Tecnologías para la Eficiencia en el Sector Financiero: SOA
Transcription
Tecnologías para la Eficiencia en el Sector Financiero: SOA
Joaquín de Valenzuela Muley Tecnologías para la Business Development Manager Eficiencia en el Financial Services Sector Financiero: SOA Agenda • • • • Entorno Arquitectura Orientada a Servicios Propuesta Sun Referencias Entorno Dinámico Eficiencia Operacional Nuevas Espectativas ? ? Globalización Regulación “If we truly aspire to be leaders in the payments & securities industries, why is it that so many innovations in this business are pioneered by non-banks?” Heidi Miller. HO Treasury & Securities Services. J P Morgan Chase (commenting on the eBay / PayPal deal) Desintermediación Sources: Financial Insights and bearing Point Entorno Complejo Service Oriented Architecture • SOA es un estilo de arquitectura que enfatiza el uso de servicios de red, seguros, reutilizables, de grano fino y desacoplados, y permite incrementar la flexibilidad de negocio de una manera interoperable agnóstica tecnológicamente • SOA utiliza una estrategia tanto de negocio como técnica para exponer la funcionalidad y los datos de negocio tanto dentro de la empresa como con otras By 2006, more than 75% of midsize and large enterprises will have deployed SOA-enabled development tools and middleware (Gartner) By 2006, more than 60% of enterprises will consider SOA a guiding principle in designing their new mission-critical business applications and business processes. (Gartner) By 2007, focus will shift from basic infrastructure to business frameworks via Web services-based, Service-Oriented Architectures. (Meta Group) By 2008, SOA will be a prevailing software engineering practice, ending the 40-year domination of monolithic software architecture (Gartner) Principios SOA • Separación de la lógica de Negocio de la de Presentación • Separación de la lógica de negocio en módulos independientes (Servicios) reutilizables por procesos de negocio heterogéneos • Servicio encapsula funcionalidad, y la desacopla • Servicio encapsula la parte no funcional (QoS, políticas de acceso, metadadatos,...) Payment Follow-up Account Opening Corporate Treasury Payment Portal Payment Processing Exception Handling Workflow Composite Applications, Presentation and Devices Corporate Treasury Integration Payment System Corporate B2B Funds Corporate Treasury Risk Management Management message switching Assessment Payment Portal Business Processes Business Services Backend Payment Systems Sales Systems Product Systems Shared Tools Data Complian Repositories ce Data Agents, Subsidiaries Beneficios • Para el negocio > > > > Eficiencia Reutilización Time to Market Facilita la implementación de procesos de negocio intercompañías • Para IT > > > > > > Arquitecturas Flexibles Rentabilización de Activos Integración de aplicaciones existentes Integración de servicios Particionamiento de la arquitectura Desarrollo de aplicaciones compuestas ¿Panacea? Costes Upfront SOA y EDA Governance Estrategia vs Táctica Propuesta Sun - Java Composite Application Platform Suite J2EE Soporte a Estándares: BPEL4WS, BPMN, Rosettanet, ebXML, UDDI, LDAP, Conectividad vía eWay Repositorio Alta productividad Solaris Enterprise System Composite Application Platform Application Platform B2B Web Infrastructure ESB Data Center Management Availability Community Identity Management Developer Tools Java Enterprise System Las 4Ps en SOA Personas Procesos Mejores Prácticas, Frameworks, Blueprints Cambio Cultural Training, ... SOA Plataformas Deesarrollo/Desplieguet/ Gestión de la Infraestructura (Software, Hardware) Prácticas Roadmap de Implantación, referencias, partners.,... Sun Java CAPs en Servicios Financieros Corporate actions C2B connectivity Exception workflow SWIFT Connectivity Straight-through processing Single customer view Bulk payments Investment funds processing HR on-boarding Cash reporting Exceptions and investigations FIX processing Trade Services Payments clearing Trade affirmations Operational risk DTCC/NSCC integration • Global market practice finance > Banking > Insurance > Securities • Focus on solution components > > > > Connectivity Payments Funds Protocol handling • Financial Services SOA > Framework templates > Presentation, process, integration > Align with industry initiatives • Strong presence at SIBOS 2006 Referencias en Sector Financiero(*) Abbey National ABN Amro Abu Dhabi Investment Authority Aegon USA Allstate Insurance American Intl. Group AXA Group Banca IMI BAREP Bank Mendes Gans Banque Invik B*Capital BCEE BMW Financial Services BNP Paribas* BRFKredit CalPERS Clearstream Commerzbank Credit Agricole Credit Andorra Dunn & Bradstreet Entenial Equifax Erie Insurance (*) Clientes con Java CAPS Los clientes en regritan utilizan CAPS para SWIFT Farm Bureau Insurance FirstRand - First National Bank Fischer Francis Trees & Watts Fuji Bank GMAC Goldman Sachs Great West Life HypoVereinsBank Industrial Bank of Korea ING Investors Bank and Trust JPMorgan Chase Jupiter Asset Management KBC Bank and Insurance KBC Securities KBL – Kredietbank Luxemburg Korea First Bank Liberty Mutual Insurance Liverpool Victoria Group MacQuarie Bank Malaysia National Insurance Mizuho Bank Tokyo National Bank of Abu Dhabai Northern Trust Nicholas Applegate ORIX Group Pacific Life Insurance Phoenix Wealth Management Post Finance Providentia Reale Mutua Assicurazioni RLI Insurance Robert Stevens International Samsung Card Company Sentry Insurance Sherwood International Group Societe Generale Asset Mgt St Paul Travelers Standard Bank London Standard Bank South Africa Standard Chartered Bank Tokyo Sumitomo Trust Bank Tokyo Vontobel Privat Bank Washington Mutual Westdeutsche Landesbank WestLB Westpac Banking Corp Winterthur Zürcher Kantonalbank Miembro Activo de la comunidad Swift • Proveedor Gold certified desde 1998 Todas y cada una de las versiones han obtenido el Gold certified desde 1998 • Participación en los Swift readiness boards > Target 2, Exceptions and Investigations, Bulk Payments EAI: Java CAPS • Message handling • Business Processes • Workflow SAA • Auditing • Performance SWIFTNet • Monitoring SAG Back office Systems High availability platform by SUN (Hardware, Solaris, Clustering, …) Características de SUN Java CAPS en SWIFT (junto con SWIFTAlliance) Identity Compliance Dashboard Identity Audit Reports Identity Solution Storage Solution Client Order Management Compliance Monitoring/Reporting Solution Order Entry Identity Auditor Limits Identity Manager Application authentication/ authorisation interfaces Access Manager Booking Matching Settlement Allow/deny Portal STK IntelliStore Java CAPS Compliance Reports Best Execution Data Sifting Engines Operational Bus Directory Server Compliance Bus/Java CAPS SWIFTNet Phase 2 Migration Legacy Interface Replacement SWIFTNet InterAct and FileAct SWIFTNet C2B, MA-CUG and CAG Building services on SWIFTNet Straight-through processing (STP) Front and back-office integration Compliance architectures for e.g. MiFID, Giovannini, Basel2, … • Fast Payments architecture • • • • • • • • Otras Referencias • BNP Paribas - Real-Time Automated Client Connectivity > Challenge: reduction of costs in high-volume, low- margin transactions, use of emerging standards > Solution: Built single window SWIFT and Reuters access with FIX and migration of order management system in a 20 man day project > Benefits: real-time order information for clients, significantly reduced cost per transaction, transparent migration • Aegon Americas Life Insurance - IT Operations Convergence > Challenge: redundant environment, changes expensive, limited reuse – 3 architectures, inability to get product to market fast enough > Benefits: Zero coding to date, reuse business skills of existing programmers on new SOA projects • Barep Asset management (SocGen) Architecture for Absolute Performance > Challenge: Lack of openness and transparency for complex fund production/management, and increasing maintenance costs > Benefits: reduced time to deploy investment funds by 80% through reuse, the architecture also provides the flexibility to change applications over time with minimal effort Financial Conclusiones • SOA como elemento clave de la mejora de eficiencia en el sector • Sun dispone de una solución SOA completa, madura y con numerosas referencias en servicios financieros joaquin.devalenzuela@sun.com Muchas Gracias