PROPOSAL FOR AN OECD METROPOLITAN REVIEW OF THE
Transcription
PROPOSAL FOR AN OECD METROPOLITAN REVIEW OF THE
PROPOSAL FOR AN OECD METROPOLITAN REVIEW OF THE METROPOLITAN REGION ROTTERDAM–THE HAGUE (MRDH) Many governments are searching for new ways to unlock the growth potential of their economies. This has focused attention on why some cities and regions grow faster than others, and what public policies can do to maximise the performance of each region for the benefit of national economies. To make good policy choices, there is a need to understand regional competitiveness better and how regional policies contribute to structural economic policies at national level. The OECD Regional Development Policy Committee (RDPC) is a unique international forum for this debate, drawing on innovative statistical work to understand the key challenges of urban and rural regions. As a leading international organisation in the field of regional and urban development, the OECD can provide a valuable contribution to the development of policy from an international comparative perspective. The purpose of this document is to propose collaboration between the OECD and the Netherlands’ Ministry of the Interior and Kingdom Relations together with the Metropolitan Region Rotterdam-The Hague for an OECD Metropolitan Review of the Metropolitan Region Rotterdam-The Hague (MRDH). The project will be conducted by the Regional Development Policy Division of the OECD’s Directorate for Public Governance and Territorial Development (GOV). This document aims to provide the necessary background for the authorities. The details of the project would be adapted to meet the needs and interests of the Ministry of the Interior and Kingdom Relations and, in particular, of the MRDH itself. What is an OECD Metropolitan Review? In the field of regional and urban development, the OECD stands at the forefront of research and analysis. The OECD works directly with senior public officials in charge of regional policies from 34 member countries, mayors, and regional leaders. The organisation has developed an extensive programme of work related to regional, rural and urban development which encompasses both competitiveness and governance. As part of this programme of work, the OECD has launched a series of OECD Metropolitan Reviews, which have covered more than a score of cities, including, most recently, Chicago (USA), Johannesburg (Gauteng, South Africa) Venice (Italy), Guangdong (China) and Toronto (Canada). Forthcoming reviews include Antofagasta (Chile) and Puebla-Tlaxcala (Mexico). Why a Review of the MRDH? The formation of a new metropolitan region on the basis of collaboration between Rotterdam, The Hague and 22 smaller municipalities around them represents an important development for the affected cities and the Dutch economy as a whole. The second-largest of the Netherlands’ major conurbations, the cities comprising the MRDH have come together in a bottom-up approach to collaboration in an effort to address a number of common challenges identified in the OECD’s Territorial Review of the Netherlands (2014) and in its earlier review of the Randstad (2007). While the Netherlands’ polycentric urban structure is in many ways a source of economic strength, there is evidence that its major urban areas have been performing below their potential and are outperformed by similar urban regions in other OECD countries. In particular, Dutch urban areas often fail to realise fully the potential benefits of agglomeration (Table 1), and this appears to be linked at least in part to fragmented governance arrangements. Table 1. The “urban premium” in the Netherlands and OECD-wide Netherlands OECD GDP per capita “PU” 2010 36 766 30 390 Ratio to all regions 104% 124% Ratio to “IN” regions 109% 128% Productivity “PU” 2010 72 370 72 136 Ratio to all regions 102% 118% Ratio to “IN” regions 105% 122% Note: IN: intermediate regions; PU: predominantly urban regions. Source: OECD (2013), OECD Regional Statistics (database), http://dx.doi.org/10.1787/region-data-en. Fragmentation and co-ordination challenges in the Netherlands are somewhat unusual in certain respects. While the municipalities that make up Dutch functional urban areas are not, on average, particularly small by OECD standards (the country is close to the OECD average), the polycentric character of the Dutch urban system is both a potential strength and a complicating factor, as is the relatively small size of Dutch conurbations (the largest, Amsterdam, ranks 50th by population in the OECD; Rotterdam and The Hague together would be almost as large). Moreover, some urban areas (including Rotterdam and The Hague) have more complex spatial structures than are typically found elsewhere: the density of settlement means that inter-municipal boundaries often run through densely built areas and that the core-peripher structure charactertistic of most OECD metros is less pronounced. This, too, is a potential advantage, but it requires good co-operation at a metropolitan scale to realise the benefits. For the Netherlands as a whole, a Review offers the opportunity to explore deeply some of the policy and governance challenges underlie the comparative weakness of agglomeration benefits in the Netherlands, particularly those linked to metropolitan governance. A review would allow the MRDH to see itself in the context of the Dutch urban system and also in comparison to metros across the OECD area. It will yield insights and proposals of relevance for national urban policies, for the MRDH itself and for other Dutch metropolitan regions. Moreover, Rotterdam and The Hague have been doing less well than some other Dutch metros on a wide range of indicators. It also offers and opportunity for the new MRDH authority to explore key policy challenges facing it. A review of the MRDH would be of great interest to other OECD members, many of which are also pursuing metropolitan governance reforms with varying degrees of success. The issue of governance at metropolitan scale has received increasing attention in recent OECD work and is growing in salience on the policy agendas of many OECD members and non-members alike. Moreover, the MRDH experience is particularly striking, because it has been created from the bottom up by the 24 local authorities involved, rather than being imposed from above or created at the instigation of a more senior level of government. OECD work on metropolitan governance reforms suggests that this is relatively unusual, and the means by which the 24 municipalities overcome the barriers to collective action could well contain important lessons for others. 2 What themes might be addressed in an OECD Review of the MRDH? The focus of each metropolitan review can be tailored to the needs and interests of the requesting authority. An OECD Metropolitan Review of Rotterdam-The Hague would follow the common OECD conceptual framework by addressing the three following sets of issues: • Analysis of socio-economic trends, growth potential and untapped opportunities, featuring international comparisons using the OECD Regional and Metropolitan Areas Databases, the OECD Regional Well-being Database, as well as a selection of benchmark metropolitan regions from non-OECD countries. • Policies and strategies to enhance regional competitiveness, social inclusion and sustainable development, e.g. regional innovation systems; the role of higher education in human capital formation, attraction and retention, workforce development strategies and their related governance arrangements; physical infrastructure; transport and land use; attractiveness and tourism, foreign direct investment; social capital and social cohesion; sustainable development policies, including water management, compact spatial development and climate change policies; and green growth. • Governance, including metropolitan governance, vertical and horizontal institutional relationships between layers of governments, partnerships with the private sector and civil society, fiscal issues, decentralisation, and strategic planning. Specific sub-themes for the Review of the MRDH would be agreed with the authorities. They could include the following: • Socio-economic challenges requiring co-operation at metropolitan scale. These include, inter alia: increasing productivity growth and employment creation; reducing congestion and ensuring effective provision of public transport and transport infrastructure; improved housing-market performance; and stimulating innovation. • The challenges of forming and governing an effective metropolitan region, including instruments and institutions to foster better co-ordination of public authorities both vertically (across levels of government) and horizontally (across both jurisdictions and policy sectors). • Effectively engaging other societal actors (companies, research institutes and higher education institutions, civil society organisations, etc.) in the creation of a cohesive, competitive MRDH: the issue of mobilising private finance (e.g. via various forms of public-private partnership) for some projects is particularly salient, but one should not overlook the importance of drawing such actors, as appropriate, into active participation in metro-level planning and decisionmaking. The above-mentioned themes provide only a broad overview of the study’s agenda. Greater precision in thematic focus will be an important task in the scoping phase of the work (see Table 1 below). In view of the broad range of issues to consider, a possible outline for the Review might, at this stage, be envisaged to include four chapters: 1) Socio-economic trends: an analysis of the main social, economic and environmental outcomes seen in the MRDH over the recent past and a diagnosis of the most urgent problems to tackle in order to foster sustainable and inclusive growth across the metro region. 3 2) Confronting the policy challenges: based on the diagnosis presented in chapter 1, this chapter would look at areas where enhanced co-operation at the level of the MRDH might facilitate more effective action in addressing the kinds of policy challenges that its municipalities have in common and that may require metro-level co-ordination to tackle – above all, internal and external transport connectivity and traffic congestion (e.g. via the creation of a Transport authority); land-use and environmental challenges; and also issues related to economic development, including human capital and labour-market performance. It will seek to identify key investment needs that may help to strengthen and knit the region together and to explore potential means for mobilising the finance needed to address those needs (e.g., effectively tapping pensions funds and other institutional investors). It would seek to identify best practices from other metros that might be adapted to the circumstances of the MRDH. 3) Achieving effective metropolitan governance: a comparative analysis of the MRDH and its formation in the context of OECD work on similar reforms elsewhere, looking at (1) the evidence concerning the costs of metropolitan fragmentation and the potential benefits of new governance arrangements at metropolitan scale, (2) the institutions, instruments and powers associated with metropolitan governance reforms, as well as questions of democratic legitimacy and coherence with the overall governance/administrative structure of the country. This chapter would also draw on recent OECD work exploring the obstacles to, and benefits of, deeper co-ordination of policy and governance at metropolitan scale, particularly as it affects quality of life and competitiveness at national and global levels. 4) Governing the MRDH: this chapter would build on Chapter 2’s discussion of policy challenges and Chapter 3’s bench-marking of the MRDH in governance terms in order to focus, finally, on implementation – specifically, on the mechanics of governance in the MRDH area: managing relations among municipalities, co-ordinating tasks with provincial and national governments and co-operating with key private-sector and societal interests. This chapter would look, inter alia, at the instruments the MRDH will require to address the policy challenges outlined above and at the relationship between the MRDH and both other levels of government and with societal actors. One crucial challenge will be defining the relationship between the MRDH and its constituent municipalities, in order to ensure that they all benefit from co-operation and, in particular, so that the formation of the new authority serves to empower rather than undermine them. Policy dialogue The study process provides a number of steps which allow for in-depth policy dialogues between local policy makers, central government officials and other key actors shaping the MRDH’s development. Throughout the Review process, national, provincial and city officials and policymakers will interact and exchange directly with policymakers from OECD countries, either during the OECD missions to the MRDH, or during their participation in the meetings of the OECD Regional Development Policy Committee (RDPC) and the Working Party on Urban Areas, including during the final presentation of the report. They will also have the opportunity to take part in several OECD network platforms, including the meetings of the OECD Urban Roundtable of Mayors and Ministers (http://www.oecd.org/urban/roundtable/). This process is based on the OECD principle of mutual learning: the policy dialogues will enable officials to learn from the experiences of other cities and countries; equally important is the potential learning in other OECD cities from the MRDH’s experience. 4 How would an OECD Review of Rotterdam-The Hague be conducted? The OECD Metropolitan Review of Rotterdam-The Hague will be organised as follows: • Initiating the process. After discussions with the OECD Secretariat, the Dutch and MRDH authorities would request an OECD Metropolitan Review by sending an official letter of commitment (or multiple letters, in the case of multiple donors), expressing an interest and a commitment to co-finance the Review (a model letter of commitment can be provided by the OECD Secretariat upon request). • Appointing local co-ordinators. In order to ensure that the Review is in-depth and timely, the MRDH must set up a local team in charge of the project, with whom the OECD can work and co-ordinate on a regular basis. The local team may include or be supervised by a steering committee, composed of key actors (representatives of different layers of governments, academia, private actors such as the chamber of commerce, major entrepreneurs, etc.). • Gathering information. The local team will prepare a background report presenting the main socio-economic trends, unused potentials, challenges, policies and strategies, and governance framework of Rotterdam-The Hague. The report is essentially descriptive and consists of responses to a detailed questionnaire and data request provided by the OECD Secretariat. On the basis of the questionnaire responses and the data received, the OECD Secretariat will conduct two study missions to the MRDH with the help of the local team in order to interview key actors (local/regional/national government-level policymakers, academicians, the business community, and civil society groups such as NGOs). The second such mission will also involve the participation of peer reviewers (public officials from other OECD cities), who will apply their expertise and knowledge about other international experiences to deepen the assessment and policy recommendations. • Producing the report. The OECD Secretariat will draft an interim report and send it to the local team for fact-checking. During a final mission, the OECD Secretariat and the local team will discuss the main conclusions of the report. • Presenting the results. The final report will be presented by the OECD Secretariat and discussed by representatives of all OECD member countries during a Session of the OECD Regional Development Policy Committee (RDPC) or the Working Party on Territorial Policy in Urban Areas. Representatives of the Dutch government and the MRDH are invited to introduce the case to the committee. Upon the approval of the delegates, the report will be published as an OECD Metropolitan Review. At the end of the process, the Ministry of the Interior and Kingdom Relations or the authorities in the MRDH may organise an international conference to debate the key topics and recommendations of the Review. This may coincide with the release of the official OECD publication. 5 Time-frame and budget Once the financing is secured, the entire process, from the reception of the letter of commitment (or letter of interest) to the official approval of the Study by the OECD Regional Development Policy Committee (RDPC), will last for roughly 12 months. The indicative timeline presented in Table 2 reflects the desire of the MRDH to receive a full draft of the report as quickly as possible. Table 1. Indicative time-frame for the Review Phase Initiation Scoping the issues Questionnaire Data and policy background report First mission Preparation of a first draft report Follow-up mission Sharing the draft report Finalisation of report and recommendations Presentation to OECD Committee* Final report publication Approx. Timeline OctoberNovember 2014 November 2014 November 2014 December 2014January 2015 February 2015 FebruaryJune 2015 April 2015 July 2015 AugustOctober 2015 November 2015 Following OECD approval Milestones Contract signed and nomination of a local Project Coordinator and Local Team participants. Preliminary discussion on key topics for the report. The OECD prepares and sends to the local team a detailed questionnaire and data request. Preparation by the local team of responses to the questionnaire and data request covering the main trends and current policies in the country. Review mission of 3-5 days by OECD team to conduct interviews with key actors of the country. Preparation of a first draft report. Follow-up mission by the OECD. The OECD sends the draft to the Local Team; the Local Team sends detailed comments to the first draft. Finalisation of report by the OECD. Presentation to OECD Committee for comments by member countries and approval. Finalisation of report with presentation of the results and official publication available; possible launching to be held in the Region. *The final report must be approved by the OECD Regional Development Policy Committee (RDPC) or one of its Working Parties. The Committee meets semi-annually (generally June and December) therefore exact timing of the final report is subject to this calendar. The contribution from the requesting authorities for an OECD Metropolitan Review of Rotterdam-The Hague has been estimated at approximately EUR 290,000, with the breakdown set out in Table 3. Table 2. Estimated budget Category Total Estimated Cost, EUR Staff costs, incl. overheads (office space, IT, etc) Experts - fees 6 216,807 22,000 Mission Costs (OECD Staff) Mission Costs (Peer reviewers) Miscellaneous (e.g. printing, photocopies, publications) OECD Grant Administration Charge (6.3%) TOTAL COSTS 17,925 9715 5,000 18,251 289,698 Note: any overspend on one budget line may be compensated by an underspend on another budget line while remaining within the overall budget This budget corresponds to the cost related to the OECD Secretariat’s preparation of the study. It should be noted that this budget does not cover the following: • Financing the organisation and work of the Local Team. • In-country logistics/organisational costs of the missions (except for accommodation, travel to and from the MRDH, and subsistence for the OECD team, all of which are covered by the budget). • The cost of any launch event(s) in the MRDH (post-review presentations or conferences), apart from the mission costs for OECD staff participating in the launch. • The travel of Dutch national or local representatives to meetings at the OECD. • The cost of spending on interpreters for the Secretariat team during the study missions. • Translation and publication of the Review in Dutch. The official working languages of the OECD are English and French. The working language for co-operation between the OECD and the MRDH will be English. Role of the local team The Local Team will be designated by the MRDH authorities and the ministry of The Interior and Kingdom Relations. The local team will be in charge of the following: • Appointment of a main responsible person in charge of co-ordinating the work with the OECD on a daily basis for practical issues. • Production of the background report (in English), including main indicators of social, economic and environmental trends and presenting the main policies and strategies of the central government, along the lines of a detailed questionnaire provided by the OECD. The background report will reflect views from key actors in the MRDH and could be published as a report from the authorities from the region after the publication of the OECD report. • Organisation of study missions for the OECD team in the MRDH, including arranging interviews between the OECD and key actors involved in policies having an impact in the region (policymakers from local/regional/national governments, academics and researchers, business community, NGOs, etc.), and providing room facilities and, if necessary, simultaneous interpretation. 7 • Assist with the organisation of thematic seminars with logistical support, contacting and mobilising participants and stakeholders from the MRDH, onsite support and help preparing field activities. • Mobilisation of senior officials from the MRDH to attend the Regional Development Policy Committee (RDPC) meeting to be held in Paris, and to participate in the session where the final report will be presented and published. The Local Team will arrange interpreters, if necessary. • Publication of the OECD Metropolitan Review of Rotterdam-The Hague in Dutch after completion of the copyright agreement with the OECD, if the MRDH or the Ministry of the Interior and Kingdom Relations are inclined to publish a Dutch version. OECD Contact William Tompson Head of the Urban Development Programme Regional Development Policy Division, OECD Tel. +33 1 45 24 15 76 E-mail: william.tompson@oecd.org Marissa Plouin Policy Analyst Regional Development Policy Division, OECD Tel. +33 1 45 24 88 65 E-mail: marissa.plouin@oecd.org 8