Rush University Medical Center Faculty Handbook Fall 2015
Transcription
Rush University Medical Center Faculty Handbook Fall 2015
Rush University Medical Center Faculty Handbook Fall 2015 Original structure developed by Rush University Council Handbook design and editing by Stephanie Sacriste, Director, University Affairs Fall 2015 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 2 Introduction An appointment as a faculty member at a university medical center, with its emphasis on the patient care, and the discovery and dissemination of knowledge about treatment, is a challenge and a privilege we all cherish. To assure a smooth functioning of the whole, we have, of course, adopted formalized procedures and rules. This Faculty Handbook attempts to minimize the time and effort needed to become familiar with Rush policies that define your obligations and support you in your roles as an educator. Aspects of University governance, benefits, and institutional support seem to frequently change. The Faculty Handbook is intended to serve as a guide with respect to the resources and services available to the faculty. It does not constitute a contract of employment and the University reserves the right to add, amend, delete or deviate from any specifications herein at any time and to apply the changes to the Faculty of Rush University. The Handbook provides a summary of those aspects of University governance of particular interest to faculty. If you need to review procedures such as college governance documents, planning of new programs, grievances, or other contractually binding processes, please refer to the full text of applicable policies. Compliance policies and procedures, while of critical importance, are not included in this document, but are available on the Rush website. This edition of the Rush University Faculty Handbook contains policies and procedures pertinent to faculty at Rush University as of October 2015. These policies and procedures are subject to change at any time. Revisions to the Faculty Handbook will be undertaken periodically. The Handbook will be available only online as a PDF. Rush University faculty members are responsible for checking the website to keep abreast of alterations and additions. Changes to the Handbook will be included as promptly as possible so that the University community has the most current description of policies and procedures available at all times. It is my hope this fourth edition of the Faculty Handbook will aid your work within Rush as we endeavor to help our faculty capitalize on the richness of the many disciplines that we encompass. Thomas A. Deutsch, M.D. Provost, Rush University Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 3 Table of Contents Rush University Medical Center History………………………………………………………………………………………...…...…...7 Mission……………………………………………………………………………………………...…..8 Vision……………………………………………………………………………………………...….....8 Values……………………………………………………………………………………………...…....8 Diversity Leadership Group…………………………………………………………………..8 Office of Equal Opportunity…………………………………………………………………...8 Philanthropy………………………………………………………………………………………….9 Office of Legal Affairs……………………………………………………………………………..9 Structure……………………………………………………………………………………………..10 Rush University History……………………………………………………………………………………………...…10 Mission……………………………………………………………………………………………......10 Vision……………………………………………………………………………………………...…..10 Core Values………………………………………………………………………………………….11 Structure……………………………………………………………………………………………..11 Academic Programs…………………………………………………………………………….12 Facts At A Glance…………………………………………………………………………………13 Office of Alumni Relations…………………………………………………………………..15 Governance University Administration…………………………………………………………………..16 University Rules for Governance…………………………………………………………17 University Council……………………………………………………………………………….17 University Standing Committees………………………………………………………….17 University Relations…………………………………………………………………………….17 Rush Medical College…………………………………………………………………………...18 Rush Medical College Policies and Procedures…………………………………….18 Rush Medical College Staff Office…………………………………………………………18 Rush Medical College Standing Committees………………………………………...19 Rush Medical College Academic Policies……………………………………………...20 Rush Medical College Academic Honesty……………………………………………..20 Rush Medical College Teacher-Learner Relationship…………………………..20 Rush Medical College Faculty Volunteer Opportunities……………………….21 Graduate Medical Education………………………………………………………………..21 Rush Medical College Diversity and Inclusion Statement…………………….21 College of Nursing………………………………………………………………………………..22 College of Nursing Policies and Procedures…………………………………………22 College of Nursing Standing Committees……………………………………………..22 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 4 Table of Contents College of Nursing Academic Policies………………………………………………….23 College of Health Sciences…………………………………………………………………..24 College of Health Sciences Policies and Procedures…………………………….24 College of Health Sciences Committees……………………………………………….25 Graduate College………………………………………………………………………………...26 Graduate College Academic Policies and Procedures…………………………..26 Graduate College Committees……………………………………………………………..26 Faculty Development Office of Academic Affairs……………………………………………………………………27 Teaching Academy…………………………………………………………...…...…...…...….27 Faculty Awards……………………………………………………………………………………27 Rush Mentoring Program…………………………………………………………………….28 Research Mentoring Program……………………………………………………………...28 Education Mentoring Program…………………………………………………………….28 Post Doc Mentoring Program………………………...…………………………………….28 Interprofessional Continuing Education…………….………………………………..31 Faculty Service Opportunities Community Service……………………………………………………………………………...32 Global Health……………………………………………………………………………………….33 Research Office of Associate Provost, Research…………………………………………………..34 Structure……………………………………………………………………………………………..34 Research Affairs Policies and Procedures……………………………………………35 Research Cores……………………………………………………………………………………37 Comparative Research Center……………………………………………………………..45 Intellectual Property Office/ Copyrights……………………………………………..46 Clinical Trial Administration……………………………………………………………….47 Rush Research Portal…………………………………………………………………………..48 Research Compliance…………………………………………………………………………..49 University Services Rush Library………………………………………………………………………………………..53 McCormick Educational Technology Center………………………………………...55 RU Connected………………………………………………………………………………………60 RU Connected Portal……………………………………………………………………………60 International Services…………………………………………………………………...…....61 Rush Photo Group………………………………………………………………………………..61 Rush University Simulation Lab…………………………………………………………..62 Office of Institutional Research, Assessment and Accreditation………….62 Rush University Bookstore……………………………………………………………….…65 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 5 Table of Contents Division of Student Affairs Associate Provost, Student Affairs……………………………………………………….66 Office of Registrar….…………………………………………………………………………….66 Student Life………………………………………………………………………………………….66 International Services…………………………………………………………………………67 Financial Aid……………………………………………………………………………………….67 Financial Affairs Office………………………………………………………………………..67 Privacy and Confidentiality and FERPA……………………………………………….68 University Counseling Center………………………………………………………………69 Security……………………………………………………………………………………………….69 Human Resources Employee Resources……………………………………………………………………………70 Leap…………………………………………………………………………………………………….70 Faculty Recruitment……………………………………………………………………………70 Appendix Rules of Governance Rush University………………………………………………….72 Rush Medical College Policies and Procedures……………………………………97 Rush Medical College Teacher Learner Relationship…………………………109 Special Committee on the RMC Environment (SCORE)………….……………113 College of Nursing Policies and Procedures……………………………………….114 College of Nursing Faculty Appointments & Promotion Policies………..156 College of Health Sciences Policies & Procedures………………………………167 College of Health Sciences Strategic Plan…………………………………………..200 College of Health Sciences COSFAP Policies & Procedures…………………212 College of Health Sciences Curriculum Policies & Procedures…………...220 College of Health Sciences Program Plan …………………………………………..221 Graduate College Policies & Procedures……………………………………………264 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 6 Chapter 1 Organization History With a history spanning 175 years, Rush has been part of the Chicago landscape longer than any other health care institution in the city. In fact, Rush Medical College received its charter on March 2, 1837, two days before the city of Chicago was incorporated. Its founder, Daniel Brainard, MD, named the school in honor of Benjamin Rush, MD, the only physician with medical school training to sign the Declaration of Independence. Rush Medical College was the first medical school in Chicago, and one of the earliest in the Midwest. The early Rush faculty, nationally recognized for its expertise, engaged in patient care, research and teaching, and was associated with a number of scientific developments and new clinical procedures. The Rush faculty established a teaching hospital, Presbyterian Hospital, with the support of local Presbyterian congregations in 1883. Presbyterian Hospital School of Nursing was founded in 1903. Rush Medical College was affiliated with the University of Chicago from 1898 to 1941. Following the end of this affiliation, Rush Medical College closed its doors in 1942. Meanwhile, St. Luke’s Hospital, located on the 1400 blocks of South Michigan and Indiana avenues, was founded in 1864. The St. Luke’s Hospital School of Nursing was established in 1885. St. Luke’s merged with Presbyterian Hospital to form Presbyterian-St. Luke’s Hospital in 1956. Their nursing schools also united to create the Presbyterian-St. Luke’s Hospital School of Nursing. In 1969, Rush Medical College reactivated its charter and merged with Presbyterian-St. Luke’s Hospital to form Rush-Presbyterian-St. Luke’s Medical Center. Rush University, which now includes colleges of medicine, nursing, health sciences and research training, was established in 1972. Our institution officially changed its name in September 2003 to Rush University Medical Center, to reflect the important role education and research play in its patient care mission. Rush University Medical Center’s newest additions to its campus include the Tower, an innovative 376-bed hospital building, and the Orthopedic Building Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 7 Mission The mission of Rush University Medical Center is to provide the very best care for our patients. Our education and research endeavors, community service programs and relationships with other hospitals are dedicated to enhancing excellence in patient care for the diverse communities of the Chicago area, now and in the future. Vision Rush University Medical Center will be recognized as the medical center of choice in the Chicago area and among the very best clinical centers in the United States. Values Rush University Medical Center's core values — innovation, collaboration, accountability, respect and excellence — are the roadmap to our mission and vision. These five values, known as our I CARE values, convey the philosophy behind every decision Rush employees make. Rush employees also commit themselves to executing these values with compassion. This translates into a dedication — shared by all members of the Rush community — to providing the highest quality patient care. Diversity Leadership Group In traditional institutional circles, diversity and inclusion are treated as values of secondary importance: a desirable, but not critical, trait in an organization --- something out of the mainstream of what counts toward an organization’s performance and reputation. At Rush, however, we passionately believe that promoting equity and inclusiveness for all individuals in our organization is crucial to successfully living our mission. Office of Equal Opportunity Established in 1974, the Office for Equal Opportunity resides in the Office of Government Affairs, to whom the Manager of Diversity & Inclusion, Community Employment Liaison reports. The Office for Equal Opportunity oversees and supports any Rush endeavor that encourages and ensures a diverse and engaged workforce by working closely with any department or committee, within the medical center and university, around creating institutional goals and programs to enhance and support Rush’s efforts in maintaining diversity and Inclusion across all levels of collaborations and interactions. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 8 Philanthropy The Office of Philanthropy at Rush University Medical Center seeks funds from and maintains ongoing relationships with individuals, private charitable foundations and corporate foundations interested in supporting medical research, community health projects, and scholarships. The Office of Philanthropy's staff works closely with Rush professionals in finance, sponsored projects, legal affairs and other areas throughout the medical center to ensure that fundraising practices and reporting are compliant with internal procedures and IRS requirements regarding charitable donations. Office of Legal Affairs The mission of the Office of Legal Affairs at Rush University Medical Center is to protect the interests of the Rush Medical Center and University by serving as accessible legal advisors and counselors, identifying legal issues and opportunities, providing considered legal advice and facilitating practical solutions to legal problems. The Office of Legal Affairs handles a variety of matters for the Medical Center and University, including but not limited to, the review of all contracts/arrangements. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 9 Rush University History Founded in 1972, Rush University has expanded from one college and fewer than 100 students to four colleges and more than 2,000 students. The University includes Rush Medical College, the College of Nursing, the College of Health Sciences and the Graduate College. Offering more than 30 unique degree or certificate options in medicine, nursing, allied health and biomedical research, Rush is a small, private university integrated within Rush University Medical Center in Chicago, Illinois. Rush University is known for its practitioner-teacher model, translational research, nurturing academic environment and focus on community and global health. Based on rankings in the most recent edition of U.S.News & World Report's "America's Best Graduate Schools," Rush University is a top-ranked university with an exclusive health science focus. Mission The mission of Rush University is to teach, study and provide the highest quality health care, using a unique and multi-disciplinary practitioner-teacher model for health sciences education and research, while reflecting the diversity of our communities in its programs, faculty, students and service. Vision Rush University will use a practitioner-teacher model to develop health care leaders who collaboratively translate and develop knowledge into outstanding health care outcomes. Core Values As the academic component of Rush University Medical Center, the University shares the Medical Center’s core values: innovation, collaboration, accountability, respect and excellence. These I CARE values guide the efforts of Rush University students, faculty and researchers. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 10 Structure Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 11 Academic Programs www.rushu.rush.edu/academics Rush Medical College • Doctor of Medicine (MD) College of Nursing • Bachelor of Science in Nursing (BSN) • Master of Science in Nursing (MSN) • Doctor of Nursing Practice (DNP) • Nursing (PhD) (see The Graduate College) • Post-Master's (certificate) College of Health Sciences • Clinical Laboratory Sciences (BS, MS and certificates) • Clinical Laboratory Management (MS) • Clinical Nutrition (MS) • Communication Disorders and Sciences (MS and AuD) • Healthcare Ethics (MA and certificate) • Health Systems Management (MS) • Imaging Sciences (BS) • Medical Physics (MS) • Occupational Therapy (MS) • Perfusion Technology (BS and MS) • Physician Assistant Studies (MS) • Religion, Health and Human Values (Clinical Pastoral Education certificate) • Research Administration (MS) • Respiratory Care (BS and MS) • Specialist in Blood Bank (certificate) • Vascular Ultrasound and Technology (BS) • Health Sciences (PhD – see the Graduate College) The Graduate College • • • • • • • • • • Anatomy and Cell Biology (MS and PhD) Biochemistry (MS and PhD) Biotechnology (MS) Clinical Research (MS) Immunology/Microbiology (MS and PhD) Medical Physics (MS and PhD) Neuroscience (PhD) Nursing (PhD) Pharmacology (MS and PhD) Molecular Biophysics and Physiology (PhD) Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 12 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 13 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 14 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 15 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 16 Office of Alumni Relations Rush University Office of Alumni Relations connects its alumni with their alma mater through events, programs and communications. If you are interested in having an alumnus serve as a speaker or preceptor, obtaining alumni lists, or sharing your research with the alumni community, you may contact the Office of Alumni Relations at (312) 942-7199 or alumni@rush.edu. Visit www.rushu.rush.edu/alumni to learn more. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 17 Chapter 2 Rush University Leadership University Administration: Larry J. Goodman, MD President Michael Frechette, MA Director, Student Financial Aid Thomas A. Deutsch, MD Provost Sharon D. Gates Senior Director, Community Engagement Marquis Foreman, PhD, RN, FAAN Dean, College of Nursing Mary Grantner Director, Interprofessional Continuing Education K. Ranga Rama Krishnan, MB, ChB Dean, Rush Medical College Chris Kanakis Director, University Facilities, General Education Resources and Quick Copy Center Charlotte Royeen, PhD, OTR/L FAOTA Dean, College of Health Sciences James L. Mulshine, MD Acting Dean, Graduate College Richard K. Davis Chief Business Officer Michael J. Kremer, PhD Co-Director, Rush Center for Clinical Skills and Simulation Bill Richert Manager, Rush Photo Group and Media Services Susanna Chubinskaya, PhD Associate Provost for Academic Affairs A. David Rivera, MAT Acting Director, Student Information Systems and Operations Joshua J. Jacobs, MD Associate Provost for Research Affairs Stephanie Sacriste, MBA Director, University Affairs Martha Clare Morris, ScD Assistant Provost for Community Research Giselle Sandi, PhD Director, Mentoring Programs Rosemarie Suhayda, PhD Associate Provost for Institutional Research, Assessment and Accreditation Michelle Sergel Co-Director, Rush Center for Clinical Skills and Simulation Gayle Ward, JD Associate Provost for Student Affairs and Associate Vice President Hilarie Terebessy, PhD Director, Counseling Center Ryan Nagdeman, Associate Vice President, Marketing and University Relations LeManuel L. Bitsoi, EdD Director, Student Diversity and Multicultural Affairs Angela Branson Director, Student Life and Engagement Frank Tomsic, MS Director, McCormick Educational Technology Center (METC) Stephanie Wang, MD Director, Global Health Brenda Weddington University Registrar Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 18 University Rules for Governance The Rush University Rules for Governance establish overall University policies and structures within which the colleges formulate their own policies and procedures. The major sections of the University rules include Faculty Organization; Student Affairs; Privileges and Responsibilities of the Faculty and Students; Creation or Dissolution of Colleges; and Amendment Procedures. The Rules for Governance were approved by a vote of the faculty in April of 2010. Shortly thereafter, they were approved by the Rush University Board of Overseers May 11, 2010 and in July 2010 the Board of Trustees provided the final approval. The approved document is located in the appendix and can also be accessed here. University Council The University Council is the senior advisory body of Rush University. It provides recommendations to the Provost concerning the organization, governance, policies, and administration of the University. The council is composed of faculty and students from each of the four colleges of the University and represents the interests of all members of the Rush academic community. The council meets quarterly and all meetings are open to the community at large. The 2014 - 2015 University Council Chair is Michael J. Kremer, Professor, Adult Health and Gerontology Nursing. Meeting dates, minutes, members and more are available to Rush University faculty, students and staff on the RUConnected portal. Contact ru_connected_help@rush.edu for portal support. University Standing Committees University Assessment Committee Policies and Procedures Committee University Student Disability Assessment Team University Curriculum Committee University Relations Please visit Rush University Marketing Resources to find template documents that support communications, meetings and marketing needs. For questions about these resources to start something new, please contact Ryan Nagdeman, director for university relations, at (312) 942-5551 or at ryan_nagdeman@rush.edu. Rush Medical College Rush Medical College is named for Benjamin Rush, a physician from Pennsylvania who was a signer of the Declaration of Independence. Rush Medical College was chartered in 1837 and opened officially on December 4, 1843, with 22 students enrolled in a 16-week course. During its first century of operation, more than 10,000 physicians received their training at Rush Medical College. The college was affiliated with the University of Chicago from 1898 until 1942, when it temporarily suspended its educational program, though it continued its corporate existence. Its faculty continued undergraduate and graduate teaching of medicine and the biological sciences as members of the faculty of the University of Illinois. In 1969, the medical college became part of the Medical Center and reactivated its charter. The college reopened in 1971 and achieved full enrollment by 1976. Since 1971, the college has awarded 4,467 doctor of medicine degrees. Rush Medical College Policies and Procedures The Policies and Procedures for the Faculty and Students of Rush Medical College for the Rules for Governance of Rush University ("Policies") were extensively revised by an ad hoc committee of faculty leaders over many years and were approved by the Board of Trustees on June 7, 2012. These policies are intended to support the Rush University Rules for Governance, which call for each college to create policies and procedures for certain sections of the rules. Because these policies refer to specific articles and sections in the Rush University Rules for Governance, a complete understanding requires referencing the document. Rush Medical College Staff Office The Medical Staff Office provides support for the Medical Staff Organization and is located in Room 458-D of the Armour Academic Center. We can be reached by phone at (312) 942-5496, by fax at (312) 942-3068, or via email at: Medical_Staff_Office_@rush.edu. Personnel: Sherald Leonard, M.D., Medical Staff Director Kate Engel, CPMSM, Director Mona Lisa McCants, Credentialing Coordinator Officers of the Medical Staff: President: Steven Gitelis, M.D. President Elect: Dino Rumoro, M.D. Medical Staff Secretary: Jonathan Myers, M.D. Treasurer: Jochen Reiser, M.D. Past President: Catherine Dimou, M.D. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 20 Rush Medical College Standing Committees Committees exist within the structure of Rush Medical College to assure the appropriate involvement of faculty and students in the various activities of the college. Except for the Rush Medical College Student Council, each committee includes representation from both faculty and students. Faculty Council This committee is the senior representative body within Rush Medical College. The membership includes nine professors, three associate professors, three assistant professors, three instructors or assistants, and one student from each of the four classes, each chosen by vote of the corresponding constituency. Committee on Committees This committee has as its primary responsibility the nomination of individuals to serve on the various standing committees of Rush Medical College. The committee is also responsible for dealing with grievances presented by members of the Rush Medical College community. Committee on Admissions Members of this committee are responsible for recommending students to the Dean for admission to the Rush Medical College. The duties of the committee members include but are not limited to, setting the admissions criteria which will enhance academic excellence, interviewing candidates, and selecting the applicants who will be offered acceptance to Rush Medical College. Committee on Curriculum and Evaluation (CCE) This committee is responsible for the design, content and evaluation of the courses and curriculum. With the assistance of course directors, the committee administers surveys to the students which evaluate course content, delivery and faculty performance. An annual report is produced for each course within the medical college curriculum. This annual report recommends changes to the course for consideration of the CCE. Committee on Senior Faculty Appointments and Promotions (COSFAP) The function of this committee is to review recommendations submitted by chairpersons for appointments or promotions of faculty members to academic ranks of indefinite terms in Rush Medical College. Recommendations for appointments or promotions are then submitted to the Office of the Dean for further action. Policies and Procedures for this committee and the template for Curriculum Vitae can be found here. Committee on Student Affairs (COSA) This committee is concerned with non-curricular needs of Rush Medical College students. Its regular responsibilities include an annual evaluation of the effectiveness and adequacy of programs and services available to students, improvement of current programs, and initiation of new activities when their need is recognized. The committee works closely with the Office of Student Affairs. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 21 Committee on Student Evaluation and Promotion (COSEP) This committee is responsible for developing policies concerning student status, evaluation and promotion; reviewing the academic performance of Rush Medical College students; making recommendations to the Faculty Council and Dean concerning promotion, graduation and dismissal of students; and determining requirements for remedial action for students who have failed medical college courses. Rush Medical College Academic Policies Academic Policies within Rush Medical College assure the appropriate involvement of faculty and students in the academic activities of the college. These policies include items such as course credit, professionalism standards, grades as well as many others which can be found here. Rush Medical College Student Honor Code and Academic Honesty Rush Medical College students affirm their commitment to the Rush Medical College Honor code defined as “adhering to academic and personal integrity, sound moral character, and respect for the rights and dignity of others ”. This code is consistent with our aspirations as future physicians to uphold values of responsible and professional behavior and honesty in dealing with academics, patients and colleagues. This Honor Code sets the standards for expected behavior and professionalism at Rush Medical College. Commitment to these standards is expected of all matriculating students and represents a commitment to our future as successful physicians. This commitment is a shared responsibility of faculty, staff, and students in the Rush University community to ensure the highest standards of behavior, whether this is in the classroom or in the clinical setting. Rush Medical College Teacher-Learner Relationship Rush Medical College has a long-standing tradition of valuing and creating a productive and positive learning environment for its students – this environment is an institutional asset that is vital to carrying out our missions in teaching, patient care, and research. The relationship between teachers and learners should be based on mutual trust, respect, and responsibility. The expectations for maintaining a professional teacher-learner relationship are relevant to all faculty, residents, staff, and students who participate in educational activities in the classroom, laboratory, research, or clinical settings where there is a focus on education, patient care, and ethical conduct. (See Appendix page 256) Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 22 Rush Medical College Faculty Volunteer Opportunities The Student Continuity Experience (SCE) program provides a setting and a two-year, longitudinal opportunity for a medical student to work with real patients in a continuity of care practice. Preceptors must be willing: a) to mentor students for two half-days per month, for a period of two years; b) to work directly with students to achieve the program objectives; c) to assess and evaluate student attendance, motivation, interpersonal skills, effort and commitment; d) to provide feedback regarding the program. Graduate Medical Education Residency and fellowship training is an exciting phase in a physician's education, when clinical skills and professional identity are developed and refined. Click on the “Graduate Medical Education” title to learn about the vital role of house officers in our health care community. Rush Medical College Diversity and Inclusion Statement Rush Medical College (RMC) embraces the Rush University Medical Center (RUMC) Diversity Leadership Council vision for diversity and the American Association of Medical Colleges’ commitment to increasing diversity in medical schools. Recognizing that diversity and inclusion enhance the medical education environment and ultimately the overall health of our community, RMC seeks to create and support an environment in which faculty, staff, and medical students combine their differing backgrounds, diverse perspectives, and unique skills as they work with peers to solve problems, enhance their ability to work with patients, and develop new, effective ways to manage health, conduct research, and deliver care. RMC strives to enroll a highly qualified and richly diverse student body through holistic review and individual consideration of the potential contributions that applicants with different backgrounds, cultures, perspectives, races, ethnicities, characteristics, and personal experiences would make to the educational experience of all students and to the school’s cultural, social, and learning environment. RMC seeks to attain a learning environment that better reflects its community through increased representation of groups that are underrepresented in medicine in RMC’s surrounding communities. Along with remaining committed to applicants from backgrounds traditionally underrepresented in medicine, RMC considers diversity in economic, geographic, gender, age, sexual orientation, racial and ethnic backgrounds as important factors in not only creating a diverse community but also influencing an applicant’s potential to succeed as a physician in our rapidly changing and diverse society. To this end, the RMC Committee on Admissions annually identifies factors for consideration in building a diverse student body. Further, RMC’s Faculty Council, utilizing information provided by the Committee on Admissions and other data, is committed to implementing programs and initiatives designed to meet these stated diversity goals. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 23 College of Nursing The College of Nursing represents a combined heritage dating back to the late nineteenth century, when its first antecedent, the St. Luke’s Hospital Training School of Nursing, opened in 1885 to offer diploma education to nurses. In 1903, the Presbyterian Hospital School of Nursing accepted its first students. From 1956 to 1968, nurses were taught at the merged Presbyterian-St. Luke’s Hospital School of Nursing. More than 7,000 nurses had graduated from these three predecessor schools by the time the Rush University College of Nursing was established in 1972 following the merger of Presbyterian-St. Luke’s Hospital with Rush Medical College. Since then, the College of Nursing has awarded 6,944 baccalaureate, master’s and doctoral degrees. Mission The mission of the College of Nursing of Rush University is to set a national standard for excellence in the education of nurses, lead the development and application of clinically-relevant science, and create service strategies for meeting the health needs of a diverse society. This mission is supported within a dynamic, multidisciplinary institutional culture in which education, research, and clinical practice are unified. College of Nursing Policies and Procedures These policies are intended to support the Rush University Rules for Governance, which call for each college to create policies and procedures for certain sections of the rules. Because these policies refer to specific articles and sections in the Rush University Rules for Governance, a complete understanding requires referencing the document. See the approved document in the appendix section. College of Nursing Standing Committees Faculty Senate Faculty Senate is the governing body for the faculty and operates as the Committee on Committees. The senate has ten members representing each academic rank level, as well as members from the faculty-at-large. Members of this body are elected annually and the senate elects its own chairperson. Two student representatives also serve on the senate. Standing Committees The standing committees of the College of Nursing assist with the work of the college. Members of the committees are elected by the total faculty every June. The committees include the following: Admissions and Progressions Committee This committee is responsible for the review of all applicants to the College of Nursing and maintaining the admission standards and policies for all nursing programs. This joint committee is also charged with oversight of the progression standards and policies for all nursing programs, and for the progress and performance review of all students. There are twelve members on this committee, including two student representatives. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 24 Curriculum There is a curriculum committee for the undergraduate program and also one for the graduate program. These committees serve as the monitoring resource for the curriculum. The committees review all new courses and/or major changes in the curriculum, establish and monitor methodology for curriculum evaluation and provide overall consistency for curriculum development. There are six members on each committee plus one student voting member. Committee on Cultural Diversity This committee is involved with the recruitment and retention of students and faculty from minority groups and data collection and research in relation to affirmative action activities and progress. There are five members on this committee, including two student representatives. Faculty Appointments and Promotions Committee This committee acts upon the appointments and promotions of faculty in accordance with the Rules for Governance. There are six members on this committee, representing junior and senior faculty members. The policies and procedures for this committee can be found here. College of Nursing Academic Policies Academic Policies within the College of Nursing assure the appropriate involvement of faculty and students in the academic activities of the college. These policies include items such as absence policies, exams, readmission as well as many others which can be found here. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 25 College of Health Sciences The College of Health Sciences, established in 1975, traces its origins to the School of Medical Technology sponsored by Presbyterian-St. Luke’s Hospital from 1959 to 1972. This school was the second largest of its kind in the city of Chicago. During its operation, it provided a one-year professional internship program to more than 200 baccalaureate students in medical technology. Today, the College of Health Sciences offers a doctoral program in audiology, 11 master’s degree programs and five bachelor’s degree programs. The College of Health Sciences has awarded more than 2,771 baccalaureate, master’s and doctoral degrees. Mission The mission of the College of Health Sciences is to advance the quality and availability of health care through excellence in education, research and scholarship, service and patient care. The College promotes the values of diversity, access and inclusion in all of its endeavors. Vision The College of Health Sciences at Rush University will be a world class school of allied health sciences whose programs are recognized as among the best in the United States. College of Health Sciences Policies and Procedures The College of Health Sciences centers around departments and programs, each headed by a department chairperson and program director who reports to the College dean. The senior administrative and policy body of the College is the Chair's Council, made up of the chairpersons from each of the College's departments, and a representative from the Faculty Council. The senior representative body of the College is the Faculty Council, comprised of two faculty members elected from each department. Meetings of the Faculty Council are ordinarily held quarterly. Faculty may propose agenda items, and guests are welcome by invitation. The College of Health Sciences Policies and Procedures are located here. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 26 College of Health Sciences Standing Committees The Dean may appoint special committees and task forces of the College to meet specific College needs, such as strategic planning. A list of standing committees is provided below: Curriculum Committee Student Government Association (SGA) Diversity Committee Marketing and Student Recruitment Faculty Council Program Review and Outcomes Assessment Committee on Senior Faculty Appointments and Promotions (COSFAP) Scholarships and Stipends Faculty Development for Teaching Faculty Research Development CHS Reps to the University Council PhD Steering Committee Imaging Sciences Steering Committee Interdisciplinary Education Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 27 Graduate College The Graduate College was established as a separate academic unit in January 1981, having previously been organized as the graduate school within the College of Health Sciences. The Graduate College provides educational programs in the basic sciences and offers master’s and doctoral degrees in eight disciplines. Since its inception, the Graduate College has awarded 552 degrees. Mission The primary mission of The Graduate College of Rush University is to promote and assure excellence in educational programs in selected disciplines of the medical sciences. The Graduate College promotes cooperative efforts in achieving high quality educational and research programs to prepare students for successful careers and life-long professional development. Graduate College Academic Policies and Procedures The Graduate College adopts college-wide policies and procedures and reviews division regulations. Students follow the college and division policies in effect at the time of initial matriculation in The Graduate College. However, The Graduate College reserves the right to make substantive changes in its programs after the student's matriculation. Students will be informed in writing by the division director of any changes made during their tenure in the program. Students re-entering the college after an absence will be guided by policies and procedures in effect at the time of re-entry. Graduate College Standing Committees The Graduate College Council The Graduate College Council is the senior representative body for The Graduate College. The committee is comprised of all program directors, an elected representative from each division, and two elected student representatives. The Graduate College Council is chaired by the Dean of The Graduate College. Only elected members are allowed to vote. Curriculum Committee This committee reviews all courses and programs of study, including new programs and courses, and makes recommendations to The Graduate College Council. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 28 Chapter 3 Faculty Development Office of Academic Affairs Mission Promote academic professional development of faculty, trainees, staff and students aligned with the University mission. Three focal areas/initiatives: 1. Faculty Affairs 2. Mentoring Programs 3. Global Health Teaching Academy All Rush University faculty are invited to participate in the 2013-2014 Teaching Academy Workshops/Seminars Series beginning July 16, 2013. The Teaching Academy Series will be held every third Tuesday of the month from noon to 1 p.m. in room 994 of the Armour Academic Center. Lunch will be provided. RSVP here for this event. Contact Stephanie Sacriste, Department Manager, Office of Academic Affairs at academic_affairs@rush.edu or (312) 563-6395 for more information. We look forward to seeing you! Faculty Awards The Provost’s Office and the Office of Academic Affairs established the Rush Faculty Excellence Awards! Excellence in Education Excellence in Research Excellence in Clinical Service Leadership in Community Service Excellence in Mentoring The awards will be presented at the Annual Faculty Recognition Reception June 23, 2015 to be held in Room 500 (Garden Room) from 3-5pm. For questions or to rsvp, contact the Office of Academic Affairs at academic_affairs@rush.edu or (312) 563-6395. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 29 Rush Mentoring Programs The Research Mentoring Program was established in 2006 to prepare junior investigators to lead funded translational research programs. The program is open to residents, fellows and all faculty members at Rush University Medical Center and John H. Stroger, Jr. Hospital of Cook County. The program is designed to enable mentees to 1. Develop testable, health-related research questions; 2. Develop novel and fundable methods to study complex biomedical and behavioral health problems; 3. Work collaboratively on interdisciplinary research teams that include basic, clinical and community-based population scientists as well as experts in biomedical informatics; 4. Conduct funded original research synthesizing basic and clinical science specific to the research topic; 5. Develop a funded, sustainable program of translational research that will directly improve the health of the nation; and 6. Increase the likelihood that innovations will be implemented and improve the nation's health by disseminating findings beyond the scientific community. This entails employing presentations and publications targeted to various audiences, including clinicians, researchers and consumers. Research Mentoring Program The program has three translational research tracks: clinical (outcomes, behavioral interventions, decision-making, communication, and patient safety), population (community-based participatory research, provider-based research networks), and laboratory. More than 70 senior faculty members with a wealth of research, teaching, and clinical expertise from both Rush and Stroger serve as mentors. A wide range of resources are available, including data management, statistical support, professional grant writing and manuscript editing, graphics/presentation consulting, and other research support. The program also offers regular workshops and seminars in a variety of areas, such as identifying funding sources, grantsmanship and writing skills, statistics and databases, and career development. Residents, fellows and all faculty members interested in joining the Research Mentoring Program are required to have at least 20 percent protected research time from their departments. Each mentee must also agree to dedicate an additional 25 percent effort and work very closely with a senior mentor. Each mentee's entry into the program depends upon program leaders identifying an appropriate mentor match. Educational Mentoring Program The REMP provides experienced and dedicated mentorship for educators and educational scholars who engage in educational scholarly activities in support of Rush University’s mission. It offers a comprehensive range of resources designed to strengthen the educator’s teaching portfolio and/or to support educational scholarship. The program has two tracks: an ‘education Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 30 track’ focused on teaching and learning and an ‘educational scholars’ track focused on conducting educational research, publishing, and acquiring funding. Mentees who wish to join the REMP should be nominated by their department and be currently involved or plan to be in education and/or educational research. They should notify the Office of Mentoring Programs and information about the next REMP Group meeting will be provided. Rush Postdoctoral Mentoring Program Mentoring is the social foundation of research. It is the mentor who has the potential to draw the best from the junior person by acting as an adviser, teacher, role model, motivational friend, and supportive advocate. It is an ideal way to pass ethical and professional values to the generation following, and yet most research organizations do not directly address it as a core responsibility. Institutions that commit themselves to long term development and progress cannot afford to forsake the cultivation of an encouraging, jointly supportive environment. A key element in that cultivation process is the mutually respectful and mindful relationship between mentor and trainee. With that in mind, the Rush Postdoctoral Society (RSP) was founded in 2013 in order to facilitate community building for postdocs at Rush University. The purpose of the RPS is to be a representative for the National Postdoctoral Association (NPA) on the Rush University campus. As such, we support the national goals of NPA. At the local level, we provide a voice for Rush postdocs, when necessary, while also providing education to help both new postdocs transition into Rush and those leaving Rush to transition into their new careers. We also provide a community in which postdocs can share their ideas, concerns, and socialize with their peers. Finally, as the official NPA chapter, the RPS will also provide access to the NPA network and all of the associated resources available to members. Career development seminars, workshops, and social events are organized monthly at Rush and in collaboration with other institutions, such as the University of Chicago, Northwestern, University of Illinois at Chicago, and Argonne National Laboratory. All postdocs and research fellows are welcome and encourage to attend all events and to join the NPA free of charge as Rush is a sustaining member. Rush Women Mentoring Program In an era of intensifying competition for talent, achieving and retaining a diverse work force is becoming an increasingly important factor in the success of any institution. Recognizing this, the Office of Academic Affairs, in collaboration with the Office of Mentoring Programs, established the Rush Women Mentoring Program (RWMP). Its overall objective is to create and sustain a comprehensive program that facilitates women faculty members’ pursuit of specific career goals within a supportive and engaging environment at Rush University Medical Center. This new program equips female faculty members with skills to help them manage a wide range of interpersonal and professional interactions through the following: Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 31 Fostering a coherent system of professional development that accounts for individual needs and career pathways Adding to the scholarly knowledge base regarding learning styles in the medical sciences through reinforcement of infrastructure 1. Using peer mentoring to nurture a sense of community among women faculty members 2. Supporting a culture that is conducive to inter-professional collaboration and partnership 3. Assisting women faculty in their promotion through academic ranks and into leadership positions 4. Increasing visibility of women faculty and their successes within the Rush community 5. Facilitating development of policies and concrete tools to promote work flexibility and work/life balance among women faculty Research has shown that a sense of belonging is particularly important for women’s success, especially for junior faculty. The RWMP provides that sense by increasing diversity awareness and strengthening organizational systems and procedures, in addition to piloting new initiatives to retain and advance more women at Rush. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 32 Interprofessional Continuing Education Mission Statement The Interprofessional Continuing Education Office provides continuing education programs that advance Rush University Medical Center’s practitioners’ contributions to quality healthcare, enhance professional growth and positions Rush as a leader in providing continuing education to the larger healthcare community. This is accomplished through alignment with Rush’s mission, strategic plan and quality improvement measures and adherence to continuing education best practices and national accreditation regulations. The Office of Interprofessional Continuing Education (IPCE) is an integral part of Rush's efforts to provide the highest quality learning activities that lead to excellence in patient care. IPCE helps Rush’s faculty and clinicians develop and deliver accredited continuing education in all of the following disciplines: Medicine, Nursing, Nutrition, Occupational therapy, Physical therapy, Psychology, Respiratory therapy, Social work, and Speech-audiology. IPCE has recently expanded its electronic services. In addition to its home web page, www.rushu.rush.edu/ipce IPCE offers an opportunity to electronically track continuing education credits, register for upcoming CE offerings, and view recorded events http://cmetracker.net/RUSH/Enduring . Rush is accredited by the Accreditation Council for Continuing Medical Education (ACCME), the American Nurses Credentialing Center’s (ANCC) Commission on Accreditation Standards, and the Illinois Department of Professional Regulation. Accreditation by other disciplines and/or specialties can be obtained with IPCE’s assistance. In addition to assuring compliance with these accrediting bodies, IPCE staff can assist in needs assessments, course development, and the gathering and analysis of outcomes data. If you would like to develop an accredited course in any or all of these disciplines, contact Interprofessional Continuing Education, Rush University, 710 S Paulina JRB 234, Chicago, Illinois 60612 (Telephone: 312-942-7119; E-mail: CE_office@rush.edu) Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 33 toring Program Chapter 4 Faculty Service Opportunities Community Service Community Engagement & Healthcare Partnerships The mission of the Community Engagement and Healthcare Partnership office is to enable and support Rush University Medical Center in fulfilling its commitments to the local community and to improve the health status of Rush’s diverse neighboring communities. We will achieve our mission by: • • • • Assessment of community health needs and coordination of Rush resources and programs that address needs Ongoing evaluation to monitor Rush program effectiveness in meeting community needs program objectives; through reporting and communication for internal and external audiences Development of effective community partnerships focused on access, health promotion, and pipeline programs for health care careers Coordination and provision of community-based experiences for Rush students to enhance their ability to care for diverse populations Rush Community Service Initiative Program (RCSIP) The mission of Rush Community Service Initiative Program is to provide community based volunteer experiences for Rush students that enhance their ability to work in teams, develop patient relationships, care for diverse populations, and to provide targeted services based on community need. We will achieve our mission by. • • • Aligning volunteer experiences with the findings of the Rush community health needs assessment Developing community programs that focus on access, health promotion, and pipeline programs for health care careers Accessing the outcomes of community programs Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 34 Global Health Vision Advance ongoing involvement and develop new programs with global health initiatives that could have a mutual benefit from the voluntary assistance of Rush students, residents, fellows, faculty and staff. Dominican Republic & Haiti • • Seven annual medical service trips (Dominican Republic 4, Haiti 3) Residents, students, & volunteers in primary care, nursing, and physical therapy. Applications available in June. Rush University Belize Immersion Experience (RUBIE) • • One trip per year Only 10 students and 4 faculty/staff per trip M4 Elective Information: • Students who are registered for the M4 elective are eligible for travel funding depending on availability of funds Annual Global Health Symposia 2015 • February 9-12, 2015 Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 35 Chapter 5 Research Office of Associate Provost, Research Rush is committed to fostering centers of excellence that combine clinical, basic and population science to study areas of importance to the community. Several programs have been created to support and encourage Rush investigators involved in more than 1,600 research studies, including trials of new medical and surgical therapies. This site includes information for prospective research participants, for research sponsors and for investigators, including links to many online resources. The office is under the direction of Joshua J. Jacobs, MD, Associate Provost. Mission Research at Rush is dedicated to the pursuit of outstanding biomedical research to advance knowledge and optimize patient care. Structure Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 36 Policies and Procedures The list below consists of the current policies and procedures for the protection of human subjects at Rush. HIPAA Privacy Procedures for Research- April 2011 HIPAA What is Considered Protected Health Information and/or Identifiable Information? RA-IBC-001 Research Involving Recombinant or Synthetic Nucleic Acid Molecules RA-IRB-100 Scope and Purpose of the Rush Institutional Review Board RA-IRB-101 Appointment of IRB Members, Alternates, and Chairs RA-IRB-102 Initial and Ongoing Training of Rush IRB Members and Administrative Staff RA-IRB-102A Rush IRB Training Checklist RA-IRB-103 Disclosure and Management of Conflicts of Interest by IRB Members RA-IRB-103A IRB Member Conflict of Interest Disclosure Agreement RA-IRB-104 Review of Research Activity that May Meet the Regulatory Criteria for Exempt Status RA-IRB-105 Expedited Initial Review of Research RA-IRB-106 Initial Review of Research by the Full IRB RA-IRB-107 Process of Obtaining Additional Expertise for IRB Review RA-IRB-108 Requests for Third-Party Verification of Study Information RA-IRB-109 IRB Authority to Impose Study Restrictions RA-IRB-110 Modification or Amendment of IRB Approved Research RA-IRB-111 Continuing Review of Approved, Ongoing Studies RA-IRB-112 Lapse of IRB Approval for Ongoing Studies RA-IRB-114 Research Involving Investigational Devices RA-IRB-115 Research Involving Investigational Drugs Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 37 The list below consists of the current policies and procedures for the protection of human subjects at Rush. RA-IRB-116 Review and Approval of Study Advertisements and Other Recruitment Materials RA-IRB-117 Finder's Fees and Bonus Payments RA-IRB-118 Determining Whether an Activity is Research Involving Human Subjects RA-IRB-118A Determination of Whether an Activity Constitutes Human Subjects Research Form RA-IRB-200 Elements and Documentation of Informed Consent for Research Subjects RA-IRB-201 Alteration or Waiver of Informed Consent for Research Subjects RA-IRB-202 Use of Translated Consent Documents for Research, Including 'Short Form' Consents RA-IRB-203 Research Involving Pregnant Women or Fetuses RA-IRB-204 Research Involving Neonates of Uncertain Viability or Non-Viability RA-IRB-205 Research Involving Stem Cells and Fetal Material, including Dead Fetuses and Placenta RA-IRB-206 Research Involving Children (Minors) RA-IRB-207 Research Involving Prisoners or Other Legally Restricted Persons RA-IRB-208 Research Involving Adults with Questionable Capacity to Consent RA-IRB-209 Reporting and Review of Unanticipated Problems, Including Adverse Events RA-IRB-210 Protocol Exceptions and Deviations RA-IRB-211 Emergency Use of a Test Article RA-IRB-212 Review of a Humanitarian Use Device RA-IRB-213 Suspensions and Terminations of Approved Research RA-IRB-300 Documentation and Storage of Minutes RA-IRB-301 Maintenance of IRB Regulatory Files Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 38 The list below consists of the current policies and procedures for the protection of human subjects at Rush. RA-IRB-400 Training and Education Policy for Investigators and Relevant Research Personnel RA-IRB-401 Reporting and Investigating Research Non-Compliance RA-IRB-402 EQuIP Policy RA-IRB-403 Policy on Governmental and Sponsor Audits Research Cores All the scientific cores have pricing structures that are advantageous for Rush investigators and will therefore allow greater productivity per grant expenditure than comparable external facilities operated by neighboring universities or commercial laboratories. With rare exceptions, investigators can receive training to operate these facilities independently, thereby reducing the labor charges associated with larger projects. 1. MicroCT/Histology Core (MCTHC). MicroCT is a non-destructive, x-ray based means of constructing three-dimensional images of objects with natural or contrast-enhanced radioopacity. The laboratory has been used by intramural and extramural researchers for ex vivo three-dimensional imaging of bone, cartilage, nerve, vascularity, and various biomaterials by PIs from Rush and several universities across the U.S. There are two scanners in the lab. The microCT40 (Scanco Model 40) has a nominal best resolution of 6 µm with a real resolution of ~9 µm (45-70 kVp); reconstructed image matrix of either 1024 x 1024 or 2048 x 2048; field of view up to 37 mm and maximum scan length of 7 cm. The microCT50 (Scanco Model 50) has a nominal best resolution of 0.5 µm with a real resolution of ~1 µm (40-90 kVp) and a maximum scan length of 16 cm and field of view of 48 mm. Reconstructed image sizes can be as large as 8190 x 8190. Both instruments have an open VMS operating system; complete imaging software for data acquisition, online/offline reconstruction, 3D visualization and animation, and 2D and 3D trabecular bone histomorphometry, database for tracking specimen processing and archiving. Images can be exported in DICOM and TIFF formats and the histomorphometric data can be readily downloaded to spreadsheets. The histology part of the core provides support for preparing ground or thin sections from plastic-embedded, undecalcified bone specimens (often containing a metal implant), as well as paraffin sections from decalcified specimens. The lab also has the ability to perform histochemistry and immunohistochemistry. The MicroCT/Histology Core is facilitated by Rick Sumner, Ph.D., chair of the Department of Anatomy and Cell Biology. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 39 2. Flow Cytometry Core (FCC). As a centralized resource, the Flow Cytometry Core (FCC) provides Rush researchers and those at neighboring institutions with the ability to perform multiparameter analysis and cell sorting on single-cell suspensions providing measurements of cell morphology, phenotype, and function. Common applications of flow cytometry include immunophenotyping, DNA cell cycle/tumor ploidy, membrane potential, cell viability/apoptosis, intracellular protein staining, cell tracking and proliferation, and reactive oxygen species measurements. Trained staff assist users with sample running, experimental design and data analysis. The facility currently operates three Becton-Dickinson instruments: one dual-laser FACSCalibur, one three-laser BD-LSR II analyzer, and one four-laser BD LSRFortessa. The FACSCalibur flow cytometer is an end user-operated instrument with two lasers, permitting measurement of four fluorescent and two light-scatter parameters. Trained users prepare and acquire/analyze their own samples using a Macintosh G4 computer and either CellQuestTM or FlowJo software. The LSR-II flow cytometer is a three-laser (405 nm, 488 nm, and 633 nm) instrument capable of measuring up to twelve parameters (10 fluorescent and 2 light-scatter), and is operator-assisted. The LSRFortessa flow cytometer is a four-laser (405 nm, 488 nm, 561 nm, and 640 nm) instrument capable of measuring up to sixteen parameters (14 fluorescent and 2 light-scatter), and is operator-assisted. Trained users bring prepared samples to the facility and are assisted on their acquisition/analyses using the PC-based FACS DiVa or Macintosh-based FlowJo software. Multiple analysis workstations are available at no charge for the purpose of post-run analysis. These workstations offer both PC- and Macintosh-based analysis and are installed with software for both FlowJo and FACS DiVa software. The flow cytometry core was established in the Department of Immunology and Microbiology and is under the direction of facilitator Amanda Marzo, Ph.D. 3. Rush Proteomics Core (RPC). The Rush Proteomics Core (RPC) provides a comprehensive range of services for the design, execution and analysis of proteomics research. Applications include the identification of proteins and antigens, serum profiling and discovery of novel disease biomarkers, analysis of post-translational modifications, characterization of proteinprotein interactions, and identification of molecular pathways involved in health and disease. The RPC supports the research of both junior and senior investigators and assists clinical/translational researchers in conducting laboratory procedures. RPC services include: (1) consultations on experimental design, post experiment analysis and guidance on the most appropriate experimental platform for specific research objectives and data interpretation, (2) training for self-service, and (3) performance of procedures as needed. RPC personnel participate in several graduate-level courses to introduce basic proteomics methodology to students and young investigators. Protein chemistry services include sample preparation from simple and complex mixtures including serum, cell lines and tissue, as well as extraction of diverse proteins from human and animal sources, using standard isolation, enrichment and solubilization methods. The RPC develops protein fractionation protocols and provides assay development as needed. Proteins are separated and detected using one- and two-dimensional Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 40 gel electrophoresis, Western blot and image acquisition and bioinformatics analysis, and oneand two-dimensional nano-flow HPLC separation. The facility also provides bioinformatics support using analytic software for gels and Western blots (BioRad), biomarker discovery algorithms, protein database searches, and analysis of microarray data from glass microarrays, as well as data analysis for the Affymetrix Gene chip platform. An in-house Linux system is routinely used to analyze and store data. Bioconductor, based on the R statistical program, is used for microarray and proteomic data analysis, and we have the ability to write R programs for custom method development. Most of the NCBI tools for genomic data analysis are installed, including several Blast programs and sequence retrieval/analysis programs. The Core is also linked to the nearby University of Illinois Research Resources Center (RRC; see below) for additional resources such as a Fourier transform mass spectrometer. The RPC facilitator is Dr. Chunxiang "Kevin" Zhang, M.D., Ph.D. and the facility is managed by Seby Edassery M.S, a biotechnology and bioinformatics specialist with over 10 years experience in molecular biology, proteomics and data analysis. 4. Rush Biomarker Development Core (RBDC). The Biomarkers Core provides a costeffective means to evaluate protein biomarkers (such as cytokines, growth factors, and autoantibodies) in any biological specimen, including serum, plasma, synovial or cerebrospinal fluids, urine, tissue or cell lysates, and conditioned media. All evaluations can be performed with either absolute or relative quantitation, and will be performed using the Luminex xMAP immunobead platform by highly-experienced experts trained by the Luminex Corporation. This platform permits simultaneous quantification of up to 500 analytes from low microliter volumes of sample. Early disease detection and monitoring of disease progression and treatment response are principal applications. Commercial kits are available for a wide array of potential analytes by multiple partners of the Luminex Corporation. Services range from performance and analysis of existing assays by facility personnel to custom assay development/validation for virtually any protein. Further, we can also work in concert with the Rush Proteomics Core toward identification of novel biomarkers and their translation to the Luminex platform for validation purposes and routine evaluations. The director of the RBDC is Jeffrey A. Borgia, Ph.D. 5. microRNA and Gene Expression Core (MRGEC). The microRNA and Gene Expression Core is intended to facilitate research on the molecular pathogenesis of disease leading to drug target development, molecular diagnosis, and molecular monitoring of treatment efficacy. MRGEC is equipped with the Applied Biosystems HT7900 RT-PCR, which accommodates 384well plates and has fully robotic automatic loading capability. DataAssist data analysis software is used. Supporting apparatus such as a NanoDrop DNA/RNA/protein spectrophotometer and a full range of electrophoresis equipment, together with the BioRad GelDoc XR gel analysis and documentation system, are also available. The services provided by MRGEC covers all aspects of miRNA and gene expression analysis, from DNA/RNA/miRNA preparation, to microarray miRNA and gene profiling, functional annotation analysis, and validation studies. It facilitates Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 41 research at all levels, from clinical diagnostic studies to cutting-edge basic, discovery research. The MRGEC facilitator and staff provide consultations to help researchers, especially newcomers to genetics and molecular biology studies. The spectrum of support ranges from investigator training in operation and troubleshooting of the apparatus to experimental design/optimization. MRGEC encourages collaborations with researchers, and will provide support to researchers during their grant application and help enhance their grant components of miRNA and gene expression studies. The MRGEC facilitator is Dr. Chunxiang "Kevin" Zhang, M.D., Ph.D. and the facility is managed by Seby Edassery. 6. The Live Animal Imaging Core Facility Program Statement and System Capabilities. The IVIS Lumina II imaging system allows monitoring of cellular activity (quantitative) through bioluminescent or fluorescent reporters in live mice or rats. This system can be utilized to identify tumor development in studies aimed at dissecting the molecular genetics of several types of cancer using mouse or rat models. The imaging system allows the use of a smaller cohort of animals for the research as animals do not need to be sacrificed to ascertain the presence of tumor lesions. The system offers non-invasive longitudinal monitoring of:1) disease progression (e.g., tumor progression and metastasis) 2) tumor response and recurrence 3) cell trafficking and gene expression patterns in living animals 4) drug metabolism genes due to either the parent molecule or its metabolites. A potentially greater use of this imaging system is in translational research involving therapeutic trials using animal models for disease. It is hypothesized that compounds with demonstrated efficacy on tumors developed 'in situ' in animal models will have a higher success rate after translation to the clinic, as these scenarios will more faithfully recapitulate the conditions under which human tumors grow. The ability to image tumors 'in situ' rapidly and with high sensitivity using the IVIS imaging system, and the correlation between tumor size and the amount of emitted light, indicate that the IVIS imaging system provides a mechanism to rapidly evaluate potential therapeutic compounds. The imaging system can be likewise applied to any other disease state in which disease burden can be quantified (e.g. the number of bacteria in the systemic circulation). Other important applications include: infectious disease, inflammation, gene therapy, stem cell biology, cardiovascular diseases, immunology and transplantation biology. System Specifications: The system comprises a light-tight imaging chamber, a high-sensitivity cooled charge coupled device (CCD) camera, a cooling system for the camera, and proprietary software (Living Image) that controls all of the system components. The IVIS Lumina II allows imaging of up to 5 mice or 2 rats and can also accommodate Petri dishes or micro-titer plates for in vitro imaging. The system is equipped with up to 21 filter sets that can be used to image reporters that emit from green to near-infrared Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 42 Access to the system is by login of registered users, the list of which is maintained by Dr. Jitesh Pratap, facilitator. 7. IM RESEARCH AND DRUG DISCOVERY IMAGING CORE The IM research CORE facilities consist of multiple state-of-the-art imaging, liquid handling, high-throughput, and other analytical equipment. The list of equipment includes High-Content Screening (HCS) Systems, Electron Microscopy (TEM/SEM), Confocal Microscopy, Live-Cell Imaging, and Flow Cytometry. The facilities housing the equipment were entirely renovated in 2013 and early 2014 as part of Dr. Jochen Reiser and Dr. Vineet Gupta’s research laboratories and occupy space on 1st and 7th floor of the Cohn building. 7A. High-Content Screening (HCS) Systems: The Core will oversee the operation of a Perkin Elmer’s Opera HCS System, which offers the ultimate in high throughput, speed and resolution – making it the ideal solution for flexible, scalable assay development and robust screening. The Opera system utilizes Acapella high content imaging and analysis software and offers solutions for apoptosis, calcium flux, cell cycle, cell differentiation, cell migration, cell proliferation, cell shape changes, cytoskeletal rearrangement, cytotoxicity, fluorescence in situ hybridization (FISH), lipid droplet analysis, neurite outgrowth, protein expression, receptor activation, RNAi screening, signaling pathway analysis, and transcription factor. The HCS facility also has Perkin Elmer’s JANUS automated workstation - a liquid handling platform that provides real-time and future adaptability for augmented throughput, plate capacity and dynamic volume range. It includes a gripper ‘pick and place’ robotic arm for automatic ‘on the fly’ switching of heads for optimal precision pipetting and performance. JANUS with proprietary Modular Dispense Technology (MDT) NanoHead dispense heads enhance assay miniaturization with 384-tip processing down to 50 nL with C.V.s less than 13%. Also in the HCS facility, a BioTek plate washer is available for washing cells in 96- and 384-well plates. 7B. Electron Microscopy: The Core Facility can provide researchers access to a scanning electron microscope with transmission electron microscopy (TEM) capabilities. Services include critical point drying and gold coating of EM samples. The Zeiss Sigma HDVP Electron Microscope is a high definition imaging system capable of producing ultra high resolution images with a resolution of up to 1nm. This scope features both high vacuum and variable pressure modes, and is equipped with five different detectors including: a secondary electron detector, a back scatter detector, an in-lens detector, a variable pressure secondary electron detector, and a scanning transmission electron microscopy detector to image TEM tissue sections. This instrument has an acceleration voltage range of 1kV-30kV and scan speeds up to 50ns per pixel. The SmartSEM software is capable of 4-D imaging, elemental mapping, remote viewing, and is user friendly, offering a number of customizable preferences unique to each user. Atlas Imaging software is also included, and enables automatic site to site scanning for mosaic compositions. The room has been outfitted for magnetic interference cancellation, electrical stability, and vibration reduction. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 43 7C. Confocal and Live Cell Microscopy: The Core will run a Confocal Facility, which is equipped with a Zeiss LSM 700 including two spectral channels and a live cell imaging workstation . The confocal microscope is based on an Axio Observer Z1 motorized inverted microscope with four laser excitation lines from four solid-state diode lasers: 405nm, 488nm, 555nm, and 635nm. The instrument is equipped with a motorized scanning stage with controller. It also has the Zeiss Definite Focus controller for extremely precise focus control during longterm conditions where focus drift is a problem. The Live Cell Imaging microscope is based on a Zeiss Axiovert 200 and is equipped with a XL-3 Incubator, heated stage and is fitted with a CO2 -supplied cover plate. This incubation system enables precise temperature control for the entire instrument and there is a heated stage insert for additional temperature control and CO 2 supply at the specimen stage for extended imaging experiments. The instrument uses the Zeiss ZEN Windows-based software, which is user-friendly and logical. The IM Research CORE facilities are available for use by the RUMC community under the directorship of Antonio Bianco, Ph.D., and the management of Steven Mangos, Ph.D. Access to the facilities is restricted by swipe card access, which is only granted to approved, trained users and staff. A 3 hour training and certification program is required for all users and is available through the IM Research CORE Facilities Coordinator. For questions or procedures to gain access to the facilities, scheduling, and costs, please contact Dr. Steven Mangos (x21937, steve_mangos@rush.edu). 8. The Biological Safety Level 3 (BSL3) Laboratory The BSL3 facility (JS 1183) is a negative pressure biohazard containment facility that consists of an anteroom (90 ft2) and laboratory (430 ft2). The facility was totally renovated in 2011 to conform to current Biosafety in Microbiological and Biomedical Laboratories (CDC-NIH, BMBL, 2007) standards for handling RG3 agents, large volume isolation of RG2 agents, as well as new and uncharacterized pathogens when found or genetically modified human pathogens as described in the current NIH OBA current guidelines covering “Recombinant or Synthetic Nucleic Acid Molecules.” The facility would be invaluable as a support laboratory during a bioterrorism event and RUMC’s response. The facility would also be useful for BSL2+ risk level experiments such at the propagation of drug resistant Mycobacterium tuberculosis. The facility is recertified annually to meet current CDC/NIH requirements. The facility is connected to RUMC emergency power and is designed to maintain containment and security during emergency conditions. All exhaust from the BSL3 is HEPA filtered before it is vented to the outside. A Steris pass-through steam sterilizer between the vestibule and main laboratory is equipped with appropriate biosafety collar, one-way pass through control, and backup steam generator. The main laboratory consists of two work areas. On area has two biological safety cabinets (BSC), one 4 foot and one 6 foot, the other area has a single 6 foot BSC. The BSCs are certified annually by an outside contractor. Each area has a dual chambered 37°C CO 2 incubator. Additional shared equipment includes a 4°C refrigerator (24 ft3), a -30°C freezer (24 ft3), a -80°C freezer (20.4 ft3), three high capacity table top centrifuges (two refrigerated), three micro-centrifuges (two refrigerated), two microscopes, and a Coulter AcT10 cell counter. The refrigerator, the two freezers, the incubators, and the room are equipped with micro-sensors that continuously monitor Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 44 temperature and wirelessly transmit their data to a centralized computer as part of a Siemens Checkpoint System, which automatically alerts specified people to any problems. The BSL-3 Laboratory is available for use by the RUMC community under the directorship of James W. Bremer, Ph.D. Access to the BSL-3 facility is restricted by swipe card access which is only granted to approved, trained staff. A 4-hour training and certification program is available and required of all users. 9. Neighboring University Core Research Facilities. In addition to the in-house Cores described above, Rush researchers have access to Core facilities at both the University of Chicago and the University of Illinois at Chicago. Negotiated service rates are identical to those for faculty of each institution. 9A University of Chicago (Office of Shared Research Facilities) Core facilities include: • • • • • • • • • • • • • • • • • • • • • • • • • • • • 3TMR Imaging Research Center Animal Microsurgery Center Biomolecular Nuclear Magnetic Resonance Core Biophysics Core Biostatistics Laboratory Brain Research Imaging Center cGMP Laboratory Cytometry and Antibody Technology Flow Cytometry Subcore Monoclonal Antibody Subcore DNA Sequencing and Genotyping Electron Microscopy: Cryopreservation and Tomography Electron Paramagnetic Resonance Imaging Flow Cytometry Subcore Genomics Core DNA Sequencing and Genotyping Human Immunological Monitoring Subcore Human Tissue Research Center IBD Nanobiology Imaging, Computing, and Repository Institute for Genomics and Systems Biology Integrated Microscopy Core Integrated Small Animal Imaging Research Resource Electron Paramagnetic Resonance Imaging Magnetic Resonance Imaging and Spectroscopy Optical Imaging Core PET/SPECT/CT Tomography Veterinary Technology Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 45 • • • • • • • • • • Magnetic Resonance Imaging and Spectroscopy Mechanical-Technical Core Monoclonal Antibody Subcore Optical Imaging Core PET/SPECT/CT Tomography Pharmacology Core, Analytical Pharmacology Core, Biofluids Proteomics Core Transgenic/ES Cell Technology Veterinary Technology 9B.University of Illinois at Chicago (Research Resources Center) Core facilities include: • • • • • • • • • • • • • • • • • • • • • • • The UI Biorepository Behavioral Research Methods Shared Resource Center for Cardiovascular Research Physiology Core Core Genomics Facility Confocal Microscopy Facility Center for Structural Biology DNA Services Facility Electron Microscopy Service Flow Cytometry Service High-Throughput Screening Molecular Interactions Laboratory Macromolecular Structure Facility Mass Spectrometry, Metabolomics & Proteomics Facility Magnetic Resonance Imaging Nanotechnology Core Facility Nuclear Magnetic Resonance Lab Protein Research Lab Research Histology and Tissue Imaging Core Small Animal Imaging Scientific Computing Support Scientific Instrument Shop Scientific Supply Center Transgenic Production/IVIS Imaging Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 46 Comparative Research Center Rush University Medical Center is committed to excellence in patient care, education and research. In its commitment to excellence in these areas, the institution acknowledges the need for continued use of animals in teaching, research and testing, and the undeniable link of animal research to the advancement of biological and medical knowledge. Information and experience that are gained through the use of animals has improved, and will continue to improve, the quality and length of human and animal life. Rush is committed to the judicious and humane care and use of animals in teaching, research and testing. The use of animals at Rush is a privilege granted through the Institutional Animal Care and Use Committee (IACUC), with moral, scientific and legal obligations for humane care and treatment of the animals. Rush will comply with all applicable provisions of the Animal Welfare Act, other federal statutes and regulations relating to animals and any state statutes and regulations related to animals. As the institution receives federal funding and has an approved "Assurance of Compliance with Public Health Service (PHS) Policy on Humane Care and Use of Laboratory Animals," all persons will strictly adhere to the provisions of the PHS policy and the Rush PHS assurance. As the PHS policy covers all vertebrate animals, the institution's policies and procedures will apply to all vertebrate animal use, regardless of the funding source. Rush is also guided by the "U.S. Government Principles for the Utilization and Care of Vertebrate Animals Used in Testing, Research, and Teaching," detailed in the PHS policy. All animal care and use will follow the Guide for the Care and Use of Laboratory Animals (Guide). In situations where the regulations enforcing the Animal Welfare Act are specific and more restrictive than the PHS policy, these regulations will take precedence over the PHS policy. Comparative Research Center (CRC) is located in state-of-the art facilities in the RUMC, Cohn Building and occupies approximately 23,300 gross square feet. The Comparative Research Center is responsible for implementing the Rush Animal Care and Use Program and managing animal care facilities in accordance with the Guide. The Center's functions include procurement, care and maintenance of all animals used in research, teaching and testing, and the provision of professional advice to research and teaching staff. Periodic assessment of the effectiveness of the CRC is provided at multiple levels by numerous sources including, but not limited to: semiannual program review and inspection of the facility by the Institutional Animal Care and Use Committee; annual performance reviews of CRC personnel; annual unannounced inspections by a USDA Veterinary Medical Officer; triennial site visits by the AAALAC International Council on Accreditation; and annual reporting to the USDA, Office of Laboratory Animal Welfare (OLAW) and AAALAC. Biospecimen Freezer Facility Rush has a centrally-located, 2500-square foot freezer facility. The facility includes a mixture of cryogenic storage units, -80°C mechanical freezers (many with liquid nitrogen backup cooling), 20°C freezers, and refrigeration units for large tissue samples. At present, 59 units are operating, but this number will increase to 114 units and the foot print will expand to 5400 square feet when Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 47 the second phase of the facility opens in 2014. Units are digitally monitored to give automatic notification of temperature excursions or mechanical failure to both maintenance personnel and to the response tree established by the investigator. Access to the facility is electronically controlled and monitored. This facility provides improved security for specimen collections including an Alzheimer’s brain tissue library, and preserves space in the investigators’ laboratories. Office of Intellectual Properties/Copyrights The Intellectual Property (IP) Office is responsible for managing the intellectual property assets generated by research and educational activities at Rush. The IP office seeks to guide technologies through the various stages of the commercialization process by providing services that include evaluation, protection, marketing, and licensing of intellectual property. The IP office protects faculty interests while advancing discoveries toward commercial development. A high-performance team with a broad range of expertise under the direction of Jay Vijayan, PhD, MBA provides a full suite of support services to ensure Rush invention reaches its fullest potential. The IP office assists Rush faculty to: • • • • • evaluate whether research results and inventions are patentable and navigate it through the patenting process protect intellectual property while protecting academic priorities, interests and values effectively transfer discoveries and inventions from the laboratory into commercial development form collaborations with industrial partners for new sources of research sponsorship monitor research and license agreements to ensure the development and commercialization of your technologies The IP office is passionate about its role at Rush and continues to endeavor to see Rush have a strong impact on the next generation of biomedical technologies that will improve patient's lives. For more information, contact: Intellectual Property Office 707 S. Wood St. Annex Building, Lower Level Chicago, IL 60612 Phone: (312) 563-2732 Fax: (312) 942-2874 Jay Vijayan, PhD, MBA Associate Director, Intellectual Property Office Claudia Gatch, MBA Administrative Assistant Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 48 Clinical Trial Administration Clinical Trial Administration within Research Affairs facilitates the timely execution and completion of high-quality clinical research at Rush. This office provides a menu of services to assist Rush investigators in opening clinical trials and managing them until conclusion. This unit is growing and expanding to improve the current menu and assist in the growth of clinical research at Rush University Medical Center. Our services include facilitating: • • Clinical Research Finance Support o Coverage Analysis o Budget Development o Contract Negotiation Clinical Research Operations Support o Policy and Procedure Development o Sponsor Relationship Development o Research Nursing Support o Clinical Research Coordinator Support o Regulatory Coordination Support o Clinicaltrials.gov support For more information, contact: Clinical Trial Administration 707 S. Wood St. Annex Building, Lower Level Chicago, IL 60612 Phone: (312) 563-1994 Fax: (312) 942-2874 Allecia Harley, MPH Associate Vice President, Research Affairs Monique Austin Administrative Assistant Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 49 Rush Research Portal The Rush Research Portal (RRP) is a better way to manage all aspects of the research submission process. All new studies will be submitted electronically through the RRP. IRB studies that were active prior to September 17, 2007 (legacy studies) have been uploaded into the system. One of the many benefits of the RRP is it is accessible via the Internet, allowing a streamlined approach to the submission, review and approval of research projects, even if the necessary people are not physically here at Rush. The system will notify department approvers, IRB staff and/or other study staff as the project advances through the system. This process eliminates the need to submit 13 paper copies of studies to the IRB. New components to the RRP are available. Coverage Analysis, Grants and Contracts can now be created and submitted through the RRP. This will allow an even more efficient process linking the IRB study, Coverage Analysis, Grants and Contracts in one central location. A Clinical Trials Participant Tracking (CTPT) module is currently being built and should be released in the near future. To obtain a login ID for the RRP, all users are required to attend training. Training is available every Friday in the lower level of the Annex building at 11 a.m. Additional group training can be accommodated for those who cannot attend one of the Friday sessions. Contact Antonio DeMarco at (312) 942-5097 or antonio_s_demarco@rush.edu to arrange. Additionally, all users are required to complete their mandatory training prior to having their study reviewed by the IRB. The mandatory training is accessible through the Rush Leap On-Line system. If you have any questions, or would like to check on the status of your training, please contact Antonio DeMarco at (312) 942-5097 or antonio_s_demarco@rush.edu. The RRP can be found at: https://www.rush.edu/researchportal Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 50 The Office of Research Compliance (ORC) The Office of Research Compliance (ORC) is under the direction of Stephanie C. Guzik, MBA, BSN, RN. The ORC promotes a culture of compliance, research integrity, and high quality research within the Rush community. Oversight of the regulatory (federal, state and local), ethical and compliance aspects of research conducted at RUMC is a complex multidimensional undertaking, and the ORC divides the responsibility for managing these dimensions across operational areas. Although collaboration and consultation among the areas is a frequent occurrence, each operational area has primary responsibility for a specific regulatory or compliance area within the institution. The areas targeted for evaluation of compliance with conducting research include but are not limited to: • • • • • • • Human Research Protection Regulations Effort Reporting Financial Conflicts of Interest in Research Clinical Trial Billing. Scientific Misconduct Intellectual Property Sponsored Research/Grants/Contracts Compliance Oversight Mechanisms. ORC oversight of compliance is accomplished through policy review, education and training, directed audits, and periodic compliance reviews. Directed audits are conducted in response to identified concerns to assess the Investigator’s compliance with federal, state, and local laws, as well as Rush University and Rush IRB policies. This process identifies areas for improvement, and makes recommendations based on existing policies and procedures and best practices. Periodic compliance reviews are conducted using a systematic method to review IRB-approved research and IRB records/activities on a regular basis. Results of all directed audits and periodic compliance reviews are reported to the Associate Vice President for Corporate Compliance, the Chief Compliance Officer, the Associate Provost for Research, and the Director of Human Subject Protections and in certain instances, the Audit Committee of the Board of Trustees. Research Conflict of Interests (COI). The Office of Research Compliance is responsible for the collection, review and management of interests that have the potential to impact an individual’s professional or research responsibilities at RUMC. The goal of this program is to develop and maintain processes for identifying and managing external interests in conjunction with the Conflict of Individual Interest in Research (COIIR) Committee that have the potential to impact an individual’s professional or research responsibilities. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 51 Scientific Misconduct. The Director of Research Compliance serves as the Research Integrity Officer for RUMC and is responsible for reporting annually to DHHS’s Office of Research Integrity about allegations and investigations of scientific misconduct. Scientific misconduct means fabrication, falsification, or plagiarism in proposing, performing, or reviewing research, or in reporting research results. Reporting suspected research misconduct is a shared and serious responsibility of all members of the academic community. Any person who suspects research misconduct has an obligation to report the allegation to the Research Integrity Officer. Allegations are handled under procedures described in the University's “Scientific Integrity: Addressing Allegations of Research Misconduct” policy. All reports are treated confidentially to the extent possible, and no adverse action will be taken, either directly or indirectly, against a person who makes such an allegation in good faith. Biological Safety Program Since 1997, Rush University Medical Center has operated an Institutional Biosafety Committee (IBC) to review all research activities involving recombinant DNA or the deliberate infection of experimental animals, as required by the NIH Guidelines for Research Involving Recombinant DNA Molecules (rev. 2011) and by university policy. This 12-member committee chaired by Amarjit Virdi, Ph.D. has cross-representation from the Institutional Animal Care and Use Committee (IACUC) and from the division of Environmental Health and Safety (EHS). Committee members include faculty from the departments of Immunology and Microbiology, Anatomy and Physiology, Hematology, and Infectious Diseases. IBC business is conducted by standing monthly convened meetings. The Biological Safety Officer (BSO), Ed R. Blazek, Ph.D., SM (NRCM), pre-reviews applications to assist the investigator prior to official review by the full committee, and reviews literature relevant to applications in service to the IBC. The IBC maintains a database of approved programs as well as an informative web site, and submits annual reports to the NIH Office of Biotechnology Activities. Investigators or their responsible designees are trained in the shipping of dangerous materials by EHS. A mandatory web-based Biosafety Training Program for both investigators and their laboratory personnel has been established. Approved programs are subject to annual continuing review, and all laboratories of IBC-approved programs are inspected by the BSO. Although the Select Agents Program is deliberately inactive at this time because no investigator possesses non-exempt quantities of any Select Agent, the BSO has been designated to become the institutional Responsible Official should it become necessary to activate the Select Agents program. In addition, the BSO will work with investigators to assess and ameliorate potential hazards of new classes of agents such as nanoparticles. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 52 Radiation Safety Program Rush University Medical Center has a Radiation Safety Program under the direction of Radiation Safety Officer (RSO) Manjeet Hansra. A broad-based Radiation Safety Committee (RSC), as required by the State of Illinois, is chaired by James C-H. Chu, Ph.D. All routine clinical and research laboratory aspects of ionizing radiation use, such as dose monitoring, radiation protection, nuclear medicine hygiene, and radioactive waste disposal, are managed by the RSO under oversight by the RSC. A Subcommittee of the RSC advises the Institutional Review Board on the Informed Consent language for clinical studies in which the radiation dose to prospective research subjects will be changed by participation in a study. Laser Safety Program Rush University Medical Center has a Laser Safety Program under the direction of Clinical Engineering Services, Gene A. Ward, Director and Randall E. Johnson, Laser Safety Officer (LSO). The purpose of the program is provide clinical staff, researchers, students, patients, and visitors with a safe laser use environment by managing the selection, use, and maintenance of lasers and laser-containing systems at Rush University Medical Center and Rush University Medical Group. This program implements guidelines to ensure that no laser radiation in excess of the maximum permissible exposure (MPE) limit reaches the eye or skin of clinical staff, students, patients, and visitors. Additional guidelines ensure adequate protection against nonbeam hazards that can be associated with the use of lasers: risk of electrical shock, explosions, fire, and exposure to harmful chemicals or biological hazards. The program also conducts relevant educational programs, performs work place inspections including those used for clinical procedures, and inspects and repairs laser equipment, documenting maintenance histories to satisfy applicable regulations. Program responsibilities are drawn from guidelines established by the American National Standards Institute (ANSI) standard Z136.1-2007, ANSI standards for the Safe Use of Lasers and standard Z-136.5-2009, ANSI standard for Safe Use of Lasers in Educational Institutions, and FDA CFR 1040.10. The Program complies with the Illinois Emergency Management Agency (IEMA) regulations for acquisition, registration, use, transfer, and disposal of class 3b and 4 lasers. A Laser Safety Committee, (LSC), as required by ANSI and IEMA is chaired by Gene A. Ward. Its purpose is to advise on laser activity and enforcement of operational policies and procedures at Rush. The Rush Research Mentoring Program The Research Mentoring Program was established July 26, 2006 in order to provide advanced mentoring by funded NIH investigators to an ever-growing population of young faculty. The goal of the program is to prepare junior faculty members at Rush and Stroger Hospital of Cook County to lead funded programs of translational research. To help junior faculty members become independent researchers, the program relies on two primary mechanisms: good mentoring and resource infrastructure. Mentees are paired with at least one externally funded, Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 53 experienced, and committed lead mentor who works very closely with the mentee on her/his research project; many mentees also have interdisciplinary mentoring teams. The program’s resources include: statistical analysis, data management, professional grant writing and manuscript editing, graphics consultation, grants administration, support staff, monthly “in-house study section” meetings, weekly mentee writing groups, monthly workshops and seminars on a variety of research-related and grant-writing topics, a lending library, and an annual retreat. The program also coordinates assistance with the business components of grant applications such as budgeting, Institutional Review Board applications, sub-contracting, letters of support, and actual application uploading and/or submission. Mentees are nominated to the program by their section heads/chiefs with the commitment of least 20% protected research time. In addition, mentees are expected to dedicate an additional 20% of their personal time for research. The program has three translational research tracks - clinical, laboratory-based, and population-based. Each track meets separately and all three tracks meet monthly in a combined program meeting where mentees discuss their research in progress. The program has enjoyed university-wide popularity and success. Among the ~73 lead mentees in the program, 53 have been awarded a total of ~$69 million in grants as principal investigator since joining the program (58 of the 102 grants are NIH or DoD awards). Also, more than 800 manuscripts have been submitted, are in-press, or have been published by mentees to date, since their joining the program. The program has more than 80 active mentors. The program director is Giselle Sandi, Ph.D. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 54 Chapter 6 University Services Library of Rush University Medical Center The Library of Rush University Medical Center enjoys a rich history of serving the education, patient care and research needs of all students, faculty and staff at Rush. Through the Library home page, faculty, students and staff have access to more than 8,513 full-text electronic journals, 112 databases, and more 5,968 electronic books. Off-campus access is also available. For more detailed information about the Library, read our Library Guide. Photo courtesy of Marketing Communications ACCESS TO LIBRARY MATERIALS All registered users of the Library can check out materials and use online resources. To register, stop by the Library Services Desk (fifth floor, Armour Academic Center) or fill out our Registration Form. REMOTE ACCESS TO LIBRARY MATERIALS Using a free proxy account, students, faculty, and staff of Rush University Medical Center may access Library resources online such as full-text journals, databases, and electronic textbooks from off-campus. Proxy accounts are for access to Library resources only. All students are issued a library a proxy account at orientation. Users with a Rush Network ID or EPIC ID may use that information in place of a proxy account. INTERLIBRARY LOAN Books, journal articles, and audiovisual materials not held by the Library can all be requested from other institutions. Depending upon availability, interlibrary loans are processed via ILLiad or the Illinois’ statewide library sharing program’s (I-SHARE) module, which is part of the Library’s online catalog. Books and audiovisual materials obtainable through the I-SHARE module generally arrive the quickest; however, nearly 80% of all requests are filled within 3 business days. There is no charge to Rush faculty, students and staff for this service. Under IShare arrangements, Rush library account holders can also walk into any I-Share library (including the University of Illinois at Chicago) and check out materials with their Rush ID. For details call (312) 942-5950. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 55 REFERENCE LIBRARIANS Reference librarians are available to answer your questions by phone or email at 312-942-5950 or Lib_Ref@rush.edu. The Reference Department provides information services to all members of the Rush community. By appointment we offer individual assistance with our databases, bibliographic management software, etc. Please call the Library Services Desk at 312-942-5950 to set up an appointment for assistance. All workshops and consultations are free. Help is available in person Monday-Thursday, 9am-7pm, and Friday, 9am-5pm. CURRICULUM BASED INSTRUCTION Librarians can meet with your students to provide an introduction to Library services, the research process, searching databases and more. Classroom sessions can also be tailored to fit your student’s needs and course assignments. Library tours are also available. Contact Jonna Peterson, Reference Services Manager and Education Coordinator, at 312-942-2274. RESERVES Rush faculty may place required or recommended readings on reserve. Our electronic reserves system, ERes, allows students to access their required readings online via our home page. Items may be read online or downloaded for future use. Reserve materials are also available at the Library Services desk, located on the fifth floor of the Library. The length of the lending period depends on the particular item. Second copies of reserved books may be loaned out overnight if they are checked out after 5:00 p.m. These items are due one hour after the Library opens on the next day (including weekends). The fine for an overdue reserve book is $5.00 per hour. Contact Jamel Darling at 312-942-2272 for more information about reserve procedures. PURCHASE REQUESTS The Library accepts book and journal purchase recommendations from faculty and offers a form faculty can complete to recommend an item. FACULTY PUBLICATIONS LIST The Library also manages the Rush Faculty Publications List. This list contains publications by Rush authors and affiliates by fiscal year. Entries have been edited to reflect the Rush Author, Rush Department, and College. Data for this list is gathered monthly from Scopus. It includes articles, books and book chapters, and conference proceedings. Articles are only included if an author was affiliated with Rush at the time of publication. For further information on any of the above services/resources, please contact the Library at 312942-5950 or Lib_Ref@rush.edu. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 56 The McCormick Educational Technology Center METC The McCormick Educational Technology Center (METC), a department of the Library of Rush University Medical Center, is a media, computer and educational support center. Its mission is to facilitate university teaching and learning through the use of audiovisuals (AV), computer software and instructional design. The METC houses a large collection of videocassettes, DVDs, kits and streaming video, which are available for student and faculty use. The METC is home to three multimedia classrooms: Room 902 (capacity: 10), Room 903 (capacity: 40) and Room 908 (capacity: 16); and 3 media viewing rooms. Rush faculty can reserve multimedia classrooms for classes and exams. Students can use viewing rooms for study and group discussion. Entry into the computer lab(room917) is also available for students and residents through a swipecard system. There are 3 printers in the METC. Software installed on workstations includes the Microsoft Office suite, secure exam software, SPSS and specific software requested by faculty for instruction. All METC workstations have Internet access. Students have access on a first-come, first-served basis to the METC 24 hours a day (with a valid Rush University I.D.). iPads, laptops, and audiocassette recorders are available to students for limited checkout. METC staff assist faculty in locating, previewing, and acquiring commercially produced software and media for use within their courses. The METC provides guidance and assistance to faculty who wish to provide more advanced instructional materials to students. We offer collaborative support with audio/visual projects using products such as Collaborate and Panopto. The METC assists faculty with providing access to recorded lectures to post in RULearning (Blackboard), the university’s web-based learning management system. The METC collaborates with Information Services to provide Blackboard support for both faculty and students. METC SERVICES FOR FACULTY COMPUTER CLASSROOMS The METC is home to three multimedia classrooms: Room 902 (capacity: 10), Room 903 (capacity: 40) and Room 908 (capacity: 16); and 3 media viewing rooms. Rush faculty can reserve multimedia classrooms for classes and exams. There are 2 printers in the METC. Software installed on workstations includes Microsoft Office suite, secure exam software, SPSS and specific software requested by faculty for instruction. All METC workstations have Internet access. Additional information regarding lab software can be found on the METC website.Rush faculty can reserve computer classrooms by emailing your request to registrars_scheduling@rush.edu Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 57 TESTING The workstations in the METC computer classrooms are used frequently for online testing. For instructors using Blackboard to administer exams, the workstations in Room 902, Room 903 and Room 908 and the main computer lab (917) are equipped with Respondus Lockdown Browser, a program which provides security by refusing the launch of other programs on testing workstations while a test is in progress. SofTest, the computer program used for ExamSoft exams, is also installed on all workstations. For more information on online testing, contact Joe Hausfeld, Computer Lab Manager, at 312-942-3611. EXAM GRADING The METC provides grading for OMR (bubble) exams. Instructors are asked to schedule appointments to drop off exams for grading. For security reasons, exams can only be accepted or disbursed by METC full-time employees weekdays from 8am-5pm. Scheduled exams are guaranteed a 24-hour turnaround time. To obtain testing forms, schedule exam grading, or ask questions, contact Rochelle L Dean, Computer Scanning Coordinator, at 312-942-6556. EVALUATIONS/SURVEYS Help with data collection research forms (e.g., surveys) is available through consultation with METC staff. The METC provides support for both print and online evaluations and surveys for University courses. Generic “bubble” forms are available for course evaluations which can be tailored to your needs and scanned just like exams. If evaluations are scheduled in advance, the guaranteed turnaround time is two weeks. The METC provides access to a series of Survey Monkey accounts, allowing students and faculty to easily facilitate online survey projects. A few departments are now using this tool to send and receive course evaluations through e-mail. For more information on both print and online assessment options please contact Rochelle L Dean, Computer Scanning Coordinator, at 312-942-6556. INSTRUCTIONAL DESIGN The METC provides the services of two instructional designers who can offer one-on-one consultation and assistance on best practices in instructional design: defining learning objectives, planning and designing instructional activities, developing curricular projects with technology integration and assessing learning outcomes. Instructors may use Blackboard to provide students with course materials, discussion boards, online exams, virtual chat, and more. The degree to which Blackboard is used in a course varies. Some courses may be conducted entirely online through Blackboard, without any on-campus sessions while others may use Blackboard as a supplement to face-to-face sessions. Contact Heidy Zhao at 312-942-8304 or lei_zhao@rush.edu, or Harbert Jones at 312-942-2568 or harbert_jones@rush.edu. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 58 AUDIOVISUAL/SOFTWARE PREVIEW AND SELECTION The METC is budgeted to support the purchase of audiovisual and educational software for course instruction. Expert guidance is provided to faculty in the research, evaluation, and implementation of these educational materials which are housed in the METC facility or on its network. An appointment with Joe Hausfeld, Computer Lab Manager, can help determine the types of audiovisual/software programs that are available for the type of topics you wish to cover. He can also help determine whether software requested will work with the current network configuration of our lab. Contact Joe Hausfeld at 312-942- 3611. Sarah Clark-Williams, Media Acquisitions Coordinator, can arrange to bring in items for you to preview. Contact Sarah Clark-Williams at 312-942-3565. RESERVE MATERIALS Just as with the Library, the METC can place items on Reserve for courses to make them readily available to students. Materials placed on reserve only for the academic session requested. Due to space considerations, items cannot be placed on “permanent reserve.” For questions regarding placing audiovisuals on reserve in the METC, please contact Jaime Lopez, Media Cataloger, at 312-942-1974. E-mail To obtain any user account to Rush’s electronic systems, the account request form must be submitted by the user's Rush manager or sponsor. Upon receiving the application, Information Services facilitates the creation of accounts and will communicate the system User IDs and Passwords to the requesting manager via email. The Rush network is accessible throughout the Medical Center as well as from off-site locations using remote access authentication. Below is the link to the account request form: http://accountrequest.rush.edu/accountprovisioningweb/ If you need remote access to the Rush network, your manager/department chair can request this access through the account request form. There is a one-time fee for this license and a cost-center must be identified on the application. E-mail Account Eligibility Rush Information Services provides all Rush employees (with employee numbers) and physicians (with Rush doctor numbers) with e-mail and network accounts. E-mail Client Software Microsoft’s Outlook is the official corporate e-mail software for Rush. All Multifunctional terminals (MFTs) and mobile computers on the patient care units have internet access and are able to access Outlook email via the web email version of their account. The URL is webemail.rush.edu. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 59 Email policies The following policies cover aspects of your use of any Rush-provided email account. User name/password When you receive an email account, you are given a user name and a unique password. Sharing your account is not permitted. Attempting to gain access to another’s password could subject you to disciplinary action. The posting of email messages with sexually explicit images, or posting of emails containing language which may be construed as harassment or disparagement of others based on their race, national origin, sex, sexual orientation, age, religious beliefs, or political beliefs could also be cause for discipline. User account passwords must contain a minimum of eight characters and contain at least three of the following four characteristics: • One lowercase alphabetical letter (e.g., a, g, q) • One uppercase alphabetical letter (e.g., A, G, Q) • One number (e.g., 1, 5, 9) • One special character (e.g., @, #, %, !, .) Spamming Indiscriminate sending of large amounts of unsolicited email (or an unsolicited email such as on a controversial topic which will provoke a large amount of feedback) to promote a product, service, or idea is not allowed. Doing so could result in suspension of your login and password. Responsibility Whenever you send an email message, your email address and message-origination host name are included in the message. You are responsible for email originating from your account. Interference with others’ email Email belongs to the recipient. A user's mailbox is treated in the same manner as any other file belonging to that user. Attempts to read, delete, copy, or modify the email of other users could subject the user to disciplinary action. Faculty should be aware that Rush University creates an e-mail account for each student when the student registers for his/her first quarter. Students are expected to check their e-mail accounts with regular frequency since Rush University considers e-mail an official means of communication. Often, students are notified of important news and deadlines (such as financial aid, registration and graduation information) via the campus e-mail system. Students are also instructed to use their Rush e-mail account to communicate with faculty and staff versus sending an e-mail using a personal e-mail account. Should a student send you email from a personal account, please remind them that they should use their Outlook account to communicate with you. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 60 Except where specified, Rush University students will have all accounts terminated upon graduation and/or when they leave the university, including their e-mail accounts. Should problems arise with your e-mail account, contact the Help Desk at 312-942-4357 or via e-mail at help@rush.edu. Tips on "smart computing" from Rush Information Services. Did you know that you may be inviting significant computer problems by simply downloading a screen saver or weather tracker from the Web? These may be malicious software or "spyware" that can threaten data security and consume substantial support resources. While most computer users are familiar with some of the other forms of malicious software such as viruses, many virtually invite spyware onto their workstations by visiting sites or downloading free programs such as screen savers, weather trackers and the like. Spyware can track Web sites you visit and even keystrokes you make - such as passwords or credit card numbers. The software then reports this information back to another server. In the most benign case, this recording and reporting is a marketing nuisance that slows your machine. One spyware program may cause another to load, completely using all processing power on the infected workstation. Clinical Systems accounts: Faculty members with clinical responsibilities will also need to get access to the various clinical systems (e.g. EPIC) and should contact the Information Services Help Desk at 312-942-4357 or via e-mail at help@rush.edu. Blackboard Blackboard is Rush University's course management system. It is a web-based course tool that can be used to meet a variety of instructional goals. Blackboard allows Rush University to deliver some of its degree programs completely online thus eliminating the need for a student to be physically located in Chicago. Faculty may also use Blackboard as a repository for links and other course information (such as the course syllabus) they prefer to be password protected. More Blackboard information for faculty can be obtained online. Faculty planning to use Blackboard need to submit a letter from their department to verify their appointment as a faculty member with Thyra Jackson in the Vice Provost’s office. They will be entered into the University Information System. The Registrar’s Office staff can then request a Blackboard account to be assigned as well as creation of a Blackboard “shell” for their courses. To log into Blackboard, go to http://rulearning.rush.edu, click on the log into Blackboard link, and enter your username and password. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 61 Faculty-Staff profiles The Rush University website includes faculty/staff profiles. Faculty and staff can fill out a template (available online) which is given to the departmental page manager. The department/college Web page manager will add faculty/staff profiles after a faculty or staff person submits a completed profile template document. These faculty and staff profiles can be searched. From this Web page you can navigate to the faculty and staff profiles for colleges, departments, the Library, and student service areas. You can also perform a search of faculty/staff profiles on research areas, laboratory techniques, and faculty/staff name. RU Connected The RUConnected Portal is your one-stop shop for accessing all University systems and campus resources, including financial aid, billing information, student life and campus housing. Also available is the Guide for Faculty to RUConnected. Forgotten passwords: To retrieve your password, please contact the Rush Help Desk at (312) 942-HELP (4357). Problems? If you are having difficulty accessing RUConnected and need help, send an e-mail message to ru_connected_help@rush.edu. Please provide your full name, phone number, and, if you know it, your User ID. Please also tell us which Web browser you are using. RU Portal RUConnected is Rush University's internal web portal. The RUConnected Portal was implemented to facilitate communication and collaboration within and between departments, as well as make the online experience easier and more convenient for faculty, staff and students. Integration One of the goals of the portal is to bring together the most used information and applications into one centralized location for users. Communication Another primary goal of the portal is to engage users through current and targeted internal communications. The portal will provide a centralized location for information pertaining to university events, with the goal of increased attendance at University events and decreased reliance on email for communications. Collaboration Perhaps the most powerful feature of the Rush University Portal is its potential for collaboration. This is done through personalized Team Sites. Sites can be requested by committees, special Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 62 project teams, departments, student organizations, etc. These sites are accessible only by their members, and, unlike read-only information sites, members can contribute content. For more information about the RUConnected Portal, please contact ru_connected_help@rush.edu or visit the Portal Help Page. International Services The Office of International Services works with international students, residents, researchers and faculty who are planning to study or to work at Rush and who will need authorization from the United States Citizenship and Immigration Services (USCIS) to do so. Functions of the Office of International Services • • • • • • • • Prepare documentation required for the F-1 student program, J-1 Exchange Visitor program and H-1B Temporary Worker program. Advise prospective students concerning the admission of international students. Advise and consult with university/medical center staff regarding the hiring of international employees. Rush representative to USCIS, the Department of State and the Educational Commission for Foreign Medical Graduates (ECFMG) regarding the status of international students, residents, scholars and faculty. Responsible Officer for the J-1 Exchange Visitor program and Training Program Liaison to ECFMG. Designated School Official for the F-1 student visa program. Provide pre-arrival information Provide orientations Rush Photo Group Rush Photo Group (located at 121 Professional Building 1) is an in-house photo studio offering any number of photographic services to students, faculty, and employees. The Photo Group is available for portraits needed for applications, posters, passports, and many other services. For more information please call extension 28278. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 63 Rush Center for Clinical Skills and Simulation The Rush Center for Clinical Skills and Simulation (RCCSS) is a state-of-the-art, award winning, multidisciplinary simulation training center available free of charge to all faculty, students, and staff of Rush University Medical Center to conduct educational and research activities. RCCSS provides services for the integration, practice, and evaluation of user knowledge, interpersonal communication, and clinical skills through the use of immersive instructional technology. RCCSS includes a web-supported data annotation system for simulation encounters, 3 high fidelity simulation labs, a 4 bed clinical skills training center and a smart classroom. The available technology includes 8 high fidelity simulators and an assortment of low-fidelity mannequins and task trainers for skills such as lumbar puncture, and insertion of invasive monitoring lines. Human Patient Simulator Emergency Care Simulator METI Man and iStan portable simulators Noelle Expectant Mother Simulator Child Simulator 2 Infant Simulators Laparoscopic Simulator Endoscopic Simulator Glide Scope SonoSite X-Porte Ultrasound Office of Institutional Research, Assessment and Accreditation Mission Statement The Office of Institutional Research, Assessment and Accreditation (OIRAA) serves Rush University by providing accurate and reliable data in support of planning, policy making, academic assessment and program reviews, in accordance with the institution’s mission and strategic goals. The OIRAA fulfills its mission by: • • • • Providing comprehensive information to support institutional planning, policy formation, decision-making, and evaluation of effectiveness Coordinating responses to external accountability mandates and a wide range of internal and external request for information about the university Coordinating campus-wide and unit-level assessment of academic programs and administrative processes to support the University’s quality improvement efforts. Providing evidence of institutional effectiveness The Office of Institutional Research, Assessment and Accreditation (OIRAA) provides services in three major areas: Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 64 External reporting. The OIRAA has primary responsibility for preparing and submitting official reports and data files to ensure the University’s compliance with state and federal reporting mandates. In addition, the office coordinates the University’s response to a variety of other external requests for information that are received from internal and external stakeholders. Mandatory external reports and updates: • • • • • Integrated Postsecondary Education Data System (IPEDS) Illinois Longitudinal Data System (ILDS) Higher Learning Commission Annual Institutional Data Update (HLC/AIDU) Illinois Virtual Campus (IVC) Illinois Board of Higher Education (IBHE) Planning Support and Internal reports. The OIRAA is charged with compiling, analyzing and interpreting statistical data used in strategic planning efforts by University administrators, trustees and committees. These data include: • Student & faculty characteristics • Enrollment • Admissions • Retention and graduation rates • Degrees awarded • Credit hour production • Alumni performance • Scholarship/research productivity • Strategic planning and institutional performance metrics The information is disseminated to the University community through annual reports, websites, and responses to ad hoc requests. Institutional Effectiveness. The OIRAA is responsible for coordinating campus-wide and unit level assessment of academic programs and administrative processes to support the University’s quality improvement efforts. These activities include: • Gathering and presenting institutional performance data • Administering Rush University and other surveys • Providing technical support and consultation to assist units in assessing student learning outcomes and administrative objectives • Conducting special studies to evaluate the University’s progress in achieving strategic goals • Coordinating accreditation activities • Supporting the University Assessment Committee in its assessment activities and program reviews • Supporting and monitoring the HLC mandated quality improvement project Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 65 Inventory of Accreditation Program Name Rush University College All Accrediting Body High Learning Commission Rush Medical College (RMC) RMC Liaison Committee on Medical Education Generalist Entry Masters (GEM) CON Commission on Collegiate Nursing Education Doctor of Nursing Practice (DNP) CON Commission on Collegiate Nursing Education Audiology (AuD) CHS Council on Academic Accreditation in Audiology and Speech-Language Pathology Blood Bank Technology (Certificate) CHS Commission on Accreditation of Allied Health Education Programs Clinical Nutrition (MS) CHS Commission on Accreditation for Dietetics Education Clinical Pastoral Edu (Certificate) CHS Association for Clinical Pastoral Education Health Systems Management (MS) CHS Commission on Accreditation of Healthcare Management Education Medical Laboratory Science (BS, MS) CHS National Accrediting Agency for Clinical Laboratory Sciences Medical Physics (Residency) CHS Commission on Accreditation of Medical Physics Education Programs, Inc. Occupational Therapy (MS) CHS Accreditation Council for Occupational Therapy Education of the American Occupational Therapy Association Respiratory Care (BS, MS) CHS Commission on Accreditation for Respiratory Care Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 66 Inventory of Accreditation Perfusion Technology (BS, MS) CHS Accreditation Committee Perfusion Technology Physician Assistant Studies (MS) CHS Accreditation Review Commission on Education for the Physician Assistant Speech Language Pathology (MS) CHS Council on Academic Accreditation in Audiology and Speech-Language Pathology Vascular Ultrasound (BS) CHS Commission on Accreditation of Allied Health Education Programs Contact: Rosemarie Suhayda PhD RN Associate Provost, Institutional Research, Assessment and Accreditation 312-942-6204 rosemarie_suhayda@rush.edu Rush University Bookstore The Rush University Bookstore, located on the ground level of Armour Academic Center, is a health sciences bookstore serving the needs of students, faculty and staff at Rush University Medical Center. The bookstore stocks the required and recommended textbooks for courses offered at Rush University, as well as an assortment of reference and review books. Special orders are handled by the bookstore and will generally be received in one or two weeks. Lab coats and medical-surgical equipment are also stocked. School supplies, greeting cards, computer software, and Rush insignia items are also available. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 67 Chapter 7 Division of Student Affairs Associate Provost, Student Affairs Under the leadership of the Associate Provost, Student Affairs, the Office of Student Services provides a wide range of services for all Rush Students. Following are brief descriptions of various student services units at Rush. These are provided to allow faculty to better refer students for needed services and to help faculty members better understand the scope of services offered at Rush. Office of the Registrar • • • • • Serves as official student record-keeping office for Rush University, ensuring privacy under the U.S. Department of Education’s Family Educational Rights and Privacy Act (FERPA) For more information regarding Rush University’s FERPA policy, please visit http://www.rushu.rush.edu/privacy Facilitates course registration and grading Issues official transcripts and diplomas Verifies enrollment and degree completion to licensing and credentialing organizations for students and alumni Schedules classroom and laboratory space for University facilities Student Life The Office of Student Life is committed to providing an atmosphere that will enhance each student’s academic experience. The Office of Student Life is responsible for: • • • • • Facilitating on-campus student housing Providing career services to students Serving as general advisors to student organizations Developing co-curricular and extra-curricular programming Coordinating orientation and assisting with commencement Our website will give further details about the above services and programs, but if you have any additional questions about what we offer to students, please call (312) 942-6302 or email at student_life@rush.edu. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 68 International Services The Office of International Services works with international students, residents, researchers and faculty who are planning to study or to work at Rush and who will need authorization from the United States Citizenship and Immigration Services (USCIS) to do so. Functions of the Office of International Services • • • • • • • • Prepare documentation required for the F-1 student program, J-1 Exchange Visitor program and H-1B Temporary Worker program. Advise prospective students concerning the admission of international students. Advise and consult with university/medical center staff regarding the hiring of international employees. Rush representative to USCIS, the Department of State and the Educational Commission for Foreign Medical Graduates (ECFMG) regarding the status of international students, residents, scholars and faculty. Responsible Officer for the J-1 Exchange Visitor program and Training Program Liaison to ECFMG. Designated School Official for the F-1 student visa program. Provide pre-arrival information Provide orientations Financial Aid Student financial assistance can come in many forms, though most assistance at the graduate/professional level should be expected to be in the form of student loans. 1. Grants & Scholarships - "Free money" that isn't required to be repaid. These funds are awarded based on financial need, merit, academics, or some combination of these criteria. 2. Student Loans - Money that is borrowed from some source that must be repaid over time, typically with interest. 3. Work - Earnings for performing some type of service to an organization. Each of these types of assistance can come from a variety of sources. In general, your application for financial assistance at Rush will be the single application required for all of these programs. Details regarding these financial assistance programs are available by clicking the appropriate links in the left-hand navigation of this site. Financial Affairs The Office of Financial Affairs provides services and support to Rush University students and others in the Rush University Medical Center community. The key areas of operation include Student Receivables, Institutional Loans, and Student Health Insurance. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 69 Privacy and Confidentiality of Student Records & FERPA Rush University takes seriously its commitment to protect the privacy of our students and their education records. In addition to upholding the Family Educational Rights and Privacy Act of 1974 (FERPA), Rush University has taken further steps to protect a person's privacy by extending similar benefits afforded to enrolled students under FERPA to individuals who are applying for admission. In addition, Rush has extended the period of time under which deceased students' education records can be released. If a specific privacy/confidentiality question is not answered in this document, please contact the Office of the Registrar. Additional Questions The Office of the Registrar is the compliance office for FERPA for Rush University. If there are additional questions, please contact the Office of the Registrar at: 600 South Paulina, Suite 440 Chicago, Illinois 60612 (312) 942-5681 registrars_office@rush.edu Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 70 The Counseling Center Philosophy The educational experience at Rush involves not only traditional academic requirements, but also the demand for the development of a professional identity. Trying to maintain or initiate one's own personal relationships while balancing these professional demands frequently creates stress. This stress is a normal experience, and a request for help with it reflects a healthy desire for continued emotional growth. Clientele The Counseling Center is available to all students currently enrolled in Rush University, residents and fellows. Significant others (married or unmarried, gay or straight) are also eligible for services as part of a couple. Consultations While the primary purpose of the Counseling Center is to work directly with students, residents and fellows, we also consider consultations with faculty and staff who want to refer clients to us to be an important function. We are glad to speak with you regarding our services, your concerns about someone you are thinking about referring, and about ways to make an effective referral. Please call our answering service at (312) 942-3687, and one of the staff psychologists will return your call that same day. Confidentiality No record of contact with the Center is accessible to any college or university personnel, and all discussions with Center staff are held in the strictest confidence. Staff The Counseling Center staff consists of three experienced doctoral-level clinical psychologists who are committed to helping University students from all backgrounds and lifestyles. Security Rush Security is committed to providing our services to ensure that our students, potential students, visitors and staff are & feel safe/secure while on the RUSH campus. We provide preventative patrols of the buildings, garages and campus areas. There is an evening campus shuttle (Night Run) to provide staff and students safe transport to various locations on/off campus. When the shuttle is not available, upon request our staff can accompany you to and from your car or places on campus. Rush security is available to provide response to emergency calls. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 71 Chapter 8 Human Resources Employee Resources You can find everything from employee recognition to parking and transportation here. Explore your resources. LEAP As part of our commitment to employee development and education, Rush University Medical Center offers tuition assistance to employees who want to take healthcare, business or vocational courses, as well as many onsite development programs. Faculty Recruitment Welcome to the faculty recruitment department at Rush University Medical Center. As faculty recruiters and members of the Rush team, we facilitate physician and scientist recruitment efforts, linking top talent to world class career opportunities in research, teaching and patient care. Our goal is provide candidates with the resources they need to make informed career decisions, including: reviewing opportunity details, coordinating on-site meetings, outlining faculty benefits and facilitating candidate transition to Rush. Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 72 Appendix Rush is a not-for-profit health care, education and research enterprise comprising Rush University Medical Center, Rush University, Rush Oak Park Hospital and Rush Health. Page 73 RULES FOR GOVERNANCE including POLICIES AND PROCEDURES for the FACULTY AND STUDENTS of RUSH COLLEGE OF NURSING RUSH COLLEGE OF HEALTH SCIENCES RUSH GRADUATE COLLEGE RUSH MEDICAL COLLEGE of RUSH UNIVERSITY Revised July 14, 2010 Based on a document originally approved by the Faculty of Rush University: August 16, 1996 and approved by the Board of Trustees: June 11, 1997 Approved by Faculty, April 21, 2010 Approved by Rush University Board of Overseers, May 11, 2010 Approved by Board of Trustees, July 14, 2010 CONTENTS ARTICLE I - THE CORPORATION Page Section 1. Purpose......................................................................................................... 1 Section 2. Mission and Vision Statements................................................................... 2 Section 3. Definitions ................................................................................................... 2 (a) Medical Center........................................................................................ 2 (b) President ................................................................................................. 2 (c) University ............................................................................................... 2 (d) Provost .................................................................................................... 2 Section 4. Definition and Role of Board of Trustees .................................................... 2 (a) Definition of Board of Trustees .............................................................. 2 (b) Role of Board of Trustees....................................................................... 2 (c) University Board of Overseers ............................................................... 2 (d) Advice of Senior Representative Bodies ................................................ 2 Section 5. Definitions and Role of Rules for Governance ............................................ 3 (a) Definition of College and Dean .............................................................. 3 (b) Role of Rules for Governance ................................................................ 3 Section 6. Approval of Policies and Procedures for Each College ............................... 3 Section 7. Parliamentary Authority .............................................................................. 3 ARTICLE II - FACULTY ORGANIZATION Section 1. Rush Faculty ............................................................................................... 4 (a) Colleges .................................................................................................. 4 (b) Membership in University ...................................................................... 4 Section 2. Faculty Conditions ....................................................................................... 4 (a) Active Faculty ........................................................................................ 4 (b) Honorary Faculty ................................................................................... 4 (c) Visiting Faculty ...................................................................................... 4 (d) Adjunct Faculty and Lecturers ............................................................... 4 (e) Assistant ................................................................................................. 5 (f) Recommendations for Appointment, Reappointment and Promotion of Assistant Professors and Below ..................................... 5 Rush University Rules of Governance ii Adopted July 14, 2010 (g) Recommendations for Appointment, Reappointment and Promotion of Associate Professor and Professor ................................. 5 (h) Approval of New Appointments, Reappointments and Promotions...... 5 (i) Terms and Conditions of Appointment .................................................. 5 (1) Determination of College Appointment .......................................... 5 (2) Written Understanding .................................................................... 5 (3) Conjoint Appointments .................................................................... 6 (4) Disagreements over Primary/Conjoint Appointments ..................... 6 (5) Responsibility for Salary ................................................................. 6 (6) Terms of Appointment ..................................................................... 6 a. Instructor……………………………………………………..6 b. Assistant Professor .................................................................. 6 c. Associate Professor ................................................................. 7 d. Assistant .................................................................................. 7 e. Visiting .................................................................................... 7 f. Termination.............................................................................. 7 (7) Promotions ....................................................................................... 7 (8) Medical Staff with Faculty Appointments ....................................... 7 (9) Appointments of Professors or Associate Professors in Colleges With and in Colleges Without a Tenure System ................................................................ 7 (10) Tenure .............................................................................................. 7 (11) Use of Emeritus ............................................................................... 8 (12) Nonrenewal of appointments .............................................................................. 8 (13) Rules for Faculty in Other Colleges ................................................. 8 (14) Definition of Appointment................................................................ 8 (15) Contract or Letter of Understanding for Faculty Receiving a Salary .............................................................................. 9 (16) Reduction of Salaries for Economic Difficulty ................................ 9 (17) Leaves of Absence ............................................................................ 9 a. Nonscholarly ........................................................................... 9 b. Scholarly ................................................................................. 9 (18) Creation or Elimination of a College, Department or Division ...... 10 Section 3. Termination, Suspension and Appeals....................................................... 11 (a) Termination of Appointments............................................................... 11 Rush University Rules for Governance iii Adopted July 14, 2010 (b) Non-reappointment of Faculty with Nontenured Term ........................ 11 (c) Suspension or Discharge Procedures .................................................... 12 (d) Policies and Procedures for Actions Against and Appeals by a Faculty Member ......................................................................... 12 Section 4. Academic Functions of a Faculty .............................................................. 12 (a) Requirements for Admissions............................................................... 12 (b) Conflict with the Interests of the Medical Center/University .............. 13 Section 5. The College Dean ...................................................................................... 13 (a) Role of Dean ......................................................................................... 13 (b) Appointment of Deans .......................................................................... 13 (c) Associate and Assistant Deans ............................................................. 13 (d) Responsibilities of the College Dean ................................................... 13 Section 6. A College Department/Division ................................................................ 14 (a) Procedures for Creating and Abolishing Departments/Divisions ......... 14 (b) Voting in Departmental/Divisional Academic Matters ........................ 14 (c) Departmental Chairperson or Division Head Responsibilities ............. 14 (d) Regular Department Review or Divisional Review ............................. 14 Section 7. Institutes, Centers or Other Administrative Entities .................................. 14 Section 8. Meetings of the Faculty ............................................................................. 15 Section 9. Committees of the Faculty ......................................................................... 15 (a) Senior Representative Body ................................................................. 15 (b) Standing Committees............................................................................ 15 Section 10. University Provost and Deans.................................................................. 15 Section 11. University Council. .................................................................................. 15 (a) Membership .......................................................................................... 15 (b) Voting Requirements ............................................................................ 16 (c) Functions of the University Council ..................................................... 16 ARTICLE III - STUDENT AFFAIRS Section 1. Students ...................................................................................................... 18 (a) Applicability ......................................................................................... 18 (b) Categories of Students .......................................................................... 18 (c) Rights of Regular Students ................................................................... 18 (d) Process for Determining Academic Status and Grounds Rush University Rules of Governance iv Adopted July 14, 2010 for Dismissal ...................................................................................... 18 (e) Degree Candidate Who Holds a Faculty Appointment ........................ 18 Section 2. Student Representation .............................................................................. 18 (a) Student Representative Government .................................................... 18 (b) Role of the Student Representative Body ............................................. 18 (c) Rush University Student Representative Council................................. 18 (d) Role of a Rush University Student Representative Council ................. 19 ARTICLE IV - PRIVILEGES AND RESPONSIBILITIES OF THE FACULTY AND STUDENTS Section 1. Privileges and Responsibilities .................................................................. 19 (a) Academic Freedom ............................................................................... 19 (b) Restriction on Representing the University in Public Statements ................................................................................ 19 (c) Interference with Members of the University Community................... 19 ARTICLE V- CREATION OR DISSOLUTION OF COLLEGES Section 1. Proposal and Approvals Needed for Creation or Dissolution.................... 19 ARTICLE VI - AMENDMENTS Section 1. Amendment Procedures ............................................................................. 20 (a) Proposal for Amendment ...................................................................... 20 (b) Approval and Voting ............................................................................ 20 (c) Transmission of Amendments .............................................................. 20 Section 2. College Policies and Procedures ................................................................ 20 (a) Mechanisms of Amending College Policies and Procedures ............... 20 (b) Approvals Needed and Role of University Council ............................. 20 Rush University Rules for Governance v Adopted July 14, 2010 FACULTY GOVERNANCE AND ORGANIZATION RULES FOR GOVERNANCE OF RUSH UNIVERSITY ARTICLE I THE CORPORATION Section 1. Purpose The purposes of the Rush University Medical Center Corporation, as stated in its Articles of Incorporation, are: "To establish, maintain and manage one or more health care institutions such as hospitals, clinics, and other in- and out-patient facilities in order to provide for sick and disabled persons, including the needy poor, of every creed, nationality and color; one or more health research institutions; one or more educational institutions such as a school or schools for physicians, scientists, nurses and other allied health personnel; to fix the rates of tuition and the qualification for admission to the educational institutions; to provide and maintain courses of instruction either directly or in arrangement with other institutions of learning; to grant such academic honors and degrees as are usually granted by similar educational institutions; to create these institutions of health care, education and research under such name or names as the management of the Corporation may determine, in separate Divisions or Departments or combinations thereof as determined by the Corporation; to maintain and control the government and discipline within its health care, educational and research institutions; to receive, hold, invest and disburse all monies and property or income thereof which may be invested in or entrusted to the care of the Corporation or Division thereof whether by gift, grant, bequest or otherwise for any of the objectives of the Corporation; to establish and administer charities and to receive, hold, control, invest and disburse monies and property or the income thereof in support of such charitable uses, and generally to pursue and promote all or any of the objectives above named and to do all and every one of the things necessary or desirable for the accomplishment of the objectives or any of them." The Corporation also has such powers as are now or may be granted by the General Not for Profit Corporation Act of the State of Illinois. The University cannot as an institutional policy take a position in electoral politics or on public issues except on institutional functions as set forth in Article I, Section 1, of these Rules for Governance. Rush University Rules for Governance 1 Adopted July 14, 2010 Section 2. Mission and Vision Statements MISSION The mission of Rush University is to teach, study and provide the highest quality health care, using a unique and multidisciplinary practitioner-teacher model for health sciences education and research, while reflecting the diversity of our communities in its programs, faculty, students and service. VISION Rush is a unique academic health science center, which will become the preferred destination for outstanding and committed faculty and students dedicated to excellence, innovation, and leadership of health care. Section 3. Definitions (a) The term Medical Center refers to Rush University Medical Center Corporation including all patient care, educational and research institutions under the jurisdiction of the Corporation. (b) The term President refers to the Chief Executive Officer of the Corporation and University. (c) The term University refers to all offices, Colleges and other institutions involved with the academic programs of the corporation. (d) The term Provost refers to the Chief Academic Officer of the University . The Provost is responsible for the Educational and Research programs of the University and reports to the President. Section 4. Definition and Role of Board of Trustees (a) The term Board of Trustees refers to the legally designated persons or group empowered to conduct the affairs of the Corporation as defined in the bylaws of the Corporation. (b) The Board of Trustees of the Corporation rules in all matters, including those for which it has delegated authority to the President or other officers or bodies within the Corporation. (c) The Rush University Board of Overseers is appointed and designated by the Board of Trustees to oversee the operation of the University and reports to the Board of Trustees on a regular basis. (d) When acting on matters having to do with academic policy and organization Rush University Rules for Governance 2 Adopted July 14, 2010 of a College(s), the Board of Trustees shall rely upon the advice of the Senior Representative Body(ies) of the Faculty(ies) as transmitted to it by the Dean(s), the Provost, the President and the Board of Overseers. Section 5. Definitions and Role of Rules for Governance (a) The term College refers to any existing or subsequently established College that is a separately organized Faculty and/or student body for implementation of academic programs at the University. The term Dean refers to the chief executive officer of such a unit. (b) These Rules for Governance address certain matters concerning the administration, organization, powers and responsibilities of the officers, Faculty and students of the Colleges. They are adopted by the Board of Trustees, acting upon the advice of the faculties as transmitted by the Provost, the President and the Board of Overseers of the University. Section 6. Approval of Policies and Procedures for each College The Faculty of each College shall establish policies and procedures to implement these Rules. Once approved by a majority of the Faculty of the College voting by anonymous ballot, the policies and procedures shall become part of these Rules after approval by the : a) University Council (See Article II, Section11, c), b) Provost, c) President, and d) Board of Trustees. Section 7. Parliamentary Authority The parliamentary authority for the Rules for Governance shall be the current edition of Roberts Rules of Order Newly Revised. Rush University Rules for Governance 3 Adopted July 14, 2010 ARTICLE II FACULTY ORGANIZATION Section 1. Rush Faculty (a) A Faculty is hereby constituted for Rush Medical College, Rush College of Nursing, Rush College of Health Sciences, Rush Graduate College and for any subsequently organized College of the University. (b) Faculty members of all Colleges shall be members of the Faculty of Rush University. Section 2. Faculty Conditions (a) The Active Faculty of each College shall be made up of duly appointed members whose titles are given below in order of seniority: (i) Professors; (ii) Associate Professors; (iii) Assistant Professors; (iv) Instructors. Each College shall develop criteria for these titles, and for administrative purposes may append qualifying terms based on the criteria. The Active Faculty shall have the right to cast votes in Faculty meetings and elections. All active Faculty may serve on College committees (b) The Honorary Faculty shall include those former members of the active Faculty who have been named to either Emeritus and/or Distinguished Professor status. They may participate in College Faculty meetings without vote. The Honorary Faculty may serve on College Committees upon the request of the Dean and/or the appropriate College Committee. The respective Colleges shall establish the appointment process for Emeritus and Distinguished Professor Status. (c) The Visiting Faculty shall include those individuals appointed for a limited term whose ranks shall be recommended by the Department Chairperson and receive the approval of the Dean and Provost. The Visiting Faculty shall have no formal Faculty Rights or Privileges. They may participate in College Faculty meetings and serve on College Committees upon the request of the Dean and/or the appropriate College Committee. (d) The Adjunct Faculty shall be recommended by the appropriate Chairperson and receive the approval of the College Dean and Provost. An initial appointment as an Adjunct Faculty Member shall be for a term of up to one (1) year and may be renewed for terms of up to two (2) years. The Adjunct Faculty shall have no formal Faculty Rights or Privileges. They may participate in College Faculty meetings and serve on College Committees upon the request Rush University Rules for Governance 4 Adopted July 14, 2010 of the Dean and/or the appropriate College Committee. The Adjunct Faculty shall include members appointed to the Faculty with the title of Lecturer or as Adjunct Faculty with rank. Each college must establish procedures for review of Adjunct Faculty in the event that academic rank is granted. If appointed with rank, the adjunct faculty member must currently or previously have attained at least that academic rank at another university or college. (e) An appointment to the rank of Assistant may be for up to one (1) year and may be renewed. The Assistant shall have no formal Faculty Rights or Privileges. They may participate in College Faculty meetings and serve on College Committees upon the request of their Dean and/or Chair. (f) All recommendations for Faculty appointments, reappointments and promotions for Assistant Professors or below shall originate with the Department Chairperson and shall be presented to the College Dean for transmission with a recommendation to the Senior Representative Body of the College. (g) All recommendations for Faculty appointments, reappointments and promotions for Associate Professors or Professors shall originate with the Department Chairperson, and, after review and approval by the appropriate Faculty committee on senior faculty appointments and promotions of the College, shall be presented to the College Dean for transmission with a recommendation to the Senior Representative Body of the College. (h) All new appointments, reappointments and promotions of members of a Faculty that have been approved by the Senior Representative Body and the Dean of that Faculty, shall be presented to the Provost for approval. (i) Terms and Conditions of Appointment (1) Whenever possible, all appointments to the Faculty shall be made in the Colleges and the Departments representing the primary professionalacademic disciplines and/or activities of the Faculty member. (2) There should be a letter from the University Provost confirming a Faculty member’s appointment to the University. In addition to this letter, there should be a written understanding between the Department Chairperson and all Faculty, whether salaried or non-salaried, as to the contributions they intend to make to the University. When a Faculty member receives a salary, either full-time or part-time, the terms and conditions of the receipt of such salary, including the anticipated time to be spent in health care services, in teaching and/or in research, including administration in each category, will be stated and confirmed in writing signed by the Faculty member, the Department Chairperson, and the Dean. In the case of joint Rush University Rules for Governance 5 Adopted July 14, 2010 appointments, the College of primary appointment and the time allocated to each College and Department shall be identified in the agreement. A copy of the document will be given to the Faculty member. Any modifications of the Agreement during its term must receive mutual agreement, must be put in writing and a signed copy must be given to the Faculty member. (3) Joint appointments in other Colleges or other Departments must be made through joint decision of the Department Chairpersons and the Faculty member involved and with the approval of the Dean for mutually agreed upon functions and proportions of time. Appointees to a College, whose primary appointment is with another College of Rush University, shall be subject to the same policies and procedures that are applicable to those Faculty members whose primary appointment is in the College. (4) Disagreements over primary appointments and conjoint appointments should be considered by the Senior Representative Body and the Dean for Departments within a College. The specific mechanism for resolution of disagreements within Colleges should be developed by each College. Disagreements between Colleges should be reviewed by the University Council with the advice of the Senior Representative Body and the Dean of the respective Colleges. (5) The responsibility for the salary of a Faculty member falls to the primary or conjoint Department paying their portion of the salary. Faculty members may be offered tenure of salary, tenure of salary but for a specific term, a nontenured salary or no salary. This could be in a primary or conjoint Department. (6) Terms of Appointment. In addition to a letter from the University Provost confirming a Faculty appointment to the University, a Faculty member’s letter of appointment should include the following: a. For Instructors , a statement defining the term of appointment which shall be no greater than two (2) years. At the end of each term of appointment the Department Chairperson may choose one of the following options: (1) termination of Faculty appointment, (2) reappointment for another term of up to two (2) years, or (3) recommendation for promotion to a higher Faculty rank. b. For Assistant Professors a statement defining the term of appointment which shall be no greater than three (3) years. At the end of each term of appointment the Department Chairperson may choose one of the following options: (1) termination of Faculty appointment, (2) Rush University Rules for Governance 6 Adopted July 14, 2010 reappointment for another term of up to three(3) years, or (3) recommendation for promotion to Associate Professor or Professor. c. For Associate Professors and Professors, a statement whether the position is tenured or nontenured and whether any, all, or a specified portion of the salary is tenured or nontenured. If the position is nontenured, the term of the appointment must be stated d. For Assistants, a statement defining the term of appointment which shall be no greater than one year. At the end of the term of appointment, the Department Chairperson may choose one of the following options: (1) termination of appointment, (2), reappointment for another one (1) year term, or (3) recommendation for advancement to another rank. e. Appointments and reappointments to the visiting Faculty of a College shall be for terms of one (1) year or less. f. Should the Department Chairperson elect termination, appropriate notice must be given to the Faculty member as required by Article II, Section 3 B. (7) Promotions can be in any primary or conjoint Department(s) without prejudice to the Faculty member. It is unnecessary to receive the permission of the other conjoint Departments or the primary Department to recommend a Faculty member for advancement. (8) Faculty from clinical disciplines, with an appointment on the Medical Staff at Rush University Medical Center, must retain their Faculty appointment to retain their medical staff appointment. (9) With the exception of special appointments clearly limited to a brief or partial association with the institution, and reappointments of retired Faculty members, all appointments to the rank of Associate Professor or higher will be of two kinds: (i) nontenured appointments and (ii) tenured appointments. For Colleges with a tenure system, appointment as Professor or Associate Professor shall be made for a tenured term. For Colleges without tenure, appointment as Professor or Associate Professor is for a finite term. Each College shall establish its own policies for terms of appointment for its Faculty in conformity with these Rules. (10) Rush University recognizes the time-honored practice of tenure for university faculty members as an important protection of free inquiry, open intellectual and scientific debate, and unfettered criticism of the Rush University Rules for Governance 7 Adopted July 14, 2010 accepted body of knowledge. Tenure is the commitment of a College to a faculty member and denotes a status of continuing faculty appointment, providing protection against involuntary suspension, discharge, or termination except for financial exigency or cause as outlined in the Rules for Governance. Tenure may be awarded to faculty members appointed at the ranks of Associate Professor and above; tenure may or may not apply to faculty salary. Tenure ceases upon the faculty member’s termination, resignation, retirement, or death. (11) Upon retirement from Rush University a Faculty member may be recommended by their College for emeritus status under the procedure established by the respective College. In the case of a retiring President, Provost, Dean or Department Chairperson, the word Emeritus may be used along with their former academic administrative title. In order to use that title in the case of a retiring Dean or Department Chairperson, it must receive the approval of the Provost and approval of the Senior Representative Body of the College. In the case of a retiring Provost, the President may grant that the word Emeritus be used with their former administrative title subject to the approval of the University Council. In the case of the President, the decision shall be made by the Board of Trustees. A President, Provost, Dean or Department Chairman may continue to remain as an active Faculty member or be appointed to emeritus status as it relates to their Faculty position. (12) Nonrenewal of an appointment made according to these Rules for Governance in paragraph (i) (6) of this section are not grievable except for Faculty whose Medical Staff appointment depends upon their Faculty appointment. In all cases, Faculty with the rank of Assistant may not file a grievance concerning nonrenewal of a Faculty appointment. (13) Appointees to a College, whose primary appointment is with another College of Rush University, shall be subject to the same policies and procedures that are applicable to those Faculty members whose primary appointment is in the College. (14) "Appointment" shall denote the conferral upon the Faculty member of a rank and certain privileges accompanying such rank as defined herein except in the case of Adjunct Faculty. An appointment may or may not be accompanied by a salary payable to the Faculty member by Rush University. Faculty members may be offered tenure of salary, tenure of salary but for a specific term, a nontenured salary or no salary. A Faculty member's salary may be reduced during the period of their appointment so long as it does not violate the Rules for Governance of Rush University. Rush University Rules for Governance 8 Adopted July 14, 2010 (15) When a Faculty member of any rank is to receive a salary from the Medical Center for their Faculty activities, the total compensation, and their allocation of effort as defined in paragraph (i ) (2) of this Section, shall be stated in an annual written contract or letter of understanding. The contract or letter of understanding shall be in effect for a period of one (1) year unless a term of other duration is specifically stated. The terms of the contract or letter of understanding shall be recommended annually during the period of their appointment to the Dean by the Department Chairperson after review with the Faculty member. The salary identified in the contract or letter of understanding shall be at least at the level of that in the most recent preceding contract, providing the quality, quantity or kind of the individual's functions are unchanged, or unless another level is mutually agreed upon by the Faculty member, the Department Chairperson(s) and the Dean. Each College will devise in conformity with these Rules its own process for awarding of academic rank and the process for removal of appointments and salary. All such processes would require the review and approval of the University Council. (16) In the case of institutional economic difficulty, as determined by the Board of Trustees, a reduction of salaries of Faculty members may be made as an institutional policy. (17) The Faculty of each College shall also determine procedures governing leaves of absence of its members with or without salary in accordance with Medical Center policies. Leaves of absence are of two types: (a) nonscholarly leaves of absence and (b) scholarly leaves of absence. a. Nonscholarly leaves of absence include any leave of absence that does not have a scholarly basis. Such a leave of absence may be for reasons covered by Family Medical Leave Act and shall not exceed one (1) year, unless approved by the Department Chairperson and the Dean. A nonsalaried Faculty member may take a leave of absence with the approval of the Department Chairperson and the Dean. Extensions require reapproval by the Department Chairperson and the Dean at least once a year. A salaried member of the Faculty may take a personal leave of absence, which is not covered by Family Medical Leave Act and typically is without compensation from the University. A personal leave requires written approval of their Department Chairperson and the Dean. The terms of the personal leave of absence, including the terms for the resumption of duties and maintenance of Faculty appointment, shall be negotiated between the Department Chairperson and the Faculty member and shall be stated in writing, b. Scholarly leaves of absence are for the purpose of improving a Faculty member’s professional and academic development. No one to whom a Rush University Rules for Governance 9 Adopted July 14, 2010 leave of absence with pay has been granted shall be permitted while on such leave to accept remunerative employment or engage in remunerative professional practice or work which shall exceed their compensation prior to the date of the leave of absence at the Rush University. Exceptions may be made only with the express permission of the Dean. Scholarly leaves of absence may be granted with the approval of the Department Chairperson and the Dean. A salaried Faculty member with six (6) or more years of service is eligible for a scholarly leave of absence of six (6) months at full salary or a twelve (12) month leave of absence at half salary, at least at the proportion of salary paid by the sabbatical-granting college. The leave may be granted to a Faculty member who has an appointment that would continue after the leave was completed and who intended to return to the College. Each person who has been on a scholarly leave of absence shall, on the termination of their leave submit a written report to their Department Chairperson concerning the nature of their studies, research or other scholarly work undertaken by him/her during their leave of absence. The Department Chairperson shall transmit such a report to the Dean. (18) Creation or Elimination of a College, Department, or Division a. A College, a Department, or a Division within a College can only be created by the Rush University Board of Overseers. A College or Department or Division within a College can only be eliminated by a vote of the Rush University Board of Trustees upon the recommendation of the Board of Overseers. When a College or Department or Division is eliminated, the University shall be responsible for continuing Faculty members’ appointments and for continuing salaried Faculty members’ academic salaries, at their current level until another compensated position is taken or according to the following: i. Appointment and salary until acceptance of another position or three (3) years, whichever comes first for Professors and Associate Professors with 20 or more years service ii. Appointment and salary up to, but not to exceed, two (2) years for Professors and Associate Professors with at least 10 but less than 20 years service iii. Appointment and salary up to but not to exceed 18 months for Professors and Associate Professors with less than 10 years service iv. Appointment and salary, up to but not to exceed, one (1) year for Assistant Professors regardless of length of service. Rush University Rules for Governance 10 Adopted July 14, 2010 b. During the period of appointment and salary continuation, the University shall make good faith efforts to: i. Reassign Faculty members to appropriate academic and/or professional duties in other Colleges or Departments or Divisions. ii. Support retraining of Faculty members for appropriate academic and/or professional positions in other Colleges, Departments or Divisions. iii.Assist Faculty members in out-placement to other appropriate academic and/or professional positions. c. During the period of appointment and salary continuation, Faculty members shall: i. Accept reassignment to appropriate academic and/or professional duties in other Colleges, Departments or Divisions ii. Retrain for other appropriate academic and/or professional positions in other Colleges, Departments or Divisions iii. Seek appropriate academic and/or professional positions elsewhere. d. A College, Department or Division will not be construed as being eliminated, if the functions are shifted to another entity in the University. Therefore, the tenure rights, if any, of the Faculty members shall be continued. Section 3. Termination, Suspension and Appeals (a) Appointments to a Faculty may be terminated by (i) non-renewal of the specified term of appointment; (ii) retirement; (iii) acceptance of resignation; or (iv) discharge for cause. (b) When a Faculty member with an appointment for a nontenured term is not to be recommended for reappointment, the member must be notified in writing by the Department Chairperson. For Instructors this notice must be at least three (3) months prior to the expiration of the appointment. For the rank of Assistant Professor or above, the notice should be at least six (6) months prior to expiration if the appointment has been held for three (3) years or less and one (1) year for appointments as an Assistant Professor or above that have been held more than three (3) years. If this deadline is missed, the appointment shall be extended for an additional three (3) months beyond the termination date for the rank of Instructor and an additional six (6) months beyond the termination date for the rank of Assistant Professor or above. For Rush University Rules for Governance 11 Adopted July 14, 2010 Assistant Professors who have served more than three (3) years and for those Associate Professors or above who may be nontenured the combined time period for notice and extension must be not less than one (1) full year. (c)The Department Chairperson with the approval of the Dean may suspend or discharge a Faculty member for cause. Suspension is temporary withdrawal of specified Faculty responsibilities and/or privileges with or without salary, as deemed appropriate by the respective Department Chairperson or Dean. Discharge is termination of employment and tenure. Cause for discharge or suspension from the Faculty shall consist of any or all of the following: (1) material failure to discharge teaching, research, administrative or service responsibilities and duties (2) serious and/or repeated violation of Medical Center, University or Departmental bylaws, rules, policies and/or standards of conduct (3) violation of generally accepted standards of professional ethics (4) material breach of contract (5) conviction of a crime deemed to render the Faculty member unfit to discharge their professional responsibilities and duties, or that places at risk the safety, security or reputation of the Medical Center or University (6) temporary or permanent loss of professional licensure or certification necessary to discharge the Faculty member’s responsibilities and duties (7) professional incompetence (8) conduct that is seriously and clearly prejudicial to the best interest of the Medical Center or University. (d) Each College shall establish policies and procedures for actions against and appeals by a Faculty member under this Article. Section 4. Academic Functions of a Faculty (a) The Faculty of each College shall establish requirements for admissions, policies for recommendations of individuals to receive degrees and for appointments and promotions to senior Faculty ranks. The Faculty shall also be responsible for the quality of teachers, teaching and research, and shall be responsible for other matters of academic policy of the College and for their implementation. The actions of the Senior Representative Bodies of the Faculty of each College shall be subject to the approval of the University Council regarding their consistency with respect to the University Rules for Governance. Such review and approval will be on the initiation of the University Council, or following petition by six Faculty of the University, or as a result of a grievance procedure filed as described in this Article, Section 11, University Council, Item 9. Rush University Rules for Governance 12 Adopted July 14, 2010 (b) Academic activities of Faculty not related to Medical Center programs shall not be in conflict with the interests of the Medical Center/University and are subject to the restraints imposed by Article IV of these Rules. Section 5. THE COLLEGE DEAN (a) The College Dean shall exercise the chief executive function of the College. (b) Each College Dean shall be appointed by the Board of Trustees, on the nomination of the President, from a candidate or candidates recommended by a Deans Search Committee, appointed by the President and the Senior Representative Body of the College. The appointment shall be for an unspecified term at the pleasure of the Board of Trustees. The Search Committee shall consist of the following: Members Appointed by the President: Member of the Board of Trustees 1 Faculty from each of the other Colleges not seeking a Dean, one of whom may be a Dean 3 Department Chairpersons from the College seeking a Dean 2 Student from the College seeking a Dean 1 Members Appointed by the Senior Representative Body of the College seeking a Dean: Two Faculty from Senior rank, and two from Junior rank 4 Total = 11 The President shall appoint the Chair of the Search Committee from among its members. The Chair of the Search Committee shall present the final recommendation(s) of the Search Committee to the President. (c) On the recommendation of a College Dean and on the nomination of the President, the Board of Trustees may appoint Associate and Assistant Deans for unspecified terms who shall serve at the pleasure of the Dean. (d) College Deans: (i) shall call meetings of the Faculty at such times as they or the Senior Representative Body may deem necessary, at least one such meeting must be held each year; (ii) shall formulate and present policies to the College Faculty for its consideration; (iii) shall serve as the agent of communication for all official business of the College with other University authorities, students, and Faculty; (iv) shall prepare the budget of the College; (v) shall provide consultation and recommendations concerning Faculty Rush University Rules for Governance 13 Adopted July 14, 2010 appointments and promotions and student admissions, evaluation, and promotions; and (vi) perform other duties as required. Section 6. A College Department/Division (a) Each College shall establish procedures for creating and abolishing Departments/Divisions, with definition of the objectives and mechanisms for decision making and activities within each. (b) Each active Faculty member in each Department/Division shall be eligible to vote in Departmental/Divisional academic matters. (c) Each Department/Division shall have a head designated as Department Chairperson/Division Director. The Faculty of a College shall define the responsibilities for the professional and academic work of the Department/Division as well as the qualifications, the mechanism for appointment and removal, and the term of office of the Department Chairperson/Division Director. Responsibilities and related authority of Acting Chairpersons/Division Directors in the University shall be specified by the appropriate Dean. (d) Each College shall establish policies and procedures for regular Department/Division review at least every five (5) years including the evaluation of the quality of the activities of its Departments/Divisions and of the Department Chairpersons/Division Directors. The periodic review should consist of three components: (1) a review of the Department/Division’s objectives, (2) a review of the Department/Division and its activities in fulfillment of these objectives, and (3) a review of the Department Chairperson/Division Director in their performance in fulfillment of these objectives. The Senior Representative Body is to be notified that a review is to be carried out and shall receive a report on the review. Section 7. Institutes, Centers or other Administrative Entities Institutes, Centers or other Administrative Entities may be organized with approval of the Board of Trustees for specific functions in areas of health care, education, or research that may best be carried out by collaborative efforts of Faculty members from two or more Departments of one or more College(s). The granting of degrees, offering of courses for academic credit, and Faculty appointments, reappointments or promotions shall reside within the Colleges. Rush University Rules for Governance 14 Adopted July 14, 2010 Section 8. Meetings The Faculty of each College shall hold at least one regular meeting during the academic year on a date it shall determine. Special meetings of the Faculty of any College at which only the specific items on the agenda shall be discussed, may be called by the President, the Dean of the College, or upon receipt by the Dean of an appropriate petition of the Faculty. Each Faculty shall establish the number and dates of its meetings, the number of members constituting a quorum, and regulations governing the calling and conduct of special meetings. Section 9. Committees (a) Each College shall organize a Senior Representative Body to be elected by the active Faculty members from among all of the active Faculty members of the College in such manner that all categories of rank and major Divisions, if existent, of the Faculty are represented. (b) As appropriate, each College may organize standing committees and establish procedures for election and/or appointment of members and for their functions. Section 10. University Provost There shall be a Provost of the University who shall be appointed by the Board of Trustees for an unspecified term at the pleasure of the Board of Trustees, on recommendation of the President following discussions with the Deans of the Colleges. The Provost shall be responsible for certain academic affairs and shall function in a staff relationship to the President. On the recommendation of the Provost and on the nomination of the President, the Board of Trustees may appoint Vice and Associate/Assistant Provosts for unspecified terms who serve at the pleasure of the Provost. The Vice and Associate/Assistant Provosts shall perform university-related responsibilities as determined by the Provost and shall function in a staff relationship to the Provost. Section 11. University Council A University Council shall be constituted to make recommendations to the Provost concerning University standards or other matters that involve the relationships among the academic components of the University. (a) The voting members shall be four Faculty members, elected every three (3) years from among the members of the Senior Representative Body of each College, or as otherwise determined by each College, and one student selected annually by the students of each College, from among the student enrolled in a degree program. Members can only serve two consecutive terms. Rush University Rules for Governance 15 Adopted July 14, 2010 The following should be observed in the selection of the Faculty: (1) At least one Faculty member from each College shall hold the rank of Professor or Associate Professor. (2) At least one Faculty member from each College shall hold the rank of Assistant Professor or Instructor. (3) Student members shall be enrolled in a degree program. (4) Deans of the Colleges and the Provost shall be members ex-officio without vote. (5) Each College shall determine how to fill vacancies if they occur. The University Council shall elect a Chair at the first meeting held after the beginning of the academic year in September. The first meeting will be called by the previous Chair, or in the absence of the Chair, the previous Secretary, who shall preside until a Chair is elected. The University Council shall meet quarterly during the third week of each academic quarter. The Chair and Secretary office shall rotate among the University’s Colleges with new officers elected annually. The Chair and Secretary shall not be from the same College. Officers may not be reelected until at least one (1) year has intervened. The Chair may call special meetings whenever requested to do so in writing by five (5) members of the Council, or by the President, or the Provost. . (b) Voting Requirements: (1) The agenda for any regularly scheduled meeting or any special meeting must be provided to all members at least two (2) weeks in advance of the meeting (2) A quorum shall be considered eleven (11) voting members. For actions to pass, at least one Faculty member from each College must be in the quorum. A simple majority is required to pass motions. (3) An affirmative vote for new items not shown on an agenda previously circulated at least two (2) weeks in advance will be a two-thirds vote of the voting membership. (c) The functions of the University Council as noted in these Rules shall include: (1) Review and approval of amendments to the Rules For Governance. (2) Review and approval of College Policies and Procedures. (3) Review and approval for creation or dissolution of Colleges. (4) The University Council will resolve disagreements concerning conjoint appointments between Colleges with the advice of the Senior Rush University Rules for Governance 16 Adopted July 14, 2010 Representative Body of each College, the Dean of each College involved, and the Provost. (5) The University Council will make recommendations on diversity policy to the Provost. (6) The University Council will make recommendations to the Provost regarding the organization, function, and coordination of educational and research resources among the various components of the University and concerning the use of facilities and resources for the educational programs of the various Colleges The University Council shall make recommendations to the Provost about student affairs, including housing, financial aid, facilities and other matters of student concern. (7) The University Council may establish and eliminate University standing committees as needed. (8) The University Council shall approve the process and review the recommendations developed by each College, for awarding and removal of academic rank before it is referred to the President’s office for approval by the Board of Trustees ; (9) The University Council shall provide a final non-appealable review mechanism for active Faculty, with the exception of Faculty who are Housestaff, assistants, or adjunct over any grievable matter. The appeal is made to the University Council which is the University’s mechanism for hearing appeals. A request for review must be submitted in writing to the Chairperson of the University Council no later than fourteen (14) calendar days following the final decision of the appropriate College. The University Council shall initiate a review of the decision of the Senior Representative Body of the relevant College within thirty (30) days. Such review will be limited only to a determination of whether the relevant College followed its own procedures in reviewing the grievance. The University Council shall not under any circumstances reconsider the merits of the grievance. The University Council’s action is limited to (1) overturning the decision of the College when there has been substantial failure to follow applicable procedures specifying grounds, (2) affirming the decision of the College specifying grounds or (3) remanding the grievance for further consideration specifying grounds. The decision of the University Council will be conveyed to the Senior Representative Body of the appropriate College and the Faculty member involved by the Provost. If the grievance is remanded, the Senior Representative Body shall initiate a review within thirty (30) days. (10) The University Council shall have the authority to disapprove actions of the Senior Representative Body of the Faculty of each College when they are inconsistent with the University Rules for Governance as described in Article II, Section 4(a) and Article VI, Section 2. Rush University Rules for Governance 17 Adopted July 14, 2010 ARTICLE III STUDENT AFFAIRS Section 1. Students (a) This Article and Article IV and their Sections apply to all Rush University students of all Colleges (b) There shall be two categories of students in Rush University: those enrolled and registered for Rush degrees (Regular Students) and those enrolled for studies which do not lead to a degree (Students at large). (c) Only Regular Students have the right to vote in student affairs. Only students in good standing are eligible to hold office, serve on committees, or otherwise vote in plenary affairs of the students or faculties. (d) The process for determining academic status and grounds for dismissal shall be made known in writing to the students. Each College shall establish an appeal mechanism for student-related grievances. The determination of the status of a student in a College shall be made by the Dean of the College with the advice of the appropriate committee within each College. (e) A degree candidate who holds a Faculty appointment shall participate in academic matters as a Faculty member and not as a student. Without a Faculty appointment, the student is either a Regular or Student at large, depending upon the student's registration. Section 2. Student Representation (a) Student representative government may be organized for the student body of each College. Such a representative body shall be organized in a manner so as to provide appropriate representation for all students in that student body. (b) The members of such a student representative body shall serve as the designated representatives for the students in matters between the student bodies, faculties and administrative officers of the College and University. (c) A Rush University Student Representative Council may be organized and, if so, should be constituted equally from among the students of each College. If a College has an established student representative body, its delegates to such a council shall be the Chairperson and members of the body. If no such student representative body exists, delegates to such a council shall be selected by a student body in such a manner as to provide appropriate representation for all students in that student body. A council shall elect its own Chairperson annually. Rush University Rules for Governance 18 Adopted July 14, 2010 (d) The members of a Rush University Student Representative Council shall serve as the designated representatives for all students in matters among student bodies, faculties and administrative officers of the University. ARTICLE IV PRIVILEGES AND RESPONSIBILITIES OF THE FACULTY AND STUDENTS Section 1. Privileges and Responsibilities (a) It is the policy of the University to maintain and encourage full freedom within the law for inquiry, discourse, teaching, research and publication, and to protect the Faculty and students against influences that would restrict the exercise of these freedoms. (b) Faculty and students of the University who express public opinions on public issues must clearly represent themselves and not the University in whole or in part, unless that opinion has been authorized by the President or the Provost. (c) Although the administrative processes and activities of the University cannot be regarded as ends in themselves, such functions are vital to the orderly pursuit of the work of all members of the University community. Willful and persistent interference with members of the University community in the performance of their normal duties and activities must be regarded as unacceptable obstruction of the essential processes of the University. ARTICLE V CREATION OR DISSOLUTION OF COLLEGES Section 1. Proposal and Approvals Needed for Creation or Dissolution The creation or dissolution of a College may be proposed by a Senior Representative Body of Faculty, by the University Council, by the President, by the Provost, or by the Rush University Board of Overseers and the Board of Trustees. The proposal to create or dissolve a College shall be submitted for discussion and recommendation to the Senior Representative Body, if existent, of that Faculty at a regular or specially called meeting, the conclusions of which shall be transmitted to the University Council for discussion and recommendation. The recommendations shall be submitted to the Provost who shall submit the proposal to the President. The President shall then submit the proposal, together with recommendations, to the Rush University Board of Overseers and the Board of Trustees for action. See also Article II, Section 2(i)(17). Rush University Rules for Governance 19 Adopted July 14, 2010 ARTICLE VI AMENDMENTS Section 1. Amendment Procedures (a) A proposal for amendment of these Rules for Governance may be initiated by any of the following: a petition signed by at least twenty (20) members of any Faculty and/or students, by the President, by the Provost, by any College Dean, or by a majority of the members of the Senior Representative Body of a College Faculty. All such proposals shall include a written, reasoned argument for the proposed change. The proposal for amendment shall be submitted by the initiating parties to the University Council, which shall approve, disapprove stating the reason for disapproval, or return the proposal to the initiators with recommendations for further review and resubmission. Those who initiate the proposal shall be informed of the action of the University Council. (b) Amendments approved by the University Council shall be submitted to a vote of the Faculty by a secret ballot at any regularly or specially called Faculty meeting or anonymous ballot using available, current technology. Each amendment must be approved by a simple majority of one Rush Faculty voting in such an election. (c) The University Council shall transmit the Faculty-approved amendment to the President, the Board of Overseers and the Board of Trustees for final approval. Section 2. College Policies and Procedures (a) Each College should develop mechanisms for amending its own policies and procedures. (b) Proposed policies and procedures, and amendments (‘proposals”) approved by the Senior Representative Body of the College which shall submit the proposals to a vote of the Faculty of the College by anonymous ballot. Each proposal must be approved by a majority of those voting. Thereafter the proposal shall be transmitted with recommendations to the University Council, the Provost, the President, the Board of Overseers and the Board of Trustees for final approval. Rush University Rules for Governance 20 Adopted July 14, 2010 POLICIES AND PROCEDURES for the FACULTY AND STUDENTS of RUSH MEDICAL COLLEGE for the RULES FOR GOVERNANCE of RUSH UNIVERSITY Approved by the Rush University Council: April 4, 2012 Approved by the Rush University Board of Overseers: May 22, 2012 Approved by the Faculty of Rush Medical College: February 7, 2012 Approved by the Board of Trustees: June 7, 2012 1 POLICIES AND PROCEDURES FOR RUSH MEDICAL COLLEGE OF RUSH UNIVERSITY ARTICLE I THE CORPORATION NOTATION: “These Policies and Procedures are in conformance with the Rush University Rules for Governance and provide specifics related to Rush Medical College for some Articles and Sections in the University Rules for Governance. A complete understanding of the Policies and Procedures of Rush Medical College requires reading the relevant Articles and Sections in the Rush University Rules for Governance.” Each Article, Section and Paragraph used in this “Policies and Procedures” Section of the “Rules” refers to a specific Article, Section and Paragraph in the Rush University Rules for Governance as approved by the Board of Trustees July 14,2010.Sections and Articles for the Rush Medical College were rearranged and brought into alignment with the University Rules for Governance. Section 1. (a) The Senior Representative Body of the faculty of Rush Medical College shall be referred to herein as the Faculty Council. ARTICLE II FACULTY ORGANIZATION 2 Section 1. (a) A Faculty is hereby constituted for Rush Medical College. (b) Faculty members of Rush Medical College shall be members of the Faculty of Rush University. (c) Rush Medical College is responsible for the education and training of medical students. Section 2. Faculty and House Staff (a) The Active Faculty of Rush Medical College shall be made up of duly appointed members whose titles are given below in order of seniority: (i) Professors; (ii) Associate Professors; (iii) Assistant Professors; (iv) Instructors. The active faculty shall have the right to cast votes in faculty elections and meetings and to serve on college and University committees. (b) In addition, all physicians in the graduate medical education programs of Rush University Medical Center referred herein as “House Staff” shall be automatically appointed as members of the Faculty with the rank of Assistant. Assistants may serve on committees of Rush Medical College with full voting rights, but will have no right to cast votes in faculty elections and meetings. Members of the House Staff may be appointed or promoted to Active Faculty ranks as provided in Section 2 (d) and (e) below. (c) The Honorary Faculty shall include those former members of the active Faculty who have been named to either Emeritus and/or Distinguished status. Those individuals may continue to serve or be appointed to all Standing, Ad Hoc and Search Committees, without vote, in accordance with the procedures specified in the Policies and Procedures for these Committees. i. Associate Professors and Professors who intend to retire may request through their Department Chairperson nomination to Emeritus Status. Upon the recommendation of the Chairperson, approval of the Faculty Council and the Dean, the faculty member will be appointed to the Emeritus Faculty. ii. In limited circumstances, faculty members may be promoted to the rank of Distinguished Professor, because of outstanding service to Rush Medical College. The recommendation will begin with the Dean, and must be approved by the Provost and finally by the Faculty Council. (d) All recommendations for initial appointments and for promotions to positions on a faculty as Associate Professor or Professor shall originate with the department Chairperson with the approval of departmental advisory committee, and, after review by the College Dean and approval by the Committee on Senior Faculty Appointments and Promotions (COSFAP), shall be presented to the College Dean for transmission with a recommendation to the Faculty Council. Following approval by the Faculty Council all appointments, promotions, and resignations shall be forwarded to the office of the Provost for final approval. All appointments and promotions to a senior rank shall be transmitted and handled according to the policies and procedures set forth by the COSFAP. (e) All recommendations for faculty appointments, re-appointments and promotions for Assistant Professors or below shall originate with the department Chairperson with the approval of 3 departmental advisory committee and shall be presented to the College Dean for transmission with a recommendation to the Faculty Council. Following approval by the Faculty Council all appointments, re-appointments, promotions, and resignations shall be forwarded to the office of the Provost for final approval. (f) Terms and Conditions of Appointment a. For Instructors, a statement defining the term of appointment, which shall be no greater than two (2) years, should be included in a Faculty member’s letter of appointment. At the end of each term of appointment the Department Chairperson may choose one of the following options: (1) termination of Faculty appointment, (2) re-appointment for another term of up to two (2) years, or (3) recommendation for promotion to a higher Faculty rank. If the Chairperson does not reappoint, terminate or promote an Instructor in a timely manner prior to expiration of the Faculty member’s appointment, the Faculty member’s appointment shall continue for an indefinite term; provided, however, that the appointment may be terminated in accordance with Article II, Section 3(b) of the Rush University Rules for Governance by providing no less than (i) three months written notice to the Instructor. b. For Assistant Professors, a statement defining the term of appointment, which shall be no greater than three (3) years, should be included in a Faculty member’s letter of appointment. At the end of each term of appointment the Department Chairperson may choose one of the following options: (1) termination of Faculty appointment, (2) re-appointment for another term of up to three (3) years, or (3) recommendation for promotion to Associate Professor or Professor. If the Chairperson does not reappoint, terminate or promote an Assistant Professor in a timely manner prior to expiration of the Faculty member’s appointment, the Faculty member’s appointment shall continue for an indefinite term; provided, however, that the appointment may be terminated in accordance with Article II, Section 3(b) of the Rush University Rules for Governance by providing no less than six months written notice to an Assistant Professor who as of the date of notice has held his rank three years or less and one year written notice to an Assistant Professor who as of the date of notice has held his rank more than three years. c. Appointment as Professor or Associate Professor shall be tenured. Among the factors to be considered for appointment or promotion to tenured ranks are teaching, research and/or scholarly activity, clinical service, and administrative service, as detailed in the COSFAP Policies and Procedures. d. Appointments and re-appointments to the visiting Faculty of a College shall be for terms of one (1) year or less, and may be renewed. Section 3. Actions against and appeals by a faculty member (a) When a Chairperson intends to initiate discharge, suspension or other disciplinary action against a faculty member, the Chairperson shall inform the faculty member specifying cause(s) in writing prior to submission of a letter to the Dean initiating the process, as outlined in the Rules for Governance of Rush University. Discharge or suspension of a tenured faculty member or a faculty member during the term of his/her appointment requires the concurrence of the Dean. 4 (b) Faculty Grievance Procedure (1) The College establishes the following grievance procedure for faculty members. House Staff with faculty appointments are not entitled access to the grievance procedure, since they are governed entirely by their own contracts. A grievance procedure for House Staff is outlined in the House Staff Annual Agreement. (2) Subject Matter of a Grievance. A faculty member may grieve as a matter of right a suspension, a non-renewal of appointment where the faculty member’s Medical Staff appointment depends upon his/her faculty appointment, a reduction in salary, a Chairperson’s refusal to submit a request for promotion to a tenured rank to a committee on Senior Faculty Appointments or Promotions, a discharge for cause or for a violation of the University Rules for Governance and/or the Policies and Procedures for Rules for Governance of Rush Medical College. Such grievance will not serve to postpone the action that is the subject of the grievance. The Grievance Committee may consider other issues not specifically enumerated herein. It shall have the discretion to dismiss a grievance prior to a full hearing in situations where the grievant is not entitled to a hearing as a matter of right. In such cases the grievant may appeal that decision to the Dean (or the President where the grievance is initiated against the Dean). The Dean (or the President) may order that a hearing be held by the Grievance Committee. For a grievance contesting a non-renewal of appointment, the Grievant’s grounds for challenging the decision shall be limited to the following: a. his or her case for appointment has been handled in an arbitrary and/or capricious manner; or b. violation of academic freedom in the decision making process; or c. discrimination on a basis prohibited by law including, but not limited to, race, color, religion, national origin, sex, sexual orientation, marital status, parental status, age, disability or veteran status. (3) Procedure. Grievances must be initiated and processed in the following manner: a. Step One – Initiation of a Grievance. A grievance must first be presented to the faculty member’s Department Chairperson in writing within twenty (20) working days of the discovery of the events leading to the grievance. The Chairperson must consult with the Department Advisory Committee and respond in writing to the grievant within twenty working days. Grievances filed by a Department Chairperson must be presented in a similar manner to the Dean. b. Step Two – Informal Resolution. If a grievance is not resolved at Step One, the Dean (or the President where the grievance is initiated against the Dean) may attempt informal methods of resolving the grievance, including, but not limited to, the appointment of a mediator. c. Step Three – Faculty Grievance Hearing. If the matter is not resolved by the informal 5 methods, the faculty member (grievant) may request in writing a review of his/her grievance by the Committee on Committees. The Committee on Committees or a subcommittee appointed by its Chair shall serve as a Grievance Committee. The Grievance Committee or subcommittee thereof may determine if the submission of the grievance has been made in a timely manner. The Grievance Committee or subcommittee thereof shall conduct a hearing for the purpose of considering relevant documents, witness testimony, written statements and oral or written argument prior to making a determination as to the merits of the case. The Grievance Committee shall establish rules for the conduct of such hearings, which shall be consistent with these Rules. These Rules for Hearings are shown in Appendix A of the Policies and Procedures of the Committee on Committee and may be amended by the Grievance Committee subject to the approval of Faculty Council. The Grievance Committee’s written determination shall be transmitted to the faculty member (grievant) or members, the Department Chairperson, the Dean, the Provost, and the President in a timely manner as determined by the Grievance Committee. d. Step Four – Appellate Review; Faculty Council. Any party to a grievance may appeal a final decision of the Grievance Committee to the Faculty Council by filing a written notice of appeal to the Dean in his/her capacity as Chair of the Faculty Council within thirty (30) calendar days after receipt of the decision being appealed. The notice of appeal shall state the grounds of support of the appeal. The Chair of the Faculty Council may appoint a subcommittee of the Faculty Council comprised of no less than three and no more than five members who, with the Chair of the Faculty Council, shall hear the appeal on behalf of the Faculty Council. The appeal committee shall include at least one faculty member from the Office of Basic Sciences, the Office of Medical Sciences and the Office of Surgical Sciences. Where the Dean is the Respondent to a grievance, the Provost or President will serve as Chair of the appeal committee. The appeal committee shall limit its review to the record considered by the Grievance Committee and written submissions of the party filing the appeal and the party opposing the appeal as the appeal committee may allow. The appeal committee in its sole discretion may permit the parties to make oral presentations in support of their positions but shall not hear witnesses or new evidence. The standard of review for the appeal committee shall be whether there is a reasonable basis for the decision of the Grievance Committee and the decision is consistent with the mission and vision of Rush University Medical Center. The appeal committee may affirm, reverse, modify or remand the decision to the Grievance Committee for further consideration consistent with its written opinion. The decision of the appeal committee shall be communicated to all parties to the grievance including the grievant, other faculty members, the Chairperson, the Dean, the Provost and the President, within thirty (30) calendar days or such other time as the appeal committee may determine. e. Step Five – Appeal to University Council. Within fourteen (14) calendar days of the Faculty Council’s decision, a request for review may be submitted to the University Council pursuant to Article II, Section 11(c) (9) of the Rush University Rules for Governance. f. Election of Remedies. A faculty member may not proceed with concurrent or subsequent appeals before other hearing bodies within the University/Medical Center covering the same subject matter. g. Employment Status. A faculty member who has entered into a written agreement that 6 provides for loss of faculty status upon the termination of that agreement may not grieve the loss of his/her faculty status before the Rush Medical College Grievance Committee. ACADEMIC FUNCTIONS OF A FACULTY Section 4. (a) A faculty member is expected to take part in teaching, research and/or scholarly, and other academic activities, and to give reasonable service on committees along with other responsibilities outlined in the Rush University Rules of Governance. (b) Other professional and academic activities (1) Academic activities of Faculty not related to Medical Center programs shall not be in conflict with the interests of the Medical Center/University and are subject to the restraints imposed by Article IV of University Rules of Governance. Additional academic or professional activities must be approved by the Department Chairperson and the Office of the Dean. A COLLEGE DEPARTMENT Section 5. (a) The Department is established to carry on programs of instruction and research, and provide patient care in a particular field of knowledge. The Faculty of a Department includes persons of all ranks who, on the nomination of its Chairperson, are appointed or assigned to it. (b) A Department may be created, abolished, or merged with another Department(s) by the Governing Body as detailed in the Rush University Rules for Governance Article II, section 2(i)(18). (c) Each Department shall have an Advisory Committee. The Advisory Committee shall serve as the Department Appointments and Promotions Committee. At least half of the Advisory Committee shall be elected by the Department Faculty for terms of three (3) years; other members may be appointed by the Department Chairperson. Meetings of the Department Advisory Committee may be called by the Chairperson and by any member of the Committee. The Chairperson shall be a member of the Department Advisory Committee, with vote. The membership of the Advisory Committee shall be representative of the Department faculty. (d) Departments may be organized into Divisions and Sections. Department Divisions shall consist of two or more Sections. These Divisions and Sections may be established or abolished upon recommendation of the Department Chairperson, approval by the Faculty Council and approval by the Dean. (e) The Medical College Departments are established, and are organized as Basic Sciences, Medical Sciences, and Surgical Sciences for administrative purposes, such as selection of members of the Faculty Council and the Committee on Committees. Section 6. (1) The Chairperson of a Department shall be appointed by the Governing Body upon nomination by the President, after recommendation of the Search Committee and the Dean. 7 (2) A nomination for appointment as a Chairperson of a Department in the College shall originate in a Search Committee representing the faculty, house staff, students and the Medical Staff. This Search Committee is to be appointed by the Dean after consultations with the President of the Medical Staff and the Chairperson of the Committee on Committees. Each Search Committee shall consist of twelve members, and be constituted as follows: (a) Members from other Departments - Two Department Chairpersons - Three Faculty at large - Two non-physician Faculty - One member of the House Staff with a Faculty appointment One member from another Department shall serve as Chair of the Committee, as appointed by the Dean. (b) Two members from the Department concerned (neither shall be the incumbent, previous, or acting Chairperson). (c) The President of the Medical Staff or the immediate past President of the Medical (d) One student from the Medical College Staff (e) The Dean may appoint other ex officio members without vote to the Search Committee. One of ex officio members shall be an appropriate representative of the Medical Staff to ensure diversity of the committee and the pool of the applicants. The Dean shall be a member ex officio without vote. For Departments represented in two or more colleges, the Deans of the other respective colleges shall be members ex officio without vote (3) The report of the Search Committee, signed by each member, shall be reviewed by the Office of the Dean. The Dean will inform the Faculty Council of the choice for Chairperson. If within reasonable time the Search Committee has not made recommendations concerning candidates, the Dean may reconstitute the Search Committee. (4) Term of Office. A Chairperson’s initial administrative term shall be agreed upon by the Dean and the incoming Chairperson. During each and any term, but no later than the beginning of the final year, the Dean shall appoint an Ad Hoc Committee of not less than three members, one of whom shall be recommended by the Chairperson, to conduct a review of the Chairperson and the Department and make recommendations to the Dean. The recommendations may include: a) continuation of appointment for another term; b) a comprehensive review by an Ad Hoc Committee as described above; or c) an external review. Following the review, the Dean and the Chairperson may arrive at a subsequent term in office or the Dean may remove the Chairperson from his/her administrative role. If a Chairperson does not continue in his/her administrative role, 8 he/she will continue to retain his/her rank and tenure as a member of the Faculty. Salary as Chairperson shall terminate, and a new salary shall be negotiated with the Dean. (5) In the event that a Department is without a Chairperson, an Acting Chairperson shall be appointed by the Dean with the Faculty Council being informed. The Acting Chairperson shall serve until a new incumbent shall be appointed in the manner described in Article II Section 6 (1). An Acting Chairperson shall not be appointed for more than two years, but can be reappointed by the Dean with the Faculty Council being informed. (6) In each Department, the Chairperson shall have responsibility for the general direction of the professional and academic work of the Department. In regard to Departmental policies, the Chairperson shall consult regularly with the Departmental Advisory Committee. The Department Advisory Committee shall be representative of the faculty of the Department. The Chairperson of the Department shall regularly call meetings of the Department Faculty for explanation and discussion of policies, educational procedures, and research. He/she shall be responsible for the organization of the work of the Department, including patient care as applicable, for the quality and efficient progress of that work, and for the execution of the University and College policies insofar as they concern the Department. The Chairperson shall prepare Departmental budgets, and be responsible for the distribution and expenditure of Departmental funds and for the care of Departmental property. The Chairperson shall have general responsibility for the education and training of Medical Students and Graduate Medical Education House Staff as applicable in the disciplines appropriate to the Department, and coordination of Medical College teaching programs with the relevant Medical College Committees. MEETINGS Section 7. (1) The Dean shall preside at all meetings of the Faculty. In the absence of the Dean, or if he/she is unable to preside, an appropriate senior faculty member shall preside. (2) There shall be at least two (2) regular Faculty meetings annually. The Dean shall determine the dates and times of these meetings. The Dean shall determine meeting’s agenda including provisions for new business that shall be made available to all Faculty at least ten (10) days before the meeting. Special meetings of the Faculty may be called at any time by the President or the Dean. A special meeting of the Faculty may also be convened upon petition by fifty (50) Faculty members according to the Rules for Governance of Rush University. Such petition shall be delivered to the Dean, who may schedule a special meeting not later than ten (10) calendar days after receipt of the petition unless the petition designates a later date; later dates shall be negotiated with the Dean. Notice of a special meeting with an agenda shall be made available to all Faculty members no less than five (5) days before the meeting. Only subjects specifically listed on the agenda of a special meeting may be considered at that meeting. COMMITTEES 9 Section 8. (a) Faculty Council. The Senior Representative Body for Rush Medical College shall be the Faculty Council. (b) Committee on Committees. The Committee on Committees shall annually review each standing committee, and create a list of faculty members to fill open positions on each committee. Further, it shall review the Policies and Procedures of standing committees and make recommendations regarding any amendments to these to the Faculty Council. (c) Faculty Council and Committee on Committees. (1) The Faculty shall elect the Faculty Council and Committee on Committees for the next academic year prior to the final regularly scheduled meeting of the academic year. Current assistant and associate Deans may not be nominated for membership on the Faculty Council or Committee on Committees, but may be appointed to it to serve ex officio without vote by the Dean. (2) Composition. The Faculty Council and Committee on Committees each shall consist of nine (9) Professors members, three (3) Associate Professors members, three Assistant Professors members, three (3) Instructors and/or Assistants members; and up to four (4) medical students. The Committee on Committees will also include at least one faculty member who is a member of the House Staff in its recommendation for membership on each Standing Committee. (3) Election for each committee. The Professors shall elect nine (9) members from among themselves, three (3) each from the Departments within the Office of Basic Sciences, the Office of Medical Sciences, and the Office of Surgical Sciences, for three (3) year terms of office with one-third being elected each year. The Associate Professors shall elect three (3) members from among themselves, one (1) each from the Departments within the Office of Basic Sciences, the Office of Medical Sciences, and the Office of Surgical Sciences, for three (3) year terms of office with one-third being elected each year. The Assistant Professors shall elect three (3) members, one (1) from each of the above Offices for three (3) year terms of office with one-third being elected each year. The Instructors and/or Assistants shall elect three (3) members for each Committee, one (1) from each of the above Offices for a one (1) year term. The Medical Students may also elect up to four (4) members for each committee, one (1) from each Medical College class, for one (1) year term. (4) The Dean shall be a member of and presiding officer of the Faculty Council, and may vote in case of a tie. In the Dean’s absence or inability to preside, a Professor selected by the Dean shall preside. The Dean or his/her designate shall convene the Faculty Council within the first two weeks of the academic year and monthly thereafter. (5) If a member of the Faculty Council or Committee on Committees, whose remaining term of office is more than one (1) year, is promoted or appointed to the Office of the Dean during an academic year, the member’s position on the Faculty Council or Committee on Committees will be vacated and a new member of appropriate rank shall be elected to fill the unexpired term at the next election. In the event that a member of the faculty Council or Committee on Committees whose term of office is more than one (1) year is unable to serve, a new member of appropriate 10 rank shall be elected to fill the unexpired term at the next election. The Dean may appoint a new member of appropriate rank to fill the vacant positions until the end of the academic year. Any member of the Faculty Council or Committee on Committees is eligible to be reelected. (6) The annual election shall take place by anonymous vote. No faculty member may serve on both the Faculty Council and the Committee on Committees concurrently. The election of the Faculty Council shall precede the election of the Committee on Committees. The duties of the members of shall begin on the following July 1st. (7) The newly elected Committee on Committees shall be convened either by the Dean or the immediate past Chair within the first two weeks of the academic year, at which time the Committee shall elect a Chair from among its members. (8) The Committee on Committees shall also serve as the Grievance Committee as outlined at Article II, Section 3 (b)_of these Rules. (d) Standing Committees. (1) The minimum number of members of each of the Standing Committees shall be determined by the Committee on Committees in consultation with the Chairs of the Standing Committees. At least one faculty member who is a member of the House Staff will be included in recommendations for membership on each Standing Committee, to be elected by the House Staff. The number of medical students from each year, to be elected by the Medical Students, to serve on each of the standing committee shall be determined by the Committee on Committees in consultation with the Chairs of each of the Standing Committees and in accordance with the Policies and Procedures of each of the standing committees. (2) Changes to the Standing Committees may be made by recommendation of the Committee on Committees to the Dean and approved by the Faculty Council. A Manual of Policies and Procedures of each Committee shall be reviewed when necessary by the Committee on Committees, and changes shall be approved by the Faculty Council. (3) The lists of the Committees, the numbers of positions appointed on each, and the nominees recommended for them shall be prepared by the Committee on Committees and circulated to the faculty, four (4) weeks before the last faculty meeting. The Dean shall arrange for the presentation of slates of nominees at the last faculty meeting, at which the faculty standing committee membership shall be elected by a majority of those voting on anonymous ballot. The roster of the newly elected committees shall be made public within one (1) week following the annual election. (4) Standing Committee members will be elected for three (3) year terms, with one-third elected each year. Faculty members may not succeed themselves on the same committee after a three year term, but may be re-elected to that committee after a hiatus of one year; at its discretion, the Committee on Committees may extend a faculty member’s tenure on a committee. (5) Members of the Dean’s Office (assistant and associate Deans) cannot be nominated for 11 membership on Standing Committees, but may serve in an ex officio capacity, without vote. Upon appointment to the Office of the Dean, faculty members may continue to serve on Standing Committees only until the end of that academic year. (6) Interim Committee vacancies can be filled for that academic year with appointees selected by the Committee on Committees, with the approval of the Faculty Council. (7) Each Standing Committee shall maintain a Manual of Policies and Procedures that shall be reviewed when necessary to maintain in accordance with standards of Rush University. Changes in the Manual shall be submitted to the Committee on Committees for comment prior to submission to the Faculty Council for approval. UNIVERSITY COUNCIL Section 9. At the first or second meeting of the academic year, the Faculty Council shall elect three (3) of its members to be on the University Council for one (1) three-year term of office. At least one faculty member shall hold the rank of Professor or Associate Professor, and at least one faculty member shall hold the rank of Assistant Professor or Instructor. ARTICLE III AMENDMENTS Section 1: Amendment Procedures for Rush Medical College The Faculty Council shall appoint an Ad Hoc Committee on Rules for Governance that will work on amendments and revisions of these Policies and Procedures. The Ad Hoc Committee shall report directly to the Faculty Council. The following process shall be carried out in a timely manner. Proposed amendments shall be submitted to the Faculty Council for their approval; reasons for any non-approval shall be stated in writing with recommendations for revision. If approved, the amendments shall be submitted to the University Council for review of consistency with the Rush University Rules for Governance. Upon approval by the University Council, the Faculty Council shall submit the amendments to the Faculty of Rush Medical College for vote. The vote shall be by anonymous ballot. Approval shall be by majority of those voting. Upon approval, the proposed amendments shall be transmitted to the Provost, the President and the Governing Body for final approval. 12 Rush Medical College Teacher-Learner Relationship Expectations for the Teacher-Learner Relationship Rush Medical College has a long-standing tradition of valuing and creating a productive and positive learning environment for its students – this environment is an institutional asset that is vital to carrying out our missions in teaching, patient care, and research. The relationship between teachers and learners should be based on mutual trust, respect, and responsibility. The expectations for maintaining a professional teacher-learner relationship are relevant to all faculty, residents, staff, and students who participate in educational activities in the classroom, laboratory, research, or clinical settings where there is a focus on education, patient care, and ethical conduct. Expectations for Learners Students are expected to participate in the learning process in an active, respectful and professional manner. Students' motivation and actions should be appropriately directed at gaining the knowledge, skills, and values that are required to become a competent, ethical, and compassionate physician. This includes the following: • Being adequately prepared for learning activities in the classroom, laboratory, research, and clinical settings, • Treating faculty, residents, staff, and fellow students with respect and collegiality, • Actively and appropriately seeking information to improve their own performance, • Reflecting on their performance and educational experiences to inform their self-directed learning and study, • Adhering to the tenets of the “University Statement on Student Conduct” and the “University Statement on Academic Honesty,” as well as the student-authored “Student Honor Code,“ Resolving conflict in an appropriate and professional manner, and • Providing constructive feedback and evaluation about their learning experiences. Expectations for Teachers Teachers are expected to participate in the learning process in an active, respectful and professional manner. Faculty, residents, and staff who work with students and residents are charged with helping these learners to become competent, ethical, and compassionate physicians. This includes the following: • Being adequately prepared for learning activities in the classroom, laboratory, research, and clinical settings, • Treating learners and fellow teachers with respect and collegiality, • Providing learners with clear expectations for performance, and when applicable, a detailed, written outline of course objectives and expectations, • Providing learners with ongoing, specific and constructive feedback about their performance, Reflecting on their teaching to inform their own self-directed learning and study, • Actively participating in the development and improvement of courses and their content, Timely completion of fair and accurate evaluation of student performance, • • • Holding students accountable to the tenets of the “University Statement on Student Conduct” and the “University Statement on Academic Honesty,” as well as the student-authored “Student Honor Code,“ Resolving conflict in an appropriate and professional manner, and Utilizing feedback and evaluation to improve their teaching. Behaviors that Undermine Productive Teacher-Learner Relationships While student mistreatment is rare, any occurrence is unacceptable, and Rush Medical College’s policy is one of zero tolerance of behaviors that undermine productive teacher-learner relationships such as violence, sexual harassment, discrimination, and abuse. Student mistreatment may be verbal, psychological or physical. It includes, but is not limited to, sexual harassment, discrimination due to age, racial and ethnic background, religion, sexual orientation, national origin, or disability. All personnel will treat students in a collegial and professional manner. Other types of behavior can be inappropriate if the effect interferes with professional development. Behaviors such as making demeaning or derogatory remarks, belittling comments or destructive criticism fall into this category. Student mistreatment includes but is not limited to treating students in a harmful, injurious or offensive way: attacking in words, speaking insultingly, harshly or unjustly to or about a student1, reviling or demeaning a student, undermining the self esteem or confidence of a student. Sexual harassment includes but is not limited to: offensive comments to or about the student; unwanted attention or unwelcome verbal advances; unwanted persistent invitations; unwelcome, explicit propositions; offensive displays; offensive body language; unwanted physical advances; and/or sexual bribery2. Mistreatment creates a hostile environment in which to work, and is also addressed in the Rush University Medical Center Policies and Procedures. Incidents of mistreatment may cover a spectrum from flagrant to ambiguous. The person responsible for mistreatment may be a member of the faculty, a resident, a nurse, another student, a member of the administration, a hospital employee, or even a patient. Examples of inappropriate behaviors are: 1. physical punishment or physical threats, 2. sexual harassment, 3. discrimination based on race, religion, ethnicity, sex, age, sexual orientation, or physical disabilities, 4. psychological punishment of a student by a superior (e.g. public humiliation, threats and intimidation, removal of privileges), 5. grading used to punish a student rather than to evaluate objective performance, 6. assigning tasks for punishment rather than educational purposes, 7. requiring the performance of personal services, 8. taking credit for another individual's work, 9. intentional neglect or intentional lack of communication. Providing critique and receiving feedback are essential components of the learning process. Effective and constructive feedback focuses on observed behavior rather than personal characteristics and should be provided in a way that promotes learning and maintains a positive learning environment. Procedures for Reporting Allegations of Mistreatment 1 2 Silver, HK, Glicken, AD. Medical student abuse, JAMA 263: 527-532, 1990. Komaroy, M, Bindman , AB , Haber, RJ, Sande, MA . Sexual harassment in medical training. NEJM 328: 322-326, 1993. 2|Page The reporting and resolution sections of this policy are designed to protect students from retaliation and to protect those charged with mistreatment from unfair accusations. The name of the student, the reporting individual, and the individual(s) responsible for the alleged mistreatment will be held in strict confidence on a need-to-know basis. The Special Committee on the RMC Environment (SCORE) is charged with the review of student concerns regarding the learning environment and the development of action plans in response to episodes of alleged medical student mistreatment. A committee of students, faculty, and administration, SCORE works with the RMC community to promote a positive learning environment. SCORE represents one process for reporting and dealing with student mistreatment issues at RMC and Rush University. The RMC Dean’s Office, RMC Office of Medical Student Programs (OMSP), RMC faculty and clerkship director offices, Rush University Provost’s Office, and RUMC Department of Human Resources (HR) are also points of contact for student complaints about mistreatment. An incident of mistreatment may be reported by the student or by an individual who witnessed the incident of mistreatment. SCORE and RMC have several mechanisms or channels for making student mistreatment reports. Mechanisms through which students or others may report frank mistreatment or other behaviors that undermine the learning environment include: • a web-based reporting tool maintained by SCORE3; • written reports in course reviews; • written or oral communication with SCORE members, the Ombudsperson, any faculty members, faculty advisors, peer advisors, any member of the OMSP faculty and staff, any member of the RMC Dean’s Office, any member of Rush University’s Provost’s Office,and RUMC’s Senior Vice President of Human Resources / Equal Opportunity Coordinator; and • RUMC’s hotline (877-787-4009). Through several of these mechanisms, particularly the online submission form, students and others have the ability to report complaints anonymously. While anonymous submissions are accepted, reporters are encouraged to identify themselves so that more thorough follow up and action planning can occur. Other individuals may report on behalf of a student, but SCORE will attempt to obtain the consent of the student before proceeding. Some events, however, may require action even if the student does not wish to pursue the complaint. Process for Addressing Mistreatment Allegations SCORE is of unique and critical value to RMC, Rush University and RUMC because it directly involves and empowers students to report, review, and resolve mistreatment claims. However, students should be aware that the full resources of RUMC, including RUMC senior leadership, support the process of addressing and redressing allegations of student mistreatment. In fact, the OMSP oversees and provides central management of processes for addressing student mistreatment at RMC, and ultimate investigatory and disciplinary authority is supervised and handled by OMSP and other senior management of RMC and Rush University. The SCORE process for managing reports of mistreatment is delineated here, but the OMSP and RUMC’s HR and Office of Legal Affairs (OLA) may initiate procedures that supplement or, rarely, even supersede this process for complaints involving RMC or RUMC staff, faculty, employees or students that form a possible violation of law, including sexual harassment; unwanted physical contact; discrimination based on 3 Currently: https://www.surveymonkey.com/s/SCORE_Reporting 3|Page race, ethnicity, gender, national origin, and/or sexual orientation; retaliatory action against a complainant; similar serious misconduct with legal repercussions; or incidents where there is an established pattern of repeated but less serious misconduct. SCORE Procedure for Managing Reports 1. Reports of student mistreatment from all sources are monitored by and transmitted to the OMSP and collated by the OMSP support person. 2. OMSP support person communicates complaint to the SCORE Co-Chairs who determine whether the report must be addressed immediately or can be addressed at the next regular meeting. 3. SCORE investigates complaint of student mistreatment. OMSP notifies HR and Office of Legal Affairs (OLA) prior to the initiation of an investigation when there are complaints involving RMC or RUMC staff, faculty, employees or students that form a possible violation of law, including sexual harassment; unwanted physical contact; discrimination based on race, ethnicity, gender, national origin, and/or sexual orientation; retaliatory action against a complainant; similar serious misconduct with legal repercussions; or incidents where there is an established pattern of repeated but less serious misconduct. 4. Any investigation that results in a finding that confirms student mistreatment is reported to OMSP. 5. SCORE develops an action plan to address the complaint and finding. 6. Action plan carried out and results are recorded. Any action plan that recommends discipline of RMC faculty, staff, employees, or students is first conveyed to OMSP, which works with HR, OLA and, as appropriate, the Executive Committee of the Medical Staff to ensure uniform and appropriate discipline can be taken. 7. Information regarding the entire report is recorded in the SCORE database by the OMSP support person and is also tracked by OMSP, which collates RMC mistreatment information from all sources. 8. A summary of the activities of SCORE is reported quarterly to the Dean. 9. Final action plans are reported to the Rush University Diversity and Inclusion group for further tracking. Prohibition Against Retaliation Retaliatory conduct against an individual who brings a complaint or provides information during an investigation of such a complaint is not tolerated. “Retaliatory conduct” is conduct that adversely and unjustifiably affects the terms and conditions of another's education status, quality of life, or education experience and that is motivated by intent to cause harm because of the targeted individual's involvement in the filing or investigation of a complaint about mistreatment. Students who believe that retaliatory actions have been taken against them should communicate their concerns immediately to the Office of Medical Student Programs. Acknowledgement: Sections of this policy have been adapted from the teacher-learner relationship policies from the UMDNJ New Jersey Medical School, Drexel University School of Medicine, and Georgetown University School of Medicine and from the Rush University Policy and Procedures Concerning Sexual and other Harassment. Adopted November 2004 Revisions Reviewed by Office of Legal Affairs, January 24, 2014 Revisions Approved by Faculty Council, February 4, 2014 4|Page Faculty Responses to Student Mistreatment Rush Medical College Observed or suspected mistreatment of an RMC student may be reported by the affected student, other students, faculty or staff. While student mistreatment is rare, any occurrence is unacceptable and inconsistent with the RMC policy of zero tolerance of student mistreatment as described in the Rush Medical College TeacherLearner Relationship. The Special Committee on the RMC Environment (SCORE) is charged with the review of concerns regarding the learning environment and the development of action plans in response to episodes of alleged medical student mistreatment. A committee of students, faculty, and administration, SCORE works with the RMC community to promote a positive learning environment. SCORE represents one process for reporting and addressing student mistreatment issues at RMC, but SCORE and RMC actually have several available mechanisms for making student mistreatment reports. Mechanisms through which incidents of mistreatment may be reported by faculty include: a web-based tool maintained by SCORE1; written or oral communication with SCORE members, the SCORE Ombudsperson2, any member of the OMSP faculty and staff, any member of the RMC Dean’s Office, any member of Rush University’s Provost’s Office, and RUMC’s Senior Vice President of Human Resources / Equal Opportunity Coordinator; and RUMC’s hotline (877-787-4009). Although not a reporting mechanism, faculty may also refer students distressed by experiences of mistreatment to the University Counseling Center. Through several of these mechanisms, particularly the online submission form, students and others have the ability to report complaints anonymously. While anonymous submissions are accepted, reporters are encouraged to identify themselves so that more thorough follow up and action planning can occur. Other individuals may report on behalf of a student, but SCORE will attempt to obtain the consent of the student before proceeding. Some events, however, may require action even if the student does not wish to pursue the complaint. 1 2 Currently: https://www.surveymonkey.com/s/SCORE_Reporting Currently David Ansell, M.D. POLICIES AND PROCEDURES OF THE COLLEGE OF NURSING IN ACCORDANCE WITH THE RULES FOR GOVERNANCE OF RUSH UNIVERSITY Approved by the Faculty of Rush College of Nursing: 4/15/09 Amendments approved by Rush College of Nursing: 8/6/10 Amendment to Article 2, section 2(d) approved by Rush College of Nursing: 12/10/2010 Approved by the Rush University Council: 1/19/2011 Approved by the Board of Overseers: 2/22/2011 Approved by the Board of Trustees: 3/9/2011 1 CONTENTS ARTICLE I ±THE CORPORATION Page Section 1. Purpose............................................................................................................5 ARTICLE II ± FACULTY ORGANIZATION Section 1. Faculty of the College of 1XUVLQJ«««««««««««««««« Section 2. )DFXOW\&RQGLWLRQV«««««««««««««««««««««« Categories of Faculty (See University Rules for Governance Section 2, a-e) D$FWLYH)DFXOW\«««««««««««««««««««««....6 E(PHULWXV«««««««««««««««««««««««....6 F9LVLWLQJ)DFXOW\«««««««««««««««««««««« G$GMXQFW)DFXOW\«««««««««««««««««««««« e. Clinical Teaching AssociatHV&OLQLFDO,QVWUXFWRUV«««««««« Conditions of Appointment for Active Faculty [See University Rules for Governance Section 2 (f) through (i)] a. Approval of New Appointments, Reappointments and Promotions...8 E5HDSSRLQWPHQWV«««««««««««««««««««««« F,QVWUXFWRUDQG$VVLVWDQW3URIHVVRU««««««««««««««.8 d. Associate Professor DQG)XOO3URIHVVRU«««««««««««« H(OLJLELOLW\«««««««««««««««««««««««.......8 I7HQXUH«««««««««««««««««««««««««« J7HUPVRI$SSRLQWPHQW«««««««««««««««««««..9 K/HDYHVRI$EVHQFH««««««««««««««««««««....9 (1) Non-sFKRODUO\«««««««««««««««««««« 6FKRODUO\««««««««««««««««««««««-10 Section 3. 7HUPLQDWLRQ6XVSHQVLRQDQG$SSHDOV«««««««««««««.10 D7HUPLQDWLRQRI$SSRLQWPHQWV«««««««««««««««....10 2 b. Faculty member with An Appointment for a Non-7HQXUHG7HUP«-11 c. The Department Chairperson with the Approval of the Dean May Suspend or Discharge a FacXOW\0HPEHUIRU&DXVH«««««« d. Each College Shall Establish Policies and Procedures for Actions Against and Appeals by a Facult\0HPEHUXQGHUWKLV$UWLFOH««« e. Policies and Procedures for Actions Against and Appeals by a FacuOW\0HPEHU«««««««««««««««««««««-13 Section 4. College Faculty [See University Rules for Governance Section 4. (a) and (E@«««««««««««««««««««««««« (a) The College of Nursing Faculty is Responsible for Creating and Modifying a Faculty Self-*RYHUQDQFH6WUXFWXUH««««« E&RQIOLFWRI,QWHUHVWZLWK7KH8QLYHUVLW\«««««««««.....13-14 Section 5. The College Dean D$SSRLQWPHQWRI'HDQV«««««««««««««««««« b. The Board of Trustees Shall Appoint The Associate and Assistant Deans Upon The Recommendation of The Dean and $SSURYDORIWKH3URYRVW«««««««««««««««««-15 c. The Dean of The College of Nursing Has Responsibility and $FFRXQWDELOLW\IRU$GPLQLVWUDWLRQRIWKH&ROOHJHRI1XUVLQJ««..15-16 Section 6. &ROOHJH'HSDUWPHQWVDQG3URJUDPV«««««««««««««.16 a. Procedures for Creating DQG$EROLVKLQJ'HSDUWPHQW««««« b. Voting in 'HSDUWPHQWDO0DWWHUV««««««««««««««-17 F'HSDUWPHQW&KDLUSHUVRQ«««««««««««««««««-20 Section 7. 0HHWLQJVRI7KH)DFXOW\««««««««««««««««««« a. The Presiding Officer of The Faculty Senate Will Convene and 3UHVLGH2YHU)DFXOW\0HHWLQJV««««««««««««««...20 b. Regular Meetings of The Faculty Will be Called at Least Once a 4XDUWHU,QFOXGLQJ6XPPHU4XDUWHU««««««««««««« F6SHFLDO0HHWLQJV««««««««««««««««««««« G$JHQGD«««««««««««««««««««««««......21 H4XRUXP«««««««««««««««««««««««« I9RWLQJ««««««««««««««««««««««««««-22 J0LQXWHV««««««««««««««««««««««««« Section 8. )DFXOW\&RPPLWWHHV««««««««««««««««««««« D)DFXOW\6HQDWH««««««««««««««««««««««-24 b. Faculty Standing Committees and General Procedures for )DFXOW\6WDQGLQJ&RPPLWWHHV«««««««««««««««..24-26 3 c. Admissions and ProgUHVVLRQV&RPPLWWHH««««««««««-27 G'LYHUVLW\&RPPLWWHH««««««««««««««««««« H0DVWHU¶VRI6FLHQFHLQ1XUVLQJ 061&XUULFXOXP&RPPLWWHH«-28 f. Doctor of Nursing Practice (DNP) CurricXOXP&RPPLWWHH«««-29 g. Doctor of Philosophy in Nursing Sciences (PhD) Curriculum &RPPLWWHH««««««««««««««««««««««....29-30 h. Faculty Appointments aQG3URPRWLRQV&RPPLWWHH««««««« i. FDFXOW\'HYHORSPHQW&RPPLWWHH«««««««««««««««-31 M5HVHDUFK&RPPLWWHH«««««««««««««««««««« Section 9. University Council 5XVK8QLYHUVLW\««««««««««««««« a. MemEHUVKLS«««««««««««««««««««««««-32 Section 10. Graduate College &RXQFLO«««««««««««««««««« a. Membership ARTICLE III ± STUDENT AFFAIRS Section 1. 6WXGHQWV«««««««««««««««««««««««««« a. Categories of Students [See Rush University Rules for *RYHUQDQFH$UWLFOH,,,6HFWLRQE@««««««««««««« b. Student Academic $SSHDO3URFHGXUH«««««««««««...33-36 F6WXGHQW0LVFRQGXFW3URFHVV««««««««««««««....36-38 G5XOHVIRU7KH&RQGXFWRI7KH+HDULQJ«««««««««««« H)DFXOW\6HQDWH««««««««««««««««««««.....38 Section 2. 6WXGHQW5HSUHVHQWDWLRQ««««««««««««««««««««38 a. Rush University Student Representative Council. Student 5HSUHVHQWDWLRQ2Q&ROOHJHDQG8QLYHUVLW\&RPPLWWHHV««««.38-39 ARTICLE IV (See Rush University Rules for Governance) ARTICLE V (See Rush University Rules for Governance) ARTICLE VI ± AMENDMENTS Section 1. Amendment Procedures (See Rush University Rules for Governance)..40 Section 2. &ROOHJHRI1XUVLQJ3ROLFLHVDQG3URFHGXUHV««««««««««« a. The Policies and Procedures of the College of Nursing are under ongoing UHYLHZDQG$FWLYH)DFXOW\0D\3URSRVH$PHQGPHQWV«« 4 E0HFKDQLVPIRU$PHQGLQJ&ROOHJH3ROLFLHVDQG3URFHGXUHV««« 5 ARTICLE I THE CORPORATION Section 1. Purpose These Policies and Procedures are in conformance with the Rules for Governance including Policies and Procedures for the Faculty and Students of Rush College of Nursing, Rush College of Health Sciences, Rush Graduate College, Rush Medical College of Rush University (hereafter referred to as Rush University Rules for Governance) and provide specifics related to the College of Nursing for some Articles and Sections in the Rush University Rules for Governance. A complete understanding of the Policies and Procedures of the College of Nursing requires reading the relevant Articles and Sections in the Rush University Rules for Governance. Each Article, Section, and Paragraph number used in the Policies and Procedures of the College of Nursing refers to a specific Article, Section and Paragraph in the Rush University Rules for Governance as approved by the Board of Trustees, June 11, 2007, revised January 2008. Section 2. Mission Statement MISSION Insert link Section 3. Definition and Role of Governing Body The Senior Representative Body of the Faculty of the College of Nursing shall be referred to herein as the Faculty Senate. 6 ARTICLE II FACULTY ORGANIZATION Section 1. Faculty of the College of Nursing. The Faculty of the College of Nursing is responsible for the teaching, research, and scholarly activities of the College. Section 2. Faculty Conditions Categories of Faculty (See University Rules for Governance Section 2, a-e): (a) Active Faculty. The Active Faculty of the College of Nursing shall be made up of those members with an appointment of 50% (.5 FTE) or greater. The Active Faculty shall be the voting membership of the College and shall be eligible to sit on Standing Committees. If a Faculty member holding less than a 50% (.5 FTE) appointment wishes to be considered Active Faculty, he or she will request active status annually prior to July 1 from the Department Chair. If approved by the Department Chair, the request must be forwarded to the Dean within five working days. If approved by the Dean, the request is forwarded to the Faculty Senate for a decision by August 1. (b) Emeritus Faculty. A Faculty member leaving Rush University College of Nursing may be awarded emeritus status at the rank or title held at the time of departure in recognition of distinguished service to the College of Nursing. To be eligible for emeritus status, the individual must be at Senior rank (Associate or Full Professor) and have completed six years of full-time service to the College of Nursing. Under special circumstances, individuals who do not meet these criteria may be considered for emeritus status upon recommendation of the Department Chairperson and the Dean. A Faculty member nominated by the Department Chair will submit his or her name and credentials to the Chair of the Faculty Appointments and Promotions Committee. The Committee will send its recommendation to the Faculty Senate for approval. Upon receipt of Faculty Senate approval, the Dean will make a recommendation and forward it to the Provost. Privileges of Emeritus Faculty shall include use of the title emeritus, listing on faculty and e-mail rosters, access to educational resources, attendance at College of Nursing and Departmental Faculty meetings, and continued faculty status in an advisory capacity, without vote, on committees, groups, or task forces. Any additional resources or privileges must be approved by the Dean in a formal letter. 7 (c) The Visiting Faculty shall include those individuals appointed for a limited term whose ranks shall be recommended by the Department Chairperson and receive the approval of the Dean and Provost. The Visiting Faculty shall have no formal Faculty Rights or Privileges. They may participate in College Faculty meetings and serve on College Committees upon the request of the Dean and/or the appropriate College Committee. (d) Members of the Adjunct Faculty shall be assigned rank consistent with Rush College of Nursing rank criteria. The Adjunct Faculty include individuals who are associated with other academic, governmental, or corporate institutions that are not based at Rush University, but who make contributions to academic programs in the College of Nursing. Members of the Adjunct Faculty are appointed upon recommendation of the appropriate Department Chairperson, with approval by the Dean and Provost. Appointment terms are consistent with the University Rules for Governance. Appointments shall be for up to one (1) year. The appointments may be renewed for terms of up to two (2) years. The Adjunct Faculty shall have no formal faculty rights or privileges. Members may participate in College Faculty meetings and serve on College Committees upon the request of the appropriate College Committee. Adjunct appointments generally are not remunerated, except under special circumstances. (e) Nurses who are employed by Rush University Medical Center or its affiliates may be appointed as Clinical Teaching Associates or Clinical Instructors. The appointment corresponds to the rank of Assistant (See University Rules for Governance Section 2 (e), page 5). Clinical Teaching Associates and Clinical Instructors are appointed to Departments. They may attend College Faculty meetings but are not permitted to vote. They may serve on College Committees upon the request of the Committee Chairperson. Clinical appointments generally are not remunerated, except under special circumstances. (f) Rush University Faculty members outside the College of Nursing may hold conjoint appointment in the College of Nursing Consistent with the University Rules for Governance. These appointments are used to recognize interdisciplinary contributions to research or teaching. [See University Rules for Governance Section 2 (i) (3)]. 8 Conditions of appointment for Active Faculty [See University Rules for Governance Section 2 (f) through (i)]: (a) Approval of New Appointments, Reappointments, and Promotions. The Dean shall appoint Faculty members to a Department in accord with the appointment procedures of the College of Nursing outlined in the operational guidelines section of the Faculty Appointments and Promotion Committee in the Faculty Manual. (b) Reappointments follow procedures similar to those for appointments. The detailed process appears in the College of Nursing Faculty Appointments and 3URPRWLRQ&RPPLWWHH¶VOperational Guidelines. Operational Guidelines for appointments, re-appointments, and promotions for the College of Nursing must be approved by the University Council. (c) (1) All recommendations for faculty appointment and promotion to the Instructor and Assistant Professor ranks (see the Rush University Rules for Governance, Section 2 (f) p.5) shall originate with the Department Chairperson, who has sought the advice of the Departmental Faculty Advisory Committee (FAC). The Department Chairperson makes a recommendation to the Dean. Within ten working days, the Dean will make a recommendation to the Faculty Senate. Upon approval by the Faculty Senate at its next meeting, the Dean will forward a recommendation for approval to the Provost. (d) (2) All recommendations for faculty appointment and promotion to the ranks of Associate and Full Professor (see the Rush University Rules for Governance, Section 2 (g), p. 5) shall originate with the Department Chairperson who has sought the advice of the Departmental FAC. The Department Chairperson makes the recommendation, with supporting documentation, to the Faculty Appointments and Promotions Committee (FAPC). The FAPC then forwards its decision to the Dean with a recommendation. Within ten working days, the Dean will make a recommendation to the Faculty Senate. Upon approval by the Faculty Senate at its next meeting, the Dean will forward a recommendation for approval to the Provost. (e) Eligibility for appointment or promotion to the rank of Assistant Professor or higher requires an earned professional or research doctoral degree. In exceptional cases, the doctoral requirement may be waived or otherwise modified upon the concurrence of the Dean and the Faculty Senate. A decision not to waive or otherwise modify this requirement may not be appealed. Instructors may be promoted to the rank of Assistant Professor upon completion of an earned doctoral degree. 9 (f) Tenure applies to the attained rank of Associate Professor and above; tenure does not apply to faculty salary. (g) Terms of Appointment. The terms of appointment of will be one (1) year for the rank of Instructor, up to three (3) years for the rank of Assistant Professor. Associate and Full Professors are eligible for terms of appointment of five years or more. At the end of a term of appointment, the Department Chairperson may choose one of the following options: i. termination of faculty appointment; ii. reappointment for another term, or iii. recommendation for promotion to a higher faculty rank. (See Rush University Rules for Governance, Section 2 (i) (6) pages 6-7). (h) Leaves of Absence [See University Rules for Governance Section 2. (i) (16)]: (1) Non-scholarly leaves of absence that meet the conditions of the Family Medical Leave Act and shall not exceed one (1) year unless approved by the Chairperson and the Dean. A personal leave of absence, not covered by the Family Medical Leave Act, requires written approval of the Chairperson and the Dean and is without compensation from Rush University. Such leaves of absence, including resumption of duties, shall be approved by the Chairperson and the Dean and shall be stated in writing. Military leaves of absence shall be an exception to this rule. (2) A scholarly leave of absence is for the purpose of improving a Faculty PHPEHU¶VSURIHVVLRQDODQGDFDGHPLFGHYHORSPHQW$Q$VVLVWDQW Associate, or Full Professor is eligible for consideration for an initial scholarly leave of absence after a period of six (6) or more continuous years of fully affiliated, salaried experience at the College of Nursing. The leave will be granted only to a Faculty member whose appointment will continue after the leave has been completed and who intends to return to the College. All such requests for leave must be approved by the Department Chairperson and the Dean. Such scholarly leaves are no longer than one (1) year in length, except under special circumstances and with the approval of the Dean. Additional scholarly leaves may be granted if six (6) years have elapsed following completion of the previous leave. An Assistant, Associate, or Full Professor with six (6) years or more of fulltime service is eligible for a scholarly leave of six (6) months at full salary or a leave of twelve (12) months at half salary. Leaves of absence shall not be cumulative. 10 Each person who has been on a scholarly leave of absence must, upon the termination of the leave, make a report to the Department Chairperson concerning the scholarly work undertaken during the leave of absence. The Chairperson shall transmit such a report to the Dean. No one to whom a leave of absence with pay has been granted shall be permitted, while on such leave, to accept remunerative employment or engage in remunerative professional practice or work. Exceptions may be made only with the express permission of the Dean. Section 3. Termination, Suspension, and Appeals (See University Rules for Governance Section 3. (a) through (d). (a) Termination of Appointments. Faculty members may terminate their appointments by giving notice of resignation or retirement in writing to the Department Chairperson and the Office of the Dean. (1) An Instructor must provide an interval of three (3) months between notification and effective date of resignation. Assistant Professors, Associate Professors, and Professors must provide an interval of six (6) months between notification and effective date of resignation. The interval between notification and effective date of resignation may be of lesser duration than stated above provided the Faculty member, the Department Chairperson, and the Dean mutually agree upon an interval of lesser duration. (2) Faculty members may terminate their appointments if they give notice in writing no later than thirty (30) days after receiving notification of the terms of their appointment for the coming year. The Faculty member may properly request a waiver of notification for good cause. (3) Extension of a faculty contract may be granted with the approval of the Department Chairperson and the Dean. (b) When a Faculty member with an appointment for a non-tenured term is not to be recommended for reappointment, the member must be notified in writing by the Department Chairperson. For Instructors this notice must be at least three (3) months prior to the expiration of the appointment. For the rank of Assistant Professor or above, the notice should be at least six (6) months prior to expiration if the appointment has been held for three (3) years or less and one (1) year for appointments as an Assistant Professor or above that have been held more than three (3) years. If this deadline is missed, the appointment shall be 11 extended for an additional three (3) months beyond the termination date for the rank of Instructor and an additional six (6) months beyond the termination date for the rank of Assistant Professor or above. For Assistant Professors who have served more than three (3) years and for those Associate Professors or above who may be non-tenured the combined time period for notice and extension must be not less than one (1) full year. (c) The Department Chairperson with the approval of the Dean may suspend or discharge a Faculty member for cause. Suspension is temporary withdrawal of specified Faculty responsibilities and/or privileges with or without salary, as deemed appropriate by the respective Department Chairperson or Dean. Discharge is termination of employment and tenure. Cause for discharge or suspension from the Faculty shall consist of any or all of the following: (1) tangible failure to discharge teaching, research, administrative or service responsibilities and duties (2) serious and/or repeated violation of Medical Center, University or Departmental bylaws, rules, policies and/or standards of conduct (3) violation of generally accepted standards of professional ethics (4) material breach of contract (5) conviction of a crime deemed to render the Faculty member unfit to discharge their professional responsibilities and duties, or that places at risk the safety, security or reputation of the Medical Center or University (6) temporary or permanent loss of professional licensure or certification necessary to disFKDUJHWKH)DFXOW\PHPEHU¶VUHVSRQVLELOLWLHVDQGGXWLHV (7) professional incompetence (8) conduct that is seriously and clearly prejudicial to the best interest of the Medical Center or University. (d) Each College shall establish policies and procedures for Actions against and Appeals by a Faculty member under this Article. (e) Policies and Procedures for Actions against and Appeals by a Faculty Member. 12 (1) Faculty appeals may include, but are not limited to, issues regarding Faculty rank, the privileges and responsibilities of Faculty (See Rush University Rules for Governance Section 3. (c) pp 11-12 and p. 19). (2) Appeal Process: a. The Faculty member must meet with the Department Chairperson to discuss the disputed issue and will receive notification regarding the status of the disputed issue from the Department Chairperson within five (5) working days b. The Faculty member must file a written intent to appeal a negative notification [see (2) a. above] within ten (10) working days of receiving the notification by the Department Chairperson c. Within ten (10) working days of receiving the appeal, the Department Chairperson will consult with the Departmental FAC and make a decision on the matter, which will be sent to the Faculty member and the Dean d. Within ten (10) working days of receipt of the Chairperson's decision, the Faculty member may file a written appeal with the Dean of the College e. Within ten (10) working days, the Dean will forward the appeal to the Faculty Senate, and the Faculty Senate will review the disputed issue and provide a written recommendation to the Dean f. After considering the recommendations of the Faculty Senate, the Dean will within five (5) working days render a final written decision regarding the disputed issue g. After completing the above College of Nursing appeal process, the Faculty member may file an appeal to the University Council pursuant to Article II, Section 11 (c) (9) of the Rush University Rules for Governance h. While corrective action regarding Faculty conduct and performance should be processed in accordance with the procedures set forth in this document, violation of the Personnel Code should be processed in accordance with the Human Resources Policies and Procedures Manual; violation of the Professional Nursing Staff By-Laws should be processed in accordance with the procedures set forth in said 13 document. The Dean shall determine which procedures shall apply with respect to controversies that do not clearly fall within the purview of one specific document. Only one of these routes may be pursued in any given situation. Section 4. College Faculty [See University Rules for Governance Section 4. (a) and (b)] (a) The College of Nursing Faculty is responsible for creating and modifying a Faculty self-governance structure: (1) The Faculty actively participates in developing, implementing, and evaluating the College of Nursing Strategic Plan (2) The Faculty shares responsibility with the Dean and administrative offices of Rush University for selecting and evaluating academic administration (3) The Faculty shall develop and implement criteria for Faculty rank, promotion, tenure, and retention. These criteria will promote the quality of teaching, practice, scholarship, and research, as well as leadership in the nursing profession (4) The Faculty has responsibility for developing, implementing and evaluating the standards and procedures for assuring the quality of teaching (5) The Faculty ensures regular review of Faculty policies and procedures, student and faculty handbooks and manuals, and any institutional SROLF\VWDWHPHQWVWKDWDIIHFWWKH)DFXOW\¶VWHDFKLQJUHVHDUFKRU practice and the criteria for appointment (6) The Faculty shall be responsible for establishing the requirements for student admissions, advancement, and attainment of degrees and for student advisement (7) The Faculty assumes responsibility for cultural, racial, and ethnic diversity within the College of Nursing. (b) Conflict of Interest with the University: (1) A Faculty member may carry on professional activities not related to University programs as long as such activities are not in conflict with University interests 14 (2) A Faculty member under special and appropriate circumstances, with the approval of the Department Chairperson and the Dean, may have an academic or professional appointment in addition to that of Rush University College of Nursing. Section 5. The College Dean (a) Appointment of Deans. The College Dean shall be appointed by the Board of Trustees, on the PUHVLGHQW¶VQRPLQDWLRQIURPDFDQGLGDWHRUFDQGLGDWHV UHFRPPHQGHGE\WKH'HDQ¶V6HDUFK&RPPLWWHH7KH3URYRVWDQGWKH)DFXOW\ 6HQDWHRIWKH&ROOHJHVKDOODSSRLQWWKH'HDQ¶V6HDUFK&RPPLWWHHZKRVKDOO serve for an unspecified term at the pleasure of the Board of Trustees. The 'HDQ¶V6HDUFK&RPPLWWHHVKDOOFRQVLVWRIWKHIROORZLQJ Members Appointed by the President Members of the Board of Trustees 1 Department Chairpersons from the College of Nursing 2 Faculty from each of the other Colleges not seeking a Dean, one of whom may be a Dean 3 Student from the College of Nursing 1 Members Appointed by the Faculty Senate Two Faculty members of Senior rank and two of Junior rank 4 Total Membership 11 The Provost shall appoint the Chairperson of the Search Committee from among its members. The Chairperson of the Search Committee shall SUHVHQWWKH&RPPLWWHH¶VILQDOUHFRPPHQGDWLRQVWRWKH3UHVLGHQW Deans, Associate Deans, and Assistant Deans from the College of Nursing may not be members of such committees. (b) The Board of Trustees shall appoint the Associate and Assistant Deans upon the recommendation of the Dean and approval of the Provost, the 15 President, and Board of Overseers. They shall serve terms specified by the Dean at the time of appointment and serve at the pleasure of the Dean. (See Article II, Section 5(c) of the Rush University Rules for Governance.) (c) The Dean of the College of Nursing has responsibility and accountability for administration of the College of Nursing. The Dean exercises the chief executive function of the College, and abides by the responsibilities and duties described in the Rush University Rules for Governance (See Rush University Rules for Governance Section 5 (d), p. 13). The Dean reports to WKH3URYRVWRI5XVK8QLYHUVLW\'HDQ¶V5HVSRQVLELOLWLHVLQFOXGH (1) Establish the administrative structure of the College of Nursing with approval of the Board of Trustees (2) Serve as the medium of communication for all official business of the College ± both within and external to the University (3) Represent the College of Nursing on the Leadership Council, the Council of Deans, and other University committees and groups (4) Maintain high standards in compliance with accreditation guidelines and the mission of the College and University (5) Guide the development and implementation of the College of Nursing Strategic Plan (6) Assure the continuous evaluation of the College of Nursing curricula to reflect the current and future needs of society (7) Oversee a comprehensive student recruitment and retention program to secure a qualified, culturally diverse student body (8) Foster a College of Nursing research program that promotes the advancement of nursing science to improve nursing practice and the health of the public (9) Recruit and retain highly qualified Faculty members and create an environment for their development (10) Promote a culturally sensitive environment in the College and University 16 (11) Seek philanthropic support for student scholarships; endowed chairs; and programs in research, education, and practice that relate to the mission of the college (12) Develop a financial plan and allocate resources effectively to support the mission and strategic vision of the College (13) Provide guidance and professional development to the senior leadership of the College and the Presiding Officer of the Faculty Senate (14) Work with Faculty in a shared governance structure to carry out the functions of the College of Nursing (15) Organize and lead the College staff to facilitate the mission of the College and the fulfillment of Rush University values (16) Be a national leader in the profession. Section 6. College Departments and Programs (a) Procedures for Creating and Abolishing Departments: (1) Departments are components of the administrative structure of the College with the purpose of organizing members of the Faculty in a specific area of nursing instruction, scholarship, research, and practice (2) A Department may be created or abolished by the Board of Trustees on the recommendation of the President in consultation with the Dean and Chairperson of the Department (3) The members of a Department include persons of all ranks who, upon the nomination of its Chairperson, are appointed or assigned by the Dean. Members of a Department are responsible to the Chairperson for all activities performed within the scope of the Department. (b) Voting in Departmental Matters: (1) All Active Faculty members of a Department shall have a vote in Departmental academic matters. (2) Each Department shall have a Faculty Advisory Committee consisting of not fewer than three (3) members and, if possible, five (5) members, chaired by the Department Chairperson. The Faculty Advisory Committee 17 shall advise the Chairperson regarding appointments, re-appointments, and promotions; and appeals regarding academic and Departmental affairs, as outlined in Article II, Section 3. (3) The Faculty Advisory Committee shall consist of at least one of each Faculty rank present in the Department, to be elected by the Departmental members. (4) Active Departmental Faculty shall elect the members of the 'HSDUWPHQW¶V)DFXOW\$GYLVRU\Committee. (c) Department Chairperson. The Department Chairperson contributes to the establishment and accomplishment of the College of Nursing and Departmental JRDOVDVGHWDLOHGLQWKH&ROOHJH¶VPLVVLRQYLVLRQDQGVWUDWHJLFSODQ (1) Qualifications include: a. Graduate degree in nursing and an earned doctorate in nursing or a related field b. Licensure as a registered nurse in Illinois c. Eligibility for appointment at Senior academic rank d. Evidence of progressive administrative responsibility. (2) The Department Chairperson will negotiate the non-administrative portion of the position individually with the Dean. It will be based on meeting the needs of the College in terms of education, research, or practice. (3) Appointment of Chairperson. The Chairperson of a Department shall be appointed by the Dean of the College upon the approval of the President and Board of Trustees after a review of a Search Committee's recommendations. The selection procedure for the Chairperson shall be as follows: a. The Dean shall appoint the Search Committee,upon the &KDLUSHUVRQ¶VQRWLILFDWLRQRIUHVLJQDWLRQ or in the event of a vacancy in the position of Chairperson. b. The Faculty Senate shall recommend names of potential committee members to the Dean, who appoints the Search Committee and a 18 Committee Chairperson from among the voting members of the Search Committee. The committee shall recruit and recommend candidates for Departmental Chairperson c. The Search Committee shall include eight (8) persons: three (3) representing different ranks from within the Department involved, one (1) member selected from the College Faculty at large, one (1) member from the Faculty Senate, one (1) student from the Department involved, and two (2) Faculty members of other colleges within the University. None of these members may be the incumbent, previous, or Acting Chairperson of the Department. The Dean and Associate Deans shall be members, ex officio, without vote. Other nonvoting members may be added if necessary d. In the event that the Department involved has fewer than three (3) members of different ranks eligible for the Search Committee, the Committee will be appointed with proportional representation from the Department at large e. Members of the Search Committee are charged with assessing the needs of the Department and making recommendations with respect to the Department concerned. The report of the Search Committee, signed by each member, will be sent to the Dean for action f. If within one (1) year the ongoing Search Committee has not completed the Chairperson search, the Dean will have the option of modifying or reappointing the existing Search Committee. 'HSDUWPHQW&KDLUSHUVRQ¶V5HVSRQVLELOLWLHV a. Vision and Leadership: i. Contribute to the values, goals, and strategic vision of the College ii. Lead the Department in setting Departmental values, goals, and strategies that are congruent with those of the College iii. Evaluate members of the Faculty for the purpose of assisting them to develop their full potential as educators, researcher/scholars, practitioners, leaders, and College and University citizens 19 iv. Participate in College leadership and working with other academic units of Rush University. b. Resource Identification and Management: i. Recruit, develop, and retain an excellent Faculty that meets College and Departmental goals ii. Assure an appropriate assignment of work for each member of the Faculty iii. Prepare a financial plan and manage a budget that is congruent with College and Departmental goals iv. Seek external fiscal and resource support in collaboration with the Dean. c. Process Elements: i. Represent the Department in all Collegiate and University official assemblies ii. Promote a positive College and Departmental climate that supports Faculty and students in their quest to attain the goals of education, research, and clinical excellence iii. Seek and maintain interdisciplinary as well as intra- and interinstitutional opportunities iv. Promote WKH&ROOHJH¶VDQG'HSDUWPHQW¶VUHSXWDWLRQIRU excellence, including presentation of the College and Department within and external to the Rush community v. Assume responsibility for Departmental activities vi. Fulfill the responsibilities of Senior rank as described in the guidelines of the Faculty Appointments and Promotions Committee in the Faculty Manual vii. Collaborate effectively with leadership and Faculty. d. Outcomes: 20 i. A sustained reputation for quality education based on excellence in the curriculum and Faculty members who are proficient, creative teachers ii. A Department conducive to ongoing research and scholarly productivity iii. Successful College Faculty Practice achieved by recruiting and retaining quality practitioner teachers. (5) Term and evaluation of Chairperson: a. The Chairperson shall be appointed for a period of five (5) years. The Dean will conduct an intermediate review after three (3) years and shall make reappointments, which shall be approved by the Board of Trustees. b. In the event of a vacancy in a Department, the Dean shall appoint an Acting Chairperson at once. The Dean shall appoint an Acting Chairperson if the vacancy is temporary and for a prescribed period of time within the tenure of the Chairperson. If the vacancy is permanent, the procedure described in Section 6 paragraph (c) (3) above shall be instituted. (d) Departmental Review. Every five (5) years, a Departmental review is to be done, including the evaluation of the quality of the activities of the Departments and the Department Chairpersons. This review shall consist of three (3) FRPSRQHQWVDUHYLHZRIWKH'HSDUWPHQW¶VREMHFWLYHVDUHYLHZRIWKH 'HSDUWPHQW¶VDFWLYLWLHVLQIXOILOOPHQWRIWKHVHREMHFWLYHVDQGDUHYLHZRIWKH Department Chairperson and his or her performance in fulfillment of these objectives. The Faculty Senate is to be notified that a review is to be conducted and shall receive a report of the review results. Section 7. Meetings of the Faculty (a) The Presiding Officer of the Faculty Senate will convene and preside over Faculty meetings. (b) Regular meetings of the Faculty will be called at least once a quarter, including summer quarter. (c) Special Meetings: 21 (1) If there is urgent business that, in the judgment of the Dean or Faculty Senate, needs to be brought to the Faculty for consideration, a General Faculty meeting may be convened immediately. (2) A General Faculty meeting shall also be convened upon petition of twenty (20) percent of the membership of the Active Faculty; the petition shall be delivered to the Presiding Officer of the Faculty Senate. Such a VSHFLDOPHHWLQJVKDOORFFXUQRWODWHUWKDQWHQGD\VDIWHUWKH'HDQ¶V receipt of the petition, unless the petition designates a later date. (d) Agenda: (1) The Presiding Officer of the Faculty Senate, in consultation with the Dean, is responsible for preparing General Faculty meeting agendas. (2) The time, place, and agenda of each General Faculty meeting will be published and circulated to the Faculty at least five (5) working days prior to the date of each meeting. (3) Any Faculty member or Student may request that any item of business be placed on the agenda. Such a request must be submitted in writing to the Presiding Officer of the Senate. If requests for inclusion of agenda items are denied, the Presiding Officer will inform the Faculty member or Student initiating the request. (4) Interested parties outside the Faculty may petition the Presiding Officer of the Faculty Senate and the Dean to address the Faculty in a meeting in order to present material relevant to a particular agenda item. (e) Quorum (1) For purposes of conducting business, a quorum will be defined as onehalf of the total QXPEHURIWKH&ROOHJHRI1XUVLQJ¶s budgeted active Faculty. The Presiding Officer of the Faculty Senate is responsible for determining the number of active Faculty members in the College of Nursing at the beginning of the fall quarter each year and for determining active Faculty members present at in-person meetings and for online voting. The Presiding Officer of Faculty Senate, or a delegate presiding at the General Faculty meeting or online vote, shall announce the presence of a quorum. (f) Voting: 22 (1) A Faculty vote is required for membership on Standing Committees, changes in the mission and vision of the College, elimination of or beginning of new programs or departments, and other matters related to curriculum and Faculty governance as deemed necessary by the Faculty Senate. (2) Any ten (10) Active Faculty members may propose a matter for consideration for a Faculty vote by submitting it to the Presiding Officer of the Faculty Senate. The Faculty Senate shall examine matters submitted for voting under this subsection, and such matters shall be put to a vote if they are within the jurisdiction of the Faculty and in a form suitable for expeditious consideration. (3) If there is to be a vote in a General Faculty meeting, the Faculty Senate will present Faculty members with written notice regarding the upcoming vote at least ten (10) working days prior to the vote. Online votes must be submitted within ten (10) working days after receipt of online written notice of vote. (4) Faculty action shall be determined by the vote of a majority of the members of the Active Faculty, with a minimum of 50% present at a meeting under quorum or with 50% of those appointed submitting ballots for an online vote. (5) Faculty may submit absentee ballots. Absentee ballots are counted as long as there are no amendments to the motions(s) at the time of the meeting or online vote. Faculty submitting absentee ballots are not counted towards the quorum. (g) Minutes: The Presiding Officer of Faculty Senate approves the minutes of General Faculty meetings. These minutes will be posted on the Faculty Senate Web site within five (5) working days after the meeting. Minutes will be reviewed at the next General Faculty meeting. Section 8. Faculty Committees (a) Faculty Senate. The Faculty Senate is established as the Senior Representative Body of the College of Nursing Faculty and exercises the authority of the College of Nursing Faculty. (1) Membership: 23 a. The Faculty Senate is composed of eight (8) elected members (six [6) Faculty, two [2) students). Faculty teaching in all programs should be represented. Of the six Faculty positions, a minimum of three (3) shall be of Senior rank. Of the two students, at least one (1) must be prelicensure. b. The Dean will serve as an ex officio member of the Faculty Senate. (2) Meetings of the Faculty Senate Regular meetings shall be held monthly at such time and place as the Senate may determine. (3) Responsibilities of the Senate: a. Serve as the Committee on Committees: Designating which committees shall exist, making appropriate appointments to the committees and carrying out election of the Faculty Senate and Standing Committees. All committees appointed by the Senate will report to the Senate, and the Senate will conduct an annual review of committee charges. The complete Faculty will have the responsibility for ratification of academic programs and policies b. Conduct the election of the Faculty Senate and Faculty Standing Committees c. Represent the College of Nursing on the University Council, in the person of the Presiding Officer of the Senate or his or her designate d. Represent the Faculty on the Nursing Leadership Committee, in the persons of the Presiding Officer of the Senate or his or her designate and the Presiding Officer Elect e. Conduct periodic review of the College of Nursing Policies and Procedures for Faculty Governance to ensure congruence with the University Rules for Governance and provide amendments as necessary f. Serve as a board of review for Faculty appeals g. Serve as a board of review for student appeals 24 h. Serve as a board of review for student misconduct i. Review and recommend for approval Faculty appointments, rereviews, and promotions according to the CON operational policies and send recommendations to the Dean. j. Examine issues and make policy recommendations as DSSURSULDWHWRWKH)DFXOW\DWODUJHWKH'HDQ¶V2IILFHDQGWKH Nursing Leadership Committee k. Recommend members for search committees and task forces l. Monitor the implementation and evaluation of the College of Nursing Strategic Plan m. Facilitate communication among Faculty, staff and administration n. Initiate and complete a review/updating of the College of Nursing Policies and Procedures every three (3) years. (b) Faculty Standing Committees and General Procedures for Faculty Standing Committees (Membership; Nominations for Election to Faculty Standing Committees; Election of Representatives; Terms of Office; and Meetings, Quorum and Voting): (1) Faculty Standing Committees constituted for the Rush University College of Nursing Faculty shall be Admissions and Progressions &RPPLWWHH0DVWHU¶VRI6FLHQFHLQ1XUVLQJ&XUULFXOXP&RPPLWWHH, Doctor of Nursing Practice Curriculum Committee, Doctor of Philosophy in Nursing Curriculum Committee, Faculty Appointments and Promotions Committee, Faculty Development Committee, Diversity Committee and Research Committee; and such others as deemed necessary by the Faculty Senate. The Faculty Standing Committees shall make recommendations to the Faculty Senate and to the appropriate members of the Office of the Dean. The Faculty Senate and Faculty Standing Committees shall develop an annual plan of work that will be shared within the Faculty Senate and forwarded to the Dean. (2) Membership: All persons appointed to the active College of Nursing Faculty, except the Dean, Associate Deans, and Department Chairs, are eligible for election to Faculty Standing Committees. 25 (3) Nominations for Election to Faculty Standing Committees: a. The Faculty Senate shall appoint the Nominating Committee for Faculty Standing Committees b. The Nominating Committee shall be composed of four (4) members, two (2) from the Faculty Senate and two (2) from the active College of Nursing Faculty, neither of whom may be a member of the Faculty Senate c. The Nominating Committee shall determine the slate for election to all Faculty Committees and shall ensure that ranks and programs are appropriately represented on the slate d. The Nominating Committee shall prepare the list of the open positions on each committee and the candidates for these positions. The list shall be circulated to the Faculty two (2) weeks before the Faculty vote e. Nominations for Faculty Standing Committee candidates other than those listed can be made to the Nominating Committee in writing by Faculty members during this two (2) week period for placement on the ballot. (4) Elections: a. The Faculty members of the Faculty Standing Committees shall be elected by secret ballot. Faculty Standing Committee elections will be held in the summer, with the term of office beginning September b. Student representatives to Faculty Standing Committees shall be elected by the student body in such a manner as to provide appropriate representation for all students in the student body c. The Chair of each committee will appoint Faculty members to fill vacancies on Faculty Standing Committees; the Faculty Senate will approve these appointments at its next regular meeting d. The Senate shall elect annually a Presiding Officer from within their ranks. The other Faculty Standing Committees shall annually elect a Chair from within their ranks. (5) Terms of Office: 26 a. All terms of office for Faculty Standing Committee members are three (3) years and are limited to two (2) consecutive terms. All terms of office for students are one (1) year b. Terms of office for the Presiding Officer of the Faculty Senate and for Chairpersons of the other Faculty Standing Committees are for one (1) year and are limited to two (2) consecutive terms. (6) Meetings, Quorum, and Voting: a. Meetings shall be held on a regular basis. The Presiding Officer for the Faculty Senate and the respective Chairpersons may call special meetings of Faculty Standing Committees at any time upon at least 24 hours notice b. A quorum for each Faculty Standing Committee shall consist of a majority of the existing members of the committee plus one c. If a quorum is present, a simple majority of those members present shall be required for a vote to pass, unless otherwise specified. (c) Admissions and Progressions Committee (1) Membership: a. The Admissions and Progressions Committee is composed of eight [8) elected members [six (6) Faculty and two (2) students]. Of the six (6) Faculty members, a minimum of three (3) Faculty members must hold a doctoral degree, and one (1) must be at senior rank. Faculty teaching in all programs should be represented. Of the two (2) students, at least one (1) must be prelicensure b. The Associate Dean for Academic Affairs will serve as an ex officio member. (2) Responsibilities: a. Implement policies pertaining to the selection of students for admission to all College of Nursing programs 27 b. Recommend revisions or establishment of new policies and procedures for student admissions and academic and clinical progress through their selected programs c. Recommend action on the progress and performance of students in academic jeopardy at the completion of each term of study. (d) Diversity Committee (1) Membership: a. The Diversity Committee is comprised of six (6) elected members, four (4) Faculty members and two (2) Students b. Of the four (4) Faculty positions, a minimum of one (1) will be of Senior rank c. Of the two (2) Students, at least one (1) must be prelicensure d. The Rush University Director of Multicultural Affairs, a representative of the Admissions Office, and a representative from the Nursing Therapeutics Laboratory will serve as ex officio members. (2) Responsibilities of the Diversity Committee: a. Develop programs and strategies to support the recruitment, mentoring, progress, and retention of College of Nursing students and Faculty from under-represented populations b. Monitor the achievement of diversity goals using established criteria c. Collaborate with the Curriculum Committees to ensure that issues related to diversity are represented in the curricula d. Collaborate with the Faculty Development Committee to ensure that issues related to diversity are represented in Faculty development programs. (e) 0DVWHU¶VRI6FLHQFHLQ1XUVLQJ(MSN) Curriculum Committee (1) Membership: 28 a. The 0DVWHU¶VRI6FLHQFHLQ1XUVLQJ Curriculum (MSN) Committee is composed of eight (8) elected members, six (6) Faculty and two (2) students b. Of the six (6) Faculty members, a minimum of three (3) shall teach or advise in the generalist program, and a minimum of three (3) shall WHDFKRUDGYLVHLQWKHVSHFLDOW\PDVWHU¶VGHJUHHFXUULFXOD c. Of the two (2) students, at least one (1) must be prelicensure d. The Generalist Program Director, Specialty Program Director, and the Director of Evaluation and the Administrator of Academic Affairs will serve as ex officio members. (2) Responsibilities of the MSN Curriculum Committee: D(QVXUHLQWHUQDOFRQVLVWHQF\DQGORJLFDORUJDQL]DWLRQRIWKHPDVWHU¶V degree programs by developing and monitoring the components (philosophy, conceptual framework, threads, terminal objectives, course descriptions, objectives, and content, learning experiences and credit hours) b. Review the curricular aspects of program proposals/revisions and make recommendations to the Faculty Senate with specific suggestions for action c. Make decisions regarding the adoption of proposed new courses and revisions of courses d. Establish, review, and maintain mechanisms for communication between the Committee, CON Faculty, and the Faculty at large H0RQLWRUWKHPDVWHU¶VGHJUHHFXUULFXODXVLQJHVtablished methods and making recommendations for improving the curriculum. (f) Doctor of Nursing Practice (DNP) Curriculum Committee (1) Membership: a. The Doctor of Nursing Practice (DNP) Curriculum Committee is composed of five (5) elected members: four (4) Faculty, including at least two from specialty programs, and one (1) DNP student. 29 b. Faculty members shall teach or advise in the DNP program c. The student member should be a DNP student d. The Specialty Program Director and the Director of Evaluation will serve as ex officio members. (2) Responsibilities of the DNP Curriculum Committee: a. Ensure internal consistency and logical organization of the curriculum by developing and monitoring the components of the graduate curriculum b. Review the curricular aspects of program proposals/revisions and recommendations to the Faculty Senate with specific suggestions for action c. Make decisions regarding the adoption of proposed new courses and revisions of courses d. Establish, review, and maintain mechanisms for communication with other standing committees and task forces on curriculum within College of Nursing and Rush University e. Establish, review, and maintain mechanisms for communication between the committee, CON Faculty, and Faculty at large f. Monitor the curriculum using established methodology. (g) Doctor of Philosophy in Nursing Sciences (PhD) Curriculum Committee (1) Membership: a. The Doctor of Philosophy in Nursing Sciences (PhD) Curriculum Committee is composed of five (5) elected members: four (4) Faculty and one (1) student b. Faculty shall teach or advise in the PhD program and hold Graduate College status c. The PhD Program Director and the Director of Evaluation will serve as ex officio members. (2) Responsibilities of the PhD Curriculum Committee: 30 a. Ensure internal consistency and logical organization of the postlicensure curricula by developing or monitoring the components (philosophy, conceptual framework, threads, terminal objectives, course descriptions, objectives, and content, learning experiences, and credit hours) b. Review the curricular aspects of program proposals and revisions and making recommendations to the Graduate College Council with specific suggestions for action c. Make decisions regarding the adoption of proposed new courses and revisions of courses d. Establish, review, and maintain mechanisms for communication between the Committee, College of Nursing Graduate College Faculty, and the Faculty at large e. Monitor the curriculum using established methods and making recommendations for improving the curriculum. (h) Faculty Appointments and Promotions Committee (1) Membership. The Faculty Appointments and Promotions Committee is comprised of five (5) elected members, three (3) Professors, and two (2) Associate Professors. The Dean, Associate Deans, and Department Chairs are ineligible for membership. (2) Responsibilities of the Faculty Appointments and Promotions Committee: a. Develop uniform policies and procedures for appointment, reappointment, and promotion of Faculty members b. Assist Departmental Chairpersons to implement the policies and procedures, as referred to in (a) c. Review recommendations of candidates for Faculty appointments, and promotions to senior rank, and forward decisions to the Faculty Senate. (i) Faculty Development Committee (1) Membership: 31 a. The Faculty Development Committee is composed of three (3) elected members, at least one (1) at senior rank b. The Director of Evaluation and the Director of Faculty Practice and Outreach will serve as ex officio members. (2) Responsibilities of the Faculty Development Committee: a. Obtain input from Faculty regarding their needs for development b. Develop a plan for ongoing Faculty development c. Conduct ongoing evaluation of the Faculty development program using established criteria. (j) Research Committee (1) Membership: a. The Research Committee is composed of five (5) elected members: Four (4) Faculty holding the rank of Assistant Professor or higher and one (1) PhD student b. The Associate Dean for Research and Scholarship will serve as an ex officio member. (2) Responsibilities of the Research Committee: a. Establish and implement criteria for distribution of funds allocated for Faculty and student research activities b. Collaborate with the Associate Dean for Research and Scholarship on the evaluation of the Colleges research productivity c. Advise the Associate Dean for Research and the Dean on matters pertaining to research enrichment and suggesting measures for ongoing facilitation of research productivity for Faculty and students. Section 9. University Council of Rush University (a) Membership: 32 (1) The University Council has five (5) representatives from the College of Nursing: four (4) Faculty members and one (1) Student. The Presiding Officer of the Faculty Senate and a Student enrolled in a degree program will be two of the College of Nursing representatives. The Student will serve for one (1) year (2) Three (3) Faculty representatives will be elected in the College election for a three-year (3) term (3) Of the three (3) Faculty representatives, one must hold Junior rank, and one must hold Senior rank (Associate Professor/Professor). Section 10. Graduate College Council. (a) Membership: One Faculty member with Graduate College status will be elected to serve a two-year (2) term. 33 ARTICLE III STUDENT AFFAIRS Section 1. Students (a) Categories of Students [See Rush University Rules for Governance Article III, Section 1 (b)]: (1) Regular students are those enrolled and registered for degree programs). Students at large are those students enrolled for studies that do not lead to a degree (2) Students in Good Standing: Students are considered to be in good academic standing unless placed on academic probation or found to be in violation of other academic policies. Only students in good standing are eligible to hold office, serve on committees, or otherwise vote in plenary affairs of the students or faculties. (b) Student Academic Appeal Procedure: (1) Purpose. The purpose of the Student academic appeal process is to provide a system for reviewing a final course grade that a student believes was the result of a mistake, illegal discrimination, or treatment different than the expectations outlined in the syllabus of the course. It is the responsibility of the Student to initiate the appeal process. All steps must be followed sequentially unless resolution is met at an earlier step in the process. An academic appeal not filed in accordance with the following steps shall be considered withdrawn. The Student may withdraw the appeal at any point by written notification to the course director with a copy directed to the Dean, Rush University, College of Nursing. In the event that dismissal has resulted from a final course grade, the student may continue to take non-clinical coursework as a student at large during the appeal process. (2) Documentation. All documentation related to the appeal should be considered confidential and its distribution limited to individuals on a need-to-know basis. The decision of the Faculty Advisory Panel shall be in writing, shall contain a summary of the evidence and testimony upon which the decision is based, and VKDOOEHGHOLYHUHGWRWKH'HDQ1RWLILFDWLRQRIWKH'HDQ¶VGHFLVLRQZLOOEHVHnt to the student (by certified mail or overnight carrier), the Admissions/Progressions 34 Committee, and to the Faculty Advisory Panel. The Dean will place a copy of the final decision in the student(s) file. (3) Student Appeal Process: Step 1: The Student will contact the Faculty person who gave the grade or evaluation by the end of week one (1) (Friday) of the following quarter and arrange a meeting to discuss any possible actions that could result in resolution of the grade issued. Step 2: If no satisfactory resolution is achieved, the Student initiates the appeal process by notifying the assigned advisor, Course Coordinator, and the appropriate Program Director in writing of his or her desire to pursue the formal academic appeal process. This notification is done within five (5) working days of the meeting in Step 1. After notifying the above persons, the Student has five (5) working days to arrange a meeting with the Course Coordinator and the appropriate Program Director. The Faculty person ZKRJDYHWKHJUDGHDQGWKH6WXGHQW¶V$GYLVRU may be included as appropriate. The appropriate Program Director will review relevant data from the Student, Faculty member, and Course Coordinator and issue a decision to the student. Step 3: If no satisfactory resolution is achieved, the Student shall submit a written statement to the Dean requesting consideration of the case by the Faculty Advisory Panel. The request must be submitted to the Dean within five (5) working days of receiving the appropriate PrRJUDP'LUHFWRU¶VGHFLVLRQ The student must provide: a. course number and grade or evaluation being appealed b. action requested c. justification for request d. an outline of the effort and actions already taken to obtain consideration of the request. The Student must send copies of this communication to the Course Coordinator, Faculty member (if different from the Course Coordinator), Advisor, and the Associate Provost for Student Affairs, Rush University. 35 Step 4: Within ten (10) working days after notification, the Faculty Advisory Panel shall meet and submit a written recommendation to the Dean. The panel shall consist of the College of Nursing Faculty Senate and the Associate Provost for Student Affairs, Rush University. The Faculty Senate shall ensure that at least one Advisory Panel member is actively involved in teaching in the program in which the student is enrolled. The Dean or designee may be an observer during the hearing. Formal rules of evidence shall not be applicable. Evidence presented should be reasonable and related to the issues before the Faculty Advisory Panel and shall not be unduly repetitious. All evidence shall be admissible unless clearly redundant. Both the Student and the Faculty Advisory Panel may be accompanied by Legal Counsel or an Advisor at the Faculty Advisory Panel session. Legal &RXQVHORUDQ$GYLVRU¶VUROHVKDOOEHOLPLWHGWRDGYLVLQJWKH)DFXOW\$GYLVRU\ Panel or the appealing student. Step 5: Within five (5) working days following receipt of the Faculty Advisory Panel recommendation, and upon discussion with the student and others as appropriate, the Dean shall reach a final decision and notify each party of the GHFLVLRQ7KH'HDQ¶VGHFLVLRQLVILQDO (4) Rules for the Conduct of the Advisory Panel. a. The Presiding Officer of the Faculty Senate shall: i. preside over the Advisory Panel ii. rule upon the relevance of the evidence and dispose of procedural requests iii. interpret these rules, the Rules for Governance of Rush University, and the Policies and Procedures of Rush College of Nursing iv. take any action authorized by these rules, the Rules for Governance of Rush University, or the Policies and Procedures of Rush College of Nursing. b. The Faculty Advisory Panel: i. The Faculty Advisory Panel shall consider evidence in the form of documentary evidence, written statements, or oral testimony from the 36 Student and/or other relevant witnesses as may be called by the Faculty Advisory Panel or the Student. To reach a decision on the appeal, the Faculty Advisory Panel must be satisfied by simple majority vote, a quorum (i.e., a simple majority of voting members) being present, that the preponderance of the evidence establishes that there was or was not adequate cause to support the Student's appeal. The Faculty Advisory Panel members who are not present at the hearing cannot be part of the deliberations, nor can they vote on the outcome of the hearing. ii. During the Conduct of the Advisory Panel for the Student Academic Appeal Procedure, the Student with his or her advisor and involved Faculty members may appear before the Advisory Panel individually, with additional time granted as deemed appropriate by the Advisory Panel. The Student shall present first before the Advisory Panel. iii. The decision of the Advisory Panel shall be in writing, shall contain a summary of the evidence and testimony upon which the decision is based, and shall be delivered to the Dean. The Dean will consider the matter and render a final decision with respect to the appeal. Notification of the decision will be sent to the student by certified mail or overnight carrier and to the Advisory Panel. The Dean will place a copy of the final decision in the student's file. (c) Student Misconduct Process: (1) The purpose of the Student misconduct process is to investigate and adjudicate charges of student misconduct including, but not limited to, violations of commonly accepted ethical standards of an academic community, such as cheating and plagiarism; falsification of student records, transcripts, financial aid forms, or applications; unlawful use or possession of controlled substances on the University/Medical Center campus; conviction of a crime deemed serious enough to render the student unfit to pursue his or her profession; or other conduct that is inconsistent with generally accepted standards of behavior within an academic community or in the nursing profession. Step 1: All charges of student misconduct shall be presented in writing to the Associate Dean for Academic Affairs. Step 2; The Associate Dean for Academic Affairs either may resolve the matter without a hearing or refer the charge to Faculty Senate. The Associate Dean will notify the Student in writing by certified mail or overnight carrier and the complainant as to resolution or referral of the 37 charge, within ten (10) working days of receiving the complaint. The $VVRFLDWH'HDQZLOOSODFHDFRS\RIWKLVOHWWHULQWKH6WXGHQW¶VILOH,QWKH event that the Student charged with misconduct does not agree with the resolution, the Student may exercise the right to have the charge heard by Faculty Senate by notifying the Presiding Officer of the Faculty Senate within ten (10) working days of receiving the certified letter. Step 3: The Associate Dean for Academic Affairs will forward the unresolved charge of misconduct to the Presiding Officer of the Faculty Senate. Step 4: Within ten (10) working days after notification, the Faculty Senate shall meet and submit a written recommendation to the Dean. Formal rules of evidence shall not be applicable. Evidence presented should be reasonably related to the issues before the Senate and shall not be unduly repetitious. All evidence shall be admissible unless clearly redundant. Both the Student and the Faculty Senate may be accompanied by legal counsel and/or an advisor at the hearing. However, the accompanying legal counsel or advisor may not participate in the actual hearing proceedings. At any time prior to the hearing conference, if the Student believes that a bias or conflict of interest exists, he or she may request in writing the disqualification from the proceedings of any member of the Faculty Senate. The final determination of such requests for disqualification is to be made by the Presiding Officer of Senate prior to the hearing. The Presiding Officer shall, without request, disqualify any member of the Senate who shall or has given testimony as a witness in this hearing. Any member of the Senate may disqualify him- or herself from the proceedings on the grounds of bias or conflict of interest in the proceeding. If disqualification of the Presiding Officer is requested, the Senate shall consider and vote on the request. Disqualification of the Presiding Officer shall require the endorsement of the majority of Senate members voting. If the Presiding Officer is so disqualified, the Senate shall elect a new Presiding Officer for the proceedings. The reasons for all changes and for voluntary disqualification shall be made part of the record. In the event that the hearing cannot be completed before the end of the current Senate term, the members of the Senate participating in the hearing shall retain their positions and voting privileges with respect to the 38 pending hearing, but shall not retain their positions or voting privileges for any other Senate purposes. Step 5: Within five (5) working days, following receipt of the Senate recommendations and upon discussion with the student and others as appropriate, the Dean shall reach a final decision and notify each part of WKHGHFLVLRQ7KH'HDQ¶VGHFLVLRQLVILQDO3HQDOWLHVPD\LQFOXGHD warning, probation, suspension, or dismissal from the University. Complaints resulting in no action by the College will not be retained in the VWXGHQW¶VRIILFLDOFROOHJHILOH0LQXWHVRIWKHKHDULQJZLOOEHNHSW (c) Rules for the Conduct of the Hearing The Presiding Officer of the Faculty Senate shall: a. preside over the hearing b. rule upon the relevance of the evidence and dispose of procedural requests c. interpret these rules, the Rules for Governance for Rush University, and the Policies and Procedures of Rush College of Nursing d. take any action authorized by these rules, the Rules for Governance of Rush University, or the Policies and Procedures of Rush College of Nursing. (e) Faculty Senate. The Faculty Senate shall consider evidence in the form of documentary evidence, written statements, or oral testimony from the Student and/or such other relevant witnesses as may be called by the Senate or the Student. To reach a decision on the appeal, the Senate must be satisfied by simple majority vote, a quorum (i.e., a simple majority of voting members) being present, that the preponderance of the evidence established that there was not adequate cause to support the charge of misconduct. Senate members who are not present at the hearing cannot be part of the deliberations, nor can they vote on the outcome of the hearing. Section 2. Student Representation (a) Student representation on College and University Committees: (1) There shall be two (2) Student positions on the Faculty Senate. The Faculty Senate will designate the number of Student positions on the Standing 39 Committees with a minimum of one and a maximum of two on each Standing Committee, with the exception of Faculty Appointments and Promotions. (2) Student representatives to the Standing Committees and Faculty Senate shall have voting privileges. (3) These positions shall be filled for a one-year (1) term of office (4) The Office of Student Affairs shall conduct elections for Student UHSUHVHQWDWLYHVLQFROODERUDWLRQZLWKWKH&ROOHJHRI1XUVLQJ¶V2IILFHRI6WXGHQW Support Services. These students will be elected by the student body in such a manner as to provide appropriate representation for all students in the College of Nursing. ARTICLE IV (See Rush University Rules for Governance) ARTICLE V (See Rush University Rules for Governance) 40 ARTICLE VI AMENDMENTS Section1. Amendment Procedures (See Rush University Rules for Governance) Section 2. College of Nursing Policies and Procedures (a) The Policies and Procedures of the College of Nursing are under ongoing review and Active Faculty may propose amendments at any time. Every four (4) years, the Faculty Senate will initiate a thorough review of the Policies and Procedures. (b) Mechanism for Amending College Policies and Procedures: (1) According to the Rush University Rules for Governance, any Active Faculty member may propose amendments to these Policies and Procedures. Faculty members must submit proposed amendments and their rationale to the Faculty Senate for review. The Faculty Senate will submit the amendment and rationale to an online vote of the College of Nursing Faculty no later than six months after receiving the proposed amendments. Faculty must submit ballots within ten (10) days after receiving the ballot. The Faculty Senate will submit all amendments to the Faculty for a vote. (2) If the Faculty votes to accept the amendment, the Faculty Senate will then forward the proposed amendments to the University Council for approval. After approving the amendments, the University Council will forward them to the Provost and the President, who will transmit them to the University Board of Overseers and the Board of Trustees for final approval. Any problems with amendments will be sent to the Dean, College of Nursing, who will discuss them with the Faculty Senate and appropriate revisions shall be made. 41 Original Document Date: September 25, 1995 College of Nursing Drafts: July 27, 1997; December 4, 1998 Informal Draft Date: October 31, 2000 Informal Approval by Rush University Council, November 14, 2000 Informal Draft Date: March 3, 2009 42 FACULTY APPOINTMENTS AND PROMOTIONS COMMITTEE Committee Charges 1. Develop uniform policies and procedures for appointment, reappointment and promotion of faculty members, and recommend to faculty for approval. 2. Assist departmental chairpersons to implement these policies and procedures. 3. Review recommendations of candidates for faculty appointments and SURPRWLRQVDQGWRIRUZDUGWKHFRPPLWWHH¶VUHFRPPHQGDWLRQVWRWKHdean. Membership Faculty Students Five members (2 professors, 2 associate professors, and 1 of either rank) None Ex-Officio Representative of the Office of the Dean Elected for 3 year terms. Operational Guidelines Committee Structure and Function 1. Committee members are elected by the faculty according to the College of Nursing's policies and procedures for the Rules of Governance. If a committee member seeks promotion during his or her tenure on the Appointments and Promotions Committee, that faculty member must be recused during deliberations. Committee members also serve on their Departmental Faculty Advisory Committees (FACs). 2. The Committee is responsible for reviewing recommendations of candidates for faculty appointments and promotions for senior rank and forwarding the recommendations to the Dean for transmission to Faculty Senate for action. Department Chairpersons who are uncertain as to whether a faculty member meets rank criteria for appointment or promotion may consult with the Appointments and Promotions Committee. However, this consultation does not preclude the Department Chairperson's authority to deny recommendation for appointment, reappointment, or promotion. 3. The Committee does not review recommendations for appointment or reappointment of Instructors, Assistant Professors, Adjunct/Complemental 1 Faculty, Clinical Teaching Associates or Clinical Instructors. These appointments and reappointments are reviewed and dispositions made at the department level by the Department Chairperson and FAC. 4. The Dean will communicate senior rank appointment decisions in writing to faculty applicants. A copy of the DHDQ¶VOHWWHULVVHQWWRWKH)DFXOW\ Appointments and Promotions Committee and the department Chairperson. 5. All new appointments and promotions of members of the faculty that have been approved by the Dean will be sent to the Faculty Senate. Upon approval by the Faculty Senate, the Dean will forward a recommendation for approval to the Provost. Procedures for Appointment, Reappointment, and Promotion Appointment Requests for Faculty 1. Faculty appointments are made by rank with an attached term: Instructors, 1 year; Assistant Professors, 1-3 years; Associate Professors and Professors, 5 years. See Rank Criteria. 2. The Department Chairperson seeking appointment of new faculty at senior ranks should submit to the department FAC: a. b. c. d. a letter of recommendation a FRS\RIWKHDSSOLFDQW¶VFXUUHQWFXUULFXlum vitae documentation of eligibility/qualifications for rank an applicant profile that addresses how each rank/track criterion is met 3. After the )$&¶V review and recommendation, the Department Chairperson will submit the materials to the Chairperson of the Faculty Appointments and Promotions Committee. External review letters addressing rank criteria may be requested at the discretion of the FAC or the Faculty Appointments and Promotions Committee. The reviews by the department FAC and Faculty Appointment and Promotions Committee should be completed prior to the offer of appointment for new faculty members. 4. The Faculty Appointments and Promotions Committee conducts an overall evaluation of a person's performance that requires evidence of achievement in each category of criteria. The expectations for the educational and clinical/scholarly categories are that the majority of the criteria will be met by the candidate, dependent upon the applicant's track 2 (educator/clinical practice; educator/researcher; researcher/clinical practice). 5. Following review by the Faculty Appointments and Promotions Committee, recommendations are forwarded to the Dean, for transmission with a recommendation to Faculty Senate. The Dean and Chairperson use this information as a basis for their decision for appointment. Following Senate approval, the Dean will then communicate the appointment in writing to the faculty applicant. Copies of the Dean's letter are sent to the Faculty Appointments and Promotions Committee and Department Chairperson. In the event that the Committee does not recommend a faculty member for appointment at the stated rank, the Committee Chairperson prepares a memo to the Dean and Department Chairperson which clearly specifies the need for additional evidence. 6. Recommendations for appointment to faculty rank of Chairperson, Associate Dean, or Director are submitted by the Dean directly to the Chairperson, Faculty Appointments and Promotions Committee. 7. An appointment as University Professor shall originate with the department Chairpersons in at least two Colleges and after approval by the Appointments and Promotions Committees of the respective Colleges, shall be presented to the Deans of the appropriate Colleges for transmission with conjoint recommendations to the University Council. 8. Nurses who are employed by Rush University Medical Center or its affiliates may be appointed as Clinical Teaching Associates or Clinical Instructors by the Department Chairperson in consultation with the FAC. Nurses who hold a Bachelor's Degree (in nursing) are eligible for appointment as Clinical Teaching Associate. Nurses who hold a Master's degree or Doctorate in nursing or a related field are eligible for appointment as Clinical Instructor. The following criteria must be met: a. Minimally, a Bachelor's degree in nursing or its equivalent b. Attainment of clinical proficiency equivalent to the RUMC second practice level c. Demonstrated excellence, enthusiasm, and leadership in clinical nursing practice d. Expressed interest in serving as a guide/preceptor/tutor for students in their clinical practice. 3 e. If recommended by the Department Chairperson and Department FAC, successful completion of an online clinical teaching course, offered by Rush University College of Nursing. 9. Appointment as Clinical Teaching Associate or Clinical Instructor may be self-initiated or initiated through recommendation from a member of the regular, or emeritus faculty. a. Nominees will submit a curriculum vitae, a letter of intent and recommendations from the Unit Director and a faculty sponsor to the Department Chairperson for consideration in consultation with the FAC. b. Upon approval from the Department Chairperson and FAC, the application materials and letter of recommendation from the Department Chairperson are presented to the Dean for approval. c Appointments are three years in length and renewable. All clinical appointments are contingent upon employment in RUMC or its affiliates. 10. Nurses at RUMC holding a master's degree or doctorate in nursing or the equivalent, who prefer to pursue or continue a ranked appointment on the regular faculty, will be reviewed, appointed, and promoted in accordance with their educational and professional achievements,. Faculty Reappointment Requests 1. Faculty will be reviewed for reappointment according to the term attached to their rank: Instructors, annually; Assistant Professor, 1-3 years; and Associate Professors and Professors, 5 years, by the Department Chairperson and FAC. Reappointment is made based upon current departmental/college needs and continued productivity of the faculty member. In very exceptional circumstances, upon recommendation of the Department Chairperson and the Department FAC, a one-year extension of reappointment to Junior rank may be approved by the Dean due to a IDFXOW\PHPEHU¶VLQDELOLW\WRDSSO\IRUUDQNUHDSSRLQWPHQWDWWKH designated time. Upon recommendation of the Departmental Chairperson, the Department FAC, and the Faculty Appointments and Promotions Committee, a oneyear extension of reappointment to Senior rank may be approved by the DHDQGXHWRDIDFXOW\PHPEHU¶VLQDELOLW\WRUHDSSO\IRUSenior rank UHDSSRLQWPHQWDWWKHGHVLJQDWHGWLPH7KHIDFXOW\PHPEHU¶VUDQN reappointment will be retroactive to include the extension year. 4 2. Faculty at both junior and senior rank shall submit a current curriculum vitae and letter of request for reappointment documenting their continuing efforts in each category of criteria of the appropriate rank and track to the Department Chairperson and FAC. The reappointment materials for faculty at senior rank will be forwarded to the Faculty Appointments and Promotions Committee for review and approval. 3. Reappointment recommendations for junior faculty are sent by the Department Chairperson to the Dean who sends a recommendation to the Faculty Senate. The Department Chairperson will communicate in writing to the faculty member the reappointment decision. Reappointment recommendations for senior faculty are sent by the Faculty Appointments and Promotions Committee to the Dean who sends a recommendation to the Faculty Senate. The Dean will communicate in writing to the faculty member the reappointment decision. 4. Faculty who are not recommended for reappointment are notified in writing by the Department Chairperson. For Instructors and Assistant Professors this notification must be at least 3 months prior (by April 1) to expiration of the appointment. For the rank of Associate Professor and Professor, the notice should be at least 6 months (January 1) prior to expiration if the appointment has been held for 3 years or less; 1 year (July I of preceding calendar year) if the appointment has been held more than 3 years. 5. If these deadlines are missed, see University Rules of Governance, Article II, Section 3(b). 6. A faculty member may be suspended, be discharged or not be reappointed for: a) institutional economic difficulty; b) nonperformance of duties/non-productivity; c) lack of congruence with department/college mission; d) neglect of duties including serious violation of faculty rules for governance or corporate by-laws, rules, and regulations; e) violation of generally accepted standards of professional ethics; f) material breach of contract with the Medical Center; g) conviction of a crime deemed to render the faculty member unfit to conduct their professional activities; h) professional incompetence; i) conduct that is seriously and clearly prejudicial to the best interest of Rush University Medical Center. 7. A faculty member whose request for reappointment has not been approved by the Department Chairperson or Dean, has the right to appeal the decision according to the procedures stipulated in the University and College of Nursing Rules of Governance and College of Nursing Policies and Procedures. 5 8. Reappointments of Chairpersons, Associate Deans, and Directors are submitted directly to the Committee Chairperson by the Dean. Promotion Requests to Senior Faculty 1. Faculty members seeking promotion to senior rank are strongly encouraged to meet with their Department Chairperson by October 1st to begin planning for faculty review. For persons seeking promotion to senior rank (Associate Professor and Professor), the faculty applicant and Department Chairperson should identify a minimum of 3 persons who are from outside Rush University Medical Center (one of whom must be a nurse), to write letters of recommendation. These persons must be knowledgeable in the applicant's field, of equal or higher rank than the one being sought, and can evaluate the individual's accomplishments. These reviewers should be able to provide an objective evaluation of the applicant's scholarly work; they would not include previous/current supervisors, employers, or faculty peers of the applicant. The Department Chairperson contacts at least two of these persons, sends copies of Rush CON appointment/promotions criteria, the candidate's CV and documentation of qualifications for rank, and 2-3 representative articles authored by the candidate. The Department Chairperson requests a letter of recommendation and a copy of the reviewer's CV. Letters of recommendation should clearly and specifically state how our promotion criteria are met and should be returned to the Department Chairperson. 2. The Department FAC, which functions as an evaluative body of peers, recommends departmental faculty members for promotion to the Department Chairperson. Recommendations are based on the )$&¶V professional judgment of the quality as well as quantity of accomplishments according to rank criteria at the level of promotion being sought. There is an overall evaluation of a person's performance that requires evidence of achievement in each category (educational, clinical/scholarly, and college/ professional). The expectations for the educational and clinical/scholarly categories are that the majority of criteria for rank will be met by the applicant. The Department FAC should review all submitted documentation for completeness. Any incomplete dossiers (such as missing letters of reference; documentation of eligibility for rank) should not be forwarded to the Faculty Appointments and Promotions Committee. 6 a. The letter should clarify and expand upon how the candidate meets the educational, clinical/scholarly, and college/professional criteria of the requested rank and track. b. The Faculty Appointments and Promotions Chairperson will review the submitted materials for adherence to the guidelines and follow-up as necessary. c. The Faculty Appointments and Promotions Chairperson will assign each candidate's materials to a committee member for an in-depth review. It is preferable that the committee member reviewing a candidate should be from a department other than that of the candidate under review. 3. Following favorable Departmental FAC review, the Department Chairperson forwards a letter of support and the applicant's materials to the Chairperson of the Faculty Appointments and Promotions Committee by March 1st. 4. The Appointments and Promotions Committee will solicit additional letters of review from outside Rush University Medical Center for persons recommended for promotion at a senior rank if additional information is required. 5. Following review by the Faculty Appointments and Promotion Committee, recommendations are forwarded to the Dean who will send a recommendation to the Faculty Senate for approval. Upon approval by the Faculty Senate, the Dean will forward a recommendation for approval to the Provost. The Dean will communicate in writing to the faculty member and the Department Chairperson, the promotion decision. 6. In the event that the Committee does not recommend a faculty member for promotion, the Committee Chairperson prepares a memo to the Dean DQG)DFXOW\6HQDWHZKLFKFOHDUO\VSHFLILHVWKHIDFXOW\PHPEHU¶Vneed for additional evidence. The Dean and Faculty Senate use this information as a basis for their decision for promotion. A copy of the DHDQ¶VOHWWHULVVHQW to the Chair, Faculty Appointments and Promotions Committee, and the Department Chairperson. 7. An individual may be reviewed for promotion at any time during the year at the discretion of the Departmental FAC. Promotions become effective the beginning of the upcoming fiscal year - July 1. 8. Recommendations for promotion of a Chairperson, Associate Dean, or Director are submitted directly to the Faculty Appointments and Promotions Committee by the Dean. 9. A faculty member whose request for promotion has not been approved by the Faculty Appointments and Promotions Committee and/or the Dean 7 has the right to appeal the decision according to the procedures stipulated in the University and College of Nursing Rules for Governance and College of Nursing Policies and Procedures. FACULTY ADVISORY COMMITTEE (DEPARTMENTAL) OPERATIONAL GUIDELINES Committee Structure and Function: 1. Committee members are elected by the Department according to the College of Nursing's policies and procedures for the Rules of Governance. The Departmental representative serving on the Faculty Appointments and Promotions Committee shall also serve on the Departmental FAC. 2. The FAC is responsible for reviewing recommendations of candidates for faculty appointments, reappointments, and promotions. Recommendations for junior rank appointments, appointments of clinical faculty and all reappointments are presented to the Dean for transmission with a recommendation to the Faculty Senate. Recommendations for appointment to senior rank are transmitted to the Faculty Appointments and Promotions Committee. 3. Department Chairpersons and the Dean will communicate in writing appointment decisions at junior rank and all reappointments. Appointments at senior rank are communicated in writing by the Dean of the College of Nursing. 4. All new appointments and promotions of members of faculty that have been approved by the Dean and Faculty Senate. Upon approval by the Faculty Senate, the Dean will forward a recommendation for approval to the Provost. 8 Procedures for Appointment, Reappointment, and Promotion Appointment Requests 1. Faculty are appointed to ranks with an attached term: Instructors, 1 year; Assistant Professors, 1-3 years; Associate Professors and Professors, 5 years. 2. The Department Chairperson seeking appointment of new faculty at all ranks should submit the materials described below along with a recommendation for the applicant's rank to the FAC. a. Submit a copy of their current curriculum vitae. b. Submit documentation of eligibility/qualifications for rank. c. Documentation should include an application profile that addresses how the majority of rank/track criteria are met. 3. All recommendations for faculty appointments for Assistant Professor or below will be sent by the Department Chairperson to the Dean for transmission with a recommendation to the Faculty Senate. The Department Chairperson will forward a letter of recommendation VXPPDUL]LQJWKHDSSOLFDQW¶VTXDOLILFDWLRQVIRUVHQLRUUDQNAssociate Professor and Professor) to the Chairperson of the Faculty Appointments and Promotions Committee. In the event that the Faculty Appointments and Promotions Committee does not recommend an applicant for appointment, the Committee Chairperson prepares a memo to the Department Chairperson and Dean which clearly specifies the applicant's need for additional evidence. Department Chairpersons use this information as a basis for their appointment decision. 4. With special written agreement, approved by the Dean with the consent of the appointee, a temporary appointment of an Assistant Professor or Instructor may be made for shorter terms than noted above. Reappointment Requests: 1. The Department Chairperson will submit the materials described below along with a letter of recommendation summarizing the faculty member's activities for reappointment to the Department Faculty Advisory Committee for review. In very exceptional circumstances, upon recommendation of the 9 Departmental Chairperson and the Departmental FAC, a one-year extension of reappointment of rank may be approved by the Dean in the case of a IDFXOW\PHPEHU¶VLQDELOLW\WRUHDSSO\IRUUDQNUHDSSRLQWPHQWDWWKHdesignated WLPH7KHIDFXOW\PHPEHU¶VUDQNUHDSSRLQWPHQWZLOOEHUHWURDFWive to include the extension year. a. Copy of their current curriculum vitae. b. Letter of request for reappointment documenting continuing efforts in each category of criteria of the appropriate rank and track. Reappointment is made based on current departmental/college needs and 2. continued productivity of the faculty member. Reappointment recommendations for Assistant Professor or below are 3. sent by the Department Chairperson to the Dean for transmission with a recommendation to the Faculty Senate. The Department Chairperson will communicate in writing to the faculty member the decision to reappoint or not reappoint; if the faculty member has been reappointed, the letter should indicate when the next review for reappointment will occur. 4. Reappointment recommendations with supporting documentation for Associate Professor and Professor are sent to the Chairperson of the Faculty Appointments and Promotions Committee for review. The Committee's recommendation is sent to the Dean for transmission with a recommendation to the Faculty Senate. Following this process, the faculty member receives a letter from the Dean confirming the reappointment and when the next review for reappointment will occur. A faculty member whose request for reappointment has not been 5. approved by the Department Chairperson has the right to appeal the decision according to the procedures stipulated in the University and College of Nursing Rules of Governance. Promotion Requests 1. Faculty members seeking promotion to Assistant Professor are strongly encouraged to meet with their Department Chairperson by October 1st to begin planning for Faculty Advisory Committee review. Faculty members should work with their Chairperson to submit the materials previously described. 10 2. The Faculty Advisory Committee, which functions as an evaluative body of peers, recommends departmental faculty members for promotion to the Department Chairperson. Recommendations are based on the advisory committee's professional judgment of the quality as well as quantity of accomplishments according to track and rank criteria at the level of promotion being sought. There is an overall evaluation of a person's performance that requires evidence of achievement in each category of criteria (educational, clinical/ scholarly, and college/professional). 3. Following favorable Department FAC review, the Department Chairperson forwards a letter of recommendation to the Dean for transmission with a recommendation to the Faculty Senate. For Assistant Professor and below, the Department Chairperson should communicate in writing to the faculty member the promotion decision. For promotion to senior rank, refer to Faculty Appointments and Promotions Committee Operational Guidelines, Promotion Requests. After review and recommendation by the Faculty Appointments and Promotions Committee, the Dean, and Faculty Senate, the faculty member is notified in writing by the Dean of the promotion decision. A copy of the letter is sent to the Department Chairperson and Chairperson of the Faculty Appointments and Promotions Committee. 4. A faculty member whose request for promotion has been not approved by the Department Chairperson and Dean has the right to appeal the decision according to the procedures stipulated in the University and College of Nursing Rules for Governance and College of Nursing Policies and Procedures. Rev. by Appointments & Promotions Committee on 09/8/10 11 POLICIES AND PROCEDURES for the FACULTY AND STUDENTS of the COLLEGE OF HEALTH SCIENCES for the RULES FOR GOVERNANCE of RUSH UNIVERSITY Notation: Each Article, Section, and Paragraph number used in the Policies and Procedures of the College of Health Sciences refers to a specific Article, Section, and Paragraph in the “Rules for Governance of Rush University” as approved by the Rush University Board of Overseers on May 21, 2008 and the Rush University Medical Center Board of Trustees on October 8, 2008. These College of Health Sciences Policies and Procedures are in conformance with the Rush University Rules for Governance and provide specifics related to the College of Health Sciences with regard to particular Articles and Sections in the Rush University Rules for Governance. A complete understanding of the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance requires reading the relevant Articles and Sections in the Rush University Rules for Governance. 1 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 ARTICLE I THE COLLEGE OF HEALTH SCIENCES Section 1. Purpose The purposes of Rush University are to educate students as practitioners, scientists and teachers who will become leaders in advancing health care and to further the advancement of knowledge through research. The College of Health Sciences, as an integral component of the University, seeks to prepare superb practitioners and leaders in the allied health professions to provide the very best care for our patients. In addition, the College seeks to make meaningful and significant contributions in advancing health care through excellence in research, scholarship, and service. In keeping with the Rush University practitioner-teacher model, the College integrates patient care, research, scholarship and service into the teaching-learning process of developing future allied health professionals and leaders. Section 2. Mission Statement The Mission of the College of Health Sciences is to advance the quality and availability of health care through excellence in education, research and scholarship, service and patient care. The College promotes the values of diversity, access and inclusion in all of its endeavors. Section 4. (d) The Senior Representative Body of the faculty of the College of Health Sciences shall be referred to herein as the Faculty Council of the College of Health Sciences. The Chairpersons’ Council of the College is constituted as the Senior Management Body of the College. The members of the Chairpersons’ Council shall be appointed by the Dean and shall include: the Dean as Chairperson, the Chairpersons of the College Departments, the Chairperson of the College of Health Sciences Faculty Council and other senior management positions, such as the CHS Director of Academic and Student Affairs, and Associate/Assistant College of Health Sciences Deans. The Dean may appoint additional members to the Chairpersons’ Council at his or her discretion who will serve in an ex-officio capacity. The Senior Management Body is advisory to the Dean for the administration of the College of Health Sciences. 2 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 Section 6. Approval of Policies and Procedures for the College of Health Sciences In the College of Health Sciences (CHS), the Faculty Council serves as the Senior Representative Body. The Faculty Council is responsible for developing the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance. Following approval of the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance by a majority vote of the Faculty Council and subsequent to review and approval of the University Council, the faculty of the College will vote on the proposed College of Health Sciences Policies and Procedures for the Rush University Rules for Governance by a secret ballot at any regularly or specially called Faculty meeting or anonymous ballot using available current technology. After approval by a majority of the faculty of the College voting, the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance are to be submitted for approval by the Provost, the President, and the Governing Body of Rush University, as stipulated in the Rush University Rules for Governance. ARTICLE II FACULTY ORGANIZATION Section 2. Faculty Conditions a) Active Faculty Active faculty in the College shall be made up of duly appointed members whose titles, in order of seniority are: (i) Professor; (ii) Associate Professor; (iii) Assistant Professor; and (iv) Instructor. Active faculty status in the College is conferred only to individuals who contribute a minimum of 10% time to the University. This will correspond to a commitment to the College of a minimum of four (4) hours per week, on average. (b), (c), (d). (e) Faculty holding appointments as Honorary Faculty, Visiting Faculty, Adjunct Faculty, Clinical Faculty or Assistant shall not be considered active faculty for voting purposes. These faculty may take part in College faculty meetings but do not have the right to vote. The privileges of honorary, visiting or adjunct faculty include: listing on the faculty roster, access to educational resources, and attendance at college and departmental faculty meetings. The privileges and responsibilities of honorary, visiting or adjunct faculty shall be for those academic and/or clinical duties as defined by the department. 3 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 (f) Recommendations for Appointments, Reappointments and Promotions of Assistant Professors and Below. All recommendations for faculty appointments, reappointments and promotions for Assistant Professor or below shall originate with the Department Chairperson and shall be presented to the Dean for consideration of approval. Recommendations that are supported by the Dean shall be transmitted with a recommendation for approval to the Faculty Council within thirty (30) days of receipt by the Dean. (g), (h) Recommendations for New Appointments, Reappointments and Promotions of Associate Professor or Professor All recommendations for initial appointments, reappointments and promotions to positions on a faculty as Associate Professor or Professor shall originate with the Department Chairperson and, after review and approval by the Committee on Senior Faculty Appointments and Promotions (COSFAP), shall be presented to the Dean for consideration of approval. Initially, applications for such appointments and promotions must be transmitted from the Department Chairperson to the Dean. The Dean will then transmit the application to the COSFAP or return it to the Department Chairperson if the application appears to be incomplete. Following review by the COSFAP, the application will be presented to the Dean with the recommendation of the Committee. The Dean may then transmit the application with a recommendation for approval to the Faculty Council within thirty days (30) of receipt by the Dean or return the application to the Department Chairperson. (i) Terms and Conditions of Appointment (2) There shall be a written understanding between the Department Chairperson and all salaried departmental faculty members as to the contributions they intend to make to the College. When a faculty member receives a salary, either full-time or part-time, the terms and conditions of the receipt of such salary, including anticipated time to be spent in teaching, research and scholarly activities, service and patient care, including administration in each category, will be stated and confirmed in writing in a letter of appointment signed by the faculty member, the Department Chairperson and the Dean. In the case of joint appointments, the college of primary appointment and the time allocated to each college and department shall be stated. For instructors and assistant professors, the faculty member’s letter of appointment should include the term of appointment. At the end of each term of appointment, the Department Chairperson is free to choose one of the following three options: (1) non4 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 renewal of the appointment, (2) recommendation of reappointment for another term, or (3) recommendation for promotion. (6) Terms of Appointment (c) The College of Health Sciences has a tenure system and tenured terms of appointment as Professor or Associate Professor are indefinite. (14) The Rush University Rules for Governance present the process to be followed by department Chairpersons should a faculty member not be recommended for reappointment and/or for suspension and discharge procedures (Article II, Section 3 (a-c)). Faculty grievance procedures are specified in Article II, Section 3 (d) of this document. If a grievance is filed consistent with the Rules for Governance, appointment as a faculty member in the CHS will be terminated officially when the grievance is not upheld and all grievance procedures have been exhausted. (16) Leave of Absence (b) Scholarly Leave of Absence. Article II, Section 2, Subsection f (17) of the Rules for Governance of Rush University provides conditions for the granting of scholarly leaves of absence to faculty. As stated in the Rules for Governance, “scholarly leaves of absence are for the purpose of improving one’s knowledge of an area relevant to one’s primary academic field of endeavor, doing research or other pursuits felt to fall within the generally accepted range of activities with approval of the Department Chairperson.” The conditions for faculty eligibility and the responsibilities associated with scholarly leaves of absence include the following: i. Assistant, Associate, and Full Professors are eligible for consideration after six or more continuous years of full-time salaried experience in the College at the level of Instructor or above. ii. The leave may be granted to a faculty member who has an appointment that would continue after the leave was completed and who intends to return to the College. iii. A salaried faculty member with six years or more of full-time service is eligible for a scholarly leave of absence of six months at full salary or a twelve month leave of absence at half salary. Faculty who are full-time employees of Rush University Medical Center may be eligible for a scholarly leave of absence. Salary paid by the College for leaves of absence will be adjusted based on the percentage of the faculty member’s salary paid for his or her academic contribution to the College. For example, a full-time salaried employee of Rush University Medical Center 5 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 may hold a faculty appointment in the College at a 0.60 effort. This individual would be paid by the College at the same rate for an approved leave of absence. iv. Each person who has been on a scholarly leave of absence shall, on the termination of his/her leave, submit a written report to his/her Department Chairperson concerning the nature of his/her studies, research, or other scholarly work undertaken during the leave of absence. v. No one to whom a leave of absence has been granted shall be permitted while on such leave to accept remunerative employment or engage in remunerative professional practice or work which shall exceed his/her compensation prior to the date of the leave of absence at Rush University. vi. All such requests for leave shall be submitted to the appropriate Department Chairperson for consideration and then forwarded to the Dean with recommendations. The requests must also include the proposed plans to carry out the functions of the faculty member while he/she is on leave. The granting of all requests for scholarly leaves is based upon the provision that adequate fiscal and personnel resources are available as determined by the Dean. vii. The following is a recommended timeline that may be followed when requesting a scholarly leave of absence: 12 months prior to the quarter requesting leave Application for scholarly leave, including a Statement of Plans, due in Department Chairperson’s office 9 months prior to the quarter requesting leave Application transmitted to Dean 6 months prior to quarter requesting leave Applicants will be notified of the status of their application by the Dean of the College of Health Sciences within 60 service days of return Report of scholarly leave to be submitted to the Department Chairperson who transmits the report to the Dean The application form for a scholarly leave of absence may be found in Appendix A. 6 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 (b) Personal Leaves of Absence. A salaried member of the faculty may take a personal leave of absence without compensation from the Medical Center with the written approval of his/her Department Chairperson and the Dean. The terms of the leave of absence, including the terms for the resumption of duties and maintenance of faculty appointment, shall be negotiated between the Department Chairperson and the faculty member and shall be stated in writing. Such a leave of absence shall not exceed one year unless approved by the Department Chairperson and the Dean. Military leaves of absence shall be an exception to this rule. (17) Creation or Elimination of a College or a Department See Article II, Section 6. Section 3. Termination, Suspension and Appeal (a) Appointments to the faculty may be terminated by (i) non-renewal of the specified term of appointment; (ii) retirement; (iii) acceptance of resignation; or (iv) discharge for cause. (b) Faculty in the College of Health Sciences holding appointments as Associate Professor or Professor are tenured, with such tenured terms of appointment being indefinite. When a faculty member with an appointment for a nontenured term is not to be recommended for reappointment, the member must be notified in writing by the Department Chairperson. For Instructors, this notice must be at least three (3) months prior to the expiration of the appointment. For assistant professors, this notice must be at least six (6) months prior to the expiration of the appointment if the appointment has been held for three years or less and one (1) year prior to the expiration of the appointment if the appointment has been held for more than three (3) years. (d) Policies and Procedures for Actions Against and Appeals by a Faculty Member (1) Actions against a faculty member are termination or suspension of employment. A recommendation for actions against a tenured faculty member, or one with a non-tenured appointment before the end of a specified term, must be for cause and will be initiated by the department Chair. Such recommendation can be made only after discussion between the faculty member and his/her department Chair in an attempt to reach a mutually acceptable agreement. If a mutually acceptable agreement is not reached there will be an informal inquiry by a departmental committee appointed by the Chairperson of the department. The committee will issue a nonbinding opinion regarding the proposed action(s) to the Department Chairperson and the faculty member. Following review of the non-binding 7 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 opinion of the committee, the Chairperson may choose to recommend termination or suspension of the employee or to dismiss the proposed action. Should the department Chairperson determine that the termination or suspension of the faculty member is warranted, he or she shall provide the faculty member and the Dean the reason(s) for the action(s), in writing, within ten (10) working days of receipt of the opinion. (2) Upon receipt of such a statement from the Chairperson, the faculty member shall have the right within ten (10) working days, to request in writing a review before an Appeals Committee of the Faculty Council. Such a request is to be addressed to the Dean. The Appeals Committee shall consist of three members of the Faculty Council chosen by the Council, three department Chairs chosen by the Dean, and one additional faculty member chosen by the Dean. No individuals from the department involved will serve on the Appeals Committee. Members of the committee may disqualify themselves for any reason and shall not be included on the committee. The Appeals Committee members will elect a chair from their members. (3) The Appeals Committee will hold joint pre-review meetings with the parties and their legal counsel, if any, in order to clarify issues, effect stipulations of fact, provide for exchange of documents or other information, and achieve such other pre-review objectives as will make the hearing fair, effective, and expeditious. (4) Service of notice of the review by the Appeals Committee will be made at least ten (10) working days prior to the review. Notice will be provided by certified mail or by a commercial carrier that can establish receipt of notice to the faculty member's last known address. The faculty member may waive appearing before the Appeals Committee for a hearing and may respond to the charges in writing at any time before the date scheduled for the review. If the faculty member waives a hearing but denies the charges against him/her, or asserts that the charges do not support a finding of adequate cause, the Appeals Committee will evaluate all available evidence and rest its recommendation upon the evidence in the record. The Appeals Committee will submit a written report of its findings and the evidence used to the faculty member, the Department Chair, the Dean and the Provost. (5) The Appeals Committee will hold the hearing in executive session. (6) Pending a decision by the Appeals Committee, the faculty member may be suspended from some or all duties by the Department Chairperson, with approval of the Dean, or be assigned to other duties in lieu of suspension. If the faculty member received a salary, such salary may continue during suspension. 8 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 (7) During a hearing, the faculty member will be permitted to have legal counsel, at his or her own expense, present and may request that witnesses appear before the committee. The Chairperson and the Appeals Committee may also request that counsel be present during the hearing. (8) Minutes of the hearing will be taken and a copy of the minutes will be made available without cost to the appealing faculty member, the Department Chair and the Dean. (9) Public statements and publicity about the case by either the faculty member or administrative officers will be avoided so far as is possible until the proceedings have been completed. The Appeals Committee members, the faculty member, and the Dean or his/her representative will have the right to question all witnesses. Where the witnesses cannot or will not appear, the Appeals Committee has the discretion to admit their statements into the hearing record. The Dean, the Department Chair, the Provost, and the faculty member will be notified of the Appeals Committee's decision in writing. (10) If the Appeals Committee concludes that adequate cause for suspension or dismissal has been established, it will be so recommended. If the Appeals Committee concludes that adequate cause for suspension or dismissal has been established but that a lesser penalty would be more appropriate, it will be so recommended with supporting reasons. If the Appeals Committee should conclude that adequate cause for suspension or dismissal has not been established by the evidence in record, it will so report. The Department Chairperson, with the advice of the Dean, will have the option either to accept the findings, to not accept the findings or to withdraw the suspension or dismissal action. If the Department Chairperson should not accept the findings and recommendations of the Appeals Committee, his/her reasons for doing so shall be submitted in writing to the Appeals Committee, the Dean, the Provost, and the faculty member within ten (10) working days of receipt of the Appeals Committee Report. (11) Should the faculty member disagree with the outcome of the appeals process as described above, he/she may appeal to the University Council in a letter addressed to the Chair of the University Council as specified in the Rules for Governance, Article II, Section 11 (c) (5). Section 4. Academic Functions of a Faculty (a) Requirements for Appointments and Promotions to Senior Faculty Ranks Part I: The Committee on Senior Faculty Appointments and Promotions and Its Deliberations 9 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 I. The Committee on Senior Faculty Appointments and Promotions (COSFAP) A. The Committee on Senior Faculty Appointments and Promotions (COSFAP), a standing committee of the College of Health Sciences, is charged with: 1. Reviewing recommendations for primary or conjoint appointment or promotion to a senior academic rank (Professor or Associate Professor) and 2. Reviewing other appointments or promotions upon request by the Dean or the Faculty Council. B. The Committee will make its recommendations to the Dean and the Faculty Council. C. The Committee shall develop policies and procedures that it will use in reviewing candidates for appointment or promotion and shall present such policies and procedures to the Chairpersons’ Council and Faculty Council for approval, rejection and/or suggested modification. Any changes in the policies and procedures shall also be presented to the Chairpersons’ Council and Faculty Council for approval prior to their implementation. Criteria for appointment or promotion to the rank of Instructor or above will include demonstration of excellence in teaching. Criteria for appointment or promotion to the ranks of Assistant Professor, Associate Professor and Professor will include the following: 1. Assistant Professors must demonstrate the potential to become national or international leaders in their field. 2. Associate Professors must demonstrate that they are emerging national or international leaders in their field. 3. Professors must demonstrate that they are established national or international leaders in their field. II. COSFAP Membership A. Criteria of Membership 1. The Committee shall consist of nine members, with each department of the College of Health Sciences having one representative from its faculty on the Committee. 10 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 B. C. 2. The majority of the members of the Committee shall have their primary faculty appointments in the College of Health Sciences. 3. Departmental representatives will be faculty who hold the rank of Associate Professor or Professor. In the event that a department has no faculty holding a primary appointment at the rank of Associate Professor or above, the department may elect to have a representative who holds the rank of Assistant Professor, or to choose a representative at the rank of Associate Professor or above who holds a primary appointment in another department or college, so that no one department would be represented only or primarily by junior faculty. Preparation of Slate and Election of Members 1. Except as described in II. A. 3 above, faculty members of each department shall nominate at least one faculty member, but no more than two faculty members, who hold the rank of Professor or Associate Professor. 2. These names shall be submitted to the Faculty Council, who shall approve the nominees for each department, assuring that the criteria outlined in "A" above are fulfilled. 3. The slate shall be presented to the active faculty for election by written ballot, either at a faculty meeting or by e-mail ballot. The slate must be accepted or rejected by the faculty as a whole. If rejected, the process will begin anew and continued until the faculty has approved the membership of the Committee. 4. Elections shall be held by May 1st of each year. Terms of Office 1. Terms of office on the Committee shall be for three years. Under ordinary circumstances a member may be re-elected to the Committee for one succeeding term. A special circumstance may occur, for example, when a department only has one faculty member at the senior rank. . 2. The term of office will officially begin on July 1st and end on June 30th. 3. Rotation 11 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 The following departments will nominate representatives by April 1st in odd numbered years: a) Clinical Nutrition b) Communication Disorders and Sciences c) Health Systems Management d) Perfusion Technology The remaining departments will nominate representatives by April 1st in even numbered years: a) Occupational Therapy b) Medical Physics c) Clinical Laboratory Science d) Religion, Health and Human Values e) Vascular Ultrasound 4. III. The Chairperson of the Committee will orient every new member to policies and procedures prior to the beginning of their term. D. Ex-officio Members or Pro-tem Advisors With the consent of the Committee, ex-officio members or advisors to the Committee may be consulted or invited to the meeting. They cannot cast a vote. E. Resignations 1. Requests for resignation from COSFAP must be addressed in writing to the Chairperson, who will in turn notify the Dean and the Faculty Council. 2. When a representative from a department resigns from the Committee, the department will elect a person to fill the unexpired term. COSFAP Organization A. The officers of the Committee shall be the Chairperson, the ViceChairperson and the Secretary. By April 15th of each year, the Committee will elect the officers for the term of office to begin the 1st of July. B. Members of the Committee will become eligible to serve as an officer after one year of service on the Committee. C. The term of office for the Chairperson, Vice-chairperson and Secretary will be for one year to begin July 1st. Officers may be re-elected for additional 12 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 one-year terms, provided that they are re-nominated to the Committee by their departments D. Chairperson responsibilities: 1. Determine the agenda for meetings. 2. Complete preliminary review of dossier to determine that all required elements have been provided. Communicate with Department Chairperson and/or candidate as necessary. 3. Call special meetings as required. 4. Keep the Dean informed of all Committee meetings. 5. Prepare the final report concerning decisions of final actions (FORM 601) to be kept in COSFAP files and sent to the Dean. 6. Maintain all COSFAP files and transfer them to the new Chairperson in their transition year. E. The Vice Chairperson will serve as Chairperson of the Committee in the absence of the Committee Chairperson. F. The Secretary of the Committee will perform the following functions: 1. Record and distribute the minutes of all Committee meetings. 2. Maintain confidentiality in the performance of all functions. IV. 3. Copy and distribute information to COSFAP members and the Dean as needed. 4. Distribute schedule of COSFAP meetings for the year, 5. Maintain and distribute to the candidate and/or the Department Chair, upon their request, the full complement of forms (as outlined in FORM 100, the checklist). 6. Maintain complete Committee files/records. 7. Copy and hand deliver dossiers to Committee members two weeks before the next scheduled meeting. COSFAP Meetings 13 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 A. B. C. Calling of Meetings 1. The Committee will convene in July each year to review policies and guidelines and to establish a schedule of meetings for the coming year. 2. At the beginning of each academic year, the Committee will announce the meetings for the entire year. The secretary will prepare a memo for distribution to the faculty of CHS. This memo will include the schedule of meetings and inform CHS faculty members about the process of senior faculty appointment/promotion. 3. If no applications require the Committee's consideration, the Chairperson may cancel a meeting. 4. Under exceptional circumstances, the Chairperson or a majority of the Committee membership may request a special meeting. Attendance 1. Committee members are required to notify the Chairperson in advance of a meeting if unable to attend. 2. Repeated absence from scheduled meetings shall be cause for the Chairperson to initiate appropriate communication with that member. A request for resignation from Committee membership may result. 3. The minutes of meetings will constitute a record of attendance that shall be made available to the Faculty Council upon request. Rules of Order The meeting will be conducted according to Robert's Rules of Order by the Officers of the Committee in their sequence. D. Quorum A quorum shall consist of more than half of the voting members of the Committee. E. Consideration of Applications 1. Applications will be considered at the scheduled meetings. In order for materials to be considered, the complete dossier must be received by the chairperson three weeks prior to that scheduled meeting. 14 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 F. V. 2. Ex-officio members and specially appointed pro-tem advisors may be permitted to participate in the deliberations by invitation of the Committee. 3. A member of the Committee who is not a member of the applicant's department will prepare a formal review of the dossier, using FORM 600. 4. All Committee members are required to be thoroughly familiar with all circulated documents and are encouraged to seek additional information from the designated reviewer. 5. Committee members who are unable to attend may submit opinions in writing. 6. Committee members may write letters of recommendation for nominees. 7. If persons who hold conjoint appointments are recommended for promotion in both departments, these applications will be considered separately regardless of the time of submission. Action on Applications 1. A simple majority of a quorum is required for passage of any vote. 2. If there is no quorum, the Committee may receive and discuss information pertaining to an applicant but may not make any formal decisions or recommendations. 3. A concise summary (FORM 600 and 601) of the Committee decisions on each applicant will be made on the basis of the College criteria for Senior Faculty Appointment and Promotion showing how the guidelines were satisfied or not. A copy will be made for the Dean's office and one copy will be kept in the Secretary's files. The summary will be attached to the dossier that the Faculty Council receives. COSFAP Minutes/Files A. The Secretary shall record and distribute minutes of the meetings to the Committee members and the Dean within one week following a meeting (Form 601). 15 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 B. The minutes will include the following: 1. Name of Committee 2. Date of Meeting 3. Attendance a. b. 4. C. VI. Members present Members excused or absent Business a. The names of persons whose applications were recommended for approval or nonapproval (without breakdown of the vote) as well as candidates with an incomplete application. b. Summaries of Committee action (FORM 601). All members who were present for the vote on an application will sign FORM 601. 5. Signature of secretary 6. Date of submission of minutes The COSFAP files will consist of minutes, correspondence, and summary information on applications, including FORM 100, 600 and 601, with the candidates’ CV. COSFAP Recommendations A. The Committee will forward approved recommendations to the Dean for his/her consideration. If the Dean agrees with the recommendation of the Committee, he/she will transmit that recommendation to the Faculty Council for its approval. B. In the event that the faculty appointment or promotion is rejected by the Committee, the Committee will transmit that recommendation to the Dean. If the Dean agrees with the Committee recommendation, the Dean will inform the candidate's Department Chairperson in writing regarding the Committee's decision. A photocopy of the checklist (FORM 100) will accompany the Dean's letter. The person receiving the Dean's letter (at the Dept. Chairperson's office) will initial and date the photocopy of the checklist, which will then be returned to the Dean's office and attached to the dossier. The Dean may also inform the Chairperson orally. 16 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 VII. VIII. C. The Dean may forward his/her recommendation for appointment or promotion to the Faculty Council for their approval, at his/her discretion. D. All Committee members are required to hold in confidence any discussion and the vote concerning an application. Appeals of Not Recommended Applications A. The Department Chairperson may within sixty days of receipt of the letter from the Dean appeal the decision of COSFAP to the Appeals Committee of the Faculty Council to determine that COSFAP procedures were followed according to the College of Health Sciences Policies and Procedures. B. Applications resubmitted to COSFAP after sixty days will be reviewed as a new application. Faculty Council Recommendations A. The Faculty Council will vote to accept or reject the Dean’s recommendation to promote or appoint a faculty member at the requested senior rank. B. The Faculty Council shall inform the COSFAP Chairperson and Dean regarding their decision on the candidate. C. The Dean will send a letter to the Candidate informing him/her of his/her appointment or promotion to the requested senior rank. Part II: COSFAP Requirements for Appointments and Promotions I. All appointments to and promotions within the College of Health Sciences shall be based on the Guidelines established by the College of Health Sciences. II. The Committee will recognize the variability that exists within the departments of the College of Health Sciences and will measure excellence according to the criteria stated in the Guidelines. III. The Guidelines for Faculty Appointments and Promotions of the College of Health Sciences shall apply to conjoint appointments in this College. Academic rank in a conjoint department will generally, but not necessarily, correspond to the person's rank in his/her primary department. PART III: THE COMPILATION OF THE DOSSIER 17 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 I. (Completeness of dossier may be verified against Form 600, which is used by the primary reviewer of COSFAP for candidate evaluation.) The candidate will submit a letter to his/her Department Chairperson requesting a promotion/appointment, the reasons why he/she feels such a promotion/appointment is justified, and what services he/she expects to provide to the College. II. With this letter, the candidate will include his/her current CV. III. A minimum of three of the most recent and significant publications or evidence of other major scholarly endeavors must also be submitted by the candidate. IV. The Department Chairperson will solicit letters of evaluation. A. A minimum of three letters of evaluation is required. Additional letters may also be used to support the candidate's application. B. Letters of evaluation are those from individuals outside the institution. 1. A minimum of one letter should be from an individual holding senior faculty rank. 2. At least one letter of evaluation should be from an individual who has not worked directly or published with the candidate. V. The names and titles/degrees of all individuals providing letters of evaluation for the candidate, their expertise and the nature of the association with the candidate must be provided to the Department Chairperson. VI. The Department Chairperson will provide a letter of recommendation which, in turn, will include the following: A. Exact title for which the candidate is recommended. B. The letter should address the following criteria and provide evidence of excellence where possible: 1. Academic/Professional Credentials (degrees, certification, licensure) 2. Teaching (supporting information such as experience, course directorship/faculty preceptorship, teaching awards, evaluations by students/peers, counseling/advising, invited lectureships, etc.). 3. Scholarship (identification of publications, especially those in refereed journals; audiovisual materials and computer programs; principal or co-investigator for grant or project with scholarly outcomes; journal reviewing or editorial service; presentation/leadership at professional/scientific conferences, etc.). 18 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 4. Operational activities (recognized excellence in direct and indirect patient care). 5. Professional/institution/community service: Evidence of membership in professional societies, department/college/university committee or task force membership; active participation in community activities. C. A summary statement indicating the candidate's past service and anticipated contributions to the Department, College, and University. D. The Department Chairperson must define the percentage of time devoted to each criteria/function by the candidate. Section 5. (d) The College Dean Responsibilities of the College Dean The Dean of the College of Health Sciences has responsibility and accountability for administration of the College and shall exercise the chief executive function of the College. The Dean reports to the Provost of Rush University. The Dean: (i) shall call meetings of the faculty at such times as he/she or the Faculty Council may deem necessary, at least two such meetings must be held each year; (ii) shall formulate and present policies to the College faculty for its consideration; (iii) shall serve as the medium of communication for all official business of the College with other Medical Center/ University authorities, students, and faculty; (iv) shall prepare the budget of the College and (v) shall provide consultation and recommendations concerning College matters such as: program/departmental evaluation, faculty appointments/promotions, and student admissions and progression. Responsibilities: (1) Establishes the administrative structure of the College of Health Sciences with approval of the Board of Overseers. (2) Serves as the medium of communication for all official business of the College and externally with other Medical Center/University authorities, students and faculty. (3) Represents the College on the Corporate Management Committee, the Council of Deans, and other related groups. (4) Maintains high educational standards in compliance with accreditation guidelines and the mission of the College. 19 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 (5) Provides leadership in the development, updating and implementation of the College Strategic Plan. (6) Performs regular departmental reviews. (7) Oversees the continuous improvement of a curriculum that reflects the current/future needs of the students, clients, and the health care system in a cost-effective manner. (8) Supports a comprehensive student recruitment and retention program to attain a qualified, diverse student body. (9) Fosters research in the disciplines that comprise the College. (10) Supports the recruitment and retention of highly qualified and diverse faculty and provides an environment that develops their potential. (11) Fosters a culturally sensitive environment in the College and University. (12) Seeks increased endowment funds and expendable support monies for student scholarships, endowed chairs, and programs in research, education, and practice that relate to the mission of the College. (13) Develops a budget and allocates resources to support the College. (14) Promotes a culture of shared governance with the faculty. (15) Assures the involvement of students, faculty and staff in the evaluation process for the Dean, the Associate and Assistant Deans, and the Chairperson of their department. Section 6. (a) A College Department Procedures for Creating and Abolishing Departments and/or Divisions (1) A department is established to provide instruction and research in a particular health science area. The members of a department may include persons of all ranks who, upon the nomination of its Chairperson, are appointed or assigned to it by the Dean. Members of a department are responsible to the Chairperson for all activities performed within the scope of the department. (2) A department may be created or abolished by the Governing Body on the recommendation of the President in consultation with the Provost and the Dean of the College. When a department is eliminated, the University 20 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 shall be responsible for continuing faculty members’ appointments and for continuing salaried faculty members’ academic salaries, at their current level until another compensated position is taken or according to the University Rules for Governance (Article II, Section 2, 18(a-d). (3) The Dean shall propose creation or dissolution of a department to the Faculty Council, allowing at least one month for discussion and vote. The Faculty Council will distribute the proposal to the College faculty for discussion and advisement. The Faculty Council will discuss and vote on the proposal and forward its recommendation to the Dean. A department will not be construed as being eliminated in the event that the department is merged with another department or the department is renamed. In the latter case, departments may be combined under a new title and this shall not be construed as the elimination of the departments that have been combined. (4) A Department shall propose establishing or abolishing Sections to the Dean and the Faculty Council. With the Dean’s approval, the Faculty Council will discuss and vote on the proposal and forward its recommendation to the Department. (b) Voting in Departmental and/or Divisional Academic Matters (1) All active faculty members of a department shall have a vote in departmental academic matters. (2) Each department shall have a Department Appointments and Promotion Committee consisting of not fewer than three members and if possible five members. The Department Appointments and Promotion Committee shall advise the Chairperson regarding all appointments and promotions. In addition, each department shall define the other roles and responsibilities for its Department Appointments and Promotion Committee. At least one-third of the membership of the Department Appointments and Promotion Committee shall be elected annually. The roster of the Committee shall be forwarded to the Dean by the end of the first month of the academic year. (c) Responsibilities of the Department Chairperson; Qualifications; Term of Office and Removal (1) The Department Chairperson has responsibility and accountability for administration of the academic department within the College. The Department Chairperson reports to the Dean of the College of Health Sciences. The Department Chairperson (i) shall call meetings of the department faculty at such times as he/she may deem necessary; (ii) shall formulate and present departmental policies to departmental faculty; (iii) shall serve as the medium of communication for all official business of the 21 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 department with other Medical Center/ University authorities, students, and faculty; (iv) shall prepare the departmental budget for consideration by the Dean and (v) shall provide consultation and recommendations to the Dean concerning departmental matters such as: program/departmental evaluation, faculty appointments/promotions, and student admissions and progression. Responsibilities: a. Supports the mission, vision, goals and strategic objectives of the college, university and medical center. b. Maintains/improves the quality of the educational program(s) offered within the department as demonstrated by program outcomes and rankings (where available). c. Supports the quality of the clinical and support service activities provided by the academic department. d. Develops and maintains an effective research program within the department. e. Maintains financial integrity of the department. f. Supports professional, community and continuing education service activities within the department. g. Provides for faculty and staff development and a positive and productive work environment. h. Promotes diversity within the department, college, university and medical center. (2) Qualifications The Department Chairperson shall be qualified by virtue of his/her education and experience. The Department Chairperson should hold an earned doctoral degree and have extensive experience in teaching, research, service and patient care or health care administration. Individuals with an outstanding background and experience who do not hold an earned doctorate may be appointed as Department Chairpersons upon recommendation of the Search Committee and approval by the Dean. (3) Nomination Process A nomination for appointment as Chairperson of a Department in the College shall originate in a Search Committee representing the faculty/students. The Search Committee shall be appointed by the Dean. The Search Committee shall include at least: two persons with a primary appointment in the Department whose Chair is vacant, two Department Chairpersons from the College, two persons from the faculty at large of the College, one faculty member with a primary appointment in another College, one student who must be in the Department whose Chair is vacant. The Dean shall serve ex-officio without vote. One member from another department shall serve as Chairperson of the Committee as 22 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 appointed by the Dean of the College. Search Committee members from the department concerned shall not include an incumbent, previous or acting chairperson. Active candidates cannot serve on the Search Committee. The Search Committee shall have the privilege of consultation with the outgoing Department Chairperson and other individuals whose contribution is regarded as desirable. To the extent that is possible, the composition of the Search Committee membership should reflect the diverse population served by Rush University. a. At least a majority of members of the Search Committee must approve the recommendation for it to proceed. b. The Dean shall develop a job description for the Chairperson after assessing the needs of the Department and present it to the Search Committee. c. The Search Committee shall present its recommendation(s) to the Dean for his/her consideration. Whenever possible, the Committee will recommend three well qualified candidates for Chairperson to the Dean. The Dean may then undertake negotiations with the candidate(s) and offer the position to one. If none of the candidates recommended to the Dean are acceptable, the Dean may direct the Search Committee to continue the search process. If within one year an acceptable Chairperson has not been recommended by the Search Committee, the Dean shall have the option to disband, modify, or reappoint the Search Committee. d. In the event that a department is without a Chairperson, the Dean may appoint an Acting Chairperson until a Chairperson is named. (4) Term of Office and Removal of Department Chairpersons: On the recommendation of the Dean and upon nomination of the Provost and President, the Board of Trustees may appoint Department Chairpersons for unspecified terms, who shall serve at the pleasure of the Dean. There should be a letter of appointment from the Dean confirming the Department Chairperson’s initial appointment. With the concurrence of the Provost, the Department Chairperson may be removed upon written notification from the Dean. A Department Chairperson’s faculty appointment, however, is governed by the Rush University Rules for Governance and the College of Health Sciences Polices and Procedures for the Rush University Rules for Governance. (d) Regular Department Review or Divisional Review (1) Review of Department Objectives 23 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 a. The Dean of the College of Health Sciences will oversee a periodic review of the departments in the College of Health Sciences at a minimum of every five years. These reviews may coincide with the department’s accreditation body review. b. Under special circumstances, a department review can be initiated. Special circumstances include, but are not limited to, a request for review by three faculty members within the department, a request by the Department Chairperson and/or at the discretion of the Dean. (2) Review of Department Activities in Fulfillment of Objectives includes: a. Department’s accomplishment of published, measurable objectives. b. Department’s objectives and policies being aligned with the overall mission, objectives and policies of the College of Health Sciences. c. Department Chairperson’s performance in fulfillment of these objectives. (3) Department Review Criteria will be established by the Dean in consultation with the Chairpersons’ Council. (4) The Dean will communicate with the Chairpersons’ Council when a review is occurring and report findings to the Chairpersons’ Council. Section 8. Meetings of the Faculty (a) The Dean shall be the presiding officer of the Faculty, but in his/her absence or inability to preside, this function shall be exercised by his/her designee. (b) The Faculty shall meet at least twice during the academic year on a date the Dean shall determine. Special meetings of the Faculty may be called at any time by the Provost or the Dean. A special meeting of the Faculty shall also be convened upon petition of 20 % of the Active Faculty members. The petition shall be delivered to the Dean. This meeting shall occur no later than thirty (30) calendar days after the petition has been received by the Dean. Written notices of regular meetings, with an agenda including provision for new business, shall be sent to all members at least five (5) working days before the meeting. Section 9. Committees of the Faculty 24 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 The senior management and administrative policy body of the College of Health Sciences is the Chairs Council. Its membership consists of the Chairpersons of each of the College’s departments and a representative of the Faculty Council. The senior representative body of the College of Health Sciences is the Faculty Council. Its membership is comprised of faculty members representing all departments and ranks. The Committee on Senior Faculty Appointments and Promotions recommends all promotions and appointments of faculty to senior ranks. It is elected by the faculty and has representatives from all departments in the College. In addition, the Dean may appoint special committees and task forces of the College to meet specific College needs, such as strategic planning. Each department in the College of Health Sciences will appoint a Department Advisory Committee, as described by the Rush University Rules for Governance. In addition, each department will appoint a Student Progress and Promotion Committee. The primary purpose of this committee is to address student appeals regarding academic decisions, as described in the College of Health Sciences Rules of Governance. (a) Senior Representative Body (1) Composition: The composition of the Faculty Council will consist of faculty representatives from each department and major divisions of the College of Health Sciences. Departments in which there are no major divisions will have two representatives. Departments in which there are major divisions will have one representative from each division. Only faculty members who hold active appointments in the College of Health Sciences are eligible to serve. In accordance with the Rush University Rules for Governance requirement that all categories of rank (i.e., junior and senior) be represented on the Council, should a faculty member have a change in rank that results in both categories not being represented, that member will continue to serve until the next June 30. At that time, an election will occur in that faculty member’s department so that all categories of rank are represented on the Council. (2) Term of Office: Faculty Council members will serve terms that are three (3) years in length. Members may serve more than one consecutive term. Each department may be represented by as many as two elected members, except in the case in which there are major divisions in the department. (3) Election of Membership Sec: One third of the council members will be elected annually. A subcommittee of the Faculty Council will establish a three-year election cycle that will determine when vacancies occur for each department. Departments will nominate members to represent their 25 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 faculty on the Council. A subcommittee of the Faculty Council will review all candidates and guarantee representation by categories of rank. A slate will be distributed to the faculty for election, which will require approval by a simple majority of those voting. (4) Vacancies: When a vacancy occurs, the department to which the member belonged shall elect another candidate to the Faculty Council and forward the name of that representative to a subcommittee of the Faculty Council, who will be responsible for assuring that both categories of rank continue to be represented. The new representative will complete the unexpired term of the vacated member’s position. (5) Officers: Officers will be a Chair, Vice Chair and Secretary. The positions of Vice Chair and Secretary will be elected annually by the Faculty Council. The Vice Chair will succeed the Chair. (6) Quorum: A quorum will be a simple majority of the Faculty Council membership. (7) Meetings: The Faculty Council will meet at least quarterly. Additional meetings will be announced to the members of the Faculty Council at least two weeks in advance. Agenda items may be submitted by any faculty member. (8) Minutes: Following approval of the minutes of the Faculty Council meetings, a copy will be forwarded to the Dean of the College, the Chairperson of the University Council, and the members of the faculty council. Minutes will be made available to all active faculty of the college. (9) Responsibilities of Faculty Council: (a) Review appointments, reappointments and promotions in the College of Health Sciences and make recommendations to the Dean. (b) Review periodically, the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance of the College of Health Sciences and make recommendations for changes. (c) Serve as an advisory council to the Dean regarding academic, faculty and student matters related to the College. (d) Elect two members from the Faculty Council, one CHS faculty 26 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 member at large and one student to serve on the University Council. (10) Recommendations: The Faculty Council will make recommendations to the Dean of the College based on its deliberations on the issues raised during the performance of its responsibilities as outlined in Section 9. Section 11. (a) University Council Membership Four (4) representatives from the College of Health Sciences, three (3) faculty and one (1) student shall serve on the University Council with election to be held annually. The faculty members must be from three (3) different departments, with both senior and junior levels of rank represented. At least two of the representatives to University council must also serve on Faculty Council. The student representative to the University Council must be chosen from the CHS Student Council, if one exists. If a Student Council does not exist, the student representative to the University Council shall be chosen by the Faculty Council from students nominated by members of the Faculty Council. ARTICLE III STUDENT AFFAIRS Section 1. Students (d) Process for Determining Academic Status and Grounds for Dismissal Student Academic Appeal and Grievance Procedures The College of Health Sciences student appeals and grievance procedures provide a mechanism whereby any student may obtain a review of a complaint of unfair treatment. The student appeals procedures shall not be used to question a rule, procedure or policy established by an authorized faculty or administrative body. Rather it shall be used to provide due process for those who believe that a rule, procedure or policy has been applied in an unfair or inequitable manner, or that there has been unfair or improper treatment by a person or persons. Students who are appealing an academic decision that could result in a dismissal from the university may be allowed to continue to progress in the program until the issue is resolved. If the academic decision is upheld and the student is dismissed from the university they will be withdrawn from their current classes. This withdrawal will be backdated to the beginning of the quarter and the student will receive 100% tuition reimbursement for that quarter. 27 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 A student wishing to appeal an academic decision should follow the process summarized below, in the sequence indicated. Step 1. In the academic community, the responsibility for course development, course delivery, and the assessment of student achievement rests primarily with each course instructor. Any student who has a complaint of inappropriate treatment related to a course should first seek to resolve it informally with the course instructor. If the course instructor is the department chairperson, or if the complaint does not pertain to a specific course, the student should seek resolution with the department chairperson at the outset. a. A student with such a complaint must request reconsideration, in writing, of the application of a rule, procedure, or policy or unfair or improper treatment within five (5) working days following the incident that forms the basis for the complaint (e.g., five days after grades are posted). b. The instructor will meet with the student (or speak with the student via telephone for those students who are unable to come to the instructor’s office if so requested by the student). The instructor will notify the student in writing of his/her decision regarding the complaint within five (5) working days following the meeting or discussion. Step 2. If resolution is not achieved informally, as described in Step 1, the student should seek resolution with the chairperson of the department in which the course is offered within five (5) working days following notification by the instructor of his/her decision. a. The chairperson will meet with the student (or speak with the student for those students unable to come to the chairperson’s office if so requested by the student) following receipt of the student’s request for resolution to discuss the problem or complaint. b. The chairperson will notify the student of his/her decision in writing following the meeting or discussion. Step 3. If the issue was not resolved in Step 2 the student may submit a written appeal, describing the nature of the student’s complaint and reasons for seeking an appeal to the student progress and promotion committee of the department within five (5) working days following notification by the department chairperson of his/her decision. a. The student may appear before the committee in person, make an oral statement and answer questions from the committee. The student will not be allowed to be present during committee deliberations. 28 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 b. The committee may request that the course instructor or faculty member named in the grievance appear before the committee to make an oral statement and answer questions. The instructor or faculty member named in the grievance may not be present during committee deliberations. c. Following review of information provided, the committee will notify the student of its decision. Step 4. If the issue was not resolved to the students satisfaction in Step 3 the student may submit a written request seeking a hearing to the Dean within five (5) working days of receiving the department progress and promotion committee decision. The written request should include a description of the complaint and the reason the student is seeking an appeal. a. The Dean will meet with the student following receipt of the written request from the student for a hearing. b. Following the meeting with the student, the Dean may render a decision, or choose to appoint a panel to investigate the grievance and make a recommendation to the Dean. c. Following review of the information provided and any recommendations from the panel, should one be appointed, the Dean will then notify the student of his/her decision. The decision of the Dean shall be final. Section 2. Student Representation (a) Student Representative Government A student Representative Council may be organized for the students enrolled in the College of Health Sciences. Students will be elected by the student body in such a manner as to provide appropriate representation for all students in the College of Health Sciences. ARTICLE V AMENDMENTS College of Health Sciences Policies and Procedures for the Rush Section 2. University Rules for Governance (a) Mechanism of Amending College of Health Sciences Policies and Procedures for the Rush University Rules for Governance 29 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 Amendments to the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance may be initiated by the Dean, by the Faculty Council, or by petition of at least 12 voting faculty members from two or more departments. Any proposals for change should be submitted in writing to the Faculty Council, including the rationale for the change. The petitioner(s) may be asked to make an oral presentation of the proposal to the Faculty Council. The Faculty Council may solicit additional information from the petitioner(s) or others before approving, disapproving, or revising the proposal for change. The Faculty Council will submit a decision in writing to the petitioner(s). Following approval of the proposed amendment(s) by a majority vote of the Faculty Council and subsequent to review and approval of the University Council, the faculty of the college will vote on the proposed amendment(s) by a secret ballot. After approval by a majority of those voting, the amendment(s) are to be submitted for approval by the Provost, the President, and the Governing Body of Rush University, as stipulated in the Rules for Governance. 30 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 Appendix A APPLICATION FOR SCHOLARLY LEAVE OF ABSENCE COLLEGE OF HEALTH SCIENCES RUSH UNIVERSITY MEDICAL CENTER Date: ________________________ NAME ____________________________ RANK _____________________________ Date of appointment to Faculty ______________________________________________ Date and duration of previous leave of absence _________________________________ PROPOSED PERIOD OF LEAVE AND SALARY RATE Fall Quarter, 2005 Winter Quarter, 2006 Spring Quarter, 2006 Summer Quarter, 2006 SALARY (Full, ½ , etc.) ______________________________________________________________ PURPOSE OF LEAVE AND STATEMENT OF PLANS Purpose for which Leave is Requested (Concise statement of not more than 25 words). Statement of Plans. Use page three of this application to provide a more complete statement of plans for the scholarly leave of absence. Limit the statement to no more than 1000 words. The Statement of Plans should explain how the purposes identified above are to be accomplished and how the leave of absence will contribute to meeting the goals of the faculty member’s unit and the University. The Statement should indicate where the leave of absence will be taken, the justification for the location, the general plans for the leave of absence and its potential significance or usefulness as a scholarly or creative activity or for the development of instructional material or to increase competence in an area appropriate to the applicant’s University duties. The statement should relate the activity during the leave of absence to other work in the faculty member’s field. I have read and understand the policy on scholarly leaves of absence. I agree to adhere to the policy as it is written. Date: _______________ Signature of Applicant: ________________________________ 31 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 STATEMENT OF DEPARTMENT CHAIR Describe specific provisions made to cover applicant’s work during his/her leave of absence, including instruction and supervision and any administrative responsibilities. How will the proposed activity improve the applicant’s ability to meet the goals of the Department and the University? Will the leave involve additional expense to the University? If so, give amount and attach a request to the Dean for approval, including how additional expenses will be covered. Yes No Amount $_____________ This application has rank ____ in a total of ____ applications from this department, which has ____ full-time academic staff members. I approve the above request for leave. Department Chairperson ___________________________ STATEMENT BY THE DEAN I approve the above request for leave and, if proposed, the additional expense to the department. I believe that the department can function effectively if no more than ____ requests for scholarly leaves are granted. Dean ___________________________________________ 32 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 APPLICATION FOR SCHOLARLY LEAVE OF ABSENCE Name: _____________________________ Date: ______________________________ Department: ________________________ Faculty Rank: _______________________ Period: ____________________________ Place: _____________________________ Brief Title: ______________________________________________________________ Limited to 1000 words (Curriculum vitae, research summary, list of publications, or similar career documentation are not necessary) 33 Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: April 16, 2008 Approved by the Board of Overseers: February 4, 2009 Rush University College of Health Sciences STRATEGIC PLAN Approved April 1, 2011 Rush University College of Health Sciences Mission and Vision The purposes of Rush University are to educate students as practitioners, scientists and teachers who will become leaders in advancing health care and to further the advancement of knowledge through research. The College of Health Sciences, as an integral component of the University, seeks to prepare superb practitioners and leaders in the allied health professions to provide the very best care for our patients. In addition, the College seeks to make meaningful and significant contributions in advancing health care through excellence in research, scholarship, and service. In keeping with the Rush University practitioner-teacher model, the College integrates patient care, research, scholarship and service into the teaching-learning process of developing future allied health professionals and leaders. Mission The Mission of the College of Health Sciences is to advance the quality and availability of health care through excellence in education, research and scholarship, service and patient care. The College promotes the values of diversity, access and inclusion in all of its endeavors. Vision The College of Health Sciences at Rush University will be a world class school of allied health sciences whose programs are recognized as among the best in the United States. Mission and Vision Statements approved by Chairs Council July 27, 2007 Revised Goals and Strategic Objectives approved April 1, 2011 1 Rush University College of Health Sciences Goals and Strategic Objectives Goal 1: Excellence in Education As a leader in allied health professional education, the College of Health Sciences prepares highly qualified health care professionals in the allied health disciplines represented within the College, including health care administration. This will require that the College continue to ensure that the programs offered are among the best in the nation. Major indicators of program quality include exceptional graduate job placement, excellent graduate performance on board examinations, high levels of graduate satisfaction with their program of study, high levels of employer satisfaction with the graduates and competitive program rankings (where available). In DGGLWLRQJUDGXDWHV¶VXFFHVVLQDFKLHYLQJOHDGHUVKLSSRVLWLRQVLQWKHKHDOWKVFLHQFHVLVDQ important outcome. These leadership activities may include clinical leadership, professional leadership, community service, education, research, and management. The College also seeks to promote the values of diversity, access and inclusion in all of its endeavors. Strategic Objectives - Excellence in Education The following are the CHS strategic objectives related to education. These objectives will be reviewed and revised on a regular basis based on recommendations from the College Strategic Planning Committee and input from faculty, students, staff, administrators, clinical service providers and other members of the Rush community. Quality of program portfolio The expansion of the College portfolio will demonstrate that we are meeting and influencing the health care needs of Rush University Medical Center, the State of Illinois and the nation. Specific objectives include: 1. Ensure that existing programs offered within the College are appropriate to meet the needs of the community, have the resources needed to succeed, and are effective in preparing a diverse workforce of outstanding health care professionals and leaders. Programs will demonstrate outcomes consistent with this goal. 2. Optimize enrollment in existing programs in line with the provision of high quality education, while improving efficiency and resource utilization, where possible. 3. Obtain approval to offer a PhD in Health Sciences to prepare future faculty, researchers and leaders. Continue PhD program development and enroll the first cohort of students. 2 Continue to review the mix of program offerings in the college and consider the development or expansion of programs that meet the needs of Rush, the Chicago area and the nation (see current Program Plan). a. New programs should not have a negative impact on existing resources. b. Programs to consider may include research administration, expanded offerings in the imaging sciences, health informatics, and medical dosimetry. c. Consider developing a BS degree in health sciences as pre-professional preparation. d. Resources could be expanded with the continuing development of distance learning and/or consortiums. Quality of faculty To ensure that our programs are the highest quality, faculty will demonstrate effectiveness in their educational roles. Objectives related to faculty development are: 1. Continue to support the work of the Faculty Development for Teaching Committee in providing on-going development activities for faculty. 2. Design and implement a faculty development plan for promoting teaching excellence. 3. In conjunction with the Associate Provost for Academic Affairs, explore development of a Center for Excellence in Teaching or Teaching Academy. 4. Continue the planning and implementation of the doctoral (PhD) program in the health sciences to prepare future faculty and scientists for allied health (see also objective 3, quality of program portfolio). 5. Increase the diversity of the faculty to better represent the communities served by Rush. 6. Continue to assess faculty satisfaction and engagement to ensure retention maintenance of a high quality faculty. Quality and diversity of students The quality of students graduating from our programs is determined, in large part, by the quality of students entering our programs. Objectives related to ensuring the highest-quality students are admitted into our programs include: 1. Work with the administration to reorganize the University Admissions Office procedures to be client-centered, efficient and effective in its tasks for CHS. 2. Continue to develop the role of the college recruiter to include recruitment processes for all CHS programs. 3. Continue to develop recruitment materials, tools, and processes including, but not limited to the website, e-marketing, advertisements, mailings, brochures, and presentations and evaluate their usefulness. 4. Continue to develop stipends and scholarship programs to attract and retain the best students. 3 5. Increase the diversity of the student body to better reflect the communities served by Rush. Quality of curriculum 1. Develop and implement interdisciplinary courses and/or units of instruction as needed, i.e. ethics; leadership, supervision and management; education; research and statistics; cultural competency; disaster response; disease prevention and disease management; patient safety; health care policy; and health care systems. 2. Continue to ensure the integration of didactic learning and clinical practice for students through appropriate sequencing of classroom, student laboratory, and clinical experiences. Clinical experiences should be enhanced by the use of case-based learning, problem-based learning, simulation laboratory, and/or student practice laboratories. 3. Continue to utilize and improve the Program Review and Outcomes Assessment System IRUPHDVXULQJPRQLWRULQJDQGLPSURYLQJSURJUDPV¶HGXFDWLRQDORXWFRPHV 4. Continue the Resource Assessment System for ensuring programs have the needed resources to meet their educational goals. 5. Ensure further development of the educational technology and IT support available for faculty and students. Provide adequate instruction to faculty for use of technology and adequately maintain the educational technology once in place. Suggestions for development include smart boards, Podcasting, adequate broadband width, faculty computers and available software. Action Plan 1. Perform periodic review of current program goals, objectives, outcomes and resources utilizing the PROA results, resource assessments, IDEA scores and other data to document and evaluate the quality and effectiveness of existing programs. 2. The Ph.D. Steering Committee will continue the planning and implementation of the PhD program following IBHE approval. 3. Continue college-wide bench marking and strategic planning activities to develop, review and refine proposed goals, objectives and strategies for implementation. 4. Annually meet with clinical service area representatives to review allied health workforce needs. 5. Continue to review program applicant pools, enrollment, graduation rates and graduate performance on key outcome measures (placement, board examinations, employer satisfaction, and graduate satisfaction). 6. Continue to review, evaluate and revise departmental budgets, enrollment targets and tuition rates to ensure the financial resources needed are in place to support program quality. 7. Establish a college baseline for diversity of the student body. 4 8. Investigate centralization at the University level for keeping records of preadmissions requirements such as criminal background checks and compliance with required immunity records. 9. Resolve issues concerning Blackboard, RU Learning, RU Connected (Datatel) and student e-mail. 10. Continue to develop stipends and scholarships, expand current offerings, and develop and additional sources of support such as a tuition forgiveness plan for graduates who go to work at Rush. 11. Document that community advisory committees are in place for each program and that they are being used to ensure that programs are meeting community needs and producing outstanding graduates. 12. Leadership Council will document and review proposals and recommendations for program expansion, revision or refocusing of resources. 13. Re-appoint the college Faculty Development for Teaching Committee on an annual basis and charge the committee with professional development activities in the college related to teaching excellence. 14. Re-appoint the college Interdisciplinary Education Committee on an annual basis and charge the committee with further developing interdisciplinary education within the college. 15. Continue to develop the promotion and tenure and annual faculty evaluation procedures to recognize and reward excellence in teaching and the scholarship of teaching. 16. Develop tasks force committees to review and address problems with University $GPLVVLRQV)LQDQFLDO$LGWKH5HJLVWUDU¶V2IILFHDQGRWKHUVWXGHQWVHUYLFHDUHDV 17. Develop and implement a college-wide award for Teaching Excellence. 18. Continue to survey faculty regarding satisfaction and engagement. 19. Advocate for the development of a university-wide space and facilities plan. 5 Goal 2: Excellence in Research and Scholarship There is a need to further develop research activities within the College. Outcomes research and collaborative and interdisciplinary research should be expanded. In addition, research is needed in the areas of health promotion and wellness, disease prevention and management of chronic disease. There is also a need for research related to allied health work force issues and allied health training and education. In many cases, collaboration with other colleges and professionals is ideal for allied health research. Major impediments to success in the research endeavor include insufficient faculty time due to heavy teaching and clinical loads, a need for faculty development, and insufficient numbers of existing faculty with research expertise. A research infrastructure within the College is needed to assist faculty in the development of research proposals, study design and management, data analysis and statistics, identification of funding sources, grant writing, and manuscript preparation. Access to laboratory facilities, space and equipment, limited funding availability, and a lack of startup funds and seed money are also substantial impediments to research within the College. There is also a need for more collaboration (interdisciplinary research) both within the College and with medicine, nursing, and the graduate college. Faculty participation in scholarly activities related to their disciplines is a hall mark of outstanding schools of allied health. Activities that will be encouraged at Rush include the discovery of new knowledge and the dissemination of existing knowledge through invited lectures, invited courses, presentations, publications (papers, book chapters, and textbooks), service as an editor or on an editorial board for scholarly publications, grant submissions, consultations, and software and product development. Strategic Objectives - Research and Scholarship Excellence 7KHIROORZLQJDUHWKH&ROOHJH¶VVWUDWHJLFJRDOVDQGREMHFWLYHVUHODWHGWRUHVHDUFKDQG scholarship. These objectives will continue to be reviewed and revised based on recommendations from the College Research Development Committee, Associate Dean for Research and Chairs Council. 1. Develop additional research support infrastructure within the College, managed through WKH'HDQ¶VRIILFHWRH[Sand and support fundable or publishable research activities. Objectives a. Establish a research office in CHS to help with the preparation of grants and budgets and to i. Continue to disseminate information to faculty about available RFPs ii. Formalize the process to support external and internal review of grant proposals and manuscripts and make the availability of this resource known. iii. Develop the resources/mechanism to support consultation about research design and data analyses 6 b. Continue to award seed funds to CHS faculty on a competitive basis to support pilot or preliminary research which may lead to extramural funding. 2. Expand the faculty development program for research in allied health, under the supervision of the Faculty Research Development Committee (FRDC), in liaison with the 'HDQ¶VRIILFH Objectives a. Expand the relationship with the Rush University (College of Medicine) Research Mentoring Program by continuing to enter young investigators from the College of Health Sciences in the University Program and foster outcomes research resources by nominating additional College of Health Science mentors. b. Increase the responsibility of the FRDC to work with the Associate Dean for Research to i. Work with departments to develop guidelines for research expectations in relation to faculty teaching loads, compensation, and clinic or other outside assignments and define guidelines for protected research and other scholarly time ii. Help departments develop research goals iii. Improve the dialogue with Philanthropy to assist in Foundation funding iv. Develop a short course on clinical and outcomes research c. &RQWLQXHWRFRQGXFWUHJXODU³OXQFKDQGOHDUQ´UHVHDUFh activities within the College. 3. Seek development and/or other funds to establish a Center of Excellence for Allied Health Research within the College with a focus on outcomes and comparative ± effectiveness research. Objectives a. Establish a task force to develop the purpose, structure, and funding for the center and an implementation plan. A focus on allied health outcomes research and evidence-based practice should be a priority. b. Other center activities may include research related to health promotion, wellness and disease prevention (smoking and tobacco abuse, drug and alcohol abuse, obesity and nutrition, fitness, healthy lifestyle, accident avoidance, stress, anxiety, depression, grief); workforce research (human resources/healthcare delivery); chronic disease management (heart disease, cancer, stroke, asthma, COPD, diabetes, other); and educational research (teaching, learning, methods, evaluation). 7 Action Plan 1. Implement a research office within the College to be led by the associate dean for research. This office would be charged with faculty research development, providing assistance with developing ideas, finding potential funding, and collaboration across departments and colleges, grant writing assistance, assistance with research design and statistics, study management and publication assistance, and pre-and post-award financial management. 2. Continue to award funds for seed grants with the Faculty Research Development Committee as the Internal Grant Review Committee for administering these funds. 3. Establish a subcommittee of the College Strategic Planning Committee to develop a strategic research plan for the College. This plan should include identifying areas of potential growth or concentration and opportunities for comparative-effectiveness and outcomes research, interdisciplinary and collaborative research and research to improve patient care. 4. Evaluate current research activities within the College and available support infrastructure, including laboratories and equipment (implemented by the Faculty Development for Research Committee). 5. Continue the regular Research Collaborative Group meetings to provide a forum for discussion, mentoring and faculty assistance (e.g., CHS Research Forum). 6. Ensure College participation in university efforts to be included in a clinical translational science research center (CTSC). 7. Appoint a task force to seek development funding for a Center of Excellence for Research in Allied Health with a focus on outcomes research. 8. Encourage implementation of a student research project requirement for all graduate programs and integration of student research into the overall college goals for research 9. Ensure that promotion and tenure and annual faculty evaluation procedures recognize and reward excellence in research and scholarship by continuing to report metrics for research and scholarly activity productivity. 10. Develop expectations that that all departments participate each year in the Rush research forum. 11. Expect each department each year to have at least one research goal. 12. Develop and implement a college-wide award for excellence in research and scholarship. 13. College goals and metrics for research will be set annually and objectives will be reviewed on continuing basis. 8 Goal 3: Excellence in Service One attribute of outstanding allied health schools is the ability to make important contributions in the area of service. Professional service may include participation at the state, national and international levels in activities to advance the effectiveness of the allied health professions. Faculty professional service activities to be encouraged may include service as reviewers or editorial board members for professional journals; participation in professional association and society committees (members, committee chairs), boards (members, officers); and participation on community and governmental advisory panels. Community service and outreach activities may include volunteer activities (health fairs, talks, presentations, clinical outreach) and service on community boards and service committees and other community education and service activities. Professional continuing education is also provided by many allied health schools. Current practitioners must keep up with advances in their disciplines, and allied health faculty are uniquely well prepared to assist in providing courses and programs to meet this need. Continuing education is also required for licensure in most allied health fields. Last, continuing education can be a source of income for allied health schools to help support other activities, such as faculty professional development. Our Excellence in Service Goals will be measured in the following ways: 1. Students participating in service activities during their tenure (activity, number of students, percentage of students). 2. Student satisfaction with appreciation for community service on exit survey. 3. Faculty participating in volunteer community service, and hours of participation (activity, number of faculty, percentage of faculty). 4. Faculty who provide professional/leadership service to journals, professional associations, and boards (activity, number of faculty, percentage of faculty). 5. Provision of continuing education to local, national, and international audiences (event listing, audience, number of attendees, hours/credits, number of events). Strategic Objectives - Service Excellence The following are tKH&ROOHJH¶VVWUDWHJLFREMHFWLYHVUHODWHGWRVHUYLFH7KHVHREMHFWLYHVZLOO continue to be revised and refined based on recommendations from the College Strategic Planning Committee. 1. Promote faculty participation in state, regional, national and international professional service activities such as professional associations, editorial boards, examination boards, and specialized educational accreditation agencies as members, committee appointees, committee chairs, officers and leaders. 9 2. Promote faculty and student participation in community service activities as volunteers and leaders. 3. Develop an active continuing education division for both live programs and internetbased programs for providing high quality professional continuing education. Action Plan 1. The college will develop and implement a professional and community service requirement for all CHS students as a part of their academic programs. 2. The CHS Student Government Association (SGA) will be encouraged to further develop service opportunities for CHS students. 3. The dean will convene a committee to evaluate the potential of a centralized continuing education division in the College. 4. COSFAP, the dean and the chairs will ensure that promotion and tenure and annual faculty evaluation procedures recognize and reward excellence in service. 5. 'HDQ¶VRIILFHVWDIIZLOOPRGLI\WKH352$WREHWWHUFDSWXUHIDFXOW\DQGVWXGHQW community service participation and hours with a structure that can be translated into the community benefit data collection. 6. The Dean will designate an individual to ensure that CHS service activities are optimally aligned with Rush University service goals. 10 Goal 4: Excellence in Patient Care Rush University integrates patient care, education and research through the practitionerteacher model. Clinical education of students, faculty practice, and clinical services all contribute to providing high quality patient care. In addition to supervising clinical training and clinical experiences for College of Health Sciences students, many College faculty have clinical or administrative responsibilities within Rush University Medical Center. Strategic Objectives ± Excellence in Patient Care The following are strategic objectives related to excellence in patient care. These objectives will continue to be reviewed and revised based on recommendations from the College Strategic Planning Committee. Strategic Objectives 1. Define the practitioner-teacher model as it is practiced in CHS. 2. Ensure WKDWWKHSURIHVVLRQV¶VWDQGDUGVRIH[FHOOHQFHLQSDWLHQWFDUH are practiced by CHS faculty and students. 3. Establish infrastructure to conduct patient care related research such as clinical outcomes, clinical resource allocation, and clinical application of translational sciences (see also Goal 2, Research). 4. Ensure the integration of clinical practice and teaching through case-based, problembased, and evidence-based learning and the use of simulation laboratories and/or standardized patients. 5. Continue to support excellence in operations and patient care at Rush. Action Plan 1. Establish a College task force to define CHS faculty roles in the practitioner-teacher model and to address how the model results in excellence in patient care. Complete by January 1, 2012 2. Establish a College task force to define the infrastructure described in Strategic Objective 4 and to develop its own action plan. Initiate the task force by July 1, 2011. 3. Each program, by Fall of 2012, will have at least one course that incorporates case-based, problem based, or simulation teaching methods, as reflected in the course syllabus. By Fall of 2013, each program will have 4 or more such courses. 4. The college will offer workshops and/or lunch and learn sessions to assist faculty in using case-based, problem-based and simulation-based teaching methods. 5. The college will continue to promote excellence in operations and patient care through research, education, faculty practice and leadership. 11 COSFAP Policies and Procedures as included in: POLICIES AND PROCEDURES For the FACULTY AND STUDENTS Of the COLLEGE OF HEALTH SCIENCES for the RULES FOR GOVERNANCE Of RUSH UNIVERSITY Notation: Each Article, Section, and Paragraph number used in this Policies and Procedures of the College of Health Sciences refers to a specific Article Section and Paragraph in the “University Rules for Governance” as approved by the Board of Trustees June 11, 1997 Date of Approval Goes Here “These College of Health Sciences Policies and Procedures are in conformance with Rush University Rules for Governance and provide specifics related to the College of Health Sciences for some Articles and Sections in the Rush University Rules for Governance. A complete understanding of the College of Health Sciences Policies and Procedures for the Rush University Rules for Governance requires reading the relevant Articles and Sections in the Rush University Rules for Governance.” . Approved by the Faculty of the College of Health Sciences: March 18, 2008 Approved by the Rush University Council: Approved by the Board of Overseers: Section 4. Academic Functions of a Faculty (a) Requirements for Appointments and Promotions to senior faculty ranks Part I: The Committee on Senior Faculty Appointments and Promotions and Its Deliberations I. The Committee on Senior Faculty Appointments and Promotions (COSFAP) A. The Committee on Senior Faculty Appointments and Promotions (COSFAP), a standing Committee of the College of Health Sciences, is charged with: 1. Reviewing recommendations for primary or conjoint appointment or promotion to a senior academic rank (Professor, or Associate Professor) and 2. Reviewing other appointments or promotions upon request by the Dean or the Faculty Council. B. The Committee will make its recommendations to the Dean and the Faculty Council. The Committee shall develop policies and procedures that it will use in reviewing candidates for appointment or promotion and shall present such policies and procedures to the Chairpersons’ Council and Faculty Council for approval, rejection and/or suggested modification. Any changes in the policies and procedures shall also be presented to the Chairpersons’ Council and Faculty Council for approval prior to their implementation. Criteria for appointment or promotion to the rank of instructor or above will include demonstration of excellence in teaching. Criteria for appointment or promotion to the ranks of assistant professor, associate professor and professor will include the following: 1. Assistant professors must demonstrate the potential to become national or international leaders in their field. 2. Associate professors must demonstrate that they are emerging national or international leaders in their field. 3. Professors must demonstrate that they are established national or international leaders in their field. II. COSFAP Membership A. Criteria of Membership 1. The Committee shall consist of nine members, with each department of the College of Health Sciences having one representative from its faculty on the Committee. 2. The majority of the members of the Committee shall have their primary faculty appointments in the College of Health Sciences. 3. Departmental representatives will be faculty who hold the rank of associate professor or professor. In the event that a department has no faculty holding a primary appointment at the rank of associate professor or above the department may elect to have a representative who holds the rank of assistant professor, or to choose a representative at the rank of associate professor or above who holds a primary appointment in another department or college, so that no one department would be represented only or primarily by junior faculty. B. Preparation of Slate and Election of Members 1. Except as described in II. A. 3 above, faculty members of each department shall nominate at least one faculty member, but no more than two faculty members who hold the rank of professor or associate professor. 2. These names shall be submitted to the Faculty Council, who shall approve the nominees for each department, assuring that the criteria outlined in "A" above are fulfilled. 3. The slate shall be presented to the active faculty for election by written ballot, either at a faculty meeting or by e-mail ballot. The slate must be accepted or rejected by the faculty as a whole. If rejected, the process will begin anew and continued until the faculty has approved the membership of the Committee. 4. Elections shall be held by May 1st of each year. C. Terms of Office 1. Terms of office on the Committee shall be for three years. Under ordinary circumstances a member may be re-elected to the Committee for one succeeding term. A special circumstance may occur, for example, when a department only has one faculty member at the senior rank. . 2. The term of office will officially begin on July 1st and end on June 30th. 3. Rotation The following departments will nominate representatives by April 1st in odd numbered years: a) Clinical Nutrition, b) Communication Disorders and Sciences c) Health Systems Management d) Perfusion Technology The remaining departments will nominate representatives by April 1st in even numbered years: a) Occupational Therapy, b) Medical Physics, c) Clinical Laboratory Science d) Religion, Health and Human Values e) Vascular Ultrasound 4. The Chairperson of the Committee will orient every new member to policies and procedures prior to the beginning of their term. D. Ex-officio Members or Pro-tem Advisors With the consent of the Committee, ex-officio members or advisors to the Committee may be consulted or invited to the meeting. They cannot cast a vote. E. Resignations 1. Requests for resignation from COSFAP must be addressed in writing to the Chairperson, who will in turn notify the Dean and the Faculty Council. 2. When a representative from a department resigns from the Committee, the department will elect a person to fill the unexpired term. III. COSFAP Organization The officers of the Committee shall be the Chairperson, the Vice-Chairperson and the Secretary. By April 15th of each year, the Committee will elect st the officers for the term of office to begin the 1 of July. B. Members of the Committee will become eligible to serve as an officer after one year of service on the Committee. C. The term of office for the Chairperson, Vice-chairperson and Secretary will be for one year to begin July 1st. Officers may be re-elected for additional one-year terms, provided that they are re-nominated to the committee by their departments D. Chairperson responsibilities: 1. Determine the agenda for meetings. 2. Complete preliminary review of dossier to determine that all required elements have been provided. Communicate with department chairperson and/or candidate as necessary. 3. Call special meetings as required. 4. Keep the Dean informed of all Committee meetings. 5. Prepare the final report concerning decisions of final actions (FORM 601) to be kept in COSFAP files and sent to the Dean. 6. Maintain all COSFAP files and transfers them to the new Chairperson in their transition year. E. The Vice Chairperson will serve as Chairperson of the Committee in the absence of the Committee Chairperson. F. The Secretary of the Committee will perform the following functions: 1. Record and distribute the minutes of all Committee meetings 2. Maintain confidentiality in the performance of all functions. 3. Copy and distribute information to COSFAP members and the Dean as needed. 4. Distribute schedule of COSFAP meetings for the year, 5. Maintain and distribute to the candidate and/or the department chair upon their request, the full complement of forms (as outlined in FORM 100, the checklist). 6. Maintain complete Committee files/records. 7. Copy and hand deliver dossiers to Committee members two weeks before the next scheduled meeting. IV. COSFAP Meetings A. Calling of Meetings 1. The Committee will convene in July each year to review policies and guidelines and to establish a schedule of meetings for the coming year. 2. At the beginning of each academic year, the Committee will announce the meetings for the entire year. The secretary will prepare a memo for distribution to the faculty of CHS. This memo will include the schedule of meetings and inform CHS faculty members about the process of senior faculty appointment/promotion. 3. If no applications require the Committee's consideration, the Chairperson may cancel a meeting. 4. Under exceptional circumstances, the Chairperson or a majority of the Committee membership may request a special meeting. B. Attendance 1. Committee members are required to notify the Chairperson in advance of a meeting if unable to attend. 2. Repeated absence from scheduled meetings shall be cause for the Chairperson to initiate appropriate communication with that member. A request for resignation from Committee membership may result. 3. The minutes of meetings will constitute a record of attendance that shall be made available to the Faculty Council upon request. C. Rules of Order The meeting will be conducted according to Robert's Rules of Order by the Officers of the Committee in their sequence. D. Quorum A quorum shall consist of more than half of the voting members of the Committee. E. Consideration of Applications 1. Applications will be considered at the scheduled meetings. In order for materials to be considered, the complete dossier must be received by the chairperson three weeks prior to that scheduled meeting. 2. Ex-officio members and specially appointed pro-tem advisors may be permitted to participate in the deliberations by invitation of the Committee. 3. A member of the Committee who is not a member of the applicant's department will prepare a formal review of the dossier, using FORM 600. 4. All Committee members are required to be thoroughly familiar with all circulated documents, and are encouraged to seek additional information from the designated reviewer. 5. Committee members who are unable to attend may submit opinions in writing. 6. Committee members may write letters of recommendation for nominees. 7. If persons who hold conjoint appointments are recommended for promotion in both departments, these applications will be considered separately regardless of the time of submission. F. Action on Applications 1. A simple majority of a quorum is required for passage of any vote. 2. If there is no quorum, the Committee may receive and discuss information pertaining to an applicant, but may not make any formal decisions or recommendations. A concise summary (FORM 600 and 601) of the Committee decisions on each applicant will be made on the basis of the College criteria for Senior Faculty Appointment and Promotion showing how the guidelines were satisfied or not. A copy will be made for the Dean's office and one copy will be kept in the Secretary's files. The summary will be attached to the dossier that the Faculty Council receives. V. COSFAP Minutes/Files A. The Secretary shall record and distribute minutes of the meetings to the Committee members and the Dean within one week following a meeting (Form 601). B. The minutes will include the following: 1. Name of Committee 2. Date of Meeting 3. Attendance a. Members present b. Members excused or absent 4. Business a. The names of persons whose applications were recommended for approval or nonapproval (without breakdown of the vote) as well as candidates with an incomplete application. b. Summaries of Committee action (FORM 601). All members who were present for the vote on an application will sign FORM 601. 5. Signature of secretary 6. Date of submission of minutes C. The COSFAP files will consist of minutes, correspondence, and summary information on applications, including FORM 100, 600, and 601 with the candidates’ CV. VI. COSFAP Recommendations A. The Committee will forward approved recommendations to the Dean for his or her consideration. If the Dean agrees with the recommendation of the Committee, he or she will transmit that recommendation to the Faculty Council for their approval. B. In the event that the faculty appointment or promotion is rejected by the Committee, the Committee will transmit that recommendation to the Dean. If the Dean agrees with the Committee Recommendation, the Dean will inform the candidate's department Chairperson in writing regarding the Committee's decision. A photocopy of the checklist (FORM 100) will accompany the Dean's letter. The person receiving the Dean's letter (at the Dept. Chairperson's office) will initial and date the photocopy of the checklist, which will then be returned to the Dean's office and attached to the dossier. The Dean may also inform the Chairperson orally. C. The Dean may forward his or her recommendation for appointment or promotion to the Faculty Council for their approval, at his/her discretion. D. All Committee members are required to hold in confidence any discussion and the vote concerning an application. VII. Appeals of Not Recommended Applications A. The Department Chairperson may within sixty days of receipt of the letter from the Dean appeal the decision of COSFAP to the Appeals Committee of the Faculty Council to determine that COSFAP procedures were followed according to the College of Health Sciences Policies and Procedures. B. Applications resubmitted to COSFAP after sixty days will be reviewed as a new application. VIII. Faculty Council Recommendations A. The Faculty Council will vote to accept or reject the Dean’s recommendation to promote or appoint a faculty member at the requested senior rank. B. The Faculty Council shall inform the COSFAP Chairperson and Dean regarding their decision on the candidate. C. The Dean will send a letter to the Candidate informing him/her of his/her appointment or promotion to the requested senior rank. Part II: COSFAP Requirements for Appointments and Promotions I. All appointments to, and promotions within, the College of Health Sciences, shall be based on the Guidelines established by the College of Health Sciences. II. The Committee will recognize the variability that exists within the departments of the College of Health Sciences and will measure excellence according to the criteria stated in the Guidelines. III. The Guidelines for Faculty Appointments and Promotions of the College of Health Sciences shall apply to conjoint appointments in this College. Academic rank in a conjoint department will generally, but not necessarily, correspond to the person's rank in his/her primary department. PART III: THE COMPILATION OF THE DOSSIER (Completeness of dossier may be verified against Form 600, which is used by the primary reviewer on the COSFAP committee for candidate evaluation.) I. The candidate will submit a letter to his/her Department Chairperson requesting a promotion/appointment, the reasons why he/she feels such a promotion/appointment is justified, and what services he/she expects to provide to the college. II. With this letter, the candidate will include his/her current CV. III. A minimum of three of the most recent and significant publications or evidence of other major scholarly endeavors must also be submitted by the candidate. The Department Chairperson will solicit letters of evaluation. A. A minimum of three letters of evaluation is required. Additional letters may also be used to support the candidate's application. B. Letters of evaluation are those from individuals outside the institution. 1. A minimum of one letter should be from an individual holding senior faculty rank. 2. At least one letter of evaluation should be from an individual who has not worked directly or published with the candidate. V. The names and titles/degrees of all individuals providing letters of evaluation for the candidate, their expertise and the nature of the association with the candidate must be provided by the Department Chairperson VI. The Department Chairperson will provide a letter of recommendation, which in turn will include the following: A. Exact title for which the candidate is recommended. B. The letter should address the following criteria and provide evidence of excellence where possible: 1. Academic/Professional Credentials (degrees, certification, licensure) 2. Teaching (supporting information such as experience, course directorship/faculty preceptorship, teaching awards, evaluations by students/peers, counseling/advising, invited lectureships, etc.). 3. Scholarship (Identification of publications, especially those in refereed journals; audiovisual materials and computer programs; principal or coinvestigator for grant or project with scholarly outcomes; journal reviewing or editorial service; presentation/leadership at professional/scientific conferences, etc.). 4. Operational activities (Recognized excellence in direct and indirect patient care). 5. Professional/institution/community service: Evidence of membership in professional societies, department/college/university committee or task force membership; active participation in community activities. C. A summary statement indicating the candidate's past service and anticipated contributions to the Department, College, and University. D. The Department Chairperson must define the percentage of time devoted to each criteria/function by the candidate. College of Health Sciences Curriculum Committee The College of Health Sciences Curriculum Committee will convene as needed to review and approve the following: 1. All new course additions to a program curriculum 2. All changes in courses in a program curriculum 3. All deletions of courses in a program curriculum Representatives from each department appointed by their department chairman will serve on the committee. The usual length of tenure is three academic years. Terms of appointment for committee members will be staggered with one third of the membership changing each year. For the purposes of the committee, the year begins on September 1. Course descriptions and assigned credit hours must be reviewed by the College of Health Sciences Curriculum Committee before publication in the University Catalog. After review by the Committee and any suggested revisions are made, all course additions, changes or deletions will be forwarded to the Dean for approval. New course additions and course changes should be submitted to the Curriculum Committee by May 1 for Fall quarter courses, September 1 for Winter quarter courses, December 1 for Spring quarter courses and March 1 for Summer quarter courses. The Committee will meet on a need only basis. Please use attached forms and submit course syllabi where requested. Subsequent to Committee review, all forms will be forwarded to the Dean for final approval. RUSH UNIVERSITY MEDICAL CENTER COLLEGE OF HEALTH SCIENCES PROGRAM PLAN MAY 16, 2008 TABLE OF CONTENTS Introduction.............................................................................................................................................. 1 Strategic Plan ........................................................................................................................................... 1 CHS Mission ............................................................................................................................................ 3 CHS Vision .............................................................................................................................................. 3 Goal 1: Excellence in Education.................................................................................................. 3 Goal 2: Excellence in Research .................................................................................................. 4 Goal 3: Excellence in Service ..................................................................................................... 4 Goal 4: Excellence in Patient Care ............................................................................................ 4 Program Plan............................................................................................................................................ 5 Excellence. ................................................................................................................................... 5 Alignment. .................................................................................................................................... 5 Rush Workforce Needs. ................................................................................................................ 6 Enrollment Potential .................................................................................................................... 7 Resources Available ..................................................................................................................... 7 Program Mix ............................................................................................................................................ 7 Existing Programs .................................................................................................................................... 7 New Programs.......................................................................................................................................... 9 Respiratory Care.......................................................................................................................... 9 Imaging Sciences........................................................................................................................ 11 Physician Assistant Studies........................................................................................................ 12 Other New Programs Under Consideration .............................................................................. 13 Program Organization ............................................................................................................................ 14 Time Line for New Programs and Departmental Reorganization ......................................................... 15 Funding .................................................................................................................................................. 18 Summary and Conclusions..................................................................................................................... 18 Table 1. College of Health Sciences Departments and Programs........................................................ 20 Table 2. Ten Most Important Strengths of the College of Health Sciences......................................... 21 Table 3. Ten Most Important Weaknesses in the College of Health Sciences .................................... 22 Table 4. Ten Most Important Opportunities in the College of Health Sciences .................................. 23 Table 5. The Most Important Threats .................................................................................................. 24 Table 6. Meetings with Key Rush Stakeholders .................................................................................. 25 Table 7. CHS Criteria for Programs and Departments ........................................................................ 26 Table 8. Guidelines for Appointment and Evaluation of CHS Chairs with Joint Operations Responsibilities ...................................................................................................................................... 27 Table 9. Allied Health Groups in the U.S. ........................................................................................... 29 Table 10. Rush Allied Health Areas and Number of Incumbents, Fall 2007 ........................................ 30 Table 11. Proposed College of Health Sciences Organization .............................................................. 31 Figure 1. Organizational Chart for the College of Health Sciences....................................................... 32 Figure 2. Suggested Organization for CHS departments in Cases Where the Chairperson is Responsible for One or More Clinical Services..................................................................................... 33 Appendix A: College of Health Sciences Strategic Plan ...................................................................... 34 Program Plan College of Health Sciences May 16, 2008 Introduction The College of Health Sciences completed a strategic planning exercise in the summer of 2007. This process resulted in new mission and vision statements and development of strategic goals, objectives and an action plan (Appendix A). The strategic plan identified the need to evaluate the college’s existing programs and consider the addition of several new programs. The next step in planning was to determine what specific programs the college should offer, how those programs should be organized, and how they are to be funded. In order to formulate a program plan for the College of Health Sciences, it is helpful to review the historical development of the college. The College of Health Sciences at Rush University traces its beginnings to the School of Medical Technology sponsored by Presbyterian-St. Luke's Hospital from 1959 to 1972. The School became part of Rush’s College of Nursing and Allied Health Sciences in 1973, which included medical technology, dietetics (now clinical nutrition), and religion and health (now religion, health and human values). In 1975, the College of Health Sciences separated from the College of Nursing and, along with what was then the Graduate School, became an independent college. In 1978, the college began an Occupational Therapy Program, followed by the Health Systems Management Program in 1979. The Department of Communication Disorders and Sciences was established in 1980. Since that time, the college has added the departments of Medical Physics, Perfusion Technology, and Vascular Ultrasound. The current organizational structure of the college is described in Figure 1. The college currently offers a professional doctoral program in audiology, nine programs at the master's level, and bachelor's programs in clinical laboratory sciences, perfusion technology and vascular ultrasound. Since the College of Health Sciences was founded, 1,888 baccalaureate, master's and doctoral degrees have been awarded. As of fall of 2007, the college had 65 core faculty paid by the college (37.39 FTEs), 197 other faculty (dual appointed faculty, adjunct faculty and others), and 18 staff personnel (9.32 FTEs). In 2007 the college hired a new dean, a new associate dean for research and a new director of academic and student affairs. It is anticipated that a new associate dean for academic affairs and graduate studies will be appointed in 2008. Currently, the nine academic departments in the college offer programs in 11 different professional areas (Table 1.) Strategic Plan The College of Health Sciences initiated a strategic planning process in May of 2007. A Strategic Planning Committee (n=12) was assembled consisting of the chairpersons of the academic departments, chair of the college faculty council and two student representatives. The initial committee activity was to complete an environmental assessment or “scan” to identify the college’s strengths, weaknesses, opportunities, and threats (SWOT). A 1 modified nominal group technique was used for structured brain storming. Following the generation of the SWOT, items were then rated using the following scale: 5 = very important; 4 = important; 3 = neither important or unimportant; 2 = unimportant; or 1 = very unimportant. The environmental assessment was completed in June of 2008 and presented to the Rush University Medical Center CEO Council June 25, 2007. The environmental assessment identified 22 strengths of the college. The 10 most important ten strengths are listed in Table 2. These strengths include the quality of the educational programs offered, the integration of teaching and practice using the practitioner-teacher model, quality of the faculty, proximity and close relationship with the medical center and diversity of the clinical experiences provided. Forty-four weaknesses were identified. The ten most important weaknesses are listed in Table 3. These can be summarized as weaknesses in technology (including educational technology), infrastructure, resources and support. Problems with space, facilities, support services (admissions, registration, and student services) and the perception that the college was not well positioned and recognized within the medical center were identified. Forty-seven opportunities were identified. The most important opportunities (Table 4) can be summarized as the potential to develop new professional programs and new tracks within existing programs, a doctoral (PhD) program to prepare future faculty and researchers, funding for scholarships and stipends, Web-based and distance education, increased marketing, development of philanthropy, and faculty development. With respect to research, the college has the opportunity to increase research productivity in a number of different areas including discipline specific research, collaborative research and outcomes research. The opportunity to develop a new center for health sciences research was also identified with a focus on outcomes research and evidence-based practice. Twenty-five threats were identified (Table 5). These threats may be summarized as competition for students and resources, funding, the high cost of doing business at Rush (space and overhead charges), limited space for growth, lack of educational technology compared to our competitors and high faculty teaching and clinical workloads which reduce research capacity. Upon completion of the environmental scan in June of 2007, the strategic planning committee began work on new mission and vision statements for the college. It was felt that the college mission and vision should be well aligned with the mission and vision for Rush University Medical Center (RUMC): RUMC Mission The mission of Rush University Medical Center is to provide the very best care for our patients. Our education and research endeavors, community service programs and relationships with other hospitals are dedicated to enhancing excellence in patient care for the diverse communities of the Chicago area, now and in the future. 2 RUMC Vision RUMC will be recognized as the medical center of choice in the Chicago area and among the very best clinical centers in the United States. It was recognized that the RUMC mission of providing the very best care for our patients has four components: patient care, education, research and service. A core mission of the College of Health Sciences is to prepare superb practitioners and leaders in the allied health professions. In addition, the college seeks to make meaningful and significant contributions towards advancing health care through excellence in research and scholarship, service and practice. The practitioner-teacher model is highly valued within the college and the continued integration of practice, research, scholarship and service into the teaching-learning process of developing future allied health professionals and leaders was felt to be essential. After much discussion, the committee agreed on the following new mission and vision statements for the College of Health Sciences: CHS Mission The mission of the College of Health Sciences is to advance the quality and availability of health care through excellence in education, research and scholarship, service and patient care. The College promotes the values of diversity, access and inclusion in all of its endeavors. CHS Vision The College of Health Sciences at Rush University will be a world class school of allied health sciences whose programs are recognized as among the best in the United States. The new mission and vision statements were approved by Chairperson’s Council on July 27, 2007. It was subsequently incorporated in the revised College of Health Sciences Polices and Procedures for the Rush University Rules for Governance and approved by the college faculty on March 18, 2008. The Strategic Planning Committee next began work on a detailed strategic plan for the college. The development of the plan began on June 15, of 2007 and was completed and approved by the Chairperson’s Council in August 3, 2007 and distributed to faculty for review and comment. The plan consists of four strategic goals, one for each of the core components of the medical center mission. For each strategic goal, a set of objectives and an action plan were developed. A copy of the completed College of Health Sciences Strategic Plan may be found in Appendix A. A brief summary of the plan’s strategic goals and objectives follows. Goal 1: Excellence in Education. Objectives were developed to ensure the quality of the educational programs, faculty, students (to include diversity of the student body), curriculum and educational outcomes. It was felt that expansion of the programs offered by the college would support excellence in 3 teaching by expanding the quality and size of the resource base, as well as supporting the goal of Rush workforce development. This would require a review of existing programs to ensure quality and fit, and an increase in enrollment to enhance the revenue base for the college. Areas targeted for development included the addition of several professional programs, consideration of a PhD program to prepare future faculty and researchers, expansion of Web-based and distance education, consideration of the addition of an undergraduate pre-professional program in health sciences, further faculty development for teaching and an increase in interdisciplinary education. In order to increase enrollment, a marketing and student recruitment task force was convened. An assessment committee was convened and a Program Review and Outcomes Assessment (PROA) system was developed and implemented in the fall of 2007 to monitor performance in terms of educational outcomes, research productivity and service activities. Goal 2: Excellence in Research Objectives and an action plan were developed to increase research productivity within the college and the PROA system implemented to begin to track abstracts and papers, grant submissions and grants funded. It was felt that the college should build on the need for outcomes research and evidence-based practice in the health sciences, as well as the need for more interdisciplinary and collaborative research. The need for an associate dean for research and additional research support/infrastructure within the college was identified and an associate dean for research was hired in August of 2007. Faculty development was also targeted to include an expansion of presentations and lunch and learn sessions. The needs for a short course for faculty research development and a mentoring program were identified. The need for a Center for Health Sciences Research with a focus on outcomes research and evidence-based care and promotion of collaborative and interdisciplinary research was also highlighted. Specific areas for collaboration were identified which might include health promotion, wellness and disease prevention, chronic disease management, workforce research, and educational research. Goal 3: Excellence in Service The strategic plan of the college includes specific objectives and an action plan for service. The college seeks a leadership position in allied health and health care administration education. That will require continuing faculty participation in state, national and international professional leadership activities related to service. These activities may include faculty service on professional association boards, committees, task forces, and accreditation agencies. In addition, college faculty and students must continue to be active in community service and outreach activities, including continuing professional education. Goal 4: Excellence in Patient Care As with each of the other core components for the college mission, objectives and an action plan were developed for patent care. This included consideration of implementation of new university provided clinical services to include specialty and /or multidisciplinary allied health services and development of a faculty practice plan for faculty that have billable services. Infrastructure development to conduct patient related research such as 4 clinical outcomes, clinical resource allocation, and clinical application of translational sciences and continued integration of clinical practice and teaching through case-based, problem-based, and evidence-based learning and the use of simulation laboratories and/or standardized patients was also identified. The college will continue to contribute to the RUMC mission of providing the very best care for our patients through direct patient care provided, teaching (students, practitioners, patients and families), research (to improve outcomes, quality and patient safety), and service to the community. Challenges for the college include successful implementation of the strategic plan, continuing to provide programs of excellence, ensuring alignment with the medical center mission and meeting workforce needs. These all require sufficient resources. The strategic plan for the college provides a blueprint for meeting the CHS mission and achieving the vision for the college. The plan provides a specific set of objectives against which we can measure our progress. Program Plan The next step in strategic planning was to initiate meetings with clinical personnel, section directors, division chiefs, department chairs in key clinical departments, and Rush leadership. Table 6 lists key Rush personnel consulted regarding the role and mission of the college and program mix. In addition, the dean met with the CEO Council on June 25, 2007 and again on March 10, 2008 to review the college’s status and discuss strategic issues. The college plan was presented to the Board of Overseers on January 30, 2008 for comment and preliminary approval of three new professional programs. The July 9, 2007 Rush University leadership retreat identified two main criteria for program evaluation: (1) alignment with the Rush mission and vision and (2) excellence. The CHS Chairperson’s Council also reviewed program criteria and added additional criteria that should be considered (Table 7). These program criteria can be summarized as excellence, alignment, work force needs, enrollment potential, and resources. 1. Excellence. Existing and proposed educational programs should be outstanding, as demonstrated by objective outcome measures. These may include selectivity (number and quality of applicants), graduate performance (board exams, graduate success in the field), graduate evaluations of their program, employer evaluations of the graduate, rankings and reputation. For research and scholarship, outcome measures include papers, textbooks, and chapters published and grants funded. Professional leadership activities such as faculty participation on editorial boards, national committees, accreditation boards, and holding office in professional societies will assist in recognition of our college as a leader in health care education and research. Such external recognition is part of the college’s stated vision. 2. Alignment. New and existing programs must align with the Rush mission and vision. The college already does this in large measure. In all but one department faculty have direct operations responsibilities and the vast majority of college faculty spend some portion of their time providing direct patient care or in operations that support patient care at Rush. In the case 5 of our chairs, many direct clinical service units including occupational therapy, audiology, speech pathology, food and nutrition services, hospital clergy, ethics consult services, perfusion, and radiation physics. The college has clearly embraced the practitioner-teacher model, which is one of its great strengths. The dean has worked with the senior vice president for hospital affairs and other operations VPs to assure that chair recruits and chair evaluations are a shared activity between the operations and academic administrators for those departments in which CHS chairs have direct operational as well as academic responsibilities. A model for the organization of such departments (Figure 2) to include guidelines for recruitment and evaluation of chairs has been developed and approved to ensure integration and goodness of fit (Table 8). Further evidence of alignment would include whether or not programs complement Rush’s six priority clinical areas: cancer, heart, bone and joint, transplant, neurosciences, and high risk mother and infant or provide a core competency required by an academic medical center. Examples of core-competencies might include critical care, rehabilitative services, acute care and clinical or support service administration. 3. Rush Workforce Needs. Programs should help meet Rush workforce needs to advance the patient care, research or service components of the mission. To review this, the dean has met with clinical service directors, service chiefs and/or department chairs for rehabilitation sciences, imaging, radiation oncology, pulmonary and critical care medicine, internal medicine, cardiothoracic surgery, vascular surgery, otolaryngology, physical therapy, occupational therapy, respiratory care, medical records, orthopedics, sports medicine, pathology, clinical laboratory, food and nutrition services, and nursing. Discussions have been held with Bob Clapp, Brad Hinrichs, Sheri Marker, Norma Melgoza, Bob Balk, Bob Decresce, Ross Abrams, Gunnar Anderson, Tony Perry, David Ansell, and David Turner. Workforce data related to allied health nationally and at Rush has been assembled (Tables 9 and 10). There are well over 1,000 non-nurse, non-physician clinical health care workers at Rush. The larger groups include medical technologists (136), imaging personnel (115), respiratory care (62), PT (34) and OT (32). Rush has 16 physician assistants (PAs) working for the hospital and many more working for Rush physician groups such as Midwest Orthopedics. In addition to Rush allied health clinical personnel, there are well over 300 health care managers and administrators in the Rush workforce. In terms of meeting Rush work force needs, a good example is clinical laboratory sciences (medical technology). There are about 136 clinical laboratory personnel at Rush and over half are graduates of the Rush program. Another example of a school of allied health meeting workforce needs is Mayo Clinic. The Mayo school of allied health has a total enrollment of about 1200 students in over 30 allied health programs to meet Mayo Clinic’s workforce needs. The dean at Mayo reports that in clinical areas up to 70% of the workforce is made up of graduates of Mayo’s allied health programs. At Rush, the allied health enrollment is about 300 students in 11 professional areas, indicating a great deal of room for program growth in order to meet workforce needs. 6 4. Enrollment Potential Enrollment potential must be sufficient to maintain strong enrollments and financial viability. Existing and new programs at Rush must have the potential for large applicant pools of well qualified students for the foreseeable future. Programs that are highly sought after by students, according to Association of Schools of Allied Health Professions data include physical therapy, physician assistant studies, respiratory care, and imaging sciences. 5. Resources Available In order to provide excellent programs, the faculty, financial, physical (space, laboratories, equipment), research and clinical resources needed to deliver outstanding programs must be available. Program Mix Outcomes of current programs were reviewed in light of information gathered from key Rush stakeholders. The initial Program Review and Outcomes Assessment data was considered, in addition to the findings during meetings with clinical personnel, division and section directors, department chairs and management. Data reviewed included applicants, enrollment, graduation rates, job placement, accreditation reviews, program rankings (if available) and graduate performance on board examinations. Three key questions were addressed: 1. What programs should the college offer? 2. How should they be organized? 3. How will they be funded? What Programs Should Be Offered: Existing Programs Existing programs in audiology (AuD), clinical laboratory sciences (BS, MS), clinical nutrition (MS), health systems management (MS degree), occupational therapy (MS), perfusion technology (MS), and speech-language pathology (MS), clearly meet the criteria for program excellence, alignment, work force needs, enrollment potential, and adequate resources. For example, the AuD program recently moved up to rank ninth in the U.S. This program meets the need at Rush for well-trained audiologists to work in the Rush audiology clinics. The speech-language pathology program is now ranked 18th in the U.S. and also provides needed personnel for the Rush speech clinics. The health systems management program is ranked at 25th in the U.S. and provides expert managers and administrators to Rush who make an impact every day by applying their skills in evidencebased management. Clinical laboratory sciences (CLS) recently underwent an on-site review for program accreditation; the site team found no weaknesses or areas of concern and over 10 important strengths. The CLS program provides Rush’s clinical laboratory with over half of their well trained staff. The occupational therapy program at Rush is ranked 43rd the U.S. and provides outstanding clinicians for our rehabilitative services. The perfusion program at Rush is recognized as a leader in the field and provides outstanding graduates to staff our perfusion services at Rush. The clinical nutrition program is well respected, both for its education and research endeavors and provides staff to Rush’s department of food and nutrition services. In addition, audiology, speech pathology, health systems management, occupational therapy, clinical nutrition and 7 perfusion have faculty who hold operational positions in the Medical Center that are responsible for hospital operations staffing and management. These programs will be maintained and supported in their existing forms, though the addition of a professional doctoral program in occupational therapy (OTD) with specialty tracks is being considered. A research doctoral program (PhD) in health sciences to prepare future faculty and researchers with concentrations in clinical laboratory sciences, and other areas drawn from our current programs is also being discussed and a steering committee has been formed to explore the feasibility of such a program. Such a program could advance the research agenda in the college and at Rush University by including an research emphasis on outcomes, quality and evidence-based practice. The vascular ultrasound program (BS) is a very good program, based on student outcomes and is highly valued by the vascular surgeons at Rush. We have an excellent faculty, enrollment has been acceptable and we have the resources to support the program. The alignment with the clinical side of the house, however, needs to be improved. Specifically, the imaging department at Rush would like the college to produce diagnostic medical sonography graduates able to perform general sonography procedures, in addition to vascular studies. We are considering ways to accomplish that including the institution of a career ladder program to take associate degree general sonographers and provide them an opportunity to earn their bachelor’s degree while gaining a specialty in vascular sonography. The medical physics department has stopped taking students into the master’s degree program in medical physics. That program is being replaced by a small medical physics residency program for PhD physicists who wish to be trained in radiation physics. The residency program will meet the criteria for program excellence, alignment, work force needs, enrollment potential, and adequate resources. In addition, a medical dosimetry program is needed to meet workforce needs at Rush and is being actively considered for the medical physics department. The addition of this program would not require additional resources, as students would take courses already developed for the medical residents. In terms of other existing programs, the college is phasing out the bachelor’s degree (BS) program in perfusion, as students need more extensive preparation before beginning the perfusion program in order to be successful. The master’s degree perfusion program will be maintained. The Health Systems Management (HSM) doctorate (DHSc) is no longer accepting students and will be discontinued when the last enrolled student graduates. This program does not meet several of the criteria for program evaluation. The focus of the HSM department will be to continue to have one of the best master’s degree health care administration programs in the U.S. While there is a need for graduates of the health care ethics program in Chicago and elsewhere, the enrollment in this program is insufficient at this time. A marketing effort is currently underway to determine if sufficient enrollment can be achieved. If not, this degree program may be discontinued. 8 What Programs Should Be Offered: New Programs Based on the criteria of program excellence, alignment, work force needs, enrollment potential, and resources, three new professional programs are proposed: respiratory care (BS, MS), imaging sciences (BS – radiologic imaging sciences) and physician assistant studies (MS). Each of these programs is discussed below. Respiratory Care Respiratory care, also known as respiratory therapy, is the allied health profession responsible for caring for patients with deficiencies and abnormalities of the cardiopulmonary system. Areas of respiratory care include basic care (oxygen, aerosol, and chest physiotherapy), critical care (ventilator management and physiologic monitoring), perinatal and pediatric respiratory care, cardiopulmonary diagnostics, pulmonary laboratory, alternate site care, home care, patient education, pulmonary rehabilitation, and chronic respiratory disease management. The respiratory therapist often sees a diverse group of patients ranging from newborn and pediatric patients to adults and the elderly. Disease states or conditions often requiring respiratory care include asthma, emphysema, chronic obstructive lung disease, pneumonia, cystic fibrosis and infant respiratory distress syndrome, shock, trauma, and postoperative surgical care. Respiratory therapists are involved in many specialty areas in the hospital such as newborn labor and delivery, neonatal and pediatric intensive care units, pulmonary function laboratory, sleep laboratory, adult intensive care units, extracorporeal membrane oxygenation (ECMO), EKG, and areas outside the hospital such as clinics, extended care facilities, and the home. The purpose of this program will be to prepare advanced level respiratory therapists to care for patients and to serve in leadership positions. The program will provide students with the knowledge, skills and attitudes needed to perform as competent advanced-level respiratory therapists and to prepare graduates with a foundation for leadership in the areas of management, education, research and clinical specialization. The program will prepare graduates for board certification by the National Board for Respiratory Care and licensure in the State of Illinois. The program will offer two main tracks, the Bachelor of Science and Master of Science in Respiratory Care. For the master’s degree program, entering students will have completed an undergraduate degree to include pre-requisite course work in mathematics, communications, psychology, chemistry, anatomy and physiology, microbiology, and physics. For the bachelor’s degree program, entering students will have completed at least 60 semester credit hours at a regionally accredited college or university to include specific program pre-requisite course work in mathematics, communications, psychology, chemistry, anatomy and physiology, microbiology, and physics. The United States Bureau of Labor Statistics (BLS) has projected growth in the number of respiratory therapists needed for the period 2006-2016 at 22.6%. According to the American Association for Respiratory Care (AARC), there were approximately 133,000 9 respiratory therapists working in the U.S. in 2005. Assuming a growth rate as projected, there will be a need for 30,000 more respiratory therapists over the next 10 years. This does not count replacements due to retirements or career changes. Most (74%) respiratory therapists work in the acute care hospital setting. The next two largest venues are home health care (8.6%) and accredited respiratory care educational programs (7.1%). The number of respiratory therapists working in respiratory care education programs has increased markedly in recent years. Opportunities for employment of respiratory therapists exist in hospitals and other acute care facilities in both urban and rural areas throughout Illinois and the U.S. According to the AARC, job vacancy rates grew from about 6% in year 2000 to 8.65% in 2005 (11,695 vacant FTEs). The highest vacancy rates in 2005 were for disease managers/patient educators (28.8%), educational program faculty (9.6% percent), and staff therapists (8.6 %). Additional employment opportunities may be found in home care, subacute care, physician’s offices and clinics as well as management, research and industry. Increases are projected for asthma cases, pneumonia and the number of elderly suffering from chronic lung disease. New treatment advances and technology also will increase demand, and the need for respiratory therapists is expected to grow faster than nursing and other allied health fields. Like most of the other health professions, many current respiratory therapists will be retiring in the next 10-15 years. In 2005 the mean age of respiratory therapists was 45 and the average therapist planned to remain in the profession for about 15 more years. This trend will further exacerbate the workforce shortage, and ensure a continuing demand for respiratory care program graduates. Currently, there are no baccalaureate or graduate level respiratory care educational programs in Illinois, though there are over 60 such programs throughout the U.S. There is a need for such a program in the Illinois and in the Midwest region to train advanced level respiratory therapists for practice and leadership positions in the field. The Rush programs in pulmonary medicine and critical care are among the best. The addition of a respiratory care program has the strong support of clinical leaders at Rush including Dr. Bob Balk (Chief of the Division of Pulmonary and Critical Care Medicine), Dr. Steve Barnes (Professor of Anesthsiology and Pediatric Critical Care), Dr. David Gurka (Director, Section of Critical Care Medicine), and Mr. Keith Roberts (Director of Respiratory Care Services). Rush has a large respiratory care department (n=65) and the program will align well with this clinical service. Rush work force needs are prominent in this area with vacancy rates ranging in calendar year (CY) 05 from 29% - 38%; CY 06: 14% - 35%; CY 07: 10% - 28%; and CY 08 (to-date): 14%. Rush has needed to use outside agency help to staff this department for the last several years (CY 05: $914,979; CY 06: $934,995; CY 07: $412,603). Two new FTEs are to be added to the clinical service this year to support the new ECMO program and four FTEs are planned in 2011-12 to support the expansion of Rush critical care beds. The program has good enrollment potential and related financial viability and there are about 2,600 SF in Jelke available for program expansion. By providing advanced levels of training, this program will make a significant contribution to improving the quality of care for patients at Rush. As the only graduate level program 10 in Illinois and one of the few in the U.S., we believe the master’s degree program will make also make a significant contribution in preparing leaders for roles as faculty in respiratory care education programs (including the program at Rush) and in research, supervision and clinical specialty areas, both at Rush and elsewhere. This new program will build on the strengths and resources available at Rush University and Rush University Medical Center, and provide students with state-of-the art education and training in the health sciences. Imaging Sciences Radiologic imaging sciences (RIS), also known as radiologic technology or medical radiography, is the allied health profession responsible for diagnostic and interventional medical radiographic imaging. Radiologic imaging sciences personnel, under the supervision of physicians, provide medical imaging services to patients and attending health care professionals. The other major imaging sciences include nuclear medicine technology, and diagnostic medical sonongraphy. The purpose of this program will be to provide students with the knowledge, skills and attitudes needed to perform as competent advanced-level radiologic technologists. The program will prepare graduates to perform advanced diagnostic and interventional medical radiography and imaging procedures including computed tomography (CT scanning), medical resonance imaging (MRI), positron emission tomography (PET scanning) and fusion imagining (PET/CT). The program will include instruction in applied anatomy and physiology, patient positioning, radiographic technique, radiation biology, safety and emergency procedures, equipment operation and maintenance, quality assurance, patient education, and medical imaging/radiologic services management. For the bachelor’s degree program, entering students must have completed an associate’s degree in medical radiography from a program accredited by the Joint Review Committee on Education in Radiologic Technology and at least 60 semester hours of academic credit at a regionally accredited college or university. In addition to an associate’s degree in medical radiography, specific program pre-requisite course work in mathematics, communications, psychology, chemistry, anatomy and physiology, microbiology, and physics will be required There is a clear need for a baccalaureate level program at in the Chicago area and State of Illinois. According to the Illinois Department of Employment Security, “nationally and in Illinois, the number of jobs for medical imaging science specialists is expected to increase faster than average through the year 2016.” According to the U.S. Bureau of Labor Statistics, imaging sciences is one of the fastest growing occupations in the country. Employment of radiologic technologists is expected to increase by 15% from 2006-2016 (with a projected employment of 226,000 by 2016). In Illinois, employment will grow most rapidly in medical offices, clinics, and diagnostic imaging centers, such as the one planned for Rush. The need for radiologic technologists is expected to increase significantly due to increases in the population, aging of the population, changes in treatment, technology and prevalence of disease states or conditions requiring diagnostic 11 and interventional radiography. In an effort to attract and retain qualified workers, employers may provide more flexible advanced training programs, such as the one envisioned at Rush. Opportunities are expected to be best for medical imaging science personnel with specialized knowledge and skills. Currently, there is only one baccalaureate radiologic technology educational program in Illinois and none in Chicago. The existing program is entry-level only and does not focus on advanced imaging procedures. There is a need for an advanced imaging career ladder program at Rush to train technologists for advanced practice and clinical leadership positions in the field. By providing advanced levels of training in the areas of CT, MRI and fusion imaging, this program will make a significant contribution to improving the quality of care for patients at Rush. As the only baccalaureate level program in Illinois of its kind, the program will make an important contribution in preparing practitioners in advanced imaging procedures. This new program will build on the strengths and resources available at Rush University and Rush University Medical Center, and provide students with state-of-the art education and training in the health sciences. The proposed program has the enthusiastic support of Dr. David Turner, Chair of Diagnostic Radiology and Nuclear Medicine at Rush and Mr. Bernie Perculis, Administrative Director of Hospital Radiology. As noted above, radiologic imaging sciences (radiologic technology) is an in-demand allied health profession with current and projected shortages in Illinois and throughout the U.S. According to Mr. Peculis, there is a very real need to train radiologic technologists to perform advanced procedures (CT, MRI and PET/CT, etc.) for employment at Rush. This program will meet that need. Physician Assistant Studies Physician assistants (PAs) care for patients, under the supervision of a physician, in multiple areas of medical practice. As part of their comprehensive responsibilities, PAs apply scientific principles to conduct physical exams, diagnose and treat illnesses, order and interpret tests, counsel on preventive health care, assist in surgery, write prescriptions and help in disease management. Physician assistants are found in all areas of medicine – family practice, internal medicine, pediatrics, orthopedics, sports medicine and pulmonary care. The physician assistant sees a diverse group of patients ranging from newborn infants and pediatric patients to adults and the elderly. Physician assistants work in all health care settings including acute care hospitals, intensive care units, emergency departments, skilled nursing facilities, rehabilitation units, doctor’s offices, and in the provision of home care. Additionally, PA practice may include education, research, and administrative services. There is a shortage of physician assistants in Illinois and the U.S. This shortage is expected to worsen due to population growth, the aging of the population and changes in demographics and disease prevalence. The need for PAs has also increased due to changes in physician training requirements and a shortage of specialty physicians. The United States Bureau of Labor Statistics (BLS) has projected growth in the number of physician assistants needed for the period 2006-2010 at 48%, making it the fasted growing allied 12 health field. PA ranked fourth on the United States Department of Labor’s list of the 10 fastest growing occupations for all employment sectors, 2004-2014. According to the American Academy of Physician Assistants (AAPA) as of January 1, 2007, there were 63,609 physician assistants in clinical practice in the United States. Of this total, 1685 or 2.6% were practicing in the state of Illinois. The projected distribution of practicing PAs by state showed that Illinois has a per capita ranking of 43. Currently, there are four physician assistant educational programs in Illinois, however, none include a specialty track as a part of the master’s level training program. Based on the current and projected demand, there is a need for additional programs in the state and in the region to train advanced level physician assistants for specialty practice and leadership positions in the field. The purpose of this program will be to prepare well trained physician assistants to care for patients in core specialty areas needed at Rush. The program will provide students with the knowledge, skills and attitudes needed to perform as competent physician assistants and to prepare graduates with a foundation for leadership in the areas of research and clinical specialization. The program will prepare graduates for board certification by the National Commission on Certification of Physician Assistants (NCCPA) in conjunction with the National Board of Medical Examiners and to complete the licensure requirements in the State of Illinois. Specialty areas to be offered may include orthopedics, sports medicine, cardiothoracic surgery, vascular surgery and pulmonary medicine. For the master’s degree program, entering students will have completed an undergraduate degree from an accredited college or university. Pre-requisite course work will include mathematics, communications, psychology, chemistry, anatomy and physiology, microbiology, and physics. This program has the enthusiastic support of the physician assistant community at Rush, as well as physician leaders including Gunnar Andersson, MD, PhD, Midwest Orthopaedics, Christopher Arico, Dermatology, Rush University, Bernard R Bach, MD, Midwest Orthopaedics, Robert A Balk, MD, Pulmonary Critical Care, Rush University Robert Higgins, MD, Chair, Cardiovascular Surgery and Walter McCarthy, MD, Vascular Surgery, Rush University. By providing specialty training this program will make a significant contribution to improving the quality of care for patients at Rush. As the only graduate level program in Illinois offering specialty track education and one of the few in the U.S., this program will make a significant contribution in preparing practitioners to meet the health care needs at Rush, and in the Chicago community. This new program will build on the strengths and resources available at Rush University and Rush University Medical Center, and provide students with state-of-the art education and training in the health sciences. Other New Programs Under Consideration As noted above, a steering committee has been formed to consider the development and implementation of a doctoral program (PhD) in health sciences to prepare future faculty and researchers. There is a severe shortage of doctorally prepared allied health faculty, both at Rush and nationwide. This proposed new program would address that shortage, as well has help move the college forward in terms of its research agenda and vision of being 13 recognized nationally as a leader in allied health education. Based on preliminary discussions, this program should meet the stated criteria for new programs, e.g. excellence, alignment, work force needs, enrollment potential, and available resources. The program would advance the research agenda in the college and at Rush University by including a research emphasis on outcomes, quality and evidence-based practice. The program would also further facilitate interdisciplinary and translational research at Rush. There has been interest at Rush in developing several other new programs to be housed within the College of Health Sciences. A new program in medical dosimetry is under active consideration to meet Rush work force needs. Other programs under discussion include research administration (MS), physical therapy (residency in orthopedics), health informatics (graduate certificate), and a new undergraduate program in health sciences (BS) to serve as a pre-professional program for allied health, nursing and perhaps medicine. How Should Programs Be Organized? The college currently is organized into nine academic departments supporting programs in 11 different professional areas (Figure 1). Departments and programs offered in the college are: Communication Disorders and Sciences (Doctor of Audiology [AuD], SpeechLanguage Pathology [MS]; Clinical Laboratory Sciences (CLS/Medical Technology - BS, MS, MS in CLS Management, Blood Bank Specialist [certificate]; Clinical Nutrition (MS); Health Systems Management (MS); Medical Physics (residency); Occupational Therapy (MS); Perfusion Technology (BS,MS); Religion, Health and Human Values (Clinical Pastoral Education Certificates, Health Care Ethics [Certificate, MA]); and Vascular Ultrasound (BS). As part of the planning process, the college chairs’ council developed criteria for the evaluation of existing and new (proposed) departments (Table 7). It was determined that the college should not simply add a new department every time a new program is added; some objective measures should be considered in determining the relationship between a department and its programs. The specific criteria that should be considered in determining if a department was correctly configured include the size of programs within the department and whether more than one program was offered. Larger programs or departments housing more than one program might be more easily justified. It was also felt that a department (as opposed to a program) should be able to demonstrate excellence in all Rush mission components (teaching, research, service, practice). Designation as a department was thought to be more appropriate in cases where the department included a clinical or operations component in the medical center. Potential synergy of programs within a department and the opportunity for interdisciplinary activities should be considered, such as exists with speech pathology and audiology. Professional identity and accepted standards should also be considered. For example, it is common to have occupational therapy departments in universities and academic health centers, while is unusual to have very small allied health departments with a narrow area of specialization. Last, the availability of a doctoral level chairperson was a preferred, but not required criterion. 14 Based on these criteria (e.g. program size, number of programs, excellence in all mission components, operations component, doctoral level chairperson availability, identity, and potential synergy) it is proposed that the current nine academic departments be expanded to 10 and that two of the existing departments be renamed (Table 11). Specifically, the departments and programs offered in Communication Disorders and Sciences, Clinical Laboratory Sciences, Clinical Nutrition, Health Systems Management, Medical Physics, Occupational Therapy, and Religion, Health and Human Values would remain essentially unchanged. Medical Physics may add a program for medical dosimetrists and occupational therapy may add a professional doctorate (OTD), pending a review and approval of these possible new programs at some point in the future. The Department of Perfusion Technology will be renamed as the Department of Cardiopulmonary Sciences and Physician Assistant Studies. This department will house the perfusion technology program (MS), the respiratory care program (BS, MS) and the physician assistant program (MS). These three programs are a natural fit, in that both respiratory care and perfusion are closely related and the proposed PA program with specialty tracks will include several surgical specialty areas, as well as pulmonary medicine. The Department of Vascular Ultrasound will be renamed as the Department of Imaging Sciences. This department will house the vascular ultrasound program (BS) and the imaging sciences program (BS). Again, these two programs are a natural fit together, and share much in common as imaging science disciplines. A new Department of Health Sciences would be created to house the proposed PhD program in health sciences and a program in research administration, should such a program be developed. This department may also serve as the home for a possible new undergraduate program in health sciences which could serve as a pre-professional program for our graduate programs in allied health and nursing, and perhaps medicine. Time Line for New Programs and Departmental Reorganization The proposed departmental re-organization is dependent on approval and successful implementation of the new programs described above. It is possible that external factors may alter the decision to combine specific departments or form new departments. For example, physician assistant programs are sometimes given the status of a department based on program size and the advantage that a chair position may provide in terms of key faculty recruitment and retention. The same considerations are true for respiratory care. Respiratory care also has a corresponding section within the hospital, which may further suggest the need for a separate department with a chairperson who also leads the clinical service. The creation of a department of health sciences is dependent on the success of the proposed PhD program. The formation of a Department of Imaging Sciences is dependant on successful implementation of the proposed new program in that area. Because it is relatively difficult to create or dissolve departments under the Rush University Rules for Governance, it is proposed that the programs be phased in first, and following successful program implementation, that the reorganization of the college’s departmental structure be implemented. The following timeline has been developed: 15 May, 2007 x Strategic planning sessions begin July, 2007 x College mission and vision statements approved by Chairs’ Council August, 2007 x College strategic plan approved by Chairs’ Council and distributed to Faculty Council for review and comment. x Criteria for programs and departments reviewed and rated by Chair’s Council September, 2007 x Meeting completed with Dr. Gunnar Andersson to discuss possible PA and PT programs at Rush x Meeting completed with Malcolm X College representatives to discuss collaboration October, 2007 x Meeting competed with Dr. Bernard Bach to discuss possible PA and PT programs at Rush November, 2007 x Initiated steering committee for respiratory care x Met with PA and radiologic technology program directors at Malcolm X College to discuss collaboration December, 2007 x Developed draft letters of intent for PA, imaging and respiratory care x Met with George West, Respiratory Care Program Director at Malcolm X to discuss career-ladder program x Began work on full IBHE proposals January, 2008 x Presentation of college strategic and program plan to the Rush University Board of Overseers x Met with Dr. David Turner to discuss imaging sciences program February, 2008 x CHS Chair’s Council approval, in principle, for three new programs (PA, respiratory care and imaging sciences) x Leadership Council reviewed and discussed CHS proposals for three new programs x Finalized steering committee membership for PA and imaging March, 2008 x Met with Dr. Josh Jacobs to discuss PA program x Met with Nursing Leadership Group to discuss CHS strategic plan and proposed new programs x Board of Overseers approves respiratory care, imaging and PA new program requests x PA steering committee initial meeting x PhD steering committee met x Imaging sciences steering committee meets and approves letter of intent April, 2008 x Notification of the Illinois Board of Higher Education (IBHE) of the intent to offer new programs in respiratory care x PA steering committee approves letter of intent 16 CHS chairs council reviews proposed organizational structure and gives preliminary approval for re-naming two departments (imaging sciences and cardiopulmonary sciences/PA studies) and acceptance in principle of the development of a new department of health sciences within the college for the PhD program. May, 2008 x Submission of notification of intent to offer a new program in physician assistant studies x Submission of full IBHE proposal for respiratory care x Development of full IBHE proposals for physician assistant and imaging sciences x Consultant visits Rush to review imaging sciences proposal June, 2008 x Submission of full IBHE proposal for physician assistant program x Completion of Committee on Accreditation for Respiratory Care application July, 2008 x Submit full IBHE proposal for imaging sciences program August – December, 2008 x Begin accreditation process for the PA program x Begin search for program directors for PA, imaging and respiratory care January, 2009 x Begin recruitment of students for PA, respiratory care and imaging sciences program January – June, 2009 x Hire program directors for PA, respiratory care and imaging July 1, 2009 x Program directors on-site September, 2009 x Inaugural respiratory care class begins course work x Inaugural physician assistant studies class begins course work x Inaugural imaging sciences class begins course work x Request for approval of PhD program to Board of Overseers October, 2009 x Submission of PhD program notice of intent to IBHE November, 2009 x Full IBHE PhD proposal submitted December, 2009 x College of Health Sciences Chair’s Council considers approval for re-naming of two existing departments. January, 2009 x Renaming existing departments proposed to the Board of Overseers June, 2010 x Initial PhD students enrolled September, 2010 x Creation of a new Department of Health Sciences proposed to the Board of Overseers x 17 How Will New Programs Be Funded? Tuition will be restructured in the college beginning in the fall of 2008. Incoming students will begin to pay by the quarter hour, instead of a flat rate for 12 or more credits. This change, plus an increase in the rate for returning students will result in an approximate increase in revenue of 1.2 million dollars over FY08. As part of this increase, we have factored in $350,000 in scholarship dollars which will be used to help attract the very best students plus small increases for specific program needs and infrastructure. New programs will be structured so that tuition income offsets expenses, even after overhead. For example, the proposed respiratory care program (assuming enrollment goals are met) should break even the first year, and then make a profit of approximately $400,000 in year two, over $480,000 in year three and $600,000 in year four. As the detailed budgets for the physician assistant and imaging sciences programs are developed, care will be taken to ensure that these programs bring in revenues in excess of expenses. Projected total enrollment for the college will increase from 320 in fall of 07 to 425 in the fall of 2010 which should generate additional income in excess of 2.6 million dollars. For rough budgeting purposes, the median operating budget for respiratory care, physician assistant and imaging sciences programs at academic medical centers in 2007 was $427,000; $773,445 and 341,288 respectively for a total of 1.54 million dollars. Consequently, if Rush is able to deliver these programs at the median cost, there should be adequate revenues available generated by tuition to support the programs. Summary and Conclusions The College of Health Sciences has great potential for developing new professional programs which will demonstrate excellence, be well aligned with the mission and vision and help meet the work force needs at Rush University Medical Center. Three new professional programs are planed which also have strong enrollment potential, and for which there are already outstanding clinical resources and qualified faculty. These three programs will complement Rush’s six priority clinical programs: cancer, heart, bone and joint, transplant, neurosciences, and high risk mother and infant. Specifically, the physician assistant (PA) program will prepare specialty PAs in the areas of cardio-thoracic (heart) surgery and orthopedics, while the respiratory care program will provide personnel to staff the neonatal intensive care units and ECMO services often required for the high risk infant, and the critical care services needed for post-operative heart and transplant patients. Imaging is essential for the diagnosis and treatment of many cancers, as well as heart, bone, joint and neurologic disorders while stroke victims often require respiratory care due to pulmonary complications. The proposed new programs meet the established criteria for evaluating both new and existing programs. These new programs will require a re-organization of the departmental structure within the college, and the renaming of two existing departments. Specifically, the departments of perfusion technology and vascular ultrasound will be renamed as the Department of Cardiopulmonary Sciences and Physician Assistant Studies (which will house the programs in perfusion, respiratory care and physician assistant) and the Department of Imaging Sciences (which will house the programs in vascular ultrasound and radiologic imaging sciences). 18 In addition to these three new professional programs, the college is considering the development of a PhD program in health sciences to prepare future faculty and researchers, and facilitate outcomes and translational research at Rush. Several other new professional programs are under consideration including a medical dosimetry program to help meet Rush workforce needs. The establishment of these new programs will allow the college to advance the quality and availability of health care at Rush and to move towards our goal of becoming a world class school of allied health sciences whose programs are recognized as among the best in the United States. 19 Table 1. College of Health Sciences Departments and Programs • • • • • • • • • Communication Disorders and Sciences • Doctor of Audiology - AuD • Speech-Language Pathology - MS Clinical Laboratory Sciences (Medical Technology) • BS, MS, MS in CLS Management • Blood Bank Specialist (certificate) Clinical Nutrition - MS Health Systems Management – MS Medical Physics • Radiation Oncology Medical Physics Residency Occupational Therapy - MS Perfusion Technology • BS, MS Religion, Health and Human Values • Clinical Pastoral Education (Certificates) • Health Care Ethics – Certificate, MA Vascular Ultrasound (BS) 20 Table 2. Ten Most Important Strengths of the College of Health Sciences Rank Item Rating 1 Integration of theory and practice learning 5.00 2 Quality of faculty 4.90 3 Academic-clinical integration 4.90 4 Students receive personal attention 4.80 5 Practitioner-Teacher Model 4.80 6 Proximity of hospital 4.70 7 Rich clinical experiences for students 4.70 8 Approachability of chairs/dean 4.50 9 Diversity of clinical experiences 4.50 10 Outstanding educational programs 4.50 Items were rated using the following scale: 5 = very important; 4 = important; 3 = neither important or unimportant; 2 = unimportant; or 1 = very unimportant. 21 Table 3. Ten Most Important Weaknesses in the College of Health Sciences Rank 1 Item Rating Internal esteem/value by Rush for the College 5.00 3 Lack of effective student information system (online registration, etc.) Lack of structural support (academic/teaching/marketing) 4 No centralized college infrastructure (deans office, support staff, recruitment, research, ed. Tech., etc.) 4.90 5 Resources - limited dollars 4.90 6 Technology 4.80 7 Admissions process/office 4.80 8 Lack of office space 4.80 9 Lack of budgetary support for research 4.80 10 Space 4.80 2 5.00 5.00 Items were rated using the following scale: 5 = very important; 4 = important; 3 = neither important or unimportant; 2 = unimportant; or 1 = very unimportant. 22 Table 4. Ten Most Important Opportunities in the College of Health Sciences Rank 1 Item Rating 3 Develop new allied health educational programs 5.00 Education technology support for College of Health Sciences (web-based and distance education) 5.00 Advertise the College of Health Sciences as the place to come for allied health programs 4.90 4 New doctoral programs (Ph.D.; professional doctorates) 4.90 5 New funding for scholarships/stipends 4.80 6 Center of Excellence for Allied Health Research 4.80 7 4.80 8 Centralize/formalize faculty development New emphasis on research generally & outcomes research specifically 9 Marketing (within and without) 4.70 10 New Centers of Excellence within the college 4.70 2 4.70 Items were rated using the following scale: 5 = very important; 4 = important; 3 = neither important or unimportant; 2 = unimportant; or 1 = very unimportant. 23 Table 5. The Most Important Threats Rank 1 Item Rating 5.00 2 Redistribution/declining research dollars nationally Reality that competitors provide more support dollars for students (including free rides) 3 Changes in health care financing and funding for education 4.80 4 High overhead charges 4.80 5 Low visibility of CHS programs in relationship to competitors 4.80 6 High cost of doing business 4.70 7 Medical College preference in resource allocation 4.70 8 Limited academic space to grow programs Others are taking advantage of technology (video conferencing, internet) compared to Rush for distance education, marketing Lack of balance between teaching, research and practice (for faculty expectations) Research productivity low compared to competitors (grants and publications) 4.70 9 10 11 4.90 4.70 4.50 4.50 Items were rated using the following scale: 5 = very important; 4 = important; 3 = neither important or unimportant; 2 = unimportant; or 1 = very unimportant. 24 Table 6. Meetings with Key Rush Stakeholders • • • • • • • • • • • • • • • • • • CHS Department Chairs Provost, RU Vice Provost &VP, University Affairs Paul Jones Jim Mulshime Paul Carvey Paul Jones Student services staff Beverly Huckman Diane McKeever and staff Sharon Gates Hats Adams Peter Butler Rebecca Dowling Sheri Marker Melanie Dreher Deborah Gross Lisa Rosenburg 25 • • • • • • • • • • • • • • • • David Ansell Angelo Tiberio Brad Hinrichs David Caldarelli Anthony Perry Diane Genaze Bob Decresce Keith Roberts Mark Yoder Robert Balk Norma Melgoza Walter McCarthy Ross Abrams Gunnar Andersson Bernard Bach Jr. Bernie Peculis Table 7. CHS Criteria for Programs and Departments I. Rush University Proposed Criteria for Program Evaluation (RU Educational Retreat 7/9/07) A. Alignment with the Rush Mission & Vision 1.) Serve as a resource to improve health outcomes 2.) Elevate the workforce (higher quality) 3.) Meet multiple vivid descriptors* B. Excellence 1.) Applies to both new and existing programs 2.) Needs to exist across all three missions (teaching, research, service) 3.) Appropriate size and resource allocation (quality, space, revenue) II. Additional CHS Criteria for Programs (new and existing) A. Demonstrated Need (Current and Projected) Rush University Medical Center Chicago and Region National B. Enrollment Potential Sufficient to Maintain Strong Enrollments (Current and Projected) C. Good Clinical Fit – Integration with the Clinical Program D. Ability to Provide an Outstanding Educational Program with Excellent Outcomes E. Resources Available 1.) Faculty 2.) Laboratory 3.) Financial 4.) Research 5.) Clinical 6.) Space III. CHS Criteria for Departments (New and Existing) A. Program Size B. More than one program offered (includes levels, such as BS/MS) C. Departments should be able to demonstrate excellence in all CHS missions 1.) Teaching 2.) Research and Scholarship 3.) Service D. Clinical Service Component E. Doctoral level chairperson availability (preferred, not required) F. Professional Identity and Accepted Standards G. Potential Synergy with Existing Programs or Departments (Interdisciplinary) 26 Table 8. Guidelines for Appointment and Evaluation of CHS Chairs with Joint Operations Responsibilities, February 14, 2008 Principle: It is desirable for those serving in selected College of Health Sciences (CHS) Chair positions to also serve simultaneously as Operational Directors for the analogous Medical Center/Hospital Operational Departments. It is recognized that the performance expectations and qualifications are related, but also require high proficiency in somewhat divergent skill sets. It is also noted that this joint model is expected to contribute positively to the unique mission of RUMC, support the practitioner-teacher model overall, and to be economically sound. Departments affected: Academic Department Hospital & Medical Center Department/Section Food & Nutrition Services Occupational Therapy Audiology and SpeechLanguage Pathology Perfusion Academic Chair/Operational Director Mary Gregoire (acting) Clare Giuffrida Diane Meyer Clinical Nutrition Occupational Therapy Communicative Disorders and Sciences Perfusion Technology Religion, Health & Human Values Medical Physics Chaplaincy Medical Physics Clayton Thomason James Chu Clinical Laboratory Sciences Rush Medical Laboratories Vascular Ultrasound n.a. Herbert Miller (academic chair) Mark Jaros (Operations Director) Eileen French-Sherry (acting) Will Rapier (acting) Issues requiring understanding: Accountability (operational & academic) Appointment and re-appointment process Funding – generally, it is expected that the funding for each position will come from both the Division of Hospital Affairs and the College of Health Sciences consistent with the percentage of effort devoted to the Operational/Academic aspects of the position respectively. Circumstances under-which there might be a split of the functions (quality of candidate and ‘fit’ for each respective role…) 27 Table 8. Guidelines for Appointment and Evaluation of CHS Chairs with Joint Operations Responsibilities, February 14, 2008 (continued) Accountability Academic: Dean of College of Health Sciences or designee Hospital & Medical Center: Senior Vice President for Hospital Affairs Implementation: Medical Center/Hospital Executive or Dean initiates and performs the annual appraisal of operational performance of the position. The CHS Dean will perform an academic-specific appraisal separately, which will be incorporated into the overall organizational appraisal form. Resulting merit adjustment will be collaboratively determined between the MC/Hospital Executive and the CHS Dean. Appointment and re-appointment process Search Committee Appointment: The Dean of the CHS and the SVP for Hospital Affairs will appoint the search committee and its Chair. Job Description: The job description for the appointment of an academic Chair and operational Director will clearly and separately delineate the academic and the operational expectations and qualifications of the position. The committee will seek candidates who meet the job description requirements for both the academic and operational scope of the positions. Recommendation: The search committee, through its Chair, will recommend 2-3 candidates to the Dean of CHS and the appropriate Medical Center/Hospital Executive, including analysis of the suitability of each candidate. The Dean of CHS and MC/Hospital Executive (with approval of the SVP for Hospital Affairs) will collaboratively select the appropriate candidate and make final recommendation to the Provost. 28 Table 9. Allied Health Groups in the U.S. • • • • All Health Service Workers (includes allied health and nursing): – 13,062,000 in 2004 – Projected increase to 16,627,900 in 2014 (up 27.3%- BLS) Nursing – 4,270,000 nurses and related personnel (all levels - 2002) Medicine – 850,000 physicians and surgeons (2002) 7,780,000 non-physician non-nurse health care workers in 2002 Workforce Demand for 2004-2014 (BLS) Current Physician Assistants Physical Therapists Sonographers Occupational Therapists HIM/Medical Records Radiologic Technologists Respiratory Therapists Health Services Managers Medical Technologists Dietitians/Nutritionists Speech Pathologists Audiologists 62,000 155,000 42,000 92,000 178,900 182,000 118,496 248,000 156,000 50,000 96,000 10, 134 29 Projected Increase 93,000 211,000 57,000 123,000 229,400 224,000 145,905 305,000 188,000 59,000 110,000 11,060 49.6% 36.7% 34.8% 33.6% 28.2% 23.2% 23% 23% 20.5% 18.3% 14.6% 9.1% Table 10. Rush Allied Health Areas and Number of Incumbents, fall 2007 NUMBER OF RUSH EMPLOYEES JOB TITLE Medical Laboratory Technologists, Medical Laboratory Technicians, Histotechnologists, Cytotechnologists 136 X-ray and Imaging (radiographers, mammographers, CT/MRI) 81 Respiratory Care (Respiratory Therapists) and PFT 62 Ultrasound and Echocardiography Technologists 34 Physical Therapists and PTAs 34 Occupational Therapists (OT) and OTAs 32 Dietitians (Clinical Nutrition) 24 Physician Assistants 16 Radiation Physicists, Therapists, and Dosimetrists 18 Audiologists and Speech Pathologists 15 Nuclear Medicine Technologists/PET 8 Cardiac Catherization Technicians (Cardiopulmonary Technicians) 6 Clinical Ethicists 6 Perfusionists 5 Art Therapists 3 Ophthalmology Technicians 2 TOTAL 482 Over 1,000 non-nurse/non-physician clinical employees at Rush 30 Table 11. Proposed College of Health Sciences Organization - Approved In Principle by Chairs Council (4-18-08) I. Current Departments and Programs • • • • • • • • • Communication Disorders and Sciences • Doctor of Audiology - AuD • Speech-Language Pathology - MS Clinical Laboratory Sciences (Medical Technology) • BS, MS, MS in CLS Management • Blood Bank Specialist (certificate) Clinical Nutrition - MS Health Systems Management – MS Medical Physics • Radiation Oncology Medical Physics Residency Occupational Therapy - MS Perfusion Technology • BS, MS Religion, Health and Human Values • Clinical Pastoral Education (Certificates) • Health Care Ethics – Certificate, MA Vascular Ultrasound (BS) II. Proposed Departments and Programs • • • • • • • • • • Communication Disorders and Sciences • Doctor of Audiology - AuD • Speech-Language Pathology - MS Clinical Laboratory Sciences (Medical Technology) • BS, MS, MS in CLS Management • Blood Bank Specialist (certificate) Clinical Nutrition – MS Health Sciences • PhD – pending program development and approval • BS - pending program development and approval Health Systems Management – MS Imaging Sciences • Vascular Ultrasound (BS) • Imaging Sciences (BS) Medical Physics • Radiation Oncology Medical Physics Residency • Medical Dosimetry – MS – initial program approvals needed Occupational Therapy • MS • OTD – pending program development and approval Religion, Health and Human Values • Clinical Pastoral Education (Certificates) • Health Care Ethics – Certificate, MA ͔ Initial approvals received Cardiopulmonary Sciences and Physician Assistant Studies • Perfusion Technology (MS) ͔ In development • Physician Assistant Studies (MS) • Respiratory Care (BS,MS) 31 Figure 1. Current Organizational Chart for the College of Health Sciences Rush University College of Health Sciences Dean College of Health Sciences David Shelledy, PhD Associate Dean Research Director of Academic and Student Affairs Aparajita Maitra, PhD Judy Luborsky, PhD Chairperson Clinical Laboratory Sciences Herb Miller, PhD Chairperson Medical Physics James Chu, PhD Chairperson Clinical Nutrition Mary Gregoire, PhD Chairperson Communication Disorders and Sciences Dianne Meyer, PhD (Acting) Chairperson Occupational Therapy Clare Giuffrida, PhD Chairperson Perfusion Therapy Will Rapier, PhD (Acting) 32 Chairperson Religion Health and Human Values Rev. Clayton Thomason, JD Chairperson Health Systems Management Peter Butler, MHSA Chairperson Vascular Ultrasound Eileen French-Sherry, MA (Acting) Figure 2. Suggested organization for CHS departments in cases where the chairperson is responsible for one or more clinical services. College of Health Sciences Dean, College of Health Sciences Operations Officer, VP or Designee CHS Department Chairperson CHS Academic and Research Personnel Clinical Service Director (may be same as chair) Clinical Service Personnel . Departments • Communication Disorders and Sciences (Audiology and Speech Pathology) • Clinical Nutrition • Health Systems Management • Occupational Therapy • Medical Physics CLS, Vascular • Perfusion Technology Ultrasound • Religion, Health and Human Values 33 Appendix A Rush University College of Health Sciences Strategic Plan Approved August 3, 2007 34 Rush University College of Health Sciences Mission and Vision The purposes of Rush University are to educate students as practitioners, scientists and teachers who will become leaders in advancing health care and to further the advancement of knowledge through research. The College of Health Sciences, as an integral component of the University, seeks to prepare superb practitioners and leaders in the allied health professions to provide the very best care for our patients. In addition, the College seeks to make meaningful and significant contributions in advancing health care through excellence in research, scholarship, and service. In keeping with the Rush University practitioner-teacher model, the College integrates patient care, research, scholarship and service into the teaching-learning process of developing future allied health professionals and leaders. Mission The Mission of the College of Health Sciences is to advance the quality and availability of health care through excellence in education, research and scholarship, service and patient care. The College promotes the values of diversity, access and inclusion in all of its endeavors. Vision The College of Health Sciences at Rush University will be a world class school of allied health sciences whose programs are recognized as among the best in the United States. Mission and Vision Statements approved by Chairs Council July 27, 2007 35 Rush University College of Health Sciences Goals and Strategic Objectives Goal 1: Excellence in Education As a leader in allied health professional education, the College of Health Sciences prepares superb health care professionals in the allied health disciplines represented within the College. This will require that the College continue to ensure that core programs offered are among the best in their class. In addition, the College should optimize enrollments in existing programs and consider the addition of new programs to meet the needs of Rush University Medical Center, the State of Illinois and the nation. Major indicators of program quality which should continue to be met include exceptional graduate job placement, superior graduate performance on board examinations, high levels of graduate satisfaction with their program of studies, high levels of employer satisfaction with the graduates and competitive program rankings (where available), and a reputation for excellence. In addition, graduates’ success in achieving leadership positions in the health sciences is an important outcome. These leadership activities may include clinical leadership, professional leadership, community service, education, management, and continuing professional education. The College also seeks to promote the values of diversity, access and inclusion in all of its endeavors. Strategic Objectives - Excellence in Education The following are the CHS strategic objectives related to education. These objectives will be reviewed and revised on a regular basis based on recommendations from the College Strategic Planning Committee and input from faculty, students, staff, administrators, clinical service providers and other members of the Rush community. Quality of program portfolio Expansion of the program portfolio will support excellence in teaching by expanding the quality and size of the resource base, as well as supporting other goals of workforce development. Specific objectives: 1. 2. 3. 4. 5. 6. Ensure that existing programs offered within the College are appropriate to meet the needs of the community and are properly supported and effective in preparing a diverse workforce of outstanding health care professionals and leaders to provide superb health care. Programs will demonstrate outcomes consistent with this goal and regular program resource assessments will ensure that programs have the resources needed to succeed. Increase enrollment in the College of Health Sciences by at least five percent per year over the next five years. Develop the infrastructure, resources and faculty support needed within the College to fully implement educational goals and web-based and distance education. Consider the development or expansion of specific distance education programs and/or consortium programs, as appropriate. Implement at least two new allied health entry level professional programs. Programs that should be considered include the imaging sciences (radiologic technology, nuclear medicine technology, fusion imaging [PET/CT], general diagnostic medical sonography, cardiac ultrasound (echocardiography), physician assistant, genetic counseling, health information management, medical informatics, medical dosimetry, physical therapy and respiratory therapy. Consider the development of an undergraduate program in the health sciences (BS in Health Sciences) with tracks in management, health and wellness and pre-professional preparation. Goals and Strategic Objectives approved by Chairs Council August 3, 2007 36 Quality of faculty To ensure that our programs are the highest quality, we will need to ensure that the faculty are as effective as they can be in their educational roles. To this end, we have several objectives related to faculty selection and development: 1. 2. 3. 4. Design and implement a faculty development plan for promoting teaching excellence. Explore development of a Center for Excellence in Teaching. Consider the development of a doctoral (PhD) program in the health sciences to prepare future faculty and scientists for allied health. Increase the diversity of the faculty to better represent the communities served by Rush. Quality and diversity of students The quality of students graduating from our programs is influenced strongly by the quality of students entering our programs. To this end, we have several objectives related to ensuring the highest-quality matriculants into our programs: 1. 2. 3. Develop and implement a marketing and recruitment plan to include revision of the College Web page, hiring a college recruiter and implementing an e-marketing program for student recruitment. Develop stipends and scholarship programs to attract and retain the best students. Increase the diversity of the student body to better reflect the communities served by Rush. Quality of curriculum and educational outcomes 1. 2. 3. Develop and implement interdisciplinary courses and/or units of instruction as needed. These may include ethics; leadership, supervision and management; education; research and statistics; cultural competency; disaster response; outcomes and evidence-based care; health promotion, disease prevention and disease management; genetics and genetic testing; medical errors and patient safety; health care policy; health care systems; These courses and units of instruction may be provided using web-based or distance technology to facilitate scheduling across multiple programs. Ensure the integration of clinical practice and teaching through case-based, problem-based, and evidence-based learning and the use of simulation laboratories and/or standardized patients in the curriculum. Design and implement a Program Review and Outcomes Assessment System for measuring, monitoring and improving programs’ educational outcomes and a Resource Assessment System for ensuring programs have the needed resources to meet their educational goals. Action Plan 1. 2. 3. 4. 5. 6. 7. 8. 9. Meet with all program directors and department chairs to review current program goals, objectives, outcomes and resources. Review and revise the College’s leadership council activities and implement a system for shared governance within the College. Implement continuing college-wide bench marking and strategic planning activities to develop, review and refine proposed goals, objectives and strategies for implementation. Meet with clinical service area representatives to review allied health workforce needs. Implement a task force for developing and refining the proposed “Program Review and Outcomes Assessment System” for measuring, monitoring and improving program education outcomes. Review program applicant pools, enrollment, graduation rates and graduate performance on key outcome measures (placement, board examinations, employer satisfaction, graduate satisfaction). Develop a college central data base to track applicant pools, enrollment, graduation rates and graduate performance and other key outcome measures. Initiate a Committee for Interdisciplinary Education within the College to explore and develop interdisciplinary courses and/or units of instruction for use in multiple programs. Initiate a Committee to Develop Stipends and Scholarships to explore current offerings and develop additional sources of support, such as a tuition forgiveness plan for graduates who go to work at Rush. 37 10. Ensure that community advisory committees are in place for each program and that they are being used to ensure that programs are meeting community needs and producing outstanding graduates. 11. Integrate data for recommendations for program expansion, revision or refocusing of resources. 12. Ensure the promotion and tenure and annual faculty evaluation procedures recognize and reward excellence in teaching and the scholarship of teaching. Goal 2: Excellence in Research and Scholarship There is a need to further develop research activities within the College. Outcomes research and collaborative and interdisciplinary research should be expanded. In addition, research is needed in the areas of health promotion and wellness, disease prevention and management of chronic disease. There is also a need for research related to allied health work force issues and allied health training and education. In many cases, collaboration with other colleges and professionals is ideal for allied health research. Major impediments to success in the research endeavor include insufficient faculty time due to heavy teaching and clinical loads, a need for faculty development, and insufficient numbers of existing faculty with research expertise. A research infrastructure within the College is needed to assist faculty in the development of research proposals, study design and management, data analysis and statistics, identification of funding sources, grant writing, and manuscript preparation. Access to laboratory facilities, space and equipment, limited funding availability, and a lack of startup funds and seed money are also substantial impediments to research within the College. There is also a need for more collaboration (interdisciplinary research) both within the College and with medicine, nursing, and the graduate college. Faculty participation in scholarly activities related to their disciplines is a hall mark of outstanding schools of allied health. Activities that will be encouraged at Rush include the discovery of new knowledge and the dissemination of existing knowledge through invited lectures, invited courses, presentations, publications (papers, book chapters, and textbooks), service as an editor or on an editorial board for scholarly publications, grant submissions, consultations, and software and product development. Strategic Objectives - Research and Scholarship Excellence The following are the College’s strategic goals and objectives related to research and scholarship. These objectives will continue to be reviewed and revised based on recommendations from the College Strategic Planning Committee – Subcommittee on Research. 1. Develop the research support infrastructure within the College to expand and support fundable or publishable research activities. Objectives a. Hire an Associate Dean for Research b. Establish a research committee to work with the Associate Dean for Research c. Identify a liaison with the University Research Office for the CHS to help with the preparation of grants and budgets d. Disseminate information to faculty about available RFPs e. Identify and support external and internal reviewers of grant proposals and manuscripts f. Designate an office support person to manage the preparation and delivery of grant materials and to assist with budget management of the grant g. Develop the resources/mechanism to support consultation about research design and data analyses h. Identify seed money which can be made available to faculty on a competitive basis to support pilot or preliminary research which may lead to extramural funding. 2. Implement a faculty development program for research in allied health. Objectives a. Develop a short course on clinical and outcomes research b. Implement regular “lunch and learn” activities within the College, 38 c. d. 3. Review faculty teaching loads, compensation, and clinic or other outside assignments and attempt to provide protected research and other scholarly time Develop a College of Health Sciences Research Mentoring Program and a working relationship with the College of Medicine Research Mentoring Program. Seek development funds to establish a Center of Excellence for Allied Health Research within the College. Objectives Establish a task force to develop the purpose, structure, and funding for the Center and an Implementation plan. A focus on allied health outcomes research and evidence-based practice should be a priority. Other center activities may include research related to health promotion, wellness and disease prevention (smoking and tobacco abuse, drug and alcohol abuse, obesity and nutrition, fitness, healthy lifestyle, accident avoidance, stress, anxiety, depression, grief); workforce research (human resources/healthcare delivery); chronic disease management (heart disease, cancer, stroke, asthma, COPD, diabetes, other); and educational research (teaching, learning, methods, evaluation). Action Plan Implement a research office within the College to be led by an associate dean for research. This office would be charged with faculty development, providing assistance with developing ideas, finding potential funding, collaboration across departments and colleges, grant writing assistance, assistance with research design and statistics, study management and publication assistance. 2. Identify funds for seed grants and establish an Internal Grant Review Committee for administering these funds. 3. Establish a subcommittee of the College Strategic Planning Committee to develop a strategic research plan for the College. This plan should include identifying areas of potential growth or concentration and opportunities for interdisciplinary and collaborative research. 4. Evaluate current research activities within the College and available support infrastructure, including laboratories and equipment. 5. Establish a Research Collaborative Group to meet on a regular basis to provide a forum for discussion, mentoring and faculty assistance. 6. Ensure College participation in university efforts to establish a clinical translational science research center (CTSC). 7. Seek development funding for a Center of Excellence for Research in Allied Health, as described above. 8. Encourage implementation of a student research project requirement for all programs. 9. Ensure the promotion and tenure and annual faculty evaluation procedures recognize and reward excellence in research and scholarship. 10. Develop expectations that that all departments participate each year in the Rush research forum. 11. Expect each department each year to have at least one research goal. 1. Outcomes These expected outcomes will facilitate monitoring and evaluation of the research strategies: 1. Using 2006 as a baseline, there will be a marked increase in grant submissions by 2012. These grants will have a CHS faculty member as PI or Co-PI 2. Using 2006 as a baseline, the number of peer-reviewed or invited presentations and publications will increase by 25% by 2012. 3. The CHS will double funding for research by 2012 (as compared to 2006) Goal 3: Excellence in Service One attribute of outstanding allied health schools is the ability to make important contributions in the area of service. Professional service may include participation at the state, national and international levels in 39 activities to advance the effectiveness of the allied health professions. Faculty professional service activities to be encouraged may include service as reviewers or editorial board members for professional journals; participation in professional association and society committees (members, committee chairs), boards (members, officers); and participation on community and governmental advisory panels. Community service and outreach activities may include volunteer activities (health fairs, talks, presentations, clinical outreach) and service on community boards and service committees and other community education and service activities. Professional continuing education is also provided by many allied health schools. Current practitioners must keep up with advances in their disciplines, and allied health faculty are uniquely well prepared to assist in providing courses and programs to meet this need. Continuing education is also required for licensure in most allied health fields. Last, continuing education can be a source of income for allied health schools to help support other activities, such as faculty professional development. Strategic Objectives - Service Excellence The following are the College’s strategic objectives related to service. These objectives will continue to be revised and refined based on recommendations from the College Strategic Planning Committee. 1. 2. 3. 1. 2. 3. 4. 5. Promote faculty participation in state, regional, national and international professional service activities such as professional associations, editorial boards, examination boards, and specialized educational accreditation agencies as members, committee appointees, committee chairs, officers and leaders. Promote faculty participation in community service activities as volunteers and leaders. Develop an active continuing education division for both live programs and internet-based programs for providing high quality professional continuing education. Action Plan Ensure that promotion and tenure and annual faculty evaluation procedures recognize and reward excellence in service. Review current continuing education programs in the College and adjust, as appropriate, to provide funding incentives for continuing education activities. Consider purchase of an internet-based continuing education administration system (such as Netkeva) that provides online course registration, fee payment, course content delivery, transcripts and certificates of completion. Develop and disseminate a data base of CHS faculty experts on selected topics. Develop a CHS faculty speakers’ bureau and make the bureau available to community organizations. Goal 4: Excellence in Patient Care Rush University integrates patient care, education and research through the practitioner-teacher model. Clinical education of students, faculty practice, and clinical services all contribute to providing high quality patient care. In addition to supervising clinical training and clinical experiences for College of Health Sciences students, many College faculty have clinical or administrative responsibilities within Rush University Medical Center. Strategic Objectives – Excellence in Patient Care The following are strategic objectives related to excellence in patient care. These objectives will continue to be reviewed and revised based on recommendations from the College Strategic Planning Committee. Strategic Objectives. 1. Define excellence in patient care for each profession and define how it is practiced by faculty and students. 2. Consider implementation of new university provided clinical services to include specialty and /or multidisciplinary allied health services. 40 3. 4. 5. Consider implementation of a faculty practice plan for the College for faculty that have billable services. Establish infrastructure to conduct patient care related research such as clinical outcomes, clinical resource allocation, and clinical application of translational sciences. Ensure the integration of clinical practice and teaching through case-based, problem-based, and evidence-based learning and the use of simulation laboratories and/or standardized patients. Action Plan 1. Review current clinical activities for faculty and students within the College for use as a basis for planning. 2. Ensure that promotion, tenure, and faculty evaluation procedures appropriately recognize and reward excellence in patient care. 3. Establish a Patient Care Committee to investigate strategic objectives two and three and make recommendations to the Chairs Council. 41 RULES FOR GOVERNANCE Including POLICIES AND PROCEDURES for the FACULTY AND STUDENTS of the GRADUATE COLLEGE of RUSH UNIVERSITY May 19, 2009 ³7KHVHGraduate College Policies and Procedures are in conformance with Rush University Rules for Governance. A complete understanding of the Graduate College Policies and Procedures for the Rush University Rules for Governance requires reading the relevant Articles and Sections in the Rush University Rules for Governance which are referenced below in parentheses where applicable.´ i CONTENTS ARTICLE I ± THE GRADUATE COLLEGE Section 1. Section 2. Section 3. Section 4. Section 5. Purpose of the Graduate College««««««««««««««««««« Graduate College Mission and Vision ««««««««««««««««« Graduate College Structure««««««««««««««««««««« Approval of Policies and Procedures for the Graduate College«««««««.2 Approval of Policies and Procedures for the Graduate College««««««« ARTICLE II ± FACULTY ORGANIZATION Section 1. Faculty Status««««««««««««««««««««««««««« (a) Active Faculty««««««««««««««««««««««.4 (b) Emeritus Member Status«««««««««««««««««« (c) Adjunct Member Status««««««««««««««««.4 (d) Recommendations for Appointments««««««««««««« 4 (e) Terms of Appointment««««««««««««««««««« 5 (f) Conditions of Appointment«««««««««««««««««5 (g) Leaves of Absence««««««««««««««««««««« (h) Termination, Suspension and Appeal««««««««««««« (i) Policies and Procedures for Actions Against and Appeals by a«««...6 Faculty Member Section 2. The Graduate College Council««««««««««««««««««««« (a) Graduate College Council Membership««««««««««««« (b) Method of Selection«««««««««««««««««««« (c) Terms of Office«««««««««««««««««««««« (d) Resignations««««««««««««««««««««««« (e) Committee Formation««««««««««««««««««« (f) Meetings«««««««««««««««««««««««« (g) Rules of Order«««««««««««««««««««««« (h) Committee on Course Evaluation««««««««««««««« ARTICLE III ± ORGANIZATION OF COLLEGE DIVISIONS Section 1. Section 2. Section 3. Section 4. College Divisions«««««««««««««««««««««««««11 Forming a Graduate College Division««««««««««««««««« Dissolving a Division««««««««««««««««««««««« Division Review«««««««««««««««««««««««««« ii ARTICLE IV ± THE STUDENT BODY Section 1. Section 2. Section 3. Acceptance of Students Into College Programs««««««««««««« Academic Policies«««««««««««««««««««««««« (a) Course and Examination Policies««««««««««««« (b) Pass/No Pass Grades««««««««««««««««««« (c) Good Academic Standing««««««««««««««««« (d) Academic Difficulty«««««««««««««««««««.18 (e) Dismissal«««««««««««««««««««««««..18 (f) Full-Time Enrollment««««««««««««««««««..18 (g) Residency««««««««««««««««««««««« (h) Readmission«««««««««««««««««««««« (i) Academic Progression«««««««««««««««««« (j) Student Academic Appeals Policy«««««««««««««« (k) Ongoing Training in Ethics«««««««««««««««« Student Government«««««««««««««««««««««««« ARTICLE V ± $'9$1&('&$1','$&<$1'0$67(5¶6 DEGREE POLICIES Section 1. Section 2. Advanced Candidacy Procedures««««««««««««««««««« (a) Qualification for Candidacy«««««««««««««««« (b) Student Dissertation Committee««««««««««««««« (c) Dissertation Committee Composition««««««««««««« (d) Dissertation Committee Responsibility and Timeline««««««...23 (e) Changes in Dissertation Committee Composition«««««««« (f) Public Defense of the Dissertation««««««««««««««23 (g) Dissertation Approval«««««««««««««««««««24 Student Thesis Committee««««««««««««««««««««« iii ARTICLE I THE GRADUATE COLLEGE Section 1. Purpose of the Graduate College (a) The purposes of Rush University are to educate students as practitioners, scientists, and teachers who will become leaders in advancing health care and to further the advancement of knowledge through research. The Graduate College, as an integral component of the University, seeks to prepare research investigators and leaders in the basic sciences focused on translational research. The College also aspires to make meaningful and significant contributions to the basic sciences through excellence in research and scholarship. In keeping with the Rush University practitionerteacher model, the College integrates research, scholarship, and service into the teaching-learning process. Section 2. Graduate College Mission and Vision (a) The mission of the Graduate College of Rush University is to promote and assure excellence in research education and mentoring programs responsible for training outstanding and diverse candidates in the basic and clinical sciences. (b) The vision of the Graduate College of Rush University is that its graduates will become productive scientists, educators, and leaders in their respective fields. In the arenas of academia, industry, and government, they will compete successfully for funding and train the next generation of researchers and educators. Section 3. Graduate College Structure (a) The Graduate College is organized by divisions. All divisions will reside within Rush Medical College departments or within the colleges of Nursing or Health Sciences. Each division will be led by a division director aSSRLQWHGE\WKHGHSDUWPHQW¶VFKDLUSHUVRQEach division is comprised of all duly appointed faculty of the Graduate College who are herein referred to as Members of the Graduate College; there being no academic rank in the College. (b) The senior representative body of the faculty Members of the Graduate College shall be referred to herein as the Graduate College Council. It will be comprised of all division directors, an elected Member representing each division, and three elected student representatives from the student body. (c) The Dean of Graduate College has responsibility and accountability for administration of the College and shall exercise the chief executive function of the College. The Graduate College Dean reports to the Provost of Rush University. The Graduate College Dean: (1) shall call meetings of the faculty at such times as s/he or the Graduate College Council may deem necessary. At least one such meeting must be held each year (2) shall formulate and present policies to the Graduate College faculty for its consideration 1 (3) shall serve as the medium of communication for all official business of the College with other Medical Center, university authorities, faculty and students (4) shall prepare the budget of the College (5) shall provide consultation and recommendations concerning college matters such as: program/division evaluation, faculty appointments, and student admissions and progression. (d) Responsibilities will include: (1) establishing the administrative structure of the Graduate College with approval of the Board of Overseers, the duly appointed committee of the Board of Trustees to oversee the operation of Rush University (Article I: Section 4c) (2) represent the Graduate College on the Executive Leadership Council, the 3URYRVW¶VCouncil, and other related groups (3) maintain high educational standards in compliance with accreditation guidelines and the mission of the College (4) leadership in the development, updating and implementation of the Graduate College¶V strategic plans (5) perform regular division reviews in conjunction with the Graduate College Council (6) oversee the continuous improvement of a curriculum that reflects the current/future needs of the students, clients, and the research community in a cost-effective manner (7) support a comprehensive student recruitment and retention program to attain a qualified, diverse student body (8) foster research in the disciplines that comprise the Graduate College (9) support the recruitment and retention of a highly qualified and diverse faculty and provide an environment that develops their potential (10) foster a culturally sensitive environment in the College and University (11) seek increased endowment funds and expendable support monies for student stipends and programs in research, education, and practice that relate to the mission of the college (12) develop a budget and allocate resources to support the College (13) promote a culture of shared governance with the faculty (14) assure the involvement of students, faculty and staff in the annual written performance evaluation of the Dean, the Associate and Assistant Deans, and the division directors of the division (e) The Dean of the Graduate College may be assisted by one or more associate and/or assistant deans. The associate and assistant deans may run programs or Graduate College committees that meet the goals of the College. The associate and assistant deans are appointed by the Dean and facilitate the responsibilities of the Dean and the colOHJH¶V administrative office (f) The College will be supported by an administrative staff. Section 4. Approval of Policies and Procedures for the Graduate College (a) All Policies and Procedures must be approved by a majority of the Graduate College Council. Following approval by the Graduate College Council, the Policies and Procedures for the Graduate College must be approved by a majority of the members of the Graduate College by secret ballot. 2 Following approval by the members, the document will be approved by University Council following review of its consistency and concordance with the University Rules for Governance. The document will then be submitted for approval by the Provost, the President, and the UQLYHUVLW\¶V Board of Trustees as stipulated in the Rush University Rules for Governance (Article I: Section 6). Section 5: Amending the Policies and Procedures (a) Amendments to the Graduate College Policies and Procedures for the Rush University Rules for Governance may be initiated by the Dean, by the Graduate College Council, or by petition of at least six (6) voting Members from two or more divisions. Any proposals for change should be submitted in writing to the Graduate College Council, including the rationale for the change. The petitioner(s) may be asked to make an oral presentation of the proposal to the Council. The Council may solicit additional information from the petitioner(s) or others before approving, disapproving, or revising the proposal for change. The Graduate College Council will submit a decision in writing to the petitioner(s). (b) Following approval of the proposed amendment(s) by a two-thirds majority vote of the Graduate College Council, the Council will determine if the change is substantive enough to merit a vote by the Members of the College. If yes, the change will be processed through secret ballot of the College¶V Members, University Council, PURYRVW¶VOffice, PUHVLGHQW¶VOffice, and the Board of Overseers, as stipulated in the Rules for Governance as described above. If no, the policy will go into effect immediately and be voted on by the College Members DWWKHQH[WUHYLHZRIWKH&ROOHJH¶V Policies and Procedures. ,IWKHSHWLWLRQHU¶VGLVDJUHHZLWKWKH&RXQFLO¶VILndings, they can appeal to the Council to bring the new policy to a College Member ballot. (c) Interim changes to the Policies and Procedures document can be implemented immediately following two readings of the policy change at Graduate College Council meetings. Such interim approval requires a two-thirds majority. However, these policy changes will be approved by the faculty at large at the next annual meeting in order to remain in effect while awaiting the next general Policies and Procedures review. A simple majority of the Graduate College Council can request a formal vote on any policy issue by the entire College faculty by petitioning the Dean in writing. During that approval period, implementation of that policy or procedure will be suspended. (d) The Rules for Governance of the Graduate College containing its Policies and Procedures must be fully updated and approved every five (5) years by a majority of the Members of the Graduate College. 3 ARTICLE II FACULTY ORGANIZATION Section 1: (a) Faculty Status Active Faculty Active faculty in the College shall be made up of duly appointed Members. Member status in the College may be conferred to individuals who provide mentoring to students and/or serve on graduate student committees and/or teach for the College. As sucKLWLVDQWLFLSDWHGWKDWWKHSHWLWLRQHU¶V curriculum vitae will contain evidence of research experience, scholarly achievement, the capability to mentor students in research implementation and teach at the graduate level. The Graduate College does not provide rank and following appointment, active faculty will be designated as a Member of the Graduate College. Members of the Graduate College must hold appointments in other colleges of Rush University. (b) Emeritus Member Status Members who intend to retire may petition their division director for nomination to Emeritus status. The division director will submit a letter to the Dean detailing the rationale for maintaining Emeritus Member status. Upon recommendation by the Dean, the nomination will be forwarded to the Graduate College Council for approval. Upon approval by the Graduate College Council and acceptance by the Dean, the Emeritus Member will be informed in writing of the approval and will then have all rights and privileges afforded regular Member status, but will not have the right to vote (Article II; Section 2b). (c) Adjunct Member Status Faculty at other institutions may petition for Adjunct Member status in the College, but shall neither be considered active Members for voting purposes, nor active faculty of Rush University. Adjunct Members may take part in College faculty meetings, teach in the College, serve on student research committees, or advise students, but do not have the right to vote (Article II; Section 2d) (d) Recommendations for Appointments Faculty holding primary appointments in other colleges at Rush University may petition for regular membership. All recommendations for faculty membership shall originate with the division director. The division director will nominate a faculty member for appointment in the College in a written statement to the Dean. This letter will summarize WKHSRWHQWLDOPHPEHU¶V credentials in research, scholarly activity and mentoring, and EHDFFRPSDQLHGE\WKHDSSOLFDQW¶VFXUULFXOXPvitae. (1) Although no formal criteria for appointment as a Member of the Graduate College are established, it is anticipated that the proposed Member will exhibit: 4 a. b. c. d. demonstration of excellence in research through publication in peer-reviewed articles as evidenced by first author and/or senior authorship status. a history or potential to mentor students in the research process. a history or potential to teach at the graduate college level. although an MD, PhD, PharmD or other type of doctoral degree is normally required, faculty with a MS degree with a well established publication and mentoring history shall be considered. (2) 7KHGLYLVLRQGLUHFWRU¶V letter will be forwarded, in advance, to the Graduate College Council with an updated curriculum vitae. The division director will present the potential member to the Graduate College Council and the Council will recommend the Member to the Dean following approval by a simple majority. Member rank in the Graduate College will be conferred in writing to the petitioner and his/her division director by the Dean within sixty (60) days of recommendation. After acceptance as a Member, the division director will provide an up to date curriculum vitae to the Graduate College Office for inclusion iQWKH0HPEHU¶VSHUPDQHQWILOH (e) Terms of Appointment (1) The term of membership in the Graduate College will continue as long as the Member holds an appointment within another college of Rush University or status is changed by the Graduate College Council. (2) Adjunct and Emeritus Members who have successfully petitioned for membership in the Graduate College, must be approved by the Dean annually following a written request by the division director. (f) Conditions of Appointment Members, Adjunct Members and Emeritus Members of the Graduate College accept their appointments with the understanding that they will abide by the Rules for Governance of the College and University. They also acknowledge that they may be called upon to mentor students, sit on advisory committees, teach within the College, or provide service to the College. The Members, Adjunct Members and Emeritus Members understand that they also will continue to pursue research and other scholarly activities. (g) Leaves of Absence (1) Article II, Section 2-17 of the Rules of Governance of Rush University provides conditions for the granting of scholarly and non-scholarly leaves of absence to faculty. The Graduate College does not provide for leaves of absence, but if a faculty member in another college is granted such a leave, the Graduate College will honor the conditions of that leave. The Member will notify the Graduate College Dean of the intended leave and its duration. (2) Similarly, the Graduate College does not provide personal leaves of absence, but will honor leaves granted by other colleges according to its Rules for Governance. Upon completion of the OHDYHWKH0HPEHU¶VIDFXOW\VWDWXVZLOOEHUHLQVWDWHG 5 (h) Termination, Suspension and Appeal Appointments to the faculty may be terminated by retirement, non-renewal for Adjunct or Emeritus Members, acceptance of resignation, or recommendation by the division director for cause. (1) Members anticipating retirement or leaving the University will submit a letter of resignation to the Dean through their division director. (2) Membership in the Graduate College can be terminated following recommendation of the division director to the DHDQIROORZLQJDSSURYDOE\WKH0HPEHU¶VFKDLUSHUVRQ7KH0HPEHU must be notified by letter at least three (3) months prior to the intended time of termination. (i) Policies and Procedures for Actions Against and Appeals by a Faculty Member (1) Actions against a faculty Member are termination or suspension of appointment. Recommendation for actions against a Member must be for cause as outlined in Article II Section 3 of the University Rules for Governance and will be initiated by the division GLUHFWRUZLWKDSSURYDOE\WKH0HPEHU¶VFKDLUSHUVRQ. Such recommendations can be made only after discussion between the Member and his/her department chairperson fail to reach a mutually acceptable agreement. If a mutually acceptable agreement is not reached, there will be an informal inquiry by WKH0HPEHU¶V graduate division committee within the department. The committee will issue a nonbinding opinion regarding the proposed action(s) to the division director, department chairperson and the Member. Following review of the nonbinding opinion of the committee, the division director may choose to recommend termination or suspension of appointment, or to dismiss the proposed action. Should the division director determine that the termination or suspension of the Member is warranted, s/he shall provide the Member and the Dean the reason(s) for the action(s) in writing, within ten (10) working days of receipt of the opinion. (2) Upon receipt of such a statement from the division director, the Member shall have the right, within ten (10) working days, to request in writing, a review before the Graduate College Council. Such a request shall be addressed to the Dean. (3) The Graduate College Council will hold joint pre-review hearings with the parties and their legal counsel, if any, in order to clarify issues, affect stipulations of fact, provide for exchange of documents or other information, and achieve such other pre-review objectives as will make the hearing fair, effective, and expeditious. (4) Service of notice of the review by the Graduate College Council will be made at least ten (10) working days prior to the review. Notice will be provided by certified mail or by a commercial carrier, which can establish receipt of notice to the Member's last known address. The Member may waive appearing before the Council for a hearing and may respond to the charges in writing at any time before the date scheduled for the review. No individuals from the division involved will be eligible to vote at the appeal hearing. Members of the Graduate College Council may disqualify themselves for any reason. The Council will elect a chairperson to serve as the chair for the meeting. If the Member waives a hearing, but denies the charges against him/her, or asserts that the charges do not support a finding of adequate cause, the Council will evaluate all available evidence and rest its recommendation upon the 6 evidence in the record, and will submit a written report of its findings and the evidence used to the Member, the division director, the Dean and the Provost. (5) The Graduate College Council will hold its formal review in executive session. Pending a decision by the Council, the Member may be suspended from some or all duties by the division director, with approval of the Dean or be assigned to other duties in lieu of suspension. If the faculty member received a salary, such salary may continue during suspension. (6) During the review, the Member will be permitted to have legal counsel present, at his or her own expense, and may request that witnesses appear before the review committee. The chairperson and the Graduate College Council may also request that counsel be present during the review. (7) Minutes of the review will be taken and a copy of the minutes will be made available without cost to the appealing Member, the division director and the Dean. (8) Public statements and publicity about the case by either the Member or administrative officers will be avoided so far as is possible until the proceedings have been completed. The Graduate College Council members, the Member, and the Dean or his/her representative will have the right to question all witnesses. Where the witnesses cannot or will not appear, the Graduate College Council has the discretion to admit their statements into the record. The Dean, the department chair, the Provost, and the Member will be notified of the Appeals Committee's decision in writing. (9) If the Graduate College Council concludes that adequate cause for suspension or dismissal has been established, it will be so recommend. If the Graduate College Council concludes that adequate cause for suspension or dismissal has been established, but that a lesser penalty would be more appropriate, it will be so recommended with supporting reasons. If the Graduate College Council should conclude that adequate cause for suspension or dismissal has not been established by the evidence in record, it will be so report. The division director, with the advice of the Dean, will have the option either to accept the findings, to not accept the findings or to withdraw the suspension or dismissal action. If the division director should not accept the findings and recommendations of the Graduate College Council, his/her reasons for doing so shall be submitted in writing to the Graduate College Council, the Dean, the Provost, and the Member within ten (10) working days of receipt of the Graduate College Council report. The final decision will rest with the Dean. (10) Should the Member disagree with the outcome of the appeals process as described above, she/he may appeal to University Council in a letter addressed to the chair of the University Council as specified in the Rules of Governance Article II: Section 11c (11) Non-renewal of Adjunct or Emeritus status cannot be grieved Section 2: The Graduate College Council The Graduate College Council is the duly designated senior representative body of the Graduate College (Article II: Section 9). It will reflect the intentions of the faculty at large. It will: 1. 2. 3. 4. meet on a regular basis publicize all meetings distribute all approved minutes oversee all aspects of the College 7 5. 6. 7. 8. 9. (a) advise the Dean of the College on its activities establish policies and procedures for the College and its students oversee evaluation of its courses and curriculum designate one of its members to serve on University Council serve as the court of appeals for all faculty and student matters Graduate College Council Membership (1) The Graduate College Council shall consist of two (2) members from each division within the Graduate College, three (3) student representatives from the Graduate College student body, the Graduate College Dean, associate deans, and assistant deans. The Dean or his/her designee shall serve as its chair. (2) Division directors will serve as one division representative from the division on the Graduate College Council, but will not be eligible to vote. (3) The second division representative will be elected by a majority of the Members in his/her division. (4) The College Dean and associate/assistant deans will serve as ex officio members. (5) One (1) student representative at large will be elected by the student body and have voting privileges. (6) The elected President and Vice President of the Graduate Student Council will also serve as members of the Council with voting privileges. (b) Method of Selection (1) Division directors are appointed by the appropriate department chairperson and serve at the discretion of that chair. The division director shall be a Member of the Graduate College. (2) The elected divisional representative(s) will be nominated by the division director from the Members in each division and be subsequently elected to that position by a majority of the Members in that division. Election of new division representatives will be completed in time to seat a new Council by the September Graduate College Council meeting. (3) One (1) elected at large student representatives will be elected by a majority of the voting student body in time to seat its new representatives by the January Graduate College Council meeting. (4) The elected president and vice president of the Graduate Student Council will automatically become voting student representatives on the Graduate College Council. If the elected president or vice president is a voting member of the Council at the time of his/her election, an election must be held immediately to identify a new voting, at large student member. (c) Terms of Office (1) Terms of office on the Graduate College Council for elected division representatives shall be for two (2) years. Under ordinary circumstances a member may be re-elected to the Graduate College Council for two succeeding term. Only under special circumstance may an elected representative serve for more than three terms and shall do so only following approval by the Graduate College Council. The term of office will officially begin on September 1 and end on August 30th. 8 (2) Terms of office for elected at large student representatives will be for two (2) years. The term of office will officially begin January 1 and end December 31. The terms of student representatives will be staggered whenever possible. (3) The following divisions will nominate representatives by September 1st in odd numbered years: a. b. c. d. e. Immunology/microbiology Molecular Biophysics and Physiology Biochemistry Nursing Neuroscience The following divisions will nominate representatives by September 1 of even numbered years: a. b. c. d. Pharmacology Anatomy and Cell Biology Medical Physics Behavioral Sciences The Dean will orient every new member to policies and procedures prior to the beginning of their term. (d) Resignations Requests for resignation from the Graduate College Council must be petitioned through the division director. The division director will notify the Dean of the impending vacancy. The division will then hold a separate election for the new voting member to serve out the remainder RIWKHIRUPHUUHSUHVHQWDWLYH¶VWHUPIf there are more than twelve (12) months remaining on the voting mePEHU¶VWHUPLWZLOOFRXQWDVWKHILUVWWHUPRIWKHVL[-year maximum tenure on the Graduate College Council. In the case of a student representative, resignations must be petitioned through the Student Council President. In the case of resignation of a student voting member, new elections will be immediately held by the Graduate Student Council for a replacement to serve out the remaining term. (e) Committee formation The Graduate College Council will designate all committees needed to carry out its mission and the mission of the College. The establishment of any committee must be approved by the Dean. (f) Meetings (1) The Graduate College Council will meet on a regular basis (preferably monthly). Agendas for that meeting will be distributed to the Council prior to each meeting along with the minutes from the previous meeting. All meetings are open to Members. Following approval of the minutes, they will be distributed to all Members via e-mail. These minutes will contain the time of the next scheduled meeting. An electronic and paper copy of approved minutes will be kept on file for all Graduate College Council meetings. 9 (2) The Graduate College Council can move into executive session at any time to discuss topics that may be too sensitive for public disclosure. A simple majority is required to call an executive session. (3) The Dean, five voting members of the Graduate College Council, or five Members of the Graduate College can call for a special meeting of the Council at any time. Requests for special meetings must be made in writing to the Dean, and the faculty at large must be informed of any such special meeting. Such notice will include an agenda for the special meeting. (4) The Dean, in conjunction with the Graduate College Council, will conduct an annual meeting of the faculty Members at large. The Members shall be informed of this meeting. The purpose of this meeting is to inform the faculty of the current status of the College, seek approval for any interim Policy and Procedure changes, vote on Rules for Governance and Policy and Procedure Documents, and provide an open forum for discussion of College activities. (g) Rules of Order All meetings will be conducted according to Robert's Rules of Order by the Officers of the Committee in their sequence. Unless otherwise specified, motion approval will require a simple majority. (h) Committee on Course Evaluation The Graduate College Committee on Course Evaluation (GCCCE) will be a committee designated by the Graduate College Council. Its purpose will be to examine all Graduate College courses, organize the data, and then report to the Graduate College Council in a timely fashion. The GCCCE will be headed by the Assistant Dean, ex officio of the College with administrative support from the GC office. It will be comprised of four faculty members (who cannot be core course directors) and two students. Division directors and the Graduate Student Council will nominate representatives who will then be elected by the Graduate College faculty and GC student body, respectively. 10 ARTICLE III ORGANIZATION OF COLLEGE DIVISIONS Section 1: College Divisions (a) The primary mission of the division is to oversee the graduate program in its department. The division is the functional unit of the Graduate College. Medical, Nursing or Health Science college departments or sections will support a division. The Graduate College will provide funds to support WKHGLYLVLRQ¶VPLVVLRQZLWKLQWKHGHSDUWPHQWRUVHFWLRQ. The functions of the division are to: (1) oversee student admissions to the division (2) ensure the education of its students in general science (3) oversee the education of its students in the GLYLVLRQ¶VDUHDRIVSHFLDOW\ (4) provide research mentoring for its students (5) establish criteria for qualification for advanced candidacy (6) establish criteria for completion of dissertation work (7) ensure that its students comply with all regulations established by the University (8) foster critical thinking in science (9) prepare the student for a future career in research (10) contribute to the teaching mission of the Graduate College (11) participate in Graduate College committees (b) The division director LVUHVSRQVLEOHIRULPSOHPHQWDWLRQRIWKHGLYLVLRQ¶VPLVVLRQThe division director shall be a Member in good standing within the Graduate College. The division director is appointed by the chairperson or section director and serves at the pleasure of the chair/section director. In all matters relating to the Graduate College, the division director reports to the Dean of the Graduate College. It is anticipated that the division director will keep their departmental chair/section director informed of the activities within the Graduate College. The division director: (1) (2) (3) (4) (5) (6) (7) (8) (9) monitors the application pool for its division UHFRPPHQGVDFFHSWDQFHRIVWXGHQWVWRWKHGLYLVLRQ¶VSURJUDP recruits potential students to its division recommends faculty within the divisions department for membership in the Graduate College monitors the progress of all students within the division participates in the Graduate College Council as an ex officio member ensures the completion of division requirements by all of its students FKDLUVWKHGLYLVLRQ¶VJUDGXDWHVWXGHQWadvisory council serves as a source of information to division Members and students regarding all matters associated with the Graduate College (10) monitors the quality of courses offered within the division (11) monitors student compliance in all University regulatory policies (c) Each division shall have a graduate student advisory group composed of Members of the Graduate College that meet at least twice a year to monitor and discuss the progress of its students. It is expected that this group will report on a regular basis to the department/section. In cases of 11 Graduate College Member or student grievances, WKHGLYLVLRQ¶VDdvisory group shall function in the mediation process if the Member or student has failed to obtain satisfaction in meeting with the course director/laboratory mentor and/or division director. If the grievance involves the division director, the advisory committee will elect an acting chair during the grievance process. Section 2: Forming a Graduate College Division (a) New Graduate College divisions are formed by petitioning the Dean. A new division shall provide a program that is unique among the existing divisions and predict enrollment numbers of students who will perform a research project as part of their advanced degree. The formation of a new division shall not be allowed if its formation creates a conflict or foreseen competition with an existing division. Formation of a new division can only occur with the DSSURYDORIWKHGHSDUWPHQW¶V RUVHFWLRQ¶VFKDLUSHUVRQRUDQRWKHUFROOHJH¶VGHDQ (b) Although research is the primary criterion for such a petition, the case must be made that the research projects performed by students of the proposed division are not part of some other certification process (e.g., a capstone research project in a recognized professional program where an external certification body is involved). Thus, a division shall be formed when its students would be FRQGXFWLQJLQGHSHQGHQWUHVHDUFKDQGWKHUHVHDUFKHOHPHQWRIWKDWVWXGHQW¶VSURJUDPZRXOGTXDOLIy for oversight by an outside certification body. The steps involved in forming a new division are as follows: (1) there shall be an initial discussion with the Graduate College Dean to evaluate the feasibility of the formation and to establish that its formation would not constitute a conflict with an H[LVWLQJGLYLVLRQ¶VPLVVLRQ (2) following the discussion with the Dean, the department/section/college will submit a written plan for the formation of the division to the Dean that will include a statement of mission, an intended curriculum, anticipated enrollment, anticipated faculty members, and a description of types of research that would be conducted (3) the Dean of the Graduate College will discuss the plan with the Provost (4) following approval to proceed by the Provost, the written plan will be submitted to the Graduate College Council for recommendation of acceptance to the Dean (5) following approval by the Dean and Provost, the application for the new division will be submitted for approval by the Rush University Board of Overseers (6) following approval by all representative bodies at Rush, the application would then be submitted to the Illinois Board of Higher Education (7) pending approval by the Illinois Board of Higher Education, the appointed division director will petition the recommendation of new Members before the Graduate College Council (8) once Members have been identified, an election will be held within the division by its Members for voting representation on the Council Section 3: Dissolving a Division (a) A division can be dissolved through petition to the Dean with approval of the Graduate College Council. The division director will submit a written statement to the Dean outlining the reason for the dissolution. A 2/3 majority of current Members of the division and the department/section 12 chairperson or college dean responsible for the division must sign this petition. The letter shall also outline the potential impact of such dissolution on the Graduate College. A division can only be dissolved once all students in that division have completed their programs or a contingency plan that will not adversely affect the students has been developed and accepted by all parties. The steps in this process are as follows: 1. 2. 3. 4. 5. petition to the Dean permission from the Provost recommendation for approval by the Graduate College Council approval by the University Board of Overseers submission of letter to the State Board of Higher Education (b) Upon dissolution, all Members of that division will forfeit their Member status in the Graduate College. Membership can be reinstated through petition to the Council by another division director. Section 4: Division Review All divisions within the College will be reviewed every five (5) years. The Dean of the College will establish the specific review process, but it is expected that the departmental/section chairperson or responsible dean, division director, Members, and students will be interviewed as part of this process. The process shall occur in two steps: Step 1: The division director will be sent a set of questions approved by the Graduate College Council concerning the perceived status of the program and its well-being. In addition, the division director will be sent a request for general information about the division¶s activities and enrollment. The general information request will include information for a five-year period and shall include: 1. enrollment numbers 2. number of applicants 3. number of matriculants 4. number of graduates 5. the gender determinations for the matriculants 6. numbers of students from under-represented minorities 7. numbers of students who have been placed on academic probation 8. student publication numbers 9. number of Members in the division along with lost or new Members during that period 10. Member productivity profiles (numbers of peer-reviewed publications and amount of external funding). 11. Member teaching activities 12. number of division graduate advisory committee meetings held/year 13. DFRS\RIWKHGLYLVLRQ¶VJUDGXDWHVWXGHQWKDQGERRN 14. D³YLVLRQRI WKHIXWXUH´VWDWHPHQWE\WKHGLYLVLRQGLUHFWRU Step 2: Two members of the Graduate College Council will interview at least two Members of the division, at least two students, the division director and the departmental/section chairperson or 13 relevant college dean. The review committee will collate and digest the information and then write a report. This report will be submitted to the Graduate College Council for review and discussion. The Council will then recommend to the Dean that the report be accepted or that a more in-depth review be initiated. If the latter, the Dean will form a task force of college Members to follow up on the initial review. If significant problems are identified by this second review, the dean will prepare a remediation plan in collaboration with the division director. This milestone-driven plan will be sent to the department/section chairperson or college dean as well as the Provost of the university. The Graduate College Council will monitor the implementation of the plan and ZLOOGHWHUPLQHWKHGLYLVLRQ¶VFDSDELOLW\WRHIIHFWLYHO\FDUU\RXWDJUDGXDWH program annually. Should the Graduate College Council determine that a division no longer has the capability to carry out a graduate program; it will recommend dissolution of the division to the Dean. A dissolution vote recommendation shall require a two-thirds majority of the Council. 14 ARTICALE IV THE STUDENT BODY The student body of the Graduate College comprises students seeking advanced training in research leading to the Master of Science and Doctor of Philosophy degrees. These students participate in coursework, laboratory exercises, research experiences, presentations, scholarly discussion, reading groups, and conduct self-directed research. Students graduating from WKH&ROOHJH¶VSURJUDPVwill UHFHLYHWUDLQLQJFRQVLVWHQWZLWKWKH&ROOHJH¶VYLVLRQ, which is to graduate students who will become productive scientists, educators and leaders in their respective fields. In the arenas of academia, industry and government, they will compete successfully for funding and train the next generation of researchers and educators. Section 1: Acceptance of Students into College Programs (a) Students shall be admitted to the Graduate College by the Dean following recommendation from the division director. Students should meet the following requirements: (1) students will have taken the Graduate Record Exam (GRE) and demonstrated proficiency in verbal, quantitative and writing (2) if students are from a non-English speaking country, the Test Of English as a Foreign Language (TOEFL) shall be a minimum of 79-80 (EBT), 213 (Computer based) or 550 (paper based) (3) students will have an undergraduate/graduate science major demonstrating competency in science (4) students without an undergraduate science major will have taken additional science courses to ensure competency in general science, which would include introductory biology and chemistry and at least two additional advanced science courses (5) students who have not taken the GRE may be admitted if they have taken other internationally recognized exams (e.g., Medical College Admission Test [MCAT]) (6) students with advanced degrees (e.g., graduate level MD or PharmD) will not be required to take a placement exam (7) students will have completed an application to the College (8) students will have provided a complete set of official undergraduate and graduate college transcripts (if applicable) along with three letters of recommendation (b) The Graduate College Council may approve admittance of students who are deemed to have questionable proficiency. 7KHGLYLVLRQGLUHFWRUZLOOSUHVHQWWKHVWXGHQW¶VFDVHDORQJZLWK supporting documentation IURPWKHVWXGHQW¶Vapplication to the Council and provide a rationale as to why the student should be admitted. The student shall be accepted if a simple majority of the Council supports the applicant. (c) Once a division has made the decision to accept a student, the division director will inform the Dean by completing the Acceptance Routing Form (see appendix). This form shall include the following information: 15 1. 2. 3. 4. 5. 6. 7. full name of the student expected date of matriculation offers of financial support with the specific amount offers of additional benefits (e.g., insurance coverage) the possible need for involvement by the International Services Office whether the student will pay tuition or the tuition will be waived anticipated length of the acceptance (1) 7KH'HDQZLOOLQIRUPWKHUHJLVWUDU¶VRIILFH, which will send out a general acceptance letter. The Dean will also initiate an acceptance letter specifying the conditions and terms of the acceptance including all information needed for the student to matriculate. The student will acknowledge acceptance of the offer in writing by completing the UniveUVLW\¶V³,QWHQWWR5HJLVWHU´IRUP7KH GLYLVLRQGLUHFWRUZLOOEHQRWLILHGZKHQWKLVIRUPLVUHFHLYHG7KHUHJLVWUDU¶VRIILFHZLOOVHQGDQ additional packet of information to the student and the International Affairs Office will contact the student if necessary. The division director will be the point of contact for any issues pertaining to the division (e-mail address included in the acceptance letter) and the Graduate College office will be the point of contact for all matters concerning the College or University. (d) The same process will be followed for students to be rejected. The division director will provide WKHGLYLVLRQ¶VQDPHVWXGHQWQDPHDQGSURYLGHWKHUHDVRQWKHVtudent is being rejected. The DHDQ¶V office will then send out the rejection letter. (e) A student cannot be accepted until their application file is complete. (f) For regular classes on campus, once the student arrives on campus, they should inform the division director immediately. They will have been sent forms for enrollment and given the date of orientation. The students should attend orientation to facilitate the enrollment process that is accomplished by the admissions office of the University. Registration for the matriculating Quarter occurs as part of this process. (g) Upon matriculation the division shall provide the student with a handbook outlining: (1) all course requirements preferably with a year-by-year synopsis of recommended courses with course numbers (2) required grade performance for all required and elective courses (3) requirements for qualifying exams (4) description of the general content of the qualifying exam (5) process for passing qualifying exams (6) process for remediating qualifying exams (7) selection of an advisor (if applicable) (8) requirements for thesis/dissertation committee selection (9) expectations for research work (10) form of thesis/dissertation proposal (11) thesis/dissertation committee process (12) description of the defense process (13) requirements for completion of degree 16 (14) time line for degree completion (15) other materials relevant to the division not covered by the Graduate College student policies Section 2: Academic Policies The Graduate College adopts college-wide policies and procedures and reviews division regulations. Students follow the college and division policies in effect at the time of initial matriculation in the Graduate College. However, The Graduate College and division reserve the right to make substantive changes in its programs after the student's matriculation. Students shall be informed in writing by the division director of any changes made during their tenure in the program. Students reentering the college after an absence, will be guided by policies and procedures in effect at the time of re-entry. (a) Course and Examination Policies The examination policy is the responsibility of the individual course director who will inform students of examination requirements for that particular course. The course director will distribute a packet of information at the beginning of each class that: (1) sets forth the grading policy (2) includes the general objectives for the course (3) includes the course schedule (4) includes the learning objectives for each class (5) if applicable identifies the period at the end of the quarter provided for preparation for final examinations or for other end of quarter exercises. (b) Pass/No Pass Grades Each division identifies all courses required of its students. Required courses are usually taken for grade and not under the pass/no pass (P/N) option. (Required courses also generally have a minimum grade of B to remain in good academic standing in a division). Research hours are generally graded using the P/N option. However, a division may opt to provide a letter grade for research classes (under 600) for master's students. The grading policy for post-candidacy research hours (over 600) for doctoral students shall be P/N. (c) Good Academic Standing To remain in good academic standing, students must maintain a cumulative grade point average (GPA) of 3.0 and meet the requirements of his/her division. A student must be in good academic standing to be admitted to candidacy and to graduate. Students failing to maintain a GPA of 3.0 will be notified by the Dean in writiQJWKDWWKHLUVWXGHQWVWDWXVKDVEHHQFKDQJHGWR³RQSUREDWLRQ´ Students who fail to remediate their deficiencies within one academic year or are placed on probationary status a third time, are subject to dismissal by The Graduate College. Once a student KDVEHHQSODFHGRQDFDGHPLFSUREDWLRQWKHVWXGHQW¶VGLYLVLRQGLUHFWRUWRJHWKHUZLWKWKHVWXGHQW will develop a written remediation plan that must be approved by the Dean. This may involve taking the class over again, if possible, or substituting additional courses (special topics of readings classes) to resolve the problem. 17 (1) 7KH5HJLVWUDU¶V2IILFHZLOOQRWLI\WKH'HDQZKHQDVWXGHQW¶V*3$IDOOVEHORZ7KH'HDQ will automatically notify the student by certified letter of his/her change in academic standing and a copy will be sent to the division director. 7KLVOHWWHUZLOOEHLQFOXGHGLQWKHVWXGHQW¶VSHUPDQHQWILOH If a student fails to meet other requirements of a division, the division director will immediately notify the Dean who will then notify the student by certified letter of his/her change in academic standing. (d) Academic Difficulty Each division has policies and procedures regarding students who fail to maintain good academic standing. While the responsibilities of informing students of their academic problems and of establishing conditions for regaining good academic standing reside within the divisions, The Graduate College Council monitors the progress and promotion of all students and gives final approval to award students' degrees. (e) Dismissal Each division establishes grounds for dismissal beyond the minimal criteria established by The Graduate College. Should a division recommend the dismissal of a student, the division director will forward such recommendation to the Dean for final action. Letters of dismissal come from the Dean. Appeal of a dismissal action begins within the appropriate division. (f) Full-time Enrollment Full-time enrollment is required of all Graduate College students with the exception of the Clinical Research students and students within the Division of Nursing. Full-time students must register for at least 12, but not more than 20, quarter hours per quarter. Students must obtain written permission from the division director for exceptions to this policy. Students receiving a master's degree from the Graduate College as a full-time student must be enrolled for a minimum of three quarters (12 hours per quarter). Part-time students earning a master's degree must be enrolled a minimum of two quarters per academic year. The minimum requirement for graduation from the college is 48 hours with a minimum of 24 completed as a student in the College. At the time of graduation, the student must be enrolled in the College. The maximum time allowed for enrollment for a full-time master's degree is four years starting the first quarter of official enrollment. No fewer than 45 quarter hours of post-baccalaureate study shall be spent in residence at Rush University for the PhD. No fewer than 33 quarter hours of post-master's study shall be spent in residence at Rush University for the PhD degree. (g) Residency (1) Full-time Doctor of Philosophy (PhD) candidates are expected to meet all requirements for graduation within five full-time enrolled academic years in the Graduate College (excluding leaves of absence (see below)). This period begins the quarter in which the student formally matriculates. A student exceeding that time limitation must submit to the Graduate College Council, in writing, a request to extend their candidacy beyond that time period. This request must identify the reasons for the extension and provide a written plan with reasonable deadlines for completion. This document will be co-signed by the student's advisor and division director. The council will then vote whether to accept the extension or not (passed by simple majority). The student's advisor will then provide an update on the student's progress after six months. One year after the extension is granted, the student is expected to complete all requirements. A second request may be made by the student's 18 advisor and division director, but only will be accepted through a two-thirds majority of the voting members present at a formal hearing of the Graduate College Council. Within one year of that second request, the student must complete all requirements for the PhD degree or face dismissal. Alternatively, the student may be awarded a MS degree upon the recommendation of the student's graduate division. (2) Residency requirements for the PhD in the Division of Nursing differ from those of the other divisions since the Division of Nursing allows pursuit of the degree part-time. PhD (post-master's) students must complete degree requirements within eight years. (h) Readmission Any student who has withdrawn from the University or any dismissed student may apply for readmission by submitting an application for this purpose to the Graduate College admissions office. An interview may be required. A re-entering student must meet the conditions for re-enrollment stated in his/her dismissal or re-entry acceptance letter and all policies, requirements and course sequence in effect at the time of re-entry. The student will pay tuition and fees at the rates in effect at the time of re-enrollment. Application deadlines may vary by division. (i) Academic Progression The graduate division, in concert with the rules of the College and Rush University, develop specific regulations governing the process that results in final awarding of the degree. While such regulations differ slightly from one division to another, The Graduate College Council reviews each division's program and regulations for approval. In all cases, graduate divisions are required to be explicit and clear about regulations that will affect the candidate. This must be stringently observed in divisional regulations concerning selection of principal advisors, advisory committees, and a plan of study. Similarly, divisions will be explicit and clear concerning academic policies and procedures surrounding qualifying, preliminary, and final examinations when they are required. The divisions are also responsible for providing the candidate with the support needed to plan and conduct the dissertation research. At the same time, a major responsibility of the student is to become familiar with the regulations and expectations of his/her chosen division. The student is responsible for understanding the regulations, and monitoring changes that may occur during their tenure in the program. (j) Student Academic Appeals Policy Any student of The Graduate College may appeal a final course grade, failure on a preliminary or comprehensive examination, or failure of the thesis/dissertation that results in his/her academic probation or dismissal from the University. A student may also appeal an unreasonable delay in his/her graduation from the University. No other issues may be appealed through this process. (1) The process for filing an appeal within the division is maintained by each division. The student may request a copy of the Division Appeal Process from the division director. This process will be completed within one quarter. If a resolution cannot be achieved at the division level, the following procedure must be followed. At any step in the process, the student may withdraw the appeal by written notification to the division director with a copy to the Dean. In the event of a dismissal decision, a student may continue to enroll until the appeal process is completed or the student withdraws the appeal. 19 Step 1: If the student wishes to appeal the decision beyond the division, within two weeks of receiving a decision from the division, the student will submit a written statement to the Dean requesting consideration of his/her case by an advisory panel. The student must provide the following in the written statement. 1. course number and grade being appealed or other cause for probation or dismissal, i.e., failure of preliminary/comprehensive examination or thesis/dissertation 2. action being requested 3. justification for the request 4. an outline of the efforts and actions already taken to obtain consideration of the request (2) The student will send copies of this communication to the division director and the department/section chairperson or appropriate college dean. In addition, if a course grade is being appealed, the student will send a copy to the course director. If the evaluation of a thesis or dissertation is being appealed, the student will send a copy to the chairperson of the thesis/dissertation committee. The Advisory Panel will be The Graduate College Council. Its chairperson will be appointed by the Dean from among the members. The division director of the student's division and any other member who is evaluating the student's academic status will not vote in any proceedings. Step 2: Within two weeks after notification to the Dean, the appointed chairperson of the Graduate College Council will arrange a meeting of the Council. It will submit a written recommendation to the Dean. Step 3: Within two weeks foOORZLQJUHFHLSWRIWKH&RXQFLO¶Vrecommendation and upon discussion with the student and with others as appropriate, the Dean shall reach a final decision and notify each party of the decision. The decision reached by the Dean is final. (3) The issues discussed and the outcomes of all meetings in this appeal process are to be documented. This record-keeping is the responsibility of a faculty member who is to be designated at each meeting. Copies of the documentation should be distributed to the individuals present at a meeting, to the division director, the Dean and to the student's academic file. (k) Ongoing Training in Ethics Full time M.S. and Ph.D. candidates in the Graduate College must attend a minimum of four ethics seminars per year provided by the Office of Research Integrity following their first year of classes. Failure to attend the required number of lectures or equivalent will delay graduation. Alternative training equivalent to at least four contact hours per year may be substituted, but must be approved by the division director and the Graduate College Council. (l) Rush University Academic Policies University Policies (e.g. harassment, discrimination) not described above also apply to Graduate Students and are described in the Rush University Catalogue. It is the responsibility of the student to become familiar with these policies. 20 Section 3: Student Government The Graduate Student Council is the sanctioned student governmental body in the Graduate College. The elected President and Vice President sit on the Graduate College Council along with one at large elected student. These students cannot be from the same division. All three students of the Graduate College Council have full voting rights in its meetings. 21 ARTICLE V ADVANCED CANDIDACY $1'0$67(5¶6'(*5((POLICIES Section 1: (a) Advanced Candidacy Procedures Qualification for Candidacy (1) Students seeking the doctor of philosophy (PhD) degree must qualify for candidacy for this degree. The division must establish, in writing, its rules for qualification to candidacy including all coursework and other requirements and the form of the qualification exam/proposal. The division must set criteria for the number of times a student may undergo the qualification process and establish a time limit within which the qualification process must be completed. In order to qualify the student must: 1. be in good academic standing (grade point average [GPA] of 3.0 or greater) at the time of petitioning for qualification 2. have completed all divisional requirements for qualification 3. completed a course in ethics training and be participating in ongoing ethics training. (2) The student must inform the division director that s/he is prepared for qualification. The qualification process may take several forms although some form a written/oral/research plan that can be documented must be established with clear pass/fail criteria. This documentation must be included LQWKHVWXGHQW¶VILOH7KHVWXGHQWZLOOEHLQIRUPHGLQZULWLQJWKDWVKHKDVSDVVHGWKHTXDOLILFDWLRQ SURFHVV)DLOXUHWRTXDOLI\ZLOOUHVXOWLQDWHUPLQDOPDVWHU¶VGHJUHHVHHEHORZ (b) Student Dissertation Committee A student, in collaboration with his/her advisor, will form a dissertation committee for the purpose of RYHUVHHLQJDQGDSSURYLQJWKHVWXGHQW¶VGLVVHUWDWLRQFRPPLWWHH7KHFRPPLWWHHLVFKDUJHGZLWK ensuring the quality and originality of the work. (c) Dissertation Committee Composition 7KHFRPPLWWHHZLOOEHFRPSULVHGRIWKHVWXGHQW¶VDGYLVRUVDQGDWOHDVWIRXURWKHUPHPEHUV$WOHDVW WZRPHPEHUVPXVWEHIURPWKHVWXGHQW¶VGLYLVLRQ$WOHDVWRQHPHPEHURIWKHFRPPLWWHHPXVWEH from outside the division and/or university. The division director must approve the composition of the committee. Once formed, the committee will choose a dissertation committee chairperson. The FKDLUSHUVRQFDQQRWEHWKHVWXGHQW¶VDGYLVRUDQGPXVWEHD0HPber of the Graduate College. The chairperson is responsible for setting dissertation meetings, establishing the agenda for those meetings and distributing minutes from those meetings to all members of the committee, the student and the VWXGHQW¶VGLYLVLRQdirector. The division director may attend all committee meetings, but is considered ex officio unless officially chosen as a committee member. 22 (d) Dissertation Committee Responsibilities and Timeline (1) 7KHVWXGHQW¶VDGYLVRUZLOOHQVXUHWKDWWKHVtudent is in good academic standing and has passed TXDOLI\LQJH[DPVSULRUWRWKHLQDXJXUDOPHHWLQJRIWKHFRPPLWWHH7KHVWXGHQW¶VDGYLVRUZLOOPHHW ZLWKWKHVWXGHQWWRGHWHUPLQHLIWKHGLVVHUWDWLRQ¶VSODQLVVXIILFLHQWO\GHYHORSHGWRKROGDPHHWLQJ7KLs plan will be in the form of an R-21 National Institutes of Medicine proposal or its equivalent. At the first meeting: 1. tKHVWXGHQW¶VDGYLVRUZLOOFDOOIRUQRPLQDWLRQVIRUFRPPLWWHHFKDLUSHUVRQ 2. once elected, the chairperson will run the remainder of, and all subsequent meetings 3. the student will present his/her dissertation proposal orally (this presentation should be accompanied by a written proposal that includes Specific Aims, Background and Significance, Preliminary Data, and a comprehensive Research Plan). 4. during the presentation, the committee will comment on the goals of the project and its IHDVLELOLW\3DUWLFXODUDWWHQWLRQVKRXOGEHSODFHGRQHQVXULQJWKDWWKHVWXGHQW¶VZRUNZLOO qualify as a dissertation regardless of its outcome (provided all work is carried out as planned). 5. decide to accept or call for modifications to the proposal. Should the committee decide that substantial revisions are needed; the committee may opt to hold a second meeting. 6. the committee will vote unanimously to accept the proposal as presented. An affirmative vote creates, in a sense, a contract between the student and the committee that if carried out, will qualify the student for graduation. This assumes that the work will lead to the eventual submission of at least one first author manuscript (although a division may opt to require acceptance of a first author manuscript, which is strongly encouraged, acceptance of said manuscript is not a college requirement). (2) The student must keep the committee apprised of the progress of the work and seek unanimous DSSURYDOIRUDOOFKDQJHVDVWKHSODQSURJUHVVHV3ULRUWRWKHVWXGHQW¶VSXEOLFGHIHQVHRIKLVKHU SURSRVDOWKHFRPPLWWHHZLOODJDLQPHHWWRYHULI\WKDWWKHVWXGHQW¶VSURMHFWKDVEHHQFRPSOHWHO\FDUULHG out as planned. At that meeting, it is assumed that a complete working draft of the proposal has been distributed and read by all members of the committee. It is further assumed that this draft will follow a VWUXFWXUHDSSURYHGE\WKHXQLYHUVLW\¶VKHDGOLEUDULDQApproval to proceed to the public defense requires a four-fifths approval (only one dissenting vote is allowed). (e) Changes in Dissertation Committee Composition If for any reason, a committee member decides s/he can no longer serve, s/he must inform the committee chairperson and a new member must be added. The addition of the new member must meet WKHUXOHVIRUFRPPLWWHHFRPSRVLWLRQLHWZRPHPEHUVIURPWKHVWXGHQW¶VGLYLVLRQJUDGXDWHFROOHJH membership, and outside division representation). The committee chairperson will inform the division director of the change. (f) Public Defense of the Dissertation (1) Following approval to proceed to public defense, the committee chairperson will inform the division director of the intent to defend. The student, dissertation committee, and division director will 23 identify the date for the defense. This date must be at least 15 days prior to the beginning of the subsequent quarter in order for the student to officially graduate within that quarter unless extenuating circumstances are presented to and approved by the Dean. (2) 7KHVWXGHQW¶VGLYLVLRQZLOOSXEOLFO\DGYHUWLVHWKHGHIHQVHRIWKHGLVVHUWDWLRQDFURVVWKHFDPSXVDW least one week prior to the scheduled date. The Dean shall be notified. The defense will be open to the public and will be chaired by the committee chairperson. The student will present his/her dissertation orally. At the conclusion of the oral presentation, the student will be required to field questions from the audience. (g) Dissertation Approval Following public defense, the dissertation committee will meet in executive session. All members of the committee must be present at this meeting (physically or electronically). At this meeting, the committee may opt to ask additional qXHVWLRQVSHUWDLQLQJWRWKHVWXGHQW¶VFKRVHQILHOGDQGRUDVNIRU IXUWKHUFODULILFDWLRQVRQWKHVWXGHQW¶VGDWD7KHFRPPLWWHHPD\FDOOIRUDGGLWLRQDOHGLWLQJRIWKH written dissertation at this time. The committee chairperson will then call for a vote to approve. Dissertation approval allows for only one dissenting vote, ZKLFKFDQQRWEHWKHVWXGHQW¶VSULPDU\ advisor. Once the decision to approve has been made, the committee chairperson will inform the VWXGHQW¶VGLYLVLRQGLUHFWRUZKRZLOOWKHQQRWLI\WKHDean. If editing to the dissertation document is required, the student must make those changes within 30 days so that the document can be signed by all voting members within that time and approved by the UQLYHUVLW\¶VKHDGOLEUDULDQ2QFHDSSURYHG by the librarian, s/he will inform the DHDQ¶VRIILFHGLYLVLRQGLUHFWRUUHJLVWUDUDQGVWXGHQWWKDWWKH dissertation document is complete. Section 2: Student Thesis Committee (a) Students seeking a research Master of Science (MS) degree fall into one of two categories: (1) enrollment in a research Master of Science (MS) program (2) students who fail to qualify for PhD candidacy. (b) Students enrolled in a research MS program will form a thesis committee and follow a process similar to that described for the dissertation with the following differences: (1) (2) (3) (4) (5) (6) (7) the committee will consist of a minimum of three members RQO\RQHPHPEHUPXVWEHIURPWKHVWXGHQW¶VGLYLVLRQ only one member must be a Member in good standing within the Graduate College a committee member from RXWVLGHRIWKHVWXGHQW¶VGLYLVLRQLVQRWUHTXLUHG although a formal pre-approved research plan is not required, it is strongly encouraged although a submitted first author manuscript is not required, it is strongly encouraged a student may write a scholarly work in lieu of a research project in which case a committee must still be formed to oversee the work and a public presentation of that work must be given. F8SRQDVWXGHQW¶VIDLOXUHWRTXDOLI\IRUD3K'WKHGLYLVLRQGLUHFWRUPXVWLQIRUPWKH'HDQRI that failure. At that time, the division director may petition to form a three-member committee to oversee 24 the completion of an MS degree. The composition of the three-member committee will be the same as that described in section 2(b) above. The student could write up a thesis on the work completed to date. Alternatively, the committee may oversee the preparation of a scholarly work. In either case, the work must be presented publicly as described for the research thesis and must be signed by all members of the thesis committee. 25 Rush Graduate College Acceptance Routing Form To: Paul M. Carvey, PhD Dean, Rush Graduate College RE: student name The Graduate Advisory Committee of the Division of ____________ has met and decided to accept/reject the application of Mr./Ms. ______________ to its graduate program. 1. Matriculation Quarter Fall, W inter, Spring, Summer 2. Stipend/scholarship offered for first year $______________________ 3. Benefits offered for first year (specify) _______________________ 4. Need for International Services yes 5. Anticipated tuition for the first year $______________ or waived 6. Length of offer 1 2 3 4 5 years no ,FHUWLI\WKDWWKLVVWXGHQW¶VDSSOLFDWLRQLVFRPSOHWHDQGWKDWWKLVVWXGHQWPHHWVDll of the minimum requirements of the Graduate College and the Division of ___________. If the student is being rejected, please provide the reason below: ___________________________ Name of director ______________ Date 26