Commercial Refrigeration: Manufacturer`s Guide
Transcription
Commercial Refrigeration: Manufacturer`s Guide
Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape www.intertek.com/appliances Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Contents Introduction ........................................................................................................................3 Scope of the Commercial Refrigeration Industry ................................................................3 New U.S. Efficiency, Refrigerant, and Testing Requirements Impacting the Commercial Refrigeration Industry ........................................................................................................4 New DOE Efficiency Standards for Commericial Refrigeration Equipment: Direct Final Rule 79 FR 17725 .....................................................................................4 New DOE Efficiency Standards for Walk-in Refrigeration: AWEF ................................5 New DOE Efficiency Standards for Commercial Ice Machines .....................................5 New EPA Standards for Refrigerants: SNAP ...............................................................6 Rule 20 .................................................................................................................6 Rule 19 .................................................................................................................6 New Approach to Testing: AEDM .................................................................................8 Changes to Testing and Certification Procedures ..............................................................8 Global Considerations .....................................................................................................10 Challenges for Manufacturers ..........................................................................................10 The Critical Role of Third-party Quality Assurance...........................................................13 About Intertek ..................................................................................................................13 Contact Us .......................................................................................................................13 APPENDIX ......................................................................................................................14 www.intertek.com/appliances 2 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Introduction The U.S. commercial refrigeration industry is a mature marketplace comprised of many longstanding competitors who have traditionally focused on drivers such as quality and reliability, availability and delivery time, total cost of ownership, and meeting the more recent green and sustainability objectives of their customer base. Based on a host of national, international, and cultural forces, however, the industry is currently undergoing a regulatory transformation that will have significant implications on the way commercial refrigeration manufacturers design, test, and market their products. Manufacturers of commercial refrigeration systems are facing a changing landscape, from new energy standards imposed by the U.S. Department of Energy (DOE) and more environmentally friendly refrigerant alternatives required by the Environmental Protection Agency (EPA), to the introduction of alternate methods of calculating system efficiency and simulating the performance of refrigeration units for testing purposes. Manufacturing compliant products will require a detailed understanding of the new regulations, the potential incorporation of new materials and/or product designs, and their adherence to new testing procedures—or facing the risk of being restricted from selling products that are determined to be non-compliant as of the effective dates of the new standards. This white paper provides an overview of the numerous regulatory changes affecting the commercial refrigeration industry today, discusses the new rules and measures manufacturers will need to comply with by specific dates in order to continue marketing and selling their products in the U.S. It also offers insights into the benefits of partnering with an accredited third-party testing organization to support the all-important testing, submission, and compliance process. Scope of the Commercial Refrigeration Industry The roughly $10 billion U.S. commercial refrigeration industry is comprised of a diverse array of products,including: Self-contained refrigeration products Remote products Reach-in and walk-in refrigerators and freezers Commercial ice machines Vending and custom products www.intertek.com/appliances 3 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape o Note: Any product meant to distribute a beverage through a nozzle (not bottled), including frozen beverage machines or those that make slushy-type products, are not specifically included in new regulations, but are expected to be incorporated moving forward. According to the DOE, commercial refrigeration equipment is a product used for food storage and merchandising purposes in the food retail industry (e.g., grocery stores, supermarkets, convenience stores, specialty food stores, etc.) and the food service industry (e.g., restaurants and cafeterias). Any or all of the above products may be impacted by the following new regulations and rulings. New U.S. Energy, Refrigerant, and Testing Requirements Impacting the Commercial Refrigeration Industry New DOE Energy Standards for Commercial Refrigeration Equipment: Direct Final Rule 79 FR 17725 Since 2014, the DOE has been extremely active in setting new energy conservation standards (ECS) in the commercial refrigeration arena, publishing over 100 notices on its Energy Efficiency & Renewable Energy (EERE) website, issuing more than 25 testing updates, and enforcing more than 15 final rules that dramatically reduce the energy consumption of a variety of refrigeration products. With the implementation of new DOE Direct Final Rule 79 FR 17725, requirements for Maximum Daily Energy Consumption (MDEC) in some refrigeration products must be reduced by at least 30% and up to 60%, depending on the type of product involved. www.intertek.com/appliances Of greatest importance within the commercial refrigeration segment is the DOE’s issuance of Direct Final Rule 79 FR 17725 on March 28, 2014, within the Federal Code of Regulations which will require the Maximum Daily Energy Consumption (MDEC) requirements in some refrigeration products to be reduced by as much as 30–60% depending on the product involved, effective March 27, 2017. According to the DOE, this Rule “will save approximately 2.9 quads of energy and result in approximately $11.7 billion in energy bill savings for products shipped from 2017–2046. The standards will avoid about 142 million metric tons of carbon dioxide emissions, equivalent to the annual greenhouse gas emissions of 27 million automobiles.” 4 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Because the new MDEC requirements are more stringent than current ENERGY STAR® thresholds, ENERGY STAR will also have to produce new conservation standards prior to March 2017 or risk this program not being available for these products in 2017. This may cause many currently listed products to be removed from its approved list, requiring impacted manufacturers to potentially undertake research and development and product redesign activities in order to be compliant with the new regulations. New DOE Efficiency Standards for Walk-in Refrigeration: AWEF Within the category of walk-in refrigerators and freezers, which are largely used in the commercial sector, the DOE has responded to manufacturer concerns regarding the difficulty of running test procedures for not only refrigeration systems but components (such as the door and panels) as well by issuing new efficiency standards for walk-ins on June 3, 2014 (79 FR 32049), with an amendement on March 6, 2015. Walk-in systems are now measured according to the formula, known as the Average Walk-in Energy Factor (AWEF). AWEF Applicable to walk-in and evaporator products as well as a variety of condensing solutions (dedicated, multiplexed, etc.), the resultant efficiency number takes into account the system’s cooling capacity delivery, power consumption, and insulation and focuses on the installation and refrigeration elements of the products. This new standard is officially moving forward, with the DOE conducting public meetings with the industry to finalize the energy conservation standards and applicable dates through the negotiated rulemaking process. Currently, most of the walk-in standards appear as though they will not take effect until 2020. Average Walk-in Energy Factor (AWEF) is calculated by dividing yearly average refrigeration output (e.g., how much cold the unit produces over a 24-hour period) by the energy input (e.g., the amount of energy required to produce it). AWEF = yearly average refrigeration output energy input New DOE Efficiency Standards for Commercial Ice Machines The DOE’s January 2015 Rule (80 FR 4645) also proposes new maximum energy requirements for commercial ice machines, condensers, and related water usage, with implementation targeted for January 28, 2018. This efficiency regulation will establish a new cap on energy consumption and implement energy consumption regulations on “continuoustype” ice makers (previous regulation only pertained to “batch-type”) that may be challenging for some manufacturers and will require significant testing and evaluation over the next few years to understand and verify compliance. www.intertek.com/appliances 5 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape New EPA Standards for Refrigerants: SNAP As a follow-up to its Clean Air Act of 1990, which requires the EPA to “evaluate substitutes for ozone-depleting substances to reduce overall risk to human health and the environment,” the EPA created its Significant New Alternatives Policy (SNAP), through which it can generate lists of acceptable and unacceptable substitutes for each of the major industrial use sectors and promote a smooth transition to safer alternatives for the affected industries. In the case of commercial refrigeration, the following two Final Rules, issued in April 2015 and July 2015 (implementation dates per application detailed in appendix), are designed to minimize contributions to global warming and promote an environmentally-responsible future: EPA’s SNAP Program According to epa.gov, the Significant New Alternatives Policy (SNAP) Program is the EPA’s program to evaluate and regulate substances for the ozone-depleting chemicals that are being phased out under the stratospheric ozone protection provisions of the Clean Air Act. In Section 612(c) of the Clean Air Act, the EPA is authorized to identify and publish lists of acceptable and unacceptable substitutes for class I or class II ozone-depleting substances. The purpose of SNAP is to allow a safe, smooth transition away from such compounds by identifying substitutes that offer lower overall risks to human health and the environment. www.intertek.com/appliances Rule 20 – “Prohibition on the use of certain high-GWP HFCs as alternatives” According to SNAP regulations, “various hydrofluorocarbons (HFCs) and HFC-containing blends that were previously listed as acceptable alternatives under the SNAP program are now listed as unacceptable for specific uses. This rule is part of the SNAP program’s continuous review of alternatives to find those that pose less overall risk to human health and the environment. Specifically, this action changes the listing status for certain HFCs in various end-uses in the aerosols, refrigeration and air conditioning, and foam blowing sectors. This action also changes the status from acceptable to unacceptable for certain hydrochlorofluorocarbons (HCFCs) being phased out of production under the Montreal Protocol on Substances that Deplete the Ozone Layer and section 605(a) of the Clean Air Act, where substitutes are available that pose overall lower risk to human health and/or the environment.” Rule 19 – “Climate-Friendly Refrigerant Alternatives” According to SNAP regulations, the EPA is “providing additional options for refrigerants in the United States that offer better climate protection without harming the ozone layer. EPA is listing certain climate-friendly hydrocarbons (ethane, isobutane, and propane) and a hydrocarbon blend (R-441A) as acceptable in 6 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape stand-alone commercial and household refrigerators and freezers, very low temperature refrigeration, non-mechanical heat transfer, vending machines, and room air conditioning units. EPA is also listing HFC-32 as acceptable in room air conditioning units. HFC-32 has one-third the GWP of the conventional refrigerants currently being used in room air conditioning units. Through this rulemaking, EPA is also exempting ethane, isobutane, propane, and R-441A from the §608 venting prohibition for the specific applications listed above." Refrigerant Testing Alternative refrigerants can be incompatible with existing system components, and it is vital to determine the purity of refrigerants. Refrigerant testing and chemical analysis provide valuable information to help improve product performance. Manufacturers should ensure in-house or third-party testing meets all analytical provisions mandated in Clean Air Act Section 608, tests to the current ARI-700 standard, the Industry Recycling Guideline (IRG-2), and meets the requirements of ISO/IEC Guide 25 - General Requirements for the Competence of Calibration and Testing, which exceeds requirements in ISO 9002. www.intertek.com/appliances Overall, while most commercial refrigerant manufacturers in the industry have historically relied on two popular refrigerant materials—R-134a and R-404A—manufacturers will no longer be able to produce units operating on those refrigerants (implementation dates per application detailed in appendix) based on their high global warming potential, and are encouraged/required to pursue more natural refrigerants such as CO2, ammonia, or flammable materials such as ethane, propane, and isobutane. R-134a will still be allowed in some systems, but disallowed for “self-contained” systems. This ruling will not only impact refrigeration manufacturers but their suppliers as well, from whom they will need to source new refrigerant materials as well as new components such as compressors. New refrigerants are expected to emerge including R-448A, R449A, and R-450A as replacements for R-134a and R-404A. However, the actual acceptable use list will be somewhat fluid as the regulations continue to evolve. Examples of replacement refrigerants currently being discussed throughout the industry are outlined below. 7 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Refrigerant Stand-Alone Remote Condensing Unit Supermarket Rack Current 404A 134a 404A 407A/F 404A 407A/F <1,500 GWP A1 Non-Flammable 450A, 513A 134a, 448A, 449A 450A, 513A 134a, 448A, 449A 450A, 513A 134a, 448A, 449A <150 GWP Mildly Flammable HDR110 HDR110 <10 GWP 290 744 290 744 744 Note: above table merely provides examples of refrigerant replacements currently being discussed in the industry. Intertek does not endorse any specific replacement as more or less acceptable or effective. New Approach to Testing: AEDM While product testing is a critical means of demonstrating a product’s compliance with performance standards, the testing process within the commercial refrigeration industry can be costly and time consuming, and manufacturers have long complained of the difficulty in building the necessary models on which to conduct tests. In response to these voiced concerns, the DOE will allow the use of an Alternative Energy Determination Method (AEDM), a mathematical model that simulates the energy comsumption performance of a product line in a test setting, that will serve to more cost-effectively predict the product’s performance in the marketplace and enable the product to be deemed compliant or non-compliant. While this new approach is expected to increase the speed and efficiency of the cataloguing process for manufacturers, it may also place new pressures on manufacturers to create value added AEDMs and test an appropriate number of products so as to ensure the validity of the model. AEDM Tolerances Test results from each model must be compared to simulated results from the applicable AEDM. Tolerance requirements: For energy consumption metrics, the AEDM Result for Model A must be greater than or equal to the test result for Model A * 0.95 For energy-efficiency metrics, the AEDM Result for Model A must be less than or equal to the test result for Model A*1.05 Changes to Testing and Certification Procedures The following chart provides insights into the way product testing and certification procedures will likely be impacted by the new efficiency rulings, refrigerant requirements, and measurement standards in the commercial refrigeration industry: www.intertek.com/appliances 8 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape How Testing Procedures Will Be Affected by New Efficiency and Refrigerant Standards Key Changes in Testing or Required Procedures System Type New Standard or Approach Commercial Refrigeration Equipment (CRE) New DOE Energy Conservation Standards (ECS) for commercial refrigeration equipment: Direct Final Rule 79 FR 17725 March 27, 2017 30–60% reduction in allowed energy consumption. Walk-In Coolers and Freezers (WICF) Average Walk-in Energy Factor (AWEF) (79 FR 32049) June 5, 2017 New regulation will likely not take effect until 2020. Automatic Commercial Ice Makers (ACIM) New DOE Efficiency Standards for Commercial Ice Machines (80 FR 4645) January 28, 2018 ACIMs previously unregulated will now have maximum prescribed energy limits. Category not directly impacted by SNAP, however, component manufacturers may shift focus to SNAP-friendly models. No limits set by DOE on potable water use, but limits are prescribed by ENERGY STAR should manufacturers seek certification. MULTIPLE Prohibition on the use of certain high-GWP HFCs as alternatives (SNAP: Rule 20) April 10, 2015 MULTIPLE Climate-friendly refrigerant alternatives (SNAP: Rule 19) July 20, 2015 MULTIPLE Alternative Energy Determination Method (AEDM) (78 FR 79579) (79 FR 27387) Current as of January 2015. Effective for commercial HVAC, Water Heaters, and Refrigeration Equipment January 30, 2014. Effective for commercial WICF February 4, 2054. MULTIPLE ENERGY STAR No ENERGY STAR published notices about these updates. New 2017 DOE standards are more stringent than current ENERGY STAR standards. Since ENERGY STAR typically aims to capture the part of the market operating at 15% or better than federal requirements, we expect updates around the time the DOE standards take effect. Having the ENERGY STAR Mark will help drive consumer decisions. www.intertek.com/appliances Effective Date (including any new evaluation, sampling, and testing equipment or processes) 9 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Global Considerations This white paper focuses primarily on regulatory changes for products being sold within the U.S. However, there are a variety of additional global regulations impacting commercial refrigeration products that manufactuers should consider if they plan to export to multiple markets. Manufacturers should consider engaging with a third-party agency with expertise in the similarities and differences between various global regulations, then create a plan for quality assurance and compliance across all target markets. Having a comprehensive compliance plan prior to product design and launch can create efficiencies in the testing and certification processes required for market entry. Challenges for Manufacturers Manufacturers within the commercial refrigeration industry are currently experiencing a convergence of paradigm shifts—from requirements to lower their products’ energy consumption maximums to regulations enforcing the use of more environmentally-friendly refrigerants, in tandem with numerous new testing procedures to certify compliance. All of these changes will consume R&D and engineering talent, involve the dedication of additional time and resources as well as potential investments in product redesign, and require attention to new testing procedures in order to ensure product compliance by the specific dates. Manufacturers may need to source new materials, pursue new safety certifications, reevaluate pressure limits, reassess their entire manufacturing process, and re-test units to ensure they have capacity and can manufacture compliant product by the new deadlines. Beyond all this, as manufacturers grow internationally, indepth knowledge of the regulatory requirements of those new markets is critical. For manufacturers with their own test facilities, this also requires the capability to test to new requirements. As part of a proactive response to these industry dynamics, manufacturers are encouraged to plan for the changes by understanding the new standards and procedures required by each regulatory body, how they apply to their product lines, and whether their products comply. As the direction and pace of these federal energy efficiency and environmental changes is expected to continue, manufacturers are encouraged to get engaged and participate in industry working groups to help ensure a smooth, accurate, and executable transition to the new standards, as well as to proactively plan out the necessary www.intertek.com/appliances Manufacturers now need to consider changing DOE and EPA requirements, any international requirements, and unique requirements for different products. 10 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape redesign and certification activities they will need to undertake to ensure that testing labs will have the capacity to test and certify their new products by the published deadlines. What is the impact to manufacturer products and processes? When products and processes are redesigned to accommodate these changes, there are a variety of considerations and decisions to be made. Crucially, new product components may require product safety listings to be revised or reissued to allow for the continuation of the safety certification mark. The introduction of new refrigerants will necessitate changing components, which will then require both performance and safety evaluation. Incorporating flammable refrigerants into a manufacturing process requires review of facilities and processes to consider hazardous location evaluation, detection methods and methodology, upper and lower explosive limits, emergency stops, electrical power, area and exit lighting, visual markings, air change, operational procedures, employee training plans, personal protective equipment (PPE), shipping and handling, and hazardous materials certification. The below graphic highlights some key considerations manufacturers may need to address. Redesigned Products Need to Validate Performance Compared to Regulations Need to Publish Data to DOE Website & Manage Program Testing or AEDM or both Process to Handle Verification Issues Redesigned Processes Redesigned Products Need Safety Certification Facility and Processes Need to be Evaluated as Hazardous Locations Operational & Staff Training Changes New components mean product listings need to be revised or reissued Flammable refrigerant products require HazLoc evaluation due to the potential of an explosive atmosphere (including S&H) Detection methods, explosive limits, emergency stops, electrical power, lighting, exit lighting, air change, PPE & training plans Use a Third Party or Do It Yourself? www.intertek.com/appliances 11 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape The Critical Role of Third-Party Quality Assurance The dynamic U.S. market for commercial refrigeration is undergoing a multitude of changes designed to enhance the energy efficiency and environmental friendliness of products as well as streamline testing procedures. The ability for a manufacturer to certify that products comply with all relevant energy, performance, and environmental standards will help to meet sales targets, assure end users that products are qualified for specific applications, and deliver manufacturers marketing and competitive advantages. Because specific standards and submission procedures can be very tedious and precise to administer, but are critical to a company’s growth and sales objectives, manufacturers may choose to partner with a skilled third-party quality assurance organization with expertise in standards development, testing, and compliance processes to ensure maximum success. Accredited third-party quality assurance and testing organizations like Intertek can help take the guesswork out of the successful achievement of compliance. A test lab’s possession of and investment in the most precise and capital-intensive testing equipment ensures consistent testing procedures and accurate results, while demonstrated expertise in the unique details and requirements of all industry certification programs and initiatives assures manufacturers of the utmost in quality coverage and representation. Along with established relationships with all of the industry’s key regulatory organizations, a third-party testing lab’s understanding of and experience with the broad range of products, standards, and testing procedures in the rapidly-evolving commercial refrigeration industry can proactively support a manufacturer’s compliance while delivering security and peace of mind to both manufacturers and customers alike. Intertek’s Unique Value to Manufacturers Intertek can help you navigate these changes in many ways, including: Product Design for Safety, Performance, and Manufacturability Test Facility Building or Improvement Assistance o Incorporating current and future planned changes to regulatory requirements and for new environmentally friendly refrigerants Employee Training Testing Expertise and Capacity AEDM Development Assistance Contract Manufacturer Integration Program Management Get on-demand expertise to accelerate product design and market launch, access global markets, reduce costs, and mitigate risks. By combining worldwide testing facilities and experts with an industry-leading breadth of consulting services, Intertek offers a unique www.intertek.com/appliances 12 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape partnership approach to managing quality assurance. Our clients leverage our expertise in quality assurance and regulatory compliance to allow their teams to focus on core competencies and business growth. About Intertek Intertek is a leading quality solutions provider to industries worldwide. From auditing and inspection, to testing, training, advisory, quality assurance and certification, Intertek adds value for its customers by helping improve the quality and safety of their products, assets and processes. With a network of more than 1,000 laboratories and offices and over 42,000 people in more than 100 countries, Intertek supports companies’ success in the global marketplace, by helping customers to meet end users’ expectations for safety, sustainability, performance, integrity and desirability in virtually any market worldwide. Visit www.intertek.com. Contact Us If you would like to connect with an expert to answer your technical questions or obtain a quote for a new testing project, contact Intertek at 1-800-967-5352 (1-800-WORLDLAB), email icenter@intertek.com, or visit our website at www.intertek.com/appliances. This publication is copyrighted by Intertek and may not be reproduced or transmitted in any form in whole or in part without the prior written permission of Intertek. While due care has been taken during the preparation of this document, Intertek cannot be held responsible for the accuracy of the information herein or for any consequence arising from it. Clients are encouraged to seek Intertek’s current advice before acting upon any of the content. www.intertek.com/appliances 13 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape APPENDIX Tables sourced from EPA’s Significant New Alternatives Policy (SNAP) Program Fact Sheet, published July 2, 2015. Table 1: SUMMARY OF SECTORS MODIFIED BY THE FINAL RULE www.intertek.com/appliances 14 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Table 2: FOAMS www.intertek.com/appliances 15 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Table 3: RETAIL FOOD REFRIGERATION www.intertek.com/appliances 16 Commercial Refrigeration: Manufacturer’s Guide to the Changing U.S. Regulatory Landscape Table 4: VENDING MACHINES www.intertek.com/appliances 17