Annual Santa Fe Dinner Join Hosts Kim Fenner and Margo Piscevich
Transcription
Annual Santa Fe Dinner Join Hosts Kim Fenner and Margo Piscevich
January 2016, Vol. 38, No. 1 The OFFICIAL PUBLICATION OF THE WASHOE COUNTY BAR ASSOCIATION Thursday, January 21, 2016 Annual Santa Fe Dinner Join Hosts Kim Fenner and Margo Piscevich E ach January since 2006, Washoe County Bar members and guests have celebrated the Association’s 1905 founding with a dinner at the popular Santa Fe Basque restaurant in downtown Reno. This year the WCBA Board has named Margo Piscevich and Kim Fenner as our Honorary Dinner Hosts. Margo and Kim, both long time members of Washoe County Bar Association, have recently retired from the practice of law. Please join them for a picon punch or two. The Bar opens at 5:30 and dinner is served at 6:30. Dinner `` Random Thoughts PG 2 Conversations On Discovery PG 3 Pro bono PG 5 SPECIALTY COURTS PG 6 FAMILY LAW PG 8 Appellate Briefs PG 10 is family style. Reservations are limited to the first 200 guests. $40 per person. $320 for a table of eight with signage. RSVP online at wcbar.org/events. JUDICIAL ETHICS PG 12 MEDIATION Marital waste PG 15 PG 16 Random Thoughts Cotter Conway President So you want to be a lawyer.......... M ost aspiring lawyers in the early history of America had few options for studying law. There were few law schools in America and only those persons with considerable wealth could afford such a luxury. As a result, many were forced to engage in legal study through an apprenticeship with a practicing lawyer. These apprenticeships were widely derided as an unsatisfactory way to learn the law, but one of the nation’s most famous lawyers studied the law through an apprenticeship. Our 16th President, Abraham Lincoln, became a lawyer under an Illinois law enacted in 1833. This law stated that to be a lawyer, someone simply had to “obtain a certificate procured from the court of an Illinois county certifying to the applicant’s good moral character.” So, on September 9, 1836, Lincoln was issued a license to practice law by two justices of the Illinois Supreme Court. Later, in a more formal session, on March 1, 1837, Lincoln appeared before the clerk of the Illinois Supreme Court and took an oath to support the Constitution of the United States and of Illinois. Lincoln was then formally enrolled as an attorney The licensed to practice law in all the courts of the state of Illinois. No formal schooling, no bar examination! Lincoln lacked the necessary resources to attend a law school and there were no such schools in rural Illinois in those days anyway, so to prepare for his legal career, Lincoln read William Blackstone’s Commentaries on the Laws of England, and borrowed from Stephan Logan, an attorney who would later become Lincoln’s law partner. Lincoln’s early career as a lawyer was a vocation, and an apprenticeship, rather than a formal or informal learned study of the various subjects in law, followed by a formal standardized examination. Most modern lawyers now attend an accredited law school and then sit for their respective state’s bar examination, but apprenticeships are still an option in a few states. In California, Maine, New York, Vermont, Virginia, Washington and Wyoming, it is referred to as law office study and the participants called law readers. Law office study is very rare and law office readers comprised only 60 of the 83,986 people who took state and multi-state bar exams in 2014, according to the New York Times. HOLLY PARKER, Editor GINA MACLELLAN, Managing editor Annual subscription rate for non-members of WCBA: $36 The Writ is the official publication of the Washoe county Bar Association Articles appearing in The Writ express the views of the authors and not necessarily those of the WCBA. For Advertising call The Writ at 775-7864494. WCBA reserves the right to accept or deny any advertising. WCBA, P.O. Box 1548, Reno NV 89505 Tel: 775-786-4494 FAX: 775-324-6116 www.wcBar.org e-mail: GINA @wcbar.org Regardless of the path one might take to becoming a lawyer, there are many ways to learn about the law long before one decides to attend law school. Each year, the Washoe County Bar Association hosts the Nevada High School Mock Trial Regional Competition. This program was created to help high school students acquire a working knowledge of our judicial system, develop analytical abilities and communication skills, and gain an understanding of their obligations and responsibilities as participating members of our society. Here comes the ask. Each year, the Washoe County Bar Association looks to its attorney membership to act as scoring judges for the event. It is an enlightening opportunity to witness some of the great young minds in our local community and provide some guidance from your experience as a lawyer. This year, the Regional Competition will be held on Friday, February 19, at the Bruce R. Thompson Courthouse and Federal Building. I look forward to seeing many of you there to help mentor the next generation. You never know, one may turn out to be president one day. (Please see page 19 for signup form.) PRESIDENT Cotter conway VICE PRESIDENtCraig denney SECRETARY justin bustos TREASURER patricia halstead SERGEANT-AT-ARMS holly parker EXECUTIVE DIRECTORGINA MACLELLAN Printed on recylable paper using vegetable-based ink. 2 January 2016, Vol. 38 No. 1 Conversations on Discovery By Wesley M. Ayres, Discovery Commissioner D espite the fact that federal discovery rules are routinely amended, complaints about costs, delays, and burdens in civil litigation have persisted for many years. In May 2010, the federal Advisory Committee on Civil Rules (“Advisory Committee”), part of the Judicial Conference of the United States, sponsored a Conference on Civil Litigation to identify litigation problems and explore the opportunities for improvement. The participants— more than 200 invited judges, lawyers, and academics—agreed that “the time has not come to abandon the system and start over.” Rather, they determined that the disposition of civil actions could be improved through education of the bench and bar, implementation of pilot projects, and rules amendments. See Advisory Comm. on Civil Rules and Comm. on Rules of Practice and Procedure, Jud. Conf. of the U.S., Report to the Chief Justice of the United States on the 2010 Conference on Civil Litigation 1, 5-12 (2010), available at http://www.uscourts. gov/rules-policies/records-and-archivesrules-committees/special-projects-rulescommittees/2010-civil (follow report hyperlink). After considering comments and testimony, the Advisory Committee finalized its proposed rules amendments in April 2014, and the Standing Committee on Rules of Practice and Procedure approved them in May 2014. See Comm. on Rules of Practice and Procedure, Jud. Conf. of the U.S., Report to the Chief Justice of the United States and Members of the Judicial Conference of the United States 75 (2014), available at http://www.uscourts.gov/ rules-policies/ archives/committee-reports/reportsjudicial-conference-september-2014. The committee’s proposals were approved by the Judicial Conference in September 2014, and the Supreme Court approved the proposed amendments on April 29, 2015. See Transmittal of Proposed Rules Amendments to Congress, Admin. Office of the U.S. Courts, at 13 (Apr. 29, 2015), http://www.uscourts.gov/file/18022/ download?token=4S6SRw0T [hereinafter “Transmittal”]. Congress took no contrary action, so the amendments became effective on December 1, 2015. See Rules Enabling Act, 28 U.S.C. § 2074(a) (2012). The amendments impacting discovery are discussed below. The need for cooperation in discovery has long been recognized by courts. See, e.g., Shapiro v. Freeman, 38 F.R.D. 308, 312 (S.D.N.Y. 1965) (“[i]t is time that depositions be conducted by members of the bar in a cooperative manner, in accordance with both the letter and spirit of the rules, without petty bickering”); see also Cardoza v. Bloomin’ Brands, Inc., No. 2:13-cv-01820-JAD-NJK, 2015 WL 6123192, at *6 (D. Nev. Oct. 16, 2015) (“[c]ounsel should strive to be cooperative, practical and sensible, and should seek judicial intervention ‘only in extraordinary situations that implicate truly significant interests’”) (quoting In re Convergent Techs. Secs. Litig., 108 F.R.D. 328, 331 (N.D. Cal. 1985)). In this spirit, Rule 1 has been amended to emphasize that the civil rules should be construed, administered, “and employed by the court and the parties” (emphasis added) to secure the just, speedy, and inexpensive determination of every action and proceeding. Although some “takeno-prisoners” litigators may disagree, “[e] ffective advocacy is consistent with—and indeed depends upon—cooperative and proportional use of procedure.” See Fed. R. Civ. P. 1 advisory committee’s note; see also NRCP 26(g)(2)(C) (essentially precluding discovery requests and responses that are “unreasonable or unduly burdensome or expensive, given the needs of the case, the discovery already had in the case, the amount in controversy, and the importance of the issues at stake in the litigation”); Nev. Rules of Prof ’l Conduct R. 3.2 (lawyer must make reasonable efforts to expedite litigation, including discovery). The deadline for issuing scheduling orders has also been modified. Although scheduling orders still must issue as soon as practicable, the deadlines for issuance have are now the earlier of (a) 90 days after any defendant has been served with the complaint (instead of 120 days), or (b) 60 days after any defendant has appeared (instead of 90 days). See Fed. R. Civ. P. 16(b)(2). In addition, three items have been added to the list of matters that may be included in a scheduling order: (a) a provision for the preservation of electronically stored information (“ESI”); (b) an agreement reached under Federal Rule of Evidence 502 regarding the possible waiver of protection following disclosure of information protected by the attorney-client privilege or the workproduct doctrine; and (c) a directive that the parties request a court conference before filing a discovery-related motion. See id. 16(b)(3)(B)(iii), (iv), (v). The amendments also change the scope of discovery. For several years, federal civil actions have been subject to a two-tiered standard. The presumptive standard allowed parties to obtain discovery “regarding any nonprivileged matter that is relevant to any party’s claim or defense.” For good cause, the court could order discovery of any matter relevant to the subject matter involved in the action. The amended rule provides a single standard governing the scope of discovery; information is now discoverable if it is relevant to any party’s claim or defense and proportional to the needs of the case, considering the importance of the issues at stake in the action, the amount in controversy, the parties’ relative access continued next page January 2016, Vol. 38 No. 1 3 Discovery Continued from page 3 to relevant information, the parties’ resources, the importance of the discovery in resolving the issues, and whether the burden or expense of the proposed discovery outweighs its likely benefit. . . . See id. 26(b)(1) (emphasis added). This amendment reinforces the parties’ obligation to consider these factors in making discovery requests, responses, or objections. See id. advisory committee’s note. The amended rule removes language explaining the extent of discovery (e.g., may include the location of relevant documents) as unnecessary. See id. The proportionality factors should look familiar to practitioners, since they essentially come from former Rule 26(b)(2)(C)(iii) (which now states that discovery must be limited if “the proposed discovery is outside the scope of discovery permitted by Rule 26(b)(1)”). The order of those factors has been altered to add prominence to the importance of the substantive issues at stake, and the committee note emphasizes that courts should consider the private and public values at issue in the litigation—parties seeking nonmonetary remedies, or raising public policy issues, must have sufficient discovery to prove their cases. See id. The language requiring courts to consider “the parties’ relative access to relevant information” is new, but this consideration was already implicit in former Rule 26(b) (2)(C)(iii). The rule also acknowledges that some cases involve “information asymmetry” (i.e., one party has much discoverable information, the other very little). In those cases, proportionality may require one party to bear greater burdens in responding to discovery than the other. See id. The Advisory Committee cautions that the party seeking discovery does not necessarily bear the burden of addressing all proportionality considerations. Indeed, a party claiming undue burden or expense ordinarily has far better information regarding that contention. Conversely, a party requested to provide discovery 4 January 2016, Vol. 38 No. 1 may have little information about the importance of the discovery in resolving the issues as understood by the requesting party. But boilerplate objections that discovery is not proportional are not proper under the amended rule. Instead, courts will expect parties to address proportionality considerations at their Rule 26(f ) conference, and in scheduling and pretrial conferences, with court relief available only if other efforts to address these issues prove unsuccessful. “The parties and the court have a collective responsibility to consider the proportionality of all discovery and consider it in resolving discovery disputes.” See id. The prior version of Rule 26 is also being amended to remove language that has often been misunderstood and misapplied. For many years, too many attorneys and courts have maintained that the scope of discovery extended to any matter that was “reasonably calculated to lead to the discovery of admissible evidence.” That contention was never correct. In fact, the “reasonably calculated” language was added to Rule 26 in 1946 because parties were attempting to use inadmissibility to bar the discovery of otherwise relevant information. See Transmittal at 118. Relevance—whether to the subject matter, or to the parties’ claims and defenses—has always defined the scope of discovery. Amended Rule 26 removes the old “reasonably calculated” sentence, and replaces it with the following language: “Information within this scope of discovery need not be admissible in evidence to be discoverable.” See Fed. R. Civ. P. 26(b)(1). Other provisions of Rule 26 have been changed as well. Rule 26(c), the rule governing protective orders, has been amended to make clear that courts may allocate the expenses of discovery, when appropriate. See id. 26(c)(1) (B). Amended Rule 26(d) is new, and it allows a party to serve an early request for production—that is, a party who has been served with the summons and complaint may serve and be served with a Rule 34 request for production at any time “[m]ore than 21 days” after service of process. See id. 26(d)(2)(A). For purposes of determining the deadline for service of a written response, “[t]he request is considered to have been served at the first Rule 26(f ) conference.” See id. 26(d)(2)(B). The purpose of this early request is to facilitate discussion at the Rule 26(f ) meeting and at the initial case management conference with the court. See Transmittal at 70. The amendments to Rule 26(d) also permit parties to stipulate to case-specific sequences of discovery. See Fed. R. Civ. P. 26(d)(3). Under amended Rule 26(f ), the parties’ discovery plan must state their views and proposals regarding preservation of ESI and orders under Federal Rule of Evidence 502 (thus paralleling the amendments to Rule 16(b)). See id. 26(f )(3)(C), (D) Rules 30(a)(2), 30(d)(1), 31(a)(2), and 33(a)(1) have all been amended to reflect the recognition of proportionality in Rule 26(b)(1); previously, these rules referred only to Rule 26(b)(2). Rule 34(b)(2) (A) has been modified to reflect the new provision at Rule 26(d)(2) allowing early service of a request for production. Rule 34(b)(2)(B) contains two amendments. The first—requiring parties to state any grounds for objection “with specificity”—is designed to eliminate broad, boilerplate objections. See Fed. R. Civ. P. 34 advisory committee’s note. The second allows a party to state that it will produce copies of responsive documents instead of permitting inspection of those documents. But the production must be completed “no later than the time for inspection specified in the request, or another reasonable time specified in the response.” This is intended to eliminate a response in which a party agrees to produce documents in due course, but without indicating when production will actually occur. See id. Finally, Rule 34(b) (2)(C) now requires that an objection state whether any responsive materials are actually being withheld on the basis of a given objection. “This amendment should end the confusion that frequently arises when a producing party states several objections and still produces information, leaving the requesting party uncertain whether any relevant and responsive information has been withheld on the basis of the objections.” See id. PRO BONO CORNER Rule 37 has been amended to provide that a failure to produce documents (as opposed to the failure to serve a written response) will be sufficient to support a motion to compel. See id. 37(a)(3) (B)(iv). The only other change to Rule 37 concerns subsection (e). Previously, this subsection provided that absent exceptional circumstances, a court could not impose Rule 37 sanctions for a party’s failure to provide ESI “that was lost as a result of the routine, good-faith operation of an electronic information system.” For various reasons, this short provision was deemed inadequate: This limited rule has not adequately addressed the serious problems resulting from the continued exponential growth in the volume of such information. Federal circuits have established significantly different standards for imposing sanctions or curative measures on parties who fail to preserve electronically stored information. These developments have caused litigants to expend excessive effort and money on preservation in order to avoid the risk of severe sanctions if a court finds they did not do enough. Id. 37(e) advisory committee’s note. Accordingly, amended Rule 37(e)(1) now provides that if a party fails to take “reasonable steps” to preserve ESI that should have been preserved, and the ESI cannot be restored or replaced, the court, upon a finding of prejudice, “may order measures no greater than necessary to cure the prejudice.” The determination of whether “reasonable steps” have been taken to preserve ESI may be affected by myriad factors, including the party’s sophistication with litigation; a party’s knowledge of and ability to protect against certain risks; and whether preservation efforts were appropriately proportional (considering factors such as the party’s resources, etc.). Neither party is assigned the burden of proof on this issue; rather, each party is responsible for providing such information and argument as it can, and the court may ask either side to provide more. See id. In the event the court finds that a party improperly failed to preserve evidence “with the intent to deprive another party of the information’s use in litigation,” Rule 37(e)(2) prescribes three remedies; the court may (a) presume that the lost ESI was unfavorable to the party who failed to preserve it; (b) instruct the jury that it may or must presume the information was unfavorable to that party; or (c) dismiss the action or enter a default judgment. The prescribed measures are discretionary, and the court need not adopt any of them when the lost information is relatively unimportant, or lesser measures would be sufficient to redress the loss. See id. Further, this subdivision does not apply to instructions other than adverse inference instructions. Thus, it does not preclude a court from permitting a party to present evidence concerning the loss of ESI, and instructing the jury that it may consider that evidence, inter alia, in making its decision. See id. Finally, nothing in amended Rule 37(e) precludes an independent tort claim for spoliation Wes Ayres is the Discovery Commissioner for the Second Judicial District Court. His columns are online and searchable at wcbar.org. Lawyer in the Library (bold denotes volunteering more than once this year) Bryce C. Alstead Sarah V. Carrasco Bryan J. Carpenter Theodore E. Chrissinger Travis H. Clark Alison Colvin Linda N. Daykin Gerald M. Dorn Jack S. Grellman Doug R. Rands David J. Reese Devon T. Reese Tamatha R. Schreinert Clark V. Vellis Nevada Legal Services (bold denotes multiple cases/clinics) Cases Ryan Campbell Alison Colvin Geoffrey Giles Edmund Gorman Stephen Harris Michael Lehners Rendal Miller Sean Patterson Bruce Rader David Reese Muriel Skelly John Springgate Rodney Sumpter Kevin Van Ry McClure Wallace Clinics Edwin Basl Alison Colvin Ryan Earl Lane Mills Natalie Reed Joseph Sanford Peter J. Smith Kenneth Stover Kevin Van Ry Luke Welmerink Kriston Whiteside January 2016, Vol. 38 No. 1 5 SPECIALTY COURTS By Honorable Dorothy Nash Holmes T New and Improved Specialty Courts in Nevada hree million dollars sounds like a lot of money, especially when it is “new” money from the Nevada Legislature. The 2015 Legislature voted a $3 million General Fund appropriation to the Administrative Office of the Courts to distribute to specialty courts, provided we add 800900 new participants in one year. That sounds easy enough, but not when the money becomes available at the start of the new fiscal year on July 1st and distribution decisions are not made until October. While Nevada has had 46 specialty courts for years, several more were created in recent years and funded as self-pay, with grants or portions of courts’ budgets. When the new money was considered, those previously existing, but not AOCfunded, finally got their shot at “a piece of the pie.” In addition, 21 new programs are now funded and have only nine months to gear up into full operation. The first step was to set aside $200,000 as “seed money” to start new DUI Courts in areas not yet fully served. Felony DUI Courts are intended to pay for themselves with participants paying the majority of program costs, per statute in Nevada. Spreading therapeutic justice farther across Nevada, four new DUI Courts were authorized to be funded in the Fourth Judicial District Court; the Sixth Judicial District Court; Western Region (Fallon, Yerington and northern Mineral County); and Las Vegas Municipal Court. In a new state rule, all courts will now have to assess participant fees, except for mental health, family, juvenile, homeless and veterans courts, which are mostly populated with needy or poverty-level persons. Payments to each court must go back into that court program, and not to the governing entity’s General Fund. Once the funding decisions for the new money were approved by the state Judicial Council, regional subcommittees of the Specialty Court Funding Committee 6 January 2016, Vol. 38 No. 1 met to review applications and allocate Court. The Second Judicial District gets the remainder of the $3 million based increased funding for its existing Adult on population, with 68% going to Clark Drug Court and funds to start up a new County and surrounding communities; Medication-Assisted Treatment program 17% to Washoe County; and 15% to and to expand its Mental Health Court the rural region. Those regions should into the northwestern part of the state. produce new participant numbers Rural Nevada needs Family Courts commensurate with their distributions to so they were funded in the First and bring in the new 800-900 participants. Fourth Judicial Districts. A new Juvenile The southern Nevada share of Diversion Court will start in the Sixth $1,903,922 will fund new programs in Judicial District. More money will Municipal Courts in Boulder City (drug fund existing Adult Drug Courts in the court); Henderson (veterans court); Las Fourth, Fifth and Sixth Judicial Districts, Vegas (veterans court); and Mesquite and augment the existing Juvenile Drug (habitual offender court). New Justice Court in the Fourth Judicial District. The Court programs receiving funds include: Western Regional Court will add a new Las Vegas (veterans court); North Las Vegas (community court); and Laughlin (drug court.) The Eighth Judicial District Court’s existing mental health and drug courts got additional funds from the $3 million, as did the Las Vegas Justice Drug Court, and Las Vegas Municipal Court’s YO program Large Deposition Suites (youthful offenders), Convenient Location WIN ( prostitutes) and HOPE Court. Court Reporters Certified in Nevada From Washoe and California County’s share of Videoconferencing $476,000, Sparks Online Scheduling Justice Court will Statewide and National Coverage Available be starting a new “Alcohol and Other Hoogs Reporting Group Drugs Court” and is the best choice for you. Reno Justice will get In Northern Nevada (775) 327-4460 new funding for its Call Toll Free (888) 327-4450 Community Court started after the 2013 435 Marsh Avenue • Reno, NV 89509 Legislature but not depos@hoogsreporting.com previously funded apart from the longwww.hoogsreporting.com standing Compliance Reliability, accuracy, and thoroughly professional court reporting service. Medication-Assisted Treatment program and a Mental Health Court. Justice Courts in Carson City and East Fork will both receive funds for Misdemeanor Drug Court and Sobriety Court, respectively. The rural courts split a total of $418,950. While the Ten Key Components of Drug Court were first adopted in 1997 by the then-fledgling National Association of Drug Court Professionals (NADCP) and a drug court research body, Nevada’s Judicial Council has waited since 2004 for our own Specialty Court Funding Committee to formally accept the national standards and require adherence to them. That was accomplished in September and ratified by the Judicial Council in October. Now the Key Components and best practice standards published by the NADCP are the accepted basis for Nevada’s treatment courts. Thus, the scramble is now on for 21 new programs to get started, and all existing ones to figure out how to implement the national specialty court guidelines and criteria designed to ensure excellence and consistency. Many of Nevada’s existing 46 specialty courts did not have the resources or staffing to follow all the Key Components which require court teams who do case staffing, community partnerships, expedited case handling and wrap-around social services. Now their funding will depend upon it; programs not meeting the new state guidelines and criteria will lose AOC funding. Nevada will now have 67 treatment courts. All will have to install and use the Drug Court Case Management (DCCM) computerized system created by the Administrative Office of the Courts approximately two years ago. That will standardize Nevada’s practices and reporting for the treatment courts in a state that was among the first to open drug courts in the 1990s. It’s about time. Judge Dorothy Nash Holmes presides over Dept. 3 in Reno Municipal Court. She is adjunct faculty at TMCC and UNR, and teaches a course on Specialty Courts for the online Justice Management Master’s Degree Program at UNR. UPCOMING WCBA CLE Specialized IT Consulting Services for the Legal Profession Network Administration, PC Support Document Management Systems Backup & Disaster Recovery Plans Complete Managed Services Software Sales, Support & Training Timeslips Amicus Attorney Abacus Law Time Matters QuickBooks PC Law Alisanne Steele Certified Consultant Office: 775.882.7198 Cell: 775.315.4315 Fax: 775.883.4346 Sanne@TheSoftwareConsultant.com 680 Lane, Suite 202 611West N.Nye Nevada Street CarsonCity, City, NV Carson NV89703 89703 Productivity Tech for the Law Firm Lunch & Learn Getting the most out of your investment January 27, 2016 11:30 am - 1:45 pm 2 Hours CLE Bruce Thompson Federal Courthouse Register at wcbar.org/events or call 775.786.4494 January 2016, Vol. 38 No. 1 7 FAMILY L AW By Alexander Morey, Silverman, Kattleman, Springgate, Chtd. Preference? What is a Preference? L ast month, I outlined the recent family law legislation, AB 362. This month, I focus on a piece of the new child custody legislation, AB 263. AB 263, Section 6 reads “When a court is making a determination regarding the physical custody of a child, there is a preference that joint physical custody would be in the best interest of a minor child if:”1 Not a lot of words there. Seems simple enough. But, what is a preference? The immediately preceding section establishes a presumption in favor of joint legal custody. The Legislative Counsel’s comment to the enactment states “Sections 5 and 6 provide that if a parent has demonstrated, or has attempted to demonstrate but has had his or her efforts frustrated by the other parent, an intent to establish a meaningful relationship with a child, such a demonstration or attempted demonstration creates a presumption that joint legal and physical custody, respectively, is in the best interest of the child.”2 So, is a preference a presumption? The American Heritage Dictionary of the English Language, 4th Ed., contains “n. The selecting of someone or something over another or others” as the first definition for “preference”. Black’s Law Dictionary, Revised 4th Ed., defines a presumption of law as “a rule of law that courts and judges shall draw a particular inference from a particular fact, or from particular evidence, unless and until the truth of such inference is disproved.” Black’s defines a presumption of fact as “an inference . . . of the truth or falsehood of any proposition of fact drawn by a process of probable reasoning in the absence of actual certainty of its truth or falsehood, or until such certainty can be ascertained.” That, in this author’s humble opinion, doesn’t clear much up.3 What about Nevada case law? Some years ago, Nevada followed the “tender years doctrine” in custody cases. Described crudely, the doctrine said custody of very young children should be awarded to the mother unless she was proved unfit.4 In one case weakening the doctrine, the Nevada Supreme Court The LAW OFFICE OF BRADLEY, DRENDEL & JEANNEY, LTD. is pleased to announce that WESTON L. SPANN, ESQ. has joined the firm 6900 So. McCarran Blvd., Suite 2000, Reno, NV 89509 Phone: (775) 335-9999 Fax (775) 335-9993 8 January 2016, Vol. 38 No. 1 COURTS declared the tender years doctrine, the maternal preference, applied only when all else was equal between the parties.5 At the end of its life, the maternal preference was an additional weight placed on the scales at the end of a custody analysis if, and only if, the scales were at equilibrium. So, a preference is a factor in the best interests analysis. But, in guardianship cases, the “parental preference” is a presumption that a parent should have custody of a child absent a showing of parental unfitness or extraordinary circumstances.6 The preference applies at the beginning of a case. A preference is a presumption against non-parent custody. Then there is the “familial preference” in abuse and neglect placement decisions: “Preference must be given to placing the child in the following order: (1) With any person related within the fifth degree of consanguinity to the child or a fictive kin.”7 Addressing this preference, the Nevada Supreme Court determined it is a factor that falls under the “overall umbrella of the child’s best interest.”8 The preference applies at the beginning of a placement decision (or upon the first application by a relative for placement), but only requires the trial court to first consider placement with a qualified relative.9 The final placement decision rests in the discretion of the trial court. The “parental preference” comports with the Legislative Counsel’s comment. The “preference” for joint physical custody is a “presumption” in favor of joint physical custody that must be overcome by a preponderance of the evidence. But the last cases on a “preference” in custody decisions gives and the recent case on the “familial preference” seems to give a different meaning to preference: a factor to tip the scales, perhaps only in case of a tie. The case law is not clear on whether a preference is a presumption in disguise, a factor mandated by the legislature for consideration in every case, or something else. It is clear the drafters of the bill intended a “preference” to differ from a presumption. But it is not clear how. The hashtag for AB 263 is almost certainly #appealtofollow. ENDNOTES 1 2015 Nev. Stat. 445 2 Id. (emphasis added). 3 There is a preference in favor of a plaintiff’s choice of forum . . . or is it a presumption. M.K.C. Equip. Co. v. M.A.I.L. Code, 843 F. Supp. 679, 683 (D. Kan. 1994) (“Generally, the plaintiff’s choice of forum is given great deference. The burden on the party seeking to overcome the preference for the plaintiff’s chosen forum is significant. ‘Unless the balance is strongly in favor of the movant the plaintiff’s choice of forum should rarely be disturbed.’ . . . . A valid forum selection clause may supersede the presumption in favor of the plaintiff’s choice of forum.”) There is a preference to strictly construe restrictive covenants in deeds . . . but it carries a burden of proof to overcome; is it a presumption? Rodgers v. Reimann, 361 P.2d 101, 103 (1961) (speaking of a burden of proof to overcome a preference: “to carry the burden they must overcome the constructional preference against restrictions limiting the use of land”). 4 Peavey v. Peavey, 85 Nev. 571, 573, 460 P.2d 110, 111 (1969) (“We think the implication in our statute to be that legislative policy directs that children of tender years belong to their mother in the absence of particular circumstances establishing that she is unfit.”) 5 Arnold v. Arnold, 95 Nev. 951, 953, 604 P.2d 109, 110 (1979). 6 Litz v. Bennum, 111 Nev. 35, 38, 888 P.2d 438, 440 (1995) (holding “the parental preference policy is a rebuttable presumption that must be overcome either by a showing that the parent is unfit or other extraordinary circumstances”). 7 NRS 432.550(5)(b). 8 Clark Cty. Dist. Atty. v. Eighth Judicial Dist. Court, 123 Nev. 337, 346, 167 P.3d 922, 928 (2007). 9 Id. Alexander Morey served as the Honorable Judge Deborah Schumacher’s law clerk from 2008 through 2010 before entering private practice with Silverman Kattelman Springgate, Chtd. where he practices family law. Judge Scott Pearson named Politician of the Year Judge Pearson has been named Politician of the Year by the Human Services Network. Past winners include U.S. Senator Harry Reid, Governor Kenny Guinn, Senator Bill Raggio and Mayor Bob Cashell. Judge Pearson and the winners in each of the other categories will be honored at the 27th Annual Human Services Awards Thursday, January 14, 2016 from 8 to 10am in the Capri Grand Ballroom at the Peppermill Resort and Casino. Save the Date United States District Court Conference, Thursday, May 12, 2016, Atlantis Hotel, Reno, Nevada. The 2016 U.S. District Court Conference in Reno, Nevada, will provide six hours of CLE credits along with a one hour ethics program. Registration information will be sent to all members of the State Bar of Nevada in early February, 2016. If you have any questions about the conference, please contact District Court Executive Lance S. Wilson at 702.464.5456. LawPay Merchant account WCBA joins State Bar to offer the LawPay Merchant Account — a credit card processing solution recommended by over 60 bar associations. To learn more call 866-376-0950 or visit www.nvbar.org/affiniscape. You can find the link on the homepage at wcbar.org. Your participation supports the State Bar of Nevada, Washoe County Bar and Clark County Bar. January 2016, Vol. 38 No. 1 9 APPELLATE BRIEFS By Debbie Leonard, McDonald Carano Wilson, LLP TOP TEN APPELLATE PRACTICE TIPS FOR THE NEW YEAR J anuary is a time for making resolutions and setting goals for the upcoming year. In that spirit, I provide you with my top ten appellate practice tips to guide your practice for 2016. These are derived from recent rule changes, new case law and insights that the justices and judges of Nevada’s appellate courts have shared at CLE courses and meetings of the Appellate Litigation Section. 1. Routing statements: Don’t forget to include a routing statement in any brief, writ petition or fast-track statement that you file, as required by amendments to NRAP 3C, 3E, 21 and 28. The routing statement must discuss whether the case is one that should be retained by the Supreme Court or assigned to the Court of Appeals. Read NRAP 17 carefully to determine how your case should be assigned. If the matter is one that is presumptively assigned to the Court of Appeals but presents an issue of first impression or statewide importance, you may advocate that it be heard by the Supreme Court. Draft your routing statement accordingly. 2. The district court record: Make a thorough record below to support any future appeal. Preserve objections, ensure they are transcribed and assert your legal arguments to the district court. To the extent you intend to argue on appeal that the questions presented involve matters of first impression or statewide public importance, 10 January 2016, Vol. 38 No. 1 you must first make those arguments in the district court. 3. The docketing statement: Make sure to use the new docketing statement form. Within 20 days after an appeal is docketed, the appellant must file a docketing statement, as required by NRAP 14. The Supreme Court just modified the form to include what is now question #13, which requires the equivalent of a routing statement. The purpose is to allow the Supreme Court to screen and, early in the case, assign to the Court of Appeals cases that meet one of the NRAP 17(b) criteria. 4. Emergency relief: If you seek emergency relief, make sure to comply with the requirements of NRAP 17(e) and provide sufficient information to inform the Supreme Court as to whether the case should be transferred to the Court of Appeals. The Court of Appeals may be able to address the Check out the updates to the NV CLE Board website The NV CLE Board’s website now provides more information and services than ever. As a service oriented regulator, the NV Board of CLE wants to help lawyers meet their continuing education requirement. With that goal in mind, we happily introduce: Sign up in three easy steps: 1) 2) 3) Log onto www.nvcleboard.org and click “Create Account” Verify your identity by using your bar number and admission year. Create an account with a valid email address and password. (Your email address will become your username.) In addition to MyNVCLE, a new searchable database of upcoming approved programs is also available at www.nvcleboard.org. Please visit www.nvcleboard.org for information and assistance on meeting your CLE requirements. We are here to help. Questions? Contact us at: Phone: 775-329-4443 Email: nevadacleboard@sbcglobal.net matter in less time than the Supreme Court. 5. Tolling motions: Know what motions, as identified in NRAP 4(a)(4), toll the time to appeal. Remember that, pursuant to the new decision of Hollier Trust v. Shack, 131 Nev. Adv. Op. 59, 356 P.3d 1085 (2015), those same motions also toll the time to file a post-judgment motion for attorney fees. 6. Dismissal with leave to amend: If you wish to appeal from a dismissal order that granted leave to amend, follow the proper procedure established in Bergenfield v. BAC Home Loans Servicing, 131 Nev. Adv. Op. 68, 354 P.3d 1141 (2015). An order of dismissal with leave to amend is not final or appealable. To stand on the complaint as pled and obtain appellate review of the dismissal order that gave leave to amend, you must notify the district court so that a final appealable order can be entered. 7. Citation to unpublished dispositions: SCR 123 has been repealed and NRAP 36 amended to allow for citation to unpublished dispositions of the Nevada Supreme Court issued after January 1, 2016, as long as certain criteria are met. The language of the amended rule is unclear as to whether unpublished orders of the Court of Appeals can be cited. If you cite to unpublished dispositions, follow the requirements of NRAP 36. 8. Writ petitions: Ask yourself the following questions before you file a writ petition: (1) does the issue presented warrant extraordinary relief; (2) can the issue be sufficiently reviewed on appeal from a final judgment; (3) is the factual record adequately established to support the writ petition; (4) is the issue a pure question of law; (5) does the issue have statewide public importance and reach beyond the litigants to the case; (6) can the district court proceedings be stayed while the writ petition is pending in the appellate courts? If the answer to these questions is “yes,” the time and resources that a writ petition will consume may be worthwhile. If “no,” a request for writ relief will likely be unsuccessful. 9. Pro bono appeals: Take a pro bono appeal. Contact Melanie Kushnir at the Legal Aid Center of Southern Nevada (mkushnir@lacsn. org) to get on the email list of cases as they become available. Attorneys who take a pro bono appeal are guaranteed oral argument. If you do not have time to take an appeal, be a volunteer mentor to other attorneys who do. You can supervise a law student, participate in moot courts or provide expertise on a substantive area of law (for example, many appeals in the pro bono program involve family law). Hone your appellate skills while helping others. 10. The Appellate Litigation Section: Join the Appellate Litigation Section of the State Bar. Be involved in rule amendments, keep abreast of changes in appellate procedure, help develop an appellate specialty in Nevada and get to know other appellate practitioners. Best of luck to you in 2016. Debbie Leonard is partner at McDonald Carano Wilson LLP, where her practice focuses on appeals before Nevada’s appellate courts, the Ninth Circuit Court of Appeals and administrative agencies. She served as the 20132014 Chair of the State Bar’s Appellate Litigation Section and is Editor-inChief of the forthcoming edition of the Nevada Practice Manual, which will become available electronically starting in January 2016. Washoe County Bar Association honored its newest class of Honorary Members - those members who were admitted in Nevada in 1976 and have been longtime members of WCBA. From right to left: Thomas P. Erwin, Hon. Gregg Zive, Connie Westadt, Hon. Steve Elliott, Bob LeGoy, Ann Morgan (Emcee) and Robert Spitzer. January 2016, Vol. 38 No. 1 11 JUDICIAL E THICS Hon. David Hardy, Chief Judge, Second Judicial District Court ”Judges, like everyone else, are locked in the human condition. At times, even the best among us fall short”1 T hough I write about judicial ethics I believe most judges act ethically. I generally avoid the sensational examples of misconduct, which can be unfair without context or input from the subject judge. Many good judges, myself included, make regrettable mistakes. As I study judicial ethics I detect trends, some old and some new, that can inform our own conduct. Some examples are instructive. I therefore present my summary of discipline trends from 2015. Sex, Gender, and Bizarre Behavior. This trend remains a concern in 2015. A Michigan judge placed a woman on probation. She sent a Christmas card thanking him for being “an extremely firm yet fair judge.” The judge responded with a handwritten note on court stationary: “You continue to sound well. No need to thank me. Well, maybe you can. I am not sure of your marital status. But if you are not, would you be interested in seeing me? Being on probation is a complication. I am interested if you are.” An Arkansas judge was accused of using his judicial status to form sexual relationships with young defendants. He offered “substitutionary sentences” that involved community service at his home and other locations of his choice. He photographed the defendants bending over to pick up litter, and ultimately solicited sexual relations in exchange for dismissing cases and reducing sentences. A New Jersey judge embarrassed a court clerk when, in the presence of others, he placed his hand on her upper back/ neck area and escorted her back to work. On another occasion he grabbed her ear lobe, as if she were a child, and pulled her 12 January 2016, Vol. 38 No. 1 out of a room. A Rhode Island judge is being investigated for his “propensity” to remove his pants while in chambers. His female coworkers were understandably reluctant to go into his chambers alone. He reportedly announced “I’m the man” and “there is no woman that can teach me anything.” Those Who Apply the Law Should Comply With the Law. Several judges were charged with violating the law this year. A New York judge was charged with stealing $4,249.47 from a pee wee baseball team while she was its treasurer. Another New York Judge resigned after police found 60 marijuana plants, drug paraphernalia, and methamphetamine in his home. A Pennsylvania judge was removed from office for not filing state and federal tax returns, opening a shoe store without a license, and not withholding sales tax. Another Pennsylvania judge was charged with hindering a prosecution by making a false statement to law enforcement. A Texas judge was convicted for his role in a phony invoice scheme. Another Texas judge was charged with 9 federal weapons counts. A Louisiana judge was charged with Medicare fraud. A New Jersey judge was indicted for allegedly harboring her fugitive boyfriend in her home. Minnesota has a constitutional residency requirement for judges. A judge sold his home within his judicial district and moved into a home outside his district. Six months later he filed an affidavit of candidacy listing the address for his former home. He knew his affidavit was inaccurate but claimed to “be in a rush” and it was “a spontaneous, split-second decision.” While admitting error he denied any intent to deceive the electorate. The Longer I’m a Judge Demeanor I Get. Being patient, dignified, and courteous is the work of a lifetime. An Indiana judge began a family law hearing by telling the litigants their dispute was “ridiculous,” “retarded,” “indicative of stupidity,” “nuts,” and “not what this court is for.” He also referred to the parents as “knuckleheads.” A defendant in Michigan failed to appear for an arraignment. The judge called the defendant and left the message, “This is [the judge and you] missed a court appearance and a court-ordered drug test. . . . My strong suggestion is that when you get this message you keep going because if I find you it will not be pleasant. Have a good day.” A Texas judge held a marathon court session through the night until 4:00 a.m. This same judge often left the courtroom without explanation or prediction of when she would return. Lawyers and litigants were forced to remain in court or risk being absent when she did return. The disciplining court concluded: The first principle of courtesy is consideration of others. Though a judge need not disclose why she is leaving the bench or what she will be doing while she is gone, common courtesy requires a judge to let those waiting to be heard know whether and when she anticipates returning. By persistently leaving the bench for extended periods of time without communicating this basic information to those in attendance, the [judge] showed a lack of consideration for courtgoers and thus failed to act with the courtesy expected of a judicial officer. I am a Judge. Judges must carefully avoid lending the prestige of their offices to advance the interests of themselves and others. Nonetheless, some judges invoke their judicial status at inappropriate times. A Florida judge was charged with her second DUI; she displayed her judicial badge when stopped by law enforcement. A Michigan judge was disciplined for interfering with the investigation and prosecution of his intern. A Kentucky judge had a verbal confrontation with a police officer about people parking in his church’s private parking lot and demanded that police cite the drivers. Several judges attempted to intervene in numerous bail and pre-trial release decisions involving family and friends. A New York judge’s son was detained in a park for suspicion of torturing animals. The next morning the judge called the chief of police to dissuade him from filing criminal charges. The discipline court concluded: Seeking special consideration from local law enforcement officials is especially problematic. There is inherent pressure on the police—who presumably appear in the judge’s court and knew that the suspect’s father was the local judge— to agree to the request. And seeking such favors from police impacts future cases—if the police accede to a request that benefits a judge’s child, the judge’s impartiality in subsequent cases in which the police appear is compromised. A defendant could have little confidence in a judge’s impartiality if the defendant knows that the police had done the judge a significant favor. Facebook is “Unfriendly” for Judges. An increasing trend in judicial misconduct is a judge’s use of social media. Some postings simply reveal poor judgment, such as the judge who posted an image showing a man doing body shots off a topless woman in front of a small child with a link titled “27 adults that are really bad at this parenting thing.” A Tennessee judge posted that the state’s lieutenant governor was “dumb as a rock.” A Florida judge made a “friend request” to a divorce litigant after trial but before entry of judgment. In a second divorce case the same judge commented on one of the litigant’s Facebook pages, “yep, justice comes swiftly.” Other judges used social media for improper political purposes, such as the Florida judge suspended for using social media to seek assistance from her friends to assist her husband’s judicial election campaign. She urged friends to “flood” his opponent’s Facebook page with posts “that having ethics and integrity means TELLING THE TRUTH!” A Kentucky judge used Facebook to criticize the district attorney who appealed his decision to dismiss a jury panel because of racial imbalance. He posted: “Do not sit silently. Stand up. Speak up . . . History will unfavorably judge a prosecutor who loses a jury trial in which a black man is acquitted and then appeals the matter claiming his entitlement to an all-white jury panel. No matter the outcome, he will live in infamy.” Other judges use social media to comment on what they see from dayto-day. These types of postings elicit responses, such as “One of my favorite Clint Eastwood movies is ‘Hang ‘Em High,’ jus saying your honor . . .” A Minnesota judge posted during trial “In a felony trial now State prosecuting a pimp. Cases are always difficult because the women (as in this case also) will not cooperate. We will see what the 12 citizens in the jury box do.” In other cases he posted, “We deal w/a lot of geniuses . . . What a zoo!” One discipline court framed the social media issue as follows: The timing of the posts is troublesome for the judiciary. A judge should never reveal his or her thought processes in making any judgment. Even calling attention to certain facts or evidence found significant enough for the judge to comment on a pending matter before any decision has been rendered may tend to give the public the impression that they are seeing into the deliberation process of the judge. Additionally, extrajudicial comments made by a judge about a pending proceeding will likely invite scrutiny, as it did in this case. . . . And as this case illustrates, comments made by judges about pending proceedings create the very real possibility of a recusal (or even a mistrial) and may detract from the public trust and confidence in the administration of justice. This is a wonderful season for reflection and resolution. Judgment is our currency and our valuations rise and fall according to our conduct. I continue to write because repetition is a powerful learning tool and we should regularly reflect upon aspirational standards of conduct. May we all work better in this next year to maintain Northern Nevada as the home for conscientious judges and lawyers. ENDNOTE 1 Cynthia Gray is the Director of the Center for Judicial Ethics at the National Center for State Courts. All materials for this essay were gleaned from her 2015 weekly updates. This is number 95 in a series of essays on judicial ethics authored by Chief Judge David Hardy, Second Judicial District Court, Dept. 15. January 2016, Vol. 38 No. 1 13 SHELLY O’NEILL RENO MUNICIPAL COURT JUDGE Dear Colleagues: I am pleased to announce my candidacy for Reno Municipal Court Judge. A lifelong Nevadan, I have been practicing law since 1979 and am licensed to practice in both the state and federal courts. I have enjoyed a successful career as chief public defender, deputy attorney general, general counsel to the Nevada Public Utilities Commission, and have founded my own law firm. In addition to my professional experience, I have been named the American Bar Association’s National Champion in its Client Counseling Competition, have interned with the Nevada Supreme Court, served as a law clerk for Nevada’s Second Judicial District Court, served four three-year terms on the State Bar of Nevada Disciplinary Board, and am listed as a certified ethical lawyer by Attorney Guide. I am a career-long member of Northern Nevada Women Lawyers and Master Emeritus of the American Inns of Court and have membership in the National Association of Criminal Defense Lawyers, the National Association of Consumer Bankruptcy Attorneys, the State Bar of Nevada, the Federal District Court of Nevada and the Northern Nevada Bankruptcy, and Washoe County Bar Associations. Supporters of Shelly O’Neill Neal and Mary Cobb Robert Fahrendorf, Esq. and Kim Fahrendorf Hugh and Pamela Ricci Dr. Louis and Tierra Bonaldi Peter and Francine Burge Curtis Coulter, Esq. and Judy Coulter Douglas Brown, Esq. Thomas L. Qualls, Esq. and Lynell Garfield Rick Goebel - North American Embroidery Marshall Smith, Esq. and Peggy Smith Tim and Rose Healion Dean Heidrich, Esq. and Hunter Heidrich Reverend Don Butler Mark Trujillo, Joey Trujillo and Lisa Peterson Hub Coffee and Tea Room Dr. James Soumbeniotis and Pamela Quilici Kelly Turner, Esq. and Rita Kolvet J. Douglas Clark, Esq. Lee T. Hotchkin, Esq., August Hotchkin, Esq. and Traci Hotchkin Ken Creighton, Esq. and Kelli Creighton Richard L. Elmore, Esq. Colleen and Jessica Devine William Patterson “Pat” Cashill, Esq. Kay Ellen Armstrong, Esq. Frankie Sue Del Papa, Esq. Roland Della Santa - Della Santa Bicycles Thomas and Terrie Flaherty Alex J. Flangas, Esq. and Amanda Flangas Rick Campbell, Esq. and Kelli Campbell Trisha and Bill Gilbert - Beaujolais Bistro Dr. Jerry and Theresa Jackson Darcy Houghton, Esq. Nathan MacLellan, Esq. and Kelly MacLellan Ty and Beth Martin - Craft Wine and Spirits Matt Newberry Kathleen T. Breckenridge, Esq. Rob Dotson, Esq. Dr. Larry and Charlene Ricciardi Brinkby Animal Hospital Mari and Jesus “Chuy” Gutierrez - Mari Chuy’s Mexican Kitchen Monte Neugebauer, DDS, and Missy Neugebauer John Drakulich Todd Bader, Esq. Ken Ward, Esq. Rayna Brachman, Esq. Amy Tirre, Esq. Carl Hylin, Esq. Steve Besso I would greatly appreciate your support for the primary election on June 14, 2016. Thank you. Shelly O’Neill Washoe County Bar Association does not endorse candidates for judicial or political office. 14 January 2016, Vol. 38 No. 1 MEDIATION MAT TERS Margaret M. Crowley, Crowley Mediation, LLC “Restorative Justice: Mediation in Criminal Cases” “An eye for an eye only ends up making the whole world blind.” Mahatma Gandhi A few months ago, I experienced a parent’s worst nightmare when my daughter and her best friend were hit head-on by a drunk driver on I-80. It was an extremely serious accident and thankfully, both girls will ultimately recover. Both suffered physical injuries and emotional trauma. My daughter, a freshman at Nevada, spent a few days in the hospital and missed nearly 2 weeks of school. She struggled daily with pain and missed out on her education and a lot of college fun. I watched her emotions swing from gratitude for being alive, to anger at her situation, to frustration when she couldn’t do something as simple as brush her own hair. She panicked at having to be out on the roads again. While prosecution and a civil action are in the works, I realized that these proceedings may not bring the emotional closure my daughter and her friend will need. It’s also possible that the young man who caused all of this may never fully understand the impact of his actions. There is, however, a process designed to address this. It is called restorative justice. According to the Centre for Justice and Reconciliation, “Restorative justice is a theory of justice that emphasizes repairing the harm caused by criminal behavior. It is best accomplished through cooperative processes that include all stakeholders. This can lead to transformation of people, relationships and communities.” Restorative justice recognizes that crime causes harm to people and communities. The process encourages the victim, offender and any injured members of the community to be directly involved in addressing the crime. Many restorative justice programs in the United States are based on the method used by tribal courts in the 1990s. Tribal court criminal proceedings frequently allow any stakeholder to participate in criminal cases, including victims and their families, relatives of the defendant, affected community members, and sometimes individuals in tribal government. Fact finders may take these statements into account when considering a verdict or sentence. So how does restorative justice work? It is often accomplished through mediation between the victim and the offender. Mediation gives the victim an opportunity to meet the offender in a safe and structured setting. The goals of the process are to allow the victim to convey to the offender the impact of the crime, to let the offender take responsibility for the resulting harm and for the parties to develop a plan to address the harm. Victim offender mediation often results in an agreement on what restitution should be. Although restitution is frequently ordered in criminal cases, studies have shown that when restitution is agreed on during a mediation, it is more likely to be paid than when it comes from a court order alone. Restorative justice can also be used during the sentencing portion of a criminal case through the use of sentencing circles. A sentencing circle involves a partnership between the criminal justice system and the community, including the victim, victim supporters, the offender, offender supporters, judge and court personnel, prosecutor, defense counsel, police, and all interested community members. It is a facilitative process that allows people to develop a shared consensus on the elements of a sentencing plan. Together, the group identifies the steps necessary to assist in healing all affected parties and to prevent future crimes. In some jurisdictions, these circles actively monitor the offender to follow progress. The vision of many restorative justice programs is a move away from retributive justice and toward this more inclusive approach. While restorative justice has only been around for 20 years, there are over 300 victim offender mediation programs in the United States. One such program is offered through in Clark County juvenile cases through the Neighborhood Justice Center. It is important to recognize that restorative justice is not meant to replace a criminal proceeding. Instead, it promotes a holistic approach to crime. Restorative justice recognizes that criminal acts involve far more than simply breaking the law. They also involve harm to victims, communities and sometimes to the offenders themselves. In addition, while success in a criminal case is defined as a conviction, success in restorative justice is defined as how much harm is repaired or prevented. While not appropriate for all criminal cases, restorative justice can add a healing dimension that is often lacking in our traditional system. As I have learned from personal experience, when a crime is committed, it has a ripple effect. It’s not just about a moment in time where the law has been violated. It is about how that moment affects the lives of the victim and her family, the offender and the community. Anything that can help promote healing from the trauma caused by crime would be a welcome addition. Margaret Crowley is an experienced mediator, Supreme Court Settlement Judge, EEOC Mediator, Second JD Custody & Dependency Mediation Panels, Pro Tem Family Court Master and mediation instructor. January 2016, Vol. 38 No. 1 15 WHEN Is G AMING MARITAL WA STE IN NE VAD A? Hon. Egan Walker, Second Judicial District Court, Family Division I. Introduction When marriages end by means of a contested divorce, battles over children, china and cheating quickly become the fodder of litigation. Any gaps in the legal precedents which control resolution of those issues, and property issues in particular, create challenges to the parties and courts as they attempt to divide marital estates. One of the most challenging and least well developed areas in the jurisprudence of property distribution relates to chance: In what circumstances and in what amounts does gambling constitute marital waste? Gaming is an ancient practice in Nevada which has been an economic savior at times, and an export product of the state to the rest of the world more recently. Despite this history, few commentators have offered guidance on the topic of waste in general, and none have commented on the effect, if any, of gaming as it relates to property and debt distribution at the time of divorce.1 II. What financial duties do spouses owe to one another? a. Fiduciary duty The fiduciary duty owed between spouses is described as follows: Either husband or wife may enter into any contract, engagement or transaction with the other … subject in any contract, engagement or transaction between themselves, to the general rules which control the actions of persons occupying relations of confidence and trust toward each other. (Emphasis added.)2 The nature of the fiduciary relationship between husband and wife is that of partners: “It is generally recognized that the marital community is a partnership to which both parties contribute…his or her industry in order to further the goals of the marriage.”3 Husband and Wife are partners in a fiduciary relationship with concomitant obligations of labor, candor, honesty and transparency which continue even 16 January 2016, Vol. 38 No. 1 during the process of divorce. Counsel, parties, and courts often fail to remember that although the parties’ feelings are no longer complementary, their financial duties and responsibilities to one another remain intact throughout the process of divorce. b. Duty of support. i. During marriage Husband and wife have a duty to financially support one another during marriage, even from their separate estates. For example: If the husband neglects to make adequate provision for the support of his wife, any other person may in good faith supply her with articles necessary for her support, and recover the reasonable value thereof from the husband. The separate property of the husband is liable for the cost of such necessities if the community property of the spouses is not sufficient to satisfy such debt.4 This duty is reciprocal on spouses: The wife must support the husband out of her separate property when he has no separate property and they have no community property and he, from infirmity, is not able or competent to support himself.5 Finally, we are told: A husband or wife abandoned by his or her spouse is not liable for the support of the abandoning spouse until such spouse offers to return unless the misconduct of the husband or wife justified the abandonment.6 One fertile field of examination during divorce litigation might be, therefore, to examine how a spouse’s gambling may have negatively impacted his or her duties to the community. While one spouse may gamble and lose $50 or $100 per week without negatively impacting the community, in the same way the other spouse may spend similar amounts on alcohol, hair and grooming products or some other discretionary expense, such spending is not traditionally considered waste. ii. After a complaint is filed Several statutes codify the obligation of support between spouses, and their continuing fiduciary duty to one another, even in the context of dissolution.7 For example: If, after the filing of the complaint, it is made to appear probable to the court that either party is about to do any act that would defeat or render less effectual any order which the court might ultimately make concerning the property or pecuniary interests, the court shall make such restraining order or other order as appears necessary to prevent the act or conduct and preserve the status quo pending final determination of the cause.8 In addition: 1. Except as otherwise provided in subsection 2, during the pendency of an action brought pursuant to NRS 125.190, the court may, in its discretion, require either spouse to pay any money necessary for the prosecution of the action and for the support and maintenance of the other spouse and their children...9 Even during litigation the parties must support one another and maintain their joint property: 1. In any suit for divorce the court may, in its discretion, upon application by either party and notice to the other party, require either party to pay moneys necessary to assist the other party in accomplishing one or more of the following: (a) To provide temporary maintenance for the other party; (b) To provide temporary support for children of the parties; or (c) To enable the other party to carry on or defend such suit. 2. The court may make any order affecting property of the parties, or either of them, which it may deem necessary or desirable to accomplish the purposes of this section. Such orders shall be made by the court only after taking into consideration the financial situation of each of the parties. 3. The court may make orders pursuant to this section concurrently with orders pursuant to NRS 125.470.10 III. Where does gaming “fit” into the financial duties owed between spouses? “Game” or “gambling game” means any game played with cards, dice, equipment or any mechanical, electromechanical or electronic device or machine for money, property, checks, credit or any representative of value.11 In 1955, the Nevada legislature unequivocally instructed that: 1. The Legislature hereby finds, and declares to be the public policy of this state, that: (a) The gaming industry is vitally important to the economy of the State and the general welfare of the inhabitants.12 … Can an activity that is ‘vitally important to the general welfare of the inhabitants of the State nonetheless constitute waste? If that is so, how and when it does are neither defined nor discussed in any reported case. IV. What is waste? c. Lofgren, Putterman, Wheeler and the doctrine of waste i. Lofgren – intentional financial misconduct is bad In November of 1996, the Nevada Supreme Court decided the case of Lofgren v. Lofgren.13 Mr. Lofgren had, during the pendency of the parties’ divorce and after the issuance of a financial restraining order, transferred $96,000 in marital funds to, among other things: improve and furnish a home; loan or give money to his father and to his children; and spent $17,000 “for his own personal use” (apparently apart from his needs for food, shelter and housing). The Supreme Court reinforced that changes to NRS 125.150, made in 1993, require an equal as opposed to an equitable distribution of community property absent “compelling reasons.” Nonetheless, when applied to Mr. Lofgren’s actions, the Supreme Court upheld the trial court decision to reimburse the community for unauthorized expenditures by adding the funds back into the marital balance equation. The practical effect for purposes of our discussion was to confirm that “intentional misconduct” in handling a fiduciary responsibility may be a compelling reason for an unequal distribution of a marital estate. …we hold that if community property is lost, expended or destroyed through the intentional misconduct of one spouse, the court may consider such misconduct as a compelling reason…[for unequal distribution]14 It would appear, as a consequence, that a decision to hide income, (e.g. a failure to report gambling earnings), or to gamble away a paycheck knowing bills would go unpaid, or a savings account, or funds necessary for food, shelter and housing as a matter of spite after imposition of a financial retraining order would clearly constitute waste. ii.Putterman – negligent financial misconduct is bad A few months later, in May of 1997, the Nevada Supreme Court decided Putterman.15 In Putterman the trial court had again unequally divided a marital estate upon dissolution. In doing so, the trial court noted that Mr. Putterman had: (1) refused to account to the court concerning earnings and other financial matters over which he had control, and (2) had appropriated to his own use “several thousand dollars” (of credit card purchases) which had to be satisfied by the wife. The trial court chose as a remedy an unequal distribution that gave wife a country club membership and a portion of stock in a closely held corporation principally owned by husband but in which wife was an employee. (The trial court apparently had both a sense of humor and a sense of irony.) The Nevada Supreme Court appears to have agreed with the trial court and believed that Mr. Putterman’s misconduct was at least negligent noting: In Lofgren, we defined one species of “compelling reasons” for unequal disposition of community property, namely, financial misconduct in the form of one party’s wasting or secreting assets during the divorce process. There are, of course, other possible compelling reasons, such as negligent loss or destruction of community property, unauthorized gifts of community property and even, possibly, compensation for losses occasioned by marriage and its breakup.16 The Nevada Supreme Court went on to explain as it examined the district court decision that: It should be kept in mind that secreting or wasting of community assets while divorce proceedings are pending is to be distinguished from undercontributing or overconsuming of community assets during the marriage. Obviously, when one party to a marriage contributes less to the community property than the other, this cannot, especially in an equal division state, entitle the other party to a retrospective accounting of expenditures made during the marriage or to entitlement to more than an equal share of the community property.17 The message from the Supreme Court again was that Nevada is an equal division state. We also know from Putterman that retrospective accounting which simply identifies “overconsumption” or “underproduction” is to be discouraged. One clue to the expansion Putterman offers over Lofgren, nonetheless, must be related to the duty of support spouses owe to one another, especially during divorce. Where one spouse fails, for example, to apply his or her full labor, talents and efforts to provide for the marital estate, it would appear such “negligence” may be actionable. The question still remains, however: Is gambling during marriage, without more, waste and if so how would it be proven without a retrospective accounting? Neither Putterman nor Lofgren directly answer the question. Even gambling during the process of divorce, absent a financial restraining order, would apparently be difficult to establish as waste. Further, when, then, does an activity that is undertaken in the context of the following syllogisms: (1) gaming is fundamental to the best interests of the citizens of the state, and (2) (the social fable) “they don’t build casinos on winners,” become waste? iii.Wheeler – misconduct that causes financial harm to the community is bad Six months after Putterman, in October of 1997, the Nevada Supreme Court decided Wheeler.18 In Wheeler the Continued on page 18 January 2016, Vol. 38 No. 1 17 trial court had yet again unequally divided a marital estate when the Plaintiff, wife, produced photographic evidence the Defendant, husband, had battered her during the parties’ marriage. In admitting the evidence and then unequally dividing the parties’ marital estate, the trial judge said: The Court finds that a compelling reason exists to make an unequal disposition of the community property. The Court bases this finding on a review of the evidence and finds that an abusive relationship existed between the parties in which the Plaintiff suffered from Defendant’s conduct.19 In reversing the trial court, the Nevada Supreme Court offered: …[w]e conclude that, except for a consideration of the economic consequences of spousal abuse or marital misconduct, evidence of spousal abuse or marital misconduct does not provide a compelling reason under NRS 125.150(1)(b) for making an unequal disposition of community property. If spousal abuse or marital misconduct of one party has had an adverse economic impact on the other party, it may be considered by the district court in determining whether an unequal division of community property is warranted. As a consequence, practitioners should focus on how gaming has materially harmed the financial standing of the community, as opposed to a specific focus on fault, and build cases around an analysis of the duties owed between spouses, and any failures to meet those duties reflected in the questioned pattern of gambling. Some simplistic ideas for relevant inquiry are: 1) Was the gambling activity, either in terms of winnings or losses, within the actual or constructive knowledge of both spouses? 2) Did gambling interfere with employment and therefore earnings of either spouse? 3) Did community debts suffer while gambling losses accrued? 4) Did any court order preclude gambling activity? Did the parties have any agreement about the limits of gambling activity in their marital community? 5) Does either spouse qualify for 18 January 2016, Vol. 38 No. 1 treatment as a problem gambler? 6) Can doctrines of laches or estoppel defeat a claim of waste given the mutual history and conduct of the parties? V. Conclusion Spouses are partners in a legal contract – marriage - and they owe duties of financial fidelity to one another. Gaming as entertainment, gaming as avocation, and pathological gaming are all fertile fields for factual development and legal argument in light of the fiduciary duties owed between spouses. A troika of cases issued in the mid-1990’s offer some guidance on the topic, but further refinement is necessary. Intentional misconduct, negligent misconduct and conduct related to fault which causes economic harm, may all give reason for a claim of waste. Practitioners are cautioned to focus on the negative financial effects of the misconduct, as opposed to the more common equitable claims regarding the “relative merits” of the parties, given Nevada’s equal division statute. Gaming is well established in the ancient and recent history of our country and our state. It can and does support the public coffers, employ thousands of Nevadan’s, offer entertainment to its participants, and it may undermine financial stability and all at the same time. In circumstances where gambling is contrary to the duties and obligations owed between spouses, it may also be waste. (Endnotes) Two articles which are noteworthy exceptions and commended to interested readers are: “I Spent the Money on Whiskey, Women and Gambling; the Rest I Wasted,” Gary Silverman, Esq.; (Nevada Lawyer; May 2011); and, “Community Waste in Nevada,” Bruce Shapiro, Esq. (Nevada Family Law Report, Fall 2010). 2 NRS 123.070. 3 York v. York, 102 Nev. 179, 718 P.2d 670 (1986). 4 NRS 123.090. 5 NRS 123.110. 6 NRS 123.100. 7 The examples given here are illustrative and not dispositive of the topic of support between spouses during marriage and/or while in the process of dissolution. 8 NRS 125.050. 9 NRS 125.200. 10 NRS 125.040. 11 NRS 463.0152. 1 NRS 463.0129. Lofgren v. Lofgren, 112 Nev. 1282, 926 P.2d 396 (1996). 14 Lofgren at 1283. 15 Putterman v. Putterman, 113 Nev. 606, 939 P.2d 1047 (1997). 16 Putterman at 608. 12 13 Judge Egan Walker is a District Judge in Washoe County, Nevada. Judge Walker has been a judicial officer since 2009, and has heard divorce, custody, guardianship, child support, and criminal matters. He is currently responsible for juvenile delinquency, juvenile dependency and Project ONE cases in Washoe County. He serves on the Nevada State Juvenile Justice Commission and the Nevada Supreme Court Commission to Study the Administration of Guardianships. He has an undergraduate degree in nursing from the University of Nevada, Reno, and graduated from the McGeorge School of Law in 1991. He has served as faculty at the National Judicial College, and is a Master’s degree candidate in Judicial Studies. Special thank you to Reno Carson Messenger Service for helping with the delivery of the bar renewal E v e n t s See wcbar.org/events for details and registration JANUARY FEBRUARY Douglasa-Carson Legal Professioals, 12noon, Red’s 395 Grill, Carson City, RSVP NALSdclp@gmail.com WCBA Bar Lunch, 12noon, Harrahs, District Attorney Chris Hicks, $25 per person 6 10 19Regional High School Mock 19 NNWLA, 5:30 pm, Self-defense Trial Competition, Bruce Thompson class at FAST Nevada. $15 donation is requested. RSVP at nnwla.rsvp@gmail. com. 20 ANNUAL SANTA FE DINNER Thursday, January 21, 2016 Cocktails - 5:30 pm Dinner - 6:30 pm Sign up online at wcbar.org Federal Courthouse. Please use the form below or call 786.4494 to volunteer as a scoring judge. 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Fax to 324-6116 or email to gina@wcbar.org January 2016, Vol. 38 No. 1 19 PRsrt std U.S. POSTAGE P AI D RENO, NEVADA PERMIT NO. 418 The P o s t o ff i c e b o x 1 5 4 8 , r e n o , n e v a d a 8 9 5 0 5 change service requested Classifieds ENTEMPLOYMENT SECOND JUDICIAL DISTRICT COURT: Pretrial Services Officer, $41,787.20 - $64,812.80 annual salary (DOE) plus benefits Spanish Speaking Court Interpreter, $38,833.60 - $60,153.60 annual salary (DOE), plus county paid benefits JUDICIAL CLERKSHIP The Third Judicial District Court in Yerington, Nevada, is accepting applications for a law clerk for hire in August 2016. Legal Writing skills a must. Submit your cover letter, resume, writing sample, reference list, and unofficial transcript to atiscareno@lyon-county.org. For additional information, contact Anne Tiscareno at 775.463.6571 ex 1. COMMUNITY DEVELOPMENT ATTORNEY with Nevada Legal Services. J.D. required and license to practice in any state, preferably Nevada. Experience or familiarity in community organizing/ development in the Reno/Sparks area a plus. $42,154+ODE. NLS is an equal opportunity employer. Please visit wcbar. org/classified to view full details or contact Roberta O’Hara at rohara@nlslaw.net. DIRECTOR OF CIVIL RIGHTS COMPLIANCE DEPARTMENT EXECUTIVE CABINET, GENERAL COUNSEL. This position reports to the Chief General Counsel and is responsible for ensuring that the District is compliant with all federal and state statutory and regulatory requirements as they relate to civil righs and antidiscrimination laws and policies. Please see our website for further information. Job closes 1/22/2016. STAFF ATTORNEY NEEDED. Volunteer Attorneys for Rural Nevadans (VARN), a nonprofit law firm in Carson City, is seeking a Staff Attorney who will counsel, advocate for and represent clients with immigration and family law matters. Prior experience with immigration and family law preferred. Travel required. Medical benefits. EOE. 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Contact Michael 324-3303 OFFICE SPACE RENO: 1 and 2 room offices available in multi-tenant buildings. Southwest location. Conference room, kitchen, parking, internet included. From $375 per month. (775) 786-9315. Services SERVICES IRS: FORMER IRS SPECIAL TRIAL ATTORNEY, Steven A. Wilson is available for consultation on all IRS issues including audits, criminal tax investigations/prosecutions, offshore issues, innocent spouse, trust fund and employment taxes, collection issues, impact on divorce cases, offers in compromise, Tax Court proceedings and tax liens. Call for a free 30 minute consultation. 775.882.5545. LAWYER PROFESSIONAL LIABILITY INSURANCE PROGRAM. Orgill/Singer Insurance of Reno has exceptional value for the Professional and General Liability needs of the legal profession. Over 28 years of service to Nevada professionals. Contact: John Maksimik CRM, CIC at 775-398-2525. mail to: jmaksimik@orgillsinger.com