E5.6-19 in order of importance to the participants. The top five are “Safe Trip”, “Crowding”, “Water Quality”, “Difficulty of Rapids”, and “Number of Rapids”. Table E5.6-19. Summary Ratings of Factors that Can Affect Satisfaction with a Whitewater Trip Importance of Characteristic1 Characteristic Mean Score Median Score 1 Safe Trip 3.8 4.0 Crowding 3.6 4.0 Water Quality 3.4 3.5 Difficulty of Rapids 3.4 3.0 Number of Rapids 3.4 3.0 Accessibility 3.2 3.0 Driving Distance to River 3.1 3.0 Attractive Scenery 3.1 3.0 Thrilling Experience 2.9 3.0 Good Guide 2.8 2.0 Shuttle Availability 2.4 1.5 Weather 2.3 2.0 Water Temperature 2.3 2.0 Importance Scale: 5-Point Scale where 1 = Not Important; 3 = Somewhat Important; 5 = Very Important A summary of participant responses to the skill level required to safely paddle each flow is provided in Table E5.6-20. Both flows were rated as suitable for “Beginner” and “Novice” levels primarily though 15-20% of this group rated it an intermediate section of river. Table E5.6-20. Number of Participants Selecting the Skill Level Needed to Safely Paddle each Flow. Flow 1 Flow 2 Skill Level 813 cfs 985 cfs Beginner 3 6 Novice 9 3 Intermediate 3 4 The majority of participants rated the Whittier Section as class II on the American Whitewater International Scale of River Difficulty at both flow levels (Table E5.6-21). Smaller numbers rated it at class III at the lower flow. Table E5.6-21. Number of Participants Rating the Whitewater Difficulty at each Flow Flow 1 Flow 2 Difficulty Rating 813 cfs 985 cfs Class I 1 0 Class II 9 10 Class III 3 1 E5-66 Duke Power West Fork Project Draft FERC License Application The median number of “hits” (hit an obstacle but did not stop) was the same for both flow levels (10) (Table E5.6-22). The number of “acceptable hits” was close at 8-10. There were few “stops” (stopped by a hit but did not get out of boat) at either level and no “drags” (had to get out of boat to move it from the “stop”). There were 2 “portages” at the Class II+ ledge at Flow 1 and no portages at Flow 2. Table E5.6-22. Summary of the Number of Hits, Acceptable Hits, Stops, Drags, and Portages at each Flow Flow 1 Flow 2 813 cfs 985 cfs Estimate of: Median Range Median Range No. of Hits No. of Hits Acceptable No. of Stops No. of Drags No. of Portages 10 10 1-40 4-60 10 8 2-44 1-35 0 0 0 0- 3 0 0- 2 0 0 0 0- 4 0 0 The Overall Rating for the Whittier Section from the Single Flow Survey and the Overall Evaluation from the Comparative Survey indicate a generally “Acceptable” rating for both flows (Table E5.6-23). Figure E5.6-5 shows the number of responses (as a %) for each rating on the comparative overall survey. For “Minimal” flow participants desired “No Change” at Flow 1 and “Lower” to “No Change” at Flow 2. For “Optimal” flow participants wanted “Higher” water at Flow 1 and “No Change” to “Higher” at Flow 2. Participants would “Possibly” to “Probably”, paddle both flows again. Table E5.6-23. Summary Ratings for Overall Experience1, Flow Preference2, and Whether Participants Would Paddle Flows Again3 Flow 1 Flow 2 Questions 813 cfs 985 cfs Mean Median Mean Median Single Flow Overall Rating 1.1 1.0 0.7 1.0 Flow Preference – Minimal Acceptable 3.1 3.0 2.6 2.5 Flow Preference – Optimum Flow 3.9 4.0 3.4 3.5 Paddle Again? 2.8 3.0 2.6 3.0 Comparative Overall Rating 0.6 1.0 1.1 1.0 Flow 1 Overall Rating Scale: -2 = Totally Unacceptable; -1 = Unacceptable; 0 = Neutral; 1 = Acceptable; 2 = Totally Acceptable 2 Flow Preference Scale: 1 = Much Lower; 2 = Lower; 3 = No change; 4 = Higher; 5 = Much Higher 3 Paddle Again Scale: 1 = Definitely No; 2 = Possibly; 3 = Probably; 4 = Definitely Yes Figure E5.6.5. Tuckasegee River Recreational Flow Study - Whittier Section - Overall Evluation of Flows E5-67 % Responses Duke Power West Fork Project Draft FERC License Application 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 813 985 Measured Flow (cfs) Totally Acceptable Acceptable Neutral Unacceptable Figure E5.6.6. Tuckasegee River Reacreationl Flow Study - Whittier Section - Flow Level Choices for Three Different Trip Experiences 6 5 4 3 2 1 Flow Range (cfs) Minimum Acceptable Optimum E5-68 High Challenge Safety >4000 20014000 18012000 16011800 14011600 12011400 10011200 801-1000 601-800 0 400-600 Number of Responses 7 DukePower West Fork Project Draft FERC License Application Table E5.6-24 shows participant responses when asked to specify flows for specific experiences. The “minimal acceptable” flow is below the 813 cfs of Flow 1. Close to a majority of participants noted 900 to 1000 cfs as the flow range for an “optimum trip”, “standard trip at medium flows”, “highest safe flow”, and if “only one flow” could be provided. The means for “highest safe flow” and “only one flow” drop from 2451 cfs and 1925 cfs respectively to 1073 cfs and 907 cfs when the high estimate of 12,100 cfs is removed (medians for both are 1100). Figure E5.6-6 shows the number and distribution of participant choices for flows for a minimal acceptable, optimum, high challenge, and safe flow trips. About 71% of the participants would recommend the standard trip to others while only 15% would recommend the high challenge trip to others. Half of the participants did not believe a variety of flows for either different types of boating experiences or providing opportunities for different skill levels and craft types was important for this section. Of the six that thought flow variety would be important for providing different types of boating experiences, half rated it as “not at all important” and the other half rated it not higher than “moderately important”. Of the six that thought flow variety would be important for providing opportunities for different skill levels and craft types the ratings were between “slightly important” to “moderately important”. The scale choices were “not at all important”, “slightly important”, “moderately important”, “very important”, and “extremely important”. Table E5.6-24. Mean and Median Flows designated by Participants for Specific Experiences Specify Flows Mean Median Comments For: cfs cfs Minimal 749 800 Range: 400-900; 8 of 12 participants noted 700-813 Acceptable Optimum 1067 1075 Range: 400-1900; 6 of 12 participants noted 900-1000 Standard Trip at 951 1000 Range: 400-1300; 7 of 12 participants noted 900-1000 Medium Flows High Challenge 1568 1100 Range: 400-4100; 4 of 9 participants noted 900-1000 Trip at Higher Flows Highest safe flow 2451 1100 Range: 1100-12,100; 7 of 8 participants noted 900-1000; mean is 1073 when the 12,100 estimate is removed Only One Flow 1925 1008 Range: 400-12,100; 6 of 11 participants noted 900-1000; mean is 907 when the 12,100 estimate is removed When asked to rate the Whittier Section with regard to other boating opportunities, participants generally rated it “worse than average” when compared to other rivers locally, regionally, and nationally (Table E5.6-25). E5-69 DukePower West Fork Project Draft FERC License Application Table E5.6-25. Comparison1 to Other Rivers on a Local, Regional, and National Level Media n Mean % Rating (and No. Responses): The Tuckasegee River is: Worse than Average Better than Excellent Among the Average Average Very Best 55 (6) 36 (4) 9 (1) 0 0 Compared to Other Rivers In: 1 Hour Drive 1.0 1.5 Western NC 1.0 1.2 83 (10) 17 (2) 0 0 0 Southeast 1.0 1.1 83 (10) 17 (2) 0 0 0 USA 1.0 1.1 91 (10) 9 (1) 0 0 0 1 Rating Scale: 1 = Worse than Average; 2 = Average/ 3 = Better than Average; 4 = Excellent; 5 = Among the Very Best Participants were also asked to compare the boating opportunities at various regional rivers (Nantahala, Little Tennessee, Chattooga II, III, and IV, French Broad/Hot Springs section, Pigeon, Middle and Upper Ocoee, and Hiwassee) to those at the Whittier Section of the Tuckasegee. Overall, all the rivers were rated “more desirable” than Whittier except for the Little Tennessee and the Hiwassee which were considered “similar to” the Whittier section. Participants rated Chattooga Section II as “more desirable” to the Whittier Section for novice paddlers and the rest of the rivers were rated “similar to” Whittier. Generally the other rivers were rated “more desirable” for intermediate and advanced paddlers with the exception of the Little Tennessee, Chattooga Section II, and the Hiwassee which were “similar to” Whittier. For boating characteristics such as size/difficulty of rapids, play boating, rafting, river running, eddy hopping, technical maneuvering, and river gradient most of the other rivers were considered “more desirable” than Whittier with the exception of the Hiwassee and the Little Tennessee that were generally considered “similar to” Whittier. For logistical characteristics (driving distance to river, shuttles, and access to river) Whittier was generally considered “similar to” all the rivers except the Nantahala, Pigeon, Middle Ocoee, and Upper Ocoee which were considered “more desirable”. For scenery, all the rivers were rated “more desirable” than Whittier except the Little Tennessee, the Middle Ocoee, and the Upper Ocoee, which were rated “similar to”. For water quality, all rivers were rated “more desirable than Whittier with the exception of the Pigeon which was considered “similar to” Whittier. Written Comments from Single Flow Surveys and Comparative Surveys When asked to identify particularly challenging rapids or sections and rate their difficulty (using the International Whitewater Scale), the rapid most often named was the steepest ledge, which was called Overlook Rapid by several participants. This rapid was rated Class II+ to III at both water levels. Two participants noted that they portaged Overlook Rapid at Flow 1. Neither of E5-70 DukePower West Fork Project Draft FERC License Application these participants paddled Flow 2 and none of the other participants portaged any rapids during Flow 2. There were no significant problems noted during the two flows and the only incidents noted were one short pin and a swim, which are part of normal paddling trips. In the “additional comments” section of the Single Flow Survey, participants said that they enjoyed the section with plenty of places to play and to teach others at both levels. A couple of people wanted more water at Flow 1 and another suggested improved access at the put-in and a river gauge. Comments from the Comparative Survey included a statement about no fees to paddle the river or park while paddling, a question about water quality after perceiving pipes entering the river as possible septic pipes and the value of this section for teaching people to paddle. Conclusions for the Whittier Section The Tuckasegee River above Whittier has an average gradient of about 10 feet per mile. The river through the Whittier section has an average gradient of about 18 feet per mile with the majority of the drop in the mile of ledges above the confluence with the Oconoluftee River. Just below the put-in at the Town of Whittier, the riverbed widens significantly. For a mile, small ledges characterize the river. The next mile features larger, more continuous ledges that culminate in the rapid now called Overlook and this section drops at about 30 feet/mile. The 0.8mile section below the confluence with the Oconoluftee has long swift riffles but few ledges or rapids of significance. The entire section is generally rated on the International Whitewater Scale as Class I-II+ with a mile of relatively continuous Class II ledges and one Class II+ to III ledge (Overlook Rapid). On the river left bank (looking downstream), the river is paralleled by the Great Smoky Mountain Railroad and for the first mile (on river right bank) by Old Highway 19 with home and business development between the road and river. The second mile has little development (two homes) and is characterized by vegetated banks. The last 0.8-miles of this section also has both home and business development along both sides of the river including a trailer park which is densely developed. The put-in is apparently on private land that has traditionally been made available for public use. There are old wooden steps leading to the river. The take-out is at the TVA/Swain County Public Access Area, which has a ramp and space for about 8 vehicles. This section is not currently utilized much by boaters. E5-71 DukePower West Fork Project Draft FERC License Application The results of the controlled flow study indicate that the minimum acceptable flow for paddling is around Flow 1 (813 cfs) and the optimum flow would be slightly higher (1,067 cfs) than Flow 2 (985 cfs). West Fork By-Pass Section The entire By-Pass section below the dam at Lake Glenville to the Tuckasegee Powerhouse is about 6.9 miles. Due to the lack of definitive information on the feasibility of providing whitewater recreation on this section and the quality of those resources, a phased approach was used to analyze the possible opportunities. The phases were: Phase 1: This was an on-land assessment of the By-Pass Section using desktop analysis (length, gradient, hydrology, access, etc) followed by a site visit to inspect the characteristics of the section. The conclusions from this phase indicated that further study of the 1.2-mile section between the Glenville Dam and the put-in section for this study was not needed due in part to difficult portages around three waterfalls, a series of beaver dams obstructing downstream navigation, and the encroachment of vegetation into the river channel. Phase 2: This was an on-water reconnaissance at a conservative flow level to determine the quality of the whitewater resource and see if further test releases were needed. The conclusions from this phase indicated that the 1.2-mile section below the Tuckasegee Dam to the Tuckasegee Powerhouse could be eliminated due to access difficulties, lack of whitewater features and the similarity of the section to other sections on the main stem of the Tuckasegee River. The section starting 1.2 miles below the Lake Glenville Dam to the Thorpe Powerhouse was determined to have recreation opportunities that required further study. Phase 3: This was an on-water assessment of two additional test flows that are documented here utilizing the methodology of Whittaker, et al (1993). Phase 4: If needed, this phase provides the additional information necessary to determine minimum acceptable and optimum flows and other resource characteristics and participant preferences. This was not needed for the West Fork since minimum acceptable and optimum flows were determined on the West Fork in Phase 3 as well as sufficient information about participant preferences. The 4.5-mile study section begins about 1.2 miles below the dam at Lake Glenville. The put-in area is on private property and currently requires a quarter mile hike to the river. Shoal Creek Road is a small dirt road with parking for 8 to 10 cars near the trailhead. The first 1.7 miles of the section is away from public roads though the river flows next to the Cullowhee Forest E5-72 DukePower West Fork Project Draft FERC License Application Development with a view of three houses. While Highway 107 parallels the river for the next 2.8 miles, the road is often high above the river with steep vegetated banks on one or both sides. Downstream there are three access areas: one onto private property at the Cullowhee Forest Bridge; one onto probable Highway 107 right-of-way at a small wooden bridge to the Sapphire Development (take-out for Flow 2 on June 29); and at either the bridge 50 yards above Tuckasegee Reservoir (take-out for Flow 1 on June 29) or at the head of Tuckasegee Reservoir. The area at the head of Tuckasegee Reservoir is in a dirt pull-off area with a capacity for about six cars. Additional parking might be available across Highway 107 in the area between the Thorpe Powerhouse and the unoccupied employee housing area. The access areas at Cullowhee Forest Bridge and the Sapphire Development Bridge have very limited parking. Estimated flows (from the Tainter gate/cfs chart) during this study (June 29, 2001) and the reconnaissance study (May 8, 2001) are shown in Table E5.6-26 for the West Fork By-Pass Section. An additional 10 to 15 cfs was estimated visually as base flow prior to the releases. Table E5.6-26. Measured Flows in the West Fork By-Pass Section 5/8/01 6/29/01 Flows in cfs from: Flow 1 Flow 1 Flow 2 Tainter Gate/cfs Chart 63 160 250 Visual Estimate of Base Flow 12 12 12 Total Estimate of cfs 75 172 262 Six paddlers participated in the May 8, 2001 river test flow of 75 cfs. On June 29, 2001 eight participants paddled Flow 1 (5 of the 6 participants from the May 4 release plus 3 additional paddlers) and six paddled Flow 2 (2 participants opted out of the higher flow). On May 8, 4 paddlers were in kayaks and 2 were in inflatable kayaks. For the June 29 study 7 participants were in kayaks and one was in a sit-on-top kayak during Flow 1 and all 6 paddled kayaks during Flow 2. One participant was an intermediate and the rest were advanced to expert in skill level. All had at least 10 years of paddling experience. One participant had paddled the section between Cullowhee Forest Bridge and Thorpe Powerhouse several times before the study. None of the other participants had paddled any part of the section. The average age was about 36 and the average days paddled per year are estimated at over 100. Participant ratings from the Single Flow Survey for paddling experience characteristics under the two different flow conditions are shown in Table E5.6-27. There is a definite preference for Flow 2. E5-73 DukePower West Fork Project Draft FERC License Application Table E5.6-27. Summary of Participant Ratings1 for Paddling Characteristics Flow 1 Flow 2 Characteristic 172 cfs 262 cfs Mean Median Mean Median Navigability 0.5 1.0 1.8 2.0 Availability of challenging technical boating 0.6 1.0 2.0 2.0 Availability of powerful hydraulics -0.3 0.0 1.8 2.0 Availability of whitewater “play areas” 0.0 0.0 1.5 1.5 Overall whitewater challenge 0.1 0.0 2.0 2.0 Safety 0.4 0.5 1.3 1.5 Aesthetics 0.8 1.0 1.7 2.0 Length of Run 1.3 1.5 1.8 2.0 Number of Portages 0.0 0.0 1.7 2.0 Overall rating 0.4 0.5 2.0 2.0 1 5-point scale: -2 = Totally Unacceptable; -1 = Unacceptable; 0 = Neutral; +1 = Acceptable; +2 = Totally Acceptable. Participants were asked in the Comparative Survey to rate the importance of some other factors that can affect participant satisfaction with a whitewater trip. These factors are shown in Table E5.6-28 in order of importance to the participants. The top five are “Availability of Challenging Technical Boating”, “Navigability”, “Safety”, “Overall Whitewater Challenge”, and “High Quality Aesthetics”. Table E5.6-28. Summary Ratings of Factors that Can Affect Satisfaction with a Whitewater Trip Importance of Characteristic1 Characteristic Mean Score Median Score Availability of Challenging Technical Boating 4.7 5.0 Navigability 4.5 5.0 Safety 4.5 5.0 Overall Whitewater Challenge 4.5 4.5 High Quality Aesthetics 3.8 4.0 Availability of Powerful Hydraulics 3.0 3.0 Few Portages 2.7 3.0 Availability of Whitewater “Play Areas” 2.5 3.0 Length of Run 2.5 2.5 Easy Access 2.5 2.5 1 Importance Scale: 5-Point Scale where 1 = Not at All Important; 2 = Slightly Important; 3 = Moderately Important; 4 = Very Important; 5 = Extremely Important E5-74 DukePower West Fork Project Draft FERC License Application When asked what skill level a paddler would need to safely paddle the West Fork Section, both flows were rated as suitable for “Advanced” levels primarily (Table E5.6-29). Table E5.6-29. Number of Participants Selecting the Skill Level Needed to Safely Paddle each Flow Flow 1 Flow 2 Skill Level 172 cfs 272 cfs Intermediate 2 1 Advanced 4 4 Expert 0 0 The majority of participants rated the West Fork By-Pass Section as class IV on the American Whitewater International Scale of River Difficulty at both flow levels (Table E5.6-30). There were 17 portages (had to get out of the boat) at Flow 1 (range of 0 to 4 per participant) and 1 portage at Flow 2. Table E5.6-30. Number of Participants Rating the Whitewater Difficulty at the Two Flows Flow 1 Flow 2 Difficulty Rating 172 cfs 262 cfs Class III 0 1 Class IV 2 5 Class V 0 0 The Overall Rating from the Single Flow Survey and the Overall Evaluation from the Comparative Survey show the same trend but with a greater scoring difference between the two flows and a change from a “Neutral” rating at Flow 1 to an “Unacceptable” rating at Flow 2 (Table E5.6-31). For “Minimal” flow participants desired “No Change” at Flow 1 and “Lower” at Flow 2. For “Optimal” flow participants wanted “Higher” water at Flow 1 and “No Change” at Flow 2. Participants would “Possibly” to “Probably” paddle Flow 1 and “Definitely Yes” paddle Flow 2 again. Table E5.6-31. Summary Ratings for Overall Experience1, Flow Preference2, and Whether Participants Would Paddle Flows Again3 Flow 1 Flow 2 Questions 172 cfs 262 cfs Mean Median Mean Median Single Flow Overall Rating 0.4 0.5 2.0 2.0 Flow Preference – Minimal Acceptable Flow 3.4 3.5 2.2 2.0 Flow Preference – Optimum Flow 4.1 4.0 3.0 3.0 Paddle Again 2.6 3.0 4.0 4.0 Comparative Overall Rating -1.0 -1.0 2.0 2.0 E5-75 DukePower West Fork Project Draft FERC License Application 1 Overall Rating Scale: -2 = Totally Unacceptable; -1 = Unacceptable; 0 = Neutral; 1 = Acceptable; 2 = Totally Acceptable 2 Flow Preference Scale: 1 = Much Lower; 2 = Lower; 3 = No change; 4 = Higher; 5 = Much Higher 3 Paddle Again Scale: 1 = Definitely No; 2 = Possibly; 3 = Probably; 4 = Definitely Yes Table E5.6-32 shows participant responses when asked to specify flows for specific experiences. The “Minimum Acceptable” flow designation is slightly higher than Flow 1 (172 cfs) while all participants selected 262 (250 cfs + 12 cfs) cfs as the “optimal” level. The selection for a “standard trip at medium flows” was in the range of 200-210 cfs. All of the participants would recommend both the “Standard Trip” and the “High Challenge Trip” to others. On average, the participants thought it was “Very Important” to provide a variety of flows for different types of boating experiences and to provide opportunities for people with different skill levels and craft types. Table E5.6-32. Mean and Median Flows Designated by Participants for Specific Experiences Specify Flows For: Mean Median Comments cfs cfs Minimal Acceptable 189 195 Range = 187-212 cfs Optimum 250 250 All participants noted 262 Standard Trip at Medium Flows 213 200 Range = 212-262 High Challenge Trip at Higher 308 300 Range = 262-412 Highest safe flow 375 350 Range = 312-512 Only One Flow 250 250 All participants noted 262 flows When asked to rate the West Fork By-Pass Section with regard to other boating opportunities, participants generally rated it “Better than Average” to “Excellent” when compared to other rivers locally, regionally, and nationally (Table E5.6-33). The West Fork moves from a general rating of “Excellent” in a local context to “Better than Average” in a regional/national context. Median Mean Table E5.6-33. Comparison1 to Other Rivers on a Local, Regional, and National Level % Rating and (No. Responses): The Tuckasegee River is: Compared to Worse than Average Better than Excellent Among the Other: Rivers In Average Average Very Best 1 Hour Drive 4.0 3.7 0 Western NC 3.5 3.3 0 Southeast 3.0 3.0 USA 3.0 2.5 0 33 (2) 67 (4) 0 17 (1) 33 (2) 50 (3) 0 0 17 (1) 67 (4) 17 (1) 0 0 20 (1) 60 (3) 20 (1) 0 1 Rating Scale: 1 = Worse than Average; 2 = Average; 3 = Better than Average; 4 = Excellent; 5 = Among the Very Best E5-76 DukePower West Fork Project Draft FERC License Application Written Comments from Single Flow Surveys Participants where asked to identify particularly challenging rapids or sections and rate the difficulty (using the International Whitewater Scale) at both flow levels. At Flow 1 (172 cfs) the following rapids/sections were named by most participants: First Falls (100 yards below put-in) – Class III+ to V- (river left run easier than river right run) Second Falls (0.25-mile above Cullowhee Forest Bridge - Class III) Gorge Section (0.75-mile section below Cullowhee Forest Bridge- Class III-IV) At Flow 2 (262 cfs), First Falls was again identified as particularly challenging (Class IV-V-). A rapid called High Turn Over (Class IV-V) located just below the Cullowhee Forest Bridge was also named by most participants due to the fierce hole that developed there, which allowed a number of participants to cartwheel in the hole before being able to exit. Participants were asked to identify rapids/sections they portaged and rate the difficulty of those portages. Seventeen portages were made by the group at Flow 1 (172 cfs). One paddler took out after portaging First Falls due to the difficulty of the river for an intermediate paddler. Four of the 17 portages were rated “slightly difficult” and the rest were rated as “easy”. Only one portage was recorded during Flow 2 (262 cfs) and it was rated as “easy”. Participants were asked if they had any significant problems during the run. At Flow 1 there was a swim below First Falls that led a participant to leave the study indicating a lack of the skills necessary to paddle at this flow level. At Flow 2, a participant was pinned briefly but was able to free himself, and several paddlers were surfed in holes but nothing really out of the ordinary for a river at this difficulty for this skill level paddler. When asked to provide additional comments, most participants noted the danger presented by the trees (“wood”) in the channel at both flow levels. At Flow 1, there were more encounters with trees but the current was not as pushy. Generally, paddlers felt that more water would reduce the number of rock scrapes and open up more channels. At Flow 2, additional channels did open up which made portages less likely but there was stronger current pushing toward the two significantly dangerous logs in the river channel. Generally, paddlers said Flow 2 was “awesome”, “excellent”, “great” and something they would return to paddle again. E5-77 DukePower West Fork Project Draft FERC License Application CONCLUSIONS FOR WEST FORK BY-PASS SECTION The 4.5-mile study section of the 9-mile By-Pass of the West Fork of the Tuckasegee River can be divided into three sub-sections. The first sub-section from the put-in to Cullowhee Forest Bridge is about 1.7 miles long, drops about 240 feet or about 141 feet per mile, and is rated Class III-IV+. The river channel is a combination of bedrock slides/ledges and boulder garden. The second sub-section is about a mile long, drops 120 feet, and is rated Class III-IV. The river channel is bedrock slide/ledge and then enters a narrow bedrock gorge. The third sub-section is about 1.8 miles long, drops about 120 feet or 67 feet per mile, and is rated Class II-III. The river channel is generally a boulder garden. All of the 4.5-mile study section is bordered on both sides by private property. Currently there are three houses and a trailer visible from the river and traffic noise can be heard where Highway 107 parallels the river. Otherwise, the river is fairly isolated due to the steep vegetated riverbanks and the height of the road above the river. There are three significant whitewater features: First Falls and Second Falls, which are in the first sub-section and the Gorge Section that is in the second sub-section. The entire study section was generally rated “Better than Average” to “Excellent” when compared to other rivers locally, regionally, and nationally. The results of the controlled flow study indicate that the minimum acceptable flow for paddling is around Flow 1 (187 –212 cfs) and the optimum flow is around Flow 2 at 262 cfs. East Fork By-Pass (Bonas Defeat) Section The entire By-Pass section below the dam at the East Fork Reservoir to the Powerhouse is about 1.5 miles. Due to the lack of definitive information on the feasibility of providing whitewater recreation on this section and the quality of those resources, a phased approach was used to analyze the possible opportunities. The phases were: Phase 1: This was an on-land assessment of the By-Pass Section using desktop analysis (length, gradient, hydrology, access, etc) followed by a site visit to inspect the characteristics of the section. The conclusions from this phase indicated that there were potential paddling opportunities for extremely skilled paddlers (teams of experts). Because of the potential hazards in all sections, a visual inspection of flows by paddlers experienced in running Class V water was indicated. E5-78 DukePower West Fork Project Draft FERC License Application Phase 2: This was a visual flow assessment of three different flows (approximately 170 cfs, 190 cfs, and 325 cfs) utilizing teams of observers with cameras at the most significant rapids. The conclusions from this phase indicated that flow of around 325 cfs is needed to open up the majority of the lines in the rapids. Lower flows do not cover up many of the dangerous features of the riverbed, and higher flows would create dangerously large hydraulics. Section 2 (0.5 miles) is generally Class V+. Section 1 (0.5 miles) is primarily Class III+ after the Class 5 Spillway slide. Section 2 (0.5 miles) is generally Class V+ and Section 3 (0.5 miles) is generally Class III+. As anticipated, Bonas Defeat Gorge is a dangerous and challenging whitewater run. However, several members of the study team wanted the opportunity to paddle the gorge and thought other high caliber boaters would also want such an opportunity. This section should only be paddled by small teams of experts using all precautions. The sections are relatively short but stopping before the most difficult areas might be extremely difficult for all but the most experienced paddlers. Due to the conclusive results of this study, the pressing schedule of the relicensing process and the logistical requirements of a flow study in Bonas Defeat Gorge, a paddling flow study with boats will not be done. Other ways for paddlers who wish to experience this section will be explored. E5.6.4 Proposed Studies No other recreation studies are currently proposed; however, as part of the Consensus Agreement Duke proposes that annual recreation planning meetings be held to discuss flow planning for the upcoming calendar year, and also an evaluation meeting be held 5-years after the new license is granted to discuss the results of the proposed recreation PM&E measures (see Sections E1.13 and E5.9). E5.7 Impacts to Recreational Resources from Continued Project Operation Duke Power recognizes that the dams create barriers to traditional, free-flowing river based recreation including angling, paddling, and wildlife observation associated with unimpounded river stretches. However, the resulting impoundments provide a wider variety of public reservoir recreation opportunities including lake angling, a wide variety motor boating, camping, swimming, as well as wildlife observation, that serve a much broader segment of the population than do river types of recreation alone. Operation of the West Fork Project can affect river and E5-79 DukePower West Fork Project Draft FERC License Application bypass flows and reservoir water levels thereby influencing recreational opportunities in these areas. To address this Duke is proposing recreation PM&E measures as part of the Consensus Agreement (see Sections E1.13 and E5.9). E5.8 Existing Recreation Resource Protection, Mitigation and Enhancement Measures In association with the West Fork Project, there are no existing protection, mitigation, and enhancement measures for recreational resources. The Project currently has several warning signs at the various powerhouses to increase downstream safety to recreational users. E5.9 Proposed Recreation Resource Protection, Mitigation and Enhancement Measures The following recreation PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: E5-80 DukePower West Fork Project Draft FERC License Application Recreation Facilities Lake Glenville Duke will provide a toilet, a public land based bank fishing area with trail (if the site is suitable), lighting, and waste collection at each of the two existing access sites (Note: NCWRC to also provide a barrier-free dock at each of the two existing public access areas). a. Provided the necessary property rights are held or can be secured by Duke or the American Whitewater Affiliation (AW), construct facilities to provide adequate access to the Glenville Bypass, including any necessary parking and trail facilities (Note that since initiating whitewater releases in the Glenville Bypass are contingent upon having adequate access facilities, this item will be a top priority in scheduling construction of the Tier 1 projects). b. Partner with NCWRC to reconfigure the entrance road and remove a boulder in the lake at one of the access areas. Tuckasegee Lake a. Construct a bank fishing trail and a gravel parking area on Duke property at the headwaters of the reservoir. Provided the necessary property rights are held or can be secured by Duke or AW to allow adequate access for a boating put-in point on the Glenville Bypass, also construct a boating take-out at this location (Note that since initiating whitewater releases in the Glenville Bypass are contingent upon having adequate access facilities, this item will be a top priority in scheduling construction of the Tier 1 projects). Main Stem of Tuckasegee River below Tuckasegee Hydros a. Develop a public boat launch and gravel parking area at the Tuckasegee Powerhouse, provided suitable agreements can be reached with the property owners. Wildlife Viewing Platforms on Reservoirs a. Work with the NCWRC, the USFS, the United States Fish & Wildlife Service (USFWS) and Jackson County Government to evaluate wildlife viewing opportunities on the West Fork project reservoirs at the following locations: (1) the public recreation areas adjoining the reservoirs, (2) property owned by the USFS adjoining the reservoirs or (3) Andrews Park on Lake Glenville. Provide a summary by 8/1/03 of any significant viewing opportunities and the need, practicality and cost of providing one viewing platform per reservoir at one of these three locations. E5-81 DukePower West Fork Project Draft FERC License Application b. If such a viewing platform is needed and can cost-effectively be constructed, then it will be added to the construction plans identified above (if it will be located at one of the Duke-owned access areas) or Duke will pay for its construction once construction is completed (if it will be located on USFS-owned property or at Andrews Park). Public Swimming Area a. Work with the NCWRC, the USFS, the North Carolina Division of Water Resources (NCDWR) and stakeholder team representatives from the adjoining property owner primary interest category to evaluate the West Fork project reservoirs and determine if a public swimming area that meets accepted design standards can be incorporated at any of the following places: (1) the public recreation areas or other Duke-owned properties adjoining the reservoirs, (2) Andrews Park on Lake Glenville, or (3) property owned by the USFS that adjoins a Duke reservoir. The public swimming area will consist of a beach, marked boundaries within the lake and a gravel parking area. Provide a summary by 8/1/03 of the most feasible location, an estimate of the construction and operational costs and identify the entity that would maintain the public swimming area. b. If a site that meets the accepted design standards can be located, a single public swimming area will be added to the applicable site construction plan identified above (if it will be located at one of the public recreation areas, or on Duke-owned land) or Duke will pay for its construction once construction is completed (if it will be located on USFS-owned property or at Andrews Park). Other Recreation Planning & Facilities Improvements a. Work with stakeholder team members from the local governments in Jackson County to prioritize other known recreation initiatives, particularly those that enhance use of the Tuckasegee River either on or downstream of a Duke hydro reservoir or that highlight the area’s cultural heritage. As a minimum, the following items must be considered and prioritized accordingly: 1. Greenway facilities that include river access 2. The Andrews Park Master Plan b. Review the prioritized list and select initiatives from the list to receive funding support from Duke. E5-82 DukePower West Fork Project Draft FERC License Application c. Contribute a total of $350,000 toward implementation of the Duke-selected initiatives. d. Contributions will be made during the project timeframes. PUBLIC INFORMATION Reservoir information a. Add the following to the Duke website - actual lake level readings, the Normal Operating Ranges, recent lake level histories, near-term lake level projections and special messages for all West Fork project reservoirs except Tuckasegee Lake. b. Actual lake levels for all West Fork project reservoirs except Tuckasegee Lake and special messages will be provided by the Duke telephone information line. c. Special messages concerning modifications to lake level operating bands will be communicated per the Low Inflow and Hydro Project Maintenance and Emergency Protocols. d. The above lake level information will be provided beginning in 2004. Recreational flow information a. Generation and bypass release flow schedules for the West Fork projects will be maintained by the Duke telephone information line and website. b. Special messages concerning modifications to the generation and bypass release schedules will be communicated per the Low Inflow and Hydro Project Maintenance and Emergency Protocols. c. Establish a hotlink on the Duke website to access the real-time surface water gages on the United States Geologic Survey (USGS) website that takes the user directly to the real-time data for USGS Gage # 03510500 at Dillsboro, NC and USGS Gage # 03508000 at Tuckasegee, NC. d. The above recreational flow information will be provided beginning in 2004. Gage reactivation a. Upon completion by the USGS, pay for reactivation and ongoing maintenance of USGS Gage # 03510500 at Dillsboro, NC and USGS Gage # 03508000 at Tuckasegee, NC (Potential additional partners – NCDWR, USFWS). b. Gages operational by 2004 provided USGS could complete reactivation by then. E5-83 DukePower West Fork Project Draft FERC License Application Communications Technology Improvements a. Duke will follow improvements in communication technology and infrastructure that may occur over the life of the next hydro project licenses and will make costeffective enhancements to the delivery of reservoir and recreational flow information. Other Recreation Information Improvements a. Establish a Communications Working Group from interested members of the TCST to evaluate the audiences and needs for additional recreation information relative to the West Fork Projects and the access points on the main stem of the Tuckasegee River and to prepare the necessary communications tools. Potential examples include but are not limited to: 1) Signage at points of public access (e.g. show USFS and Duke property boundaries, provide web addresses and telephone numbers, provide appropriate warnings, wildlife interpretive information, etc.) 2) A recreation brochure 3) A staff gage at the put-in point on the West Fork Bypass to provide boaters and Duke operators with field indications of flowrates in the West Fork Bypass. 4) A wildlife checklist or poster. b. Focus effort primarily on improving existing communications tools and better public access to information that already exists. c. Working Group will conduct the evaluation and propose a schedule and cost-sharing plan by August 15, 2003. ANGLING AND BOATING RECREATION FLOWS Primary Angling Periods in the Main Stem Tuckasegee River a. The first weekend after Labor Day through the last weekend of October and April 1st through the first weekend of June are defined as primary angling periods with actual flows at or below about 500 cfs being preferred (as measured at the reactivated USGS gage at Dillsboro). b. During part of this time-period, boating release schedules overlap. During this overlap period (the Saturday that occurs nine days before Memorial Day through the first E5-84 DukePower West Fork Project Draft FERC License Application weekend of June and Saturdays in September and October) the Normal Generation Schedule to Support Recreation will be: 1) West Fork Release: Saturday and Sunday one week prior to Memorial Day Weekend, Saturday and Monday of Memorial Day Weekend and 3 of 4 Saturdays in September and October plus Tuesday, Friday Saturday for the period between Memorial Day Weekend through the first weekend in June for 6 hours, timed to arrive at the reactivated USGS gage at Dillsboro at approximately 10:30 AM. Primary Boating periods in the Main Stem Tuckasegee River a. Primary boating periods = Period after the first weekend of June through Labor Day, with actual flows at about 800 cfs (as measured at the reactivated USGS gage at Dillsboro) being preferred. b. During this time period, the Normal Generation Schedule to Support Recreation for 3 out of 4 weeks will be: 1) West Fork Release: Tuesday, Friday, Sunday for 6 hours, timed to arrive at the reactivated USGS gage at Dillsboro at approximately 10:30 AM. c. During this time period, the Normal Generation Schedule to Support Recreation for 1 out of 4 weeks will be: 1) West Fork Release: Tuesday, Friday, Saturday for 6 hours, timed to arrive at the reactivated USGS gage at Dillsboro at approximately 10:30 AM. d. Adjusting for Significant Baseline Flows - Duke will check the river flow daily at the reactivated Dillsboro USGS Gage #03510500 and by doing so, Duke can project the expected river flow at the Dillsboro Gage during the next scheduled generation release to support recreation. When projected baseline river flow (i.e. the flow rate at the Dillsboro USGS gage without Duke making the scheduled generation release to support recreation) is expected to average more than 500 cfs over the period from 10:30 AM to 4:30 PM, specific recreation flow releases from the Duke hydropower stations can be reduced or stopped. e. All main stem recreational releases are at or above the best efficiency flow for the applicable hydro units. E5-85 DukePower West Fork Project Draft FERC License Application Provided the necessary property rights are held or can be secured by Duke or AW to allow adequate access, establish recreation flows in the Glenville Bypass using a Tainter Gate at Glenville Dam according to the following schedule: a. Release water for 6 hours per day for one weekend (Saturday and Sunday) per year in April. Target flowrate will be approximately 250 cfs each day and will begin at 10:00 AM. b. Provide five total afternoon releases per year for 6 hrs each, scheduled on days in the months of May through September. Target flowrate will be approximately 250 cfs each day and will begin at 10:00 AM. c. Target Flowrates - The target flowrates stated above are for flowrates at the put-in point. Actual release amounts from the Tainter gate needs to be large enough that when combined with other tributary and accretion flows, the total is as close as possible to the target flowrates. Special Events – Requests for special generation releases that require additional generation hours beyond the total number of hours as noted in Items 1 and 2 above will be handled on a case-bycase basis. To the maximum practical extent, releases will be integrated with the normal release schedule so that additional release hours beyond the normal release schedule are not needed. The requesting organization is required to consult with the Tuckasegee Gorge Association (TGA) President to coordinate their activities as much as possible prior to making a special request to Duke. Alterations to the Normal Generation Schedule to Support Recreation - Duke will consider requests on a case-by-case basis to temporarily alter the Normal Generation Schedule to Support Recreation as noted in Items 1 and 2 above. Such alteration requests may shift the hours around or reduce the total hours of releases to conserve the available water supply, but will not add additional hours to the normal total number of hours scheduled for the given month. The requesting organization is required to consult with the TGA President to coordinate their activities as much as possible prior to making a request to Duke. Annual Recreation Planning Meeting - Each October beginning in 2004, Duke will convene a meeting of the following parties to discuss recreation flow planning for the next calendar year: NCWRC, NCDWR, USFWS, USFS, AW, TGA, Carolina Canoe Club (CCC), Trout Unlimited (TU) and any other known entities desiring special releases from the West Fork Project during the E5-86 DukePower West Fork Project Draft FERC License Application coming year, plus the Friends of Lake Glenville (FLG) and the Glenville Community Development Club (GCDC). Ongoing Duke Contact for Recreation Flow Issues – Duke will continue to provide an employee, preferably with an office located in the Duke service area, to serve as a primary point of contact for day-to-day, recreation flow-related issues. The employee will have additional duties, but one of the employee’s priorities will be ensuring continued effective communications with businesses and the general public that use the river sections that have flows affected by Duke hydro stations. Evaluation of First 5 Years - In October immediately following the first 5 full recreation seasons of operation under the requirements of the new FERC license for the West Fork Projects, Duke will convene a meeting of the following parties to discuss any lessons-learned from the previous 5 years of operation and to identify any potential improvements that all the parties can agree upon: NCWRC, NCDWR, USFWS, USFS, AW, TGA, CCC, TU and any other known entities desiring special releases from the West Fork Project, plus the Friends of Lake Glenville, (FLG) and the Glenville Community Development Club (GCDC). Implement the new recreation flow schedule on the main stem of the Tuckasegee River in 2006, with Duke continuing voluntary recreation flow releases from its hydro stations until then in coordination with the Tuckasegee Gorge Association. Implement the recreation flow releases in the Glenville Bypass in 2006, or upon completion of the following, whichever comes last: a. Duke verifies that it holds the necessary property rights or it or AW acquires the necessary property rights to allow adequate access to the Glenville Bypass. b. Construction of the parking areas and any portage trails at a suitable put-in point and take-out point are complete. E5-87 DukePower West Fork Project Draft FERC License Application ACTIVELY PARTICIPATE WITH DUKE IN RECREATION AREA CONSTRUCTION AND/OR MANAGEMENT Access Area Operation and Maintenance a. NCWRC will enter into a cooperative maintenance agreement with Duke similar to the existing agreement on other Duke Power lakes for the access areas located on property owned by Duke at Lake Glenville (2), Tuckasegee Lake (1) and the access areas on the mainstem of the Tuckasegee where Duke holds the public access property rights (up to 6). b. AW will enter into a cooperative maintenance agreement for any portage trail providing access to the Glenville Bypass. c. Jackson County Parks Department will operate and maintain any facilities to be located on property the county owns. Access Area Construction a. NCWRC will provide any cost-share funding and construction support as noted herein and will repair / rebuild the facilities that they maintain as needed, including getting any prior approvals from Duke as may be required by the maintenance agreement. b. Jackson County Parks Department will repair / rebuild any facilities located on property the county owns as needed. Consideration of Additional Public Recreation Facilities in the Future a. No additional public recreation facilities associated with the West Fork Project beyond those noted herein will be requested by TCST members or the organizations they represent within the first 15 years of the new FERC licenses. b. Established mechanisms for monitoring growth in recreation facility demand (e.g. FERC Form 80, NC State Comprehensive Outdoor Recreation Plan, USFS recreation use monitoring, etc.) will be utilized as indicators of any potential need for additional facilities or facility expansions in the future. c. Duke may also choose to undertake recreation use and needs studies if it desires to evaluate any future recreation needs that may be directly related to its hydro projects. d. After the first 15 years of operation under the new FERC licenses, additional recreation facilities can be requested by TCST members or the organizations they represent. All such requests should be justified by the requester with the necessary supporting data. e. If Duke agrees that additional recreation facilities that are directly related to its hydro projects are needed, it will endeavor in good faith to budget funds and make the necessary E5-88 DukePower West Fork Project Draft FERC License Application improvements. Preference will be given to upgrades of existing facilities that require no additional property rights and for which substantial cost-share funds are made available from other sources. E5-89 DukePower West Fork Project Draft FERC License Application E5.10 List of Literature Benner, B. and Benner, D. 2002. A Canoeing & Kayaking Guide to the Carolinas. Menasha Ridge Press. Carolina Connections. 2002. Online Document. Great Outdoor Recreation Pages. Campgrounds of the National Forests. http://www.gorp.com/dow/southern/nantcmp.htm Duke Power. 2002. Tuckasegee River Paddling Recreational Instream Flow Study: West Fork Hydroelectric Project. Duke Power, Charlotte, NC. Duke Power – Nantahala Area. 2002. Online Document. Main Relicensing Page. http://www.nantahalapower.com/relicensing/hydro.htm Duke Power. 2003. Nantahala Area Recreation Use and Needs Study. Duke Power, Charlotte, NC. EDAW, Inc. 2002. Recreation Study 3: Tapoco Project Regional Recreation Evaluation. Prepared for: Tapoco Division Alcoa Power Generating Inc. FERC. 2002. Revised List of Comprehensive Plans. Office of Energy Projects. Washington, D.C. April. Knight, J. 2002. Zone of Peaking Influence Study. Duke Power Relicensing Study for Tuckasegee River Hydropower Projects. Study in Progress. Nationwide Rivers Inventory. 2002. North Carolina Segments. National Park Service, Dept. of Interior. Online Document, http://www.ncrc.nps.gov/programs/rtca/nri/STATES/nc.html National Park Service. 1982. The Nationwide Rivers Inventory. Department of the Interior, Washington, D.C. January. 432 pp. National Park Service. 2003. Online Document. http://www.nps.gov/grsm/ E5-90 Great Smoky Mountains National Park. DukePower West Fork Project Draft FERC License Application North Carolina Department of Environment, Health & Natural Resources. 1984. Statewide Comprehensive Outdoor Recreation Plan, 1984-1989. Raleigh, North Carolina. September 1984. 327 pp. and appendices. North Carolina Department of Environment, Health & Natural Resources. 1995. Statewide Comprehensive Outdoor Recreation Plan, 1994-1995. Raleigh, North Carolina. North Carolina Wildlife Resources Commission. 2002. Online Document. Western Mountain Region Table – Boating Access Areas. http://www.wildlife.state.nc.us/pg05_Boating Waterways/pg5a1.htm. USDA-USFS. 1987. Land and Resource Management Plan – Nantahala and Pisgah National Forests: 1986-2000. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. USDA-USFS. 1994. Land and Resource Management Plan – Nantahala and Pisgah National Forests: Amendment 5. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. March 1994. USFWS. 1989. Fisheries-USA: Recreational Fisheries Policy of the US Fish and Wildlife Service. Washington, D.C. December 1989. 12 pp. Whittaker, et. al. 1993. Instream Flows for Recreation: A Handbook on Concepts and Research Methods. National Park Service Publication, Alaska Region. Wildernet. 2003. Your Guide to Outdoor Recreation. Online Document. http://www.wildernet.com/ E5-91 DukePower E6.0 West Fork Project Draft FERC License Application LAND USE AND MANAGEMENT Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the land resources associated with the West Fork Project. This section contains the following information: Description of the land use within the Project area; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed protection, mitigation, and enhancement measures E6.1 Regional Land Use The West Fork Project (Project) is located on the West Fork Tuckasegee River in the western portion of North Carolina near the town of Glenville. The Project is located within Jackson County. Thorpe Dam is located on the West Fork Tuckasegee River at approximately River Mile (RM) 9.7, and Tuckasegee Dam is located on the West Fork Tuckasegee River at approximately RM 3.1. The Project boundary includes the West Fork Tuckasegee River and adjacent lands. The Project area, as discussed in this report, refers to the Project boundary and adjacent lands. Although much of the lands within the Project area have been cleared, the overall landscape of the region is mostly rural with large areas of forest, mountains, valleys, and some pastures with widely dispersed homes and small farms. Human activities and developments within the Tuckasegee River drainage area include timber harvesting, agricultural practices, industry, urban and residential development, and recreation sites. Current land use in Jackson County is categorized as public lands, private forest, agriculture, rural residential, and industrial. Most of the forestlands in the area are public-owned national forests, administered by the Nantahala National Forest or are owned by the Eastern Band of the Cherokee Indian Tribe or corporations. U.S. Highways 19, 74 and 23 to the north of the Project and U.S. Highway 64 to the south of the Project along with NC Highways 107 and 281 are the major travel routes in the area. These roads connect several small communities in the vicinity of the Project including Dillsboro, Webster, Cullowhee, Glenville, Cashiers, and Highlands. These communities all offer limited commercial and/or industrial employment opportunities for the local residents. Recreational land use activities such as hiking and camping are important to the area. Singing Waters Camping Resort located off NC 107 has a capacity of 70 tent sites and 64 RV sites. Many other recreational E6-1 DukePower West Fork Project Draft FERC License Application activities are available on the nearby National Forest and National Park as well as the Cherokee Indian lands. There are no Wild and Scenic Rivers, eligible for listing Wild and Scenic Rivers, or designated wilderness areas within or adjacent the West Fork Project area. However, the Tuckasegee River is listed on the Nationwide Rivers Inventory by the U.S. National Park Service (NRI 2000). From river mile 15 at Bryson City to river mile 53 at Cedar Cliff Reservoir, this water body includes values such as diverse scenery and visual appeal, existing and significant potential for recreational opportunities, interesting geology, significant historical sites, and high quality fish and wildlife habitat. The NRI describes the Tuckasegee River as a scenic, natural flowing stream that flows through the ancestral home of the Cherokee Indians (NRI 2002). They also state that this river segment has significant potential for recreational activities (NRI 2002). E6.2 Project Area Land Use and Ownership E6.2.1 Project Area Land Use Land use within and adjacent to the Project boundary include the following general categories: Agricultural (includes scattered houses and other structures) Open Forested (generally undeveloped) Open Riparian Trees and Shrubs (generally undeveloped) Commercial Developed/Dense Housing/Powerlines/Paved Areas Residential/Scattered Houses Recreational and Public Access Sites A few single-family residences and public-recreation/access sites (i.e., pull-off and picnic areas) are also located along the West Fork Tuckasegee River. Residential and commercial development along the Project Reservoir, Lake Glenville, at the Thorpe Development has increased in recent years. Most of the land in Jackson County and in the vicinity of the Project area is publicly owned. Publicly held lands include those managed by the National Park Service and the U.S. Forest Service. However, privately held lands are also present. Private lands include towns, farmland, homes, cabins, and corporate holdings. Other landowners include the Cherokee Indian Tribe. E6-2 DukePower West Fork Project Draft FERC License Application Lake Glenville and Tuckasegee Reservoir have approximately 26.9 and 1.1 miles of shoreline respectively. There are no federally owned lands within the Project boundary. E6.3 Description of Wetlands and Floodplains E6.3.1 Wetlands A description of wetlands documented within the Project boundary is provided in Section E3.3.1 (Botanical Resources). The main protection for wetlands at the federal level is the Clean Water Act. The intention of this act is to restore and maintain the physical, chemical and biological integrity of the nation’s waters, primarily through the regulation of discharge of fill materials into the waters of the United States. Under Section 404, the US Army Corps of Engineers (USACE) has regulatory responsibility for regulating the discharge of dredge and fill materials placed into waters of the United States, including wetlands. E6.3.2 Floodplains Floodplains are mapped along the West Fork Tuckasegee River on Federal Emergency Management Agency (FEMA) Maps. Zone A, on FEMA maps shows areas within the one hundred-year flood zone. Due to the relatively steep topography of the Project area, Zone A is largely confined to the Project area and includes only a limited amount of adjacent land (Figure E6.3-1 through E6.3-3). The primary legislation related to floodplains at the federal level is Executive Order 11988. This order directs federal agencies to evaluate the potential effects of any potential actions within floodplains to avoid any short and long-term adverse impacts associated with their modification. Determination of floodplain areas is based on National Flood Insurance Program Maps or the best existing available information. E6-3 Figure E6.3-1 West Fork Development FERC No. 2686 Flood Area Map Legend Zone A 100-year Flood Area Designated Project Boundary Flood area data were obtained from Federal Emergency Management Agency Flood Insurance Rate Maps effective May 17, 1989. 0 0 500 500 1,000 1,000 2,000 2,000 FeetFeet 3,000 3,000 Figure E6.3-2 West Fork Development FERC No. 2686 Flood Area Map Legend Zone A 100-year Flood Area Designated Project Boundary Flood area data were obtained from Federal Emergency Management Agency Flood Insurance Rate Maps effective May 17, 1989. 0 500 1,000 2,000 Feet 3,000 Figure E6.3-3 West Fork Development FERC No. 2686 Flood Area Map Legend Zone A 100-year Flood Area Designated Project Boundary Flood area data were obtained from Federal Emergency Management Agency Flood Insurance Rate Maps effective May 17, 1989. 0 500 1,000 2,000 Feet 3,000 DukePower E6.4 West Fork Project Draft FERC License Application Land Management Framework State and federal agencies have management responsibilities for land resources along the West Fork Tuckasegee River and associated headwaters. Their responsibilities are summarized below. E6.4.1 Federal Management United States Forest Service (USFS) The Project area is not directly within the area administered by the USFS, but National forest lands are in the general vicinity of the Project. Lands that are within USFS administered areas are subject to the management guidelines and objectives of the National Forest Management Plan developed by the Nantahala National Forest. The forest plan was created to direct the management of the Nantahala National Forest. The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities, and land use and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDA-USFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals, objectives, and standards in the protection and regulation of forest lands and use within Forest Service lands (USDA-USFS 1994). These include in general: Assure a regular and sustained flow of habitats across the National Forest through various vegetative management measures; Require a permit for the collection of forest products for commercial or personal use; Manage all activities within riparian areas which include perennial streams, lakes, wetlands and floodplains; Utilize mineral resources only when forest-wide and management area direction and cultural resources can be protected. Also require an operating plan before a site can be developed Prioritize Special Use permits relating to public safety, general public benefit, and private use. Also issue no new special use permits for domestic, agricultural, or fish production water uses; Acquire or exchange lands within proclamation boundaries to provide or improve protection of significant resources, access opportunities, recreation management, and fish and wildlife E6-7 DukePower management. West Fork Project Draft FERC License Application Also use plan amendments to designate management areas to new land acquisitions; and Manage transportation systems such as roads, trails, and other travelways consistent with Management Area direction. Also, designate roads open to specific uses such as vehicles, and non-motorized uses such as bikes, and horses. The plan also provides general direction and standards concerning issues such as habitat and vegetation management, land management and development, soil and water management, and recreation management. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). United States National Park Service (NPS) Section 5(d) of the National Wild and Scenic Rivers Act (16 U.S.C. 1271-1287) requires that “in all planning for the use and development of water and related land resources, consideration shall be given by all Federal agencies involved to potential wild, scenic and recreational river areas.” Moreover, it states that “the Secretary of the Interior shall make specific studies and investigations to determine which additional wild, scenic, and recreational river areas… shall be evaluated in planning reports by all Federal agencies as potential alternative uses of water and related land resources involved” (NPS 1982). In partial fulfillment of the Section 5(d) requirements, the NPS has compiled and maintains a NRI, a register of river segments that potentially qualify as national wild, scenic or recreational river areas. A Presidential Directive requires that each federal agency, as part of its normal planning and environmental review processes, to take care to avoid or mitigate adverse effects on rivers identified in the NRI compiled by the NPS. All agencies are required to consult with the NPS prior to taking actions that could effectively foreclose wild, scenic, or recreational status for rivers on the inventory (NPS 1982). In order for a river to be listed on the NRI, a river must be free flowing and possess one or more Outstandingly Remarkable Values such scenery, recreation, geology, fish, wildlife and history (NRI 2002). In order to be assessed as Outstandingly Remarkable, a value must be unique, rare, or exemplary feature that is significant at a comparative regional or national scale (NRI 2002). E6-8 DukePower West Fork Project Draft FERC License Application The NRI is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E6.4.2 State Management Several divisions of the NCDENR have management responsibilities for land resources in the Project vicinity. These include the Division of Land Resources (DLR), North Carolina Geological Survey (NCGS), Division of Forest Resources (DFR), and Division of Soil and Water Conservation (DSWC). Division of Land Resources (DLR) The mission of the DLR is to promote the wise use and protection of the state’s land and geologic resources through scientific investigations and maps of the NCGS, and through the sedimentation control, mining, and dam safety programs of the DLR’s Land Quality Section. Public education in the earth sciences and technical assistance in regulatory programs are essential elements of this mission. The mission of the three programs of the Land Quality Section is as follows. Erosion and Sedimentation Control: To allow development within North Carolina while preventing pollution by sedimentation. Mining Program: To provide for the mining of mineral resources while ensuring the usefulness, productivity, and scenic value of all lands and water of North Carolina. Dam Safety Program: To prevent property damage, personal injury, and loss of life from the failure of dams. North Carolina Geological Survey (NCGS) The NCGS’s primary responsibilities are to study, describe and map the geologic and mineral resources of the state and publish reports and maps summarizing their findings. The NCGS administers cooperative geologic and topographic map agreements with the USGS, other federal agencies, and state and local government agencies. Division of Forest Resources (DFR) The mission of the DFR is to promote the wise use and protection of the state’s forest resources through scientific investigations, wise management, stewardship, and protection programs. Public education in the forest sciences and technical assistance in regulatory programs and management practices are essential elements of this mission. Key programs of this division include the administration of Forest Practice Guidelines and Best Management Practices that include water quality and buffer protection, management assistance and forest stewardship E6-9 DukePower West Fork Project Draft FERC License Application programs, fire control programs, pest management programs, law enforcement, and natural disaster assistance. Division of Soil and Water Conservation (DSWC) The DSWC cooperates with federal agencies and local partners to administer a comprehensive statewide program to protect and conserve the state’s soil and water resources. DSWC serves as staff for the North Carolina Soil and Water Conservation Commission to help deliver conservation programs at the local level. DSWC provides leadership and assistance to the state’s 96 local Soil and Water Conservation Districts by providing financial, technical, and educational assistance to districts, landowners, agricultural producers, and the general public. DSWC also delivers programs in nonpoint source pollution management, cost share for agricultural best management practices, technical and engineering assistance, soil surveys, conservation easements, and environmental and conservation education. E6.4.3 Compliance with FERC Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, list several management and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the pertinent FERC approved land resource related comprehensive plans relevant to the project. Nantahala National Forest Management Plan The Project does not include any National Forest lands within the project boundary, and the Project does not contribute to any overall land resource impairment. Through proposed PM&E measures such as implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, the construction of additional recreational facilities, and the future purchase of conservation lands, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the land management portion of the Plan. E6-10 DukePower West Fork Project Draft FERC License Application Nationwide Rivers Inventory The Tuckasegee River, from River Mile 15 through 53, is classified as a Nationwide Rivers Inventory (NRI) segment by the NPS. The NRI (2002) lists the eligibility criteria and values of this segment as scenery, recreation, geology, fish, wildlife, and history. The Project does not contribute to any water quality degradation, overall recreational impairment, or negatively affect any other attribute of the NRI plan. Through proposed PM&E measures such as implementation of a sediment management program, implementation of a future shoreline management program, enhancement of a shoreline habitat protection agreement, the construction of additional recreational facilities, and the enhancement of minimum flows, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the NRI. E6.5 Consultation Regarding Land Use E6.5.1 Consultation Summary A preliminary assessment of land use within the Project area was presented as part of the FSCD (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. An onsite meeting was held on April 25 and 26, 2000 to allow the agencies to tour the facilities. The following agencies were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; and North Carolina Wildlife Resources Commission. Federal United States Fish and Wildlife Service; United States Forest Service; and Bureau of Indian Affairs Non-governmental Organizations American Rivers; Western North Carolina Alliance; and American Whitewater E6-11 DukePower West Fork Project Draft FERC License Application Indian Tribes Eastern Band of Cherokee Indians In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) North Carolina Department of Environment and Natural Resources; Division of Water Resources, Mr. John N. Morris, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The NCDENR requested that NP&L collect baseline data to characterize the existing environment. Land ownership maps should be developed that accurately delineate boundaries between public land, NP&L property, and private property. Duke Response: Duke has included this request in the associated Project maps located in Exhibit G. 2) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 The NCWRC requested that NP&L provide better representation of boundaries found within the Project, which identify potentially important habitats, such as wetlands. Inventories of riparian and wetland habitat should be conducted. Duke Response: Duke has included this boundary information in the associated Project maps. Wetlands and other habitats were also mapped (Section E3.3). 3) United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 NP&L was requested to determine how much upland use is occurring by hunters and recreationists from boats on the Project reservoirs and to quantify the impacts by management area and by season. NP&L was requested to inventory, classify and map riparian habitat in the Project area. E6-12 DukePower West Fork Project Draft FERC License Application NP&L was requested to survey and map current conditions of vegetation under Project transmission lines, transmission lines along river corridors and transmission lines rights-ofway. Duke Response: Where applicable Duke has addressed these comments in pertinent Project land use and recreational studies. Recreational use of the Project area is described in Section E5.0. Riparian habitat was inventoried and classified in association with the botanical studies (see Section E3.3). 4) United States Department of the Interior; Fish and Wildlife Service, Dr. Garland B. Pardue (Ecological Services Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 24, 2000 The USFWS recommended establishing a shoreline management plan around the Project Reservoir. Duke Response: A shoreline management plan was prepared, in association with the Consensus Agreement, for the West Fork Project (Volume III). 5) United States Department of the Interior; Bureau of Indian Affairs, Malka Pattison, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated June 22, 2000 The BIA recommended that NP&L provide a map indicating the boundaries of all lands and their location in relation to lands in the Project area. Accompanying the map should be the legal land description for all Project lands. Duke Response: Within this application, Duke has included information on the legal Project boundaries. A map of this FERC Project boundary is provided in Exhibit G. Legal ownership descriptions (i.e., deeds) have not been included in this application, but they can be obtained at the Macon County Tax Office. 6) Jackson County Recreation and Parks Department, Mr. Jeff Carpenter (Director), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 20, 2000 The Jackson County Parks Department requested assistance with the development and planning of greenways and financial assistance for construction and greenway development. E6-13 DukePower West Fork Project Draft FERC License Application Duke Response: This greenway program was presented to Duke as an item for project mitigation. Duke would rather treat requests such as this as an enhancement measure. Enhancement measures for the Project are summarized in Sections E1.13 and E6.8. E6.5.1.1 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of land use within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial TLT and agency comments. In association with the review of the study plans, additional comments were received from various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of the Interior; Fish and Wildlife Service, Mr. Brian P. Cole (State Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 16, 2001 The USFWS recommended collection of digital data according to standards of the Federal Government, as noted by the Federal Geographic Data Committee. Duke Response: Duke has incorporated this recommendation in the appropriate study plan. 2) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested that study plan GWB3 be renamed as “Shoreline Management Policy Revision Study”. The NCWRC suggested that study plan LLM1 be renamed as “Shoreline Habitat Survey”. Additionally, the NCWRC stated: “Data gathered during this study also will be useful in GWB3 (Shoreline Management Policy Study) to protect important habitats from shoreline development. The NCWRC suggested that study plan OTH7 be renamed as “GIS Database”. Duke Response: Duke has addressed these comments in the pertinent study plans and the shoreline management plan for the project. E6-14 DukePower E6.5.2 West Fork Project Draft FERC License Application Land Use Studies E6.5.2.1 Previous Studies There are no previous land use studies associated with the Project area. E6.5.2.2 Studies Currently Underway No land use studies are currently underway within the Project area. E6.5.2.3 Relicensing Studies During the relicensing consultation process, several state and federal agencies recommended that land use studies be conducted in association with this project and the other Duke PowerNantahala Area relicensing projects. A summary of the shoreline management plan can be found in Section E6.8 and Volume III of this Exhibit E. These studies can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. E6.5.2.4 Proposed Studies No other studies concerning land use were requested and; therefore, no others are proposed. E6.6 Project Effects on Land Resources from Continued Project Operation No ongoing effects of Project operation on land resources were documented. Changes in Project operations have been proposed as part of the PM&E measures associated with the Consensus Agreement (see Section E1.13, Section E6.8 and Volume III). These changes are designed to enhance and/or protect existing resources and are unlikely to negatively affect land resources. Because of this, no new impacts to these resources are expected from continued Project operation. E6.7 Existing Land Resource Protection, Mitigation, and Enhancement Measures There is currently no existing land resource PM&E measures associated with the Project. E6.8 Proposed Land Resource Protection, Mitigation, and Enhancement Measures The following land resource PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. E6-15 DukePower West Fork Project Draft FERC License Application Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: Resource Enhancement Initiatives Soil & Water Conservation Enhancement a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiative list will be requested from each board by 7/1/05. b. Review each board’s prioritized list and select initiative from the list to receive funding support from Duke. c. Contribute $40,000 per county in Jackson County toward implementation of the Dukeselected initiative. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiative. c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. E6-16 DukePower West Fork Project Draft FERC License Application d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Provide Conservation Land a. Purchase a selected tract of land and convey its interest in the land to a governmental entity or a non-profit conservation organization. b. If the tract that is currently being considered cannot be obtained at an acceptable cost to Duke, then a replacement tract(s) of similar conservation value that can be obtained at an acceptable cost to Duke will be pursued. c. Purchase of the selected tract or replacement tract(s) will be pursued in 2003 and 2004 by Duke. d. Conveyance of Duke’s interest in the property will occur in 2006 or within 1 year following issuance of the new FERC licenses for the West Fork Projects and the closure of all legal challenge periods, whichever is longer. e. If conservation lands cannot be purchased at an acceptable cost to Duke, then Duke will meet with the USFS, USFWS, NCDWR, the NCWRC and other interested parties to any future settlement agreement to consider other mitigation possibilities. Shoreline Management Interim Procedures - Until the new requirements identified in Item 4 below are implemented, continue enforcing shoreline protection measures for environmentally sensitive areas (e.g. Dukedesignated wetlands) and continue limiting cutting of trees within the FERC project boundaries. Maps - Develop shoreline classification maps for each lake on the Tuckasegee River, identifying any unique areas that need protection for environmental, recreational, cultural or operational reasons and provide the associated lake use restrictions. Lake & River Clean Up - Beginning in 2004, work with others to support an annual “Lake Wide Clean Up” on Lake Glenville and an annual “River Clean Up” on the main stem of the Tuckasegee River. Duke’s contribution will be to remove trash during the week following the clean-up from pre-designated disposal sites around these 4 lakes and the river. Implement the final version of the lake use restrictions, vegetation management requirements and the shoreline management guidelines on 7/1/03. E6-17 DukePower West Fork Project Draft FERC License Application Duke will continue reviewing and addressing lake security issues. SEDIMENT MANAGEMENT Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. Shoreline Management Guidelines Duke Power-Nantahala Area’s Shoreline Management Guidelines (SMG) applies to all reservoirs owned by Duke Power in the Nantahala area, with the following exception. On Tuckasegee Reservoir (as well as several other small reservoirs), pier/docking regulations will not apply. Due to their small size and/or environmental concerns, pier/docks will not be permitted on this reservoir. In general, property owned by Duke includes the lakes, dams, power plants, substations, all land below the full pool elevation of the reservoir and in most cases the land extending ten (10) vertical feet above the full pool elevation of the reservoir. All Duke property lines above full pool elevation extend vertically. See Volume III for specifics associated with the Shoreline Management guidelines. These Shoreline Management Guidelines set forth the rights and limitations as to the use of Duke’s shoreline properties. These guidelines are designed to: Meet Duke’s regulatory requirements Protect Duke’s generation interests Protect the scenic and environmental value of Duke’s shoreline property Provide recreational benefits to the general public Provide a guide to adjacent property owners on permitted uses of Duke properties CLASSIFICATIONS AND LAKE USE RESTRICTIONS FOR THE NANTAHALA AREA Duke also has developed new classifications and lake use restrictions for the Nantahala area lakes. These requirements include restrictions on piers/docks, shoreline stabilization measures and excavation in certain vegetated and shoreline areas. The lake use classifications and restrictions are provided below and in Volume III. Vegetated Areas/Coves with Stream Confluence - This habitat type exists where stable, emergent, native vegetation (rooted within the normal operating range of lake levels and having a minimum lakeward width of 5 feet) composes > 50% of the area for a minimum distance of 100 E6-18 DukePower West Fork Project Draft FERC License Application linear feet or where intermittent or permanent streams enter the upper ends of coves (with or without vegetation). Where cove heads with a stream confluence exist but lack vegetation, this classification will extend to 50 feet beyond the edge of an established sedimentation delta. In the absence of an existing delta, this classification will extend 50 feet beyond each side of the intersection of the stream centerline and the full pond contour. The following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No piers, clearing, excavation, or shoreline stabilization inside the project boundary. Appeals for Piers/Docks Having No Practicable Alternative- Property owners may request to have special consideration given to their proposal under the LAKE USE RESTRICTIONS to place a pier/dock in vegetated areas within the Vegetated Areas/Coves with Steam Confluence classification by providing compelling information that supports a contention that no practicable alternative to the requested pier/dock access exists. Mitigation- Successful appeals should be expected to include reasonable mitigation requirements recommended by the natural resource agencies. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal. Mitigation considerations include: 1) contribution to enhancement comparable to the impact; 2) maintenance of the mitigation activities as long as the facility exists; 3) implementation of the mitigation prior to facility construction; 4) allowance for out- of- kind replacement involving different habitat types provided the recommended replacement is greater than or equal to the total value of the habitat impacted, 5) in-kind replacement as the preferred method although out-of-kind habitat enhancements can be deemed acceptable, and; 6) a premise of no net loss of habitat important for fish and wildlife. Construction Limitations- Individual simple piers/docks (serving single individual projectfront property owners) that completely bridge by elevated pile or pole-supported walkway over the vegetated area may be allowed, along with clearing of access corridors needed for such docks, no clearing except for access corridors, no excavation or shoreline stabilization inside the project boundary. Piers/docks cannot be placed within 50 feet of a stream confluence. The total number of piers/docks that can potentially be constructed in an area > 100 feet classified as Vegetated Areas/Coves with Stream Confluence is limited to one pier per 100 feet of shoreline within the classification. This pier/dock per linear footage of shoreline limitation; applies regardless of the E6-19 DukePower West Fork Project Draft FERC License Application number of individual lots that adjoin the project boundary adjacent to areas with this classification. Consequences for Violations- Destruction of native emergent vegetation within the full pond contour or unauthorized removal of vegetation within the project boundary may result in one or more of the following: 1) restoration of the impacted area at the owner’s expense; 2) revocation of a previously issued pier permit; 3) loss of consideration of any future lake use permitting activities for up to five years or until vegetation is satisfactorily re-established; and/or 4) further legal action being taken by Duke Power. Duke Power reserves the right to modify the lake use restrictions associated with vegetated areas/coves with stream confluence to eliminate the opportunity for future pier/dock construction within these areas if wholesale destruction of vegetation within these areas becomes widespread. Fractured Rock, Woody Debris and Sand/Cobble - These types of habitat exists where: 1) the shallow-water substrate is composed primarily (> 50%) of medium to large broken boulders for a minimum distance of 100 linear feet; or 2) 4 or more felled trees (> 10 inches in diameter at breast height) extending from the shoreline into the water per 100 linear feet of shoreline are present; or 3) the shallow-water substrate is composed primarily (> 50%) of stable sand or sand and cobble for a minimum distance of 100 linear feet. Isolated boulders and gravel may also be present, but are minor components (< 50%) of the substrate. These areas consist of Project lands and waters that have specifically-identified importance from an environmental standpoint but protection of those important values does not necessarily preclude private, commercial, or other access to the lake. Applicants must first try to avoid these habitat types, but if complete avoidance is not a practicable alternative, then the following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No commercial piers except True Public Marinas (Note 2), no boat ramps except those required for Public Recreation and no excavation except the minimum amount necessary and approved as part of installation of a dry-stacked boulder wall. Applicants should expect to have specific reasonable mitigation requirements imposed by the federal and state wildlife resource agencies for construction within areas classified as Woody Debris and/or Sand/Cobble. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal within an area classified as Woody Debris or Sand/Cobble. Downed trees within the full pond contour should be allowed to remain as fish and/or wildlife habitat when possible. E6-20 DukePower West Fork Project Draft FERC License Application Silt, Bedrock and Clay/Weathered Rock - These types of habitat exist where: 1) the shallowwater substrate is composed mostly (> 50 %) of silt from a nearby tributary stream for a minimum linear distance of 100 feet; or 2) the shallow-water substrate is composed primarily (> 50%) of solid rock outcrops for a minimum distance of 100 linear feet; or 3) the shallow-water substrate is composed mostly (> 50%) of clay or a combination of clay and weathered rock (e.g., gneiss and schist) for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Rip Rap/Dry-Stacked Boulders - This type of habitat exists where these man-made structures have been placed within the project boundary of the lake for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – No concrete, grout or rock veneer utilized as part of drystack boulder wall construction. Riprap must be placed along the base of all dry-stack boulder walls. Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Pier/Dock- This type of habitat notes the presence of a pier and/or dock supporting various public or private recreational amenities. Examples of the public recreation classification include Duke-owned public access areas, True Public Marinas, and state, district, county, and city parks. Examples of private recreational amenities include private piers and private marinas. LAKE USE RESTRICTIONS - Construction activities in accordance with federal, state, local, and Duke guidelines. No new construction without written authorization from Duke. Notes 1. Public-need projects where the applicant has the power of eminent domain can be exempted from the listed lake use restrictions provided there is no other acceptable alternative (similar to practicable alternative (Note 3), except it allows more consideration for economics of alternatives and desires of the applicant). Also note that the shoreline classifications and associated lake use restrictions are considered to apply to the project boundary line and the area extending lakeward and perpendicular to the shoreline for a minimum distance of onethird the cove width. Where restrictive classifications (e.g. Vegetated areas/coves with stream confluence, Fractured Rock, Woody Debris and Sand/Cobble) wrap around the heads of coves, the lake use restrictions will also apply to the entire cove width in the wrapped area. E6-21 DukePower West Fork Project Draft FERC License Application 2. True Public Marinas provide public recreational opportunities with no predetermination of user groups for any of the existing or proposed land or water based facilities. a. No commercial/residential (existing or proposed) b. No membership requirements c. Transient services do not require wet or dry storage rental Existing and/or proposed facilities will provide land and water based recreation services for transient users at less than or equal to a reasonable and customary fee. a. Services are available for transient users b. Offers services for lake and land based users 3. An alternative is not considered practicable if choosing it over the desired option would result in any of the following: a) Violation of any applicable permitting criteria or lake use restriction. b) Requiring the applicant to dredge the lake bed in order to use the requested facility, whereas dredging would not be required if some allowance were made for crossing into the restricted area. c) Modification of the desired facility to the point that the resulting structure would be of very limited usefulness. 4. The provisions of these requirements shall not apply to Duke-approved maintenance activities or activities (e.g. piers, stabilization, mowing) which were allowed and/or approved by Duke prior to the adoption of these requirements. When a facility currently located within the Vegetated Areas/Coves with Stream Confluence must be rebuilt, the owner must relocate the facility outside the classified area to the maximum practical extent. This provision, however, does not eliminate the opportunity to rebuild a previously existing facility if there is no means of avoidance. E6-22 DukePower E6.9 West Fork Project Draft FERC License Application List of Literature FERC. 2002. Revised List of Comprehensive Plans. Office of Energy Projects. Washington, D.C. April. Nationwide Rivers Inventory. 2002. North Carolina Segments. National Park Service, Dept. of Interior. Online Document, http://www.ncrc.nps.gov/programs/rtca/nri/STATES/nc.html National Park Service. 1982. The Nationwide Rivers Inventory. Department of the Interior, Washington, D.C. January. 432 pp. USDA-USFS. 1987. Land and Resource Management Plan – Nantahala and Pisgah National Forests: 1986-2000. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. USDA-USFS. 1994. Land and Resource Management Plan – Nantahala and Pisgah National Forests: Amendment 5. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. March 1994. E6-23 DukePower E7.0 West Fork Project Draft FERC License Application AESTHETIC RESOURCES Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the aesthetic resources associated with the West Fork Project. This section contains the following information: Description of the general existing resources; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed protection, mitigation, and enhancement measures. E7.1 Existing Resources E7.1.1 Regional Landscape Character The Project is located on the West Fork Tuckasegee River in western North Carolina. The area is characterized by forested mountains interspersed with wide river valleys historically utilized for agriculture. Regional features include the Great Smoky Mountains to the north, Fontana Lake to the west and the Nantahala National Forest. The region is primarily rural with the exception of some small mountain communities including the towns of Dillsboro, Sylva and Cullowhee. Development is slowly expanding in the region. The Tuckasegee River from River Mile 15 at Bryson City through to River Mile 53 at Cedar Cliff Reservoir is classified as a NRI segment by the U.S. Park Service. The NRI (2002) lists the eligibility criteria values of this segment as scenery, recreation, fish, wildlife, geology and history. E7.1.2 Project Features and Setting The West Fork Project consists of two separate developments, Thorpe and Tuckasegee, with two reservoirs, two powerhouses, water conduits, and a transmission line. These developments will be discussed separately within this section. All activities occurring within the Project boundary are subject to Duke’s management oversight and approval. All land management activities outside of the Project boundary are controlled by individual property owners and are outside Duke’s control. E7-1 DukePower West Fork Project Draft FERC License Application E7.1.2.1 Thorpe Development The Thorpe Development includes Lake Glenville, Thorpe Dam, Thorpe Powerhouse, and a water conduit. Lake Glenville is approximately 1,400 surface acres in area with 27 miles of shoreline. In addition to the land within the full pond contour, Duke generally owns all property within 10 vertical feet of the full pond elevation of 3492 feet AMSL. Duke allows minimal disturbance of this buffer for improving views of the lake and accessing the lake as stipulated in Duke’s Shoreline Management Plan (SMP). The reservoir level follows an operational schedule throughout the year with the peak drawdown of twenty feet occurring in the winter. During the summer recreational season, this protocol calls for the lake level to be maintained at two feet below full pool. According to the Friends of Lake Glenville (Odell, personal communication), there are 570 waterfront homes on the lake. This equates to 21 houses per mile of shoreline or roughly one home every 250 feet. The undeveloped shoreline areas consist of pine and mixed pine hardwood forests. Pine Creek, Norton Creek, Hurricane Creek and Mill Creek flow into the reservoir over small waterfalls. The Thorpe Powerhouse is located approximately 6.9 river miles downstream of the Thorpe Dam. Water from Lake Glenville travels 3 miles through tunnels and pipelines to power the Thorpe Powerhouse. The bypassed section of the West Fork includes High Falls, a locally well-known feature, as well as smaller falls. Public access to the bypass section of the river is relatively limited as the land surrounding the river is privately owned. The Thorpe Powerhouse is a distinctive structure of Gothic architecture. The Thorpe Development has been deemed eligible for the National Register of Historic Places for the role the facility played in supporting aluminum production during World War II as well as the distinctive architecture of the facility (see Section E4.2). E7.1.2.2 Tuckasegee Development The Tuckasegee Reservoir is located immediately downstream of the Thorpe Powerhouse. The reservoir has a surface area of 8 acres and just over 1 mile of shoreline. There is no development on or designated public access to the reservoir. The lake level is maintained as close to full pond as possible. The Tuckasegee Powerhouse is located approximately 1/2 mile from the Tuckasegee Dam; a tunnel delivers water from the reservoir to the powerhouse. The powerhouse is a poured E7-2 DukePower West Fork Project Draft FERC License Application cement and metal siding structure. The Tuckasegee Powerhouse is connected to the Thorpe Development by a 6.6 kV line on wood poles. The line is approximately 0.9 miles long. E7.1.3 Viewpoints and Viewing Conditions The Project is readily visible to local residents and visitors to the region. Views from the Project reservoirs include open areas, scattered residences, forested areas and a state maintained road. Very little of the land adjacent to the Project reservoirs has been cleared making the reservoirs visible from only a few locations on the adjacent state maintained highway. The powerhouses and dams are readily visible from NC Highway 107, a major transportation corridor in the region, or other secondary roads. There is a considerable amount of recreation activity within the Project area, particularly Lake Glenville. Tuckasegee Reservoir has no public access and is not highly used by recreators. The majority of individuals recreating within the Project area are from adjacent shoreline residences. The remaining recreators access the Project from public access sites. The most common reported recreational activity for the Project area was motor boating. However, on the Tuckasegee River downstream of the Project, the single most popular activity is bank fishing. E7.1.4 USFS Viewsheds There are many views of the adjacent USFS lands from within the Project area. Among the most aesthetically pleasing views are those of Chestnut Mountain and Blackrock Mountain to the east of Lake Glenville. Both of these mountains are over 4000 feet MSL. The Project is visible from few roads traversing the Nantahala National Forest. E7.2 Existing Resource Management Several agencies have management responsibilities for aesthetic resources along the West Fork Tuckasegee River and associated headwaters. Their responsibilities within the West Fork Project area are summarized below. E7.2.1 Federal Management United States Forest Service (USFS) The Project area is not under the control of the USFS; however, it is within the sphere of lands administered by the USFS and the Nantahala National Forest. As a result, these lands are subject to the management guidelines and objectives of the National Forest Management Plan developed E7-3 DukePower West Fork Project Draft FERC License Application by the Nantahala National Forest. The forest plan was created to direct the management of the Nantahala National Forest. The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities, and land use and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDA-USFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific goals, objectives, and standards in the protection and regulation of forest lands and visual resources within Forest Service lands (USDA-USFS 1994). These include in general: Design forest management activities to meet the Visual Quality Objectives (VQO’s) for each management area; Meet the VQO’s for a new project by the end of the specified period; Set priorities for rehabilitation of areas that do not meet the VQO’s specified for each management area based on relative importance of the area, length of time it will take the natural processes to reduce the visual impacts, length of time it will take to rehabilitate the area, and benefits to other natural resource objectives; Consider enhancement of the landscape through alteration of vegetation, rockform, water features or structures; and Recognize and consider wilderness values when planning resource management activities adjacent to wilderness while meeting the objectives of adjacent management areas. The plan also provides general direction and standards concerning issues such as habitat and vegetation management, land management and development, soil and water management, and recreation management. The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E7-4 DukePower West Fork Project Draft FERC License Application United States National Park Service (NPS) Section 5(d) of the National Wild and Scenic Rivers Act (16 U.S.C. 1271-1287) requires that “in all planning for the use and development of water and related land resources, consideration shall be given by all Federal agencies involved to potential wild, scenic and recreational river areas.” Moreover, it states that “the Secretary of the Interior shall make specific studies and investigations to determine which additional wild, scenic, and recreational river areas… shall be evaluated in planning reports by all Federal agencies as potential alternative uses of water and related land resources involved” (NPS 1982). In partial fulfillment of the Section 5(d) requirements, the NPS has compiled and maintains a Nationwide Rivers Inventory (NRI), a register of river segments that potentially qualify as national wild, scenic or recreational river areas. A Presidential Directive requires that each federal agency, as part of its normal planning and environmental review processes, to take care to avoid or mitigate adverse effects on rivers identified in the NRI compiled by the NPS. All agencies are required to consult with the NPS prior to taking actions that could effectively foreclose wild, scenic, or recreational status for rivers on the inventory (NPS 1982). In order for a river to be listed on the NRI, a river must be free-flowing and possess one or more Outstandingly Remarkable Values such scenery, recreation, geology, fish, wildlife and history (NRI 2002). In order to be assessed as Outstandingly Remarkable, a value must be unique, rare, or exemplary feature that is significant at a comparative regional or national scale (NRI 2002). The NRI is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). E7.2.2 Compliance with FERC Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002 list several management and visual resource plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the West Fork Project with the pertinent FERC approved visual resource related comprehensive plans relevant to the project. E7-5 DukePower West Fork Project Draft FERC License Application Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. In association with visual resources, the management plan outlines objectives and measures to meet various visual standards and guidelines within forestlands. These measures include meeting the VQO guidelines, rehabilitating and enhancement existing areas, and meeting wilderness management objectives. The Project does not include any National Forest lands within the Project boundary but there are National Forest lands in the general vicinity. However, the Project does not contribute to any overall aesthetic resource impairment. Through proposed PM&E measures such as implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, construction of additional recreational facilities, and maintenance of lake levels, the continued operations of the Project, are consistent with the spirit, objectives, planning concepts, and conclusions associated with the aesthetic management portion of the Plan. Nationwide Rivers Inventory The Tuckasegee River from River Mile 15 at Bryson City through to River Mile 53 at Cedar Cliff Reservoir is classified as a NRI segment by the U.S. National Park Service. The NRI (2002) lists the eligibility criteria values of this segment as scenery, recreation, fish, wildlife, geology and history. The continued operation of the West Fork Project will not cause any adverse effects to the river, which could change the scenic or recreational status of the river. The Project does not contribute to any water quality degradation, overall recreational impairment, or negatively affect any other attribute of the NRI plan. Through proposed PM&E measures such as implementation of a sediment management agreement, implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, the construction of additional recreational facilities, and the enhancement of minimum flows, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the NRI. E7.3 Consultation Regarding Aesthetic Resources E7.3.1 Consultation Summary A preliminary assessment of the aesthetic resources within the Project area was presented as part of the FSCD (FWA 2000). The FSCD was distributed to the pertinent agencies in March 2000. E7-6 DukePower West Fork Project Draft FERC License Application An onsite meeting was held on April 24 and 26, 2000 to allow the agencies to tour the facilities. The following parties were contacted in association with this issue: State North Carolina Department of Environment and Natural Resources, Division of Water Quality; and North Carolina Wildlife Resources Commission. Federal United States Fish and Wildlife Service; United States Forest Service; and Bureau of Indian Affairs Non-governmental Organizations American Rivers; Western North Carolina Alliance; and American Whitewater Indian Tribes Eastern Band of Cherokee Indians In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) United States Department of Agriculture; Forest Service, Mr. Raymond M. Johns (Hydroelectric Program Manager), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 12, 2001 The Forest Service recommended the documentation of current aesthetic conditions along with any alternatives and suggested these conditions should be contrasted and characterized for National Forest System lands using their Landscape Management Standards. Duke Response: Duke has addressed this comment in this section of the Exhibit E. E7-7 DukePower 2) West Fork Project Draft FERC License Application United States Forest Service, Mr. John F. Ramey (Forest Supervisor), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 21, 2000 The USFS recommended that Duke assess the current visual conditions of the reservoirs, transmission lines, Project facilities and surrounding landscapes. The USFS recommended that Duke evaluate the visual effects all maintenance, reservoir operations and management alternatives on the aesthetic quality of the reservoir areas, transmission lines and facilities and on the scenery surrounding the reservoirs. The USFS recommended that Duke evaluate the effects of instream flow levels on the aesthetic quality of the rivers. The USFS recommended that Duke evaluate the visual effects of all maintenance, reservoir operations and management, and facilities on lands classified as backcountry. Duke Response: Duke has addressed these comments in this section of the Exhibit E. E7.3.2 Summary of Comments Associated with Agency Requested Study Plans A preliminary assessment of the aesthetic resources within the Project area was presented as part of the FSCD. In association with the review of the Project resources, study plans were developed based on initial Technical Leadership Team (TLT) and agency/NGO comments. In association with the review of the study plans, additional comments were received from various interested parties. Copies of this correspondence can be found in Volume II. A summary of the comments and the Duke action is as follows: 1) United States Department of Agriculture; Forest Service, Mr. Raymond M. Johns (Hydroelectric Program Manager), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Relicensing Project Manager, dated March 12, 2001 The objective of the study plan NPLAES1 should include consideration of the project in context of the viewsheds in which they exist rather than being limited adjacent to the project. In addition, the Approach and Analysis should identify representative viewpoints of not only the Project structures, but should also include resources affected by operation of the project. The documentation of current conditions along with any alternatives should be contrasted and characterized for National Forest System lands using the our Landscape Management Standards. They provide information necessary to evaluate the effects of the project and any proposed modifications. E7-8 DukePower West Fork Project Draft FERC License Application Duke Response: Duke has addressed this comment in this section of the application. E7.4 Aesthetic Resource Studies E7.4.1 Previous Studies There are no previous aesthetic resource studies associated with the Project area. E7.4.2 Studies Currently Underway No aesthetic resource studies are currently underway within the Project area. E7.4.3 Relicensing Studies During the relicensing consultation process, several state and federal agencies recommended that aesthetic resource studies be conducted in association with this project and the other Duke PowerNantahala Area relicensing projects. These studies were summarized in this Section of the Exhibit E and can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. E7.4.4 Proposed Studies No other studies concerning aesthetic resources were requested and; therefore, no others are proposed. E7.5 Project Effects on Aesthetic Resources from Continued Project Operation No ongoing effects of Project operation on aesthetic resources were documented. Changes in Project operations have been proposed as part of the PM&E measures associated with the Consensus Agreement (see Section E1.13 and Volume III). These changes are designed to enhance and/or protect existing resources and are unlikely to negatively affect aesthetic resources. Because of this, there are no new impacts to aesthetic resources expected from continued Project operation. E7.6 Existing Aesthetic Resource Protection, Mitigation, and Enhancement Measures The existing license and the May 5 1999 Order approving settlement (Article 32) currently states that the licensee release a minimum instantaneous flow of 20 cfs or the stream flow entering Little Glenville Lake from the West Fork of the Tuckasegee River. This is to provide a continuous flow in the two miles of stream between the Tuckasegee Development powerhouse and the confluence with the East Fork of the Tuckasegee River. The flow described above E7-9 DukePower West Fork Project Draft FERC License Application provide a beneficial affect on the aesthetics due to continuous flow across the riverbed as opposed to dry riverbed. E7.7 Proposed Aesthetic Resource Protection, Mitigation and Enhancement Measures The following proposed aesthetic resource PM&E’s have been proposed for the West Fork Projects. On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. A copy of the entire Consensus Agreement, signed on May 16, 2003 is provided in Volume III. Based on this Consensus Agreement, Duke proposes to the following measures in association with the West Fork Projects: Resource Enhancement Initiatives Soil & Water Conservation Enhancement a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiative list will be requested from each board by 7/1/05. b. Review each board’s prioritized list and select initiatives from the list to receive funding support from Duke. c. Contribute $40,000 per county in Jackson County toward implementation of the Dukeselected initiatives. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. E7-10 DukePower West Fork Project Draft FERC License Application Riparian Habitat Enhancement a. Provide Duke funding to support initiatives within the Nantahala service area that would either (1) protect or enhance fish and wildlife habitat directly, or (2) educate landowners or school children about the importance of healthy riparian areas to fish and wildlife habitat and about the related best management practices in riparian areas. All initiatives must support protection or enhancement of fish or wildlife habitat on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). b. Work with other interested stakeholder team members to define the process by 8/1/03 that will be used to prioritize potential initiatives. c. Once the prioritized list of initiatives is received (target date is 7/1/05), Duke will select initiatives from the list to receive Duke funding support. The total Duke contribution will be $200,000. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. Provide Conservation Land a. Purchase a selected tract of land and convey its interest in the land to a governmental entity or a non-profit conservation organization. b. If the tract that is currently being considered cannot be obtained at an acceptable cost to Duke, then a replacement tract(s) of similar conservation value that can be obtained at an acceptable cost to Duke will be pursued. c. Purchase of the selected tract or replacement tract(s) will be pursued in 2003 and 2004 by Duke. d. Conveyance of Duke’s interest in the property will occur in 2006 or within 1 year following issuance of the new FERC licenses for the West Fork Projects and the closure of all legal challenge periods, whichever is longer. e. If conservation lands cannot be purchased at an acceptable cost to Duke, then Duke will meet with the USFS, USFWS, NCDWR, the NCWRC and other interested parties to any future settlement agreement to consider other mitigation possibilities. SHORELINE MANAGEMENT E7-11 DukePower West Fork Project Draft FERC License Application Interim Procedures - Until the new requirements identified in Item 4 below are implemented, continue enforcing shoreline protection measures for environmentally sensitive areas (e.g. Dukedesignated wetlands) and continue limiting cutting of trees within the FERC project boundaries. Maps - Develop shoreline classification maps for each lake on the Tuckasegee River, identifying any unique areas that need protection for environmental, recreational, cultural or operational reasons and provide the associated lake use restrictions. Lake & River Clean Up - Beginning in 2004, work with others to support an annual “Lake Wide Clean Up” on Lake Glenville and an annual “River Clean Up” on the main stem of the Tuckasegee River. Duke’s contribution will be to remove trash during the week following the clean-up from pre-designated disposal sites around these 4 lakes and the river. Implement the final version of the lake use restrictions, vegetation management requirements and the shoreline management guidelines on 7/1/03. Duke will continue reviewing and addressing lake security issues. SEDIMENT MANAGEMENT Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. SHORELINE MANAGEMENT GUIDELINES Duke Power-Nantahala Area’s Shoreline Management Guidelines (SMG) applies to all reservoirs owned by Duke Power in the Nantahala area, with the following exception. On Tuckasegee Reservoir (as well as several other small reservoirs), pier/docking regulations will not apply. Due to their small size and/or environmental concerns, pier/docks will not be permitted on this reservoir. In general, property owned by Duke includes the lakes, dams, power plants, substations, all land below the full pool elevation of the reservoir and in most cases the land extending ten (10) vertical feet above the full pool elevation of the reservoir. All Duke property lines above full pool elevation extend vertically. See Volume III for specifics associated with the Shoreline Management guidelines. E7-12 DukePower West Fork Project Draft FERC License Application These Shoreline Management Guidelines set forth the rights and limitations as to the use of Duke’s shoreline properties. These guidelines are designed to: Meet Duke’s regulatory requirements Protect Duke’s generation interests Protect the scenic and environmental value of Duke’s shoreline property Provide recreational benefits to the general public Provide a guide to adjacent property owners on permitted uses of Duke properties CLASSIFICATIONS AND LAKE USE RESTRICTIONS FOR THE NANTAHALA AREA Duke also has developed new classifications and lake use restrictions for the Nantahala area lakes. These requirements include restrictions on piers/docks, shoreline stabilization measures and excavation in certain vegetated and shoreline areas. The lake use classifications and restrictions are provided below and in Volume III. Vegetated Areas/Coves with Stream Confluence - This habitat type exists where stable, emergent, native vegetation (rooted within the normal operating range of lake levels and having a minimum lakeward width of 5 feet) composes > 50% of the area for a minimum distance of 100 linear feet or where intermittent or permanent streams enter the upper ends of coves (with or without vegetation). Where cove heads with a stream confluence exist but lack vegetation, this classification will extend to 50 feet beyond the edge of an established sedimentation delta. In the absence of an existing delta, this classification will extend 50 feet beyond each side of the intersection of the stream centerline and the full pond contour. The following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No piers, clearing, excavation, or shoreline stabilization inside the project boundary. Appeals for Piers/Docks Having No Practicable Alternative- Property owners may request to have special consideration given to their proposal under the LAKE USE RESTRICTIONS to place a pier/dock in vegetated areas within the Vegetated Areas/Coves with Steam Confluence classification by providing compelling information that supports a contention that no practicable alternative to the requested pier/dock access exists. Mitigation- Successful appeals should be expected to include reasonable mitigation requirements recommended by the natural resource agencies. Wildlife resource agencies (e.g. NCWRC and E7-13 DukePower West Fork Project Draft FERC License Application USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal. Mitigation considerations include: 1) contribution to enhancement comparable to the impact; 2) maintenance of the mitigation activities as long as the facility exists; 3) implementation of the mitigation prior to facility construction; 4) allowance for out- of- kind replacement involving different habitat types provided the recommended replacement is greater than or equal to the total value of the habitat impacted, 5) in-kind replacement as the preferred method although out-of-kind habitat enhancements can be deemed acceptable, and; 6) a premise of no net loss of habitat important for fish and wildlife. Construction Limitations- Individual simple piers/docks (serving single individual projectfront property owners) that completely bridge by elevated pile or pole-supported walkway over the vegetated area may be allowed, along with clearing of access corridors needed for such docks, no clearing except for access corridors, no excavation or shoreline stabilization inside the project boundary. Piers/docks may not to be placed within 50 feet of a stream confluence. The total number of piers/docks that can potentially be constructed in an area > 100 feet classified as Vegetated Areas/Coves with Stream Confluence is limited to one pier per 100 feet of shoreline within the classification. This pier/dock per linear footage of shoreline limitation, applies regardless of the number of individual lots that adjoin the project boundary adjacent to areas with this classification. Consequences for Violations- Destruction of native emergent vegetation within the full pond contour or unauthorized removal of vegetation within the project boundary may result in one or more of the following: 1) restoration of the impacted area at the owner’s expense; 2) revocation of a previously issued pier permit; 3) loss of consideration of any future lake use permitting activities for up to five years or until vegetation is satisfactorily re-established; and/or 4) further legal action being taken by Duke Power. Duke Power reserves the right to modify the lake use restrictions associated with vegetated areas/coves with stream confluence to eliminate the opportunity for future pier/dock construction within these areas if wholesale destruction of vegetation within these areas becomes widespread. Fractured Rock, Woody Debris and Sand/Cobble- These types of habitat exists where: 1) the shallow-water substrate is composed primarily (> 50%) of medium to large broken boulders for a minimum distance of 100 linear feet; or 2) 4 or more felled trees (> 10 inches in diameter at breast height) extending from the shoreline into the water per 100 linear feet of shoreline are E7-14 DukePower West Fork Project Draft FERC License Application present; or 3) the shallow-water substrate is composed primarily (> 50%) of stable sand or sand and cobble for a minimum distance of 100 linear feet. Isolated boulders and gravel may also be present, but are minor components (< 50%) of the substrate. These areas consist of Project lands and waters that have specifically-identified importance from an environmental standpoint but protection of those important values does not necessarily preclude private, commercial, or other access to the lake. Applicants must first try to avoid these habitat types, but if complete avoidance is not a practicable alternative, then the following specific lake use restrictions will apply: LAKE USE RESTRICTIONS – No commercial piers except True Public Marinas (Note 2), no boat ramps except those required for Public Recreation and no excavation except the minimum amount necessary and approved as part of installation of a dry-stacked boulder wall. Applicants should expect to have specific reasonable mitigation requirements imposed by the federal and state wildlife resource agencies for construction within areas classified as Woody Debris and/or Sand/Cobble. Wildlife resource agencies (e.g. NCWRC and USFWS) must be provided at least a 30-day review and mitigation plan development period for any proposal within an area classified as Woody Debris or Sand/Cobble. Downed trees within the full pond contour should be allowed to remain as fish and/or wildlife habitat when possible. Silt, Bedrock and Clay/Weathered Rock - These types of habitat exist where: 1) the shallowwater substrate is composed mostly (> 50 %) of silt from a nearby tributary stream for a minimum linear distance of 100 feet; or 2) the shallow-water substrate is composed primarily (> 50%) of solid rock outcrops for a minimum distance of 100 linear feet; or 3) the shallow-water substrate is composed mostly (> 50%) of clay or a combination of clay and weathered rock (e.g., gneiss and schist) for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. Rip Rap/Dry-Stacked Boulders -This type of habitat exists where these man-made structures have been placed within the project boundary of the lake for a minimum distance of 100 linear feet. LAKE USE RESTRICTIONS – No concrete, grout or rock veneer utilized as part of drystack boulder wall construction. Rip rap must be placed along the base of all dry-stack boulder walls. Construction activities in accordance with federal, state, local, and Duke Power-Nantahala Area guidelines. E7-15 DukePower West Fork Project Draft FERC License Application Pier/Dock- This type of habitat notes the presence of a pier and/or dock supporting various public or private recreational amenities. Examples of the public recreation classification include Duke-owned public access areas, True Public Marinas, and state, district, county, and city parks. Examples of private recreational amenities include private piers and private marinas. LAKE USE RESTRICTIONS - Construction activities in accordance with federal, state, local, and Duke guidelines. No new construction without written authorization from Duke. Notes 1. Public-need projects where the applicant has the power of eminent domain can be exempted from the listed lake use restrictions provided there is no other acceptable alternative (similar to practicable alternative (Note 3), except it allows more consideration for economics of alternatives and desires of the applicant). Also note that the shoreline classifications and associated lake use restrictions are considered to apply to the project boundary line and the area extending lakeward and perpendicular to the shoreline for a minimum distance of onethird the cove width. Where restrictive classifications (e.g. Vegetated areas/coves with stream confluence, Fractured Rock, Woody Debris and Sand/Cobble) wrap around the heads of coves, the lake use restrictions will also apply to the entire cove width in the wrapped area. 2. True Public Marinas provide public recreational opportunities with no predetermination of user groups for any of the existing or proposed land or water based facilities. a. No commercial/residential (existing or proposed) b. No membership requirements c. Transient services do not require wet or dry storage rental Existing and/or proposed facilities will provide land and water based recreation services for transient users at less than or equal to a reasonable and customary fee. a. Services are available for transient users b. Offers services for lake and land based users 3. An alternative is not considered practicable if choosing it over the desired option would result in any of the following: a) Violation of any applicable permitting criteria or lake use restriction. E7-16 DukePower West Fork Project Draft FERC License Application b) Requiring the applicant to dredge the lake bed in order to use the requested facility, whereas dredging would not be required if some allowance were made for crossing into the restricted area. c) Modification of the desired facility to the point that the resulting structure would be of very limited usefulness. 4. The provisions of these requirements shall not apply to Duke-approved maintenance activities or activities (e.g. piers, stabilization, mowing) which were allowed and/or approved by Duke prior to the adoption of these requirements. When a facility currently located within the Vegetated Areas/Coves with Stream Confluence must be rebuilt, the owner must relocate the facility outside the classified area to the maximum practical extent. This provision, however, does not eliminate the opportunity to rebuild a previously existing facility if there is no means of avoidance. WEST FORK HYDROELECTRIC PROJECT TRASH REMOVAL PLAN Introduction During March of 2000, Duke Power Nantahala Area filed a notice of intent to relicense the West Fork Hydroelectric Project. Duke was requested to implement a trash and debris management plan at the Tuckasegee Development portion of the West Fork Project during the initial scoping process. In response to this request, Duke formed a Technical Leadership Team (TLT) to develop an appropriate response. Background Trash and debris is common in and near all streams in the Nantahala Area and visual observation indicates that the trash/debris loading in the area of this hydro project is not substantially greater than it is at other large streams in this region. Some of this debris, that which is organic and biodegradable, is an important component of stream ecosystems. Other trash, mostly man-made and non-biodegradable, is better removed and disposed of properly. This trash and debris collects on the intake racks and reduces water flow into the turbine at these plants. Over time, some of this debris builds up in front of the intake racks, reducing intake area and causing increased pressures on the racks. In addition, only a small portion of the total trash in the river is deposited on the intake racks. Most trash is moved down the river during high streamflow events. During these events, the E7-17 DukePower West Fork Project Draft FERC License Application Tainter gates are opened at the station to help stabilize reservoir levels. Since river currents are greater near the open Tainter gates, most of the trash and debris goes through the Tainter gate openings and down the river. Much of this trash is deposited on the riverbanks as flow in the streams subsides. Objectives The primary objective of the trash removal study plan was to determine a safe, cost effective, environmentally sound means of removing and disposing of debris that collects on the intake racks. In addition, Duke agreed to consider ways to become an active partner in organized large scale trash and debris management efforts. Duke Trash Removal Program Duke will initiate the following actions to improve trash removal and to help ensure a cleaner environment: Suitable collection containers will be placed at the project near the intake racks. On days designated for trash collection, operators will separate the non-biodegradable from the biodegradable. Biodegradable debris will be passed downstream. Non-biodegradable trash will be placed in the collection container. A log sheet recording the results of this operation will be kept at each plant. When the collection container becomes full, the operator will dispose of the trash at an appropriate landfill. Date of disposal and the approximate amount of trash will be recorded in the log for the station. The trash removal program described in this section was implemented on March 31, 2001 at the Tuckasegee Development. There are several groups and organizations that are involved in river clean up projects in the Nantahala Area. Duke will actively support and participate in such river clean up efforts by helping sponsor and/or promote these projects. Duke will also help increase public awareness on the benefits of clean rivers, streams, and reservoirs by working with the appropriate state and local agencies. In alignment with this program, Duke will sponsor and help promote the National River Clean-up Day each year during the month of May. Duke already helps promote an annual reservoir cleanup effort, Big Sweep, on other hydro project reservoirs. This same effort will be expanded onto the Nantahala Area reservoirs and accordingly Duke will sponsor and help promote “Big Sweep” on Nantahala Area reservoirs each year during September. E7-18 DukePower E7.8 West Fork Project Draft FERC License Application List of Literature FERC. 2002. Revised List of Comprehensive Plans. Office of Energy Projects. Washington, D.C. April. Nantahala Power and Light. 2002. Duke Power-Nantahala Area Relicensing Website. http://nantahalapower.com/relicensing/hydro.htm Duke Energy Corporation, 301 NP&L Loop, Franklin, NC 28734. Nationwide Rivers Inventory. 2002. North Carolina Segments. National Park Service, Dept. of Interior. Online Document, http://www.ncrc.nps.gov/programs/rtca/nri/STATES/nc.html National Park Service. 1982. The Nationwide Rivers Inventory. Department of the Interior, Washington, D.C. January. 432 pp. USDA-USFS. 1987. Land and Resource Management Plan – Nantahala and Pisgah National Forests: 1986-2000. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. USDA-USFS. 1994. Land and Resource Management Plan – Nantahala and Pisgah National Forests: Amendment 5. USDA Forest Service Southern Region. Management Bulletin R8-MB 4. March 1994. E7-19 DukePower E8.0 West Fork Project Draft FERC License Application REPORT ON GEOLOGICAL AND SOIL RESOURCES Pursuant to 18 CFR 4.51(f), Duke has prepared this report on the soil and geological resources associated with the West Fork Project. This section contains the following information: Description of the existing soil and geological resources; Description of existing resource management plans; A summary of consultation; A summary of studies conducted, in progress, or proposed; A summary of Project effects; and A summary of existing and proposed protection, mitigation, and enhancement measures E8.1 Description of Geological and Soil Resources E8.1.1 Physiographic Setting The West Fork Project, which includes the Thorpe and Tuckasegee Developments, is located in the Blue Ridge province, a mountainous zone that extends northeast-southwest from southern Pennsylvania to central Alabama, varying in width from less than 15 miles to 70 miles. It is characterized by rugged terrain with valleys ranging in elevation from 1,000 feet in the south to greater than 1,500 feet in the north. Several mountain peaks have elevations greater than 6,000 feet with relief up to 3,500 feet. In North Carolina, massive and resistant gneiss and metasedimentary rocks underlie most of the province with the valleys tending to follow weakrock outcrops related to carbonate rocks and fracture or shear zones. Rock control has a strong influence on topographic forms locally. Drainage is generally to the west; however, the slopes separating the Blue Ridge from the Piedmont physiographic province are typically steep and provide the initial run-off for some of the largest streams of the Piedmont, which drain to the east. The West Fork Project is in Jackson County in the mountains of southwestern North Carolina. The terrain varies from nearly level flood plains to almost vertical rock cliffs. The physiography of the county consists of high, intermediate, and low mountains, flood plains, and low stream terraces. The county is largely in the Tuckasegee River watershed that drains to the northwest. E8.1.2 Geologic Setting The developments are in the Blue Ridge geologic province. The province is defined as the region bounded on the northwest by the Blue Ridge fault system and on the southwest by the Brevard zone. These faults transported crystalline thrust sheets composed of Precambrian basement, late Precambrian – early Paleozoic metasedimentary and metavolcanic rocks, and Paleozoic plutons E8-1 DukePower West Fork Project Draft FERC License Application northwestward over Paleozoic sedimentary rocks of the Valley and Ridge geologic province. The southern Blue Ridge is divided into two main belts of rock: 1) a western belt with thrust sheets consisting of rift-facies, metamorphosed Precambrian and lower Paleozoic clastic sedimentary rocks deposited on continental basement, and 2) an eastern belt with thrust sheets consisting of metamorphosed Precambrian and lower Paleozoic slope and rise sedimentary sequences with interlayered volcanic rocks deposited in part on continental basement and in part on oceanic basement. The Hayesville Fault separates the two belts of rock in southwestern North Carolina. Basement rocks of the Blue Ridge have considerable variation in lithology. Most are granitic to quartz monzonitic gneisses with ages around 1200 Ma. They have been metamorphosed to amphibolite to granulite facies. Most basement rocks are exposed in the western belt but there are two exposures of basement rocks in the eastern belt. In the western Blue Ridge belt, the basement rocks are unconformably overlain by a metasedimentary cover sequence. These strata locally exceed 10 km (6.2 miles) in thickness and have characteristics indicating deposition within fault block basins of varying depths and areal extents. In southwestern North Carolina, the main metasedimentary cover sequence is the Ocoee Supergroup, which has been divided into three lithologic units; the Snowbird Group, Great Smoky Group, and Walden Creek Group. The Snowbird Group is predominantly quartzose and feldspathic sandstones, siltstones, and argillaceous rocks. The Great Smoky Group overlies the Snowbird Group in the eastern portion of the western belt and is a sequence of interbedded conglomerates, sandstone, and argillites. The Walden Creek Group overlies the Snowbird Group in the western portion of the western belt and consists of a sequence of siltstone, interbedded feldspathic sandstones, argillites, conglomerates, and calcareous siltstones and conglomerates. It is not know if the Great Smoky Group and Walden Creek Group are facies equivalents in a large basin or unrelated sequences deposited in separate basins. Murphy group rocks in southwestern North Carolinas and Georgia conformably overlie rocks of the Great Smoky Group. The Murphy group consists of a sequence of dark shale and clean sandstone, metasiltstone, marble, calcareous siltstone, and more clean quartzite and metasiltstone. In the eastern Blue Ridge belt, a major metasedimentary and metavolcanic sequence is present. This sequence is called the Tallulah Falls Formation in southwestern North Carolina. It consists of a series of sandstones, shale, and mafic volcanic rocks. They are now metagraywackes (gneisses) and schists interlayered with amphibolites. Overlying the Tallulah Falls Formation in E8-2 DukePower West Fork Project Draft FERC License Application this area are rocks of the Coweeta Group, a sequence of metasandstones and shales and a discontinuous metamorphosed quartz diorite at the base of the unit. The Coweeta Group rocks conformably overlie rocks of the Tallulah Falls Formation. Plutons of granitic to quartz dioritic composition have intruded the metasedimentary and metavolcanic rocks of the eastern belt. All the sedimentary and volcanic rocks in the Blue Ridge of southwestern North Carolina have been metamorphosed from lower greenschist to upper amphibolite grade. Surficial deposits in the Blue Ridge include alluvial deposits along the major streams, low and high level stream terrace deposits, and colluvial deposits along the mountain slopes. The Blue Ridge of southwestern North Carolina is dominated by a series of westward-directed thrust faults of different age and character. The major transport along the youngest thrust faults occurred about 250 Ma, thrusting the rocks of the Blue Ridge over the Paleozoic rocks of the Valley and Ridge province. Portions of the Blue Ridge belt have been subjected to multiple periods of folding and penetrative deformation. The West Fork Project is within the eastern belt of the Blue Ridge and is underlain by rocks of the Tallulah Falls Formation and the Whiteside Mountain Pluton. The Whiteside Mountain Pluton intrudes rocks of the Tallulah Falls Formation. E8.1.3 Site Geology Rocks of the Tallulah Falls Formation, a sequence of metasedimentary and metavolcanic rocks, and the Whiteside Mountain Pluton (igneous rocks) underlie the Project. The Tallulah Falls Formation in this area has three members: 1) the lower member consisting of biotite gneiss (metagraywacke) interlayered with biotite-garnet gneiss, biotite-muscovite schist, garnet-mica schist, and amphibolite, 2) the garnet-aluminous schist member consisting of muscovite-garnetkyanite schist with minor interlayered amphibolite, muscovite schist, and biotite gneiss, and 3) the upper member consisting of muscovite-biotite gneiss, locally sulfidic, interlayered with mica schist, minor amphibolite, and hornblende gneiss. The rocks of the Tallulah Falls Formation have been metamorphosed to upper amphibolite facies. The Whiteside Mountain Pluton consists of igneous rocks ranging from quartz diorite to granodiorite in composition. The Thorpe Dam is underlain by quartz diorite of the Whiteside Mountain Pluton while rocks of the Tallulah Falls E8-3 DukePower West Fork Project Draft FERC License Application Formation underlie the majority of the reservoir. The Tuckasegee Development is underlain be rocks of the Tallulah Falls Formation. There are no known active faults in the Project vicinity. E8.1.4 Mineral Resources and Occurrences No commercial mineral resources are located in the immediate vicinity of the West Fork Project. E8.1.5 Seismicity Historical seismicity in the Blue Ridge and Valley and Ridge Physiographic/Geologic provinces shows a general northeasterly trend, paralleling and generally lying within the Paleozoic thrust and fold belts from Alabama to west-central Virginia. The largest earthquake known in this region is the 1897 Giles County, Virginia event (MMI=VIII; mb=5.8). Reliable hypocentral locations are available for the two most active regions in the Blue Ridge and Valley and Ridge provinces: Giles County, Virginia seismic zone and Eastern Tennessee-Western North Carolina seismic zone. The earthquakes in the Giles County area define a 40-km (24.8 miles) long, steeply dipping, northeast-trending seismogenic zone that includes the probable epicenter of the 1897 earthquake. The orientation of the Giles County seismic zone differs from the trend of surface geological structure; also, the earthquakes occur at depths ranging from 5 to 25 km (3.1 to 15.5 miles), entirely beneath the Paleozoic sedimentary cover rocks. Results from earthquake monitoring obtained in a zone extending from eastern Tennessee and western North Carolina through northwest Georgia and into northeast Alabama show significant similarities to those of the Giles County seismic zone. Most hypocenters are located beneath the Paleozoic cover rocks and crystalline thrust sheets, at depths between 3 km (1.9 miles) and 29 km (18 miles), with a concentration in the depth range 9 to 15 km (5.6 to 9.3 miles). Epicenters located by modern seismic networks show a spatial pattern similar to that exhibited by the earlier, pre-network data set. The most apparent difference between the two data sets is the Blue Ridge region of western North Carolina is currently less active than it was in the past on the basis of the earlier historical record. There is also a corresponding increase in activity in eastern Tennessee. This may be a result of the short period of instrumental monitoring in that area or mislocations of historical events due to population bias. E8-4 DukePower West Fork Project Draft FERC License Application The West Fork Project is in the Eastern Tennessee – Western North Carolina seismic zone. This corresponds to the United States Geological Survey (1969) Seismic Zone 2, which is defined as moderate damage corresponding to Modified Mercalli Intensity VII. The interim National Seismic Hazard Maps developed by the U.S. Geological Survey (1996) gives a peak acceleration values for the Development area of 0.13g with a 5 percent probability of exceedance in 50 years (return period of 1000 years). E8.1.6 Description of Existing Soil Resources The Plott-Edneyville-Chestnut-Cullasaja general soil map unit covers the area of the West Fork Project. This soil association has a loamy surface layer and subsoil and is formed in material weathered from high-grade metamorphic rocks, colluvium, or alluvium, and it includes areas of rock outcrop. Soils are moderately deep to very deep and well drained and are developed on a landscape that consist of rugged, dissected intermediate mountains that have long side slopes and narrow, winding ridgetops and drainage ways The Plott-Edneyville-Chestnut-Cullasaja general soil map unit consists of about 24% Plott soils, 19% Edneyville soils, 15% Chestnut soils, 15% Cullasaja soils, and 27% minor soils. The minor soils include Cleveland soils near areas of rock outcrops, Chandler, Fannin, and Cashiers soils on low to intermediate mountains, Evard, Cowee, and Trimont soils on low mountains, Tuckasegee, Whiteside, and Sylva soils in coves, and Cullowhee, Dellwood, Nikwasi, and Reddies soils along narrow flood plains. E8.1.7 Soil Liquefaction Potential When loose, saturated, granular soil is exposed to cyclic motion (earthquake motion) sufficient to increase soil porewater pressure and thus, significantly reduce shear strength such that the soil flows or settles significantly, liquefaction is defined to have occurred. This phenomenon can result in surface settlement where the ground surface is flat. Where the ground surface is sloped, soil flow or slope instability may occur. This loss of strength can cause structures founded on these soils to move or otherwise fail. Only alluvial soils in the area are susceptible to liquefaction and none of the Project structures are founded on these soils. Liquefaction of soils in the reservoir area would result in no risk to the reservoir or structures. In addition, liquefaction is associated with earthquake intensities of MMI VIII or greater. The Project area experienced MMI V shaking during the 1897 Giles County earthquake and may have experienced up to MM VII shaking during the 1916 Waynesville, North E8-5 DukePower West Fork Project Draft FERC License Application Carolina earthquake. The level of ground shaking needed for liquefaction in the area is greater than has occurred in historical time. E8.2 Geological and Soil Resources Management Framework E8.2.1 Federal Management Federal agencies that may have management responsibilities for geologic or soil resources in the Project vicinity include the USGS, USFS, and the Natural Resource Conservation Service (NRCS). United States Geological Survey (USGS) The USGS supplies scientific information needed to make sound natural resource management decisions and provides information on the effects of natural hazards such as earthquakes and volcanoes. The USGS is also a primary source of data on the quality and quantity of the nations’ water resources, and is the federal government’s principal civilian mapping agency. The mission of the USGS is to provide reliable scientific information to: Describe and understand the earth; Minimize loss of life and property from natural disasters; Manage water, biological, energy, and mineral resources; and Enhance and protect our quality of life. United States Forest Service (USFS) The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the National Forest lands. The goal of the plan is to provide a management program that has a mixture of management activities that allow use and protection of the forest resources; fulfill legislative requirements; and address local, regional, and national issues and concerns (USDAUSFS 1987). The plan is reviewed and updated at least every five years. Plan Amendment 5 was published in 1994. The plan includes specific directives for soil and water resources. These include: Manage all activities within riparian areas Emphasize the protection of all developed stream channels and protect the integrity of intermittent and ephemeral stream channels Manage activities occurring in specifically listed watersheds to meet water resource objectives Maintain appropriate stream temperatures and protect stream banks E8-6 DukePower West Fork Project Draft FERC License Application Protect water quality by applying mitigation measures wherever there is construction within 300 feet of a perennial or intermittent stream or lake Set priorities for watershed restoration Minimize soil damage The plan includes specific directives for mineral resources, including: Utilize mineral resources only when Forest-wide and Management Area direction and cultural resources can be protected Determine the need for special stipulation on all applications for permits, leases, and licenses based on site-specific analysis Require an operating plan before a site is developed The Nantahala National Forest Management Plan is listed by FERC as a federal comprehensive plan that satisfies Order No. 481-A criteria for comprehensive plan status (FERC 2002). Natural Resource Conservation Service (USNRCS) The NRCS provides leadership in a partnership effort to help people conserve, maintain, and improve our natural resources and environment. Activities include providing technical assistance for conservation of natural resources on the Nation’s 1.6 billion acres of non-federal land; developing and delivering technical assistance and information on conservation practices to individuals, communities, Tribal governments, government agencies, and private-sector organizations; helping protect life and property after fires, floods, and other natural disasters; conducting natural resource surveys and analyses (including soil surveys); and helping land users develop conservation plans for their land. E8.2.2 State Management Several divisions of the NCDENR have management responsibilities for geologic or soil resources in the Project vicinity. These include the Division of Land Resources (NCDLR), North Carolina Geological Survey (NCGS), and Division of Soil and Water Conservation (NCDSWC). Division of Land Resources (NCDLR) The mission of the DLR is to promote the wise use and protection of the state’s land and geologic resources through scientific investigations and geologic maps of the NCGS, and through the sedimentation control, mining, and dam safety programs of the DLR’s Land Quality Section. Public education in the earth sciences and technical assistance in regulatory programs are E8-7 DukePower West Fork Project Draft FERC License Application essential elements of this mission. The mission of the three programs of the Land Quality Section is as follows. Erosion and Sedimentation Control: To allow development within North Carolina while preventing pollution by sedimentation Mining Program: To provide for the mining of mineral resources while ensuring the usefulness, productivity, and scenic value of all lands and water of North Carolina Dam Safety Program: To prevent property damage, personal injury, and loss of life from the failure of dams North Carolina Geological Survey (NCGS) The NCGS’s primary responsibilities are to study, describe and map the geologic and mineral resources of the state and publish reports and maps summarizing their findings. The NCGS administers cooperative geologic and topographic map agreements with the USGS, other federal agencies, and state and local government agencies. Division of Soil and Water Conservation (NCDSWC) The DSWC cooperates with federal agencies and local partners to administer a comprehensive statewide program to protect and conserve the state’s soil and water resources. DSWC serves as staff for the North Carolina Soil and Water Conservation Commission to help deliver conservation programs at the local level. DSWC provides leadership and assistance to the state’s 96 local Soil and Water Conservation Districts by providing financial, technical, and educational assistance to districts, landowners, agricultural producers, and the general public. DSWC also delivers programs in nonpoint source pollution management, cost share for agricultural best management practices, technical and engineering assistance, soil surveys, conservation easements, and environmental and conservation education. E8.2.3 Compliance with FERC-Approved Comprehensive Plans Under 18 CFR, Section 16.8, each license application must identify relevant comprehensive plans and explain how and why a proposed project would or would not comply with the pertinent plans. The FERC’s list of comprehensive plans, dated April 2002, lists several management,and land use plans for North Carolina (FERC 2002). The majority of these plans are not associated with, specific to, or in the same geographic region as the Duke Power-Nantahala Area projects. The following section evaluates the consistency of the Project with the pertinent FERC approved geologic resource related comprehensive plans relevant to the Project. E8-8 DukePower West Fork Project Draft FERC License Application Nantahala National Forest Management Plan The USFS Management Plan for the Nantahala and Pisgah National Forests guides all natural resource management activities and establishes management standards and guidelines for the associated National Forest lands. In association with geological related resources, the management plan outlines objectives and measures to meet various standards and guidelines within forestlands. These measures include meeting the soil and water protection guidelines, and managing mineral activities. The Project does not include any National Forest lands within or immediately adjacent to the Project boundary, although National Forest lands are in the general vicinity of the Project. However, the Project does not contribute to any overall geologic/soils resource impairment. Through proposed PM&E measures such as implementation of a future shoreline management program, enhancement of a shoreline habitat protection program, and the preparation of the sediment management agreement, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the geologic management portion of the Plan. E8.3 Summary of Consultation on Geologic/Soil Resources A summary of comments regarding sedimentation associated with Project operation is provided in the Water Quality and Use Section of the Exhibit E (Section E2.8). There were no other agency or other interested party comments concerning geologic or soil resources. E8.3.1 Summary of Comments Associated with Agency Requested Study Plans A summary of comments on study plans regarding sedimentation associated with Project operation is provided in the Water Quality and Use Section of the Exhibit E (Section E2.8). There were no other requested studies concerning geologic or soil resources. E8.4 Geological and Soil Resource Studies E8.4.1 Previous Studies Information from previous geologic investigations is summarized in Section E8.1. E8.4.2 Studies Currently Underway No studies concerning geological or soil resources are currently underway in the Project area. E8-9 DukePower West Fork Project Draft FERC License Application E8.4.3 Relicensing Studies Duke has proposed a Sediment Management agreement as part of the Concensus Agreement (see Section E1.13 and E8.6) E8.4.4 Proposed Studies No other studies concerning geological or soil resources were requested and none are proposed. E8.5 Project Effects on Geological and Soil Resources from Continued Project Operation No ongoing effects of Project operation on geologic and soil resources were documented. Changes in Project operations have been proposed as part of the PM&E measures associated with the Consensus Agreement (see Section E1.13 and Volume III). These changes are designed to enhance and/or protect existing resources and are unlikely to negatively affect geologic and soil resources. Because of this no new impacts to these resources are expected from continued Project operation. However, should any land-disturbing activities be proposed, erosion and sediment control measures related to these activities will be evaluated. E8.6 Existing Geological and Soil Resources Protection, Mitigation, and Enhancement Measures There is currently no existing geological or soil resource protection, mitigation or enhancement measures. E8.6 Proposed Geological and Soil Resources Protection, Mitigation, and Enhancement Measures SOIL & WATER CONSERVATION ENHANCEMENT a. Work with representatives from each county’s Soil & Water Conservation District board to obtain each board’s prioritized list of initiatives that would either (1) make physical improvements that protect soil or water resources, (2) educate landowners or school children on proper soil or water conservation practices, or (3) improve agency enforcement of existing soil or water conservation-related regulations. All initiatives must support improved soil or water conservation on lands that drain to any of the Duke hydro reservoirs or the river sections between Duke hydro reservoirs and reservoirs belonging to the Tennessee Valley Authority (TVA). The prioritized initiatives list will be requested from each board by 7/1/05. b. Review each board’s prioritized list and select initiatives from the list to receive funding support from Duke. E8-10 DukePower West Fork Project Draft FERC License Application c. Contribute $40,000 per county in Jackson County toward implementation of the Dukeselected initiatives. d. Contributions will be made between 1 and 15 years following the issuance of the applicable new FERC licenses and the closure of all legal challenge periods. SEDIMENT MANAGEMENT Duke will endeavor in good faith to operate its hydro projects in ways that minimize the need to draw the reservoirs down to mechanically remove sediment. No other geological or soil resource PM&E measures are proposed for the West Fork Projects. E8-11 DukePower E8.8 West Fork Project Draft FERC License Application List of Literature Algermissen, S. T. 1969. Seismic risk studies in the United States: Proceedings of the 4th World Conference on Earthquake Engineering. Santiago, Chile. v. 1. pp. 19-27. Bollinger, G. A. 1973. Seismicity of the southeastern United States. Bulletin of the Seismological Society of America. v. 63. No. 5. pp. 1785-1808. Bollinger, G. A.. 1977. Reinterpretation of the intensity data for the 1886 Charleston, South Carolina, earthquake. pp. 17-32. In, Rankin, D. W. ed. Studies related to the Charleston, South Carolina earthquake of 1886 - A preliminary report. U. S. Geological Survey Professional Paper 1028. 204 pp. Bollinger, G. A., Johnston, A. C., Talwani, P., Long, L. T., Shedlock, K. M., Sibol, M. S., and Chapman, M. C. 1991. Seismicity of the southeastern United States; 1698 to 1986. pp. 291-308, in Slemmons, D. B., Engdahl, E. R., Zoback, M. D., and Blackwell, D. D., eds. Neotectonics of North America. Geological Society of America. Decade Map. Volume 1. 498 pp. Bollinger, G. A. and Wheeler, R. L. 1982. The Giles County, Virginia, seismogenic zone seismological results and geological interpretations. U. S. Geological Survey Open-File Report 82-585. 136 pp. Bolt, B. A.. 1988. Earthquakes. W. H. Freeman and Company. New York. 282 pp. Butler, J. R. 1991. Metamorphism. pp. 127-141. In Horton, J. W., Jr. and Zullo, V. A. Eds. The Geology of the Carolinas. The University of Tennessee Press. Knoxville, TN. 406 pp. Conrad, S. C. 1985. Geologic map of North Carolina. State of North Carolina. Department of Natural Resources and Community Development. Division of Land Resources. Scale 1:500,000. Feiss, P. G. and Slack, J. F. 1989. Mineral deposits of the U.S. Appalachians. pp. 471-494, in, Hatcher, R. D., Jr., Thomas, W. A., and Viele, G. W., eds. The Appalachian-Ouachita orogen in the United States. Geological Society of America. The Geology of North America. Vol. F-2. 767 pp. E8-12 DukePower West Fork Project Draft FERC License Application Frankel, A. and Leyendecker, E. V. 2001. Seismic Hazard Curves and Uniform Response Spectra for the United States. User Guide. Software Version 3.10. U. S Geological Survey. 23 pp. Frankel, A., Mueller, C., Barnhard, T., Perkins, D., Leyendecker, E. V., Dickman, N., Hanson, S., and Hopper, M. 1996. Interim National Seismic Hazard Maps: Documentation: U. S. Geological Survey. Preliminary Report. 31 pp. Hack, J. T. 1982. Physiographic divisions and differential uplift in the Piedmont and Blue Ridge. U. S. Geological Survey Professional Paper 1265. 49 pp. Hatcher, R. D., Jr. 1978a. Tectonics of the western Piedmont and Blue Ridge, southern Appalachians: review and speculation. American Journal of Science. Vol. 278. pp. 276-304. Hatcher, R. D., Jr. 1978b. Synthesis of the southern and central Appalachians, U.S.A., in IGCP Project 27, Caledonian - Appalachian Orogen of the North Atlantic Region. Geological Survey of Canada. Paper 78-13. pp. 149-157. Hatcher, R. D., Jr. 1979. The Coweeta Group and Coweeta syncline: major features of the North Carolina-Georgia Blue Ridge. Southeastern Geology. Vol. 21, no. 1. pp. 17–29. Hatcher, R. D., Jr. and Goldberg, S. A.. 1991. The Blue Ridge Geologic Province, pp. 11–35, in Horton, J. W., Jr. and Zullo, V. A., Eds., The Geology of the Carolinas. The University of Tennessee Press. Knoxville, TN. 406 pp. Hatcher, R. D., Jr., Thomas, W. A., Geiser, P. A., Snoke, A. W., Mosher, S., Wiltschko, D. V. 1989. Alleghanian orogen, pp. 233-318, in Hatcher, R. D., Jr., Thomas, W. A., and Viele, G. W., eds., The Appalachian-Ouachita orogen in the United States: Geological Society of America. The Geology of North America. V. F-2. 767 pp. Johnston, A. C., Reinbold, D. J., and Brewer, S. I. 1985. Seismotectonics of the southern Appalachians. Bulletin of the Seismological Society of America. v. 75. pp. 291. E8-13 DukePower West Fork Project Draft FERC License Application Odom, A. L. and Hatcher, R. D., Jr. 1980. A characterization of faults in the Appalachian foldbelt. U. S. Nuclear Regulatory Commission. NUREG/CR-1621. 315 pp. Rodgers, J. 1970. The tectonics of the Appalachians. John Wiley & Sons, Inc. New York. 271 pp. Sherrill, M. L. 1997. Soil survey of Jackson County, North Carolina. U. S. Department of Agriculture. Natural Resources Conservation Service. 322 pp. Sibol, M. S. and Bollinger, G. A.. Southeastern U.S. Seismic Network. 1984. Seismicity of the southeastern United States. Bulletin No. 12A. Seismological Observatory. V.P.I. & S.U. Blacksburg, Virginia. 44 pp. Stover, C. W. and Coffman, J. L. 1993. Seismicity of the United States. 1568-1989 (Revised). U. S. Geological Survey Professional Paper 1527. 418 pp. U.S. Geological Survey and The U.S. Bureau of Mines. 1968. Mineral resources of the Appalachian region. U. S. Geological Survey Professional Paper 580. 492 pp. E8-14 DukePower E9.0 E9.1 West Fork Project Draft FERC License Application SOCIOECONOMIC RESOURCES Current Economics and Demographic Conditions While not required, Duke Power believes it is in the publics and agencies’ interest to provide a report on the socioeconomic resources in the West Fork Project (Project) area and other lands that may be affected directly or indirectly by the Project. This section describes the economic and social conditions of the Project area as well as Jackson County, NC in general. E9.1.1 Demographics Jackson County is generally rural in nature and has a population density of 67.5 people per square mile. Only 33,121 permanent residents were in Jackson County in 2000 (NC State Demographics 2002). Jackson County experienced a population increase of approximately 6,200 people over the last 10 years, and is projected to continue to do so through at least 2010 (Table E9.1-1). This translates into a 17.9 percent growth rate (NC State Demographics 2002), which is slightly higher than the state average of 17.6 percent growth. Its industrial base has demonstrated a slow but steady growth and its economy is stable with an unemployment rate of 5.6 percent. Additionally, Jackson County has a higher per capita income than the state average. Caucasians are by far the largest racial group. By gender, the population is nearly equal, with slightly more males. Table E9.1-1. Jackson County Population Trends 1990-2010 1990 1995 2000 JACKSON 2010 (projected) COUNTY 39,053 26,860 29,242 33,121 E9.1.2 Employment Employment in Jackson County is supported by a large service sector, primarily within the travel and tourism industry and retail trade. These two areas represent over 51 percent of the total workforce (NC Dept. of Commerce 2002). There is also a high level of government employment in Jackson County. The relatively stable government employment helps keep the level of unemployment low. ConMet Cashiers, located in the town of Cashiers began operations in 1969 and is currently the largest employer in the manufacturing sector with 150 total employees. Webster Enterprises Inc., located in the town of Webster is the second largest employer in the manufacturing sector and employs approximately 140 people, and Jackson Paper Manufacturing Company is the third largest employer in the manufacturing sector and employees 125 people (NC Dept. of Commerce 2002). E9-1 DukePower West Fork Project Draft FERC License Application E9.1.3 Income The average weekly wage in Jackson County ($431) ranks 72 out of a total of 100 counties. Average weekly wages are the total of all wages paid to covered workers (those insured under the NC Unemployment Insurance Laws) for services performed during the week divided by the average number of employees. The per capita personal income ($22,097) ranks 48 out of the 100 total counties. Per capita personal income is calculated by taking the total personal income of residents of Jackson County and dividing by the total population of the county (NC Dept. of Commerce 2002). E9.2 Consultation Regarding Socioeconomic Resources E9.2.1 Consultation Summary In association with the review of the FSCD, First Stage Consultation comments were received from the various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke actions is as follows: 1) Friends of Lake Glenville, Mr. Douglas Odell, letter to Mr. John Wishon, Duke Power- Nantahala Power & Light Relicensing Project Manager, dated June 18, 2000 The Friends of Lake Glenville requested that Duke change the reference to Thorpe Reservoir to Lake Glenville in the FSCD and that all references for the Project reservoir be Lake Glenville and that the necessary steps be taken to assure that the name change is reflected in all mapping operations. Duke Response: Duke has included this request in the Draft License Application and associated Project maps. 2) American Rivers, Mr. Dave Sligh, letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated June 23, 2000 American Rivers requested that Duke complete a review of present energy conservation measures and alternatives for new conservation programs. Duke Response: Duke has completed an Energy Conservation Assessment. E9-2 DukePower West Fork Project Draft FERC License Application E9.2.2 Summary of Comments Associated with Agency Requested Study Plans In association with the review of the study plans, additional comments were received from various agencies. Copies of this correspondence can be found in Volume II. A summary of the comments and the associated Duke action is as follows: 1) North Carolina Wildlife Resources Commission, Mr. Christopher Goudreau (Hydropower Relicensing Coordinator), letter to Mr. John Wishon, Duke Power-Nantahala Power & Light Project Manager, dated April 20, 2001 The NCWRC suggested that several of the study plans be renamed. Duke Response: Duke has renamed these studies as requested. E9.3 Socioeconomic Studies E9.3.1 Previous Studies No studies concerning socioeconomic resources were previously conducted. E9.3.2 Studies Currently Underway Relicensing studies have been completed and no additional studies concerning socioeconomic resources were requested and; therefore, none are currently being conducted. E9.3.3 Relicensing Studies During the relicensing consultation process, several agencies recommended that socioeconomic studies be conducted in association with this project and the other Duke Power-Nantahala Area relicensing projects. These studies include an Energy Conservation Assessment and a GIS Database Development Study. These studies are summarized below and can be found in their entirety on the Duke Power-Nantahala Area relicensing website at: http://www.nantahalapower.com/relicensing/hydro.htm. ENERGY CONSERVATION ASSESSMENT Introduction During January of 2000, Duke Power Nantahala Area (DPNA) filed a notice of intent to relicense the West Fork Hydro Project. DPNA received requests for information about energy conservation measures during the initial scoping process for this project. DPNA formed a Technical Leadership Team (TLT) to evaluate energy conservation measures and recommend any enhancements to existing programs. E9-3 DukePower West Fork Project Draft FERC License Application Objective The objective of the program was to complete a review of present energy conservation measures and propose alternatives for new conservation programs for consideration by DPNA. Methods The TLT formed to address this subject was chaired by a DPNA employee and the members of the TLT were volunteers for the Nantahala Area representing local government, educational institutions, and non-governmental organizations. The TLT met in August and November of 2001, and January 2002. The TLT discussed a number of energy conservation issues during these meetings and developed the following four areas of focus for this assessment: Information and Educational Programs DPNA Hydro System Electricity Uses Alternative Energy Technology and “Green Power” Internal Energy Conservation Initiatives Results of the Energy Conservation Evaluation Energy Conservation Information and Education Programs Energy conservation and education opportunities available within Duke Energy Corporation were assessed. Following are the results of the assessment: Energy Conservation Literature: This kind of information has always been available historically to DPNA customers. Following are a list of the publications that are currently available: “What you should know about Hot Water” “What you should know about Air Leaks and Your Home” “What you should know about Electric Heat Pumps” “What you should know about Refrigerators and Freezers” “What you should know about Lighting Energy and Money” “What you should know about Home Insulation” “What you should know about Energy and Your Mobile Home” “Your Energy Dollars at Work” “Home Energy Conservation Checklist” E9-4 DukePower West Fork Project Draft FERC License Application While this material has historically been available, there has been no systematic means of distributing this information to DPNA customers. Energy Audits In-home energy audits were formerly a part of the DPNA energy conservation program. This labor intensive program was discontinued about 1998. Instead, DPNA now has made available an online energy audit suitable for individual residences and small businesses. This detailed energy audit can be accessed on the Internet at: http://www.energyguide.com. For larger businesses with more complex energy problems, Duke Power may be able to provide an on-site energy needs assessment along with recommendations on how to solve energy-related problems. Typically, these opportunities are discussed on a case-by-case basis with larger industrial or commercial customers. Environmental Education Information on energy and energy conservation for students and teachers can be found on Duke Power’s educational web site at http://zaxenergyzone.com. Other Energy Conservation Programs DPNA has always had programs available to customers that encourage energy conservation. Special electric rates are available to customers who modify or build their homes to meet insulation and other energy conservation requirements and to large industrial customers that shift usage from peak times. Conservation brochures as mentioned above have been provided to customers. Ads reminding customers to use energy wisely have been placed in many local publications. As discussed, audits of energy use have been provided to customers, and self-audits are currently available on the web-site. There are also external programs related to energy conservation. One example is the Rebuild America Program (http://www.rebuild.org), which provides grants for school and urban restoration projects seeking to rebuild areas in ways that conserve energy. Nantahala Area Hydro System Uses DPNA projects have a combined total of 100 MW. In 1971, electrical demand in the Nantahala Area surpassed the 100 MW capacity of the DPNA hydro stations and since then purchased power has been needed to meet customer demand. Population and the related electric energy requirements of customers in the Nantahala Area have increased considerably in the last 50 years. Now, purchased power is meeting all new load growth and is an increasingly larger portion of the E9-5 DukePower West Fork Project Draft FERC License Application total energy supply. Power produced by the Nantahala Area hydro stations is always used directly by NA customers. Alternative Energy Technology and “Green Power” Opportunities As with other generation technologies deployed by Duke Energy, renewable energy generation technologies must be economically attractive and technologically feasible. Duke Energy considers the development of clean, renewable energy sources to be a matter of importance. Duke Energy has been involved in the following related initiatives: “Green Power” Duke Power is participating in a collaborative effort with utilities, environmental and renewable energy stakeholders to develop a statewide, voluntary green power program in North Carolina. Advanced Energy has formed an advisory committee, of which Duke Power is a participant, to develop, implement and market the program. More information about North Carolina’s “Green Power” initiative can be found on the Internet at http://www.advancedenergy.org. Internal Energy Conservation Initiatives During the consultations with the TLT members, questions arose about what kind of energy conservation measures Duke Energy business units had in place. Energy is one of the major operational costs for all Duke Energy business units. Competition demands that energy costs receive close scrutiny across all business units. As with all Duke generation assets, DPNA hydro projects receive regular maintenance and upgrades to make them as efficient as possible. This includes leakage protection and conservation of water resources whenever possible. For instance, releases into bypass areas have a tremendous effect on resource conservation for the DPNA hydros. Since these releases do not pass through electric generation equipment they contribute to an overall loss of efficiency for the system and are very costly to DPNA requiring efficiencies to be compensated for in other areas or increased purchases from other generating sources. Recommendations for Enhancements Based on the preceding assessment of energy conservation and other energy conservation related programs within Duke Energy, DPNA will implement the following enhancements: 1. Printed Literature on Energy Conservation Measures: Information will continue to be made available to all DPNA customers. This information will be reviewed and updated as needed. In addition, a better system will be established for getting this information to the customer. E9-6 DukePower West Fork Project Draft FERC License Application 2. Energy Conservation Web-Site An Energy Conservation website will be added to the Duke Power and/or Duke Power Nantahala Area website that will contain electronic copies of printed literature and links to sites mentioned in this report. This site will updated as needed to include new developments and links as technological advances are made. E9-7 DukePower West Fork Project Draft FERC License Application GIS DATABASE DEVELOPMENT Introduction The relicensing process requires the applicant to file accurate maps depicting the projects, project features and other geographic features. At the beginning of the relicensing process, Duke had limited electronic maps of the West Fork project. Accordingly, Duke undertook an effort to develop Geographic Information System (GIS) data for the projects. Duke’s objective was to utilize the GIS data in preparing reports and maps for use in the relicensing process. In addition, Duke will utilize the GIS data in the long-term management of the projects. Database Development Duke determined that it would utilize high-resolution, geo-referenced aerial photography of the projects for its base data layer. All other data layers would be built upon this base. The projects were flown in early 2001 during leafoff conditions. Leaf-off conditions allowed the greatest opportunity to identify individual structures and other features. The data were collected in wide area mosaic 3-foot Ground Sample Distance imagery. See Figure E9.3-1 for an example of the aerial images. Figure E9.3-1. Hydroelectric Project Aerial Image The firm Orbis GIS, Inc. was selected to develop the GIS database. Orbis obtained GIS data from a number of sources including the United States Forest Service, local counties, the North Carolina Center for Geographic Information and Analysis (NCGIA) and other sources. The data is in GIS projection North Carolina Stateplane NAD 83 in feet. The Project boundaries were then digitized from FERC exhibit drawings and overlaid on the aerial photography. Where there were obvious discrepancies between the digitized project boundaries and the aerial photography, the project boundary was adjusted to fit the georeferenced aerial photography. Full pond elevation contour was developed from the aerial photography by photo interpretation of the full pond elevation around each reservoir at the time of the aerial E9-8 DukePower photography. West Fork Project Draft FERC License Application The locations of project structures including dams and powerhouses were developed based upon photo interpretation of the aerial photography. The GIS data developed as part of this effort is not intended to be survey quality. These data layers were reviewed by Duke and others knowledgeable of the projects prior to being completed. These data layers and associated metadata files are currently maintained by Duke and will be utilized in administering Duke’s Lake Management Policies and Procedures. The data is also being utilized in relicensing reports. Some of the additional data currently available is listed in Table E9.3-1. Table E9.3-1. Data Sources Associated with the Project Data Source National Wetlands Inventory US Fish & Wildlife Service National Register Sites North Carolina Department of Cultural Resources Federal Land Ownership NCGIA Jackson County Tax Parcels Jackson County Indian Lands and Native Entities US Bureau of Indian Affairs Natural Heritage Sites North Carolina Department of Environment and Natural Resources Significant Natural Heritage Areas North Carolina Department of Environment and Natural Resources US Forest Service Land Ownership US Forest Service US Forest Service Management Areas US Forest Service Trails US Forest Service RENAME THORPE RESERVOIR Background/ History The North Carolina Utilities Commission granted Nantahala Power & Light Company (NP&L), owned at the time by the Aluminum Company of America (ALCOA), permission to construct the Glenville project in 1940. The construction of this plant was to support aluminum production necessary for the war effort. The construction of the Glenville project, which began on July 27, 1940, brought forth not only power for the war but also opportunity to the citizens of Western North Carolina who were still recovering from the economic depression of the 1930’s. Many of the 1500 workers that constructed the Glenville project were from the local area. The Glenville E9-9 DukePower West Fork Project Draft FERC License Application project was completed and the lake filled in sixteen months. The entire project was dedicated and declared in service on October 13, 1941. In 1950, Nantahala Power and Light President John Edward Sterling Thorpe died. In that same year, the project was named in his honor. The Thorpe Project, part of the West Fork Hydroelectric Project (FERC Project No. 2686) licensed by the Federal Energy Regulatory Commission (FERC). This license was issued for 25 years beginning on January 28, 1981 and extending 25 years to January 28, 2006. Duke Power, current owner of the project, is conducting the process to have that license renewed. As part of the relicensing process, Duke Power has requested public comment on and participation in the process. Representatives of the Glenville community requested that Thorpe Lake be legally renamed “Lake Glenville.” Study Purpose The goal of the study was identify the necessary steps to officially change the name of Thorpe Lake to “Lake Glenville” in publication(s), map(s), and other documents. Western North Carolina depends heavily on the tourism industry. The presence of a lake in an area becomes a natural destination for many people; however, inconsistent naming makes it difficult to locate and market that destination. Regional promotional and marketing publications refer to the reservoir as “Lake Glenville,” while official government maps identify Thorpe Lake. The Glenville community expressed a desire to address this inconsistency. Regulatory Process The USGS Board of Geographic Names, which is a part of the United States Geological Survey (USGS), has jurisdiction to change the names of places in the United States and its territory. The USGS produces most publicly published federal maps. The US Board of Geographic Names also requests advisory comments from other major stakeholders. In this case, the US Board of Geographic Names requested comments from the State of North Carolina’s Geographic Names Board, the USDA Forest Service, the Eastern Band of Cherokee Indians, and the Jackson County Board of Commissioners. The North Carolina Board of Geographic Names serves as an advisor to the federal board, which changes the actual name. The state board ensures that a name change will not conflict with any other location within that state. The NC Board of Geographic Names must also get consent from their parent organization, the NC State Mapping Advisory Council. E9-10 DukePower West Fork Project Draft FERC License Application The US Board of Geographic Names then hears the case to change or not to change the name of the resource. Project Timeline June 18, 2000 The Friends of Lake Glenville submitted a letter requesting to change the name of “Thorpe Reservoir” to “Lake Glenville” in response to the first stage consultation report. November 2000 A Technical Leadership Team (TLT) was formed to evaluate and begin the proposed name change application process. July 28, 2001 The Friends of Lake Glenville submitted a letter to Duke Power Nantahala Area and the Executive Director for Domestic Geographic Names formally requesting changing the name of “Thorpe Reservoir” to “Lake Glenville” January 2002 Duke Power filed a request with the U.S. Geological Survey to officially have the name “Thorpe Reservoir” changed to “Lake Glenville.” February 19, 2002 The USGS Board of Geographic Names sent an application receipt letter to Duke Power - Nantahala Area stating that the USGS Board of Geographic Names had received the request and was requesting comments on the proposed name change from the USDA Forest Service, NC Board of Geographic Names, and the Jackson County Board of Commissioners. August 2002 The USGS Board of Geographic Names requested comments on the proposed name change from the USDA Forest Service. August 28, 2002 The USDA Forest Service sent a letter stating it had “no reason to oppose” the renaming of the Thorpe Reservoir to “Lake Glenville.” E9-11 DukePower September 6, 2002 West Fork Project Draft FERC License Application The Jackson County Board of Commissioners passed a resolution supporting and officially requesting that Duke Power change the name of Thorpe Lake to the locally referred to name of Lake Glenville. September 23, 2002 The USGS Board of Geographic Names was notified by the NC State Mapping Advisory Council and the NC Board of Geographic names that they had no opposition to the renaming of the Thorpe Reservoir to “Lake Glenville” September 27, 2002 The USGS Board of Geographic Names requested that the Duke Power Company send a request for comments to the Eastern Band of Cherokee Indians prior to case review by the USGS Board of Geographic Names. Duke Power requested comments from the Eastern Band of Cherokee Indians on Sept. 30, 2002. October 6, 2002 The Eastern Band of Cherokee Indians sent a letter supporting the name change of the Thorpe Reservoir to “Lake Glenville” October 7, 2002 All comments were sent to USGS Board of Geographic Names for consideration on Thursday October 10, 2002 during their regular board meeting October 10, 2002 The USGS Board of Geographic Names notifies Duke Power that the name of the reservoir created by Thorpe Dam will be referred to as “Lake Glenville.” This reference will take effect immediately on any new document(s) referring to that reservoir. All new inferences and acknowledgement on federally produced maps, applications, and other documents shall bear the name of “Lake Glenville.” The USGS Board of Geographic Names shall send out letters to involved stakeholders acknowledging its actions. E9.3.4 Proposed Studies No other studies concerning socioeconomic resources were requested and; therefore, no others are proposed. E9-12 DukePower E9.4 West Fork Project Draft FERC License Application Effects of Continued Project Operation Continued operation of the Project is unlikely to change the social and economic conditions of the Project vicinity. However, not relicensing the Project could potentially impact the area by increasing future electricity rates thereby increasing living and business costs and causing fewer businesses to be attracted to the area. E9.4.1 Population There is no reason to expect that relicensing the Project will cause any appreciable or permanent migration to or from the area. E9.4.2 Employment There are not expected to be any local impacts to employment due to the relicensing of the Project. The economic future of the area will remain tied to its traditional employment sources. Services related to recreation and tourism, and retail sales positions are the major employers and will likely remain so in the future. E9.4.3 Housing Housing in Jackson County should not be affected by the relicensing of the Project. No additional housing will be required. No residences or businesses will be displaced, nor are local government expenditures expected to increase. E9.4.4 Recreation Recreation opportunities in Jackson County will be increased by the relicensing of the Project due to the recreation enhancements proposed in the Tuckasegee Consensus Agreement (see Sections E1.13 and E5.9 and Volume III). E9.5 Existing Socioeconomic Resource Protection, Mitigation, and Enhancement Measures There are no existing socioeconomic PM&E measures associated with the West Fork project. E9.6 Proposed Socioeconomic Resource Protection, Mitigation and Enhancement Measures Rename Thorpe Reservoir On October 10, 2002, the USGS Board of Geographic Names notifies Duke Power that the name of the reservoir created by Thorpe Dam will be referred to as “Lake Glenville.” This reference will take effect immediately on any new document(s) referring to that reservoir. E9-13 All new DukePower West Fork Project Draft FERC License Application inferences and acknowledgement on federally produced maps, applications, and other documents shall bear the name of “Lake Glenville.” The USGS Board of Geographic Names shall send out letters to involved stakeholders acknowledging its actions. Recreation Facilities On May 16, 2003, a Consensus Agreement was signed by the Primary Members of the Tuckasegee Cooperative Stakeholder Team. The primary members and the organizations they represent who agree in consensus will work toward conversion of the Consensus Agreement into a Settlement Agreement by September 15, 2002. Enhancements regarding recreation facilities are included in this agreement (see Sections E1.13 and E5.9). These enhancements may provide socioeconomic benefits to the region through increased recreation and tourist activities. E9-14 DukePower E9.7 West Fork Project Draft FERC License Application List of Literature Economic Development Information System (EDIS). 2002. Data Dictionary for North Carolina County Profiles: Online Document, http://cmedis.commerce.state.nc.us/Countyprofiles/DataDictionary.pdf North Carolina Department of Commerce. Economic Development Information System (EDIS). 2002. Jackson County, County Profiles: Online Document, http://www.cmedis.commerce.state.nc.us/countyprofiles/countyprofile.asp?county=Jackson North Carolina State Demographics (NCSD). 2002. Jackson County, NC Population by Age, Race, Sex and Hispanic Origin: Online Document, http://www.statelibrary.dcr.state.nc.us/iss/NC_data/Jackson.html E9-15 DukePower West Fork Project Draft FERC License Application APPENDICES 1-1 DukePower West Fork Project Draft FERC License Application APPENDIX 1 NORTH CAROLINA WATER QUALITY STANDARDS ASSOCIATED WITH THE WEST FORK PROJECT 1-1 DukePower West Fork Project Draft FERC License Application NCDENR-DWQ classifies the Tuckasegee River within the West Fork Project area as Water Supply III (WS-III), Primary Recreation (B), Trout Water (TR) and Outstanding Resource Waters (ORW) (NCDENR-DWQ 2002b). Use classifications assigned to the West Fork Project area are defined as the following: Water Supply III (WS-III): Waters used as sources of water supply for drinking, culinary, or food processing purposes for those users where a more protective WS-I or II classification is not feasible, WS-III waters are generally in low to moderately developed watersheds (NCDENRDWQ 2002b). Class B: Waters used for primary recreation and other uses suitable for Class C. Primary recreational activities include swimming, skin diving, water skiing, and similar uses involving human body contact with water where such activities take place in an organized manner or on a frequent basis. There are no restrictions on watershed development activities. Discharges must meet treatment reliability requirements such as backup power supplies and dual train design (NCDENR-DWQ 2002b). Class C: Waters protected for secondary recreation, fishing, wildlife, fish and aquatic life propagation and survival, agriculture and other uses suitable for Class C. It includes other uses involving human body contact with water where such activities take place in an infrequent, unorganized, or incidental manner. There are no restrictions on watershed development or types of discharges (NCDENR-DWQ 2002b). Trout Waters (TR): This is a supplemental classification intended to protect freshwaters for natural trout propagation and survival of stocked trout. This designation affects wastewater quality but not the type of discharges, and there are no watershed development restrictions except stream buffer zone requirements of the Division of Land Resources (NCDENR-DWQ 2002b). Outstanding Resource Waters (ORW): -This is a Supplemental classification intended to protect unique and special waters having excellent water quality and being of exceptional state or national ecological or recreational significance. To qualify, waters must be rated Excellent by DWQ and have on of the following outstanding resource values: Outstanding fish habitat or fisheries; Unusually high level of waterbased recreation; 1-2 DukePower West Fork Project Draft FERC License Application Some special designation such as NC or National Wild and Scenic Rivers, National Wildlife Refuge, etc; Important component of state or national park or forest; Special ecological or scientific significance (rare or endangered species habitat, research or educational areas). No new or expanded wastewater discharges are allowed and there are associated watershed stormwater controls enforced by DWQ (NCDENR-DWQ 2002b). Quality standards applicable to all Class C fresh surface waters. NOTE: water quality standards applicable to Class C waters as described in Rule .0211 also apply to Class WS-III waters: (a) Chlorophyll a (corrected): not greater than 40 ug/l for lakes, reservoirs, and other waters subject to growths of macroscopic or microscopic vegetation not designated as trout waters, and not greater than 15 ug/l for lakes, reservoirs, and other waters subject to growths of macroscopic or microscopic vegetation designated as trout waters (not applicable to lakes and reservoirs less than 10 acres in surface area); the Commission or its designee may prohibit or limit any discharge of waste into surface waters if, in the opinion of the Director, the surface waters experience or the discharge would result in growths of microscopic or macroscopic vegetation such that the standards established pursuant to this Rule would be violated or the intended best usage of the waters would be impaired; (b) Dissolved oxygen: not less than 6.0 mg/l for trout waters; for non-trout waters, not less than a daily average of 5.0 mg/l with a minimum instantaneous value of not less than 4.0 mg/l; swamp waters, lake coves or backwaters, and lake bottom waters may have lower values if caused by natural conditions; (c) Floating solids; settleable solids; sludge deposits: only such amounts attributable to sewage, industrial wastes or other wastes as shall not make the water unsafe or unsuitable for aquatic life and wildlife or impair the waters for any designated uses; (d) Gases, total dissolved: not greater than 110 percent of saturation; 1-3 DukePower West Fork Project Draft FERC License Application (e) Organisms of the coliform group: fecal coliforms shall not exceed a geometric mean of 200/100ml (MF count) based upon at least five consecutive samples examined during any 30 day period, nor exceed 400/100ml in more than 20 percent of the samples examined during such period; violations of the fecal coliform standard are expected during rainfall events and, in some cases, this violation is expected to be caused by uncontrollable nonpoint source pollution; all coliform concentrations are to be analyzed using the membrane filter technique unless high turbidity or other adverse conditions necessitate the tube dilution method; in case of controversy over results, the MPN 5-tube dilution technique shall be used as the reference method; (f) Oils; deleterious substances; colored or other wastes: only such amounts as shall not render the waters injurious to public health, secondary recreation or to aquatic life and wildlife or adversely affect the palatability of fish, aesthetic quality or impair the waters for any designated uses; for the purpose of implementing this Rule, oils, deleterious substances, colored or other wastes shall include but not be limited to substances that cause a film or sheen upon or discoloration of the surface of the water or adjoining shorelines pursuant to 40 CFR 110.4(a)-(b). (g) pH: shall be normal for the waters in the area, which generally shall range between 6.0 and 9.0 except that swamp waters may have a pH as low as 4.3 if it is the result of natural conditions; (h) Phenolic compounds: only such levels as shall not result in fish-flesh tainting or impairment of other best usage; (i) Radioactive substances: (i) Combined radium-226 and radium-228: the maximum average annual activity level (based on at least four samples collected quarterly) for combined radium226 and radium-228 shall not exceed five picoCuries per liter; (ii) Alpha Emitters: the average annual gross alpha particle activity (including radium-226, but excluding radon and uranium) shall not exceed 15 picoCuries per liter; (iii) Beta Emitters: the maximum average annual activity level (based on at least four samples, collected quarterly) for strontium-90 shall not exceed eight 1-4 DukePower West Fork Project Draft FERC License Application picoCuries per liter; nor shall the average annual gross beta particle activity (excluding potassium-40 and other naturally occurring radio-nuclides) exceed 50 picoCuries per liter; nor shall the maximum average annual activity level for tritium exceed 20,000 picoCuries per liter; (j) Temperature: not to exceed 2.8 degrees C (5.04 degrees F) above the natural water temperature, and in no case to exceed 29 degrees C (84.2 degrees F) for mountain and upper piedmont waters and 32 degrees C (89.6 degrees F) for lower piedmont and coastal plain waters. The temperature for trout waters shall not be increased by more than 0.5 degrees C (0.9 degrees F) due to the discharge of heated liquids, but in no case to exceed 20 degrees C (68 degrees F); (k) Turbidity: the turbidity in the receiving water shall not exceed 50 Nephelometric Turbidity Units (NTU) in streams not designated as trout waters and 10 NTU in streams, lakes or reservoirs designated as trout waters; for lakes and reservoirs not designated as trout waters, the turbidity shall not exceed 25 NTU; if turbidity exceeds these levels due to natural background conditions, the existing turbidity level cannot be increased. Compliance with this turbidity standard can be met when land management activities employ Best Management Practices (BMPs) [as defined by Rule .0202(6) of this Section] recommended by the Designated Nonpoint Source Agency [as defined by Rule .0202 of this Section]. BMPs must be in full compliance with all specifications governing the proper design, installation, operation and maintenance of such BMPs; (l) Toxic substances: numerical water quality standards (maximum permissible levels) to protect aquatic life applicable to all fresh surface waters: (i) Arsenic: 50 ug/l; (ii) Beryllium: 6.5 ug/l; (iii) Cadmium: 0.4 ug/l for trout waters and 2.0 ug/l for non-trout waters; attainment of these water quality standards in surface waters shall be based on measurement of total recoverable metals concentrations unless appropriate studies have been conducted to translate total recoverable metals to a toxic form. Studies used to determine the toxic form or translators must be designed according to the "Water Quality Standards Handbook Second Edition" published by the Environmental Protection Agency (EPA 823-B-94-005a) or "The Metals 1-5 DukePower West Fork Project Draft FERC License Application Translator: Guidance For Calculating a Total Recoverable Permit Limit From a Dissolved Criterion" published by the Environmental Protection Agency (EPA 823-B-96-007) which are hereby incorporated by reference including any subsequent amendments. The Director shall consider conformance to EPA guidance as well as the presence of environmental conditions that limit the applicability of translators in approving the use of metal translators. (iv) Chlorine, total residual: 17 ug/l for trout waters (Tr); (Action Level of 17 ug/l for all waters not classified as trout waters (Tr); see Item (4) of this Rule); (v) Chromium, total recoverable: 50 ug/l; (vi) Cyanide: 5.0 ug/l; (vii) Fluorides: 1.8 mg/l; (viii) Lead, total recoverable: 25 ug/l; collection of data on sources, transport and fate of lead shall be required as part of the toxicity reduction evaluation for dischargers that are out of compliance with whole effluent toxicity testing requirements and the concentration of lead in the effluent is concomitantly determined to exceed an instream level of 3.1 ug/l from the discharge; (ix) MBAS (Methylene-Blue Active Substances): 0.5 mg/l; (x) Mercury: 0.012 ug/l; (xi) Nickel: 88 ug/l; attainment of these water quality standards in surface waters shall be based on measurement of total recoverable metals concentrations unless appropriate studies have been conducted to translate total recoverable metals to a toxic form. (xii) Pesticides: (A) Aldrin: 0.002 ug/l; (B) Chlordane: 0.004 ug/l; (C) DDT: 0.001 ug/l; (D) Demeton: 0.1 ug/l; (E) Dieldrin: 0.002 ug/l; (F) Endosulfan: 0.05 ug/l; (G) Endrin: 0.002 ug/l; (H) Guthion: 0.01 ug/l; (I) Heptachlor: 0.004 ug/l; (J) Lindane: 0.01 ug/l; (K) Methoxychlor: 0.03 ug/l; 1-6 DukePower West Fork Project Draft FERC License Application (L) Mirex: 0.001 ug/l; (M) Parathion: 0.013 ug/l; (N) Toxaphene: 0.0002 ug/l; (xiii) Polychlorinated biphenyls: 0.001 ug/l; (xiv) Selenium: 5 ug/l; (xv) Toluene: 11 ug/l or 0.36 ug/l in trout waters; (xvi) Trialkyltin compounds: 0.008 ug/l expressed as tributyltin; 1-7 DukePower West Fork Project Draft FERC License Application APPENDIX 2 FLOW DURATION CURVES ASSOCIATED WITH THE WEST FORK PROJECT 1-8 DukePower West Fork Project Draft FERC License Application Annual flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded January flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-9 DukePower West Fork Project Draft FERC License Application February flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded March flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-10 DukePower West Fork Project Draft FERC License Application April flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded May flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-11 DukePower West Fork Project Draft FERC License Application June flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded July flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-12 DukePower West Fork Project Draft FERC License Application August flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 80% 90% 100% Percent of time flow is equalled or exceeded September flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-13 70% DukePower West Fork Project Draft FERC License Application October flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded November flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-14 DukePower West Fork Project Draft FERC License Application December flow-duration curve for Thorpe 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 80% 90% 100% Percent of time flow is equalled or exceeded Annual flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-15 70% DukePower West Fork Project Draft FERC License Application January flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 80% 90% 100% Percent of time flow is equalled or exceeded February flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-16 70% DukePower West Fork Project Draft FERC License Application March flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded April flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-17 DukePower West Fork Project Draft FERC License Application May flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 70% 80% 90% 100% Percent of time flow is equalled or exceeded June flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-18 DukePower West Fork Project Draft FERC License Application July flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 80% 90% 100% Percent of time flow is equalled or exceeded August flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-19 70% DukePower West Fork Project Draft FERC License Application September flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 80% 90% 100% Percent of time flow is equalled or exceeded October flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-20 70% DukePower West Fork Project Draft FERC License Application November flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100% 80% 90% 100% Percent of time flow is equalled or exceeded December flow-duration curve for Tuckasegee 2000 1800 Flow in cubic feet per second 1600 1400 1200 1000 800 600 400 200 0 0% 10% 20% 30% 40% 50% 60% Percent of time flow is equalled or exceeded 1-21 70% DukePower West Fork Project Draft FERC License Application EXHIBIT F: PROJECT DRAWINGS AND SUPPORTING DESIGN REPORT EXHIBIT F DRAWINGS AND THE SUPPORTING DESIGN REPORT HAVE BEEN EXCLUDED IN COMPLIANCE WITH THE INTENT OF 18 CFR 388 AND FERC ORDER 630. THE CONTENTS OF THE EXHIBIT F DRAWINGS ARE CONSIDERED "CRITICAL ENERGY INFRASTRUCTURE INFORMATION" THEY WILL BE FILED IN ACCORDANCE WITH THE REQUIREMENTS OF 18 CFR 375 AND 18 CFR 388. F-1 DukePower West Fork Project Draft FERC License Application EXHIBIT G: MAPS EXHIBIT G DRAWINGS HAVE BEEN EXCLUDED IN COMPLIANCE WITH THE INTENT OF 18 CFR 388 AND FERC ORDER 630. EXHIBIT G DRAWINGS ARE CONSIDERED THE CONTENTS OF THE "CRITICAL ENERGY INFRASTRUCTURE INFORMATION." THEY WILL BE FILED IN ACCORDANCE WITH THE REQUIREMENTS OF 18 CFR 375 AND 18 CFR 388. G-1 DukePower West Fork Project Draft FERC License Application EXHIBIT H - SUPPLEMENTAL INFORMATION H1.0 EFFICIENCY AND RELIABILITY H1.1 Applicant’s Efforts and Plans to Increase Generation at the Project There are no plans to increase the generating capacity of the project. The Applicant, Duke Power Nantahala Area (DPNA) (formerly known as Nantahala Power & Light), seeks to maximize generation through the efficient use of water and by proper maintenance of existing generation equipment. No economical way to increase generation is available via increases in turbine efficiency, generator efficiency, available flow or head. H1.2 Coordination of the Plant Operation with Upstream or Downstream Projects The West Fork Project is located on the West Fork of the Tuckasegee River and its tributaries in Jackson County, North Carolina. The Project consists of two developments: the Thorpe Hydroelectric Facility and the Tuckasegee Hydroelectric Facility. The Thorpe powerhouse is located on the right bank of the Tuckasegee River approximately 3 miles north (downstream) of Thorpe Dam. The Tuckasegee Development is immediately downstream of the Thorpe Powerhouse. It includes a dam, which impounds water in the Tuckasegee Reservoir. Operation of the two hydroelectric stations is coordinated and managed by the Duke Power Hydro Operations Center in Charlotte. H1.3 Coordination of the Plant Operation with Applicant’s (or other) Electrical System to Minimize Cost The Thorpe and Tuckasegee Hydroelectric Facilities are dispatched remotely from Duke Power’s Hydro Operations Center in Charlotte based on system demand and availability of water. Plant operations are described more fully in Section H14.0 “Description of Current Project Operations”. The two West Fork plants and the Applicant’s other hydro facilities produce the lowest cost energy and are the most flexible with regard to operating characteristics of the Applicant’s generating resources. These facilities are “energy limited” in terms of the available water. The Applicant uses hydro to the maximum possible extent as peaking and emergency standby resources. H-1 DukePower West Fork Project Draft FERC License Application The Applicant’s hydroelectric facilities have significant economic benefits by displacing higher cost energy sources during peak periods and by allowing greater economy of system operation through more flexible unit commitment strategies. H2.0 SHORT AND LONG TERM NEED FOR ELECTRICITY FROM THE PROJECT H2.1 Costs and Availability of Alternate Resources if a License is Not Granted The benefits of the West Fork Project as a resource for both capacity and energy can be expressed in terms of avoided costs. For the purposes of this evaluation, avoided costs are energy and capacity costs, which would be incurred if the two hydro stations were not available. These costs can be estimated by the Applicant to evaluate alternative resources, which have a similar impact on system energy and capacity costs. The Applicant can connect to the main Duke Power system at the Tuckasegee Substation in Jackson County. DPNA can additionally acquire power from Tennessee Valley Authority (TVA) through an interconnection at the Santeetlah Substation in Graham County. Under normal conditions, either of these two suppliers is capable of providing the necessary replacement energy although at a higher system price. The average annual generation for the West Fork Project was approximately 95,474 MWh. This figure is based on a Thorpe Hydroelectric Station average of 84,805 MWh (1946-2002) and a Tuckasegee Hydroelectric Station average of 10,669 MWh (1951-2002). If the license were not granted the Applicant would incur an additional expenditure. Using the average annual generation and the SCHEDULE PP-H (NC) 15-year fixed rates for a small hydro project with storage capability and transmission connection as the proxy alternative, the current annual cost of replacement would be approximately $3,084,333. H2.2 Discussion of Increased Costs to Applicant or Customers if a License is Not Granted The Thorpe and Tuckasegee Hydroelectric facilities plus the Applicant’s other hydro facilities produce the lowest cost energy available for the Applicant and its customers. By keeping its costs low the Applicant can in turn keep its electric rates low for its retail and wholesale customers. The increase in energy costs to customers if a license is not granted is computed as the difference in the cost of replacement power and the cost of power produced by the Project. If H-2 DukePower West Fork Project Draft FERC License Application the license is not granted the subsequent increase in energy costs from purchased replacement power (estimated currently at $3,084,333 annually as described above) may result in higher electric rates for the Applicant’s retail and wholesale customers. H2.3 Effect of Alternate Sources of Power On: Applicant’s customers, including wholesale customers Duke Power Nantahala Area (DPNA) derives all of its generation from its eleven (11) hydroelectric stations. When water is available to run these units, they are the least cost option for the Applicant and its customers. DPNA has a shortage of generation capacity relative to its current area demand. During the majority of the year, DPNA must acquire additional power from either TVA or the rest of Duke Power’s system to satisfy demand. Loss of the Thorpe and Tuckasegee Hydroelectric facilities would therefore increase the generation shortfall and increase dependence on external power supplies. Applicant’s operating and load characteristics The Applicant’s system has a rated total capacity of 99.46 MW. During the majority of the year the DPNA native system load exceeds 100 MW, during hot summer months of June – September the Duke Power Nantahala Area (DPNA) native system load often exceeds 200 MW. The maximum system demand normally occurs during the cold winter months. The record demand for the Nantahala system was over 297 MW. Communities Served Or To Be Served, Including Any Reallocation Of Costs Associated With The Transfer Of A License From The Existing Licensee. The Applicant, Duke Power Nantahala Area (DPNA), serves electric customers in the Western Carolina Counties of Clay, Cherokee, Graham, Jackson, Macon and Swain. The headquarters for DPNA is based in Franklin, NC. The DPNA personnel responsible for maintenance of the Thorpe and Tuckasegee Hydroelectric Facilities are based at the Nantahala Operations Center. This staff is trained in the maintenance and operation of the Thorpe and Tuckasegee Hydroelectric facilities along with DPNA’s nine (9) other hydroelectric facilities. H3.0 ASSESSMENT OF PROJECT NEED, PRICE AND AVAILABILITY OF ALTERNATE SOURCES OF ELECTRICITY H3.1 Cost of Power Produced by the Projects The average annual cost of the power produced by the West Fork Hydroelectric Project is $866,623 as calculated below. H-3 DukePower West Fork Project Draft FERC License Application THORPE HYDROELECTRIC STATION A. Last two year average annual O&M cost $ 404,491 B. Estimate of Fringe Benefit & Tax cost on O&M labor $ 25,285 C. Property Taxes $ 21,836 D. Estimate of depreciation using plant values & depreciation rates $ 63,955 E. Cost of Capital 1. Original Cost of Plant $8,246,081 2. Estimated Accumulated Depreciation $6,309,844 3. Net Plant Investment $1,936,237 4. Annual Capital Cost Rate from last rate case 12.6 % Annual Cost of Capital $ 243,966 Total Annual Cost $ 759,533 TUCKASEGEE HYDROELECTRIC STATION A. Last two year average annual O&M cost $ 57,425 B. Estimate of Fringe Benefit & Tax cost on O&M labor $ 2,922 C. Property Taxes $ 3,030 D. Estimate of depreciation using plant values & depreciation rates $ 13,281 Annual Cost of Capital $ 30,432 Total Annual Cost $ 107,090 West Fork Project Total Annual Cost $ 866,623 E. Cost of Capital 1. Original Cost of Plant $1,120,920 2. Estimated Accumulated Depreciation $ 879,393 3. Net Plant Investment $ 241,527 4. Annual Capital Cost Rate from last rate case H3.2 12.6 % Resources to Meet Applicant’s Capacity and Energy Requirements Applicant’s Capacity, Generation and Load Modification Measures The Applicant, Duke Power Nantahala Area (DPNA), has an estimated peak power demand of 272 MW and an annual energy consumption of approximately 1,250,000 MWh. The Licensee’s future load growth is expected to be in the order of 2.5% per year. The Licensee owns and operates eleven (11) hydroelectric stations to provide approximately 35% of DPNA’s demand. Nantahala West Fork Hydroelectric Projects - Capacity and Generation H-4 DukePower Project Thorpe Tuckasegee West Fork Project Draft FERC License Application Rated Capacity (kW) 21.6 10.8 Percentage of Total Capacity 21.7% 10.9% Annual Generation (MWh) 84,805 10,669 Percentage of Annual Generation 19.1% 2.4% The Applicant utilizes available hydroelectric generating capacity from its eleven (11) hydroelectric facilities to meet its system demand. When native load exceeds capacity, DPNA must acquire the remaining required power from either TVA or Duke Power. There are no independent power generators who provide power to the DPNA system. There also is no interruptible load capability on the DPNA system. Resource Analysis Including System Reserve Margins The Licensee under normal conditions buys approximately 65% of the power consumed by its customers. The Licensee for the majority of the year has no operating reserve and is forced to purchase power to meet demand. Replacement energy for the two (2) West Fork hydroelectric projects - Thorpe and Tuckasegee - would be purchased from Duke Power, which operates a mix of hydroelectric, fossil fuel and nuclear facilities. The Licensee anticipates that Duke Power can supply any required energy from existing generating facilities as necessary to replace the output from the Thorpe and Tuckasegee hydroelectric facilities. Effect of Load Management Measures The Licensee has several programs in place for passive load control. These include 1) upgrade of insulation 2) efficiency improvements and 3) off peak pricing for large customers. There is no provision for interruptible service within the Licensee service territory. Replacement Power Cost The applicant would incur various costs in replacing the power output from the licensed project with alternative generation and/or purchased power. Actual replacement costs would depend on many factors including the replacement source, location, fuel type, and availability. The methodology used to estimate replacement cost uses two cost components, energy cost and capacity cost. Energy costs are estimated by using a generation system simulation model. The model is run for a base case in which the licensed projects are included and a change case that excludes the licensed projects. The cost difference between these two model analyses is assumed to be the energy cost component of the replacement power. This cost difference determines an incremental cost profile for 2003-2011. This profile is expanded beyond 2011 with a cost escalation assumption of 2.5%. H-5 DukePower West Fork Project Draft FERC License Application Capacity costs are estimated by applying a capacity credit payment to the generation profiles for the licensed projects. The 15-year fixed long-term capacity credit rates contained in the latest purchased power filing for hydroelectric qualifying facilities, SCHEDULE PP – H (NC), is the basis for the capacity cost. This results in capacity cost estimates that are equivalent to those that the applicant would pay a qualifying facility to replace the licensed project capacity. Generation projections for the project are obtained by using either historical generation records or a river systems computer operations model to project generation profiles. The two cost component estimates are combined to determine a replacement power cost projection for the licensed project. The estimated net present value of the replacement power costs for the two (2) West Fork hydroelectric projects for the period 2003-2042 is $ $3,084,333. H4.0 POWER CONSUMPTION FOR APPLICANT’S INDUSTRIAL OPERATIONS The Applicant does not have industrial operations and therefore does not consume any power for this purpose. H5.0 ANALYSIS FOR PROJECTS LOCATED ON TRIBAL RESERVATION Not Applicable to this project. This project is not located on tribal lands. H6.0 IMPACT OF PROJECT ON APPLICANT TRANSMISSION SYSTEM The power from the project is completely utilized within the DPNA system. The output from the Tuckasegee Hydroelectric Station feeds into a 66 kV transmission line connecting at the Thorpe switchyard. A 66 kV transmission line from the Thorpe switchyard connects at the Webster substation. The project provides needed electricity to nearby DPNA customers. An electrical one-line diagram for the West Fork Project will be provided in the final license application. H7.0 ANTICIPATED MODIFICATIONS TO PROJECT FACILITIES, IMPACT TO WATERWAYS The Applicant intends to upgrade the project control system with a programmable logic controller. This will not impact the waterways and will lead to improved efficiency of operation. H-6 DukePower H8.0 West Fork Project Draft FERC License Application CONFORMANCE OF THE PROJECT WITH EXISTING PLANS The West Fork Hydroelectric Project complies with applicable portions of the current comprehensive resource plans as listed in the table below. COMPREHENSIVE PLAN CONTACT AGENCY / PERSON “Nantahala and Pisgah National Forests Land US Forest Service, Department of Agriculture, and Resource Management Plan – Amendment Asheville NC 5” North Carolina, 1994 Basinwide Assessment Report: Little Tennessee North Carolina Department of Environmental, Health River Basin North Carolina, 2000 & Natural Resources, Division of Water Quality, Raleigh NC Surface Water and Wetland Standards – Sub- North Carolina Department of Environmental, Health chapter 2B North Carolina, 2000 & Natural Resources, Division of Water Quality, Raleigh NC Water Quality Progress in North Carolina 1998- North Carolina Department of Environmental, Health 1999 305B Report North Carolina, 2000 & Natural Resources, Division of Water Quality, Raleigh NC Statewide Comprehensive Outdoor Recreation North Carolina Department of Natural & Economic Plan, 1984-1989 North Carolina, 1984 Resources, Division of Water Quality, Raleigh NC Protection of Aquatic Biodiversity in the Southern Appalachian Forest Coalition and Pacific Southern Appalachian National Forests and Rivers Council their Watersheds No date North American Waterfowl Management Plan - United States Fish and Wildlife Service Atlantic Coast Joint Venture Plan, 1990 Fisheries USA: Recreational Fisheries Policy United States Fish and Wildlife Service Nationwide Rivers Inventory, 1982 National Park Servvce H-7 DukePower West Fork Project Draft FERC License Application The one-line transmission line diagram associated with the West Fork Project will be provided in the Final License Application. H-8 DukePower West Fork Project Draft FERC License Application Compliance with FERC Approved Comprehensive Plans-West Fork Project Little Tennessee Basinwide Assessment Plan Information provided in this assessment plan indicates that there is good water quality in the Project area and the overall river basin. Ambient water quality data for the Tuckasegee River below both Thorpe and Tuckasegee dams had no indications of water quality problems. The Project is currently in compliance with and will continue to be in support of all applicable state water quality standards and designated uses for the Tuckasegee River. Thus, continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions outlined in this comprehensive plan. Proposed PM&E measures such as improving the sensitivity of lake level management and minimum downstream releases, implementation of a sediment management plan, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program will ensure continued support of the comprehensive plan. 2B-Surface Water and Wetland Standards As mentioned above, the basinwide assessment plan indicates that there is good to excellent water quality in the Project area and the overall river basin. Ambient water quality data for the Tuckasegee River below both Thorpe and Tuckasegee dams had no indications of water quality problems. The Project is currently in compliance with and will continue to be in support of all applicable state water quality standards and classifications for the Tuckasegee River including dissolved oxygen and temperature (see section E2.9.2). Thus, continued operations of the Project are consistent with the spirit, procedures, classifications, and standards provided for surface waters and wetlands associated with the Project. Water Quality Progress in North Carolina 1998-1999 305(b) Report The Project is currently in compliance with and will continue to be in support of all applicable state water quality standards and classifications for the Tuckasegee River including dissolved oxygen and temperature (see section E2.9.2). The Project does not contribute to any water quality degradation or impairment in the river basin. Thus, continued operations of the Project are consistent with the spirit, status, and designated uses provided for surface waters and wetlands associated with the Project. Proposed PM&E measures such as improving the sensitivity of lake H-9 DukePower West Fork Project Draft FERC License Application level management and minimum downstream releases, implementation of a sediment management plan, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program will ensure continued support of the comprehensive plan. Nantahala Forest Management Plan The Project does not include any National Forest lands within or immediately adjacent the project boundary. The Project does not contribute to any water quality degradation/impairment, fish or wildlife resource, recreational or aesthetic resource impairment in the river basin. Through proposed PM&E measures such as improving the sensitivity of lake level management and minimum downstream releases, implementation of a sediment management plan, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the water quality management portion of the Plan. Protection of Aquatic Biodiversity in the Southern Appalachians Plan Within the Project area, the Tuckasegee River (ADA 28) and tributaries, a priority ADA, are mentioned as having improved water quality and high Biotic Index scores. Two listed mussel species are also found in this stretch. The project does not contribute to any water quality degradation or overall fishery or aquatic resource impairment such as impact to RTE species. Through proposed PM&E measures such as improving the sensitivity of lake level management and minimum downstream releases, implementation of a sediment management plan, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the water quality management portion of the Plan. North American Waterfowl Management Plan The North American Waterfowl Management Plan-Atlantic Coast Joint Venture Plan was developed to describe what management strategies need to be implemented, where and by whom, and at what cost to protect and manage priority habitats within the Atlantic coast focus area from Maine to South Carolina (NAWMP undated). Overall, the plan identifies the wetland areas that are designated as high priority winter, migration, or production habitats for waterfowl and similar species. The only North Carolina H-10 DukePower West Fork Project Draft FERC License Application Focus Areas listed in the Plan include the Roanoke River, Currituck Outer Banks, Currituck Sound, Pamlico Sound, Pamlico-Albemarle Peninsula, and the Pee Dee River area. The Nantahala area waterbodies, including those in the Project area are not classified as a focus area, according to the Plan. Thus, the guidelines and recommendations associated with this comprehensive plan are not pertinent to the Project area. National Recreational Fisheries Policy (Fisheries USA) The Project does not contribute to any water quality degradation or overall recreational fishery resource impairment such as affecting current fishery populations. Through proposed PM&E measures such as improving the sensitivity of lake level management and minimum downstream releases, implementation of a sediment management plan, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the Plan. Nationwide Rivers Inventory The Project does not contribute to any water quality degradation, overall recreational impairment, or negatively affect any other attribute of the NRI plan. Through proposed PM&E measures such as improving the sensitivity of lake level management and minimum downstream releases, implementation of a sediment management plan, implementation of a future shoreline management program, and enhancement of a shoreline habitat protection program, the continued operations of the Project are consistent with the spirit, objectives, planning concepts, and conclusions associated with the NRI. Statewide Comprehensive Outdoor Recreation Plan The Project does not contribute to any overall recreational resource impairment. Through proposed P