Lamarck: The Birth of Biology

Transcription

Lamarck: The Birth of Biology
Lamarck: The Birth of Biology
Author(s): Frans A. Stafleu
Reviewed work(s):
Source: Taxon, Vol. 20, No. 4 (Aug., 1971), pp. 397-442
Published by: International Association for Plant Taxonomy (IAPT)
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TAXON 20(4): 397-442. AUGUST 1971
LAMARCK:THE BIRTH OF BIOLOGY
Frans A. Stafleu
"A long blind patience, such was his genius of the
Universe" (Sainte Beuve)
Summary
A review of the development of Lamarck'sideas on biological systematibswith special
reference to the origin and development of his concept of organic evolution. Lamarck's
development towards biological systematics is traced through his early botanical and
geological writings and related to the gradual change in his scientific outlook from a
static and essentialist view of nature towards a dynamic and positivist concept of the
life sciences as a special discipline. This development is seen against the background of
the general cultural developments during the course of his life.
From classic to romantic .
Life and works
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Early botanical work (1779-1800) .
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From gradation to descent (1800-1803) ..
Biological philosophy and classification (1803-1809) .
Lamarckiansystematics in the Philosophie zoologique (1809)
Last years: an aftermath too long (1809-1829) .
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The conspiracy of silence .
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Appendix
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397
399
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From 'classic' to 'romantic'
Of the three leaders of the botany of the Enlightenment,all three stimulated
by the exuberant flight of Buffon's scientific fancy, Adanson, Antoine-Laurent de
Jussieu and Lamarck, it was undoubtedly the third who made the deepest impression on biology in general. Lamarck, more than any other French biologist,
exemplified what Lovejoy (1936) has called "the temporalizing of the, great
chain of being." Before Lamarck botanical and zoological thought was dominated by a platonic tradition with an ambivalent approach towards nature:
'nature is everywhere the same;' but also: 'nature's diversity aims at a maximum.' This paradox rests on the Platonic contingency of the two gods: the
immutable, self-sufficient god or demiurg of self-contained perfection versus
the dynamic and creative demiurg which manifests itself in time.
A similar contingency, not fully covering this fundamental paradox of the
demiurges, is the conflict in natural history between an a priori static concept
of nature and a dynamic view based on experience and observation, ready to
admit change and development. Another way to formulate this fundamental
split is to contrast the classical attitude of the mind with the romantic: universality and continuity on the one hand, diversity and development on the other.
In the course of the eighteenth century such biologists as Buffon, Haller,
Erasmus, Darwin and Bonnet - partly influenced by and partly causing, themselves, a shift in society from classical 'right' to romantic 'left' - set in motion
the development towards a dynamic and 'romantic' science. The cosmic order,
especially its biological part, was no longer considered to be essentially static,
with all recognized change being part of an essentially permanent pattern.
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This old pattern was one of an infinitely static diversity - the chain of being alien to time. The new view stressed increasing diversification, development in
time, creativity rather than creation. Man's task was to imitate god, therefore
he should be creative, not only in art but also in science; he had to develop
his individual character rather than make it conform to general standards. This
emphasis on creativity, individualism and diversity is the essence of the romantic
movement in science and art. In science it is unusual to employ this term
'romantic' for the breakthrough towards empiricism and positivism: the word
may well serve, however, to indicate the intimate link between science, art and
society. In society we see a breakthrough towards 'progress,' thanks first to the
Enlightenment and later to actual revolution; in the arts romanticism develops
through the change from 'form' to 'contents;' in philosophy the emphasis shifts
from mind to life, from noumenal ego (Kant) to temporal ego; science progresses from essentialism via temporalizing nominalism to pure empiricism:
briefly, a shift from uniformitarianism to diversitarianism. Buffon introduced
the time element in biology and drew attention to biological change and variation, even though his mind stayed in many other respects with the processes
of simplification and standardization which were so characteristic of the early
Enlightenment. Adanson introduced a strong impetus of empiricism and inductive research into an essentially still static concept of the order of life, but he
also failed to dissociate himself fully from the uniformitarian concept of nature:
he tried to establish 'the' rather than 'a' natural system. A.L. Jussieu, even more
than Adanson, refined empirical research, but he framed the results within
an essentially static concept of life. For Jussieu the time element was irrelevant
where botany was concerned: all temporal processes were ultimately cyclical.
Buffon alone had daringly suggested the possibility of an open-end concept of
life in opposition to that of a closed circuit.
Lamarck was perhaps the most involved personality among these four French
biologists. Only he had a really 'cosmic' approach, because he gave equal
attention to physics, chemistry, the earth sciences, and biology. The development
of his thinking involved a more fundamental change with respect to the age-old
principle of plenitude than was the case with the others. In various respects
Lamarck's world of thought remained part of the past; in several fundamental
issues, however, his thoughts were spearheads toward the future. Even though
elements of truly evolutionary thinking can be found in the writings of some
of his predecessors and contemporaries (e.g. Buffon and Erasmus Darwin)
Lamarck was the first to formulate a full-fledged transformist theory. He did
this on the basis of a division in principle between the world of living beings
and that of 'mineralogy.' This division was based, as we shall see below, on an
essentially erroneous chemical theory, but his main general conclusions have
proved to be correct, although perhaps not for the reasons he gave. His theory
of organic evolution was based on assumptions which have not been proven:
even so, the principle of an open-ended development of life, now called evolution,
is generally accepted. Lamarck started out with an essentially static taxonomic
theory based on the scala naturae, but was the first to state explicitly that it
could - in amended form - be taken as the mirror of evolutionary development.
Lamarck's own contributions toward taxonomy remained traditional to a great
extent; the advanced elements of his cosmology, on the contrary, cleared the way
towards evolutionary thinking. He was not to witness the final victory of evolutionary thought; for this he was born half a century too early.
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Life and works
Buffon's life is well known and richly documented, although the definitive
biographer has not yet presented himself; Adanson's place in the history of
science has been the subject of a small number of fairly recent publications
(see e.g. Nicolas 1963, Stafleu 1963, 1967); Antoine-Laurent de Jussieu has
been relatively modestly treated by the historians of biology. For Lamarck,
however, there is no lack of documentation and comment. The virtual - if not
actual - founder of transformism has received ample and diversified biographical attention in print e.g. by Packard (1901), Landrieu (1909), Kuehner
(1913), and Tschulok (1937) and more recently for instance Gillispie (1956),
to mention only a few. A brief biographical sketch may therefore suffice here.
Jean Baptiste Antoine Pierre Monnet de Lamarck was born on 1 August
1744 at Bazentin-le-Petit, a small village in Picardy in what is now the Department of the Somme. Lamarck's father was listed in the register of birth at
Bazentin as "Jacque[s] Philippe de Monet, chevalier, seigneur des Bazentin
grand et petit." De Monet was the patronym; his domanial name was de
Lamarck or Lamark.
The five main periods of Lamarck'slife are (Tschulok 1937):
1. 1744-1761, childhood at home and education at the Jesuit college of Amiens,
2. 1761--1768, army career,
3. 1768-1778, bank employee in Paris until the publication of the Flcre francoise,
4. 1778-1793, botanist at the Jardin des plantes,
5. 1793-1829, professor of zoology at the Museum d'histoire naturelle.
Lamarck, the youngest of eleven children, was originally meant to follow
an ecclesiastical career. At the age of seventeen, however, he joined the army
and took part in one of the seven year's war's battles in Germany (near Lippstadt); then he spent seven years in garrison at Toulon and Monaco. He was
pensioned off because of a minor physical disability and settled at Paris in
the course of 1768. He accepted several minor jobs which enabled him to study
medicine and botany, the latter mainly with Bernard de Jussieu. There are
indications that he met Jean Jacques Rousseau, but on the whole little is known
of his activities during these years. The main result, however, was a higly
original work, the Flore franqoise ou description succincte de toutes les plantes
qui croissent naturellement en France, dispose'e selon une nouvelle methode
The book, 3 volumes, dated 1778, and signed "Par M. le ched'analyse..."
valier de Lamarck" appeared in March 1779 at the Imprimerie Royale. Lamarck
had offered it for publication to the Academy of sciences, which recommended
it for publication. The book was in several ways a 'first'; it was the first
modern-type flora of France, it was written in the vernacular (in agreement
with the Enlightenment ideals of wide diffussion of knowledge) and it presented
a simple and effective disposition of all species in the form of dichotomous or
nearly dichotomous keys. It is likely that Lamarck had by that time been
discovered by Buffon and that the latter was instrumental in having the book
printed at the expense of the state, with the royalties coming to the author.
Such additional income must have been very welcome because Lamarck lived
on a small army pension supplemented by a modest income from his share of
his parents' estate. Further financial relief came in the same year, 1779, when
he was appointed 'adjoint' member of the Academie des Sciences. The competition was between the physician Descemet and Lamarck; the former had the
support of the other botanists, Jussieu and Adanson, and was listed as number
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one, but the king followed Buffon's advice and appointed Lamarck. This unusual procedureshows the influence of the intendant du lardin du Roi, Buffon.
The latter then requested Lamarck to accompany his son on a grand tour
through Europe for a visit to Holland, Germany, Bohemia, Austria and Hungary; a tour on which he made the acquaintance of renowned botanists such
as Gleditsch, Murray and Jacquin.
Back in France in April 1782 Lamarck found himself in slightly easier
circumstances because of his salary (pension) as a member of the Academy.
No place being available, however, for a fully salaried position at the Jardin
du Roi, Lamarck set out to compile his most voluminous botanical work: the
botany volumes of the Encyclopedie methodique, the continuation "par une
societe de gens de lettres, de savans et d'artistes" of the original Encyclopedie
by Diderot and d'Alembert. The Encyclopedie methodique was the apogee of
the encyclopaedic movement of the Enlightenment.Not less than 196 'Tomes'
(186 vols.) were published between 1782 and 1832 dealing with zoology, anatomy, botany, agriculture, chemistry, social sciences, history, arts, geography,
games, etc. Among the first volumes published in 1782 were part of 'jurisprudence' and a general zoological volume by Daubenton. The moving force
behind this almost incredible outburst of synthetic scientific creativity was the
publisher CharlesJoseph Panckoucke (1736-1798) whose father Andre (17001753) had had a publishing firm in Lille. Pancoucke published e.g. the Mercure
de France, the supplement of the original Encyclopedie, the collected works
of Voltaire and of Buffon and the famous Moniteur universel. The original plan
was to publish the Encyclopedie methodique between 1782 and 1787 with 53
volumes of text. It appeared in 'livraisons' of several volumes at the same time.
The sixth livraison, published on 2 Dec. 1783, contained Lamarck's volume
on botany, 'tome' 2(2) of the arts et metiers mdchaniques, and the second
volume of plates. The botany volumes of the Encyclopedie, published between
1783 and 1823, first by Lamarck and later by Poiret and other collaborators,
constitutedthe most detailed systematic survey of the plant kingdom of its time.
The work on the Encyclopedie took almost all of Lamarck's time between
1782 and 1788, the year in which he was appointedto the newly-createdposition
of keeper of the herbarium of the Jardin du Roi, with a salary of 1000 francs
and the official title botaniste du roi avec le soin et la garde des herbiers. The
herbarium of the Jardin du Roi was at that time insignificant. All botanists,
whether attached to the Jardin du Roi or not, had their private herbaria which
were often infinitely richer than the paltry holdings of the royal natural history
cabinet. The botanists on the staff were allowed to build up private collections
even by means of material collected on state paid collecting trips. The Jardin
du Roi dates from 1597, although functionally only from 1635 when its third
curator, Guy de la Brosse, really set things moving. The first herbaria of any
size to be acquired by the garden were those of Tournefort (1708) and Sebastien
Vaillant (1669-1722). This was about all Lamarck found to 'curate.' In addition there were other collections such as those of Commersonand Dombey, but
they were on loan to Jussieu and L'Heritier for publication. Lamarck'sappointment was therefore a sinecure: under the existing system he could do little to
increase the size of the collections. For this France needed a revolution.
Lamarck's life, as that of most people, was complicated during the years
1789-1793 by the general social and political events. At first the royal intendant for the garden, La Billarderie, tried to suppress Lamarck'spost as keeper
of the herbarium (Hamy 1893). Lamarck reacted (1790) by publishing two
pamphlets, of which the first is a MImoire sur les cabinets d'histoire naturelle,
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et particulierementsur celui du Jardin des plantes.. ." In this treatise Lamarck
unfolds his ideas on the reorganization of the garden, emphasizing its public
r^le and duties. The use of the name Jardin des plantes in print - so far this
had been a more or less colloquial synonym for the official Jardin du Roi was in open defiance of the royal set-up and had all the flavour of the revolution.
The staff held its own meetings and addressed itself to the Convention. After
a curious interregnumbetween 1791 and 1793, when Bernardin de Saint-Pierre
was the last intendant of the old institution, the Convention authorised the professors on 10 June 1793 to constitute an assembly and to nominate a director
and other officers. The Museum d'histoire naturelle decrte' par la Convention
nationale le 10 juin 1793 came into being at the assembly of 14 June. Daubenton
was chosen as director; Lamarck and Fourcroy were commissioners for the
formation of a museum library; Jussieu and Desfontaines were charged with
the building up of a herbarium.The libraries of convents and of many aristocrats
were to be nationalized, and the revolutionary armies were instructed to confiscate the herbaria found in 'liberated' countries. The professorships were
newly divided, and Lamarck was appointed 'professor of zoology, of insects,
of worms and microscopic animals.'
Even though he had been mainly a botanist before this 49th year of his life,
Lamarck came to zoology not quite unprepared. His knowledge of taxonomic
methodology obtained in botany provided an excellent background for zoological work as well. Furthermore,Lamarck had been an enthusiastic conchologist for many years; he was an avid collector and had been remarkably
successful in building up a natural history cabinet of his own. His herbarium
was one of the largest of his time and contained material from all parts of the
world. Lamarck'sshell collection was a match to this herbarium, and the shift
from botany to zoology cannot really have been such a hardship as some of
Lamarck'sbiographers have supposed.
The appointment to the chair of invertebrate zoology was an important
reason why Lamarck turned away from botany after 1793. He had done his
share by publishing the Flore franqoise, the greater part of the first three volumes of the Encyclopedie, the first five volumes of the Tableau encyclopedique
(900 plates with descriptive text) and a number of smaller publications in
journals such as the rare Journal d'histoire naturelle of 1792. It is questionable,
though, whether it was really only this appointment which made Lamarck
drop botany almost entirely. His versatile mind, heavily leaning towards theoretical synthesis and towards 'the new' turned away from botany because the
subject lost its challenge to him. In the years 1793-1799 Lamarck gave much
but by no means all of his time towards the zoological assignment. His publications as well as contemporary testimonies show that his real interest in these
years lay with his physical, chemical, geological and meteorological work. This
phase in Lamarck'slife cannot be left out of account merely because the books
published in these years have turned out to have had little lasting value for
those particular fields, with the exception perhaps of geology; they form an
essential part of Lamarck's intellectual production and cannot be dissociated
from his later works. Lamarck's geological works, as reflected for instance by
his Hydrogeologie (1801), with its emphasis on change and development of the
earth's surface, must have made him aware of similar processes in the world
of living beings, leading him almost directly to his transformist theory. His
'pyrotic' theory of chemistry was really a variant of the old phlogistian theory
but fitted very well into his theory of the earth which assumed that there were
two basic processes, one of synthesis through increasing complexity by life
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(organic nature) and another of decomposition and decreasing complexity in
anorganic nature. Lamarck's theory was essentially uniformitarian but it contained several beginnings of important new departures such as the immensity
of geological time, geological actualism and the transformist view of organic
development.
The publications of the years 1793-1799 have significant titles: 1794,
Recherches sur les causes des principaux faits physiques, a manuscript dating
from 1776 but for which Lamarck had previously found no publisher; 1796:
Refutation de la theorie pneumatique, which attacked the advanced chemical
views of people like Lavoisier (murderedduring the revolution) and proposed
Lamarck's own theory of fire and chemistry; 1797: Memoires presentant les
bases d'une nouvelle theorie physique et chimnique,fond&esur la consideration
des molecules essentielles des composees... ; 1797: Memoires de physique et
d'histoire naturelleJtablis sur des bases de raisonnementindependantde toutes
theories... ; 1798: De l'influence de la lune sur l'atmosphere terrestre et les
nuages; 1799: first volume of the Annuaire meteuorologique.This series was
hardly interrupted by botanical or zoological publications. Some parts of the
Encyclopedie written by Lamarck appeared between 1793 and 1797, but they
had obviously been prepared in earlier years and were supplementedby other
authors. Lamarck'slast botanical publications are the first two volumes of an
Histoire naturelledes vge'taux published in 1803 (Lamarcket Mirbel 1803).
A. P. de Candolle mentions in his Memoires et Souvenirs (1862) that he met
Lamarck twice during these years. The first meeting in a Paris restaurant in
the winter of 1796/1797 was followed by some visits at home: " ... mais comme
il etait dans ce temps tout occupe de ses objections contre la theorie chimique
et qu'on ne pouvait I'amener a parler de botanique, je tirai de cette connaissance moins de profit que je ne l'avais espere."
In 1798 de Candolle returned to Paris and again met Lamarck, who asked
him to do some articles for the Encyclopedie (e.g. Paspalum, Parthenium, Parnassia). At that time Lamarckhimself was obviously still very much interested
in the publication of this great botanical compilation, although he left the work
to others. De Candolle remarksthat the use of Lamarck'slibrary and herbarium
was extremely useful, but again that "ce savant etait alors absorbe par ses
ecrits contre la chimie moderne et par ses hypotheses relatives 'l'actionde la
lune sur l'atmosphere.Quand je l'interrogeais sur la botanique il me repondait
par de la chimie ou de la meteorologie qu'il savait a peine [sic]." This scant
knowledge of meteorology attributed to Lamarck by the overly sceptic de Candolle produced, for instance, the very astute observation that there is a high
and a low atmosphere,the first of which he called the region des meteores, or
weather region (Matout 1930).
Lamarck'sfirst zoological publications of any importance are purely descriptive and date from 1798 (a volume on testaceous mollusks for the Encyclopedie,
his old hobby) and 1799, the year in which he proposed a new classification of
the 'coquilles.'
Epochal was the publication of the Systeme des animaux sans vertabres of
1801, which contained the text of the historical opening lecture of the zoological
courses given on 21 Floreal, an VIII [11 Mai 1800], the lecture in which the
theory of biological transformismwas first presented.
From 1802 onward Lamarck produced a signal series of descriptive as well
as theoreticalworks dealing mainly with evertebrateanimals and palaeontology.
He continued the publication of his meteorological yearbooks, in which he tried
to give long-rangeweatherforecasts. In Dec. 1801 or January 1802 there appeared
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his Hydrogeologie, which was planned as the first of three volumes that would
deal with his views on 'the physics of the earth.' The subtitle of the Hydrogeologie is, translated (Carozzi 1964): "Investigations of the effects of running
waters on the surface of the earth, of the reasons for the existence of an ocean
basin and its gradual displacement over various parts of the earth's surface,
and finally, of the influence of living organisms on that surface." This long
subtitle, like a modern abstract, gives in a nutshell Lamarck's dynamic view
of the origin of the crust of the earth and of the preponderantr61e played by
living organisms. Lamarck states in the preface (p.p. 7, 8) (translation Carozzi
1964): "A sound physics of the earth should include all the primary considerations of the earth's atmosphere, of the characteristics and continual changes
of the earth's external crust, and finally of the origin and development of
living organisms [sic!]. These considerations naturally divide the physics of
the earth into three essential parts, the first being a theory of the atmosphere,
or Meteorology, the second, a theory of earth's external crust or Hydrogeology,
and the third, a theory of living organisms, or Biology."
The book on meteorology was never published, and the Biologie never appeared in this form but was in a way replaced by the Philosophie zoologique
of 1809. In the Hydrogeologie we find therefore the first definition and use of
the word 'biology': a theory of living organisms. Only a few months later, in
the year 1802, G.R. Treviranus published the first volume of his book Biologie
oder philosophie der lebenden Natur. The word 'biology' was thus born with
the century, althoughthe first statementof the concept goes back to Buffon.
Lamarck's ideas on the origin and development of living organisms had, in
the meantime, been put forward in his opening address of the zoology course
at the Museum,on 11 May 1800, and in his Systeme des Animaux sans vertebres
of 1801. In all these publications Lamarck's ideas on the r1le of time and
environment as the "two principal means which nature employs to bring its
products into existence" were clearly expressed. The Philosophie zoologique
contained much material from the opening lectures of Lamarck'szoology courses
between 1800 and 1806. Lamarck explains in the 'avertissement' (p. XVIII)
preceding the work that for the Philosophie zoologique he has used the "main
materials which I assembled for a planned work on the living beings, under
the title Biologie; a work which as far as I am concerned will not be produced
[restera sans execution]." The Philosophie was followed by Lamarck's final
biological work, the Histoire naturelle des animaux sans vertebres, of wich the
first part, containing the general introduction, appeared in March 1815. The
six subsequent volumes appeared between 1815 and 1822. In the supplement
to the first volume Lamarckclearly states that so far classification had resulted in
the establishment of series on the basis of agreement or difference of charac"
teristics ('rapports'). However, "un pas de plus restait donc faire, c'&taitle
plus important, celui meme qui pouvait le plus nous 6clairer sur les operations
de la nature. 11 s'agissait seulement de reconnaltre que les portions de la serie
generale que forment les objects convenablementrapproches par leur rapports,
ne sont elles-memes que des portions de l'ordre de formation a l'egard de ces
objects." In other words: the natural system reflects the phylogeny. The step
was decisive: a new era in systematics could begin.
The Histoire naturelledes animaux sans vertebreswas Lamarck'smost important synthetic survey of 'his' part of the zoological kingdom. Better known, because it was more widely distributed, is its second edition, posthumously published in 11 volumes between 1835 and 1845 and edited by G. P. Deshayes and
H. Milne Edwards.The last volume of the original Histoire (1822) came out after
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Lamarck had become blind. Part of the book was dictated to his daughter
Cornelie, who took care of her father all through his old age. During these last
years Lamarck'sfinances were at their lowest ebb. His savings had disappeared,
not least because of risky investments and the diminishing income from his
books. In 1824 Lamarck decided to sell his herbarium. The institutionalization
of herbaria was not yet so far advanced that the French state was interested
in acquiring this valuable collection for the nation. The history is reminiscent
of that of the Linnaean herbarium. Again another botanist from the country
of origin, this time Adrien de Jussieu, was instrumentalin selling the collection
abroad, no doubt in an honest effort to help the ailing and impecunious
Lamarck. J.A.C. Roeper bought the herbarium (Lecomte et Leandri 1930) at
the advice of Alexander von Humboldt and took it with him first to Basel
(1826-1836) and then to Rostock in Northern Germany. The grand duke of
Mecklenburg bought the Roeper herbarium for Rostock in 1875 but after
Roeper's death (17 March 1885) Goebel decided to make the herbarium available again to science by selling it to one of the main botanical establishments.
The herbarium was offered to Paris and at last acquired by the French state
for the Museum. The herbarium is now at Paris, kept separately, wel arranged
and available for consultation not in the least because it has also been put on
microfiche (IDC no. 6207).
Lamarck'slast years were sad and lonely. During the years when his eye-sight
failed but had not yet completelydisappearedhe publishedthe general philosophical work Systeme analytique des connaissances de l'homme..." (1820). The
last volume of the Histoire, mentioned above dictated in part after he had become completely blind, was also the last volume published by the aged scientist
himself. Lamarck lived until 18 December 1829, dying after lonely dark years
of invalidity, blindness and poverty. His grave was temporary: the location
is known, but his remains were dispersed to anonymity at an early date.
Lamarck's first book appeared in 1779, his last in 1822: forty-three years
of an incredible productivity had resulted in a long series of descriptive as
well as theoretical works. The descriptive publications have retained their value
for biological taxonomy. In the theoretical works Lamarck revealed his genius
as well as his limitations; these were so numerous and often so controversial
that they were received on the whole with little enthusiasm; many of them
encountered cold hostility or, worse, silence, during his life time. Even so
they contained several fundamentallynew developmentsin biological thought;
to mention only one: the formulation of the first scientific theory of transformism lead the way towards the later theories of evolution. This transformist
theory was the logical result of Lamarck'stheoretical views on life and earth.
Transformism may have had no immediate impact on the daily routine of
systematics, but its long range influence was such that Lamarck's views form
an essential part of the history of ideas in systematics.
Early botanical work (1779-1800)
In his early botanical work Lamarck shows himself a true follower of the
lines of thought of Buffon, Bernard de Jussieu and Adanson. His approach
to nature was twofold: he developed a purely pragmatic analytical system to
facilitate identification and elaboratedthe idea of a natural system as a general
expression of biosystematic knowledge.
In Lamarck'sfirst work, the Flore frangoise (1778, publ. 1779) the emphasis
is mainly on the first approach. The book (3 volumes) consists of a lengthy
TAXON VOLUME 20
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theoretical introduction followed by an 'analytical method' to name the plants
occurring in France. This method is an elaborate key of the kind which has
now become a routine element in any flora. It is often dichotomous and leads
directly to descriptions of the species with synonymy and habitat. The species
are arranged in genera, but the genera are not necessarily grouped in higher
taxa. The arrangement follows from the most direct way to identify the taxa
by means of the key and is therefore not in accordance with any of the existing
systems or methods.
The Discours preliminaire to the Flore franqoise contains Lamarck's first
credo as a botanist. He remarks that all earlier systems had tried to serve two
purposes but that they had failed because these purposeswere contradictory.The
systems tried to paint a picture of the vegetable world, of the form-relationships
between the plant species. At the same time, however, they aimed at providing
an easy method for the naming and identification of plants. For the latter
certain purely artificial conventions were necessary which were in flat contradiction to what Lamarckcalls la marche de la nature. It is the task of the natural
method to give an overview of this master-planof nature; it is something quite
different to set up a simple analysis revealing the identity of the taxa. The
sole aim of the Flore franqoise is to provide such a means of identification.
It is important to be clear about the meaning of the term la marche de la
nature in this phase of Lamarck'sthinking. In these early years Lamarck did
not question the fixity of species or the dogma of special creation. His marche,
a term with dynamic overtones, is here nothing but a metaphor for the series
into which living beings can be arranged in accordance with their degree of
overall organization. The marche de la nature is nothing but the great chain
of being; it has no componentin time. In later years Lamarckbecame convinced
that this purely descriptive master-planalso revealed the order in which these
living beings had been producedby nature during the immense period of geological time. This breakthrough, however, took place after 1793. The botanical
works published before that year all present a picture of a timeless creation;
nature is seen as an immense garden which arouses in the spectator a feeling
of admiration for that "sovereign free and independent Power which manifests itself in this immense variety of beings... " All attempts to paint a
picture of this universe by means of dividing lines, classes, families and
genera, says Lamarck (before 1793), are nothing but an avowal of weakness
by the human mind under the guise of an imposing scientific apparatus. It is
clearly a follower of Buffon who speaks here: nature presents us with an
immense variety and variability which defeats any attempt to depict it by
means of conventional systems. The concept is essentially uniformitarian('there
are no fixed dividing lines') and nominalist. Classes, families (even if called
'natural') and genera are nothing but creations of the human mind; they are
subjective, because we shall always find species which are intermediarybetween
whatever genera we have created for our convenience. This subjectivity is
characteristic even for many of the species distinguished by botanical authors.
In this case, however, we have, at any rate in principle, the possibility to grow
the plants together under identical circumstances and find out whether they
are then different or identical. Somewhat later Lamarck will define species as
reproductive communities, assigning them an objective status.
Lamarck, as Adanson and Buffon, uses the term 'system' for classifications
based on a single characteristic. Methods are more flexible because they are
based on a great variety of characteristics; on the whole they follow "principes
moins fixes..." It would seem that a system would be more advantageous as
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For a translationof this letter see the appendix to this article (p. 439). (Reproducedby
courtesy of the director of the Conservatoirebotanique de Geneve).
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AUGUST1971
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a means to identify and name plants. The trouble is, however, that the systems are
too rigid because of their emphasis on very few and a priori chosen characteristics. As a result they have to admit too many exceptions to make them really
work; a fool-proof identification must remain fully flexible. Lamarck therefore
advances his analytical method which keys out the plants (in principle dichotomously) on the basis of the most practical characteristics, not necessarily
derived from the same organ. However, botany cannot be satisfied with identification alone. It will also be necessary to paint as true a picture as is possible
of that "admirably graded chain" which seems to be presented by all plants
in their form relationships. This picture, which is called the natural method,
cannot also fulfil the r8le of a key.
Lamarck's analytical key was a success. The taxonomic part of the Flore
frangoise was indeed by far the most useful flora so far published for purposes
of identification. The 'natural order' of plants was not entirely neglected either,
at least not in the Discours preliminaire. The problem is how to find a means
to describe such an order if one does not recognize the existence of sharp
divisions. The solution is that of the series. One should first find out which
taxon has to stand at the beginning because its overall organization is simplest.
By general comparison this should then be followed by the taxon which shows
the closest affinity to it. Lamarckeven works out a numerical system of points
of resemblance which brings him closer to modern numerical taxonomy and
phenetics than Adanson ever came; he even tries to weight his resemblances
numerically. This method is mentioned only in passing and there are no signs
that Lamarckever really establishedthe numericalrelationshipsof all his plants.
A flora of France is not the place for such an attemptbut the reader is promised
a Thidtre universel de botanique in which all plants will be analysed, described
and arranged according to their (numerical) degree of relationship.
The Thedtre never appeared. After completing the Flore frangoise and after
his trip through Europe with the son of Buffon he was asked to prepare the
botanical part of the great Encyclopedie mhthodiqueof Pancoucke. In the Thiatre he would have treated the plant kingdom in accordance with the 'natural
order', in an Encyclopedie, however, the alphabetical arrangementwas imperative.* There are entries both for taxa and concepts. Several of the articles on
the latter, such as on classes, genera, species, and botany, form together an
important treatise on taxonomic methodology; the treatment of the taxa forms
an almost complete Species plantarum. Because of this combination the Encyclopedie, together with the additional volumes of plates and concise diagnostic
texts entitled Illustrations des genres, constitutes one of the most remarkable
and extensive botanical treatises ever published. A first feature, understandable
in an encyclopedia, is that the text is fully in French, like Adanson's Familles
des plantes. The Encyclopedie fulfilled one of the ideals of the Enlightenment,
to break the esoteric ring around science and to make it accessible to the widest
possible public. Another feature is the great detail in which every species is
described: full synonymy, literature references, ample descriptive morphology
and information on geographical distribution. None of the earlier comprehensive treatments of the plant kingdom had ever presented so much detail. The
genera are also amply described and are all attributed to the natural families.
The families themselves are briefly discussed and placed in the relevant Lamarckian class, with indication of all constituent genera. These natural families
are practically identical with those of Jussieu's Genera plantarum (1789); how* See
figs. 1 and 2. Lamarckmentions the Th6atre here under the title flore universelle.
See further below, appendix 1.
408
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ever, the first volume of the Encyclopedie came out in 1782, seven years before
Jussieu's work. In his Discours preliminaire Lamarck publishes the 'Methode
de M. Jussieu' (i.e., Antoine-Laurent),giving for the first time the complete list
of the (French) family names. The treatments of the families contained in the
first two volumes (A-Gor) have therefore precedence over those in Jussieu's
own Genera plantarum.
Notwithstandinghis tremendousindustry, and the rapid and efficient publication by Pancoucke, Lamarck could not terminate the work. He wrote the text
for the first two volumes and part of the third (Poiret completed it); the
fourth volume was still edited by him but most articles are by Desrousseaux,
Poiret and Savigny. Volumes 5-8 and the supplements are by Poiret with
incidental contributions by others. Poiret's achievement over the years (17921817) was formidable; unlike Lamarck, he stayed with systematic botany; his
work on the Encyclopedie became his major contribution to biology. A richly
illustrated synoptic review of the genera and species was published separately
under the title Tableau encyclopediquedes trois regnes de la nature. Botanique,'
also known as Illustration des genres. Lamarck contributed not less than 900
plates with text between 1791 and 1799; here again the work was terminated
by Poiret. This synoptic treatment follows the pragmatic Linnaean artificial
system (at the request of the publisher) and presents genera and species in the
classical Linnaean manner. The text is in Latin and French, in parallel columns;
the genera are briefly diagnosed by means of 'essential characters' and more
elaborately described by 'natural characters.'The text is therefore much more
old fashioned than that of the Encyclopedie: for practical purposes, and for a
wider public, the Linnaean presentationwas still preferable.The most important
part of the work, however, are the detailed illustrations themselves. The Illustration des genres was for a long time the most elaborate iconography of the plant
kingdom. The speed with which this immense documentation was brought together did not allow the use of much living material. The artists (Audebert,
Fossier, J. E. de Seve, H. J. Redoute) had to work mainly from herbarium
material, often from Lamarck's own collections. All through the years 17911799 Lamarck was actively engaged in keeping the engravers at work. The
Illustration was the main botanical work with which he occupied himself also
after his appointmentto a zoological chair at the Museum.
It is good to realize the immense amount of descriptive and critical detail
assembled by Lamarckon the basis of his own and other private harbaria. Even
though some of his theoretical works would seem to indicate the contrary,
Lamarck was primarily an empirical scientist with a profound and diverse
knowledge of plants and animals.
The Discours preliminaire included in the first volume of the Encyclopedie
is mainly a historical review of plant classifications much along the same lines
as those of Adanson (1763). Lamarck discusses Adanson's Familles des plantes
briefly, without really doing justice to the fundamentalvalue of the book. Many
passages in the theoretical parts of the Encyclopidie and the Flore franqoise are
very similar to passages in the Familles des plantes, without special reference
to that book. Lamarckpays one handsome complimentto Adanson: "Neanmoins
M. Adanson... qui s'est livre depuis long-tems avec une ardeur incroyable 'a
l'tude non-seulementde toutes les parties de la Botanique, mais meme de toutes
les branches de l'Histoire naturelle ... aura toujours la gloire d'avoir publie le
premier des familles de Plantes determin~es dans le dessein de faire connoitre
les vrais rapports des vegtaux entr'eux." Lamarck himself, however, adopts
the method of the Jardin du Roi developed by the Jussieus. The Discours conAUGUST 1971
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tains no methodologicaldiscussions or definitions of key concepts in systematics:
for this we have to turn to the Encyclopedie itself in which, under various
headings, Lamarck expresses himself on these subjects with much greater precision and clarity than in his Flore franqoise.
Lamarck defines the species as follows: "en Botanique comme en Zoologie,
l'espe'ceest constituee necessairement par l'ensemble des individus semblables,
qui se perp&tuentles memes par la reproduction."Without constant reproduction of similar individuals one cannot speak of a true species: for this reason
it is wrong to speak (as Adanson did) of species of minerals. Even before he
doubts the constancy of species, therefore, Lamarck makes the fundamental
distinction between living beings and non-living objects; he is no longer a
natural historian but a biologist. A further statement confirms this biological
species concept: it cannot be denied that the species really exist in nature. All
groups of species, however, whether anitial or vegetable, are 'parfaitement
artificielles.' These groupings are extremely useful arid necessary, but their
origin - the human mind - must never be forgotten (article Espece, Enc. 2:
395). Lamarck adds that some botanists had doubted the existence of species,
but this was because their delimitation was at fault: species can be recognized
by clear characteristics ('caracteres tranchans') "always confirmed by constancy in reproduction." The multiplication of 'bad' species common in his
day could only occur because botanists lost sight of this fundamental requirement. Simple environmental varieties can always be recognized as such by
cultivation under identical circumstances.
From the above it follows that genera are established for convenience:
Lamarck'sattitude is purely nominalist and pragmatic (Enc. 2: 630). The main
criteria used when grouping species into genera are derived from the characters
of the fructification. Species with an almost identical fructification will usually
constitute a single genus; this criterion was first used consistently by Tournefort. Although he admits that Linnaeus did much to increase our knowledge
of the genera, Lamarck criticizes, quite correctly, the fact that so many of the
Linnaean diagnoses appear to be based on a single species of the group. It is
of importance in these diagnoses to admit nuances and to allow for exceptions
by using words like 'ordinarily,' 'mostly' etc. Lamarck recognizes the philosophically different attitude of Linnaeus, whose genera were put forward as
natural and objectively existing in nature. Lamarck'sreaction is that Linnaeus
"a prononc' l'anatheme contre ceux qui assureroient que les genres ne sont
point dans la nature...," and that it was much simpler for him [Linnaeus]
to support his opinion by the so-called axioms and extremely laconic maxims
with which he filled his Philosophia botanica and Critica botanica, than by
solid proof which alone could convince those who were not impressed by mere
authority.
Lamarck puts his finger on Linnaeus's weak spot: He, and many others,
maintained that nature makes no jumps "ce qui signifie, si je ne me trompe,
que la serie de ses productions doit etre nuancee dans toute son etendue." This
consideration alone, says Lamarck, makes it absolutely impossible to find well
established, concrete lines of separation in nature between groups such as
genera; he is therefore firmly convinced of the nominalist nature of all taxa
above the rank of species.
Lamarckis an equally firm believer, at this point, in the concept of a single
series and in the principle of plenitude. Like Adanson, he has no doubt that
the gaps in the series will be filled by future discoveries. Lamarck maintains
that Linnaeus's dogma of the natural and objective character of genera pro410
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VOLUME
20
vided him, Linnaeus, with an excuse for the arbitrary nature of his generic
circumscriptions.The natural character was invoked to authorize the adoption
of many unsuitable assemblages of species.
Linnaeus's axiom that the characters of a genus must be taken exclusively
from the fructification is not accepted as an abolute rule by Lamarck: in certain
natural families ("which are nothing but large uninterruptedparts of the series
of plants") like the Umbelliferae or the Labiates, this axiom becomes sometimes unworkableand one will have to use other characters as well. Linnaeus's
essentialist statement that the genus constitutes the character, not the character
the genus (Phil. bot. no. 169) is firmly rejected. The genera are small parts of
the great series and are characterised by form relationships; they remain a
product of 'art' and not of 'nature.'
The circumscriptionof genera must be highly pragmatic. The primary reason
for establishing genera is to reduce the number of principal names to remember.
a number which would be enormous if every species had a different single
name. Botanical genera are like the constellations of stars: they are devices to
facilitate classification. It is therefore necessary to make the genera neither
too large nor too small. The creation of many monotypic genera is impractical,
just as is the recognition of too-large genera such as Cavanilles' Geranium or
Linnaeus's Lichen.
Families (Enc. 2: 448) are again a device to help our imagination and to
facilitate our insight into the form relationships. A single uninterruptedseries
is difficult for the human mind to grasp; without interrupting the chain it is
nevertheless necessary to recognize groups of genera.
Lamarckdoes not believe that nature is subdividedlike an army into Brigades,
Regiments, Bataillons, Squadrons, etc. (a clear reference to Linnaeus's Philosophia botanica); he emphasizes again that such divisions, however useful and
necessary, are artificial. Lamarck accepts a gradual, almost continuous increase
in organization, but no hierarchy. The scala naturae is to him not really a scale
with steps, but a slope paved with species.
The idea of a hierarchy objectively existing in nature is not necessarily the
same as the recognition of differences between 'high' and 'low.' The concept of
hierarchy in taxa is very old and can be traced back to two different sources.
The first of these is the usefulness of hierarchical classification as a logical
device, formalized for instance by Aristotle. The second source is man's age-old
cosmic view that the world of beings reflects the situation in human society,
where we have an hierarchical order based on differences in power. The
Enlightenmentwas anti-authoritarianand it is understandablethat such prominent exponents of it as Buffon and Lamarckshould deny the objective existence
of a power hierarchy whether in society or in nature. Rationalizing this, they
shifted to the far end of the concept of plenitude: continuity. This shift was
necessary before they could take the second step: continuity in space (here
the world of living beings) reflects continuity in time. Spatial relations were
always open to division and hierarchy; the only fundamental condition in
human life which is not open to them is time. All living beings are equally
subject to the final consequence of time: death. The egalitarian and antiauthoritarian tendencies in society are thus reflected in science. They were
conditional for the recognition that a different degree of biological organization
may have a historical basis.
A historical - and therefore real - connection between 'high' and 'low' is
not acceptable to the hierarchical mind. It is sufficient to point out the resistance
against the idea of the descent of man to show how essential this breakdown
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Etr orga•que•svivans, afujcts
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Lamarck's botanical and zoological series as presented in the article Classes
of the Encyclopddie methodique, Botanique 2: 33. 1786.
of social class structure was in making scientists shed their essentialist and
scholastic past.
In this early botanical work Lamarck admits only a single unbranched series
of plant taxa, parallel to one for the animals. In later years, after he had understood the historical background of this image of a chain, Lamarck could also
admit the possibility of further branching and of the occurrence of dead-end
series in the course of evolution. In his article on classes in the Encyclopddie
(2: 29) he develops his thesis of the two parallel series in nature. Even though
his concept of two series of animals and plants is still timeless and only a
descriptive picture of the order of complexity of organization, it is of the
greatest importance because it was a decisive step in the breakdown of the old
chain of being. All through the ages the 'chain' had been a single scale from
mineral via vegetable, animal and human to less tangible metaphysical entities.
Lamarck's important statement on species, quoted above, showed his awareness
of a difference in principle between the inorganic world and that of living
beings: the birth of biology. Now, with the establishment of two parallel chains
of living beings, the old 'chain' is broken a second time.
Lamarck describes the existence of a third chain in this article on classes
in the Encyclopedie. This third chain is that of the inorganic world. All non
living substances on the crust of the earth are said to be of organic origin. In
time they degenerate into simpler components: at the beginning stand the highly
organized organic remains of dead animals and plants, at the end substances
that strike a light on flint, such as quartz.
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Lamarck's idea of organic evolution emanated from his views on the formation of the various mineral substances of the crust of the earth. The key to
the development of Lamarck's evolutionary thinking lies in his two tables in
the article Classes of the Encyclopedie (2: 33, 34; see figures 3 and 4).
The first table, of "organic living beings, subject to death, and which have
the faculty to reproduce themselves" shows an obviously intentional close
parallel between the animal and plant series. Both have six classes, arranged
in order of decreasing complexity of organization. This arrangement alone is
sufficient proof of the absence of the time element in this representation of
the marche de la nature. Each class is subdivided into 2-4 sections which, for
the plants, have much in common with the groups distinguished by Tournefort.
It is interesting to note that the polypetalous plants are considered to be the
most complex and that the Unilobees (monocotyledons) are placed closest to
the Cryptogams. It should also be noted that Lamarck presents a zoological
classification with several original elements, years before his appointment to
the zoological chair at the Museum. The botanical sections comprise the 94
families which are mainly in accordance with those published later by AntoineLaurent de Jussieu. Lamarck remarks that it is preferable to go from the
complex to the simple rather than the other way around, because the information
on the more complex organisms is more complete. On the other hand he is
fully aware that "we are still far away from a complete knowledge of the real
but does not specify
order of gradation of which we realize the importance...
,"
that importance. His classes and families are typically 'natural,' based upon
a great variety of characteristics; the sections, as later with Jussieu, are much
more pragmatically based on relatively few characters. The main guideline of
the classification is, however, "the order of gradation with respect to the perfection of their organs." The whole scheme, with its forced symmetry, shows
an emphasis on form rather than contents, a typical feature of 'classical'
neo-platonic thinking. The ladder may be a double one, but it remains a static
thing. The main criteria for the botanical system are derived from 'essential'
characters(reproduction) and the division of the cryptogamsis extremelyprimitive. The really advanced element of the system lies in the arrangementof the
families, which is based on a great variety of criteria. Lamarckknows that this
arrangement of the families is not yet ideal; with respect to the main classes,
however, he says that the order "ne nous paroit nullement susceptible d'un
changementqui puisse etre plus convenable."
In sharp contrast with these comparative morphological series is the scheme
of the "inorganic beings, without life, and produced by the successive alterations
of the composite substances which have been part of living beings." (Fig. 4).
This table illustrates the genetic relationships among mineral substances.
Lamarck stresses that it represents an entirely new concept; "that all minerals
are the true products of successive alterations to which the debris of organic
beings are subjected; that these minerals are not at all the result of direct
formation, nor of successive reproduction, but that on the contrary they are
the result of the continuous alterations to which the debris of living beings
are sujected, alterations which transform them successively in as many diverse
components as there are minerals known."
"One sees from this table the infinite distance between living beings and
inorganic substances, and the need not to present beings of such different
character in a single continuous chain." The fundamental difference between
minerals and living beings is not only that the latter are maintained by successive reproduction, but also that minerals are formed indirectly and from the
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IErl
s inorganiqjuesfans vie, & produitspar lks altdraeionsf'cflives des ftances
compofiesqui oncfairpartiddes isres vivans.
:Terreauanimal
Terreauvegita
v gtaat
Terre4uatimal
7Terreau
es Crsiflacls, &e. desCime.&des Voiries; , des1Marais. des ChamrpsdesBois
Teac Qcoquilliere..
Cra"
Tourbe.
4arnes.
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.Sonfres?
`vi:PcrrcS
~ca~c;
" Mgrbres,
.
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taIre$,
Shits.
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it
Pyrtes.
SSpata
(
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rneutiere.
CrIftaux
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A
gemmes,
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ath..
Feld-
de Rohch.
ju.tnOWit
FIG. 4. Lamarck's scheme of the inorganic substances as produced by successive
changes from substances of organic origin.
remains of living beings. The mineral chain is one in time, the plant and
animal chains are - for the time being - arrangements in space only. The
mineral chain goes away from life, while the others represent simply an
increasing complexity within it. This contrast of physical and organic nature
is dialectic and indicative of a new philosophical trend. Only life can synthesize;
inorganic nature destroys complexity. Implicit in this view, which we find all
through Lamarck's work, is an interesting - although primitively expressed trend of thought in which life is a phenomenon maintaining organization, a
high energy level, away from chaos. In modern terminology: life maintains a
minimum of entropy; inorganic nature tends to reach maximum entropy.
Needless to say that Lamarck does not use these words; they are but a twentieth
century rendering of what were with him embryonic but strangely lucid ideas
emanating from a primarily deductive, and in details incorrect, cosmology.
The thesis of the organic origin of all minerals is obviously untenable: to
state that metallic ore, granite and basalt are derived from organic substances
is too far fetched. Lamarck was a geologist whose field experience was limited
essentially to the chalk and tertiary beds of the Paris Basin (Carozzi, 1964).
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The sweeping generality of the thesis detaches it from reality; the importance
of it for Lamarck's genetic thinking, however, is capital. His ideas on peat
and coal formation, even though not completely correct, are modern for the
period and found support in, for instance, Bruguieres' Choix de mimoires
d'histoire naturelle of 1792. Lamarck'sideas on this subject were a first sketch
of what would later become a main theme in his Hydrogeologie (1801) in which
he presented an actualist and dynamic view of the history of the crust of the
earth. Here, in the Encyclopedie (1786), we find a first proof of Lamarck's
deductive reasoning and leaning towards a dynamic view of nature. The classification of living beings, with its two almost symmetrical 'scales,' may still
be essentially static; the whole article on classes promises a new approach. The
'biological' emphasis is amazing: until then no one had given such a central
place to the production of organic material in any cosmology. Lamarckevidently
enjoyed considerable freedom in the choice of his material for publication in
the botanical part of the Encyclopedie. He had formulated his thoughts on the
overall organic origin of all mineral substances for the first time in a manuscript dating from the years 1776-1781, published later (1794) under the title
Recherchessur les causes des principaux faits physiques. In this work he relates
(2: 366) that he had not been allowed to publish these ideas as he wanted in the
first volume of his Flore franqoise, but that he was able to put them into the
Encyclopedie. The argumentation in the Recherches is much more elaborate
and touches also upon the origin of living beings in general. His conclusion
with respect to this fundamental question is still negative: "Or, je crois qu'il
est aussi impossible a l'homme de connoitre la cause physique du premier
individu de chaque espece, que d'assigner aussi physiquement la cause de
l'existence de la matiere ou de l'univers entier." Life is something sui generis
but Lamarcktakes an importantstep by clearly stating that he ignores the origin
of life in general as well as that of individual species: he moves away from a
creationist attitude. The species concept, however, is still static. In his article
Froment (wheat) in the Encyclopedie (2: 557) Lamarck explicitly states that
the essential charactersof a plant are not known to change in cultivation. There
is so far no example that as long as the reproductiveorgans remained functional
they have taken on characters which were not those belonging to the plant to
which they originally belonged. This point of view is the same as that of
Adanson (1772) who, after first believing that such change was possible, later
reverted to the constancy of species.
Lamarck'sunusuallykeen insightinto other generalbiologicalmattersis exemplified
in the Encyclopedie, for instance in his article Foret. He discusses the need for a
controlled policy of conservation of forests and adds that the destruction of the woods
and forests for the benefit of special, annually highly productive crops, leads to a
gradual loss of fertility. In the end the land will become barren, human habitation
will be abandoned,andall otherformsof life will ultimatelydisappearas well. Lamarck's
analysis of the r6le of forested areas with respect to prevention of erosion, desiccation
and loss of arable soil is modern. The forests are correctly seen as the great producers
of biomass with a decisively temporizing influence on the climate; they are indispensable
to maintain that important source of wealth and well-being any country: its good
arablesoil.
Lamarck'sEncyclopediecontains a wealth of material and ideas. We are again
and again struck by the consistency of his cosmology, or rather of this theory of
the earth. In this theory there are remnants of age-old patterns of thought, but
there are also indications of new trends. Some of these ideas were further
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elaborated during the tumultuous years that followed Lamarck's appointment
as a zoologist. At first there were few outward signs of his manifold activities,
but the new century brought proof of an almost explosive outburst of creativity
in the form of a great number of publications in each of Lamarck's spheres of
interest.
From gradation to descent (1800-1803)
The publications by Lamarck of the years 1800-1803 display an astonishing
variety. First there are several meteorological publications including the Annuaires meteorologiques, then there are the Systeme des animaux sans vertebres
(1801), the Hydrogeologie (1801), the Recherches sur l'organisation des corps
vivans (1802), the first instalments of the long series of the Memoires sur les
Jossiles des environs de Paris, the Histoire naturelle des vig~taux and the
various opening lectures of the zoology courses at the Museum. The last years
of the century must have been filled with feverish scientific activity in all these
fields. It must have been during those years that Lamarck finally abandoned
his belief in the fixity of species and came to the formulation of his transformist
views (see on this also Gillispie 1956). His continuous interest in fossils, his
work on the influence of water on the surface of the earth, his attempts to
understand geological time, and his realization of the repeated changes of
environmental conditions in geological time at specific places must all have
contributed to the further evolution of his thoughts on the dynamism of nature.
In his views on the genesis of minerals, contrasted with the series of animals
and plants. Lamarck had come very close to grasping the significance of natural
classification. The main factor responsible for his shift from 'gradation' to
'descent' in living organisms parallel to degradation in time of organic compounds to simple minerals must have been his keen insight into the importance
of the time factor and, to a lesser degree, of environmental conditions. Landrieu
(1909) has tried to follow this development step by step in Lamarck's publications. The first really clear statement of a theory of organic descent is found
in Lamarck's Discours d'ouverture du Cours de l'An VIII which was delivered
on 11 May 1800 (reprinted in Lamarck's Systeme of 1801). This lecture is the
birth certificate of transformism. The first - very long - sentence contains
the statement that Lamarck will explain in rough outline the order which nature
seems to have followed in forming its animals. He further states that evertebrate
animals, more than any other living beings, are of interest to the philosophernaturalist because they confront him with the simplest organic beings, "those
perhaps by means of which nature started and from which, with much time
and favorable circumstances, she has formed all others." Time has been at the
disposal of nature without limitation, the circumstances arise from the influence
of the climates, ecological diversity, etc. As a result of these diverse influences
the 'faculties' change and fortify themselves through use. The changes are
conserved imperceptibly and, in the long run, propagated by generation. The
essence of Lamarck's theory of descent is contained in this early lecture; he
even mentions the classical example of the feet of the swimming birds.
The debatable mechanism of descent (acquisition of characters by individuals
or by populations?), now usually considered the core of Lamarckism is not
really so important. Very often excellent theories have been formulated on the
basis of faulty proofs, inadequate hypotheses, or unclear semantics. The history
of science is full of such cases. Lamarck's main thesis is that organisms (not
necessarily individuals or the immediate offspring of specific individuals; LaTAXONVOLUME20
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marck had no word for the concept of population), change with time, and
consequently species are not constant.*
In this same year, 1800, Lacepede published a Discours sur la durde des
especes as an introduction to the second volume of his Histoire naturelle des
Poissons in which he states that the species is only an abstraction, 'a collective
idea,' and in which he analyses the importance of extinct species. He comes to
the conclusion that "a species can undergo so many modifications ... that it
will ultimately be more distant from its original state than another species: the
species has then undergone a metamorphosisinto a new species.. ." A complete
knowledge of the past will reveal "the successive modifications of organized
matter ..., the past will serve us to complete the idea of the present." Lac6pede
did not further elaborate these essentially Buffonian ideas. This was left to
Lamarck.
The reason why both Lamarck and Lace3pde came forward with their ideas
more or less at the same time in the year 1800, and not in the earlier years
when these ideas must have grown in their minds, may perhaps be found in
the dominating influence of the old director of the Museum, Daubenton, who
was evidently much opposed to this type of thinking. Daubenton died on the
first of January 1800.
Lamarck, in his famous lecture, points out that the series of animals and
plants reflect the increasing complexity of organization. With the animals
the starting point may be "la monade qui, pour ainsi dire, n'est qu'un point
arrive'e. . . " in the vegetable kingdom it is the "byssus pulverulens"(lichenized
algae, now often called Lepraria) or "la simple moisissure," (mucor viridescens,
according to Lamarck himself), which seems to be the minimum of vegetable
organization.
Almost equally important is Lamarck's change of the picture of the animal
and plant series. As long as the species were considered to be constant, he
had adhered to a linear series of species, an extreme view of the scala naturae.
Now it is necessary to modify this representation:there may be species brought
about by special circumstanceswhich stand a little aside from the regular flow
of evolution and which are side-branchesof the main stem. "By that gradation
nuancee in the process of increasing complexity of organisation I do not mean
to speak of a linear series with regular intervals of species and genera: such a
series does not exist, but I speak of an almost uniformly gradated series of
masses principales such as the big families, a series which certainly exists in
the animal as well as in the vegetable world, but which as far as genera and
especially species are concerned, forms many lateral ramifications of which
the ends constitute really isolated points" [translation].
Lamarck has now come very close to the modern picture of a stream of
organisms, linked by their changing genomes with branching dead-ends, but
also with far-reaching continuity. He leaves no doubt that the natural system
is a reflection of this biological process. At last the great social ideal of the
Enlightenment, progress, is reflected in biological science; at last, also, we
witness the complete breakdownof the timeless chain of being.
The main elements responsible for this development of Lamarck's thoughts
are his early work on the organic genesis of certain deposits (unduly extrapolated
into an overall theory of mineral descent) and his more general preoccupation
* Bernard Germain
French
Etienne de la Ville, comte de Lac6pede, 1756-1825,
zoologist, proteg6 of Buffon, active revolutionary, president of the Legislative, Professor
of zoology at the Museum d'Histoire naturelle, ennobled by Napoleon and by Louis
XVIII.
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with the history of the crust of the earth, including the interpretationof fossil
remains. This development is illustrated in his Hydrogeologie of 1801 better
than in any of his earlier publications. This extremely rare book (Lamarck
published it at his own expense and sold very few copies) is now available
again in an excellently annotated English translation (Carozzi 1964). The
relatively short text is eminently readable and shows all facets of Lamarck's
thinking: often wildly deductive and spontaneously generalizing 'a la Buffon,
but more often surprisingly modern in the tentative explanation of many
geological and biological processes. Lamarck shows himself to be a consistent
geological uniformitarian (actualist) by explaining the past in terms of the
present: "this is the path of Nature resulting from her well-establishedprocesses
and finally demonstrated by the phenomena continuously occurring before
our eyes." This geological uniformitarianism is also biological. In order to
explain the world of living beings one can restrict oneself to "phenomena
continuously occurring before one's eyes." Lamarck had already tacitly condemned creationism in his earliest work (published 1794) by stating that the
precise details of the origin of species might remain obscure and by clearly
not invoking metaphysical interventions. A similar pattern was found in the
'three series' of the Encyclopedie: there was no room for beings beyond man.
The biological uniformitarianismof the Hydrogeologie is the basis of Lamarck's
transformism. It had been foreshadowed halfheartedly by such biologists as
Buffon and Adanson but these scientists had had to pay lip service to creationism.
The realizationof the immensity of geological time had also come as a result of
Lamarck'swork on fossils and on general geology. He had a clear understanding
- certainly in part because of Buffon's earlier work in this respect - of the
climatic significance of fossils, for instance as shown by the discovery in
temperate regions of animal fossils indicative of tropical environment. "Oh
how very ancient the earth is! And how ridiculously small the ideas of those
who consider the earth's age to be 6000 odd years!" . . . "The great age of the
earth will appear greater to man when he understands the origin of living
organisms and the reasons for the gradual development and improvement of
their organization. This antiquity will appear even greater when he realizes
the length of time and the particular conditions which were necessary to bring
all living species into existence. This is particularlytrue since man is the latest
result and present climax of this development, the ultimate limit of which, if
it is ever reached, cannot be known." ... "Time is insignificant and never a
difficulty for Nature. It is always at her disposal and represents an unlimited
power with which she accomplishes her greatest and smallest tasks." [translations Carozzi.]
We find similar thoughts with Lamarck's colleague and friend Lacepede,
whose Histoire naturelle des poissons (1800) was mentioned above. Lacepede
also stresses the immensity of biological and geological time: ". .. those
pyramids which we call antique because we ignore how many millions of
generations disappeared before the moment when their height became a rival
to that of the mountains. . ." Lac6pede defined nature also as 'space, time
and matter.'
At this point in the developmentof biological ideas we cannot ask for more.
Man's place with respect to geological time and his descent from non-human
beings is clearly stated. No wonder Lamarck and Lac6pde found no echo for
their theory. Lamarck especially had exposed himself somewhat too conspicuously with his theories of chemistry and physics which had given him the
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reputation of a wild speculator. The Hydrogeologie remained almost undistributed; practically the whole impression was found among his possessions after
his death. Lamarck's ideas became more widely distributed through various
publications in the Annals of the Museum and, in part only, through his Philosophie zoologique. The idea of the vast antiquity of the earth and the implications of this antiquity for geology and biology remained unaccepted for a long
time. In the first part of his Memoires sur les Jossiles des environs de Paris
(1802), Lamarck discussed again the importance of the fossils as indicators
of slow but continuous change in climate with respect to every point on the
earth's surface (see also Carozzi 1964, p. 75). Man has a natural tendency to
disbelieve all the facts presented by the fossils. He is like insects with a life
span of one year living in a building and trying to describe its history. "For
twenty-five generations there has been no change: hence the building is considered eternal ..."
The fundamentals of the Hydrogeologie were written for the first time, says
Lamarckhimself (p. 173), on 21 Pluviose of the year 7 (9 February 1799), which
shows that this intriguing book reflects Lamarck's state of mind during the
crucial years between 1797 and 1800 when he came to a major change in his
geological and biological views. Lamarck himself was under no illusions as
to how his work would be received. The last words of the book are: " ... if
respect for the idol that should be toppled prevents one's eyes from opening,
I will say: Let those who prefer to be deceived be thoroughly deceived."
Lamarck's switch towards transformism had one tangible result in botany.
His last botanical publication, almost universally overlooked, is the general
introduction to the botanical part of a new set of Suites a Buffon, the eightyvolume (sic) Cours complet d'Histoire naturelle for which Lamarck and Mirbel
wrote the Histoire naturelle des vigitaux (15 volumes, Paris 1803; reissued
1825). Lamarck wrote the text of the first two volumes: an introduction containing a brief history of botany, terminology and physiology, and a discussion
of the general principles of classification. The greater part of these two volumes
is an almost word by word copy of corresponding entries in the Encyclopedie,
published 15-20 years earlier. Evidently Lamarck spent little time on the compilation of his final botanical publication; there are, however, a few places in
which the text is updated such as for instance in the chapter on the "natural
and methodical distribution of plants" which contains a discussion of the
natural system. The text is familiar, with its emphasis on the marche de la nature
but the text on the linear arrangementis in accordancewith that of the famous
Discours d'ouverture of 1800. The natural order is the "distribution conforme
a la marche de la nature et au plan qu'elle a suivi en produisant les &tresqui
les composent." [p. 261] The system proposed still has much in common with
that of the Encyclopedie, but it differs fundamentally because the order is
reversed. The cryptogams (divided into two classes, 'Aphyll6es' and 'Cryptospermes') now stand at the beginning rather than at the end: the phylogenetic
system has made its appearance.
It is one thing to propose a theory of descent and to formulate the conviction
that the natural system is a reflection of phylogenetic reality - a typically
'systematic'statement-; it is anotherto formulatea theory about the mechanism
of evolution and the origin of life. Obviously, the first is a condition for the
second; the mental process of accepting 'descent' or evolution is fundamental.
The explanation of how it all same about is only in part the subject of systematics. Lamarck's theory of hereditary adaptations to changing environmental
conditions need therefore not be discussed in great detail; this has been done
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at great length by others. However, for the development of ideas in systematics
the process of admitting that living beings have a history and that the present
picture has to be seen against this historical background is of overriding importance. For nearly twenty centuries the ro1e of time had been neglected.
The publication of this new classification in 1803 is epoch-making because it is
the first major classification of the plant kingdom based upon a theory of
descent. Obviously the classification itself is purely morphological; the order
is determined by an idea, the factual contents by morphological experience.
This is a far-reaching consequence of Lamarck's actualism. In geology, as in
biology, Lamarck held that historical development can be explained without
invoking other causes than those we can witness today; he is therefore logically
correct when he advances a comparative morphological series as an image of
historical development. This theoretical basis of classification is further worked
out in the Philosophie zoologique. It would be wrong, however, to think that
Lamarck's ideas had any impact on biological thought in his time: they had none.
Biological philosophy and classification (1803-1809)
The account of Lamarck's ideas in botanical systematics could end at this
point: the publication (1803) of his last overall classification of the plant world.
'
Everything had been said: actualism' had been accepted as a main theoretical
basis, 'descent' had been made the theoretical - though not factual - basis of
classification, a mechanism of evolution had been suggested, the fixity of species
had been abandoned. However, the development of these ideas, the refinement
and precision of their arguments and the way the ideas were received by
Lamarck's contemporaries are also part of the history of ideas in systematics.
The emphasis was almost exclusively on zoology, but there was still much to
say on general systematics.
Lamarck's main publications after 1803 deal with fossils, evertebrates and
theoretical biology. There are 33 Memoires sur les fossiles des environs de Paris
(1802-1806). Numerous brief descriptive notes on new evertebrates, as well as
the great Histoire naturelle des animaux sans vertebres (7 volumes, 1815-1822)
are proof of Lamarck's continuing output as a descriptive biologist. The
Philosophie zoologique (1809), the Introduction (1815) to the Histoire naturelle
and the Systeme analytique des connaissances positives de l'homme (1820)
are his major theoretical works of late middle age. In addition there are a
number of interesting theoretical articles in the second edition of Deterville's
Nouveau Dictionnaire d'Histoire naturelle (1816-1819).
The Philosophie zoologique could also have been called Philosophie biolo.
gique, because many of the considerations are of general biological importance;
references to botany are not at all rare. Lamarck's primary assignment, however,
was zoology, and many of his most important ideas stem from his zoological
work. Before discussing some aspects of this well written and stimulating book,
however, it should be stressed that one does Lamarck an injustice by judging
him from this book - his best known - alone. His ideas on the dynamism of
nature and on the possibility to understand the past in terms of the present
developed as a result of all his activities in the natural sciences, and not least
from his geological work. The fundamental change in Lamarck's thinking over
a period of years around the turn of the century is the gradual realization of
the important r8le of time in all of nature's processes. His early, keen insight
into the absolute length of time involved in geological processes stands at the
beginning of his biological philosophy. Many of the thoughts expressed in the
Philosophie zoologique can be found in a more elementary form in his earlier
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publications, especially in his opening addresses of the zoological lectures at the
Museum (Lamarck 1800-1806). The Philosophie and the Introduction (1815)
contain the synthesis of Lamarck's biological thought and express his ideas
most eloquently and precisely.
To regard Lamarck'shypotheses on the sheer mechanism of evolution as the
main feature of his thought would be an injustice to his much more important
general theses. At this phase in the history of biology the science had simply
not yet developed far enough to allow for a more sophisticated approach, such
as, for instance, that of Darwin and Wallace. Experience and experiment fell
short of the needs for an inclusive theory. The main themes of Lamarck's
biological theory had to be deduced from the factual knowledge available to
him. It is therefore more important that he realized the existence of phenomena
such as adaptation, variation, speciation and evolution than that his picture
of the mechanism was, on the whole, untenable (at least if restricted to individuals). Lamarck, like Buffon, was a deductive genius with great factual knowledge but without the urge to test the deductions by means of experiment or
to widen his horizons through travelling. His deductions, however, are proof
of a powerful scientific imagination, able to produce trains of thought that
would stimulate more refined research by others. The deductions also broke
through the boundaries of much that was still sacrosanct, and they thus played
their r81e in freeing the human mind from an unscientific bondage with
the past.
Lamarck never used the word 'evolution,' and even the word 'descent' does
not figure to any extent in his books. 'Descent' would really not have expressed
his main thesis: if he had wanted a word like that he would rather have used
'ascent.' Instead, his terms are 'complicating organization' and 'successive
production.' When Lamarck speaks of 'distribution' he refers to what is now
usually called taxonomy; his 'classification' refers to the delimitation of taxa,
not to their mutual arrangement (which is 'distribution'). The words 'histoire
naturelle' in the title of his main work on evertebrates comes closest to our
'systematics.'The main criterion for the 'distribution'(taxonomy) is the 'marche
de la nature' or the 'echelle' (ladder of nature), originally identical with the
platonic concept of a static smooth gradation of form relationships, but later
an expression of the actual course of events in the history of living beings. At
first the ladder was a flight of minute steps (species), ultimately it became an
escalator, moving all the time, not in an endless chain but picking up newly
created living matter at the bottom. Lamarck's main thesis on taxonomy is
that the natural system (based on the greatest possible correlation of morphological characteristics) is identical with this marche de la nature: this holds for
his early - timeless - thinking as well as for his later - evolutionary approach.The logical need for this identity was disputed by many, and Lamarck
tried to prove it by pointing out the actual course of events. This 'proof' was,
of course, not empirical but deductive.This identity, however, was, for Lamarck,
an almost undisputable fact. In his later years his descriptive morphological
work on evertebrates made him admit the possibility of a marche which was
not a ladder, but a mainstream with sidestreams. The word embranchement
is later introduced to account for this phenomenon of evolutionary divergence.
Finally, the word 'nature,'"so often pronouncedas if it dealt with a particular
being," can, for Lamarck,be only the totality of its constituents: "1. all existing
tangible objects, 2. the general and special laws governing the changes and
situations [sic] to which these objects can be subjected, 3. the movement,
generally and diversely distributed among the objects, perpetually kept up or
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reborn from their source, infinitely varied in its products and from which results
the admirable order of things presented to us by this whole." Here again we
find a new element in the definition of an age-old concept. Nature had generally
been defined solely by items 1 and 2. The third, rather involved component
[here almost literally translated, Phil. Zool. 1: 359-360] is Lamarck's profession of faith as a scientist. Nature is dynamic, evolving, creative, infinitely
diversified and still in the process of diversification. Strictly speaking, item 3
simply identifies one of the major laws implied in item 2; in fact, however,
its specification embodies a new view of nature: the discovery of the intrinsic
value of the dynamics of diversity. This is the final outcome of the principle
of plenitude, the definitive shift from an immutable, self-sufficient uniformitarian universe to a world characterized by creativeness, by Kant's temperal
ego, by Schiller's Stofftrieb, by the realization that an individual is part of a
stream of ever-changingforms of life. Lamarck, in short, pits scientific romanticism to scientific classicism. The first elements of nineteenthcentury positivism
are contained in this significant definition of nature.
Lamarck describes the development of his thougths in the avertissement to
the Philosophie zoologique. A survey of the precepts and principles relating
to the study of animals would be useful, says Lamarck, also to other natural
sciences. While recopying and describing the most general rules applicable
to the observed phenomena, Lamarck felt himself gradually formulating considerations of the greatest interest to science as a whole: "How, really could I
envisage the singular degradation which is found in the complexity of animals,
going from the most perfect to the most imperfect, without trying to determine
how to explain such a positive and remarkable fact, for which there are so
many proofs? Had I not to think that nature had produced the various living
organisms successively, going from the simplest to the most complex, because
when we retrace the steps of the animal ladder the organization of the animals
is seen to become gradually more complicated in an extremely remarkable
*
way?" This thought was stimulated by the realization that simpler organisms
had fewer or no specialized organs, and that further complexity meant further
morphological specialization and division of functions. The origin of life and
of the process of increasing complexity were now seen in close connection
with the diversification of organs, the adaptation of living beings to their
environment, and to changes in their environment. The book deals with much
more than the ideas of direct interest to us here: many biological, especially
physiological, phenomena are dealt with, including subjects such as human
intelligence and morale. These treatises were sometimes far reaching. A statement, for instance, that the body and the mind have undoubtedly the same
origin was not exactly in agreementwith contemporaryreligion and philosophy.
A discussion of this part of the book, however, would be less relevant to our
purposes, even though Lamarck'swhole philosophy supports his revolutionary
ideas on biological phenomena such as adaptation and evolution.
The word 'degradation,'mentioned above, is rarely used by Lamarck.Buffon
used it partly as a subterfuge; in Lamarck'stime this was no longer necessary.
His thoughts might not be acceptable, but the church could no longer press
him to publish a refutation of his scientific postulates. There had been, after
all, a French revolution, and Lamarck is in many respects a typical product
* This and the
following quotations are actually rather free translations of Lamarck's
original, not based on any of the existing translations, aiming at a rendering of Lamarck's
ideas in our contemporary idiom and terminology.
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of this Revolution and not just of the Enlightenment.His Philosophie zoologique,
however, appeared in a period of restoration of much that the Revolution had
tried to abolish, and he himself had come under suspicion of remaining too
revolutionary. When presenting his Philosophie to Napoleon, Lamarck received
in return a snub about his meteorological ideas, which went against those of
the scientific establishment of the Empire. The word 'progression,' with all its
overtones of the Enlightenment and early romanticism, is much dearer to
Lamarckthan degradation. Life was a process of slow progress in organization
towards perfection: "with respect to the bodies that enjoy life, nature has done
"
everything little by little and successively . . .
Lamarck
announces as a new edition of
which
The Philosophie zoologique,
his previous Recherchessur l'organisation des corps vivants of 1802, is divided
into three parts: the first dealing with systematics in the modern sense, the
second with the origin of life and the nature of the life processes, the third
with the origin and nature of 'sentiment'and intelligence. Our analysis is of the
first part only (chaptersi-viii).
Lamarckian systematics in the Philosophie zoologique (1809)
Lamarck's definition of systematics (called histoire naturelle) is contained
in the title of the first part of the Philosophie: "considerationson the systematics
of animals, their characters, relationships, organisation, taxonomy, classification, and species." The term histoire naturelle is as protean as its counterpart
nature; every phase of western culture has had a definition and circumscription
of its own. It is unusual, though, to find it defined as closeley to our present
concept of systematics as is the case with Lamarck.
Lamarck uses also another term in a somewhat unorthodox manner: he
speaks of the 'part of the art' of the natural sciences, where we should now
simply use the words methods or methodology. It is very important, says
Lamarck, to distinguish between the art and the laws of natural history.
Another distinction lies between economic and pure ('philosophical') biology.
The natural sciences, and biology in particular, found their origin in economic
need and practice. 'Pure' followed 'applied' science. In the eighteenth century
the new element of pleasure (agrement) was added as a justification for studying
'natural history.'
'Pleasure' in studying botany was of educational importance. The Enlightenment strongly promoted the utilitarian and didactic features of the natural
sciences in order to spread knowledge at a popular level. Pleasure and usefulness
may seem contradictory aims; to the philosophers of the Enlightenment,
however, incipient revolutionaries as they were, these aims should be combined
in order to improve or change the structure of society. This change could not
come from the poor and illiterate, but had to be effected by the creation of a
non-elite intellectual middle class. Botany played an important educational ro1e
because it was pleasant and appealed to the reverence for 'nature.' It is interesting to see that more than a century later the idealistic socialist type youth
movements would emulate this eighteenth century ideal for almost the same
reasons.* Systematic botany, in a primitive ro1e of innocence and beauty, thus
played a modest part in improving la condition humaine.
Lamarck himself demonstrated this attitude in his article on botanique in
*) A conspicuous example of such a group was the Netherlands youth movement for the
study of nature (N.J.N.) which was especially active between the two world wars. Many
of today's Dutch biologists belonged to this group in their early years.
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the first volume of the Encyclopedie. Among the main merits of botany, that
of 'object of pleasure' is given a conspicuous place: "how many powerful
motives are united [from the point of view of agrement] to invite us to study
a science so capable of giving us such a pure satisfaction, so worthy of an
honest soul ..." The eulogy continues, with many words. How different is the
attitude of 1809. Now the pleasure is just mentioned incidentally, and as an
historical cause, but "the purely scientific interest makes us eager to know
nature itself in all its products, in order to grasp its development, its laws,
its mechanism, and to enable us to form an idea about everything in existence;
briefly, this scientific endeavour procures that type of knowledge to which
the true naturalist aspires." Biology is no longer the special subject of leisurely
study by children and ladies, leaving the firm, but more directly useful branches
of science such as theology, law and [military] technology to man. With the
romantic movement in science biology comes of age.
The main features of biological methodology or 'art' - as opposed to the
'true laws of nature' - are systematic classification, the higher taxa and nomenclature. Here Lamarck sticks to his eighteenth-centurynominalist guns: there
is nothing natural about classes, families and orders, the so-called systems are
artificial conventions, and nomenclatureis - of course - only the handmaiden
of science. None of these are found in nature: "... .among its products, nature
has formed neither classes, nor orders, families, genera, nor constant species
[sic], but only individuals which succeed one another and which resemble those
from which they came. These individuals belong to infinitely diverse races [i.e.
species, sic] which differ minutely in all forms and degrees of organisation
but which remain constant as long as no causal agent effects a change." This
is a modification of Lamarck's previous view on the nature of species: since
species change in time, they are not 'real,' hence the extension of the nominalist
attitude also to species. Lamarck had now reached the same stage as Buffon
half a century earlier; for the latter - also for purely deductive reasons - the
only real entities in life were the individuals.
Each taxonomy which is not in conformity with the order of nature is
artificial; "we are now perfectly justified in recognizing only a single order
established by nature ... this order is the one in which all living bodies have
been formed from the beginning." "This order is unique, essentially without
division in each organic kingdom, and can be known by us by means of the
special and general form-relationshipswhich exist between the objects which
are part of those kingdoms ..."
This unique order "will have to replace ultimately those systematic or
artificial taxonomies which we have been forced to create in order to arrange
the observed natural objects in a commodious way." Systimatique means to
Lamarck, as it did to Adanson, in accordance with an artificial system. It has
therefore an entirely different meaning from our present word 'systematics.'
"In botany the natural method is extremely difficult to establish," because
of the obscurity of the form relationship. A. L. Jussieu had made some progress
and many families had been established; however, their overall taxonomic
arrangementwas and still is a matter of dispute. "Truly, one has only found
the beginning of this order; the middle, however, and especially the end, are
still at the mercy of arbitrariness."
Lamarck explains at great length that all classes are artificial. In zoology
it might be difficult to believe that groups like mammals or birds are not
natural; yet, this is actually an illusion caused by our limited knowledge of
the animals that exist or have existed. The more men's knowledge increases,
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for instance because of the exploration of regions like Australia, the less defined
the divisions between the classes become. Sometimes the diversity of objects
belonging to one class is so great that numerous subdivisions are needed at
various ranks. However, one should be careful not to increase the ranks of the
taxonomic hierarchy, and especially not to burden science with new names for
all those intermediate taxa. "It is necessary to put an end to this abuse of
nomenclature; without this, nomenclaturewill become a subject more difficult
to know than the objects which one has to consider." If all organisms were
known, any division would prove to be artificial.
Looking at this statement against a historical background, and in the light
of Lamarck'spreoccupationwith fossils, it is clear that his picture of the living
world in space and time is one of a continuous stream in which the term 'masses'
stands more or less for the genome. However, Lamarck emphasizes that this
perfection of knowledge is far in the future. For the moment our classifications
and delimitations of taxa are facilitated by the gaps in man's knowledge.
"When will the naturalists agree to classifying their species in a uniform way?"
They are alas seduced by the conviction that 'their' genera, families, orders
and classes really exist in nature, and create their taxonomy on the basis of
their opinions rather than on fixed pragmatic principles. Lamarck therefore
never objected to the use of the Linnaean artificial system in his botanical
works even though he knew that the natural system held more promise for
science. It cannot have been difficult for him to follow the wishes of Pancoucke
that the Linnaean system be used in the Illustration des genres.
Nomenclatureis also part of the 'art,' and a much abused one. It is necessary,
says Lamarck, to realize that many name changes are the result of taxonomic
considerations, such as differences in the delimitation of genera, which are
really quite superfluous. As a result of this constantly increasing number of
taxonomic changes the synonymy becomes a heavy burden which one day may
obscure the scientific considerations themselves. The result will be "... an
immense maze before which one trembles, with reason, on entering."
Characteristics (chapter II). Lamarck devotes a whole chapter to the "importance of the considerationof the rapports."The word rapport,as usual at that
time, stands for formal - not genetic - relationship. "For living objects, one
uses the term rapport between two objects that are being compared, for the
features of analogy or resemblance, taken from the whole or generally from
their parts but attaching more value to the more essential ones." The word
clearly stands for 'form-relationship'and has none of the 'genetic' overtones
of the English 'relation.'
The natural form-relationships are for Lamarck the guide to the natural
'method,'to the ranks that are assigned to the main 'masses' that are encountered
in taxonomy. They force the taxonomist to adopt the order followed by nature
in bringing its objects into existence.
The characteristics or features upon which the form-relationshipsare based
are sometimes so pronounced that it is sometimes possible to identify a species
on the basis of only part of the individual. This is of importance in fossil
studies. However, there is a limit here, because the species change in time,
albeit exceedingly slow, so slow that they escape the sharpest observer. As a
result most observers conclude that the differences which they see have always
existed.
Some characteristics are more important than others; their importance is
directly related to the degree of generality of their relevance. For animals the
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characteristics derived from the interior organization are most important, in
plants those taken from the fructification. This weighting of characteristics is
arbitrary, and Lamarck doet not specify the reasons for his decisions, apart
from his reference to the 'degree of generality.' In plants he suggests the following order of importance:
1. the embryo,includingcotyledons,perisperm,and the seed which containsthe
embryo
2. the sexualpartsof the flowers
3. the non-sexualpartsof the flowers
4. the pericarp
5. the reproductive
organswhichdo not requirefertilization.
Lamarckfollows A. L. Jussieu closely. It is empirically true that it is possible
to draw important characteristics from the flowers and the fruits, but in the
background we still find the arbitrary assumption that generation is primary,
an old scholastic concept. In animal systematics, however, the order of importance is: 1. nervous system, 2. respiratory system, 3. circulation, and the
accompanying comment shows that choice is based only on the degree of
generality.
Lamarck assumes that if we consistently follow this weighting of characteristics we gradually approach the 'true order,' which is the order of coming into
existence of the various taxa. Here, as many times elsewhere, Lamarck's
conviction that his theory is correct is so strong that he fails to provide proof
or further arguments. In all his theoretical writings there is this prophetic
element of the assumed obviousness of his reasoning. In zoology, says Lamarck,
it is mainly comparativeanatomy which will lead the way to the natural system.
Briefly: the natural system is based upon the morphological organization of
the living beings.
Species (chapter III). Are species absolutely constant and as old as nature
or have they changed, even though extremely slowly? The answer is not only
importantfor zoology and botany, it is "essential for the history of our globe."
Up to this point species were defined as each collection of similar individuals
produced by other individuals like themselves. This is correct, because there
is always this resemblance.Incorrect, however, remarksLamarck,is the secondary but almost universally accepted implication that the species are constant.
This concept of constancy is pre-scientific. The first and best indication that
species are not constant is their variability. The varieties and sorts so often
described illustrate this variability; less informed biologists often assign to
them erroneously the rank of species, thus confusing the issue. This variability
is minimal under constant circumstances. By placing too much emphasis on
such situations scientists have arrived at the dogma of special creation. The
assumption that the living beings appeared not all at the same time but in a
certain order does not necessarily detract from the religious dogma of an allpowerful Auteur de toutes choses.
Lamarck was not an atheist. Guyenot (1941) pointed out correctly that in
Lamarck'stime it was no longer dangerous to be a professed atheist. Lamarck's
remarkson l'Auteur de toutes choses need therefore not be seen as a subterfuge;
on the contrary, his religious position was much more that of a deist, and he
even cites the famous dictum that one should not confuse the watch-makerwith
the watch. Nature has autonomous laws but must have come into being through
an Auteur supreme. Development of new forms and diversification in general
by natural laws are characteristic of the world of living beings; without such
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natural processes there would be a need for constant creation. From this it
follows that Lamarck's cosmology presupposes an immanent finality. Development and diversification start afresh all the time: continuous spontaneous
generation, ruled by laws of nature, is an essential feature of his theory of
life. In his Discours of 1800 he stated: "In fact, the earth, especially near the
surface in the water and even in the atmosphere at certain times and in certain
climates, is populated in some way by animated molecules the organization of
which, however simple, is sufficient for their existence." "These animalcules
reproduce with a terrible fecundity..." The rate of reproduction of planktonic
organisms has now been shown to be in general agreement with Lamarck's
ideas; the idea of spontaneous generation, in this form, however, was effectively
killed by Pasteur. With Lamarck it is a pure assumption; he never even tries to
produce proof.
Lamarck remarks that his views are not in conflict with the assumption of
the existence of an 'infinite wisdom'; he, however, restricts himself to simple
observation. Such observation shows that when our knowledge increases, our
lines of separation between species (and genera) fade away. Nature is infinitely
smoothly diversified. The existing animals themselves, however, and the same
holds for plants, do not form a simple smooth series. They are arranged in a
series with many branches, irregularly 'graded' but with no discontinuities,
or at any rate with no such discontinuities in time. Present discontinuities may
be due to the disapperance of species.
Botany, which considers the other series of living objects, provides proof
of this type of infinitely varied gradation and of the absences of really clearcut lines of separation. "How difficult is it to distinguish the species of the
genera Lichen, Fucus, Carex, Poa, Piper, Euphorbia, Erica, Hieracium, Solanum,
Geranium or Mimosa?" When these genera were set up, one knew only a small
number of species which were easily distinguishable; but now that nearly all those
gaps have been filled [sic!], our specific differences have become necessarily
minute and insufficient." The examples show how well informed Lamarck was
with respect to botany; present knowledge only reinforces his main argument.
On the basis of this discussion of the nature of species Lamarck gradually
develops his thesis of organismal development by active adaptation to changing
environmental conditions. Even though it is debatable - to say the least whether this adaptation is 'active,' Lamarck's description of what happens is
correct. "For example, if the seeds of a grass or any other plant at home in a
humid meadow are transported in one way or another, first to the slope of a
neighbouring hill, where the soil, though higher, is still humid enough to permit
the plant to survive, and if later, after having lived there for many generations
[sic!], the plant gradually reaches the dry and arid soil of a mountainous
slope, and if the plant again survives through many generations, it will have
changed ultimately to such an extent that the botanists will consider it a separate
species." From this example it appears that Lamarck had a population concept
in mind, and that his adaptations were of populations, not individuals.
If species are really constant, they should not hybridize and produce fertile
offspring. However, experience has shown that there are many hybrids between
species and that some of them are fertile. This circumstance leads Lamarck
to one of the most remarkable - and often overlooked - statements of the
Philasophie zoologique: variation through hybridization can lead to speciation.
"Truly, these singular pairings often produce no result, especially when
they are very dissimilar; the offspring is then mostly sterile. When the disparity
is less great, however, we know that these defaults will not occur. This procedure
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alone is sufficient to create step by step varieties which become races and which,
in time, constitute what we call species" (italics mine).
This dynamic view of species and speciation has the following consequences:
"1. All livingorganismsare productsof natureand comeinto being successivelyover
a long period of time,
2. In its stridenaturehas begun, and beginsagaineach day, with the formationof
the simplest organisms;those alone are formed directly and by means of
spontaneousgeneration,
3. These elementarybeginningsof animaland vegetablelife went and go through
a process of continuous differentiation,
4. The principleof growth,inherentin the simplestorganismshas led to processes
of multiplicationand
5. With the help of generation...
sufficient time, favorable circumstancesand changing
environmentalconditionshave modifiedthe organsof the living bodies everywhereon earth ...,
6. Consequently... species have been formed gradually,imperceptiblyand successively;they can thereforenot be as old as natureitself."
The circumstance that the plants and animals from ancient Egypt, observed
and collected by the famous Napoleonic expedition, are identical with those of
today does not impress Lamarck. He would have been surprised if it had been
different! After all, the environments of ancient and modern Egypt are practically identical. The main point is: what are two or three thousand years in the
immensity of geological time? This apparent stability will be mistaken as
reality by the uninformed,because in general man judges everythingwith respect
to himself. One has to look farther than a few generations. A striking example
of change are our cultivated plants now taxonomically so far apart from their
wild ancestors, an example in which Lamarck did not believe when he wrote
his Encyclopedie.
Lamarck'snew definition of species is: "each collection of similar individuals,
which are perpetuated in that same state by generation as long as their environmental circumstancesdo not change sufficiently to make them change their
habits, character and form."
Fossil species. Many species known in fossil state are not known to be alive
today. Lamarckadmits that he is not clear as to whether they are really extinct
or whether they may still be found except for some large animals exterminated
by man. What about those numerous fossil species of aquatic animals, not
known to be alive now and for which annihilation by man seems improbable?
They are probably the direct ancestors of related recent species and were thus
not really exterminated,like the big Saurians. The main reason for Lamarck's
uncertaintyis perhaps his geological uniformitarianism(actualism) which made
him a strong opponent of the then still prevalent theory of one or more
universal catastrophies, that strange offspring of the old story of the deluge.
Such a catastrophe, says Lamarck, would provide a simple explanation for
much that is still unclear, but there is ample evidence that this catastrophe
existed only in the minds of men; there are no proofs in nature. Local catastrophies, such as volcanic eruptions, floods and earth quakes, are acceptable;
but there is no proof of a universal catastrophe. On the contrary, in nature
nothing is done abruptly, all changes are slow and gradual. Lamarck's belief
in the continuity of the operation of the laws of nature evidently withholds
him from recognizing clearly that climatic changes and other geological phenomena may also result in the destruction of life. He was sufficiently acquainted with the fossils in the Paris basin. His ideas might have been different
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if he had had a better direct knowledge not only of tertiary remains but also
of Silurian and Devonian palaeontology.The strong deductivetrend in Lamarck's
thinking here shows one of its inherent weaknesses.
Generalitieson animal, vegetable or mineral (chapterIV). It has been pointed
out above that before the nineteenth century natural objects were classified as
belonging to one of three kingdoms: animal, vegetable or mineral. Thus these
objects were placed at a single level of comparison even though their origin was
entirely different. Lamarck'sviews, as we have seen from his Encyclopedie and
Hydrogdologie, were different. The primary division must be between organic,
living objects, and inorganic, lifeless objects. The difference between animals
and plants is also clear-cut. There are no 'zoophytes.' Animals can react to
stimuli (can be 'irritated'), a property which is not at all the same as the
'sensitivity' of plants like Mimosa pudica, which is based on changes in
turgor.
Lamarck'sdefinitions of plants and animals are: Animals are living organized
bodies whose parts always react to stimuli; nearly all digest food, and move
either because of will-power (free or dependent) or because of outside stimuli.
Plants are living organized bodies which are not truly irritable, which do not
digest food and which do not move either voluntarily or because of true
irritability.
Tschulok(1937)has pointedout that in these definitions- which we find in several
of Lamarck'sworks- plantsare actuallycharacterized
as 'livingbeingswhich are not
animals.'He tracesthis backto Lamarck's
analyticaldisposition,so clearlydemonstrated
by the Florefrangoise,in which the dichotomiesconsistmostlyof a positivestatement
in contrastwith a negative.Tschuloksees this as comingvery close to the scalanaturae.
The remarkaboutthe negativenatureof the definitionof plantsis well taken;Tschulok's
furtherconclusion,however,that Lamarckhad not really evolved beyond scholastic
reasoning,is too far-fetched.Lamarck'smain thesis is that plants and animalsare
mutually independent lines of development of life. This is an original viewpoint,
clearlygoing againstthe old idea of the chainof being.
Lamarck, usually so refreshingly free from teleological speculations, hazards
one in order to explain the fact that there are so many more species of animals
than of plants. He states that there are, for instance, almost as many species
of insects as there are species of plants. This statement is surprising at this
early stage; it is essentially correct, although it now seems that the number
of insects alone is probably twice as high as that of all plants combined. The
enormous fecundity of animals might harm the general order, "if nature had
not taken precautions [sic!] to keep this multiplication within certain bounds."
In his Discours of 1804 Lamarck formulates it even more teleologically: "by
means of these wise precautions of nature, order is maintained..."
"Animals eat each other, except for those that feed on plants but which
are themselves the prey of others." Essentially this is the modern concept of
diversity through pest-pressure."Man alone ... seems able to multiply indefinitely ..." However, nature has endowed him with numerous passions which
develop alas with his intelligence and which keep his numbers down. "Never
will the earth be covered with the population that she could nourish. . . " After
some doubts in the middle of the twentieth century, the Green Revolution
has shown that this conclusion, if not the reasoning, may after all be true.
The state of taxonomy in 1809 (chapter V). We have seen that Lamarck
distinguishes
between distribution,
taxonomy, and classification,
the simple
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delimitation of taxa. These two methods have a different aim.
Taxonomy (distribution generale) provides us with an order which must
approach that of nature, that is the order in which the animals have made
their appearance, and which can be deduced from their form-relationships.
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Classification, however, establishes dividing lines in the general series of
beings, rest areas for our imagination, enabling us to identify the animal
or plant.
The criteria for the delimitation of taxa are conventions such as, for instance:
"each class must comprise animals with a particularsystem of organization."
Another important question facing Lamarck was that of a taxonomy with
reticulate diversification (the idea of taxa as countries on a map of the earth)
or one with an essentially linear arrangement.In his discussion Lamarck does
not really give any argumentsagainst the 'reticulatetaxonomy' such as we have
found for instance with Linnaeus. In his Systame of 1801 he says "This idea,
which has seemed sublime to some modern authors who have badly studied
nature, is an error which, undoubtedly, will disappear as soon as we have a
more profound and more general knowledge of the organization of living
bodies." In the Philosophie zoologique he simply states that the development
of life is one of increasingly complex organization, and that because of this
the main higher taxa (les masses principales) are to be arranged in a single
series. We have seen that his ideas on speciation allowed for 'side branches';
the series is not one of species, but, for instance, of classes. In later years
Lamarck abandoned this simplistic taxonomy. In the supplement to his introductory volume of the Histoire naturelle des animaux sans vertabres(1815) he
presents an "ordre presume de la formation des animaux offrant deux series
separees, subrameuses"which really amounts to a complete breakdown of the
single series concept (see fig. 5). He adds in a note that the typographical
devices were too primitive to express his ideas of divergent lateral branching.
In the Philosophie zoologique, however, Lamarck still clings to his idea of a
ladder of main taxa, a left-over from the past. His opposition to a 'reticulate
taxonomy' stemmed from his conviction that the actual evolution had taken a
main single course. On this basis of organic evolution it is obviously also
possible to come to a system of branches of the 'tree-type'; a reticulate
taxonomy, however, could never reflect evolutionary development and divergence. Lamarck's rejection of the latter was therefore a matter of principle:
taxonomy had to reflect evolution.
In his discussion of the process of organic evolution Lamarck touches on the
problem of 'orth genesis' of organs (of which he denies the existence), on the
phenomenon that can be called 'Spezialisationskreuzung'and on similar extremely interesting evolutionary processes which he discusses on the basis of
pure deduction, and all avant-la-lettre.They all stem from his concept of one
mainstream of increasing complexity. Each class is by itself a series, a part of
that mainstream.
For the animal kingdom Lamarck recognizes fourteen classes in a single
series. He admits that in botany the situation is more difficult but hle thinks
that with the application of characteristics derived from the seed and the
fructification the final order is now in sight. One main question remains for
both taxonomies: do we go from complex to simplex, or vice-versa?
The mechanism of evolution (chapter VII). Before elaborating his own taxonomy, Lamarckdiscusses what is now usually known as 'Lamarckism':evolution
through active adaptation to changed or changing environmental conditions,
that is, inheritance of acquired characteristics.
Although Lamarck as a thinker was highly original and independent, he had
nevertheless predecessors who evidently influenced his thinking. The general
idea of transformism, derived from general systematics, had first been advanced
AUGUST 1971
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by Buffon. Lamarck knew Buffon quite well and admired his career as well
as his writings. The influence of Buffon's general ideas on organic descent on
Lamarck must be admitted even though he refers only sparingly to his great
predecessor.With respect to the mechanismof evolution it is likely that Lamarck
was influenced by a now little known Paris physician, Cabanis*, who published
twelve papers on Rapports du physique et du moral between 1790 and 1796
(published in book form in 1802). Herv6 (1905) has drawn attention to the
Cabanis writings: in the midst of a mass of irrelevant medical detail one finds
some striking ideas. Cabanis argues that life originates by continuous spontaneous creation (not new), but that organisms evolve further "under the
influence of the climate and all other physical circumstances. . . " Domestication results in the acquisition of new characteristics and new habits. These
dispositions acquises are transmitted from mother to children and are later
maintained even in the absence of the original causes. Cabanis furthermore
maintains that an organ can be strengthenedor weakened by the environment,
a change which can also become hereditary; this can be seen as the first formulation of the law of use and non-use. Cabanis is therefore a convinced
evolutionist. Fossil remains were his evidence that species had not remained
constant. "It is not at all proven that our present species are the same as when
originally formed"; ... they "carry the imprint of the climate in which they
live, of the food which they use, and of the habits... " which they have
acquired.
According to Roule (1927), these publications, coming from a confirmed
atheist, stimulated much discussion in the years before 1800, and it is clear
that Lamarck must have known of this. Many of his ideas were therefore not
really new: the general concept of evolution can be found with Buffon; the
idea of the gradation of organization, the ladder of nature, was obviously very
old and, in the form proposed by Lamarck, previously expressed by authors
like Adanson and Bonnet; his ideas on the mechanism of evolution are akin
to those of Cabanis. These ideas were in the air, but this does not detract
from Lamarck's importance; by systematically bringing them together and by
working them out in great detail he became the real founder of transformism.
It is here not the place to analyze Lamarck'sideas on the actual mechanism
of evolution (see e.g. Guenot 1941). A brief survey and some general remarks
may suffice, because this aspect of Lamarck'swork had had a less direct impact
on systematics. The main points have been touched upon above: changing
environmentalconditions cause hereditary adaptations, creating new needs and
new possibilities which are followed up by nature; it is not the organization
of the living body which permits it to live in a certain habitat, it is the habitat
which influences organisms to adapt themselves. The question whether this
applies to populations or to individuals is usually not discussed.
Lamarck maintains that this is not a theory, but the statement of a positive
fact. There is no doubt that adaptationexists and that each species has its niche;
however, he does not really show that the niche makes the species. Many of
Lamarck's remarks on the actual mechanism are understandable only in the
light of the primitive knowledge of zoological and botanical physiology of
his time. They have, however, only an incidental value.
Animals acquire new habits under new circumstances.Plants, however, have
no habits; they change under the influence of nutrition. A gap appears gradually
between individuals of a plant species which are continually well nourished
*
Georges Cabanis, 1757-1808, French physician and philosopher, forceful promoter
of empiricism and positivism in philosophy.
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and others which are not. "How many examples could I cite with respect to
animals and plants which would prove the correctness of this thesis," says
Lamarck, but as usual the examples do not follow. He then gives the abovementioned example of the grass species coming from a wet meadow and
adapting itself to a dry mountainside, significantly evoking many generations
and leaving out of account the question of 'active' or 'selective'. He also states
now (contraryto what he said in the Encyclopedie) that our present wheat must
have been brought to its present state by man because it does not occur in
nature. "Where do we find in nature our cabbage, lettuce, etc., in the form
in which we grow them in our gardens?" Domestication of animals has also
resulted in considerable changes. The example of Ranunculus aquatilis is also
interesting; the submerged leaves are different from those floating on the
surface of the water. However, no floating leaves appear if a plant happens
to grow in a humid environment which is not under water. The plant then
becomes "Ranunculushederaceus, which the botanists regard as a species . . . "
The latter is certainly true, but we know that the land form of Ranunculus
aquatilis definitely belongs to another species.
The two Lamarckian laws are (translation Packard 1901): "First law. In
every animal which has not exceeded the term of its development the more
frequent and sustained use of any organ gradually strengthens this organ,
develops and enlarges it, and gives it a strength proportioned to the length of
time of such use; while the constant lack of use of such an organ imperceptibly
weakens it, causes it to become reduced, progressively diminishes its faculties
and ends in its disappearance."
"Second law. Everything which nature caused individuals to acquire or to lose
by the influence of the circumstances to which their race may be for a long
time exposed, and consequently by the influence of the predominant use of
such an organ, or by that of the constant lack of use of such part, it preserves
by heredity [generation] and passes on to the new individuals which descend
from it, provided that the changes thus acquired are common to both sexes, or
to those that have given origin to those new individuals."
Lamarck's prophetic inclination, making him look beyond direct proof, is
again apparent in his first commentary on these laws: "These are two constant
truths which can be ignored only by those who have never observednor followed
nature in its processes . . . " And again: "It is not that the organs ... have
made possible the habits and particular functions, but rather that the habits,
the way of life and the circumstanceshave ... in time determined the form of
the animal body, the number and character of its organs, in short, its characteristics."
Lamarck illustrates his theory with many now well known examples, such
as that of the long neck of the giraffe and the features of the Kangaroo. He
sums up:
"Conclusion so far admitted: nature (or its Author), when creating the
animals, has foreseen all possible circumstances in which they have to live,
and has given each species a constant organization as well as a definite and
invariable form of its parts which force each species to live in the places and
climates where we find them and to preserve their habits."
"My own conclusion: nature, producing successively all species of animals,
beginning with the simplest and finishing its work with the most perfect, has
gradually complicated their organization; these animals distribute themselves
over all habitable regions of the world; each species has been submitted to
the influence of the circumstances which it has encountered and, from this it
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has acquired the habits which we now know and the modifications in their
parts which we now observe."
Lamarck's taxonomy (chapter VIII). After stating that animals and plants
can be arranged in a series of decreasing or increasing complexity of organization, and then expressinghis theory on the actual mechanismby which increasing
complexity takes place, Lamarck rounds off the first part of the Philosophie
zoologique, dealing with general systematics,with a survey of his own taxonomy
reflecting 'the natural order.' The importance of taxonomy does not lie simply
in the grouping of living beings under 'species,' 'genera' and 'classes.' The
taxonomy (the actual system) must "at the same time offer the most favorable
means to study nature and to discover its progress, processes and laws." This
view of systematics as a general framework for biological science is another
very modern feature in Lamarck'swork. The actual elaboration of the taxonomy
need not be given here.
Last years: an aftermath too long (1809-1829)
The main works of Lamarck'slast years are his Histoire naturelledes animaux
sans vertebres(1815-1822, 7 volumes) and the Systeme analytique des connaissances positives de l'homme (1820). The introductionto the first work was for a
long time the most widely distributed theoretical work on zoological taxonomy
mainly because it was soon published in a second edition which, unlike the
Philosophie zoologique, quickly found its way to many libraries. Little new is
added to what had been said five years earlier in the first part of the
Philosophie. The book is well organized and in excellent style; it lacks the
many repetitions of the Philosophie and thus becomes Lamarck'sbest theoretical
biological treatise, reflecting his whole spiritual development.Foremost perhaps
is the insistence on positive facts, facts that can be observed by any unbiased
witness and which are described in 'physical' terms. In another excellently
written essay of this period, the article Espacein the Nouveau dictionnaire
d'histoire naturelle (1817) Lamarck states: "I have said it often enough in my
works, and I have no fear of being mistaken: we acquire positive knowledge only
by observation, and we can observe only nature, its objects, their qualities, their
characteristics and consequently only the products of the acts of nature." In
this article, as well as in the Histoire naturelle and the Systeme analytique, we
find again many a priori statements, based on deductive reasoning, which
occasionally sound scholastic. The imaginative generalisations which proved
so fruitful are stated more succinctly than before. The untenable extrapolations
from generally recognized phenomena, such as the deduction of inheritance
of acquired characteristicsfrom the phenomenonof adaptation, are still present.
Throughout these works of uneven genius runs the red line of evolutionary
thinking, of systematic reform and of a positivist approach to nature, admitting
no metaphysics in the description of its laws and structure. The "fundamental
principles" formulated in the introduction (pp. 11-12) are (freely translated):
First principle: Each fact or phenomenon observed is essentially physical . . .,
Second principle: Each movement or change, each acting force ... observed in
physical bodies is necessarily determined by mechanical causes,
Third principle: Each fact or phenomenonobserved in a living organism is at the same
time a physicalphenomenonand a productof organization,
Fourth principle: There is no such thing as general living matter; each living body
has a specific
organisation..."
From such principles, but also from the Systhme analytique des connaissances
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positives [sic] de l'homme (1820), it is clear that Lamarck is essentially a
scientific positivist. He could, of course, not yet share (and it remains doubtful
that he would have done so) Auguste Comte's religious positivism. Lamarck's
more elementary scientific positivism is the direct outcome of a movement
begun by the Encyclopedists to free science from metaphysical bonds; he has
almost achieved this full freedom. It is possible to indicate scholastic and
teleological elements in his many writings, but the main tenor of his work is
empirical as far as the descriptive part is concerned, and positivist as far as his
theoretical deductions go. Observed facts are the only basis for science. Scientific concepts should be free from metaphysics. In this way he could ultimately break the bonds of the past as embodied in, for instance, the static
chain of being, the fixity of species, and essentialist classification. In the
introductionto the Philosophie Lamarckhad already stated (p. XXII) "Only the
facts that man can observe can be positive truths on which he can solidly
count, not the conclusion which he draws from them..." In the Systeme (1820)
he states "observation being the basis of my work, it seems difficult to me to
find a better one..." The only yardstick is nature, not man. In this way
Lamarck could achieve insight into the immensity of geological time and into
the necessity of acknowledging organic evolution. In the Systeme he says also,
"it is an indisputable fact that there is no absolute rest in the physical world,
no absence of movement, no immutable matter with infinite rather than
relative stability. . . " This sense of relativity, which he extends to human
knowledge as well, is a typical modern romantic sentiment. Lamarck's later
works are no longer footnotes to Plato; they are a breakthrough towards independent nineteenth century science. This feeling of relativity also leads to a
sense of glory of the imperfect. The Platonic tradition, the essentialist and
static view of nature, tended towards the perfect; the principle of plenitude
itself was an expression of the perfection of this world. As long as species
were static, definable by their essence, as long as they had all been created
at the beginning, there was no room for imperfection. Organic evolution presupposes imperfection and increasing diversification: two typical characteristics
of the romantic movement. Thus seen, Lamarck is one of the most remarkable
men who helped bring about that great transformation of ideas and values
which characterized the early nineteenth century. Static diversity disappeared
in favour of dynamic diversification, be it in biology or in the minds of
men themselves.
Lamarck's later days must have been lonely. His far-reaching ideas did not
endear him to the establishment of the day. The incident of 1809, when
Napoleon snubbed him when he tried to present him with a copy of the
Philosophie zoologique, was probably the beginning of a social isolation which
in later years became heightened by the failure of his eyesight.
Landrieu (1909) draws our attention to a contemporarytestimony by SainteBeuve in his novel Volupte of 1834. His hero follows Lamarck's course at the
Museum and states that he fully realized the hypothetical paradoxes and the contradictions within more positive [sic] and advanced systems. However, he
was touched by the "ton passionne et presque douloureux qui s'y melait a la
science." Sainte-Beuve proves to have very well understood the essence of
Lamarck's teaching, because he goes on: "His concept of things had much
simplicity and sadness. He constructed the world with the smallest number of
elements, the smallest number of crises and the longest possible duration. A
long blind patience, such was his genius of the Universe. Once that mysterious
power of life was admitted, as small and as elementary as possible, he saw it
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develop little by little in time, the mute urge, the sole habit in diverse environments gave birth at long last to the organs in opposition to the constant power
of nature to destroy them..."
The conspiracy of silence
"More than half a century had to elapse before the philosophical concepts of
Lamarckcould emerge from obscurity; even during the lifetime of their author,
there was around them the conspiracy of silence" (Landrieu 1909). Why this
conspiracy? The most simple answer is that many of Lamarck'sideas which we
now retracewith respect were far ahead of their time. The scientific world of the
conservative Empire and the reactionary Restoration was simply not ready for
the general idea of organic evolution or the concept of geological time as
advanced by Lamarck.However, such an answer is far too simplistic; Lamarck,
with all his merits and demerits, was his own worst enemy.
The idea of organic evolution was really advanced as a theoretical deduction.
Lamarck had no empirical proof available. The existence of now extinct fossil
species could also be explained differently, the more so since Lamarckhimself
had no clear ideas about this aspect of evolution. After living in an anthropocentric world with a two-thousand-year-oldtradition of timeless essentials and man
as the measure of all things, it was difficult to switch over to the concept of
an immensity of time, millions and millions of years, in which man had played
no r8le. Even with a great permissiveness towards atheism, religious dogmas
still beclouded the minds of many scientists. Besides, Lamarck's theoretical
weaknesses were very apparent to his contemporaries; at a time when the
'pneumatic' theory of chemistry was sweeping away with ample experimental
proof the last vestiges of the phlogiston theory, Lamarck maintained through
all his writings his theory of the central function of fire, which was still akin
to phlogiston. At a time when scientific meteorology, and especially metereological prediction, was still in principle impossible because of the absence of
a system of instantaneous communication over large areas, Lamarck tried to
predict the weather, and published long range forecasts which simply had
to result in discrediting him in the eyes of his contemporaries, and not only
of Napoleon. In a period of increasing empiricism which cast more and more
doubt on the existence of spontaneous generation, Lamarck maintained such a
thesis as the starting point of his theory of evolution. With ample evidence of
the direct volcanic origin of many minerals and rocks, as presented for instance
by Hutton, Lamarckmaintained that all minerals were of organic origin. When
typological thinking and advancing comparative anatomy clearly showed that
species and genera had multiple 'reticulate' relationships and could not always
be conveniently placed between a simple and a more complex neighbour,
Lamarckinsisted, at any rate until 1809, upon a linear gradation of all organic
beings, admitting only that the animal and plant series were independent.When
drawing attention to the indisputable phenomenon of adaptation, Lamarck
chose as an explanation a mechanism (genetic changes induced by environmental conditions) which too easily lent itself to caricature. Pointing out the
phenomenon of variation, Lamarck explained it by invoking a directing force
for which he had no proof at all.
In view of all this, it is not so hard to understandwhy Lamarck'scontemporaries found it difficult or impossible to separate chaff from grain. This was
the more difficult because that process would have resulted in upsetting traditional belief in creation, as well as many lovingly treasured theories.
Apart from Lamarck himself, however, there was certainly another major
436
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20
set of circumstances contributing to the conspiracy of silence. To summarize
that set of circumstances by citing one name is admittedly an oversimplification, but it spotlights the attitude of the Establishmentwith respect to Lamarck
in his later years. The name is Cuvier.
Georges Cuvier (1769-1832) was one of the great promoters of the natural
system in zoology. His extensive comparative morphological studies, duly
extended to fossil species, led him to a typological approach in his classification
of the animal kingdom (1812). This system is based on four essentially different
plans of anatomical structure ("quatre plans generaux... d'apres lesquels tous
les animaux semblent avoir ete modeles... ") molluscs, radiates, articulates
and vertebrates. Cuvier was a convinced believer in divine intervention in the
world of living beings and a steadfast defender of neoplatonic idealism in
biology. His idea of geological time was primitive, his view of geological
history was heavily tainted with the ancient belief in catastrophes. Geological
unitarianism, explaining geological events by means of the same causes in the
past as we see in operation today, was as foreign to his mind as the idea of a
gradual evolution of life. His view of the history of life on earth was, "if
anything, 'extinctive,' eliminating by catastrophe,and not 'progressive,'creating
(through God) new and higher creatures as an aftermath of catastrophe."
(Coleman 1964). Cuvier rejected the idea of an animal series, whether in time
or as an abstract notion, in favour of multivariate relationships between taxa.
"Cuvier... seems to have been constitutionally unable to support or to appreciate the basic idea of change" (Coleman 1964), a state of mind which is
characteristic of any Establishment. His comparative anatomical research contributed greatly to the perfection of the natural classification in zoology; his
theoretical background, however, was thorougly eighteenth century and still
imbued with many a priori assumptions. He described his own r81e in zoology
in the preface to his Regne animal as follows (translationby Lurie in Agassiz,
ed. 1962): I had then, and this took me considerable time, I had to make
anatomy and zoology, dissections and classifications move abreast of each
other; to search in my first observations on organization for better arrangements through which to arrive at new observations, and to use again these
observations to perfect the arrangements; finally to take from this mutual
fertilization between the two sciences, the one by the other a zoological system
appropriate as an introduction and guide in the field of anatomy, and a body
of anatomical doctrine appropriate for the development and explication of the
zoological system."
Cuvier was, therefore, in almost all respects the antipode of Lamarck. It is
not the place here to discuss the ideas of this great zoologist, because they had
relatively little influence on the stream of ideas in botany. Theoretically Cuvier
was very much a man of the past although his descriptive work greatly advanced the progress of zoological systematics. Interesting and accurate analyses
of Cuvier's biological thought will be found in Daudin (1926) and Coleman
(1964). An extremely astute comparison between the characters of Haller and
Cuvier was made by A. P. de Candolle (1862).
Cuvier's position in the natural sciences during the Empire and the Restoration in France was extremely powerful through a variety of circumstances
which cannot be analysed here. He was as well seen by Napoleon as by Louis
XVIII, he held most of the key positions in biology of the time and published
successfully; he thus embodied the established order. His authority was almost
generally acknowledged. Scientifically he succeeded in demonstrating by means
of his comparative anatomy the existence of a succession of different animals
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during the history of the earth, but he failed to appreciate its significance
with respect to the views forwarded by Buffon, Erasmus Darwin and Lamarck
on transformism. Cuvier became the prototype of the antitransformist even
when he had at hand, in greater quantity than any biologist before him, the
material which still most strongly supports the theory of organic evolution.
His neoplatonic and actually essentialist theoretical explanation of this evidence
was expressed in his type-concept - essentially teleological - and in his firm
stand with respect to the fixity and reality of species. No wonder that Lamarck
found in Cuvier his most formidable opponent.
During Lamarck's lifetime Cuvier attacked his transformist theory only
obliquely, in 1812, in a general introductionto his Recherchessur les ossemens
fossiles de quadrupedes. He attacks the idea that fossil species might be the
ancestors of different recent species by a reference to the animals known from
ancient Egypt which differ in no way from those of today. Apart from this
Cuvier acknowledgedthe value of much of Lamarck's critical taxonomic work
in the invertebratesby adopting part of his classification. The real blow came,
however, in the Ploge de M. de Lamarckwritten by Cuvier but read only after
his own death at the Academie des Sciences on 26 November 1832.
Cuvier's Ploges are curious documents. His Ploge of Adanson, for instance,
(see Nicolas 1963) drew a caricature of the latter's contributions to science;
it helped to strengthen another conspiracy of silence: that around Adanson.
The Ploge de M. de Lamarck had exactly this effect with respect to Lamarck.
It inaugurated (Martins in Landrieu 1909) "that genre of eloquence which
would later be known under the non-academicname of 'reintements' [cuttingup]." There are undoubtedly several positive elements of appraisal especially
with respect to Lamarck's descriptive work on evertebrates, but on the whole
the dloge is unduly and unusually critical and often sarcastic. Statements like
"moins de severite dans le discernement de l'&vidence,""conceptions fantastiques," "... *vastes edifices sur des bases imaginaires semblables a ces palais
enchantes de nos vieux romans..." are abundant. With respect to Lamarck's
- after all so admirably correct - estimate of geological time Cuvier remarks:
... it is always time which is one of the necessary factors of all things; that
limitless time, which plays such a great r81e in the religion of the Magi, plays
a no less important part in all of Lamarck's physics and it was on that time
that he rested to quiet his own doubts and to reply to all objections by his
readers."
Cuvier's attitude and that of his 'disciples' is certainly in part responsible
for the conspiracy of silence. However, there was some contemporaryappreciation. We have seen above the poetical appraisal by Sainte-Beuve's alter ego,
d'Amaury, in Volupte'(1834). Etienne Geoffroy Saint-Hilaire, another and later
adversary of Cuvier, stood up for some of Lamarck's ideas, in particular on
variability, the non-constancy of species and transformism in general, thus
showing that it was possible for a contemporary scientist to recognize the
valid theses in Lamarck'swritings.
Another great classical French author was deeply influenced by Lamarck.,
although by other aspects of his work; Balzac's Comedie humaine is based
on an analogy between society and nature. If circumstances mould animals,
society may also mould man genetically. Balzac's thesis is strangely reminiscent
of the reasoning underlying a more recent revival of such ideas on the possibility of changing organisms - and man - through society, a revival which
will remain connected with the names Lysenko and Stalin.
The conspiracy of silence around Lamarck was not absolute. True, his main
438
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VOLUME
20
thesis that classification should reflect descent was not immediately accepted.
On the contrary, the nineteenth century first witnessed a great outburst of more
refined typological work for which the question of evolution remained of
secondary importance. The controversy on the stability of species remained
alive, although under the influence of Cuvier and his disciples the parti pris
against mutability became stronger rather than weaker. During the last years
of his life Lamarck found little open support either in France or abroad.
The direct influence of his ideas on the systematics of his own time was perhaps
small but these ideas have ultimately proved to represent the birth of biology.
Appendix
1. Translation of Lamarck's letter to Pancoucke (publisher of the Encyclopddie
methodique) of 30 December 1790.
"Sir. I send you herewith the plan of the work which I propose to write with respect
to the botanical part - which you have kindly entrusted to me - of the new systematically arranged encyclopedia. This plan has been drawn up with two objects in mind:
[1] to bring about the most essential changes necessary in the articles of the old
encyclopedia so as to make them truly useful, and [2] to write them 'in accordance
with the spirit and the ideas which should be the rule in all special dictionaries of the
Encyclopddie m6thodique. I must admit, Sir, that when you charged me with the
compilation of the botanical dictionary, I had hoped to find in the old encyclopedia,
which I did not know at that time [sic!], a considerable amount of good material
which would have facilitated the immense work which I have to do in order to give
this dictionary the degree of exactness, clarity and usefulness which this new one should
possess. When citing the degree of imperfection in the existing encyclopedia, I have
mentioned in my prospectus only those matters pertaining to the form of the articles,
their irregularity,their inappropriatenessfrom various points of view, etc., and, I assure
you, I have in no way turned this picture into a caricature because I have remained
silent about the essential insufficiencies of a great number of those articles which are
filled with errors, misinterpretations,and wrong applications [of names]; my intention
being not to criticize, in any of my publications, the authors who have written on
subjects which I have to treat after them. It is not that I have not found numerous
really interesting articles, because all those written by M. le Baron de Tschoudi*
contain observations,even in great numbers, which I have used to advantage and which
I shall not ignore. You will think, perhaps, that I have spoken too critically with respect
to the dictionaries, but I beg you to take into account that natural history, and in
particularbotany, does not lend itself with the same ease to a treatment in a dictionary
as some other sciences, such as geometry, physics, chemistry, etc., especially if one
takes care to mention in the main articles the various other articles which are relevant
to them as well as the order in which they should be read, a point well stressed in
your general scheme. For botany the great number of subjects is an insurmountable
obstacle to the use of this device, because the number of cross-references and of
articles to be cited would be enormous and such citations would still not dispel
sufficiently the confusion caused by the alphabetical arrangement. This consideration
has prompted me to abandon the most interesting aspects of my 'universal flora' in
order to make the botanical dictionary, in the absence of a proper order, as useful as
possible to the public. I am determined to give to this dictionary every value in my
power for the benefit of the good that can come out of it and in acknowledgement of
the trust that you have placed upon me.
I have the honour, Monsieur, to be truly your most humble and obedient servant, le
chevalier delamarck."
* The Baron de
Tschoudi, 'ancien Bailli de Robe-Court de Metz' wrote many of the
articles on natural history, horticulture and arboriculturein the supplementaryvolumes
of Diderot and d'Alembert'sEncyclopedie. Lamarck'scriticism is mainly directed
against
Daubenton and Adanson.
AUGUST 1971
439
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2. Tableau encyclopddique et mdthodique des trois rdgnes de la nature. Botanique.
Paris 1791-1823, 3 Tomes (6 volumes). Qu.
The sixth column of the table of contents and dates of publication of this work given
in my Taxonomic literature (1967), under no. 644, contains a serious typographical
error; the correct information is as follows:
644. Tableau encyclopddiqueet mdthodiquedes trois regnes de la nature. Botanique.
Paris 1791-1823, 3 Tomes (6 volumes). Qu.
Publ.: Vols. 1-5(1) are by Lamarck, vol. 5(2) and tome 3 are by Poiret. The book is
often cited as 'Illustration des genres' a title occurring on the introductory page of
vol. 1, and the title-page of tome 3.
tome
I
vol.
1
2
II
3
4
5
-
III
-
part
1
2
1
2
1
2
1
2
1
2
-
pages
1-200
201-352
353-440
441-496
1-40
41-48
49-72
73-136
137-551
1-728
plates
1-100
101-200
201-300
301-400
401-500
501-600
601-700
701-800
801-900
901-950
951-1000
-
-
3
13
30
11
10
1
21
6
22
31
dates
Mar 1791
Feb 1792
Jul 1792
Feb 1793
Apr 1794
Sep 1794
Nov 1796
Nov 1797
Dec 1799
Oct 1819
22 Feb 1823
22 Feb 1823
The plates are copper engravings of drawings by Audebert, Fossier, de Seve, Poiret
fils and H.-J. Redout6. The originals were acquired by the Paris Museum d'Histoire
naturelle in 1909.
Ref.: BM 2: 528, NI 2244, PR 5005, RS p. 112, SK p. cxcv, SY p. 98 (index) IDC 445.
Gleason, Phytologia 2: 292. 1947 (fasc. 60).
Breistroffer,Proc. Verb. mens. Soc. Dauph. Ethn. Arch. 23 (nos. 182-184) Mar-Mai
1948.
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20
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