Woronoco Hydro LLC - Low Impact Hydropower Institute
Transcription
Woronoco Hydro LLC - Low Impact Hydropower Institute
Woronoco Hydro LLC PO Box 149, Hamilton, MA 01936 January 22, 2010 VIA EFILING The Secretary Federal Energy Regulatory Commission Mail Code: DHAC, PJ-12.3 888 First Street, N.E. Washington, DC 20426 Re: FERC Project No. 2631-MA Filing of Plans under Article 404 Dear Secretary Bose: The Commission’ January 11, 2010 letter rejecting the December 21, 2009 filing of Woronoco Hydro LLC’s 2009 Comprehensive Fish Passage Plan (Plan) requesting re-submission of a detailed schedule to address the issues listed in the Commission’s July 21, 2009 Order. The Commission’s July 21, 2009 Order Approving Downstream Atlantic Salmon Smolt Passage Effectiveness Report and Requiring Further Actions Pursuant to License Article 404 (128 FERC ¶ 62,050) for the Woronoco Project (FERC No. 2631) required the filing of the following plans: 1) Condition B of the Order required the plan and schedule for the annual installation and removal of trashrack overlays. 2) Condition D of the Order required the schedule to complete velocity testing at the intake. 3) Condition E of the Order required a plan and schedule to conduct passage effectiveness testing. Attached is the Plan which contains the information required by the July 21, 2009 Order. In response to the Commission’s letter, Woronoco is re-submitting the Plan with modifications to address stakeholder comments.. Woronoco received comments on the draft Plan from the Massachusetts Division of Fisheries and Wildlife (MDFW), the U.S. Fish and Wildlife Service (USFWS) and Trout Unlimited (TU). The Massachusetts Department of Environmental Protection (MDEP) deferred comments to the MDFW. The comments that have been received have been incorporated into the Plan except as discussed below. TU comments on section 3.3 of the Plan indicates that eel passage counts should be continued. Woronoco notes that on-going counts are the responsibility of resource agencies and the previous counts of the Middle and South ladders in 2008 and 2009 proved those two ladders were passing juvenile eels in large numbers and did not require additional passage efficiency testing. Woronoco notes that the license requires providing effective and efficient eel passage and does not require continuous counting of eel passage. The completed Phase 1 testing of the South and Middle ladders has confirmed the installed passage systems are efficient. The proposed Phase 2 testing will confirm the effectiveness of the passage systems. Woronoco will conduct limited counting during the 2010 season during testing of the new North ladder. The USFWS and MDFW are in support of the proposed schedule for smolt testing at the development in 2011. TU is opposed to the proposed test schedule based on their concerns regarding installation of the new downstream passage system. This system remains on schedule and, as outlined in Woronoco’s agency plan filing letter (Appendix B of the Plan), makes best use of the development’s resources and is expected to significantly enhance passage at the development. Re-testing of the soon to be removed current passage system in April to June 2010 would not prove the effectiveness of the proposed relocation of the passage entrance. Re-testing an obsolete design that failed two previous tests would not be a wise investment of stakeholder or owner resources. Woronoco has therefore retained the 2011 testing schedule in order to include tests of the redesigned passage facility that will be installed during the 2010 construction season. Smolt are not at risk in the 2010 passage season because Woronoco will install ¾” clear bar spaced trashrack panels in March 2010 to prevent entrainment and then test for velocity hot-spots in early April in order to mitigate risk of impingement due to areas of the new racks that might have approach velocities in excess of 2 fps. The stakeholders noted that additional details are required for the modification to the downstream fish passage system shown in Appendix A of the Plan. The engineering details are currently under development and will be submitted for further agency consultation. The details may also be adjusted after the results of the velocity testing are reviewed by USFWS, MDFW and TU in May 2010. TU also provided a reference for an alternate method for marking eels during the Phase 2 upstream eel passage testing. However, Woronoco will retain the originally recommended and equally acceptable method of dye marking proposed by MDFW. However, the alternative method referenced by TU will be discussed during the future on-site consultation meeting scheduled to occur in the summer of 2010. TU indicates that a study should be conducted during the 2010 adult eel migration season. The Plan incorporates the recommended study plan development but does not support conducting of the study during the 2010 season that depends on finding reliable sources for Silver eels in sufficient number to conduct effectiveness tests. Similar to the need for future studies for Kelt once present, Woronoco is unaware of the presence of migrating eels at the site and proposes to construct on-site capture devices to confirm the presence of migrants. The captured migrants could then potentially be used as a source for test eels. Woronoco intends to utilize the 2010 season to develop and prepare for a study to be conducted during the 2011 season if migrants are confirmed to be present. The impact to the resource is anticipated to be insignificant since adult eels will typically migrate during spill conditions and entrainment protection screens at the intake will be installed before the 2010 fall migration season. Please contact me at (978) 468-3999 (email: pclark@swiftriverhydro.com) if you have any questions or require additional information regarding this filing. Sincerely, Peter B. Clark Manager Attachments WORONOCO HYDRO, LLC Hamilton, MA 2009 COMPREHENSIVE FISH PASSAGE PLAN For the WORONOCO HYDROELECTRIC PROJECT FERC NO. 2631 January 2010 Prepared by: Renewable Power Consulting, PA Palmyra, ME WORONOCO HYDRO, LLC WORONOCO PROJECT (FERC NO. 2631) 2009 COMPREHENSIVE FISH PASSAGE PLAN TABLE OF CONTENTS 1.0 2.0 3.0 4.0 5.0 6.0 INTRODUCTION .............................................................................................................. 1 FISH PASSAGE FACILITY DESCRIPTION ................................................................... 3 2.1 General Project Information ................................................................................... 3 2.2 Downstream Fish Passage System .......................................................................... 3 2.3 Downstream Adult Eel Passage System ................................................................. 4 2.4 Upstream Eel Passage ............................................................................................. 5 OPERATIONS AND MAINTENANCE............................................................................ 7 3.1 Downstream Fish and Eel Passage ......................................................................... 7 3.2 Downstream Eel and Fish Protection Intake Rack Screens .................................... 8 3.3 Upstream Eel Passage ............................................................................................. 8 PREVIOUS AND PROPOSED STUDIES ...................................................................... 10 4.1 2005 Downstream Smolt Passage Effectiveness Testing ..................................... 10 4.2 2008 Downstream Smolt Passage Effectiveness Testing ..................................... 10 4.3 2011 Downstream Smolt Passage Effectiveness Testing ..................................... 11 4.4 Downstream Kelt Passage Effectiveness Testing ................................................. 13 4.5 Downstream Adult Eel Protection and Passage Effectiveness Testing ................ 14 4.6 Upstream Eel Passage System .............................................................................. 15 4.7 2010 Velocity Testing ........................................................................................... 19 SCHEDULE ...................................................................................................................... 21 5.1 Downstream Eel and Fish Protection Panels ........................................................ 21 5.2 Intake Velocity Study ........................................................................................... 21 5.3 Downstream Fish Passage Facility ....................................................................... 21 5.4 Effectiveness Testing of Smolt Passage Systems: ................................................ 21 5.5 Downstream Adult Eel Passage Testing ............................................................... 22 5.6 Effectiveness Testing of Juvenile Eel Passage Systems and North Eel Ladder: .. 22 5.7 Summary Schedule: .............................................................................................. 24 SUMMARY OF JULY 21 ORDER RESPONSE ............................................................ 25 6.1 Condition B of the Order: ..................................................................................... 25 6.2 Condition C of the Order: ..................................................................................... 25 6.3 Condition D of the Order: ..................................................................................... 26 6.4 Condition E of the Order: ..................................................................................... 26 6.5 Condition F of the Order:...................................................................................... 27 Appendix A: Conceptual Downstream Fish Passage and Intake Rack System Appendix B: Consultation and Meeting Notes C:\RPC Projects\403 Woronoco\Fish Passage Plan\4010-P2631 FINAL Fish Passage Plan_012210.docx Woronoco Hydro (FERC No. 2631) - ii - 2009 Comprehensive Fish Passage Plan 1.0 INTRODUCTION Woronoco Hydro, LLC (Woronoco Hydro) owns and operates the Woronoco Hydroelectric Project (Project), which is licensed by the Federal Energy Regulatory Commission (FERC) as FERC Project No. 2631. The Project is located on the Westfield River in Hampden County, Massachusetts. Article 404 of the Project license, issued April 30, 2002 (99 FERC ¶ 62,075), required Woronoco Hydro to develop a comprehensive fish passage plan (Plan). The Plan is required to include provisions to install, operate, maintain, and evaluate, as appropriate, upstream and downstream fish passage facilities at the Woronoco Project for Atlantic salmon and American eel. The Plan is required to include the following items as outlined in the original license: 1) A provision to continue operating and maintaining the existing downstream fish passage facility; 2) functional design drawings of the licensee’s proposed upstream passage measures for American eel (in accordance with the plans filed June 6, 2000); 3) Quantification of the flows required to operate the licensee’s proposed fish passage facilities; 4) An operation and maintenance plan, including a schedule for operating the licensee’s proposed fish passage facilities; 5) Funding support towards implementing the Massachusetts Division of Fisheries and Wildlife’s upstream trap-and-truck program for Atlantic salmon on the Westfield River; and 6) A schedule for implementing the plan. In addition, the plan is to include provisions to: • Evaluate the effectiveness of the downstream passage facility for passing salmon Woronoco Hydro (FERC No. 2631) -1- 2009 Comprehensive Fish Passage Plan smolts, post-spawn adult salmon. • Evaluate the effectiveness of the upstream eel passage measures. • Evaluate American eel out-migration. The Commission license orders on July 21, 2009 and July 23, 2009 amended the Plan requirements. These Orders required that the Plan also include: 7) Installation of trashrack overlays or replacement rack panels. 8) An operational plan for overlay or panel installation and maintenance. 9) Conduct an intake velocity testing and propose mitigation measures if required. The Commission in an Order issued April 20, 2006 (115 FERC ¶ 62,091) originally approved the Plan. Pursuant to the Commission’s Order issued January 17, 2008, the Plan was revised in August 7, 2008 and the revised Plan was approved on November 25, 2008 (125 FERC ¶ 62,187). The Commission’s July 21, 2009 Order (128 FERC ¶ 62,050) and the July 23, 2009 Order (128 FERC ¶ 62,054) required changes to Plan. The Plan incorporates the work or data collected at the site since the original license Order. The Plan also identifies the additional studies required at the development, the schedule of the remaining studies, and the description of the proposed new downstream passage system (shown conceptually in Appendix A). Details of the new trashrack panels (Appendix A) were provided to the Massachusetts Department of Environmental Protection (MDEP), the Massachusetts Division of Fisheries and Wildlife (MDFW), the U.S. Fish and Wildlife Service (USFWS) and Trout Unlimited (TU) on October 30, 2009. A draft of this Plan was submitted to MDEP, MDFW, USFWS and TU on December 11, 2009. Appendix B provides a copy of the comments received from the MDEP, MDFW and from TU. Clarifications and discussions of comments not incorporated into this final plan are contained in the cover letter at the front of this plan. Woronoco Hydro (FERC No. 2631) -2- 2009 Comprehensive Fish Passage Plan 2.0 FISH PASSAGE FACILITY DESCRIPTION 2.1 General Project Information The Woronoco Project is located at river mile (RM) 18.5 on the Westfield River. The project's principal features consist of: (1) two non-contiguous dam sections and an earthen dike; (2) an intake area leading to a powerhouse, which contains three turbine/ generator units with an installed capacity of 2.7 MW; (3) a downstream fish passage facility; (4) a 43-acre impoundment at the normal pool elevation; (5) a bypassed reach with three channels, varying in length from 200 to 1,000 feet; and (6) appurtenant facilities. The project is operated in a run-of-river mode, with a target elevation of 229.0 feet National Geodetic Vertical Datum, for the protection and enhancement of water quality, fisheries, and aquatic resources in the Woronoco impoundment and the Westfield River downstream from the project. The three Francis turbines and generating units have minimum and maximum hydraulic capacities of 130 cubic feet per second (cfs) and 710 cfs, respectively with a gross head of 55 feet and a design head of 50 feet at 710 cfs. The project is required to release a minimum flow of 35 cfs into the south channel (20 cfs through the fish passage facility and 15 through the south dam discharge gate) and 22 cfs into the north channel, as measured by the gate openings and staff gauges immediately downstream from the north and south dams. 2.2 Downstream Fish Passage System The downstream fish passage facilities at the Woronoco Project currently consist of a surface bypass facility installed in 1997 to promote passage of fish and for passage of the minimum flow requirements at the project. The system consists of a metal, open topped chute, a vertical downward closing timber maintenance gate, and a natural rock and timber walled plunge pool. The system entrance is located immediately upstream of the Project’s intake racks in a former trash sluiceway originally used when pond level was elevation 231.5 ft NGVD (project was formerly equipped with 30-inch boards). The lower than the originally designed impoundment level limits the existing system to pass required attraction flows. Previous Plans and agency recommendations included installation of an angled rack system to guide migrants to the passage entrance. Testing in 2006 and 2008 of experimental partial depth angled screen systems were unsuccessful and the screen system was determined to Woronoco Hydro (FERC No. 2631) -3- 2009 Comprehensive Fish Passage Plan be ineffective at guiding migrants due to the shallow forebay level and resulting severe turbulence. Woronoco Hydro does not intend to pursue further modification of the angled screens or installation of a full depth angled trash rack. Stakeholders have agreed that partial depth angled lead is not viable at this location. Full-depth intake rack panels with bar openings of ¾” to prevent smolt and adult eel entrainment will replace the angled lead. The revised intake screen system will consist of 13 individual full height rack panels installed between permanently attached guide bars. The panels will be installed and removed using a jib crane mounted on the movable trash rake. Appendix A provides details of the rack panel system. Woronoco is also proposing the installation of an intake fish bypass system and to abandon the current bypass location. The new downstream passage system is conceptually shown in Appendix A and would be combined with new close spaced exclusion rack panels. The passage system will be modified, if appropriate, to incorporate the results of the intake velocity testing. The system will be combined with the full depth intake rack panels (with a maximum clear spaced opening of 3/4-inches). The bypass system will consist of a 3.0 feet wide (clear) steel entrance channel and collection box approximately 7 feet in length (flow direction) and 6 ft in width. The collection chamber will be located near the dam side of the forebay to avoid interference with water flow into the penstock. Flow into the collection chamber is designed to create a 3 feet deep plunge pool within the chamber. A 30-inch diameter bypass pipe will exit the collection chamber and discharge into the existing plunge pool. Passage flow will be controlled at the entrance channel by the use of removable stop logs or manually operated slide gate. The final details of the bypass system will be developed in consultation with the stakeholders. 2.3 Downstream Adult Eel Passage System Several downstream passage routes exist for out-migrating silver eel at the development. These include spill, passage through deep discharge gates (which are partially opened to release minimum flows), the current fish bypass system and the proposed fish bypass system. A formal eel bypass facility will be provided using the new fish bypass system while the alternate routes will remain available. In addition, Woronoco will install new full depth intake protection screens with ¾-inch clear spacing to prevent entrainment and will test intake velocities to reduce impingement potential for migrants. Woronoco Hydro (FERC No. 2631) -4- 2009 Comprehensive Fish Passage Plan 2.4 Upstream Eel Passage An April 20, 2006 Commission order (115 FERC ¶ 62,091) approved installation of upstream eel passage facilities at three locations: (1) the channel adjacent to the forebay and plunge pool (the “South ladder”), (2) below the project’s South Dam (the “Middle ladder”), and (3) below the project’s North Dam (the “North ladder”). The facility at the North Dam was damaged by ice in the ice out of 2008, and has been required to be repaired or relocated based upon the results of the 2009 night observation (see draft 2009 Juvenile Eel Passage Report currently under review by the stakeholders). The location and details of the North ladder Eel passage at the North dam now utilizes a combination of available attraction flows through cracks in the crest that wet the dam’s surface and fills a large resting pool in the natural ledge outcropping where eels congregate before climbing the trace of water coming over the dam. Eel ladders have been installed at two locations below the South dam. The eel ladders consist of inclined wooden flumes overlaid with artificial substrate that are watered by submersible pumps. The ladders are covered to prevent predation. A 4’x3’x2’ holding tank for eel collection, testing and enumeration purposes has been installed at the top of each ladder section. Each ladder is supplied with an attraction flow of 0.5 cfs (225 gpm). Attraction water is provided by a 2” siphon line over the dams for both ladders. The Middle and South ladders are supplied with a conveyance flow of 6 gpm from a single submersible pump and each ladder is designed with level resting pools inside the ladder. The 2009 test and night observation surveys confirmed that the majority of eels seen at the North dam are attracted to the deep discharge gate flow. Because of the test and observations, Woronoco proposes to construct a new eel passage system at the North dam where the 22 cfs minimum flow discharge attracts upstream migrating juvenile eels to the passage system entrance. The proposed replacement ladder will consist of a metal elevated ladder attached to existing structures on the north end of the dam. The ladder entrance will be located in a calm area adjacent to a natural high point within the bypass channel, slightly off from the north shore. The ladder will be attached to the existing concrete abutment and be sheltered from ice flows and flood debris by the north abutment. The ladder sections will be turned to follow the exterior of the abutment and terminate approximately 5 feet upstream of the dam crest. The exit from the ladder will be located approximately 5 feet above normal impoundment levels. Water supply for the ladder will be supplied from a submersible pump or siphon located within Woronoco Hydro (FERC No. 2631) -5- 2009 Comprehensive Fish Passage Plan the impoundment at the North dam north abutment. Water will flow into the ladder’s high point to provide transport flow and a separate pipe installed to provide entrance attraction flow. The upstream, exposed section of ladder and water supply system will be removed during the nonpassage season to prevent damage. Woronoco Hydro (FERC No. 2631) -6- 2009 Comprehensive Fish Passage Plan 3.0 OPERATIONS AND MAINTENANCE 3.1 Downstream Fish and Eel Passage The downstream fish passage facility with the required attraction flow will be operated from April 1 through mid-June for passage of juvenile Atlantic salmon (smolts) and from September 1 to November 15 for passage of adult eels and post-spawn adult salmon. Future refinement of the timing will be made as information on the behavior of migrants at the Project is obtained and may be adjusted once post-spawn adult salmon are present. Since the bypass system attraction flow will also provide part of the required minimum flow releases, the passage facility will operate on a year-round basis except during the winter season. Flow through the passage system will be annually stopped from December until “ice-out” or until the water temperature reaches 5-degrees Celsius. During periods in which the bypass system is closed, minimum flows will be maintained using the project’s deep gates. 35 cfs will be used for bypass attraction flow during the passage season. The attraction flow amount may be modified based on the result of the future system effectiveness testing. Flows in the bypass system during the passage season will be maintained through an adjustable stop log or side gate opening and controlled by the impoundment level. Flows in the bypass system during the non-passage season will be limited to those required to satisfy minimum flow requirements at the project. The settings for the minimum flow requirements (22 cfs at the North dam, 15 cfs at the South dam and 20cfs through the passage facility) will be based on USFWS calculations of the opening necessary to provide the required minimum flow discharge when the impoundment elevation is at the dam crest. A Woronoco Hydro roving operator routinely visits the project a minimum of three times per week during unit operation and once per week during non-operational periods. During the migration season the operator will check the bypass system and plunge pool area daily for debris clogging, proper stop log adjustment, and to clean the intakes racks when needed (in addition to the automated cleaning cycle). During rack cleaning the unit flow may be temporarily reduced to assist in cleaning operations. Due to the use of the open straight bypass system entrance, debris clogging within the bypass system is anticipated to be infrequent. Maintenance of the system will include an annual (if necessary) dewatering to remove accumulated debris within the Woronoco Hydro (FERC No. 2631) -7- 2009 Comprehensive Fish Passage Plan bypass system and to check the structure’s integrity. Annual cleaning of the plunge pool area will be conducted prior to the migration season and will consist of temporarily stopping flow into the area to permit the water levels to be reduced to facilitate debris removal activities. Woronoco Hydro will maintain minimum flow requirement releases either through flow over the dam, by the use of two deep gates, through the former bypass system or by some combination of the gates and former bypass system. Increased minimum flow releases of short duration (less than a half hour) may occur to blow out and remove small debris deposits within the bypass system by releasing larger discharges of short duration. The gates will be closed only if a permanent obstruction must be removed by divers or by drawing down the impoundment. 3.2 Downstream Eel and Fish Protection Intake Rack Screens The project intake will be equipped with thirteen (13) separate removable full depth rack panels to facilitate fish protection and generation. The station’s closed spaced fish protection panels (with 3/4th inch clear bar spaces) will be installed on or before the two migration seasons: April 1 through June 15 and September 1 through November 15. Panels with 1 ¼-inch clear bar spacing will be used the remainder of the year. The seasonal ¾-inch clear bar spaced panels will be installed and removed utilizing a jib crane mounted on a traveling mechanical rack raker. The racks will be automatically cleaned through mechanical rack raker operations and supplemented as required during heavy debris loads. 3.3 Upstream Eel Passage The upstream eel passage facility will be operated from May 15 through November 15 for passage of juvenile American Eels (eels). Two of the eel passage systems will be supplied with siphoned water for attraction and passage. The North Dam passage system’s attraction and transport flow will be supplied from a submersible electric pump or siphon located in the impoundment adjacent to the dam abutment. The pump and gravity flow systems will operate continually during the passage season providing a minimum of 0.1 cfs of flow per ladder system. A Woronoco Hydro operator routinely visits the project typically three times per week during unit operation and once per week during non-operational periods. When eel ladders are in operation, an operator will check each passage system daily for debris clogging, damage and Woronoco Hydro (FERC No. 2631) -8- 2009 Comprehensive Fish Passage Plan proper flows through the system. Repairs or equipment replacement will be implemented within one week of the discovery of damage or failure. During cleaning or repairs, the ladder flow may be periodically reduced or stopped to assist in the operations. During the non-passage seasons some structural portions of the ladders will be removed to prevent ice damage to the passage systems. Maintenance to the eel passage facilities will include an annual (if necessary) dewatering and top opening to remove accumulated debris or to repair damaged portions of the ladder. Woronoco Hydro (FERC No. 2631) -9- 2009 Comprehensive Fish Passage Plan 4.0 PREVIOUS AND PROPOSED STUDIES 4.1 2005 Downstream Smolt Passage Effectiveness Testing Wornoco conducted a Radio Frequency Identification (RFID) or a Passive Integrated Transponder (PIT) tag effectiveness test during the 2005 migration season. In general the assessment entailed releasing tagged live smolts (Atlantic salmon) upstream of the Project and monitoring their subsequent downstream passage movements to determine the proportion of fish using the bypass facility. The downstream passage chute was equipped with an in-water antenna, tag reader and data logger to document the number of fish using the bypass. In addition, the forebay stop log structure was equipped with in-water antenna, tag reader(s) and data logger(s) to document the number of fish entering the forebay area. Woronoco calculated a passage efficiency of 71 percent at the passage chute entrance, and 35 percent at the plunge pool. Calculations supported by the USFWS indicated that the bypass efficiency was 55 percent and 29 percent at the plunge pool. The USFWS and MDFW found the study inconclusive regarding smolt passage effectiveness. The licensee therefore consulted with the agencies on a second, revised smolt passage study that would use radio-telemetry to monitor fish movements past an angled lead device installed in the forebay. 4.2 2008 Downstream Smolt Passage Effectiveness Testing Woronoco Hydro was dewatered and reconstructed between July 2007 and April 2008. During that time, resource agency consultation resulted in approval of an experimental floatsupported partial depth angled lead to channel smolt away from the racks to the entrance of the downstream passage facility. Pursuant to recommendations from the USFWS, MDFW, and in consultation with TU, Woronoco Hydro conducted a smolt passage radio-telemetry study during the 2008 smolt migration season. The testing began immediately after completion of the reconstruction work resulting in the inability to test or adjust the angled lead prior to the start of testing. The objective of the study was to determine the efficiency of the existing fishway (including the angled lead) at passing smolts into the passage facility. In addition, the study was designed to assess whether and to what degree smolts were entrained through the units, the fate of smolts that may pass via spill, and overall project passage. Woronoco Hydro (FERC No. 2631) - 10 - 2009 Comprehensive Fish Passage Plan During the 2008 smolt migration period, at operating flows between 350 and 730 cfs (including 20 cfs discharge through the passage chute), the lead acted as a porous dam, causing most of the flow to dive down under the 10-foot deep lead structure, and the rest of the flow to accelerate along the upstream face of the lead. Upon installation, Woronoco Hydro personnel noted that the angled lead resulted in abnormal velocity vectors throughout the forebay channel, backwatered flow away from the entrance of the fishway, and caused a strong downward current along the face of the lead towards the trashrack. The unusual flow patterns, velocity changes, and turbulence in the forebay may have influenced smolts to sound under the lead and subsequently reduced their ability to successfully find the entrance to the fishway once behind the lead. Upon determination that, during the first weeks of testing, the angled lead was ineffective, and, after consulting with the resource agencies, Woronoco Hydro tested three other fishway configurations. The revised configurations included i) a deep gate test with the angled lead in place, ii) removal of the angled lead to test of the surface fishway alone, and iii) temporary installation of a full-depth overlay with 1-inch vertical clear bar rack spacing to screen smolts from the penstock. The final tests with the temporary overlay configuration were tested with the surface fishway fully opened and operational. The final tests were conducted with partial turbine flow due to reduced river flows. The results of the 2008 study indicated that the utilization of full-depth overlays with 1inch bar rack spacing prevented entrainment of salmon smolts and provided successful passage past the project. In April 2009 the USFWS and the MDFW recommended that additional effectiveness tests be conducted in 2009 to test smolt passage under full capacity flow operating conditions with an overlay installed. In addition, the resource agencies recommend an additional study due to the small sample size tested with the overlay in place. The Commission’s July 21, 2009 Order approved the 2008 Effectiveness Tests and required additional testing with overlays in place. The approval order was issued after the close of the 2009 smolt migration season and therefore the recommended additional testing was not completed in 2009. 4.3 2011 Downstream Smolt Passage Effectiveness Testing Pursuant to recommendations from the stakeholders, Woronoco Hydro will conduct a quantitative assessment of the downstream fish passage effectiveness following the 2010 summer installation of the downstream fish passage facility modifications at the Project. An onWoronoco Hydro (FERC No. 2631) - 11 - 2009 Comprehensive Fish Passage Plan site meeting will be conducted with the stakeholders to finalize the details of the testing procedures and location of monitoring devices in the fall of 2010. In general, the effectiveness assessment will repeat the 2008 testing procedures but include antennae downstream of the plunge pool for positive identification of fish leaving the pool, and in the tailrace channel to detect if any fish pass through the turbines. During the study, the project would be operated in its normal run-of-river mode, so that outflows equal inflows on a continuous basis. Documentation of the unit generation and river flow will be recorded for use in the data analysis. Assuming adequate inflows, all three of the project’s units would be operated during as much of the study as possible. If inflows are below normal, the project would be operated at maximum capacity possible under the flow conditions. No modifications to operation would be made during the study. All testing would be limited to no-spill periods, if possible, to restrict downstream fish passage outside of the bypass system. Antenna will be placed in order to detect test fish that may spill over the dam or pass through the deep discharge gates should a spill event occur during testing. Prior to the study, stationary radio telemetry receivers would be installed, calibrated, and tested to ensure their ability to detect passage of radio-tagged fish. The stationary receivers would be installed at the following locations: 1) Impoundment: near the forebay area, oriented upstream to detect fish near the dam. 2) Forebay stoplog structure: to detect fish approaching the forebay and fish bypass facility. 3) Fish bypass chute: an underwater dropper antenna in the bypass chute downstream far enough to positively determine successful passage. 4) Plunge pool: an underwater dropper antenna in the plunge pool to document delay or potential mortality associated with passage through the chute. 5) South Channel: an antenna downstream of the plunge pool to confirm passage after exiting the plunge pool. 6) Penstock and/or Tailrace: to document any passage via turbine entrainment. 7) In the South dam bypass reach just above the entrance of the plunge pool channel to count fish that may pass over the dam when flows exceed 767 cfs. 8) Westfield River: located approximately 1 mile downstream of the project, to Woronoco Hydro (FERC No. 2631) - 12 - 2009 Comprehensive Fish Passage Plan assess total passage through the project, and fish survival. 9) A receiver/antenna would be used to manually track smolts that do not pass the project and are not documented by the stationary receivers, and to track fish that may pass the project through entrainment but are not detected by downstream stationary antennae. The study would utilize 60 Atlantic salmon smolts transported by the licensee from the Pittsford National Fish Hatchery. Fish would be held at an on-site holding facility consisting of a series of 150- gallon tubs with pumped river water for acclimatization. Each fish would be fit with a small radio transmitter via esophageal transplant. Fish would be released approximately 0.25 miles upstream of the downstream fish passage chute unless Indian River is ready for smolt passage testing, in which case the test fish would be released approximately one half mile above the Russell Dam. The fish will be released in groups of 12, with the groups separated by 12 to 24 hours, with releases made to avoid periods of spill and inclement weather. A sixth group of 10 fish would be fitted with mock tags and held for approximately 96 hours to assess the effects of handling and tag insertion, and also tag retention. Bypass efficiency would then be calculated using the following formula: E = (100) (a / b), where: a = number of smolts detected as having successfully passed via the fish bypass, and b = (number of smolts released) – (number of smolts proven to have passed via spill) – (number of smolts proven not to have migrated). 4.4 Downstream Kelt Passage Effectiveness Testing Woronoco is not proposing effectiveness studies for post-spawned Atlantic salmon (kelts) since they are not currently present in the Westfield River. The results of the February 14 and April 10, 2008 conference calls with the stakeholders concurred with this proposal. Woronoco will develop an effectiveness test study if Woronoco receives notification from the resource agencies that adult salmon are present in sufficient numbers above the Project to supply a significant number of test fish and thus to make downstream kelt passage testing possible. Woronoco Hydro (FERC No. 2631) - 13 - 2009 Comprehensive Fish Passage Plan In general, Woronoco Hydro anticipates that a PIT tag study, radio telemetry study, or other similar tracking methodology may be necessary to document successful passage of kelts at the site. It was noted by the stakeholders during the February 14, 2008, conference call that the current 1.25-inch trash rack spacing would prevent entrainment of kelts through the units. As such, likely routes of passage include the fish bypass or spill over the dam. If a study indicates that the existing plunge pool at the proposed passage facility is not adequate for the successful passage of kelts, Woronoco would propose additional modifications as part of its final report to the Commission to correct observed problems. 4.5 Downstream Adult Eel Protection and Passage Effectiveness Testing Similar to the discussion in Section 4.4, there is currently no known presence of outmigrating eels and the Project will be equipped with protection screens at the intake to prevent entrainment should migrants be present. To confirm the presence of outmigrants, Woronoco proposes to install an on-site capture mechanism (live box) to monitor outmigration of adult eels by capturing them after passage in the plunge pool of the bypass facility. The live box will be monitored daily during the eel migration season. Visual monitoring for the presence of migrating eels at the intake and in the live box will be conducted during the 2010 migration season. Pursuant to recommendations from the stakeholders, Woronoco Hydro will conduct a quantitative assessment of the downstream eel protection effectiveness following the installation of the downstream fish passage facility modifications at the Project and confirmation that migrants are present. A source for outmigrating eels is the main deterrent for conducting a test of the bypass system effectiveness for the passage of adult eels. Inquiries at tackle and fishing stores in the area of Woronoco Hydro have not identified an active American eel fishery upstream on the Westfield River. Similarly, consultation with agency representatives did not find a confirmed reliable source for capture of large numbers of adult silver eels in the watershed (TU has provided a potential source that would need to be confirmed). Collection of test eels may become possible using the proposed on-site live box in the plunge pool or may be available at MDFW supported eel passage facilities downstream. Testing would be possible with the collection of 30 or more outmigrants. Woronoco Hydro (FERC No. 2631) - 14 - 2009 Comprehensive Fish Passage Plan An on-site meeting will be conducted with the stakeholders to finalize the details of the testing procedures and location of monitoring devices in the summer of 2010. The meeting will also be used to determine potential sources for eels and timing of the testing. In general, the effectiveness assessment is anticipated to use approximately 40 marked adult eels placed upstream of the dam and tracked through the development. Eel marking may include physical or radio tagging of the migrants, depending upon the number of eels and the ability to obtain sufficient numbers of outmigrating eels for testing. Testing of on-site captured eels will be conducted through marking techniques with the release of 10 or more eels per release. The onsite captured and marked eels will be removed from the live box and placed upstream of the forebay. Recaptured marked eels would then be used to document the effectiveness of the formal passage system. 4.6 Upstream Eel Passage System Woronoco Hydro monitored the performance of the installed eel ladders by counting captured eels (in installed collection tanks) and through nighttime monitoring of eel behavior and distribution during the 2007 through 2009 migration seasons. In the fall of 2007, no eels were observed to have used any of the three ladders nor were eels collected in the exit tanks. In June and July 2008, 141 juvenile eels were collected from the exit tanks of the two existing ladders (the North Channel ladder was destroyed by ice). In 2009 there were a total of 1,278 eels recovered, 891 from the South tank and 387 from the Middle tank. No eels were observed in the Woronoco tailrace in 2008 or 2009. During nighttime observations, several other avenues of passage were seen to exist along smaller natural flowages across the dam face and existing bedrock ledges. On July 21, 2008, several eels were observed passing naturally over the wet ledge of the North and South dams. Specifically, in the North Channel, an existing bedrock crevice, which is kept wetted through a small notch in the North dam, was observed to pass juvenile eels. The configuration of this natural rock way and eel passage avenue contains steady and reliable flow because of the notched dam, and contains resting pools. Other small natural passageways in both the Middle and South dams also function as a means for eels to migrate past the Project. Nighttime observation also revealed that hundreds of eels migrate up the westernmost bypass reach (discharge from the fishway and plunge pool) and pass up over the forebay spillway. At the same Woronoco Hydro (FERC No. 2631) - 15 - 2009 Comprehensive Fish Passage Plan time (July 21, 2008), one eel was documented as having used one of the installed ladders to ascend past the Project. The November 25, 2008 order approved the licensee’s plan to use a two-phased assessment of the effectiveness of upstream eel passage. The schedule to conduct the testing was modified in the July 23, 2009 Order. In Phase 1 of the study, the licensee would monitor the performance of upstream eel passage routes by counting eels in collection tanks positioned at the upper end of the eel ladders, and through nighttime monitoring of eel behavior and distribution. In Phase 2, the effectiveness of the individual ladders will be studied using marked eels. Passability is defined as the ability of juvenile eels to traverse a ladder(s) successfully (i.e., move from the entrance to the exit). For Phase 1 testing, Woronoco Hydro proposes a closed-system approach to assess ladder passability. Passability would then be calculated as the percent of those eels passed successfully: Passability = (100) a/b, where: a = number of eels collected at top of ladder, and b = number of eels introduced to ladder entrance. Phase 1 study methods generally include: • The construction of temporary small exclusion mechanisms (e.g., box trap or screens) at the downstream entrance of the two existing ladders to exclude non-test eels from accessing the ladder and to prevent test eels from escaping. To reduce the time when eels in the river cannot enter an eelway, passability testing would be conducted sequentially on a ladder-by-ladder basis so that the amount of time in which physical barriers are installed is minimized. • The placement of eels in the downstream entrance, 100 test eels per ladder (or less if 100 eels are not available); • The collection of eels at the top of the ladder(s) to assess overall passability and timing; Woronoco Hydro (FERC No. 2631) - 16 - 2009 Comprehensive Fish Passage Plan • The calculation of passability as the ratio between fish released at the entrance and fish collected at the exit of each ladder; • Upon release of test eels into the ladders, Woronoco personnel would monitor the collection bins at the top of the ladders nightly for a period of 12 to 96 hours to determine success of passage; • If passage is deemed to be unsuccessful, subsequent releases would be made with additional eels (as available), potentially with a modified flow regime. If eels are not available at the site, Woronoco Hydro would coordinate with nearby hydro facilities (e.g., Holyoke or West Springfield – formerly DSI) to procure juvenile eels from active eel trapping and passage facilities. In their comments on the draft Revised Comprehensive Fish Passage Plan, MDFW, TU, and the USFWS stated that Holyoke is the optimum site for a transfer of juvenile eels to Woronoco personnel. Because of its length, the Middle ladder has been modified to allow for portions of the cover to be opened so that Woronoco Hydro personnel can periodically evaluate passage of eels while in transit to ensure that there are no major bottlenecks or problem areas in the ladder itself. Phase I passability testing in 2009 resulted in 100% efficiency in 18 hours from release at the South ladder and 46% efficiency in 18 hours from time of release in the 205 foot long Middle ladder. Continued observation of the Middle ladder resulted in 65% efficiency in 27 hours, 83% efficiency in 42 hours and 93% efficiency in 66 hours from the time of release. While successful, the Middle ladder test may have slower passage times because within hours after the beginning of testing, 2 inches of rainfall fell while the test was in progress, causing the dam to overflow and fill the area at the entrance to the ladder at least five to six feet above its normal water level. The raised water level may have exposed ladder cover joints that allowed eels that had not progressed far up the ladder to escape. As part of Phase 1 testing at the North dam, Woronoco Hydro proposes to continue nighttime visual observation of eels in the bypass reach below the North Dam and to count eels that pass up the new North Dam passage route. Woronoco Hydro will consult with the agencies about both the design of the North ladder and the method for managing the ladder and counting eel passability in order to keep the operators safe during the late night tests on the rough terrain Woronoco Hydro (FERC No. 2631) - 17 - 2009 Comprehensive Fish Passage Plan below the North Dam. Nighttime survey observations will continue around the station in 2010 to order to assess the relative abundance and distribution of eels moving upstream below the dam and in the tailrace. Observations would take place on at least four occasions throughout the migratory period, at night between the hours of 2200 and 2400 with use of red-bulb flashlights to facilitate viewing. Observations would take place in all three bypassed reaches under conditions likely conducive for eel movement; i.e., at night, under cloudy skies, during rain events, and / or conditions that induce a minimal amount of spill and when flow conditions for nighttime observation are safe for walking on the rocky ledges and boulder fields below the dams. Observations would take place in the following locations: • In the vicinity of the min flow discharge gate at each dam; • In the vicinity of the existing ladder entrances; and, • Along the base of each dam where there are pools fed by leaks at crest of the dam. In addition to providing information about eel distribution, abundance, and behavior at the Project, observation data would be used to qualitatively determine whether eels are able to find the ladder entrance(s) and assess the relative percent of fish attracted to the outflow of the units as compared to the ladders and other natural routes of passage. Phase 2 would be implemented by Woronoco Hydro in 2010 to assess each ladder‘s effectiveness. In general, ladder effectiveness will be defined as the ability of a ladder to both attract and pass eels successfully and is calculated as the percentage of those test specimens released below the eel ways that are documented as having passed successfully up any of the ladders. This type of testing is experimental in nature and consideration needs to be given to the many complicating variables that may affect passage success. Unlike salmon, eels do not home in on any particular destination during riverine migrations and as such, their distribution and migratory behavior can be random in nature. Research indicates that upstream migration may be density-dependent; therefore, if eel density in the project area is low, the migratory “drive” of eels may be limited. In addition, test specimens cannot be prevented from passing upstream of the dam by other means (e.g., natural flow over the dam because of dam leaks, rain events, and spillage). All of these considerations need to be documented and taken into account during subsequent determination of what threshold delimits passage effectiveness. Woronoco Hydro expressed concern over these issues during the April 10, 2008, conference call with the involved Woronoco Hydro (FERC No. 2631) - 18 - 2009 Comprehensive Fish Passage Plan resource agencies. As such, the stakeholders are aware that this type of testing is experimental at best. Phase 2 testing includes conducting a mark-recapture study to assess ladder effectiveness. To mark test animals, an infrared light detectable dye application would be applied to individual fish prior to release. A target sample size of 100 juvenile eels would be marked and released to test effectiveness. Test fish will be released at about midstream upstream of the Bridge Street site at a location downstream of the three active ladders. The evening releases will be made in two batches of 50 eels each on nights when conditions appear favorable and the count from the night before indicates that eels are moving. All tagging and release activities would take place at night under conditions likely to be representative of migratory conditions (e.g., precipitation or spill, cloud cover, and appropriate water temperature). If eels are not available at the Project, Woronoco Hydro would coordinate with the staff from the Holyoke Project on the Connecticut River, with coordination assistance from MDFW, as necessary, to procure juvenile eels from active eel trapping and passage facilities for testing purposes. Ladder efficiency would then be calculated using the following formula: E = (100) (a / b), where: a = number of eels detected as having successfully passed all ladders combined, and b = (number of eels released) – (number of eels proven not to have migrated). 4.7 2010 Velocity Testing Condition D of the July 21, 2009 Order requires: The licensee shall perform a study to determine water intake velocities at the trashrack configuration to be used during the annual smolt migration period, through hydraulic calculations and also through post-installation velocity measurements, and develop detailed velocity profiles at the trashrack under varying levels of generation, including full generation. In the study, the licensee shall identify any areas where velocities exceed 2 fps. The licensee shall plan this work, and determine measures to be taken if velocities greater than 2 fps are found, in consultation with the U.S. Fish and Wildlife Service Woronoco Hydro (FERC No. 2631) - 19 - 2009 Comprehensive Fish Passage Plan (FWS) and the Massachusetts Division of Fisheries and Wildlife (MDFW), and file a report on the results of the study with the Commission within 90 days of the date of this order. If the study cannot be performed within this time frame, the licensee shall instead file a schedule with the Commission, within 90 days of the date of this order, for completing the study and filing the report with the Commission before April 15, 2010. The report filed with the Commission shall include copies of any correspondence with the FWS and the MDFW regarding the study, and any measures that need to be taken as a result of the study, and include a description of how any identified measures are being handled. Woronoco Hydro is also proposing to evaluate the expected water velocity through a combination of hydraulic calculations based on screen size and open area, as well as through the collection of post-installation velocity measurements. Velocity measurements of the intake will occur after installation of the new protection rack panels at the start of the 2010 passage season and, if appropriate, again after installation of the proposed bypass facility. Velocity measurements will be taken at approximate water depths of 2, 5, 8, 11 and 13 ft. Measurements will occur at approximately 4-foot increments across the intake area with the increment level decreased to 2-foot at the penstock inlet area. Measurements will occur at the rack face and 3 feet upstream of the rack face. Intake velocities will be obtained at 100%, and 80% unit gate settings with all three units in operation. Additional velocities may also be taken at other unit operational limits, such as two-unit operation, if initial data collection warrants or indicates the need for additional data. Should areas of high intake velocities occur (those exceeding 2 feet-per-second); additional data will be collected in an attempt to define the location of hot spots and the extent of these areas of high velocity. Limited velocity measurements will also be obtained during spill conditions. The test results will be presented to the stakeholders in graphical form to permit reviewing staff to understand the hydraulics at the intake. In addition, the data will be provided in tabular form for stakeholder independent analysis. If required, Woronoco will propose appropriate measures to mitigate exceedance of the velocity criteria established for the site. Such measures may include operational restrictions or intake reconfiguration. The results will also be used to modify, if appropriate, the details of the new downstream fish passage system. Woronoco Hydro (FERC No. 2631) - 20 - 2009 Comprehensive Fish Passage Plan 5.0 SCHEDULE 5.1 Downstream Eel and Fish Protection Panels Woronoco Hydro has begun fabrication of the removable intake screens to be installed at the project. Screen installation is anticipated to begin by March 15, 2010 and be completed by the April 1st start of the smolt passage season. 5.2 Intake Velocity Study The intake velocity testing will occur after completion of the protection panel installation. Velocity testing will occur within 7 days after installation is completed or, as soon thereafter, that sufficient river flow exists to permit plant operation required for the test. Woronoco will consult with USFWS and MDFW if hot spots are found and, after consultation, will implement approved modifications to mitigate their potential impact on 2010 smolt passage. The draft test report will be filed within one week after completion of testing and analysis. The report will include proposed remedial measures, if required. Filing of the draft report is anticipated to occur by April 16, 2010 with the final report filed with the Commission by May 31, 2010. 5.3 Downstream Fish Passage Facility The new downstream fish bypass system is currently being designed. The design will be submitted for stakeholder review by March 1, 2010. Upon receipt of the comments, the final design details of the system will be issued for Commission approval. The bypass details may be modified to incorporate the results of the intake velocity-testing program. Commission filing of the final downstream passage details is anticipated to occur by May 3, 2010. Pending Commission approval, the proposed downstream fish passage facility will be installed during the 2010 construction season. Final operational test are anticipated to occur by September 30, 2010. 5.4 Effectiveness Testing of Smolt Passage Systems: Filing of the detailed testing plan is anticipated to occur by November 2010 after consultation with the stakeholders. Downstream passage effectiveness testing for the successful Woronoco Hydro (FERC No. 2631) - 21 - 2009 Comprehensive Fish Passage Plan passage of smolts will occur in late April and early May of 2011 and , if possible, in conjunction with testing at the upstream Indian River Project. Timing of release of the tagged fish would be determined based on flows and water temperature. The licensee will consult with the USFWS, MDFW, MDEP and TU to determine appropriate steps if the initiation of testing is determined to be impossible because of high flows, water temperature or equipment malfunction. Woronoco Hydro will prepare a summary report of all testing results for agency review by July 2011. Upon receipt of the agency review comments and recommendations, the final report will be filed with the Commission. The final report is anticipated to be filed with the Commission by September 2011. Modifications to the passage systems or additional testing, if required, will be implemented at earliest construction period after approval from the Commission of the report and the report recommendations. 5.5 Downstream Adult Eel Passage Testing Visual monitoring for the passage of out-migrating adult American eels will occur in the fall of 2010 following the procedures described in Section 4.5 above. An on-site meeting will be conducted with the stakeholders to finalize the details of the live box design and passage efficiency testing procedures and location of monitoring devices in the summer of 2010. The results of the on-site meeting will include a finalization of the schedule to conduct the passage test. 5.6 Effectiveness Testing of Juvenile Eel Passage Systems and North Eel Ladder: Per Condition B of the July 23, 2009 Order, a draft of the 2009 Phase 1 upstream juvenile eel passage effectiveness study report was supplied to the stakeholders by December 31, 2009 and a final version filed with the Commission is required to be filed by February 28, 2010. The Phase 1 report will include: • Details of any modifications to the methods to be used in the Phase 2 study, based on site-specific information and comments received from the stakeholders. • Schedule to conduct the Phase 2 study, draft and final report filing. Woronoco Hydro (FERC No. 2631) - 22 - 2009 Comprehensive Fish Passage Plan • An assessment of the need to replace the North Channel (Dam) ladder. • Agency consultation and responses. The Phase 1 report also contains the proposed schedule to install the North ladder by July 31, 2010. Phase 2 tests will begin after installation of the North ladder and completion of the Phase 1 testing of the North ladder. Phase 2 testing will be conducted during the 2010 upstream migration season, with final timing dependent upon observation of eel movements at other facilities. The Phase II test data will be submitted for agency review by December 31, 2010 and a final report with agency comments will be filed at FERC by February 28, 2011. Woronoco Hydro (FERC No. 2631) - 23 - 2009 Comprehensive Fish Passage Plan 5.7 Summary Schedule: The overall study and installation schedule for all provisions of this Plan is summarized below: Intake Protection Panels Install by April 1, 2010 Intake Velocity Testing April 2010 Velocity Draft Report April 16, 2010 Velocity Final Report May 31, 2010 Downstream Passage Draft Details March 1, 2010 Downstream Passage Final Details May 3, 2010 Downstream Passage Installation July 2010 Downstream Passage Operational Testing September 2010 Smolt Test Draft Plan November 2010 Smolt Test Final Plan January 2011 Smolt Testing April/May 2011 Smolt Draft Test Report July 15, 2011 Smolt Final Test Report September 15, 2011 Adult Eel Test Program Development June 2010 Adult Eel Monitoring September 2010 North Eel Ladder Installation July 2010 Phase 2 Upstream Eel Testing Between August and October 2010 Phase 2 Eel Test Draft Report December 31, 2010 Phase 2 Eel Test Final Report January 28, 2011 Woronoco Hydro (FERC No. 2631) - 24 - 2009 Comprehensive Fish Passage Plan 6.0 SUMMARY OF JULY 21 ORDER RESPONSE Details of the information required by the July 21, 2009 Commission order has been provided in the preceding Plan sections and are summarized below: 6.1 Condition B of the Order: Condition B of the July 21, 2009 Order states: The licensee shall file, within 90 days of the date of this order, for Commission approval, a plan and schedule for the annual installation and removal of trashrack overlays, or for the installation of new permanent trashracks, as appropriate. The licensee shall consult with the U.S. Fish and Wildlife Service and Massachusetts Division of Fisheries and Wildlife regarding planning and scheduling of the trashrack configuration work, and provide copies of any comments received from the agencies, or evidence that the agencies were given 30 days in which to provide comments and chose not to do so. This 2009 Comprehensive Fish Passage Plan provides the materials required by this condition. Section 3.2 provides the plan and Section 6.1 provides the schedule for the installation and removal of the intake protection screen system. Appendix A provides details of the trashrack protection screens. Appendix B provides copies of agency consultation comments. 6.2 Condition C of the Order: Condition C of the July 21, 2009 Order states: Pursuant to paragraphs 12.4, 12.11, and 12.40 of the Commission's regulations, a plans and specifications package and a quality control and inspection program shall be submitted to the Commission’s New York Regional Director if new trashracks are to be permanently installed. Authorization to start construction activities will be given by the Regional Director after all preconstruction requirements are satisfied. We encourage the licensee to contact the regional office as soon as possible regarding these requirements. Submittals to the Regional Director shall be made well in advance of facilities installation. In addition, as-built drawings of any new trashrack installation shall be filed, for Commission approval, within 90 days following installation. The trashrack panel details were submitted for Commission approval on December 24, 2009. Woronoco continues to work with the New York Regional Office to obtain approval of the proposed trashrack changes. Woronoco Hydro (FERC No. 2631) - 25 - 2009 Comprehensive Fish Passage Plan 6.3 Condition D of the Order: Condition D of the July 21, 2009 Order states: The licensee shall perform a study to determine water intake velocities at the trashrack configuration to be used during the annual smolt migration period, through hydraulic calculations and also through post-installation velocity measurements, and develop detailed velocity profiles at the trashrack under varying levels of generation, including full generation. In the study, the licensee shall identify any areas where velocities exceed 2 fps. The licensee shall plan this work, and determine measures to be taken if velocities greater than 2 fps are found, in consultation with the U.S. Fish and Wildlife Service (FWS) and the Massachusetts Division of Fisheries and Wildlife (MDFW), and file a report on the results of the study with the Commission within 90 days of the date of this order. If the study cannot be performed within this time frame, the licensee shall instead file a schedule with the Commission, within 90 days of the date of this order, for completing the study and filing the report with the Commission before April 15, 2010. The report filed with the Commission shall include copies of any correspondence with the FWS and the MDFW regarding the study, and any measures that need to be taken as a result of the study, and include a description of how any identified measures are being handled. This 2009 Comprehensive Fish Passage Plan provides the materials required by this condition. Section 4.7 provides the plan and Section 6.1 provides the schedule for the evaluation of the intake velocities at the project. Appendix B provides copies of agency consultation comments. The Plan has been revised to incorporate the recommendations of the USFWS and TU. The USFWS and MDFW support the testing schedule. 6.4 Condition E of the Order: Condition E of the July 21, 2009 Order states: The licensee shall file, within 90 days of the date of this order, for Commission approval, a plan and schedule for the evaluation of the effectiveness of downstream Atlantic salmon smolt passage at the project, with the new trashrack configuration installed, during spring 2010. The plan shall include a description of the study methodologies to be employed, and address the issues identified by the U.S. Fish and Wildlife Service (FWS), Massachusetts Division of Fisheries and Wildlife (MDFW), and Trout Unlimited, as reviewed in this order. The plan shall be written in consultation with the FWS and the MDFW, and include copies of recommendations from these agencies on a draft version of the plan, or evidence that the agencies were given 30 days in which to provide recommendations and did not do so. If the licensee does not adopt an agency recommendation, the filing shall include the licensee’s reasons, based on site specific information. The licensee shall ensure that the plan includes a schedule for: (1) Woronoco Hydro (FERC No. 2631) - 26 - 2009 Comprehensive Fish Passage Plan implementing the proposed study; (2) consulting with the resource agencies concerning the results of the study; and (3) filing the results of the study, resource agency comments on the results, and the licensee’s response to agency comments. The Commission reserves the right to require modification of the plan to ensure collection of adequate information to ensure protection and downstream passage of Atlantic salmon smolts at the project. This 2009 Comprehensive Fish Passage Plan provides the materials required by this condition. Section 4.3 provides the plan and Section 6.4 provides the schedule for the evaluation of the effectiveness of downstream Atlantic salmon smolt passage at the Project. Appendix B provides copies of agency consultation comments. The USFWS and MDFW support the testing plan details and schedule. 6.5 Condition F of the Order: Condition F of the July 21, 2009 Order states: The licensee shall file, for Commission approval, an operation plan for annual downstream smolt passage, at the same time that the results of the downstream passage study results required above are filed. The plan shall be based upon the licensee’s effectiveness studies and any recommendations provided by the U.S. Fish and Wildlife Service (FWS) and the Massachusetts Division of Fisheries and Wildlife (MDFW). The operation plan shall identify the annual period in which the downstream passage facility will be operated, including installation and removal of trashrack overlays, if a permanent rack with 1-inch bar spacing is not to be installed. The operation plan shall include a schedule for inspection, adjustments, cleaning, and maintenance of each downstream fish protection and passage component. The plan shall be accompanied by copies of comments and recommendations from the FWS and the MDFW, or evidence that the agencies were given at least 30 days to comment on the plan, and chose not to do so. If the licensee does not adopt an agency recommendation, the plan shall include the licensee’s reasons, based on site-specific information. This 2009 Comprehensive Fish Passage Plan provides the materials required by this condition. If required the Plan will be revised based on the 2011 testing results of the passage systems. Section 3.1 identifies the annual period in which the downstream passage facility will be operated and the schedule for inspection, adjustments, cleaning and maintenance of each downstream fish protection and passage component. Section 3.2 provides the installation and removal schedule of the protection screens and the maintenance details for the new screen system. Appendix B provides copies of agency consultation comments. Woronoco Hydro (FERC No. 2631) - 27 - 2009 Comprehensive Fish Passage Plan APPENDIX A Conceptual Downstream Fish Passage and Intake Rack System APPENDIX B Consultation and Meeting Notes Meeting Minutes Woronoco Project (FERC No. 2631) ATTENDEES: William Faye, Woronoco Hydro W. Davis Hobbs, Woronoco Hydro Caleb Slater, MA Div. of Fish & Wildlife Alfred Nash, Renewable Power Consulting DATE: December 9, 2009 A meeting was held in the MA Division of Fish and Wildlife offices to review various project compliance items associated with the Woronoco development (FERC No. 2631) on the Westfield River. The meeting was requested by Woronoco Hydro LLC (Woronoco) to specifically discuss Woronoco’s application to the Low Impact Hydropower Institute (LIHI), downstream fish passage testing, and upstream eel passage testing. 1.0 LIHI Certification Request Woronoco explained that the new Renewable Energy Portfolio Standard Regulations require that any hydroelectric project wishing to qualify as either a RPS I or RPS II generator first obtain LIHI certification. LIHI requires a letter from the MA DFW indicating that the development could be considered for certification. Caleb acknowledged that the project would be considered low impact once the fish passage was proved effective. Caleb would not provide a letter supporting certification until the passage testing was complete. Caleb was willing to supply a conditional letter indicating that while not currently certifiable, upon completion of testing it could be. Woronoco agreed to send Caleb a letter template to expedite the process. Woronoco explained the financial structure and status of the development. Installation of flashboards would increase development revenues by around $100,000 annually. Because of the potential revenue increase Woronoco may explore installation of flashboards at the site. Woronoco is applying for a grant from the Massachusetts Technology Collaborative (MTC) to perform studies associated with flashboard installation and requested an initial brief listing of key areas of concern for Caleb’s agency. Caleb indicated that the MA Department of Environmental Projection (DEP) would be the lead agency in study development but that his agency would be concerned with habitat impacts. Woronoco noted the potential fish passage enhancements and ability to better pass fish during spill events through the use of crest gates. Caleb noted that raising the impoundment will Page 1 of 4 negatively impact free flow and wetland areas. In addition the MADFW resist new dam construction and installation of the flashboards would have a similar effect as new dam construction. Caleb suggested that Woronoco make a decision on whether they wanted flashboards or certification since they could not have both. Caleb would not support certification if flashboards were installed at the dam. 2.0 Fish Passage Concept and Testing Caleb expressed his concern over the Project’s passage effectiveness. He noted that since the second and third units have been returned to service his counts of returning salmon downstream have been reduced. Caleb did acknowledge that the reduced counts may be from other factors and that variation in counts are not untypical and are generally unexplainable. Woronoco took exception to Caleb’s statements (made in another forum) that Woronoco was killing stocked smolts and that Woronoco has been non-responsive to passage testing. Woronoco noted the previous testing occurring at the site and the on-going changes to the passage system. Caleb acknowledged Woronoco has been working at the site but felt the progress needs to be faster since many years have gone by without resolution. The existing passage system was originally install as a “temporary” system and is not in the ideal location for fish passage. Woronoco noted its financial distress at the project requiring new loans and acknowledged Caleb’s statement that his agency was not responsible to maintain the economic viability of a project. Woronoco indicated that the significant costs associated with testing and the current financial strain of the project has caused Woronoco to reexamine fish passage at the project. The recent discussions at Indian River have led Woronoco to propose installation of a similar system at the Woronoco development. The new system would provide a single entrance through the racks with discharge into the existing plunge pool. Caleb would not comment on the technical details of the proposed system but acknowledged that the system would likely be an enhancement over the current bypass. The expected timeline to install a new fish passage would be the summer of 2010. Woronoco reiterated that they want to test the system with the highest probability of success and avoid the repeated cost to conduct effectiveness testing. Testing the current system does not, in Woronoco judgment, offer the best chance of success. Caleb was not sure that the enhanced system would justify a delay in testing but he would discuss this with other agencies. Woronoco agreed to not tie testing of the Woronoco site to testing at the Indian River site. While this is Woronoco’s goal, Woronoco will not use delay in testing at Indian River as a reason to delay testing at Woronoco. Woronoco and Caleb noted that should concurrent testing occur the Page 2 of 4 testing protocol may need to maintain some of the test fish for a release at Woronoco should passage delays occur at Indian River during testing. Caleb’s experience is that fish should move through the system quickly but test results must be closely followed to allow for adjustments should fish not pass the Indian River site. The group also discussed the required velocity testing and trash boom design. Caleb did not have any input regarding the velocity test methodology. Caleb felt that deep booms (with submerged face) caused the migrants to sound under the boom and then defeated the use of a surface sluice bypass. He noted examples of systems with booms leading directly to the bypass often are ineffective. 3.0 Upstream Eel Passage The general results of the 2009 eel counts were briefly discussed. Woronoco is finalizing the report and requested count data from the downstream project for comparison purposes. Caleb has not seen any data but will pursue obtaining any available information. Overall Caleb was pleased with the numbers passing the site. Phase 2 testing. The marking technique and details of the upstream eel ladder was discussed. Caleb noted that Holyoke uses dye to mark their eels and suggested Woronoco talk with them to find out more information. Caleb indicated that the Phase 2 test was mostly to determine the effectiveness of the eels locating the ladder (Phase 1 documented effectiveness of eels passing through the ladder once they enter it). Migrants can be placed slightly downstream of the entrance for the test. The test would be conducted during the 2010 passage season with eels from Holyoke if available or from the on-site ladders if other sources were not available. The North ladder was also discussed. The North Channel is required to pass a minimum flow for habitat and therefore eels are expected to travel up this channel. Woronoco confirmed that eels were observed in various pools near the discharge gate and exposed ledges. Eels were found in perched pools after spill events. Caleb was open to any ladder option including from the perched pool. The main concern with the perched pools was the potential for high water temperature and the inability for eels to move from the pools during non-spill conditions. Page 3 of 4 4.0 Follow-Up Actions • • • • • • Caleb will attempt to provide eel count data from the downstream project. Caleb will discuss the testing schedule with the USFWS. Woronoco will provide Caleb with a LIHI letter template for his use. Woronoco to determine if it will pursue the revised downstream fish passage concept. Woronoco to begin consultation process if the plan is to proceed. Woronoco to investigate the use of dye for the Phase 2 eel testing. Woronoco will develop a proposal for the North eel ladder. C:\RPC Projects\403 Woronoco\Agency Consultation\006_403001 MADFW 120909 Mtg notes_FINAL_121809.docx Page 4 of 4 Renewable Power Consulting, PA December 14, 2009 VIA EMAIL AND MAIL Mr. Caleb Slater Anadromous Fish Team Leader Commonwealth of Massachusetts Division of Fisheries and Wildlife Field Headquarters 1 Rabbit Hill Rd Westborough, MA 01581 John P. Warner Energy/Hydropower Coordinator New England Field Office U.S. Fish and Wildlife Service 70 Commercial Street, Suite 300 Concord, NH 03301 Mr. Robert Kubit Massachusetts Department of Environmental Protection Division of Water Quality 67 Main Street, 2nd Floor Worcester, MA 01608 Woronoco Project (FERC No. 2631) Revised Comprehensive Fish Passage Plan – Article 404 Dear Sirs: Woronoco Hydro, LLC (Woronoco Hydro) owns and operates the Woronoco Hydroelectric Project (Project), which is licensed by the Federal Energy Regulatory Commission (FERC) as FERC Project No. 2631. Condition E of the Order Approving Downstream Atlantic Salmon Smolt Passage Effectiveness Report and Requiring Further Actions Pursuant to License Article 404 issued July 21, 2009 states: The licensee shall file, for Commission approval, an operation plan for annual downstream smolt passage, at the same time that the results of the downstream passage study results required above are filed. The plan shall be based upon the licensee’s effectiveness studies and any recommendations provided by the U.S. Fish and Wildlife Service (FWS) and the Massachusetts Division of Fisheries and Wildlife (MDFW). The operation plan shall identify the annual period in which the downstream passage facility will be operated, including installation and removal of trashrack overlays, if a permanent rack with 1-inch bar spacing is not to be installed. The operation plan shall include a P.O. Box 195 • Palmyra, ME 04965 • Phone: 207-992-3926 Shipping: 43 Spaulding Road, Palmyra, ME 04965 Mr. Slater, Mr. Warner, Mr. Kubit December 14, 2009 2. schedule for inspection, adjustments, cleaning, and maintenance of each downstream fish protection and passage component. The plan shall be accompanied by copies of comments and recommendations from the FWS and the MDFW, or evidence that the agencies were given at least 30 days to comment on the plan, and chose not to do so. If the licensee does not adopt an agency recommendation, the plan shall include the licensee’s reasons, based on site-specific information. The licensee shall file, within 90 days of the date of this order, for Commission approval, a plan and schedule for the annual installation and removal of trashrack overlays, or for the installation of new permanent trashracks, as appropriate. The licensee shall consult with the U.S. Fish and Wildlife Service and Massachusetts Division of Fisheries and Wildlife regarding planning and scheduling of the trashrack configuration work, and provide copies of any comments received from the agencies, or evidence that the agencies were given 30 days in which to provide comments and chose not to do so. Woronoco previously provided details of the installation schedule and details of the proposed intake rack panels to prevent entrainment at the site on October 30, 2009. The attached 2009 Comprehensive Fish Passage Plan (Plan) is being provided for your review and comment. The previously approved Plan has been modified to incorporate various discussions, results and changes that have occurred since approval of the August 2008 Revised Comprehensive Fish Passage Plan (2008 Plan). Section 2.2 has been revised to include a description of the new fish passage system being proposed at the intake area. Section 3 of the Plan remains the same as the 2008 Plan except for the addition of the rack panel operation and maintenance section. Section 4 (Previous and Proposed Studies) has been expanded to provide a synopsis of the 2005 and 2008 effectiveness testing and details the proposed future testing, which is consistent with the effectiveness testing conducted in 2008. Section 5 contains an updated Schedule of the proposed studies and fish passage installation schedule. The February 25, 2008 letter (attached for reference) outlined the financial constraints associated with the Project. While the March 5, 2008 response from the USFWS correctly noted that Woronoco was aware of the compliance requirements of the Project, Woronoco has experienced significant cost overruns for items both within and beyond Woronoco’s control. Now, the dramatic drop in 2009 energy prices has cut revenue by 60%, the cost to install ¾” bar opening protection rack panels along with installing the Cross Machine automatic rake needed for continuous cleaning of ¾” bar openings, plus cost of the rake and overages incurred during the 2008 effectiveness testing have combined to strain the financial resources available for project development. Thus, the project is applying for additional grant and bank funding. Financial delay, combined with the time it will take for agency consultation about relocation of the fish passage entrance into the racks and the need for other testing discussed below, requires Woronoco to seek postponement of smolt passage testing until the 2011 migration season when Woronoco’s passage changes will have been installed and a two-station passage effectiveness test with Indian River (FERC No. 12462) would be possible. Woronoco participated in the recent consultations for the passage design at the upstream Indian River development, which suggests an enhanced passage system at Woronoco could Mr. Slater, Mr. Warner, Mr. Kubit December 14, 2009 3. potentially be realized through installation of an intake passage system similar to the design Indian River developed in collaboration with the resource agency. Woronoco also recognizes that should its current bypass system have low effectiveness, a new passage design, such as being proposed for Indian River may be required. Any new system would require effectiveness testing. Given the high cost of such testing and the project’s financial constraints, Woronoco desires to provide a fish passage system with the highest probability of satisfying stakeholder requirements to avoid future testing beyond the currently required testing. Based upon the Indian River discussion, Woronoco has shown USFWS and MDFW officials a preliminary design of an intake bypass system (Appendix A of the Plan) that would be installed during the 2010 construction season. Woronoco knows that a significant change in design will require that the new system be tested to confirm passage efficiency and that testing of its current system would be moot. Therefore, Woronoco does not believe testing of its unenhanced passage facility in 2010 would be beneficial and likely would be a waste of financial resources. Woronoco proposes to install the entrance to its fish passage system in summer 2010 and to conduct effectiveness testing during the 2011 migration season. If possible the test would be performed in conjunction with the Indian River testing but would not be required to conduct the testing concurrently should Indian River experience unexpected delays. As the agencies are aware, Woronoco staff is significantly involved with construction and redevelopment of the upstream Indian River Project. The Indian River Project has received separate funding to redevelop and conduct passage testing. While these funds are not available for use at the Woronoco Project, the Indian River Project funding includes the funds required to conduct fish passage effectiveness testing in 2011 when both Indian River turbines are installed. Woronoco proposes to conduct the next effectiveness test in conjunction with testing at the Indian River Project, if possible, to obtain part of the funds necessary to conduct the test. The 2008 Downstream Atlantic Salmon Smolt Passage Report (2008 Report) provided limited and inconclusive test data with the proposed intake screening system installed. A new design will significantly improve on the temporary, hastily installed 1-inch bar-opening screens tested in the 2008 effectiveness test program. The new system will avoid the gaps believed to have been present at the bottom of the hastily installed overlays during the 2008 test (and subsequent entrainment of 2 of 16 test fish) and have an automated rack cleaner to continuously prevent blockages that increase velocities in front of the racks. Also, Woronoco has elected to install ¾-inch clear bar racks versus the required 1-inch clear-space bar racks to protect against adult eel entrainment as recommended by USFWS. Although inconclusive, the 2008 Report did note that the protection screens were a significant enhancement against entrainment. While Woronoco maintains that test result indicated above 70% effectiveness, the resource agencies have calculated effectiveness as slightly above 50%. Regardless of which effectiveness rate is correct, Woronoco has implemented protection enhancements to increase future effectiveness and will have installed racks to prevent smolt entrainment before April 1, 2010. Woronoco requests you to include this fact during your assessment of the risk from delayed testing. ATTACHMENT 1 February 25, 2008 Letter 20080227-5056 FERC PDF (Unofficial) 02/27/2008 05:17:29 PM Extension of Time Request - Woronoco Hydroelectric Project (FERC No. 2631) February 27, 2008 Woronoco Hydro LLC PO Box 149, Hamilton, MA 01936 pclark@swiftriverhydro.com February 25, 2008 John P. Warner US Fish and Wildlife Service New England Field Office 70 Commercial Street, Suite 300 Concord, New Hampshire 03301 Caleb Slater Massachusetts Department of Fish and Wildlife 1 Rabbit Hill Road Westboro, MA 01581 Robert Kubit Massachusetts Department of Environmental Protection Division of Water Quality 67 Main Street, 2nd Floor Worcester, MA 01608 Donald Pugh Trout Unlimited Deerfield/Millers River Chapter 10 Old Stage Road Wendell, MA 01379 Re: Woronoco Hydro’s Inability to Carry Out Downstream Smolt Passage Tests in 2008 Gentlemen: As you know, Woronoco Hydro retained Kleinschmidt to conduct a downstream smolt passage test this April. However, it is our understanding that the test will only be applicable if all three turbines are generating, and if the site is fully functional and operating as it will in the future. At our two site meetings last summer, you saw that the intake area was complete with the automatic intake gate, plunge pool and adjustable gates at both the chute and at the discharge of the plunge pool. You saw two of the three rafts that will support the angled lead (10’ deep aluminum screens that hang from the rafts) to direct migrating smolt directly to the intake of the chute. We recently found that the underwater cables for these rafts were installed incorrectly and we are in the process of contracting divers to reinstall them with the proper tensions so we can determine if they will effectively remain in place and function during high spring flows. However, there are several additional problems that have come up that make the smolt passage test this year impractical and may result in our having to abort testing at the last minute. 11. 20080227-5056 FERC PDF (Unofficial) 02/27/2008 05:17:29 PM Extension of Time Request - Woronoco Hydroelectric Project (FERC No. 2631) February 27, 2008 Therefore, we are asking you to reconsider the schedule and suggest that it would be far better to carry out the tests after construction work at Woronoco Hydro has been fully completed, that is, in spring 2009. First, let me give you some background and a progress report on the rehab work at Woronoco Hydro since your last site visit. After renewing its FERC license, Woronoco Hydro obtained a $2 million loan to refurbish the equipment and civil structures of the 90-year old hydro plant. The work commenced in July 2006 when we dewatered the intake structures, penstock and equipment. The plant remained off line for more than 9 months. The first task was to locate a new substation on the powerhouse side of the river in order to decommission the oversized transformers used previously for the Strathmore Paper mill. This took about four months, delaying work on the intake structures and the relining of the penstock. Woronoco Hydro also ordered a steel intake gate for emergency closure of the penstock that was finally installed in March and April 2007. The shotcrete penstock lining did not pass its acceptance tests, so this too delayed resuming generation, but we were able to rehab one of the two low flow turbines in the powerhouse. Being off line for nine months seriously damaged the finances of the project. These delays forced Woronoco Hydro to increase its debt to $2.8 million. Construction continued during the summer of 2007 when the cables in the forebay were installed to hold the angled lead in position. The rafts were assembled, and screens hung. However, later in the summer, all the aluminum screens were stolen from the site. We have reordered the aluminum screens and plan to shutdown while divers change the cable lengths when the ice flows pass. We still have to rebuild the discharge gate for the plunge pool and to adjust the angled lead and entrance to the chute. This work is almost impossible with ice and flood flows. We think the whole passage system and fish lead are experimental in design and thus will need to be changed as we assemble it. Thus, we cannot risk conducting the telemetry study without having a season to complete and fine-tune components of the passage system just constructed, and to generate needed capital. In July and August of 2007, construction of the three eel ladders was finished, after modifying the work following site visits by your agencies, including changes recommended by Alex Haro of the USGS. The test collection containers were installed in September, but we did not collect any eels during the fall. Therefore, with your guidance, and as part of our modified Comprehensive Fish Passage Plan (pending), Woronoco will conduct upstream effectiveness testing for juvenile eels this year. We will bring eels from the dam immediately downstream, or other local sources, to assess upstream efficiency by collecting them in the holding pens installed at each ladder. Much of the 2008 summer will be devoted to perfecting the eel ladders. Woronoco is now approximately 4 weeks from the start up of the third turbine on which the crew has worked all winter. However, we cannot guarantee that it will be on line by the proposed start date for the smolt passage tests. Furthermore, must shut the station down while we wire the new unit into the substation and switchgear. Woronoco Hydro must finish its construction program in order to get back to generating this spring because the project is in serious financial difficulty due to construction delays and cost overruns. The project ran deficits throughout 2007, although they are less each month. Woronoco’s February 21, 2008 Profit and Loss statement shows a net 2008 deficit of ($111,267). This is better than last year; for example, take the period from July 2007 to December 2007 (last half year), Net Income was ($142,612) and if we take all of 2007 until today, Woronoco Hydro’s Net Income is ($188,546). Thus, in 12. 20080227-5056 FERC PDF (Unofficial) 02/27/2008 05:17:29 PM Extension of Time Request - Woronoco Hydroelectric Project (FERC No. 2631) February 27, 2008 order to pay debt service in January 2008, Woronoco had to draw down its line of credit with the term lender. The project no longer has any reserves left for the next debt service payment, yet construction is still not complete. Given that the cost of the telemetry study will amount to approximately $100,000 (Kleinschmidt’s costs of $62,000 plus our direct costs for labor and expenses of $35,000 to $40,000), this study will clearly put Woronoco Hydro into default with the bank that made the long term loan. As explained above, Woronoco Hydro must still complete its construction plan that cost it $2.8 million in debt and another $1.0 million in owner’s equity. We are about to bring the program to completion, after which we have to ensure that all the refurbished equipment is broken in and monitored carefully during the next six months. Committing to add another $100,000 of cost to the project and contracting for things that we know the project cannot pay for in its present financial condition is not responsible. Therefore, we request that the proposed 2008 downstream smolt passage tests be rescheduled for April 2009. In the meantime, we commit to finishing all components of the passage system just as if we were going to run the test this year. We will devote the extra staff time to making qualitative visual observations of smolt passage via the chute to assess whether the installed components actually work. We will work to test our angled lead, to change cable lengths when it is safe to use divers, to refine the discharge of the plunge pool and to observe whether screening of the trash racks themselves will be necessary close to the intake of the chute to prevent migrants from hesitating at the chute entrance. We will also correct submergence and flow rates into the chute as impoundment levels vary during the smolt migration season. We recommend that 2008 be used to fine-tune all the elements of the passage system to see that they are in balance before we undertake the proposed radio-telemetry test. If it is apparent through observation that the modified fish passage chute works, we will commence an efficiency study in 2009. Another advantage of postponing the test is that it makes it more likely that Indian River Power Supply’s downstream fish passage facility will also be tested in 2009. This will potentially allow us to test both project developments to monitor fish as they move from above the Russell Dam to below the Woronoco Dam for a two facility test in 2009. We are disappointed that Woronoco Hydro has not yet finished its construction and therefore is not ready to make the proposed tests in 2008. In October 2007, we recommended a stop-gap test using the same methodology as the 2005 PIT tag study made prior to the plant shutting down for two years of construction and rehab work. You rejected this proposal, but we now see the advantage that telemetry may bring in allowing us to assess fish passage, and can commit to it in 2009 with the study design you proposed in recent consultation with Kleinschmidt (e.g., increased sample size and additional telemetry receivers/antennas). However, it would be irresponsible to proceed in 2008 knowing that the project would potentially be forced to shutdown after defaulting on its debt service payments on April 1st, just when we have to run the tests. Woronoco Hydro needs the funds saved by postponing the smolt study to pay its quarterly debt service on April 1st. Please let me know as quickly as possible if you will support Woronoco’s revised schedule. We must let Peter Yarrington at FERC know what is being planned next week. This revised schedule will also allow us to consult with you over the coming weeks to re-develop our Comprehensive Fish Passage Plan so that we can effectively address all remaining fish passage issues of concern at the two sites. Jesse Wechsler (Kleinschmidt) will be helping us put the 13. 20080227-5056 FERC PDF (Unofficial) 02/27/2008 05:17:29 PM Extension of Time Request - Woronoco Hydroelectric Project (FERC No. 2631) February 27, 2008 Revised Comprehensive Fish Passage Plan together for submission to FERC after we request a 45-day extension to allow for consultation with the resource agencies during the month of March 2008 when you are least busy with field work. Having to revise the plan at the same time as undertaking the changes in the passage system would put too much strain on our staff and resources in the next month. This too is a reasonable justification for modifying the plan now with your full input, and carrying it out in 2009. Sincerely, Peter B. Clark Manager 14. Commonwealth of Massachusetts Wayne F. MacCallum, Director December 29, 2009 Alfred Nash, P.E. Renewable Power Consulting, PA 43 Spaulding Road P.O. Box 195 Palmyra, ME 04965 RE: Draft Fish Passage Plan Woronoco Project, Westfield River FERC Project No. 2631 Dear Mr. Nash: The Massachusetts Division of Fisheries and Wildlife (Division) is the agency responsible for the protection and management of the fish and wildlife resources of the Commonwealth. As such we monitor operations at hydroelectric projects within the Commonwealth. The Division has the following comments in response to the Revised Comprehensive Fish Passage Plan – Article 404 for the Woronoco Hydroelectric Project, located on the Westfield River, in Russell, Massachusetts. The Division received the plan as an attachment to an electronic mail message on December 14, 2009. The plan proposes: The installation of ¾ inch clear space Downstream Fish Protection Panels at the project turbine intake starting March 15, 2010 to be completed by April 1st (start of the smolt passage season). An Intake Velocity Study to occur after completion of the protection panel installation. Velocity testing will occur within 7 days after installation completion or as soon thereafter, that sufficient river flow exists to permit plant operation required for the test. The draft test report will be filed within one week after completion of testing and analysis. The report will include proposed remedial measures, if required. Filing of the draft report is anticipated to occur by April 16, 2010 with the final report filed with the Commission by May 31, 2010. Construction of a new Downstream Fish Passage Facility during the 2010 summer season. The design of the new downstream fish passage system has been submitted for stakeholder review. Upon receipt of the comments the final design details of the system will be developed and issued for Commission approval. Commission filing of the final downstream passage details is anticipated to occur by April 2010. Filing of a detailed Downstream Fish Passage Effectiveness Testing Plan is anticipated to occur by November 2010. Downstream passage effectiveness testing for the successful passage of smolts will occur in late April and early May of 2011 and, if possible, in conjunction with testing at the upstream Indian River Project. Timing of release of the tagged fish would be determined based on flows and water temperature. Effectiveness Testing of Eel Passage Systems and North Eel Ladder: Per Condition B of the July 23, 2009 FERC Order, a draft of the 2009 Phase 1 upstream eel passage effectiveness study report will be supplied to the stakeholders by December 31, 2009 and a final version filed with the Commission by www.masswildlife.org Division of Fisheries and Wildlife Field Headquarters, One Rabbit Hill Road, Westborough, MA 01581 (508) 389-6300 Fax (508) 389-7890 An Agency of the Department of Fisheries, Wildlife & Environmental Law Enforcement February 28, 2010. The Phase 1 report will contain the proposed schedule to install the North Channel ladder, if required. Division Comments After consultation with the USFWS, MADEP, and TU the Division accepts the schedule proposed in the fish passage plan. (3/4 inch racks to be installed by April 1, 2010. Intake velocity tests as soon as possible after rack installation. Installation of new downstream fish passage structure- as approved by USFWS, TU, MADEP, and the Division- during summer 2010. Effectiveness testing for the new system in spring of 2011. The Division will comment on the eel passage plan in a separate letter, however upstream and downstream eel passage should be included in the final comprehensive fish passage plan. Thank you for the opportunity to comment. Sincerely, Caleb Slater Anadromous Fish Project Leader 508.389.6331 DEERFIELD/MILLERS CHAPTER 10 Old Stage Road Wendell, MA 01379 December 30, 2009 Re: Project #2631, 2009 Comprehensive Fish Plan Peter Clark Woronoco Hydro LLC PO Box 149 Hamilton, MA 01936 Dear Peter, Trout Unlimited has reviewed the 2009 Comprehensive Fish Passage Plan and has the following comments. General comments: The 2009 Comprehensive Fish Passage Plan submitted to the FERC on December 18, 2009 does not meet the consultation requirements of Article 404 of the License granted by the FERC on April 30, 2002. In that article the FERC states: The licensee shall prepare the comprehensive fish passage plan in consultation with the Massachusetts Department of Environmental Protection, the MDFW, and the U.S. Fish and Wildlife Service. The licensee shall include, with the plan, documentation of agency consultation, copies of comments and recommendations on the completed plan after it has been prepared and provided to the agencies, and specific descriptions of how the agencies’ comments are accommodated by the plan. The licensee shall allow a minimum of 30 days for the agencies to comment and to make recommendations before filing the plan with the Commission. If the licensee does not adopt a recommendation, the filing shall include the licensee’s reasons, based on site-specific information. The plan was distributed to the agencies and TU on December 13, 2009. No opportunity was provided for agency or other stakeholder comments prior to filing the plan on December 18th with the FERC and, as such, this plan should be viewed as a draft. The final plan should be filed after comments are received and addressed as required above. This “comprehensive” plan does not include a plan for adult eel downstream passage evaluation. On November 25, 2008 the FERC granted an extension of 90 days for submitting a final plan and schedule for the evaluation of the effectiveness of downstream adult eel passage facilities. On April 3, 2009 the FERC granted a further extension of 145 days for submittal of the plan. The plan was due July 30, 2009. No plan has been submitted. There is sufficient time to provide a draft plan to the agencies and a final plan to the FERC for evaluation of adult eel passage in the fall of 2010. The Fish Passage Plan does not need a study plan but should address current protections for outmigrating eels and the general plan and timing for evaluating downstream passage. TU also notes that Woronoco Hydro, LLC is in violation of the FERC Order of October 25, 2009 which granted a 60 day extension to the requirement of section E of the July 21, 2009 FERC Order requiring a plan for the evaluation of downstream smolt passage in 2010. The present plan ignores that requirement and proposes testing in 2011. The justification for this is a plan to modify the downstream passage system in the summer of 2010 which has not been discussed with all the various stakeholders and is presented in summary in section 4.3 accompanied with the drawings in Appendix A. The long and extensive history by Woronoco Hydro of unmet deadlines causes TU great concern with the proposed plan for modifying the bypass system. We have minimal confidence that the proposed modifications will be made in the summer of 2010 and that another year will pass with insufficient progress for downstream protection for smolts. Specific comments: 1.0 Introduction The first paragraph states that the comprehensive fish passage plan is required to include evaluation of upstream and downstream passage facilities for Atlantic salmon and American eels. It then lists requirements that the plan contain based on the July 21 and July 23 Commission orders but does not include downstream passage plans for eels as noted above. Article 404 requires that the plan address upstream and downstream passage of eels. 2.2 Downstream Fish Passage System Installation of ¾” clear space bar racks coupled with comprehensive velocity measurements should be a positive step toward protection of both smolts and American eel migrating past the project. Without more information on the proposed downstream passage system it is difficult to provide comprehensive comments as to its suitability. 2.3 Upstream Eel Passage TU will comment separately on the upstream eel passage report for the 2009 season. Construction of an eel passage for the north side dam is appropriate. A site visit in the spring after the project stops spilling should be scheduled to review the proposed site of the eelway and to view the ‘natural’ passage routes that are described in the plan. TU is concerned that the natural routes could leave eels exposed to avian predation for eels unable to fully ascend during the night. Natural pathways can lead to dead ends where fish cannot complete the ascent to the top or become isolated in shallow pools as the flow over or through the dam slows or ceases. 2 Similar to the south and middle eelways, a trap will be necessary to assess passage for the north eelway. 3.1 Downstream Fish Passage Minimum flow for the south channel is required for the full year by the FERC license and the Massachusetts 401 water quality certificate. If ice build up on the present bypass chute is a concern, the chute can be removed for the winter. Minimum flows at the dam are provided by two deep gates or “by some combination of the available project features.” These project features should be described. If the gates need to be shut to allow divers access, the project should spill water to maintain minimum flows. Spilling water should be incorporated in the plan as one of the alternative ‘project features’. 3.3 Upstream Eel Passage Supplying the south and middle eel passes with gravity flow for attraction and passage implies that the collection tanks will no longer be used. At present it is inappropriate to discontinue eel passage counts at these eelways. 4.3 2011 Downstream Smolt Passage Effectiveness Testing The specifics of any evaluation of downstream passage will be fully reviewed when that study plan is drafted. In general the addition of antennas and receivers described in this section appears appropriate. The sites in the bypass channel downstream of the plunge pool and at the south channel above the confluence with the bypass channel will help eliminate some of the detection problems that occurred in the telemetry study of 2008. 4.4 Downstream Kelt Passage Effectiveness Testing Delay of downstream kelt passage tests is appropriate at this time. 4.5 Upstream Eel Passage System The statement “On July 21, 2008, hundreds of eels were observed passing naturally over the wet ledge of the north and south dams.” is not supported by the notes of Shawn Regan for July 21, 2009 in Attachment 2 of the draft 2008 upstream eel report. He states that observations were made from 9:15 PM to around 12:30 AM the following morning. The total count of eels for the three locations is 80 (actual numbers reported although some were minimum estimates) plus “dozens” of eels in the pools at the base of the north dam. Of these 56 are described as actually ascending the dam face on a wetted route to the dam crest. In addition to the eels seen on July 21, observations were made on July 25, August 6, and August 14. On July 25, 6 eels were seen ascending the dam at the bypass reach. On both dates in August no eels were seen ascending the dam face. Thirty eels on July 21 ascending the forebay/bypass dam plus 6 on July 25 does not constitute the “hundreds of eels” migrating up the westernmost bypass reach. A quick review of nighttime observations in 2009 shows only eight eels ascending the face of the dam through ‘natural’ routes. Comments concerning the 2009 upstream eel report which is summarized here and plans for evaluation in 2010 will be forwarded in a separate letter. 3 4.6 2010 Velocity Testing The proposed velocity testing points are inadequate to properly evaluate the velocities at the rack. Velocities should be taken at more points with the emphasis on the area in front of the penstock. The diagram below shows more comprehensive velocity measurement points at the intersection of the grid lines. Exact location of these points in the field would depend on the size and location of the penstock. Large measurements are in feet. Small ones are in inches. 5.3 Downstream Fish Passage Facility More details of the proposed downstream fish passage are required for review. Appendix B The use of a dye marker for evaluation of eels was discussed at the meeting as a part of the 2010 upstream study. An alternative technique which would be better is discussed in the Journal of Fish Biology (2007) 71, 1546–1554, Evaluation of visible implant elastomer as a method for tagging small European eels by Imbert et al. The availability of multiple tag colors combined with different tagging locations would provide much greater resolution for evaluating release location and date. Thank you for the opportunity to comment. If you have any questions concerning this matter, I can be reached at the above address or at 413 863 3832. Sincerely, Donald Pugh 4 cc: Secretary, FERC Peter Yarrington, FERC John Warner, USFWS Dick Quinn, USFWS Melissa Grader, USFWS Caleb Slater, MADFW Bob Kubit, MADEP Al Nash, Renewable Power 5 Print Page 1 of 1 From: Kubit, Robert (DEP) (Robert.Kubit@state.ma.us) To: Alfred Nash Date: Wed, December 30, 2009 3:31:58 PM Subject: RE: Woronoco 2009 Comprehensive Fish Passage Plan Dear Mr. Nash, The MA Department of Environmental Protection will not be providing comment on the revised Comprehensive Fish Passage Plan for the Woronoco development. The Department supports the comments provided by the MA Division of Fisheries and Wildlife. Robert Kubit, P.E. MassDEP Division of Watershed Management 627 Main Street Worcester MA 01608 Telephone: (508) 767-2854 Email: robert.kubit@state.ma.us Fax: (508) 791-4131 From: Alfred Nash [mailto:renewablepwr@yahoo.com] Sent: Monday, December 14, 2009 3:34 PM To: Kubit, Robert (DEP); John_Warner@fws.gov; Caleb Slater Cc: 'Bill Fay'; bwhalley@swiftriverhydro.com; 'Donald Pugh'; Melissa_Grader@fws.gov; wbailey@swiftriverhydro.com; wdhobbs@swiftriverhydro.com; Peter B Clark Subject: Woronoco 2009 Comprehensive Fish Passage Plan Attached for your review and comment is the revised Comprehensive Fish Passage Plan for the Woronoco development. As outlined in the cover letter and the Plan, Woronoco is proposing a significant change in the downstream fish passage system. The proposed change is consistent with the approved fish passage system to be installed at the Indian River development (upstream of Woronoco) and is believed that the proposed system will enhance passage effectiveness at the development. Please let us know if you need additional information or have any questions regarding the attached Plan. Alfred Nash, P.E. Renewable Power Consulting, PA 43 Spaulding Road P.O. Box 195 Palmyra, ME 04965 (207) 992-3926 email: renewablepwr@yahoo.com http://us.mg4.mail.yahoo.com/dc/launch?.gx=1&.rand=6esksqr08gh0a 12/30/2009 United States Department of the Interior FISH AND WILDLIFE SERVICE New England Field Office 70 Commercial Street, Suite 300 Concord, NH 0330 1-5087 http ://www.fws.gov/newengland FERC No. 2631 January 21, 2010 Mr. Alfred Nash, P.E. P.O. Box 195 Palmyra, ME 04965 Dear Mr. Nash: This responds to your recently submitted draft 2009 Comprehensive Fish Passage Plan (2009 Plan), and the conceptual design drawing of the new intake screening, dated December 7, 2009 and December 14, 2009. The 2009 Plan is a revision of the 2008 Revised Fish Passage Plan approved by the Federal Energy Regulatory Commission (FERC). The proposed plan includes a description of a revised configuration of the intake screening, a new eelway for the North Dam, and a revised schedule for passage implementation and testing. The U.S. Fish and Wildlife Service’s (Service) New England Field Office and our fishway engineer Dick Quinn have reviewed the plan, schedule, and design drawings and have the following comments. Cover Letter The cover letter transmitting the 2009 Plan provides background information and explains why Woronoco Hydro is proposing the modifications to the fish passage plans and schedules in the 2009 Plan. While this discussion in generally accurate, there remain a few comments which need to be addressed. First, we note that the “intake bypass System” is not clearly defined. Please clarify whether the narrower ¼-inch trashrack overlays are proposed for installation before the 2010 spring passage season, or during the summer of 2010. We also note that the discussion for Woronoco to seek a change in the project reservoir level is not relevant to the current discussion on passage implementation. The concept of raising the impoundment level was investigated by the previous project owner and was also raised in the past by Woronoco Hydro. In both instances, the U.S. Fish and Wildlife Service and other parties indicated concerns about the impacts of such a change on aquatic resources, and the changes were not pursued. Due to these concerns and past history, it is uncertain whether or not increasing the pond height with flashboards will actually be formally proposed or whether it would be approved through FERC and state permitting. Even if this change were to proceed, it would be a number of years before the change was implemented. In the meantime, adequate downstream passage facilities are needed with the existing project facilities, as we have indicated Mr. Alfred Nash, P.E. January 21, 2010 2 in numerous letters from this office and as required by the FERC’ s July 21, 2009 Order Approving Downstream Atlantic Salmon Smolt Passage Effectiveness Report and Requiring Further Actions Pursuant to License Article 404. 2009 Comprehensive Fish Passage Plan 2.3 Upstream Eel Passage We received upstream eel passage information by e-mail on December 28, 2009. This section briefly summarizes passage at the project but provides limited or no supporting data. We will comment on upstream eel passage issues in a separate response to that filing. 3.0 OPERATIONS AND MAINTENANCE 3.1 Downstream Fish Passage The September 1 to November 15 dates for fall passage operation are correct, but they pertain only to eels and fall salmon parr movements. Adult salmon, if stocked upstream of Woronoco prior to spawning, will not move downstream until sometime after spawning is completed: until ice-in or in the spring. Passage for post-spawned salmon kelts would, therefore, need to be open for all or part of those periods in addition to the identified fall operation periods. Discussion about winter operation of the bypass gate is confusing. The fish bypass is opened for both fish passage and habitat protection. The plan acknowledges this fact, but states that the gate will not be open during periods in the winter “to avoid ice accumulation”. The next sentence then states that flow through the bypass would be “annually stopped from December until “iceout” or until water temperature reaches 5-degrees Celsius.” These statements appear to be contradictory. The bypass needs to operate to provide part of the minimum bypass flow to the channel below the fish bypass. The operation schedule for the existing and proposed fish bypass gates should be clarified, and an explanation of how minimum flows will be complied with should be provided. 3.2 Intake Rack Screen The rack spacing to be used in non-passage periods should be indicated in this section. 4.4 Downstream Kelt Passage Effectiveness Testing While we concur that passage effectiveness relative to entrainment of post-spawned salmon kelts is not a concern at the project at this time, the bypass will need to be open and some monitoring may be needed to assure that post-spawned kelts use the bypass and that they can safely negotiate the plunge pooi and continue downstream. These evaluations can be discussed and an evaluation plan developed after salmon kelts are transferred upstream. Mr. Alfred Nash, P.E. January 21, 2010 3 4.6 Velocity Testing We concur with the plan to do intake rack velocity testing immediately after rack installation in spring 2010. However, the proposal to conduct measurements at only the 3-foot and 10-foot depths and at 4-foot intervals across the rack is insufficient. Velocity measurements need to be taken over the complete depth range of the racks, since intake velocities will affect passage, entrainment, and impingement on both smolt and eels,. Also, since the presence of hot spots on the rack would be problematic and since these could be localized, more measurements need to be taken across the rack and at various depths. We recommend that measurements be taken at depths of 2, 5, 8, ii and 14 feet, and at intervals every 2 to 3 feet across the rack. 5.0 SCHEDULE 5.2 Intake Velocity Study The timetable for velocity testing is generally acceptable, however particular attention to the timing of the intake racks installation, testing and reporting, is critical to assuring good passage in 2010. The proposed filing of a draft test report, including proposed remedial measures within seven days of test completion, is acceptable. Since the passage season will be ongoing, the remedial measures should be implemented as soon as agency concurrence on proposed measures is received, rather than waiting until a final report is filed with and approved by FERC. 5.4 Effectiveness testing of Smolt Passage Systems Woronoco Hydro should consult with this office, the Massachusetts Division of Fisheries and Wildlife, and Trout Unlimited in developing a study plan and schedule for effectiveness testing of the new bypass system in spring 2011. This testing will need to proceed whether or not the upstream Indian River Project is ready for testing by April 2011. Visual monitoring of outmigrating American eels is proposed for fall 2009 and 2010. This approach will not be effective in discerning if eels safely pass the project, or are impinged on the racks, or entrained. American eel are bottom oriented and move at night. Observing eel passage and behavior at the intake rack under these conditions would yield little useful information. A mark-recapture assessment or radio-telemetry study of outmigrating eels will be necessary to establish effectiveness. A radio-telemetry study would gather information on where and when eels pass, and on eel movements. This information would be more valuable than data from a mark-recapture study and may be needed to understand the problem in addition to a mark recapture study if eels do not effectively pass the project. Downstream Passage Design Plan Drawing 1 of the downstream passage system, dated December 7, 2009, depicts a plan view and an elevation view of the new bypass opening and conveyance structure. and its integration into the new trashrack. The drawing generally appears to represent a configuration we can endorse, Mr. Alfred Nash, P.E. January 21, 2010 4 subject to post-construction testing. However, more complete drawings with clearer indications of the dimensions of project features and water elevations are needed before we can provide a complete assessment. The bypass opening will need to be 3 feet wide and pass approximately 35 cfs, but should be adjustable to increase bypass discharge if effectiveness testing does not demonstrate effective passage. The bypass width is unclear from the drawings; please clarify. We also need drawings based on real field measurements of the bypass discharge pipe outlet and plunge pool landing area. The location and height of fall to the plunge pooi, and the plunge pooi dimensions and depth at the location of impact should be indicated on drawings. We appreciate this opportunity to comment. If you have any questions, please contact Mr. John Warner of this office at 603-223-2541, extension 15. Sincerel • rs, Thomas R. Chapman Supervisor New England Field Office Mr. Alfred Nash, P.E. January 21, 2010 CC: 5 Mr. Peter B. Clark, Manager Woronoco Hydro, LLC P.O. Box 149 Hamilton, MA 01936 CRC Ken Sprankle MDEP Bob Kubit MDFW Caleb Siater Engineering FO Dick Quinn TU- Don Pugh FERC-Div of Hydropower Admin and Compliance Reading file JWarner: 1-21-10:603-223-2541 — — - — ES: