Mexico Peace Index - Institute for Economics and Peace
Transcription
Mexico Peace Index - Institute for Economics and Peace
MAPPING THE EVOLUTION OF PEACE AND ITS DRIVERS Quantifying Peace and its Benefits The Institute for Economics and Peace (IEP) is an independent, non-partisan, non-profit think tank dedicated to shifting the world’s focus to peace as a positive, achievable, and tangible measure of human well-being and progress. IEP achieves its goals by developing new conceptual frameworks to define peacefulness; providing metrics for measuring peace; and uncovering the relationships between business, peace and prosperity as well as promoting a better understanding of the cultural, economic and political factors that create peace. IEP has offices in Sydney, New York, Brussels and Mexico City. It works with a wide range of partners internationally and collaborates with intergovernmental organizations on measuring and communicating the economic value of peace. For more information visit www.economicsandpeace.org CONTENTS 1 2 3 4 5 EXECUTIVE SUMMARY 02 HIGHLIGHTS 04 RESULTS AND FINDINGS 06 2016 Mexico Peace Index Ranking 06 Most and Least Peaceful States 14 Trends in Peacefulness: From the Height of the Drug War to 2015 19 Mexico's Peace Gap: A Look at the Distribution of Peace 25 State Changes in Peacefulness from 2011 to 2015 27 Verifying Mexico's Official Crime Data 40 Understanding Disappearances 44 An Overview of Justice Reforms 48 POSITIVE PEACE IN MEXICO 49 About Positive Peace 51 Understanding Positive Peace in Mexico 53 The Mexico Positive Peace Index 56 The Pillars of Positive Peace in Mexico 59 ECONOMIC VALUE OF PEACE IN MEXICO 63 Key Findings 64 The Economic Impact of Violence, 2003-2015 67 Economic Value of Peace 72 EXPERT CONTRIBUTIONS 78 Ethical journalism in violent times by Adrián Lopez (Editorial Director, Noroeste) 78 Good practices to develop the New Criminal Justice System in Mexico to its full potential by Guillermo Raúl Zepeda Lecuona (Research Professor, ITESO) and Paola Guadalupe Jiménez Rodríguez (Evaluation Coordinator, Jurimetría) 82 “Mando Único” and police development by María Elena Morera Mitre (President) and Juan Pablo Arango Orozco (Researcher, Causa en Común) 86 A map towards building peace at the local level by Francisco Rivas, Director General, (Observatorio Nacional Ciudadanot) and Juan Pablo Arango Orozco (Researcher, Causa en Común) 89 Non-Discrimination of indigenous people in Mexico: A component of positive peace by Alberto Diaz-Cayeros, Senior Fellow (Center for Democracy Development and the Rule of Law, Freeman Spogli Institute for International Studies, Stanford University) 91 METHODOLOGY 2016 Mexico Peace Index Methodology 2016 Mexico Positive Peace Index Methodology Methodology for the Economic Impact of Violence APPENDICES 94 94 99 105 108 Appendix A: MPI Full Results 108 Appendix B: MPI and Positive Peace Indicator Correlations 109 END NOTES 111 REFERENCES 114 1 EXECUTIVE SUMMARY The Mexico Peace Index (MPI), produced by the Institute for Economics and Peace, provides a comprehensive measure of peacefulness in Mexico from 2003 to 2015, with new results for 2015. This report aims to deepen the understanding of the trends, patterns and drivers of peace in Mexico, while highlighting the important economic benefits that will flow from a more peaceful society. The MPI is based on the work of the Global Peace Index, the leading measure of global peacefulness that has been produced by IEP every year since 2007. It is part of a series of national peace indices, which includes the United States Peace Index and the United Kingdom Peace Index. In 2015, Mexico’s peace improved by 0.3 percent, which is the Mexicans living in a state that is more peaceful today than it smallest improvement in peace in the last five years. The was in 2011. improvement is largely attributed to a 10 percent decline in the violent crime rate and an eight percent decline in the rate of organized crime related offenses. However, this was offset by deteriorations in detention without sentencing, weapons crime and the homicide rate. The latter increased by six percent. Furthermore, the gap between the most and least peaceful states widened slightly in 2015, reversing the trend observed in six of the seven prior years. An area of concern is the trend towards increased impunity, which deteriorated dramatically from 2007 onwards. In 2007, there were four convictions for every five cases of homicide, but by 2013 there was only one conviction for every five cases. This, combined with the increases in detention without sentencing, points to an overstretched judicial system, as is further supported by statistics on the over-crowding of prisons. It also highlights the challenges facing the justice The rate of organized crime related offenses started to improve from 2010 onwards. In that year, 25 states improved their organized crime scores. These improvements preceded the reductions in homicides and violent crime that came two years later. In 2012, 21 states recorded improvements in their violent crime levels, while 19 states recorded a decrease in their homicide rates. These results would indicate that improvements in levels of organized crime levels may be a precursor of changes in other forms of violence. This report presents a cautiously optimistic picture for the future of peace in Mexico. However, efforts need to be strengthened to counteract the slowdown in the improvements in peace that occurred in 2015. It is too early to determine if this is a reversal of the trend of improving peacefulness or a brief deviation from the underlying trend. system, whose 2015 federal expenditure was 78 billion pesos, The five states with the largest improvements in their MPI below the 2012 level of expenditure. scores over the past five years are Nayarit, Durango, Nuevo The longer term trends indicate a marked improvement in peacefulness since 2011, the year in which violence peaked in Mexico. The country has improved its peacefulness by 13 percent since that time. Violent crime, homicides and organized crime have all fallen by nearly 30 percent. These León, Chihuahua and Baja California. These were five of the seven least peaceful states in 2011, reflecting that the largest improvements have been recorded in the states most affected by violence. Nayarit ranked as the least peaceful state in Mexico five years ago. Today it ranks 19th out of 32. improvements mean that twenty-five out of the 32 states in The five states with the largest deteriorations since 2011 are Mexico have become more peaceful since 2011, including four Baja California Sur, Zacatecas, Oaxaca, Querétaro and of the five states that ranked at the bottom in that year. These Guanajuato, reflecting shifts among organized crime groups improvements in peace have resulted in roughly 85 percent of and highlighting that not all parts of Mexico are improving. MEXICO PEACE INDEX 2016 | Executive Summary 2 The largest deterioration occurred in Baja California Sur, which has diverged from the national trend. The state’s homicide rate more than tripled, from 5.7 in 2011 to 19.8 in 2015. The rate of weapons crime also increased sevenfold. There is a moderate, statistically significant relationship between improvements in peace and the levels of Positive Peace. The Mexican states that have higher levels of Positive Peace tended to experience larger reductions in violence between 2011 and 2015. Nuevo León, which ranks first in Positive Peace, had the third largest improvement. Improvements in peacefulness have generated an economic benefit of 802 billion pesos (US$50 billion) in Mexico for the four years since 2011. This is a 38 percent reduction in the economic impact of violence and is nearly one and a half times the size of a single year of Mexico’s agricultural production. In 2015, the economic impact of violence improved by four percent, at 76 billion pesos (US$4.8 billion). The decrease in violent crime in 2015 had the largest impact, representing 96 billion pesos, but was offset by the increased costs associated with higher homicide rates. The economic impact of violence, including the opportunity cost, stands at 2.12 trillion pesos (US$134 billion) in 2015, equivalent to 13 percent of Mexico’s GDP. This corresponds to 17,525 pesos per person, roughly equal to two months of wages for the average Mexican worker. Government expenditure on violence containment has been rising. Since the start of the escalation of violence in 2007, government expenditure on violence containment has grown at an average rate of 12 percent per annum. This rate outpaces the average growth in overall government spending, which increased by nine percent in the same period. It also outpaced the seven percent increase in education spending, while investments in economic development and health had similar average growth rates to violence containment. Given the country’s weaknesses in some of the domains of Positive Peace, the investments in the latter two are welcome, as a strong business environment and a robust health system are important elements of Positive Peace. Further investment in the other areas of Positive Peace would improve the overall Reporting of crimes by the police is inaccurate. By comparing the homicide numbers recorded by the police to death certificates from hospitals it is estimated that homicide victims have been undercounted by more than 20 percent in 11 states. Notably, Veracruz, which ranks third for overall peacefulness in the MPI, has the largest discrepancy. There is a need to enhance data collection and analysis. Both the accuracy of data and breadth of data could be improved. This would enable improvements in both official and unofficial analysis and is especially relevant in states where official statistics show low crime rates that contrast with other data sources and public surveys on crime. Further, official statistics do not include the more than 26,000 people in Mexico who have been missing since 2007. This report includes an in-depth analysis on disappearances in Mexico. The majority of these people are either youth and/or male, often working class men with families. However some states face a higher proportion of missing women. The different activities of organized crime groups appear to impact the gender ratios. Independent research would suggest that approximately nine percent of known disappearances are related to elements of the government or groups working in collusion with the government. Given these issues, the country has invested significant effort in reforms to the police, judicial and penal systems. The data on the implementation and effects of reforms remains nascent, therefore limiting the scope for quantitative analysis. But as the 2016 deadline for the implementation of the New Criminal Justice System (Nuevo Sistema de Justicia Penal, NSJP) approaches, IEP has included a discussion on the nature of the reforms. The focus of this report is to present data and research on the patterns, trends, causes and benefits of peace in Mexico. It aims to inform a strategic discussion among policymakers, researchers, business leaders and the general public. This report is organized in five sections presenting the results and findings of the 2016 MPI, including an analysis of trends from 2011 to 2015; Positive Peace in Mexico; the economic value of peace in Mexico; essay contributions from experts in Mexican civil society; and a detailed description of the MPI methodology. resilience of Mexican society to violence. There are at least three dynamics that impact the reliability of official crime statistics. Most crime in Mexico goes unreported. Mexico’s statistical agency estimates that 92.8 percent of all crimes in 2014 were not reported to authorities. IEP therefore adjusts official statistics to account for underreporting in MPI scores. MEXICO PEACE INDEX 2016 | Executive Summary 3 KEY FINDINGS STATE OF PEACE TRENDS IN PEACE Peace in Mexico improved by 0.3 percent, representing the smallest improvement in the last five years. Mexico is now 13.5 percent more peaceful than it was in 2011, at the height of the drug war. The largest indicator improvement was in the violent crime rate, which fell by 9.5 percent. Peace improved in 25 of the 32 states in the last five years, impacting 85 percent of Mexicans who now live in a state that is more peaceful than in 2011. The most peaceful state in Mexico is Hidalgo, followed by Yucátan, Veracruz, Tlaxcala, and San Luis Potosí. Guerrero remains the least peaceful state, followed by Sinaloa, Morelos, Baja California and Baja California Sur. In 2015, individual indicators of peacefulness showed diverging trends, with two indicators improving while four indicators deteriorated. The rate of organized crime-related offenses improved by 7.9 percent while the violent crime rate improved by 9.5 percent. The homicide rate deteriorated for the first time in five years, rising 6.3 percent from 2014 to 2015. The level of peace in 2015 was 16 percent lower than the level recorded in 2003, reflecting the country’s potential for further gains. Since 2011, the violent crime, organized crime and homicide rates have all fallen by nearly 30 percent. States that ranked poorly in 2011 have shown the largest improvements, especially Nayarit, Durango and Baja California. Nayarit, which ranked 32nd in 2011, has shown the largest improvement in its MPI score over the last five years and is now ranked 19th. Both the rate of weapons crime and detention without a sentence rose by 7 percent. Nayarit, Durango, Chihuahua, Nuevo León and Baja California have experienced the largest improvements in the last five years. Approximately 90 percent of extortions and 83 percent of rapes in Mexico were not reported to authorities. Baja California Sur, Zacatecas, Oaxaca, Querétaro and Guanajuato have had the largest deteriorations in peacefulness over the last five years. Over 26,000 people are currently known to be missing in Mexico since 2007, according to the national registry for missing persons. MEXICO PEACE INDEX 2016 | Key Findings 4 ECONOMIC VALUE OF PEACE IN MEXICO The economic impact of violence was 2.12 trillion pesos in 2015 (US$134 billion), equivalent to 13 percent of Mexico’s GDP or 17,525 pesos (US$1,105) per Mexican citizen. In 2015 there was a four percent improvement in the economic impact of violence, which resulted in a 76 billion pesos (US$4.8 billion) peace dividend. In 2015, the cost of homicide increased by 31 billion pesos and is now 727 billion pesos (US$45.9 billion). Mexico’s peace dividend was 802 billion pesos (US$50 billion) between 2011 and 2015. The total peace dividend of 802 billion pesos is nearly one and a half times the size of a single year of Mexico’s agricultural production. IEP estimates that Mexico could realize an economic benefit of an additional 5.66 trillion pesos (US$357 billion) in the next five years if the country continues to improve in peacefulness at a similar rate to the last five years. The total economic impact of violence is 38 percent lower in 2015 than it was in 2011. Military expenditure is the fastest growing category of violence containment spending, increasing from 0.2 percent of GDP in 2003 to 0.6 percent of GDP in 2015. POSITIVE PEACE IN MEXICO Mexico has the second largest Positive Peace surplus in the world. Compared to other countries with similar levels of violence, it performs particularly well in high levels of human capital, acceptance of the rights of others and good relations with neighbors. States with higher levels of Positive Peace have recovered more quickly over the last five years than states with lower levels of Positive Peace. Corruption and governance are closely linked to levels of violence. States with the highest levels of violence also have the highest levels of perceptions of corruption, particularly among the police. MEXICO PEACE INDEX 2016 | Key Findings 5 NIA LIFOR BAJA CA SONORA CHIHUAHUA BA JA CA LI F COAHUILA IA RN O R SU A O AL N SI Z DURANGO AS EC T A AC AGUASCALIENTES RESULTS & FINDINGS G NAYARIT JALISCO COLIMA N CÁ OA H C MI Explore the data on the interactive Mexico Peace Index map: see how peace changes over time, compare levels of peace between states and discover how the states fare according to each indicator of peace. MEXICO PEACE INDEX 2016 | Results 6 J NA UA MOST PEACEFUL RANK NUEVO LEÓN LEAST PEACEFUL STATE SCORE RANK STATE SCORE 1 Hidalgo 1.758 17 Distrito Federal 2.529 2 Yucatán 1.858 18 Zacatecas 2.55 3 Veracruz 1.872 19 Nayarit 2.592 20 Sonora 2.607 4 Tlaxcala 1.981 5 San Luis Potosí 2.026 21 Durango 2.641 Quintana Roo 2.691 6 Chiapas 2.027 22 7 Aguascalientes 2.061 23 Guanajuato 2.695 24 Nuevo León 2.699 8 Querétaro 2.075 9 Campeche 2.145 25 Tamaulipas 2.736 26 Chihuahua 2.824 TAMAULIPA S 10 Coahuila 2.171 11 Puebla 2.241 27 Colima 2.836 12 Tabasco 2.259 28 Baja California Sur 3.037 13 Michoacán 2.371 29 Baja California 3.057 14 México 2.403 30 Morelos 3.123 15 Jalisco 2.429 31 Sinaloa 3.41 16 Oaxaca 2.452 32 Guerrero 3.859 SAN LUIS POTOSÍ O TA R RÉ MÉXICO S ELO MOR E MP CA CH QU INT AN A TLAXCALA UZ CR RA VE D.F. RO O HIDALGO E Q UE TO JUA TÁN CA YU PUEBLA TABASCO GUE RRE RO OAXACA CHIAPAS 7 2016 MEXICO PEACE INDEX INDICATOR SCORES Campeche is an example of the different challenges states can experience with their indicators, as it has the highest variance among its scores. Campeche has low levels of crime but scores poorly on detention without a sentence and police funding. Table 1 below presents the full results of the 2016 Mexico Peace Index (MPI). As Mexico’s overall peacefulness has been improving, the states show significant variations in scores and across indicators. In 2015, the gap between the most and least peaceful states widened slightly, after having narrowed for six of the last seven years. The eastern states continue to be the most peaceful but peacefulness is becoming less regionally concentrated as states on the US-Mexico border continue to improve. MPI indicators are scored from 1 to 5, where 1 represents the most peaceful score and 5 represents the least peaceful score. TABLE 1 2016 MEXICO PEACE INDEX INDICATOR SCORES There is a wide range in levels of peacefulness across both indicators and states in Mexico. A lower score indicates a better level of peacefulness. MPI RANK STATE OVERALL SCORE HOMICIDE VIOLENT CRIME WEAPONS CRIME DETENTION WITHOUT A SENTENCE POLICE FUNDING ORGANIZED CRIME JUSTICE SYSTEM EFFICIENCY 1.921 1.211 1.748 2.504 1.000 3.889 1 Hidalgo 1.758 1.266 2 Yucatán 1.858 1.033 1.526 1.218 1.916 3.106 1.217 5.000 3 Veracruz 1.872 1.451 1.462 1.445 2.144 1.610 1.000 5.000 4 Tlaxcala 1.981 1.225 1.791 1.228 1.642 4.431 1.000 5.000 5 San Luis Potosí 2.026 1.601 1.349 1.388 3.009 2.905 1.051 5.000 6 Chiapas 2.027 1.726 1.322 1.344 3.502 2.161 1.204 4.780 7 Aguascalientes 2.061 1.128 3.602 1.243 1.165 3.541 1.192 3.790 8 Querétaro 2.075 1.479 2.911 1.221 1.216 2.736 1.000 4.798 9 Campeche 2.145 1.376 1.015 1.089 5.000 5.000 1.201 5.000 10 Coahuila 2.171 1.781 2.357 1.655 1.568 2.676 1.000 5.000 11 Puebla 2.241 1.569 2.364 1.929 1.866 1.709 1.708 5.000 12 Tabasco 2.259 1.713 3.887 1.059 1.480 2.803 2.095 3.056 13 Michoacán 2.371 2.348 1.929 2.309 2.216 2.138 1.100 5.000 14 México 2.403 1.982 3.194 2.194 1.460 1.214 1.301 5.000 15 Jalisco 2.429 1.984 2.226 2.301 2.501 1.528 2.357 4.272 16 Oaxaca 2.452 2.571 1.976 2.534 2.118 2.213 1.000 5.000 17 Distrito Federal 2.529 1.740 4.336 3.120 1.073 1.900 2.123 2.490 18 Zacatecas 2.550 2.171 2.417 2.438 1.137 3.094 1.862 5.000 19 Nayarit 2.592 1.365 1.153 1.393 5.000 4.615 3.580 5.000 20 Sonora 2.607 2.498 1.618 2.090 4.831 3.780 1.225 5.000 21 Durango 2.641 2.113 2.555 2.637 2.881 3.881 1.220 5.000 22 Quintana Roo 2.691 2.226 3.545 1.311 2.361 4.089 1.751 5.000 23 Guanajuato 2.695 2.230 3.652 3.481 1.014 1.674 1.000 4.946 24 Nuevo León 2.699 1.678 2.054 2.719 1.308 2.056 3.889 5.000 25 Tamaulipas 2.736 2.234 2.794 1.775 1.455 2.878 3.095 5.000 26 Chihuahua 2.824 3.287 2.030 3.406 2.392 2.607 1.000 5.000 27 Colima 2.836 2.666 1.609 2.924 5.000 5.000 1.024 5.000 28 Baja California Sur 3.037 2.678 3.479 2.502 2.162 5.000 2.388 4.182 29 Baja California 3.057 3.004 3.806 2.425 1.925 3.276 1.896 5.000 30 Morelos 3.123 3.094 4.334 1.995 1.069 3.420 2.302 5.000 31 Sinaloa 3.410 4.001 2.059 5.000 2.291 2.695 1.858 5.000 32 Guerrero 3.859 5.000 2.637 5.000 1.575 2.415 2.827 5.000 MEXICO PEACE INDEX 2016 | Results 8 METHODOLOGY AT A GLANCE The MPI is based on the work of the Global Peace Index, a leading global measure of peacefulness that has been produced by IEP annually since 2007. The MPI follows a similar methodology to the United Kingdom Peace Index (UKPI) and the United States Peace Index (USPI), also produced by IEP, and measures negative peace, defined as the absence of violence or fear of violence. This is the third iteration of the MPI and includes a time series from 2003 to 2015. The measures in the MPI have been selected to cover a number of elements of peacefulness. Other than measures of violent crimes, the MPI also measures the resources that are used to counter criminality through the implementation of high rates of incarceration and high numbers of police. The most peaceful states will have low levels of crime combined with lower levels of policing and incarceration. However, certain levels of policing and incarceration contribute to preventing crime. MPI indicators are designed to account for this while also reflecting that large investments in incarceration and policing are indicative of a low level of peacefulness. The MPI measures peacefulness at the state level in Mexico. A key reason for choosing this unit of analysis is that Mexico’s state governments have a certain amount of latitude in their governance structures, such that policy responses to violence may differ significantly from state to state. The MPI is composed of the following seven indicators: Homicide Weapons Crime Justice System Efficiency The number of homicides per 100,000 people, measured as the number of cases that were investigated by the state prosecution authorities. The number of crimes committed with a firearm per 100,000 people. Includes intentional and negligent homicides and assaults committed with a firearm. The ratio of registered intentional homicide cases to successful homicide prosecutions. Source: Executive Secretary of the National System for Source: SESNSP Statistics and Geography / Instituto Nacional de Estadísticas y Geografía (INEGI) and the number of Public Security/ Secretariado Ejecutivo de Sistema homicides cases from SESNSP Nacional de Seguridad Pública (SESNSP) Violent Crime Source: Homicide convictions from the National Institute of Detention without a Sentence The number of homicides per 100,000 people, measured as the number of cases that were investigated by the state prosecution authorities. The number of people in prison without a sentence proportional to level of violent crime. Source: SESNSP Seguridad Pública (2006-2012) and the National Security Source: Secretariat of Public Security / Secretaría de Commission / Comisión Nacional de Seguridad (CNG) (2013-2015), data provided by Guillermo Zepeda and Paola Jiménez, Jurimetria. Police Funding The federal government subsidies for state security from the Public Security Contribution Fund / Fondo de Aportaciones para la Seguridad Pública (FASP) per 100,000 people, in current Mexican pesos. Source: Secretariat of Public Finance and Credit / Secretaria de Hacienda y Crédito Publico (SHCP) Organized Crime The number of extortions, drug-trade related crimes and kidnappings per 100,000 people. Extortion and kidnapping rates are adjusted for underreporting. Drug-trade related crimes include production, transport, trafficking, trade, supply or possession of drugs or other “crimes against public health,” as they are termed in Mexican law. Source: SESNSP Each of the indicators is scored between 1 and 5, with 1 being the most peaceful score and 5 the least peaceful. These scores are calculated for each year covered by the study. After the score for each indicator has been calculated, weights are applied to each indicator to arrive at the final MPI score. Refer to table 16 in the full methodology for the weights. 9 Two of the indicators — violent crime and organized crime — are adjusted for underreporting. In 2014, 92.8 percent of crimes in Mexico did not make it into the official statistics because they were either not reported to the authorities or because no investigation was opened.1 IEP uses INEGI’s National Survey of Victimization and Perceptions of Public Security / Encuesta Nacional de Victimización y Percepción sobre Seguridad Publica (ENVIPE) to calculate underreporting rates for each state and adjusts the official statistics for rape, robbery, assault, extortion and kidnapping to better reflect actual rates of violence. This approach helps to counter balance the high rates of underreporting, known in Mexico as the cifra negra. The 2016 MPI includes a new indicator to reflect the appropriate use of incarceration in Mexican states. Previous iterations of the MPI used the number of people sentenced to prison per 100,000 inhabitants to measure incarceration. The updated indicator instead uses the number of people in prison without a sentence relative to the level of violent crime and is referred to as detention without a sentence. The ratio of detention without a sentence to violent crime has been calculated for the full time series. For a full explanation of the methodology, including the difference in these two variables, refer to section 5 on page 94. Mexico Peace Index Expert Panel An Expert Panel was established to provide independent advice and technical guidance to IEP researchers in developing the index methodology. The Panel is composed of experts from independent, nonpartisan civil society and academic organizations. For the 2016 MPI it included: Carlos J. Vilalta Perdomo Professor, Centro de Investigación y Docencia Económicas, A.C. (CIDE) Edgar Guerrero Centeno Deputy Director General of Government Information Policies and National Government Censuses, Instituto Nacional de Estadística y Geografía (INEGI) Guillermo Zepeda Lecuona Director, Jurimetría, Iniciativas para el Estado de Derecho, A.C. Leonel Fernández Novelo Local Observatories Coordinator, Observatorio Nacional Ciudadano Juan Pablo Arango Orozco Researcher, Causa en Común Alberto Díaz-Cayeros Senior Fellow, Center for Democracy Development and Rule of Law, Freeman Spogli, Institute of International Affairs, Stanford University Luis Mauricio Torres Alcocer Researcher, Instituto Mexicano de Competitividad (IMCO) Jonathan Furszyfer del Río Director of Security, México Evalúa MEXICO PEACE INDEX 2016 | Results 10 PEACE IN MEXICO 2015 Peacefulness improved in Mexico in 2015, but only slightly, at 0.3 percent. The country made progress in the violent crime and organized crime indicators. However, police funding, detention without a sentence, homicide and weapons crime deteriorated from 2014 to 2015 and the score for justice system efficiency remained the same. FIGURE 1 TREND AND YEAR-ON-YEAR CHANGES IN PEACE, 2003–2015 Peacefulness deteriorated quickly from 2007 to 2010 before improving from 2011 to 2014; however, the pace of improvement has slowed in 2015. 4 More peaceful OVERALL SCORE 3.5 2009 2011 2013 2015 3 2.5 From 2014 to 2015, Mexico’s peacefulness did not improve at the same rate as the previous four years. While peacefulness was gaining momentum until 2014, it has plateaued in the last year. Figure 1 highlights the trend in peacefulness and year-on-year changes from 2003 to 2015. Deteriorations in peacefulness typically happen more quickly than improvements, as has been the case in Mexico. 2003 2007 2005 2 1.5 Less peaceful 1.0 YEAR-ON-YEAR % CHANGE 10.1% 2.2% -1.9% 3.4% 9.1% 7.6% 1.2% -1.0% -1.9% -0.3% -4.7% -7.2% Source: Secretariado Ejecutivo de Sistema Nacional de Seguridad Pública 11 FIGURE 2 The improvements in violent crime and organized crime drove the slight -6.9% Violent Crime -5.6% Organized Crime Overall Score Justice System -0.3% 0% 2.4% Police Funding 3.7% Detention without a Sentence 3.7% Homicide 4.2% Weapons Crime 4% More peaceful 2% 0% -2% -4% -6% Less peaceful The scores for violent crime and organized crime improved in 2015 by 6.9 and 5.6 percent respectively, as shown in figure 2. The improvement in violent crime was driven by an 8.7 percent decline in the assault rate per 100,000 people and a nearly 10 percent decline in the rate of robberies. The rate of rape declined as well, to 4.5 percent. In contrast, the three crimes that make up the organized crime indicator showed diverging trends. The rate of extortions declined 8.5 percent and the kidnapping rate fell 27 percent last year, while the rate of drug-trade related crimes increased 11.5 percent in 2015. The justice system efficiency indicator remained the same in 2015, with a score of 5 out of 5. Both the level of police funding and detention without a sentence deteriorated in the last year. The score for police funding deteriorated by 2.5 percent, as it has, roughly, for each of the last five years. The national detention without a sentence score deteriorated by almost four percent — a smaller deterioration than in the previous two years. Source: IEP Mexico’s homicide rate rose in 2015, for the first time in four years, increasing 6.3 percent to nearly 14 per 100,000 people. MEXICO PEACE INDEX 2016 | Results 12 FIGURE 3 HOMICIDES PER 100,000 PEOPLE 6.3 percent from 2014 to 2015. 20 2011 2013 2009 2015 15 2003 2005 2007 10 Mexico’s homicide rate rose in 2015, for the first time in four years, increasing 6.3 percent to nearly 14 per 100,000 people. While the homicide rate is now nearly 30 percent lower than at its peak in 2011, it is still high. Complicating the level of homicides is the number of missing persons, with over 26,000 people reported missing since 2007. High homicide rates throughout the country continue to pose a public policy challenge and hinder development, as the economic impact of homicide alone reached 727 billion pesos, or 4.5 percent of Mexico’s GDP, in 2015. Figure 3 shows the trend and the year-on-year change in the homicide rate from 2003 to 2015. 5 YEAR ON YEAR % CHANGE 26.7% 26.6% 20.8% 9.1% 6.3% 3.8% -9.1% -4.6% -6.0% -14.2% -16.6% -15.6% Source: Secretariado Ejecutivo de Sistema Nacional de Seguridad Pública The following pages unpack each indicator of peacefulness and aim to explore how, why and where POSITIVE PEACE Mexico has begun to become more peaceful. The MPI measures the levels of negative peace in Mexican states, which IEP defines as the absence of violence or the fear of violence. However, Mexico also faces the challenge of improving its levels of Positive Peace. ... is the attitudes, institutions and structures which create and sustain peaceful societies Together, well-developed positive and negative peace make up a complete, holistic picture of the state of peace. This section provides the complete results of the MPI — Mexico’s negative peace index — and draws NEGATIVE PEACE on some aspects of Positive Peace to better understand trends and developments in the MPI. ... is the absence of violence or fear of violence 13 MOST AND LEAST PEACEFUL STATES THE FIVE MOST PEACEFUL STATES TABLE 2 FIVE MOST PEACEFUL STATES, INDICATOR SCORES AND RANKS, 2016 MPI MPI RANK STATE OVERALL SCORE HOMICIDE VIOLENT CRIME WEAPONS CRIME DETENTION WITHOUT A SENTENCE POLICE FUNDING SCORE RANK SCORE RANK SCORE RANK SCORE RANK SCORE RANK ORGANIZED CRIME SCORE RANK JUSTICE SYSTEM EFFICIENCY SCORE RANK 1 Hidalgo 1.758 1.27 4 1.92 10 1.21 3 1.75 14 2.50 12 1.00 4 3.89 4 2 Yucatán 1.858 1.03 1 1.53 6 1.22 4 1.92 16 3.11 21 1.22 15 5.00 10 3 Veracruz 1.872 1.45 7 1.46 5 1.44 12 2.14 19 1.61 3 1.00 8 5.00 10 4 Tlaxcala 1.981 1.23 3 1.79 9 1.23 6 1.64 13 4.43 28 1.00 7 5.00 10 5 San Luis Potosí 2.026 1.60 10 1.35 4 1.39 10 3.01 27 2.90 19 1.05 10 5.00 10 Note: In 2015, 23 states score a 5 out of 5 for Justice System Efficiency, resulting in an equal rank of 10th place. 1 HIDALGO Hidalgo ranks as Mexico’s most peaceful state in the MPI. A mid-size state in central Mexico, it has consistently showed strong scores in peacefulness since 2003, usually ranking among the top five. However, it is important to note that Hidalgo has the fourth largest data discrepancy, as measured by the ratio of law enforcement-counted homicide victims to homicide victims identified by a coroner. For more on data discrepancies, see page 40. From 2014 to 2015, Hidalgo improved slightly in its overall peacefulness, by two percent. While the state’s score for police funding continued to deteriorate, Hidalgo recorded improvements in four indicators: homicide, violent crime, weapons crime and organized crime. Hidalgo has consistently reported low rates of homicide, organized crime and weapons crime. The state also does relatively well in managing its levels of pre-trial detention, although the ratio of people in prison without a sentence to the level of violent crime has increased in recent years. However, while detention without a sentence has deteriorated since 2010, Hidalgo did register a 12 percent improvement in the last year. Hidalgo does lag in Positive Peace, ranking 25 out of the 32 states. The state performs well in acceptance of the rights of others and good relations with neighbors but performs poorly in well-functioning government and sound business environment. This disparity suggests that future high levels of peace relative to the other states may not continue. In order to continue to improve its levels of resilience to violence, Hidalgo will need to improve its functioning of government, the business environment and levels of human capital. MEXICO PEACE INDEX 2016 | Results 14 29 28 31 5 2 1 30 32 4 3 2 YUCATÁN Yucatán, Mexico’s second most peaceful state, has the lowest homicide rate in the country, as has been the case for every year since 2008. Despite a slight increase in 2015, Yucatán’s homicide rate remains five percent lower in 2015 than it was in 2011. The state also performs well in violent crime and weapons crime, ranking sixth and fourth on those indicators respectively. Yucatán is the home state of Merida, the city for which the bilateral Merida Initiative against drug trafficking is named. Nonetheless, the data suggests that Yucatán has remained relatively sheltered from high levels of violence during the worst years of the drug war. However, the rate of organized crime related offenses increased 36 percent from 2014 to 2015, largely driven by an increase in extortions. 3 The state scores disproportionately poorly on police funding and detention without a sentence, suggesting room for reallocation in government resources. In 2015, violence containment costs represented nine percent of the state’s GDP. Rates of organized crime and homicide have risen slightly in the past year, in line with the national trend. Yucatán scores well in Positive Peace, ranking fifth overall and first in well-functioning government and sound business environment. Conversely, Yucatan’s weakest aspects of Positive Peace are good relations with neighbors and equitable distribution of resources. VERACRUZ Veracruz ranks as Mexico’s third most peaceful state in 2015. Similarly to Hidalgo, Veracruz has reported relatively low rates of homicide, violent crime, organized crime and weapons crime since 2003. In 2015, Veracruz registered a significant improvement in the organized crime indicator, with the rate of organized crime related offenses falling 43 percent from 2014. Violent crime improved slightly in 2015 as well. Veracruz’s consistent high performance compared to public perception raises questions about the reliability of the data that the state reports to federal agencies. In 2014, Veracruz had the largest discrepancy between the number of homicide victims counted by law enforcement and the number counted by death certificates. Furthermore, Veracruz ranks 15th in low levels of corruption and 29th in Positive Peace overall. And while ENVIPE shows a 15 percent reduction in victimization in Veracruz from 2013 to 2014, 80 percent of residents reported feeling insecure in their state in 2015. In contrast, 33 percent of residents said the same in Yucatán, while perceptions of insecurity were at 87 percent in Mexico’s least peaceful state, Guerrero. For a more detailed discussion on the official crime statistics in Veracruz and throughout Mexico, refer to page 40. Veracruz was home to one of the first self-defense groups in Mexico; in 2011, a group of citizens calling themselves the Mata Zetas (“Zeta Killers” in English) armed themselves in retaliation against the Los Zetas cartel and claimed responsibility for at least 35 deaths that year.2 The US and Mexican governments now consider the group itself a cartel that is operating in concert with the more well-known organization Cartel de Jalisco Nuevo Generacion in seven Mexican states.3 15 4 TLAXCALA Tlaxcala, Mexico’s fourth most peaceful state, also performs consistently well on well-functioning government, although organized crime is its best scoring indicator in 2015. Tlaxcala‘s rate of organized crime related offenses was 92 percent lower in 2015 than in 2011, despite some significant variations over that period. Based on official statistics, that rate fell 96 percent from 2013 to 2014, representing the largest improvement in organized crime for any state that year. Overall, Tlaxcala was one of few states to improve in peacefulness from 2005 to 2007, diverging from the national trend, and has continued to outperform the national average every year since 2006. However, Tlaxcala faces a rising rate of weapons crime, 5 with the 2015 rate showing a 68 percent increase over its 2011 level. Similarly to Yucatán, Tlaxcala stands to benefit from increased investments in Positive Peace, as its weakest indicator scores reflect inefficiencies in government security structures. The state ranks 20 out of 32 on well-functioning government. Tlaxcala ranks 21st in Positive Peace overall. It’s best performing domains are equitable distribution of resources and free flow of information. Tlaxcala has significant room to improve in well-functioning government, sound business environment and acceptance of the rights of others. SAN LUIS POTOSÍ San Luis Potosí sits just north of Hidalgo and Veracruz, two of the five most peaceful states. Violence in Mexico is influenced by geography4 and law-enforcement and military efforts to interrupt drug trafficking in recent years have limited access to the Gulf of Mexico and trafficking routes in the Caribbean. Organized crime activity has moved west, taking advantage of poppy production in Guerrero and the Lázaro Cárdenas port on the Pacific coast of Michoacán. These changes have contributed to decreases in violence in the eastern part of the country. In this context, San Luis Potosí has realized significant improvements in levels of well-functioning government, violent crime, organized crime and weapons crime since 2011. The state’s organized crime and violent crime rates are down 70 and 77 percent respectively. The only increase in the components of these indicators is in the rate of narcotics crimes, which includes the production, transport, trafficking, trade, supply, or possession of drugs. This increase in narcotics crimes may be a leading indicator of a resurgence in cartel activity, suggesting that action is needed to prevent a deterioration in future peacefulness. San Luis Potosí ranks 18th in Positive Peace. The state performs relatively well in acceptance of the rights of others, ranking third. San Luis Potosí has weaknesses in equitable distribution of resources, high levels of human capital and sound business environment. MEXICO PEACE INDEX 2016 | Results 16 THE FIVE LEAST PEACEFUL STATES TABLE 3 FIVE LEAST PEACEFUL STATES, INDICATOR SCORES AND RANKS, 2016 MPI MPI RANK STATE OVERALL SCORE HOMICIDE VIOLENT CRIME WEAPONS CRIME DETENTION WITHOUT A SENTENCE POLICE FUNDING SCORE RANK SCORE RANK SCORE RANK SCORE RANK SCORE RANK ORGANIZED CRIME SCORE RANK JUSTICE SYSTEM EFFICIENCY SCORE RANK 32 Guerrero 3.86 5.00 32 2.64 21 5.00 31 1.57 12 2.41 11 2.83 29 5.00 10 31 Sinaloa 3.41 4.00 31 2.06 15 5.00 32 2.29 22 2.70 15 1.86 21 5.00 10 30 Morelos 3.12 3.09 29 4.33 31 2.00 16 1.07 2 3.42 23 2.30 26 5.00 10 29 Baja California 3.06 3.00 28 3.81 29 2.42 21 1.92 17 3.28 22 1.90 23 5.00 10 28 Baja California Sur 3.04 2.68 27 3.48 25 2.50 23 2.16 20 5.00 30 2.39 28 4.18 5 Note: In 2015, 23 states score a 5 out of 5 for Justice System Efficiency, resulting in an equal rank of 10th place. 32 GUERRERO Guerrero is once again the least peaceful state in the country. In 2015, Guerrero had the highest homicide rate in the country, at 54.5 homicides per 100,000 people. This represents an improvement over the state’s 2012 peak of 66, but the 2015 rate remains more than three times higher than 2004. Guerrero also ranks poorly for weapons crime, ranking 31 out of the 32 states, and the rate of crimes committed with a weapon doubled in 2015. The state ranks more moderately on detention without a sentence, at 12 of 32. This rate recorded a very slight improvement in 2015 of one percent, although it showed a five percent improvement the year prior. 31 Guerrero recorded a 10 percent improvement in organized crime in 2015. While the recent decline in the rate of extortions, kidnappings and drug-trade related crimes may represent progress, the fact that the homicide rate has been increasing could indicate a shift toward more serious forms of violence. Guerrero not only ranks last in the MPI and has the highest homicide rate, it also has the weakest level of Positive Peace of any state in Mexico. Guerrero lags in a number of development indicators, resulting in poor performance in the equitable distribution of resources, sounds business environment and high levels of human capital domains. SINALOA Sinaloa follows Guerrero closely as the second least peaceful state in Mexico, and has the second worst rates for both homicides and crimes committed with a firearm. The only indicator on which Sinaloa scores better than the national average is violent crime, having registered a steady decline in the number of robberies, rapes and assaults per 100,000 people every year since 2011. The violent crime rate has steadily dropped and is now 41 percent lower than its 2011 peak. However, the rate of organized crime related offenses rose in 2015 and the homicide rate recorded a slight uptick. Sinaloa shows a deteriorating trend in detention without a sentence and is one of the five states with the largest increase in this ratio. While violent crime and homicide have declined since 2011, Sinaloa has increased its levels of detention for individuals who have not been sentenced. The state has also not improved in police funding since 2011. Sinaloa ranks sixth in Positive Peace, indicating that it has a relative advantage in terms of the attitudes, institutions and structures needed to progress in peacefulness. The state performs particularly well in low levels of corruption, ranking second. But it comes in 25th for free flow of information and 17th in high levels of human capital. IEP’s systems analysis of Positive Peace finds that there is a strong relationship between corruption and human capital at the global level and that a weakness in either domain can represent a risk for the system as a whole. 17 30 MORELOS Morelos has seen its peace score fluctuate over the years but has ranked among the bottom ten states since 2008. The state’s homicide rate rose sharply from 2008 to 2010, increasing from eight to 31 homicides per 100,000 people, and peaking at 47 in 2012. It has fallen since then, down to 24 in 2015, but remains high. The organized crime rate has fluctuated significantly between 2003 and 2015, suggesting dramatic variations in either organized crime related activity or reporting. But despite being among Mexico’s least peaceful states, Morelos has improved in four of its seven MPI indicators since 2011 and does have one standout indicator score, ranking second in detention without a sentence. Morelos has a relatively low number of unsentenced prisoners relative to the level of violence in the state. Morelos’ score on this indicator is likely to be influenced by two factors. One on hand, in 2015, prison populations in Morelos reached 181 percent of official prison capacity.t There is no consistent relationship between peacefulness and prison 29 Morelos ranks 24th in Positive Peace, showing its weaknesses in both its actual peace and Positive Peace. Morelos has shown a relatively small improvement in its MPI score since 2011, reflecting that high levels of Positive Peace support larger improvements in actual peace. The state does well in wellfunctioning government and low levels of corruption but needs to improve in the six other Positive Peace domains in order to develop a highly peaceful system. BAJA CALIFORNIA Like Morelos, Baja California’s low level of peacefulness is largely driven by a high level of violent crime. The state recorded the fourth highest violent crime rate in Mexico in 2015. Furthermore, the state’s homicide rate rose faster than the national rate, increasing 12 percent, and the rate of crimes committed with a firearm is up 40 percent since 2014. Overall, Baja California has made slow progress in improving its peacefulness since 2011. Baja California has reduced the rate of organized crime related offenses. The rate in 2013 was 66 percent lower than in 2011 and, despite a slight uptick in 2014, has continued to decline in line with the national trend. 28 overpopulation across Mexican states but it is possible that overpopulation may act as a deterrent to incarceration in select cases. On the other hand, Morelos was one of the first states in Mexico to begin implementation of the national justice reforms and has led the country with the first pre-trial services program for youth in Mexico. Pre-trial services look at alternatives to detention for low-risk suspects and are designed to help alleviate unnecessary detention, prison overcrowding, and the risks associated with incarceration, such as job loss, negative health impacts and recruitment into organized crime.6 If Baja California makes similar reductions in homicides, violent crime and weapons crime, it will see significant improvements in peacefulness. The state ranks 13th in Positive Peace, giving it a relatively strong base from which to make progress. Baja California’s Positive Peace strengths are in equitable distribution of resources and high levels of human capital. But it has weaknesses in well-functioning government, sound business environment and low levels of corruption. BAJA CALIFORNIA SUR In 2015, Baja California Sur was the fifth least peaceful state in Mexico. It also recorded the largest deterioration in MPI score for any state in the past five years. The state's homicide rate doubled from 2014 to 2015 and the rate of crimes committed with a firearm increased sevenfold. In 2015, Baja California Sur had the highest per capita rate of police funding and the fifth highest rate of organized crime. Baja California Sur shows a diverging trend from the rest of Mexico. While most of the country continued to become more peaceful in 2015, the overall MPI score in Baja California Sur deteriorated 16 percent. The nationwide rate of organized crime related offenses improved in 2015, but deteriorated in Baja California Sur by 18 percent. Furthermore, the rate of crimes committed with a firearm tripled in a single year. Baja California Sur has had larger fluctuations in peacefulness than the rest of Mexico, suggesting a situation of instability. The state ranks 23rd in Positive Peace and as such has weaknesses in the attitudes, institutions and structures that underpin peacefulness. It ranks 25th in well-functioning government and 31 out of 32 in acceptance of the rights of others. For a more detailed discussion of Baja California Sur’s challenges in peacefulness and its deterioration in recent years see the analysis of states with the largest deteriorations, on page 35. MEXICO PEACE INDEX 2016 | Results 18 TRENDS IN PEACEFULNESS FROM THE HEIGHT OF THE DRUG WAR TO 2015 The 2016 MPI finds that peacefulness in Mexico improved 13.5 percent from 2011 to 2015. This period of recovery follows six consecutive years of deteriorations in peace. Levels of violence remain high, the country ranks 144 out of 162 in the Global Peace Index produced by IEP and the country’s homicide rate was approximately 14 per 100,000 people in 2015. In 2003, the first year of the MPI, Mexico’s homicide rate was approaching historic lows, having fallen steadily since the early 1990s. Life expectancy and per capita income were on the rise, the quality of democracy improved in the 2000 presidential election and, based on the MPI, Mexico reached its most peaceful year in 2004. But at the same time, several organized crime groups had built a large narcotics trade, moving marijuana, cocaine, heroin and methamphetamines over land and sea into the United States. Drug sales brought US dollars and easily accessible guns from just north of the border.7 Drug-trafficking organizations reportedly purchased their plazas, or preferential access to smuggling territory, by bribing local officials.8 As democracy improved around the country, changes in political parties and efforts for reform increased tension with organized crime groups, leading to escalations in violence between different groups or between the cartels and law enforcement. FIGURE 4 recording a 13.5 percent improvement from 2011 to 2015. OVERALL MPI SCORE 3.5 3 2.5 2 1.5 1 2003 2005 2007 2009 2011 2013 2015 In December 2006, President-elect Felipe Calderón traveled to his home state of Michoacán and publically promised to end the drug-trade that had entrenched violence and corruption throughout the country. Peace had been deteriorating for two years. Michoacán was the 14th least peaceful state in Mexico that year and ranked 20th of 32 in terms of its homicide rate. President Calderón deployed the Mexican armed forces to the streets of Mexican cities and towns to fight the cartels and capture their leaders. The deployment of troops to the streets of Michoacán, Chihuahua and other high-crime areas of Mexico resulted in a dramatic escalation of violence across the country as the cartels fought the government and each other. Over the next four years, the level of peace in Mexico deteriorated 23 percent and the homicide rate nearly doubled. Ciudad Juárez, a city of roughly 1.3 million people in Chihuahua, near Mexico’s border with the US, became known as the most violent city in the world. The homicide rate in Ciudad Juárez was 148 per 100,000 people in 2011 and, that year, Chihuahua was the sixth least peaceful state in Mexico.9 By 2011, Chihuahua was the sixth least peaceful state in Mexico. Source: IEP 19 In 2012, peacefulness began to improve after five years of violent conflict between several organized crime groups and multiple Mexican police agencies and armed forces and their allies the US military, border patrol and Drug Enforcement Agency. The national homicide rate peaked in 2011 at 19.7 deaths per 100,000 people, as did the rate of violent crime and crimes committed with a firearm. This section of the report presents the trends in peace and indicators of peacefulness in Mexico from 2011, Mexico’s least peaceful year, to 2015. IEP investigated this period of improving peacefulness because it represents a turning point for the country. Each year, Mexico has made improvements in some aspect of peacefulness. But peacebuilding is not a linear process. It requires building a strong, holistic social system. There are multiple factors to consider and inevitable setbacks along the way. It is important to monitor progress in each Today, Mexico is 13.5 percent more peaceful than in 2011, with a gradual improvement in peacefulness occurring every year for the past five years. Figure 4 shows the level of peace from 2003 to 2015. FIGURE 5 PERCENTAGE CHANGE IN MPI SCORES, 2011-2015 Most of the country — 25 out of 32 Mexican states — has improved in overall MPI score since 2011. A negative change indicates an improvement in peacefulness. 5 17 4 32 8 10 3 2 13 31 28 12 27 Improvement -0.682 — -0.348 Improvement -0.348 — -0.158 Improvement -0.158 — 0 Improvement 0 — 0.101 Deterioration 0.101 — 0.191 Deterioration 0.191 — 0.310 Deterioration 0.310 — 0.778 Deterioration 6 9 1 -1.379 — -0.682 21 29 19 20 25 18 7 15 24 14 11 16 23 26 30 22 RANKED BY GREATEST IMPROVEMENT RANK STATE SCORE RANK 1 Nayarit -1.379 12 2 Durango -1.308 SCORE RANK STATE Jalisco -0.432 23 Tabasco -0.024 13 Tamaulipas -0.351 24 Puebla -0.015 14 Quintana Roo -0.345 25 Hidalgo -0.002 Morelos -0.29 26 Guerrero 0.032 3 Nuevo León -0.971 4 Chihuahua -0.938 15 STATE SCORE 5 Baja California -0.776 16 Veracruz -0.267 27 Colima 0.124 6 San Luis Potosí -0.713 17 Sonora -0.197 28 Guanajuato 0.177 7 Distrito Federal -0.698 18 Tlaxcala -0.187 29 Querétaro 0.205 Michoacán -0.172 30 Oaxaca 0.281 31 Zacatecas 0.397 32 Baja California Sur 0.778 8 Coahuila -0.635 19 9 Aguascalientes -0.507 20 México -0.153 Yucatán -0.086 Chiapas -0.042 10 Sinaloa -0.485 21 11 Campeche -0.464 22 MEXICO PEACE INDEX 2016 | Results 20 indicator and year, but single changes can be less informative than the overall trend. The cumulative gains over this period represent an emerging success story in peace and a source of cautious optimism for Mexico. years. Furthermore, Mexico’s levels of Positive Peace exceed its level of negative peace, highlighting Mexico’s potential to further improve. IMPROVEMENTS IN PEACE SINCE 2011 By and large, while the country still ranks 144 out of 162 in the Global Peace Index and has not yet returned to the level of peace it enjoyed in 2004, Mexicans in 25 of 32 states have seen an improvement in their level of peacefulness since 2011, covering approximately 85 percent of the population of Mexico. The map in figure 5 shows the states that have made the largest improvements and the few that have deteriorated over this period. Five of the seven MPI indicators and the national MPI score have all improved since 2011. Although the improvement in the MPI score in the last year was only 0.3 percent, Mexico remains 13.5 percent more peaceful today than it was in 2011. Scores for violent crime, organized crime and homicide have all improved by at least 20 percent since then. Roughly 85 percent of Mexicans live in one of the 25 states that are more peaceful today than in 2011. Across the country, a variety of efforts have been implemented to reduce violent crime, from investments in national policing, to human development in Chihuahua, to civil society action in Nuevo León.11 Many Mexicans still perceive their country to be a rather unpeaceful place, with 73.2 percent reporting a sense of insecurity in 2015.10 Although progress has been made, Mexico still suffers from high levels of violence when compared to the rest of the world. However, the 2016 MPI finds that Mexico is gradually becoming more peaceful, and has made some specific and significant improvements in the last five unsentenced detention relative to the level of violent crime, has deteriorated 43 percent since 2011. Figure 6 shows the improvements and deteriorations in each MPI indicator and the overall score from 2011 to 2015. There have been substantial improvements in both violent crime and homicides since 2011. The fall in the rate of organized crime related offenses preceded these declines, showing its first improvement in 2010. In that year 25 states improved their organized crime scores. In 2012, 21 states recorded an improvement in violent crime, while 19 states recorded an improvement in homicides. Figure 7 (overleaf) shows the scores for organized crime, homicide, and violent crime from 2003 to 2015. However, the detention without a sentence indicator, which is adjusted to reflect FIGURE 6 Most measures of peacefulness have recorded gains since 2011 but detention without a sentence has substantially deteriorated. 23% Organized Crime 20% Homicide 21% Violent Crime 18% Weapons Crime Overall Score Justice System 13% 0% 11% Police Funding Detention without a Sentence 20% 30% Scores for violent crime, organized crime and homicide have all improved by at least 20 percent since 2011. 20% Less peaceful 10% 0% -10% -20% -30% More peaceful Source: IEP 21 By 2011, the cost of violence had peaked, claiming at least 22,852 lives in that year and directly affecting the economy, with the economic impact reaching 2.92 trillion pesos. At that time, Mexico still faced a high rate of violent crime — 8,334 robberies, rapes and assaults per 100,000 people. The following four years saw a sustained improvement in peacefulness, especially homicides and violent crime. FIGURE 7 ORGANIZED CRIME, HOMICIDE AND VIOLENT BANDED INDICATOR SCORES Organized crime beginning in 2010 and followed by violent crime and homicide from 2011 to 2014. The deployment of the Mexican armed forces to combat crime coincided with a period of increasing instability and violence. Military spending has maintained an upward trend since 2007 and will probably continue increasing to 2018. In 2015, military spending represented 0.6 percent of GDP, which is a similar percentage to many European states. The Peña Nieto administration published a six-year plan (2013 to 2018) for the National Defense Sector that includes maintaining the 2012 level of military operations, increasing the annual number of hours spent patrolling Mexico’s airspace and the manufacturing of new weapons.12 3.8 Less peaceful 3.4 More peaceful 3.0 2.6 Violent crime 2.2 Homicide 1.8 Organized crime 1.4 1.0 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 Source: IEP 2011 to 2014, but increased in 2015. WITH A FIREARM PER 100,000 PEOPLE Several factors contribute to a high rate of crimes committed with a firearm in Mexico. Legal gun ownership among civilians is very limited but estimates put the total number of registered and unregistered weapons at about 15 firearms per 100 people.13 Organized crime groups access firearms in the course of illegal trade across the US border.14 It is estimated that approximately 250,000 firearms were brought into Mexico from the US each year from 2010 to 2012.15 There is also a history of military defection and corruption among Mexican authorities, including the founders of Los Zetas.16 FIGURE 8 ASSAULTS AND HOMICIDES COMMITTED Increases in the number of weapons in Mexico should be considered in the context of the trend in weapons crime, depicted in figure 8. The weapons crime indicator in the MPI serves as a proxy for gun availability and use in Mexico, measured as the rate of homicides and assaults committed with a firearm per 100,000 people. The weapons crime rate increased rapidly during the escalation of the drug war, rising by nearly 54 percent from 2008 to 2009. In 2011, the rate began to decline, but rose again in 2015. 2011 18 16 2013 2015 14 12 2009 10 8 2003 2007 2005 6 4 YEAR ON YEAR % CHANGE 53.6% 9.3% 3.9% 5.2% 18.5% 20.6% 6.8% 2.7% -4.1% -10.4% -12.0% -12.3% Source: Secretariado Ejecutivo de Sistema Nacional de Seguridad Pública MEXICO PEACE INDEX 2016 | Results 22 Figure 9 further demonstrates the challenges facing Mexico’s law enforcement systems. It shows the ratio of homicide victims to homicide investigations. The MPI indicator for homicide uses the number of investigations into intentional homicides opened each year, as reported by state law enforcement agencies to the federal public security secretariat (SESNSP). Data is also available a year later for the FIGURE 9 Since 2009, Mexico’s law enforcement systems have not kept pace with the high homicide rate. There have been roughly eight investigations for every 10 homicides. 1.3 RATIO OF HOMICIDE INVESTIGATIONS TO DEATHS BY HOMICIDE High levels of corruption within the police and judiciary have been a long standing enabler for organized crime. As a result, police reform has been a major component of public policy efforts in recent years. Mexico’s commitment to reform its law enforcement, judicial and penal systems represents a crucial step toward improving peacefulness. IEP research consistently finds that low levels of corruption and well-functioning government are among the critical factors of Positive Peace. A wellfunctioning government is characterized by an effective judiciary and a high level of transparency and accountability.17 While crime has subsided in the past five years, Mexico still faces major institutional challenges. More cases opened than homicide victims 1.2 Parity: Homicide cases equal homicide victims 1.1 1 0.9 0.8 0.7 More homicide victims than cases opened 0.6 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Source: Secretaría de Seguridad Pública and Instituto Nacional de Estadísticas y Geografía FIGURE 10 NUMBER OF PEOPLE DETAINED WITHOUT A SENTENCE The number of people detained without a sentence in the 10 states listed made up 60 percent of Mexico’s unsentenced prisoners in 2015. 90,000 México 80,000 Jalisco 70,000 Baja California Distrito Federal 60,000 Puebla 50,000 Michoacán 40,000 Sonora 30,000 Chiapas 20,000 Chihuahua 10,000 Veracruz 0 Rest of Mexico 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Source: Secretaría de Seguridad Pública and Comisión Nacional de Seguridad 23 There are risks associated with increased incarceration. Criminal networks proliferate inside prisons19 and increases in the number of people incarcerated carry the potential for increases in the number of people exposed to and recruited by organized crime groups. While a certain amount of pre-trial detention is necessary, excess incarceration may increase the risk of crime and violence in the future.20 number of deaths by homicide based on death certificates, as published by INEGI. Figure 9 compares the number of investigations to the number of deaths. Since 2009, there have been roughly eight investigations opened for every 10 victims of homicide. This may result from one investigation including more than one victim, but in 2014, national health statistics reported 2,345 more victims than law enforcement did.18 In 2007, four out of five homicides recorded a conviction. By 2013, the ratio of convictions to cases was only one in five. As with law enforcement, Mexico’s justice system has not been able to contend with a dramatic rise in crime. In 2008, Congress passed a wide-ranging bill for nationwide reform of the justice system; however, implementation of the reforms has been slow and varies from state to state. Figure 10 highlights the rising number of people who were detained without a sentence from 2006 to 2015. In 2015, 60 percent of those people were in just 10 states. Figure 11 highlights the trends in the justice system efficiency and detention without a sentence indicators. Levels of impunity increased dramatically from 2007 onwards. In 2007, four out of five homicides recorded a conviction. By 2013, the ratio of convictions to cases was only one in five. The combination of the high rates of impunity and unsentenced detention point to an overstretched judicial system, as is supported by statistics on prison overpopulation. In 2013, Mexico’s prisons stood at 124.3 percent of their capacity, with some states recording much higher rates. The justice system reforms are expected to reduce excessive use of pre-trial detention and have already done so in some states. Page 48 of this report reviews the progress and challenges Mexico is facing in implementing justice reform. The high number of incarcerations without a trial is related to pre-trial detention, which is intended to keep criminals from fleeing and members of the cartels off the streets. Mexico’s constitution reserves the practice for those accused of the most serious crimes. The number of serious crimes has been declining but the ratio of unsentenced detention has not. FIGURE 11 DETENTION WITHOUT A SENTENCE AND JUSTICE SYSTEM EFFICIENCY, 2003 – 2015 0.025 80% 0.020 70% 60% 0.015 50% Detention without a sentence 40% 0.010 30% 20% 0.005 10% 0.000 0% 2003 2005 2007 2009 2011 2013 HOMICIDE AND VIOLENT CRIME Justice system e 90% DETENTION WITHOUT A SENTENCE RELATIVE TO PERCENTAGE OF CASES WITHOUT A CONVICTION While peacefulness has been improving in recent years, Mexico’s justice and penal systems remain overstretched. 2015 Source: IEP, Secretaría de Seguridad Pública and Comisión Nacional de Seguridad MEXICO PEACE INDEX 2016 | Results 24 MEXICO’S PEACE GAP A LOOK AT THE DISTRIBUTION OF PEACE The gap between the most and the least peaceful states each year has fluctuated over time, reaching its widest point in 2008, as seen in figure 12. Hidalgo was the most peaceful state in both 2011 and 2015. Hidalgo’s level of peacefulness has fluctuated slightly since 2011, largely driven by fluctuations in violent crime, but a deterioration in detention without a sentence means that Hidalgo’s overall score was only 0.1 percent better in 2015 than 2011. While Hidalgo has maintained a consistent level of peacefulness relative to the rest of Mexico, places like San Luis Potosí and Aguascalientes have made significant gains to rise into the ten most peaceful states. San Luis Potosí ranked 18th in 2011 and fifth in 2015, based on a 26 percent improvement in its overall score. Aguascalientes moved up from 15th to seventh with an improvement in its score of nearly 20 percent. In contrast, Nayarit, the least peaceful state in 2011, has had the largest improvement. Nayarit ranked 32nd in 2011 and 19th in 2015. Guerrero, which ranks last in 2015, is one of only seven states to have deteriorated over the five-year period. Sinaloa, which ranks 31 in 2015, did improve by 12.5 percent but as it came from such a low base it still lags behind most of Mexico. Figure 12 shows that the difference in scores between the most and least peaceful states is smaller in 2015 than in 2011. Figure 13 (overleaf) indicates that most Mexicans experienced an improvement in their levels of peacefulness in 2015 when compared to 2011. The size of the bubbles in the figure indicate the relative population of each state. Some of the most populated states have made significant gains over the period. FIGURE 12 TREND IN PEACEFULNESS, MOST AND LEAST PEACEFUL The gap between the most and least peaceful states in Mexico widened in 2015, after narrowing for six of the prior seven years. Least peaceful state Less peaceful 4.5 4 3.5 Nationwide score 3 More peaceful 2.5 The total range of scores between the most and least peaceful states narrowed by five percent from 2011 to 2015. If the two least peaceful states in 2015 are not included in the calculation, the gap narrows by 38 percent. 2 1.5 Most peaceful state 1 2003 2005 2007 2009 2011 2013 2015 Source: IEP 25 FIGURE 13 Roughly 85 percent of Mexicans experienced an improvement in peacefulness in 2015 compared to 2011. The spread between the most and least peaceful states has narrowed since 2011, representing improvements in the least peaceful states, rather than a deterioration in the most peaceful. 2011 2015 Distrito Federal, 8.8 million people Size of the bubbles indicate population, from 72,000 to 16.8 million people. 1.6 2.1 More peaceful 2.6 3.1 OVERALL MPI SCORE 3.6 4.1 Less peaceful Source: IEP The total range of scores between the most and least peaceful states narrowed by five percent from 2011 to 2015. However, if Sinaloa and Guerrero — the two least peaceful states in 2015 — are not included in the calculation, the gap narrows by 38 percent. On the one hand, these results signal cause for concern in Sinaloa and Guerrero, as they are falling behind Mexico’s progress. On the other hand, the fact that many states are catching up may be cause for optimism across the country. 84.7 percent of Mexicans live in a state that improved in peacefulness from 2011 to 2015. Distrito Federal achieved a 21.6 percent improvement over the period. Overall, 84.7 percent of Mexicans live in a state that improved in peacefulness from 2011 to 2015, with significant gains among some of the most populated states. The state of México, the largest state by population in 2015, improved its score by six percent in the last five years. Distrito Federal is second in terms of population and achieved a 21.6 percent improvement over the same period. Similarly, Veracruz and Jalisco improved by 12.5 and 15 percent respectively. These four states are home to 41.7 million people, or 34 percent of the total population. Yet Puebla and Guanajuato, together home to ten percent of the population, did not improve; Puebla had no change while Guanajuato deteriorated by seven percent. MEXICO PEACE INDEX 2016 | Results 26 RISERS & FALLERS The following section details state-by-state progress and the specific dynamics in the states that have shown the largest improvements and deteriorations in MPI scores in the last five years. Table 4 gives the change in overall score for each state from 2011 to 2015, as well as the trend in peacefulness over the period. TABLE 4 CHANGES IN PEACEFULNESS FROM 2011 TO 2015 STATE DIFFERENCE IN SCORE, 2011-2015 TREND IN PEACE, 2003-2015 RANK BY CHANGE IN SCORE STATE DIFFERENCE IN SCORE, 2011-2015 RANK BY CHANGE IN SCORE Twenty-five out of 32 states in Mexico have become more peaceful since 2011, including four of the five least peaceful states in 2011. Nayarit, which ranked last in 2011, has shown the largest improvement of any state over the last five years. A negative change in score indicates an increase in peacefulness. 1 Nayarit -1.379 17 Sonora -0.197 2 Durango -1.308 18 Tlaxcala -0.187 3 Nuevo León -0.971 19 Michoacán -0.172 4 Chihuahua -0.938 20 México -0.153 5 Baja California -0.776 21 Yucatán -0.086 6 San Luis Potosí -0.713 22 Chiapas -0.042 7 Distrito Federal -0.698 23 Tabasco -0.024 8 Coahuila -0.635 24 Puebla -0.015 9 Aguascalientes -0.507 25 Guerrero 0.032 10 Sinaloa -0.485 26 Colima 0.124 11 Campeche -0.464 27 Guanajuato 0.177 12 Jalisco -0.432 28 Querétaro 0.205 13 Tamaulipas -0.351 29 Oaxaca 0.281 14 Quintana Roo -0.345 30 Hidalgo 0.349 15 Morelos -0.29 31 Zacatecas 0.397 16 Veracruz -0.267 32 Baja California Sur 0.778 TREND IN PEACE, 2003-2015 27 Twenty-five out of 32 states in Mexico have become more peaceful since 2011, including four of the five least peaceful states in 2011. Nayarit, which ranked last in 2011, has shown the largest improvement of any state over the last five years. Furthermore, 29 states have improved in violent crime, 21 in organized crime and 20 in homicide. Figure 14 details the number of states that have improved, deteriorated or maintained their score for each of the indicators. FIGURE 14 NUMBER OF STATES THAT IMPROVED OR DETERIORATED Most states in Mexico improved in peacefulness from 2011 to 2015, especially in violent crime. Deterioration NUMBER OF STATES 3 9 2 7 29 Improvement No change 11 10 1 2 8 28 19 25 21 20 20 5 Violent crime Organized crime Overall score Homicide 30 Weapons crime 4 2 Detention without a sentence Justice system Police funding Source: IEP FIVE LARGEST IMPROVERS IN PEACE 2011–2015 Nayarit, Durango, Nuevo León, Chihuahua and Baja California have had the greatest improvement in MPI score since 2011.21 These improvements TABLE 5 FIVE LARGEST RISERS IN PEACE, 2011 TO 2015 represent a substantial achievement, as these states made up five of the seven least peaceful states in Mexico in 2011. This section details the drivers of A negative change indicates an improvement. improvements in peacefulness in these five states and the challenges they face going forward. Table 5 lists the five largest improvements in score between 2011 and 2015. RANK STATE CHANGE IN SCORE 2011-15 2015 2011 19 32 NAYARIT 21 31 DURANGO -1.308 24 26 NUEVO LEÓN -0.971 26 27 CHIHUAHUA -0.938 29 29 BAJA CALIFORNIA -0.776 INDICATOR LEGEND -1.379 HOMICIDE WEAPONS CRIME POLICE FUNDING VIOLENT CRIME ORGANIZED CRIME JUSTICE SYSTEM EFFICIENCY DETENTION WITHOUT A SENTENCE MEXICO PEACE INDEX 2016 | Results 28 70.30% 71.06% 2015 SCORE CHANGE IN PEACE SINCE 2011 2.59 Overall improvement 35% all score 9.91% 1. NAYARIT 19.32% Population oning Government 1,223,797 ness Environment 3.97 of Corruption 0.1% of total of the Rights of Others -9.38% 2011 SCORE stribution of Resources Information -30.15% ons with Neighbours Nayarit of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Homicide Deterioration 18,148.8 Robbery 749.3 Fear 108.0 Assault 95.8 Extortion 39.3 Rape 16.5 Kidnapping 2.6 Incarceration Firearms -4.7 Since 2011, Nayarit has made substantial improvements in decreasing the levels of violence, rising 13 places from 32nd in 2011 to 19th in 2015. This improvement in peacefulness has been underpinned by substantial declines in the homicide and weapons crime rates, falling 86 percent and 87 percent respectively. Similarly, since the peak of the drug war in 2011, the rate of violent crime has declined by 41 percent. Prior to 2011, Nayarit experienced a high rate of homicides associated with organized crime groups, including multiple-homicide events. The state is also home to areas conducive to poppy Nayarit production.22 The rate of organized crime related National average offenses declined by 11 percent, including a 50 percent reduction in the number of recorded narcotics crimes. While Nayarit has experienced substantial progress in peacefulness, there is one area in which the state has deteriorated significantly. The rate of people detained without a sentence has increased 230 percent since 2011, from 930 to 1,926 people. Nayarit ranks 11th in Positive Peace in Mexico, indicating it has the attitudes, institutions and structures to potentially improve even more in the future, especially with the continued implementation of widespread justice reforms. In particular, Nayarit performs well on the good relations with neighbors and well-functioning government domains. Peace Dividend, 2011-2015: -16.6 (millions of pesos) PER CAPITA 15,722 PESOS TOTAL 19,240 MILLION PESOS (millions of pesos) 29 48.8% Overall improvement 33% 23.5% 2015 SCORE 57.7% 2.64 47.0% 2. DURANGO 3.95 all score 2011 oning Government SCORE -11.6% ness Environment Population CHANGE IN PEACE SINCE 2011 1,764,726 1.5% of total of Corruption of the Rights of Others stribution of Resources -118.3% Information ons with Neighbours Durango of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Peace Dividend, 2011-2015: Improvement PER CAPITA 17,190 PESOS TOTAL 30,335 MILLION PESOS Homicide Robbery Rape 7,229.2 964.0 796.3 Fear Firearms Durango’s Positive Peace scores rank it 14th in 2015, suggesting the state has scope for further improvements in the coming years. Durango scores particularly well in the low level of corruption and well-functioning government indicators, relative to the rest of Mexico, two important characteristics needed for Durango to be successful in the full implementation of the justice reforms. Durango can benefit by investing in a sound business environment and improving its human capital. In 2015, the governors of Durango, Coahuila and Hidalgo signed a joint agreement for their technical universities to implement educational programming for peacebuilding.23 35,730.0 Extortion Incarceration While most indicators in Durango have shown sizeable improvement, the score for detention without a sentence deteriorated by 118 percent. Moreover, Durango’s poor performance on both Durango detention without a sentence and justice system National average efficiency highlight that improvements to justice and penal systems would result in further improvements in peace. 254,803.0 Assault Kidnapping Durango has also made substantial progress since 2011, moving up ten places to 21st in 2015. The improvement has been wide-spread, with advancements in most of the indicators, particularly homicide, weapons crime and organized crime. These gains are reflected in the significant drop in the number of kidnappings and narcotics crimes, which declined by 93 percent and 66 percent respectively. Deterioration 1,759.4 36.6 1,569.7 (None) 224.2 (millions of pesos) MEXICO PEACE INDEX 2016 | Results 30 64.56% Overall improvement 40.19% 26% 47.87% 2015 SCORE 2.7 3. NUEVO LEÓN 3.67 all score 2011 oning Government SCORE -7.09% Population CHANGE IN PEACE SINCE 2011 -6.77% ness Environment 5,085,848 4.2% of total of Corruption of the Rights of Others stribution of Resources -150.72% Information ons with Neighbours Nuevo León of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Deterioration Nuevo León has made solid progress in its level of peacefulness since 2011, underpinned by substantial improvements in the rates of homicide, violent crime and weapons crime, which decreased by 78 percent, 59 percent and 50 percent respectively. Overall, Nuevo León improved by two places to 24th. Its change in overall score was 25 percent — the third largest improvement in the MPI from 2011 to 2015. However, Nuevo León has also experienced a 220 percent rise in the rate of organized crime related offenses. The number of extortions in Nuevo León increased eight times over from 2011 to 2015. Nuevo León Nuevo León may be facing challenges to further National average improvements due to its proximity to the US border and higher levels of organized crime related violence in neighboring states. However, in 2014, the state was one of five to see the largest decrease in organized crime related homicides, both in absolute and percentage terms.24 Examining Nuevo León’s Positive Peace provides a contrasting picture. Nuevo León ranks first in Positive Peace, a notable disparity with its rank of 24 in negative peace. The state performs well in most characteristics, particularly in the equitable distribution of resources and low levels of corruption. The state’s Positive Peace surplus likely contributed to its improvement and signals the potential for further progress in peacefulness. (millions of pesos) Homicide 73,654.7 Robbery 22,819.3 Fear Kidnapping Firearms 327.5 52.5 9.5 (millions of pesos) Incarceration Rape Extortion Assault -33.0 -625.4 -911.2 -4,599.0 Peace Dividend, 2011-2015: PER CAPITA 17,788 PESOS TOTAL 90,468 MILLION PESOS 31 51.09% 28.83% 2015 SCORE 31.87% 34.25% Overall improvement 2.82 25% 4. CHIHUAHUA ll score Population 3.76 ning Government 3,710,129 ess Environment CHANGE IN PEACE SINCE 2011 -8.43% 2011 SCORE f Corruption 3.1% of total of the Rights of Others stribution of Resources Information -52.85% ons with Neighbours Chihuahua of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Homicide Robbery Deterioration 102,974.7 8,107.6 Fear 285.8 Extortion 212.4 Kidnapping 182.7 Incarceration 1.7 Rape Assault -422.0 -1,684.7 (millions of pesos) Chihuahua has seen considerable improvements in its peacefulness since the peak of violence in 2011. A 70 percent reduction in homicides has been one of the main contributors to this improvement, from a high of 87 per 100,000 in 2011 to 27 in 2015. Much of this decrease has been concentrated in Ciudad Juárez, Chihuahua’s largest city, where the homicide rate fell from 148 per 100,000 to 31 in 2014.25 The fall in homicide is likely linked to substantial progress in curtailing organized crime. The rate of organized crime related offenses improved by 87 percent in the last five years. In particular, the number of kidnappings and Chihuahua extortions have both decreased by 95 percent. Chihuahua’s National average progress is particularly notable given its location on the US border and its history as a major narcotics distribution hub. Chihuahua’s Positive Peace scores are mixed. Although the state scores relatively well on the equitable distribution of resources and in good relations with neighbors, Chihuahua falls behind in a number of other indicators, with poor performance in sound business environment and well-functioning government. The progress made in curbing organized crime inspires confidence in the ability of Chihuahua to make further advances in peacefulness. Peace Dividend, 2011-2015: PER CAPITA 29,474 PESOS TOTAL 109,351 MILLION PESOS (millions of pesos) MEXICO PEACE INDEX 2016 | Results 32 62.08% CHANGE IN PEACE SINCE 2011 23.89% 2015 SCORE 27.50% Overall improvement 3.06 20% all score 5. BAJA CALIFORNIA Population oning Government 3,484,150 3.83 ness Environment 2.9% of total of Corruption 2011 of the Rights of Others SCORE stribution of Resources -9.18% -6.69% Information ons with Neighbours -23.37% Baja California of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment However, Baja California experienced a 13 percent rise in its homicide rate from 2011 to 2015. It had been falling up until 2015 when it reversed trend with a rise of 31 percent. Homicides have been rising in Tijuana, Baja California’s largest city and an industrial and financial hub of Mexico.26 Homicides had the largest economic impact on Baja California Baja California of any type of violence, at 32 billion pesos in 2015. Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 4 Stronger Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Deterioration Robbery 12,292.2 Assault 2,650.5 Rape 368.5 Extortion 182.7 Kidnapping 104.6 Fear 103.8 Baja California has improved in three out of seven indicators of peacefulness since 2011, mainly driven by a decline in drug-trade related violence. The rate of organized crime related offenses has fallen by 78 percent in the last five years. In particular, the number of kidnappings has fallen by 80 percent. Incarceration -4.6 Firearms -672.9 Homicide -1,131.6 (millions of pesos) National average Challenges in Baja California’s judicial system further complicate the picture. The proportion of people detained without a sentence relative to the level of violence has increased by 23 percent since the peak of the drug war in 2011. The state was one of the first to implement the nationwide justice reforms but as of June 2015 the implementation process had not begun at the municipal level in Tijuana.27 Baja California’s Positive Peace scores reveal that the state is well-placed to build on its progress, as it scores especially well in high levels of human capital and equitable distribution of resources. The state has made significant gains, yet it faces risks if violence continues to escalate in Tijuana and other cities. Peace Dividend, 2011-2015: PER CAPITA 3,855 PESOS TOTAL 13,432 MILLION PESOS (millions of pesos) 33 FIVE LARGEST DETERIORATIONS IN PEACE 2011–2015 Only seven states in Mexico have deteriorated in peacefulness since 2011. Of these seven, the five that have seen the largest deteriorations are Baja California Sur, Zacatecas, Oaxaca, Querétaro and Guanajuato. This section examines the indicators driving the deteriorations in peacefulness and the problems these states are likely to face going forward. TABLE 6 FIVE LARGEST FALLERS IN PEACE, 2011 TO 2015 An increase in score indicates a deterioration. RANK 2015 STATE 2011 CHANGE IN SCORE 2011-15 BAJA SUR CALIFORNIA 28 10 18 6 ZACATECAS 16 8 OAXACA -0.971 8 2 QUERÉTARO -0.938 23 12 GUANAJUATO INDICATOR LEGEND 0.778 0.397 -0.776 HOMICIDE WEAPONS CRIME POLICE FUNDING VIOLENT CRIME ORGANIZED CRIME JUSTICE SYSTEM EFFICIENCY DETENTION WITHOUT A SENTENCE MEXICO PEACE INDEX 2016 | Results 34 1.46% 2.26 1. BAJA CALIFORNIA SUR 2011 SCORE -14.92% CHANGE IN PEACE SINCE 2011 all score -13.94% 3.04 -44.28% Population 2015 SCORE oning Government 763,929 0.6% of total ness Environment Overall deterioration 34% of Corruption -97.16% of the Rights of Others stribution of Resources Information -127.45% ons with Neighbours Baja California Sur of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Deterioration Rape 238.1 Kidnapping Robbery 217.4 Fear -56.7 Firearms 11.9 Assault -312.1 Extortion 3.5 Homicide Incarceration 0.3 (millions of pesos) -50.4 -4,222.3 (millions of pesos) Baja California Sur has experienced the largest deterioration in peacefulness of any Mexican state since 2011, diverging from the overall national trend. Since 2011, Baja California Sur has recorded substantial deteriorations in every indicator except violent crime and police funding. The state’s homicide rate more than tripled, from 5.7 in 2011 to 19.8 in 2015, and the rate of weapons crime increased seven times over. Much of this deterioration has occurred in the last year, driven by an increase in clashes between the Sinaloa Cartel and a newly formed alliance between Los Zetas and the Beltran Leyva Organization.28 Some reports also indicate fighting between internal the Sinaloa Cartel. Authorities reportedly Bajafactions Californiaof Sur told average the Associated Press that the capture by police National of the cartel’s leader, Joaquin “El Chapo” Guzmán, contributed to a power vacuum and resurgence in violence.29 The homicide rate more than doubled in 2015, along with significant rises in organized crime related offenses. The increase in violence led the state’s governor to seek help from the US State Department to combat the threat of further violence.30 Baja California Sur ranks 23rd in Positive Peace, suggesting the state is weak in the attitudes, institutions and structures needed to recover from this violence. Baja California Sur scores particularly well in equitable distribution of resources and high levels of human capital but its well-functioning government and acceptance of the rights of others scores are weaker. Peace Dividend, 2011-2015: PER CAPITA -6,322 PESOS TOTAL -4,829 MILLION PESOS 35 1.60% 2.15 2. ZACATECAS 2011 SCORE ll score ning Government CHANGE IN PEACE SINCE 2011 -9.57% -8.07% 2.55 1,576,068 2015 SCORE -18.81% ess Environment Population 1.3% of total f Corruption of the Rights of Others -31.16% stribution of Resources Overall deterioration -30.71% 18% -39.08% Information ns with Neighbours Zacatecas of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 M PPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Zacatecas has experienced significant deteriorations in its levels of peacefulness since 2011 and this trend has accelerated within the last year. Both the homicide rate and the rate of weapons crimes doubled from 2014 to 2015. Violence has stemmed partly from territorial clashes between the Los Zetas and Gulf cartels, with several clashes in the last year.31 Compounding these events have been the actions of criminal opportunists, who have taken advantage of the general fear and collapse of law and order across the state.32 As a result, Zacatecas has fallen substantially in the MPI, from sixth in 2011 to 18th in 2015. In 2014 alone, Zacatecas Zacatecas dropped seven places. National average Zacatecas’ Positive Peace score stands in stark contrast to the current security situation. Zacatecas ranks eighth in Positive Peace overall and for well-functioning government. Zacatecas scores highly on most domains and ranks first in low levels of corruption. Levels of corruption have a strong relationship with peacefulness worldwide.33 The state exhibits relatively strong institutional capacity to recover from recent violence. Deterioration Assault 635.1 Robbery 626.8 Extortion Fear 55.2 Rape Kidnapping 14.3 Homicide Firearms 4.3 Incarceration 3.8 (millions of pesos) -46.9 -237.9 -3,470.1 (millions of pesos) Peace Dividend, 2011-2015: PER CAPITA -1,918 PESOS TOTAL -3,023 MILLION PESOS MEXICO PEACE INDEX 2016 | Results 36 9.96% 11.82% 2.17 2011 SCORE -12.77% 2.45 -8.64% -22.89% all score oning Government ness Environment of Corruption 3. OAXACA 2015 SCORE CHANGE IN PEACE SINCE 2011 Population 4,012,295 Overall deterioration 13% 3.3% of total of the Rights of Others stribution of Resources Information ons with Neighbours -153.41% Oaxaca of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 M PPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 4 Stronger Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Deterioration (millions of pesos) Assault 3,697.6 Incarceration Robbery 2,445.9 Homicide Kidnapping 57.5 Firearms Fear 51.8 Rape Extortion 40.0 (millions of pesos) Violence in Oaxaca has steadily increased from 2011 to 2015. Oaxaca has historically been a relatively peaceful state but this peacefulness has been deteriorating in the last several years. The state dropped from eighth in 2011 to 16th in 2015. Five out of seven indicators have deteriorated in Oaxaca since 2011. The homicide rate increased 13 percent, despite a dip in 2012. The rate of weapons crime shows a particularly severe deterioration, from less than one per 100,000 people in 2011 to nearly 15 in 2015. However, the low reported rates in 2011, 2012 and 2013 — between 0 and 1.6 — raise questions about the official data; the average reported rate from 2003 to 2015 was 7.8. The rate of unsentenced detention also Oaxaca deteriorated, by 41 percent, and the violent crime rate National average increased 13 percent. Oaxaca ranks second to last in Positive Peace, explaining, in part, its deterioration in negative peace. Geography likely plays a role as well, but IEP finds at the global level that countries with higher levels of negative peace than Positive Peace are at a higher risk of increases in violence. This risk results from a positive peace deficit, whereby states and countries lack the attitudes, institutions and structures needed to maintain high levels of peacefulness.34 Oaxaca scores poorly in all of the domains, and particularly in the equitable distribution of resources. Peace Dividend, 2011-2015: -7.6 -110.5 -113.4 -1,763.3 PER CAPITA 920 PESOS TOTAL 3,691 MILLION PESOS 37 11.60% CHANGE IN PEACE SINCE 2011 4. QUERÉTARO 1.87 2011 SCORE ll score Population 2015 SCORE 2,004,472 ning Government ess Environment -9.91% f Corruption 1.7% of total 2.07 -9.83% -12.24% of the Rights of Others Overall deterioration -16.40% tribution of Resources Information 11% -22.09% ns with Neighbours of Human Capital Querétaro POSITIVE PEACE SCORES 1 2 3 National average 4 MPPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours Querétaro is ranked 10th in Positive Peace, receiving high scores for most domains. The state continues National average to enjoy a perception of safety from international investors, making it attractive for foreign direct investment (FDI), with the capital city Santiago De Querétaro topping all other cities globally by posting a 233 percent increase in FDI in 2014.35 The state’s performance in sound business environment, as well as the other domains of Positive Peace, are indicative of the capacity to rebound from these relatively modest deteriorations in peacefulness. Querétaro High Levels of Human Capital 1 2 3 4 Stronger Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This page gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement Extortion Querétaro remains one of Mexico’s more peaceful states, but its overall MPI score declined by 11 percent from 2011 to 2015. Querétaro had the eighth lowest homicide rate in 2015, at 6.9 cases per 100,000 people but the homicide rate was 33 percent higher in 2015 than in 2011. Furthermore, the rate of crimes committed with a firearm rose from 0.4 per 100,000 people to 3.1. As a result, Querétaro fell six places, from second in 2011 to eighth in 2015. While the rate of organized crime related offenses fell by 42 percent over the five year period, it did register a slight increase from 7.3 to 8.8 per 100,000 people in the last year. Deterioration 15.9 (millions of pesos) Kidnapping -8.1 Incarceration -8.2 Peace Dividend, 2011-2015: Firearms -90.0 PER CAPITA Fear -111.5 -1,630 PESOS Assault -204.0 Rape -462.6 Robbery -877.6 Homicide -996.4 TOTAL -3,267 MILLION PESOS (millions of pesos) MEXICO PEACE INDEX 2016 | Results 38 52.14% CHANGE IN PEACE SINCE 2011 4.63% 5. GUANAJUATO 2.52 all score oning Government 2011 SCORE -8.24% ness Environment -4.95% Population 2.69 -1.35% 5,817,614 2015 SCORE -21.46% of Corruption of the Rights of Others 4.8% of total Overall deterioration 7% stribution of Resources Information -81.55% ons with Neighbours Guanajuato of Human Capital POSITIVE PEACE SCORES 1 2 3 National average 4 M PPI overall score Well-Functioning Government Sound Business Environment Low Levels of Corruption Guanajuato has become slightly less peaceful, with a seven percent deterioration in its overall score from 2011 to 2015. The rate of crimes committed with a firearm — the indicator with the largest deterioration — rose from 1.9 to 3.5 per 100,000 people. At the same time, the homicide rate rose by 39 percent and is now just above the national rate at 15 cases per 100,000 people. Underpinning these rises in violence has been the emergence of fighting between The New Generation Jalisco cartel and the La Resistencia organization, as well the continued turf war between Los Zetas and the Knights Templar cartels.36 This violence has resulted in a drop of 11 places, from Guanajuato 12th in 2011 to 23rd in 2015. Acceptance of the Rights of Others Equitable Distribution of Resources Free Flow of Information Good Relations with Neighbours High Levels of Human Capital 1 2 3 Stronger 4 Weaker PEACE DIVIDEND, 2011–2015 (MILLIONS OF PESOS) The peace dividend is the economic benefit that comes from reducing violence. This chart gives the gain or loss for each type of violence from 2011 to 2015. The state's total further includes national spending categories, such as the military. Improvement National average Guanajuato ranks 15th in Positive Peace, with mixed performance across the Positive Peace domains. While it scores very well in low levels of corruption, it struggles in sound business environment. In addition, the state has been suffering from poor water quality and erosion issues,37 further hampering Guanajuato’s Positive Peace environment. Deterioration Peace Dividend, 2011-2015: Assault 7,098.3 Fear -86.0 Robbery 4,797.5 Rape -3,084.9 Extortion 220.6 Homicide -6,706.0 Kidnapping 19.0 Incarceration 10.0 Firearms (millions of pesos) PER CAPITA 288 PESOS TOTAL 1,674 MILLION PESOS 3.7 (millions of pesos) 39 Verifying Mexico’s Official Crime Data The quality of official crime data in Mexico varies by state, making it difficult to harmonize measures of violence. Recognizing this, the MPI adjusts for underreporting using data from Mexico’s victimization survey. But underreporting is only one of the dynamics that effects the accuracy of official statistics. Further improvements in the collection of crime data would enable more accurate analyses by the government, IEP and other institutions in understanding the extent and causes of violence in Mexico. KEY FINDINGS • There are 11 states where law enforcement offices undercounted homicides by more than 20 percent, including the two largest states by population, México and Distrito Federal. • Veracruz, Zacatecas and Puebla had the largest discrepancies. • Approximately 90 percent of extortions and 83 percent of rapes in Mexico are not reported to authorities. • The lowest underreporting rate estimated in the MPI is for kidnapping, at 68 percent. • Sixty percent of victims who did not report a crime to the authorities said it was due to the performance of government agencies. Mexico has a federal system of government, which means states have some level of autonomy in the gathering, coding and reporting of crime data. Corruption is also an issue in Mexico and its extent varies from state to state. These factors mean that the reliability of state government crime data can differ. IEP has attempted to identify states for which the accuracy of official crime data may be a point of concern. To do so, IEP has examined homicide data from two different datasets in 2014, the most recent year available, comparing the rates reported by police departments and recorded on death certificates. Homicide data tends to be the most accurate type of crime data because it is associated with a body. There are several sources of homicide data in Mexico. The homicide dataset published by INEGI uses medical data from death certificates to determine whether an incident is classed as a homicide or not. SESNSP data, which is used by IEP in the MPI, looks at the number of open police investigations into homicides that began during the measurement period. "The number of victims being investigated in Veracruz represented only 63.9 percent of the homicide victims recorded by death certificates in 2014." SESNSP also published the number of victims of homicide, along with the number of open investigations, for the first time in 2014.38 Comparing these datasets gives some idea of which states have the largest discrepancies in their official crime data, which in turn provides insight into the accuracy of official crime statistics. As such, IEP compared the victim counts from the following two sources: • Homicide victims as reported by the Executive Secretariat of the National System for Public Security (SESNSP), which are homicides reported in the field by law enforcement. • Homicide victims as reported by the National Institute of Statistics and Geography (INEGI), which are homicides counted from certificates of death. MEXICO PEACE INDEX 2016 | Results 40 BOX 1 IMPROVEMENTS IN LAW ENFORCEMENT DATA IN MEXICO Prior to 2014, Mexico’s Executive Secretariat for Public Security published the count of each type of crime based on the number of investigations that had been opened by law enforcement. This type of reporting is necessary but does not provide the complete picture. FIGURE 15 RATIO OF HOMICIDE VICTIM COUNTS BY STATE, 2014 Veracruz, Zacatecas, Puebla, Hidalgo and Nayarit have the largest discrepancies. A ratio of 1 indicates parity, where matches the number counted by law enforcement. Veracruz Zacatecas Puebla Hidalgo Nayarit Tlaxcala Distrito Federal Chihuahua Tabasco Colima México Sonora Campeche Sinaloa Yucatán Guerrero Nuevo León Chiapas San Luis Potosí Baja California Sur Aguascalientes Guanajuato Jalisco Oaxaca Querétaro One investigation can include more than one victim, which means that the number of investigations alone does not always indicate the number of victims. Multiple homicides from a single incident are frequent in Mexico in connection with organized crime. As of March 2014, SESNSP is required by law to publish victim counts for the investigations into homicide, kidnapping and extortion. Data availability remains an issue in Mexico, especially for historic statistics. However, this new requirement represents one of several recent advancements in transparency. Mexican states have varying discrepancies in the numbers of homicides counted by these different datasets. In a perfect situation, the number of homicide victims identified by law enforcement would be the same as the number of homicide victims identified by medical professionals. In 2014, every Mexican state had at least a small discrepancy between these sources. Some amount of discrepancy may be reasonable, as some of the cases investigated by law enforcement may turn out to not have been homicides upon review by a coroner; however, a greater number of homicide victims identified by medical professionals than by law enforcement raises concerns about the veracity of data provided by law enforcement agencies. Figure 15 shows the ratio of the two datasets for each state. Table 7 (overleaf) provides the details of homicide data in 2014 for each state. Notably, Veracruz ranks third for overall peacefulness in the MPI but has the largest discrepancy in the reported homicide ratio. The number of victims being investigated in Veracruz represented only 63.9 percent of the homicide victims recorded by death certificates in 2014. Conversely, Quintana Roo and Michoacán have many more homicide victims under investigation than reported on death certificates. By absolute size of the discrepancy in either direction, Quintana Roo ranks 10th. In the two most populous states, Mexico and Distrito Federal, the law enforcement victim count represents Coahuila Morelos Durango Tamaulipas Baja California Michoacán Quintana Roo 0.6 0.8 1 1.2 1.4 1.6 RATIO OF VICTIM COUNTS More investigations More death certificates Source: IEP Calculations 79 and 74 percent of death certificates respectively. In total, law enforcement agencies in 11 states undercounted homicides by more than 20 percent. These discrepancies raise concerns that the law enforcement agencies may not be investigating all cases and that official statistics are underreporting the level of crime within their jurisdictions. The differences in homicide data demonstrates the discrepancies that can arise between official crime data and the actual number of crimes committed. Across Mexico, discrepancies arise for at least three main reasons: 41 569 890 321 63.9% 3 114 128 200 72 64.0% 18 Puebla 338 367 558 191 65.8% 11 Hidalgo 141 148 209 61 70.8% 1 Nayarit 110 115 162 47 71.0% 19 Tlaxcala 61 66 89 23 74.2% 4 Distrito Federal MPI RANK 487 Zacatecas SESNSP VICTIMS AS % OF INEGI VICTIMS DIFFERENCE BETWEEEN INEGI VICTIMS AND SESNSP VICTIMS Veracruz STATE SESNSP VICTIMS INEGI VICTIMS SESNSP INVESTIGATIONS TABLE 7 HOMICIDE DATA AND DISCREPANCIES BY STATE, 2014 749 814 1,097 283 74.2% 17 1,086 1,290 1,692 402 76.2% 26 Tabasco 168 178 233 55 76.4% 12 Colima 99 110 140 30 78.6% 27 México 1,994 2,278 2,879 601 79.1% 14 Sonora 568 568 656 88 86.6% 20 65 67 77 10 87.0% 9 Sinaloa 986 986 1,129 143 87.3% 31 Yucatán 42 42 48 6 87.5% 2 Guerrero 1,514 1,514 1,719 205 88.1% 32 Nuevo León 490 490 553 63 88.6% 24 Chiapas 409 413 456 43 90.6% 6 San Luis Potosí 229 246 267 21 92.1% 5 Chihuahua Campeche Baja California Sur 70 84 91 7 92.3% 28 Aguascalientes 42 44 46 2 95.7% 7 Guanajuato 709 778 800 22 97.3% 23 Jalisco 900 1,025 1,038 13 98.7% 15 Oaxaca 640 709 716 7 99.0% 16 Querétaro 103 103 104 1 99.0% 8 Coahuila 390 449 440 -9 102.0% 10 Morelos 416 452 441 -11 102.5% 30 Durango 315 315 299 -16 105.4% 21 Tamaulipas 628 947 878 -69 107.9% 25 Baja California 714 764 708 -56 107.9% 29 Michoacán 904 1,085 931 -154 116.5% 13 Quintana Roo 172 180 123 -57 146.3% 22 • Lack of capacity in law enforcement and the justice system to address and process the high levels of crime Mexico has faced in recent years. • Corruption in government agencies that results in crimes not being recorded. • Underreporting of crime to the police and the Public Ministry responsible for initiating investigations. Mexico has implemented a number of reforms to law enforcement and justice agencies to address capacity issues, although it remains too early to assess the effectiveness of these efforts. For an overview of the reforms to the justice system see page 48. Approximately 63 percent of people who did not report a crime said it was for a reason relating to the performance of government agencies. Corruption has been a longstanding problem in Mexico. Low levels of corruption are crucial for a wellfunctioning society, both in Mexico and worldwide. The Positive Peace section of this report includes a detailed discussion of corruption in Mexico on page 60. Figure 16 highlights the level of perceived corruption for three of the agencies responsible for addressing, investigating and recording crimes. INEGI, Mexico’s national statistical agency, estimates that approximately 93 percent of all crimes are not reported to the authorities. IEP finds that the violent crimes used in the MPI have slightly better reporting rates than some other crimes but they remain high. Figure 17 shows the underreporting rates for robbery, assault, rape, kidnapping and extortion, the violent crimes used in the MPI, for 2014. In the MPI, each of the crimes in figure 17 has been adjusted to reflect the rate of underreporting. In this way, the MPI measurements better reflect the levels of peacefulness than official crime statistics. However, the very low rate of overall reporting creates a challenge for law enforcement and policy making. Table 8 lists the reasons victims gave for not reporting crimes to the authorities in 2014.39 Approximately 63 percent of people who did not report a crime said it was for a reason relating to the performance of government agencies. MEXICO PEACE INDEX 2016 | Results 42 TABLE 8 REASONS FOR NOT REPORTING CRIME TO THE AUTHORITIES, 2014 % OF ALL VICTIMS REASON FOR NOT REPORTING A CRIME Reasons attributable to the authorities 19 million victims 63% Reasons not attributable to the authorities 11 million victims 37% REASONS BY SEX OF THE VICTIM % of male % of female It would be a waste of time 32.2 33.9 30.5 Lack of trust in authorities 16.8 18.1 15.7 Long and difficult procedures 7.2 7.5 6.9 Hostile attitude from authorities 6.2 7.2 5.3 Fear of extortion 0.7 0.6 0.7 10.6 11.7 9.7 Lack of proof 9.5 7.9 11 Other causes 8.6 7.4 9.7 Low relevance of the crime Mexico has implemented a number of reforms to law enforcement and justice agencies to address these issues. Fear of the aggressor 7.8 5.5 10 Not specified 0.5 0.3 0.7 FIGURE 16 PERCEPTIONS OF CORRUPTION BY LAW ENFORCEMENT AGENCY, 2014 FIGURE 17 UNDERREPORTING RATES BY CRIME, 2014 Approximately 65 percent of respondents perceive the municipal police, who are responsible for responding to local crimes, to be corrupt. Roughly 59 percent of respondents think the public ministry, which is responsible for opening investigations into crimes, is corrupt. Approximately 90 percent of extortions and 83 percent of rapes in Mexico are not reported to authorities. The lowest underreporting rate estimated in the MPI is for kidnapping, at 68 percent. PERCENT OF CRIMES NOT REPORTED TO THE AUTHORITIES PERCENT OF RESPONDENTS WHO PERCEIVE THE AGENCY AS CORRUPT 89.6% 66% 64% 62% 60% 58% 82.6% 69.7% 68.4% Extortion 56% 79.8% Kidnapping Robbery Rape Assault 54% Municipal Police State Public Ministry and Police State's Attorney Source: Encuesta Nacional de Victimización y Percepción sobre Seguridad Publica Source: Encuesta Nacional de Victimización y Percepción sobre Seguridad Publica 43 Understanding disappearances Official statistics do not include the more than 26,000 people in Mexico who are known to have gone missing between 2007 and 2015 and whose whereabouts remain unknown — in other words, those who have disappeared. Given the high number of disappearances and the number of mass graves, many of these disappearances likely result in death. The majority of these people are either youths and/or male, often working class men with families. However, some states have a disproportionately high number of missing women. KEY FINDINGS • Over 26,000 people are currently known to be missing in Mexico since 2007, according to the national registry for missing persons. • Over 2,000 cases of disappearances in Mexico are believed to involve state authorities, which are termed enforced disappearances under international law. • Data on disappearances is inconsistent, hard to access and problematic to use, making a clear measurement of and response to the scope of the problem difficult. • Based on the data that is available on people currently known to be missing since 2007, roughly 60 percent are men of working age. • Differences in the activities of organized crime groups may affect who is likely to go missing. Higher rates of drug-trade related crimes are associated with a higher number of missing boys and men. • The Mexican government has made efforts to address the problem of disappearances but progress has been slow and cases continue to arise. What is a disappearance in Mexico and how is it measured? In general, the term disappearance is used when a person goes missing for unknown reasons but there is good reason to believe violence was involved. People who have disappeared may be taken by organized crime groups or government actors and are often never found, either because they have been illegally imprisoned, killed or both. Estimates for the number of people who have disappeared in Mexico vary significantly for several reasons. Firstly, estimates can include several different types of events. When a person disappears in Mexico, it can be the result of different types of violence: enforced disappearances, kidnapping, extortion, human trafficking, organized crime related violence and/or the use of mass graves. Alternately, some people may decide to simply start a new life without telling family or friends. Secondly, the definitions and charges for kidnapping, disappearance and enforced disappearance are inconsistent. Variations in definitions across time and geography make accurate estimates and trend comparisons very difficult to obtain. Disappearance is not specifically criminalized in many Mexican states, meaning that individuals responsible for disappearances may be charged with kidnapping or other lesser crimes, especially if a charge of homicide cannot be substantiated. Thirdly, kidnapping and disappearances have high rates of underreporting in Mexico. The measurement of kidnapping in the organized crime indicator in the MPI adjusts for this by estimating the underreporting rate of kidnapping from Mexico’s victimization survey. The actual number of people who have been kidnapped or disappeared in Mexico remains unknown. Many disappearances are not reported. MEXICO PEACE INDEX 2016 | Results 44 BOX 2 DEFINITIONS OF DISAPPEARANCE AND ENFORCED DISAPPEARANCE Reporting on the number of people who have disappeared in Mexico, especially since the start of the drug war, may refer to two types of ‘deprivation of liberty’, as it is known in Mexican law. The definitions to the right are summaries of the general use of these terms. CRIME DEFINITION SOURCE Disappearances Typically refers to people who were taken involuntarily by unknown means. Estimates and definitions vary. The arrest, detention, abduction or deprivation of liberty by people or groups acting on behalf of the State, followed by a refusal to acknowledge their fate or their whereabouts. International Convention for the Protection of All Persons from Enforced Disappearance Enforced Disappearances As such, the numbers presented here are likely to be underestimations. This section summarizes the existing data on the number of people who have disappeared in Mexico in recent years. No one data source should be taken as the single point of truth. Rather, each figure should be taken in the context of overall assessments of peacefulness in Mexico and Mexican states. IEP has highlighted some of the patterns in the numbers to support improvements in investigations and mitigation of this violent crime. Disappearances data As of December 2015, at least 26,000 people disappeared in Mexico since 2007 and remain missing. The National Registry of Missing and Disappeared Persons (RNPED) publishes data on the number of known missing persons based on the date they were last seen. Of the approximately 26,000 people who went missing after 2007, were reported missing and were still missing as of December 2015: Roughly 90 percent were of Mexican nationality and 10 percent foreigners, likely migrants and some tourists. Most were likely males of working age, with approximately 60 percent recorded as male and between 15 and 65 years old. Most were likely to have been seen in: Tamaulipas — 5,478 missing México — 2,619 missing Nuevo León — 2,207 missing Jalisco — 2,107 missing Sinaloa — 1,724 missing It is important to note that these are estimates for the numbers of people reported missing and still missing. They are likely to be conservative figures. Mexico’s national victimization survey suggests that around one per cent of Mexican households had someone go missing in 2014. Veracruz, Guerrero, Tamaulipas, Michoacán and the state of México had the greatest number of respondents stating that a member of their household had gone missing in 2014. Relative to the population sizes of these states, Baja California Sur, Morelos, Durango, Tamaulipas and Querétaro are poor performers. NGO and media interviews with the families of those who have disappeared have documented that the fear of reprisal or persecution from either the aggressor, the authorities or the community around them are the most common reasons for not reporting a person missing.40 The activities of organized crime groups appear to affect who is more likely to disappear, based on the characteristics of known disappearances in the national registry. Higher rates of drugtrade related crimes are associated with a higher number of missing persons, based on the number of known missing persons in each state. It is important to note that the factors that influence disappearances are likely to also influence the reporting of disappearances, and as such the statistics should be considered in context. The fear of reprisal or persecution from either the aggressor, the authorities or the community are the most common reasons for not reporting a person missing. 45 FIGURE 18 MALES MISSING AS OF 2014 VS LEVEL OF NARCOTICS CRIMES There is a strong correlation between a state’s level of narcotics crimes and the number of males who disappeared in 2014. Extortion appears to have some relationship to the numbers of females disappearing. In states where there have been high numbers of narcotics crimes, there have also been high numbers of men and boys disappearing. 25 Tamaulipas r = 0.78 México Jalisco Sinaloa Baja California 20 Guerrero Chihuahua Veracruz Sonora Michoacán 15 Puebla Guanajuato Nuevo León Zacatecas 10 Querétaro Distrito Federal Coahuila Morelos Colima 5 Aguascalientes Quintana Roo Yucatán Oaxaca Campeche 1 1 5 10 15 20 25 Source: IEP Calculations Note: The crimes included in the measure of narcotics crimes are listed in the methodology section on page 94. A Spearman’s rank correlation was used to test correlations between the relative level of missing persons and organized crime activities because population-based rates of disappearance remain unreliable given the data challenges. The tests included states with more than ten persons reported missing and still missing because it is assumed that the reliability of the totals diminishes as the value diminishes. Figure 18 shows the strong correlation, at r = 0.78, between a state’s level of narcotics crimes and the number of males who disappeared in 2014 and were still missing as of October 2015. The relationship between narcotics crimes and the number of females who disappeared was less strong, but still statistically significant at r = 0.55. The same test showed that extortion appears to have some relationship to the numbers of females disappearing. The relationship between the level of extortion and the number of missing females was r = 0.41, while the relationship with males is r = 0.36. These findings suggest that the different means by which organized crime groups seek revenue may influence who is likely to go missing. Are disappearances in Mexico increasing? The data that is available on disappearances in Mexico is inconclusive and does not clearly indicate whether the rate of disappearance has risen. IEP’s preliminary estimates show a slight increase, between one and six percent. This may be due to an increase in reporting, rather than or in addition to an increase in disappearances. Based on 2014 and 2015 releases of statistics by the national registry, several news sources reported that 2014 was the worst year for disappearances since the escalation in violence that began in 2007. However, the national registry only reports the number of people still missing at any given time; it does not report the total number of people who went missing in each year. The various estimates suggest that between 4,100 and 4,600 people in total have gone missing each year between 2007 and 2014. But more to the point, as each data update is released, the average annual number rises slightly. This suggests that, in fact, more people are disappearing in recent years, causing the increase in the average annual number. MEXICO PEACE INDEX 2016 | Results 46 Enforced disappearances in Mexico Enforced disappearances are the arrest, detention, abduction or deprivation of liberty by people or groups acting on behalf of the state, often in the form of arbitrary detention and/or collaboration between government officials and organized crime groups. Impunity and corruption in Mexico are severe and non-governmental organizations have repeatedly documented the involvement of government officials in disappearances in Mexico. The highest reported number of cases with suspected state actor involvement is 2,443, reported by Mexico’s National Human Rights Commission (CNDH).41 If this estimate is accurate, enforced disappearances represent nine percent of the total number of people currently registered missing. It is difficult to know how realistic this estimate is because, by nature, enforced disappearances are associated with a lack of transparency. In some cases, government agencies in Mexico have investigated other agencies and tried to hold government representatives accountable for involvement in cases of disappearances. Recent reported cases of enforced disappearances have implicated Mexico’s navy, local police and federal police and have involved complicity with organized criminal groups. There have been recent resignations and arrests of officials and in some cases officials who were investigating cases have fled the country for their safety. The government response to the issue of disappearances Over the past few years, several serious cases of disappearances have caught the attention of Mexican and international media. In September 2014, 43 students disappeared in Iguala, Guerrrero, Mexico’s least peaceful state. This case involved state actors, failed investigations and cover-ups. In addition to the events in Iguala, high-profile cases include three Americans who disappeared in Tamaulipas in late 2014, two Australians who went missing and were found dead in Sinaloa in late 2015, and five young people who recently disappeared in Tierra Blanca, Veracruz, last seen with police. The response to disappearances, both internationally and in Mexico, has become more urgent over the last few years. Accordingly, NGOs and governments alike have been putting forward potential solutions. Key reforms instigated by the Mexican government include: 2012 The roll-out of an “Amber Alert” system, established originally by the Calderón administration in May. The system coordinates sharing of information between the state, national and international authorities. 2013 An office was created in the Interior Ministry with the mandate to provide support to victims of crime including victims of disappearances and their families. 2013 The Federal Prosecutor’s Office (PGR) established an office dedicated to the investigation of disappearances and the search for the missing. 2013 The PGR signed an agreement with the International Committee of the Red Cross to establish a database with standardized information for the identification of unknown remains. 2014 The Executive Secretariat of the National System of Public Security began publishing victim counts for cases of homicide, kidnapping and extortions. Previously, the agency had only published the number of open investigations and not the number of victims per case.42 2015 The draft General Law to Prevent and Punish the Crime of Disappearance was tabled in Congress. 2016 Senate set to debate the General Law. Several of the government’s initiatives have been criticized for a lack of realistic funding and inadequate coordination between levels of government. Further amendments to the draft General Law are scheduled to be discussed in the Senate in 2016. Local organizations are being supported by international NGOs like Human Rights Watch and Amnesty International to assist in locating missing people. These groups also offer support to victims and their families and some partner with other Central American groups operating in similar circumstances. Collaborative peacebuilding efforts can strengthen ties and resilience throughout society, consistent with a systems approach to peace. 47 An Overview of Mexico’s Justice Reforms Mexico has invested significant effort into police, judicial and penal system reforms. The data on the implementation and effectiveness of these reforms remains nascent, therefore limiting the scope for quantitative analysis. The deadline for the implementation of the New Criminal Justice System (NSJP) is upcoming, in June 2016. In mid-2008, the Mexican congress approved a series of reforms to the country’s criminal justice system. Since then, Mexican officials headed by the Coordinating Council for the Implementation of the Criminal Justice System (CCISJP) have gradually worked to implement these reforms, with a nation-wide deadline set for 18 June, 2016. The goal is to establish a set of structures that moves away from Mexico’s traditional mixed inquisitorial model to one more consistent with adversarial models used in the US, Canada, Australia and the UK. Mexico’s justice system has faced biases and inefficiencies. The defense has limited opportunity to challenge the prosecution’s evidence, sometimes leaving the judge with an incomplete picture of the circumstances.43 The presentation of written evidence can be cumbersome, with judges sometimes taking years to review the available arguments. This has led to lengthy delays in the administration of justice throughout Mexico. The use of mandatory, pre-trial detention for those charged with certain crimes means that 50 percent of prison inmates in 2013 had not been sentenced.44 These reforms have two main elements. Firstly, they require oral trials in which both prosecutors and defense attorneys present arguments before judges. Secondly, the reforms introduce alternative dispute resolution mechanisms, such as mediation and restitution. This is particularly beneficial in business disputes, family law and other areas of dispute. In terms of due process, the most relevant changes that the NSJP sought to introduce and make operational in an everyday context were: Establish the presumption of innocence among accused parties Place the burden of proof on the prosecution Guarantee the right to a professional licensed public defender if the accused cannot afford an attorney Prohibit torture, intimidation and incommunicado detention.45 All of these features of the NSJP should allow for significant improvements in both the functioning and fairness of Mexico’s judicial system.46 Prior to 2014, implementation of the new judicial system was disjointed and delayed, including the approval of a new federal code of criminal procedure and the allocation of financial resources to state judiciaries. Surveys conducted in 2013 revealed that only 11 percent of Mexicans and 30 percent of attorneys were aware of the impending reforms.47 In recent years, however, the Peña Nieto administration has stepped up efforts to ensure that these reform initiatives meet the June 2016 deadline. Chief among these actions has been to double the categorical grants to Mexican states for both 2014 and 2015 by the federal Ministry of the Interior’s Technical Secretariat (SETEC). In addition to these increased state subsidies, the Mexican Congress was able to agree upon a Unified Code of Criminal Procedure that in effect standardizes judicial procedures across states, ensuring clarity. The transition to this new set of judicial structures has been slow in many states for two factors. The first was state and local elections that provided significant political distractions. Secondly, skepticism over the need for reform has arisen because of the rise in violence in several of the states that had adopted the reforms — particularly Baja California, Morelos, and Nuevo León48. Since late 2012, these fears have been mostly allayed, with the majority of states moving forward with full implementation. As of June 2015, all states, excluding Sonora, had approved and begun implementation of new judicial reforms. In 2013, 630 of the roughly 2,400 municipalities in Mexico were fully operational with the reforms. By June 2015, this number had more than doubled, covering 57 percent of municipalities, which covers 62 percent of the population of Mexico.49 While this represents encouraging progress in a short space of time there remain sizeable challenges if the 2016 deadline is to be met. MEXICO PEACE INDEX 2016 | Results 48 POSITIVE PEACE IN MEXICO 49 This section provides an analysis of Positive Peace, which is defined as the attitudes, institutions and structures that create and sustain peaceful societies. Through understanding what creates peaceful societies it is then possible to better understand the dynamics of peace within Mexico. Positive Peace not only creates peaceful societies, it also also creates an optimum environment to support high levels of development. Positive Peace is statistically associated with many other important aspects of development, such as stronger business environments, better performance on measures of well-being and gender equality, and better ecological management. Positive Peace is one of the two types of peace covered in this KEY FINDINGS report. Its counterpart, negative peace is defined as the absence of violence or the fear of violence and has been used to create the MPI. To develop a holistic understanding of peace in Mexico, both positive and negative peace need to be Mexico has the second largest Positive Peace taken into account. surplus in the world. Compared to other countries with similar levels of violence, it performs Positive Peace can be measured by identifying the factors particularly well on high levels of human capital, that have the strongest statistical relationship with the acceptance of the rights of others and good presence or absence of violence. At the national level, the relations with neighbors. Positive Peace Index is derived from the factors that It performs poorly in measures of corruption and well-functioning government. Mexico’s Positive Peace surplus suggests that the country can recover from the decline in peacefulness that has occurred over the last decade. At the subnational level, states with higher levels of Positive Peace have recovered more quickly correlated most strongly with the Global Peace Index. There are eight key pillars or domains, as outlined on page 52. These eight pillars were used as the basis for creating an index of Positive Peace at the subnational level for Mexico: the Mexico Positive Peace Index (MPPI). Nationally, Mexico has one the largest mismatches between its levels of actual peace, as measured through the GPI, and Positive Peace of any country in the world. Mexico has very high levels of violence compared to countries with similar over the last five years. levels of Positive Peace. The term Positive Peace surplus is The correlation between levels of violence and scores are higher than the actual peace scores. This finding Positive Peace in Mexican states was stronger in suggests that Mexico has the necessary structures and 2003, before the sharp increases in violence. resources to reduce its levels of violence in the future. Analysis No Mexican state performs well on every single measure of Positive Peace. Conversely, even the states with the lowest levels of Positive Peace used to describe this situation, where the Positive Peace at the subnational level supports this finding: those states with higher levels of Positive Peace have recorded larger improvements in peacefulness since violence peaked in 2011. perform reasonably well in at least one domain. States with the highest levels of violence also have the highest levels of perceptions of corruption, particularly among the police. MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 50 ABOUT POSITIVE PEACE IEP’s Positive Peace framework is a comprehensive taxonomy that describes the attitudes, institutions and structures associated with peaceful societies. Viewing violence in Mexico through the lens of Positive Peace allows for a better understanding of the structural factors that are needed to build higher levels of peace. FIGURE 19 THE PILLARS OF POSITIVE PEACE The pillars of Positive Peace describe the attitudes, institutions and structures that underpin peaceful societies. Well functioning government Equitable distribution of resources Sound business environment Low levels of corruption PEACE Acceptance of the rights of others Free flow of information Good relations with neighbours High levels of human capital The eight pillars of Positive Peace (also referred to as domains) were derived by IEP from a rigorous assessment comparing over 4,700 variables with the internal peace measure of the Global Peace Index. As such, they represent a uniquely holistic study based on empirical techniques, to arrive at a framework for describing the aspects of Positive Peace. Positive Peace can also be used to assess how supportive the underlying conditions are towards development, as they are positively associated with many desirable development outcomes, such as stronger economic performance, better measures of inclusion, including gender equality, and better performance on ecological sustainability. Therefore, Positive Peace describes an optimal framework under which human potential can flourish. Positive Peace provides a benchmark against which to measure the performance of the country’s overall resilience and the broader aspects of its social development. The stronger a country’s Positive Peace, the more likely it is to recover from major shocks and be resilient against internal and external stresses. Based on the Positive Peace framework, IEP developed a Positive Peace Index (PPI) that measures the strength of the attitudes, institutions and structures of the 162 countries covered by the GPI. The PPI is composed of 24 indicators, using three indicators to measure each of the eight Pillars of Positive Peace. For a full understanding of Positive Peace please refer to the Positive Peace Report, available at www.economicsandpeace.org. Comparing Positive Peace between countries is useful in understanding country differences and to help inform policy decisions. However, all states and districts within any national jurisdiction are not the same. Therefore developing subnational measures of Positive Peace allows for a more nuanced understanding and for the better tailoring of policy measures. The Mexico Positive Peace Index (MPPI) has been developed to help with answering the following questions: Which pillars are most important when analyzing violence and conflict within Mexican states? Which Mexican states perform strongly or poorly in Positive Peace? What are the strengths of each state that could be leveraged to counter conflict and violence and improve development? The MPPI covers the 32 states of Mexico using indicators from surveys, national statistics and census data and studies conducted by international organizations and academic institutions. It should be noted that there are differences between the global Positive Peace Index and the Mexican version, largely due to the lack of available data. Perceptions data is more widely available at the state level than other types of indicators. Given this, the Mexico Positive Peace Index relies on perceptions data as proxy indicators and uses a greater number of them than the global index. MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 51 POSITIVE PEACE DOMAINS • Well-Functioning Government • Free Flow of Information A well-functioning government delivers high-quality Peaceful countries tend to have free and public and civil services, engenders trust and independent media that disseminates information participation, demonstrates political stability in a way that leads to greater openness and helps and upholds the rule of law. individuals and civil society work together. This is reflected in the extent to which citizens can gain • access to information, whether the media is free Sound Business Environment and independent and how well-informed citizens The strength of economic conditions, as well as are. This leads to better decision-making and more the formal institutions, that support the operation rational responses in times of crisis. of the private sector determine the soundness of the business environment. Business competitiveness and economic productivity are both associated • High Levels of Human Capital with the most peaceful countries, as is the presence A skilled human capital base — reflected in the of regulatory systems that are conducive to business extent to which societies educate citizens and operation. promote the development of knowledge — improves economic productivity, care for the • young, enables political participation and increases Equitable Distribution of Resources social capital. Education is a fundamental building Peaceful countries tend to ensure equity in access block through which societies can build resilience to resources like education and health, as well as, and develop mechanisms to learn and adapt. although to a lesser extent, equity in income distribution. • • Acceptance of the Rights of Others A country’s formal laws which guarantee basic human rights and freedoms and the informal social and cultural norms that relate to behaviours of citizens serve as proxies for the level of tolerance between different ethnic, linguistic, religious, and socio-economic groups within the country. Similarly, Low Levels of Corruption In societies with high corruption, resources are inefficiently allocated, often leading to a lack of funding for essential services. The resulting inequities can lead to civil unrest and in extreme situations can be the catalyst for more serious violence. Low corruption, by contrast, can enhance confidence and trust in institutions. gender equality, worker’s rights and freedom of speech are important components of societies that uphold acceptance of the rights of others. The methodology and indicators informing the MPPI are detailed on page 99. To read • Good Relations with Neighbors more about the global framework, Having peaceful relations with other countries is as download the 2015 Positive Peace Report important as good relations between groups within from www.economicsandpeace.org. a country. Countries with positive external relations are more peaceful and tend to be more politically stable, have better functioning governments, are regionally integrated and have lower levels of organised internal conflict. This factor is also beneficial for business and supports foreign direct investment, tourism and human capital inflows. MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 52 UNDERSTANDING POSITIVE PEACE IN MEXICO Mexico is ranked 65th on the 2015 Positive Peace Index, much higher than its 2015 Global Peace Index rank of 144th. It fares well across the entire spectrum of Positive Peace domains, with better scores than the global average for the index as a whole and for four of the eight Positive Peace domains. FIGURE 20 MEXICO COMPARED TO THE GLOBAL AVERAGE ON THE POSITIVE PEACE INDEX, 2015 Mexico scores better than the global average overall and on four of the eight Positive Peace domains. PPI Overall Score Well-Functioning Government Sound Business Environment Low Levels of Corruption High Levels of Human Capital Good Relations with Neighbours Free Flow of Information Equitable Distribution of Resources Acceptance of the Rights of Others Mexico Global Average Source: IEP 1.0 1.5 Stronger 2.0 2.5 POSITIVE PEACE INDEX 3.0 Weaker 3.5 There was a direct link between the increase in violence in Mexico and the decrease in some of the domains within Positive Peace, as criminal organizations were able to intimidate government officials and bribe municipal and state police, leading to an increase in corruption, while journalists who attempted to report on the violence were targeted for attacks and assassination. Mexico performs better than the global average for sound business environment, good relations with neighbors1, equitable distributions of resources and acceptance of the rights of others. The country scores more poorly than the global average on free flow of information, high levels of human capital and well-functioning government as shown in figure 20. However, while Mexico does have relatively high levels of Positive Peace, the increase in violence caused by the drug war was a shock to its governance institutions and its measures of low MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 53 levels of corruption, well-functioning government and free flow of information have all slipped since 2005. As shown in figure 21, free flow of information has fluctuated over the period but still remains at worse levels than in 2005. The overall Positive Peace score for Mexico improved by about one percent from 2005 to 2015, compared to the global average which improved by 1.7 percent. Figure 21 shows the changes in the individual domains of Positive Peace. Mexico’s well-functioning government, low levels of corruption and free flow of information domains deteriorated by just under five percent, even as its scores on acceptance of the rights of others and equitable distribution of resources improved by just over five percent. There was a direct link between the increase in violence in Mexico and the decrease in some of the domains within Positive Peace, as criminal organizations were able to intimidate government officials and bribe municipal and state police, leading to an increase in corruption, while journalists who attempted to report on the violence were targeted for attacks and assassination. Confidence in Mexico’s institutions fell to such low levels that by 2012, more than 70 percent of Mexican citizens felt that their municipal police were corrupt and over 60 percent thought that the state police were corrupt. In spite of this deterioration in some Positive Peace domains, Mexico still scores well as a country. At the global level, it is unusual to see a country with high levels of violence perform well on the Positive Peace Index, as GPI and PPI scores tend to converge in the long run. Mexico is therefore an exception. Countries with low levels of Positive Peace but high levels of actual peace are more susceptible to falling into violence and conflict. Conversely, countries with high levels of Positive Peace but low levels of actual peace, such as Mexico, are better placed Confidence in Mexico’s institutions fell to such low levels that by 2012, more than 70 percent of Mexican citizens felt that their municipal police were corrupt and over 60 percent thought that the state police were corrupt. FIGURE 21 MEXICO’S POSITIVE PEACE DOMAIN SCORE CHANGES FROM 2005 TO 2015 the last decade. Mexico’s overall Positive Peace score improved one percent from 2005 and 2015. PERCENTAGE CHANGE, 2005 TO 2015 Equitable Distribution of Resources Acceptance of the Rights of Others 1.15 Deterioration Sound Business Environment 1.10 High Levels of Human Capital 1.05 Overall Score Good Relations with Neighbours 1.00 Low Levels of Corruption 0.95 Well-Functioning Government 0.90 Free Flow of Information Improvement 0.85 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 6% 4% 2% 0% Deterioration 2% 4% 6% 8% Improvement Source: IEP MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 54 to recover from violence and conflict. The term Positive Peace surplus is used to describe these types of countries. and structures necessary to help combat violence and increase peacefulness over the long run, although governance will have to improve, particularly in relation to corruption. Mexico had the second largest Positive Peace surplus of any nation in 2015, as shown in figure 22. The Positive Peace surplus is calculated by looking at the difference between a country’s internal GPI score and its PPI score, as seen in the scatterplot on the left-hand side of figure 22. Countries that fall above the dotted line have higher levels of actual violence than their level of Positive Peace would indicate. In 2015, only Israel had a larger Positive Peace surplus than Mexico. This suggests that Mexico has most of the attitudes, institutions FIGURE 22 THE POSITIVE PEACE SURPLUS IN MEXICO Mexico has the second largest Positive Peace surplus of any country. Israel Less peaceful 5.0 Mexico Mexico 0.7 4.0 POSITIVE PEACE SURPLUS 0.6 3.0 More peaceful 2.0 1.0 1.0 2.0 Stronger 3.0 POSITIVE PEACE INDEX 4.0 5.0 Weaker 0.5 0.4 0.3 0.2 0.1 0.0 Source: IEP BOX 3 PEACE IN NUEVO LEÓN The state of Nuevo León offers an example Today, Nuevo León is one of the states leading of the resilience that Positive Peace can the country in improvements in peacefulness. It provide. It has been significantly affected ranks first in Positive Peace and has shown the by the increases in violence in Mexico in third largest improvement in its MPI score of any the last decade. In 2011, at the height of the state in the last five years. In 2015, IEP published violence, Nuevo León ranked 26th in the an in-depth analysis of the drivers and dynamics MPI, having fallen from number four in of peacefulness in the state of Nuevo León. To 2004, Mexico’s most peaceful year. The learn more about peace in Nuevo León, including state’s rates of homicide and organized analysis on some the state’s largest municipalities crime as well as its overall level of and targeted efforts to improve Positive Peace, peacefulness deteriorated faster than the see Informe Nuevo León, available at: national average. www.economicsandpeace.org. MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 55 2015 MEXICO POSITIVE PEACE INDEX The Mexico Positive Peace Index is based on the methodology of the global Positive Peace Index. The global Positive Peace Index is empirically derived by selecting indicators that had the strongest correlation with the internal peace measure of the Global Peace Index. The MPPI uses the same domains as the PPI and the indicators used are representative of these domains, based on available data at the state level. In total, 62 indicators were selected to construct the MPPI, as compared to 24 for the PPI. A full list of the 62 indicators and a more detailed discussion of the methodology can be found on page 99. The MPPI highlights existing differences in the attitudes, institutions and structures between Mexican states. This provides important insight into the ability of the states of Mexico to build peace in the long term and highlights present institutional strengths and weaknesses. FIGURE 23 POSITIVE PEACE IN MEXICO Poorer states in the southern region of the country have lower levels of Positive Peace, while wealthier states closer to the US border have higher levels of Positive Peace. Nuevo León has the highest level of Positive Peace. Guerrero ranks last, both in positive and negative Peace in Mexico. High positive peace OR N ALIF BAJA C Upper middle positive peace IA Medium positive peace SONORA Lower middle positive peace CHIHUAHUA Low positive peace CA LI F COAHUILA IA RN O R SU A LO NA SI NUEVO LEÓN DURANGO AS EC AT AC TA R O TÁN CA YU RÉ RO O TLAXCALA MÉXICO S RELO MO UZ CR RA VE D.F. N CÁ OA CH MI E MP CA CH QU INT AN A HIDALGO E TO JUA NA UA Q JALISCO COLIMA SAN LUIS POTOSÍ UE AGUASCALIENTES G NAYARIT TAMAULIPA S Z BA JA PUEBLA TABASCO GUE RRE RO OAXACA CHIAPAS MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 56 Figure 23 highlights the geographical distribution of Positive Peace across the 32 Mexican states. Many of the poorer states in the southern region of the country have lower levels of Positive Peace, while wealthier states that are closer to the US border have higher levels of Positive Peace. The overall state score is calculated by averaging the scores for each domain. In order to have a score of 1, the most peaceful score possible, a state would need to perform at the highest level possible within each domain. No state is strong in all domains. Table 9 gives the scores for each of the Positive Peace domains for all 32 Mexican states. From analyzing the table, it can be observed that no individual state has a completely strong system. That is, no state scores highly on all eight domains of Positive Peace. TABLE 9 POSITIVE PEACE SCORES BY STATE AND DOMAIN, 2015 No state performs well on every single pillar of Positive Peace. STATE OVERALL SCORE Nuevo León 2.246 2.019 2.536 1.551 2.103 2.263 3.355 2.579 1.561 Coahuila 2.288 2.127 3.166 1.721 2.495 2.086 2.712 2.413 1.584 Aguascalientes 2.349 1.784 3.023 2.211 2.482 2.177 3.253 2.200 1.661 Sonora 2.350 1.779 2.573 1.936 2.436 2.525 2.766 2.627 2.159 Yucatán 2.441 1.493 2.508 1.949 2.801 2.217 2.640 2.983 2.936 Sinaloa 2.462 1.808 2.883 1.493 2.729 3.001 2.985 2.433 2.364 Colima 2.482 2.721 2.942 2.073 2.356 2.215 3.055 2.659 1.839 Zacatecas 2.490 2.145 3.541 1.443 2.923 2.087 3.135 2.186 2.460 Tamaulipas 2.544 2.480 2.851 1.655 2.621 3.218 2.881 2.581 2.065 Querétaro 2.592 2.519 3.396 2.083 2.502 2.529 2.723 2.586 2.397 Nayarit 2.593 1.999 3.307 2.596 2.895 2.636 2.905 2.002 2.408 Jalisco 2.615 2.595 3.599 2.468 2.525 2.501 3.232 2.091 1.911 Baja California 2.637 2.860 3.401 3.006 1.958 2.527 3.044 2.544 1.755 Durango 2.641 2.215 3.354 1.669 3.282 2.707 3.049 2.262 2.589 Guanajuato 2.648 2.456 3.283 1.823 3.021 2.481 3.161 2.309 2.651 Distrito Federal 2.690 4.097 3.519 4.123 1.258 1.804 2.348 3.074 1.298 Quintana Roo 2.762 2.737 2.870 3.289 2.336 2.872 2.943 2.656 2.395 San Luis Potosí 2.771 2.914 3.272 2.273 2.957 2.511 2.478 2.474 3.293 Campeche 2.785 2.269 2.641 2.693 2.859 2.693 3.194 2.852 3.076 Chihuahua 2.843 3.490 3.564 2.736 2.460 3.190 2.733 2.606 1.964 Tlaxcala 2.886 2.915 3.840 2.590 2.386 2.305 3.908 2.813 2.331 México 2.910 3.555 3.574 3.306 2.194 2.630 2.972 2.831 2.220 Baja California Sur 2.914 3.333 3.356 2.536 2.093 2.572 3.808 3.374 2.241 Morelos 2.989 3.717 4.102 3.114 2.207 2.482 3.050 2.771 2.471 Hidalgo 3.030 3.403 3.864 2.906 3.165 2.657 2.582 2.587 3.076 Puebla 3.061 2.950 3.486 2.769 3.140 2.852 2.924 2.975 3.388 Tabasco 3.106 3.683 3.121 3.003 2.925 2.487 3.539 3.073 3.015 Michoacán 3.136 3.455 3.573 2.575 3.564 3.143 3.304 2.570 2.907 Veracruz 3.208 3.073 3.537 2.422 3.605 3.220 3.365 2.818 3.627 Chiapas 3.269 2.602 3.278 2.185 4.622 3.202 3.528 2.294 4.443 Oaxaca 3.509 3.261 3.863 3.279 4.128 3.516 2.350 3.022 4.656 Guerrero 3.570 3.115 3.480 2.841 4.668 3.706 3.044 2.990 4.717 MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 57 Positive Peace in Mexico was strongly correlated with the MPI in 2003, prior to the escalation in violence. The damaging impact of the rapid upturn in violence and the nature of the organized crime operations can be seen through the deteriorations in the strength of the correlations. The current relationship between violence and many of the domains of Positive Peace is atypical. Many of the drug cartels are based in the states that provide the best transport routes for their drug businesses. These states are either situated near the US border or the coasts and are often among the wealthiest states. Figure 24 shows the relationship between MPI and MPPI scores in 2003 and in 2015. Positive Peace scores correlate with levels of negative peace in 2003, but the correlation deteriorates by 2015 because of the distortive nature of the violence Mexico faces. Less Peaceful Since violence peaked in Mexico in 2011, most states have seen improvements in their peacefulness. Those improvements have been consistently larger in states with higher levels of Positive Peace, highlighting the resilience that is associated with Positive Peace, as shown in figure 25. In Mexico, states that have stronger attitudes, institutions and structures have an increased capacity to deal with the consequences of organized crime groups and other forms of violence. This is seen in figure 25, which shows that the six states that have the highest Positive Peace scores are also among the states with the largest improvements in the last five years. Having a strong institutional structure aids in the response to shocks like escalations in cartel violence. While most of Mexico experienced a deterioration in peacefulness during the worst drug war years, states with strong levels of Positive Peace tend to show large improvments. Nuevo León, the state with the strongest Positive Peace score, improved in MPI score by 26 percent from 2011 to 2015. This is the third largest improvement in Mexico. The states with the second and third strongest scores in Positive Peace, Coahuila and Aguascalientes, both saw their MPI scores improve by 23 and 20 percent respectively. Further, Nuevo León and Colima were two of the states with the largest Positive Peace surpluses and had the largest percentage decreases in organized crime style homicides from 2013 to 2014, with Nuevo León decreasing 68 percent and Colima decreasing 66 percent.2 FIGURE 24 CORRELATION BETWEEN POSITIVE AND NEGATIVE PEACE IN MEXICO, 2003 AND 2015 4.0 IMPROVEMENTS IN PEACEFULNESS 2003 3.0 MEXICO PEACE INDEX 2.0 FIGURE 25 2015 POSITIVE PEACE VS r=0.41 1.0 CHANGE IN MPI SCORE, 2011 TO 2015 2.5 2.0 3.0 3.5 States that have improved in peace since 2011 generally have higher levels of 4.0 2015 Positive Peace. FIGURE 25 2015 POSITIVE PEACE VS CHANGE IN MPI SCORE, 2011 TO 2015 4.0 States that have improved in peace since 2011 generally have higher levels of Positive Peace. Weaker Weaker 3.5 Stronger POSITIVE PEACE SCORE More PeacefulPEACE SCORE POSITIVE 3.5 3.0 3.0 2.0 2.5 r=0.04 2.0 r=0.36 1.0 -1.5 2.0 -1 2.5 -0.5 3.0 0 3.5 0.5 4.0 3.0 2.5 r=0.36 2.0 1 -1.5 More Peaceful Peaceful CHANGE IN PEACE MPI SCORE Stronger Weaker MEXICO POSITIVE INDEX Less Source: IEP Stronger -1 More Peaceful -0.5 0 CHANGE IN MPI SCORE 0.5 1 Less Peaceful Source: IEP MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 58 THE PILLARS OF PEACE IN MEXICO The greatest challenge to improving peacefulness in Mexico is the activity of organized crime groups. Unlike most other forms of violence, cartel-driven violence does not correlate with typical Positive Peace measures at the state level. This is in part explained by the particulars of organized crime activity. Drug cartels follow the best distribution points and locations for their operations, which have generally been along the coasts or the US border and tend to be wealthier states. Nonetheless, there are some specific relationships between certain types of violence, such as violent crime, and various domains of Positive Peace. WELL-FUNCTIONING GOVERNMENT FIGURE 26 GOVERNMENT, BANDED SCORES, 2015 A well-functioning government delivers high-quality public and civil services, engenders trust and participation, demonstrates political stability and upholds the rule of law. In the context of Mexico, which has high levels of violence, the ability of the government to function effectively is an essential component of developing resilience and countering violence. In general, states with better performing governments also have lower rates of violent crime. MOR More Peaceful VIOLENT CRIME Less Peaceful 4.5 4 DIF TAB BCN ROO GUA AGU BCS 3.5 QUE TAM 3 DUR ZAC COA 2.5 SIN NLE 2 YUC SON 1.5 COL NAY CHP GRO PUE TLA CHH OAXHID MIC VER SLP CAM r=0.41 1 1 1.5 Stronger Source: IEP JAL 2 2.5 3 As previously shown in figure 21 on page 54, perceptions of corruption in Mexico deteriorated nationally from 2007 onwards, along with measures of governance and press freedoms. Crucially, however, the states with the largest improvements in peace have maintained relatively high scores on these Positive Peace domains. The states with the best performances in Positive Peace and the largest improvements in peace in the last five years all performed well in low levels of corruption, free flow of information, and well-functioning government. 3.5 WELL FUNCTIONING GOVERNMENT 4 Weaker 4.5 Violent crime correlates with well-functioning government, which measures confidence in the activity of the government and its various bodies, with a correlation of 0.41. In states where high-quality public services are delivered and citizens have confidence in their governments, violent crime is relatively lower, as seen in figure 26. A number of measures in the MPI do not significantly correlate with well-functioning government. Indicators of note are detention without a sentence, justice system efficiency, MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 59 police funding and to a lesser extent organized crime. This may be partly explained by the fact that states that have both higher crime rates and well-functioning governments tend to put more resources into police funding and the criminal justice system than poorer performing governments. The presence of organized crime groups can also affect governments’ efficiencies as they create more opportunities for corruption and hence a less efficient justice system. These factors complicate the relationship between well-functioning government and overall peacefulness, but, nonetheless, better performance in this domain of Positive Peace has a statistically significant relationship with lower levels of violent crime. LOW LEVELS OF CORRUPTION Corruption in Mexico is a longstanding problem. There has been a problematic relationship between organized crime, government operations and law enforcement in Mexico since at least the 1990s. Mexico has the lowest ranking on the Corruption Perceptions Index of any OECD country. High levels of corruption are correlated with violence at the state level. In particular, states with lower instances of police officers asking for bribes have lower levels of violent crime.3 This relationship is also found with other measures of corruption. Perceived corruption among the Public Ministry, Federal Attorney General, federal police and judiciary all correlate with violent crime, robbery and justice system efficiency. Figure 27 highlights the relationship between violent crime and police bribery. FIGURE 27 VIOLENT CRIME AND PERCENTAGE OF PEOPLE REPORTING THAT A POLICE OFFICER ASKED FOR A BRIBE, 2014 PERCENT OF RESPONDENTS WHO STATED A POLICE OFFICER ASKED FOR A BRIBE The states with the lowest levels of police bribery have lower levels of violent crime. Table 10 showes the ten states with the highest percentage of survey respondents who perceived corruption in the following government agencies: 35% COA BCN 30% SON SLP VER 20% CAM 15% NAYCHP 10% DIF PUE 25% ROO MIC NLE OAX TAM SIN CHH GRO HID JAL ZAC TLA QUE DUR Judges TAB YUC COL r=0.44 0% 1.5 2.0 2.5 3.0 3.5 State Police Distrito Federal ranks at the bottom in all three categories. Six states rank amongst the worst 10 in all three categories and two states rank in the worst 10 for two categories. Perceptions of corruption are highest at the municipal level, followed by state police, with federal police being the most trusted. Federal police in Mexico have been involved in addressing crime in Mexican states, partially because of challenges in state and municipal capabilities.4 The high levels of corruption across Mexican states highlight the issues facing Mexican governments. GUA 5% 1.0 Federal Police MOR AGU BCS 4.0 4.5 5.0 More Peaceful VIOLENT CRIME BANDED SCORE Less Peaceful Source: IEP 1 Distrito Federal 68.6 1 STATE STATE POLICE 79.4 RANK Distrito Federal STATE FEDERAL POLICE RANK 1 JUDGES RANK TABLE 10 TOP TEN STATES BY PERCEPTIONS OF CORRUPTION, POLICE AND JUDICIARY, 2015 STATE Distrito Federal 86.7 77.7 2 Hidalgo 75.9 2 Tlaxcala 65.5 2 Estado de México 3 Tlaxcala 75.2 3 Puebla 65.2 3 Campeche 71.8 4 Jalisco 75.1 4 Hidalgo 64.4 4 Tabasco 68.5 5 Oaxaca 75 5 Campeche 63.7 5 Morelos 66.9 6 Estado de México 73.6 6 Oaxaca 61.9 6 Hidalgo 66.5 7 Guerrero 70.2 7 Chihuahua 61.5 7 Michoacán de Ocampo 66.4 8 Campeche 68.7 8 Querétaro 59.8 8 Tlaxcala 66.1 9 Morelos 68.2 9 Morelos 59.5 9 Oaxaca 10 Puebla 67 10 Quintana Roo 59.2 10 Baja California 65 63.9 Source: Encuesta Nacional de Victimización y Percepción sobre Seguridad Publica MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 60 FREE FLOW OF INFORMATION There is a statistically significant relationship between homicide rates and free flow of information. The free flow of information domain is a measure of access to information, persecution of journalists and trust in the media. State scores for free flow of information significantly correlate with measures of peacefulness. A free and independent media disseminates information in a way that leads to greater openness and strengthens peacefulness in a country. It also leads to better decision-making and more rational responses in times of crisis. In the context of a crisis like a drug war, a free and independent media is fundamental to ensuring full public debate. The high number of journalists killed in Mexico has an inhibiting effect on the dissemination of information and the freedom of the press. The Committee to Protect Journalists (CPJ) publishes data regarding journalists who were killed, according to the topics that the journalists covered. Data was available for 35 journalists detailing the type of news stories they covered. Twenty-nine of 35 journalists who were killed covered crime, corruption or both. Twenty-nine of 35 journalists who were killed covered crime, corruption or both. Using the free flow of information as an example highlights the interactions between the different domains of Positive Peace and the systemic nature of Positive Peace. Consider the interactions between just three domains: free flow of information, well-functioning government and low levels of corruption. When considering these three domains in Mexico it is very hard to disentangle the influences between them. Government is not a homogeneous entity and different facets of it behave differently. One facet may be fighting corruption, while another facet maybe engaging in or enabling it. Free flow of information can bring accountability, which affects the actions of government; however, government action and corruption can impinge on free flow of information. Causality States with lower homicide rates tend to have more media freedom. This in part reflects the fact that journalists have been the target of organized crime in Mexico for many years and more journalists are targeted in the more violent states. Targeting of journalists for kidnapping and murder has meant there is an environment of fear and self-censorship in the Mexican media. The intimidation of journalists by organized crime groups have sometimes not been adequately dealt with by the criminal justice system.5 In 2015, 64 journalists were killed in incidents directly related to their work.6 Figure 29 shows that between 58 and 88 journalists have been killed in Mexico each year since 2007. FIGURE 29 NUMBER OF JOURNALISTS KILLED FIGURE 28 2015 HOMICIDE RATE VS FREE FLOW OF INFORMATION Between 58 and 88 journalists have been killed in incidents related to their work every year since the start of the drug war. 60 GRO r=0.51 50 100 NUMBER OF JOURNALISTS KILLED HOMICIDES PER 100,000 PEOPLE correlates with the homicide rate. This relationship occurred even before the sharp increases in violence. 40 SIN 30 COL 20 DIF 10 ZAC COA NLE TLA AGU YUC CHH MOR BCN BCS SON GUA DUR ROO JALMEX TAB SLP PUE QUENAY CAM HID MIC TAM OAX CHP VER 0 1.5 2 2.5 3 3.5 4 90 80 70 60 50 40 30 20 10 0 More Peaceful FREE FLOW OF INFORMATION Less Peaceful Source: IEP 2003 2005 2007 2009 2011 2013 2015 Source: Reporters without Borders MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 61 FIGURE 30 JOURNALISTS KILLED IN MEXICO BY TOPIC COVERED, 1994 TO JANUARY 2016 NUMBER OF TIMES EACH TOPIC WAS ASSOCIATED WITH A DEATH Twenty-nine of 35 journalists who were killed covered crime, corruption or both. 30 25 20 15 10 5 0 Crime Corruption Politics Culture Human Rights Sports Source: Committee to Protect Journalists can run in either direction depending on individual circumstances. Therefore focusing on the system as a whole is the best method of improving many aspects of society. By strengthening the pillars of Positive Peace, solid feedback loops can be created, whereby virtuous and self-reinforcing cycles of peace are created and perpetuated. In the case of free flow of information, violence against journalists makes it very difficult for journalists to provide information, thus limiting the ability of citizens and decisionmakers to use that information to increase peacefulness. A systems approach suggests then that free flow of information needs to be improved by, among other things, improving the rule of law, lowering corruption and improving employment. MEXICO PEACE INDEX 2016 | Positive Peace in Mexico 62 THE ECONOMIC VALUE OF PEACE IN MEXICO 63 KEY FINDINGS The total economic impact of violence in Mexico was 2.12 trillion pesos (US$134 billion) in 2015, 13 percent of Mexican GDP. containment has more than doubled since 2003. category of violence containment spending, per Mexican citizen, approximately two months increasing from 0.3 percent of GDP in 2003 to wages for an average Mexican worker.1 0.6 percent of GDP in 2015. In 2015 the economic impact of violence decreased The Mexican government’s spending on violence by four percent compared to the previous year. This containment increased 12 percent compared to equated to a peace dividend of 76 billion pesos. overall government spending growth of nine percent. Health and economic development The increase in the number of homicides in 2015 31 billion pesos. expenditures grew at 11 and 10 percent respectively. The total economic impact of violence was 38 percent lower in 2015 than 2011. Military expenditure is the fastest growing This amount is equivalent to 17,525 pesos (US$1,105) negatively impacted the Mexican economy by Federal government spending on violence Approximately 60 percent of business survey respondents reported that insecurity and crime were the primary concerns for their businesses in 2013. The Mexican federal government spent 220 billion pesos or 1,818 pesos per Mexican citizen on violence containment in 2015. The total economic impact of violence in Mexico was 2.12 trillion pesos (US$134 billion) in 2015, equivalent to 13 percent of Mexican GDP or 17,525 pesos (US$1,105) per person in Mexico. These figures are considered conservative as there are items where reliable data was unavailable and have therefore not been included. In order to identify the economic benefits that come from improvements in peacefulness, the MPI report measures what is termed the total economic impact of violence. This is defined as expenditures related to containing, preventing and dealing with the consequences of violence. This figure includes the direct and indirect costs of violence, as well as a multiplier effect. The multiplier effect calculates the additional economic activity that would have accrued if the direct costs of violence had been avoided. The economic values presented here are in 2014 constant pesos. The economic impact of violence had increased since 2007, peaking in 2011, the least peaceful year in Mexico in the last decade. But with improved peacefulness comes positive news, and the most recent trends indicate that the economic impact of violence dropped by 38 percent since 2011. In 2015 there was a decrease in violent crimes, other than homicide, that was responsible for most of the savings. This resulted in a reduction in the economic impact of violence by 96 billion pesos. However, this improvement was partly offset by an increase in homicides of 6.3 percent. The additional economic impact of the increase in homicides was 31 billion pesos. The Mexican government’s expenditure on violence containment has steadily increased since 2003. In 2015, in constant currency, it spent 220 billion pesos or 1,818 pesos per person on keeping people safer. This expenditure is equivalent to 1.36 percent of Mexico’s 2015 GDP. Military expenditure has experienced the largest rise since 2003, increasing three times from 34 to 98 billion pesos and now represents 0.6 percent of GDP. Spending on domestic security has also increased by 2.5 times compared to its 2003 level, from 18 to 44 billion pesos and represents 0.27 percent of GDP. MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 64 METHODOLOGY AT A GLANCE This analysis presents conservative estimates for the economic impact of violence in Mexico. The estimation only includes elements of violence where reliable data could be obtained. The items listed below were included in the cost of violence in the 2016 MPI: IEP’s estimate of the total economic impact of violence includes three components: 1. Direct costs are the costs of crime or violence to the victim, the perpetrator and the government. These include direct expenditures such as the cost of policing. 2. Indirect costs accruing after the fact. These include 1. Homicide 2. Violent crime, which includes assault, rape and robbery 3. Organized crime, which includes extortion and kidnapping 4. Indirect costs of incarceration 5. Firearms 6. Fear of insecurity physical and psychological trauma, medical costs and the present value of future costs associated with the violent incident, such as lost future income. 3. The multiplier effect represents the flow-on effects of direct costs, such as the additional economic benefits that would come from investments in business development or education instead of containing or dealing with the consequences of violence. 7. Private security expenditures 8. Federal spending on violent containment, which includes the military, domestic security and the justice system. The term cost of violence containment is used to explain the combined effect of direct and indirect costs. When a country avoids the economic impact of violence, it realizes a peace dividend. Mexico had a peace dividend of The analysis incorporates federal-level public spending on the military because Mexico’s military has been extensively involved in fighting the organized criminal groups and is deployed to pursue domestic security goals.1 802 billion pesos from the 13.5 percent improvement in peacefulness from 2011 to 2015. Some of the items not counted in the economic impact of violence include: • State-level public spending on security • The cost of domestic violence • The cost of violence to businesses • Insurance premiums • Household out-of-pocket spending on safety and security • The cost of drug-trade related crimes, such as the These items were not included for two reasons. Firstly, some items have been captured elsewhere in the model. For example, the costs associated with drug-trade related crimes are included in the costs of domestic security, such as law enforcement, incarceration and the justice system. Secondly, reliable data could not be sourced at a state level for the entire study period of 2003 to 2015 for many categories, such as household and business expenditures. production, possession, transport and supply of drugs. MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 65 This study uses a unit cost approach to cost the incidence of violence. Unit costs are applied to the number of crimes committed. These crimes include homicide, assault, rape, robbery, extortion, kidnapping and fear of insecurity. The unit costs estimate the direct (tangible) and indirect (intangible) costs of each crime. Direct unit costs include losses to the victim and perpetrator, and exclude costs incurred by law enforcement and health care systems, as these are captured elsewhere in the model. Indirect unit costs include the physical and psychological trauma, and the present value of future costs associated with the violent incident, such as lost life-time wages for homicide victims. The term cost of violence containment is used to explain the combined effect of direct and indirect costs, while the economic impact of violence includes direct costs, indirect costs and the peace multiplier. The concept of peace multiplier is related to the economic benefits that would have been generated if all the direct costs were used in more productive alternatives. Refer to box 4 for more detail on the peace multiplier. The cost estimates provided in this report are in constant 2014 pesos, which facilitates the comparison of the estimates overtime. The year 2014 is the base year and was chosen as it is the most recent year for which inflation data was available when the study was done. For more details on the methodology for estimating the economic impact of violence, please refer to the full methodology section on page 105. MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 66 THE ECONOMIC IMPACT OF VIOLENCE 2003-2015 IEP analysis finds that the total economic impact of violence in 2015 reached 2.12 trillion pesos (US$134 billion), which is equivalent to 13 percent of Mexico’s 2015 GDP. To put this figure into perspective, the economic impact of violence per person was 17,525 pesos. This value is approximately equal to two months of wages for an average Mexican worker.2 Mexico’s improvements in peace resulted in an overall peace dividend of 76 billion pesos in 2015. This is the net effect of the reductions in violence from 2014 to 2015. Some cost items grew in 2015, such as homicide and government spending, while others declined, such as violent crime and organized crime related offenses. FIGURE 31 TOTAL ECONOMIC IMPACT OF VIOLENCE IN MEXICO, 2003–2015 TRILLIONS The total economic impact of violence has decreased by 38 percent since 2011. 3.00 2.50 2.92 2.21 2.12 The total economic impact of violence peaked in 2011 at 2.92 trillion pesos, equivalent to 19 percent of Mexican GDP. Importantly, since 2011, the economic impact of violence has dropped by 38 percent or 802 billion pesos. The value of this improvement is approximately equal to the total oil revenue of Mexico in 2015, which was 830 billion pesos.3 Figure 31 illustrates the economic impact of violence for the period of 2003 to 2015 in constant 2014 pesos. From 2007 to 2011, the total economic impact of violence increased by 33 percent. However, since 2011, it has declined by 38 percent. The highest annual increase in the economic impact of violence happened in 2010, when it increased by nine percent from 2.49 to 2.71 trillion pesos. Conversely, the largest annual decline in the economic impact of violence occurred during the period of 2012 to 2013, when it dropped by 13 percent from 2.70 to 2.37 trillion pesos. Table 11 details the direct and indirect costs of violence, including the multiplier, by category for the entire time series. Most costs peaked between 2009 and 2012, at the height of violence in Mexico. 2.00 1.50 1.00 0.50 0.00 2003 2005 2007 2009 2011 2013 2015 Since 2011, the economic impact of violence has dropped by 38 percent or 802 billion pesos. Source: IEP MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 67 TABLE 11 ECONOMIC IMPACT OF VIOLENCE 2003-2015, CONSTANT 2014 PESOS (BILLIONS)* *The figure for government spending includes the peace multiplier, representing the full economic impact of this spending. Actual government spending was 220 billion pesos in 2015. INDICATOR 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 702.2 625.8 598.3 635.3 539.7 687.4 809.2 1021.1 1147.7 1042.4 825.7 696.1 727.4 1238.8 1184.9 1166.7 1211.8 1281 1280.9 1247 1237.3 1255 1126.4 1027.1 941.7 845.2 Organized Crime 5.7 6.6 7.3 8 7.4 11.9 14.3 13.2 11.2 15.2 16 11.6 10 Firearms 6.4 6.1 6.1 6.6 18.9 17.5 16.8 16.3 16.1 18.8 17 16 16.5 49.1 48 48.5 48.8 49.3 49.6 48.7 49.1 56.4 52.6 54.3 55.1 54.1 1.8 1.9 2.1 2.2 2.2 2.3 2.3 2.4 2.5 2.4 2.5 2.6 2.7 Private Security 20.1 20.3 20.5 20.7 20.8 21 21.2 22.1 22.4 23 23.3 23.5 24.5 Government Spending 182 186.2 197.4 214.6 261.1 286.6 328.4 352.5 411.4 421.6 404.8 450.1 440.2 2,206.11 2,079.65 2,046.86 2,148.03 2,180.41 2,357.23 2,487.94 2,713.93 2,922.70 2,702.39 2,370.68 2,196.76 2,120.60 Homicide Violent Crime Fear Incarceration TOTAL Total spending on the military, domestic security and the justice system has been steadily increasing since 2003. Spending on the military has tripled in constant currency terms since 2003 in response to the rise in organized crime. Additionally, domestic security has increased by two and a half times and spending on the justice system has doubled. Perceptions of insecurity at the state level increased from 2007 to 2011. During this period the economic impact of the fear of violence increased from 49 billion pesos to 54 billion pesos. Table 11 provides the cost of fear from 2003 to 2015. Fear of violence can have adverse economic and social effects, such as inhibiting business transactions, lowering well-being, decreasing the level of trust in society and decreasing social activities.4 FIGURE 32 ECONOMIC IMPACT OF VIOLENCE Military spending is the fastest growing category of violence containment spending since 2003, increasing almost 200 percent over the 13 year period. 300 Military 250 Domestic security 200 Justice system Organized crime 150 Homicide 100 Violent crime 50 0 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Source: IEP MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 68 BREAKDOWN OF THE TOTAL ECONOMIC IMPACT OF VIOLENCE The breakdown of the economic impact of violence for 2015 shows that violent crime is the most costly crime category, followed by homicide. The combined cost of violent crime and homicide made up 84 percent of the economic impact of violence in Mexico in 2015. Figure 33 illustrates costs by their various components. The homicide rate in Mexico increased by 6.3 percent in 2015. This resulted in an additional economic impact of 31 billion pesos, increasing the total annual cost of homicide from 696 to 727 billion pesos. In contrast to homicides, the economic impact of violent crime on the Mexican economy dropped by 96 billion pesos during 2015. This was on the back of a 9.5 percent reduction in the violent crime rate. When looking at the longer term trend from 2011 to 2015, the cost of violent crime dropped from 1,255 billion pesos in 2011 to 845 billion pesos in 2015, resulting in a reduction of 410 billion pesos. The costs associated with organized crime related offenses improved for each of the last three years to 2015, with the cost of this group of crimes falling by 53 percent. This trend reflects Mexico’s success in lowering the activity of the cartels. FIGURE 33 BREAKDOWN OF THE TOTAL ECONOMIC IMPACT OF VIOLENCE, 2015 Violent crime represents the largest component of the total economic impact of violence in 2015 at 45 per cent of the total. Domestic security Justice system Other 3% 4% Military 6% Violent Crime The total economic impact of extortions and kidnapping on the Mexican economy was 10 billion pesos in 2015. This does not account for the very large economic impact of organized crime, such as deferred investment and consumption and the potential flight of capital. It is important to note that the cost of organized crimes in this model does not include drug-trade related economic activity such as production, transport, trade, supply or possession of drugs. The costs associated with the drug trade are captured in other categories. For instance, when organized crime groups, who are closely associated with the drug trade, kidnap or extort, the costs are captured in kidnapping and extortion statistics. Also, violent assault resulting from drug-trade related organized crime incidents are captured in violent crime. Additionally, no reliable data could be sourced on the net costs of drug-trade related crimes such as production, transport, trade, supply and possession of drugs. 3% Homicide 45% 39% Source: IEP In contrast to homicides, the economic impact of violent crime on the Mexican economy dropped by 96 billion pesos during 2015. This was on the back of a 9.5 percent reduction in the violent crime rate. MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 69 FIGURE 34 PROPORTION OF HOMICIDES RELATED TO ORGANIZED CRIME, 2014 Approximately half of homicide-related costs stem from organized crime related homicides. Non-organized crime related homicides Organized crime related homicides 49% 51% A category in which it is possible to estimate the impact of organized criminal groups is that of homicide; many homicides are related to the drug-trade. Using data from Milenio, it is estimated that organized crime related homicides are 51 percent of total homicides in 2014.5 Figure 34 illustrates the proportion of homicides by organized crime groups, as estimated by Milenio. Organized crime related homicides were 51 percent of total homicides in 2014, demonstrating the impact of organized crime groups on the economy. Source: Milenio GOVERNMENT EXPENDITURE ON VIOLENCE CONTAINMENT In 2015, the Mexican government spent 220 billion pesos or 1.36 percent of GDP on violence containment. This is equal to 1,818 pesos per Mexican citizen. Government spending on violence containment includes spending on the military, domestic security and the justice system, and makes up 14 percent of the violence containment costs in 2015. Total federal government expenditure on violence containment increased on average by 14 percent per year from 2007 to 2011. After 2011, the rate of increase slowed, increasing by only 2 percent to 2015. In response to the falling crime rates from 2012 onwards, the government appears to have slowed the rate of increase in spending. Spending on the military has increased by 189 percent in constant currency terms since 2003. Additionally, domestic security has increased 149 percent, while spending on the justice system has doubled. This increase in spending highlights the additional resources that have been applied to fighting organized crime groups. During the 13-year period from 2003 to 2014, government spending had been steadily increasing, until 2015 when it fell by two percent. The largest decline in government spending was in the justice system, which fell by 11 percent in 2015. Given the increasing strain on both the court and prison system in Mexico, this reduction may not be helpful. For Mexico to further lower levels of crime, economic and social development related initiatives need to be undertaken. Creating the appropriate environment, known as Positive Peace, would result in the long term ability of Mexico to reduce violence containment expenditure further and provide the funds for other essential government programs, such as a more robust health system, business development or education. A proportion of the savings from the reductions in violence needs to be MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 70 TABLE 12 GOVERNMENT SPENDING ON VIOLENCE CONTAINMENT, CONSTANT 2014 PESOS (BILLIONS) INDICATOR Domestic Security Military Justice System TOTAL 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 17.8 18.6 20.1 22.2 25 28.6 38.2 40 48.3 48.9 42.8 47.8 44.2 34 33.3 34.3 36.1 54.3 59.3 66.7 73.8 86.4 80.5 82.2 90.7 98 39.3 41.2 44.3 49 51.2 55.4 59.3 62.5 71 81.4 77.5 86.5 77.9 91 93.1 98.7 107.3 130.5 143.3 164.2 176.2 205.7 210.8 202.4 225 220.6 Military expenditure has had the largest increase since 2003, nearly tripling from 34 to 98 billion pesos. directed into these programs, otherwise advancements that have been made will stall and the high rates of government expenditure on the military and policing will be required to maintain the current levels of peace. On average, government spending on violence containment grew 12 percent annually from 2008 to 2015. During the same period, overall government expenditure had an average annual growth of nine percent. Therefore, spending on violence containment has grown faster than overall government expenditure. Similarly, government spending on education had an average growth of seven percent per year while spending on health and economic development grew at 11 and 10 percent respectively.6 Figure 35 illustrates government spending from 2003 to 2015. Military expenditure has had the largest increase since 2003, nearly tripling from 34 to 98 billion pesos. Although this may seem like a large increase and places it among 10 largest percentage increases in the world in military spending as a percentage of GDP, at 0.6 percent it is still low compared to other Latin American countries. This reflects the redirection of the Mexican military to maintaining internal security. Federal spending on domestic security also increased by two and a half times over its 2003 level, from 18 to 44 billion pesos, although it has fallen in 2015. FIGURE 35 GOVERNMENT EXPENDITURE ON VIOLENCE CONTAINMENT Federal spending on violence containment has more than doubled since 2003. 250 225 220 200 15 0 10 0 91 50 2003 2005 2007 2009 2011 2013 2015 Source: Secretaria de Hacienda y Crédito Publico MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 71 ECONOMIC VALUE OF PEACE To understand the method used to calculate the economic impact of violence, four concepts need to be explained: Direct costs include direct expenditure borne by the victim, their families, business and government. Examples of this would be medical costs, security, policing and the military budget. The cost of violence containment refers to both the direct and indirect costs associated with preventing or dealing with the consequences of violence. Indirect costs include the lost productivity that would have otherwise occurred if the violence had not happened. This includes lost earnings and the physiological effects that affect productivity. The economic impact of violence refers to the cost of violence containment plus the peace multiplier. The rationale for the multiplier is explained further in the study. The indirect costs of violence are relatively high compared to direct costs. For example, the indirect cost of homicide is seven times the direct cost and the indirect cost of rape is five times larger. The method used in this report for indirect costs is to accrue them in the year in which the crime occurs. For example, the lost life-time earnings of a homicide victim would be included in the indirect costs in the year in which the homicide happened. Table 13 lists the economic and social development effects of violence.7 To estimate the indirect costs component of the economic impact of violence, it is important to calculate the lost opportunity cost from the crime. For example, if a murder is avoided, medical and funeral costs would have flowed to alternative economic activities. Similarly, society would avoid the imprisonment and judicial costs of bringing the perpetrator to justice. Additionally, society will gain from the income that the victim and perpetrator would have contributed to the overall economy. To account for all such costs, IEP assumes that for each peso spent on violence containment, the economy loses an additional pesos of economic activity. For more detail on the peace multiplier refer to box 4. TABLE 13 ECONOMIC AND SOCIAL DEVELOPMENT EFFECTS OF VIOLENCE ECONOMIC DEVELOPMENT EFFECTS OF VIOLENCE SOCIAL DEVELOPMENT EFFECTS OF VIOLENCE Decreased labor market participation Intergenerational transmission of violence Reduced productivity on the job Erosion of social capital and social fabric Lower earnings Reduced quality of life Decreased investment and saving Decline in the credibility of the state Distortion of government resource allocation Reduced participation in the democratic process Flight of human and financial capital Source: Heinemann and Verner, 2006 MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 72 BOX 4 THE MULTIPLIER EFFECT The multiplier effect is a commonly used economic concept significant. This was also noted by Brauer and Tepper- that describes the extent to which additional expenditure Marlin (2009) who argued that violence or the fear of has flow-on impacts on the wider economy. Every time there violence may result in some economic activities not is an injection of new income into the economy this will lead occurring at all. More generally there is strong to more spending, which will, in turn, create employment, evidence to suggest that violence and the fear of further income and additional spending. This mutually violence can fundamentally alter the incentives faced reinforcing economic cycle is the reason behind the by business. For instance, analysis of 730 business ‘multiplier effect’ and why a dollar of expenditure can create ventures in Colombia from 1997 to 2001 found that with more than a dollar of economic activity. higher levels of violence, new ventures were less likely Although the exact magnitude of this effect is difficult to measure, it is likely to be particularly high in the case of expenditure related to containing violence. For instance, if a community were to become more peaceful, individuals would spend less time and resources protecting to survive and profit. Consequently, with greater levels of violence it is likely that we might expect lower levels of employment and economic productivity over the long-term, as the incentives discourage new employment creation and longer-term investment.8 themselves against violence. Because of this decrease in This study uses a multiplier of two, signifying that for violence there is likely to be substantial flow-on effects for every peso saved on violence containment there will the wider economy as both private and public spending is be an additional peso of economic activity. This is a diverted towards more productive areas, such as health, relatively conservative multiplier and broadly in line business investment, education and infrastructure. with similar studies.9 In another example, when a homicide is avoided, the direct costs, such as the money spent on medical treatment and a funeral, could be spent elsewhere. The economy also loses the lifetime income of the victim. The economic benefits from greater peace can therefore be TABLE 14 THE DIRECT AND INDIRECT COSTS OF VIOLENCE CONTAINMENT (CONSTANT 2014 PESOS, BILLIONS) TOTAL ECONOMIC IMPACT DIRECT COST INDIRECT COST MULTIPLIER EFFECT Homicide 63.1 601.2 126.3 727.4 Violent Crime 76.8 691.6 153.6 845.2 INDICATOR Organized Crime 1 7.9 2.1 10 44.2 - 88.4 88.4 98 - 196.1 196.1 Justice System 77.9 - 155.7 155.7 Fear 27.1 - 54.1 54.1 8.3 - 16.5 16.5 Domestic Security Military Firearms Private Security 12.2 Incarceration - 24.5 24.5 2.7 - 2.7 TOTAL ($) 408.6 1,303.3 817.3 2,120.6 % OF GDP 25% 8% 5% 13.1% Table 14 provides more detail on the direct and indirect costs of violence containment. To estimate the total economic impact of violence, IEP applies a multiplier of two to the direct costs of violence containment but not to the indirect costs of violence. Therefore, the total economic impact of violence is the direct cost of violence, the indirect cost and the multiplier effect, which reflects the economic and social opportunity cost of violence. MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 73 PER CAPITA ECONOMIC IMPACT OF VIOLENCE State-level MPI scores and the per capita economic impact of violence have a strong correlation (r=0.87). This indicates that the least peaceful states spend more per person on violence containment, which would be expected. This higher spending on violence containment takes resources away from economic and social development in states with higher levels of violence. Figure 36 highlights the correlation between MPI scores and the economic impact of violence per person in pesos. TABLE 15 PER CAPITA ECONOMIC IMPACT OF VIOLENCE, 2015 (CONSTANT 2014 PESOS, BILLIONS) Table 15 shows the MPI score and the per capita economic impact of violence for Mexican states in 2015. Guerrero ranks last in both the MPI and Positive Peace, and has the highest per capita economic impact of violence. There are large differences in the per capita economic impact of violence between the most and least peaceful states. The per person burden of violence containment is four times higher in Guerrero (36,033 pesos per person) compared to Hidalgo (11,870 pesos per person). FIGURE 36 PER CAPITA IMPACT OF VIOLENCE CONTAINMENT, 2015 States with lower levels of peace tend to spend more per person on violence containment. 2014 CONSTANT PESOS 40,000 Guerrero Baja California Sur Colima Morelos 35,000 30,000 Quintana Roo 20,000 15,000 10,000 5,000 1.5 2.0 More peaceful Source: IEP Sinaloa Guanajuato Baja California Tabasco México Tamaulipas Aguascalientes Zacatecas Yucatán Sonora Hidalgo Puebla Nuevo León Campeche Nayarit San Luis Potosí Veracruz Chiapas 25,000 2.5 3.0 2015 MPI SCORE 3.5 4.0 Less peaceful STATE MPI SCORE PER PERSON ECONOMIC IMPACT OF VIOLENCE Guerrero 3.86 36,033 Baja California Sur 3.04 30,160 Morelos 3.12 29,178 Colima 2.84 29,003 Baja California 3.06 27,791 Quintana Roo 2.69 26,259 Sinaloa 3.41 25,947 Tamaulipas 2.74 21,297 Chihuahua 2.82 20,792 Guanajuato 2.70 20,672 Zacatecas 2.55 19,478 Durango 2.64 19,451 Tabasco 2.26 19,108 México 2.40 18,597 Distrito Federal 2.53 18,511 Aguascalientes 2.06 18,493 Coahuila 2.17 17,346 Oaxaca STATE 2.45 17,227 Sonora 2.61 16,742 Querétaro 2.08 15,543 Michoacán 2.37 15,083 Jalisco 2.43 14,563 Nuevo León 2.70 13,980 Puebla 2.24 13,451 Campeche 2.15 12,929 Tlaxcala 1.98 12,825 Nayarit 2.59 12,561 Hidalgo 1.76 11,870 San Luis Potosí 2.03 11,324 Yucatán 1.86 11,050 Chiapas 2.03 9,695 Veracruz 1.87 8,485 MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 74 FUTURE ECONOMIC IMPACT OF VIOLENCE TWO SCENARIOS The two models presented in this section are aimed at highlighting the potential different economic outcomes that could occur depending on how effectively the government manages the nation’s violence. The disparity between the two models is stark, with the difference being 2 trillion pesos per annum by 2020. Changes in the economic impact of violence mirrors changes in the MPI score, showing two important trends. First, the level of violence and its related economic impact has increased. This increase began in 2007 and peaked in 2011. Violence and its economic impact then began to decline from 2011 onwards and had decreased every year since. Second, government spending on violence containment continued to increase until 2015 when it showed a small decline. Therefore, IEP presents two forecasting scenarios that could lead to two very different outcomes. The first scenario presents an optimistic outlook, assuming that the level of violence will follow the declining trend seen after 2011. With this assumption, the economic impact of violence over the next five years will be 7 trillion pesos. Based on this scenario, the economic impact of violence on the Mexican economy will be less than a trillion pesos a year in 2020. The second scenario assumes that the level of violence and its economic impact gradually increases back to the levels experienced during the height of the violence. Based on this scenario, during the next five years, from 2016 to 2020, the economic impact of violence on the Mexican economy will be 12.66 trillion pesos, or 2.5 trillion pesos annually. Figure 37 illustrates the two forecasting scenarios. In summary, if Mexico continues to become more peaceful at the same rate as it has over the last five years, 5.66 trillion pesos of additional economic activity will be generated compared to the second scenario. This saving is over 1 trillion pesos per year or 5 percent of GDP per year. It is important to state that IEP uses a simple linear forecasting methodology. While a more comprehensive forecasting model will take into account internal and external factors which influences violence, the choice of the forecasting model is primarily aimed at highlighting the considerable economic benefits from improvements in peace. FIGURE 37 Mexico is expected to save 5.66 trillion pesos if the level of peacefulness continues Change in violence equal to 2007-2011 Estimates, 2003-2015 3 2.5 A peace dividend of $5.66 trillion pesos 2 1.5 Start of the drug war 1 Change in violence equal to 2011-2015 0.5 0 2004 2006 2008 2010 2012 2014 2016 2018 2020 Source: IEP MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 75 COST OF CRIME TO BUSINESS Although the cost of crime to business has not been accounted for as a single category in the model due to the inability to estimate costs over the 13 years of the study, National Survey of Business Victimization (ENVE) analysis estimated the total burden of crime on business to be 159 billion pesos, or one percent of Mexican GDP, in 2013.10 The analysis presented in this section does not take into account the lost opportunity costs associated with business investments that did not happen because of violence, or the cost of the time business employees spent dealing with violence. Two thirds of the cost is from criminal acts, such as robberies, theft, extortion and kidnapping. One third of the cost arises because businesses need to take protective measures, including purchasing locks, changing doors and windows, and installing alarms and surveillance systems. The cost of violence to business is not a separate category in the total violence containment cost model primarily to avoid double counting issues. The crime statistics used to estimate violence containment costs separately include the crimes that affect businesses. This analysis is based on the ENVE survey undertaken in 2011 and 2013. The cost of crime to business fell between 2011 and 2013. In 2013, 34 percent of businesses were victims of crime, compared to 37 percent in 2013. This suggests that the improvement in peacefulness has a direct and positive effect on the reduction in crimes against business. At the state level, as expected, the cost of violence to business has a strong direct correlation with the economic impact of violence. Figure 36 shows the relationship between overall violence containment costs and the cost of crime to businesses. The cost of violence also has a strong correlation with state level GDP, indicating that the types of crime that affect businesses in Mexico, such as extortion, take place in states with higher levels of production. Victimization by size of business showed improvements in all categories from 2011 to 2013. The improvements ranged from three to nine percentage points. The largest improvement occurred for small businesses, with a nine percentage points decline. FIGURE 38 ECONOMIC IMPACT OF VIOLENCE VS COST FIGURE 39 TYPE OF ECONOMIC IMPACT TO BUSINESS, 2013 OF CRIME TO BUSINESS, 2013 In states that are less peaceful as measured by the MPI, the cost of crime to businesses is greater. ECONOMIC IMPACT OF VIOLENCE CONSTANT 2014 PESOS, 350 r = 0.84 In Mexico, the respondents of the business victimization survey identified insecurity and crime as their most pressing concern. Considering the 2.1 trillion peso cost of violence containment in 2015, higher levels of violence will have severe adverse implications for businesses. Two thirds of the cost of violence to business arises from economic losses that are caused by crime. México 300 250 200 150 Guerrero Jalisco Sinaloa Chihuahua Guanajuato Veracruz Coahuila Nuevo León 50 Michoacán Sonora Tlaxcala Querétaro 0 Campeche 100 Distrito Federal 0 5 10 Protection costs due to crime 44% 15 20 Economic losses due to violence 56% 25 COST OF CRIME TO BUSINESS CONSTANT 2014 PESOS, BILLIONS Source: IEP, ENVE Source: ENVE MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 76 FIGURE 40 PRIMARY CONCERNS OF BUSINESSES, 2011 AND 2013 ‘Insecurity and crime’ was the primary concern of most Mexican businesses in 2011 and in 2013. 58.5% 59.3% Insecurity and crime 47.0% Taxes 33.0% 42.2% 40.0% Low purchasing power of the population 33.4% 38.1% Lack of government support 24.8% 22.9% Government procedures 17.0% 17.1% Corruption 12.7% 12.1% Misapplication of the law 9.2% 9.2% Natural disasters 8.4% 8.2% 2011 4.9% 5.8% Impunity 2013 Source: ENVE FIGURE X 41 RATE RATEOF OFVICTIMIZATION VICTIMIZATIONBY BYBUSINESS BUSINESSSIZE SIZE FIGURE 42 RATE OF BUSINESS VICTIMIZATION, 2011 AND 2013 Large and medium sized businesses report the highest rates of victimization. of victimization. The rate of victimization of businesses declined by three percentage points 70% between 2011 and 2013. 2011 63% 56% 2013 58% 47% 50% 36% 33% 40% 30% 20% 38% PERCENT OF BUSINESSES REPORTING VICTIMIZATION RATE OF VICTIMIZATION 60% 63% 58% 37% 37% 36% 35% 34% 34% 33% 10% 32% 0% LARGE Source: ENVE MEDIUM SMALL MICRO 31% 2011 2013 Source: ENVE MEXICO PEACE INDEX 2016 | The Economic Value of Peace in Mexico 77 EXPERT CONTRIBUTIONS PERIODISMO ÉTICO EN TIEMPOS VIOLENTOS ETHICAL JOURNALISM IN VIOLENT TIMES Adrián Lopez, Editorial Director, Noroeste In this essay, Adrian Lopez, the Editorial Director of Noroeste, a regional newspaper in circulation in the state of Sinaloa for more than 40 years, describes the levels of violence in a state plagued by drug trafficking and homicides. His team, Lopez writes, reports on an average of three homicides each day. More alarming is that the stories of these deaths only receive public attention if there are new or particularly barbaric techniques employed, such as torture or decapitation. Lopez claims the frequency of violent crime and an unrelenting news cycle have created a readership indifferent to violence. The author argues that in this context, the media has an ethical duty, beyond journalism, to analyze the stories and dare to propose a different treatment of the information. His publication, has adjusted its procedures and rules around the reporting of news of violence, including that the names of victims and alleged perpetrators are never published in the interests of safety. Most importantly, Noroeste refuses to be a messenger of organized crime and does not publish news that will intimidate any party. In doing so, Lopez hopes to contribute to a new paradigm of journalism, in which a media outlet can actively participate in freedom of expression while also being an agent for change. MEXICO PEACE INDEX 2016 | Expert Contributions 78 “El análisis epistemológico de esas categorías elementales del discurso dominante sobre el tráfico de drogas no trasciende el ámbito académico. El discurso oficial y los medios que lo reproducen son impermeables a las observaciones críticas de los investigadores…” — LUIS ASTORGA Vivo en una tierra marcada por la muerte. específicamente en México, Colombia o Brasil, la Literalmente. En Sinaloa, un estado etiquetado guerra contra el narcotráfico acumula a cuenta como la cuna del narcotráfico en México, el gotas una cantidad inaceptable de muertes. Una índice de homicidio doloso es el indicador que guerra fundamentada en una razón anacrónica: resume nuestra realidad violenta. el moralista prohibicionismo estadunidense. Llevamos más de 40 años estancados como En ese contexto, los medios de comunicación una de las regiones más peligrosas del planeta. de Sinaloa seguimos publicando casi tres Mientras que otros estados de México van asesinatos diarios. Asesinatos que solo llaman y vienen en la tabla de posiciones de los la atención si agregan alguna nueva variante indicadores más relevantes en materia de a la barbarie: tortura, decapitaciones… video. seguridad, Sinaloa no ha abandonado los Sin dichas variaciones, esas muertes solo últimos lugares en décadas. representan un hecho doloroso para sus Desde el lanzamiento de la Operación Cóndor contra los grandes capos del narcotráfico en 1973, los sinaloenses hemos sido testigos mudos y hasta cómplices de un proceso de apropiación social por el crimen organizado hasta niveles de conformación de una auténtica cultura mafiosa. Una cultura con todas sus letras y no una sub-cultura. Como insisten en minimizar las autoridades empecinadas en la negación de lo evidente: que a ojos del mundo Sinaloa es el familias y círculos cercanos; el resto de la población las presenciamos como testigos en la indiferencia. Y, vergonzosamente, muchas veces también en el morbo. Me atrevo a afirmar que ese comportamiento social no es muy distinto en el resto del país. Lo mismo en Tamaulipas que en Guerrero o Morelos, la “normalización” de la violencia es un efecto natural tras diez años sostenidos de RESPONSABILIDAD FRENTE A LA VIOLENCIA Cobertura y publicación responsable de la información relacionada con inseguridad y delincuencia organizada La situación inédita que se vive en el País, en el estado y la región en cuanto a la escalada de violencia, obliga a reforzar la responsabilidad de nuestras publicaciones. Día a día, en nuestras decisiones editoriales nos enfrentamos a nuevos y difíciles dilemas. En Noroeste lo tenemos claro: la violencia existe, tenemos que decirlo, la autocensura no es la decisión acertada para una publicación responsable, no se puede evadir la responsabilidad periodística, pero ésta tampoco puede ser un escudo para publicar irresponsablemente información que haga apología de la violencia o fomente la ilegalidad. Por este motivo, en Noroeste establecemos la siguiente: una guerra de baja intensidad que para 2018 sinónimo del narco. acumulará algo así como 200 mil muertos. Declaración de Criterios: Trabajo en Noroeste, un medio de comunicación La cifra es difícil de dimensionar. Pero uno a 1) Noroeste publicará siempre todos los hechos de violencia de los que tenga conocimiento, cumpliendo su compromiso de informar la realidad a la sociedad a la que sirve. La sección destinada para ello se denomina “Seguridad y Justicia”, acorde con la premisa de desarrollar la cultura de legalidad entre los ciudadanos y de justicia penal en las autoridades. regional con 43 años de antigüedad que todos los días retrata esa realidad. Nuestro equipo la reportea, la fotografía, la filma y la pública a través de nuestras diversas plataformas impresas y digitales. Decir lo que sucede es uno, prácticamente todos esos muertos han pasado por las páginas de los diarios y los titulares de televisión local y nacional. Incluso los desaparecidos (que no son pocos) suelen dejar algún registro mediático en estos tiempos nuestra obligación profesional más mínima. gracias a las redes sociales. Desde el oficio periodístico, el canon clásico Entonces, algo estamos haciendo muy mal podría responder que hacemos lo que nos los medios mexicanos para que esa realidad toca y que con eso cumplimos nuestro deber. continúe inalterada. Nuestro pecado es de Discrepo. No hacemos lo suficiente. acción, pero también de omisión. Ese mismo canon establece que el periodismo Sobre decir que no estoy hablando de hacernos existe para hacer mejor el mundo. El acceso a la responsables de la policía o la procuración información y la libertad de expresión son dos de justicia. Sino de hasta donde los medios caras de una conquista universal: el derecho que mexicanos tenemos una obligación ética que va tenemos los humanos de decir y saber datos, más allá del mero periodismo para contar esa hechos y causas. Comunicamos para “poner en realidad violenta. Para analizarla y atrevernos a común”. Informamos para que el mundo nos proponer modelos distintos de aproximación. haga sentido. No tengo respuestas definitivas. Creo que una Y es aquí cuando entro en conflicto. ¿En qué aspiración así de ambiciosa puede materializarse momento los muertos que publicamos a diario a través de un ejercicio continuo y compartido perdieron el sentido? de reflexión, discusión y profesionalización del Porque es obvio que esas fotos, esos nombres periodismo mexicano. y esas circunstancias ya no generan ningún Para sentar un caso concreto, aprovecho esta asombro y, lo que es peor, ninguna resistencia oportunidad para compartir aquí una serie de moral de parte de quienes consumimos la criterios que hace 6 años decidimos en Noroeste denominada “nota roja”. sobre el tema, con la única intención de mejorar Mientras que el mundo se concentra en la incomprensible violencia que nos entrega el nuestro oficio y de ser responsables con nuestras decisiones editoriales: 2) Publicamos en portada los hechos relacionados con violencia cuando éstos abonan en la construcción del estado de derecho, por ejemplo: detenciones y decomisos relevantes; así como en la defensa de los grupos vulnerables, tales como violencia de género, abuso de menores y víctimas inocentes. 3) Publicamos en portada dichos hechos con un enfoque de prevención y alerta a la ciudadanía. 4) No publicamos hechos violentos que consideramos forman parte del discurso de intimidación y terrorismo de grupos de crimen organizado, tales como mensajes en mantas, enfrentamientos armados, asesinatos, actos de tortura, entre otros; excepto cuando éstos trascienden a otras esferas como la política y la civil. 5) No publicamos rumores, hipótesis o información no confirmada, ni señalamos responsables sin tener certeza. terrorismo de Medio Oriente; en Latinoamérica y, MEXICO PEACE INDEX 2016 | Expert Contributions 79 6) No publicamos encabezados amarillistas ni sensacionalistas, nos remitimos a los hechos. 7) No publicamos palabras e imágenes que puedan llegar a ser ofensivas, por ejemplo aquellas donde la sangre es la protagonista principal. 8) No publicamos nombres completos ni domicilios de víctimas, victimarios o cualquier otra persona relacionada. 9) No publicamos nombres ni direcciones de hospitales a donde fueran trasladadas las víctimas de un hecho violento. 10) No hacemos descripciones que hagan apología de la violencia. 11) No publicamos el lenguaje de los grupos delictivos, ni transcribimos textos de sus mensajes. 12) No publicamos fotografías ni nombres de acusados de delito, especialmente de menores de edad. 13) No difundimos rostros de elementos policiacos, militares o de rescate presentes en los hechos de alto impacto. 14) Los comentarios a las notas de noroeste. com no son el pensamiento o enfoque del personal de Noroeste y son eliminados cuando su contenido puede considerarse vulgar, difamatorio, ofensivo o que pone en riesgo a los ciudadanos. Dichos criterios fueron presentados en todo el estado a organizaciones de la sociedad civil, líderes empresariales, de opinión y académicos con el propósito de socializarlos mejor y hacerlos disponibles a todos nuestros lectores en nuestras diversas plataformas. El aprendizaje ha sido continuo, nos hemos equivocado infinidad de ocasiones y hemos tenido que volver una y otra vez a discutir hasta dónde esos lineamientos continúan vigentes. La realidad sinaloense es tan diversa y sorpresiva que a pesar de que los criterios pretenden una utilización general, su aplicación suele ser casi siempre casuística. La experiencia nos ha enseñado, también, la dificultad de sostenerlos en medio de un ambiente de presión reiterada y acoso sistemático, tanto del poder político como del crimen organizado. Nuestras dos principales amenazas. Por un lado, el poder político local ha estado siempre inconforme con nuestro talante crítico y suele aprovechar las coyunturas o escenarios donde el crimen organizado está presente para disfrazar sus amenazas, presiones o agresiones. Utilizar métodos que imitan o simulan el modus operandi del narcotráfico es la coartada perfecta para la clase política. Sabemos que los criterios son perfectibles y estamos abiertos a continuar con su perfeccionamiento. Sabemos que la natural evolución de la situación actual, así como de la legislación mexicana, nos obligará a modificar desde la perspectiva de los derechos humanos cada vez que sea necesario. Pretendemos continuar afinando un marco de referencia que ha resultado útil en la toma de decisiones editoriales ante casos difíciles. En ese contexto pueden incluirse las casi 100 averiguaciones previas que Noroeste sostiene ante la Procuraduría de Justicia Estatal. Expedientes que permanecen todos impunes con el trillado argumento de que no pueden clasificarse como delitos contra la libertad de expresión, sino como mera violencia del fuero común: robos, asaltos, amenazas, agresiones físicas. O en el colmo del cinismo, agresiones que responden a nuestra “mala suerte”, cómo me dijera el Gobernador Mario López Valdez en abril de 2014, tras recibir un balazo en un supuesto robo de auto. Móvil que hasta ahora no han podido demostrar. Por otro lado, el crimen organizado es una presión permanente para el periodismo mexicano. En nuestra redacción sabemos que el monstruo siempre está allí: desde que diseñas la cobertura hasta que tomas las decisiones de qué y cómo publicar. Como protocolo permanente, en Noroeste procuramos hacer siempre el ejercicio de prever las posibles reacciones del crimen organizado ante nuestras publicaciones. Sabemos que con los criminales no existe garantía alguna de seguridad y que en la mayoría de los casos las autoridades son omisas, cómplices o parte del mismo sistema mafioso. Pero, como señalamos en el primero de nuestros lineamientos, insistimos en que tenemos la obligación de seguir publicando todos los hechos a pesar de las presiones y en que la ciudadanía tiene derecho a saberlos. Como ejemplo, una de las presiones más relevantes sucedió en Mazatlán en 2010 cuando un grupo del crimen organizado atacó nuestras instalaciones con más de 60 balazos de AK-47 para obligarnos a publicar información no confirmada del grupo criminal contrario. Al día siguiente, nuestro titular explicaba el ataque y sus razones con total transparencia acompañado de un titular contundente: “No vamos a ceder”. Esa agresión fue un momento más para el aprendizaje. Gracias a ella pudimos confirmar que el crimen organizado suele tener una estrategia de comunicación: su canal es la violencia y su fin es el miedo. Los medios debemos estar conscientes de hasta dónde estamos informando y hasta dónde nos volvemos sus mensajeros. Esa es la razón por la que en el periódico decidimos dejar de publicar los mensajes íntegros que dejan en lonas callejeras o los detalles morbosos de sus asesinatos como mutilaciones o actos de tortura. Cabe mencionar que en 2010, cuando dichos criterios fueron construidos, el nuevo Sistema de Justicia Penal Acusatorio para México estaba muy lejos de su concreción y, si bien tiene como fecha límite para su implementación nacional el año 2016, es importante recalcar que prácticamente todos los criterios consideran el principio de presunción de inocencia de los acusados. Así, también, fueron diseñados en la lógica de poner en el centro de nuestro periodismo los derechos de las víctimas y sus familias. En tiempos en que la sobre-información es la regla, para nosotros lo importante es poder tomar distancia del día a día y que nuestros contenidos no sean el resultado de una inercia operativa sino de un proceso dirigido de toma de decisiones colegiadas. En “La Edad de la Nada”, Peter Watson señala que la Segunda Guerra mundial fue el semillero de muchos de los avances sociales del siglo XX. Avances llamados a concretarse en un carácter plena y exclusivamente laico, con los que mucha gente tuvo la oportunidad de llevar una vida más satisfactoria en lo cotidiano. Con esto quiero decir que son momentos de barbarie y dolor los que nos dan de pronto la capacidad de re-significarnos y buscar la trascendencia. La violencia como instrumento de redimensionamiento del ser humano. No solo en un sentido metafísico sino eminentemente práctico. El reto de nuestro periodismo radica en estar en sintonía con esa aspiración por hacer mejor la vida de las personas en los aspectos más mundanos y utilitarios, al mismo tiempo que aspira a proporcionar referentes éticos y morales más profundos y sólidos. En ese sentido nuestra propuesta es muy concreta: los medios mexicanos tenemos que dejar de ser “voceros” del poder o, en el mejor de los casos, “espejos” de la realidad. Lo primero, porque es una clara claudicación de nuestra función primordial. Cómo dijera Daniel Moreno, reconocido periodista mexicano y actual Director General de Animal Político: el mayor problema de los medios mexicanos es su descarado oficialismo. Y, lo segundo, porque aspirar a solo reflejar lo que sucede afuera, por fidedigno que sea, es una postura muy cobarde para un medio de comunicación con valores claros y una agenda definida en el contexto violento en que nos desarrollamos. Cierro este texto con una pregunta: ¿aprenderemos algo en México tras esta época de violencia reiterada y dolor compartido? No tengo grandes esperanzas en el futuro del periodismo mexicano. La perversa combinación del crimen organizado y el oficialismo nos genera una tercera amenaza preocupante: los medios que son, al mismo tiempo, causa y consecuencia de un mal equilibrio donde el dinero, la corrupción y la violencia determinan el tamaño de la verdad a la que los ciudadanos podemos acceder. MEXICO PEACE INDEX 2016 | Expert Contributions 80 Ese segmento representa la mayor parte de la industria y está muy lejos de lo que el momento histórico mexicano les demanda. Ahí donde los gobiernos apuestan por el silencio y la negación de los muertos y los desaparecidos, siempre hay medios y periodistas dispuestos a reproducir el discurso oficial. Medios y periodistas que, además, son usados para descalificar y atacar a medios independientes. En contraparte, las voces dispuestas a señalar y demostrar los casos de simulación de justicia, violaciones de derechos humanos, impunidad o corrupción son todavía muy escasas en el periodismo mexicano. Por eso insisto en que los medios tenemos una responsabilidad ética más grande que nuestro rol periodístico. Sugiero que debemos ir más allá y asumirnos como verdaderos constructores de conversación. Verdaderos entes discursivos en el más profundo de los sentidos. Eso implica una comprensión institucional que brilla por su ausencia en el contexto periodístico mexicano: la idea clara de que el narcotráfico y el crimen organizado es un problema complejo que rebasa nuestras aproximaciones tradicionales de sentido común y la naturaleza cuasi artesanal de nuestro oficio. Esa complejidad es acaso la gran característica de nuestro tiempo. Los fenómenos y problemas del sigo XXI tienen alcances y configuraciones donde la aceleración del cambio, la multiplicación de los actores y la cantidad de información definen su comportamiento sistémico. Con esa premisa en mente, el periodismo mexicano debe aprender con urgencia cómo tratar cada una de las historias y casos que la realidad de inseguridad y violencia nos presenta todos los días. En “Nota(n) Roja”, el periodista mexicano Marco Lara Klahr nos dice: “La nueva y más compleja circunstancia mexicana requiere mayor rigor en el tratamiento de tales temas. Los problemas asociados al mundo de la delincuencia no se pueden explicar como un cuento popular. Son fenómenos más complejos que tienen que ver más con los grandes intereses económicos que con los dramas personales."1 No veo otra forma de abordar esa realidad si no es con un enfoque multidisciplinario que utilice herramientas como la ética, el análisis del discurso, el pensamiento complejo, la dinámica de sistemas, el design thinking, entre otros. El enfoque tiene que responder lo mismo a conocimientos de la ciencia dura o el hard data, que a conocimientos de las ciencias suaves o humanidades como la filosofía o la ética. Para recordar al filósofo francés Edgar Morin: los enfoques parcelarios no son útiles ante problemas complejos. Y en ese mismo orden de ideas, en el fondo de ese nuevo abordaje discursivo debe subyacer una pretensión ética. “La representación de los fenómenos y las cosas pasa por el lenguaje y las imágenes. Diversos agentes sociales generan discursos e imágenes, determinando uno u otro significado, acerca de las drogas ilícitas, los usuarios de las mismas y los traficantes. Dichos agentes pueden ser gobiernos, agencias antidrogas, instituciones policiacas, organismos internacionales, funcionarios, públicos, políticos, juristas, médicos, religiosos, periodistas, académicos, compositores de corridos, etcétera. Y la producción simbólica de estos agentes se transmite a la sociedad, por lo general, a través de los medios de comunicación, como discursos, imágenes y estereotipos.” 2 Con lo que publicamos y con lo que decidimos no publicar, los medios estamos construyendo una cierta conversación, un discurso preformado. De nosotros depende abonar a la reflexión o construir estereotipos. Por eso más vale tener claro cuál es el discurso al que se aspira. Compartirlo y hasta discutirlo con la audiencia. En estos tiempos de redes sociales, la unidireccionalidad del poder mediático es una quimera, más vale llevar el diálogo con la audiencia más allá de las “Cartas al Editor” si no queremos volvernos sordos y quedarnos solos. El ecosistema digital es la gran oportunidad que la tecnología nos brinda para entablar una conversación auténtica sobre lo que más preocupa a los consumidores de nuestros contenidos: su seguridad y la de sus familias. Personas y familias que quieren, como es natural, vivir en paz para aprovechar a fondo sus libertades. Vivir en paz para ser la mejor expresión de sí mismos. El rol de los medios mexicanos es ahora, más que nunca, una responsabilidad profesional y ética con esa posibilidad de realización de los ciudadanos. Una responsabilidad con la construcción de una mejor comprensión de la naturaleza compleja del narcotráfico, la violencia y el crimen organizado. Una responsabilidad con el desarrollo de una conversación constructiva que fomente una cultura de paz y ponga en el centro de las preocupaciones de la sociedad los derechos humanos de las víctimas y grupos vulnerables. A los medios nos toca ahora escuchar más que hablar. Aprender más que enseñar. Ser una voz más en la conversación y no “la voz”. Ejercitar el diálogo. Practicar la palabra. Vaya tiempos los que nos toca vivir, a los medios y periodistas nos toca ahora ser aquel de quien nuestro oficio se ocupa: el otro. Como señala el académico Luis Astorga en “Seguridad, traficantes y militares”, respecto del discurso generalizado sobre el narcotráfico: MEXICO PEACE INDEX 2016 | Expert Contributions 81 BUENAS PRÁCTICAS PARA DESARROLLAR TODO EL POTENCIAL DEL NUEVO SISTEMA DE JUSTICIA PENAL EN MÉXICO GOOD PRACTICES TO DEVELOP THE NEW CRIMINAL JUSTICE SYSTEM IN MEXICO TO ITS FULL POTENTIAL Guillermo Raúl Zepeda Lecuona, Research Professor, ITESO Paola Guadalupe Jiménez Rodríguez, Evaluation Coordinator, Jurimetría This essay takes a look at the reform of the judicial system in Mexico and the operation of the New Criminal Justice System (NCJS). Authors Guillermo Raúl Zepeda Lecuona, Research Professor at ITESO, and Paola Guadalupe Jiménez Rodríguez, Evaluation Coordinator at Jurimetría, discuss best practices designed to transform the troubled system into an effective and ethical administrator of justice. A consequential task, the implementation of the NCJS presents the institutions of the criminal justice system in Mexico with enormous challenges. In both local and federal jurisdictions, thousands of public servants face the arduous task of fulfilling the principles and goals of the NCJS. The authors recommend that the reforms prioritize three areas: improving services to victims and users; differentiating and focusing on criminal policy; and improving the research capacity of government ministries. La implementación y arraigo en la operación del Nuevo Sistema de Justicia Penal (NSJP) implica enormes desafíos de transformación para las instituciones del sistema de justicia penal en México. En las diversas jurisdicciones tanto en la competencia local como la federal, miles de servidores públicos enfrentan la ardua tarea de dar vigencia a los principios y metas del NSJP. Por ello consideramos de gran importancia documentar las buenas prácticas que pueden replicarse en todo el país para desarrollar el mayor potencial del nuevo sistema con mejores estándares de calidad. En este breve texto presentaremos algunas de las buenas prácticas que pueden impactar en las consideramos como áreas y políticas estratégicas en la operación del NSJP: 1) Mejorar la atención a víctimas y usuarios 2) Diferenciar y focalizar la política criminal 3) Mejorar la capacidad de investigación de los ministerios públicos Sobre estos tres ejes se presenta información relevante y algunas rutas de acción que se pueden seguir, principalmente mediante la incorporación de buenas prácticas, para el logro de los objetivos. 1. MEJORAR LA ATENCIÓN A VÍCTIMAS Y USUARIOS En 2014, en México se denunciaron solamente el 10.70% de los delitos ocurridosi,3 y del resto, el 63.1% no se denunciaron por causas atribuibles a la autoridad, como son: por considerarlo una pérdida de tiempo, por desconfianza en las autoridades, por trámites largos y difíciles, por actitud hostil de la autoridad y miedo a la extorsión. Esto aunado a la descoordinación institucional, el deficiente acceso a servicios de calidad, desconocimiento de los servidores públicos para brindar atención adecuada a las víctimas, falta de acceso a un enfoque diferenciado y un inadecuado acceso a medidas de prevención, atención, asistencia y reparación,4 pone de manifiesto la gran problemática que existe en el país. Según cálculos realizados a partir de la información de la Encuesta Nacional de Victimización y Percepción sobre Seguridad Pública (ENVIPE) de INEGI,5 el tiempo medio en minutos, considerando la mediana6 de los datos para cada estado y a nivel nacional sobre el tiempo dedicado a denunciar un delito ante el ministerio público, se tiene que en México el tiempo medio de duración para denunciar un delito en 2014 fue de 119.08 minutos, es decir, prácticamente le toma dos horas denunciar a una persona que ha sido víctima de un delito. De 2010 a 2014 este valor ha mostrado una tendencia ascendente, tal como se puede apreciar en la gráfica 1. Dentro del país se observan resultados diversos entre las entidades. Durante el periodo comprendido entre 2010 y 2014 el valor mínimo fue de 51.98 minutos para Nayarit en el año 2011; y el valor máximo fue de 234.48 minutos, es decir, casi 4 horas para Puebla en 2010. Ante estas situaciones, resulta necesario diseñar e implementar mecanismos que coadyuven a que se garanticen plenamente los derechos de las víctimas del delito o de violaciones a sus derechos humanos, los cuáles están reconocidos en diversos tratados internacionales de los que México forma parte, así como constitucionalmente y en la propia legislación mexicana en la materia. La reciente Ley General de Víctimas (LGV)7 de observancia nacional, identifica una serie de principios que deben respetarse en la materia, MEXICO PEACE INDEX 2016 | Expert Contributions 82 tales como: dignidad; buena fe; complementariedad; debida diligencia; enfoque diferencial y especializado; enfoque transformador; gratuidad; igualdad y no discriminación; integridad; indivisibilidad e interdependencia; máxima protección; mínimo existencial; no criminalización; victimización secundaria; participación conjunta; progresividad y no regresividad; publicidad; rendición de cuentas; transparencia; y trato preferente8. • Seguimiento y control de la calidad de los servicios y satisfacción de las personas atendidas. Una de las estrategias que se puede implementar para el cumplimiento de dichas disposiciones es establecer un Protocolo de atención víctimas, que sirva como documento rector para todos los servidores públicos que intervengan, directa o indirectamente, en el proceso de atención a víctimas. En algunas entidades del país, como Oaxaca y Chihuahua, se han hecho importantes avances en la materia, principalmente para la los centros de atención para mujeres víctimas de violencia; sin embargo, resulta necesario brindar una atención diferenciada y especializada para todas las víctimas del delito y usuarios del sistema de procuración de justicia. Al implementar este modelo integral se estarían obteniendo diversos beneficios, en primer lugar, brindar un atención de mayor calidad y calidez a las personas víctimas de delitos y de violaciones de derechos humanos, evitando la doble victimización y brindando medidas de reparación y protección adecuadas; mayor coordinación e integralidad en los servicios prestados por los estados en concurrencia con los demás niveles de gobierno; e institucionalización de un nuevo paradigma de atención. La LGV considera que “las víctimas recibirán ayuda provisional, oportuna y rápida de acuerdo a las necesidades inmediatas que tengan relación directa con el hecho victimizante” (LGV, art. 8), por lo que se le deben de brindar distintos tipos de servicios y atenciones, como atención médica, psicológica y jurídica, transporte de emergencia, alojamiento transitorio, entre otros. De forma general, los principales elementos de este modelo son: • Adopción y desarrollo del Modelo Integral de Atención a Victimas (MIAV) • Servicio centrado en las necesidades de las personas: la “ruta de la víctima”, dejando el esquema tradicional centrado en el ministerio público, y pasando a un modelo de atención centrado en las necesidades concretas de los usuarios brindado por profesionales con la formación adecuada y especializada para atención de personas víctimas de delitos y de violaciones de derechos humanos. • Atención y cobertura de los servicios bajo la premisa “todo bajo un mismo techo”, en dónde los operadores y servicios van hacia al usuario y no viceversa. Esta modalidad de concentrar a los operadores en un mismo espacio evita que la víctima sea revictimizada al ser enviada de una dependencia a otra. Entre los servicios que se pueden brindar se encuentran: personal del Registro Civil, servicios de atención ministerial e investigación criminal a cargo de los ministerios públicos, policías y peritos, personal especializado que presten servicios de trabajo social, psicológico y médico, entre otros de acuerdo a las necesidades específicas detectadas. • Desarrollo organizacional e instalación de protocolos de atención diferenciada para grupos vulnerables, como adultos mayores, niños y niñas, personas con discapacidad, migrantes, indígenas y mujeres víctimas de violencia. • Certificación de las competencias del personal y de los servicios proporcionados por parte del municipio. Otra buena práctica que se puede adoptar para mejorar la calidad y calidez de los servicios de atención prestados a víctimas y usuarios, y considerando los recursos escasos con los que cuentan las dependencias de gobierno, es establecer un censo de capital social, para de esta manera establecer una red de organizaciones de la sociedad civil que coadyuven con los distintos servicios que prestan las dependencias dentro de la estructura gubernamental. En Morelos se documentó esta buena práctica, en la que se cuenta con una red que apoya a la Unidad de Medidas Cautelares (UMECA) de la entidad. Este esquema ha incrementado la cobertura, calidad, calidez y legitimidad de los servicios que se prestan bajo la coordinación de las autoridades estatales y ha demostrado ser sustentable y eficiente (hasta 60% menos oneroso que ampliar la estructura oficial de servicios). De forma general para implementar el modelo, es necesario realizar un censo de todas las organizaciones e iniciativas ciudadanas que operan en cada estado en beneficio de las personas; después establecer estándares de calidad; y seleccionar y apoyar a las mejores. En la figura 1 se pueden visualizar las fases para la integración de la red. 2. DIFERENCIAR Y FOCALIZAR LA POLÍTICA CRIMINAL En este eje tiene como objetivos, en primer lugar, terminar con la desproporción en la judicialización de casos, y en segundo lugar, despresurizar las prisiones en el país. Respecto al primer punto, se tiene que en México no se brinda una política criminal focalizada, ya que suelen llegar a juicio una gran cantidad de casos por delitos culposos y no violentos, en lugar de focalizar los recursos para sancionar los delitos de alto impacto que tanto alteran la seguridad ciudadana en el país. FIGURA 1. Fases para la integración de la red de organizaciones de la sociedad civil. • Seguridad y accesibilidad para las víctimas. • Vinculación con organizaciones de la sociedad civil. GRÁFICA 1. Tiempo medio para denunciar un delito en México 2010-2014 122 120 118.33 119.08 Diagnóstico de necesidades Procesos de Seguimiento y Evaluación OSC dentro de la Red 119.41 INTEGRACIÓN DE LA RED MINUTOS 118 116 114.47 Proceso de capacitación OSC 114 112 110 110.97 108 2011 Fuente: elaboración propia (2016) Proceso de selección de OSC Celebración de convenio de colaboración 106 2010 Identificación de OSC 2012 2013 2014 Fuente: elaboración propia (2015) MEXICO PEACE INDEX 2016 | Expert Contributions 83 A nivel nacional para 2014, el 50.94% de las penas de prisión para los sentenciados en sentido condenatorio por delitos de competencia local fueron de menos de tres años, lo que implica que las personas quedarán con antecedente penal a pesar de haber conmutado la sentencia privativa de libertad por una multa (sanciones menores de dos años) o bien haber recibido un beneficio como suspensión condicionada de la sanción o una prelibertad. En la gráfica 2 se puede observar la distribución porcentual de las sanciones penales en México por delitos de competencia local según el tiempo de prisión. En medida, esta situación ha ocasionado un aumento de las personas en prisión, sin que los ciudadanos nos sintamos más seguros. El sistema juicio, y trabajar de forma coordinada con la sociedad civil para incrementar la efectividad en el cumplimiento de las medidas cautelares y condiciones de suspensión de procedimiento a prueba. penitenciario en gran parte de los estados del país está sobrepasado en sus capacidades, lo que conlleva además una violación sistemática de los derechos humanos de las personas que se encuentran privadas de su libertad. Para el 2015, veintidós estados de la república se encontraban a más del 100% de su capacidad, y de éstas, trece se encontraban a más del 120%. En la gráfica 3 se puede apreciar la tasa de ocupación penitenciaria por entidad federativa en 20159: En la actualidad muchos delitos menores que podrían canalizarse a la justicia alternativa y que, con la vigencia del NSJP podrían ser objeto de la suspensión del procedimiento a prueba (en los estados en los que ya opera el sistema acusatorio esta figura llega a representar el 12% de los procesos concluidos en los juzgados penales), se llevan hasta las últimas instancias: la sentencia penal que genera sobrecriminalización dejando a personas que delinquen por primera vez con antecedentes penales, e incluso con Para atacar el problema de la sobrepoblación penitenciaria se han identificado tres buenas prácticas con alto potencial para coadyuvar en la despresurización de las prisiones: fortalecer el sistema de justicia alternativa, fortalecer y promover el uso de los servicios previos al TABLA 1. Personas en prisión preventiva en números absolutos y como proporción del número total de personas en prisión por delitos de competencia local 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Baja California 7360 8307 7340 6205 5709 4574 5176 5373 4888 4740 58.27% 60.19% 53.32% 47.00% 44.88% 37.77% 40.20% 39.90% 37.00% 36.86% 1222 1139 1224 1079 914 967 864 980 854 827 0.79% 0.64% Morelos GRÁFICA 2. Distribución porcentual de sanciones penales en México 2014 14.68% 16% 14% 13.02% 11.43% 12% 11.80% 11.00% 10% 8% 6.52% 6% 3.58% 4% 2.17% 2% 2.10% 0% <6 meses 6 meses a 1 año 1a2 años 2a3 años 3a4 años 4a5 años 5 a 10 años 10 a 15 años 15 a 20 años 20 a 25 años Más de 25 años Fuente: elaboración propia con información del Censo Nacional de Impartición de Justicia Estatal 2015 GRÁFICA 3. Tasa de ocupación penitenciaria por estado 2015 Fuente: elaboración propia con información de la CNS de la SEGOB MEXICO PEACE INDEX 2016 | Expert Contributions 84 la experiencia de la prisión preventiva que hará difícil su reinserción en la vida social y económica del país. Este cambio de paradigma implica una agenda de transformación de cada uno de los eslabones del sistema penal en los estados y ejes transversales de política criminológica. En esto sentido, la justicia alternativa a través de la aplicación de mecanismos alternativos para la solución de conflictos (MASC) representa una ventana de oportunidad en el tema. En 2014 se resolvieron 136,115 asuntos por justicia alternativa en el área de procuración de justicia; a través de estos mecanismos se trata de procurar justicia mediante acuerdos, en lugar de criminalizar conflictos incipientes y no violentos. En algunas entidades como Oaxaca y Baja California se han documentado buenas prácticas en la materia en sus órganos de MASC, obteniendo muy buenos indicadores de efectividad. Por ejemplo, la efectividad en la convocatoria en Baja California es del 86%, mientras que en Oaxaca fluctúa entre el rango de 65%-90%. El porcentaje de asuntos que se concluyen por acuerdo es 82.22% en Oaxaca y 86% en Baja California; mientras que la tasa de cumplimiento de acuerdos es de 72.5% en Oaxaca y 87% en Baja California.10 Otros estados como Morelos también han fortalecido el uso de los servicios previos al juicio, principalmente a través de la UMECA, que es una organización con autonomía técnica dedicada a: la obtención, verificación, y evaluación de información personal y de entorno social con el objetivo de enriquecer la argumentación jurídica, que informe la decisión judicial; y a dar seguimiento del cumplimiento de las medidas cautelares y las causales de Suspensión del Proceso a Prueba. A través de la UMECA se realiza evaluación de riesgos y seguimiento de las medidas cautelares y condiciones de suspensión, lo que enriquece la argumentación jurídica, permite a los jueces tomar decisiones más informadas y se impulsa el avance del derecho a la libertad durante el proceso. A través de estas instancias se están dando resultados positivos en la calidad y confiabilidad de la información, así como en el cumplimiento de las medidas (96% en Morelos). Además, se han instrumentado protocolos de calidad para la obtención de información que aporta al cumplimiento de los principios del NSJP como el desarrollo institucional de las salvaguardas del principio de inocencia y la calidad de la información en el sistema de audiencias, además de cumplir con objetivos como los de legalidad, imparcialidad, objetividad, subsidiariedad y confidencialidad. Actualmente la información con que cuenta los responsables de la procuración de justicia en muchas ocasiones se encuentra rezagada y fragmentada, lo que ocasiona que las acciones de prevención y reacción se realicen de forma intuitiva y poco objetiva. Ante esta situación resulta necesario contar con información completa y oportuna para diseñar e implementar de forma más eficaz y eficiente las acciones de reacción, prevención situacional (operativos) y social del delito. Estos centros se dedican principalmente a la detección de tendencias y patrones en la conflictividad en determinada área, a través de una mejora en los procesos de captura, sistematización y georeferenciación de la información sobre riesgos, incidentes, delitos y modus operandi a través de las denuncias, los reportes policiales homologados, reportes a cabina, reportes al 066 e incluso prensa, adicional a la información de los servicios de inteligencia que se instrumenten. Con la aplicación de estos mecanismos se pude observar que Baja California y Morelos han logrado mejorar sus indicadores penitenciarios. 3. MEJORAR LA CAPACIDAD DE INVESTIGACIÓN DE LOS MINISTERIOS PÚBLICOS El último eje prioritario que se aborda es respecto a la capacidad de investigación de los ministerios públicos para el esclarecimiento de hechos delictivos. Esto resulta imperante ante la situación de impunidad que se vive en el país, ya que la impunidad directa en homicidio doloso en el país para 2012 fue de 79.89%, es decir, de cada 10 homicidios que ocurren en el país, solo en 2 de ellos se condena a los responsables. A nivel estatal se tienen también cifras alarmantes en gran parte de las entidades. Morelos fue la entidad con mayor impunidad en 2012, mientras que Hidalgo fue la entidad con menor impunidad. REFERENCIAS BIBLIOGRÁFICAS Ley General de Víctimas (LGV), Nueva Ley publicada en el Diario Oficial de la Federación el 9 de enero de 2013, última reforma publicada DOF 03-05-2013 Se han identificado buenas prácticas para aumentar la efectividad en la investigación de los ministerios públicos, como es el desarrollo de modelos de gestión de causas para la investigación de casos con imputado desconocido que ha desarrollado Nuevo León. Estos centros de información e inteligencia para la prevención y la persecución del delito buscan mejorar la investigación criminal, aumentar la capacidad de respuesta efectiva, nutrir y focalizar las acciones de prevención y reducir las tasas de impunidad. PACHECO CUEVAS, Jaime Oswaldo. Manual de Implementación del Órgano Especializado en Mecanismos Alternativos de Solución de Controversias. Comité para la Evaluación y Seguimiento de la Implementación del NSJP de Corte Acusatorio. CASTAÑO DÍAZ, Héctor Marcos, y ZEPEDA LECUONA, Guillermo Raúl (coords.), México, 2016, 136pp. Programa de Atención Integral a Víctimas (PNAV) 20142018 del Sistema Nacional de Atención a Víctimas, 2015. GRÁFICA 4. Impunidad directa en homicidio doloso 100% 80% 60% 40% Hidalgo Tabasco Baja California Sur Distrito Federal Yucatán Campeche Querétaro Sonora Aguascalientes Tlaxcala Baja California Jalisco Chiapas Guanajuato Nayarit Zacatecas Oaxaca Quintana Roo San Luis Potosí Puebla Michoacán México Colima Veracruz Sinaloa Tamaulipas Coahuila Durango Nuevo León 40%- Guerrero 20%- Chihuahua 0% Morelos 20% 60%- Fuente: elaboración propia en base a la incidencia delictiva del SESNSP y de las Estadísticas Judiciales de INEGI MEXICO PEACE INDEX 2016 | Expert Contributions 85 APUNTES SOBRE MANDO ÚNICO Y DESARROLLO POLICIAL “MANDO ÚNICO” AND POLICE DEVELOPMENT María Elena Morera Mitre, President, and Juan Pablo Arango Orozco, Researcher, Causa en Común Mexico’s municipal police forces have historically been plagued by corruption, infiltration by organized crime and a lack of capacity. To address these problems, the federal government has proposed a reform known as “mando único”, which would eliminate all of the municipal police forces and unify control at the state level. This essay analyzes the strengths and weaknesses of the proposed reform. Some of the strengths are the creation of standardized protocols and certified police forces. However, María Elena Morera Mitre, President of Causa en Común, and Juan Pablo Arango Orozco, Researcher at the organisation, argue that the new protocols are not clear and the implementation of the police development system approved in 2009 has not yet been accomplished. A study led by Causa en Común shows that 15 states do not cover the minimum criteria in police development and have used federal subsidies discretionally. The authors argue that changing the government bodies in control will not solve the problem unless a new model of policing is introduced in which the forces serve citizens rather than organized crime. The authors suggest that before discussing “mando único” as the best option, it is important to ensure that state governments are capable of implementing the current policies, such as offering capacity development and career opportunities to police. La Policía Estatal Única es la iniciativa del Gobierno La iniciativa presidencial básicamente consiste sería absorbida por la policía estatal a través de de la República que se busca reposicionar en que las Policías estatales atraigan el control un mecanismo no decidido aún, pero que ya ha como solución a los problemas que aquejan de las Policías municipales por considerarse, en sido ensayado integrando mandos “certificados” históricamente a las instituciones policiales como la iniciativa presidencial, el eslabón más débil designados desde el gobierno del estado. son: la corrupción, la infiltración por el crimen de la cadena de seguridad pública, lo que les También dicen que servirá para cristalizar un organizado y la falta de capacidades para dar impide realizar apropiadamente las tareas que modelo nacional de la Policía con leyes y procesos resultados contra el delito. Trata de achacar tienen asignadas. El presidente Enrique Peña operativos homologados. Hasta ahí suena como esa situación, principalmente, a la debilidad Nieto “plantea reformar siete artículos de la algo lógico, positivo y útil. El problema es que esa manifestada por las Policías Municipales. Esta Constitución —21, 73, 104, 105, 115, 116 y 123—, y versión representa sólo una parte de la historia iniciativa está en la mesa desde el sexenio anterior, argumenta que estos cambios permitirán una mejor y no contempla las dificultades que una versión pero no había sido considerada hasta que, luego coordinación entre autoridades para combatir a la operativa de esta naturaleza podría generar. Se de la desaparición de 43 jóvenes a manos de delincuencia”14 y evitar crímenes como el de Iguala. concentra principalmente en un cambio gerencial autoridades municipales en Iguala, Guerrero, en Desde la asignación de mandos por parte de la sobre los responsables de la toma de decisiones septiembre de 2014, el presidente Enrique Peña Policía estatal, hasta la disolución de poderes en pero no considera aspectos trascendentes como Nieto, la retomó como respuesta a la situación que el municipio para que el control sea tomado por el el Sistema de Desarrollo Policial que está en la atraviesan estas instituciones. Esto ha abierto la gobierno estatal o federal, pretende establecer un ley desde 2009 y que según datos de Causa en puerta a un debate nacional acerca de la policía conjunto de reglas orientadas a recuperar el control Común, no ha sido cumplida en su totalidad por lo que queremos. Ha puesto sobre la mesa las de la seguridad en aquellos municipios cuyas menos en 25 estados. iniciativas de otros partidos, como son el Partido autoridades hayan sido rebasadas por el crimen. Acción Nacional11 (PAN) y el Partido de la Revolución No obstante, la idea de fondo es desaparecer a las Democrática (PRD) y que abogan por un cambio mil 800 policías municipales del país para dar paso que en esencia, busca lo mismo –fortalecer a los a 32 policías estatales con control de la seguridad organismos policiales-.Por último, está la iniciativa sobre todos los municipios. Esto fue acordado en la del Partido del Trabajo (PT)iii, la cual privilegia el Conferencia Nacional de Gobernadores a principios fortalecimiento del municipio y sus policías. No de enero de 2016, aunque las posturas han variado obstante, a diferencia de la iniciativa impulsada y están sometidas a la discusión política, como se por el presidente, las otras están más abiertas a verá más adelante. 12 un modelo mixto y tratan de dar respuesta a los cuestionamientos de especialistas, organizaciones civiles y sociedad en general, como se explicará más adelante. Cabe señalar que el desarrollo policial consiste en el para la consolidación de instituciones policiales estructuradas y reforzadas alrededor de su capital humano en los ejes principales de: carrera policial, profesionalización, certificación integral y régimen disciplinario, los cuales están contemplados en la Ley General del Sistema Nacional de Seguridad Pública como parte esencial de la modernización de Entre las supuestas bondades del mando único, las autoridades destacan la posibilidad de reducir la infiltración del crimen organizado en los municipios mediante la disolución de la Policía Municipal, que entramado de reingeniería organizacional pensado la Policía en México. En el Semáforo de Desarrollo Policial 2015, realizado por Causa en Común A.C. se detectó que la mayoría MEXICO PEACE INDEX 2016 | Expert Contributions 86 de las Policías estatales, 15 para ser exactos, no saberse por qué no lo hizo. Además, en 2011, el excepciones. Significa que un policía se considera cumplen con los criterios mínimos establecidos gobierno de ese estado no pudo comprobar los capacitado y listo para el servicio con tan solo por la federación en materia de desarrollo policial. gastos del FASP por 238 millones de pesos, de seis meses de formación en un instituto de Es decir, desde que se acordó que el desarrollo un monto de 258 millones que había recibido16. dudosa calidad académica, con una disciplina policial sería el piso de partida para crear Policías Tan solo en el reporte de gastos publicado por el laxa y sin tener conceptualizada la trascendencia profesionales y dignas, hace aproximadamente 6 Secretariado Ejecutivo del Sistema Nacional de e importancia de su rol dentro de la sociedad. años, los gobiernos de los estados han ocupado Seguridad Pública, se reconoce un subejercicio Implica que si un policía se ve envuelto en una los recursos de fondos federales adicionales a su de 5.9% de los recursos para el mismo periodo, situación donde tuvo que usar su arma para propio presupuesto, para, supuestamente, crear lo que equivale a dos mil 624 millones 90 mil proteger su vida o la de otros, existen muchas y generar estos estándares. Ellos se deberían 524.06 millones de pesos, de los 43 mil 884 posibilidades de que su institución no lo apoye reflejar en el desarrollo de estrategias para el millones 952 mil 354 pesos que recibieron jurídicamente y sea abandonado a su suerte, sobre cambio organizacional de la policía como son: en esos cinco años consecutivos. Y esto no todo cuando la situación es polémica. Significa profesionalización, certificación y acreditación, el considera que esos recursos fueron ejercido en la que, si ese policía quiere estudiar y crecer régimen disciplinario y la creación de un sistema opacidad, sin controles precisos, que tienen varias profesionalmente, solo en pocos estados podrá de carrera policial. observaciones en las auditorías realizadas por la acceder a un proceso institucionalizado para subir ASF, donde se señala la carencia de mecanismos de rango o de nivel a menos que se someta a las contables que permitan conocer claramente necesidades e intereses del mando -sean legales el destino de los recursos, pues en variadas o no-, para poder aspirar a un ascenso, ya que no ocasiones se transfirieron a otras cuentas, no hubo hay estructura o medio que sirva para reconocer a registros de cheques expedidos, o simplemente los mejores agentes. Dichos ejes de trabajo están mandatados por la Ley General del Sistema Nacional de Seguridad Pública y son operados por su Secretariado Ejecutivo a través del diseño de lineamientos y estándares que deben, hipotéticamente, ser materializados por cada una de los organismos policiales del país a fin de modernizar las Policías en diversos ámbitos, como son: el equipamiento, la actualización de tecnologías, cambios en las leyes y reglamentos y principalmente, en la mejora de las condiciones laborales y materiales de los recursos humanos que integran estas instituciones. Para lograrlo, el Gobierno de la República ha creado y otorgado, desde hace más de 10 años, fondos de apoyo para generar estas condiciones15. Los fondos usados son: el Fondo de Aportaciones a la Seguridad Pública de los se ejercieron para gastos distintos a los fines previstos. En una valoración al FASP que Causa en Común realizó en alianza con el Instituto Mexicano de la Competitividad, se recomienda transparentar el ejercicio de los recursos mediante la creación de un catálogo de gastos donde se precise aquel que quede protegido bajo los criterios de “seguridad nacional”. También solicitan crear un comité de ante ellos. que representa la base para la construcción de el Subsidio para la Policía Acreditable (SPA). Para instituciones confiables: el desarrollo policial, 20 2016, se desaparece el SUBSEMUN y da paso al entidades carecen de Comisión de desarrollo FORTASEG, acrónimo del Subsidio a los Municipios policial o la que hay no funciona conforme a y Demarcaciones territoriales del Distrito Federal lo previsto, 12 no cuentan con reglamento del y, en su caso, a las Entidades Federativas que servicio profesional de carrera y 13 no han tenido ejerzan de manera directa o coordinada la función ascensos en los últimos 3 años. Esto indica que la de seguridad pública. La idea de este cambio seguridad en México sigue siendo más un tema es fortalecer la profesionalización de policías de interés político, de la administración de los municipales y abrir paso a la posibilidad de que el riesgos que representa el crimen, que de efectivo recurso sea ejercido con los criterios del mando interés por desarrollar capacidades técnicas y único. compromisos para fomentar la lealtad institucional policías en todo el país, hasta noviembre de 2015, es totalmente válido preguntarse si podrán asumir el control administrativo y de la carrera policial de otros 132,691 policías municipales más. Y si a esto añadimos la incapacidad manifiesta de entidades como Michoacán, Tamaulipas, Veracruz o Guerrero, donde la policía estatal y municipal ha sido más que rebasada y está bajo control de la federación a través de la Policía Federal, el que permitan mejorar el combate al delito en las entidades y la seguridad de los ciudadanos. Ejército y la Marina ¿Qué va a pasar cuando en esas entidades dichas autoridades se declaren incompetentes para hacer sus funciones? ¿A quién van a llamar? Se genera esta duda por los graves casos de presuntas violaciones a derechos humanos La situación señalada implica que las Policías estructural por la que atraviesan desde hace años. Estatales aún tienen serias dificultades para Consolidar una buena Policía, definitivamente diseñar e implementar los procesos básicos cuesta mucho dinero, sin embargo, que un policía debe experimentar a lo largo de independientemente de tener un programa de su carrera, lo que genera que sus integrantes financiamiento que permita ejercer más recursos, carezcan de certidumbre sobre su permanencia y lo que hemos visto es una mala administración su crecimiento profesional, así como de incentivos de ellos y una falta de capacidades técnicas para para el buen desempeño de sus funciones. Peor diagnosticar necesidades, tomar decisiones y dar aún, miles de policías carecen de protección seguimiento a resultados. jurídica institucional para ejercer su derecho a para fines distintos a los designados sino también un poco más de dinero o bien, para los más de fuerza que según el SESNSP asciende a 127,630 sistema policial que permita erradicar la situación años han reportado no solo desvío de recursos la necesidad de conservar el empleo, de ganar técnicamente capaces de cubrir su propio estado Común reveló que tan solo en términos de lo los estados para fortalecer sus policías, todos los compañeros, que principalmente se repiten por Y si los gobiernos de los estados no han sido Delegaciones del Distrito Federal (SUBSEMUN) y formaron la triada de las aportaciones federales a con la corrupción en los mandos o entre sus policías estatales de México al día de hoy. incumplimientos y pueda promover sanciones para la Seguridad Pública de los Municipios y las El FASP, el SUBSEMUN y el SPA, que hasta 2015 a trabajar, además de las conocidas experiencias confiere. Esa es la situación en la que viven los por las entidades, con el objeto de que verifique A nivel jurídico, la investigación de Causa en consolidar, ni con sus propias corporaciones, un en que miles de policías estatales salen cada día retorcidos, abusar del poder que la autoridad les seguimiento al gasto del FASP comprometido Estados y el Distrito Federal, (FASP), el Subsidio Sin embargo, los estados no han logrado Entre otras, tales son algunas de las condiciones ocurridos recientemente en México, entre los que destacan la desaparición de 43 estudiantes en Iguala Guerrero, a manos de policías municipales y estatales, ocurrido en 2014. De igual forma, la desaparición de5 jóvenes a cargo de policías estatales de Veracruz, en el municipio de Tierra Blanca a principios de 2016. Pues incluso en el segundo caso mencionado el comando a cargo de los agentes responsables, era un policía que no defenderse cuando son imputados por violaciones a su régimen disciplinario. Es decir, viven en un estado de permanente indefensión. Su institución no los cuida y por el otro lado, la sociedad los pasó sus pruebas de control de confianza y aún seguía en el cargo. La situación actual produce entonces la necesidad de preguntar ¿Qué tan cierto es el argumento margina. de que las Policías Estatales cuentan con la infraestructura y las capacidades como para importantes sub ejercicios. Por poner un ejemplo, Para comprender esto de una manera sencilla, Michoacán, en el periodo de mayor gravedad significa que hoy en día si un policía pierde del fenómeno delictivo (2009-2014), dejó de la vida en el cumplimiento del deber, es muy ejercer el 31.6% de los fondos que recibió, lo que probable que su familia quede en el desamparo equivale a 490 millones de pesos sin utilizar y sin y no reciba ni una indemnización, salvo contadas acoger las funciones de los municipios? ¿Qué garantías tenemos de que las policías de los estados no sufrirán infiltraciones del crimen? Así como, según las autoridades, es más fácil coordinar a 32 Policías estatales que a 1,800 MEXICO PEACE INDEX 2016 | Expert Contributions 87 municipales, se puede inferir que para el crimen haciendo esto de conformidad con procedimientos de una entidad o un municipio no alcancen los organizado sería más fácil ponerse de acuerdo con estandarizados, libres de injerencia política, la requisitos cuantitativos de población o estado 32 mandos estatales, que con 1,800 municipales. situación del personal en un contexto de mando de fuerza establecidos en la ley, o no satisfagan Y esta preocupación adquiere dimensiones más único se agravará porque la selección de mandos estándares mínimos de eficiencia”20. Y la propuesta reales cuando recordamos los antecedentes sin el perfil adecuado genera descontento entre el más reciente es del PT. Se centra en 3 líneas de históricos que tenemos de policías formando y personal que muchas veces está mejor capacitado. trabajo: 1. Fortalecer a las policías, en particular las hasta liderando las filas del crimen. También provocará que se siga reproduciendo municipales, 2. Fortalecer criterios de elegibilidad una toma de decisiones sin fundamento técnico de representantes federales y locales y fortalecer (y esto incluye a los militares. La función de un municipios con recursos para respaldar la policía, salvo por el manejo de armas, es muy infraestructura y personal policial. El problema, en todo caso, no es solo un asunto de mandos o de coordinación, sino también de la indefinición en la que se encuentra la necesidad de modelar la Policía que queremos y construyamos en ese sentido. En principio, se espera que sea útil a las demandas de la comunidad; que sea un modelo en el cual podamos confiar y no al cual, por su naturaleza represiva y lejana al interés civil se le tema incluso más que a los propios delincuentes, tal y como sucede en la actualidad en varias regiones del país. distinta a la de un militar). Incrementará el riesgo en las condiciones laborales y no dará oportunidad de que los problemas de delito que son únicos tomar la propuesta contenida en las iniciativas del PAN y PRD, que en esencia permite dejar algunos estados con mando único y otros no. Depende de la implementación de procesos administrativos y operativos que consoliden las condiciones profesionales de los policías, que constituyan incentivos para mantener la lealtad a la entre pares, impulsar el reconocimiento a la importancia de sus funciones, crear condiciones para que los policías valoren y muestren la trascendencia así como el impacto que su trabajo tiene sobre las condiciones de la sociedad. Implica también que la policía se democratice, entendido esto como la integración de mejores controles internos y externos, sociales e institucionales, donde la participación de la comunidad tenga mayor peso en el diagnóstico de la situación y en la difusión de resultados. Y el desarrollo policial es justamente la punta de lanza para construir estas circunstancias. Sin embargo, debido a que la Policía sigue siendo capacidad técnica y metodológica para el análisis de información delictiva que sirva como guía para perfilar la toma de decisiones. que las autoridades cumplan la ley vigente, esa policías mediante la creación de instrumentos como es la carrera policial y las unidades de desarrollo policial. Es importante ponernos de acuerdo sobre la Policía que queremos, realizar un debate serio que nos permita delinear una reforma policial propuestas: la de la CONAGO, que implica el desarme temporal de 1800 policías municipales, acercamiento a tareas de proximidad y 32 policías estatales para “un mejor” combate al crimen organizado, la cual proponen, sea de carácter “temporal”17; la segunda es la del Gobierno de la República, que propone leyes concurrentes entre federación y estados, la desaparición de las 1800 policías para la creación de una policía estatal única y que el estado asuma total o parcialmente las funciones del ayuntamiento cuando se detecte infiltración del crimen organizado; la tercera, del PAN, es la llamada por ellos mismos “flexible” y que consiste en la creación del Instituto Nacional de Seguridad Pública y el Instituto Nacional de Ciencias Forenses, los cuales funcionarían para diseñar, coordinar y supervisar los mecanismos de intervención y colaboración entre las Policías, En materia de certificación, deseamos que garantice su realización no solo en términos que les dota de las facultades para reformar a sus Por ahora el debate gira en torno a cinco comunicación. Esto implica promover el respeto las políticas de seguridad. Que además goce de la policiales confiables y profesionales, sería deseable los salarios o las prestaciones. Para mantener la como la transparencia, la confianza, la lealtad y la la supervisión civil se integre de manera natural a como la mejor opción para la creación de cuerpos acorde a nuestras circunstancias y necesidades. organizacional que fomente valores fundamentales la creación de estándares profesionales, en el cual En suma, antes de considerar al mando único institución y ello no es un tema que solo implique lealtad a una institución se requiere una cultura homologar capacidades y habilidades a través de las características específicas, en términos de abordadas para comprender el delito. decide o no el mando único, o bien, o si se decide en primer lugar por un proyecto destinado a que la naturaleza del delito tiene de acuerdo a ha descuidado lo fundamental: la construcción homologarse en su conjunto sin importar si se creemos que ese modelo policial debe pasar estatales sin considerar las particularidades contexto de las múltiples causas que deben ser depende solo de las leyes, las cuales requieren largo plazo. En esencia, desde Causa en Común, posiblemente se intentarán crear estrategias inventar el hilo negro en sus fuerzas policiales, pero de instituciones sólidas. Esa condición no democrática un modelo de policía que sea útil a adecuadamente. Esto último, debido a que muy oportunidades para delinquir, que existen en el con la participación de especialistas y miembros de la sociedad civil a fin de definir de manera para cada municipio, puedan ser diagnosticados El estado mexicano lleva veinte años queriendo Lo ideal es que, a través de una discusión seria, del control de confianza, sino que incluya el desempeño y las habilidades y destrezas, para fortalecer las condiciones operativas de la Policía. Para lograr esto se requiere fortalecer el papel del Secretariado Ejecutivo del Sistema Nacional de Seguridad Pública para dotarle de mayor autonomía de funciones y de ser posible, con capacidades para sancionar a quienes incumplan los compromisos en materia de las políticas institucionales del ramo. Se necesita también que la estrategia de los gobiernos de los estados sea clara e incluya mecanismos para transparentar el uso de los recursos. Además, como una adición a la certificación, se debe añadir la necesidad de crear estándares que certifiquen a las instituciones, no solo a las personas. En suma, para cualquier modelo que se adopte, es necesario que tanto ciudadanía como el Secretariado Ejecutivo del Sistema Nacional de Seguridad Pública desarrollen un proceso de verificación y certificación de las condiciones institucionales requeridas como piso mínimo, para que una agencia policial pueda desempeñar sus funciones de manera adecuada. En todo caso, la crisis de seguridad que hoy viven varias entidades de la República y la propuesta del presidente en este tema representan una oportunidad histórica más un instrumento del poder político, usado a así como la profesionalización de los servicios conveniencia de mandos elegidos por un perfil más periciales del país. Esta propuesta, a diferencia un modelo policial adecuado para México en el político que técnico, que dependen directamente de las otras dos, incluye también la creación que se dé importancia a la democratización y de las decisiones de la autoridad política y no del Servicio Nacional de Carrera Policial, que profesionalización de las policías y que, a su vez, tanto de sus resultados por los servicios ofrecidos establecería la reglamentación para los procesos esté encaminado a acercarse a la ciudadanía para al ciudadano, no se observan condiciones de “elección, ingreso, formación, permanencia, generar corresponsabilidad respecto a los temas de que favorezcan una modificación a ello con la evaluación, reconocimiento y certificación de inseguridad y desarrollo policial. instauración del mando único. Por ello, creemos que personal de instituciones de seguridad pública”18. con el mando único se acentuará esa circunstancia. para en el Congreso en la discusión para definir Es imperativo que las propuestas y la solución de Por su parte, el PRD se pronuncia por una “reforma modelo que se consolide en el Congreso tengan profunda” en la que se preserve "un papel en como centro las necesidades del ciudadano materia de seguridad pública para los municipios, mediante el reconocimiento de las deficiencias la definición de estándares policiales, así como en los servicios que la Policía oferta. Pues, sin una el establecimiento de un organismo certificador Policía donde los ciudadanos intervengan para nacional de los cuerpos policíacos.”19 Además, supervisar, proponer y conocer, será muy complejo Si no se considera la generación de criterios proponen que existan esquemas de mando único lograr la legitimidad y la eficacia que México profesionales para perfilar los puestos de mando, parcial o total “cuando las corporaciones policiales necesita de sus corporaciones. Además, siguiendo la línea del interés político, es más fácil, hoy en día, para un gobernador, dejar la responsabilidad de la seguridad en manos de la federación que aceptar sus omisiones o carencias en la materia. MEXICO PEACE INDEX 2016 | Expert Contributions 88 LOS PLANOS PARA LA CONSTRUCCIÓN DE LA PAZ A NIVEL LOCAL A MAP TOWARDS BUILDING PEACE AT THE LOCAL LEVEL Francisco Rivas, Director General, Observatorio Nacional Ciudadanot In this essay, Francisco Rivas, who leads the network of 15 National Citizen Observatories in Mexico, describes the challenges and opportunities that come with measuring violence in the country. Information, Rivas writes, provides the knowledge required by governments in devising methods of protection and crime prevention strategies. Accurate data allows them to make better policy, counter organized crime and identify peoples’ needs. This essay argues official data lacks both quality and reliability, and Mexico needs to develop a system that encourages its reporting, transparency and accountability. Citizen engagement, advocacy and the introduction of transparency laws are needed to guarantee stakeholders are working with data that accurately reflects Mexico’s circumstances in order to improve them. En las últimas dos décadas México ha captado carecen de indicadores precisos para medir los el comportamiento delictivo y la violencia la atención internacional debido a los altos avances y retrocesos. Por esta razón, el Índice podemos desarrollar distintas acciones sociales índices de delitos violentos como secuestros, Global de Paz es una aportación importante para enfrentarlos o para protegernos. Este es el extorsiones presenciales, lesiones violentas, para describir un fenómeno complejo, más allá caso de la creación de comités vecinales que homicidios dolosos y feminicidios. Un muestra de la mera intuición. Desde esta perspectiva, coadyuvan para una mejor protección de los de ello es que durante dicho periodo varias hay que tener presente que los indicadores hogares; la identificación estratégica de rutas ciudades mexicanas han ingresado a la permiten medir y evaluar los esfuerzos que se y horarios seguros para transportar mercancías lista de las ciudades con las mayores tasas llevan a cabo frente a las problemáticas que o para establecer negocios por parte de los de homicidio por cada cien mil habitantes, se presentan. Por ende, si no contamos con posicionándolas como algunas de las urbes indicadores precisos y confiables no podemos comerciantes; la toma de decisiones para las más violentas del mundo. analizar exhaustivamente qué tanto y cómo Sin embargo, el fenómeno de la violencia va hemos avanzado en pacificar la realidad social. inversiones de los empresarios para evitar riesgos de diversa índole; la elección de rutas para ir a la escuela o al trabajo, así como de lugares para salir de noche y de parques para más allá del número de homicidios, incluye La base para que los indicadores sean acciones menos reconocidas y visibles que confiables es que estos se nutran de van desde la violación a derechos humanos, información fidedigna y homogénea, pues sin la abierta agresión del Estado hacia sus esta solo se obtiene una fotografía imprecisa ciudadanos -ejemplos son las desapariciones o abiertamente falsa de lo que sucede forzadas, la falta de acceso a la justicia y las cotidianamente. Desde esta perspectiva, asimetrías que en esta materia se manifiestan el compromiso para mejorar los índices de este plano es donde inicia la cadena de la por juicios justos, las agresiones dirigidas violencia deben pasar por un trabajo sólido prevención del delito. a reprimir la libertad de expresión-, hasta para desarrollar sistemas que fortalezcan la las agresiones y violencia de privados que denuncia ciudadana, la transparencia y la pueden ser en el espacio público o en la rendición de cuentas. intimidad del hogar. pasear perros; entre otras tantas acciones. Lo anteriormente descrito evidencia que las personas que están informadas son más propensas a protegerse a si mismos, a sus familias y a sus negocios. Justamente en Simultáneamente, la información sobre los fenómenos mencionados le permite a la autoridad generar políticas de prevención No importa el cristal con el que se mire, la del delito, de reacción y desmantelamiento Sin lugar a dudas, medir la violencia es un información fidedigna es de utilidad para de bandas, de capacitación sustantiva de ejercicio complejo pero necesario. Esto se debe la sociedad y la autoridad. Simplemente su personal, de políticas de readaptación a que difícilmente se puede combatir algo que recordemos que si contamos con información social, así como identificar los requerimientos se desconoce como fenómeno y del cual se útil para entender las problemáticas sociales, necesarios y el uso de los recursos públicos MEXICO PEACE INDEX 2016 | Expert Contributions 89 respectivos. Con base en este argumento evaluar a los funcionarios y generar una genuina Economía y la Paz. Lo que hemos insistido desde es un hecho que los compromisos por una rendición de cuentas en la materia. No basta hace años, es que la información pública con información de calidad, por la transparencia con decir que “la delincuencia va bajando” o la que trabajamos en México, pese a algunos y por la rendición de cuentas deben guiar el que “estamos mejor que en los últimos diez esfuerzos aislados por fortalecerla, sigue actuar de la autoridad. años” si no somos capaces de demostrar que en siendo de muy mala calidad, por lo que tomar verdad está sucediendo. los datos sin analizar su procedencia, nos lleva Lamentablemente, tanto el Observatorio Nacional Ciudadano (ONC) como cada uno De esta forma, las acciones de los observatorios de los miembros de la Red Nacional de locales son el primer paso para la construcción Observatorios hemos podido corroborar de la paz, tal como lo es el Índice de Paz México que la calidad de la información en el país 2016, que presenta el Instituto Para la Economía que se utiliza para generar indicadores de y la Paz. resultados, continúa siendo muy deficiente. Hemos identificado que en varias entidades todavía existen funcionarios que mal registran e informan o que abiertamente manipulan la información para ocultar fallas, falta de avances o hacer parecer que la situación está mejor de lo que en realidad se encuentra. Aunado a ello, a conclusiones equivocadas. El Índice de Paz un excelente instrumento que debe ser fortalecido y que tendrá impacto una vez que nuestras autoridades cumplan con su deber sustantivo: gobernar apegados a la norma y rendir cuentas por su actuar. Sin embargo, en México quien genera la estadística criminal para la creación de los planos para la construcción de la paz es la autoridad de los diferentes niveles. Lamentablemente, parece que aún no han entendido la importancia de Para que esto se logre necesitamos contar con dos leyes fundamentales para conocer, medir y evaluar el desempeño de nuestros gobernantes: la Ley de Archivos y la Ley de Responsabilidades de los Servidores Públicos. La Ley de Archivos contar con información válida. es una iniciativa que desde hace más de una hemos encontrado importantes asimetrías en Esto es un problema para quienes trabajamos década espera ver la luz. Es una iniciativa los procesos y mecanismos de transparencia de con la información pública como los fundamental para que la Ley de Transparencia la información pública que generan una serie de observatorios y el Instituto para la Economía y la sea efectiva ya que establecerá qué información incentivos para llevar a cabo malas prácticas, ya Paz. No podemos ignorar cómo afecta que las debe ser resguardada y cómo debe ser tratada. que se suele premiar a aquellos que informan autoridades no generen información del todo inadecuadamente a la sociedad. válida y comparable para la creación del Índice, En el ONC creemos firmemente que para construir la paz en nuestras comunidades, primero, necesitamos entender integralmente lo que está sucediendo para cambiarlo. Por lo tanto, mientras sigamos teniendo autoridades poco comprometidas en esta materia, difícilmente podremos mejorar las condiciones de seguridad del país. El trabajo de los observatorios locales y del Instituto para la Economía y la Paz ya no sólo que como todos, tiene fortalezas y debilidades. es la creación de planos para mejores políticas La fortaleza principal de esta aportación ciudadana radica en que utiliza una metodología seria, replicable y transparente que busca de Derecho. No obstante, su debilidad es que se construye a partir de información pública ello, no podemos continuar permitiendo más daño a las víctimas y que, en ocasiones, han observatorios locales certificados que se obstaculizado la publicidad de la información por denomina Red Nacional de Observatorios de considerar que les afecta. federativas para la creación de los planos necesarios para la construcción de la paz. Para alcanzar dicho objetivo, estos observatorios trabajan directamente con las autoridades locales, analizan la calidad de las bases de datos considerando los criterios y metodologías implementadas para su construcción; solicitan los cambios pertinentes; le dan seguimiento mensual a las tendencias de los delitos de alto impacto; georeferencian ciertos ilícitos para identificar cuáles son las zonas más seguras e inseguras y por qué. Este trabajo incluye generar información pública y accesible tanto para la autoridad como para la ciudadanía a través de los Reportes de delitos de alto impacto. De esta manera, los observatorios trabajan en dos vías: comparten con las autoridades los datos para generar los diagnósticos base para la prevención y las autoridades con evidencia y argumentos México y la sociedad han cambiado y, por generalizado la corrupción, que han dificultado red que hasta el momento cuenta con 15 ámbito municipal y comunitario de 9 entidades procesos. Esto es fundamental para exigirle a que mejoren y transparenten su actuar. generada por las instituciones que han el acceso a la justicia y la reparación del red lleva a cabo importantes esfuerzos en el ahora necesitamos generar herramientas para evaluar la calidad de los materiales y explicar y medir la debilidad de nuestro Estado Debido a ello, el ONC ha desarrollado una Seguridad. Cada uno de los miembros de esta públicas en búsqueda de la paz, puesto que simulación e impunidad si queremos un país seguro, justo y pacífico. En el ONC analizamos mensualmente las tendencias de las averiguaciones previas y carpetas de investigación que las instituciones de procuración de justicia presentan públicamente sobre los delitos cometidos en su entidad. Periódicamente, reconocemos y enfatizamos que los rankings construidos a partir de información pública deficiente castigan a las entidades que hacen el mayor esfuerzo por presentar datos apegados a la realidad (como aparentemente sucede con Nuevo León y Baja California) y premian a aquellas que mal informan (como es el caso de Nayarit y Veracruz). Por ende, lo más negativo y preocupante es que las autoridades usan la información para autolegitimarse, perpetuar políticas inefectivas que violan derechos humanos y promueven una imagen falsa de las condiciones de la entidad como muestra la siguiente nota informativa: Nayarit uno de los estados con bajo índice de impunidad. reducción de los delitos para trabajar de la mano No desestimamos la creación de este tipo con la policía y las procuradurías; mientras que a de índices sino todo lo contrario pues la par mantienen informadas a las personas para representan esfuerzos necesarios y oportunos que tomen las decisiones más adecuadas para de organizaciones como el Instituto para la MEXICO PEACE INDEX 2016 | Expert Contributions 90 NON-DISCRIMINATION OF INDIGENOUS PEOPLE IN MEXICO: A COMPONENT OF POSITIVE PEACE Alberto Diaz-Cayeros, Senior Fellow, Center for Democracy Development and the Rule of Law, Freeman Spogli Institute for International Studies, Stanford University Like many indigenous peoples, indigenous Mexicans still face inequalities and disenfranchisement. This essay looks at the wage gaps between indigenous and nonindigenous Mexican men and women, highlighting the states that have the best and worst ratios in earnings. Every state in Mexico faces some earnings gap, which serves as a proxy for discrimination, either based on gender or indigenous identity. An important element of positive peace is the vulnerable to poverty because they lack at not be surprising to find that there are some acceptance of others, particularly those from least one basic public good such as sewerage, regional and sectorial differences incomes different religions, nationalities or ethnicities. electricity, health, social security or schooling. depending on occupation or economic activity. In many countries a concrete way to measure acceptance as a positive peace dimension is the absence of discrimination against foreigners or immigrants. Central American immigrants all too often suffer from discriminatory practices in Mexico. But the most salient form of discrimination in the country is not necessarily towards foreign immigrants, but against its own original peoples. The most persistent poverty in Mexico is found precisely among its indigenous peoples. Notwithstanding the 21 recent empowerment of indigenous peoples throughout Latin America (with political representation and legislative recognition of their The difference between incomes of indigenous and non-indigenous wage earners, according to the 2010 Census collected by INEGI, can be seen But all of these variations in labor conditions can be observed and measured, and therefore controlled for in measuring income differences. in Table 1. States are ranked according to the Given that innate talent is not differentially relative size of the unconditional gap in average distributed across ethnic groups, if a residual wages for both men and women, according to systematic difference is found in the earnings whether they self-ascribe as indigenous. These of indigenous and non-indigenous peoples, unconditional income differences (that is, not controlling for differences in skills, human capital taking into account differences in life cycle, and other observable circumstances, it is quite human capital, family structure and other socio- likely that the remaining differential is driven demographic variables) are very large. These differences are, however, not quite a measure of ethnic discrimination. by social exclusion and discrimination. The comparison has to be done in a counterfactual framework, estimating what the income would be of an equivalent individual that is indigenous, ethnic rights), the labor income gap between Indigenous peoples have historically lacked equivalently educated indigenous and non- equivalent educational opportunities, compared had he or she not been indigenous.26 indigenous workers in the region is somewhere to non-indigenous citizens. Therefore they between 27 and 57 percent.22 Discrimination possess less years of schooling and have In a preliminary effort to provide a methodology accounts for much of this income differential. lower measures of education attainment. A The extreme poverty rate among the population that speaks an indigenous language in Mexico, according to CONEVAL, the agency in charge of poverty measurement, is 38 percent. This 23 is four times larger than the 9.8 percent of the population classified as extremely poor in 2012. According to this agency, only a fifth of Mexicans can be considered to be neither poor, nor vulnerable of falling into poverty.24 But for Mexicans who speak an indigenous language, and some insights about how to calculate large part of the incidence of poverty among indigenous peoples is related to this lack of human capital. Although discrimination might be behind different educational opportunities, in is important to calculate the income gap controlling for human capital formation. In a society with positive peace, indigenous ethnic identity should not be a disadvantage in labor markets, compared to equally qualified workers, compared across the same education levels. ethnic discrimination as a component of positive peace in Mexico, a matching estimation was performed.25 The matching method takes advantage of the extremely large sample size of the Mexican census sample (10 percent of the population) in 2010, which allows for the comparison of incomes in counterfactual individuals that have exactly the same characteristics as an indigenous wage earner, except that they are not indigenous. The exercise was performed both with information this indicator of wellbeing is only 3.5 percent. Compensation will also be determined by a on linguistic differences as well as voluntary This means that 96.5 percent of the indigenous combination of other factors beyond education, self-adscription. The index of discrimination people in Mexico are either poor because including skills as well as differences in innate presented below uses only self-adscription, a their income level does not cover basic needs talent. There are also well known differences broader definition of being indigenous than the such as food, clothing and housing costs; or in earnings along the life cycle; and it would linguistic approach.27 MEXICO PEACE INDEX 2016 | Expert Contributions 91 Table 2 provides the estimates of this metric of discrimination, for each state.28 The table FIGURE 1. reports the number of indigenous men and Indigenous earnings gap by gender across Mexican states. women that were matched in the sample, where the “treatment” variable is being indigenous and the “control” variable is individuals that do not report an indigenous 500 identity in the census. The credibility of Aguascalientes FEMALE EARNINGS GAP (PESOS) the exercise hinges on believing that the ordering of matches is reasonable, so that the comparison in each pair involves people who have similar probabilities of being indigenous due to their underlying characteristics, but one reported being indigenous, while the other did not. Since this is a statistical exercise, it is possible to calculate standard errors, which allow for the calculation of confidence intervals at the 95 percent level. Although the results are quite preliminary, some interesting patterns emerge. States are ranked according to the size of the estimated earnings gap for men, and numbers Size proportional to Indigenous in sample 0 Chihuahua Hidalgo Michoacán Distrito Federal Chiapas México Yucatán Sinaloa Sonora is statistically significant (in italic those -2500 Zacatecas Oaxaca Guerrero Querétaro Jalisco Veracruz -500 -1000 in bold are those where the estimated gap Nayarit Tlaxcala San Luis Potisí -2000 significant at the 90 percent level). It turns Tabasco Campeche -1500 -1000 0 -500 MALE EARNINGS GAP (PESOS) out that the only state with no negative gap for women is Aguascalientes (although Source: Matching based on INEGI 2010 Census Sample not statistically different from 0). The other states that do not seem to exhibit statistically different earnings for indigenous peoples are Zacatecas, Guerrero and Nayarit. In addition, Chiapas, Chihuahua, Querétaro and San Luis Potosí show no statistical significant gap for TABLE 1. Unconditional differences in income between indigenous and non-indigenous wage earners (2010 census). Nonindigenous Indigenous Earnings gap Percentage of non-indigenous Zacatecas 4621 4720 99 2.10% Aguascalientes 6456 5893 -563 Tlaxcala 4194 3582 -613 Michoacán 4673 3767 -905 Guanajuato 5548 4451 Morelos 5131 4062 Tabasco 5761 4467 State Earnings gap Percentage of non-indigenous Nonindigenous Indigenous Oaxaca 4591 3276 -8.70% Hidalgo 4668 3317 -1351 -28.90% -14.60% Sinaloa 6105 4151 -1955 -32.00% -19.40% Distrito Federal 8903 6016 -2887 -32.40% -1097 -19.80% Sonora 6293 4196 -2096 -33.30% -1069 -20.80% Chihuahua 6056 4017 -2039 -33.70% -1294 -22.50% Guerrero 4317 2821 -1496 -34.60% -35.00% State -1315 -28.60% Jalisco 5862 4520 -1341 -22.90% Veracruz 4207 2734 -1472 Nayarit 4991 3833 -1158 -23.20% Puebla 4218 2724 -1495 -35.40% Colima 5733 4389 -1344 -23.40% Yucatán 5332 3027 -2305 -43.20% México 5809 4291 -1517 -26.10% San Luis Potosí 5088 2861 -2227 -43.80% Querétaro 6626 4895 -1731 -26.10% Chiapas 3874 2081 -1793 -46.30% Campeche 5074 3639 -1435 -28.30% MEXICO PEACE INDEX 2016 | Expert Contributions 92 TABLE 2. Non-discrimination towards Indigenous peoples in Mexico (measured as matched comparison of earnings in 2010). State Aguascalientes Zacatecas Indigenous women Women earnings gap t-statistic Indigenous men Men earnings gap t-statistic 196 342.967 0.71 362 210.883 0.394 0.352 138 -272.346 -0.534 298 142.894 Distrito Federal 3722 -672.088 -2.245 5111 -614.114 -1.767 Tlaxcala 4307 -263.813 -3.242 8270 -345.003 -4.432 Guerrero 13804 -446.738 -1.293 16595 -354.494 -0.866 Morelos 3354 -455.835 -3.015 5936 -448.827 -2.914 Colima 1118 -443.597 -2.307 1883 -680.432 -3.337 México 10468 -766.682 -6.462 21488 -707.66 -5.52 Guanajuato 1101 -564.944 -3.519 2061 -721.864 -3.375 Nayarit 1144 -282.406 -0.279 2482 -638.896 -0.801 Oaxaca 48432 -425.975 -3.373 89909 -680.9 -5.164 Querétaro 12848 -436.193 -1.114 3216 -1027.996 -1.733 Puebla 21277 -453.823 -2.68 52034 -628.702 -4.593 Jalisco 3933 -453.015 -2.194 7747 -944.052 -6.75 Tabasco 758 -952.128 -2.068 1834 -927.254 -1.735 Chihuahua 1049 -565.538 -0.508 2686 -979.99 -1.808 Campeche 2202 -1017.752 -2.94 4366 -952.475 -1.585 Sinaloa 380 -855.608 -1.598 1169 -1194.844 -2.379 Hidalgo 7085 -647.737 -3.84 16504 -957.293 -3.002 Chiapas 10120 -720.246 -1.358 38544 -824.948 -2.104 Sonora 1837 -960.159 -2.087 4880 -1462.296 -1.692 Michoacán 7446 -576.648 -1.572 15219 -1235.331 -3.495 San Luis Potosí 3023 -289.183 -0.439 8345 -1412.647 -1.896 Veracruz 12848 -436.193 -1.114 42709 -1359.921 -3.676 Yucatán 25875 -812.32 -4.235 60862 -2237.003 -7.218 women.29 The wage gap for indigenous men is usually larger than for women, reaching a very large magnitude in Yucatán. This suggests that in many states women are not discriminated due to their indigenous status, even though there could be some gender discrimination in place. However, it is important to highlight that the lowest rank in the case of women belongs to the two most important oil producing states, Tabasco and Campeche. The table ranks states according to the absence of discrimination, according to the earnings gap of men, expressed as the percentage of the average earnings of non-indigenous workers in any given state. This is done in order to adjust for the difference in average earnings across states. The top five states in this ranking of non-discrimination are Aguascalientes, Zacatecas, Distrito Federal, Tlaxcala, and perhaps surprisingly, Guerrero. Some of the most indigenous states in the country (Oaxaca or Puebla) are found at intermediate levels in the ranking. The last five ranked are Sonora, Michoacán, San Luis Potosí, with Yucatán in last place. MEXICO PEACE INDEX 2016 | Expert Contributions 93 2016 MEXICO PEACE INDEX METHODOLOGY The Mexico Peace Index is based on the work of the Global Peace Index, the preeminent global measure of peacefulness that has been produced by IEP annually since 2007. The MPI is the third in a series of National Peace Indices, following the United Kingdom Peace Index and the United States Peace Index. Based on a definition of peace as the absence of violence or fear of violence, this index uses a similar methodology to the UKPI and the USPI. This is the third edition of the MPI. IEP’s starting point in creating peace indices is to imagine a violence. Thus, the MPI score should be seen as a measure of perfectly peaceful state, region, or country. In such a state, how close a state currently is to realizing a perfectly peaceful there would be no direct violence, no homicides, or violent environment and not a moral judgment of its peacefulness, nor crime. In addition, there would be no need for state actions a judgment on the current administration. against the perpetrators of crime and no need for the state to devote resources to violence containment. Thus, there would be no police employees and no incarceration. Citizens would have no fear of violence being committed against them, so there would be no harassment or public disorder. Finally, in a perfectly peaceful state, citizens would have no need to own firearms or other weapons for the purpose of self-defense. In order to ascertain whether similar patterns and environments associated with peace at the sub-national level exist in different countries, IEP has maintained a largely consistent structure for all National Peace Indices. However, some differences are necessary as each country has its own history and specific cultural factors that need to be accounted for in order to properly capture peacefulness as a Such a state is clearly theoretical, as there is no state so multidimensional phenomenon. In addition, data limitations perfectly at peace. The peace indices thus aim only to provide may mean that some indicators that are available in one a starting point for conceptualizing how to measure a society country are not available in another. perfectly at peace. In police states where the government may exercise repressive control and have significant police numbers and intrusive monitoring, there may be relatively little crime, but this does not reflect an environment without the A composite index combines multiple factors in a standardized way to create a statistical measure that is aimed at making a complex idea simple to understand. fear of violence. Similarly, a society that has a large proportion The MPI measures peacefulness at the state level in Mexico. of the population incarcerated reflects high levels of historical A key reason for choosing this unit of analysis is that, similar violence and consists of a group of the population that, if to the United States, Mexico’s state governments have released, could theoretically cause greater violence. A state wide-ranging powers allowing them to have a significant without law enforcement would experience higher rates of impact on the level of violence and thus the response to violence. Through counting and building a composite index, violence may differ significantly from state to state. which reflects these factors, a more comprehensive reflection of the peacefulness of a society can be obtained. The MPI is composed of seven indicators, four of which are very similar to the indicators used in the USPI and UKPI. These It is important to note that the MPI makes no moral judgment on are homicide, violence crime, weapons crime and police what the appropriate levels of a state’s response to containing funding. The remaining three indicators, justice system violence should be. Different contexts and circumstances will efficiency, detention without a sentence and organized crime, call for different government responses to the problem of are specific to the MPI. MEXICO PEACE INDEX 2016 | Methodology 94 MEXICO PEACE INDEX EXPERT PANEL The MPI Expert Panel was established to provide independent advice and technical guidance to IEP researchers in developing the index methodology. The Panel is composed of experts from independent, non-partisan, civil society and academic organizations. For the 2015 MPI it comprised: Carlos J. Vilalta Perdomo Professor, Centro de Investigación y Docencia Económicas, A.C. (CIDE) Edgar Guerrero Centeno Deputy Director General of Government Information Policies and National Government Censuses, Instituto Nacional de Estadística y Geografía (INEGI) Guillermo Zepeda Lecuona Director, Jurimetría, Iniciativas para el Estado de Derecho, A.C. Leonel Fernández Novelo Local Observatories Coordinator, Observatorio Nacional Ciudadano Juan Pablo Arango Orozco Researcher, Causa en Común Alberto Díaz-Cayeros Senior Fellow, Center for Democracy Development and Rule of Law, Freeman Spogli, Institute of International Affairs, Stanford University Luis Mauricio Torres Alcocer Researcher, Instituto Mexicano de Competitividad (IMCO) Jonathan Furszyfer del Río Director of Security, México Evalúa DATA SOURCES One of the key challenges in developing a composite peace index is finding adequate data over a sufficient period of time to accurately and comprehensively understand the underlying trends in peace. In general, IEP uses data from national statistics offices wherever possible. All of the seven indicators in the MPI come from government bodies in Mexico. IEP then uses survey data to adjust the figures in order to account for underreporting. Where possible the data source used for this study is the Executive Secretary of the National System for Public Security (Secretario Ejecutivo del Sistema Nacional de Seguridad Publica, SESNSP). 2016 MPI INDICATORS DATA SOURCES AND IMPUTATION METHODS Homicide Violent Crime Definition: The number of homicides per 100,000 people, measured as the number of cases that were investigated by the state prosecution authorities. Definition: The number of violent crimes per 100,000 people, adjusted for underreporting. Violent crimes include robbery, rape and assault. Imputation: None Imputation: None Source: Executive Secretary of the National System for Public Security/ Secretariado Ejecutivo de Sistema Nacional de Seguridad Pública (SESNSP) Source: SESNSP MEXICO PEACE INDEX 2016 | Methodology 95 Organized Crime Definition: The number of extortions, drug-trade related crimes, and kidnappings per 100,000 people. Extortion and kidnapping rates are adjusted for underreporting. Drug-trade related crimes include production, transport, trafficking, trade, supply, or possession of drugs or other “crimes against public health,” as they are termed in Mexican law. Imputation: Where values were missing, IEP assigned the mean value for the given year before adjusting for underreporting. Source: SESNSP Weapons Crime Definition: The number of crimes committed with a firearm per 100,000 people. Includes intentional and negligent homicides and assaults committed with a firearm. Imputation: Missing values are filled using the value from the 2015 MPI. With each release of data, SESNSP reports some revised numbers for historical data points. It is best practice to use the revised data, as it often reflects improved accuracy. However, in some cases, no value was reported at all for homicides or assaults committed with a firearm or the total number of homicides and assaults committed with a firearm was revised downward to zero. Where no weapons crimes were reported, IEP used the archived data on weapons crimes from the 2015 MPI. In previous iterations of the MPI, Baja California and Baja California Sur did not report any weapons crimes for any year. For those two states, the indicator “deaths by firearm” from INEGI death statistics was used for the years that it is available. These values are used for the years 2004 to 2009 and an average of the three years 2007 to 2009 was used for the years 2010 to 2012. In the 2016 MPI, these historic values were used to fill any current gaps in the data. Source: SESNSP Detention without a Sentence Definition: The number of people in prison without a sentence divided by the number of homicide and violent crime cases, as counted in the homicide and violent crime indicators. Imputation: Values for 2006 were used for the years 2003 to 2005. Source: Secretariat of Public Security / Secretaría de Seguridad Pública (2006-2012) and the National Security Commission / Comisión Nacional de Seguridad (CNG) (2013-2015), data provided by Guillermo Zepeda and Paola Jiménez, Jurimetria. Justice System Efficiency Definition: The ratio of registered intentional homicide cases to successful homicide prosecutions. Imputation: Values for homicide convictions are lagged one year and lagged values for 2014-2015 are the 2013 lagged values (2012 true values). Source: Homicide convictions from the National Institute of Statistics and Geography / Instituto Nacional de Estadísticas y Geografía (INEGI) and the number of homicides cases from SESNSP Population data Definition: The estimated population of each state in each year. Population data is used to calculate the per capita level of police funding and the rate per 100,000 people for homicide, violent crime, organized crime and weapons crime. Imputation: None. INEGI provides estimates of the population based on Mexico’s census through the year 2009 and projections based on population growth rates for the years 2010 to 2015. Source: INEGI Underreporting multipliers Definition: Number of crimes reported by victims on the victimization survey divided by the number of those crimes that victims stated they reported to the authorities. Underreporting multipliers are applied to the number of rapes, robberies, assaults, kidnappings and extortions recorded by SESNSP. Imputation: If 100 percent of a particular crime in a particular state was unreported, IEP used the max multiplier for that crime in the given year because otherwise dividing the total crimes by zero reported crimes would yield a multiplier of zero. Conversely, some crimes did not appear in the victimization data at all – i.e., none of the sampled respondents reported experiencing that crime. This happens when the sample size in a particular state is very small. Other data indicates that there were not zero instances of a crime, but rather than not enough people were surveyed to capture experiences of that crime. In these cases, IEP used the average multiplier for that crime and year. Source: National Survey of Victimization and Perceptions of Public Security / Encuesta Nacional de Victimización y Percepción sobre Seguridad Publica (ENVIPE), 2012-2015 Police Funding Definition: The federal government subsidies for state security from the Public Security Contribution Fund / Fondo de Aportaciones para la Seguridad Pública (FASP) per 100,000 people, in current Mexican pesos. Imputation: None Source: Secretariat of Public Finance and Credit / Secretaria de Hacienda y Crédito Publico (SHCP) MEXICO PEACE INDEX 2016 | Methodology 96 CRIME DATA: REPORTED VS. SURVEY DATA In constructing an index that relies on crime data, a decision must be made between a range of alternative sources, all of which come with their own advantages and disadvantages. For instance, for most countries, the recorded levels of crime tend to be significantly lower than the actual level. Although there is a range of reasons, often this is because many offenses are simply not reported to the police. authorities. In cases where none of the instances of a crime were reported, the max multiplier for that crime and year was assigned to these states. Second, there were some states where there were no respondents that reported experiencing a particular crime – either kidnapping or rape. If no crimes were recorded on the survey, the average reporting multiplier is used for that crime in that year. The underreporting of crime in Mexico is a significant problem. Specifically, the 2015 National Survey on Victimization and Perception of Public Safety (Encuesta Nacional de Victimizacíon y Percepcíon, ENVIPE) from the National Institute of Statistics and Geography (Instituto Nacional de Estadística y Geografía, INEGI) suggests that 92.8 percent of crimes in Mexico are not reported to the authorities. This survey uses a representative sample of households to analyze not only the impacts of crime on individuals and society but also perceptions of public security. It collects information on a number of different crimes, the victims and their context, and perceptions about public security, confidence in the institutions and the justice system. Finally, the underreporting rates for each state and crime were averaged over time and these average underreporting rates were applied to the official statistics for every year of the MPI. This average over time is used for three reasons: One of the main advantages of this dataset is that it contains information regarding unreported crimes, as opposed to official data that only accounts for crimes reported to the authorities. The ENVIPE survey also contains information on the percentage of crimes that are actually reported to the police. The level of underreporting varies quite considerably by both state and offense. According to the ENVIPE 2015 data, only 10 percent of extortions, 17 percent of rapes and 20 percent of robbers are reported. Out of the crimes reported, assault and kidnapping are the most reported, with roughly 30 percent of each being reported to the police. In comparison, estimates from the British crime survey suggest that around 40 percent of violent crime is reported in the UK, with the US closer to 48 percent. The SESNSP data on rape, robbery assault, kidnapping and extortion have been multiplied by the ratio of reported to unreported crimes to allow for a more accurate reflection of the occurrence of violence in Mexico. IEP calculates the underreporting rate for a number of crimes based on the information from ENVIPE. The survey asks each respondent if they were a victim of a particular type of crime and whether or not they had reported it to the authorities. IEP then divided the total numbers of crimes reported by survey respondents by the number of crimes that survey respondents said they reported to the authorities. This produces a multiplier for adjusting the official statistics. The adjustments are made for the crimes of rape, robbery, assault, extortion and kidnapping. Two adjustments were made to produce a full dataset. Because of the small sample sizes, there are some cases where either none of the survey respondents reported the crime to the The underreporting rates for each year do include some imputations, based on assumptions, given the above. The victimization data is only available for a subset of the years included in the MPI, and as such some proxy rate must be applied over time in any scenario. Crime reporting is quite problematic in Mexico, while ENVIPE is based on a sample of the state populations; as such, an average over time smooths out any large fluctuations in underreporting rates that may be the result of complex and imperfect surveying and reporting methodologies rather than a true change in reporting. INDICATOR SCORE AND OVERALL SCORE CALCULATIONS The MPI indicators are scored between 1 and 5, with 5 being the least peaceful score and 1 being the most peaceful score. Banded indicator scores are calculated by normalizing the range of raw values based on each state’s average value over the period 2003 to 2015. First, the average value for each state over the 13 years of the study is calculated. Then the outliers are removed from the range of average state values in order to identify the min and max of normally distributed average values. Outliers in this case are defined as data points that are more than three standard deviations greater than the mean. Next, the values for each year are normalized using the max and min of the normal range and are banded between 1 and 5. The calculation for banded scores is: Banded score = raw value — min max — min x4 +1 Finally, if any of the banded values fall above 5, the state is assigned a score of 5 and if any values fall below 1, the state is assigned a score of 1. After the score for each indicator has been calculated, weights are applied to each of the indicators in order to calculate the overall MPI score. The overall score is calculated by multiplying each indicator score by its index weight and then summing the weighted indicator scores. MEXICO PEACE INDEX 2016 | Methodology 97 The weights for the Global Peace Index indicators were agreed upon by an international panel of independent peace and conflict experts, based on a consensus view of their relative importance. To complement this approach and reflect the local context of Mexico, a second expert panel was formed consisting of leading Mexican academics and researchers to determine the final weights for the seven indicators in the MPI. These final weights are shown in table 16. TABLE 16 INDICATOR WEIGHTS IN THE MPI INDICATOR WEIGHT % OF INDEX Homicide 4 25% Violent Crime 3 17% Weapons Crime 3 16% Detention without a Sentence 1 6% Police Funding 1 6% Organized Crime 3 17% Justice System Efficiency 2 13% Registry records the presumed cause of the death as accident, homicide or suicide. SESNSP compiles the number of homicide investigations recorded by the Prosecution Authority (Procuradurias Generales de Justicia) in each of the states. SESNSP data has the advantage of being the most up to date, with a release-lag of only a few months; INEGI data is released almost a year later. It should be noted that SESNSP figures are based on the number of crimes reported to and cases opened by the authorities. For further discussion of the relationship between different sources of homicide data and recent trends in homicides, see page 40. FIGURE 43 COMPARISON OF HOMICIDES AND HOMICIDE INVESTIGATIONS: INEGI AND SESNSP NUMBER OF HOMICIDE VICTIMS (INEGI) VS. INVESTIGATIONS (SESNSP) There are many methods for choosing the weights to be applied to a composite index. In order to maintain consistency across IEP’s various peace indices, the weights in the MPI mirror those used in the GPI, USPI and UKPI as closely as possible. The 2016 weights are the same as the 2013 and 2015 Mexico Peace Index. 25,000 20,000 15,000 SESNSP 10,000 INEGI 5,000 0 2003 2005 2007 2009 2011 2013 Source: SESNSP, INEGI Source: IEP With direction from the expert panel, a number of different methods such as equal weighting, principal component analysis and analytical hierarchical processing were used to test the robustness of the results. ACCURACY AND AVAILABILITY OF CRIME STATISTICS IN MEXICO Most Mexican statistics are compiled by the National Institute of Statistics and Geography (INEGI). In the case of crime and security statistics, one of the primary sources is the Executive Secretary of the National System for Public Security (SESNSP), which collects detailed information on all types of crimes disaggregated for each of the Mexican states. In some cases, discrepancies between the sources are significant. One of the main problems for statistics in Mexico is the quality of the administrative registries at the local and state levels.1 Fortunately, this has become a key priority in domestic technical discussions between INEGI and the network of producers and users of data, with significant progress being made in terms of coordination and transparency. Homicide statistics can vary depending on the data source, but the two different figures reported by INEGI and SESNSP are highly correlated (r=.99). INEGI records the number of homicide deaths registered as a homicide in the Marriage and Deaths Registry (Registro Civil); the Marriage and Death Although INEGI compiles most of the crime and socioeconomic statistics in Mexico, there is still some information that is not publically available or is compiled by different organizations, making data analysis a challenging task. In fact, one of the main obstacles to analyzing Mexican data is the transparency and quality of the information provided at the state level, as well as its consistency over time. The MPI includes an indicator that accounts for police funding per 100,000 people. Ideally, the MPI would have included a direct measure of the number of police officers in each state, consistent with the GPI and both the UK and US Peace Indices. Unfortunately this data was not available for the entire period. However, the Public Security Contribution Fund (FASP) allocation to each state was available for the whole period and has been used as a proxy for police funding. The federal government criteria for the allocation of this funding are mostly the state population and the changes in violent crime in the previous year. Although FASP funding is not specifically directed to the police, most goes to police-related expenses. Similarly, the weapons indicator would ideally be based on the availability of firearms, consistent with what was used in the US and UK Indices; however, data on firearm ownership in Mexico is not available by state. Data on weapons availability or the number of confiscated weapons in Mexico is not publically available and IEP was unable to attain this information within the research period. Given this limitation, the weapons crime MEXICO PEACE INDEX 2016 | Methodology 98 indicator is based on the proportion of crimes that involved the use of firearms, proxy data sourced from the Executive Secretary of the National System for Public Security (SESNSP). Information for all of the crimes under the violent crime indicator (rape, robbery and assault) and the organized crime indicator (kidnapping, extortion and drug-trade related crimes) was sourced from SESNSP and data was available for the entire period. The same information is also compiled by INEGI, but SESNSP’s data is usually released earlier. 2016 MEXICO POSITIVE PEACE INDEX METHODOLOGY The Positive Peace Index is the first empirically-derived index aimed at measuring the latent variable of Positive Peace, using the definition of the attitudes, institutions and structures that create and sustain peaceful societies. The starting point for developing the PPI was to correlate the Global Peace Index against over 4,700 cross-country harmonized datasets measuring a variety of economic, governance, social, attitudinal and political factors. This aggregation of data attempted to cover every known The Mexico Positive Peace Index (MPPI) is a composite index that measures Positive Peace at the subnational state level. To do this data sources were compiled from national statistics, census and survey questions covering as many aspects of the Pillars of Peace as possible. In 2016, the MPPI: quantitative and qualitative data set measuring factors at the nation-state level. Each dataset that was significantly correlated was then organized under eight distinct domains uses data from 64 indicators: — 25 national survey questions — 23 national census data indicators quantitative economic, development studies and peace and — 10 regional survey questions conducted in Mexico conflict literature highlighting the importance of these — 6 data sources from academic and intergovernmental organizations of Positive Peace. These structures were derived by empirical inspection and from the large body of qualitative and factors. Rather than attempting to isolate singular factors associated with peace, this approach is focused on identifying the broad and complex associations that exist covers all 32 states. between the drivers of violence and a multitude of formal and informal cultural, economic, and political, variables. MEXICO PEACE INDEX 2016 | Methodology 99 There are a number of considerations that need to be made when applying Positive Peace, a framework empirically derived from correlations at the global level, to sub-national measurement. Such considerations can be either conceptual or technical. The global PPI is empirically derived by selecting indicators that correlated with peace at the global level. However applying Positive Peace at the sub-national level may produce a different set of relevant factors. This is demonstrated by the fact socio-economic factors that correlate at the global level do not correlate when measured at the Mexican state level. This is importantly more a function of the very unique nature of conflict and violence in Mexico in the short term than it is of the relevance of the eight Pillars to Mexico in the long term. For example it is known that the set of factors that correlated with peace in Mexico in 2003 are different to the ones that correlate in 2015. Given the shifting nature of conflict within a country only by measuring all eight Pillars can the whole set of relevant factors to peace at any given time be assessed. Therefore the indicators of the MPPI have been selected based on their relevance to the conceptual frameworks of each of the global Pillars rather than their correlation to peace in Mexico. While national statistics relating to health, education and poverty are available for states, many conceptual aspects of positive peace lack subnational objective measures. For example, in measuring the Well-Functioning Government domain, organizations such as the World Bank and the Economist Intelligence Unit provide composite measures for rule of law, functioning of democracy and government effectiveness at the country level. Equivalent measures at the state level are not available. results of any survey is dependent on the sample size that has responded to it. To maximize the number of respondents to every Americas Barometer survey question included in the MPPI, responses have been aggregated from the three survey waves conducted between 2004 and 2014. Finally, timeliness and currency is an issue. Finding data at the state level can be difficult and as such often it is necessary to use data that is in some cases many years old. Aggregating survey data over multiple surveys can lose the impact of local events at the time they occurred. However, it is observed that positive peace at the global level is very slow-moving. That is, while violence and conflict can erupt and spread quickly, building and strengthening the attitudes, institutions and structures that create and sustain peaceful societies takes a long time, sometimes decades. Therefore, although using current data is preferable using slightly older data when discussing positive peace still allows for valuable insights to be made. MPPI INDICATORS In calculating the MPPI the first step is to normalize each of the 64 indicators. To do this each indicator is first categorized into either being a positive or a negative indicator. Positive indicators are such that it is desirable for a state to have more of the measure. For negative indicators it is more desirable for a state to have less of the measure. Table 17 lists all indicators in the MPPI. Due to this the MPPI scores combine objective with subjective measures of Positive Peace aggregated to the 32 states. Where possible, preference has been given to objective measures and national statistics. Where this has not been possible, preference has been given to individual perspectives on local issues. For example, between the two questions “Do you believe your state is safe” or “Do you believe your town is safe?” the latter would be selected as it has more of a personal impact to the respondent and therefore any answer given is more likely to be an accurate portrayal of positive peace on the ground. In 2016 additional sources were sought to replace many of the small sampled survey questions used in the 2015 MPPI. Questions with low repose rates from the Americas Barometer have been replaced where possible by similar questions in the ENVIPE national survey. However, some or the Americas Barometer questions were kept and updated with new information provided in the latest survey from 2014. Survey responses have to be quantified. In the questions selected from the Americas Barometer surveys this was done consistently by weighting more positive answers the heaviest. In the ENVIPE questions, the measure is the percentage of respondents who answered most affirmatively to each question. All quantitative assignments of survey responses are shown in Tables 18 and 19. Another issue is that the confidence in the MEXICO PEACE INDEX 2016 | Methodology 100 TABLE 17 MEXICO POSITIVE PEACE INDEX INDICATORS DOMAIN WELLFUNCTIONING GOVERNMENT SOUND BUSINESS ENVIRONMENT GOOD RELATIONS WITH NEIGHBORS LOW LEVELS OF CORRUPTION HIGH LEVELS OF HUMAN CAPITAL INDICATOR YEAR SOURCE Do you know if any construction or maintenance of parks and sports fields was carried out in in your city or town last year? 2015 ENVIPE Do you know if any actions were carried out in your town/municipality that improved public lighting in 2014? 2015 ENVIPE Do you think that the federal police would be able to help you in a situation of insecurity or crime? 2015 ENVIPE Do you think that the municipal preventative police would be able to help you in a situation of insecurity or crime? 2015 ENVIPE Do you think that the state police would be able to help you in a situation of insecurity or crime? 2015 ENVIPE How much confidence does the federal Attorney General (PGR) inspire? 2015 ENVIPE How much confidence does the federal police inspire? 2015 ENVIPE How much confidence do judges inspire? 2015 ENVIPE How much confidence does the Ministerial or Judicial Police inspire? 2015 ENVIPE How much confidence do the Public Ministries and State Agencies inspire? 2015 ENVIPE Police respect laws vs. break laws to capture criminals Aggregated 2004-2014 Americas Barometer What degree of confidence do you have in jails and prisons? 2015 ENVIPE Doing business rank 2013 World Bank Unemployment rate 2010 INEGI Do you know if any of the following actions were carried out in 2014 in your (municipality/town), as improving the income of the families? 2015 ENVIPE Do you know if any of the following actions were carried out in 2014 in your (municipality/town), as to address unemployment? 2015 ENVIPE Evaluation of the economic situation of the country Aggregated 2004-2014 Americas Barometer GDP per capita 2008 INEGI HDI — income 2010 INEGI Life satisfaction Aggregated 2004-2014 Americas Barometer Have residents in your community organized to address a lack of lighting? 2015 ENVIPE Have residents in your community organized to address a lack of water? 2015 ENVIPE Have residents in your community organized to address potholes or leaks? 2015 ENVIPE Pride in nationality Aggregated 2004-2014 Americas Barometer Degree of trust in your neighbors 2015 ENVIPE Degree of trust in your coworkers or schoolmates 2015 ENVIPE Degree of trust in your family or relatives 2015 ENVIPE Degree of trust in your friends 2015 ENVIPE Do you consider the Public Ministry (MP) and state attorney to be corrupt? 2015 ENVIPE Do you consider the Federal Attorney General (PGR) to be corrupt? 2015 ENVIPE Do you consider the Federal Police to be corrupt? 2015 ENVIPE Do you consider judges to be corrupt? 2015 ENVIPE Do you consider the ministerial or judicial police to be corrupt? 2015 ENVIPE Police officer asked for a bribe Aggregated 2004-2014 Paying a bribe is justified Aggregated 2004-2014 State illiteracy rate 2011 Mexico Estatal Total fertility rate 2010 INEGI HDI — education 2010 INEGI HDI — health 2010 INEGI Life expectancy at birth 2010 INEGI Years of average schooling in the state 2011 Mexico Estatal Americas Barometer America Barometer MEXICO PEACE INDEX 2016 | Methodology 101 TABLE 17 DOMAIN FREE FLOW OF INFORMATION ACCEPTANCE OF THE RIGHTS OF OTHERS INDICATOR YEAR SOURCE Number of journalists killed 2000-2013 University of San Diego Books available in public libraries per capita 2010 INEGI Frequency of paying attention to the news Aggregated 2004-2014 Americas Barometer Houses with radio 2010 INEGI Houses with TV 2010 INEGI Trust in the media Aggregated 2004-2014 Americas Barometer Basic rights are protected Aggregated 2004-2014 Americas Barometer Government should offer social services to foreigners Aggregated 2004-2014 Americas Barometer Average number of people per house 2010 INEGI Average number of people per room 2010 INEGI Houses with no basic goods 2010 INEGI Houses with no connection to the public drainage system 2010 INEGI Houses with no electricity 2010 INEGI Houses with no running water 2010 INEGI Houses with no flooring material 2010 INEGI Percentage of population vulnerable to poverty 2006 OPHI Proportional mortality for nutritional diseases 2012 University of San Diego House with all basic services 2010 INEGI Houses with some kind of bathroom 2010 INEGI Houses with proper floor 2010 INEGI Not deprived in any dimensions 2010 INEGI Source: IEP Each indicator is normalized based on whether it is a positive or negative measure. For positive indicators scores are assigned a score between one and five. States that perform the best in any one indicator are assigned a score of one. States that perform the worst in any one indicator are assigned a score five. A state’s score in each Pillar is the average of all its banded indicator scores. The overall MPPI is the average of a state’s eight Pillars of peace score. In this sense each indicator is equally weighted in each pillar and each pillar is equally weighted in the overall MPI score. MEXICO PEACE INDEX 2016 | Methodology 102 TABLE 18 QUANTITATIVE ASSIGNMENT OF ENVIPE SURVEY RESPONSES DOMAIN WELLFUNCTIONING GOVERNMENT SOUND BUSINESS ENVIRONMENT LOW LEVELS OF CORRUPTION GOOD RELATIONS WITH NEIGHBORS INDICATOR YEAR Do you know if any construction or maintenance of parks and sports fields was carried out in in your city or town last year? Percentage of respondents who answered Yes Do you know if any actions were carried out in your town/municipality that improved public lighting in 2014? Percentage of respondents who answered Yes Do you think that the federal police would be able to help you in a situation of insecurity or crime? Percentage of respondents who answered Yes Do you think that the municipal preventative police would be able to help you in a situation of insecurity or crime? Percentage of respondents who answered Yes Do you think that the state police would be able to help you in a situation of insecurity or crime? Percentage of respondents who answered Yes How much confidence does the federal Attorney General (PGR) inspire? Percentage of respondents who answered A Lot How much confidence does the federal police inspire? Percentage of respondents who answered A Lot How much confidence do judges inspire? Percentage of respondents who answered A Lot How much confidence does the Ministerial or Judicial Police inspire? Percentage of respondents who answered A Lot How much confidence do the Public Ministries and State Agencies inspire? Percentage of respondents who answered A Lot What degree of confidence do you have in jails and prisons? Percentage of respondents who answered A Lot Do you know if any of the following actions were carried out in 2014 in your (municipality/town), as improving the income of the families? Percentage of respondents who answered Yes Do you know if any of the following actions were carried out in 2014 in your (municipality/town), as to address unemployment? Percentage of respondents who answered Yes Do you consider the Public Ministry (MP) and state attorney to be corrupt? Percentage of respondents who answered Yes Do you consider the Federal Attorney General (PGR) to be corrupt? Percentage of respondents who answered Yes Do you consider the Federal Police to be corrupt? Percentage of respondents who answered Yes Do you consider judges to be corrupt? Percentage of respondents who answered Yes Do you consider the ministerial or judicial police to be corrupt? Percentage of respondents who answered Yes Have residents in your community organized to address a lack of lighting? Percentage of respondents who answered Yes Have residents in your community organized to address a lack of water? Percentage of respondents who answered Yes Have residents in your community organized to address potholes or leaks? Percentage of respondents who answered Yes Degree of trust in your neighbors Percentage of respondents who answered A Lot Degree of trust in your coworkers or schoolmates Percentage of respondents who answered A Lot Degree of trust in your family or relatives Percentage of respondents who answered A Lot Degree of trust in your friends Percentage of respondents who answered A Lot Source: IEP MEXICO PEACE INDEX 2016 | Methodology 103 TABLE 19 QUANTITATIVE ASSIGNMENT OF AMERICAS BAROMETER SURVEY RESPONSES The quantitative value mapping of survey responses used in the MPPI. DOMAIN WELLFUNCTIONING GOVERNMENT SOUND BUSINESS ENVIRONMENT LOW LEVELS OF CORRUPTION SURVEY QUESTION SURVEY RESPONSE QUANTITATIVE VALUE Confidence that judiciary will punish the guilty None 0 Confidence that judiciary will punish the guilty A little 1 Confidence that judiciary will punish the guilty Some 2 Confidence that judiciary will punish the guilty A lot 3 Evaluation of administration's handling of citizen security Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Evaluation of administration's handling of economy Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Police respect laws vs. break laws to capture criminals Occasionally can cross the line 0 Police respect laws vs. break laws to capture criminals Should always abide by the law 1 Quality of municipal services? Very bad 0 Quality of municipal services? Bad 1 Quality of municipal services? Neither good nor bad (fair) 2 Quality of municipal services? Good 3 Quality of municipal services? Very good 4 Trust in judicial system Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Trust in national police Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Evaluation of the economic situation of the country Worse 0 Evaluation of the economic situation of the country Same 1 Evaluation of the economic situation of the country Better 2 Perception of national economic situation Very bad (terrible) 0 Perception of national economic situation Bad 1 Perception of national economic situation Neither good nor bad (fair) 2 Perception of national economic situation Good 3 Perception of national economic situation Very good 4 Perception of personal economic situation Worse 0 Perception of personal economic situation Same 1 Perception of personal economic situation Better 2 Evaluation of administration's handling of corruption Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Paying a bribe is justified Yes 0 Paying a bribe is justified No 1 Perception of public corruption among public officials Uncommon 0 Perception of public corruption among public officials Very uncommon 1 Perception of public corruption among public officials Common 2 Perception of public corruption among public officials Very common 3 Police officer asked for a bribe No 0 Police officer asked for a bribe Yes 1 MEXICO PEACE INDEX 2016 | Methodology 104 TABLE 19 DOMAIN GOOD RELATIONS WITH NEIGHBORS ACCEPTANCE OF THE RIGHTS OF OTHERS SURVEY QUESTION SURVEY RESPONSE QUANTITATIVE VALUE 0 Attendance at meetings of community improvement group Never Attendance at meetings of community improvement group Once or twice a year 1 Attendance at meetings of community improvement group Once or twice a month 2 Attendance at meetings of community improvement group Once a week 3 Helped solve a problem in the community Never 0 Helped solve a problem in the community Once or twice a year 1 Helped solve a problem in the community Once or twice a month 2 Helped solve a problem in the community Once a week 3 Life satisfaction Very dissatisfied 0 Life satisfaction Somewhat dissatisfied 1 Life satisfaction Somewhat satisfied 2 Life satisfaction Very satisfied 3 Pride in nationality Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Basic rights are protected Scale of 1 to 7 where 1 represents "Not at all" Values from 1 to 7 Government should offer social services to foreigners Strongly disagree 0 Government should offer social services to foreigners Somewhat disagree 1 Government should offer social services to foreigners Neither agree nor disagree 2 Government should offer social services to foreigners Somewhat agree 3 Government should offer social services to foreigners Strongly agree 4 Source: IEP METHODOLOGY FOR THE ECONOMIC IMPACT OF VIOLENCE IEP classifies the costs associated with the economic activity related to violence as the total economic impact of violence. This is defined as ‘expenditures related to containing, preventing and dealing with the consequences of violence’. The economic impact of violence includes the direct and indirect costs of violence, as well as a multiplier effect. The economic impact of violence provides an estimate of the value of peace in Mexico. The costing model covers the period of 2003 to 2015 and includes the following indicators: 1. Homicide 2. Violent crime, which includes assault, rape and robbery 3. Organized crime, which includes extortion and kidnapping 4. Firearms 5. Fear of insecurity 6. Private security expenditures 7. Indirect costs of incarceration 8. Federal spending on violent containment, which includes the military, domestic security and the justice system. The analysis incorporates federal-level public spending on the military because Mexico’s military has been extensively involved in fighting the organized criminal groups domestically.2 Therefore, IEP considers spending on the Mexican military to be included in the cost of internal security. MEXICO PEACE INDEX 2016 | Methodology 105 Some of the items not counted in the economic impact of violence include: State-level public spending on security The cost of domestic violence The cost of violence to businesses Insurance premiums Household out-of-pocket spending on safety and security The cost of drug-trade related crimes such as the production, possession, transport and supply of drugs. These items were not included for two reasons. First, some items have been captured elsewhere in the model. For example, the costs associated with drug-trade related crimes are included in the cost of domestic security, including law enforcement, incarceration and the justice system. Secondly, reliable data could not be sourced at a state level for the entire study. IEP estimates the total economic impact of violence by estimating three components: Direct costs are the costs of crime or violence to the victim, perpetrator and the government. These include direct expenditure such as cost of policing. Indirect costs that accrue after the fact. These include physical and psychological trauma and the present value of future costs associated violent incident, such as lost future income. The multiplier effect represents the flow-on effects of direct cost of violence, such as the additional economic benefits that would come from investment in business development or education instead of containing or dealing with the consequences of violence. All prices have been adjusted to constant 2014 pesos, using official data on average annual consumer price index (CPI) from the Central Bank of Mexico. Where figures were denominated in a foreign currency, they have been converted into pesos using the average official exchange rate for the year the estimate was made. ESTIMATION METHODS A combination of approaches are used to estimate the economic cost of violence to Mexico’s economy. This economic analysis involved three components: 1. Financial information detailing the level of expenditure on items associated with violence was used wherever possible. 2. 2. Unit costs were used to estimate the cost of violent activities. Specifically, an estimate of the economic cost of a violent act was sourced from the literature and applied to the total number of times such an event occurred to provide an estimate of the total cost of categories of violence. 3. 3. Where data on the incidences of a particular type of violence was missing, the figure was either estimated based on an appropriate proxy or excluded from the study. IEP uses federal government expenditure data for military, domestic security, and justice system as federal government violence containment cost. Data is sourced from Secretariat of Public Finance and Credit / Secretaria de Hacienda y Crédito Publico (SHCP).3 State and municipal level spending are excluded from the study due to data unavailability. The federal government expenditure data does not provide details of the spending at state level. Therefore, a combination of state population size and MPI score is used to estimate the likely distribution between states. A unit cost approach is used to estimate the economic cost of homicide, violent crime, organized crime, fear of insecurity and firearms. Unit costs for the homicide, violent crimes and organized crimes are based on a study by McCollister (2010) that estimated tangible and intangible cost of violent crimes in the United States. 1. Direct costs or tangible costs of crime include medical expenses, cash losses, property theft or damage, and productivity losses. 2. Indirect costs include physical and psychological trauma as well as long term costs due to a violent incident. In addition to the breakdown by tangible and intangible costs, McCollister (2010) offers further details of the costs by victim, perpetrator and justice system. Such itemization enables IEP to exclude the justice system costs to avoid double counting with expenditure data used for the justice system and domestic security. IEP also uses Dolan & Peasgood’s (2006) estimate of the unit cost of fear of crime to calculate cost of perception of insecurity in Mexico. The unit cost of firearms in the Mexican black market is used to calculate the total cost of firearms. Goodman & Marizco (2010) suggest that the price of a weapon in Mexico is two to three times higher than the price of the same weapon in the US market. To ensure that cost estimates appropriately represent relative income levels in Mexico, they were scaled according to Mexico’s GDP per capita relative to the US before being converted to 2014 Mexican pesos. This was based on the aforementioned US study suggesting that the indirect cost of a homicide approximates US$8.4 million. The equivalent cost in Mexico was then calculated based on purchasing-power adjusted GDP per capita of US$17,107 for Mexico as compared to US$54,629 for the US in 2014. This is called the adjusted unit cost and it comes to 40.6 million pesos (US$3.1 million) in 2014. All the costs are adjusted to constant 2014 pesos using consumer price index (CPI) data from the Central Bank of Mexico. The base year of 2014 was chosen because it is the most recent year for which CPI data was available. Estimating the economic impact in constant prices facilitates comparisons over time. Any GDP-related analysis uses the most recent available GDP data from INEGI. MEXICO PEACE INDEX 2016 | Results 106 CALCULATING THE COST OF HOMICIDE, VIOLENT CRIME AND ORGANIZED CRIME CALCULATING THE INDIRECT COST OF INCARCERATION To calculate the cost for the categories of crime used in this study, IEP uses the data from the MPI. The direct cost of incarceration is included in the government expenditure on domestic security and the justice system. Therefore, IEP only includes the indirect cost of incarceration, which is the lost income due to imprisonment. This is calculated using the Mexican minimum wage and the number of inmates that would have been in full time employment. Data on the minimum wage for Mexico is sourced from department of labor and social welfare (STPS). Literature suggests that 60 percent of people who were sentenced to prison had full-time employment prior to being in prison and 20 percent of them have some employment inside prison. Therefore, IEP considers that 40 percent of the inmates would have been in full time employment. Minimum wage lost is calculated for 40 percent of the prison population in Mexico. Data on the incidence of homicide is sourced from the Executive Secretary of the National System for Public Security/ Secretariado Ejecutivo de Sistema Nacional de Seguridad Pública (SESNSP). Incidents of homicide are multiplied by adjusted unit costs to calculate the total cost of homicide in Mexico. Violent crime, which includes incidents of rape, robbery and assault are also sourced from SESNSP and are adjusted for underreporting. For more details on the data and underreporting adjustment refer to page 97. The economic costs of each category of violent crime are calculated using the respective adjusted unit costs. The cost of organized crime is based on the number of incidents of extortion and kidnapping. To estimate total cost of extortions and kidnapping in Mexico, IEP assumes that extortions and robbery as well as kidnapping and assault are equivalent in terms of their economic impact on the victim. Therefore unit costs are sourced from McCollister (2010) and applied to extortion and kidnapping. COST OF FEAR OF INSECURITY The National Survey of Victimization and Perceptions of Public Security / Encuesta Nacional de Victimización y Percepción sobre Seguridad Publica (ENVIPE) is used to estimate the perception of insecurity at the state level in Mexico. IEP uses the proportion of respondents who felt insecure for their safety, multiplied by the state’s population to arrive at the number of people who reported a fear of insecurity. The ENVIPE survey estimates are available for 2005 and 2009 to 2015. Therefore, IEP estimates the fear of insecurity for the years for which data is not available. The unit cost of fear is taken from Dolan and Peasgood (2006), from which the adjusted unit cost is derived. COST OF FIREARMS CALCULATING THE COST OF PRIVATE SECURITY No reliable data is available of the number of private security personnel in Mexico for the period of 2003 to 2015. The number of security officers for 2004 was sourced from Small Arms Survey. Also, the ratio of private security officers to public security officers is sourced from Small Arms Survey and was assumed to be constant overtime. IEP estimates the economic cost of private security using the ratio of private to public security officers and the minimum wage. ECONOMIC IMPACT OF COST OF VIOLENCE CONTAINMENT To estimate the total economic impact of violence, IEP uses a peace multiplier to estimate the additional economic activity that would have resulted if the violence was avoided. The conceptual underpinning of the multiplier is the opportunity cost of the resources lost by the victim, perpetrator, and the law enforcement agencies due to the crime. Therefore, the peace multiplier represents the flow-on effects of redirected expenditure from violence containment to more economically enabling activities such as business investment or education. There is no official data available on the number of firearms in Mexico. A number of studies have attempted to calculate the annual increase in the number of firearms or annual imports from the US. Goodman and Marizco (2010) use firearms seizures on the US-Mexico border to estimate the number of firearms. However, such studies largely underestimate the annual increase in the number of firearms. Therefore, IEP uses McDougal et al. (2013) to get estimates of the annual increase in the number of firearms. McDougal et al. (2013) estimates a demand curve based on the distance from the US-Mexico border using a time series data. They provide estimates of annual number of guns imported from the US to Mexico. The annual firearms estimates are applied by the unit cost of firearm in the Mexican black market.4 The level of weapons crime per state is used to calculate the likely distribution of the cost of firearms in each state. MEXICO PEACE INDEX 2016 | Methodology 107 APPENDICES APPENDIX A MPI FULL RESULTS TABLE 20 2016 MEXICO PEACE INDEX INDICATOR SCORES There is a wide range in levels of peacefulness across both indicators and states in Mexico. A lower score indicates a better level of peacefulness. STATE 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Aguascalientes 1.24 1.28 1.33 1.51 2.02 2.23 2.27 2.35 2.57 2.29 2.04 2.01 2.06 Baja California 2.97 3.03 3.19 3.38 3.48 4.07 4.03 4.02 3.83 3.51 3.25 3.03 3.06 Baja California Sur 1.91 2.28 2.69 2.54 2.65 2.76 2.57 2.57 2.26 2.62 2.96 2.61 3.04 Campeche 1.94 1.88 2.07 1.98 2.00 2.23 2.23 2.72 2.61 2.16 2.37 2.26 2.14 Chiapas 2.21 2.09 1.73 1.58 1.58 1.54 1.81 1.97 2.07 2.02 2.01 1.97 2.03 Chihuahua 2.43 2.32 2.54 2.65 2.58 3.71 3.99 3.79 3.76 3.56 3.20 2.96 2.82 Coahuila 1.46 1.49 1.79 1.66 1.81 2.18 2.26 2.57 2.81 2.95 2.75 2.40 2.17 Colima 1.95 2.22 2.34 2.37 2.34 2.31 2.41 3.05 2.71 3.67 3.20 2.64 2.84 Distrito Federal 2.38 2.33 2.38 2.33 2.38 2.58 2.99 3.44 3.23 3.11 2.73 2.54 2.53 Durango 2.09 1.74 2.53 2.52 2.72 3.40 3.76 4.27 3.95 3.45 3.15 2.70 2.64 Guanajuato 1.63 1.63 1.83 1.90 2.21 2.33 2.66 2.55 2.52 2.71 2.60 2.62 2.69 Guerrero 2.74 2.48 2.54 2.77 2.80 3.06 3.61 3.54 3.83 3.93 4.00 3.76 3.86 Hidalgo 1.43 1.49 1.62 1.42 1.56 1.55 1.69 1.99 1.76 1.52 1.81 1.79 1.76 Jalisco 1.83 1.66 1.71 2.10 2.23 2.37 2.48 2.92 2.86 2.64 2.64 2.39 2.43 México 2.51 2.49 2.40 2.49 2.17 2.21 2.44 2.41 2.56 2.78 2.86 2.60 2.40 Michoacán 1.90 1.95 1.91 2.30 2.26 2.52 2.74 2.43 2.54 2.70 2.76 2.71 2.37 Morelos 2.21 2.46 2.50 2.74 2.23 2.49 3.38 3.87 3.41 4.06 3.89 3.37 3.12 Nayarit 1.81 2.29 1.80 2.01 2.18 2.34 2.18 3.16 3.97 3.41 3.08 2.26 2.59 Nuevo León 1.48 1.47 1.53 1.77 2.14 2.05 1.94 2.67 3.67 3.19 2.59 2.42 2.70 Oaxaca 2.86 2.60 2.51 2.57 2.59 2.41 2.60 2.53 2.17 2.08 2.12 2.28 2.45 Puebla 2.01 1.94 1.79 1.87 1.86 2.03 1.99 2.18 2.26 2.52 2.27 2.10 2.24 Querétaro 1.27 1.30 1.35 1.28 1.32 1.34 1.41 1.70 1.87 1.92 1.97 2.03 2.07 Quintana Roo 2.71 2.36 2.28 2.21 2.67 2.96 2.83 3.11 3.04 3.16 2.91 2.83 2.69 San Luis Potosí 1.50 1.82 1.77 1.72 2.10 2.35 2.17 2.74 2.74 2.49 2.13 2.08 2.03 Sinaloa 2.56 2.51 2.81 2.90 3.32 3.74 3.89 3.85 3.90 3.77 3.62 3.42 3.41 Sonora 1.87 2.31 2.47 2.43 2.52 2.51 2.66 2.96 2.80 2.70 2.79 2.65 2.61 Tabasco 1.62 1.55 1.52 1.79 2.04 2.13 2.28 2.28 2.28 2.09 2.22 2.15 2.26 Tamaulipas 2.01 1.98 2.31 2.11 1.97 2.32 2.41 2.90 3.09 3.04 2.70 2.86 2.74 Tlaxcala 2.32 2.32 2.74 2.58 1.60 1.87 2.16 2.22 2.17 2.34 2.39 1.96 1.98 Veracruz 1.61 1.56 1.60 1.58 1.67 1.74 1.53 1.95 2.14 2.18 2.10 1.87 1.87 Yucatán 1.43 1.45 1.54 1.57 1.62 1.82 1.79 1.83 1.94 1.90 1.89 1.83 1.86 Zacatecas 1.93 1.67 1.80 1.48 1.54 1.64 1.54 2.02 2.15 2.42 2.30 2.21 2.55 NATIONAL 2.15 2.11 2.15 2.23 2.25 2.48 2.71 2.91 2.88 2.83 2.70 2.50 2.50 108 APPENDIX B MPI AND POSITIVE PEACE INDICATOR CORRELATIONS TABLE 21 MPI AND POSITIVE PEACE INDICATOR CORRELATIONS, 2003 AND 2015 INDICATOR 2003 MPI 2015 MPI Average number of people per house, 2010 -0.12 -0.3 How much confidence does the ministerial or judicial police inspire? -0.46 -0.25 Paying a bribe is justified 2014 -0.27 -0.25 Proportional mortality nutrional diseases 2012 0.16 -0.23 Police respect laws vs. break laws to capture criminals 2014 -0.11 -0.22 Houses with radio, 2010 -0.25 -0.19 Books available in public libraries per capita, 2010 -0.06 -0.16 Houses with proper floor, 2010 -0.37 -0.16 How much confidence does the federal attorney general (PGR) inspire? -0.43 -0.16 State illiteracy rate 2009 0.1 -0.15 State illiteracy rate 2010 0.1 -0.15 Do you think that the state police would be able to help you in a situation of insecurity or crime? -0.33 -0.14 Houses with some kind of bathroom, 2010 -0.06 -0.14 How much confidence do the federal police inspire? -0.51 -0.14 State illiteracy rate 2007 0.12 -0.14 State illiteracy rate 2008 0.1 -0.14 Houses with no basic goods, 2010 0.26 -0.13 Basic rights are protected, 2014 -0.2 -0.12 Houses with no connection to the public drainage system, 2010 0.13 -0.12 State illiteracy rate 2011 0.12 -0.11 Tell me the degree of confidence they have in jails and prisons, 2015 -0.29 -0.1 Do you think that the municipal preventative police would be able to help you in a situation of insecurity or crime? -0.04 -0.09 Government should offer social services to foreigners, 2014 -0.14 -0.09 GDP per capita, 2008 -0.1 -0.08 Do you consider the federal police to be corrupt? 0.37 -0.08 Life satisfaction, 2014 -0.28 -0.08 Pride in nationality 2014 -0.23 -0.08 Unemployment rate, 2010 -0.31 -0.06 Do you think that the federal police would be able to help you in a situation of insecurity or crime? -0.32 -0.04 Evaluation of the economic situation of the country, 2014 -0.19 -0.04 How much confidence do the public ministries (MP) and state agencies inspire? -0.36 -0.04 Do you consider judges to be corrupt? 0.4 -0.03 Houses with no electricity, 2010 0.17 -0.02 Do you consider the federal attorney general (PGR) to be corrupt? 0.44 -0.02 OPHI — % population vulnerable to poverty, 2006 0.16 -0.01 MEXICO PEACE INDEX 2016 | Appendices 109 TABLE 21 INDICATOR 2003 MPI 2015 MPI Do you consider the public ministry (MP) and state attorney to be corrupt? 0.43 0.01 Trust in the media, 2014 -0.24 0.01 HDI — health, 2010 0.07 0.02 House with all basic services, 2010 -0.19 0.02 Average number people per room, 2010 0.32 0.03 Frequency of paying attention to the news, 2014 -0.21 0.03 Life expectancy at birth, 2010 0.07 0.03 Police officer asked for a bribe, 2014 0.26 0.07 Tell me the degree of confidence that has on co-workers / business, school, 2015 -0.33 0.07 Do you know if any actions were carried out in your town/municipality that improved the income of families in 2014? -0.04 0.08 How much confidence do judges inspire? -0.34 0.08 Not deprived in any dimensions, 2010 -0.2 0.08 Tell me the degree of confidence that have family members or relatives (brothers, uncles, cousins, etc.), 2015 -0.2 0.08 Do you know if any actions were carried out in your town/municipality that improved public lighting in 2014? 0.09 0.09 Houses with no running water, 2010 0.23 0.09 Do you consider the ministerial or judicial police to be corrupt? 0.47 0.09 Tell me the degree of confidence that has neighbors, 2015 -0.32 0.12 Houses with television, 2010 -0.26 0.13 Houses with no flooring material, 2010 0.33 0.13 Do you know if any actions were carried out in your town/municipality that addressed unemployment in 2014? -0.17 0.15 Tell me the degree of confidence which has in friends, 2015 -0.25 0.16 Years of average schooling in the state, 2011 -0.1 0.16 Years of average schooling in the state, 2010 -0.08 0.17 HDI — education, 2010 -0.09 0.18 Total fertility rate, 2010 0.11 0.18 Total number of journalists killed, 2000-2013 0.2 0.18 Do you know if any construction or maintenance of parks and sports fields was carried out in in your city or town last year? 0.1 0.22 Have residents in your community organized to address a lack of lighting? -0.21 0.22 HDI — income, 2010 -0.08 0.23 Have residents in your community organized to address potholes or leaks? -0.23 0.25 Have residents in your community organized to address a lack of water? -0.18 0.31 Doing business rank, 2013 0.45 0.37 110 END NOTES SECTION 1 RESULTS & FINDINGS 1 Instituto Nacional de Estadística y Geografía, ‘Encuesta Nacional de Victimización y Percepción sobre Seguridad Pública (ENVIPE) 2015: Principales Resultados’, Instituto Nacional de Estadística y Geografía, 2015, http://www.inegi.org.mx/est/ contenidos/proyectos/encuestas/hogares/regulares/envipe/envipe2015/doc/ envipe2015_presentacion_nacional.pdf, (accessed 5 January 2016). 2 CNN Wire Staff, ‘’Zeta Killers’ say that they target Mexican drug cartel’, CNN, 28 September 2011, http://edition.cnn.com/2011/09/27/world/americas/mexico-video/, (accessed 12 February 2016). 3 4 BBC Mundo, ‘Los Mata Zetas, el Nuevo cartel de México’, El Mostrador, http://www. elmostrador.cl/noticias/mundo/2015/04/10/los-mata-zetas-el-nuevo-cartel-demexico/, (accessed 29 February 2016). For details, see M. C. Ingram, ‘Community Resilience to violence: Local Schools, Regional Economies, and Homicide in Mexico’s Municipalities’, in D. A. Shirk (ed.), D. Wood (ed.), and E. L. Olson (ed.), Building Resilient Communities in Mexico: Civic Responses to Crime and Violence, San Diego, Wilson Center and the Justice in Mexico Project, 2014, pp. 25-62. 5 México Evalúa, ‘La cárcel en México: ¿Para qué?’, México Evalúa, 2013, http://www. mexicoevalua.org/wp-content/uploads/2013/08/MEX-EVA_INDX-CARCELMEXICO-VF.pdf, (accessed 27 May 2015). 6 O. Rodríguez Ferreira and D. A. Shirk, ‘Criminal Procedure Reform in Mexico, 2008-2016: The Final Countdown for Implementation’, Justice in Mexico: Special Report, San Diego, CA, Justice in Mexico, University of San Diego, 2015, p. 23. 7 8 9 For an estimate of the size and value in US dollars of the flow of illicit firearms from the US to Mexico, see T. L. McDougal et al., ‘The Way of the Gun: Estimating Firearms Trafficking across the US-Mexico Border’, Igarapé Institute Report, 2013, https://igarape.org.br/wp-content/uploads/2013/03/Paper_The_Way_of_the_Gun_ web2.pdf, (accessed 27 May 2015). C. Molzahn, O. Rodriguez Ferreira, and D. A. Shirk, Drug Violence in Mexico, San Diego, CA, Justice in Mexico, University of San Diego, 2013. CCSPJP, ‘San Pedro Sula, la ciudad más violenta del mundo; Juárez, la segunda’, Seguridad, Justicia Y Paz, [website], 2012, http://www.seguridadjusticiaypaz.org.mx/ sala-de-prensa/541-san-pedro-sula-la-ciudad-mas-violenta-del-mundo-juarez-lasegunda, (accessed 9 March 2016). 23 Earth Charter Initiative, ‘Governors in Mexico signed an agreement to promote the Earth Charter’, Earth Charter Initiative, [website], 2015, http://earthcharter.org/ news-post/governors-in-mexico-signed-an-agreement-to-promote-the-earth-charter/, (accessed 17 February 2016). 24 K. Heinle, C. Molzahn, and D. A. Shirk, Drug Violence in Mexico, San Diego, CA, Justice in Mexico, University of San Diego, 2015. 25 International Crisis Group, Latin America Report No. 54: Back from the Brink: Saving Ciudad Juárez, Brussels, Belgium, International Crisis Group, 2015. 26 Heinle et al., Drug Violence in Mexico. 27 O. Rodríguez Ferreira and D. A. Shirk, ‘Criminal Procedure Reform in Mexico, 2008-2016’, p. 21 28 E. Pachio, ‘Beltran Levya, Zetas Battling Simona Cartel in Baja California Sur’, InSight Crime, [website], 2014, http://www.insightcrime.org/news-briefs/ beltran-leyva-zetas-battling-sinaloa-cartel-in-baja-california-sur, (accessed 18 February 2016); Fox News Latino, ‘Once quiet Baja California Sur now plagued by drug violence as battle for 'El Chapo's' turf rages’, Fox News Latino, 26 November 2014, http://latino.foxnews.com/latino/news/2014/11/26/in-once-bucolic-mexicanstate-killings-surge-as-battle-for-el-chapos-turf-rages/, (accessed 18 February 2016). 29 Fox News Latino. 30 I. Gaxiola, ‘Baja California Sur Governor seeks help of USA State Dept to combat crime’, Borderland Beat, [website], 2015, http://www.borderlandbeat.com/2015/10/ baja-california-sur-governor-seeks-help.html, (accessed 18 February 2016). 31 C. Covert., ‘Bloody Zacatecas: Fighting continues between Los Zetas and gulf Cartel’, Borderlands Beat, [website], 2013, http://www.borderlandbeat.com/2013/03/ bloody-zacatecas-fighting-continues.html, (accessed 18 February 2016). 32 Covert. 33 Institute for Economics and Peace, Peace and Corruption, Sydney, Institute for Economics and Peace, 2015. 34 Institute for Economics and Peace, Global Peace Index 2014, Sydney, Institute for Economics and Peace, 2015. 35 M. Oostveen, ‘Querétaro Becomes a Symbol of Mexico’s High-Octane Economic Expansion’, Nearshore Americas, [website], 2013, http://www.nearshoreamericas. com/mexicos-quertaro-economic-growth/, (accessed 9 March 2016). 10 Instituto Nacional de Estadística y Geografía, ‘Encuesta Nacional de Victimización y Percepción sobre Seguridad Pública (ENVIPE) 2015: Principales Resultados’. 11 International Crisis Group, Latin America Report No. 54: Back from the Brink: Saving Ciudad Juárez, Brussels, Belgium, International Crisis Group, 2015; and, Institute for Economics and Peace, Informe Nuevo León, Sydney, Institute for Economics and Peace, 2015. 36 T. Duncan, ‘Jalisco New Generation Drug Cartel, Rapidly Increasing its Power in Mexico’, The Yucatan Times, 25 May 2015, http://www.theyucatantimes. com/2015/05/jalisco-new-generation-drug-cartel-rapidly-increasing-its-power-inmexico/, (accessed 18 February 2016). 12 Diario Oficial de la Federación, Programa Sectorial de Defensa Nacional 2013-2018, 03 December 2013, http://dof.gob.mx/nota_detalle_popup.php?codigo=5326566, (accessed 17 March 2016). 37 13 T. L. McDougal, et al., ‘The Way of the Gun’. M. Peterson, ‘Mexican state of Guanajuato suffering poor water quality, erosion issues’, Southern California Public Radio, 20 December 2013, http://www.scpr.org/ programs/take-two/2013/12/19/35199/mexican-state-of-guanajuato-suffering-poorwater-q/, (accessed 18 February 2016). 14 T. L. McDougal, et al. 38 15 T. L. McDougal, et al. Secretariado Ejecutivo del Sistema Nacional de Seguridad Publica, Incidencia Delictiva del Fuero Común, 2014, http://secretariadoejecutivo.gob.mx/ incidencia-delictiva/incidencia-delictiva-victimas.php#, (accessed 24 February 2016). 16 Los Zetas was formed in the late 1990s by a group of former Mexican military personnel as mercenaries for the Gulf Cartel, later developing a profile as an independent and powerful organization. See J. S. Beittel, ‘Mexico: Organized Crime and Drug Trafficking Organizations’, Congressional Research Service Report, 2015, https://www.fas.org/sgp/crs/row/R41576.pdf, (accessed 16 February 2016). 39 Instituto Nacional de Estadística y Geografía, ‘Encuesta Nacional de Victimización y Percepción sobre Seguridad Pública (ENVIPE) 2015: Principales Resultados’. 40 Amnesty International, '"Treated with Indolence": The State's Response to Disappearances in Mexico, Amnesty International Publications, London, 2016. 41 A. Redacción, ‘CNDH reporta 27 mil desaparecidos en México, cifra cercana a la de Segob’, Aristegui Noticias, 5 June 2013, http://aristeguinoticias.com/0506/mexico/ cndh-reporta-27-mil-desaparecidos/, (accessed 9 March 2016). 42 Secretariado Ejecutivo del Sistema Nacional de Seguridad Publica, Incidencia Delictiva del Fuero Común, 2014. 17 Institute for Economics and Peace, Positive Peace Report 2015, Sydney, Institute for Economics and Peace, 2015. 18 2014 is the first year for which SESNSP reported the number of victims of homicide as well as the number of cases. 19 México Evalúa, ‘La cárcel en México: ¿Para qué?’. 20 México Evalúa. 43 Heinle et al, Drug Violence in Mexico, p. 7. 21 Based on the difference in overall MPI score from 2011 to 2015. 44 22 Overseas Security Advisory Council, ‘Mexico 2015 Crime and Safety Report: Guadalajara’, Research & Information Support Center, 2015, https://www.osac.gov/ pages/ContentReportDetails.aspx?cid=17189, (accessed 18 February 2016). Zepeda found in 2009 that 95,407 (41.5 percent) out of 229,915 prison inmates in Mexico were pending a sentence. See G. Zepeda Lecuona, Los mitos de la prisión preventiva en México, Washington, D.C., Open Society Justice Initiative, 2010, cited in Heinle et al, Drug Violence in Mexico 2015, San Diego, C.A., Justice in Mexico, p. 8. MEXICO PEACE INDEX 2016 111 45 J. Deaton and O. Rodriguez Ferreira, Detention Without Charge: The Use of Arraigo for Criminal Investigations in Mexico, San Diego, Justice in Mexico, 2015, p 10. 46 Heinle et al., Drug Violence in Mexico, 2015, p.10. 47 A. Baranda, ‘Conoce reforma penal solo 11%’, Reforma, August 7 2013; L. Álvarez, ‘El 70% de los abogados desconoce los juicios orales.’ En Línea Directa, August 2 2013, cited in O. Rodríguez Ferreira and D. A. Shirk, ‘Criminal Procedure Reform in Mexico, 2008-2016: The Final Countdown for Implementation’, Justice in Mexico: Special Report, San Diego, CA, Justice in Mexico, University of San Diego, 2015, p. 11. 48 Rodríguez Ferreira and Shirk, Criminal Procedure Reform in Mexico, 2008-2016, p. 24. 49 Rodríguez Ferreira and Shirk, p. 27. 9 A. Heinemann and D. Verner, ‘Crime and violence in development: A literature review of Latin America and the Caribbean’, World Bank Policy Research Working Paper, 2006, http://elibrary.worldbank.org/doi/ abs/10.1596/1813-9450-4041, (accessed 4 February 2016). 10 S. R. Hiatt, and W. D. Sine, ‘Clear and present danger: planning and new venture survival amid political and civil violence’, Strategic Management Journal, vol. 35, no. 5, 2014, pp. 773-785. 11 J. Brauer and J. Marlin, Defining Peace Industries and Calculating the Potential Size of a Gross World Product by Country and by Economic Sector, Institute for Economics and Peace, Sydney, 2009 12 Instituto Nacional de Estadística y Geografía, ‘Crime Against Business National Survey Presentation: Main Findings’, Instituto Nacional de Estadística y Geografía, 2014, http://www.inegi.org.mx/est/contenidos/ proyectos/encuestas/establecimientos/otras/enve/2014/doc/enve_2014_ presentacion_english.pdf, (accessed 28 January 2016). SECTION 2 POSITIVE PEACE IN MEXICO 1 In the global PPI, good relations with neighors measures relationships between countries. Mexico scores well in this domain. In the subnational Mexico Positive Peace Index, the domain good relations with neighbors measures aspects of community and social cohesion. Mexican states show varying degress of performance on this subnational measure. 2 C. Molzahn, O. Rodriguez Ferreira, and D. A. Shirk, Drug Violence in Mexico, San Diego, CA, Justice in Mexico, University of San Diego, 2013. 3 Based on survey data that asked respondents if a police officer had solicited a bribe from them. 4 Perceptions of corruption in municipal police forces have not been included in the table because of differences in structure from state to state. On average, 62.5 percent of respondents considered their local police forces to be corrupt. 5 Reporters Without Borders, ‘Mexico’, Press Freedom Barometer 2016, 2016, http://en.rsf.org/report-mexico,184.html, (accessed 27 February 2016). 6 Reporteros Sin Fronteras, ‘Periodistas Muertos’, El Barometro de la Libertad de Prensa 2015, 2015, https://es.rsf.org/el-barometro-de-la-libertad-de-prensaperiodistas-muertos.html?annee=2015, (accessed 27 February 2016). SECTION 3 ECONOMIC VALUE OF PEACE 1 2 The average annual wage income data is sourced from OECD for 2014 in constant 2014 pesos. Organisation for Economic Co-operation and Development, Average annual wages, 2014, https://stats.oecd.org/Index. aspx?DataSetCode=AV_AN_WAGE, (accessed 4 February 2016). S. Morales Rosas and C.A. Pérez Ricart, ‘Understanding militarization in Mexico beyond military expenditure: Veto players and institutional isomorphism, a two folded approach’, paper presented to the 17th Annual International Conference on Economics and Security, Stockholm, 14–15 Jun. 2013, http://www.sipri.org/research/armaments/milex/ICES2013/papers/ archive/morales-perez-understanding-militarization-in-mexico, (accessed 27 January 2016) 3 The average annual wage income reported by OECD for 2014 in constant 2014 pesos. Organisation for Economic Co-operation and Development, Average annual wages, 2014. 4 Secretaria de Hacienda y Crédito Publico, Federal budget revenues, oil and non-oil government, 2016, http://www.shcp.gob.mx/English/Timely_Public_ Finances/Paginas/unica.aspx, (accessed 5 February 2016). 5 C. Hale, ‘Fear of Crime: A Review of the Literature’, International Review of Victimology, vol. 4, no. 2, 1996, pp. 79-150; T. Chandola, ‘The Fear of Crime and Area Differences in Health’, Health and Place, vol. 7, no. 2, 2001, pp. 105-116; and, J. Jackson, and M. Stafford, ‘Public Health and Fear of Crime: A Prospective Cohort Study’, British Journal of Criminology, vol. 49, no. 6, 2009, pp. 832–847. 6 K. Heinle, C. Molzahn, and D. A. Shirk, ‘Organized-Crime-Style Homicide in Reforma and Milenio Tallies’, Drug Violence in Mexico, San Diego, CA, Justice in Mexico, University of San Diego, 2015. 7 Note: government spending data does not include state level spending on violence containment. 8 etaria de Hacienda y Crédito Publico, Programmable Expenditure of the Budgetary Public Sector. Functional Classification, 2016, http://www.shcp.gob. mx/English/Timely_Public_Finances/Paginas/unica.aspx, (accessed 2 February 2016). SECTION 4 EXPERT CONTRIBUTION 1 Lara, Barata. “Nota(n) roja”. DEBATE, 2009.Lara, Barata. “Nota(n) roja”. DEBATE, 2009. 2 Astorga, Luis. “Seguridad, traficantes y militares”. Tusquets, 2007.Astorga, Luis. “Seguridad, traficantes y militares”. Tusquets, 2007. 3 Encuesta Nacional de Victimización y Percepción (ENVIPE) 2015, INEGI 4 Programa de Atención Integral a Víctimas (PNAV) 2014-2018 del Sistema Nacional de Atención a Víctimas, 2015. 5 La Encuesta Nacional de Victimización y Percepción sobre Seguridad Pública (ENVIPE) de INEGI recoge información acerca del tiempo promedio dedicado a denunciar los delitos ante el Ministerio Público en cada entidad federativa, estableciendo cuatro rangos posibles a elegir para los encuestados: menos de una hora, de una a dos horas, de tres a cuatro horas y más de cuatro horas. Cabe destacar que el rango de más de dos horas a menos de tres horas no corresponde a ninguna de las categorías señaladas por INEGI. 6 La mediana representa el valor de la variable que ocupa la posición central en un conjunto de datos ordenados, es decir, el 50% se encuentran por debajo de este valor y el 50% por encima del mismo. Para el cálculo se utilizó el método para datos agrupados en intervalos de clase. 7 Ley General de Víctimas (LGV), Nueva Ley publicada en el Diario Oficial de la Federación el 9 de enero de 2013, última reforma publicada DOF 03-05-2013 8 Art. 5 de la LGV. 9 La información corresponde a la última información publicada por el SENSSP con corte al mes de octubre de 2015. 10 Pacheco, 2016 11 [1]Partido Acción Nacional. “Iniciativa con proyecto de decreto por el que se reforman y adicionan los artículos 21, 73, 76 y 123 Apartado C de la Constitución Política de los Estados Unidos Mexicanos”, Gaceta del Senado LXIII/1PPO-45/58914, 4 de noviembre de 2015, consultado el día 10 de febrero de 2016 http://www.senado.gob.mx/index. php?ver=sp&mn=2&sm=2&id=58914 12 Partido de la Revolución Democrática, “Iniciativa con proyecto de decreto por el que se reforman los artículos 21, 73, 76, 104, 115 y 123 de la Constitución Política de los Estados Unidos Mexicanos, en materia de seguridad pública”, Gaceta del Senado LXIII/1SPO-75/60404, 2 de febrero de 2016, consultado el día 10 de febrero de 2016, http:// www.senado.gob.mx/index.php?ver=sp&mn=2&sm=2&id=60404. 13 Partido del Trabajo. “iniciativa con proyecto de decreto por la que se modifica y adiciona a la fracción XXIII del artículo 73 y, se reforma la fracción VII del artículo 115 de la Constitución Política de los Estados Unidos Mexicanos, con el propósito de fortalecer el principio de municipio libre en materia de seguridad pública, profesionalizar a las policías de los tres niveles de gobierno, y para someter a los gobernadores al principio de legalidad”, Gaceta del Senado LXIII/1SPO-77/60503. http://www.senado.gob.mx/index. php?ver=sp&mn=2&sm=2&id=60503 14 “Mando único policial y otras 10 claves del nuevo plan de seguridad de Peña”, Torres Mauricio, CNN internacional, 3 de diciembre de 2014, consultado el día 2 de febrero de 2016. http://mexico.cnn.com/nacional/2014/12/03/mando-unico-policial-y-otras-10-claves-delnuevo-plan-de-seguridad-de-pena 15 Según el estudio realizado por el think tank mexicano Ethos, entre 1995 y 2013 se pasó de 39,800.6 millones de pesos a 219,930 millones de pesos en el presupuesto destinado a seguridad, lo que representa un incremento, en precios constantes a 2010, de 452.5%. Tan solo en 2010, de acuerdo al mismo estudio, los estados ejercieron 68,424 millones de pesos en seguridad, de los cuales 10.1% correspondieron a fondos del FASP. 16 “Causa en Común denuncia omisiones para sancionar desvío de recursos”, CNN México, 15 de noviembre de 2013. Consultado el 10 de febrero de 2016. http://mexico.cnn.com/ nacional/2013/11/15/causa-en-comun-denuncia-omisiones-para-sancionar-desvio-de-recursos 17 “Conago plantea a Senado que Mando Único sea temporal”, Robles de la Rosa, Leticia, Periódico Excélsior, 2 de febrero de 2016, consultado el día 10 de febrero de 2016. http:// www.excelsior.com.mx/nacional/2016/02/02/1072420 MEXICO PEACE INDEX 2016 112 18 “PAN presenta iniciativa de reforma en seguridad; va contra el mando único”, Animal Político, 3 de noviembre de 2015, consultado del día 2 de febrero de 2016. http://www.animalpolitico. com/2015/11/pan-presenta-iniciativa-de-reforma-en-seguridad-va-contra-el-mando-unico/ 19 “Senadores del PRD presentan iniciativa para rediseñar sistema policial”, Figueroa Alcántara Héctor, Periódico Excélsior, 2 de febrero de 2016, consultado el 8 de febrero de 2016. http://www. excelsior.com.mx/nacional/2016/02/02/1072658 20 Ídem. 21 The United Nations Development Program has calculated a Human Development Index (HDI) separating the indigenous and the non-indigenous population in every Mexican municipality. Indigenous peoples have a development gap of about 30 percent lower HDI (compared to non-indigenous inhabitants living in the same place). Programa Naciones Unidas para el Desarrollo. 2010. Informe Sobre el Desarrollo Humano de los Pueblos Indigenas de Mexico. Mexico: PNUD –CDI. 22 Gillette Hall and Harry A. Patrinos. 2006. Pueblos Indigenas, Pobreza y Desarrollo Humano en América Latina, 1994-2004. Washington: World Bank. 23 The multidimensional poverty metric of CONEVAL takes into account income as well as the provision of basic public goods such as drinking water, health and education services, social insurance or food insecurity. CONEVAL. 2014. La pobreza de la población indígena de México, 2012. Mexico; Consejo Nacional de Evaluación de la Política de Desarrollo Social. 24 The CONEVAL methodology classifies not only poverty but also the vulnerability faced by families of falling below the threshold of the moderate poverty line or missing access to basic services. 25 This type of estimation is proposed by Ñopo, Hugo. "Matching as a tool to decompose wage gaps." The review of economics and statistics 90.2 (2008): 290-299. See also: Atal, Juan Pablo, Hugo Ñopo, and Natalia Winder. "Nuevo siglo, viejas disparidades: brechas de ingresos por género y etnicidad en América Latina y el Caribe." (2012). While in that work the largest limitation is the sample size of surveys, in this exercise we take advantage of census variables that allow for simpler matching techniques than synthetic control groups, for example. 26 For some technical reasons in the assembly of the dataset the estimation do not yet include the states of Baja California, Baja California Sur, Coahuila, Durango, Nuevo Leon and Quintana Roo. These will be added as soon as they become available. 27 The technique used for processing the data was propensity score matching. The procedure for estimating a propensity score of indigenous self-adscription (PERETN in the INEGI codes) involved predicting the dichotomic variable with the overall level of schooling (ESCOACUM) and the attribute of speaking an indigenous language (HLENGUA). In order to reduce the computational time involved in the estimation, only households that were surveyed with the long questionnaire are included. This still keeps more than two million individuals in the calculation, because INEGI oversamples in the poorest municipalities in Mexico (ensuring coverage of the 125 municipalities with the lowest Human Development Index as calculated by UNDP). The propensity scores calculated separately for men and women, but for the country as a whole, exhibited balance. The estimation then calculates the Average Treatment Effect (ATE) of being indigenous for men and women matched separately, in order to ensure that there is no confounding effect of gender. Matching was done with the nearest neighbor along the propensity score by state. 28 As a robustness check, we also performed an exact matching estimation with a 1 percent sample of the census, in order to reduce the computational demands involved in the calculation. The specification for the exact matching of individuals was extremely parsimonious, controlling for differences in income attributable to the number of hours worked, the overall level of schooling and the stage in the life cycle. The technique was performed through the nnmatch procedure in STATA. The method is computationally intensive, because it requires searching matches for exact counterfactual, whenever possible, or the most similar individual in a non-parametric Mahanobis distance metric. The estimation involved calculating the difference in the income of wage earners (the INGTRMEN variable in the Mexican INEGI standardized codes) as distinguished by indigenous self-adscription (PERETN), matching exactly on gender (SEXO), illiteracy (ALFABET) and size of the locality (TAM_LOC); including distance matches for years of schooling (ESCOACUM), hours worked (HORTRA) and age (EDAD). 29 And perhaps Sinaloa and Michoacán, which are statistically significant at the 90 percent level. For men there are several states that only pass the significance test at the 90 percent level too. SECTION 5 METHODOLOGY 1 Organisation for Economic Co-operation and Development (OECD) and Instituto Mexicano para la Competitividad (IMCO), Strengthening Evidence-Based Policy Making on Security and Justice In Mexico, Paris, France, 2012. 2 S. Morales Rosas and C.A. Pérez Ricart, ‘Understanding militarization in Mexico beyond military expenditure: Veto players and institutional isomorphism, a two folded approach’, paper presented to the 17th Annual International Conference on Economics and Security, Stockholm, 14–15 Jun. 2013, http://www.sipri.org/research/ armaments/milex/ICES2013/papers/archive/morales-perez-understandingmilitarization-in-mexico, (accessed 27 January 2016). 3 Note: Government spending data does not include state level spending on violence containment. Secretaria de Hacienda y Crédito Publico, Programmable Expenditure of the Budgetary Public Sector. Functional Classification, 2016, http://www.shcp.gob. mx/English/Timely_Public_Finances/Paginas/unica.aspx, (accessed 2 February 2016). 4 T. L. McDougal et al., ‘The Way of the Gun: Estimating Firearms Trafficking across the US-Mexico Border’, Igarapé Institute Report, 2013, https://igarape.org.br/ wp-content/uploads/2013/03/Paper_The_Way_of_the_Gun_web2.pdf, (accessed 27 May 2015). MEXICO PEACE INDEX 2016 113 REFERENCES Amnesty International, '"Treated with Indolence": The State's Response to Disappearances in Mexico, Amnesty International Publications, London, 2016. BBC Mundo, ‘Los Mata Zetas, el Nuevo cartel de México’, El Mostrador, http://www.elmostrador.cl/ noticias/mundo/2015/04/10/los-mata-zetas-el-nuevo-cartel-de-mexico/, (accessed 29 February 2016). Beittel, J. S., ‘Mexico: Organized Crime and Drug Trafficking Organizations’, Congressional Research Service Report, 2015, https://www.fas.org/sgp/crs/row/R41576.pdf, (accessed 16 February 2016). 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