A Framework to Integrate Social and Economic Determinants of
Transcription
A Framework to Integrate Social and Economic Determinants of
A Framework to Integrate Social and Economic Determinants of Health into the Ontario Public Health Mandate: A Discussion Paper A report from the Sudbury & District Health Unit March 2006 Stephanie Lefebvre, MSW, Health Promoter Claire Warren, MN, Community Nurse Specialist Sandra Laclé, MScN, Director, Health Promotion Dr. Penny Sutcliffe, Medical Officer of Health This vision for public health, one that addresses the social and economic causes of health disparities, is grounded in the work of hundreds of public health leaders from across the province. The Sudbury & District Health Unit hosted a determinants of health stream as part of the November 2005 Joint Conference of the Association of Local Public Health Agencies (alPHa) and Ontario Public Health Association (OPHA), Determinants of Health: Developing an Action Plan for Public Health. This event was oversubscribed and brought together over 100 Ontario public health representatives to share their experiences and guidance for the development of a social and economic determinants of health framework for the public health mandate. This input, as well as the many efforts currently underway by local boards of health and their communities have formed the foundation for the recommendations that follow. For this framework to be effectively translated into practice, it must reflect the diversity of Ontario’s local health units and acknowledge the contributions of players outside of the health unit system. The recommendations of this report have benefited from the input of a reference panel with membership representing a broad cross-section of public health perspectives. We are indebted to the following reference panel members for their thoughtful comments: Connie Clement, Executive Director, Ontario Prevention Clearinghouse (OPC) Vera Etches, Associate Medical Officer of Health, Sudbury & District Health Unit Charles Gardner, Medical Officer of Health, Simcoe Muskoka District Health Unit Beth Henning, Medical Officer of Health, Huron County Health Unit Hanif Kassam, Medical Officer of Health, Regional Municipality of Peel Health Department Maureen McKeen, Director, Peterborough County Health Unit Isabelle Michel, Director, Resources, Research, Evaluation and Development, Sudbury & District Health Unit Allan Northan, Medical Officer of Health, Algoma Health Unit Rosana Pellizzari, Medical Officer of Health, Perth District Health Unit Pete Sarsfield, Medical Officer of Health, Northwestern Health Unit Theresa Schumilas, Director, Health Determinants, Planning & Evaluation, Region of Waterloo Public Health Linda Stewart, Executive Director, Association of Local Public Health Agencies (alPHa) Lisa Sullivan, Manager, Research and Policy Analysis, Canadian Population Health Initiative, Canadian Institute for Health Information (CIHI) Connie Utrecht, President, Ontario Public Health Association (OPHA) Lastly, this project would not have been possible without the support of our project funder, the Public Health Agency of Canada, and sponsoring agency, the Ontario Prevention Clearinghouse. Their financial support, leadership and encouragement have been instrumental to the advancement of a social and economic determinants of health mandate for public health in Ontario. Claire Warren, BScN, MN Community Nurse Specialist, Manager Professional Practice & Development Resources, Research, Evaluation and Development Division Public Health Research, Education and Development (PHRED) Program Sudbury & District Health Unit 1300 Paris Street Sudbury, ON P3E 3A3 (705) 522-9200, ext. 239 Email: warrenc@sdhu.com The opinions expressed in this publication are those of the authors and do not necessarily reflect the view of the Public Health Agency of Canada or any other organization or individual contributing to the development of this publication. Lefebvre, S., Warren, C., Laclé, S., & Sutcliffe, P. (2006). A framework to integrate social and economic determinants of health into the Ontario public health mandate: A discussion paper. Sudbury, Ontario: Sudbury & District Health Unit. Executive Summary .....................................................................................................................i Introduction ................................................................................................................................ 1 Discussion Outline ..................................................................................................................... 3 Need: How big is the problem? ................................................................................................. 4 Appropriateness: Are we the best people to do it? .................................................................... 8 Proposed Frameworks ..........................................................................................................10 Impact: How much can we fix it? ..............................................................................................14 Capacity: Are we able to do it?..................................................................................................25 Key Public Health Initiatives ..................................................................................................25 Challenges ............................................................................................................................26 Recommendations and Necessary Next Steps .........................................................................27 References ...............................................................................................................................29 Appendices ...............................................................................................................................33 Appendix A Draft Proposed General and Program Standards for the Social Determinants of Health...............................................................................35 Appendix B The Population Health Template Working Tool ..........................................41 Appendix C Health Goals for Canada............................................................................43 Figure 1: CIHR-IPPH Conceptual Framework of Population Health .........................................11 Figure 2: The Population Health Promotion Model ...................................................................12 Figure 3: Healthy Communities/Indicators Model .....................................................................13 Table 1: Literature Support for Action on Social and Economic Determinants of Health............ 5 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health .............................................................18 ! $ % " # & “Health disparities are the number one health problem in the country and health care alone is powerless to overcome them (Health Council of Canada, 2005, p 9).” It is widely recognized that population health status will significantly improve only if there is an invigorated and coordinated approach to address the social and economic determinants of health and reduce growing health disparities. Ontario’s public health system is well poised to take concerted action in this area. The provincial government is engaged in a public health renewal agenda under Operation Health Protection: An action plan to prevent threats to our health and to promote a healthy Ontario (Ministry of Health and Long-Term Care, 2004), including an announced review of the mandate of provincial public health units. Staff in public health units have demonstrated a capacity and desire for action in this area. The timing is right for the uptake of innovative initiatives that will further the public’s health. The current formal mandate for the Ontario public health system does not include specific program requirements to either mitigate or address underlying social and economic risks to health. If public health is to be successful in improving and protecting the health of the population, social and economic conditions must be a key domain of public health action. In follow up to Board of Health interest in this area, the Sudbury & District Health Unit (SDHU) hosted a determinants of health stream as part of the November 2005 Joint Conference of the Association of Local Public Health Agencies (alPHa) and Ontario Public Health Association (OPHA), Determinants of Health: Developing an Action Plan for Public Health. This event was oversubscribed and brought together over 100 Ontario public health representatives to share their experiences and guidance for the development of a social and economic determinants of health framework for the public health mandate. Additionally, motions supporting a social and economic determinants of health public health mandate were sponsored and carried at the respective 2005 Annual General Meetings of the alPHa and OPHA. Building on the work and momentum of the conference, the SDHU benefited from a small grant to draft this more detailed discussion paper. The recommendations of this paper are informed by the input of a reference panel with membership representing a broad cross-section of public health perspectives. In addition, they are congruent with current provincial government priorities. Principles for Setting Strategic Directions of Public Health The formal mandate for the Ontario public health system is incorporated into the Mandatory Health Programs and Services Guidelines (MHPSG). The MHPSG incorporates a methodology for setting strategic priorities and standards for public health and establishes decision-making criteria. These criteria are: Need: How big is the problem? Appropriateness: Are we the best people to do it? Impact: How much can we fix it? Capacity: Are we able to do it? (MHPSG, 1997) Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit i This discussion paper builds an argument for the public health mandate that includes the social and economic determinants of health based on the current MHPSG criteria. Recommendations and Necessary Next Steps The following recommendations are made for the successful incorporation of social and economic determinants of health into the formal Ontario public health mandate: 1. That a general and a program standard related to the social and economic determinants of health be incorporated in the revisions to the Mandatory Health Programs and Services Guidelines (MHPSG). 2. That the models and frameworks presented in this paper be adopted within the new MHPSG. 3. That an interministerial committee be assembled as soon as possible with key inservices related to the health impact of social and economic conditions and opportunities for policy recommendations and implementation. Furthermore, the discussion paper demonstrates that public health is positioned to take the lead and can make significant gains in improving health status. The following next steps are recommended in order to achieve an effective and efficient transition to incorporating social and economic determinants of health into public health: 4. Consultation – Further consultation with key community and public health stakeholders is necessary in order to refine the social and economic program standards, indicators and specific public health activities and targets. 5. Research and knowledge exchange – Further to recommendations of the Agency Implementation Task Force (2006), the development of a province-wide network for public health research, training and knowledge exchange must support an agenda that includes research and tool development relating to the social and economic determinants of health. 6. Healthy public policy assessment and advocacy – Formal, interministerial structures are necessary in order to effectively conduct health impact assessments related to new and existing public policies, especially as it relates to the social and economic determinants of health. As the health of populations is impacted by the mandates of a variety of provincial ministries, collaboration between ministries is essential to the establishment of healthy communities and public policies. 7. Public health capacity building – The introduction of a mandate that incorporates social and economic determinants of health will necessitate training of and capacity building for local boards of health and public health staff. A province-wide network for public health research, training and knowledge exchange (Agency Implementation Task Force, 2006), must support training related to the social and economic determinants of health as well as the local conduct of health impact assessments. With these recommendations in place, an exciting phase begins – one that redefines the role of public health in Ontario. A shift in the focus of public health activities toward the social and economic determinants of health has great potential to improve opportunities for health for all Ontarians. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit ii ! " # Evidence is widespread, solid and increasing that social and economic determinants of health have a significant impact on population and personal health (Canadian Public Health Association, 1997; World Health Organization; 1998; Canadian Population Health Initiative, 2004). To excerpt from a report by the Ontario Prevention Clearinghouse (OPC), “Provision of quality health care, while very important, is only one factor of many that contribute to a population’s health. The general public defines only a small number of key factors as generating good – and bad – health: availability of health care services; good genes (or good luck); and personal choices regarding behaviours such as eating and exercise. Few Canadians identify poverty, housing or environment as important causes of health status. Yet current evidence suggests that while access to health services, genetics and personal behaviours are very important to health outcomes, they aren’t as influential as societal and biological factors when considering overall health status and chronic disease conditions. By observing the health of large groups of people, researchers have come to understand the remarkable sensitivity of health to the social and built environments. They have identified powerful determinants of health in modern societies. These determinants of health include: income and social status; social supports; education and literacy; employment and working conditions; social environments such as housing; physical environments (air, soil, water); healthy child development; gender; culture; biology and genetic endowment; personal health practices and coping skills; and health services (2006, p. 4).” Unfortunately, however, the attributable risk of social and economic conditions to health status is largely not addressed by Ontario’s formal public health system. The current mandate for Ontario’s 36 public health units includes a general requirement to ensure equal access to public health programs. The mandate, however, does not include specific program requirements to either mitigate or address underlying social and economic risks to health. From a historical as well as social justice perspective, public health has an ethical obligation to: assure the conditions for the population’s health, acknowledge social and economic conditions as vital causes of morbidity and premature mortality, and address the fundamental determinants of ill health (Gostin, 2001). With these obligations in mind, public health can begin to “lay plans for a new public entitlement – the right to full and equal protection for all persons against preventable disease and disability” (Beauchamp, 1976, p. 7). Many efforts to improve the social and economic conditions that impact health are supported by current Provincial government priorities – success for students; better health; and strong people, strong economy. Included in their 2005 progress report, Working together for a better Ontario (2005), are initiatives that provide for accessible early learning and child care spaces, support for post-secondary education, apprenticeship opportunities and enhanced literacy, improved access to health care and support for new immigrants. These, as well as other key government Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 1 priorities, can be advanced with the explicit support and action of the public health sector. Of note is that other jurisdictions have taken decisive health sector action on social and economic determinants of health. These will be highlighted in this paper and have the potential to be transferable to Ontario’s public health system. In addition to the abovementioned key priorities, Ontario’s public health system is at a crossroads with the current renewal agenda under the provincial government’s action plan, Operation Health Protection: An action plan to prevent threats to our health and to promote a healthy Ontario (MOHLTC, 2004). The timing is right for the uptake of innovative initiatives that will further the public’s health. In fall 2005, Ontario moved closer to a defined and required role for public health units to address social and economic determinants of health. The first annual Joint Conference of the Association of Local Public Health Agencies (alPHa) and the Ontario Public Health Association (OPHA) was held in November, 2005. A major initiative of the conference was a social and economic determinants of health stream, led by the Sudbury & District Health Unit (SDHU). Over the course of five working sessions, participants shared their experiences, provided recommendations, and drafted a framework for a provincial “determinants of health mandate” (see Appendix A for a summary of conference recommendations). These recommendations included the following: The revitalized public health system in Ontario must have a clearly articulated role in working to address the underlying social and economic factors that determine health; The social determinants of health need to be included within Ontario’s Mandatory Programs and Services Guidelines as both a General Standard (applied across public health programs), as well as a specific Program Standard; A “Social Determinants of Health” Program Standard would address objectives including: income and income distribution; education; employment; housing; social inclusion; and food security. Community capacity and partnerships, access to services, research, and mental health promotion, were also identified as key action areas to be considered in the development and implementation of new mandate for public health. Motions were passed at each of the annual general meetings of alPHa and OPHA relating to the importance of the social and economic determinants of health and the need to develop a social and economic determinants of health framework for public health in Ontario. The conference concluded with participant recommendations being presented to the closing panel, “Moving Towards Action”. Dr. Sheela Basrur, Ontario’s Chief Medical Officer of Health, Dr. David Butler-Jones, Canada’s Chief Public Health Officer, and Dr. Geoff Dunkley, Co-Chair of the Agency Implementation Task Force all responded enthusiastically to the stream’s recommendations and supported collaboration between initiatives of all levels of government as public health moves forward on a revised mandate that includes social and economic determinants of health. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 2 ! “Health disparities are the number one health problem in the country and health care alone is powerless to overcome them” (Health Council of Canada, 2005, p. 9). This acknowledgement by the Health Council of Canada highlights the need for a new, coordinated approach to addressing the social and economic determinants of health. Ontario’s existing Mandatory Health Programs and Services Guidelines (MHPSG) provides a methodology for setting strategic priorities and standards for public health and establishes decision-making criteria based on need, appropriateness, impact and capacity (MHPSG, 1997). These four key principles provide an effective outline for the following recommendations and framework for the integration of social and economic determinants of health within Ontario’s public health mandate. Section summaries are as follows: Need: How big is the problem? In the context of assessing the health needs of populations, this section will highlight key findings related to the health impact of social and economic determinants of health. Appropriateness: Are we the best people to do it? A common challenge to addressing the health impact of social and economic determinants lies in the fact that they are frequently rooted outside of the traditional sphere of public health. Income, education and employment, for example, whilst among the key determinants of health, are shaped by the diverse policies, and politics, of a variety of community and government sectors. With this in mind, this section will highlight how Ontario’s public health practitioners are uniquely poised to address the social and economic determinants of health. It will also recommend a framework for action that outlines public health’s specific role within an intersectoral approach to improving population health. Impact: How much can we fix it? If public health is to successfully carry out activities aimed at improving the social and economic conditions that foster health, it will be necessary to establish measurable goals and objectives related to those conditions. Drawing from other jurisdictions, as well as relevant work at the provincial and national levels, this section will propose appropriate public health actions and indicators by which to measure progress on the social and economic determinants of health. Furthermore, it will discuss several opportunities, as well as limitations, related to the measurement of the health impact of social and economic factors. Capacity: Are we able to do it? The implementation of the following framework to integrate social and economic determinants of health into Ontario’s public health mandate will depend on support from all levels of government and community sectors, as well as the coordinated activities of a diverse public health staff. Recommended next steps will outline the process required to disseminate the proposed social and economic determinants framework as well as achieve the commitment of varied public health and community stakeholders. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 3 ' ( ) This MHPSG priority-setting criterion is based on the foundation that, “Understanding the determinants of health – social, economic, behavioural, educational, biological, genetic, the physical environment and the workplace – is an important component of assessing need” (MHPSG, 1997, p. 4). As public health practitioners, it is our role not only to assess health needs based on traditional markers of disease morbidity and mortality, but also to assess the root causes of health outcomes. In the case of the social and economic determinants of health, an ever-growing and respected body of literature demonstrates a strong relationship between our social environment and the health of our communities - a relationship that has been observed as far back as the mid-19th century. In the early 1840s the British Royal Commission on the Health of Towns highlighted the need to improve the unsanitary living conditions of Britain’s poorest communities. As early as 1843, an editorial published in the Lancet demonstrated wide disparities in life expectancy between different towns and rural areas. Gentry and professionals living in the city of Bath experienced an average life expectancy of 52 years. In comparison, the average life expectancy of labourers living in Liverpool or Manchester ranged between 15 and 17 years (Whitehead, 1997). Subsequent seminal research, such as that of Marmot et al. (Whitehall Studies), Wilkinson (health impact of inequalities) and Hertzman (social inclusion and early childhood development) provides a strong foundation for action. It sheds light not only on the conditions associated with health disparities, but also on the complex interactions between determinants of health. Public health is ready, and required, to apply this evidence to practice. As previously noted, recommendations from the determinants of health stream of the 2005 Joint Conference of the Association of Local Public Health Agencies (alPHa) and the Ontario Public Health Association (OPHA) call for public health action on six key social and economic determinants: income and income distribution; education; employment; housing; social inclusion; and food security. These recommendations are informed by the experiences of public health practitioners and supported by a volume of Canadian and international research. It is not possible to do justice to the wealth of academic and qualitative, community-level data which support the health impact of social and economic determinants of health. However, for the purposes of this discussion paper, a small sample of this literature support is presented as Table 1. The selected examples relate specifically to the social and economic determinants action areas identified by alPHa/OPHA conference participants and are meant to provide a foundation on which to build recommendations for future public health action. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 4 (Health Canada, 1999) “Canadians with low literacy skills are more likely to be unemployed and poor, to suffer poorer health and to die earlier than Canadians with high levels of literacy.” Low literacy levels have been associated with the following determinants of health: living and working conditions; personal health practices and coping skills; physical environment; health services; biology; and genetic endowment. Compared to non-graduates, high school graduates: use preventative medical services 11% more frequently; make 2% fewer multiple visits to doctors; have 23% better knowledge of health behaviours; and have 13% better general health status. (Health Canada, 1998) 5 (Wilkinson, 1996) Repeatedly, research demonstrates that countries in which, “the income differences between rich and poor are larger (meaning more or deeper relative poverty) tend to have worse health than countries in which the differences are smaller.” The most egalitarian societies (not the richest) demonstrate the best health. (Ungerlieder & Keating, 2002) (Raphael, 2003) Research investigating health disparities between countries demonstrates that those with highest rankings on selected social and economic determinants of health also rank highest on traditional indicators of health status. “In the 1996-97 National Population Health Survey (NPHS), only 19% of respondents with less than a high school education rated their health as "excellent" compared with 30% of university graduates.” (Benzeval & Judge, 2001) A 2001 review of 16 studies, using 8 different data sets and representing four different countries concluded that, “All of the studies that include measures of income level find that it is significantly related to health outcomes.” Source (Public Health Agency of Canada) Selected Literature Support “Health status improves at each step up the income and social hierarchy. High income determines living conditions such as safe housing and ability to buy sufficient good food. The healthiest populations are those in societies which are prosperous and have an equitable distribution of wealth.” Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit Education Income and Income Distribution Social Determinant Action Area Table 1: Literature Support for Action on Social and Economic Determinants of Health Table 1: Literature Support for Action on Social and Economic Determinants of Health (continued) Social Determinant Action Area Employment Selected Literature Support Unemployment and economic instability have been shown to be associated with significant mental health problems and negative physical health outcomes both for individuals, their families and communities. (Health Canada, 1994) Studies of deaths due to coronary heart disease have demonstrated that, “the higher the occupational level, the lower the mortality rate.” (Marmot et al., 1978) “Precarious employment is a source of stress due to a lack of income and meaningful work, uncertain prospects for the future, and its potential to undermine social support networks.” Housing Social Inclusion Source (Tremblay, 2002) Literature has demonstrated the following: homeless individuals have poor access to health care; poor housing conditions are associated with adverse physical and mental health outcomes; and stresses linked with unaffordable and/or inadequate housing can have a negative impact on health status. (Bryant, 2004) “Housing, as a central locus of everyday life patterns, is likely to be a crucial component in the ways in which socio-economic factors shape health.” Material, meaningful, and spatial dimensions have been identified as mechanisms through which housing conditions impact health status. (Dunn, 2002) Social inclusion is often indicated through other measures of social and economic wellbeing. Poverty, racism, lack of educational and employment opportunities, poor housing conditions, can all serve to exclude individuals from meaningful participation in community life. (Laidlaw Foundation, 2002) “In addition to the negative health effects of relative deprivation, the actual experience of inequality and the stress associated with dealing with exclusion tend to have pronounced psychological effects and to impact negatively on health status.” (Kawachi et al., 1999) “Optimum environments for children have six basic characteristics: they encourage exploration; provide mentoring in basic skills; celebrate the developmental advances of children; encourage children to develop the aptitudes they spontaneously declare to the outside world; provide protection from inappropriate teasing or punishment; and provide a rich and responsive language environment. Social exclusion, such as that frequently influenced by low socioeconomic status, acts as a barrier to healthy child development.” (Hertzman, 2002) Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 6 Table 1: Literature Support for Action on Social and Economic Determinants of Health (continued) Social Determinant Action Area Food Security Selected Literature Support Source “Some 10% of Canadian households, representing 3 million people, experience food insecurity each year. Prevalence is greatest among those who rely on social assistance, lone mothers with children, Aboriginal people and Canadians who live in remote communities. Food insecurity is associated with increased odds of poor or fair self-rated health, multiple chronic conditions, distress and depression.” (Health Disparities Task Group, 2004) Canadian household food expenditure data suggests that low income is a barrier to purchasing milk products and fruits and vegetables. (Tarasuk, 2004) Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 7 (( ( ( ( ) Health promotion and population health research have assisted us in recognizing that the major determinants of health lie beyond health care, in the broader social, economic, environmental, political and cultural factors that shape our lives as individuals, communities and societies. Nevertheless, there have been many critical documents and initiatives, at the federal, provincial and local levels that strongly support health sector involvement in tackling health inequities. The following examples are meant to provide an overview of the knowledge, recommendations and commitments previously demonstrated by Canadian governments. It was the 1974 report by Canada’s Minister of Health and Welfare, Marc Lalonde, that first began a shift in the way Canadian policy-makers viewed health and wellness. “A new perspective on the health of Canadians”, acknowledged the impact of biological, behavioural and health care system influences on health, however also recognized our social environment as a determinant of health. This paper set the stage for the population health perspective that is applied across public health activities. In 1994, the Federal/Provincial/Territorial Advisory Committee on Population Health presented a paper on strategies for population health to the Ministers of Health. It recommended the need to strengthen public understanding about the broad determinants of health, to enhance public support for and involvement in actions to improve the health of the overall population and to reduce health disparities experienced by some groups of Canadians (Health Canada, 1994). Recently, much has been done to further support these recommendations. Although certainly not an exhaustive list, the following provides a chronicle of several key federal level initiatives related to the social and economic determinants of health. 2002 – Romanow Commission report discusses the importance of addressing disparities in order to sustain our current health care system (Commission on the future of health care in Canada, 2002). 2003 – First Ministers’ Health Accords makes national commitments to reducing health disparities (Health Canada, 2003). January 2005 – Health Council of Canada delivers 2004 inaugural report identifying priority areas for action. Priorities include a broad intersectoral approach focusing on health disparities - this was reiterated in their 2005 annual report (Health Council of Canada, 2005; Health Council of Canada, 2006). October 2005 – Integrated Pan-Canadian Healthy Living Strategy is approved by Federal, Provincial and Territorial Ministers of Health. Based on a population health approach, it envisions a healthy nation in which all Canadians experience the conditions that support the attainment of good health by improving overall health outcomes and reducing health disparities (Secretariat for the Intersectoral Healthy Living Network, 2005). November 2005 – Announcement of the Health Goals for Canada: A federal, provincial and territorial commitment to Canadians. One overarching goal and nine health goals have been articulated including the need to respond to health disparities (Public Health Agency of Canada, 2005). This paper has referred to several important social and economic determinants initiatives taking place at the provincial level. The recent conference stream of the 2005 alPHa/OPHA Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 8 conference is one example of leadership in this area. Public health leaders from across the province shared their experiences and priorities for addressing social and economic determinants of health. The subsequent recommendations and resolutions adopted by both OPHA and alPHa, further support the need to address the determinants of health within the public health system. In addition, the Ontario Prevention Clearinghouse (OPC) is a strong supporter of public health and partner in tackling health inequities and the broader determinants of health. This is especially apparent from their 2006 conference “Moving Upstream Together.” Key strategic partnerships, such as those fostered at this event, will be required in order for public health to mobilize for action on the social and economic determinants of health. Furthering federal and provincial support for action on the social and economic determinants of health, there are numerous promising initiatives that have been undertaken by local public health agencies, in partnership with municipal governments and communities. Several boards of health have begun to include social and economic determinants of health in their strategic plans. Region of Waterloo Public Health provides an example of effective integration of social and economic determinants of health within the organizational structure of the health unit. However, even without formalized structures in place, many boards of health have begun to address the underlying causes of ill health. These initiatives take three forms. Each is described below; however specific examples of local action are also highlighted in text boxes throughout this paper. 1. Increased access to mandated public health activities. The Mandatory Programs and Services Guidelines General Standard for Equal Access mandates local boards of health to evaluate and address barriers to accessing all public health programs and activities. Programs that consider the impact of social and economic factors may provide for childcare, travel expenses, diverse literacy levels, languages, and schedules for example. Many prenatal and early Lanark, Leeds and Grenville parenting programs provide positive examples of Health Forum these types of access initiatives. 2. Targeted public health interventions towards disadvantaged populations. In order to reduce health disparities across populations it is necessary to assess and address the specific needs of disadvantaged populations and implement strategies to meet those needs (Health Disparities Task Group, 2004). As examples, public health programs aimed at improving health behaviours, e.g. increased physical activity or consumption of vegetables and fruits may specifically focus on reaching low-income populations, individuals with low levels of literacy, or of diverse cultural backgrounds. These targeted activities acknowledge the resources, social support and environmental conditions that impact behaviour change. 3. Actions to address the root social and economic determinants of health. Increasingly, local boards of health are partnering with community groups and individuals from all sectors to: a) identify specific health needs related to the social and Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit As part of this forum, the Leeds, Grenville and Lanark District Health Unit worked in partnership with 80 other community agencies to evaluate local determinants of health and identify and implement activities within an overall Health Improvement Plan. Activities focussed around the social and economic determinants of health, and access to health care and included advocacy efforts opposing the provincial “clawback” of the National Child Benefit Allowance and a federal bill that would restrict the eligibility criteria for disability pensions. Their experience demonstrates that with sustained investment of resources, a multistakeholder approach to addressing social and economic determinants of health is both possible and promising (Gardner et al., 2005). 9 economic determinants of health; and b) develop and implement multisectoral responses to those needs. Boards of health have effectively lent their voice to advocacy initiatives, partnered to provide programs aimed at improving social and economic conditions, and participated in research initiatives in order to better understand what is needed, and what works to improve the physical and social health of their communities. Although each of these types of initiatives represent promising opportunities for improved health outcomes, an explicit mandate for action on the social and economic determinants of health is needed. A mandate that acknowledges the significant impact of these determinants gives validity to action both within public health and to the community at large. Mandated action requires a shift in some of the prevailing thinking about health. It requires people to realize that the health system has an important, but limited role in addressing health. It requires people to challenge some of the ideas and values they may have about poverty, equity and social justice. These are not individual issues, but structural ones. Due to the complexity of interactions between the social and economic determinants of health, and in order to strive for the most effective programs and services, it is imperative that public health foster partnerships that address the economic, community and environmental characteristics that affect uptake across a diverse range of life circumstances (Health Disparities Task Group, 2004). As outlined above, public health is a shared responsibility with shared accountabilities. The population health approach, which emerged in Canada in the 1990’s, addresses “the health outcomes of a group of individuals, including the distribution of such outcomes within the group” (Kindig & Stoddart, 2003). Given the complexity of approaches required to ensure public health, it is important that action is based on a common understanding of relevant frameworks. This paper proposes three frameworks to guide the different components of public health action on the social and economic determinants of health. Figure 1, The Canadian Institute for Health Research Conceptual Framework of Population Health (Frank, 2005), shapes our understanding of the mechanisms through which various factors influence health outcomes. Hamilton & Bhatti’s Population Health Promotion Model, (1996), Figure 2, highlights the comprehensive approach required to affect positive change in the health status of populations. Lastly, Figure 3, The Healthy Communities/Indicators Model, (Hancock, Labonté & Edwards, 2000), recommends a framework for establishing appropriate indicators with which to measure progress on social and economic determinants of health. Each of these will now be elaborated on with respect to recommendations for the inclusion of social and economic determinants of health into Ontario’s public health mandate. The Conceptual Framework for Population Health, (Figure 1), is a synthesis of the broad determinants of both population and individual health. This model highlights the complexity of factors and interactions that determine health. It identifies the dynamic effect of both upstream forces (social, economic, cultural, political, etc.) as well as proximal causes (physical and social environments, biological factors, genetic endowment) on the health of individuals, families, communities, and societies. Furthermore, it recognizes the potential health disparities experienced by different populations. For example, race, ethnicity, gender and socioeconomic status all interact with proximal and upstream forces to determine health outcomes. For the purposes of this discussion paper, this conceptual framework for understanding population health provides an excellent foundation on which to build strategies for action. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 10 Figure 1: CIHR-IPPH Conceptual Framework of Population Health Frank, J. (2005). Conceptual Framework of Population Health. Ottawa: Canadian Institutes of Health Research – Institute for Population & Public Health. The Integrated Model of Population Health and Health Promotion, was a paper published in 1996 by the Health Promotion and Programs Branch (now known as the Public Health Agency of Canada) to examine the relationship between population health and health promotion. As a result of this initiative, a new model called The Population Health Promotion Model (PHP) explains this relationship (Figure 2). It demonstrates how a population health approach can be implemented through action on the full range of health determinants by means of health promotion strategies as outlined in the 1986 Ottawa Charter. The PHP model draws on a population health approach by showing that, in order to improve the health of the people, action must be taken on the full range of health determinants. It reflects health promotion theory by showing that comprehensive action strategies are needed to influence the underlying factors and conditions that determine health. Furthermore, it reinforces that all actions and conditions occur within the context of prevailing societal and structural values and assumptions. Reflection on, and awareness of values is particularly relevant to work related to the social and economic determinants of health. Tools such as The Population Health Template (Health Canada, 2001) have been developed in order to facilitate the implementation of a population health approach (see Appendix B). The template outlines key elements of population health including the need to address the determinants of health and their interactions, increase upstream investments, apply multiple strategies, and collaborate across sectors and levels. With both population health theory and a tangible template for action in place, it is recommended that the integrated model of population health and health promotion provides an excellent framework to help guide specific public health action on the determinants of health while allowing regional flexibility in its application to best meet the unique needs of each community. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 11 Figure 2: The Population Health Promotion Model Hamilton, N. & Bhatti, T. (1996). Population Health Promotion: An integrated model of population health and health promotion. Health Promotion Development Division, Ottawa: Ontario. A strategic priority, as outlined in Operation Health Protection, is the renewal of public health, including: rebuilding public health capacity within the province; enhancing public health leadership and accountability; and improving system collaboration and partnerships among public health and other parts of the health system. Enhancing accountability requires the development of measurable indicators. A key conceptual issue in indicator development is the framework that is used to understand the domains. The Healthy Communities/Indicators Model, (Figure 3), establishes three spheres (environment, economy, and community) involved in the health of communities. Health lies at the intersection of these spheres. This model has been proven to be both empirically useful and conceptually strong (Hancock, Labonté & Edwards, 2000). Furthermore, the previously recommended action areas, (income and income distribution, education, employment, social inclusion, housing, and food security), as well as the indicators that will be proposed in the next section of this paper, can be located at the intersection of the community and economy spheres – where equitable communities are established. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 12 Figure 3: Healthy Communities/Indicators Model Hancock, T., Labonté, R., & Edwards, R. (2000). Indicators that count! – Measuring population health at the community level. Toronto: Centre for Health Promotion, University of Toronto & ParticipACTION. It is important to note that, while the focus of this paper lies at the intersection of the community and economy spheres, this model highlights the key influence of the environment in the health of individuals and communities. Food security is an excellent example of a determinant of health that exists at the intersection of all spheres. Access to nutritious, affordable, safe, and culturally appropriate food, cannot be achieved without an environment that supports sustainable food production. Likewise, the health of the environment, clean air and water for example, will be experienced differently based on other social and economic conditions, (poverty, inadequate housing, etc.). The environmental sphere is an integral component of population health and must not be forgotten when evaluating and recommending healthy public policies. When considered together, the above frameworks provide context for: understanding the forces that contribute to population health; selecting comprehensive strategies for addressing the health needs of individuals and communities; and selecting indicators for the measurement of progress towards social and economic goals that will ultimately impact health outcomes. The next section will elucidate further the application of these frameworks and provide a list of possible indicators that could be adopted by local public health departments. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 13 ( $ Health Determinants, Planning & Evaluation Division Region of Waterloo Public Health (ROWPH) This division, created with a goal of shifting public health action toward social, economic and environmental conditions that determine health, began its journey in 1999. Founded on the principles of the Healthy Communities Framework (Figure 3.), this team functions in collaboration with other health department programs, Regional departments and citizen groups to advance healthy public policies. This is achieved through the dedication of resources to coordinate research, evaluation and planning activities within the department and initiatives to strengthen the capacity, of both the division and community, to undertake healthy public policy initiatives. ) For the above framework to be integrated within the existing context of public health practice, it is necessary to develop an understanding of existing literature regarding the success of social policy interventions aimed at improving the health of populations. Furthermore, given current limitations in this research area, public health must commit to a research agenda that truly reflects the complex interactions between social policies and health and well-being. Drawing on local as well as international examples, this section will reflect on the question, “What do we know (and not know) about effective interventions related to the social and economic determinants of health?” With this understanding in place, the role of the public health sector, as discussed in the previous section, will be supported through the proposal of appropriate activities and indicators by which to monitor progress. As previously noted, a strong evidence base exists to support conclusions that social and economic conditions have a significant impact on the health of both individuals and communities. Literature also suggests that traditional interventions, aimed at fostering healthy behaviours and lifestyles, have shown relatively little impact on reducing health disparities. In fact, when implemented in the absence of a comprehensive population health approach, they can actually contribute to widening the disparity gap. Universal health promotion strategies, such as those aimed at influencing lifestyle factors and health behaviours, while beneficial to population health in general, are frequently more effective among groups of higher socioeconomic status. An effort to reduce health disparities requires targeted interventions aimed at increasing opportunities for health among disadvantaged groups. Therefore, the most effective approach to improving the health of all populations involves a balance of universal and targeted public health actions (Health Disparities Task Group, 2004). Whilst these aforementioned strategies include downstream behavioural programs, an upstream approach to building healthy public policy and influencing the broad, root determinants of health is absolutely crucial. As noted by Asthana and Halliday, however, “Very few studies focus on wider determinants of health inequalities…much of the evidence available is located far down the causal chain, focusing on ‘downstream’ proposals to address health behaviours and clinical issues rather than the broader social determinants of health” (Asthana & Halliday, 2006, p. 568). What then, can and/or should public health do to affect real and positive change in the health of the communities it serves? Given the realities of scarce financial and human resources, and the need to set meaningful public health priorities, this lack of “traditional” evidence has posed a barrier to public health’s formal implementation of activities that address social conditions. However, when other forms of research knowledge are considered, the “practice-based evidence” of numerous policy and practice interventions emerges. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 14 Working Poor Project Sudbury & District Health Unit In December 2003, the Working Poor Project Steering Committee was established in partnership with Laurentian University and the University of Toronto. The goal of the project was to engage lowincome workers in identifying the health and wellness issues affecting the working poor population of the City of Greater Sudbury. Focus groups and key informant interviews provided a rich source of data and informed 7 recommendations for action including: increasing awareness of the existence and needs of the working poor population; continued implementation of health promotion activities that specifically address the needs of the working poor; and building partnerships to promote and advocate for policy change related to low-income workers. These recommendations are now being carried forward by community working groups of the newly formed “Low Wage Worker Action Group”. Drawing from other jurisdictions, recent work highlights the progress of several British programs related to housing and income support. Particularly relevant to the public health sector, guidance and resources related to social assistance benefits, provided in non-traditional settings, has been shown to increase awareness and uptake of benefits (and hence income), access to advice workers (including home visitors) and reduce perceived stigma among recipients. One example of this type of intervention “Better Health, Better Wales” provides residents with access to a Citizen Advice Bureau in each of Wales’ 22 local health authorities. As a result of these contacts, lowincome clients accessed almost £3.5 million of additional income in one year of operation (1 British pound sterling = $2.27 CDN) (Asthana & Halliday, 2006). As this case demonstrates, action taken by the public health sector can have a direct impact on social and economic determinants of health. With increased research and evaluation of local, provincial and federal activities public health will be well positioned to establish a strong evidence base for practice related to the social and economic determinants of health. There are several exciting national initiatives underway to support this understanding of effective practice. Recognizing the need to build intervention research capacity, the Canadian Institute for Health Information (Canadian Population Health Initiative) and Canadian Institutes for Health Research - Institute of Population and Public Health have partnered with other agencies to examine ways to strengthen capacity for intervention research in Canada, including interventions related to the social and economic determinants of health. The Public Health Agency of Canada’s National Best Practices Consortium provides a promising infrastructure through which knowledge may be furthered. Its activities address the, “need for a more integrative and systematic approach to the population health determinants related to chronic disease prevention such as supportive physical and social environments, education/socioeconomic status and culture” (Public Health Agency of Canada, n.d.). The Canadian Population Health Initiative is involved with the production of a compendium of “natural experiments” related to the social and economic determinants of health. This necessary process of evaluation will further knowledge and appreciation of the many activities/interventions that are currently being undertaken to address the social and economic determinants of health. As part of a social and economic determinants of health research agenda for Ontario’s public health sector, it will be beneficial to tap into these existing resources and infrastructures for knowledge exchange. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 15 The small body of existing empirical evidence to support public health interventions related to the social and economic determinants of health, although challenging in terms of translation to public health practice, has not prevented the setting of meaningful goals and targets both Food Security Committee internationally and here in Canada. The Algoma Health Unit United Kingdom and Sweden are frequently Algoma Health Unit has formed an recognized for their commitment to reducing internal Food Security Committee that has health disparities. The UK, for example, has staff representatives from all programs. One of established a national target, “for 2010 to the first objectives of the committee includes reduce the gap in infant mortality across social increasing awareness of the issue of food groups, and raise life expectancy in the most security with health unit staff, community disadvantaged areas faster than elsewhere” agencies and groups, local government and (Department of Health, 2003, p. 3). National the community at large. A "Community Food headline indicators that include measures of Security Report" is being developed that child poverty, education, homelessness and includes articles/client stories on the different housing support progress towards this goal. strategies occurring across Algoma to address food security. These include short-term relief Furthermore, building on results such as those strategies such as food banks, soup kitchens achieved through Wales’ Citizen Advice and student nourishment programs, skill Bureaus, the UK Department of Health building strategies such community kitchens, recommends health sector action including: community gardens and community supported the promotion of access to welfare advice and agriculture and community-building strategies support in health and outreach facilities; such as partnership on community coalitions working with individuals and agencies to and providing information on how individuals promote home safety and energy efficiency for can get involved. vulnerable families and older citizens, and that health professionals make direct referrals to It is a goal of the initiative to partner with community agencies and groups to form an energy efficiency programmes to address fuel Algoma Food Security Action Group to poverty (Department of Health, 2003, p. 36). advocate at the municipal and provincial level for policies and resources that assist in overcoming current individual and community food insecurities. Similarly, Sweden has passed a national bill (2002/03:35) to support public health objectives. Founded on, “the creation of social conditions to ensure good health, on equal terms, for the entire population”, the bill’s target areas include involvement in and influence on society; economic and social security; secure and healthy conditions for growing up; and better health in working life (Government Offices of Sweden, 2003). These international examples demonstrate a clear commitment to upstream approaches by the health sector to improve population health. Canada has also established promising national health goals. Consultations with public health stakeholders as well as community members representing diverse interests and geographies has led to the creation of the following overarching goal, “As a nation, we aspire to a Canada in which every person is as healthy as they can be – physically, mentally, emotionally, and spiritually” (Public Health Agency of Canada, 2005). The public health goals reflect a vision for Canada where basic needs are met; citizens are supported by and engaged within their communities; healthy choices are made accessible to all; and health care is timely, appropriate, and responsive to the needs of individuals and communities (see Appendix C for Health Goals for Canada). Furthermore, they are supported by a variety of federal initiatives such as those of the Public Health Agency of Canada’s National Collaborating Centre for Determinants of Health and the Canadian Institute for Health Information’s Canadian Population Health Initiative. Even with respect to the renewal of Canada’s health care system, it is acknowledged that, “the health Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 16 care system is relatively powerless to overcome [health inequalities] on its own. We need broad public policy to respond to the health effects of inequality and, to measure progress, we need high-quality data linking health outcomes with the social and economic factors that influence health” (Health Council of Canada, 2006). Provincial level activities to address the social and economic determinants of health are also underway. These include several of the key provincial government priorities previously mentioned. In addition, resolutions recently adopted by the Ontario Public Health Association (OPHA) and Association of Local Public Health Agencies (alPHa) calls for provincial review of the Mandatory Health Programs and Services Guidelines with respect to the role of the public health system in addressing the broader determinants of health. As previously highlighted, local boards of health are also taking action, in a variety of creative ways, to improve the social and economic health of their communities. Table 2 presents a summary of recommendations, (developed as the result of provincial consultation at the determinants of health stream of the 2005 Joint conference of alPHa and OPHA) meant to assist with the future implementation of the above framework for a provincial mandate that includes the social and economic determinants of health. Presented according to key social and economic determinants, broad public health goals and activities, possible community level indicators, as well as data sources (when available), are proposed. When combined with traditional measures of health status, monitoring of these social indicators may help to guide the actions of local public health units. Although additional indicators have been included, most are consistent with the Core Indicators for Public Health as generated by the Association of Public Health Epidemiologists (APHEO). Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 17 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health Social Determinant of Health Sample goals and activities based on alPHa/OPHA Conference recommendations Income and Income Distribution Goal To ensure that all citizens have the financial resources required to achieve and maintain good health. Activities Advocacy The Board of Health shall advocate for and support policies that enable all residents to have the financial resources required to meet basic needs. Programming The Board of Health shall develop and enhance initiatives that increase income adequacy, equality and opportunities for health. Community Capacity/Partnerships The Board of Health shall work collaboratively with community partners to advocate for, develop and/or enhance policies and initiatives that increase income adequacy, equality and opportunities for health. Research/Reporting The Board of Health shall produce an annual report documenting community indicators and trends related to income levels and income distribution. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit Community Level Indicators Data Sources APHEO Core Indicators Low Income Rate for All People in Private Households Low Income Rate For Economic Families Children in Low Income Households (Child Poverty) Seniors in Low Income Households (Senior Poverty) Median share of income - Proportion of income (from all sources, pre-tax, post-transfer) held by households whose incomes fall below the median household income. A proportion of 50% would represent no inequality. Canadian Census Canadian Census Canadian Census Canadian Census Canadian Census Other possible indicators Gini coefficient of income/wealth distribution Proportion of individuals receiving social assistance Proportion of total income received through government transfer payments. Ministry of Community and Social Services Canadian Census Social assistance rates as a percentage of basic needs poverty line or LICO 18 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health (continued) Social Determinant of Health Sample goals and activities based on alPHa/OPHA Conference recommendations Education Goal Community Level Indicators Data Sources APHEO Core Indicators To ensure that all citizens have access to quality and diverse education and training opportunities. Education level - Proportion of population 15 years and over by level of schooling attained relative to the total non-institutional population 15 years and over. Activities Other possible indicators Canadian Census Advocacy The Board of Health shall advocate for and support quality and diverse education and training opportunities for both children and adults. Adult functional literacy rate Proportion of children meeting developmental standards Programming The Board of Health shall develop and enhance quality and diverse education and training opportunities. Community Capacity/Partnerships The Board of Health shall work collaboratively with community partners to advocate for, develop and/or enhance quality and diverse education and training opportunities. Research/Reporting The Board of Health shall produce an annual report documenting community indicators and trends related to education levels. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 19 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health (continued) Social Determinant of Health Sample goals and activities based on alPHa/OPHA Conference recommendations Employment Goal To ensure that all citizens have access to quality and satisfying employment opportunities that enables them to meet their basic needs. Activities Advocacy The Board of Health shall advocate for and support policies that increase employment opportunities, strengthen economic development and provide a living wage for all citizens. Programming The Board of Health shall develop and enhance initiatives that increase opportunities for quality and satisfying employment. Community Capacity/Partnerships The Board of Health shall work collaboratively with community partners to advocate for, develop and/or enhance policies and initiatives that increase opportunities for quality and satisfying employment. Research/Reporting The Board of Health shall produce an annual report documenting community indicators and trends related to employment patterns and wage levels. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit Community Level Indicators Data Sources APHEO Core Indicators Labour force participation rate - Proportion of the population 15 years of age and over, excluding institutional residents, who reported that they were not in the labour force in the week (Sunday to Saturday) prior to Census Day. Canadian Census Youth unemployment rate - Proportion of the population 15-24 years unemployed relative to the total non-institutional population 15-24 years in the labour force in the week prior to Census Day. Canadian Census Long-term unemployment rate - Labour force aged 15 and over who did not have a job any time during the current or previous year (for example, the years 1995 and 1996 for the 1996 Census). Canadian Census Proportion with work stress - Proportion of the working population aged 20-64 who self-reported that most days at work were “quite a bit stressful” or “extremely stressful” in the past 12 months. Canadian Community Health Survey (CCHS) Other Indicators Minimum wage as a percentage of basic needs poverty line or LICO (based on full year of work, 40 hours/week) Proportion of individuals working for <$10/hr Proportion of individuals in each of permanent, contract and casual jobs Labour Force Survey Labour Force Survey 20 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health (continued) Social Determinant of Health Sample goals and activities based on alPHa/OPHA Conference recommendations Housing Goal To ensure that all citizens have access to adequate, affordable and safe housing. Activities Advocacy The Board of Health shall advocate for and support policies that increase access to adequate, affordable and safe housing. Programming The Board of Health shall develop and enhance initiatives that increase access to adequate, affordable and safe housing. Community Capacity/Partnerships The Board of Health shall work collaboratively with community partners to advocate for, develop and/or enhance policies and initiatives that increase access to adequate, affordable and safe housing. Community Level Indicators Data Sources APHEO Core Indicators Housing affordability for renters/owners/total Households (renters, owners, and total) spending 30% or more of total household income on shelter expenses. Shelter expenses include payments for electricity, oil, gas, coal, wood or other fuels, water and other municipal services, monthly mortgage payments, property taxes, condominium fees and rent. Canadian Census Other indicators Number of individuals who are homeless or at risk of homelessness Local data source Utilization of local shelters Local data source Number of individuals/families on local waitlists for social housing Municipal Housing Authority Vacancy rate Canada Mortgage and Housing Corporation Research/Reporting The Board of Health shall produce an annual report documenting community indicators and trends related to the accessibility/availability of adequate, affordable and safe housing. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 21 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health (continued) Social Determinant of Health Sample goals and activities based on alPHa/OPHA Conference recommendations Social Inclusion Goal To ensure that all citizens report a sense of social inclusion and have opportunities for meaningful participation in community life. Community Level Indicators Other indicators Proportion of individuals that rate their sense of community belonging as very strong Data Sources Canadian Community Health Survey (CCHS) CCHS Activities Advocacy The Board of Health shall advocate for and support policies and initiatives that encourage social inclusion, community participation and civic engagement. Proportion of individuals reporting a high degree of social support Availability of Social Support CCHS Programming The Board of Health shall develop and enhance initiatives that increase social inclusion and opportunities for meaning participation in community life. Utilization of Social Support CCHS Community Capacity/Partnerships The Board of Health shall work collaboratively with community partners to advocate for, develop and/or enhance policies and initiatives that increase social inclusion and opportunities for meaningful participation in community life. Note: Other social and economic determinants indicators that contribute to exclusion – poverty, housing, education, etc, are frequently used to measure social inclusion. Research/Reporting The Board of Health shall produce an annual report documenting community indicators and trends related to social inclusion. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 22 Table 2: Public Health Goals, Activities and Indicators to Measure Progress Related to the Social and Economic Determinants of Health (continued) Social Determinant of Health Sample goals and activities based on alPHa/OPHA Conference recommendations Food Security Goal To ensure that all citizens have access to nutritious, affordable, appropriate and locally produced food. Activities Advocacy The Board of Health shall advocate for and support policies and initiatives that increase access to nutritious, affordable, appropriate and locally produced food. Programming The Board of Health shall develop and enhance initiatives that increase access to nutritious, affordable, appropriate and locally produced food. Community Capacity/Partnerships The Board of Health shall work collaboratively with community partners to advocate for, develop and/or enhance policies and initiatives that increase access to nutritious, affordable, appropriate and locally produced food. Community Level Indicators Data Sources APHEO Core Indicators Food insecurity rate - Proportion of the population who, because of lack of money, worried that there would not be enough to eat or didn’t have enough food to eat or didn’t eat the quality or variety of foods that they wanted to eat. Canadian Community Health Survey Other indicators Utilization of local food banks Cost of nutritious food basket (as a percentage of average incomes and social assistance rates) Local data source, Canadian Association of Food Banks Local Public Health Unit data Research/Reporting The Board of Health shall produce an annual report documenting community indicators and trends related to food security. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 23 This “basket of indicators” serves as a first draft for a method of evaluation of public health activities related to the social and economic determinants of health. Their effective application to public health practice, however, depends on the further refinement of public health activities as well as specific public health process indicators and appropriate targets. The diversity of communities served by public health demands a flexible approach to the implementation and measurement of activities related to the social and economic determinants of health. Input from public health stakeholders at the provincial level, as well as local communities will be critical to this process. To further support this ongoing process of consultation, experience, such as demonstrated by the local initiatives highlighted above, suggests that community engagement related to the determinants of health has the potential to achieve more than one desired outcome. Whilst providing an assessment of community needs and strengths, consultation in itself addresses social and economic determinants of health goals such as increasing opportunities for meaningful citizen engagement and community participation. Additional factors that will influence the integration of these activities and indicators include the availability of data at the local/community level and the aforementioned knowledge gaps related to the mechanisms through which social conditions impact individual and community health. Ultimately, however, the translation of a social and economic determinants framework into public health practice will depend on: a common understanding of the causes of health inequalities; further research related to the effectiveness of public health interventions related to the social and economic determinants of health; and, the will of all community and government sectors to invest in the health of Ontarians in its broadest sense. Development of a Health Status Report has been identified as a priority activity for The Ontario Agency of Health Protection and Promotion (Agency Implementation Task Force, 2006). With the above-mentioned factors in mind, it is recommended that the health status report include public health indicators for social and economic determinants of health. The Agency report must provide an overview of provincial health status but be further subdivided by public health region, allowing for health status improvement targets and initiatives to be set both at the provincial and local levels. If framed within a determinants of health approach, health status reporting can be a powerful tool at illuminating health disparities. Its is recommended that all health status reports (whether at provincial or local levels) be required to analyze disparities for every health outcome discussed in order to identify and monitory vulnerabilities hidden by the reporting of averages. Health disparities are such that simply reporting averages over time masks the effects of socialeconomic factors on health outcomes. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 24 ( & ) In the 2005 annual report of Dr. Basrur, the Chief Medical Officer of Health, Building the foundation of a strong public health system for Ontarians (Basrur, 2005), several key messages are worth highlighting. Dr. Basrur reiterated the cautions of Dr. David Butler-Jones, stating that work on “patching cracks without fixing the foundation” in this phase of rebuilding our public health system must be avoided (Basrur, 2005, p. 5). Dr. Basrur also acknowledged that in addition to current mandated program areas, the social, economic and environmental determinants of health are also seen as strategic areas requiring public health action. The following section outlines four fundamental roles that public health in Ontario should undertake as priority areas for immediate action, which include leader, change agent, knowledge broker, and multi-sectoral collaborator. Leader Dr. Basrur outlined some of the initiatives that have been undertaken to strengthen the public health system with respect to outbreak management (Basrur, 2005). While these initiatives are important, similar provincial leadership commitments are required to assist the health system in Ontario to address broad social and economic determinants of health. For example, the formation of a multi-sectoral provincial advisory committee to provide expert advice to public health practitioners and government officials; the creation of regional networks to improve local coordination and communication; and broad determinants of health training for health care workers and community partnerships/networks. The advisory committee’s work should include strengthening public health’s capacity to understand and undertake health impact assessments, especially as it relates to policy decisions. This particular function was also a recommended outcome from the Canadian Population Health Initiative Roundtable discussions held in March 2002. Another noteworthy provincial government initiative outlined in Dr. Basrur’s report (2005) is the establishment of an Interministerial Committee on Healthy Living chaired by the Minister of Health Promotion (Basrur, 2005). Often times decisions made outside the health care system have a direct impact (either positive or negative) on health, on health inequities, and ultimately on the health care system (e.g. social programs, housing, education, etc.) (CIHI, 2004). The composition of this committee creates a fertile environment for tackling broad determinants of health. Other examples of local/provincial leadership have been demonstrated by a subgroup of the Council of Ontario Medical Officers of Health (COMOH). A COMOH working group on social and economic determinants of health has been instrumental in championing work on addressing the broad determinants of health. Change agent Public health must work on acquiring and maintaining public support for addressing the social and economic determinants of health. The stronger the public support, the better chances of influencing political will to implement policies that address health disparities in a positive way. This includes individuals and groups from all diverse non-government sectors and levels of government. In particular, municipal governments will continue to be essential allies in influencing and implementing healthy public policies. The 2004 Canadian Population Health Initiative report, Improving the health of Canadians, demonstrates that most people associate behaviours, lifestyle, and the environment as important determinants of health, but only 33% recognized the health impact of social conditions such as income, housing and supportive Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 25 community networks. Clearly, the public health tobacco success story of this decade demonstrates that when public health champion’s a cause, it can succeed in educating the public on key issues, fostering support for action and policy development. Public health can and should play a key role in addressing broad determinants of health in a comprehensive manner as it has done with tobacco. Knowledge broker We need to foster continued evaluation and knowledge exchange initiatives in the areas of surveillance, monitoring, and reporting. This would include expanded research and evaluation of the effectiveness of specific public health interventions related to the social and economic determinants of health. It is encouraged that we promote an environment where multiple methodological frameworks are valued, for example qualitative and mixed methods. In addition, we need to advocate for the increased collection of and access to community level data as part of existing health data collecting infrastructures (e.g. CCHS, Canadian census, RRFSS). Lastly, expanding our ability to undertake health impact assessments of policy initiatives is fundamental to the work of bringing knowledge of social and economic determinants of health to bear on key decision-making processes. Multi-sectoral collaborator As has been demonstrated in the body of this paper, addressing the broad determinants of health requires that public health engage in non-traditional partnerships to ensure coordinated policies and programs (CIHI, 2004). Public health must strive to facilitate and support participation from public, private and voluntary sectors when planning, implementing and evaluating various strategies. Furthermore we must support collaborative action on setting priorities and policy direction, as well as sharing resources and expertise. Much of the information contained within this discussion paper supports action by the public and policymakers to turn their attention towards some of the neglected health issues mentioned under the need section. With effective political and public health leadership, collaborative efforts between government, the private sector, and voluntary organisations, and the development of policies and practices based on the best available evidence from a variety of sources, Ontario can be on the leading edge of addressing the social and economic determinants of health, reducing health inequities and improving overall population health. Challenges related to the integration of social and economic determinants of health standards (general and program) within the next generation of the public health system’s Mandatory Health Programs and Services Guidelines include: Public perception and understanding of the links between the social determinants of health (such as income, education and employment) and health is lacking (CIHI, 2005). Progress on the social and economic determinants of health will most likely occur in the long term and attribution to public health programs will be difficult.* Social and economic determinants are influenced by a variety of political and community stakeholders (e.g. community and social services, education, labour, agriculture), therefore blurring accountabilities and responsibilities.* The public health workforce does not necessarily reflect the diversity of the communities it serves making it more difficult to connect/represent our diverse population groups.* Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 26 Action on the social and economic determinants of health requires reflection and acknowledgement of our own personal values and attitudes (fear of a loss of power; covert discrimination).* Implementation of a social and economic determinants of health mandate is not necessarily revenue neutral. Strategic allocation or reallocation of resources will be necessary. There are gaps in “traditional” evidence and knowledge transfer related to the social and economic determinants of health.* * these challenges were identified by the Determinants of Health stream participants at the 2005 alPHa/OPHA Conference. Although these challenges are real, they are not insurmountable and do not justify inaction. The recommendations and next steps section that follows identifies strategies that will help public health to overcome these potential barriers. ' &' $ ( This document provides clear argument for the following recommendations: 1. That a general and a program standard related to the social and economic determinants of health be incorporated in the revisions to the Mandatory Health Programs and Services Guidelines (MHPSG). 2. That the models and frameworks presented in this paper be adopted within the new MHPSG. 3. That an interministerial committee be assembled as soon as possible with key inservices related to the health impact of social and economic conditions and opportunities for policy recommendations and implementation. Furthermore, this paper demonstrates that public health is positioned to take the lead and can make significant gains in improving health status through the development of baseline measures, increasing a focus on upstream strategies to reducing inequities in health and measuring and reporting on progress. Relevant conceptual frameworks as well as social and economic indicators have been recommended. In addition, essential roles and public health initiatives have been identified. However, for the above recommendations to be successfully applied to public health practice, enhanced infrastructures, resources, and capacities, as well as increased flexibility regarding the use of existing resources must be in place. The following next steps are recommended in order to achieve an effective and efficient transition to incorporating social and economic determinants of health into public health practice: Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 27 4. Consultation – In keeping with the recommendations of the 2005 Joint Conference of alPHa and OPHA, a revised public health mandate would address social and economic determinants of health as both a general standard (applied across public health programs and activities), as well as a stand-alone program standard. Whilst this document lays the foundation for the development of such a mandate, further consultation with key community and public health stakeholders is necessary in order to refine the social and economic program standards, indicators and specific public health activities and targets. The reference group, composed of Medical Officers of Health, as well as other provincial and federal agency representatives (OPHA, alPHa, OPC, CIHI) that guided the recommendations of this paper will pursue this necessary consultation and provide the Ministry of Health and Long-Term Care with further specific mandate recommendations. In addition, broad dissemination of this discussion paper to local public health agencies is recommended in order to serve as a basis for further discussion regarding recommendations for a Framework to Integrate Social and Economic Determinants of Health into the Ontario Public Health Mandate. 5. Research and knowledge exchange – Further to recommendations of the Agency Implementation Task Force (2006), the development of a province-wide network for public health research, training and knowledge exchange must support an agenda that includes research and tool development relating to the social and economic determinants of health. Specifically, increased knowledge related to public health interventions aimed at addressing social and economic conditions is critical and can be achieved, in part through the establishment of links with existing provincial and national initiatives, (e.g. Public Health Research & Evaluation Division, National Best Practices Consortium, Canadian Population Health Initiative). 6. Healthy public policy assessment and advocacy – Formal, interministerial structures are necessary in order to effectively conduct health impact assessments related to new and existing public policies, especially as it relates to the social and economic determinants of health. As the health of populations is impacted by the mandates of a variety of provincial ministries, collaboration between ministries is essential to the establishment of healthy communities and public policies. 7. Public health capacity building – The introduction of a mandate that incorporates social and economic determinants of health will necessitate training of and capacity building for local boards of health and public health staff. A province-wide network for public health research, training and knowledge exchange, (Agency Implementation Task Force, 2006) must support training related to the social and economic determinants of health as well as the local conduct of health impact assessments. In addition, a provincial resource centre (e.g. Ontario Prevention Clearinghouse) is required to provide consultation and expert advice to public health units on the social and economic determinants of health similar to other resource centres (e.g. Heart Health). With these recommendations in place, an exciting phase begins – one that redefines the role of public health in Ontario. 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Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 31 Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 32 (( Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 33 Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 34 ! " " Overview of Determinants of Health Stream at the Joint Conference of the Association of Local Public Health Agencies (alPHa) and the Ontario Public Health Association (OPHA) Determining Health Through Public Health Action GENERAL STANDARD / FRAMEWORK ON SOCIAL AND ECONOMIC DETERMINANTS OF HEALTH GOAL: To improve the health of all of the population by reducing the social, economic and cultural inequalities and conditions which cause ill health. Objectives: 1. To ensure that all programs and services explicitly address the social and economic determinants of health as appropriate. PROPOSED PROGRAM STANDARD SOCIAL AND ECONOMIC DETERMINANTS OF HEALTH INCOME EQUALITY Objective would relate: 1. To increase the number of people who have the financial resources to meet basic needs (i.e. a living wage, adequate social assistance, etc.) SAFE AND AFFORDABLE HOUSING Objective: 1. To increase the number of people who are living in safe and affordable housing (i.e. social housing, various forms of rent support, etc.) EDUCATION / SKILL BUILDING / LITERACY Objectives: 1. To increase opportunities for education and skill building for all people. 2. To increase the percentage of people who achieve a minimum grade 12 literacy and numeracy level. SOCIAL INCLUSION Objective: 1. To increase the proportion of the population who report a sense of community, social connection and inclusion. FOOD SECURITY Objective: 1. To increase the proportion of the population who have access to affordable, healthy, locally produced food. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 35 EMPLOYMENT AND JOB SECURITY / ECONOMY Objective: 1. To increase the proportion of the population who have access to secure and satisfying employment. COMMUNITY CAPACITY / PARTNERSHIPS Objectives: 1. To increase public knowledge and understanding of the social and economic determinants that affect individual and community health and well-being. 2. To increase and strengthen partnerships with organizations/agencies and communities engaged to act on the social and economic determinants of health. 3. To increase citizen engagement and influence in decision-making aimed at reducing health inequalities. ACCESS TO SERVICES Objectives: 1. To reduce educational, social and environmental barriers to accessing public health services that promote equity in health. 2. To increase access to services that promotes equity in health (e.g. day care, dental, etc.). MENTAL HEALTH PROMOTION Objective: 1. To improve the mental health status of the general population (children, youth, adults, and older adults.) RESEARCH Objective: 1. To increase the number of research and evaluation initiatives which increase public health unit understanding of the social and economic determinants of health in their community and the number of intervention evaluations related to the social and economic determinants of health. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 36 The following is the list of Conference Stream participants, as registered for the conference, who worked on the Draft Proposed General and Program Standards for the Social Determinants of Health. Mary Golbourne Board of Health, Kingston, Frontenac and Lennox & Addington Health Unit Mayor Ron Maguire Board of Health, Kingston, Frontenac and Lennox & Addington Health Unit Sheila Basrur Chief Medical Officer of Health for Ontario Lisa Sullivan The Canadian Institute for Health Information Glenda McArthur City of Hamilton Heidi McGuire City of Hamilton Public Health Services Kevin Churchill County of Lambton, Community Health Services Angela Cooper Brathwaite Durham Region Health Department Judith Murray Durham Region Health Department Jean Nesbitt Durham Region Health Department Kavine Thangaraj Durham Region Health Department Lynda Bumstead Grey Bruce Health Unit Maureen Handley Grey Bruce Health Unit Hazel Lynn Grey Bruce Health Unit Bill Pettingill Haliburton, Kawartha, Pine Ridge District Health Unit Ric McGee Haliburton, Kawartha, Pine Ridge District Health Unit Beth Henning Huron County Health Unit Penny Nelligan Huron County Health Unit Anne Taylor Barnett Leeds, Grenville and Lanark District Health Unit Denise Kall Leeds, Grenville and Lanark District Health Unit Rani Tolton Leeds, Grenville and Lanark District Health Unit Margaret Black McMaster University Marlene Mirza McMaster University Jane Underwood McMaster University Bernard Lueske Middlesex-London Health Unit James Madden Middlesex-London Health Unit Pat Sealy Middlesex-London Health Unit Piotr Wilk Middlesex-London Health Unit Rose Bilotta, Dr Ministry of Health and Long-Term Care, Public Health Helen Brown Ministry of Health and Long-Term Care Brenda Perkins Ministry of Health and Long-Term Care Marg Rappolt Ministry of Health and Long-Term Care Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 37 Sylvia Shedden Ministry of Health and Long-Term Care John Yudelman Ministry of Health Promotion Donna Kalailieff Niagara Region Public Health Patti Moore Norfolk County - Health & Social Services Department Gwen MacDougall North Bay Parry Sound District Board of Health Catherine Whiting North Bay Parry Sound District Health Unit John Albanese Northwestern Health Unit Valerie Mann Northwestern Health Unit Pete Sarsfield Northwestern Health Unit Julie Roy Northwestern Health Unit Heather Christian Nova Scotia Department of Health Connie Clement Ontario Prevention Clearinghouse Arlette Brobyn Regional Municipality of Peel Health Department Gayle Bursey Regional Municipality of Peel Health Department Paula Dall' Osto Regional Municipality of Peel Health Department Bev Hardy Regional Municipality of Peel Health Department Hanif Kassam Regional Municipality of Peel Health Department Dorina Rico Regional Municipality of Peel Health Department Noel Saraza Regional Municipality of Peel Health Department Aarti Soni Regional Municipality of Peel Health Department Rosana Pellizzari Perth District Health Unit Garry Humphreys Peterborough County-City Health Unit Paul Jobe Peterborough County-City Health Unit Maureen McKeen Peterborough County-City Health Unit David Watton Peterborough County-City Health Unit John Piper Playter Strategies Limited Gil Hebert Porcupine Health Unit Jos Matko Porcupine Health Unit Maurice Tanguay Porcupine Health Unit Chito Diorico Public Health Agency of Canada Godwin Jogarajah Public Health Agency of Canada Sam Kiros Public Health Agency of Canada Marilyn Tate Public Health Agency of Canada Barbara Dyszuk Region of Waterloo Public Health Betty Pittman Region of Waterloo Public Health Theresa Schumilas Region of Waterloo Public Health Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 38 Jack Lee retired Shawn Fendley Simcoe Muskoka District Health Unit Charles Gardner Simcoe Muskoka District Health Unit Toba Bryant St. Michael' s Hospital Peggy Weston student Christine Yakiwchuk student Ginette Comeau Sudbury & District Health Unit Chris Coulombe Sudbury & District Health Unit Vera Etches Sudbury & District Health Unit Janet Gasparini Sudbury & District Health Unit Phyllis Kinoshameg Sudbury & District Health Unit Nancy Lacasse Sudbury & District Health Unit Sandra Laclé Sudbury & District Health Unit Marie LaFramboise Sudbury & District Health Unit Stephanie Lefebvre Sudbury & District Health Unit Penny Sutcliffe Sudbury & District Health Unit Claire Warren Sudbury & District Health Unit Shelley Westhaver Sudbury & District Health Unit Brian Hyndman The Alder Group Doug Heath Thunder Bay District Health Unit Maureen Twigg Thunder Bay District Health Unit Esther Millar Timiskaming Health Unit Kerry Schubent-Mackay Timiskaming Health Unit Cecilia Alterman Toronto Public Health Ida Hersi Toronto Public Health David McKeown Toronto Public Health Fran Scott Toronto Public Health Catherine Turl Toronto Public Health Caroline Wai Toronto Public Health Ingrid Tyler University of Toronto Randy Johner University of Regina Christina Mills University of Waterloo Lynn Beath Wellington-Dufferin-Guelph Health Unit Troy Herrick Wellington-Dufferin-Guelph Health Unit Elaine Scott Wellington-Dufferin-Guelph Health Unit Elizabeth Haugh Windsor-Essex County Health Unit Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 39 Allen Heimann Windsor-Essex County Health Unit Diane Bladek-Willett York Region Health Services Department Dennis Raphael York University Lisa Ashley Alexander Hukowich Brendan Smith Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 40 # $ $ % $ Health Canada, Population and Public Health Branch. (2001). The population health template: Key elements and actions that define a population health approach. Retrieved March 27, 2006, from http://www.phac-aspc.gc.ca/phsp/phdd/pdf/discussion_paper.pdf Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 41 Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 42 ! OVERARCHING GOAL As a nation, we aspire to a Canada in which every person is as healthy as they can be – physically, mentally, emotionally, and spiritually. HEALTH GOALS FOR CANADA Canada is a country where: Basic Needs (Social and Physical Environments) Our children reach their full potential, growing up happy, healthy, confident and secure. The air we breathe, the water we drink, the food we eat, and the places we live, work and play are safe and healthy - now and for generations to come. Belonging and Engagement Each and every person has dignity, a sense of belonging, and contributes to supportive families, friendships and diverse communities. We keep learning throughout our lives through formal and informal education, relationships with others, and the land. We participate in and influence the decisions that affect our personal and collective health and well-being. We work to make the world a healthy place for all people, through leadership, collaboration and knowledge. Healthy Living Every person receives the support and information they need to make healthy choices. A System for Health We work to prevent and are prepared to respond to threats to our health and safety through coordinated efforts across the country and around the world. A strong system for health and social well-being responds to disparities in health status and offers timely, appropriate care. Public Health Agency of Canada. (2005). Health goals for Canada: A federal, provincial and territorial commitment to Canadians. Ottawa: Author. Public Health SDOH Framework: A Discussion Paper Sudbury & District Health Unit 43