3. Investigations by the Directorate General in 2011
Transcription
3. Investigations by the Directorate General in 2011
`|Ç|áàÜç `|Ç|áàÜç yÉÜ \ÇyÜtáàÜâvàâÜx tÇw gÜtÇáÑÉÜà DIRECTORATE-GENERAL OF THE ITALIAN RAILWAY INVESTIGATION BODY Annual Report 2011 Contents Page 1. The Directorate General of the Italian Railway Investigation Body 3 1.1. Foreword by the Director General 3 1.2. Reference standards 6 1.3. Role and aim 7 1.4. Organisation 8 2. Accidents and the safety regime 9 2.1. Commencement of investigations by the Directorate General 9 2.2. Institutions involved in the investigations 10 3. Investigations by the Directorate General in 2011 11 3.1. Investigations on accidents 11 3.2. Railway safety studies and research activities 22 4. Other Directorate General activities in 2011 25 5. Recommendations 26 6. Conclusions 28 The following personnel from the Institutional and International Relations Division–Safety Database collaborated in the preparation of this report. Massimo Costa Director Salvatore De Marco Functionary Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 2 1. The Directorate General of the Italian Railway Investigation Body 1.1. Foreword by Director General The annual report on the activities of the Directorate General of the Italian Railway Investigation Body, which performs the functions of Investigative Body provided for by Directive 2004/49/EC of the European Parliament and of the Council and by Legislative Decree No 162 dated 10 August 2007, is prepared annually in accordance with said rules and regulations, and for the second year it is published in the form of booklet to facilitate easy and concise consultation by everyone. During 2011 the Directorate General which I direct has seen certain improvements in its production capacity with the substantial division of the responsibilities between the two Divisions for the two main areas of activities (international relations and investigations), as the new Divisional Directors took up their positions at the end of 2010. However, in my opinion, these improvements are still not sufficient, since there are still serious shortfalls in terms of human and financial resources. The activities have substantially moved forward with regard to the general aims and also with respect to the strictly technical-operational objectives which were established at the end of 2010, including: the renewal and consolidation of relations with the European Commission (Directorate General MOVE) and with the European Railway Agency (ERA) as well as the strengthening of major bilateral relationships with investigative bodies in other EU countries; an analytical study of the railway accidents at level crossings. Since incidents at level crossings continue to be one of the main causes of fatal accidents within the rail system, the Directorate General started a systematic study of these accidents in 2011. The study concluded with a series of proposals for technological modifications to the systems and to the accessories and certain proposals for modifications to regulations. The results achieved were also obtained thanks to collaboration with certain investigation bodies of other European countries, which enabled the Directorate General to check which were the best practices at the EU level; an analytical study of the derailments and especially a study of the derailment detection devices (DDD). the commencement of a meaningful collaboration with the Italian judicial authorities in relation to rail accident investigations. This type of collaboration was also specifically requested at European Commission level. At the end of 2010 the Commission complained about Italy’s failure to comply with the provisions of Directive 2004/49/EC which expressly provides for a process of virtuous cooperation–while respecting respective competences–between the judicial authorities and the National Office responsible for investigating technical causes. In Italy the national office responsible is in effect my Directorate. A particularly important result of this collaboration was the decision of the Tribunal of Lucca to permit the Board of Inquiry of this Directorate General (appointed to investigate the Viareggio railway accident of 29 June 2009) to participate in the special evidentiary hearings initiated by the preliminary investigating magistrate (GIP) of Lucca during 2011. The technical investigation of the accident performed by the Directorate General runs in parallel with the investigation started by the judiciary. Activities in 2011 consisted of joint Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 3 1. The Directorate General of the Italian Railway Investigation Body testing of the materials associated with the special evidentiary hearing. Many of the activities of the Directorate General were concentrated on the accident in Viareggio. But I am pleased to confirm that, in parallel with the inquiry and as I mentioned in the 2010 annual report, we have seen, even though with expected resistance, the beginnings of a complex process of research and analysis aimed at the future drafting/finalisation of legislation and regulations at both a national and EU level aimed at the prevention of similar occurrences. This process has in part already led–having clarified the technical mechanisms which caused the Viareggio accident–to a new general attention to the issue of safe transportation of hazardous goods by rail, with a renewed technical awareness in this specific technical sector. The inquiry on the Viareggio accident, which was concluded on 23 March 2012 (a date which can now be referred to with the publication of this annual report), presented 11 recommendations mainly regarding the need for amendments to the regulatory system, with extremely innovative aspects regarding the adoption and control of mandatory maintenance processes for railway vehicles carrying hazardous goods as well as the crucial issue of the “traceability” of the maintenance activities. Already back in 2011, before completion of the inquiry, the results were announced and debated by the Directorate nationally and internationally (the European Commission, the European Railway Agency, the International Rail Transport Organisation), in an attempt to stimulate the establishment of new working groups on the issue, in advance of the completion of the inquiry. One cannot hide the fact that the reactions, especially at an international and EU level, have still not shown an “immediate willingness to change”, precisely because of the significantly innovative nature of the contents of the recommendations. All innovative paths are difficult, bristling with obstacles and sometimes resistance by the sector, but the action of the Directorate General of the Italian Railway Investigation Body will stand firm, within the institutional limitations, in following the process, which will obviously be the subject of normal critical and pluralistic evaluation, in order to implement the recommendations issued. I have no doubt that has been started will result, even in the near future, in a reduction in the number of incidents. I wish to emphasise a guiding principle for the recommendations issued following the Viareggio incident: it is not solely a question of improving the chain of operational procedures and merely “better identifying a chain of responsibilities”. It is also a matter of effectively preventing the occurrence of disasters of this proportion through the avoidance of the de facto risk presented by a serial avoidance of responsibilities resulting from suspect, if not even clearly false or inconsistent, certification processes. The development of rail transport liberalisation has accentuated the contrast between the “quality by reputation”–typical of historically consolidated operators–and the concept of “quality by certification” typical of a liberalised situation. In effect, one wants to prevent the second concept, which is valid and incontrovertible at a conceptual level, from becoming dangerously vacuous at a real level through the concentration of “major responsibilities” in the hands of just a few parties (maintenance workshops or ECM–Entity in Charge of Maintenance). These parties are often selected by the sector on the basis of the cost of Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 4 1. The Directorate General of the Italian Railway Investigation Body their services alone, a criterion which is clearly mistaken and therefore risky. Again this year I must conclude this brief note of introduction with a thought for the victims of the accident in Viareggio and, above all, express to the victims’ families the satisfaction of having now at least issued a complex framework of safety recommendations aimed at the relevant authorities, at both an Italian and EU level–which have been reminded many times and on various occasions of the duties, not merely moral but also institutional, of the parties involved in carrying forward the actions. I feel confident in saying that this Directorate General, with its staff, collaborators and external experts, feels it a privilege to be able to start and consolidate the virtuous processes, always operating with the appropriate spirit of service towards the State and its citizens. I take this opportunity to confirm that with a new specific Management Decree issued at the end of the summer of 2012, I authorised the Viareggio Board of Inquiry to perform the second part of the investigations (overturning of the tank wagon containing LPG, fracturing of the tank, and catching fire of the contents), after the first part had fully defined the primary technical causes of the incident. This is due to the fact that the documentation in possession of the Board has now been enriched with new analytical material which I trust will permit final identification–in a truly definitive manner, or at least highly probable from an engineering point of view–of the element present on the infrastructure which led to the fracturing of the tank and the resulting consequences. Marco Pittaluga Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 5 1. The Directorate General of the Italian Railway Investigation Body 1.2. Reference standards Legislative Decree No 162 of 10 August 2007, implementing Directive 2004/49/EC, established– within the Ministry of Infrastructure and Transport– the Directorate General of the Italian Railway Investigation Body (DGIF). This decision was rendered operational with Presidential Decree No 211 of 3 December 2008 (Regulation on the reorganisation of the Ministry of Infrastructure and Transport) and finalised with Ministerial Decree No 307 of 2 April 2009. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 6 1. The Directorate General of the Italian Railway Investigation Body 1.3. Role and aim The main aim of the Directorate General of the Italian Railway Investigation Body is the improvement of rail safety. This aim is pursued by identifying the causes of the accidents or operational incidents and defining any safety recommendations. The investigations started following railway accidents or incidents (which the Directorate General performs with its own staff or external investigating officers) are aimed at identifying the direct causes, contributing factors and the underlying causes which have led to the incident. The aim is therefore not merely to analyse the technical aspects which have led to the event, but to go even further, analysing also the procedural and regulatory aspects to check for any errors or shortcomings. The final investigation reports must be finalised in a short time which is compatible with the performance of the activities that the EU and Italian regulations specify to guarantee transparency (providing information on the development of the investigations to all parties involved, allowing access to and commenting on the results, presenting opinions on the investigations and being authorised to express comments on information in reports). The final investigation reports contain any safety recommendations proposed by the Investigating Board or by the investigating officer. The Directorate General sets out any further recommendations on the basis of the causes identified (as well as those highlighted in the final investigation report) and transmits them, together with the report, to the interested parties (the ANSF, the Infrastructure Operator, the Railway Undertakings, etc.) and to the European Railway Agency. It should be noted that the investigations in no way aim to establish liability for civil or criminal damage, as the judiciary is the sole authority competent to do so. The Safety Recommendations represent the core business of the Directorate General and their issue starts the process for improvement of safety which results in the sharing of the recommendations at EU level, through the European Railway Agency, with the counterpart investigating bodies of the other countries. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 7 1. The Directorate General of the Italian Railway Investigation Body 1.4. Organisation Ministerial Decree No 167 of 29 April 2011 provides for the organisation of the Directorate General in two divisions: Division 1–Institutional and International Relations Division–Safety Database Division 2–Investigations on rail accidents Responsibilities of Division 1: relations with European Railway Agency; relations with the National Railway Safety Agency; relations with Network Operators and Railway Undertakings; relations with the other investigation bodies of the EU; relations and conventions with outside bodies (Railway Police, Civil Protection Agency, etc.); preparation, management and updating of of safety database; annual report. Responsibilities of Division 2: establishment of investigating boards for railway accidents; coordination of investigations; performance of investigation procedures; investigation of operational incidents; preparation of the recommendations regarding safety issues pursuant to Article 24 of Legislative Decree No 162 of 2007; training of investigation staff; establishment, management and updating of the list of experts for performing the role of investigating officers. DIRECTOR-GENERAL Marco Pittaluga Division 1 Division 2 Institutional and International Relations Safety Database Massimo Costa Investigations on rail accidents Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB Eugenio Martino 8 2. Accidents and the safety regime 2.1. Commencement of investigations by the Directorate General The Directorate General of the Italian Railway Investigation Body (DGIF) conducts its remit as envisaged by Directive 2004/49/EC for the purpose of conducting investigations: following serious rail accidents; following accidents and incidents that, under other conditions, could have led to a serious accident, including technical failures of structural subsystems or of railway system components. Investigations are performed in compliance with EU and Italian regulations and aim to provide recommendations for the improvement of rail safety and accident prevention both in Italy and in other EU member states. The activities of the various investigative bodies within the EU take place within a process of common application of best practices, with investigatory procedures and methods being harmonised, thus providing a mutual interchange of best investigative practices applied by the various states in the different and varied sectors of relevance to railway operations and to railway safety understood as a system composed of various components. It should be noted that in cases where there is no strictly formal obligation to open an investigation as explicitly codified in the standard, the opening of an investigation by the DGIF is based on parameters of a more general nature. In practice, the Directorate General has the discretionary powers to decide whether or not to open an investigation. In exercising its discretionary power it evaluates: whether the event is part of a series of accidents or incidents relevant to the system as a whole; the potential impact of the event on railway safety at the EU level; the media coverage of the event, in order to use this factor as the preferred channel for the dissemination of recommendations following investigations; any requests formulated by infrastructure operators, railway undertakings or the Italian National Safety Authority (ANSF). The range of the investigations and the relevant procedures are established by the Directorate General also taking into account the lessons it hopes to learn from the accident or incident for safety improvement purposes. As already mentioned, the regulatory provisions specify that the investigation should not seek in any circumstances to establish fault or liability and above all that the recommendations issued are formulated–in order to ensure the effectiveness of the process–in a clear and detailed way but without sacrificing general coverage of the field of application, where necessary for the prevention of accidents. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 9 2. Accidents and the safety regime 2.2. Institutions involved in the investigations The investigations carried out in 2011 saw the involvement, for various aspects, of the following institutional bodies: The National Railway Safety Authority (ANSF), as the recipient of the majority of the safety recommendations and, as provided for by Article 21 of Legislative Decree No 162 of 10 August 2007, being an involved party; The European Railway Agency, as an informed party on the investigations in progress and being a recipient of the recommendations and the investigation reports; The Ministry of Infrastructure and Transport, Directorate General for Highway Safety and Local Authorities, involved for various reasons in certain investigations having particular aspects requiring their involvement, especially for issues regarding road-rail interaction points. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 10 3. Investigations by the Directorate General in 2011 3.1. Investigations on accidents The accidents which must be immediately reported by the Italian infrastructure operator are all those listed in the table below. All these accidents, whatever their consequences, must be reported, to allow the Directorate General to decide whether or not to commence an investigation. The incidents which justify the proposal of interventions to improve rail traffic safety are incidents whose determining causes and critical aspects merit evaluation because of the seriousness of the incident or potential incident (i.e. an incident which through a fortunate combination of circumstances remained a theoretical risk or did not actually result in an incident) or because of the excessive frequency of occurrence. For this reason, the Italian Railway Investigation Body has defined specific criteria for selection of the type of events that must be reported to it–whatever the consequences of the accident–by the Infrastructure Operator and Railway Undertakings. These criteria, defined at the end of 2008, still represent the points of reference for the acquisition of the data with which the Directorate General operates. The examination of the information permits a rapid and overall evaluation of the incident and its severity and allows a decision to be taken as to whether or not to open an investigation. The types of incidents which are to be promptly reported and the number of such incidents occurring in 2011 are detailed in Table 1. Table 1–Events reported to the DGIF Type of event TOTALS Collisions 193 Fatal collisions 67 Non-fatal collisions Collision between trains or between a train and an obstacle 62 Incidents relating to trains transporting hazardous freight 13 Signals wrongly passed by trains 16 Train derailments, derailments 27 Level crossings wrongly left open 12 Uncontrolled movement of railway vehicles 1 Fires on rolling stock 11 Uncoupling of passenger trains 1 Damages amounting to at least €150,000 - Collision between work vehicles - Serious incidents occurring in sidings or in depots - Other (incorrect routing, missing slow-down signal) 39 Interruptions in rail traffic lasting more than 6 hours 18 Investigation is therefore the main duty of the Directorate General which, from the date of its establishment, established Investigation Boards of NOTES with the remit to investigate individual incidents or series of incidents. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 11 3. Investigations by the Directorate General in 2011 This activity continued in 2011 with the completion of many of the investigations initiated in 2010 and with the appointment of new Ministerial Committees or individual Investigating Officers (for details, see Table 2). Closed at 31.12.2011 Table 2–Investigations in 2011 Date of incident Place 22.06.2009 Prato–Vaiano section 14.12.2009 Verzuolo from 2000 to 2010 various 19.12.2009 Scala di Giocca 04.11.2010 Vipiteno Open at 31.12.2011 from 18.09.2009 to 26.08.2010 from 01.01.2009 to 04.05.2009 various various 29.06.2009 Viareggio from 21.04.2010 various 15.01.2011 Villa San Giovanni 27.01.2011 Incident Inquiry end date (publication of final report) Derailment of train transporting hazardous goods 05.07.2011 Runaway rolling stock 13.04.2011 Improper passing of stop signals (SPAD–Signal Passed At Danger) 20.05.2011 Collision of train No 8921 with an obstacle 06.06.2011 Splitting of train No 48867 and partial loss of cargo Discharge of hazardous material from railway wagons Accidents relating to passengers boarding or leaving trains in motion Derailment of freight train transporting hazardous goods Problems with operation of level crossings 07.02.2011 20.05.2011 under completion (Ended on 23.3.2012) under completion Derailment of freight train 57369 (Ended on 06.03.2012) Metaponto–Sibari line Fatal accident of a worker repairing the line (Ended on 06.03.2012) 08.05.2011 Lentini–Gela line Collapse of two arches of a railway viaduct under completion 08.06.2011 Rome–Florence DD line 09.06.2011 Sempione Tunnel 12.07.2011 Collision of train with work vehicle (Ended on 18.07.2012) Fire on freight train (Ended on 20.07.2012) Parma–Vicofertile section Collision of a truck at a level crossing (Ended on 05.06.2012) Series of collisions at the level crossing (Ended on 05.06.2012) Derailment of ETR 485.036 Frecciargento train during shunting (Ended on 17.02.2012) 23.07.2011 Monza–Arcore section 31.07.2011 Napoli Centrale 24.09.2011 Verona–Brenner line Splitting of passenger train 13468 under completion 22.11.2011 LameziaTerme C.le– Catanzaro Lido line Derailment of regional train 3793 following collapse of a railway bridge under completion A detailed description is given below of the individual events investigated. 22.06.2009–Prato–Vaiano section, derailment of train transporting hazardous goods Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 12 3. Investigations by the Directorate General in 2011 On 22 June 2009, at 4:56 a.m., the Trenitalia freight train No 55399, consisting of 23 wagons and pulled by locomotive E652.152, running regularly on the down line track, stopped at kilometre marker 20+480, between the stations of Vaiano and Prato Centrale, due to a rupture of the brake pipe as a result of the detachment of wagon 15–a two-axle tank wagon–from the next wagon. The detachment was caused by abnormal running conditions of the tank wagon which, diverted to the progressive kilometre marker 25+585, had in the meantime lost its wheelsets, damaging the infrastructure for a stretch of approximately 2700 metres. When the train came to a complete standstill it was split into two sections: the first, at the Prato side, with the locomotive, 14 wagons intact and the tank wagon without wheelsets; the second, at the Vaiano side, with 8 wagons, the first of which had been damaged by the wheelsets lost from the tank wagon. The tank wagon slightly overran the clearance gauge of the adjacent track for up-line trains (direction Prato-Bologna), where the regional Trenitalia train No 11674 was due to arrive at 05.05 a.m. (having departed from Prato Centrale at 5.02 a.m.), which lightly struck the tank wagon with a handrail of locomotive E464. The regional train also came to a halt, stopped by the train driver who was alerted by the sound of impact. The tank wagon was carrying about 20 tons of anhydrous hydrogen fluoride. Despite the derailment, the distance travelled for several kilometres and the subsequent collision with the regional train, there was no spillage or dispersal of the tank contents. No injuries were suffered by the train crew or passengers in the incident. The incident was the result of the derailment caused by the breakage of the main leaf of the left leaf spring of the first axle (in the train’s direction of travel) of the two-axle tank wagon. This finding was based on the condition of the surfaces of the leaf spring, on the analysis of Board documents and on the surveys performed on site immediately after the event. The investigation ended on 05.07.2011 and this was followed by the issue of five recommendations by the Directorate General. 14.12.2009–Verzuolo, runaway rolling stock On 14.12.2009, at 6:39 p.m., the freight train No 50406 (consisting of 13 wagons loaded with paper, attached to locomotive D100 051 HU) ran away out of control from the station of Verzuolo (in direction of Saluzzo) along the SaviglianoSaluzzo-Cuneo line. The runaway of rolling stock occurred during train shunting operations by the railway undertaking SBB Cargo Italia Srl, having completed the shunting manoeuvre out of the railway junction of Cartiere Burgo. The column of runaway vehicles reached the station of Saluzzo where it impacted with passenger train No 4405, previously evacuated by Trenitalia personnel, after a telephone alert by personnel of the RFI. The investigator assigned identified the direct cause of the incident to the loss of continuity of the main brake pipe which made it impossible for the train crew to apply the train brakes. Other factors also caused the incident: 1. Failure to activate the emergency stop 2. Failure to activate the handbrake, not present on the last wagon, by the shunter of SBB Cargo Italia Srl. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 13 3. Investigations by the Directorate General in 2011 The indirect cause of the accident is, on the other hand, due to the improper conduct of the drivers and shunting personnel who were responsible for composing and inspecting the train and for shunting the train out of the junction. The investigation ended on 13.04.2011. The investigation made a number of recommendations addressed to the railway undertakings. SPAD at various locations, from 2000 to 2010 The investigation related to a series of incidents of improper passing of stop signals at danger (Signal Passed At Danger–SPAD) which occurred on the national railway network. Recent incidents were focused on. The Ministerial Board has identified human error as the direct cause of the incidents. The contributing factors can therefore be attributed to altered psychological and physical conditions, insufficient attention, failure to follow procedures or poor training of personnel. The investigation ended on 20.05.2011 and, considering the measures already put into place, no recommendations were issued. 19.12.2009–Scala di Giocca, train collision against an obstacle On 19 December 2009 at 6:12 a.m., Trenitalia regional train No 8921, connecting Porto Torres– Ozieri–Chilivani, consisting of railcar Aln 6683205 (front of train) and Aln 663-1173, at kilometre marker 31+531 struck an obstacle occupying the railway line at the left side of the driver’s cab. The collision caused the derailment of the front Aln, the death of the driver, slight injuries to passengers and crew and damage to the rolling stock and infrastructure. The second Aln remained on the track. The investigator assigned found that the event was not attributable to rail traffic problems. Analysis of documentation supplied to the DGIF shows that the infrastructure operator of the place where the accident occurred had put in place works to protect the railway line in question. The examination of the incident led to the issue of a recommendation to the Italian National Safety Authority. The investigation ended on 06.06.2011. 04.11.2010–Vipiteno, splitting of freight train Train No 48867 of the railway undertaking RTC (Rail Traction Company), consisting of a main locomotive, a secondary locomotive and a trainset of 20 double-deck car transporter wagons, departed Brennero for Verona Q.E. at 9:45 p.m. On arrival at the outgoing points at the station of Vipiteno it stopped because the emergency brake was applied following the rupture of the main brake pipe. This was in turn caused by the splitting of the Laaeks wagon, third from the front, into the two half-wagons composing it, due to the loss of the pin of the coupling joining the two halves of the rolling stock. There was material damage to the wagon, the load and the infrastructure and traffic on the line was disrupted. The Ministerial Board assessed the event as being attributable to insufficiency or absence of control of a recent maintenance intervention performed on the central coupling of the wagon. The Board indicated that the inspection of towing equipment should be more careful and systematic. The investigation ended on 07.02.2011. Discharge of hazardous material from railway wagons at various locations, from 18.09.2009 to 26.08.2010 Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 14 3. Investigations by the Directorate General in 2011 The investigation focused on railway incidents involving trains carrying hazardous material from 18 September 2009 (train No 54493), up to 26 August 2010 (train No 48129). These incidents had been unusually frequent during the period considered. The investigations identified defects in mechanical seals or the incorrect positioning of certain components of the same as the most common causes of the incidents. In certain cases the loss of hazardous material was caused solely by the improper tightening of the closing components of the tank wagons. Amongst the contributing factors identified by the Ministerial Board were shortcomings in inspections to verify that no material would be lost from wagons and to verify the tightness of sealing components, and poor maintenance of the tank wagons and equipment. The analysis of the incidents, the dynamics and the causes has resulted in two recommendations to the Italian National Safety Authority relating to a necessary clarification of responsibilities during certain stages of the international transportation of hazardous materials, and the need to take or continue to take coordinated action with the individual national safety authorities of neighbouring countries aimed at intensifying inspections of trains transporting hazardous materials. This is because it was found that the largest number of these events occurred on tank wagons from abroad and especially from France. The investigations, started on 21.06.2010, were completed on 20.05.2011. Accidents relating to passengers boarding or leaving trains at various locations, from 01.01.2009 to 04.05.2009 These investigations relate to accidents involving passengers getting onto or alighting from trains in motion. Following the first investigations, the railway undertakings initiated a process to change the methods of opening/closing doors on all trains with centralised door control. Current doorclosing methods may be classified by type of train: - Eurostar trains–centralised door control with remote door closing and door locking on activation of the door closing signal by the crew. The doors open at the request of the traveller, subject to the consent of the driver. - IC and IR (Intercity and Interregional) trains– remote closing and locking of doors for a specific period of time. - vintage trains–manual opening and closing of doors. A further activity involves analysing notices to users about malfunctions: if there is a door malfunction, a printed notice should be affixed to the door in question, and travellers should be notified in good time so that they can prepare to get off the train and ensure that the door which they intend to use is in service. 29.06.2009–Viareggio, freight train derailment The investigations relating to the derailment of 29.06.2009 at the station of Viareggio continued throughout 2011 and ended on 23 March 2012. The direct cause of the derailment was already identified in 2009 as being the structural failure of a front axle of the first tank wagon. The various destructive tests on the materials were completed in November 2011. As well as carrying out further research into the direct causes and identifying the contributing factors and the underlying causes of the event, the Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 15 3. Investigations by the Directorate General in 2011 Board concentrated on the following activities during 2011: participation in the lengthy activities regarding the special evidentiary hearing, carried out between March and November in collaboration with the investigating judiciary and consisting in a long series of tests, mainly destructive, on the materials involved in the railway accident; several meetings with all the parties involved to also allow them to access the initial results obtained by the Board, pursuant to the provisions of Legislative Decree No 162 of 10 August 2007; analysis of rebuttals of these results by the parties involved. The Board of Inquiry and the DGIF have, as already mentioned, disclosed in advance partial results, mainly through the European Railway Agency, including the contents of the recommendations issued subsequently. The primary cause of the Viareggio accident is now clear and specific (fatigue fracture of an axle). The proposal for amendments to the rules and regulations in force for securing a new degree of safety is contained in the preliminary recommendations expressed in April 2012 and that they are based on that fundamental cause, on which the Investigating Board has formed a precise and clear judgement. The issues relating to the kinematic motion of the overturning of the first tank and its sliding on the superstructure, the kinematics of the entire train, the dynamics associated with the unique motion itself of the tank and other parts of the train, the mutual influences and the consequent cause of the fracturing of the tank are currently the subject of investigation. Problems with operation of level crossings at various locations, from 21.04.2010 Investigations continued in 2011 (and are nearing completion) into the problem of level crossings being improperly opened during the passage of trains. The Board appointed to ascertain the causes has recently acquired new documentation from the Infrastructure Operator. The documentation is being analysed and regards certain incidents which have been identified that are worthy of further study. 15.01.2011–Villa San Giovanni, derailment of freight train On 15.01.2011 at 1:30 a.m., the Trenitalia Cargo freight train 57369 derailed at the Villa San Giovanni station, whilst it passed from the 3rd track to the Bolano tracks, after passing through the departure signals showing line clear. The event caused damage to the infrastructure and the rolling stock, and blocked rail traffic. The investigations continued through 2011 and are now ended. The results of the investigations showed that the derailment was caused by shortcomings in infrastructure maintenance. Since it also emerged that that these shortcomings were due to an incorrect conduct of the personnel employed by the Infrastructure Operator, recommendations were made to promote initiatives aimed at improving the Safety Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 16 3. Investigations by the Directorate General in 2011 Management System of the railway undertaking with regard to the activities of certain members of staff responsible for the maintenance checks. The Infrastructure Operator was also asked to identify procedures which guarantee problem-solving measures following the finding of technical failings. The investigation is still in progress and the most probable cause for the collapse is considered to be the failure of a foundation. 27.01.2011–Metaponto–Sibari line, fatal accident of a worker repairing the line Various activities were in progress during the night between 26 and 27 January 2011 as part of a programme of works for renewal of the track equipment on the Metaponto-Sibari line. These works included replacement of the ballast in the single track section between the stations of Policoro and Nova Siri. At approximately 00:40 a.m. during the performance of these activities–which were carried out under track interruption regime–at the progressive kilometre marker 67+300, an electrical and electronics system technician climbed down from the cab of the ballast clearing machine, for no apparent reason and, whilst walking along the ballast on which the works were being performed, was sucked into and spiked by the ballast removal chain, dying instantly. The investigation has ended and the direct cause of the event has been identified as human error by the worker. 08.06.2011–Rome–Florence DD line, collision of train with work vehicle On 07.6.2011 at approximately 10:57 a.m., the train 9452 formed by ETR 485-036 rolling stock, travelling on the up line track of the Rome– Florence DD line, at kilometre marker 163+130 close to the southern entrance to the Fasciano tunnel, struck the roof of the driver’s cab of an excavator which, whilst working on the retaining wall of the cutting section, on the approach to the tunnel, had fallen onto the railway line obstructing the gauge of the up line track. As a result of the impact, the excavator suffered damage to the driver’s cab and the rolling stock, which stopped because the emergency brake was applied by the locomotive crew, suffered damage to the access ladder to the service door on the lefthand side in the direction of travel of the BAAC006 locomotive, to the cover of the grounding of the first axle in the train’s direction of travel, as well as damage to the fairing. Nobody was injured. The investigation has ended and the investigating officer has identified the falling of the excavator from the embankment as the direct cause of the incident and a regulatory shortcoming as the secondary cause of the event. 08.05.2011–Collapse of a railway viaduct On 08.05.2011, a railway viaduct collapsed along the Caltagirone–Niscemi section, at kilometre marker 326+645. The viaduct in question had 13 arched spans with masonry columns and plain concrete arches. It was constructed in the 1960s. 09.06.2011–Sempione Tunnel, freight train fire On 9.6.2011, at approximately 5:55 a.m., a fire occurred on the BLS freight train 43762 inside the Sempione tunnel. The train stopped inside the tunnel, along the up direction of the Iselle–Briga line, in Italian Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 17 3. Investigations by the Directorate General in 2011 territory but on the line operated by the Swiss Infrastructure Operator (SBB CFF FFS). The two locomotives and the first four carriages were taken out from the tunnel during the initial phases of the rescue operations and were not damaged. The remaining wagons were completely destroyed in the fire. The 2IS bore suffered considerable damage to all the area involved in the fire. The investigation has ended. The direct cause of the incident was identified as the open door of the semi-trailer which raised, due to the effect of tunnel draught, the crossbar of the foldable cover tarpaulin, causing a series of short-circuits of the contact line and the resulting fire. The absence of a multi-purpose portal and in particular of an automatic system for locating fires and checking the gauge was identified as the indirect cause. The investigation resulted in five recommendations, regarding the need to install a multi-purpose gantry for checking the trains entering the tunnel and checking the level of safety of the tunnel itself. Recommendations were also made to check application of the procedures for controlling the semi-trailers in the stations for loading on the trains, to perform random checks on the trains in exchange at the Domodossola II station and to assess the need to repeat the complete inspection at the origin in the case of prolonged stops of the freight trains. 12.07.2011–Parma–Vicofertile section, collision with a truck at a level crossing On 12 July 2011, at approximately 8:37 a.m., Trenitalia regional train 21500 collided against the semi-trailer of an articulated truck which was on the track between the closed barriers of the level crossing at kilometre marker 4+813 of the Vicofertile–Parma single track section. The train driver, after departing with the departure and the level crossing protection signals showing line clear, reached the speed of approximately 120 km/h, which was permitted by the speed limit for the line, and, having seen the obstacle on the track, activated the emergency braking and abandoned the driver’s cab. The train struck the semi-trailer loaded with scrap ferrous materials and suffered serious damage (driver’s cab completely destroyed) but it did not derail, stopping approximately 300 m after the point of impact. After the impact the semi-trailer rotated by almost 180°, suffering serious damage, and during rotation it damaged the corner of the nearby housed owned by FS [State Railways Group], knocked down a pole of the aerial contact line, which was damaged over a length of approximately 200 m, and scattered the scrap ferrous material over the line. About thirty people, including passengers and train staff, were slightly injured during the collision, and they were immediately rescued by the ambulance service. The level crossing barrier Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 18 3. Investigations by the Directorate General in 2011 in front of the locomotive was completely destroyed. The investigation has ended and the investigating officer has identified as the direct cause of the accident as the error made by the driver of the truck when approaching and passing across the level crossing, which was not completed within the time allowed for by the system. It is considered plausible that the error was accidental, since the truck driver was not suitably warned of the presence of the level crossing by the road signs and was authorised by the signs to perform the manoeuvre which, both in terms of the minimum curve requirements for heavy goods vehicles and in terms of the poor visibility of the luminous sign due to its position and the weather conditions, was difficult and presented a high risk of entrapment. 23.07.2011–Monza–Arcore section, series of collisions at the level crossing The investigation concerned a series of three incidents on the Milan–Lecco railway line, along the Monza–Arcore section, at the level crossing situated at kilometre marker 1+265: fatal collision with a person by regional train No 2572 (owned by Railway Undertaking Trenitalia–TLN) which occurred at 6:10 p.m. on 6.5.2011; fatal collision with a person by regional train No 10757 (owned by Railway Undertaking Trenitalia–TLN) which occurred at 8:25 a.m. on 8.5.2011; fatal collision with a person by regional train No 2580 (owned by Railway Undertaking Trenitalia–TLN) which occurred at 9:42 p.m. on 23.7.2011; All three incidents had fatal consequences and they occurred when the barriers were correctly closed. The investigations have ended and for all the incidents the direct cause is the improper crossing of the level crossing by the victims of the incidents, who crossed the railway track by passing beneath the correctly closed barriers, in violation of Article 147.3. of the Highway Code. 31.7.2011–Napoli Centrale, derailment of Frecciargento train during shunting On 31.7.2011, at approximately 3:50 p.m., the Trenitalia empty rolling stock ETR 485.036, with train No 19418, departed from the Vehicles Maintenance Yard in Naples travelling towards the Napoli Centrale station. During the shunting, the second bogie of the seventh passenger carriage and the first bogie of the eighth passenger car of the train derailed in composition of the direction of travel. The derailment occurred at the cross-over 78a/78b, when passing the ordinary points No 78a. The derailment knocked down the electric traction poles, with consequent power failure to tracks XXIV to IX in the Napoli Centrale station, but there were no injuries to individuals. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 19 3. Investigations by the Directorate General in 2011 The investigation has ended and the direct cause of the derailment was identified as the poor state of repair of the railway infrastructure. 24.09.2011–Verona–Brenner line, splitting of passenger train On 24.9.2011, at 1:14 p.m., the coupling hook of the penultimate carriage failed–during braking caused by the intervention of the SCMT [Train Running Control System]–on the Venice-Calais express train 13468 of the company Venice Simplon Orient Express (VSOE), which had departed from Verona at 12:54 a.m., consisting of 17 carriages owned by VSOE and hauled by two E405 locomotives owned by Trenitalia. The train was on the Verona–Trento section of the Verona–Brenner line, and had reached kilometre marker 33+903 between Dolcè Communication Station and Peri Station. The two sections of the train stopped at approximately 40 metres from each other as a result of the emergency braking caused by the rupture of the main brake pipe. Both sections were transferred to Verona PN station from where the train, after the necessary maintenance works, departed towards Chiasso via Milan at 7:59 p.m. There were no injuries to individuals nor damage to the infrastructure, and only slight damage to the rolling stock The investigation is under completion. 22.11.2011–Lamezia Terme Centrale– Catanzaro Lido line, derailment of passenger train following collapse of a railway bridge Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 20 3. Investigations by the Directorate General in 2011 On 22.11.2011, at approximately 6:45 p.m., the Trenitalia regional train 3793, hauled by locomotive Aln 668-1059, with 19 people on board, of whom 17 passengers and 2 members of the train crew, derailed immediately after crossing the viaduct on the River Cancello, due to structural failure of the viaduct and consequent misalignment of the track. The train was travelling along the section between PM Feroleto and Marcellinara, at the progressive kilometre marker 20+266. Following the derailment the locomotive stopped on the embankment downstream of the viaduct, tilting approximately 45 degrees to the right-hand side in the direction of travel. The crew evacuated the train and sheltered the passengers inside the Cancello tunnel, due to the poor weather conditions throughout the entire area at the time of the derailment. About an hour after the incident the crew and the passengers were collected by locomotive Aln 668 1043 and carried to Marcellinara where they received support and first aid. Ten passengers were taken for further checks to the Lamezia Terme hospital whilst the crew and the other ten passengers continued their journey by a replacement bus service coming from Marcellinara station. The investigation is under completion. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 21 3. Investigations by the Directorate General in 2011 3.2. Railway safety studies and research activities As part of the activities aimed at improving rail safety, the Directorate General carried out studies in 2011 concerning some of the critical aspects which have the greatest affect on the Italian rail system and other activities aimed at preparing the basis for analytically and proactively performing subsequent detailed investigations on the accidents. In particular, the activities carried out in 2011 and now ended are: an analytical study of the railway accidents at level crossings. an analysis of the RFI Safety Database and the information reports in order to study a method for reclassification of the events and causes, in line also with the principles for classification of the causes pursuant to Directive 49/2004/EC; an analysis of the applicability of the Derailment Detection Devices (DDD) and checking the progress of the ERA’s efforts. The analytical study of the railway accidents at level crossings considered the events which had affected the level crossings over the period July 2010–August 2011, highlighting the following subdivision of the incidents: anomalous events: o road traffic infringements (77%) o acts of vandalism (10%) o further anomalies (7%) accidents: o road traffic infringements (50%) o acts of vandalism (10%) o suicide or attempted suicide (10%) o animals on track (15%) Considering that the conduct of road users is a decisive cause of the anomalous events and of the accidents at level crossings, and considering that the technology applied at the level crossings tends towards the automation of the systems for the command and control of the signalling, closing and protection devices, resulting in the fact that they are unmanned, the main cause of the accidents at level crossings is the inadequate behaviour of the road users. It is therefore clear that the greatest benefits for the reduction of accidents at level crossings would derive from the adoption of solutions which, on the one hand, increase the awareness by the road users of the risks and the knowledge of the correct behaviour in the case of danger (e.g. road vehicle trapped between the barriers) and, on the the hand, reduce (by discouraging) incorrect behaviour. The Infrastructure Operator has found itself having to manage the risk of the presence of a lightweight road vehicle between the barriers, sometimes reducing this risk by adopting barriers with trespass and obstacle detection systems and/or escape areas. On the one hand, these latter areas allow a motor vehicle to stop in a safe area (which should be more clearly identified and signposted) and, on the other hand, they allow in some cases for a heavy goods vehicle to be accommodated between the barriers which have been correctly closed. However, in these emergency cases, the road user is still left without tools, even of an informative nature, to be able manage them, without immediate and effective in-situ instructions, especially with regard to the need to clear the level crossing in the case of entrapment, even with an obligation to be able impose the knocking down of the barriers. This study highlighted that in certain cases the road user is exasperated by the lengthy closing Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 22 3. Investigations by the Directorate General in 2011 times which are such as to induce deliberately inappropriate behaviour, often also with the certainty of not incurring any penalties. Lastly, the critical aspects highlighted by the study, which associated the above-mentioned events with the technological types of the level crossings (full or half barriers, closing control, speed and traffic on the line, closing times) provide information on the priorities for the safety management interventions. The analysis of the RFI Safety Database aimed at implementing a method which allowed a reclassification (possibly in an automatic manner) of the events present in the RFI Safety Database and their causes, in line with the classification principles indicated in EU Directive 2004/49/EC on rail safety. The study looked at a data base of 17,664 events which affected the railway network operated by RFI over the period July 2010–August 2011. With regard to the activities for reclassification of the events, starting from the types of event associated with each record RFI Safety Database, it was noted that these types of event: are in fact defined on the basis of the internal needs of the the Infrastructure Operator; do not identify the main event (as required by Directive 2004/49/EC); refer to the first event of the chain of events which led to the main event. It has been seen that there is a Classification field in the RFI Safety Database which contains a classification of the main event that satisfies the needs of RFI, but does not have an immediate correspondence either with the list of the major events according to DGIF or with the definitions of incidents and near incidents pursuant to Directive 2004/49/EC. Based on these considerations, the following actions were taken: a scheme for reclassification of the events was implemented which associates with each of the 90 types of events present in the RFI Safety Database the possible main events on the basis of the event description; a procedure was defined for automating reclassification of the main event starting from the type of event indicated in the RFI Safety Database and therefore (where possible) using the information contained in the Classification field of the RFI Safety Database. The main events were identified both on the basis of the list of incidents considered of importance by the Directorate General and on the basis of the incidents and “near-incidents” pursuant to Directive 2004/49/EC. The automatic procedure for reclassification of the main event allowed reclassification of more than 96% of the events and approximately 82% of the incidents. During a second phase of the study, each of the main events identified were associated with the first events of the chain which precede it. This made it possible to obtain information about which first events of the chain could cause the main event and the contribution of each first event of the chain to the main event in question. Lastly, consideration was given to reclassification of the possible causes of the incidents which, in accordance with the principles expressed in Directive 2004/49/EC, were divided into three categories (direct causes, contributing factors and underlying causes) and some reference sectors were identified for each of these. These elements enabled the implementation of a classification scheme which may be used for associating, manually, the relative causes to each Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 23 3. Investigations by the Directorate General in 2011 event. It emerged that it was not possible to proceed automatically with the association of the causes to the events, due both to the lack, in the RFI Safety Database, of any reference to the causes of the events listed therein, and because, due to the normal practice, the causes of an event are only identified after completion of the investigations (carried out internally by the Infrastructure Operator or by the Railway Undertaking involved). With regard to the project for checking the applicability of the derailment detectors and checking the progress of the ERA’s efforts, the Directorate General participated in workshops on these aspects, held at the headquarters of the European Railway Agency. Some of the sector studies carried out about this issue, even though they concentrate on the continuous and systematic commitment by the railway undertakings and by the infrastructure operators to observe the correct maintenance policies for vehicles and track, they have highlighted that the devices constitute an addition to a series of coordinated actions. It is clearly not possible from the available documentation to establish how many derailment events have had less serious consequences in terms of injuries to individuals or damage to property due to the direct application of derailment detection devices and how many similar events there have been which have not benefited from the support of a derailment detection device that have caused considerable damage. But it may be stated with certainty that the Viareggio incident would have had a less serious outcome if an immediate reduction in the kinetic energy involved had been induced through the adoption and action of derailment detection devices. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 24 4. Other Directorate General activities in 2011 During 2011 a boost was given to participation by the Directorate in meetings organised by the ERA (European Railway Agency) and relations with the European Commission were strengthened. The need became clear to establish bilateral communication channels with other national investigation bodies. The year 2011 saw the participation of this DGIF, in the role of Italian NIB (National Investigation Body), in various working groups, that is, in specific groups organised as part of the network of investigation bodies working on issues such as the classification of the causes of incidents and the training of investigation staff. Preliminary findings from the investigations on the Viareggio incident were presented in 2011 within OTIF (Intergovernmental Organisation for International Carriage by Rail), during a meeting held in Malmö (Sweden) and also in various meetings of the NIB-Network. It may be said with satisfaction that the Italian NIB has become one of the most active national bodies during 2011. The precise positions adopted by DGIF on the various issues (especially the independence of the investigation bodies) have without doubt contributed towards achieving correct and coherent final decisions and been decisive in guiding the international meetings of the NIB and the European Railway Agency. With regard to the bilateral activities, these were performed during 2011 specifically with contacts with the investigating bodies of the following countries: The Czech Republic, for a common analysis on the classification of the causes of the incidents; The United Kingdom, for an exchange of technical information on the issue of accidents at level crossings; Switzerland, at the time of the fire in the Sempione transnational tunnel. The completed investigation, conducted in parallel by this DGIF and by the SAIB (Swiss Accident Investigation Board) was one of the first fruitful examples of collaboration between two national investigation bodies. It should be noted that Switzerland, even though it does not form part of the European Union, has in fact adopted, given also its geographical position, almost all the procedures resulting from the EU Directives on railway issues. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 25 5. Recommendations Pursuant to Legislative Decree 162/2007, the General Directorate, on the basis of the causes identified, sets out the recommendations and transmits them to the interested parties (the ANSF, the Infrastructure Operator, etc.) and to the European Railway Agency. Event Vipiteno, 04/11/2010 Splitting of train No 48867 and partial loss of cargo Following the investigations completed in 2011, the Investigative Body issued a number of recommendations to those responsible for safety. An overview of these recommendations is provided in Table 3. Table 3–Recommendations issued by the Directorate General Date Recipient Recommendation of issue 01/03/2011 1. ANSF 2. ANSF Verzuolo, 14/12/2009 Runaway rolling stock 10/05/2011 1. Railway undertaking SBB Cargo Italia S.r.l 2. Railway undertaking SBB Cargo Italia S.r.l 3. ANSF Various, since 18/09/2009 Discharge of hazardous material from railway wagons 17/06/2011 1. ANSF 2. ANSF Scala di Giocca, 19/12/2009 Derailment of a locomotive Aln 668 due to a landslide 30/06/2011 PratoVaiano, 22/06/2009 Derailment of freight train transporting hazardous goods 20/07/2011 1. ANSF 1. ANSF The coupling gear, since it is connected with operational safety, must be subject to systematic (i.e. not random) performance checks during maintenance These checks must be performed wherever possible by two different persons. Pay careful attention to and increase, as part of the relative safety management system, the activities for training personnel operating in the sector, adopting suitable initiatives for raising awareness and making individuals responsible regarding the risks and consequences which can result from non-compliance with the regulations, procedures and instructions Activate and strengthen the control and monitoring of the activities of the personnel who can be most important with respect to compliance with regulations, requirements, instructions and procedures regarding rail safety issues (e.g. revision of train manning documents) Check the correct fulfilment, by the Railway Undertaking, of the above-mentioned recommendations, as part of the relative institutional activities (audits and checks of the safety management systems) It is recommended that the National Railway Safety Authority check implementation of the formalities pursuant to ANSF Directive No 1/dir/2010 so that, in all the transport phases, including terminalisation and shunting, there are suitable procedures to clarify assignment of the responsibilities for the trains transporting hazardous materials, even in the case of unforeseen extension of the times for delivery or receipt of the trains, arriving early or late compared with the timetables. The possibility of introducing deterrent penalties in the case of failure to apply the procedures by the railway operators should also be evaluated. It is recommended that the National Railway Safety Authority undertakes or continues coordinated actions with the individual national safety authorities of neighbouring countries, aimed at intensifying inspections of trains transporting hazardous materials. To continue the activities already underway in relation to the issue of hydrogeological risk, so that the Infrastructure Operator puts in place or reinforces works and surveillance and monitoring operations in the areas of the relative network exposed to risk, systematically checking the efficiency and effectiveness of the railway traffic safety measures adopted. To record the results of the tests performed on all components important to railway safety. The results of the tests (NDT, US-MT tests, work schedule datasheets, etc.) conducted on components considered important for railway traffic safety should be included in a common database to facilitate subsequent verification of the condition of the component or the development of any defects or abnormalities detected throughout the life cycle of the component. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 26 5. Recommendations Such data must be made available to all persons responsible for the inspections and to other duly certified and accredited bodies responsible for maintenance. 2. To remove from service all safety critical components (leaf springs, wheels, bushes, axles, etc.) which have an incomplete or uncertain service history. 3. To define the “maximum operating life” of safety critical components. In order to prevent railway accidents, it may be useful to introduce a maximum time limit for the service life of mechanical safety devices (axles, wheels, bushings, leaf springs, etc.) taking into account the concept of cyclic fatigue to which certain mechanical components are subject during operation To schedule maintenance operations on the basis of operating times and also on the basis of the number of kilometres in service. In order to prevent train accidents, it may be necessary to introduce the concept of maintenance at preset time intervals and at a preset number of kilometres. Inspection and maintenance would then take place whenever the first of these preset conditions is fulfilled. This opportunity should be taken since it is dictated by the different use of wagons based on the structure of the railway market which has changed over the last twenty years, with changing conditions imposed by a supranational economy. To conduct further research and analysis aimed at assessing the possibility / desirability of adopting instruments to detect potential derailment conditions (DDD–Derailment Detection Devices). ANSF ANSF 4. ANSF 5. ANSF Parma– Vicofertile section, 12/07/2011 Incident at the level crossing 19/09/2011 1. RFI Monza– Arcore section, 23/07/2011 Series of collisions at the level crossing 19/09/2011 1. RFI It is recommended that the Railway Undertaking RFI SpA, collaborating with the relative local road traffic authorities in order to prevent further incidents, immediately upgrade and if necessary integrate both the pre-signalling signals and the luminous and acoustic signalling devices installed at the level crossing on the Strada Manara side. The devices must be located so as to be visible from the road at the greatest possible distance and checking the consistency of the road signs on Strada Manara and on the access roads to it, with regard to both the signals prohibiting the transit of heavy goods vehicles installed on the Strada Pontasso and the effective possibility of circulation by heavy goods vehicles along Strada Manara with regard to the minimum curve requirements for heavy goods vehicles when approaching the level crossing. It is recommended that the Railway Undertaking RFI SpA, after completing the activities already identified for raising the awareness of the users, of which the full usefulness is shared, and collaborating with the relative local road traffic authorities in order to prevent further incidents, implement an information system (including information boards or other suitable means of information, highlighting the specific critical nature of the level crossing situated at kilometre marker 1+265 of the Monza– Arcore section), in order to prevent further incidents. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 27 6. Conclusions As in 2010, a substantially positive situation has emerged for 2011 with regard to railway accidents, even compared with other EU countries, although there are still certain critical elements, as mentioned below, which are the subject of serious considerations by the DGIF for the development of future investigations. There is a continuing gradual decline in what could be described as the long established types of railway incidents such as collision and derailments or events connected with operating errors in rail traffic management or with train driving errors. The reduction of this series of events is without doubt due both to the positive development of all the constituent parts of the Safety Management System (SMS) and the positive affects of all the innovative technologies adopted in recent years especially in the field of train monitoring. In general, a valid and widespread effectiveness can be observed in the safeguarding of the railway traffic safety in strictly operational terms by the Italian Infrastructure Operator RFI, as part also of the actions put into place by the National Railway Safety Authority since it was first established. However, as already mentioned, four main types of incident still remain in Italy, which can be briefly summarised as follows: 1) Incidents linked to infrastructure maintenance shortcomings (superstructure and civil engineering works). In the main these result in derailments and can be closely linked to the continuing lack of sufficient funding (given the well known financial situation in Italy) available for infrastructure maintenance and the prevention of hydrogeological disturbances. 2) Incidents linked to the maintenance shortcomings or age of the rolling stock (especially goods wagons). The implementation throughout Europe of the latest EU regulations could certainly mitigate the seriousness of this factor. Unfortunately, Italy often suffers the effects of maintenance shortcomings originating in other countries which have consequences for rail traffic across the Italian network (the Viareggio accident is a case in point). 3) Collisions with persons on the railway line (often identified as cases of suicide) represents a phenomena which is increasing significantly: 193 fatal and 67 not-fatal incidents in 2011 (compared with 174 fatal and 59 non-fatal incidents in 2010) strengthened the Directorate General’s intention of continuing the studies on this phenomenon started in previous years, if the financial resources are sufficient to perform systematic analyses on this area of “repeated incidents” in order to examine and investigate what remains in terms of incidents compared with the above-mentioned survey on suicides. (4) Level-crossing accidents: accidents and incidents involving users who are not railway users (pedestrians, cyclists, road users, persons occasionally on the railway line inappropriately or involuntarily). Also in this respect the Directorate General carried out a study in 2011, related to the occurrence of accidents, which concluded that there is the need to make certain modifications to the systems and the regulations (see subsection 3.2.) These proposals will be presented at the end of 2012 at an international meeting (12th Global Level Crossing and Trespass Symposium, London, 8-10 October 2012). On this specific issue and with regard to the provisions of sub-section 3.2., this Directorate General considers it worthwhile starting discussions with the Directorate General for Traffic Control of the Ministry for Infrastructure and Transport and with the Highway Police, the bodies currently involved in the updating of the Highway Code. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 28 6. Conclusions Discussions would assess the introduction from the first driving lessons for new drivers of clearer and more understandable instructions on the driver behaviour to be adopted when approaching and passing through a level crossing. Discussions would also look at a specific penalty framework designed to act as a strong deterrent to dangerous behaviour. Dangerous behaviour here would include foolish attempts to pass over the crossing despite the display of stop warning signs and abandoning a vehicle between the barriers without trying to remove it to free the passage of the oncoming train. From the studies carried out so far, it has been seen that most of the drivers are not aware that the barriers are fitted with trespass and obstacle detection systems connected to the signalling system. These systems detect obstacles on the crossing and signal this to the train in arrival so that it can start the braking procedure, even automatically, with all the prior notice necessary to avoid impact. With regard to the Viareggio incident, the cause of perforation of the tank wagon from which the liquefied petroleum gas escaped and then caught fire, had not yet been definitively determined at the time of preparation of this report. As soon as the further elements acquired have been studied and processed, which it is thought will be by the end of 2012, it is believed that an answer may be given to this major question. The main aim of the Directorate General of the Italian Railway Investigation Body remains the monitoring of the response of the railway world (and especially the institutions) to the eleven recommendations issued in April 2012 and to the further recommendations which could be issued by the end of 2012 on the basis of the new results obtained. The first institutional responses, especially at an EU level, lead one to believe, as already mentioned, that the discussions between the institutions will not be a smooth path to follow. This Directorate General is working in a proactive manner for the dissemination of the recommendations and above all for clarification to the interested parties, including the EU bodies, of the technical contents of the recommendations already issued and of the expectations on the rapid implementation of their contents. These activities are considered to be of absolute priority and they are carried forward, within the limits of the institutional roles, as absolutely urgent and binding. Direzione Generale per le Investigazioni Ferroviarie [Directorate General of the Italian Railway Investigation Body] Italian Railway Investigation Body Translation provided for information purposes, by the Translation Centre for the bodies of the EU. The only valid version is the original version provided by the NIB 29